Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Small Cap Value Fund | ||||
Issuer | Hayward Holdings Inc | ||||
Ticker/Sedol | HAYW / 421298100 | ||||
Principal Amount (US$) | $326,250,000 | ||||
Principal Amount (Foreign$) | N/A | ||||
Amount Purchased (US$) | $28,153,461 | ||||
Amount Purchased (Foreign$) | N/A | ||||
Trade Date | 05/02/2022 | ||||
Price (US$) | $14.50 | ||||
Price-Foreign | N/A | ||||
Underwriter | Goldman Sachs | ||||
Other Syndicate Members: | BofA Securities Nomura Securities International Baird Capital Partners Guggenheim Securities LLC William Blair & Co LLC Credit Suisse Jefferies & Co Morgan Stanley Wolfe Research LLC BMO Capital Markets Corp KeyBanc Capital Markets Amerivet Securities Inc | ||||
Underwriting Spread | 4.25% | ||||
Currency | USD |