UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENTCOMPANY
Investment Company Act file number | 811-07820 | |||||
AMERICAN CENTURY CAPITAL PORTFOLIOS, INC. | ||||||
(Exact name of registrant as specified in charter) | ||||||
4500 MAIN STREET, KANSAS CITY, MISSOURI | 64111 | |||||
(Address of principal executive offices) | (Zip Code) | |||||
CHARLES A. ETHERINGTON, 4500 MAIN STREET KANSAS CITY, MISSOURI 64111 | ||||||
(Name and address of agent for service) | ||||||
Registrant’s telephone number, including area code: | 816-531-5575 | |||||
Date of fiscal year end: | 03-31 and 10-31 | |||||
Date of reporting period: | 07-01-2013 – 06-30-2014 |
Item 1. Proxy Voting Record.
ICA File Number: 811-07820
Registrant Name: American Century Capital Portfolios, Inc.
Reporting Period: 07/01/2013 - 06/30/2014
Equity Income
3M COMPANY Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MMM Security ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Michael L. Eskew | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
ABB LTD. Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ABBN Security ID: H0010V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.2 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
5 | Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees | Management | For | Against |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
7.1 | Elect Roger Agnelli as Director | Management | For | For |
7.2 | Elect Matti Alahuhta as Director | Management | For | For |
7.3 | Elect Louis Hughes as Director | Management | For | For |
7.4 | Elect Michel de Rosen as Director | Management | For | For |
7.5 | Elect Michael Treschow as Director | Management | For | For |
7.6 | Elect Jacob Wallenberg as Director | Management | For | For |
7.7 | Elect Ying Yeh as Director | Management | For | For |
7.8 | Elect Hubertus von Grunberg as Director and Board Chairman | Management | For | For |
8.1 | Appoint Michel de Rosen as Member of the Compensation Committee | Management | For | For |
8.2 | Appoint Michael Treschow as Member of the Compensation Committee | Management | For | For |
8.3 | Appoint Ying Yeh as Member of the Compensation Committee | Management | For | For |
9 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
10 | Ratify Ernst and Young AG as Auditors | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 19, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AGL RESOURCES INC. Meeting Date: APR 29, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: GAS Security ID: 001204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Dean R. O'Hare | Management | For | For |
1.10 | Elect Director Armando J. Olivera | Management | For | For |
1.11 | Elect Director John E. Rau | Management | For | For |
1.12 | Elect Director James A. Rubright | Management | For | For |
1.13 | Elect Director John W. Somerhalder, II | Management | For | For |
1.14 | Elect Director Bettina M. Whyte | Management | For | For |
1.15 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: NLY Security ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
AT&T INC. Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
BAE SYSTEMS PLC Meeting Date: MAY 07, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BA. Security ID: G06940103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Paul Anderson as Director | Management | For | For |
6 | Re-elect Harriet Green as Director | Management | For | For |
7 | Re-elect Ian King as Director | Management | For | For |
8 | Re-elect Peter Lynas as Director | Management | For | For |
9 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
10 | Re-elect Nicholas Rose as Director | Management | For | For |
11 | Re-elect Carl Symon as Director | Management | For | For |
12 | Elect Sir Roger Carr as Director | Management | For | For |
13 | Elect Jerry DeMuro as Director | Management | For | For |
14 | Elect Christopher Grigg as Director | Management | For | For |
15 | Elect Ian Tyler as Director | Management | For | For |
16 | Appoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Approve Long Term Incentive Plan | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BECTON, DICKINSON AND COMPANY Meeting Date: JAN 28, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: BDX Security ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director Catherine M. Burzik | Management | For | For |
1.4 | Elect Director Edward F. DeGraan | Management | For | For |
1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
1.6 | Elect Director Claire M. Fraser | Management | For | For |
1.7 | Elect Director Christopher Jones | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.10 | Elect Director James F. Orr | Management | For | For |
1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
1.14 | Elect Director Alfred Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CAPITOL FEDERAL FINANCIAL, INC. Meeting Date: JAN 21, 2014 Record Date: DEC 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFFN Security ID: 14057J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Johnson | Management | For | For |
1.2 | Elect Director Michael T. McCoy | Management | For | For |
1.3 | Elect Director Marilyn S. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Against |
17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorize Shares for Market Purchase | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director Peter C. Brown | Management | For | For |
1.3 | Elect Director Richard A. Gephardt | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Gregory J. McCray | Management | For | For |
1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Director Fred R. Nichols | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | For |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | For |
1.12 | Elect Director Laurie A. Siegel | Management | For | For |
1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
CHEVRON CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CISCO SYSTEMS, INC. Meeting Date: NOV 19, 2013 Record Date: SEP 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
COMERICA INCORPORATED Meeting Date: APR 22, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMA Security ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1.2 | Elect Director Roger A. Cregg | Management | For | For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
1.5 | Elect Director Richard G. Lindner | Management | For | For |
1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
1.9 | Elect Director Nina G. Vaca | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMERCE BANCSHARES, INC. Meeting Date: APR 16, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CBSH Security ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Capps | Management | For | For |
1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
1.3 | Elect Director James B. Hebenstreit | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
CONSOLIDATED EDISON, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: ED Security ID: 209115104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin Burke | Management | For | For |
1b | Elect Director Vincent A. Calarco | Management | For | For |
1c | Elect Director George Campbell, Jr. | Management | For | For |
1d | Elect Director Michael J. Del Giudice | Management | For | For |
1e | Elect Director Ellen V. Futter | Management | For | For |
1f | Elect Director John F. Hennessy, III | Management | For | For |
1g | Elect Director John F. Killian | Management | For | For |
1h | Elect Director John McAvoy | Management | For | For |
1i | Elect Director Armando J. Olivera | Management | For | For |
1j | Elect Director Sally H. Pinero | Management | For | For |
1k | Elect Director Michael W. Ranger | Management | For | For |
1l | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ELI LILLY AND COMPANY Meeting Date: MAY 05, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director Karen N. Horn | Management | For | For |
1c | Elect Director William G. Kaelin, Jr. | Management | For | For |
1d | Elect Director John C. Lechleiter | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | For |
21 | Stock Retention/Holding Period | Shareholder | Against | Against |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
25 | Seek Sale of Company | Shareholder | Against | Against |
GOLDCORP INC. Meeting Date: MAY 01, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: G Security ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a1 | Elect Director John P. Bell | Management | For | For |
a2 | Elect Director Beverley A. Briscoe | Management | For | For |
a3 | Elect Director Peter J. Dey | Management | For | For |
a4 | Elect Director Douglas M. Holtby | Management | For | For |
a5 | Elect Director Charles A. Jeannes | Management | For | For |
a6 | Elect Director Clement A. Pelletier | Management | For | For |
a7 | Elect Director P. Randy Reifel | Management | For | For |
a8 | Elect Director Ian W. Telfer | Management | For | For |
a9 | Elect Director Blanca Trevino | Management | For | For |
a10 | Elect Director Kenneth F. Williamson | Management | For | For |
b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
c | Amend Restricted Share Unit Plan | Management | For | For |
d | Amend Stock Option Plan | Management | For | Against |
e | Advisory Vote on Executive Compensation Approach | Management | For | For |
HONDA MOTOR CO. LTD. Meeting Date: JUN 13, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 7267 Security ID: J22302111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Ike, Fumihiko | Management | For | For |
2.2 | Elect Director Ito, Takanobu | Management | For | For |
2.3 | Elect Director Iwamura, Tetsuo | Management | For | For |
2.4 | Elect Director Yamamoto, Takashi | Management | For | For |
2.5 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
2.6 | Elect Director Nonaka, Toshihiko | Management | For | For |
2.7 | Elect Director Yoshida, Masahiro | Management | For | For |
2.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
2.9 | Elect Director Kunii, Hideko | Management | For | For |
2.10 | Elect Director Shiga, Yuuji | Management | For | For |
2.11 | Elect Director Takeuchi, Kohei | Management | For | For |
2.12 | Elect Director Aoyama, Shinji | Management | For | For |
2.13 | Elect Director Kaihara, Noriya | Management | For | For |
INTEL CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JOHNSON & JOHNSON Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | For |
KEYCORP Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Adele Simmons | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 19, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Jose Luis Prado | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying and Political Contributions | Shareholder | Against | Against |
NUCOR CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director John J. Ferriola | Management | For | For |
1.3 | Elect Director Harvey B. Gantt | Management | For | For |
1.4 | Elect Director Gregory J. Hayes | Management | For | For |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Bernard L. Kasriel | Management | For | For |
1.7 | Elect Director Christopher J. Kearney | Management | For | For |
1.8 | Elect Director Raymond J. Milchovich | Management | For | For |
1.9 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
PEPSICO, INC. Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | For |
1g | Elect Director Alberto Ibarguen | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Lloyd G. Trotter | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PFIZER INC. Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
PIEDMONT NATURAL GAS COMPANY, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNY Security ID: 720186105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Malcolm E. Everett, III | Management | For | For |
1.2 | Elect Director Frank B. Holding, Jr. | Management | For | For |
1.3 | Elect Director Minor M. Shaw | Management | For | For |
1.4 | Elect Director Michael C. Tarwater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement in the Articles of Incorporation | Management | For | For |
5 | Reduce Supermajority Vote Requirement in the Bylaws | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: POT Security ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director William J. Doyle | Management | For | For |
1.4 | Elect Director John W. Estey | Management | For | For |
1.5 | Elect Director Gerald W. Grandey | Management | For | For |
1.6 | Elect Director C. Steven Hoffman | Management | For | For |
1.7 | Elect Director Dallas J. Howe | Management | For | For |
1.8 | Elect Director Alice D. Laberge | Management | For | For |
1.9 | Elect Director Consuelo E. Madere | Management | For | For |
1.10 | Elect Director Keith G. Martell | Management | For | For |
1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.12 | Elect Director Mary Mogford | Management | For | For |
1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve 2014 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Ann E. Dunwoody | Management | For | For |
1d | Elect Director William J. Flynn | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director W. Lee Nutter | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director Allan C. Sorensen | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt a Policy in Which the Company Will Not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
ROCKWELL COLLINS, INC. Meeting Date: FEB 06, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris A. Davis | Management | For | For |
1.2 | Elect Director Ralph E. Eberhart | Management | For | For |
1.3 | Elect Director David Lilley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
SUNTRUST BANKS, INC. Meeting Date: APR 22, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director David H. Hughes | Management | For | For |
1.3 | Elect Director M. Douglas Ivester | Management | For | For |
1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.5 | Elect Director William A. Linnenbringer | Management | For | For |
1.6 | Elect Director Donna S. Morea | Management | For | For |
1.7 | Elect Director David M. Ratcliffe | Management | For | For |
1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.10 | Elect Director Thomas R. Watjen | Management | For | For |
1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION Meeting Date: NOV 15, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Cassaday | Management | For | For |
1b | Elect Director Jonathan Golden | Management | For | For |
1c | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1d | Elect Director Hans-Joachim Koerber | Management | For | For |
1e | Elect Director Nancy S. Newcomb | Management | For | For |
1f | Elect Director Jackie M. Ward | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: AUG 27, 2013 Record Date: JUL 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | Management | For | For |
1b | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | Management | For | For |
1c | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | Management | For | For |
1d | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | Management | For | For |
2a | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | Management | For | For |
2a.1 | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
2b | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | Management | For | For |
2b.1 | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
3.a | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
4 | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | Management | For | For |
5 | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | Management | For | For |
6 | Discuss Financial Statements for 2012 | Management | None | None |
TEVA PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: FEB 24, 2014 Record Date: JAN 23, 2014 Meeting Type: SPECIAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Management | For | For |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Mary Alice Taylor | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
THE CHUBB CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Claes Dahlback | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Debora L. Spar | Management | For | For |
1l | Elect Director Mark E. Tucker | Management | For | For |
1m | Elect Director David A. Viniar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE MOSAIC COMPANY Meeting Date: OCT 03, 2013 Record Date: AUG 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: MOS Security ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy S. Gitzel | Management | For | For |
1b | Elect Director William R. Graber | Management | For | For |
1c | Elect Director Emery N. Koenig | Management | For | For |
1d | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 08, 2013 Record Date: AUG 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director D. Scott Davis | Management | For | For |
1e | Elect Director Stuart E. Eizenstat | Management | For | For |
1f | Elect Director Michael L. Eskew | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Candace Kendle | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Rudy H.P. Markham | Management | For | For |
1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1l | Elect Director Carol B. Tome | Management | For | For |
1m | Elect Director Kevin M. Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
WAL-MART STORES, INC. Meeting Date: JUN 06, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Douglas N. Daft | Management | For | For |
1f | Elect Director Michael T. Duke | Management | For | Against |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | For |
1j | Elect Director Gregory B. Penner | Management | For | For |
1k | Elect Director Steven S Reinemund | Management | For | For |
1l | Elect Director Jim C. Walton | Management | For | For |
1m | Elect Director S. Robson Walton | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
WASTE MANAGEMENT, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WM Security ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director Patrick W. Gross | Management | For | For |
1d | Elect Director Victoria M. Holt | Management | For | For |
1e | Elect Director John C. Pope | Management | For | For |
1f | Elect Director W. Robert Reum | Management | For | For |
1g | Elect Director David P. Steiner | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
WESTAR ENERGY, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WR Security ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mollie H. Carter | Management | For | For |
1.2 | Elect Director Jerry B. Farley | Management | For | For |
1.3 | Elect Director Mark A. Ruelle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WGL HOLDINGS, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: WGL Security ID: 92924F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Barnes | Management | For | For |
1.2 | Elect Director George P. Clancy, Jr. | Management | For | For |
1.3 | Elect Director James W. Dyke, Jr. | Management | For | For |
1.4 | Elect Director Melvyn J. Estrin | Management | For | For |
1.5 | Elect Director Nancy C. Floyd | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director James F. Lafond | Management | For | For |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Terry D. McCallister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
Global Real Estate
ALEXANDRIA REAL ESTATE EQUITIES, INC. Meeting Date: MAY 29, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ARE Security ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Maria C. Freire | Management | For | For |
1.5 | Elect Director Steven R. Hash | Management | For | For |
1.6 | Elect Director Richard H. Klein | Management | For | For |
1.7 | Elect Director James H. Richardson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 12, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: AP.UN Security ID: 019456102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Gerald R. Connor | Management | For | For |
1.2 | Elect Trustee Gordon R. Cunningham | Management | For | For |
1.3 | Elect Trustee Michael R. Emory | Management | For | For |
1.4 | Elect Trustee James Griffiths | Management | For | For |
1.5 | Elect Trustee Ralph T. Neville | Management | For | For |
1.6 | Elect Trustee Daniel F. Sullivan | Management | For | For |
1.7 | Elect Trustee Peter Sharpe | Management | For | For |
2 | Approve BDO Canada LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
3 | Approve Unit Option Plan | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY Meeting Date: APR 29, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIV Security ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James N. Bailey | Management | For | For |
1.2 | Elect Director Terry Considine | Management | For | For |
1.3 | Elect Director Thomas L. Keltner | Management | For | For |
1.4 | Elect Director J. Landis Martin | Management | For | For |
1.5 | Elect Director Robert A. Miller | Management | For | For |
1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
1.7 | Elect Director Michael A. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUSTRALAND PROPERTY GROUP Meeting Date: APR 16, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ALZ Security ID: Q07932108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of The Remuneration Report | Management | For | For |
3.1 | Elect Nancy Milne as Director | Management | For | For |
3.2 | Elect Robert Prosser as Director | Management | For | For |
4 | Approve the Grant of 286,000 Performance Rights to Robert Johnston, Managing Director of the Company | Management | For | For |
5 | Approve the Amendment to the Constitution of the Company to Allow Electronic Voting by Directors | Management | For | For |
6 | Approve the Amendment to the Constitution to Reduce Maximum Number of Directors | Management | For | For |
7.1 | Approve the Amendment to the Constitution of Australand Property Trust No. 4 to Facilitate Redemption of Units | Management | For | For |
7.2 | Approve the Amendment to the Constitution of Australand Property Trust No. 5 to Facilitate Redemption of Units | Management | For | For |
8.1 | Approve the Amendment to the Constitution of Australand Property Trust to Align Constitution with Recent ASIC Class Order | Management | For | For |
8.2 | Approve the Amendment to the Constitution of Australand Property Trust No. 4 Align Constitution with Recent ASIC Class Order | Management | For | For |
8.3 | Approve the Amendment to the Constitution of Australand Property Trust No. 5 to Align Constitution with Recent ASIC Class Order | Management | For | For |
AYALA LAND, INC. Meeting Date: APR 07, 2014 Record Date: FEB 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALI Security ID: Y0488F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve Minutes of Previous Meeting | Management | For | For |
3 | Approve Annual Report | Management | For | For |
4 | Ratify All Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year | Management | For | For |
5A | Amend Article Seventh of the Articles of Incorporation | Management | For | For |
5B | Amend Article Third of the Articles of Incorporation | Management | For | For |
6 | Amend the Stock Option Plan to Include Members of Management Committees of Subsidiaries and Affiliates as Eligible Grantees of Stock Options | Management | For | For |
7.1 | Elect Fernando Zobel de Ayala as a Director | Management | For | For |
7.2 | Elect Jaime Augusto Zobel de Ayala as a Director | Management | For | For |
7.3 | Elect Antonino T. Aquino as a Director | Management | For | For |
7.4 | Elect Delfin L. Lazaro as a Director | Management | For | For |
7.5 | Elect Bernard Vincent O. Dy as a Director | Management | For | For |
7.6 | Elect Vincent Y. Tan as a Director | Management | For | For |
7.7 | Elect Francis G. Estrada as a Director | Management | For | For |
7.8 | Elect Jaime C. Laya as a Director | Management | For | For |
7.9 | Elect Rizalina G. Mantaring as a Director | Management | For | For |
8 | Elect External Auditor and Fix Remuneration | Management | For | For |
BIG YELLOW GROUP PLC Meeting Date: JUL 19, 2013 Record Date: JUL 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: BYG Security ID: G1093E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Richard Cotton as Director | Management | For | For |
5 | Elect Georgina Harvey as Director | Management | For | For |
6 | Re-elect Tim Clark as Director | Management | For | For |
7 | Re-elect James Gibson as Director | Management | For | For |
8 | Re-elect Steve Johnson as Director | Management | For | For |
9 | Re-elect Adrian Lee as Director | Management | For | For |
10 | Re-elect Mark Richardson as Director | Management | For | For |
11 | Re-elect John Trotman as Director | Management | For | For |
12 | Re-elect Nicholas Vetch as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BOSTON PROPERTIES, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: BXP Security ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol B. Einiger | Management | For | For |
1.2 | Elect Director Jacob A. Frenkel | Management | For | For |
1.3 | Elect Director Joel I. Klein | Management | For | For |
1.4 | Elect Director Douglas T. Linde | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Alan J. Patricof | Management | For | For |
1.7 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.8 | Elect Director Owen D. Thomas | Management | For | For |
1.9 | Elect Director Martin Turchin | Management | For | For |
1.10 | Elect Director David A. Twardock | Management | For | For |
1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
BR MALLS PARTICIPACOES S.A. Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BRML3 Security ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Board Size and Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
5 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
6 | Amend Articles 20, 23, and 24 | Management | For | For |
BR MALLS PARTICIPACOES S.A. Meeting Date: MAY 30, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRML3 Security ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Articles 20, 23, and 24 | Management | For | For |
BROOKFIELD ASSET MANAGEMENT INC. Meeting Date: MAY 07, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAM.A Security ID: 112585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcel R. Coutu | Management | For | For |
1.2 | Elect Director Maureen Kempston Darkes | Management | For | For |
1.3 | Elect Director Lance Liebman | Management | For | For |
1.4 | Elect Director Frank J. McKenna | Management | For | For |
1.5 | Elect Director Youssef A. Nasr | Management | For | For |
1.6 | Elect Director James A. Pattison | Management | For | For |
1.7 | Elect Director Seek Ngee Huat | Management | For | For |
1.8 | Elect Director Diana L. Taylor | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CHEUNG KONG (HOLDINGS) LIMITED Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00001 Security ID: Y13213106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Ka-shing as Director | Management | For | Against |
3b | Elect Chung Sun Keung, Davy as Director | Management | For | For |
3c | Elect Pau Yee Wan, Ezra as Director | Management | For | For |
3d | Elect Frank John Sixt as Director | Management | For | For |
3e | Elect George Colin Magnus as Director | Management | For | For |
3f | Elect Simon Murray as Director | Management | For | For |
3g | Elect Cheong Ying Chew, Henry as Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Adopt New Articles of Association | Management | For | For |
CHINA OVERSEAS LAND & INVESTMENT LTD. Meeting Date: MAY 26, 2014 Record Date: MAY 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00688 Security ID: Y15004107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Chen Yi as Director | Management | For | For |
3b | Elect Luo Liang as Director | Management | For | For |
3c | Elect Nip Yun Wing as Director | Management | For | For |
3d | Elect Zheng Xuexuan as Director | Management | For | For |
3e | Elect Lam Kwong Siu as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Adopt New Articles of Association | Management | For | For |
CITY DEVELOPMENTS LTD. Meeting Date: APR 23, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: C09 Security ID: V23130111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees and Audit & Risk Committee Fees | Management | For | For |
4a | Elect Kwek Leng Joo as Director | Management | For | For |
4b | Elect Kwek Leng Peck as Director | Management | For | For |
5a | Elect Kwek Leng Beng as Director | Management | For | Against |
5b | Elect Foo See Juan as Director | Management | For | Against |
5c | Elect Tang See Chim as Director | Management | For | For |
6 | Reappoint KPMG LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Approve Mandate for Transactions with Related Parties | Management | For | For |
CORIO NV Meeting Date: APR 17, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: CORA Security ID: N2273C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Policy 2013 | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5a | Approve Dividends of EUR 2.13 Per Share | Management | For | For |
5b | Approve Offering Optional Dividend in Stock | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Reelect B.A. van der Klift to Management Board | Management | For | For |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
10 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Cancellation of Repurchased Shares | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
14 | Close Meeting | Management | None | None |
CORPORACION INMOBILIARIA VESTA S.A.B. DE C.V. Meeting Date: MAR 13, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: VESTA Security ID: P9781N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve CEO's Report | Management | For | For |
2 | Approve Audited and Consolidated Financial Statements | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Approve Board's Report | Management | For | For |
5 | Present Report on Adherence to Fiscal Obligations | Management | None | None |
6 | Approve Report of Audit, Corporate Practices, Investment, Ethics, and Social and Environmental Responsibility Committees | Management | For | For |
7 | Elect Directors; Elect Chairmen of Audit and Corporate Practices Committees | Management | For | Against |
8 | Approve Remuneration of Directors and Members of Board Committees | Management | For | For |
9 | Present Report on Cancellation of Issued Unsubscribed Shares Approved at EGM on May 30, 2013 | Management | None | None |
10 | Approve Withdrawal of Powers | Management | For | Against |
11 | Appoint Legal Representatives | Management | For | For |
CORPORACION INMOBILIARIA VESTA S.A.B. DE C.V. Meeting Date: APR 10, 2014 Record Date: APR 03, 2014 Meeting Type: SPECIAL | ||||
Ticker: VESTA Security ID: P9781N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Present Report on Adherence to Fiscal Obligations | Management | None | None |
2 | Elect Directors; Elect Chairmen of Audit and Corporate Practices Committees | Management | For | Against |
3 | Approve Remuneration of Directors and Members of Board Committees | Management | For | For |
4 | Present Report on Cancellation of Issued Unsubscribed Shares Approved at EGM on May 30, 2013 | Management | None | None |
5 | Appoint Legal Representatives | Management | For | For |
CORPORATE OFFICE PROPERTIES TRUST Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: OFC Security ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Brady | Management | For | For |
1b | Elect Director Robert L. Denton | Management | For | For |
1c | Elect Director Philip L. Hawkins | Management | For | For |
1d | Elect Director Elizabeth A. Hight | Management | For | For |
1e | Elect Director David M. Jacobstein | Management | For | For |
1f | Elect Director Steven D. Kesler | Management | For | For |
1g | Elect Director C. Taylor Pickett | Management | For | For |
1h | Elect Director Richard Szafranski | Management | For | For |
1i | Elect Director Roger A. Waesche, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COUNTRYWIDE PLC Meeting Date: APR 30, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CWD Security ID: G31610101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Elect David Watson as Director | Management | For | For |
6 | Elect Grenville Turner as Director | Management | For | For |
7 | Elect Jim Clarke as Director | Management | For | For |
8 | Elect Caleb Kramer as Director | Management | For | Against |
9 | Elect Sandra Turner as Director | Management | For | For |
10 | Elect Catherine Turner as Director | Management | For | For |
11 | Appoint PricewaterhouseCoopers LLP as Auditor | Management | For | For |
12 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Approve EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
COUSINS PROPERTIES INCORPORATED Meeting Date: MAY 06, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CUZ Security ID: 222795106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
1.2 | Elect Director James D. Edwards | Management | For | For |
1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
1.5 | Elect Director S. Taylor Glover | Management | For | For |
1.6 | Elect Director James H. Hance | Management | For | For |
1.7 | Elect Director Donna W. Hyland | Management | For | For |
1.8 | Elect Director R. Dary Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DAIWA HOUSE REIT INVESTMENT CORP Meeting Date: MAY 28, 2014 Record Date: FEB 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: 3263 Security ID: J11509106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Update Authorized Capital in Connection with 2-for-1 Unit Split - Authorize Unit Buybacks | Management | For | For |
2 | Elect Executive Director Kakei, Masazumi | Management | For | For |
3 | Elect Alternate Executive Director Najima, Hirotaka | Management | For | For |
4.1 | Appoint Supervisory Director Sasaki, Shuichi | Management | For | For |
4.2 | Appoint Supervisory Director Kikuchi, Satoshi | Management | For | Against |
5 | Appoint Alternate Supervisory Director Sasaki, Tatsuro | Management | For | For |
DCT INDUSTRIAL TRUST INC. Meeting Date: APR 30, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: DCT Security ID: 233153105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas G. Wattles | Management | For | For |
1b | Elect Director Philip L. Hawkins | Management | For | For |
1c | Elect Director Marilyn A. Alexander | Management | For | For |
1d | Elect Director Thomas F. August | Management | For | For |
1e | Elect Director John S. Gates, Jr. | Management | For | For |
1f | Elect Director Raymond B. Greer | Management | For | For |
1g | Elect Director Tripp H. Hardin | Management | For | For |
1h | Elect Director John C. O'Keeffe | Management | For | For |
1i | Elect Director Bruce L. Warwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DDR CORP. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: DDR Security ID: 23317H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrance R. Ahern | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Thomas Finne | Management | For | For |
1.4 | Elect Director Robert H. Gidel | Management | For | For |
1.5 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.6 | Elect Director Volker Kraft | Management | For | For |
1.7 | Elect Director Rebecca L. Maccardini | Management | For | For |
1.8 | Elect Director Victor B. MacFarlane | Management | For | For |
1.9 | Elect Director Craig Macnab | Management | For | For |
1.10 | Elect Director Scott D. Roulston | Management | For | For |
1.11 | Elect Director Barry A. Sholem | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DERWENT LONDON PLC Meeting Date: MAY 16, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLN Security ID: G27300105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Robert Rayne as Director | Management | For | For |
6 | Re-elect John Burns as Director | Management | For | For |
7 | Re-elect Simon Silver as Director | Management | For | For |
8 | Re-elect Damian Wisniewski as Director | Management | For | For |
9 | Re-elect Nigel George as Director | Management | For | For |
10 | Re-elect David Silverman as Director | Management | For | For |
11 | Re-elect Paul Williams as Director | Management | For | For |
12 | Re-elect Stuart Corbyn as Director | Management | For | For |
13 | Re-elect Robert Farnes as Director | Management | For | For |
14 | Re-elect June de Moller as Director | Management | For | For |
15 | Re-elect Stephen Young as Director | Management | For | For |
16 | Re-elect Simon Fraser as Director | Management | For | For |
17 | Elect Richard Dakin as Director | Management | For | For |
18 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Approve Performance Share Plan | Management | For | Against |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
EMAAR PROPERTIES PJSC Meeting Date: APR 23, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: EMAAR Security ID: M4025S107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Board Report on Company Operations | Management | For | For |
2 | Approve Auditors' Report on Company Financial Statements | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Ratify Auditors and Fix Their Remuneration | Management | For | For |
5 | Approve Discharge of Directors and Auditors | Management | For | For |
6 | Approve Dividends | Management | For | For |
7 | Ratify Appointment of Jamal Hamed Thani Buti Al Marri as Director | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Allow Directors to Be Involved with Other Companies | Management | For | For |
ESSEX PROPERTY TRUST, INC. Meeting Date: MAR 28, 2014 Record Date: JAN 23, 2014 Meeting Type: SPECIAL | ||||
Ticker: ESS Security ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
ESSEX PROPERTY TRUST, INC. Meeting Date: JUN 10, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESS Security ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Brady | Management | For | For |
1.2 | Elect Director Keith R. Guericke | Management | For | For |
1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
1.4 | Elect Director George M. Marcus | Management | For | For |
1.5 | Elect Director Gary P. Martin | Management | For | For |
1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.7 | Elect Director Thomas E. Randlett | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Michael J. Schall | Management | For | For |
1.10 | Elect Director Byron A. Scordelis | Management | For | For |
1.11 | Elect Director Janice L. Sears | Management | For | For |
1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: NOV 05, 2013 Record Date: OCT 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: FUNO11 Security ID: P3515D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Alfredo Achar Tussie as Independent Member of Trust Technical Committee and Ratify His Election as Member of Practices and Nomination Committees | Management | For | For |
2 | Authorize Issuance of Debt Real Estate Trust Certificates | Management | For | Against |
3 | Authorize Issuance of Debentures | Management | For | Against |
4 | Authorize Issuance of Real Estate Trust Certificates to Be Maintained at the Trust Treasury | Management | For | For |
5 | Appoint Legal Representatives | Management | For | For |
FIRST INDUSTRIAL REALTY TRUST, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FR Security ID: 32054K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
1.4 | Elect Director John Rau | Management | For | For |
1.5 | Elect Director L. Peter Sharpe | Management | For | For |
1.6 | Elect Director W. Ed Tyler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: JUN 11, 2014 Record Date: JUN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00027 Security ID: Y2679D118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Paddy Tang Lui Wai Yu as Director | Management | For | For |
2b | Elect William Yip Shue Lam as Director | Management | For | For |
2c | Authorize Board to Fix Directors' Remuneration | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
5a | Delete Memorandum of Association | Management | For | For |
5b | Amend Articles of Association | Management | For | For |
5c | Adopt New Articles of Association | Management | For | For |
GECINA Meeting Date: APR 23, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: GFC Security ID: F4268U171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Transfer of Revaluation Gains to Corresponding Reserves Account | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 4.60 per Share | Management | For | For |
5 | Approve Severance Payment Agreement with Philippe Depoux, CEO | Management | For | Against |
6 | Advisory Vote on Compensation of Bernard Michel, Chairman and CEO up to June 3, 2013 | Management | For | Against |
7 | Advisory Vote on Compensation of Bernard Michel, Chairman as of June 3, 2013 | Management | For | For |
8 | Advisory Vote on Compensation of Philippe Depoux, CEO as of June 3, 2013 | Management | For | Against |
9 | Ratify Appointment of Eduardo Paraja Quiros as Director | Management | For | For |
10 | Ratify Appointment of Sylvia Fonseca as Director | Management | For | For |
11 | Reelect Bernard Michel as Director | Management | For | For |
12 | Reelect Jacques-Yves Nicol as Director | Management | For | For |
13 | Reelect Eduardo Paraja Quiros as Director | Management | For | For |
14 | Elect Meka Brunel as Director | Management | For | For |
15 | Revoke Victoria Soler Lujan as Director | Management | For | For |
16 | Revoke Vicente Fons Carrion as Director | Management | For | For |
17 | Elect Anthony Myers as Director | Management | For | For |
18 | Elect Claude Gendron as Director | Management | For | For |
19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GENERAL GROWTH PROPERTIES, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GGP Security ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard B. Clark | Management | For | Against |
1b | Elect Director Mary Lou Fiala | Management | For | For |
1c | Elect Director J. Bruce Flatt | Management | For | For |
1d | Elect Director John K. Haley | Management | For | For |
1e | Elect Director Daniel B. Hurwitz | Management | For | For |
1f | Elect Director Brian W. Kingston | Management | For | For |
1g | Elect Director Sandeep Mathrani | Management | For | For |
1h | Elect Director David J. Neithercut | Management | For | For |
1i | Elect Director Mark R. Patterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GLOBAL LOGISTIC PROPERTIES LTD. Meeting Date: JUL 18, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MC0 Security ID: Y27187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Jeffrey H. Schwartz as Director | Management | For | For |
4 | Elect Steven Lim Kok Hoong as Director | Management | For | For |
5 | Elect Dipak Chand Jain as Director | Management | For | For |
6 | Elect Wei Benhua as Director | Management | For | For |
7 | Elect Lim Swe Guan as Director | Management | For | For |
8 | Elect Paul Cheng Ming Fun as Director | Management | For | For |
9 | Elect Yoichiro Furuse as Director | Management | For | For |
10 | Approve Directors' Fees | Management | For | For |
11 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
13 | Approve Grant of Awards and Issuance of Shares under the GLP Performance Share Plan and GLP Restricted Share Plan | Management | For | Against |
14 | Authorize Share Repurchase Program | Management | For | For |
GLOBAL LOGISTIC PROPERTIES LTD. Meeting Date: APR 24, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: MC0 Security ID: Y27187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Issuance of Shares | Management | For | Against |
GLP J-REIT Meeting Date: MAY 27, 2014 Record Date: FEB 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: 3281 Security ID: J17305103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Authorize Unit Buybacks - Clarify Terms of Alternate Directors | Management | For | For |
2 | Elect Executive Director Miki, Masato | Management | For | For |
3.1 | Appoint Supervisory Director Inoue, Toraki | Management | For | Against |
3.2 | Appoint Supervisory Director Yamaguchi, Kota | Management | For | For |
4 | Elect Alternate Executive Director Tatsumi, Yoji | Management | For | For |
GOODMAN GROUP Meeting Date: NOV 22, 2013 Record Date: NOV 20, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: GMG Security ID: Q4229W132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports of Goodman Logistics (HK) Limited | Management | For | For |
2 | Appoint KPMG as Auditor of Goodman Logistics (HK) Limited | Management | For | For |
3 | Elect Phillip Pryke as Director | Management | For | For |
4 | Elect Philip Pearce as Director | Management | For | For |
5 | Elect Danny Peeters as Director | Management | For | For |
6 | Elect Anthony Rozic as Director | Management | For | For |
7 | Approve the Remuneration Report | Management | For | For |
8 | Approve the Grant of 947,368 Performance Rights to Gregory Goodman, Executive Director of the Company | Management | For | For |
9 | Approve the Grant of 394,737 Performance Rights to Philip Pearce, Executive Director of the Company | Management | For | For |
10 | Approve the Grant of 421,053 Performance Rights to Danny Peeters, Executive Director of the Company | Management | For | For |
11 | Approve the Grant of 421,053 Performance Rights to Anthony Rozic, Executive Director of the Company | Management | For | For |
12 | Approve the Amendments to the Goodman Industrial Trust Constitution | Management | For | For |
GRAND CITY PROPERTIES SA Meeting Date: JUN 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: GYC Security ID: L4459Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Report | Management | None | None |
2 | Receive Auditor's Report | Management | None | None |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Consolidated Financial Statements | Management | For | For |
5 | Confirm Allocation of Income Re: Period from Dec. 16, 2011- Dec. 31, 2012 | Management | For | For |
6 | Approve Allocation of Income Re: FY 2013 | Management | For | For |
7 | Approve Co-optation of Refael Zamir to the Board of Directors | Management | For | For |
8 | Approve Discharge of Directors | Management | For | For |
9 | Reelect Simone Runge-Brandner, Daniel Malkin and Refael Zamiras Directors | Management | For | For |
10 | Renew Appointment of KPMG as Auditor | Management | For | For |
11 | Authorize Issuance of 1 Million Shares through Incorporation of Profits or Reserves into Capital Re: Share Option Agreement | Management | For | Against |
GREAT PORTLAND ESTATES PLC Meeting Date: JUL 04, 2013 Record Date: JUL 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: GPOR Security ID: G40712179 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Toby Courtauld as Director | Management | For | For |
5 | Re-elect Nick Sanderson as Director | Management | For | For |
6 | Re-elect Neil Thompson as Director | Management | For | For |
7 | Re-elect Martin Scicluna as Director | Management | For | For |
8 | Re-elect Charles Irby as Director | Management | For | For |
9 | Re-elect Jonathan Nicholls as Director | Management | For | For |
10 | Re-elect Jonathan Short as Director | Management | For | For |
11 | Elect Elizabeth Holden as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GROWTHPOINT PROPERTIES LTD Meeting Date: OCT 10, 2013 Record Date: OCT 04, 2013 Meeting Type: SPECIAL | ||||
Ticker: GRT Security ID: S3373C239 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 16,983,333 Growthpoint Shares from Unipalm Investment Holdings Limited | Management | For | For |
2 | Approve Acquisition of 8,500,000 Growthpoint Shares from Phatsima Properties Proprietary Limited | Management | For | For |
1 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
GROWTHPOINT PROPERTIES LTD Meeting Date: NOV 12, 2013 Record Date: NOV 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: GRT Security ID: S3373C239 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports for Year the Ended 30 June 2013 | Management | For | For |
1.2.1 | Elect Patrick Mngconkola as Director | Management | For | For |
1.2.2 | Elect Gerald Volkel as Director | Management | For | For |
1.3.1 | Re-elect Peter Fechter as Director | Management | For | For |
1.3.2 | Re-elect Lynette Finlay as Director | Management | For | For |
1.3.3 | Re-elect Mpume Nkabinde as Director | Management | For | For |
1.4.1 | Re-elect Lynette Finlay as Chairman of the Audit Committee | Management | For | For |
1.4.2 | Re-elect Peter Fechter as Member of the Audit Committee | Management | For | For |
1.4.3 | Re-elect John Hayward as Member of the Audit Committee | Management | For | For |
1.4.4 | Re-elect Colin Steyn as Member of the Audit Committee | Management | For | For |
1.5 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
1.6 | Approve Remuneration Policy | Management | For | For |
1.7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Management | For | For |
1.8 | Authorise Directors to Issue Shares to Afford Shareholders Distribution Re-investment Alternatives | Management | For | For |
1.9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
1.10 | Approve Social, Ethics and Transformation Committee Report | Management | For | For |
2.1 | Approve Non-executive Directors' Fees | Management | For | For |
2.2 | Approve Financial Assistance to Related or Inter-related Companies | Management | For | For |
2.3 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
HONGKONG LAND HOLDINGS LTD. Meeting Date: APR 08, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: H78 Security ID: G4587L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transfer of Listing Segment from Premium to Standard on the London Stock Exchange | Management | For | For |
HONGKONG LAND HOLDINGS LTD. Meeting Date: MAY 07, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: H78 Security ID: G4587L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Auditors' Report and Declare Final Dividend | Management | For | For |
2 | Re-elect Charles Allen-Jones as Director | Management | For | Against |
3 | Re-elect Jenkin Hui as Director | Management | For | Against |
4 | Re-elect Henry Keswick as Director | Management | For | Against |
5 | Re-elect Simon Keswick as Director | Management | For | Against |
6 | Re-elect Lord Powell of Bayswater as Director | Management | For | For |
7 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with and without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
HUDSON PACIFIC PROPERTIES, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: HPP Security ID: 444097109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Coleman | Management | For | For |
1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
1.3 | Elect Director Richard B. Fried | Management | For | For |
1.4 | Elect Director Jonathan M. Glaser | Management | For | For |
1.5 | Elect Director Mark D. Linehan | Management | For | For |
1.6 | Elect Director Robert M. Moran, Jr. | Management | For | For |
1.7 | Elect Director Barry A. Porter | Management | For | For |
1.8 | Elect Director Patrick Whitesell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HULIC CO., LTD. Meeting Date: MAR 20, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 3003 Security ID: J23594112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2 | Amend Articles to Amend Business Lines | Management | For | For |
3.1 | Elect Director Nishiura, Saburo | Management | For | For |
3.2 | Elect Director Shiga, Hidehiro | Management | For | For |
3.3 | Elect Director Furuichi, Shinji | Management | For | For |
3.4 | Elect Director Kobayashi, Hajime | Management | For | For |
3.5 | Elect Director Maeda, Takaya | Management | For | For |
3.6 | Elect Director Miyajima, Tsukasa | Management | For | For |
3.7 | Elect Director Yamada, Hideo | Management | For | For |
3.8 | Elect Director Fukushima, Atsuko | Management | For | For |
3.9 | Elect Director Sato, Masatoshi | Management | For | For |
4 | Appoint Statutory Auditor Sekiguchi, Kenichi | Management | For | Against |
KILROY REALTY CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: KRC Security ID: 49427F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Kilroy, Jr. | Management | For | For |
1.2 | Elect Director Edward F. Brennan | Management | For | For |
1.3 | Elect Director Scott S. Ingraham | Management | For | For |
1.4 | Elect Director Dale F. Kinsella | Management | For | For |
1.5 | Elect Director Peter B. Stoneberg | Management | For | For |
1.6 | Elect Director Gary R. Stevenson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
KLEPIERRE Meeting Date: APR 10, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: LI Security ID: F5396X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.55 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Dominique Aubernon as Supervisory Board Member | Management | For | For |
6 | Reelect Catherine Simoni as Supervisory Board Member | Management | For | For |
7 | Advisory Vote on Compensation of Laurent Morel, Chairman of the Management Board | Management | For | Against |
8 | Advisory Vote on Compensation of Jean-Michel Gault, and Jean-Marc Jestin, Members of the Management Board | Management | For | Against |
9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 300,000 | Management | For | For |
10 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
13 | Amend Articles 26 and 28 of Bylaws Re: Attendance to General Meetings, Proxy Voting, Quorum, and Voting Rights | Management | For | Against |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
KWG PROPERTY HOLDING LTD. Meeting Date: JUN 06, 2014 Record Date: MAY 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01813 Security ID: G53224104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend | Management | For | For |
3a | Elect Kong Jian Min as Director | Management | For | Against |
3b | Elect Kong Jian Tao as Director | Management | For | For |
3c | Elect Tsui Kam Tim as Director | Management | For | For |
3d | Elect He Wei Zhi as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Fee | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
LEND LEASE GROUP Meeting Date: NOV 15, 2013 Record Date: NOV 13, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: LLC Security ID: Q55368114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect David Crawford as Director | Management | For | For |
2b | Elect Jane Hemstritch as Director | Management | For | For |
2c | Elect David Ryan as Director | Management | For | For |
2d | Elect Nicola Wakefield Evans as Director | Management | For | For |
3 | Approve the Grant of Performance Securities and Deferred Securities to Stephen McCann, Managing Director of the Company | Management | For | For |
4 | Approve the Remuneration Report | Management | For | For |
5 | Approve the Spill Resolution | Management | Against | Against |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | For |
1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
1.6 | Elect Director Debra L. Lee | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Harry J. Pearce | Management | For | For |
1.9 | Elect Director Steven S Reinemund | Management | For | For |
1.10 | Elect Director W. Mitt Romney | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MEGAWORLD CORPORATION Meeting Date: JUN 20, 2014 Record Date: APR 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: MEG Security ID: Y59481112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Approve Minutes of Previous Annual Meeting | Management | For | For |
5 | Appoint External Auditors | Management | For | For |
6 | Amend Third Article of the Articles of Incorporation to Reflect the Complete Principal Office Address | Management | For | For |
7 | Amend Employee Stock Option Plan | Management | For | For |
8 | Ratify Acts and Resolutions of the Board of Directors, Board Committees, and Management | Management | For | For |
9a | Elect Andrew L. Tan as a Director | Management | For | Against |
9b | Elect Katherine L. Tan as a Director | Management | For | For |
9c | Elect Kingson U. Sian as a Director | Management | For | Against |
9d | Elect Enrique Santos L. Sy as a Director | Management | For | Against |
9e | Elect Miguel B. Varela as a Director | Management | For | For |
9f | Elect Gerardo C. Garcia as a Director | Management | For | For |
9g | Elect Roberto S. Guevara as a Director | Management | For | For |
MELCO CROWN ENTERTAINMENT LTD. Meeting Date: MAY 21, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: 06883 Security ID: 585464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Clarence Yuk Man Chung as Director | Management | For | For |
2b | Elect William Todd Nisbet as Director | Management | For | For |
2c | Elect James Andrew Charles MacKenzie as Director | Management | For | For |
2d | Elect Thomas Jefferson Wu as Director | Management | For | For |
3 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
MIRVAC GROUP LTD. Meeting Date: NOV 14, 2013 Record Date: NOV 12, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: MGR Security ID: Q62377108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2.1 | Elect James Millar as Director | Management | For | For |
2.2 | Elect John Mulcahy as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Amendments to the Mirvac Limited Constitution | Management | For | For |
5 | Approve the Amendments to the Mirvac Limited Constitution | Management | For | For |
6 | Approve the Amendments to the Mirvac Property Trust Constitution | Management | For | For |
7 | Approve the Amendments to the Mirvac Property Trust Constitution | Management | For | For |
8.1 | Approve the Long Term Performance Plan | Management | For | Against |
8.2 | Approve the General Employee Exemption Plan | Management | For | For |
9 | Approve the Grant of Performance Rights to Susan Lloyd-Hurwitz, CEO and Managing Director of the Company | Management | For | For |
10 | Ratify the Past Issuance of 236.69 Million Stapled Securities to Institutional, Professional and Other Wholesale Investors | Management | For | For |
MITSUBISHI ESTATE CO LTD Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8802 Security ID: J43916113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Kimura, Keiji | Management | For | For |
2.2 | Elect Director Sugiyama, Hirotaka | Management | For | For |
2.3 | Elect Director Yanagisawa, Yutaka | Management | For | For |
2.4 | Elect Director Kazama, Toshihiko | Management | For | For |
2.5 | Elect Director Kato, Jo | Management | For | For |
2.6 | Elect Director Aiba, Naoto | Management | For | For |
2.7 | Elect Director Ono, Masamichi | Management | For | For |
2.8 | Elect Director Okusa, Toru | Management | For | For |
2.9 | Elect Director Tanisawa, Junichi | Management | For | For |
2.10 | Elect Director Matsuhashi, Isao | Management | For | For |
2.11 | Elect Director Tokiwa, Fumikatsu | Management | For | For |
2.12 | Elect Director Gomi, Yasumasa | Management | For | For |
2.13 | Elect Director Tomioka, Shuu | Management | For | For |
3 | Appoint Statutory Auditor Matsuo, Kenji | Management | For | Against |
MITSUI FUDOSAN CO. LTD. Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8801 Security ID: J4509L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2 | Approve Annual Bonus Payment to Directors | Management | For | For |
ORIX JREIT INC. Meeting Date: MAY 28, 2014 Record Date: FEB 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: 8954 Security ID: J8996L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Authorize Unit Buybacks | Management | For | For |
2 | Elect Executive Director Yasuda, Hiroshi | Management | For | For |
3 | Elect Alternate Executive Director Kamemoto, Yoshitaka | Management | For | For |
4.1 | Appoint Supervisory Director Ishigami, Naohiro | Management | For | For |
4.2 | Appoint Supervisory Director Koike, Toshio | Management | For | For |
4.3 | Appoint Supervisory Director Hattori, Takeshi | Management | For | For |
PARKWAY PROPERTIES, INC. Meeting Date: DEC 17, 2013 Record Date: NOV 11, 2013 Meeting Type: SPECIAL | ||||
Ticker: PKY Security ID: 70159Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
PEET LTD Meeting Date: NOV 26, 2013 Record Date: NOV 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: PPC Security ID: Q73763106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen Francis Higgs as Director | Management | For | For |
2 | Elect Anthony James Lennon as Director | Management | For | For |
3 | Approve the Peet Limited Performance Rights Plan | Management | For | For |
4 | Approve the Grant of Up to 1.02 Million FY14 Performance Rights to Brendan Gore, Managing Director and Chief Executive Director of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
6 | Appoint Ernst & Young as Auditor of the Company | Management | For | For |
7 | Approve Spill Resolution | Management | None | Against |
PROLOGIS, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: PLD Security ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons, III | Management | For | For |
1g | Elect Director Jeffrey L. Skelton | Management | For | For |
1h | Elect Director D. Michael Steuert | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PSP SWISS PROPERTY AG Meeting Date: APR 03, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PSPN Security ID: H64687124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Approve Allocation of Income | Management | For | For |
2.2 | Approve Dividends of CHF 3.25 per Share from Capital Contribution Reserves | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Amend Articles Re: (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
5.1.1 | Reelect Guenther Gose as Director | Management | For | For |
5.1.2 | Reelect Luciano Gabriel as Director | Management | For | For |
5.1.3 | Reelect Peter Forstmoser as Director | Management | For | Against |
5.1.4 | Reelect Nathan Hetz as Director | Management | For | Against |
5.1.5 | Reelect Gino Pfister as Director | Management | For | For |
5.1.6 | Reelect Josef Stadler as Director | Management | For | For |
5.1.7 | Reelect Aviram Wertheim as Director | Management | For | Against |
5.1.8 | Elect Adrian Dudle as Director | Management | For | For |
5.2 | Elect Guenther Gose as Board Chairman | Management | For | For |
5.3.1 | Appoint Peter Forstmoser as Chairman of the Compensation Committee | Management | For | Against |
5.3.2 | Appoint Nathan Hetz as Member of the Compensation Committee | Management | For | Against |
5.3.3 | Appoint Gino Pfister as Member of the Compensation Committee | Management | For | For |
5.3.4 | Appoint Josef Stadler as Member of the Compensation Committee | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
7 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
PT PAKUWON JATI TBK Meeting Date: JUN 12, 2014 Record Date: MAY 26, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: PWON Security ID: Y712CA107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors | Management | For | For |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
2 | Amend Articles of Association | Management | For | Against |
PT SUMMARECON AGUNG TBK Meeting Date: JUN 19, 2014 Record Date: JUN 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: SMRA Security ID: Y8198G144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Report on Public Offering | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Elect Directors and Commissioners | Management | For | Against |
6 | Approve Delegation of Duties and Remuneration of Directors and Commissioners | Management | For | For |
7 | Approve Pledging of Assets for Debt | Management | For | Against |
QUINTAIN ESTATES & DEVELOPMENT PLC Meeting Date: NOV 21, 2013 Record Date: NOV 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: QED Security ID: G73282108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company's Interests in Greenwich Peninsula Regeneration Limited | Management | For | For |
REALIA BUSINESS S.A. Meeting Date: JUN 24, 2014 Record Date: JUN 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: RLIA Security ID: E8433U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements and Discharge of Board | Management | For | For |
2 | Approve Treatment of Net Loss | Management | For | For |
3 | Reelect Inmogestion y Patrimonios SA as Director | Management | For | Against |
4 | Approve Exchange of Debt for Equity | Management | For | For |
5 | Approve Exchange of Debt for Equity | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7.1 | Advisory Vote on Remuneration Policy Report | Management | For | For |
7.2 | Approve Remuneration of Directors | Management | For | For |
8 | Renew Appointment of Deloitte as Auditor | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
10 | Approve Minutes of Meeting | Management | For | For |
SAFESTORE HOLDINGS PLC Meeting Date: MAR 19, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: SAFE Security ID: G77733106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Alan Lewis as Director | Management | For | For |
6 | Re-elect Keith Edelman as Director | Management | For | For |
7 | Re-elect Frederic Vecchioli as Director | Management | For | For |
8 | Re-elect Adrian Martin as Director | Management | For | For |
9 | Elect Andy Jones as Director | Management | For | For |
10 | Elect Ian Krieger as Director | Management | For | For |
11 | Approve Remuneration Report | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Approve Scrip Dividend | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SANDS CHINA LTD. Meeting Date: JUL 26, 2013 Record Date: JUL 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SANDS CHINA LTD. Meeting Date: MAY 30, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Chiang Yun as Director | Management | For | For |
3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
3c | Elect Charles Daniel Forman as Director | Management | For | For |
3d | Elect Robert Glen Goldstein as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SEGRO PLC Meeting Date: APR 30, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: SGRO Security ID: G80277141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | Abstain |
4 | Approve Remuneration Policy | Management | For | For |
5 | Re-elect Nigel Rich as Director | Management | For | For |
6 | Re-elect Christopher Fisher as Director | Management | For | For |
7 | Re-elect Baroness Ford as Director | Management | For | For |
8 | Re-elect Justin Read as Director | Management | For | For |
9 | Re-elect Mark Robertshaw as Director | Management | For | For |
10 | Re-elect David Sleath as Director | Management | For | Against |
11 | Re-elect Doug Webb as Director | Management | For | For |
12 | Elect Andy Gulliford as Director | Management | For | For |
13 | Elect Phil Redding as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SIMON PROPERTY GROUP, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SPG Security ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
1.2 | Elect Director Larry C. Glasscock | Management | For | For |
1.3 | Elect Director Karen N. Horn | Management | For | For |
1.4 | Elect Director Allan Hubbard | Management | For | For |
1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
1.6 | Elect Director Daniel C. Smith | Management | For | For |
1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
STOCKLAND Meeting Date: OCT 29, 2013 Record Date: OCT 27, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SGP Security ID: Q8773B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Approve the Grant of Up to 528,000 Performance Rights to Mark Steinert, Managing Director of the Company as Part of His 2013 Fiscal Year Remuneration | Management | For | For |
4 | Approve the Grant of Up to 915,000 Performance Rights to Mark Steinert, Managing Director of the Company as Part of His 2014 Fiscal Year Remuneration | Management | For | For |
5 | Elect Carol Schwartz as Director | Management | For | For |
6 | Elect Duncan Boyle as Director | Management | For | For |
7 | Elect Barry Neil as Director | Management | For | For |
8 | Elect Graham Bradley as Director | Management | For | For |
9.1 | Approve the Amendments to the Stockland Corporation Limited Constitution to Enable the Capital Reallocation | Management | For | For |
9.2 | Approve the Amendments to the Stockland Trust Constitution to Enable the Capital Reallocation | Management | For | For |
10.1 | Approve the Distribution of Capital by Stockland Trust | Management | For | For |
10.2 | Approve the Distribution of Capital from Stockland Trust as an Additional Capital Payment in Each Share of Stockland Corporation Limited | Management | For | For |
11 | Approve the Amendments to the Stockland Corporation Limited Constitution | Management | For | For |
12 | Approve the Amendments to the Stockland Trust Constitution | Management | For | For |
SUMITOMO REALTY & DEVELOPMENT CO. LTD. Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8830 Security ID: J77841112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Appoint Statutory Auditor Izuhara, Yozo | Management | For | For |
SUN HUNG KAI PROPERTIES LTD. Meeting Date: NOV 14, 2013 Record Date: NOV 08, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00016 Security ID: Y82594121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Leung Ko May-yee, Margaret as Director | Management | For | For |
3a2 | Elect Kwok Ping-luen, Raymond as Director | Management | For | Against |
3a3 | Elect Wong Chik-wing, Mike as Director | Management | For | For |
3a4 | Elect Li Ka-cheung, Eric as Director | Management | For | For |
3a5 | Elect Kwok Ping-sheung, Walter as Director | Management | For | Against |
3a6 | Elect Po-shing Woo as Director | Management | For | Against |
3a7 | Elect Chan Kui-yuen, Thomas as Director | Management | For | Against |
3a8 | Elect Kwong Chun as Director | Management | For | For |
3b | Approve Directors' Fees | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SWIRE PROPERTIES LTD. Meeting Date: MAY 13, 2014 Record Date: MAY 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01972 Security ID: Y83191109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Low Mei Shuen Michelle as Director | Management | For | For |
1b | Elect John Robert Slosar as Director | Management | For | For |
1c | Elect Lim Siang Keat Raymond as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
TAUBMAN CENTERS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: TCO Security ID: 876664103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Taubman | Management | For | For |
1.2 | Elect Director Lisa A. Payne | Management | For | For |
1.3 | Elect Director William U. Parfet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TAYLOR WIMPEY PLC Meeting Date: APR 17, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: TW. Security ID: G86954107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Kevin Beeston as Director | Management | For | For |
4 | Re-elect Pete Redfern as Director | Management | For | Against |
5 | Re-elect Ryan Mangold as Director | Management | For | For |
6 | Re-elect James Jordan as Director | Management | For | For |
7 | Re-elect Kate Barker as Director | Management | For | For |
8 | Re-elect Mike Hussey as Director | Management | For | For |
9 | Re-elect Robert Rowley as Director | Management | For | For |
10 | Elect Baroness Ford of Cunninghame as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THE BRITISH LAND COMPANY PLC Meeting Date: JUL 19, 2013 Record Date: JUL 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: BLND Security ID: G15540118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Aubrey Adams as Director | Management | For | For |
4 | Re-elect Lucinda Bell as Director | Management | For | For |
5 | Re-elect Simon Borrows as Director | Management | For | For |
6 | Re-elect John Gildersleeve as Director | Management | For | For |
7 | Re-elect Chris Grigg as Director | Management | For | For |
8 | Re-elect Dido Harding as Director | Management | For | For |
9 | Re-elect William Jackson as Director | Management | For | For |
10 | Re-elect Charles Maudsley as Director | Management | For | For |
11 | Re-elect Richard Pym as Director | Management | For | For |
12 | Re-elect Tim Roberts as Director | Management | For | For |
13 | Re-elect Lord Turnbull as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Approve Long-Term Incentive Plan | Management | For | Against |
22 | Approve Scrip Dividend | Management | For | For |
THE HOWARD HUGHES CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: HHC Security ID: 44267D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Ackman | Management | For | For |
1.2 | Elect Director Adam Flatto | Management | For | For |
1.3 | Elect Director Jeffrey Furber | Management | For | For |
1.4 | Elect Director Gary Krow | Management | For | For |
1.5 | Elect Director Allen Model | Management | For | For |
1.6 | Elect Director R. Scot Sellers | Management | For | For |
1.7 | Elect Director Steven Shepsman | Management | For | For |
1.8 | Elect Director Burton M. Tansky | Management | For | For |
1.9 | Elect Director Mary Ann Tighe | Management | For | For |
1.10 | Elect Director David R. Weinreb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE LINK REAL ESTATE INVESTMENT TRUST Meeting Date: JUL 31, 2013 Record Date: JUL 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00823 Security ID: Y5281M111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Note the Financial Statements and Statutory Reports | Management | None | None |
2 | Note the Appointment of Auditor of The Link REIT and the Fixing of Their Remuneration | Management | None | None |
3a | Elect Ian Keith Griffiths as Director | Management | For | For |
3b | Elect Nicholas Robert Sallnow-Smith as Director | Management | For | For |
3c | Elect Richard Wong Yue Chim as Director | Management | For | For |
3d | Elect Patrick Fung Yuk Bun as Director | Management | For | For |
4a | Elect May Siew Boi Tan as Director | Management | For | Against |
4b | Elect Elaine Carole Young as Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Units | Management | For | For |
THE LINK REAL ESTATE INVESTMENT TRUST Meeting Date: FEB 18, 2014 Record Date: FEB 12, 2014 Meeting Type: SPECIAL | ||||
Ticker: 00823 Security ID: Y5281M111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Expanded Geographical Investment Scope | Management | For | For |
2 | Amend Trust Deed Re: Investment Scope Trust Deed Amendments | Management | For | For |
3 | Amend Trust Deed Re: Authorized Investments and Related Activities | Management | For | For |
4 | Amend Trust Deed Re: Issuance of Units and/or Convertible Instruments to a Connected Person | Management | For | Against |
5 | Amend Trust Deed Re: Manager's and Trustee's Ability to Borrow or Raise Money for The Link Real Estate Investment Trust | Management | For | For |
6 | Amend Trust Deed Re: Voting by a Show of Hands | Management | For | For |
7 | Amend Trust Deed Re: Other Miscellaneous Amendments | Management | For | For |
TOKYO TATEMONO CO. LTD. Meeting Date: MAR 28, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 8804 Security ID: J88333117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Appoint Statutory Auditor Hanazawa, Toshiyuki | Management | For | For |
2.2 | Appoint Statutory Auditor Uehara, Masahiro | Management | For | For |
UDR, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: UDR Security ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert A. McNamara | Management | For | For |
1.7 | Elect Director Mark R. Patterson | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
UNIBAIL RODAMCO SE Meeting Date: APR 23, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: UL Security ID: F95094110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 8.90 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board | Management | For | For |
6 | Advisory Vote on Compensation of Olivier Bossard, Armelle Carminati-Rabasse, Fabrice Mouchel, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board | Management | For | For |
7 | Advisory Vote on Compensation of Guillaume Poitrinal, Chairman of the Management Board from Jan. 1, 2013 to April 25, 2013 | Management | For | For |
8 | Advisory Vote on Compensation of Catherine Pourre, Member of the Management Board from Jan. 1, 2013 to Sept. 1, 2013 | Management | For | For |
9 | Reelect Rob Ter Haar as Supervisory Board Member | Management | For | For |
10 | Reelect Jose Luis Duran as Supervisory Board Member | Management | For | For |
11 | Reelect Yves Lyon-Caen as Supervisory Board Member | Management | For | For |
12 | Elect Dagmar Kollmann as Supervisory Board Member | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VENTAS, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: VTR Security ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Debra A. Cafaro | Management | For | For |
1b | Elect Director Douglas Crocker, II | Management | For | For |
1c | Elect Director Ronald G. Geary | Management | For | For |
1d | Elect Director Jay M. Gellert | Management | For | For |
1e | Elect Director Richard I. Gilchrist | Management | For | For |
1f | Elect Director Matthew J. Lustig | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Robert D. Reed | Management | For | For |
1i | Elect Director Glenn J. Rufrano | Management | For | For |
1j | Elect Director James D. Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESTFIELD GROUP Meeting Date: MAY 29, 2014 Record Date: MAY 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: WDC Security ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Frank P. Lowy as Director | Management | For | Against |
4 | Elect Brian M. Schwartz as Director | Management | For | For |
5 | Elect Steven M. Lowy as Director | Management | For | For |
6 | Elect Ilana R. Atlas as Director | Management | For | For |
WESTFIELD GROUP Meeting Date: MAY 29, 2014 Record Date: MAY 27, 2014 Meeting Type: COURT | ||||
Ticker: WDC Security ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement Between Westfield Holdings and the Holders of Its Fully Paid Ordinary Shares | Management | For | For |
WESTFIELD GROUP Meeting Date: MAY 29, 2014 Record Date: MAY 27, 2014 Meeting Type: SPECIAL | ||||
Ticker: WDC Security ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Capital Reduction | Management | For | For |
2 | Approve the Capital Conversion Resolution | Management | For | For |
3 | Approve the Westfield Trust Constitution Amendments | Management | For | For |
4 | Approve the Westfield America Trust Constitution Amendments | Management | For | For |
5 | Authorize the Board to Ratify and Execute Approved Resolutions | Management | For | For |
6 | Approve the Westfield Holdings Constitution Amendments | Management | For | For |
7 | Approve the Stapling Deed Resolution | Management | For | For |
8 | Approve the Change of Company Name to Scentre Group Limited | Management | For | For |
Large Company Value
ABBOTT LABORATORIES Meeting Date: APR 25, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: ABT Security ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Label Products with GMO Ingredients | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | Against |
AETNA INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: AET Security ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7A | Require Independent Board Chairman | Shareholder | Against | Against |
7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Against |
ALTRIA GROUP, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: MO Security ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: AEP Security ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 12, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIG Security ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director Peter R. Fisher | Management | For | For |
1d | Elect Director John H. Fitzpatrick | Management | For | For |
1e | Elect Director William G. Jurgensen | Management | For | For |
1f | Elect Director Christopher S. Lynch | Management | For | For |
1g | Elect Director Arthur C. Martinez | Management | For | For |
1h | Elect Director George L. Miles, Jr. | Management | For | For |
1i | Elect Director Henry S. Miller | Management | For | For |
1j | Elect Director Robert S. Miller | Management | For | For |
1k | Elect Director Suzanne Nora Johnson | Management | For | For |
1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1m | Elect Director Douglas M. Steenland | Management | For | For |
1n | Elect Director Theresa M. Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | For |
4 | Amend Tax Asset Protection Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AMERIPRISE FINANCIAL, INC. Meeting Date: APR 30, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMP Security ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Dianne Neal Blixt | Management | For | For |
1c | Elect Director Amy DiGeso | Management | For | For |
1d | Elect Director Lon R. Greenberg | Management | For | For |
1e | Elect Director W. Walker Lewis | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director Jeffrey Noddle | Management | For | For |
1h | Elect Director H. Jay Sarles | Management | For | For |
1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1j | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
AMGEN INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMGN Security ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
APACHE CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
3 | Elect Director Amy H. Nelson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
APPLIED MATERIALS, INC. Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
AT&T INC. Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
AUTOLIV, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg - WITHDRAWN | Management | None | None |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
1.6 | Elect Director Arnold W. Donald | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.9 | Elect Director Linda P. Hudson | Management | For | For |
1.10 | Elect Director Monica C. Lozano | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Brian T. Moynihan | Management | For | For |
1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.14 | Elect Director Clayton S. Rose | Management | For | For |
1.15 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | For |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 03, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
5 | Approve Annual Dividends | Shareholder | Against | Against |
BLACKROCK, INC. Meeting Date: MAY 29, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: BLK Security ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director James Grosfeld | Management | For | For |
1h | Elect Director David H. Komansky | Management | For | For |
1i | Elect Director Deryck Maughan | Management | For | For |
1j | Elect Director Cheryl D. Mills | Management | For | For |
1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
1l | Elect Director John S. Varley | Management | For | For |
1m | Elect Director Susan L. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BRIXMOR PROPERTY GROUP INC. Meeting Date: JUN 12, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: BRX Security ID: 11120U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Carroll | Management | For | Withhold |
1.2 | Elect Director John G. Schreiber | Management | For | Withhold |
1.3 | Elect Director A.J. Agarwal | Management | For | Withhold |
1.4 | Elect Director Michael Berman | Management | For | For |
1.5 | Elect Director Anthony W. Deering | Management | For | For |
1.6 | Elect Director Jonathan D. Gray | Management | For | Withhold |
1.7 | Elect Director Nadeem Meghji | Management | For | Withhold |
1.8 | Elect Director William D. Rahm | Management | For | For |
1.9 | Elect Director William J. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAMDEN PROPERTY TRUST Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CPT Security ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Bradford H. Warner | Management | For | For |
1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Reduce Supermajority Vote Requirement | Management | For | For |
5b | Reduce Supermajority Vote Requirement | Management | For | For |
5c | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CARNIVAL CORPORATION Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Against |
17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorize Shares for Market Purchase | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director Peter C. Brown | Management | For | For |
1.3 | Elect Director Richard A. Gephardt | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Gregory J. McCray | Management | For | For |
1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Director Fred R. Nichols | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | For |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | For |
1.12 | Elect Director Laurie A. Siegel | Management | For | For |
1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
CHEVRON CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CISCO SYSTEMS, INC. Meeting Date: NOV 19, 2013 Record Date: SEP 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Franz B. Humer | Management | For | For |
1d | Elect Director Eugene M. McQuade | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Robert L. Ryan | Management | For | For |
1i | Elect Director Anthony M. Santomero | Management | For | For |
1j | Elect Director Joan E. Spero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
CVS CAREMARK CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
E. I. DU PONT DE NEMOURS AND COMPANY Meeting Date: APR 23, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: DD Security ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
1l | Elect Director Patrick J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Contributions | Shareholder | Against | Against |
5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Against |
6 | Establish Committee on Plant Closures | Shareholder | Against | Against |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
EATON CORPORATION PLC Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
F5 NETWORKS, INC. Meeting Date: MAR 13, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: FFIV Security ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Gary Ames | Management | For | For |
1b | Elect Director Stephen Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FORD MOTOR COMPANY Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: F Security ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford, II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James P. Hackett | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director William W. Helman, IV | Management | For | For |
1.10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.11 | Elect Director John C. Lechleiter | Management | For | For |
1.12 | Elect Director Ellen R. Marram | Management | For | For |
1.13 | Elect Director Alan Mulally | Management | For | For |
1.14 | Elect Director Homer A. Neal | Management | For | For |
1.15 | Elect Director Gerald L. Shaheen | Management | For | For |
1.16 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
FREEPORT-MCMORAN COPPER & GOLD INC. Meeting Date: JUL 16, 2013 Record Date: MAY 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: FCX Security ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Charles C. Krulak | Management | For | For |
1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
1.11 | Elect Director Jon C. Madonna | Management | For | For |
1.12 | Elect Director Dustan E. McCoy | Management | For | For |
1.13 | Elect Director James R. Moffett | Management | For | For |
1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
FREEPORT-MCMORAN COPPER & GOLD INC. Meeting Date: JUN 17, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FCX Security ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Lydia H. Kennard | Management | For | For |
1.10 | Elect Director Charles C. Krulak | Management | For | For |
1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
1.12 | Elect Director Jon C. Madonna | Management | For | For |
1.13 | Elect Director Dustan E. McCoy | Management | For | For |
1.14 | Elect Director James R. Moffett | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | For |
21 | Stock Retention/Holding Period | Shareholder | Against | Against |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
25 | Seek Sale of Company | Shareholder | Against | Against |
GILEAD SCIENCES, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
HALLIBURTON COMPANY Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
HILTON WORLDWIDE HOLDINGS INC. Meeting Date: MAY 07, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: HLT Security ID: 43300A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Nassetta | Management | For | Withhold |
1.2 | Elect Director Jonathan D. Gray | Management | For | Withhold |
1.3 | Elect Director Michael S. Chae | Management | For | Withhold |
1.4 | Elect Director Tyler S. Henritze | Management | For | Withhold |
1.5 | Elect Director Judith A. McHale | Management | For | For |
1.6 | Elect Director John G. Schreiber | Management | For | Withhold |
1.7 | Elect Director Elizabeth A. Smith | Management | For | For |
1.8 | Elect Director Douglas M. Steenland | Management | For | For |
1.9 | Elect Director William J. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 28, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
INGERSOLL-RAND PLC Meeting Date: JUN 05, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: IR Security ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director John P. Surma | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Renew Directors' Authority to Issue Shares | Management | For | Against |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
INTEL CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL PAPER COMPANY Meeting Date: MAY 12, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: IP Security ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Jay L. Johnson | Management | For | For |
1f | Elect Director Stacey J. Mobley | Management | For | For |
1g | Elect Director Joan E. Spero | Management | For | For |
1h | Elect Director John L. Townsend, III | Management | For | For |
1i | Elect Director John F. Turner | Management | For | For |
1j | Elect Director William G. Walter | Management | For | For |
1k | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
JOHNSON & JOHNSON Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | For |
KEYCORP Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
LOWE'S COMPANIES, INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MACY'S, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: M Security ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MARATHON PETROLEUM CORPORATION Meeting Date: APR 30, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: MPC Security ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
MASCO CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MAS Security ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Keith J. Allman | Management | For | For |
1b | Elect Director Verne G. Istock | Management | For | For |
1c | Elect Director J. Michael Losh | Management | For | For |
1d | Elect Director Christopher A. O'Herlihy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
MEDTRONIC, INC. Meeting Date: AUG 22, 2013 Record Date: JUL 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
MERCK & CO., INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 19, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
MORGAN STANLEY Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MS Security ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. Meeting Date: MAY 14, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: NOV Security ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Clay C. Williams | Management | For | For |
1C | Elect Director Greg L. Armstrong | Management | For | For |
1D | Elect Director Robert E. Beauchamp | Management | For | For |
1E | Elect Director Marcela E. Donadio | Management | For | For |
1F | Elect Director Ben A. Guill | Management | For | For |
1G | Elect Director David D. Harrison | Management | For | For |
1H | Elect Director Roger L. Jarvis | Management | For | For |
1I | Elect Director Eric L. Mattson | Management | For | For |
1K | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETAPP, INC. Meeting Date: SEP 13, 2013 Record Date: JUL 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: NTAP Security ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
1b | Elect Director Nicholas G. Moore | Management | For | For |
1c | Elect Director Thomas Georgens | Management | For | For |
1d | Elect Director Jeffry R. Allen | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director T. Michael Nevens | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
1k | Elect Director Tor R. Braham | Management | For | For |
1l | Elect Director Kathryn M. Hill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
7 | Ratify Auditors | Management | For | For |
NORDSTROM, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: JWN Security ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Phyllis J. Campbell | Management | For | For |
1b | Elect Director Michelle M. Ebanks | Management | For | For |
1c | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1d | Elect Director Robert G. Miller | Management | For | For |
1e | Elect Director Blake W. Nordstrom | Management | For | For |
1f | Elect Director Erik B. Nordstrom | Management | For | For |
1g | Elect Director Peter E. Nordstrom | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director B. Kevin Turner | Management | For | For |
1k | Elect Director Robert D. Walter | Management | For | For |
1l | Elect Director Alison A. Winter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NV ENERGY, INC. Meeting Date: SEP 25, 2013 Record Date: AUG 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: NVE Security ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
OASIS PETROLEUM INC. Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: OAS Security ID: 674215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
1.2 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
ORACLE CORPORATION Meeting Date: OCT 31, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | For |
PACCAR INC Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCAR Security ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Fluke, Jr. | Management | For | For |
1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
1.3 | Elect Director Roderick C. McGeary | Management | For | For |
1.4 | Elect Director Mark A. Schulz | Management | For | For |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PEPSICO, INC. Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | For |
1g | Elect Director Alberto Ibarguen | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Lloyd G. Trotter | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PFIZER INC. Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PINNACLE WEST CAPITAL CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNW Security ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald E. Brandt | Management | For | For |
1.2 | Elect Director Susan Clark-Johnson | Management | For | For |
1.3 | Elect Director Denis A. Cortese | Management | For | For |
1.4 | Elect Director Richard P. Fox | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.11 | Elect Director David P. Wagener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PPL CORPORATION Meeting Date: MAY 21, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PPL Security ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Philip G. Cox | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Louise K. Goeser | Management | For | For |
1.6 | Elect Director Stuart E. Graham | Management | For | For |
1.7 | Elect Director Stuart Heydt | Management | For | For |
1.8 | Elect Director Raja Rajamannar | Management | For | For |
1.9 | Elect Director Craig A. Rogerson | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Natica von Althann | Management | For | For |
1.12 | Elect Director Keith H. Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PRINCIPAL FINANCIAL GROUP, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFG Security ID: 74251V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betsy J. Bernard | Management | For | For |
1.2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Dennis H. Ferro | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Gilbert F. Casellas | Management | For | For |
1.4 | Elect Director James G. Cullen | Management | For | For |
1.5 | Elect Director Mark B. Grier | Management | For | For |
1.6 | Elect Director Constance J. Horner | Management | For | For |
1.7 | Elect Director Martina Hund-Mejean | Management | For | For |
1.8 | Elect Director Karl J. Krapek | Management | For | For |
1.9 | Elect Director Christine A. Poon | Management | For | For |
1.10 | Elect Director Douglas A. Scovanner | Management | For | For |
1.11 | Elect Director John R. Strangfeld | Management | For | For |
1.12 | Elect Director James A. Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
QUALCOMM INCORPORATED Meeting Date: MAR 04, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON COMPANY Meeting Date: MAY 29, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: RTN Security ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Thomas A. Kennedy | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Michael C. Ruettgers | Management | For | For |
1g | Elect Director Ronald L. Skates | Management | For | For |
1h | Elect Director William R. Spivey | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
SCHLUMBERGER LIMITED Meeting Date: APR 09, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: LUV Security ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
TARGET CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | Against |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | Against |
1d | Elect Director Henrique De Castro | Management | For | Against |
1e | Elect Director James A. Johnson | Management | For | Against |
1f | Elect Director Mary E. Minnick | Management | For | Against |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Derica W. Rice | Management | For | Against |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TEXTRON INC. Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TXT Security ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Mary Alice Taylor | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 08, 2014 Record Date: FEB 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: BK Security ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.4 | Elect Director Gerald L. Hassell | Management | For | For |
1.5 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Mark A. Nordenberg | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director William C. Richardson | Management | For | For |
1.12 | Elect Director Samuel C. Scott, III | Management | For | For |
1.13 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHUBB CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Claes Dahlback | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Debora L. Spar | Management | For | For |
1l | Elect Director Mark E. Tucker | Management | For | For |
1m | Elect Director David A. Viniar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE KROGER CO. Meeting Date: JUN 26, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: KR Security ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director David B. Lewis | Management | For | For |
1f | Elect Director W. Rodney McMullen | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Clyde R. Moore | Management | For | For |
1i | Elect Director Susan M. Phillips | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director James A. Runde | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Against |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 08, 2013 Record Date: AUG 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
TIME WARNER CABLE INC. Meeting Date: JUN 05, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: TWC Security ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | Against |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director Robert D. Marcus | Management | For | For |
1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1k | Elect Director Wayne H. Pace | Management | For | For |
1l | Elect Director Edward D. Shirley | Management | For | For |
1m | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
TIME WARNER INC. Meeting Date: JUN 13, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TWX Security ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director Fred Hassan | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Paul D. Wachter | Management | For | For |
1.12 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
21 | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
22 | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
23 | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
24 | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
25 | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED RENTALS, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: URI Security ID: 911363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Bobby J. Griffin | Management | For | For |
1.4 | Elect Director Michael J. Kneeland | Management | For | For |
1.5 | Elect Director Pierre E. Leroy | Management | For | For |
1.6 | Elect Director Singleton B. McAllister | Management | For | For |
1.7 | Elect Director Brian D. McAuley | Management | For | For |
1.8 | Elect Director John S. McKinney | Management | For | For |
1.9 | Elect Director James H. Ozanne | Management | For | For |
1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
1.11 | Elect Director Filippo Passerini | Management | For | For |
1.12 | Elect Director Donald C. Roof | Management | For | For |
1.13 | Elect Director Keith Wimbush | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLPOINT, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: WLP Security ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kerry Clark | Management | For | For |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.3 | Elect Director Lewis Hay, III | Management | For | For |
1.4 | Elect Director William J. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Against |
WELLS FARGO & COMPANY Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Against |
WESTAR ENERGY, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WR Security ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mollie H. Carter | Management | For | For |
1.2 | Elect Director Jerry B. Farley | Management | For | For |
1.3 | Elect Director Mark A. Ruelle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
Market Neutral Value
ABB LTD. Meeting Date: APR 30, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: ABBN Security ID: 000375204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.2 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
5 | Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees | Management | For | Against |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
7.1 | Elect Roger Agnelli as Director | Management | For | For |
7.2 | Elect Matti Alahuhta as Director | Management | For | For |
7.3 | Elect Louis Hughes as Director | Management | For | For |
7.4 | Elect Michel de Rosen as Director | Management | For | For |
7.5 | Elect Michael Treschow as Director | Management | For | For |
7.6 | Elect Jacob Wallenberg as Director | Management | For | For |
7.7 | Elect Ying Yeh as Director | Management | For | For |
7.8 | Elect Hubertus von Grunberg as Director and Board Chairman | Management | For | For |
8.1 | Appoint Michel de Rosen as Member of the Compensation Committee | Management | For | For |
8.2 | Appoint Michael Treschow as Member of the Compensation Committee | Management | For | For |
8.3 | Appoint Ying Yeh as Member of the Compensation Committee | Management | For | For |
9 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
10 | Ratify Ernst and Young AG as Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 19, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: NLY Security ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
BEMIS COMPANY, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: BMS Security ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Perry | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director Philip G. Weaver | Management | For | For |
1.4 | Elect Director Henry J. Theisen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
CAREFUSION CORPORATION Meeting Date: NOV 06, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFN Security ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | For |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Against |
17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorize Shares for Market Purchase | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director Peter C. Brown | Management | For | For |
1.3 | Elect Director Richard A. Gephardt | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Gregory J. McCray | Management | For | For |
1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Director Fred R. Nichols | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | For |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | For |
1.12 | Elect Director Laurie A. Siegel | Management | For | For |
1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
CONSTELLIUM NV Meeting Date: JUN 11, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CSTM Security ID: N22035104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Approve Publication of Information in English | Management | For | For |
2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
5 | Adopt Financial Statements | Management | For | For |
6 | Announce Allocation of Income | Management | None | None |
7 | Approve Discharge of Executive Directors | Management | For | For |
8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
10f | Elect J. Ormerod to Supervisory Board | Management | For | For |
11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
12 | Approve Cancellation of Preference Shares | Management | For | For |
13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
CORRECTIONS CORPORATION OF AMERICA Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CXW Security ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CST BRANDS, INC. Meeting Date: JUN 04, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CST Security ID: 12646R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Burton | Management | For | For |
1.2 | Elect Director Stephen A. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FRANKLIN RESOURCES, INC. Meeting Date: MAR 12, 2014 Record Date: JAN 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BEN Security ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles E. Johnson | Management | For | For |
1d | Elect Director Gregory E. Johnson | Management | For | For |
1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1f | Elect Director Mark C. Pigott | Management | For | For |
1g | Elect Director Chutta Ratnathicam | Management | For | For |
1h | Elect Director Laura Stein | Management | For | For |
1i | Elect Director Anne M. Tatlock | Management | For | For |
1j | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
GENERAL MILLS, INC. Meeting Date: SEP 24, 2013 Record Date: JUL 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director William T. Esrey | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Against |
GREAT PLAINS ENERGY INCORPORATED Meeting Date: MAY 06, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: GXP Security ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Bassham | Management | For | For |
1.2 | Elect Director David L. Bodde | Management | For | For |
1.3 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.4 | Elect Director Gary D. Forsee | Management | For | For |
1.5 | Elect Director Thomas D. Hyde | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director Ann D. Murtlow | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEICO CORPORATION Meeting Date: MAR 21, 2014 Record Date: JAN 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: HEI Security ID: 422806208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adolfo Henriques | Management | For | For |
1.2 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.5 | Elect Director Eric A. Mendelson | Management | For | For |
1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
1.7 | Elect Director Victor H. Mendelson | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HONDA MOTOR CO. LTD. Meeting Date: JUN 13, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: 7267 Security ID: 438128308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Ike, Fumihiko | Management | For | For |
2.2 | Elect Director Ito, Takanobu | Management | For | For |
2.3 | Elect Director Iwamura, Tetsuo | Management | For | For |
2.4 | Elect Director Yamamoto, Takashi | Management | For | For |
2.5 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
2.6 | Elect Director Nonaka, Toshihiko | Management | For | For |
2.7 | Elect Director Yoshida, Masahiro | Management | For | For |
2.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
2.9 | Elect Director Kunii, Hideko | Management | For | For |
2.10 | Elect Director Shiga, Yuuji | Management | For | For |
2.11 | Elect Director Takeuchi, Kohei | Management | For | For |
2.12 | Elect Director Aoyama, Shinji | Management | For | For |
2.13 | Elect Director Kaihara, Noriya | Management | For | For |
HUBBELL INCORPORATED Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: HUB.B Security ID: 443510102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director John G. Russell | Management | For | For |
1.11 | Elect Director Steven R. Shawley | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IMPERIAL OIL LIMITED Meeting Date: APR 24, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: IMO Security ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director Krystyna T. Hoeg | Management | For | For |
2.2 | Elect Director Richard M. Kruger | Management | For | For |
2.3 | Elect Director Jack M. Mintz | Management | For | For |
2.4 | Elect Director David S. Sutherland | Management | For | For |
2.5 | Elect Director Sheelagh D. Whittaker | Management | For | For |
2.6 | Elect Director Darren W. Woods | Management | For | Withhold |
2.7 | Elect Director Victor L. Young | Management | For | For |
3 | Change Location of Registered Office | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 10, 2014 Record Date: JAN 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Eric F. Brown | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Greg Creed | Management | For | For |
1e | Elect Director Patti S. Hart | Management | For | For |
1f | Elect Director Robert J. Miller | Management | For | For |
1g | Elect Director Vincent L. Sadusky | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Tracey D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
JOHNSON & JOHNSON Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LENNAR CORPORATION Meeting Date: APR 09, 2014 Record Date: FEB 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: LEN Security ID: 526057302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Teri P. McClure | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIFEPOINT HOSPITALS, INC. Meeting Date: JUN 03, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: LPNT Security ID: 53219L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Carpenter, III | Management | For | For |
1.2 | Elect Director Richard H. Evans | Management | For | For |
1.3 | Elect Director Michael P. Haley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
M&T BANK CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MTB Security ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | For |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Adele Simmons | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
NORCRAFT COMPANIES, INC. Meeting Date: JUN 27, 2014 Record Date: MAY 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: NCFT Security ID: 65557Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Maselli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Jose Luis Prado | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying and Political Contributions | Shareholder | Against | Against |
NUCOR CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director John J. Ferriola | Management | For | For |
1.3 | Elect Director Harvey B. Gantt | Management | For | For |
1.4 | Elect Director Gregory J. Hayes | Management | For | For |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Bernard L. Kasriel | Management | For | For |
1.7 | Elect Director Christopher J. Kearney | Management | For | For |
1.8 | Elect Director Raymond J. Milchovich | Management | For | For |
1.9 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
PEPSICO, INC. Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | For |
1g | Elect Director Alberto Ibarguen | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Lloyd G. Trotter | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
PIEDMONT OFFICE REALTY TRUST, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: PDM Security ID: 720190206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Wayne Woody | Management | For | For |
1.2 | Elect Director Michael R. Buchanan | Management | For | For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
1.5 | Elect Director Frank C. McDowell | Management | For | For |
1.6 | Elect Director Donald A. Miller | Management | For | For |
1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
1.8 | Elect Director Donald S. Moss | Management | For | For |
1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: POT Security ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director William J. Doyle | Management | For | For |
1.4 | Elect Director John W. Estey | Management | For | For |
1.5 | Elect Director Gerald W. Grandey | Management | For | For |
1.6 | Elect Director C. Steven Hoffman | Management | For | For |
1.7 | Elect Director Dallas J. Howe | Management | For | For |
1.8 | Elect Director Alice D. Laberge | Management | For | For |
1.9 | Elect Director Consuelo E. Madere | Management | For | For |
1.10 | Elect Director Keith G. Martell | Management | For | For |
1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.12 | Elect Director Mary Mogford | Management | For | For |
1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve 2014 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON COMPANY Meeting Date: MAY 29, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: RTN Security ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Thomas A. Kennedy | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Michael C. Ruettgers | Management | For | For |
1g | Elect Director Ronald L. Skates | Management | For | For |
1h | Elect Director William R. Spivey | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
REINSURANCE GROUP OF AMERICA, INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: RGA Security ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine R. Detrick | Management | For | For |
1.2 | Elect Director Joyce A. Phillips | Management | For | For |
1.3 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.4 | Elect Director John F. Danahy | Management | For | For |
1.5 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Ann E. Dunwoody | Management | For | For |
1d | Elect Director William J. Flynn | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director W. Lee Nutter | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director Allan C. Sorensen | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt a Policy in Which the Company Will Not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
ROCKWELL COLLINS, INC. Meeting Date: FEB 06, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris A. Davis | Management | For | For |
1.2 | Elect Director Ralph E. Eberhart | Management | For | For |
1.3 | Elect Director David Lilley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 20, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: RDSA Security ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Euleen Goh as Director | Management | For | For |
5 | Elect Patricia Woertz as Director | Management | For | For |
6 | Elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Simon Henry as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
13 | Re-elect Linda Stuntz as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | Against |
22 | Approve Deferred Bonus Plan | Management | For | Against |
23 | Approve Restricted Share Plan | Management | For | Against |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
RUSH ENTERPRISES, INC. Meeting Date: MAY 20, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: RUSHA Security ID: 781846308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
1.2 | Elect Director W. Marvin Rush | Management | For | For |
1.3 | Elect Director Harold D. Marshall | Management | For | For |
1.4 | Elect Director Thomas A. Akin | Management | For | For |
1.5 | Elect Director Gerald R. Szczepanski | Management | For | For |
1.6 | Elect Director James C. Underwood | Management | For | For |
1.7 | Elect Director Raymond J. Chess | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
STANLEY BLACK & DECKER, INC. Meeting Date: APR 15, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWK Security ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Debra A. Crew | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director John F. Lundgren | Management | For | For |
1.8 | Elect Director Anthony Luiso | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STRYKER CORPORATION Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director William U. Parfet | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYSCO CORPORATION Meeting Date: NOV 15, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Cassaday | Management | For | For |
1b | Elect Director Jonathan Golden | Management | For | For |
1c | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1d | Elect Director Hans-Joachim Koerber | Management | For | For |
1e | Elect Director Nancy S. Newcomb | Management | For | For |
1f | Elect Director Jackie M. Ward | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. Meeting Date: APR 24, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: TROW Security ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
1j | Elect Director Alfred Sommer | Management | For | For |
1k | Elect Director Dwight S. Taylor | Management | For | For |
1l | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TARGET CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | Against |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | Against |
1d | Elect Director Henrique De Castro | Management | For | Against |
1e | Elect Director James A. Johnson | Management | For | Against |
1f | Elect Director Mary E. Minnick | Management | For | Against |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Derica W. Rice | Management | For | Against |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TELEPHONE AND DATA SYSTEMS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: PROXY CONTEST | ||||
Ticker: TDS Security ID: 879433829 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Clarence A. Davis | Management | For | For |
1.2 | Elect Director George W. Off | Management | For | For |
1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
1.4 | Elect Director Gary L. Sugarman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Directors Philip T. Blazek | Shareholder | For | Did Not Vote |
1.2 | Elect Directors Walter M. Schenker | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Amend Omnibus Stock Plan | Management | Against | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
TERADYNE, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: TER Security ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director Daniel W. Christman | Management | For | For |
1c | Elect Director Edwin J. Gillis | Management | For | For |
1d | Elect Director Timothy E. Guertin | Management | For | For |
1e | Elect Director Mark E. Jagiela | Management | For | For |
1f | Elect Director Paul J. Tufano | Management | For | For |
1g | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXTRON INC. Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TXT Security ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE CHUBB CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
THE HILLSHIRE BRANDS COMPANY Meeting Date: OCT 24, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSH Security ID: 432589109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd A. Becker | Management | For | For |
1b | Elect Director Christopher B. Begley | Management | For | For |
1c | Elect Director Ellen L. Brothers | Management | For | For |
1d | Elect Director Sean M. Connolly | Management | For | For |
1e | Elect Director Laurette T. Koellner | Management | For | For |
1f | Elect Director Craig P. Omtvedt | Management | For | For |
1g | Elect Director Ian Prosser | Management | For | For |
1h | Elect Director Jonathan P. Ward | Management | For | For |
1i | Elect Director James D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE LACLEDE GROUP, INC. Meeting Date: JAN 30, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LG Security ID: 505597104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
1.2 | Elect Director W. Stephen Maritz | Management | For | For |
1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE MOSAIC COMPANY Meeting Date: OCT 03, 2013 Record Date: AUG 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: MOS Security ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy S. Gitzel | Management | For | For |
1b | Elect Director William R. Graber | Management | For | For |
1c | Elect Director Emery N. Koenig | Management | For | For |
1d | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 08, 2013 Record Date: AUG 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOYOTA MOTOR CORP. Meeting Date: JUN 17, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: 7203 Security ID: 892331307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
2.7 | Elect Director Ihara, Yasumori | Management | For | For |
2.8 | Elect Director Sudo, Seiichi | Management | For | For |
2.9 | Elect Director Saga, Koei | Management | For | For |
2.10 | Elect Director Fukuichi, Tokuo | Management | For | For |
2.11 | Elect Director Terashi, Shigeki | Management | For | For |
2.12 | Elect Director Ishii, Yoshimasa | Management | For | For |
2.13 | Elect Director Uno, Ikuo | Management | For | Against |
2.14 | Elect Director Kato, Haruhiko | Management | For | For |
2.15 | Elect Director Mark T. Hogan | Management | For | For |
3.1 | Appoint Statutory Auditor Nakatsugawa, Masaki | Management | For | For |
3.2 | Appoint Statutory Auditor Kitayama, Teisuke | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Sakai, Ryuuji | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Disposal of Treasury Shares for a Private Placement | Management | For | For |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNILEVER NV Meeting Date: MAY 14, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNA Security ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Discharge of Executive Board Members | Management | For | For |
6 | Approve Discharge of Non-Executive Board Members | Management | For | For |
7 | Reelect P.G.J.M. Polman as an Executive Director | Management | For | For |
8 | Relect R.J-M.S. Huet as an Executive Director | Management | For | For |
9 | Reelect L.M. Cha as a Non-Executive Director | Management | For | For |
10 | Reelect L.O. Fresco as a Non-Executive Director | Management | For | For |
11 | Reelect A.M. Fudge as a Non-Executive Director | Management | For | For |
12 | Reelect B.E. Grote as a Non-Executive Director | Management | For | For |
13 | Reelect M.Ma as a Non-Executive Director | Management | For | For |
14 | Reelect H. Nyasulu as a Non-Executive Director | Management | For | For |
15 | Reelect M. Rifkind as a Non-Executive Director | Management | For | For |
16 | Reelect J. Rishton as a Non-Executive Director | Management | For | For |
17 | Reelect K.J. Storm as a Non-Executive Director | Management | For | For |
18 | Reelect M. Treschow as a Non-Executive Director | Management | For | For |
19 | Reelect P.S. Walsh as a Non-Executive Director | Management | For | For |
20 | Elect F Sijbesma as a Non-Executive Director | Management | For | For |
21 | Ratify KPMG as Auditors | Management | For | For |
22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
24 | Approve Cancellation of Repurchased Shares | Management | For | For |
25 | Allow Questions and Close Meeting | Management | None | None |
UNION PACIFIC CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director D. Scott Davis | Management | For | For |
1e | Elect Director Stuart E. Eizenstat | Management | For | For |
1f | Elect Director Michael L. Eskew | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Candace Kendle | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Rudy H.P. Markham | Management | For | For |
1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1l | Elect Director Carol B. Tome | Management | For | For |
1m | Elect Director Kevin M. Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
VODAFONE GROUP PLC Meeting Date: JUL 23, 2013 Record Date: JUN 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Elect Omid Kordestani as Director | Management | For | For |
10 | Re-elect Nick Land as Director | Management | For | For |
11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
12 | Re-elect Luc Vandevelde as Director | Management | For | For |
13 | Re-elect Anthony Watson as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JAN 28, 2014 Record Date: DEC 12, 2013 Meeting Type: SPECIAL | ||||
Ticker: VOD Security ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
WAL-MART STORES, INC. Meeting Date: JUN 06, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Douglas N. Daft | Management | For | For |
1f | Elect Director Michael T. Duke | Management | For | Against |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | For |
1j | Elect Director Gregory B. Penner | Management | For | For |
1k | Elect Director Steven S Reinemund | Management | For | For |
1l | Elect Director Jim C. Walton | Management | For | For |
1m | Elect Director S. Robson Walton | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
WATERS CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: WAT Security ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
WESTAR ENERGY, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WR Security ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mollie H. Carter | Management | For | For |
1.2 | Elect Director Jerry B. Farley | Management | For | For |
1.3 | Elect Director Mark A. Ruelle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WGL HOLDINGS, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: WGL Security ID: 92924F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Barnes | Management | For | For |
1.2 | Elect Director George P. Clancy, Jr. | Management | For | For |
1.3 | Elect Director James W. Dyke, Jr. | Management | For | For |
1.4 | Elect Director Melvyn J. Estrin | Management | For | For |
1.5 | Elect Director Nancy C. Floyd | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director James F. Lafond | Management | For | For |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Terry D. McCallister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WOODWARD, INC. Meeting Date: JAN 22, 2014 Record Date: NOV 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WWD Security ID: 980745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Petrovich | Management | For | For |
1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
1.3 | Elect Director Paul Donovan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
Mid Cap Value
ACE LIMITED Meeting Date: JAN 10, 2014 Record Date: DEC 05, 2013 Meeting Type: SPECIAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
ACE LIMITED Meeting Date: MAY 15, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Allocate Disposable Profit | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Elect Director John Edwardson | Management | For | For |
4.2 | Elect Director Kimberly Ross | Management | For | For |
4.3 | Elect Director Robert Scully | Management | For | For |
4.4 | Elect Director David Sidwell | Management | For | For |
4.5 | Elect Director Evan G. Greenberg | Management | For | For |
4.6 | Elect Director Robert M. Hernandez | Management | For | For |
4.7 | Elect Director Michael G. Atieh | Management | For | For |
4.8 | Elect Director Mary A. Cirillo | Management | For | For |
4.9 | Elect Director Michael P. Connors | Management | For | For |
4.10 | Elect Director Peter Menikoff | Management | For | For |
4.11 | Elect Director Leo F. Mullin | Management | For | For |
4.12 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
4.13 | Elect Director Theodore E. Shasta | Management | For | For |
4.14 | Elect Director Olivier Steimer | Management | For | For |
5 | Elect Evan G. Greenberg as Board Chairman | Management | For | Against |
6.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
6.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
6.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
6.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7 | Designate Homburger AG as Independent Proxy | Management | For | For |
8.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
8.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
8.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
9 | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Transact Other Business (Voting) | Management | For | Against |
AFLAC INCORPORATED Meeting Date: MAY 05, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: AFL Security ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director Barbara K. Rimer | Management | For | For |
1k | Elect Director Melvin T. Stith | Management | For | For |
1l | Elect Director David Gary Thompson | Management | For | For |
1m | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 19, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AGL RESOURCES INC. Meeting Date: APR 29, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: GAS Security ID: 001204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Dean R. O'Hare | Management | For | For |
1.10 | Elect Director Armando J. Olivera | Management | For | For |
1.11 | Elect Director John E. Rau | Management | For | For |
1.12 | Elect Director James A. Rubright | Management | For | For |
1.13 | Elect Director John W. Somerhalder, II | Management | For | For |
1.14 | Elect Director Bettina M. Whyte | Management | For | For |
1.15 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
AMEREN CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: AEE Security ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warner L. Baxter | Management | For | For |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Richard J. Harshman | Management | For | For |
1.6 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.7 | Elect Director James C. Johnson | Management | For | For |
1.8 | Elect Director Steven H. Lipstein | Management | For | For |
1.9 | Elect Director Patrick T. Stokes | Management | For | For |
1.10 | Elect Director Thomas R. Voss | Management | For | For |
1.11 | Elect Director Stephen R. Wilson | Management | For | For |
1.12 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Adoption of Policies to Meet National GHG Reduction Goal | Shareholder | Against | Against |
ANALOG DEVICES, INC. Meeting Date: MAR 12, 2014 Record Date: JAN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADI Security ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent T. Roche | Management | For | For |
1c | Elect Director Richard M. Beyer | Management | For | For |
1d | Elect Director James A. Champy | Management | For | For |
1e | Elect Director John C. Hodgson | Management | For | For |
1f | Elect Director Yves-Andre Istel | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director F. Grant Saviers | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: NLY Security ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APACHE CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
3 | Elect Director Amy H. Nelson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
APPLIED MATERIALS, INC. Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
ARTHUR J. GALLAGHER & CO. Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AJG Security ID: 363576109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director Frank E. English, Jr. | Management | For | For |
1d | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1e | Elect Director Elbert O. Hand | Management | For | For |
1f | Elect Director David S. Johnson | Management | For | For |
1g | Elect Director Kay W. McCurdy | Management | For | For |
1h | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTOLIV, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg - WITHDRAWN | Management | None | None |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BAE SYSTEMS PLC Meeting Date: MAY 07, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BA. Security ID: G06940103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Paul Anderson as Director | Management | For | For |
6 | Re-elect Harriet Green as Director | Management | For | For |
7 | Re-elect Ian King as Director | Management | For | For |
8 | Re-elect Peter Lynas as Director | Management | For | For |
9 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
10 | Re-elect Nicholas Rose as Director | Management | For | For |
11 | Re-elect Carl Symon as Director | Management | For | For |
12 | Elect Sir Roger Carr as Director | Management | For | For |
13 | Elect Jerry DeMuro as Director | Management | For | For |
14 | Elect Christopher Grigg as Director | Management | For | For |
15 | Elect Ian Tyler as Director | Management | For | For |
16 | Appoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Approve Long Term Incentive Plan | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BECTON, DICKINSON AND COMPANY Meeting Date: JAN 28, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: BDX Security ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director Catherine M. Burzik | Management | For | For |
1.4 | Elect Director Edward F. DeGraan | Management | For | For |
1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
1.6 | Elect Director Claire M. Fraser | Management | For | For |
1.7 | Elect Director Christopher Jones | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.10 | Elect Director James F. Orr | Management | For | For |
1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
1.14 | Elect Director Alfred Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
BEMIS COMPANY, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: BMS Security ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Perry | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director Philip G. Weaver | Management | For | For |
1.4 | Elect Director Henry J. Theisen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
BIO-RAD LABORATORIES, INC. Meeting Date: APR 22, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: BIO Security ID: 090572207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis Drapeau | Management | For | For |
1.2 | Elect Director Robert M. Malchione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOK FINANCIAL CORPORATION Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: BOKF Security ID: 05561Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Allen | Management | For | For |
1.2 | Elect Director Alan S. Armstrong | Management | For | For |
1.3 | Elect Director C. Fred Ball, Jr. | Management | For | For |
1.4 | Elect Director Sharon J. Bell | Management | For | For |
1.5 | Elect Director Peter C. Boylan, III | Management | For | For |
1.6 | Elect Director Steven G. Bradshaw | Management | For | For |
1.7 | Elect Director Chester E. Cadieux, III | Management | For | For |
1.8 | Elect Director Joseph W. Craft, III | Management | For | For |
1.9 | Elect Director Daniel H. Ellinor | Management | For | For |
1.10 | Elect Director John W. Gibson | Management | For | For |
1.11 | Elect Director David F. Griffin | Management | For | For |
1.12 | Elect Director V. Burns Hargis | Management | For | For |
1.13 | Elect Director Douglas D. Hawthorne | Management | For | For |
1.14 | Elect Director E. Carey Joullian, IV | Management | For | For |
1.15 | Elect Director George B. Kaiser | Management | For | Withhold |
1.16 | Elect Director Robert J. LaFortune | Management | For | For |
1.17 | Elect Director Stanley A. Lybarger | Management | For | For |
1.18 | Elect Director Steven J. Malcolm | Management | For | For |
1.19 | Elect Director E.C. Richards | Management | For | For |
1.20 | Elect Director John Richels | Management | For | For |
1.21 | Elect Director Michael C. Turpen | Management | For | For |
1.22 | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BSX Security ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Byrnes | Management | For | For |
1b | Elect Director Nelda J. Connors | Management | For | For |
1c | Elect Director Kristina M. Johnson | Management | For | For |
1d | Elect Director Edward J. Ludwig | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director David J. Roux | Management | For | For |
1k | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Against |
CAMERON INTERNATIONAL CORPORATION Meeting Date: MAY 16, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CAM Security ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director James T. Hackett | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
1.5 | Elect Director Michael E. Patrick | Management | For | For |
1.6 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.7 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITOL FEDERAL FINANCIAL, INC. Meeting Date: JAN 21, 2014 Record Date: DEC 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFFN Security ID: 14057J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Johnson | Management | For | For |
1.2 | Elect Director Michael T. McCoy | Management | For | For |
1.3 | Elect Director Marilyn S. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: MAY 28, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CAREFUSION CORPORATION Meeting Date: NOV 06, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFN Security ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | For |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Against |
17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorize Shares for Market Purchase | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director Peter C. Brown | Management | For | For |
1.3 | Elect Director Richard A. Gephardt | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Gregory J. McCray | Management | For | For |
1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Director Fred R. Nichols | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | For |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | For |
1.12 | Elect Director Laurie A. Siegel | Management | For | For |
1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
CIGNA CORPORATION Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric J. Foss | Management | For | For |
1.2 | Elect Director Roman Martinez IV | Management | For | For |
1.3 | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COACH, INC. Meeting Date: NOV 07, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Victor Luis | Management | For | For |
1.5 | Elect Director Ivan Menezes | Management | For | For |
1.6 | Elect Director Irene Miller | Management | For | For |
1.7 | Elect Director Michael Murphy | Management | For | For |
1.8 | Elect Director Stephanie Tilenius | Management | For | For |
1.9 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COMERICA INCORPORATED Meeting Date: APR 22, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMA Security ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1.2 | Elect Director Roger A. Cregg | Management | For | For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
1.5 | Elect Director Richard G. Lindner | Management | For | For |
1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
1.9 | Elect Director Nina G. Vaca | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMERCE BANCSHARES, INC. Meeting Date: APR 16, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CBSH Security ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Capps | Management | For | For |
1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
1.3 | Elect Director James B. Hebenstreit | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
CONAGRA FOODS, INC. Meeting Date: SEP 27, 2013 Record Date: JUL 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAG Security ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
CONSOLIDATED EDISON, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: ED Security ID: 209115104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin Burke | Management | For | For |
1b | Elect Director Vincent A. Calarco | Management | For | For |
1c | Elect Director George Campbell, Jr. | Management | For | For |
1d | Elect Director Michael J. Del Giudice | Management | For | For |
1e | Elect Director Ellen V. Futter | Management | For | For |
1f | Elect Director John F. Hennessy, III | Management | For | For |
1g | Elect Director John F. Killian | Management | For | For |
1h | Elect Director John McAvoy | Management | For | For |
1i | Elect Director Armando J. Olivera | Management | For | For |
1j | Elect Director Sally H. Pinero | Management | For | For |
1k | Elect Director Michael W. Ranger | Management | For | For |
1l | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSTELLIUM NV Meeting Date: JUN 11, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CSTM Security ID: N22035104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Approve Publication of Information in English | Management | For | For |
2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
5 | Adopt Financial Statements | Management | For | For |
6 | Announce Allocation of Income | Management | None | None |
7 | Approve Discharge of Executive Directors | Management | For | For |
8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
10f | Elect J. Ormerod to Supervisory Board | Management | For | For |
11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
12 | Approve Cancellation of Preference Shares | Management | For | For |
13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
CORRECTIONS CORPORATION OF AMERICA Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CXW Security ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CST BRANDS, INC. Meeting Date: JUN 04, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CST Security ID: 12646R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Burton | Management | For | For |
1.2 | Elect Director Stephen A. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CULLEN/FROST BANKERS, INC. Meeting Date: APR 24, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: CFR Security ID: 229899109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Denny Alexander | Management | For | For |
1.2 | Elect Director Carlos Alvarez | Management | For | For |
1.3 | Elect Director Royce S. Caldwell | Management | For | For |
1.4 | Elect Director Crawford H. Edwards | Management | For | For |
1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
1.7 | Elect Director Patrick B. Frost | Management | For | For |
1.8 | Elect Director David J. Haemisegger | Management | For | For |
1.9 | Elect Director Karen E. Jennings | Management | For | For |
1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
1.11 | Elect Director Charles W. Matthews | Management | For | For |
1.12 | Elect Director Ida Clement Steen | Management | For | For |
1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DANONE Meeting Date: APR 29, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BN Security ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Isabelle Seillier as Director | Management | For | For |
8 | Reelect Jean-Michel Severino as Director | Management | For | For |
9 | Elect Gaelle Olivier as Director | Management | For | For |
10 | Elect Lionel Zinsou-Derlin as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
12 | Approve Transaction with J.P. Morgan | Management | For | For |
13 | Approve Severance Payment Agreement with Bernard Hours | Management | For | For |
14 | Approve Transaction with Bernard Hours | Management | For | For |
15 | Advisory Vote on Compensation of Chairman and CEO, Franck Riboud | Management | For | For |
16 | Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber | Management | For | For |
17 | Advisory Vote on Compensation of Vice-CEO, Bernard Hours | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
20 | Amend Articles 15 and16 of Bylaws Re: Employee Representatives | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DEVON ENERGY CORPORATION Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: DVN Security ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director Robert H. Henry | Management | For | For |
1.4 | Elect Director John A. Hill | Management | For | For |
1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director J. Larry Nichols | Management | For | For |
1.8 | Elect Director Duane C. Radtke | Management | For | For |
1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
1.10 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Against |
DR PEPPER SNAPPLE GROUP, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: DPS Security ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Joyce M. Roche | Management | For | For |
1.3 | Elect Director Ronald G. Rogers | Management | For | For |
1.4 | Elect Director Wayne R. Sanders | Management | For | For |
1.5 | Elect Director Jack L. Stahl | Management | For | For |
1.6 | Elect Director Larry D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
EMPIRE STATE REALTY TRUST, INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRT Security ID: 292104106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony E. Malkin | Management | For | For |
1.2 | Elect Director William H. Berkman | Management | For | For |
1.3 | Elect Director Alice M. Connell | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
1.5 | Elect Director Steven J. Gilbert | Management | For | For |
1.6 | Elect Director S. Michael Giliberto | Management | For | For |
1.7 | Elect Director Lawrence E. Golub | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FEDERAL REALTY INVESTMENT TRUST Meeting Date: MAY 07, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FRT Security ID: 313747206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director David W. Faeder | Management | For | For |
1.3 | Elect Director Kristin Gamble | Management | For | For |
1.4 | Elect Director Gail P. Steinel | Management | For | For |
1.5 | Elect Director Warren M. Thompson | Management | For | For |
1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
1.7 | Elect Director Donald C. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FRANKLIN RESOURCES, INC. Meeting Date: MAR 12, 2014 Record Date: JAN 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BEN Security ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles E. Johnson | Management | For | For |
1d | Elect Director Gregory E. Johnson | Management | For | For |
1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1f | Elect Director Mark C. Pigott | Management | For | For |
1g | Elect Director Chutta Ratnathicam | Management | For | For |
1h | Elect Director Laura Stein | Management | For | For |
1i | Elect Director Anne M. Tatlock | Management | For | For |
1j | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
GENERAL MILLS, INC. Meeting Date: SEP 24, 2013 Record Date: JUL 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director William T. Esrey | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Against |
GREAT PLAINS ENERGY INCORPORATED Meeting Date: MAY 06, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: GXP Security ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Bassham | Management | For | For |
1.2 | Elect Director David L. Bodde | Management | For | For |
1.3 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.4 | Elect Director Gary D. Forsee | Management | For | For |
1.5 | Elect Director Thomas D. Hyde | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director Ann D. Murtlow | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HCC INSURANCE HOLDINGS, INC. Meeting Date: MAY 21, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: HCC Security ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Frank J. Bramanti | Management | For | For |
1.3 | Elect Director Walter M. Duer | Management | For | For |
1.4 | Elect Director James C. Flagg | Management | For | For |
1.5 | Elect Director Thomas M. Hamilton | Management | For | For |
1.6 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.7 | Elect Director Susan Rivera | Management | For | For |
1.8 | Elect Director Hans D. Rohlf | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEARTLAND EXPRESS, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: HTLD Security ID: 422347104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Larry J. Gordon | Management | For | For |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOSPIRA, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: HSP Security ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Irving W. Bailey, II | Management | For | For |
1b | Elect Director F. Michael Ball | Management | For | For |
1c | Elect Director Connie R. Curran | Management | For | For |
1d | Elect Director William G. Dempsey | Management | For | For |
1e | Elect Director Dennis M. Fenton | Management | For | For |
1f | Elect Director Heino von Prondzynski | Management | For | For |
1g | Elect Director Jacque J. Sokolov | Management | For | For |
1h | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
IMPERIAL OIL LIMITED Meeting Date: APR 24, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: IMO Security ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director Krystyna T. Hoeg | Management | For | For |
2.2 | Elect Director Richard M. Kruger | Management | For | For |
2.3 | Elect Director Jack M. Mintz | Management | For | For |
2.4 | Elect Director David S. Sutherland | Management | For | For |
2.5 | Elect Director Sheelagh D. Whittaker | Management | For | For |
2.6 | Elect Director Darren W. Woods | Management | For | Withhold |
2.7 | Elect Director Victor L. Young | Management | For | For |
3 | Change Location of Registered Office | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 10, 2014 Record Date: JAN 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Eric F. Brown | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Greg Creed | Management | For | For |
1e | Elect Director Patti S. Hart | Management | For | For |
1f | Elect Director Robert J. Miller | Management | For | For |
1g | Elect Director Vincent L. Sadusky | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Tracey D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
KELLOGG COMPANY Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: K Security ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director La June Montgomery Tabron | Management | For | For |
1.4 | Elect Director Rogelio Rebolledo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KEYCORP Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
KLA-TENCOR CORPORATION Meeting Date: NOV 06, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: KLAC Security ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
KONINKLIJKE PHILIPS N.V. Meeting Date: MAY 01, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: PHIA Security ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
2e | Approve Discharge of Management Board | Management | For | For |
2f | Approve Discharge of Supervisory Board | Management | For | For |
3 | Elect Orit Gadiesh to Supervisory Board | Management | For | For |
4 | Reappoint KPMG as Auditors for an Intermim Period of One Year | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Repurchased Shares | Management | For | For |
8 | Allow Questions | Management | None | None |
KRAFT FOODS GROUP, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: KRFT Security ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director L. Kevin Cox | Management | For | For |
1b | Elect Director Myra M. Hart | Management | For | For |
1c | Elect Director Peter B. Henry | Management | For | For |
1d | Elect Director Terry J. Lundgren | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Contributions | Shareholder | Against | Against |
5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
7 | Report on Supply Chain and Deforestation | Shareholder | Against | Against |
8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Against |
9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Against |
LIFEPOINT HOSPITALS, INC. Meeting Date: JUN 03, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: LPNT Security ID: 53219L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Carpenter, III | Management | For | For |
1.2 | Elect Director Richard H. Evans | Management | For | For |
1.3 | Elect Director Michael P. Haley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
LOWE'S COMPANIES, INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
M&T BANK CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MTB Security ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | For |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MALLINCKRODT PLC Meeting Date: MAR 20, 2014 Record Date: JAN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MNK Security ID: G5785G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvin D. Booth | Management | For | For |
1b | Elect Director David R. Carlucci | Management | For | For |
1c | Elect Director J. Martin Carroll | Management | For | For |
1d | Elect Director Diane H. Gulyas | Management | For | For |
1e | Elect Director Nancy S. Lurker | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Mark C. Trudeau | Management | For | For |
1h | Elect Director Kneeland C. Youngblood | Management | For | For |
1i | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Adele Simmons | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 13, 2013 Record Date: SEP 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDTRONIC, INC. Meeting Date: AUG 22, 2013 Record Date: JUL 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 16, 2013 Record Date: JUN 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCHP Security ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
MURPHY OIL CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MUR Security ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank W. Blue | Management | For | For |
1b | Elect Director T. Jay Collins | Management | For | For |
1c | Elect Director Steven A. Cosse | Management | For | For |
1d | Elect Director Claiborne P. Deming | Management | For | For |
1e | Elect Director Roger W. Jenkins | Management | For | For |
1f | Elect Director James V. Kelley | Management | For | For |
1g | Elect Director Walentin Mirosh | Management | For | For |
1h | Elect Director R. Madison Murphy | Management | For | For |
1i | Elect Director Jeffrey W. Nolan | Management | For | For |
1j | Elect Director Neal E. Schmale | Management | For | For |
1k | Elect Director Caroline G. Theus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORPORATION Meeting Date: APR 23, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: NEM Security ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
1.3 | Elect Director Vincent A. Calarco | Management | For | For |
1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
1.5 | Elect Director Noreen Doyle | Management | For | For |
1.6 | Elect Director Gary J. Goldberg | Management | For | For |
1.7 | Elect Director Veronica M. Hagen | Management | For | For |
1.8 | Elect Director Jane Nelson | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
NORTHEAST UTILITIES Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: NU Security ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director William C. Van Faasen | Management | For | For |
1.12 | Elect Director Frederica M. Williams | Management | For | For |
1.13 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Jose Luis Prado | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying and Political Contributions | Shareholder | Against | Against |
NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NOC Security ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Bruce S. Gordon | Management | For | For |
1.5 | Elect Director William H. Hernandez | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NORTHWESTERN CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: NWE Security ID: 668074305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Denton Louis Peoples | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NUCOR CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director John J. Ferriola | Management | For | For |
1.3 | Elect Director Harvey B. Gantt | Management | For | For |
1.4 | Elect Director Gregory J. Hayes | Management | For | For |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Bernard L. Kasriel | Management | For | For |
1.7 | Elect Director Christopher J. Kearney | Management | For | For |
1.8 | Elect Director Raymond J. Milchovich | Management | For | For |
1.9 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NV ENERGY, INC. Meeting Date: SEP 25, 2013 Record Date: AUG 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: NVE Security ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
PATTERSON COMPANIES, INC. Meeting Date: SEP 09, 2013 Record Date: JUL 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: PDCO Security ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Buck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. Meeting Date: APR 17, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: PBCT Security ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Barnes | Management | For | For |
1.2 | Elect Director Collin P. Baron | Management | For | For |
1.3 | Elect Director Kevin T. Bottomley | Management | For | For |
1.4 | Elect Director John K. Dwight | Management | For | For |
1.5 | Elect Director Janet M. Hansen | Management | For | For |
1.6 | Elect Director Richard M. Hoyt | Management | For | For |
1.7 | Elect Director Nancy McAllister | Management | For | For |
1.8 | Elect Director Mark W. Richards | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
PIEDMONT OFFICE REALTY TRUST, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: PDM Security ID: 720190206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Wayne Woody | Management | For | For |
1.2 | Elect Director Michael R. Buchanan | Management | For | For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
1.5 | Elect Director Frank C. McDowell | Management | For | For |
1.6 | Elect Director Donald A. Miller | Management | For | For |
1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
1.8 | Elect Director Donald S. Moss | Management | For | For |
1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PORTLAND GENERAL ELECTRIC COMPANY Meeting Date: MAY 07, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: POR Security ID: 736508847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director Jack E. Davis | Management | For | For |
1.4 | Elect Director David A. Dietzler | Management | For | For |
1.5 | Elect Director Kirby A. Dyess | Management | For | For |
1.6 | Elect Director Mark B. Ganz | Management | For | For |
1.7 | Elect Director Kathryn J. Jackson | Management | For | For |
1.8 | Elect Director Neil J. Nelson | Management | For | For |
1.9 | Elect Director M. Lee Pelton | Management | For | For |
1.10 | Elect Director James J. Piro | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REGAL BELOIT CORPORATION Meeting Date: APR 28, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: RBC Security ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas J. Fischer | Management | For | For |
1b | Elect Director Rakesh Sachdev | Management | For | For |
1c | Elect Director Jane L. Warner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: RGA Security ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine R. Detrick | Management | For | For |
1.2 | Elect Director Joyce A. Phillips | Management | For | For |
1.3 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.4 | Elect Director John F. Danahy | Management | For | For |
1.5 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Ann E. Dunwoody | Management | For | For |
1d | Elect Director William J. Flynn | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director W. Lee Nutter | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director Allan C. Sorensen | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt a Policy in Which the Company Will Not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
ROCKWELL COLLINS, INC. Meeting Date: FEB 06, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris A. Davis | Management | For | For |
1.2 | Elect Director Ralph E. Eberhart | Management | For | For |
1.3 | Elect Director David Lilley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SANDISK CORPORATION Meeting Date: JUN 19, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: SNDK Security ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Marks | Management | For | For |
1b | Elect Director Irwin Federman | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Chenming Hu | Management | For | For |
1f | Elect Director Catherine P. Lego | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director D. Scott Mercer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SONOCO PRODUCTS COMPANY Meeting Date: APR 16, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: SON Security ID: 835495102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry A. Cockrell | Management | For | For |
1.2 | Elect Director Blythe J. McGarvie | Management | For | For |
1.3 | Elect Director James M. Micali | Management | For | For |
1.4 | Elect Director Lloyd W. Newton | Management | For | For |
1.5 | Elect Director Marc D. Oken | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: LUV Security ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST GAS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWX Security ID: 844895102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Boughner | Management | For | For |
1.2 | Elect Director Jose A. Cardenas | Management | For | For |
1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
1.4 | Elect Director Stephen C. Comer | Management | For | For |
1.5 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
1.6 | Elect Director Michael O. Maffie | Management | For | For |
1.7 | Elect Director Anne L. Mariucci | Management | For | For |
1.8 | Elect Director Michael J. Melarkey | Management | For | For |
1.9 | Elect Director Jeffrey W. Shaw | Management | For | For |
1.10 | Elect Director A. Randall Thoman | Management | For | For |
1.11 | Elect Director Thomas A. Thomas | Management | For | For |
1.12 | Elect Director Terrence 'Terry' L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWN Security ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Elliott Pew | Management | For | For |
1.8 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
STANLEY BLACK & DECKER, INC. Meeting Date: APR 15, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWK Security ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Debra A. Crew | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director John F. Lundgren | Management | For | For |
1.8 | Elect Director Anthony Luiso | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STATE STREET CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Kennett F. Burnes | Management | For | For |
1c | Elect Director Peter Coym | Management | For | For |
1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
1e | Elect Director Amelia C. Fawcett | Management | For | For |
1f | Elect Director Linda A. Hill | Management | For | For |
1g | Elect Director Joseph L. Hooley | Management | For | For |
1h | Elect Director Robert S. Kaplan | Management | For | For |
1i | Elect Director Richard P. Sergel | Management | For | For |
1j | Elect Director Ronald L. Skates | Management | For | For |
1k | Elect Director Gregory L. Summe | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STERIS CORPORATION Meeting Date: JUL 25, 2013 Record Date: MAY 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: STE Security ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.4 | Elect Director David B. Lewis | Management | For | For |
1.5 | Elect Director Kevin M. McMullen | Management | For | For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
1.8 | Elect Director John P. Wareham | Management | For | For |
1.9 | Elect Director Loyal W. Wilson | Management | For | For |
1.10 | Elect Director Michael B. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director William U. Parfet | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNTRUST BANKS, INC. Meeting Date: APR 22, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director David H. Hughes | Management | For | For |
1.3 | Elect Director M. Douglas Ivester | Management | For | For |
1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.5 | Elect Director William A. Linnenbringer | Management | For | For |
1.6 | Elect Director Donna S. Morea | Management | For | For |
1.7 | Elect Director David M. Ratcliffe | Management | For | For |
1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.10 | Elect Director Thomas R. Watjen | Management | For | For |
1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SYMETRA FINANCIAL CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYA Security ID: 87151Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Burgess | Management | For | For |
1.2 | Elect Director Robert R. Lusardi | Management | For | For |
2a | Amend Executive Incentive Bonus Plan | Management | For | For |
2b | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION Meeting Date: NOV 15, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Cassaday | Management | For | For |
1b | Elect Director Jonathan Golden | Management | For | For |
1c | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1d | Elect Director Hans-Joachim Koerber | Management | For | For |
1e | Elect Director Nancy S. Newcomb | Management | For | For |
1f | Elect Director Jackie M. Ward | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TARGET CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | Against |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | Against |
1d | Elect Director Henrique De Castro | Management | For | Against |
1e | Elect Director James A. Johnson | Management | For | Against |
1f | Elect Director Mary E. Minnick | Management | For | Against |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Derica W. Rice | Management | For | Against |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TE CONNECTIVITY LTD. Meeting Date: MAR 04, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
TERADYNE, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: TER Security ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director Daniel W. Christman | Management | For | For |
1c | Elect Director Edwin J. Gillis | Management | For | For |
1d | Elect Director Timothy E. Guertin | Management | For | For |
1e | Elect Director Mark E. Jagiela | Management | For | For |
1f | Elect Director Paul J. Tufano | Management | For | For |
1g | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXTRON INC. Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TXT Security ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Mary Alice Taylor | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank C. Herringer | Management | For | For |
1b | Elect Director Stephen T. McLin | Management | For | For |
1c | Elect Director Roger O. Walther | Management | For | For |
1d | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THE CHUBB CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
THE EMPIRE DISTRICT ELECTRIC COMPANY Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: EDE Security ID: 291641108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth R. Allen | Management | For | For |
1.2 | Elect Director Bradley P. Beecher | Management | For | For |
1.3 | Elect Director William L. Gipson | Management | For | For |
1.4 | Elect Director Thomas M. Ohlmacher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Amend Stock Unit Plan for Directors | Management | For | For |
THE HILLSHIRE BRANDS COMPANY Meeting Date: OCT 24, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSH Security ID: 432589109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd A. Becker | Management | For | For |
1b | Elect Director Christopher B. Begley | Management | For | For |
1c | Elect Director Ellen L. Brothers | Management | For | For |
1d | Elect Director Sean M. Connolly | Management | For | For |
1e | Elect Director Laurette T. Koellner | Management | For | For |
1f | Elect Director Craig P. Omtvedt | Management | For | For |
1g | Elect Director Ian Prosser | Management | For | For |
1h | Elect Director Jonathan P. Ward | Management | For | For |
1i | Elect Director James D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE LACLEDE GROUP, INC. Meeting Date: JAN 30, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LG Security ID: 505597104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
1.2 | Elect Director W. Stephen Maritz | Management | For | For |
1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE SOUTHERN COMPANY Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: SO Security ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Elect Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director Veronica M. Hagen | Management | For | For |
1g | Elect Director Warren A. Hood, Jr. | Management | For | For |
1h | Elect Director Linda P. Hudson | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNUM GROUP Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNM Security ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy F. Keaney | Management | For | For |
1.2 | Elect Director Gloria C. Larson | Management | For | For |
1.3 | Elect Director William J. Ryan | Management | For | For |
1.4 | Elect Director Thomas R. Watjen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VARIAN MEDICAL SYSTEMS, INC. Meeting Date: FEB 20, 2014 Record Date: DEC 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: VAR Security ID: 92220P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Bostrom | Management | For | For |
1.2 | Elect Director Regina E. Dugan | Management | For | For |
1.3 | Elect Director Venkatraman Thyagarajan | Management | For | For |
1.4 | Elect Director Dow R. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Eliminate Cumulative Voting | Management | For | Against |
WASTE MANAGEMENT, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WM Security ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director Patrick W. Gross | Management | For | For |
1d | Elect Director Victoria M. Holt | Management | For | For |
1e | Elect Director John C. Pope | Management | For | For |
1f | Elect Director W. Robert Reum | Management | For | For |
1g | Elect Director David P. Steiner | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
WERNER ENTERPRISES, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: WERN Security ID: 950755108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Werner | Management | For | For |
1.2 | Elect Director Gregory L. Werner | Management | For | For |
1.3 | Elect Director Michael L. Steinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTAMERICA BANCORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: WABC Security ID: 957090103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Etta Allen | Management | For | For |
1.2 | Elect Director Louis E. Bartolini | Management | For | For |
1.3 | Elect Director E. Joseph Bowler | Management | For | For |
1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
1.5 | Elect Director Patrick D. Lynch | Management | For | For |
1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
1.7 | Elect Director Ronald A. Nelson | Management | For | For |
1.8 | Elect Director David L. Payne | Management | For | For |
1.9 | Elect Director Edward B. Sylvester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTAR ENERGY, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WR Security ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mollie H. Carter | Management | For | For |
1.2 | Elect Director Jerry B. Farley | Management | For | For |
1.3 | Elect Director Mark A. Ruelle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION Meeting Date: NOV 14, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: WDC Security ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Thomas E. Pardun | Management | For | For |
1j | Elect Director Arif Shakeel | Management | For | For |
1k | Elect Director Akio Yamamoto | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WGL HOLDINGS, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: WGL Security ID: 92924F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Barnes | Management | For | For |
1.2 | Elect Director George P. Clancy, Jr. | Management | For | For |
1.3 | Elect Director James W. Dyke, Jr. | Management | For | For |
1.4 | Elect Director Melvyn J. Estrin | Management | For | For |
1.5 | Elect Director Nancy C. Floyd | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director James F. Lafond | Management | For | For |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Terry D. McCallister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WOODWARD, INC. Meeting Date: JAN 22, 2014 Record Date: NOV 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WWD Security ID: 980745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Petrovich | Management | For | For |
1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
1.3 | Elect Director Paul Donovan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ZIMMER HOLDINGS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: ZMH Security ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Paul M. Bisaro | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director David C. Dvorak | Management | For | For |
1f | Elect Director Larry C. Glasscock | Management | For | For |
1g | Elect Director Robert A. Hagemann | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NT Large Company Value
ABBOTT LABORATORIES Meeting Date: APR 25, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: ABT Security ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Label Products with GMO Ingredients | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | Against |
AETNA INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: AET Security ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7A | Require Independent Board Chairman | Shareholder | Against | Against |
7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Against |
AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: AEP Security ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 12, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIG Security ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director Peter R. Fisher | Management | For | For |
1d | Elect Director John H. Fitzpatrick | Management | For | For |
1e | Elect Director William G. Jurgensen | Management | For | For |
1f | Elect Director Christopher S. Lynch | Management | For | For |
1g | Elect Director Arthur C. Martinez | Management | For | For |
1h | Elect Director George L. Miles, Jr. | Management | For | For |
1i | Elect Director Henry S. Miller | Management | For | For |
1j | Elect Director Robert S. Miller | Management | For | For |
1k | Elect Director Suzanne Nora Johnson | Management | For | For |
1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1m | Elect Director Douglas M. Steenland | Management | For | For |
1n | Elect Director Theresa M. Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | For |
4 | Amend Tax Asset Protection Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AMERIPRISE FINANCIAL, INC. Meeting Date: APR 30, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMP Security ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Dianne Neal Blixt | Management | For | For |
1c | Elect Director Amy DiGeso | Management | For | For |
1d | Elect Director Lon R. Greenberg | Management | For | For |
1e | Elect Director W. Walker Lewis | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director Jeffrey Noddle | Management | For | For |
1h | Elect Director H. Jay Sarles | Management | For | For |
1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1j | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
AMGEN INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMGN Security ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
APACHE CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
3 | Elect Director Amy H. Nelson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
APPLIED MATERIALS, INC. Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
AT&T INC. Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
AUTOLIV, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg - WITHDRAWN | Management | None | None |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
1.6 | Elect Director Arnold W. Donald | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.9 | Elect Director Linda P. Hudson | Management | For | For |
1.10 | Elect Director Monica C. Lozano | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Brian T. Moynihan | Management | For | For |
1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.14 | Elect Director Clayton S. Rose | Management | For | For |
1.15 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | For |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 03, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
5 | Approve Annual Dividends | Shareholder | Against | Against |
BLACKROCK, INC. Meeting Date: MAY 29, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: BLK Security ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director James Grosfeld | Management | For | For |
1h | Elect Director David H. Komansky | Management | For | For |
1i | Elect Director Deryck Maughan | Management | For | For |
1j | Elect Director Cheryl D. Mills | Management | For | For |
1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
1l | Elect Director John S. Varley | Management | For | For |
1m | Elect Director Susan L. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BRIXMOR PROPERTY GROUP INC. Meeting Date: JUN 12, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: BRX Security ID: 11120U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Carroll | Management | For | Withhold |
1.2 | Elect Director John G. Schreiber | Management | For | Withhold |
1.3 | Elect Director A.J. Agarwal | Management | For | Withhold |
1.4 | Elect Director Michael Berman | Management | For | For |
1.5 | Elect Director Anthony W. Deering | Management | For | For |
1.6 | Elect Director Jonathan D. Gray | Management | For | Withhold |
1.7 | Elect Director Nadeem Meghji | Management | For | Withhold |
1.8 | Elect Director William D. Rahm | Management | For | For |
1.9 | Elect Director William J. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAMDEN PROPERTY TRUST Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CPT Security ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Bradford H. Warner | Management | For | For |
1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Reduce Supermajority Vote Requirement | Management | For | For |
5b | Reduce Supermajority Vote Requirement | Management | For | For |
5c | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CARNIVAL CORPORATION Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Against |
17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorize Shares for Market Purchase | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director Peter C. Brown | Management | For | For |
1.3 | Elect Director Richard A. Gephardt | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Gregory J. McCray | Management | For | For |
1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Director Fred R. Nichols | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | For |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | For |
1.12 | Elect Director Laurie A. Siegel | Management | For | For |
1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
CHEVRON CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CISCO SYSTEMS, INC. Meeting Date: NOV 19, 2013 Record Date: SEP 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Franz B. Humer | Management | For | For |
1d | Elect Director Eugene M. McQuade | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Robert L. Ryan | Management | For | For |
1i | Elect Director Anthony M. Santomero | Management | For | For |
1j | Elect Director Joan E. Spero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
CVS CAREMARK CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
E. I. DU PONT DE NEMOURS AND COMPANY Meeting Date: APR 23, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: DD Security ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
1l | Elect Director Patrick J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Contributions | Shareholder | Against | Against |
5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Against |
6 | Establish Committee on Plant Closures | Shareholder | Against | Against |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
EATON CORPORATION PLC Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
F5 NETWORKS, INC. Meeting Date: MAR 13, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: FFIV Security ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Gary Ames | Management | For | For |
1b | Elect Director Stephen Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FORD MOTOR COMPANY Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: F Security ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford, II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James P. Hackett | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director William W. Helman, IV | Management | For | For |
1.10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.11 | Elect Director John C. Lechleiter | Management | For | For |
1.12 | Elect Director Ellen R. Marram | Management | For | For |
1.13 | Elect Director Alan Mulally | Management | For | For |
1.14 | Elect Director Homer A. Neal | Management | For | For |
1.15 | Elect Director Gerald L. Shaheen | Management | For | For |
1.16 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
FREEPORT-MCMORAN COPPER & GOLD INC. Meeting Date: JUL 16, 2013 Record Date: MAY 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: FCX Security ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Charles C. Krulak | Management | For | For |
1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
1.11 | Elect Director Jon C. Madonna | Management | For | For |
1.12 | Elect Director Dustan E. McCoy | Management | For | For |
1.13 | Elect Director James R. Moffett | Management | For | For |
1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
FREEPORT-MCMORAN COPPER & GOLD INC. Meeting Date: JUN 17, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FCX Security ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Lydia H. Kennard | Management | For | For |
1.10 | Elect Director Charles C. Krulak | Management | For | For |
1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
1.12 | Elect Director Jon C. Madonna | Management | For | For |
1.13 | Elect Director Dustan E. McCoy | Management | For | For |
1.14 | Elect Director James R. Moffett | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | For |
21 | Stock Retention/Holding Period | Shareholder | Against | Against |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
25 | Seek Sale of Company | Shareholder | Against | Against |
GILEAD SCIENCES, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
HALLIBURTON COMPANY Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
HILTON WORLDWIDE HOLDINGS INC. Meeting Date: MAY 07, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: HLT Security ID: 43300A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Nassetta | Management | For | Withhold |
1.2 | Elect Director Jonathan D. Gray | Management | For | Withhold |
1.3 | Elect Director Michael S. Chae | Management | For | Withhold |
1.4 | Elect Director Tyler S. Henritze | Management | For | Withhold |
1.5 | Elect Director Judith A. McHale | Management | For | For |
1.6 | Elect Director John G. Schreiber | Management | For | Withhold |
1.7 | Elect Director Elizabeth A. Smith | Management | For | For |
1.8 | Elect Director Douglas M. Steenland | Management | For | For |
1.9 | Elect Director William J. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 28, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: HON Security ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
INGERSOLL-RAND PLC Meeting Date: JUN 05, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: IR Security ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director John P. Surma | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Renew Directors' Authority to Issue Shares | Management | For | Against |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
INTEL CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL PAPER COMPANY Meeting Date: MAY 12, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: IP Security ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Jay L. Johnson | Management | For | For |
1f | Elect Director Stacey J. Mobley | Management | For | For |
1g | Elect Director Joan E. Spero | Management | For | For |
1h | Elect Director John L. Townsend, III | Management | For | For |
1i | Elect Director John F. Turner | Management | For | For |
1j | Elect Director William G. Walter | Management | For | For |
1k | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
JOHNSON & JOHNSON Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | For |
KEYCORP Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
LOWE'S COMPANIES, INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MACY'S, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: M Security ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MARATHON PETROLEUM CORPORATION Meeting Date: APR 30, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: MPC Security ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
MASCO CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MAS Security ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Keith J. Allman | Management | For | For |
1b | Elect Director Verne G. Istock | Management | For | For |
1c | Elect Director J. Michael Losh | Management | For | For |
1d | Elect Director Christopher A. O'Herlihy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
MEDTRONIC, INC. Meeting Date: AUG 22, 2013 Record Date: JUL 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
MERCK & CO., INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 19, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
MORGAN STANLEY Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MS Security ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. Meeting Date: MAY 14, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: NOV Security ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Clay C. Williams | Management | For | For |
1C | Elect Director Greg L. Armstrong | Management | For | For |
1D | Elect Director Robert E. Beauchamp | Management | For | For |
1E | Elect Director Marcela E. Donadio | Management | For | For |
1F | Elect Director Ben A. Guill | Management | For | For |
1G | Elect Director David D. Harrison | Management | For | For |
1H | Elect Director Roger L. Jarvis | Management | For | For |
1I | Elect Director Eric L. Mattson | Management | For | For |
1K | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETAPP, INC. Meeting Date: SEP 13, 2013 Record Date: JUL 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: NTAP Security ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
1b | Elect Director Nicholas G. Moore | Management | For | For |
1c | Elect Director Thomas Georgens | Management | For | For |
1d | Elect Director Jeffry R. Allen | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director T. Michael Nevens | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
1k | Elect Director Tor R. Braham | Management | For | For |
1l | Elect Director Kathryn M. Hill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
7 | Ratify Auditors | Management | For | For |
NORDSTROM, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: JWN Security ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Phyllis J. Campbell | Management | For | For |
1b | Elect Director Michelle M. Ebanks | Management | For | For |
1c | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1d | Elect Director Robert G. Miller | Management | For | For |
1e | Elect Director Blake W. Nordstrom | Management | For | For |
1f | Elect Director Erik B. Nordstrom | Management | For | For |
1g | Elect Director Peter E. Nordstrom | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director B. Kevin Turner | Management | For | For |
1k | Elect Director Robert D. Walter | Management | For | For |
1l | Elect Director Alison A. Winter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NV ENERGY, INC. Meeting Date: SEP 25, 2013 Record Date: AUG 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: NVE Security ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
OASIS PETROLEUM INC. Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: OAS Security ID: 674215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
1.2 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
ORACLE CORPORATION Meeting Date: OCT 31, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | For |
PACCAR INC Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCAR Security ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Fluke, Jr. | Management | For | For |
1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
1.3 | Elect Director Roderick C. McGeary | Management | For | For |
1.4 | Elect Director Mark A. Schulz | Management | For | For |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PEPSICO, INC. Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | For |
1g | Elect Director Alberto Ibarguen | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Lloyd G. Trotter | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PFIZER INC. Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PINNACLE WEST CAPITAL CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNW Security ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald E. Brandt | Management | For | For |
1.2 | Elect Director Susan Clark-Johnson | Management | For | For |
1.3 | Elect Director Denis A. Cortese | Management | For | For |
1.4 | Elect Director Richard P. Fox | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.11 | Elect Director David P. Wagener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PPL CORPORATION Meeting Date: MAY 21, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PPL Security ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Philip G. Cox | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Louise K. Goeser | Management | For | For |
1.6 | Elect Director Stuart E. Graham | Management | For | For |
1.7 | Elect Director Stuart Heydt | Management | For | For |
1.8 | Elect Director Raja Rajamannar | Management | For | For |
1.9 | Elect Director Craig A. Rogerson | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Natica von Althann | Management | For | For |
1.12 | Elect Director Keith H. Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PRINCIPAL FINANCIAL GROUP, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFG Security ID: 74251V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betsy J. Bernard | Management | For | For |
1.2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Dennis H. Ferro | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Gilbert F. Casellas | Management | For | For |
1.4 | Elect Director James G. Cullen | Management | For | For |
1.5 | Elect Director Mark B. Grier | Management | For | For |
1.6 | Elect Director Constance J. Horner | Management | For | For |
1.7 | Elect Director Martina Hund-Mejean | Management | For | For |
1.8 | Elect Director Karl J. Krapek | Management | For | For |
1.9 | Elect Director Christine A. Poon | Management | For | For |
1.10 | Elect Director Douglas A. Scovanner | Management | For | For |
1.11 | Elect Director John R. Strangfeld | Management | For | For |
1.12 | Elect Director James A. Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
QUALCOMM INCORPORATED Meeting Date: MAR 04, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON COMPANY Meeting Date: MAY 29, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: RTN Security ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Thomas A. Kennedy | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Michael C. Ruettgers | Management | For | For |
1g | Elect Director Ronald L. Skates | Management | For | For |
1h | Elect Director William R. Spivey | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
SCHLUMBERGER LIMITED Meeting Date: APR 09, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: LUV Security ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
TARGET CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | Against |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | Against |
1d | Elect Director Henrique De Castro | Management | For | Against |
1e | Elect Director James A. Johnson | Management | For | Against |
1f | Elect Director Mary E. Minnick | Management | For | Against |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Derica W. Rice | Management | For | Against |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TEXTRON INC. Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TXT Security ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Mary Alice Taylor | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 08, 2014 Record Date: FEB 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: BK Security ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.4 | Elect Director Gerald L. Hassell | Management | For | For |
1.5 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Mark A. Nordenberg | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director William C. Richardson | Management | For | For |
1.12 | Elect Director Samuel C. Scott, III | Management | For | For |
1.13 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHUBB CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Claes Dahlback | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Debora L. Spar | Management | For | For |
1l | Elect Director Mark E. Tucker | Management | For | For |
1m | Elect Director David A. Viniar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE KROGER CO. Meeting Date: JUN 26, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: KR Security ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director David B. Lewis | Management | For | For |
1f | Elect Director W. Rodney McMullen | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Clyde R. Moore | Management | For | For |
1i | Elect Director Susan M. Phillips | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director James A. Runde | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Against |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 08, 2013 Record Date: AUG 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
TIME WARNER CABLE INC. Meeting Date: JUN 05, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: TWC Security ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | Against |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director Robert D. Marcus | Management | For | For |
1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1k | Elect Director Wayne H. Pace | Management | For | For |
1l | Elect Director Edward D. Shirley | Management | For | For |
1m | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
TIME WARNER INC. Meeting Date: JUN 13, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TWX Security ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director Fred Hassan | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Paul D. Wachter | Management | For | For |
1.12 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
21 | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
22 | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
23 | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
24 | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
25 | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED RENTALS, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: URI Security ID: 911363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Bobby J. Griffin | Management | For | For |
1.4 | Elect Director Michael J. Kneeland | Management | For | For |
1.5 | Elect Director Pierre E. Leroy | Management | For | For |
1.6 | Elect Director Singleton B. McAllister | Management | For | For |
1.7 | Elect Director Brian D. McAuley | Management | For | For |
1.8 | Elect Director John S. McKinney | Management | For | For |
1.9 | Elect Director James H. Ozanne | Management | For | For |
1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
1.11 | Elect Director Filippo Passerini | Management | For | For |
1.12 | Elect Director Donald C. Roof | Management | For | For |
1.13 | Elect Director Keith Wimbush | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLPOINT, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: WLP Security ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kerry Clark | Management | For | For |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.3 | Elect Director Lewis Hay, III | Management | For | For |
1.4 | Elect Director William J. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Against |
WELLS FARGO & COMPANY Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Against |
WESTAR ENERGY, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WR Security ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mollie H. Carter | Management | For | For |
1.2 | Elect Director Jerry B. Farley | Management | For | For |
1.3 | Elect Director Mark A. Ruelle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NT Mid Cap Value
ACE LIMITED Meeting Date: JAN 10, 2014 Record Date: DEC 05, 2013 Meeting Type: SPECIAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
ACE LIMITED Meeting Date: MAY 15, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Allocate Disposable Profit | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Elect Director John Edwardson | Management | For | For |
4.2 | Elect Director Kimberly Ross | Management | For | For |
4.3 | Elect Director Robert Scully | Management | For | For |
4.4 | Elect Director David Sidwell | Management | For | For |
4.5 | Elect Director Evan G. Greenberg | Management | For | For |
4.6 | Elect Director Robert M. Hernandez | Management | For | For |
4.7 | Elect Director Michael G. Atieh | Management | For | For |
4.8 | Elect Director Mary A. Cirillo | Management | For | For |
4.9 | Elect Director Michael P. Connors | Management | For | For |
4.10 | Elect Director Peter Menikoff | Management | For | For |
4.11 | Elect Director Leo F. Mullin | Management | For | For |
4.12 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
4.13 | Elect Director Theodore E. Shasta | Management | For | For |
4.14 | Elect Director Olivier Steimer | Management | For | For |
5 | Elect Evan G. Greenberg as Board Chairman | Management | For | Against |
6.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
6.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
6.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
6.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7 | Designate Homburger AG as Independent Proxy | Management | For | For |
8.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
8.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
8.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
9 | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Transact Other Business (Voting) | Management | For | Against |
AFLAC INCORPORATED Meeting Date: MAY 05, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: AFL Security ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director Barbara K. Rimer | Management | For | For |
1k | Elect Director Melvin T. Stith | Management | For | For |
1l | Elect Director David Gary Thompson | Management | For | For |
1m | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 19, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AGL RESOURCES INC. Meeting Date: APR 29, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: GAS Security ID: 001204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Dean R. O'Hare | Management | For | For |
1.10 | Elect Director Armando J. Olivera | Management | For | For |
1.11 | Elect Director John E. Rau | Management | For | For |
1.12 | Elect Director James A. Rubright | Management | For | For |
1.13 | Elect Director John W. Somerhalder, II | Management | For | For |
1.14 | Elect Director Bettina M. Whyte | Management | For | For |
1.15 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
AMEREN CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: AEE Security ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warner L. Baxter | Management | For | For |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Richard J. Harshman | Management | For | For |
1.6 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.7 | Elect Director James C. Johnson | Management | For | For |
1.8 | Elect Director Steven H. Lipstein | Management | For | For |
1.9 | Elect Director Patrick T. Stokes | Management | For | For |
1.10 | Elect Director Thomas R. Voss | Management | For | For |
1.11 | Elect Director Stephen R. Wilson | Management | For | For |
1.12 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Adoption of Policies to Meet National GHG Reduction Goal | Shareholder | Against | Against |
ANALOG DEVICES, INC. Meeting Date: MAR 12, 2014 Record Date: JAN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADI Security ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent T. Roche | Management | For | For |
1c | Elect Director Richard M. Beyer | Management | For | For |
1d | Elect Director James A. Champy | Management | For | For |
1e | Elect Director John C. Hodgson | Management | For | For |
1f | Elect Director Yves-Andre Istel | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director F. Grant Saviers | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: NLY Security ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APACHE CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
3 | Elect Director Amy H. Nelson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
APPLIED MATERIALS, INC. Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
ARTHUR J. GALLAGHER & CO. Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AJG Security ID: 363576109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director William L. Bax | Management | For | For |
1c | Elect Director Frank E. English, Jr. | Management | For | For |
1d | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1e | Elect Director Elbert O. Hand | Management | For | For |
1f | Elect Director David S. Johnson | Management | For | For |
1g | Elect Director Kay W. McCurdy | Management | For | For |
1h | Elect Director Norman L. Rosenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTOLIV, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALV Security ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg - WITHDRAWN | Management | None | None |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BAE SYSTEMS PLC Meeting Date: MAY 07, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BA. Security ID: G06940103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Paul Anderson as Director | Management | For | For |
6 | Re-elect Harriet Green as Director | Management | For | For |
7 | Re-elect Ian King as Director | Management | For | For |
8 | Re-elect Peter Lynas as Director | Management | For | For |
9 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
10 | Re-elect Nicholas Rose as Director | Management | For | For |
11 | Re-elect Carl Symon as Director | Management | For | For |
12 | Elect Sir Roger Carr as Director | Management | For | For |
13 | Elect Jerry DeMuro as Director | Management | For | For |
14 | Elect Christopher Grigg as Director | Management | For | For |
15 | Elect Ian Tyler as Director | Management | For | For |
16 | Appoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Approve Long Term Incentive Plan | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BECTON, DICKINSON AND COMPANY Meeting Date: JAN 28, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: BDX Security ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director Catherine M. Burzik | Management | For | For |
1.4 | Elect Director Edward F. DeGraan | Management | For | For |
1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
1.6 | Elect Director Claire M. Fraser | Management | For | For |
1.7 | Elect Director Christopher Jones | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.10 | Elect Director James F. Orr | Management | For | For |
1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
1.14 | Elect Director Alfred Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
BEMIS COMPANY, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: BMS Security ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Perry | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director Philip G. Weaver | Management | For | For |
1.4 | Elect Director Henry J. Theisen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
BIO-RAD LABORATORIES, INC. Meeting Date: APR 22, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: BIO Security ID: 090572207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis Drapeau | Management | For | For |
1.2 | Elect Director Robert M. Malchione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOK FINANCIAL CORPORATION Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: BOKF Security ID: 05561Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Allen | Management | For | For |
1.2 | Elect Director Alan S. Armstrong | Management | For | For |
1.3 | Elect Director C. Fred Ball, Jr. | Management | For | For |
1.4 | Elect Director Sharon J. Bell | Management | For | For |
1.5 | Elect Director Peter C. Boylan, III | Management | For | For |
1.6 | Elect Director Steven G. Bradshaw | Management | For | For |
1.7 | Elect Director Chester E. Cadieux, III | Management | For | For |
1.8 | Elect Director Joseph W. Craft, III | Management | For | For |
1.9 | Elect Director Daniel H. Ellinor | Management | For | For |
1.10 | Elect Director John W. Gibson | Management | For | For |
1.11 | Elect Director David F. Griffin | Management | For | For |
1.12 | Elect Director V. Burns Hargis | Management | For | For |
1.13 | Elect Director Douglas D. Hawthorne | Management | For | For |
1.14 | Elect Director E. Carey Joullian, IV | Management | For | For |
1.15 | Elect Director George B. Kaiser | Management | For | Withhold |
1.16 | Elect Director Robert J. LaFortune | Management | For | For |
1.17 | Elect Director Stanley A. Lybarger | Management | For | For |
1.18 | Elect Director Steven J. Malcolm | Management | For | For |
1.19 | Elect Director E.C. Richards | Management | For | For |
1.20 | Elect Director John Richels | Management | For | For |
1.21 | Elect Director Michael C. Turpen | Management | For | For |
1.22 | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BSX Security ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Byrnes | Management | For | For |
1b | Elect Director Nelda J. Connors | Management | For | For |
1c | Elect Director Kristina M. Johnson | Management | For | For |
1d | Elect Director Edward J. Ludwig | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director David J. Roux | Management | For | For |
1k | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Against |
CAMERON INTERNATIONAL CORPORATION Meeting Date: MAY 16, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CAM Security ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Paulett Eberhart | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director James T. Hackett | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
1.5 | Elect Director Michael E. Patrick | Management | For | For |
1.6 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.7 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITOL FEDERAL FINANCIAL, INC. Meeting Date: JAN 21, 2014 Record Date: DEC 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFFN Security ID: 14057J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Johnson | Management | For | For |
1.2 | Elect Director Michael T. McCoy | Management | For | For |
1.3 | Elect Director Marilyn S. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: MAY 28, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CAREFUSION CORPORATION Meeting Date: NOV 06, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFN Security ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | For |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Against |
17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorize Shares for Market Purchase | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director Peter C. Brown | Management | For | For |
1.3 | Elect Director Richard A. Gephardt | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Gregory J. McCray | Management | For | For |
1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Director Fred R. Nichols | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | For |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | For |
1.12 | Elect Director Laurie A. Siegel | Management | For | For |
1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
CIGNA CORPORATION Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric J. Foss | Management | For | For |
1.2 | Elect Director Roman Martinez IV | Management | For | For |
1.3 | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COACH, INC. Meeting Date: NOV 07, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Victor Luis | Management | For | For |
1.5 | Elect Director Ivan Menezes | Management | For | For |
1.6 | Elect Director Irene Miller | Management | For | For |
1.7 | Elect Director Michael Murphy | Management | For | For |
1.8 | Elect Director Stephanie Tilenius | Management | For | For |
1.9 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COMERICA INCORPORATED Meeting Date: APR 22, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMA Security ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1.2 | Elect Director Roger A. Cregg | Management | For | For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
1.5 | Elect Director Richard G. Lindner | Management | For | For |
1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
1.9 | Elect Director Nina G. Vaca | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMERCE BANCSHARES, INC. Meeting Date: APR 16, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CBSH Security ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Capps | Management | For | For |
1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
1.3 | Elect Director James B. Hebenstreit | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
CONAGRA FOODS, INC. Meeting Date: SEP 27, 2013 Record Date: JUL 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: CAG Security ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
CONSOLIDATED EDISON, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: ED Security ID: 209115104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin Burke | Management | For | For |
1b | Elect Director Vincent A. Calarco | Management | For | For |
1c | Elect Director George Campbell, Jr. | Management | For | For |
1d | Elect Director Michael J. Del Giudice | Management | For | For |
1e | Elect Director Ellen V. Futter | Management | For | For |
1f | Elect Director John F. Hennessy, III | Management | For | For |
1g | Elect Director John F. Killian | Management | For | For |
1h | Elect Director John McAvoy | Management | For | For |
1i | Elect Director Armando J. Olivera | Management | For | For |
1j | Elect Director Sally H. Pinero | Management | For | For |
1k | Elect Director Michael W. Ranger | Management | For | For |
1l | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSTELLIUM NV Meeting Date: JUN 11, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CSTM Security ID: N22035104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Approve Publication of Information in English | Management | For | For |
2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
5 | Adopt Financial Statements | Management | For | For |
6 | Announce Allocation of Income | Management | None | None |
7 | Approve Discharge of Executive Directors | Management | For | For |
8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
10f | Elect J. Ormerod to Supervisory Board | Management | For | For |
11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
12 | Approve Cancellation of Preference Shares | Management | For | For |
13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
CORRECTIONS CORPORATION OF AMERICA Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CXW Security ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CST BRANDS, INC. Meeting Date: JUN 04, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CST Security ID: 12646R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Burton | Management | For | For |
1.2 | Elect Director Stephen A. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CULLEN/FROST BANKERS, INC. Meeting Date: APR 24, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: CFR Security ID: 229899109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Denny Alexander | Management | For | For |
1.2 | Elect Director Carlos Alvarez | Management | For | For |
1.3 | Elect Director Royce S. Caldwell | Management | For | For |
1.4 | Elect Director Crawford H. Edwards | Management | For | For |
1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
1.7 | Elect Director Patrick B. Frost | Management | For | For |
1.8 | Elect Director David J. Haemisegger | Management | For | For |
1.9 | Elect Director Karen E. Jennings | Management | For | For |
1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
1.11 | Elect Director Charles W. Matthews | Management | For | For |
1.12 | Elect Director Ida Clement Steen | Management | For | For |
1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DANONE Meeting Date: APR 29, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BN Security ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Isabelle Seillier as Director | Management | For | For |
8 | Reelect Jean-Michel Severino as Director | Management | For | For |
9 | Elect Gaelle Olivier as Director | Management | For | For |
10 | Elect Lionel Zinsou-Derlin as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
12 | Approve Transaction with J.P. Morgan | Management | For | For |
13 | Approve Severance Payment Agreement with Bernard Hours | Management | For | For |
14 | Approve Transaction with Bernard Hours | Management | For | For |
15 | Advisory Vote on Compensation of Chairman and CEO, Franck Riboud | Management | For | For |
16 | Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber | Management | For | For |
17 | Advisory Vote on Compensation of Vice-CEO, Bernard Hours | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
20 | Amend Articles 15 and16 of Bylaws Re: Employee Representatives | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DEVON ENERGY CORPORATION Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: DVN Security ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director Robert H. Henry | Management | For | For |
1.4 | Elect Director John A. Hill | Management | For | For |
1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director J. Larry Nichols | Management | For | For |
1.8 | Elect Director Duane C. Radtke | Management | For | For |
1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
1.10 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Against |
DR PEPPER SNAPPLE GROUP, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: DPS Security ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Joyce M. Roche | Management | For | For |
1.3 | Elect Director Ronald G. Rogers | Management | For | For |
1.4 | Elect Director Wayne R. Sanders | Management | For | For |
1.5 | Elect Director Jack L. Stahl | Management | For | For |
1.6 | Elect Director Larry D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
EMPIRE STATE REALTY TRUST, INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRT Security ID: 292104106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony E. Malkin | Management | For | For |
1.2 | Elect Director William H. Berkman | Management | For | For |
1.3 | Elect Director Alice M. Connell | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
1.5 | Elect Director Steven J. Gilbert | Management | For | For |
1.6 | Elect Director S. Michael Giliberto | Management | For | For |
1.7 | Elect Director Lawrence E. Golub | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FEDERAL REALTY INVESTMENT TRUST Meeting Date: MAY 07, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FRT Security ID: 313747206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director David W. Faeder | Management | For | For |
1.3 | Elect Director Kristin Gamble | Management | For | For |
1.4 | Elect Director Gail P. Steinel | Management | For | For |
1.5 | Elect Director Warren M. Thompson | Management | For | For |
1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
1.7 | Elect Director Donald C. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FRANKLIN RESOURCES, INC. Meeting Date: MAR 12, 2014 Record Date: JAN 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BEN Security ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles E. Johnson | Management | For | For |
1d | Elect Director Gregory E. Johnson | Management | For | For |
1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1f | Elect Director Mark C. Pigott | Management | For | For |
1g | Elect Director Chutta Ratnathicam | Management | For | For |
1h | Elect Director Laura Stein | Management | For | For |
1i | Elect Director Anne M. Tatlock | Management | For | For |
1j | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
GENERAL MILLS, INC. Meeting Date: SEP 24, 2013 Record Date: JUL 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director William T. Esrey | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Against |
GREAT PLAINS ENERGY INCORPORATED Meeting Date: MAY 06, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: GXP Security ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Bassham | Management | For | For |
1.2 | Elect Director David L. Bodde | Management | For | For |
1.3 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.4 | Elect Director Gary D. Forsee | Management | For | For |
1.5 | Elect Director Thomas D. Hyde | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director Ann D. Murtlow | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HCC INSURANCE HOLDINGS, INC. Meeting Date: MAY 21, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: HCC Security ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Frank J. Bramanti | Management | For | For |
1.3 | Elect Director Walter M. Duer | Management | For | For |
1.4 | Elect Director James C. Flagg | Management | For | For |
1.5 | Elect Director Thomas M. Hamilton | Management | For | For |
1.6 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.7 | Elect Director Susan Rivera | Management | For | For |
1.8 | Elect Director Hans D. Rohlf | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEARTLAND EXPRESS, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: HTLD Security ID: 422347104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Larry J. Gordon | Management | For | For |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOSPIRA, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: HSP Security ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Irving W. Bailey, II | Management | For | For |
1b | Elect Director F. Michael Ball | Management | For | For |
1c | Elect Director Connie R. Curran | Management | For | For |
1d | Elect Director William G. Dempsey | Management | For | For |
1e | Elect Director Dennis M. Fenton | Management | For | For |
1f | Elect Director Heino von Prondzynski | Management | For | For |
1g | Elect Director Jacque J. Sokolov | Management | For | For |
1h | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
IMPERIAL OIL LIMITED Meeting Date: APR 24, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: IMO Security ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director Krystyna T. Hoeg | Management | For | For |
2.2 | Elect Director Richard M. Kruger | Management | For | For |
2.3 | Elect Director Jack M. Mintz | Management | For | For |
2.4 | Elect Director David S. Sutherland | Management | For | For |
2.5 | Elect Director Sheelagh D. Whittaker | Management | For | For |
2.6 | Elect Director Darren W. Woods | Management | For | Withhold |
2.7 | Elect Director Victor L. Young | Management | For | For |
3 | Change Location of Registered Office | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 10, 2014 Record Date: JAN 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Eric F. Brown | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Greg Creed | Management | For | For |
1e | Elect Director Patti S. Hart | Management | For | For |
1f | Elect Director Robert J. Miller | Management | For | For |
1g | Elect Director Vincent L. Sadusky | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Tracey D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
KELLOGG COMPANY Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: K Security ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director La June Montgomery Tabron | Management | For | For |
1.4 | Elect Director Rogelio Rebolledo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KEYCORP Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: KEY Security ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
KLA-TENCOR CORPORATION Meeting Date: NOV 06, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: KLAC Security ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
KONINKLIJKE PHILIPS N.V. Meeting Date: MAY 01, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: PHIA Security ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
2e | Approve Discharge of Management Board | Management | For | For |
2f | Approve Discharge of Supervisory Board | Management | For | For |
3 | Elect Orit Gadiesh to Supervisory Board | Management | For | For |
4 | Reappoint KPMG as Auditors for an Intermim Period of One Year | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Repurchased Shares | Management | For | For |
8 | Allow Questions | Management | None | None |
KRAFT FOODS GROUP, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: KRFT Security ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director L. Kevin Cox | Management | For | For |
1b | Elect Director Myra M. Hart | Management | For | For |
1c | Elect Director Peter B. Henry | Management | For | For |
1d | Elect Director Terry J. Lundgren | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Contributions | Shareholder | Against | Against |
5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
7 | Report on Supply Chain and Deforestation | Shareholder | Against | Against |
8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Against |
9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Against |
LIFEPOINT HOSPITALS, INC. Meeting Date: JUN 03, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: LPNT Security ID: 53219L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Carpenter, III | Management | For | For |
1.2 | Elect Director Richard H. Evans | Management | For | For |
1.3 | Elect Director Michael P. Haley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
LOWE'S COMPANIES, INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
M&T BANK CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MTB Security ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | For |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MALLINCKRODT PLC Meeting Date: MAR 20, 2014 Record Date: JAN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MNK Security ID: G5785G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvin D. Booth | Management | For | For |
1b | Elect Director David R. Carlucci | Management | For | For |
1c | Elect Director J. Martin Carroll | Management | For | For |
1d | Elect Director Diane H. Gulyas | Management | For | For |
1e | Elect Director Nancy S. Lurker | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Mark C. Trudeau | Management | For | For |
1h | Elect Director Kneeland C. Youngblood | Management | For | For |
1i | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Adele Simmons | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 13, 2013 Record Date: SEP 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDTRONIC, INC. Meeting Date: AUG 22, 2013 Record Date: JUL 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 16, 2013 Record Date: JUN 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCHP Security ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
MURPHY OIL CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MUR Security ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank W. Blue | Management | For | For |
1b | Elect Director T. Jay Collins | Management | For | For |
1c | Elect Director Steven A. Cosse | Management | For | For |
1d | Elect Director Claiborne P. Deming | Management | For | For |
1e | Elect Director Roger W. Jenkins | Management | For | For |
1f | Elect Director James V. Kelley | Management | For | For |
1g | Elect Director Walentin Mirosh | Management | For | For |
1h | Elect Director R. Madison Murphy | Management | For | For |
1i | Elect Director Jeffrey W. Nolan | Management | For | For |
1j | Elect Director Neal E. Schmale | Management | For | For |
1k | Elect Director Caroline G. Theus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORPORATION Meeting Date: APR 23, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: NEM Security ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
1.3 | Elect Director Vincent A. Calarco | Management | For | For |
1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
1.5 | Elect Director Noreen Doyle | Management | For | For |
1.6 | Elect Director Gary J. Goldberg | Management | For | For |
1.7 | Elect Director Veronica M. Hagen | Management | For | For |
1.8 | Elect Director Jane Nelson | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
NORTHEAST UTILITIES Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: NU Security ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director William C. Van Faasen | Management | For | For |
1.12 | Elect Director Frederica M. Williams | Management | For | For |
1.13 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Jose Luis Prado | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying and Political Contributions | Shareholder | Against | Against |
NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NOC Security ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Bruce S. Gordon | Management | For | For |
1.5 | Elect Director William H. Hernandez | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NORTHWESTERN CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: NWE Security ID: 668074305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Denton Louis Peoples | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NUCOR CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director John J. Ferriola | Management | For | For |
1.3 | Elect Director Harvey B. Gantt | Management | For | For |
1.4 | Elect Director Gregory J. Hayes | Management | For | For |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Bernard L. Kasriel | Management | For | For |
1.7 | Elect Director Christopher J. Kearney | Management | For | For |
1.8 | Elect Director Raymond J. Milchovich | Management | For | For |
1.9 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NV ENERGY, INC. Meeting Date: SEP 25, 2013 Record Date: AUG 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: NVE Security ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
PATTERSON COMPANIES, INC. Meeting Date: SEP 09, 2013 Record Date: JUL 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: PDCO Security ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Buck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. Meeting Date: APR 17, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: PBCT Security ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Barnes | Management | For | For |
1.2 | Elect Director Collin P. Baron | Management | For | For |
1.3 | Elect Director Kevin T. Bottomley | Management | For | For |
1.4 | Elect Director John K. Dwight | Management | For | For |
1.5 | Elect Director Janet M. Hansen | Management | For | For |
1.6 | Elect Director Richard M. Hoyt | Management | For | For |
1.7 | Elect Director Nancy McAllister | Management | For | For |
1.8 | Elect Director Mark W. Richards | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
PIEDMONT OFFICE REALTY TRUST, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: PDM Security ID: 720190206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Wayne Woody | Management | For | For |
1.2 | Elect Director Michael R. Buchanan | Management | For | For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
1.5 | Elect Director Frank C. McDowell | Management | For | For |
1.6 | Elect Director Donald A. Miller | Management | For | For |
1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
1.8 | Elect Director Donald S. Moss | Management | For | For |
1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PORTLAND GENERAL ELECTRIC COMPANY Meeting Date: MAY 07, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: POR Security ID: 736508847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director Jack E. Davis | Management | For | For |
1.4 | Elect Director David A. Dietzler | Management | For | For |
1.5 | Elect Director Kirby A. Dyess | Management | For | For |
1.6 | Elect Director Mark B. Ganz | Management | For | For |
1.7 | Elect Director Kathryn J. Jackson | Management | For | For |
1.8 | Elect Director Neil J. Nelson | Management | For | For |
1.9 | Elect Director M. Lee Pelton | Management | For | For |
1.10 | Elect Director James J. Piro | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REGAL BELOIT CORPORATION Meeting Date: APR 28, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: RBC Security ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas J. Fischer | Management | For | For |
1b | Elect Director Rakesh Sachdev | Management | For | For |
1c | Elect Director Jane L. Warner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: RGA Security ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine R. Detrick | Management | For | For |
1.2 | Elect Director Joyce A. Phillips | Management | For | For |
1.3 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.4 | Elect Director John F. Danahy | Management | For | For |
1.5 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Ann E. Dunwoody | Management | For | For |
1d | Elect Director William J. Flynn | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director W. Lee Nutter | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director Allan C. Sorensen | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt a Policy in Which the Company Will Not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
ROCKWELL COLLINS, INC. Meeting Date: FEB 06, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris A. Davis | Management | For | For |
1.2 | Elect Director Ralph E. Eberhart | Management | For | For |
1.3 | Elect Director David Lilley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SANDISK CORPORATION Meeting Date: JUN 19, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: SNDK Security ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Marks | Management | For | For |
1b | Elect Director Irwin Federman | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Chenming Hu | Management | For | For |
1f | Elect Director Catherine P. Lego | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director D. Scott Mercer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SONOCO PRODUCTS COMPANY Meeting Date: APR 16, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: SON Security ID: 835495102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry A. Cockrell | Management | For | For |
1.2 | Elect Director Blythe J. McGarvie | Management | For | For |
1.3 | Elect Director James M. Micali | Management | For | For |
1.4 | Elect Director Lloyd W. Newton | Management | For | For |
1.5 | Elect Director Marc D. Oken | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: LUV Security ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST GAS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWX Security ID: 844895102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Boughner | Management | For | For |
1.2 | Elect Director Jose A. Cardenas | Management | For | For |
1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
1.4 | Elect Director Stephen C. Comer | Management | For | For |
1.5 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
1.6 | Elect Director Michael O. Maffie | Management | For | For |
1.7 | Elect Director Anne L. Mariucci | Management | For | For |
1.8 | Elect Director Michael J. Melarkey | Management | For | For |
1.9 | Elect Director Jeffrey W. Shaw | Management | For | For |
1.10 | Elect Director A. Randall Thoman | Management | For | For |
1.11 | Elect Director Thomas A. Thomas | Management | For | For |
1.12 | Elect Director Terrence 'Terry' L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWN Security ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Elliott Pew | Management | For | For |
1.8 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
STANLEY BLACK & DECKER, INC. Meeting Date: APR 15, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWK Security ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Debra A. Crew | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director John F. Lundgren | Management | For | For |
1.8 | Elect Director Anthony Luiso | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STATE STREET CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Kennett F. Burnes | Management | For | For |
1c | Elect Director Peter Coym | Management | For | For |
1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
1e | Elect Director Amelia C. Fawcett | Management | For | For |
1f | Elect Director Linda A. Hill | Management | For | For |
1g | Elect Director Joseph L. Hooley | Management | For | For |
1h | Elect Director Robert S. Kaplan | Management | For | For |
1i | Elect Director Richard P. Sergel | Management | For | For |
1j | Elect Director Ronald L. Skates | Management | For | For |
1k | Elect Director Gregory L. Summe | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STERIS CORPORATION Meeting Date: JUL 25, 2013 Record Date: MAY 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: STE Security ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.4 | Elect Director David B. Lewis | Management | For | For |
1.5 | Elect Director Kevin M. McMullen | Management | For | For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
1.8 | Elect Director John P. Wareham | Management | For | For |
1.9 | Elect Director Loyal W. Wilson | Management | For | For |
1.10 | Elect Director Michael B. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director William U. Parfet | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNTRUST BANKS, INC. Meeting Date: APR 22, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director David H. Hughes | Management | For | For |
1.3 | Elect Director M. Douglas Ivester | Management | For | For |
1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.5 | Elect Director William A. Linnenbringer | Management | For | For |
1.6 | Elect Director Donna S. Morea | Management | For | For |
1.7 | Elect Director David M. Ratcliffe | Management | For | For |
1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.10 | Elect Director Thomas R. Watjen | Management | For | For |
1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SYMETRA FINANCIAL CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYA Security ID: 87151Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Burgess | Management | For | For |
1.2 | Elect Director Robert R. Lusardi | Management | For | For |
2a | Amend Executive Incentive Bonus Plan | Management | For | For |
2b | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION Meeting Date: NOV 15, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Cassaday | Management | For | For |
1b | Elect Director Jonathan Golden | Management | For | For |
1c | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1d | Elect Director Hans-Joachim Koerber | Management | For | For |
1e | Elect Director Nancy S. Newcomb | Management | For | For |
1f | Elect Director Jackie M. Ward | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TARGET CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | Against |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | Against |
1d | Elect Director Henrique De Castro | Management | For | Against |
1e | Elect Director James A. Johnson | Management | For | Against |
1f | Elect Director Mary E. Minnick | Management | For | Against |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Derica W. Rice | Management | For | Against |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TE CONNECTIVITY LTD. Meeting Date: MAR 04, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Juergen W. Gromer | Management | For | For |
1c | Elect Director William A. Jeffrey | Management | For | For |
1d | Elect Director Thomas J. Lynch | Management | For | For |
1e | Elect Director Yong Nam | Management | For | For |
1f | Elect Director Daniel J. Phelan | Management | For | For |
1g | Elect Director Frederic M. Poses | Management | For | For |
1h | Elect Director Lawrence S. Smith | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director David P. Steiner | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
10 | Approve Declaration of Dividend | Management | For | For |
11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | Against |
12 | Approve Reduction of Share Capital | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
TERADYNE, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: TER Security ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director Daniel W. Christman | Management | For | For |
1c | Elect Director Edwin J. Gillis | Management | For | For |
1d | Elect Director Timothy E. Guertin | Management | For | For |
1e | Elect Director Mark E. Jagiela | Management | For | For |
1f | Elect Director Paul J. Tufano | Management | For | For |
1g | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXTRON INC. Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TXT Security ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALL Security ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Mary Alice Taylor | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank C. Herringer | Management | For | For |
1b | Elect Director Stephen T. McLin | Management | For | For |
1c | Elect Director Roger O. Walther | Management | For | For |
1d | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THE CHUBB CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
THE EMPIRE DISTRICT ELECTRIC COMPANY Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: EDE Security ID: 291641108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth R. Allen | Management | For | For |
1.2 | Elect Director Bradley P. Beecher | Management | For | For |
1.3 | Elect Director William L. Gipson | Management | For | For |
1.4 | Elect Director Thomas M. Ohlmacher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Amend Stock Unit Plan for Directors | Management | For | For |
THE HILLSHIRE BRANDS COMPANY Meeting Date: OCT 24, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSH Security ID: 432589109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd A. Becker | Management | For | For |
1b | Elect Director Christopher B. Begley | Management | For | For |
1c | Elect Director Ellen L. Brothers | Management | For | For |
1d | Elect Director Sean M. Connolly | Management | For | For |
1e | Elect Director Laurette T. Koellner | Management | For | For |
1f | Elect Director Craig P. Omtvedt | Management | For | For |
1g | Elect Director Ian Prosser | Management | For | For |
1h | Elect Director Jonathan P. Ward | Management | For | For |
1i | Elect Director James D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE LACLEDE GROUP, INC. Meeting Date: JAN 30, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LG Security ID: 505597104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
1.2 | Elect Director W. Stephen Maritz | Management | For | For |
1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE SOUTHERN COMPANY Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: SO Security ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Elect Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director Veronica M. Hagen | Management | For | For |
1g | Elect Director Warren A. Hood, Jr. | Management | For | For |
1h | Elect Director Linda P. Hudson | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNUM GROUP Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNM Security ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy F. Keaney | Management | For | For |
1.2 | Elect Director Gloria C. Larson | Management | For | For |
1.3 | Elect Director William J. Ryan | Management | For | For |
1.4 | Elect Director Thomas R. Watjen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VARIAN MEDICAL SYSTEMS, INC. Meeting Date: FEB 20, 2014 Record Date: DEC 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: VAR Security ID: 92220P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Bostrom | Management | For | For |
1.2 | Elect Director Regina E. Dugan | Management | For | For |
1.3 | Elect Director Venkatraman Thyagarajan | Management | For | For |
1.4 | Elect Director Dow R. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Eliminate Cumulative Voting | Management | For | Against |
WASTE MANAGEMENT, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WM Security ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director Patrick W. Gross | Management | For | For |
1d | Elect Director Victoria M. Holt | Management | For | For |
1e | Elect Director John C. Pope | Management | For | For |
1f | Elect Director W. Robert Reum | Management | For | For |
1g | Elect Director David P. Steiner | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
WERNER ENTERPRISES, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: WERN Security ID: 950755108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Werner | Management | For | For |
1.2 | Elect Director Gregory L. Werner | Management | For | For |
1.3 | Elect Director Michael L. Steinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTAMERICA BANCORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: WABC Security ID: 957090103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Etta Allen | Management | For | For |
1.2 | Elect Director Louis E. Bartolini | Management | For | For |
1.3 | Elect Director E. Joseph Bowler | Management | For | For |
1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
1.5 | Elect Director Patrick D. Lynch | Management | For | For |
1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
1.7 | Elect Director Ronald A. Nelson | Management | For | For |
1.8 | Elect Director David L. Payne | Management | For | For |
1.9 | Elect Director Edward B. Sylvester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTAR ENERGY, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WR Security ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mollie H. Carter | Management | For | For |
1.2 | Elect Director Jerry B. Farley | Management | For | For |
1.3 | Elect Director Mark A. Ruelle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION Meeting Date: NOV 14, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: WDC Security ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Thomas E. Pardun | Management | For | For |
1j | Elect Director Arif Shakeel | Management | For | For |
1k | Elect Director Akio Yamamoto | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WGL HOLDINGS, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: WGL Security ID: 92924F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Barnes | Management | For | For |
1.2 | Elect Director George P. Clancy, Jr. | Management | For | For |
1.3 | Elect Director James W. Dyke, Jr. | Management | For | For |
1.4 | Elect Director Melvyn J. Estrin | Management | For | For |
1.5 | Elect Director Nancy C. Floyd | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director James F. Lafond | Management | For | For |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Terry D. McCallister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WOODWARD, INC. Meeting Date: JAN 22, 2014 Record Date: NOV 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WWD Security ID: 980745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Petrovich | Management | For | For |
1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
1.3 | Elect Director Paul Donovan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ZIMMER HOLDINGS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: ZMH Security ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Paul M. Bisaro | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director David C. Dvorak | Management | For | For |
1f | Elect Director Larry C. Glasscock | Management | For | For |
1g | Elect Director Robert A. Hagemann | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
Real Estate
ACADIA REALTY TRUST Meeting Date: MAY 14, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: AKR Security ID: 004239109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth F. Bernstein | Management | For | For |
1b | Elect Director Douglas Crocker II | Management | For | For |
1c | Elect Director Lorrence T. Kellar | Management | For | For |
1d | Elect Director Wendy Luscombe | Management | For | For |
1e | Elect Director William T. Spitz | Management | For | For |
1f | Elect Director Lee S. Wielansky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. Meeting Date: MAY 29, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ARE Security ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Maria C. Freire | Management | For | For |
1.5 | Elect Director Steven R. Hash | Management | For | For |
1.6 | Elect Director Richard H. Klein | Management | For | For |
1.7 | Elect Director James H. Richardson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMERICAN CAMPUS COMMUNITIES, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACC Security ID: 024835100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Bayless Jr. | Management | For | For |
1b | Elect Director R.D. Burck | Management | For | For |
1c | Elect Director G. Steven Dawson | Management | For | For |
1d | Elect Director Cydney C. Donnell | Management | For | For |
1e | Elect Director Dennis G. Lopez | Management | For | For |
1f | Elect Director Edward Lowenthal | Management | For | For |
1g | Elect Director Oliver Luck | Management | For | For |
1h | Elect Director C. Patrick Oles, Jr. | Management | For | For |
1i | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY Meeting Date: APR 29, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIV Security ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James N. Bailey | Management | For | For |
1.2 | Elect Director Terry Considine | Management | For | For |
1.3 | Elect Director Thomas L. Keltner | Management | For | For |
1.4 | Elect Director J. Landis Martin | Management | For | For |
1.5 | Elect Director Robert A. Miller | Management | For | For |
1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
1.7 | Elect Director Michael A. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVALONBAY COMMUNITIES, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: AVB Security ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
BOSTON PROPERTIES, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: BXP Security ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol B. Einiger | Management | For | For |
1.2 | Elect Director Jacob A. Frenkel | Management | For | For |
1.3 | Elect Director Joel I. Klein | Management | For | For |
1.4 | Elect Director Douglas T. Linde | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Alan J. Patricof | Management | For | For |
1.7 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.8 | Elect Director Owen D. Thomas | Management | For | For |
1.9 | Elect Director Martin Turchin | Management | For | For |
1.10 | Elect Director David A. Twardock | Management | For | For |
1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
BRE PROPERTIES, INC. Meeting Date: MAR 28, 2014 Record Date: JAN 23, 2014 Meeting Type: SPECIAL | ||||
Ticker: BRE Security ID: 05564E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
CAMDEN PROPERTY TRUST Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CPT Security ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORPORATE OFFICE PROPERTIES TRUST Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: OFC Security ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Brady | Management | For | For |
1b | Elect Director Robert L. Denton | Management | For | For |
1c | Elect Director Philip L. Hawkins | Management | For | For |
1d | Elect Director Elizabeth A. Hight | Management | For | For |
1e | Elect Director David M. Jacobstein | Management | For | For |
1f | Elect Director Steven D. Kesler | Management | For | For |
1g | Elect Director C. Taylor Pickett | Management | For | For |
1h | Elect Director Richard Szafranski | Management | For | For |
1i | Elect Director Roger A. Waesche, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COUSINS PROPERTIES INCORPORATED Meeting Date: MAY 06, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CUZ Security ID: 222795106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
1.2 | Elect Director James D. Edwards | Management | For | For |
1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
1.5 | Elect Director S. Taylor Glover | Management | For | For |
1.6 | Elect Director James H. Hance | Management | For | For |
1.7 | Elect Director Donna W. Hyland | Management | For | For |
1.8 | Elect Director R. Dary Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DCT INDUSTRIAL TRUST INC. Meeting Date: APR 30, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: DCT Security ID: 233153105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas G. Wattles | Management | For | For |
1b | Elect Director Philip L. Hawkins | Management | For | For |
1c | Elect Director Marilyn A. Alexander | Management | For | For |
1d | Elect Director Thomas F. August | Management | For | For |
1e | Elect Director John S. Gates, Jr. | Management | For | For |
1f | Elect Director Raymond B. Greer | Management | For | For |
1g | Elect Director Tripp H. Hardin | Management | For | For |
1h | Elect Director John C. O'Keeffe | Management | For | For |
1i | Elect Director Bruce L. Warwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DDR CORP. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: DDR Security ID: 23317H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrance R. Ahern | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Thomas Finne | Management | For | For |
1.4 | Elect Director Robert H. Gidel | Management | For | For |
1.5 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.6 | Elect Director Volker Kraft | Management | For | For |
1.7 | Elect Director Rebecca L. Maccardini | Management | For | For |
1.8 | Elect Director Victor B. MacFarlane | Management | For | For |
1.9 | Elect Director Craig Macnab | Management | For | For |
1.10 | Elect Director Scott D. Roulston | Management | For | For |
1.11 | Elect Director Barry A. Sholem | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DUKE REALTY CORPORATION Meeting Date: APR 30, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DRE Security ID: 264411505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1b | Elect Director William Cavanaugh, III | Management | For | For |
1c | Elect Director Alan H. Cohen | Management | For | For |
1d | Elect Director Ngaire E. Cuneo | Management | For | For |
1e | Elect Director Charles R. Eitel | Management | For | For |
1f | Elect Director Martin C. Jischke | Management | For | For |
1g | Elect Director Dennis D. Oklak | Management | For | For |
1h | Elect Director Melanie R. Sabelhaus | Management | For | For |
1i | Elect Director Peter M. Scott, III | Management | For | For |
1j | Elect Director Jack R. Shaw | Management | For | For |
1k | Elect Director Michael E. Szymanczyk | Management | For | For |
1l | Elect Director Lynn C. Thurber | Management | For | For |
1m | Elect Director Robert J. Woodward Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4a | Increase Authorized Common Stock | Management | For | For |
4b | Approve Securities Transfer Restrictions | Management | For | For |
4c | Amend Articles of Incorporation to Make Ministerial Changes | Management | For | For |
5 | Adjourn Meeting | Management | For | Against |
EMPIRE STATE REALTY TRUST, INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRT Security ID: 292104106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony E. Malkin | Management | For | For |
1.2 | Elect Director William H. Berkman | Management | For | For |
1.3 | Elect Director Alice M. Connell | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
1.5 | Elect Director Steven J. Gilbert | Management | For | For |
1.6 | Elect Director S. Michael Giliberto | Management | For | For |
1.7 | Elect Director Lawrence E. Golub | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
EQUITY ONE, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: EQY Security ID: 294752100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia R. Cohen | Management | For | For |
1.2 | Elect Director Neil Flanzraich | Management | For | For |
1.3 | Elect Director Jordan Heller | Management | For | For |
1.4 | Elect Director Chaim Katzman | Management | For | For |
1.5 | Elect Director Peter Linneman | Management | For | For |
1.6 | Elect Director Galia Maor | Management | For | For |
1.7 | Elect Director Jeffrey S. Olson | Management | For | For |
1.8 | Elect Director Dori Segal | Management | For | For |
1.9 | Elect Director David Fischel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EQUITY RESIDENTIAL Meeting Date: JUN 12, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: EQR Security ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director B. Joseph White | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ESSEX PROPERTY TRUST, INC. Meeting Date: MAR 28, 2014 Record Date: JAN 23, 2014 Meeting Type: SPECIAL | ||||
Ticker: ESS Security ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
ESSEX PROPERTY TRUST, INC. Meeting Date: JUN 10, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESS Security ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Brady | Management | For | For |
1.2 | Elect Director Keith R. Guericke | Management | For | For |
1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
1.4 | Elect Director George M. Marcus | Management | For | For |
1.5 | Elect Director Gary P. Martin | Management | For | For |
1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.7 | Elect Director Thomas E. Randlett | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Michael J. Schall | Management | For | For |
1.10 | Elect Director Byron A. Scordelis | Management | For | For |
1.11 | Elect Director Janice L. Sears | Management | For | For |
1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: EXR Security ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Karl Haas | Management | For | For |
1.4 | Elect Director Joseph D. Margolis | Management | For | For |
1.5 | Elect Director Diane Olmstead | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST INDUSTRIAL REALTY TRUST, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FR Security ID: 32054K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
1.4 | Elect Director John Rau | Management | For | For |
1.5 | Elect Director L. Peter Sharpe | Management | For | For |
1.6 | Elect Director W. Ed Tyler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FOREST CITY ENTERPRISES, INC. Meeting Date: MAY 29, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: FCE.A Security ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENERAL GROWTH PROPERTIES, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GGP Security ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard B. Clark | Management | For | Against |
1b | Elect Director Mary Lou Fiala | Management | For | For |
1c | Elect Director J. Bruce Flatt | Management | For | For |
1d | Elect Director John K. Haley | Management | For | For |
1e | Elect Director Daniel B. Hurwitz | Management | For | For |
1f | Elect Director Brian W. Kingston | Management | For | For |
1g | Elect Director Sandeep Mathrani | Management | For | For |
1h | Elect Director David J. Neithercut | Management | For | For |
1i | Elect Director Mark R. Patterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HCP, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: HCP Security ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian G. Cartwright | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director Lauralee E. Martin | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Peter L. Rhein | Management | For | For |
1g | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
HEALTH CARE REIT, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: HCN Security ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director George L. Chapman | Management | For | For |
1c | Elect Director Thomas J. DeRosa | Management | For | For |
1d | Elect Director Jeffrey H. Donahue | Management | For | For |
1e | Elect Director Peter J. Grua | Management | For | For |
1f | Elect Director Fred S. Klipsch | Management | For | For |
1g | Elect Director Timothy J. Naughton | Management | For | For |
1h | Elect Director Sharon M. Oster | Management | For | For |
1i | Elect Director Judith C. Pelham | Management | For | For |
1j | Elect Director R. Scott Trumbull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
HOST HOTELS & RESORTS, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: HST Security ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Ann M. Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUDSON PACIFIC PROPERTIES, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: HPP Security ID: 444097109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Coleman | Management | For | For |
1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
1.3 | Elect Director Richard B. Fried | Management | For | For |
1.4 | Elect Director Jonathan M. Glaser | Management | For | For |
1.5 | Elect Director Mark D. Linehan | Management | For | For |
1.6 | Elect Director Robert M. Moran, Jr. | Management | For | For |
1.7 | Elect Director Barry A. Porter | Management | For | For |
1.8 | Elect Director Patrick Whitesell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
KILROY REALTY CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: KRC Security ID: 49427F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Kilroy, Jr. | Management | For | For |
1.2 | Elect Director Edward F. Brennan | Management | For | For |
1.3 | Elect Director Scott S. Ingraham | Management | For | For |
1.4 | Elect Director Dale F. Kinsella | Management | For | For |
1.5 | Elect Director Peter B. Stoneberg | Management | For | For |
1.6 | Elect Director Gary R. Stevenson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Adopt Proxy Access Right | Shareholder | Against | For |
KIMCO REALTY CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: KIM Security ID: 49446R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Milton Cooper | Management | For | For |
1.2 | Elect Director Phillip E. Coviello | Management | For | For |
1.3 | Elect Director Richard G. Dooley | Management | For | For |
1.4 | Elect Director Joe Grills | Management | For | For |
1.5 | Elect Director David B. Henry | Management | For | For |
1.6 | Elect Director F. Patrick Hughes | Management | For | For |
1.7 | Elect Director Frank Lourenso | Management | For | For |
1.8 | Elect Director Colombe M. Nicholas | Management | For | For |
1.9 | Elect Director Richard B. Saltzman | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP. Meeting Date: JUN 04, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: LVS Security ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George Jamieson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | For |
1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
1.6 | Elect Director Debra L. Lee | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Harry J. Pearce | Management | For | For |
1.9 | Elect Director Steven S Reinemund | Management | For | For |
1.10 | Elect Director W. Mitt Romney | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
NATIONAL RETAIL PROPERTIES, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: NNN Security ID: 637417106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don DeFosset | Management | For | For |
1.2 | Elect Director David M. Fick | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director Kevin B. Habicht | Management | For | For |
1.5 | Elect Director Richard B. Jennings | Management | For | For |
1.6 | Elect Director Ted B. Lanier | Management | For | For |
1.7 | Elect Director Robert C. Legler | Management | For | For |
1.8 | Elect Director Craig Macnab | Management | For | For |
1.9 | Elect Director Robert Martinez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PARKWAY PROPERTIES, INC. Meeting Date: DEC 17, 2013 Record Date: NOV 11, 2013 Meeting Type: SPECIAL | ||||
Ticker: PKY Security ID: 70159Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
PARKWAY PROPERTIES, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: PKY Security ID: 70159Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Avi Banyasz | Management | For | Withhold |
1.2 | Elect Director Charles T. Cannada | Management | For | For |
1.3 | Elect Director Edward M. Casal | Management | For | For |
1.4 | Elect Director Kelvin L. Davis | Management | For | Withhold |
1.5 | Elect Director Laurie L. Dotter | Management | For | For |
1.6 | Elect Director James R. Heistand | Management | For | For |
1.7 | Elect Director C. William Hosler | Management | For | For |
1.8 | Elect Director Adam S. Metz | Management | For | For |
1.9 | Elect Director Brenda J. Mixson | Management | For | For |
1.10 | Elect Director James A. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PEBBLEBROOK HOTEL TRUST Meeting Date: MAY 21, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEB Security ID: 70509V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director Cydney C. Donnell | Management | For | For |
1.3 | Elect Director Ron E. Jackson | Management | For | For |
1.4 | Elect Director Phillip M. Miller | Management | For | For |
1.5 | Elect Director Michael J. Schall | Management | For | For |
1.6 | Elect Director Earl E. Webb | Management | For | For |
1.7 | Elect Director Laura H. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POST PROPERTIES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: PPS Security ID: 737464107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director David P. Stockert | Management | For | For |
1.3 | Elect Director Herschel M. Bloom | Management | For | For |
1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.5 | Elect Director Russell R. French | Management | For | For |
1.6 | Elect Director Toni Jennings | Management | For | For |
1.7 | Elect Director Ronald de Waal | Management | For | For |
1.8 | Elect Director Donald C. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROLOGIS, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: PLD Security ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons, III | Management | For | For |
1g | Elect Director Jeffrey L. Skelton | Management | For | For |
1h | Elect Director D. Michael Steuert | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: PSA Security ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RLJ LODGING TRUST Meeting Date: MAY 02, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: RLJ Security ID: 74965L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Johnson | Management | For | For |
1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.3 | Elect Director Evan Bayh | Management | For | For |
1.4 | Elect Director Nathaniel A. Davis | Management | For | For |
1.5 | Elect Director Robert M. La Forgia | Management | For | For |
1.6 | Elect Director Glenda G. McNeal | Management | For | For |
1.7 | Elect Director Joseph Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SPG Security ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
1.2 | Elect Director Larry C. Glasscock | Management | For | For |
1.3 | Elect Director Karen N. Horn | Management | For | For |
1.4 | Elect Director Allan Hubbard | Management | For | For |
1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
1.6 | Elect Director Daniel C. Smith | Management | For | For |
1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. Meeting Date: JUN 02, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: SLG Security ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Holliday | Management | For | For |
1.2 | Elect Director John S. Levy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SPIRIT REALTY CAPITAL, INC. Meeting Date: JUN 02, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: SRC Security ID: 84860W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Charlton | Management | For | For |
1.2 | Elect Director Todd A. Dunn | Management | For | For |
1.3 | Elect Director David J. Gilbert | Management | For | For |
1.4 | Elect Director Richard I. Gilchrist | Management | For | For |
1.5 | Elect Director Diane M. Morefield | Management | For | For |
1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
SUN COMMUNITIES, INC. Meeting Date: JUL 23, 2013 Record Date: MAY 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SUI Security ID: 866674104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephanie W. Bergeron | Management | For | For |
1b | Elect Director Clunet R. Lewis | Management | For | For |
1c | Elect Director Arthur A. Weiss | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: SHO Security ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John V. Arabia | Management | For | For |
1.2 | Elect Director Andrew Batinovich | Management | For | For |
1.3 | Elect Director Z. Jamie Behar | Management | For | For |
1.4 | Elect Director Kenneth E. Cruse | Management | For | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.6 | Elect Director Keith M. Locker | Management | For | For |
1.7 | Elect Director Douglas M. Pasquale | Management | For | For |
1.8 | Elect Director Keith P. Russell | Management | For | For |
1.9 | Elect Director Lewis N. Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
TAUBMAN CENTERS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: TCO Security ID: 876664103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Taubman | Management | For | For |
1.2 | Elect Director Lisa A. Payne | Management | For | For |
1.3 | Elect Director William U. Parfet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
THE HOWARD HUGHES CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: HHC Security ID: 44267D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Ackman | Management | For | For |
1.2 | Elect Director Adam Flatto | Management | For | For |
1.3 | Elect Director Jeffrey Furber | Management | For | For |
1.4 | Elect Director Gary Krow | Management | For | For |
1.5 | Elect Director Allen Model | Management | For | For |
1.6 | Elect Director R. Scot Sellers | Management | For | For |
1.7 | Elect Director Steven Shepsman | Management | For | For |
1.8 | Elect Director Burton M. Tansky | Management | For | For |
1.9 | Elect Director Mary Ann Tighe | Management | For | For |
1.10 | Elect Director David R. Weinreb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE MACERICH COMPANY Meeting Date: MAY 30, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: MAC Security ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas D. Abbey | Management | For | For |
1b | Elect Director Dana K. Anderson | Management | For | For |
1c | Elect Director Arthur M. Coppola | Management | For | For |
1d | Elect Director Edward C. Coppola | Management | For | For |
1e | Elect Director Fred S. Hubbell | Management | For | For |
1f | Elect Director Diana M. Laing | Management | For | For |
1g | Elect Director Stanley A. Moore | Management | For | For |
1h | Elect Director Mason G. Ross | Management | For | For |
1i | Elect Director William P. Sexton | Management | For | For |
1j | Elect Director Steven L. Soboroff | Management | For | For |
1k | Elect Director Andrea M. Stephen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
TOLL BROTHERS, INC. Meeting Date: MAR 12, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: TOL Security ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
1.4 | Elect Director Robert S. Blank | Management | For | For |
1.5 | Elect Director Edward G. Boehne | Management | For | For |
1.6 | Elect Director Richard J. Braemer | Management | For | For |
1.7 | Elect Director Christine N. Garvey | Management | For | For |
1.8 | Elect Director Carl B. Marbach | Management | For | For |
1.9 | Elect Director Stephen A. Novick | Management | For | For |
1.10 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
UDR, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: UDR Security ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert A. McNamara | Management | For | For |
1.7 | Elect Director Mark R. Patterson | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
VENTAS, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: VTR Security ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Debra A. Cafaro | Management | For | For |
1b | Elect Director Douglas Crocker, II | Management | For | For |
1c | Elect Director Ronald G. Geary | Management | For | For |
1d | Elect Director Jay M. Gellert | Management | For | For |
1e | Elect Director Richard I. Gilchrist | Management | For | For |
1f | Elect Director Matthew J. Lustig | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Robert D. Reed | Management | For | For |
1i | Elect Director Glenn J. Rufrano | Management | For | For |
1j | Elect Director James D. Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VORNADO REALTY TRUST Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: VNO Security ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Lynne | Management | For | Withhold |
1.2 | Elect Director David Mandelbaum | Management | For | Withhold |
1.3 | Elect Director Daniel R. Tisch | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
Small Cap Value
A. M. CASTLE & CO. Meeting Date: APR 24, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CAS Security ID: 148411101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence J. Keating | Management | For | Withhold |
1.2 | Elect Director James D. Kelly | Management | For | Withhold |
1.3 | Elect Director John McCartney | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AAR CORP. Meeting Date: OCT 09, 2013 Record Date: AUG 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: AIR Security ID: 000361105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman R. Bobins | Management | For | For |
1.2 | Elect Director Ronald R. Fogleman | Management | For | For |
1.3 | Elect Director James E. Goodwin | Management | For | For |
1.4 | Elect Director Marc J. Walfish | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AEGEAN MARINE PETROLEUM NETWORK INC Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: ANW Security ID: Y0017S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter C. Georgiopoulos as Director | Management | For | For |
1.2 | Elect John P. Tavlarios as Director | Management | For | For |
1.3 | Elect Spyridon Fokas as Director | Management | For | For |
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
AEROVIRONMENT, INC. Meeting Date: OCT 04, 2013 Record Date: SEP 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: AVAV Security ID: 008073108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Thomas Burbage | Management | For | For |
1.2 | Elect Director Charles R. Holland | Management | For | For |
1.3 | Elect Director Edward R. Muller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AIR METHODS CORPORATION Meeting Date: MAY 29, 2014 Record Date: APR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIRM Security ID: 009128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Connolly | Management | For | For |
1.2 | Elect Director Jeffrey A. Dorsey | Management | For | For |
1.3 | Elect Director Morad Tahbaz | Management | For | For |
1.4 | Elect Director Aaron D. Todd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALBANY INTERNATIONAL CORP. Meeting Date: MAY 16, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIN Security ID: 012348108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
1.2 | Elect Director Edgar G. Hotard | Management | For | For |
1.3 | Elect Director Erland E. Kailbourne | Management | For | For |
1.4 | Elect Director Joseph G. Morone | Management | For | For |
1.5 | Elect Director Katharine L. Plourde | Management | For | For |
1.6 | Elect Director John R. Scannell | Management | For | For |
1.7 | Elect Director Christine L. Standish | Management | For | Withhold |
1.8 | Elect Director John C. Standish | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALLEGHENY TECHNOLOGIES INCORPORATED Meeting Date: MAY 01, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ATI Security ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Diggs | Management | For | For |
1.2 | Elect Director J. Brett Harvey | Management | For | For |
1.3 | Elect Director Louis J. Thomas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC. Meeting Date: MAY 22, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: ANR Security ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director Angelo C. Brisimitzakis | Management | For | For |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director Deborah M. Fretz | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director L. Patrick Hassey | Management | For | For |
1.9 | Elect Director Joel Richards, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Appalachian Mining Environmental and Community Impact Reduction Efforts | Shareholder | Against | Against |
6 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
7 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
ALTRA INDUSTRIAL MOTION CORP. Meeting Date: APR 24, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIMC Security ID: 02208R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
1.5 | Elect Director Larry McPherson | Management | For | For |
1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMC ENTERTAINMENT HOLDINGS, INC. Meeting Date: APR 25, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMC Security ID: 00165C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Saich | Management | For | For |
1.2 | Elect Director Jian Wang | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN CAMPUS COMMUNITIES, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACC Security ID: 024835100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Bayless Jr. | Management | For | For |
1b | Elect Director R.D. Burck | Management | For | For |
1c | Elect Director G. Steven Dawson | Management | For | For |
1d | Elect Director Cydney C. Donnell | Management | For | For |
1e | Elect Director Dennis G. Lopez | Management | For | For |
1f | Elect Director Edward Lowenthal | Management | For | For |
1g | Elect Director Oliver Luck | Management | For | For |
1h | Elect Director C. Patrick Oles, Jr. | Management | For | For |
1i | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN EAGLE OUTFITTERS, INC. Meeting Date: MAY 29, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: AEO Security ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Jesselson | Management | For | For |
1.2 | Elect Director Roger S. Markfield | Management | For | For |
1.3 | Elect Director Jay L. Schottenstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Meeting Date: JUN 05, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: AEL Security ID: 025676206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joyce A. Chapman | Management | For | For |
1.2 | Elect Director James M. Gerlach | Management | For | For |
1.3 | Elect Director Robert L. Howe | Management | For | For |
1.4 | Elect Director Debra J. Richardson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN NATIONAL BANKSHARES INC. Meeting Date: MAY 20, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMNB Security ID: 027745108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben J. Davenport, Jr. | Management | For | For |
1.2 | Elect Director Charles H. Majors | Management | For | For |
1.3 | Elect Director Dan M. Pleasant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AMERICAN SCIENCE AND ENGINEERING, INC. Meeting Date: SEP 04, 2013 Record Date: JUL 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: ASEI Security ID: 029429107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis R. Brown | Management | For | For |
1.2 | Elect Director Charles P. Dougherty | Management | For | For |
1.3 | Elect Director John A. Gordon | Management | For | For |
1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
1.5 | Elect Director Don R. Kania | Management | For | For |
1.6 | Elect Director Mark S. Thompson | Management | For | For |
1.7 | Elect Director Jennifer L. Vogel | Management | For | For |
1.8 | Elect Director Carl W. Vogt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMN HEALTHCARE SERVICES, INC. Meeting Date: APR 23, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: AHS Security ID: 001744101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark G. Foletta | Management | For | For |
1b | Elect Director R. Jeffrey Harris | Management | For | For |
1c | Elect Director Michael M.E. Johns | Management | For | For |
1d | Elect Director Martha H. Marsh | Management | For | For |
1e | Elect Director Susan R. Salka | Management | For | For |
1f | Elect Director Andrew M. Stern | Management | For | For |
1g | Elect Director Paul E. Weaver | Management | For | For |
1h | Elect Director Douglas D. Wheat | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Meeting Date: APR 29, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ARI Security ID: 03762U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph F. Azrack | Management | For | For |
1.2 | Elect Director Mark C. Biderman | Management | For | For |
1.3 | Elect Director Robert A. Kasdin | Management | For | For |
1.4 | Elect Director Eric L. Press | Management | For | For |
1.5 | Elect Director Scott S. Prince | Management | For | For |
1.6 | Elect Director Stuart A. Rothstein | Management | For | For |
1.7 | Elect Director Michael E. Salvati | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Meeting Date: OCT 29, 2013 Record Date: AUG 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AIT Security ID: 03820C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Thomas Hiltz | Management | For | For |
1.2 | Elect Director Edith Kelly-Green | Management | For | For |
1.3 | Elect Director Dan P. Komnenovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARDMORE SHIPPING LIMITED Meeting Date: JUN 16, 2014 Record Date: APR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: ASC Security ID: Y0207T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Swift as Director | Management | For | For |
1.2 | Elect Albert Enste as Director | Management | For | For |
2 | Transact Other Business (Non-Voting) | Management | None | None |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Meeting Date: MAY 06, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: AGII Security ID: G0464B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Berry Cash | Management | For | For |
1b | Elect Director John R. Power, Jr. | Management | For | For |
1c | Elect Director Mark E. Watson, III | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARMADA HOFFLER PROPERTIES, INC. Meeting Date: JUN 18, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AHH Security ID: 04208T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Allen | Management | For | For |
1.2 | Elect Director James A. Carroll | Management | For | For |
1.3 | Elect Director James C. Cherry | Management | For | For |
1.4 | Elect Director Louis S. Haddad | Management | For | For |
1.5 | Elect Director Daniel A. Hoffler | Management | For | For |
1.6 | Elect Director A. Russell Kirk | Management | For | For |
1.7 | Elect Director Joseph W. Prueher | Management | For | For |
1.8 | Elect Director John W. Snow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. Meeting Date: APR 16, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: ABG Security ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juanita T. James | Management | For | For |
1.2 | Elect Director Craig T. Monaghan | Management | For | For |
2 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ASPEN INSURANCE HOLDINGS LIMITED Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: AHL Security ID: G05384105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher O'Kane | Management | For | For |
1.2 | Elect Director Liaquat Ahamed | Management | For | For |
1.3 | Elect Director Albert Beer | Management | For | For |
1.4 | Elect Director John Cavoores | Management | For | For |
1.5 | Elect Director Heidi Hutter | Management | For | For |
1.6 | Elect Director Gary Gregg | Management | For | For |
1.7 | Elect Director Bret Pearlman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ASSOCIATED ESTATES REALTY CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: AEC Security ID: 045604105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert T. Adams | Management | For | For |
1.2 | Elect Director Jeffrey I. Friedman | Management | For | For |
1.3 | Elect Director Michael E. Gibbons | Management | For | For |
1.4 | Elect Director Mark L. Milstein | Management | For | For |
1.5 | Elect Director James J. Sanfilippo | Management | For | For |
1.6 | Elect Director James A. Schoff | Management | For | For |
1.7 | Elect Director Richard T. Schwarz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASTORIA FINANCIAL CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: AF Security ID: 046265104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Palleschi | Management | For | For |
1.2 | Elect Director Jane D. Carlin | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AVG TECHNOLOGIES NV Meeting Date: SEP 24, 2013 Record Date: AUG 27, 2013 Meeting Type: SPECIAL | ||||
Ticker: AVG Security ID: N07831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Gary Kovacs as CEO | Management | For | For |
3 | Approve Remuneration Package of New CEO | Management | For | Against |
4 | Amend Remuneration Arrangements with COO Giamatteo Including Approval of One-Off Cash Bonuses and Accelarated Vesting of 50,000 Stock Options and 37,500 Restricted Stock Units | Management | For | Against |
5 | Approve Annual Bonus of USD 500,000 in Cash or Restricted Stock Units to Supervisory Board Chairman Fuller | Management | For | Against |
6 | Approve Grant of 20,000 Options to Supervisory Board Member Esser | Management | For | Against |
7 | Allow Questions | Management | None | None |
8 | Close Meeting | Management | None | None |
AVG TECHNOLOGIES NV Meeting Date: JUN 11, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: AVG Security ID: N07831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation Annual Accounts 2013 | Management | None | None |
3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Reelect J. Little to Executive Board | Management | For | For |
9 | Reelect D. Fuller to Supervisory Board | Management | For | For |
10 | Reelect G. Eichler to Supervisory Board | Management | For | For |
11 | Elect R. Dunne to Supervisory Board | Management | For | For |
12 | Approve Stock Option Grants of 20,000 Options to Mr. Dunne | Management | For | Against |
13 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
14 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 | Management | For | For |
15 | Approve Increase of Options and RSU's Up to 9,059,948 under Share Option Plan | Management | For | Against |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Allow Questions | Management | None | None |
18 | Open Meeting | Management | None | None |
AVISTA CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: AVA Security ID: 05379B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Erik J. Anderson | Management | For | For |
1b | Elect Director Kristianne Blake | Management | For | For |
1c | Elect Director Donald C. Burke | Management | For | For |
1d | Elect Director John F. Kelly | Management | For | For |
1e | Elect Director Rebecca A. Klein | Management | For | For |
1f | Elect Director Scott L. Morris | Management | For | For |
1g | Elect Director Marc F. Racicot | Management | For | For |
1h | Elect Director Heidi B. Stanley | Management | For | For |
1i | Elect Director R. John Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BALLY TECHNOLOGIES, INC. Meeting Date: DEC 05, 2013 Record Date: OCT 07, 2013 Meeting Type: ANNUAL | ||||
Ticker: BYI Security ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haddrill | Management | For | For |
1.2 | Elect Director Josephine Linden | Management | For | For |
1.3 | Elect Director Ramesh Srinivasan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BANK OF THE OZARKS, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: OZRK Security ID: 063904106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Gleason | Management | For | For |
1.2 | Elect Director Dan Thomas | Management | For | For |
1.3 | Elect Director Greg McKinney | Management | For | For |
1.4 | Elect Director Jean Arehart | Management | For | For |
1.5 | Elect Director Nicholas Brown | Management | For | For |
1.6 | Elect Director Richard Cisne | Management | For | For |
1.7 | Elect Director Robert East | Management | For | For |
1.8 | Elect Director Catherine B. Freedberg | Management | For | For |
1.9 | Elect Director Linda Gleason | Management | For | For |
1.10 | Elect Director Peter Kenny | Management | For | For |
1.11 | Elect Director Henry Mariani | Management | For | For |
1.12 | Elect Director Robert Proost | Management | For | For |
1.13 | Elect Director R. L. Qualls | Management | For | For |
1.14 | Elect Director John Reynolds | Management | For | For |
1.15 | Elect Director Sherece West-Scantlebury | Management | For | For |
2 | Change Range for Size of the Board | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Restricted Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BANKUNITED, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: BKU Security ID: 06652K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tere Blanca | Management | For | For |
1.2 | Elect Director Sue M. Cobb | Management | For | Withhold |
1.3 | Elect Director Eugene F. DeMark | Management | For | Withhold |
1.4 | Elect Director Michael J. Dowling | Management | For | Withhold |
1.5 | Elect Director John A. Kanas | Management | For | For |
1.6 | Elect Director Douglas J. Pauls | Management | For | For |
1.7 | Elect Director Rajinder P. Singh | Management | For | For |
1.8 | Elect Director Sanjiv Sobti | Management | For | For |
1.9 | Elect Director A. Robert Towbin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
BARNES & NOBLE, INC. Meeting Date: SEP 10, 2013 Record Date: JUL 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: BKS Security ID: 067774109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Riggio | Management | For | For |
1.2 | Elect Director David G. Golden | Management | For | For |
1.3 | Elect Director David A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BARNES GROUP INC. Meeting Date: MAY 09, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: B Security ID: 067806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Bristow, Jr. | Management | For | For |
1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
1.3 | Elect Director Hassell H. McClellan | Management | For | For |
1.4 | Elect Director JoAnna Sohovich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
BERRY PLASTICS GROUP, INC. Meeting Date: MAR 11, 2014 Record Date: JAN 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: BERY Security ID: 08579W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Evan Bayh | Management | For | Withhold |
1.2 | Elect Director Anthony M. Civale | Management | For | Withhold |
1.3 | Elect Director Ronald S. Rolfe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BLACK HILLS CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: BKH Security ID: 092113109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Emery | Management | For | For |
1.2 | Elect Director Rebecca B. Roberts | Management | For | For |
1.3 | Elect Director Warren L. Robinson | Management | For | For |
1.4 | Elect Director John B. Vering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLACKSTONE MORTGAGE TRUST, INC. Meeting Date: JUN 18, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BXMT Security ID: 09257W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael B. Nash | Management | For | For |
1.2 | Elect Director Stephen D. Plavin | Management | For | For |
1.3 | Elect Director Leonard W. Cotton | Management | For | For |
1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
1.5 | Elect Director Martin L. Edelman | Management | For | For |
1.6 | Elect Director Henry N. Nassau | Management | For | For |
1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.8 | Elect Director John G. Schreiber | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOB EVANS FARMS, INC. Meeting Date: AUG 21, 2013 Record Date: JUN 28, 2013 Meeting Type: ANNUAL | ||||
Ticker: BOBE Security ID: 096761101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry C. Corbin | Management | For | For |
1b | Elect Director Steven A. Davis | Management | For | For |
1c | Elect Director Michael J. Gasser | Management | For | For |
1d | Elect Director E. Gordon Gee | Management | For | For |
1e | Elect Director E.W. (Bill) Ingram, III | Management | For | For |
1f | Elect Director Mary Kay Haben | Management | For | For |
1g | Elect Director Cheryl L. Krueger | Management | For | For |
1h | Elect Director G. Robert Lucas | Management | For | For |
1i | Elect Director Eileen A. Mallesch | Management | For | For |
1j | Elect Director Paul S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
BOISE CASCADE COMPANY Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BCC Security ID: 09739D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas E. Carlile | Management | For | For |
2 | Elect Director Duane C. McDougall | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Meeting Date: APR 16, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: BPFH Security ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton G. Deutsch | Management | For | For |
1.2 | Elect Director Deborah F. Kuenstner | Management | For | For |
1.3 | Elect Director Daniel P. Nolan | Management | For | For |
1.4 | Elect Director Brian G. Shapiro | Management | For | For |
1.5 | Elect Director William J. Shea | Management | For | For |
1.6 | Elect Director Stephen M. Waters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BRIGGS & STRATTON CORPORATION Meeting Date: OCT 16, 2013 Record Date: AUG 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: BGG Security ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Achtmeyer | Management | For | For |
1.2 | Elect Director Patricia L. Kampling | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BRISTOW GROUP INC. Meeting Date: AUG 01, 2013 Record Date: JUN 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRS Security ID: 110394103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | For |
1.2 | Elect Director Stephen J. Cannon | Management | For | For |
1.3 | Elect Director William E. Chiles | Management | For | For |
1.4 | Elect Director Michael A. Flick | Management | For | For |
1.5 | Elect Director Lori A. Gobillot | Management | For | For |
1.6 | Elect Director Ian A. Godden | Management | For | For |
1.7 | Elect Director Stephen A. King | Management | For | For |
1.8 | Elect Director Thomas C. Knudson | Management | For | For |
1.9 | Elect Director Mathew Masters | Management | For | For |
1.10 | Elect Director Bruce H. Stover | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
BROADSOFT, INC. Meeting Date: MAY 02, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: BSFT Security ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bernardi | Management | For | For |
1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CAL DIVE INTERNATIONAL, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: DVR Security ID: 12802T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Mills | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAMPUS CREST COMMUNITIES, INC. Meeting Date: APR 21, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCG Security ID: 13466Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Rollins | Management | For | For |
1.2 | Elect Director Lauro Gonzalez-Moreno | Management | For | For |
1.3 | Elect Director Richard S. Kahlbaugh | Management | For | For |
1.4 | Elect Director James W. McCaughan | Management | For | For |
1.5 | Elect Director Denis McGlynn | Management | For | For |
1.6 | Elect Director Daniel L. Simmons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: MAY 28, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CAVCO INDUSTRIES, INC. Meeting Date: JUL 11, 2013 Record Date: MAY 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVCO Security ID: 149568107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Greenblatt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. Meeting Date: MAY 05, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: CBL Security ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
1.3 | Elect Director Gary L. Bryenton | Management | For | For |
1.4 | Elect Director A. Larry Chapman | Management | For | For |
1.5 | Elect Director Thomas J. DeRosa | Management | For | For |
1.6 | Elect Director Matthew S. Dominski | Management | For | For |
1.7 | Elect Director Gary J. Nay | Management | For | For |
1.8 | Elect Director Kathleen M. Nelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CDI CORP. Meeting Date: MAY 20, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CDI Security ID: 125071100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Carlini | Management | For | For |
1.2 | Elect Director Michael J. Emmi | Management | For | For |
1.3 | Elect Director Walter R. Garrison | Management | For | Withhold |
1.4 | Elect Director Lawrence C. Karlson | Management | For | For |
1.5 | Elect Director Ronald J. Kozich | Management | For | For |
1.6 | Elect Director Anna M. Seal | Management | For | For |
1.7 | Elect Director Albert E. Smith | Management | For | For |
1.8 | Elect Director Barton J. Winokur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CDW CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: CDW Security ID: 12514G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Alesio | Management | For | Withhold |
1.2 | Elect Director Barry K. Allen | Management | For | Withhold |
1.3 | Elect Director David W. Nelms | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CELADON GROUP, INC. Meeting Date: DEC 11, 2013 Record Date: OCT 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: CGI Security ID: 150838100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen Russell | Management | For | For |
1.2 | Elect Director Anthony Heyworth | Management | For | For |
1.3 | Elect Director Catherine Langham | Management | For | For |
1.4 | Elect Director Michael Miller | Management | For | For |
1.5 | Elect Director Paul Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CENTURY ALUMINUM COMPANY Meeting Date: SEP 23, 2013 Record Date: JUL 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: CENX Security ID: 156431108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jarl Berntzen | Management | For | For |
1b | Elect Director Michael Bless | Management | For | For |
1c | Elect Director Daniel Goldberg | Management | For | Withhold |
1d | Elect Director Peter Jones | Management | For | For |
1e | Elect Director Andrew Michelmore | Management | For | For |
1f | Elect Director John O'Brien | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHATHAM LODGING TRUST Meeting Date: MAY 22, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: CLDT Security ID: 16208T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Miles Berger | Management | For | Withhold |
1.2 | Elect Trustee Jack P. DeBoer | Management | For | Withhold |
1.3 | Elect Trustee Glen R. Gilbert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHEMTURA CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: CHMT Security ID: 163893209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
1.3 | Elect Director Anna C. Catalano | Management | For | For |
1.4 | Elect Director James W. Crownover | Management | For | For |
1.5 | Elect Director Robert A. Dover | Management | For | For |
1.6 | Elect Director Jonathan F. Foster | Management | For | For |
1.7 | Elect Director Craig A. Rogerson | Management | For | For |
1.8 | Elect Director John K. Wulff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CLEARWATER PAPER CORPORATION Meeting Date: MAY 05, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CLW Security ID: 18538R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fredric W. Corrigan | Management | For | For |
1b | Elect Director Beth E. Ford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
CLUBCORP HOLDINGS, INC. Meeting Date: JUN 25, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: MYCC Security ID: 18948M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin J. Newburger | Management | For | Withhold |
1.2 | Elect Director Steven S. Siegel | Management | For | Withhold |
1.3 | Elect Director Bryan J. Traficanti | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CNO FINANCIAL GROUP, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CNO Security ID: 12621E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward J. Bonach | Management | For | For |
1b | Elect Director Ellyn L. Brown | Management | For | For |
1c | Elect Director Robert C. Greving | Management | For | For |
1d | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1e | Elect Director R. Keith Long | Management | For | For |
1f | Elect Director Neal C. Schneider | Management | For | For |
1g | Elect Director Frederick J. Sievert | Management | For | For |
1h | Elect Director Michael T. Tokarz | Management | For | For |
1i | Elect Director John G. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COLONY FINANCIAL, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: CLNY Security ID: 19624R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
1.2 | Elect Director Richard B. Saltzman | Management | For | For |
1.3 | Elect Director George G. C. Parker | Management | For | For |
1.4 | Elect Director John A. Somers | Management | For | For |
1.5 | Elect Director John L. Steffens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
COMMERCE BANCSHARES, INC. Meeting Date: APR 16, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CBSH Security ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Capps | Management | For | For |
1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
1.3 | Elect Director James B. Hebenstreit | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
COMMSCOPE HOLDING COMPANY, INC. Meeting Date: MAY 02, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: COMM Security ID: 20337X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Drendel | Management | For | Withhold |
1.2 | Elect Director Marco De Benedetti | Management | For | Withhold |
1.3 | Elect Director Peter J. Clare | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
COMPASS DIVERSIFIED HOLDINGS Meeting Date: MAY 29, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: CODI Security ID: 20451Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Bottiglieri | Management | For | For |
1.2 | Elect Director Gordon M. Burns | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMPASS MINERALS INTERNATIONAL, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMP Security ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley J. Bell | Management | For | For |
1.2 | Elect Director Richard S. Grant | Management | For | For |
1.3 | Elect Director Amy J. Yoder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMPUWARE CORPORATION Meeting Date: MAR 28, 2014 Record Date: FEB 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: CPWR Security ID: 205638109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gurminder S. Bedi | Management | For | For |
1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
1.3 | Elect Director John G. Freeland | Management | For | For |
1.4 | Elect Director David G. Fubini | Management | For | For |
1.5 | Elect Director William O. Grabe | Management | For | For |
1.6 | Elect Director Frederick A. Henderson | Management | For | For |
1.7 | Elect Director Faye Alexander Nelson | Management | For | For |
1.8 | Elect Director Robert C. Paul | Management | For | For |
1.9 | Elect Director Jennifer J. Raab | Management | For | For |
1.10 | Elect Director Lee D. Roberts | Management | For | For |
1.11 | Elect Director Stephen F. Schuckenbrock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONN'S, INC. Meeting Date: MAY 28, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: CONN Security ID: 208242107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E.M. Jacoby | Management | For | For |
1.2 | Elect Director Kelly M. Malson | Management | For | For |
1.3 | Elect Director Bob L. Martin | Management | For | For |
1.4 | Elect Director Douglas H. Martin | Management | For | For |
1.5 | Elect Director David Schofman | Management | For | For |
1.6 | Elect Director Scott L. Thompson | Management | For | For |
1.7 | Elect Director Theodore M. Wright | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSS INDUSTRIES, INC. Meeting Date: JUL 30, 2013 Record Date: JUN 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSS Security ID: 125906107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Beaumont | Management | For | For |
1.2 | Elect Director James H. Bromley | Management | For | For |
1.3 | Elect Director Robert E. Chappell | Management | For | For |
1.4 | Elect Director Jack Farber | Management | For | For |
1.5 | Elect Director Elam M. Hitchner, III | Management | For | For |
1.6 | Elect Director Rebecca C. Matthias | Management | For | For |
1.7 | Elect Director Christopher J. Munyan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CULP, INC. Meeting Date: SEP 17, 2013 Record Date: JUL 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFI Security ID: 230215105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Culp, III | Management | For | For |
1.2 | Elect Director Patrick B. Flavin | Management | For | For |
1.3 | Elect Director Kenneth R. Larson | Management | For | For |
1.4 | Elect Director Kenneth W. McAllister | Management | For | For |
1.5 | Elect Director Franklin N. Saxon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CUMULUS MEDIA INC. Meeting Date: MAY 22, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMLS Security ID: 231082108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis W. Dickey, Jr. | Management | For | For |
1.2 | Elect Director Brian Cassidy | Management | For | For |
1.3 | Elect Director Ralph B. Everett | Management | For | For |
1.4 | Elect Director Alexis Glick | Management | For | For |
1.5 | Elect Director Jeffrey A. Marcus | Management | For | For |
1.6 | Elect Director Robert H. Sheridan, III | Management | For | For |
1.7 | Elect Director David M. Tolley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CY Security ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director James R. Long | Management | For | For |
1.5 | Elect Director Robert Y. L. Mao | Management | For | For |
1.6 | Elect Director J. D. Sherman | Management | For | For |
1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANA HOLDING CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: DAN Security ID: 235825205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director R. Bruce McDonald | Management | For | For |
1.4 | Elect Director Joseph C. Muscari | Management | For | For |
1.5 | Elect Director Mark A. Schulz | Management | For | For |
1.6 | Elect Director Keith E. Wandell | Management | For | For |
1.7 | Elect Director Roger J. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DELEK US HOLDINGS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: DK Security ID: 246647101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erza Uzi Yemin | Management | For | For |
1.2 | Elect Director William J. Finnerty | Management | For | For |
1.3 | Elect Director Carlos E. Jorda | Management | For | For |
1.4 | Elect Director Charles H. Leonard | Management | For | For |
1.5 | Elect Director Philip L. Maslowe | Management | For | For |
1.6 | Elect Director Shlomo Zohar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DESTINATION MATERNITY CORPORATION Meeting Date: JAN 24, 2014 Record Date: DEC 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: DEST Security ID: 25065D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnaud Ajdler | Management | For | For |
1.2 | Elect Director Michael J. Blitzer | Management | For | For |
1.3 | Elect Director Barry Erdos | Management | For | For |
1.4 | Elect Director Joseph A. Goldblum | Management | For | For |
1.5 | Elect Director Edward M. Krell | Management | For | For |
1.6 | Elect Director Melissa Payner-Gregor | Management | For | For |
1.7 | Elect Director William A. Schwartz, Jr. | Management | For | For |
1.8 | Elect Director B. Allen Weinstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: DRH Security ID: 252784301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director W. Robert Grafton | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director Bruce D. Wardinski | Management | For | For |
1.7 | Elect Director Mark W. Brugger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DIME COMMUNITY BANCSHARES, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: DCOM Security ID: 253922108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Mahon | Management | For | For |
1.2 | Elect Director George L. Clark, Jr. | Management | For | For |
1.3 | Elect Director Steven D. Cohn | Management | For | For |
1.4 | Elect Director Robert C. Golden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DYNAMIC MATERIALS CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: BOOM Security ID: 267888105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Aldous | Management | For | For |
1.2 | Elect Director Yvon Pierre Cariou | Management | For | For |
1.3 | Elect Director Robert A. Cohen | Management | For | For |
1.4 | Elect Director James J. Ferris | Management | For | For |
1.5 | Elect Director Richard P. Graff | Management | For | For |
1.6 | Elect Director Bernard Hueber | Management | For | For |
1.7 | Elect Director Kevin T. Longe | Management | For | For |
1.8 | Elect Director Gerard Munera | Management | For | For |
1.9 | Elect Director Rolf Rospek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EINSTEIN NOAH RESTAURANT GROUP, INC. Meeting Date: APR 29, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAGL Security ID: 28257U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Arthur | Management | For | For |
1.2 | Elect Director E. Nelson Heumann | Management | For | For |
1.3 | Elect Director Frank C. Meyer | Management | For | For |
1.4 | Elect Director Edna K. Morris | Management | For | For |
1.5 | Elect Director Thomas J. Mueller | Management | For | For |
1.6 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EL PASO ELECTRIC COMPANY Meeting Date: MAY 29, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: EE Security ID: 283677854 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Allen | Management | For | For |
1.2 | Elect Director Edward Escudero | Management | For | For |
1.3 | Elect Director Michael K. Parks | Management | For | For |
1.4 | Elect Director Eric B. Siegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENDURANCE SPECIALTY HOLDINGS LTD. Meeting Date: MAY 21, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: ENH Security ID: G30397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John T. Baily as Director | Management | For | For |
1.2 | Elect Norman Barham as Director | Management | For | For |
1.3 | Elect Galen R. Barnes as Director | Management | For | For |
1.4 | Elect William H. Bolinder as Director | Management | For | For |
1.5 | Elect John R. Charman as Director | Management | For | For |
1.6 | Elect Susan S. Fleming as Director | Management | For | For |
1.7 | Elect Scott D. Moore as Director | Management | For | For |
1.8 | Elect Robert A. Spass as Director | Management | For | For |
2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ENERGY XXI (BERMUDA) LIMITED Meeting Date: NOV 05, 2013 Record Date: SEP 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXXI Security ID: G10082140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cornelius Dupre, II | Management | For | For |
1.2 | Elect Director Kevin Flannery | Management | For | For |
2 | Approve UHY LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ENERGY XXI (BERMUDA) LIMITED Meeting Date: MAY 30, 2014 Record Date: APR 21, 2014 Meeting Type: SPECIAL | ||||
Ticker: EXXI Security ID: G10082140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Elect Director Scott A. Griffiths | Management | For | For |
ENPRO INDUSTRIES, INC. Meeting Date: APR 30, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: NPO Security ID: 29355X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen E. Macadam | Management | For | For |
1.2 | Elect Director Thomas M. Botts | Management | For | For |
1.3 | Elect Director Peter C. Browning | Management | For | For |
1.4 | Elect Director Felix M. Brueck | Management | For | For |
1.5 | Elect Director B. Bernard Burns, Jr. | Management | For | For |
1.6 | Elect Director Diane C. Creel | Management | For | For |
1.7 | Elect Director Gordon D. Harnett | Management | For | For |
1.8 | Elect Director David L. Hauser | Management | For | For |
1.9 | Elect Director Kees van der Graaf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ENTERCOM COMMUNICATIONS CORP. Meeting Date: MAY 05, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: ETM Security ID: 293639100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Berkman | Management | For | For |
1.2 | Elect Director Joel Hollander | Management | For | For |
2.1 | Elect Director Joseph M. Field | Management | For | For |
2.2 | Elect Director David J. Field | Management | For | For |
2.3 | Elect Director Mark R. LaNeve | Management | For | For |
2.4 | Elect Director Robert S. Wiesenthal | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ENTRAVISION COMMUNICATIONS CORPORATION Meeting Date: MAY 29, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: EVC Security ID: 29382R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter F. Ulloa | Management | For | Withhold |
1.2 | Elect Director Philip C. Wilkinson | Management | For | Withhold |
1.3 | Elect Director Paul A. Zevnik | Management | For | Withhold |
1.4 | Elect Director Esteban E. Torres | Management | For | For |
1.5 | Elect Director Gilbert R. Vasquez | Management | For | For |
1.6 | Elect Director Jules G. Buenabenta | Management | For | For |
1.7 | Elect Director Patricia Diaz Dennis | Management | For | For |
1.8 | Elect Director Juan Saldivar von Wuthenau | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EPR PROPERTIES Meeting Date: MAY 15, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: EPR Security ID: 26884U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Brain | Management | For | For |
1.2 | Elect Director Robert J. Druten | Management | For | For |
1.3 | Elect Director Robin P. Sterneck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EVERTEC, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: EVTC Security ID: 30040P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank G. D'Angelo | Management | For | For |
1b | Elect Director Peter Harrington | Management | For | Against |
1c | Elect Director Jorge Junquera | Management | For | Against |
1d | Elect Director Teresita Loubriel | Management | For | For |
1e | Elect Director Nestor O. Rivera | Management | For | Against |
1f | Elect Director Alan H. Schumacher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXCEL TRUST, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: EXL Security ID: 30068C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary B. Sabin | Management | For | For |
1.2 | Elect Director Spencer G. Plumb | Management | For | For |
1.3 | Elect Director Mark T. Burton | Management | For | For |
1.4 | Elect Director Bruce G. Blakley | Management | For | For |
1.5 | Elect Director Burland B. East, III | Management | For | For |
1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
1.7 | Elect Director Warren R. Staley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
F.N.B. CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: FNB Security ID: 302520101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Campbell | Management | For | For |
1.2 | Elect Director James D. Chiafullo | Management | For | For |
1.3 | Elect Director Vincent J. Delie, Jr. | Management | For | For |
1.4 | Elect Director Laura E. Ellsworth | Management | For | For |
1.5 | Elect Director Robert B. Goldstein | Management | For | For |
1.6 | Elect Director Stephen J. Gurgovits | Management | For | For |
1.7 | Elect Director David J. Malone | Management | For | For |
1.8 | Elect Director D. Stephen Martz | Management | For | For |
1.9 | Elect Director Robert J. McCarthy, Jr. | Management | For | For |
1.10 | Elect Director David L. Motley | Management | For | For |
1.11 | Elect Director Arthur J. Rooney, II | Management | For | Withhold |
1.12 | Elect Director John W. Rose | Management | For | For |
1.13 | Elect Director John S. Stanik | Management | For | For |
1.14 | Elect Director William J. Strimbu | Management | For | For |
1.15 | Elect Director Earl K. Wahl, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: FCS Security ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Terry A. Klebe | Management | For | For |
1.4 | Elect Director Anthony Lear | Management | For | For |
1.5 | Elect Director Catherine P. Lego | Management | For | For |
1.6 | Elect Director Kevin J. McGarity | Management | For | For |
1.7 | Elect Director Bryan R. Roub | Management | For | For |
1.8 | Elect Director Ronald W. Shelly | Management | For | For |
1.9 | Elect Director Mark S. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRST HORIZON NATIONAL CORPORATION Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: FHN Security ID: 320517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Carter | Management | For | For |
1.2 | Elect Director John C. Compton | Management | For | For |
1.3 | Elect Director Mark A. Emkes | Management | For | For |
1.4 | Elect Director Corydon J. Gilchrist | Management | For | For |
1.5 | Elect Director Vicky B. Gregg | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Scott M. Niswonger | Management | For | For |
1.9 | Elect Director Vicki R. Palmer | Management | For | For |
1.10 | Elect Director Colin V. Reed | Management | For | For |
1.11 | Elect Director Luke Yancy, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST INTERSTATE BANCSYSTEM, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: FIBK Security ID: 32055Y201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Corning | Management | For | Against |
1.2 | Elect Director Dana Filip-Crandall | Management | For | For |
1.3 | Elect Director Charles E. Hart | Management | For | Against |
1.4 | Elect Director Charles M. Heyneman | Management | For | Against |
1.5 | Elect Director Thomas W. Scott | Management | For | Against |
1.6 | Elect Director Michael J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIRST NBC BANK HOLDING COMPANY Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: NBCB Security ID: 32115D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Carrouche | Management | For | For |
1.2 | Elect Director Leander J. Foley, III | Management | For | For |
1.3 | Elect Director John F. French | Management | For | For |
1.4 | Elect Director Leon L. Giorgio, Jr. | Management | For | For |
1.5 | Elect Director Shivan Govindan | Management | For | For |
1.6 | Elect Director L. Blake Jones | Management | For | For |
1.7 | Elect Director Louis V. Lauricella | Management | For | For |
1.8 | Elect Director Mark G. Merlo | Management | For | For |
1.9 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.10 | Elect Director Charles C. Teamer | Management | For | For |
1.11 | Elect Director Joseph F. Toomy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
FIRST NIAGARA FINANCIAL GROUP, INC. Meeting Date: APR 30, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: FNFG Security ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Baker | Management | For | For |
1.2 | Elect Director James R. Boldt | Management | For | For |
1.3 | Elect Director G. Thomas Bowers | Management | For | For |
1.4 | Elect Director Roxanne J. Coady | Management | For | For |
1.5 | Elect Director Gary M. Crosby | Management | For | For |
1.6 | Elect Director Carl Florio | Management | For | For |
1.7 | Elect Director Carlton L. Highsmith | Management | For | For |
1.8 | Elect Director George M. Philip | Management | For | For |
1.9 | Elect Director Peter B. Robinson | Management | For | For |
1.10 | Elect Director Nathaniel D. Woodson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIRSTMERIT CORPORATION Meeting Date: APR 16, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FMER Security ID: 337915102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
1.2 | Elect Director Steven H. Baer | Management | For | For |
1.3 | Elect Director Karen S. Belden | Management | For | For |
1.4 | Elect Director R. Cary Blair | Management | For | For |
1.5 | Elect Director John C. Blickle | Management | For | For |
1.6 | Elect Director Robert W. Briggs | Management | For | For |
1.7 | Elect Director Richard Colella | Management | For | For |
1.8 | Elect Director Robert S. Cubbin | Management | For | For |
1.9 | Elect Director Gina D. France | Management | For | For |
1.10 | Elect Director Paul G. Greig | Management | For | For |
1.11 | Elect Director Terry L. Haines | Management | For | For |
1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
1.13 | Elect Director Clifford J. Isroff | Management | For | For |
1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
1.15 | Elect Director Russ M. Strobel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
FLIR SYSTEMS, INC. Meeting Date: APR 25, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: FLIR Security ID: 302445101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Crouch | Management | For | For |
1.2 | Elect Director Catherine A. Halligan | Management | For | For |
1.3 | Elect Director Angus L. Macdonald | Management | For | For |
1.4 | Elect Director Cathy Stauffer | Management | For | For |
1.5 | Elect Director Andrew C. Teich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLUSHING FINANCIAL CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: FFIC Security ID: 343873105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Hegarty | Management | For | Against |
1b | Elect Director John J. McCabe | Management | For | Against |
1c | Elect Director Donna M. O'Brien | Management | For | For |
1d | Elect Director Michael J. Russo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FULTON FINANCIAL CORPORATION Meeting Date: MAY 08, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: FULT Security ID: 360271100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Bond, Jr. | Management | For | For |
1b | Elect Director Craig A. Dally | Management | For | For |
1c | Elect Director Denise L. Devine | Management | For | For |
1d | Elect Director Patrick J. Freer | Management | For | For |
1e | Elect Director George W. Hodges | Management | For | For |
1f | Elect Director Albert Morrison, III | Management | For | For |
1g | Elect Director R. Scott Smith, Jr. | Management | For | For |
1h | Elect Director Gary A. Stewart | Management | For | For |
1i | Elect Director Ernest J. Waters | Management | For | For |
1j | Elect Director E. Philip Wenger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GLOBAL BRASS AND COPPER HOLDINGS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: BRSS Security ID: 37953G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin E. Welch, III | Management | For | For |
1.2 | Elect Director Ronald C. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLOBAL PAYMENTS INC. Meeting Date: NOV 20, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: GPN Security ID: 37940X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth Ann Marshall | Management | For | For |
1.2 | Elect Director John M. Partridge | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRAFTECH INTERNATIONAL LTD. Meeting Date: MAY 15, 2014 Record Date: MAR 28, 2014 Meeting Type: PROXY CONTEST | ||||
Ticker: GTI Security ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Thomas A. Danjczek | Management | For | For |
1.4 | Elect Director Joel L. Hawthorne | Management | For | For |
1.5 | Elect Director Ferrell P. McClean | Management | For | For |
1.6 | Elect Director M. Catherine Morris | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Bylaw Repeal | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1a | Elect Director Nathan Milikowsky | Shareholder | For | Did Not Vote |
1b | Elect Director Karen Finerman | Shareholder | For | Did Not Vote |
1c | Elect Director David R. Jardini | Shareholder | For | Did Not Vote |
1d | Management Nominee - Randy W. Carson | Shareholder | For | Did Not Vote |
1e | Management Nominee - Thomas A. Danjczek | Shareholder | For | Did Not Vote |
1f | Management Nominee - Joel L. Hawthorne | Shareholder | For | Did Not Vote |
1g | Management Nominee - M. Catherine Morris | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Amend Executive Incentive Bonus Plan | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Approve Bylaw Repeal | Shareholder | For | Did Not Vote |
GRANITE CONSTRUCTION INCORPORATED Meeting Date: JUN 05, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: GVA Security ID: 387328107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary M. Cusumano | Management | For | For |
1b | Elect Director James H. Roberts | Management | For | For |
1c | Elect Director Gaddi H. Vasquez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: GPK Security ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Andrea Botta | Management | For | For |
1.2 | Elect Director Jeffrey H. Coors | Management | For | For |
1.3 | Elect Director David W. Scheible | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
GREAT LAKES DREDGE & DOCK CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: GLDD Security ID: 390607109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Deutsch | Management | For | For |
1.2 | Elect Director Nathan D. Leight | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GREAT PLAINS ENERGY INCORPORATED Meeting Date: MAY 06, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: GXP Security ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Bassham | Management | For | For |
1.2 | Elect Director David L. Bodde | Management | For | For |
1.3 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.4 | Elect Director Gary D. Forsee | Management | For | For |
1.5 | Elect Director Thomas D. Hyde | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director Ann D. Murtlow | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: GPI Security ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lincoln Pereira | Management | For | For |
1.2 | Elect Director Stephen D. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
GULFMARK OFFSHORE, INC. Meeting Date: JUN 02, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GLF Security ID: 402629208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Bijur | Management | For | For |
1.2 | Elect Director David J. Butters | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Sheldon S. Gordon | Management | For | For |
1.5 | Elect Director Quintin V. Kneen | Management | For | For |
1.6 | Elect Director Steven W. Kohlhagen | Management | For | For |
1.7 | Elect Director Rex C. Ross | Management | For | For |
1.8 | Elect Director Charles K. Valutas | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HARDINGE INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: HDNG Security ID: 412324303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Philip Hunter | Management | For | Withhold |
1.2 | Elect Director R. Tony Tripeny | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | Three Years |
HARTE-HANKS, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: HHS Security ID: 416196103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Odom | Management | For | For |
1.2 | Elect Director Robert A. Philpott | Management | For | For |
1.3 | Elect Director Karen A. Puckett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HATTERAS FINANCIAL CORP. Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: HTS Security ID: 41902R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Hough | Management | For | For |
1.2 | Elect Director Benjamin M. Hough | Management | For | For |
1.3 | Elect Director David W. Berson | Management | For | For |
1.4 | Elect Director Ira G. Kawaller | Management | For | For |
1.5 | Elect Director Jeffrey D. Miller | Management | For | For |
1.6 | Elect Director Thomas D. Wren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HAWKINS, INC. Meeting Date: AUG 01, 2013 Record Date: JUN 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: HWKN Security ID: 420261109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John S. McKeon | Management | For | For |
2 | Elect Director Patrick H. Hawkins | Management | For | For |
3 | Elect Director James A. Faulconbridge | Management | For | For |
4 | Elect Director Duane M. Jergenson | Management | For | For |
5 | Elect Director Mary J. Schumacher | Management | For | For |
6 | Elect Director Daryl I. Skaar | Management | For | For |
7 | Elect Director James T. Thompson | Management | For | For |
8 | Elect Director Jeffrey L. Wright | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HAYNES INTERNATIONAL, INC. Meeting Date: FEB 24, 2014 Record Date: JAN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: HAYN Security ID: 420877201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald C. Campion | Management | For | For |
2 | Elect Director Mark M. Comerford | Management | For | For |
3 | Elect Director John C. Corey | Management | For | For |
4 | Elect Director Robert H. Getz | Management | For | For |
5 | Elect Director Timothy J. McCarthy | Management | For | For |
6 | Elect Director Michael L. Shor | Management | For | For |
7 | Elect Director William P. Wall | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HCC INSURANCE HOLDINGS, INC. Meeting Date: MAY 21, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: HCC Security ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Frank J. Bramanti | Management | For | For |
1.3 | Elect Director Walter M. Duer | Management | For | For |
1.4 | Elect Director James C. Flagg | Management | For | For |
1.5 | Elect Director Thomas M. Hamilton | Management | For | For |
1.6 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.7 | Elect Director Susan Rivera | Management | For | For |
1.8 | Elect Director Hans D. Rohlf | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEADWATERS INCORPORATED Meeting Date: FEB 27, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: HW Security ID: 42210P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kirk A. Benson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTHSOUTH CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: HLS Security ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Donald L. Correll | Management | For | For |
1.3 | Elect Director Yvonne M. Curl | Management | For | For |
1.4 | Elect Director Charles M. Elson | Management | For | For |
1.5 | Elect Director Jay Grinney | Management | For | For |
1.6 | Elect Director Joan E. Herman | Management | For | For |
1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.8 | Elect Director Leslye G. Katz | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEARTLAND EXPRESS, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: HTLD Security ID: 422347104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Larry J. Gordon | Management | For | For |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HELEN OF TROY LIMITED Meeting Date: AUG 27, 2013 Record Date: JUN 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: HELE Security ID: G4388N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary B. Abromovitz as Director | Management | For | For |
1.2 | Elect John B. Butterworth as Director | Management | For | For |
1.3 | Elect Timothy F. Meeker as Director | Management | For | For |
1.4 | Elect Gerald J. Rubin as Director | Management | For | For |
1.5 | Elect William F. Susetka as Director | Management | For | For |
1.6 | Elect Adolpho R. Telles as Director | Management | For | For |
1.7 | Elect Darren G. Woody as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
HELIX ENERGY SOLUTIONS GROUP, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: HLX Security ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy K. Quinn | Management | For | For |
1.2 | Elect Director William L. Transier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HERITAGE FINANCIAL CORPORATION Meeting Date: APR 14, 2014 Record Date: FEB 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: HFWA Security ID: 42722X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
HERSHA HOSPITALITY TRUST Meeting Date: MAY 22, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: HT Security ID: 427825104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jay H. Shah | Management | For | For |
1b | Elect Director Thomas J. Hutchison, III | Management | For | For |
1c | Elect Director Donald J. Landry | Management | For | For |
1d | Elect Director Michael A. Leven | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
HIGHWOODS PROPERTIES, INC. Meeting Date: MAY 30, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: HIW Security ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Anderson | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director Mark F. Mulhern | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HILL-ROM HOLDINGS, INC. Meeting Date: MAR 07, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: HRC Security ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director William G. Dempsey | Management | For | For |
1.3 | Elect Director James R. Giertz | Management | For | For |
1.4 | Elect Director Charles E. Golden | Management | For | For |
1.5 | Elect Director John J. Greisch | Management | For | For |
1.6 | Elect Director William H. Kucheman | Management | For | For |
1.7 | Elect Director Ronald A. Malone | Management | For | For |
1.8 | Elect Director Eduardo R. Menasce | Management | For | For |
1.9 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOME BANCSHARES, INC. Meeting Date: APR 17, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: HOMB Security ID: 436893200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Allison | Management | For | For |
1.2 | Elect Director C. Randall Sims | Management | For | For |
1.3 | Elect Director Randy E. Mayor | Management | For | For |
1.4 | Elect Director Milburn Adams | Management | For | For |
1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
1.6 | Elect Director Richard H. Ashley | Management | For | For |
1.7 | Elect Director Dale A. Bruns | Management | For | For |
1.8 | Elect Director Richard A. Buckheim | Management | For | For |
1.9 | Elect Director Jack E. Engelkes | Management | For | For |
1.10 | Elect Director James G. Hinkle | Management | For | For |
1.11 | Elect Director Alex R. Lieblong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HORNBECK OFFSHORE SERVICES, INC. Meeting Date: JUN 19, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: HOS Security ID: 440543106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Hornbeck | Management | For | For |
1.2 | Elect Director Patricia B. Melcher | Management | For | For |
1.3 | Elect Director Nicholas L. Swyka, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HORSEHEAD HOLDING CORP. Meeting Date: MAY 06, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: ZINC Security ID: 440694305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Shilling | Management | For | For |
1.2 | Elect Director John C. van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUGOTON ROYALTY TRUST Meeting Date: MAY 23, 2014 Record Date: MAR 27, 2014 Meeting Type: SPECIAL | ||||
Ticker: HGT Security ID: 444717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Southwest Bank as Successor Trustee | Management | For | For |
2 | Amend Indenture Regarding Ministerial Items | Management | For | For |
3 | Amend Indenture Regarding Direct Registration System | Management | For | For |
4 | Amend Indenture Regarding Asset Sales | Management | For | Against |
5 | Amend Indenture Regarding Electronic Voting | Management | For | For |
6 | Amend Indenture Regarding Investments | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
INFINITY PROPERTY AND CASUALTY CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: IPCC Security ID: 45665Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela Brock-Kyle | Management | For | For |
1.2 | Elect Director Teresa A. Canida | Management | For | For |
1.3 | Elect Director Jorge G. Castro | Management | For | For |
1.4 | Elect Director James R. Gober | Management | For | For |
1.5 | Elect Director Harold E. Layman | Management | For | For |
1.6 | Elect Director E. Robert Meaney | Management | For | For |
1.7 | Elect Director Drayton Nabers, Jr. | Management | For | For |
1.8 | Elect Director William Stancil Starnes | Management | For | For |
1.9 | Elect Director Samuel J. Weinhoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INGRAM MICRO INC. Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: IM Security ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard I. Atkins | Management | For | For |
1.2 | Elect Director Leslie Stone Heisz | Management | For | For |
1.3 | Elect Director John R. Ingram | Management | For | For |
1.4 | Elect Director Dale R. Laurance | Management | For | For |
1.5 | Elect Director Linda Fayne Levinson | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director Alain Monie | Management | For | For |
1.8 | Elect Director Wade Oosterman | Management | For | For |
1.9 | Elect Director Joe B. Wyatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INNOPHOS HOLDINGS, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: IPHS Security ID: 45774N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | For |
1.2 | Elect Director Amado Cavazos | Management | For | For |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | For |
1.6 | Elect Director John Steitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: IART Security ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Arduini | Management | For | For |
1.2 | Elect Director Keith Bradley | Management | For | For |
1.3 | Elect Director Richard E. Caruso | Management | For | For |
1.4 | Elect Director Stuart M. Essig | Management | For | For |
1.5 | Elect Director Barbara B. Hill | Management | For | For |
1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
1.8 | Elect Director Raymond G. Murphy | Management | For | For |
1.9 | Elect Director Christian S. Schade | Management | For | For |
1.10 | Elect Director James M. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERSIL CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ISIL Security ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Necip Sayiner | Management | For | For |
1b | Elect Director Donald Macleod | Management | For | For |
1c | Elect Director Robert W. Conn | Management | For | For |
1d | Elect Director James V. Diller | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Gregory Lang | Management | For | For |
1g | Elect Director Jan Peeters | Management | For | For |
1h | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ITRON, INC. Meeting Date: MAY 01, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: ITRI Security ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Eliassen | Management | For | For |
1.2 | Elect Director Gary E. Pruitt | Management | For | For |
1.3 | Elect Director Michael V. Pulli | Management | For | For |
1.4 | Elect Director Charles H. Gaylord, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
J & J SNACK FOODS CORP. Meeting Date: FEB 18, 2014 Record Date: DEC 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: JJSF Security ID: 466032109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vincent Melchiorre | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JAZZ PHARMACEUTICALS PLC Meeting Date: AUG 01, 2013 Record Date: JUN 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: JAZZ Security ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director Patrick G. Enright | Management | For | For |
1.3 | Elect Director Seamus Mulligan | Management | For | For |
1.4 | Elect Director Norbert G. Riedel | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JETBLUE AIRWAYS CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: JBLU Security ID: 477143101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David Barger | Management | For | For |
1b | Elect Director Jens Bischof | Management | For | For |
1c | Elect Director Peter Boneparth | Management | For | For |
1d | Elect Director David Checketts | Management | For | For |
1e | Elect Director Virginia Gambale | Management | For | For |
1f | Elect Director Stephan Gemkow | Management | For | For |
1g | Elect Director Ellen Jewett | Management | For | For |
1h | Elect Director Stanley McChrystal | Management | For | For |
1i | Elect Director Joel Peterson | Management | For | For |
1j | Elect Director Ann Rhoades | Management | For | For |
1k | Elect Director Frank Sica | Management | For | For |
1l | Elect Director Thomas Winkelmann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
JONES ENERGY, INC. Meeting Date: MAY 22, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: JONE Security ID: 48019R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonny Jones | Management | For | For |
1.2 | Elect Director Howard I. Hoffen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOURNAL COMMUNICATIONS, INC. Meeting Date: MAY 06, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: JRN Security ID: 481130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Smith | Management | For | For |
1.2 | Elect Director Mary Ellen Stanek | Management | For | For |
1.3 | Elect Director Owen J. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KADANT INC. Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: KAI Security ID: 48282T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Albertine | Management | For | For |
1.2 | Elect Director Thomas C. Leonard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
KAMAN CORPORATION Meeting Date: APR 16, 2014 Record Date: FEB 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: KAMN Security ID: 483548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Barents | Management | For | For |
1.2 | Elect Director George E. Minnich | Management | For | For |
1.3 | Elect Director Thomas W. Rabaut | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KAPSTONE PAPER AND PACKAGING CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: KS Security ID: 48562P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Chapman | Management | For | For |
1.2 | Elect Director Ronald J. Gidwitz | Management | For | For |
1.3 | Elect Director Matthew Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
KENNAMETAL INC. Meeting Date: OCT 22, 2013 Record Date: AUG 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: KMT Security ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director William J. Harvey | Management | For | For |
1.3 | Elect Director Cindy L. Davis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
KFORCE INC. Meeting Date: APR 10, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: KFRC Security ID: 493732101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Allred | Management | For | For |
1.2 | Elect Director Richard M. Cocchiaro | Management | For | For |
1.3 | Elect Director A. Gordon Tunstall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KRONOS WORLDWIDE, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: KRO Security ID: 50105F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Coogan | Management | For | For |
1.2 | Elect Director Loretta J. Feehan | Management | For | For |
1.3 | Elect Director Cecil H. Moore, Jr. | Management | For | For |
1.4 | Elect Director Bobby D. O'Brien | Management | For | For |
1.5 | Elect Director Thomas P. Stafford | Management | For | For |
1.6 | Elect Director R. Gerald Turner | Management | For | For |
1.7 | Elect Director Steven L. Watson | Management | For | For |
1.8 | Elect Director C. Kern Wildenthal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAKELAND FINANCIAL CORPORATION Meeting Date: APR 08, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: LKFN Security ID: 511656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake W. Augsburger | Management | For | For |
1.2 | Elect Director Robert E. Bartels, Jr. | Management | For | For |
1.3 | Elect Director Thomas A. Hiatt | Management | For | For |
1.4 | Elect Director Michael L. Kubacki | Management | For | For |
1.5 | Elect Director Charles E. Niemier | Management | For | For |
1.6 | Elect Director Steven D. Ross | Management | For | For |
1.7 | Elect Director Brian J. Smith | Management | For | For |
1.8 | Elect Director Bradley J. Toothaker | Management | For | For |
1.9 | Elect Director Ronald D. Truex | Management | For | For |
1.10 | Elect Director M. Scott Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LASALLE HOTEL PROPERTIES Meeting Date: MAY 07, 2014 Record Date: FEB 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: LHO Security ID: 517942108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Barnello | Management | For | For |
1.2 | Elect Director Donald A. Washburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
LIBBEY INC. Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: LBY Security ID: 529898108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Foley | Management | For | For |
1.2 | Elect Director Theo Killion | Management | For | For |
1.3 | Elect Director Deborah G. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIN MEDIA LLC Meeting Date: MAY 06, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: LIN Security ID: 532771102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Brodsky | Management | For | For |
1.2 | Elect Director Douglas W. McCormick | Management | For | For |
1.3 | Elect Director Michael A. Pausic | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIN TV CORP. Meeting Date: JUL 30, 2013 Record Date: JUN 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: LIN Security ID: 532774106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
LSB INDUSTRIES, INC. Meeting Date: JUN 05, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LXU Security ID: 502160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Greenwell | Management | For | For |
1.2 | Elect Director Robert H. Henry | Management | For | For |
1.3 | Elect Director William F. Murdy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
M.D.C. HOLDINGS, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDC Security ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David D. Mandarich | Management | For | For |
1.2 | Elect Director Paris G. Reece, III | Management | For | For |
1.3 | Elect Director David Siegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MACK-CALI REALTY CORPORATION Meeting Date: MAY 12, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CLI Security ID: 554489104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nathan Gantcher | Management | For | For |
1.2 | Elect Director David S. Mack | Management | For | For |
1.3 | Elect Director William L. Mack | Management | For | For |
1.4 | Elect Director Alan G. Philibosian | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MANNING & NAPIER, INC. Meeting Date: JUN 18, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MN Security ID: 56382Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Manning | Management | For | For |
1.2 | Elect Director Patrick Cunningham | Management | For | For |
1.3 | Elect Director Richard Goldberg | Management | For | For |
1.4 | Elect Director Barbara Goodstein | Management | For | For |
1.5 | Elect Director Richard M. Hurwitz | Management | For | Withhold |
1.6 | Elect Director Edward J. Pettinella | Management | For | For |
1.7 | Elect Director Robert M. Zak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MARINEMAX, INC. Meeting Date: FEB 26, 2014 Record Date: JAN 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: HZO Security ID: 567908108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frances L. Allen | Management | For | For |
1b | Elect Director Michael H. McLamb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARTEN TRANSPORT, LTD. Meeting Date: MAY 06, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRTN Security ID: 573075108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randolph L. Marten | Management | For | For |
1.2 | Elect Director Larry B. Hagness | Management | For | For |
1.3 | Elect Director Thomas J. Winkel | Management | For | For |
1.4 | Elect Director Jerry M. Bauer | Management | For | For |
1.5 | Elect Director Robert L. Demorest | Management | For | For |
1.6 | Elect Director G. Larry Owens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
MB FINANCIAL, INC. Meeting Date: FEB 26, 2014 Record Date: JAN 13, 2014 Meeting Type: SPECIAL | ||||
Ticker: MBFI Security ID: 55264U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
MB FINANCIAL, INC. Meeting Date: MAY 28, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: MBFI Security ID: 55264U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Bolger | Management | For | For |
1b | Elect Director Mitchell Feiger | Management | For | For |
1c | Elect Director Charles J. Gries | Management | For | For |
1d | Elect Director James N. Hallene | Management | For | For |
1e | Elect Director Thomas H. Harvey | Management | For | For |
1f | Elect Director Richard J. Holmstrom | Management | For | For |
1g | Elect Director Karen J. May | Management | For | For |
1h | Elect Director Ronald D. Santo | Management | For | For |
1i | Elect Director Renee Togher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MCDERMOTT INTERNATIONAL, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDR Security ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director David Dickson | Management | For | For |
1.4 | Elect Director Stephen G. Hanks | Management | For | For |
1.5 | Elect Director Gary P. Luquette | Management | For | For |
1.6 | Elect Director William H. Schumann, III | Management | For | For |
1.7 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MEDASSETS, INC. Meeting Date: JUN 12, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDAS Security ID: 584045108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rand A. Ballard | Management | For | Withhold |
1.2 | Elect Director Vernon R. Loucks, Jr. | Management | For | Withhold |
1.3 | Elect Director R. Halsey Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIA GENERAL, INC. Meeting Date: NOV 07, 2013 Record Date: SEP 05, 2013 Meeting Type: SPECIAL | ||||
Ticker: MEG Security ID: 584404107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Voting Rights for Reclassification Only to Class B Common Stock | Management | For | For |
3 | Approve One Stockholder may be Issued Non-voting Common Stock in Reclassification | Management | For | For |
MEDIA GENERAL, INC. Meeting Date: APR 24, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MEG Security ID: 584404107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Stewart Bryan, III | Management | For | For |
1.2 | Elect Director Diana F. Cantor | Management | For | For |
1.3 | Elect Director H.C. Charles Diao | Management | For | For |
1.4 | Elect Director Dennis J. FitzSimons | Management | For | For |
1.5 | Elect Director Soohyung Kim | Management | For | For |
1.6 | Elect Director George L. Mahoney | Management | For | For |
1.7 | Elect Director Marshall N. Morton | Management | For | For |
1.8 | Elect Director Wyndham Robertson | Management | For | For |
1.9 | Elect Director Howard L. Schrott | Management | For | For |
1.10 | Elect Director Kevin T. Shea | Management | For | Withhold |
1.11 | Elect Director Thomas J. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDICAL PROPERTIES TRUST, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: MPW Security ID: 58463J304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward K. Aldag, Jr. | Management | For | For |
1.2 | Elect Director G. Steven Dawson | Management | For | For |
1.3 | Elect Director R. Steven Hamner | Management | For | For |
1.4 | Elect Director Robert E. Holmes | Management | For | Withhold |
1.5 | Elect Director Sherry A. Kellett | Management | For | Withhold |
1.6 | Elect Director William G. McKenzie | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MENTOR GRAPHICS CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: MENT Security ID: 587200106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith L. Barnes | Management | For | For |
1.2 | Elect Director Peter Bonfield | Management | For | For |
1.3 | Elect Director Gregory K. Hinckley | Management | For | For |
1.4 | Elect Director J. Daniel McCranie | Management | For | For |
1.5 | Elect Director Patrick B. McManus | Management | For | For |
1.6 | Elect Director Walden C. Rhines | Management | For | For |
1.7 | Elect Director David S. Schechter | Management | For | For |
1.8 | Elect Director Jeffrey M. Stafeil | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Bundled Compensation Plans | Management | For | For |
6 | Ratify Auditors | Management | For | For |
MFA FINANCIAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: MFA Security ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen R. Blank | Management | For | For |
1b | Elect Director William S. Gorin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MGIC INVESTMENT CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MTG Security ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
1.2 | Elect Director Cassandra C. Carr | Management | For | For |
1.3 | Elect Director C. Edward Chaplin | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Timothy A. Holt | Management | For | For |
1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.7 | Elect Director Michael E. Lehman | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Gary A. Poliner | Management | For | For |
1.10 | Elect Director Mark M. Zandi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MINERALS TECHNOLOGIES INC. Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: MTX Security ID: 603158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Duane R. Dunham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MKS INSTRUMENTS, INC. Meeting Date: MAY 05, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: MKSI Security ID: 55306N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Bertucci | Management | For | For |
1.2 | Elect Director Robert R. Anderson | Management | For | For |
1.3 | Elect Director Gregory R. Beecher | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MONEYGRAM INTERNATIONAL, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MGI Security ID: 60935Y208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Coley Clark | Management | For | For |
1.2 | Elect Director Victor W. Dahir | Management | For | For |
1.3 | Elect Director Antonio O. Garza | Management | For | For |
1.4 | Elect Director Thomas M. Hagerty | Management | For | Against |
1.5 | Elect Director Seth W. Lawry | Management | For | Against |
1.6 | Elect Director Pamela H. Patsley | Management | For | For |
1.7 | Elect Director Ganesh B. Rao | Management | For | For |
1.8 | Elect Director W. Bruce Turner | Management | For | For |
1.9 | Elect Director Peggy Vaughan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MOVADO GROUP, INC. Meeting Date: JUN 19, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: MOV Security ID: 624580106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret Hayes Adame | Management | For | For |
1.2 | Elect Director Peter A. Bridgman | Management | For | For |
1.3 | Elect Director Richard Cote | Management | For | For |
1.4 | Elect Director Alex Grinberg | Management | For | For |
1.5 | Elect Director Efraim Grinberg | Management | For | For |
1.6 | Elect Director Alan H. Howard | Management | For | For |
1.7 | Elect Director Richard Isserman | Management | For | For |
1.8 | Elect Director Nathan Leventhal | Management | For | For |
1.9 | Elect Director Maurice Reznik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MUELLER WATER PRODUCTS, INC. Meeting Date: JAN 29, 2014 Record Date: DEC 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: MWA Security ID: 624758108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shirley C. Franklin | Management | For | For |
1.2 | Elect Director Thomas J. Hansen | Management | For | For |
1.3 | Elect Director Gregory E. Hyland | Management | For | For |
1.4 | Elect Director Jerry W. Kolb | Management | For | For |
1.5 | Elect Director Joseph B. Leonard | Management | For | For |
1.6 | Elect Director Mark J. O'Brien | Management | For | For |
1.7 | Elect Director Bernard G. Rethore | Management | For | For |
1.8 | Elect Director Neil A. Springer | Management | For | For |
1.9 | Elect Director Lydia W. Thomas | Management | For | For |
1.10 | Elect Director Michael T. Tokarz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MULTI-COLOR CORPORATION Meeting Date: AUG 21, 2013 Record Date: JUL 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: LABL Security ID: 625383104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ari J. Benacerraf | Management | For | For |
1.2 | Elect Director Robert R. Buck | Management | For | For |
1.3 | Elect Director Charles B. Connolly | Management | For | For |
1.4 | Elect Director Lorrence T. Kellar | Management | For | For |
1.5 | Elect Director Roger A. Keller | Management | For | For |
1.6 | Elect Director Thomas M. Mohr | Management | For | For |
1.7 | Elect Director Simon T. Roberts | Management | For | For |
1.8 | Elect Director Nigel A. Vinecombe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NANOMETRICS INCORPORATED Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: NANO Security ID: 630077105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director Stephen G. Newberry | Management | For | For |
1.4 | Elect Director Bruce C. Rhine | Management | For | For |
1.5 | Elect Director Timothy J. Stultz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NATIONAL BANKSHARES, INC. Meeting Date: APR 08, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: NKSH Security ID: 634865109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Green, III | Management | For | For |
1.2 | Elect Director William A. Peery | Management | For | For |
1.3 | Elect Director James M. Shuler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NATIONAL HEALTHCARE CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: NHC Security ID: 635906100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Andrew Adams | Management | For | For |
1.2 | Elect Director Ernest G. Burgess, III | Management | For | Against |
1.3 | Elect Director Emil E. Hassan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEW RESIDENTIAL INVESTMENT CORP. Meeting Date: MAY 28, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: NRZ Security ID: 64828T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Tyson | Management | For | For |
1.2 | Elect Director David Saltzman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NORDIC AMERICAN TANKERS LTD. Meeting Date: JUN 17, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: NAT Security ID: G65773106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbjorn Hansson | Management | For | For |
1b | Elect Director Andreas Ove Ugland | Management | For | For |
1c | Elect Director Jim Kelly | Management | For | For |
1d | Elect Director Jan Erik Langangen | Management | For | For |
1e | Elect Director Richard H. K. Vietor | Management | For | For |
1f | Elect Director James L. Gibbons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Reduction of Share Premium Account | Management | For | For |
NORTHWEST PIPE COMPANY Meeting Date: MAY 29, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: NWPX Security ID: 667746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne B. Kingsley | Management | For | For |
1.2 | Elect Director Scott J. Montross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORTHWESTERN CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: NWE Security ID: 668074305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Denton Louis Peoples | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OFFICE DEPOT, INC. Meeting Date: JUL 10, 2013 Record Date: MAY 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: ODP Security ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
OFFICEMAX INCORPORATED Meeting Date: JUL 10, 2013 Record Date: MAY 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: OMX Security ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
OFG BANCORP Meeting Date: APR 23, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: OFG Security ID: 67103X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan C. Aguayo | Management | For | For |
1.2 | Elect Director Rafael F. Martinez | Management | For | For |
1.3 | Elect Director Francisco Arrivi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORBITZ WORLDWIDE, INC. Meeting Date: JUN 10, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: OWW Security ID: 68557K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Britton | Management | For | For |
1.2 | Elect Director Brad Gerstner | Management | For | For |
1.3 | Elect Director Kris Leslie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ORIENT-EXPRESS HOTELS LTD. Meeting Date: JUN 30, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: OEH Security ID: G67743107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Harsha V. Agadi as Director | Management | For | Withhold |
1.2 | Elect John D. Campbell as Director | Management | For | Withhold |
1.3 | Elect Roland A. Hernandez as Director | Management | For | Withhold |
1.4 | Elect Mitchell C. Hochberg as Director | Management | For | Withhold |
1.5 | Elect Ruth A. Kennedy as Director | Management | For | Withhold |
1.6 | Elect Prudence M. Leith as Director | Management | For | Withhold |
1.7 | Elect John M. Scott III as Director | Management | For | Withhold |
1.8 | Elect H. Roeland Vos as Director | Management | For | For |
2 | Change Company Name to Belmond Ltd | Management | For | For |
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ORITANI FINANCIAL CORP. Meeting Date: NOV 26, 2013 Record Date: OCT 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: ORIT Security ID: 68633D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Antonaccio | Management | For | For |
1.2 | Elect Director Kevin J. Lynch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ORTHOFIX INTERNATIONAL N.V. Meeting Date: JUN 19, 2014 Record Date: MAY 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: OFIX Security ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Hinrichs | Management | For | For |
1.2 | Elect Director Guy J. Jordan | Management | For | For |
1.3 | Elect Director Anthony F. Martin | Management | For | For |
1.4 | Elect Director Bradley R. Mason | Management | For | For |
1.5 | Elect Director Ronald A. Matricaria | Management | For | For |
1.6 | Elect Director Kathleen T. Regan | Management | For | For |
1.7 | Elect Director Maria Sainz | Management | For | For |
1.8 | Elect Director Davey S. Scoon | Management | For | Withhold |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACIFIC CONTINENTAL CORPORATION Meeting Date: APR 28, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCBK Security ID: 69412V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ballin | Management | For | For |
1.2 | Elect Director Hal M. Brown | Management | For | For |
1.3 | Elect Director Michael E. Heijer | Management | For | For |
1.4 | Elect Director Michael D. Holzgang | Management | For | For |
1.5 | Elect Director Judith A. Johansen | Management | For | For |
1.6 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
1.7 | Elect Director Donald G. Montgomery | Management | For | For |
1.8 | Elect Director Jeffrey D. Pinneo | Management | For | For |
1.9 | Elect Director John H. Rickman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PARK STERLING CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: PSTB Security ID: 70086Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter C. Ayers | Management | For | For |
1.2 | Elect Director Jean E. Davis | Management | For | For |
1.3 | Elect Director Jeffrey S. Kane | Management | For | For |
1.4 | Elect Director Kim S. Price | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PBF ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: PBF Security ID: 69318G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. O'Malley | Management | For | For |
1.2 | Elect Director Spencer Abraham | Management | For | For |
1.3 | Elect Director Jefferson F. Allen | Management | For | For |
1.4 | Elect Director Martin J. Brand | Management | For | For |
1.5 | Elect Director Wayne A. Budd | Management | For | For |
1.6 | Elect Director David I. Foley | Management | For | For |
1.7 | Elect Director Dennis M. Houston | Management | For | For |
1.8 | Elect Director Edward F. Kosnik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PDC ENERGY, INC. Meeting Date: JUN 05, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PDCE Security ID: 69327R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph E. Casabona | Management | For | For |
1.2 | Elect Director David C. Parke | Management | For | For |
1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
PENNANTPARK INVESTMENT CORPORATION Meeting Date: FEB 25, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNNT Security ID: 708062104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall Brozost | Management | For | For |
1.2 | Elect Director Samuel L. Katz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENNANTPARK INVESTMENT CORPORATION Meeting Date: FEB 25, 2014 Record Date: DEC 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: PNNT Security ID: 708062104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 30, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEI Security ID: 709102107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph F. Coradino | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Rosemarie B. Greco | Management | For | For |
1.4 | Elect Director Leonard I. Korman | Management | For | For |
1.5 | Elect Director Donald F. Mazziotti | Management | For | For |
1.6 | Elect Director Mark E. Pasquerilla | Management | For | For |
1.7 | Elect Director Charles P. Pizzi | Management | For | For |
1.8 | Elect Director John J. Roberts | Management | For | For |
1.9 | Elect Director Ronald Rubin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: PMT Security ID: 70931T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Preston DuFauchard | Management | For | For |
1.2 | Elect Director Nancy McAllister | Management | For | For |
1.3 | Elect Director Stacey D. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. Meeting Date: MAY 02, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: PAG Security ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.4 | Elect Director William J. Lovejoy | Management | For | For |
1.5 | Elect Director Kimberly J. McWaters | Management | For | For |
1.6 | Elect Director Yoshimi Namba | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Greg Penske | Management | For | For |
1.10 | Elect Director Sandra E. Pierce | Management | For | For |
1.11 | Elect Director Ronald G. Steinhart | Management | For | For |
1.12 | Elect Director H. Brian Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
PHARMERICA CORPORATION Meeting Date: JUN 17, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: PMC Security ID: 71714F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Weishar | Management | For | For |
1.2 | Elect Director W. Robert Dahl, Jr. | Management | For | For |
1.3 | Elect Director Frank E. Collins | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Marjorie W. Dorr | Management | For | For |
1.6 | Elect Director Thomas P. Gerrity | Management | For | For |
1.7 | Elect Director Robert A. Oakley | Management | For | For |
1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.9 | Elect Director Patrick G. LePore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHH CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PHH Security ID: 693320202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane D. Carlin | Management | For | For |
1.2 | Elect Director James O. Egan | Management | For | For |
1.3 | Elect Director Thomas P. Gibbons | Management | For | For |
1.4 | Elect Director Allan Z. Loren | Management | For | For |
1.5 | Elect Director Glen A. Messina | Management | For | For |
1.6 | Elect Director Gregory J. Parseghian | Management | For | For |
1.7 | Elect Director Charles P. Pizzi | Management | For | For |
1.8 | Elect Director Deborah M. Reif | Management | For | For |
1.9 | Elect Director Carroll R. Wetzel, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS, LTD. Meeting Date: APR 22, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: PTP Security ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
1.2 | Elect A. John Hass as Director | Management | For | For |
1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Linda E. Ransom as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG as Auditors | Management | For | For |
POLYCOM, INC. Meeting Date: JUN 09, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: PLCM Security ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Leav | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director Martha H. Bejar | Management | For | For |
1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
POPULAR, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BPOP Security ID: 733174700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maria Luisa Ferre | Management | For | For |
1b | Elect Director C. Kim Goodwin | Management | For | For |
1c | Elect Director William J. Teuber, Jr. | Management | For | For |
1d | Elect Director John W. Diercksen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PORTLAND GENERAL ELECTRIC COMPANY Meeting Date: MAY 07, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: POR Security ID: 736508847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director Jack E. Davis | Management | For | For |
1.4 | Elect Director David A. Dietzler | Management | For | For |
1.5 | Elect Director Kirby A. Dyess | Management | For | For |
1.6 | Elect Director Mark B. Ganz | Management | For | For |
1.7 | Elect Director Kathryn J. Jackson | Management | For | For |
1.8 | Elect Director Neil J. Nelson | Management | For | For |
1.9 | Elect Director M. Lee Pelton | Management | For | For |
1.10 | Elect Director James J. Piro | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PRIVATEBANCORP, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PVTB Security ID: 742962103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Coleman | Management | For | For |
1.2 | Elect Director James M. Guyette | Management | For | For |
1.3 | Elect Director Ralph B. Mandell | Management | For | For |
1.4 | Elect Director Cheryl Mayberry McKissack | Management | For | For |
1.5 | Elect Director Edward W. Rabin | Management | For | For |
1.6 | Elect Director Larry D. Richman | Management | For | For |
1.7 | Elect Director Collin E. Roche | Management | For | For |
1.8 | Elect Director William R. Rybak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
PROSPERITY BANCSHARES, INC. Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PB Security ID: 743606105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Fagan | Management | For | For |
1.2 | Elect Director William T. Luedke, IV | Management | For | For |
1.3 | Elect Director Perry Mueller, Jr. | Management | For | For |
1.4 | Elect Director Harrison Stafford, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PROVIDENT FINANCIAL SERVICES, INC. Meeting Date: APR 24, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFS Security ID: 74386T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura L. Brooks | Management | For | For |
1.2 | Elect Director Terence Gallagher | Management | For | For |
1.3 | Elect Director Carlos Hernandez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
QUANEX BUILDING PRODUCTS CORPORATION Meeting Date: FEB 27, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: NX Security ID: 747619104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan F. Davis | Management | For | For |
1.2 | Elect Director Curtis M. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
RADIAN GROUP INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: RDN Security ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director David C. Carney | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Lisa W. Hess | Management | For | For |
1e | Elect Director Stephen T. Hopkins | Management | For | For |
1f | Elect Director Sanford A. Ibrahim | Management | For | For |
1g | Elect Director Brian D. Montgomery | Management | For | For |
1h | Elect Director Gaetano Muzio | Management | For | For |
1i | Elect Director Jan Nicholson | Management | For | For |
1j | Elect Director Gregory V. Serio | Management | For | For |
1k | Elect Director Noel J. Spiegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
RITE AID CORPORATION Meeting Date: JUN 19, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: RAD Security ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director David R. Jessick | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Myrtle S. Potter | Management | For | For |
1g | Elect Director Michael N. Regan | Management | For | For |
1h | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
RIVERBED TECHNOLOGY, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: RVBD Security ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Lewis | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
RLJ LODGING TRUST Meeting Date: MAY 02, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: RLJ Security ID: 74965L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Johnson | Management | For | For |
1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.3 | Elect Director Evan Bayh | Management | For | For |
1.4 | Elect Director Nathaniel A. Davis | Management | For | For |
1.5 | Elect Director Robert M. La Forgia | Management | For | For |
1.6 | Elect Director Glenda G. McNeal | Management | For | For |
1.7 | Elect Director Joseph Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROUSE PROPERTIES, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: RSE Security ID: 779287101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Blidner | Management | For | For |
1.2 | Elect Director Richard Clark | Management | For | For |
1.3 | Elect Director Christopher Haley | Management | For | For |
1.4 | Elect Director Michael Hegarty | Management | For | For |
1.5 | Elect Director Brian Kingston | Management | For | For |
1.6 | Elect Director David Kruth | Management | For | For |
1.7 | Elect Director Michael Mullen | Management | For | For |
1.8 | Elect Director Andrew Silberfein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ROVI CORPORATION Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: ROVI Security ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Carson | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
RUE21, INC. Meeting Date: SEP 19, 2013 Record Date: AUG 05, 2013 Meeting Type: SPECIAL | ||||
Ticker: RUE Security ID: 781295100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
SCIENTIFIC GAMES CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: SGMS Security ID: 80874P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald O. Perelman | Management | For | For |
1.2 | Elect Director David L. Kennedy | Management | For | For |
1.3 | Elect Director Peter A. Cohen | Management | For | Withhold |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director Paul M. Meister | Management | For | Withhold |
1.6 | Elect Director Debra G. Perelman | Management | For | For |
1.7 | Elect Director Michael J. Regan | Management | For | For |
1.8 | Elect Director Barry F. Schwartz | Management | For | Withhold |
1.9 | Elect Director Frances F. Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SCORPIO TANKERS INC Meeting Date: MAY 29, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: STNG Security ID: Y7542C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emanuele A. Lauro | Management | For | For |
1.2 | Elect Director Ademaro Lanzara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
SEMTECH CORPORATION Meeting Date: JUN 26, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: SMTC Security ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SENSIENT TECHNOLOGIES CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 28, 2014 Meeting Type: PROXY CONTEST | ||||
Ticker: SXT Security ID: 81725T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Hank Brown | Management | For | Withhold |
1.2 | Elect Director Edward H. Cichurski | Management | For | Withhold |
1.3 | Elect Director Fergus M. Clydesdale | Management | For | Withhold |
1.4 | Elect Director James A. D. Croft | Management | For | Withhold |
1.5 | Elect Director William V. Hickey | Management | For | Withhold |
1.6 | Elect Director Kenneth P. Manning | Management | For | Withhold |
1.7 | Elect Director Paul Manning | Management | For | Withhold |
1.8 | Elect Director Elaine R. Wedral | Management | For | Withhold |
1.9 | Elect Director Essie Whitelaw | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director James R. Henderson | Shareholder | For | Did Not Vote |
1.2 | Elect Director James E. Hyman | Shareholder | For | Did Not Vote |
1.3 | Elect Director Stephen E. Loukas | Shareholder | For | Did Not Vote |
1.4 | Elect Director William E. Redmond, Jr. | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Hank Brown | Shareholder | None | Did Not Vote |
1.6 | Management Nominee - Edward H. Cichurski | Shareholder | None | Did Not Vote |
1.7 | Management Nominee - Fergus M. Clydesdale | Shareholder | None | Did Not Vote |
1.8 | Management Nominee - Paul Manning | Shareholder | None | Did Not Vote |
1.9 | Management Nominee - Elaine R. Wedral | Shareholder | None | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
3 | Amend Executive Incentive Bonus Plan | Management | None | Did Not Vote |
4 | Ratify Auditors | Management | None | Did Not Vote |
SHUTTERFLY, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: SFLY Security ID: 82568P304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip A. Marineau | Management | For | For |
1b | Elect Director Brian T. Swette | Management | For | For |
1c | Elect Director Ann Mather | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SIGNATURE BANK Meeting Date: APR 24, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: SBNY Security ID: 82669G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Alfred B. DelBello | Management | For | For |
1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SNYDER'S-LANCE, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: LNCE Security ID: 833551104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Peter Carlucci, Jr. | Management | For | Withhold |
1.2 | Elect Director James W. Johnston | Management | For | For |
1.3 | Elect Director W. J. Prezzano | Management | For | For |
1.4 | Elect Director Patricia A. Warehime | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Change Range for Size of the Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SOLAR CAPITAL LTD. Meeting Date: MAY 06, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: SLRC Security ID: 83413U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Spohler | Management | For | For |
1.2 | Elect Director Steven Hochberg | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
SOTHEBY'S Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: PROXY CONTEST | ||||
Ticker: BID Security ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Green Card) | ||||
1.1 | Elect Director John M. Angelo | Management | For | Did Not Vote |
1.2 | Elect Director Jessica M. Bibliowicz | Management | For | Did Not Vote |
1.3 | Elect Director Kevin C. Conroy | Management | For | Did Not Vote |
1.4 | Elect Director Domenico De Sole | Management | For | Did Not Vote |
1.5 | Elect Director The Duke of Devonshire | Management | For | Did Not Vote |
1.6 | Elect Director Daniel Meyer | Management | For | Did Not Vote |
1.7 | Elect Director Allen Questrom | Management | For | Did Not Vote |
1.8 | Elect Director William F. Ruprecht | Management | For | Did Not Vote |
1.9 | Elect Director Marsha E. Simms | Management | For | Did Not Vote |
1.10 | Elect Director Robert S. Taubman | Management | For | Did Not Vote |
1.11 | Elect Director Diana L. Taylor | Management | For | Did Not Vote |
1.12 | Elect Director Dennis M. Weibling | Management | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1.1 | Elect Director Daniel S. Loeb | Shareholder | For | For |
1.2 | Elect Director Harry J. Wilson | Shareholder | For | Withhold |
1.3 | Elect Director Olivier Reza | Shareholder | For | For |
1.4 | Management Nominee - John M. Angelo | Shareholder | For | For |
1.5 | Management Nominee - Kevin C. Conroy | Shareholder | For | For |
1.6 | Management Nominee - Domenico De Sole | Shareholder | For | For |
1.7 | Management Nominee - The Duke of Devonshire | Shareholder | For | For |
1.8 | Management Nominee - Allen Questrom | Shareholder | For | For |
1.9 | Management Nominee - William F. Ruprecht | Shareholder | For | For |
1.10 | Management Nominee - Marsha E. Simms | Shareholder | For | For |
1.11 | Management Nominee - Diana L. Taylor | Shareholder | For | For |
1.12 | Management Nominee - Dennis M. Weibling | Shareholder | For | For |
2 | Ratify Auditors | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
SOTHEBY'S Meeting Date: MAY 29, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: BID Security ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Angelo | Management | For | For |
1.2 | Elect Director Jessica M. Bibliowicz | Management | For | For |
1.3 | Elect Director Kevin C. Conroy | Management | For | For |
1.4 | Elect Director Domenico De Sole | Management | For | For |
1.5 | Elect Director The Duke Of Devonshire | Management | For | For |
1.6 | Elect Director Daniel S. Loeb | Management | For | For |
1.7 | Elect Director Daniel Meyer | Management | For | For |
1.8 | Elect Director Allen Questrom | Management | For | For |
1.9 | Elect Director Olivier Reza | Management | For | For |
1.10 | Elect Director William F. Ruprecht | Management | For | For |
1.11 | Elect Director Marsha E. Simms | Management | For | For |
1.12 | Elect Director Robert S. Taubman | Management | For | For |
1.13 | Elect Director Diana L. Taylor | Management | For | For |
1.14 | Elect Director Dennis M. Weibling | Management | For | For |
1.15 | Elect Director Harry J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTH JERSEY INDUSTRIES, INC. Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SJI Security ID: 838518108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah M. Barpoulis | Management | For | For |
1.2 | Elect Director Thomas A. Bracken | Management | For | For |
1.3 | Elect Director Keith S. Campbell | Management | For | For |
1.4 | Elect Director Sheila Hartnett-Devlin | Management | For | For |
1.5 | Elect Director Victor A. Fortkiewicz | Management | For | For |
1.6 | Elect Director Edward J. Graham | Management | For | For |
1.7 | Elect Director Walter M. Higgins, III | Management | For | For |
1.8 | Elect Director Sunita Holzer | Management | For | For |
1.9 | Elect Director Joseph H. Petrowski | Management | For | For |
1.10 | Elect Director Michael J. Renna | Management | For | For |
1.11 | Elect Director Frank L. Sims | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles | Management | For | Against |
SPANSION INC. Meeting Date: MAY 16, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CODE Security ID: 84649R200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Barnes | Management | For | For |
1.2 | Elect Director William E. Mitchell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SPECTRUM BRANDS HOLDINGS, INC. Meeting Date: JAN 28, 2014 Record Date: DEC 16, 2013 Meeting Type: ANNUAL | ||||
Ticker: SPB Security ID: 84763R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.2 | Elect Director Eugene I. Davis | Management | For | For |
1.3 | Elect Director David R. Lumley | Management | For | Withhold |
1.4 | Elect Director Omar M. Asali | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
STEINER LEISURE LIMITED Meeting Date: JUN 11, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: STNR Security ID: P8744Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard I. Fluxman | Management | For | For |
1.2 | Elect Director Michele Steiner Warshaw | Management | For | For |
1.3 | Elect Director Steven J. Preston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STIFEL FINANCIAL CORP. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SF Security ID: 860630102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Beda | Management | For | For |
1.2 | Elect Director Fredrick O. Hanser | Management | For | For |
1.3 | Elect Director Ronald J. Kruszewski | Management | For | For |
1.4 | Elect Director Thomas P. Mulroy | Management | For | For |
1.5 | Elect Director Thomas W. Weisel | Management | For | For |
1.6 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUMMIT HOTEL PROPERTIES, INC. Meeting Date: JUN 16, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: INN Security ID: 866082100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kerry W. Boekelheide | Management | For | For |
1.2 | Elect Director Daniel P. Hansen | Management | For | For |
1.3 | Elect Director Bjorn R. L. Hanson | Management | For | For |
1.4 | Elect Director Thomas W. Storey | Management | For | For |
1.5 | Elect Director Wayne W. Wielgus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUN COMMUNITIES, INC. Meeting Date: JUL 23, 2013 Record Date: MAY 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: SUI Security ID: 866674104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephanie W. Bergeron | Management | For | For |
1b | Elect Director Clunet R. Lewis | Management | For | For |
1c | Elect Director Arthur A. Weiss | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: SHO Security ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John V. Arabia | Management | For | For |
1.2 | Elect Director Andrew Batinovich | Management | For | For |
1.3 | Elect Director Z. Jamie Behar | Management | For | For |
1.4 | Elect Director Kenneth E. Cruse | Management | For | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.6 | Elect Director Keith M. Locker | Management | For | For |
1.7 | Elect Director Douglas M. Pasquale | Management | For | For |
1.8 | Elect Director Keith P. Russell | Management | For | For |
1.9 | Elect Director Lewis N. Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
SYKES ENTERPRISES, INCORPORATED Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYKE Security ID: 871237103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. MacLeod | Management | For | For |
1.2 | Elect Director William D. Muir, Jr. | Management | For | For |
1.3 | Elect Director Lorraine Leigh Lutton | Management | For | For |
1.4 | Elect Director James K. Murray, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SYMETRA FINANCIAL CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYA Security ID: 87151Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Burgess | Management | For | For |
1.2 | Elect Director Robert R. Lusardi | Management | For | For |
2a | Amend Executive Incentive Bonus Plan | Management | For | For |
2b | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TCF FINANCIAL CORPORATION Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: TCB Security ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond L. Barton | Management | For | Withhold |
1.2 | Elect Director Peter Bell | Management | For | For |
1.3 | Elect Director William F. Bieber | Management | For | Withhold |
1.4 | Elect Director Theodore J. Bigos | Management | For | Withhold |
1.5 | Elect Director William A. Cooper | Management | For | For |
1.6 | Elect Director Thomas A. Cusick | Management | For | For |
1.7 | Elect Director Craig R. Dahl | Management | For | For |
1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
1.9 | Elect Director Thomas F. Jasper | Management | For | For |
1.10 | Elect Director George G. Johnson | Management | For | For |
1.11 | Elect Director Vance K. Opperman | Management | For | Withhold |
1.12 | Elect Director James M. Ramstad | Management | For | For |
1.13 | Elect Director Barry N. Winslow | Management | For | For |
1.14 | Elect Director Richard A. Zona | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TETRA TECHNOLOGIES, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: TTI Security ID: 88162F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Baldwin | Management | For | For |
1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.3 | Elect Director Stuart M. Brightman | Management | For | For |
1.4 | Elect Director Paul D. Coombs | Management | For | For |
1.5 | Elect Director Ralph S. Cunningham | Management | For | For |
1.6 | Elect Director John F. Glick | Management | For | For |
1.7 | Elect Director Kenneth P. Mitchell | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
1.9 | Elect Director Kenneth E. White, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXAS CAPITAL BANCSHARES, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: TCBI Security ID: 88224Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Keith Cargill | Management | For | For |
1.2 | Elect Director Peter B. Bartholow | Management | For | For |
1.3 | Elect Director James H. Browning | Management | For | For |
1.4 | Elect Director Preston M. Geren, III | Management | For | For |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director Larry L. Helm | Management | For | For |
1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
1.8 | Elect Director Charles S. Hyle | Management | For | For |
1.9 | Elect Director W. W. McAllister, III | Management | For | For |
1.10 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.11 | Elect Director Steven P. Rosenberg | Management | For | For |
1.12 | Elect Director Grant E. Sims | Management | For | For |
1.13 | Elect Director Robert W. Stallings | Management | For | For |
1.14 | Elect Director Dale W. Tremblay | Management | For | For |
1.15 | Elect Director Ian J. Turpin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
THE E. W. SCRIPPS COMPANY Meeting Date: MAY 05, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: SSP Security ID: 811054402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger L. Ogden | Management | For | For |
1b | Elect Director J. Marvin Quin | Management | For | For |
1c | Elect Director Kim Williams | Management | For | For |
THE HANOVER INSURANCE GROUP, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: THG Security ID: 410867105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Angelini | Management | For | For |
1.2 | Elect Director Richard H. Booth | Management | For | For |
1.3 | Elect Director Karen C. Francis | Management | For | For |
1.4 | Elect Director David J. Gallitano | Management | For | For |
1.5 | Elect Director Wendell J. Knox | Management | For | For |
1.6 | Elect Director Robert J. Murray | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Stock-for-Salary/Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
THE KEYW HOLDING CORPORATION Meeting Date: AUG 13, 2013 Record Date: JUN 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: KEYW Security ID: 493723100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah Bonanni | Management | For | For |
1.2 | Elect Director Bill Campbell | Management | For | For |
1.3 | Elect Director Pierre Chao | Management | For | For |
1.4 | Elect Director John Hannon | Management | For | For |
1.5 | Elect Director Ken Minihan | Management | For | For |
1.6 | Elect Director Art Money | Management | For | For |
1.7 | Elect Director Len Moodispaw | Management | For | Withhold |
1.8 | Elect Director Caroline Pisano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE LACLEDE GROUP, INC. Meeting Date: JAN 30, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LG Security ID: 505597104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
1.2 | Elect Director W. Stephen Maritz | Management | For | For |
1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TOWER INTERNATIONAL, INC. Meeting Date: APR 25, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: TOWR Security ID: 891826109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank E. English, Jr. | Management | For | For |
1.2 | Elect Director Jonathan Gallen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TOWN SPORTS INTERNATIONAL HOLDINGS, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: CLUB Security ID: 89214A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Giardina | Management | For | For |
1.2 | Elect Director Paul N. Arnold | Management | For | For |
1.3 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.4 | Elect Director J. Rice Edmonds | Management | For | For |
1.5 | Elect Director John H. Flood, III | Management | For | For |
1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
1.7 | Elect Director Kevin McCall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TREEHOUSE FOODS, INC. Meeting Date: APR 24, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: THS Security ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis F. O'Brien | Management | For | For |
1.2 | Elect Director Sam K. Reed | Management | For | For |
1.3 | Elect Director Ann M. Sardini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRONOX LIMITED Meeting Date: MAY 21, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: TROX Security ID: Q9235V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Casey | Management | For | For |
1.2 | Elect Director Andrew P. Hines | Management | For | For |
1.3 | Elect Director Wayne A. Hinman | Management | For | For |
1.4 | Elect Director Peter Johnston | Management | For | For |
1.5 | Elect Director Ilan Kaufthal | Management | For | For |
1.6 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRUE RELIGION APPAREL, INC. Meeting Date: JUL 29, 2013 Record Date: JUN 27, 2013 Meeting Type: SPECIAL | ||||
Ticker: TRLG Security ID: 89784N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
TTM TECHNOLOGIES, INC. Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: TTMI Security ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenton K. Alder | Management | For | For |
1.2 | Elect Director Philip G. Franklin | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TWO HARBORS INVESTMENT CORP. Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: TWO Security ID: 90187B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Spencer Abraham | Management | For | For |
1.2 | Elect Director James J. Bender | Management | For | For |
1.3 | Elect Director Mark D. Ein | Management | For | For |
1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
1.5 | Elect Director Jacques R. Rolfo | Management | For | For |
1.6 | Elect Director W. Reid Sanders | Management | For | For |
1.7 | Elect Director Thomas E. Siering | Management | For | For |
1.8 | Elect Director Brian C. Taylor | Management | For | For |
1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITED FIRE GROUP, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: UFCS Security ID: 910340108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott L. Carlton | Management | For | For |
1.2 | Elect Director Douglas M. Hultquist | Management | For | For |
1.3 | Elect Director Casey D. Mahon | Management | For | For |
1.4 | Elect Director Randy A. Ramlo | Management | For | For |
1.5 | Elect Director Susan E. Voss | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URS CORPORATION Meeting Date: MAY 29, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: URS Security ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Diane C. Creel | Management | For | For |
1b | Elect Director Mickey P. Foret | Management | For | For |
1c | Elect Director William H. Frist | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director Martin M. Koffel | Management | For | For |
1f | Elect Director Timothy R. McLevish | Management | For | For |
1g | Elect Director Joseph W. Ralston | Management | For | For |
1h | Elect Director John D. Roach | Management | For | For |
1i | Elect Director William H. Schumann, III | Management | For | For |
1j | Elect Director David N. Siegel | Management | For | For |
1k | Elect Director Douglas W. Stotlar | Management | For | For |
1l | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URSTADT BIDDLE PROPERTIES INC. Meeting Date: MAR 26, 2014 Record Date: JAN 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: UBA Security ID: 917286205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin J. Bannon | Management | For | Withhold |
1.2 | Elect Director Richard Grellier | Management | For | Withhold |
1.3 | Elect Director Charles D. Urstadt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
UTAH MEDICAL PRODUCTS, INC. Meeting Date: MAY 02, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: UTMD Security ID: 917488108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst G. Hoyer | Management | For | For |
1.2 | Elect Director James H. Beeson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VAALCO ENERGY, INC. Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: EGY Security ID: 91851C201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Guidry | Management | For | For |
1.2 | Elect Director W. Russell Scheirman | Management | For | For |
1.3 | Elect Director Frederick W. Brazelton | Management | For | For |
1.4 | Elect Director O. Donaldson Chapoton | Management | For | For |
1.5 | Elect Director James B. Jennings | Management | For | For |
1.6 | Elect Director John J. Myers, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VALIDUS HOLDINGS, LTD. Meeting Date: APR 30, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: VR Security ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
1.2 | Elect Director Matthew J. Grayson | Management | For | For |
1.3 | Elect Director Jean-Marie Nessi | Management | For | For |
1.4 | Elect Director Mandakini Puri | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers, Ltd., Hamilton, Bermuda as Independent Auditors | Management | For | For |
VALLEY NATIONAL BANCORP Meeting Date: APR 09, 2014 Record Date: FEB 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: VLY Security ID: 919794107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew B. Abramson | Management | For | For |
1b | Elect Director Peter J. Baum | Management | For | For |
1c | Elect Director Pamela R. Bronander | Management | For | For |
1d | Elect Director Peter Crocitto | Management | For | For |
1e | Elect Director Eric P. Edelstein | Management | For | For |
1f | Elect Director Alan D. Eskow | Management | For | For |
1g | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1h | Elect Director Graham O. Jones | Management | For | For |
1i | Elect Director Walter H. Jones, III | Management | For | For |
1j | Elect Director Gerald Korde | Management | For | For |
1k | Elect Director Michael L. LaRusso | Management | For | For |
1l | Elect Director Marc J. Lenner | Management | For | For |
1m | Elect Director Gerald H. Lipkin | Management | For | For |
1n | Elect Director Barnett Rukin | Management | For | For |
1o | Elect Director Suresh L. Sani | Management | For | For |
1p | Elect Director Robert C. Soldoveri | Management | For | For |
1q | Elect Director Jeffrey S. Wilks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VERA BRADLEY, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRA Security ID: 92335C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen Kaplan | Management | For | For |
1.2 | Elect Director John E. Kyees | Management | For | For |
1.3 | Elect Director Matthew McEvoy | Management | For | For |
1.4 | Elect Director Robert Wallstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERIFONE SYSTEMS, INC. Meeting Date: JUN 17, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: PAY Security ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Paul Galant | Management | For | For |
1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
1.4 | Elect Director Robert B. Henske | Management | For | For |
1.5 | Elect Director Wenda Harris Millard | Management | For | For |
1.6 | Elect Director Eitan Raff | Management | For | For |
1.7 | Elect Director Jonathan I. Schwartz | Management | For | For |
1.8 | Elect Director Jane J. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIEWPOINT FINANCIAL GROUP, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: VPFG Security ID: 92672A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Brian McCall | Management | For | For |
1.2 | Elect Director Karen H. O'Shea | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VILLAGE SUPER MARKET, INC. Meeting Date: DEC 13, 2013 Record Date: OCT 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: VLGEA Security ID: 927107409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Sumas | Management | For | Withhold |
1.2 | Elect Director Robert Sumas | Management | For | Withhold |
1.3 | Elect Director William Sumas | Management | For | Withhold |
1.4 | Elect Director John P. Sumas | Management | For | Withhold |
1.5 | Elect Director Kevin Begley | Management | For | Withhold |
1.6 | Elect Director Nicholas Sumas | Management | For | Withhold |
1.7 | Elect Director John J. Sumas | Management | For | Withhold |
1.8 | Elect Director Steven Crystal | Management | For | For |
1.9 | Elect Director David C. Judge | Management | For | For |
1.10 | Elect Director Peter R. Lavoy | Management | For | For |
1.11 | Elect Director Stephen F. Rooney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WASHINGTON BANKING COMPANY Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: WBCO Security ID: 937303105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 15, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: WRE Security ID: 939653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward S. Civera | Management | For | For |
1.2 | Elect Director Wendelin A. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEIS MARKETS, INC. Meeting Date: APR 24, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: WMK Security ID: 948849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Weis | Management | For | Withhold |
1.2 | Elect Director Jonathan H. Weis | Management | For | Withhold |
1.3 | Elect Director Harold G. Graber | Management | For | Withhold |
1.4 | Elect Director Edward J. Lauth, III | Management | For | For |
1.5 | Elect Director Gerrald B. Silverman | Management | For | For |
1.6 | Elect Director Glenn D. Steele, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
WELLCARE HEALTH PLANS, INC. Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: WCG Security ID: 94946T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard C. Breon | Management | For | For |
1b | Elect Director Carol J. Burt | Management | For | For |
1c | Elect Director Roel C. Campos | Management | For | For |
1d | Elect Director David J. Gallitano | Management | For | For |
1e | Elect Director D. Robert Graham | Management | For | For |
1f | Elect Director Kevin F. Hickey | Management | For | For |
1g | Elect Director Christian P. Michalik | Management | For | For |
1h | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1i | Elect Director William L. Trubeck | Management | For | For |
1j | Elect Director Paul E. Weaver | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESTERN REFINING, INC. Meeting Date: JUN 04, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: WNR Security ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Carin Marcy Barth | Management | For | For |
2.2 | Elect Director Paul L. Foster | Management | For | For |
2.3 | Elect Director L. Frederick Francis | Management | For | Withhold |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WGL HOLDINGS, INC. Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: WGL Security ID: 92924F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Barnes | Management | For | For |
1.2 | Elect Director George P. Clancy, Jr. | Management | For | For |
1.3 | Elect Director James W. Dyke, Jr. | Management | For | For |
1.4 | Elect Director Melvyn J. Estrin | Management | For | For |
1.5 | Elect Director Nancy C. Floyd | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director James F. Lafond | Management | For | For |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Terry D. McCallister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
Value
ACE LIMITED Meeting Date: JAN 10, 2014 Record Date: DEC 05, 2013 Meeting Type: SPECIAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
ACE LIMITED Meeting Date: MAY 15, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACE Security ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Allocate Disposable Profit | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Elect Director John Edwardson | Management | For | For |
4.2 | Elect Director Kimberly Ross | Management | For | For |
4.3 | Elect Director Robert Scully | Management | For | For |
4.4 | Elect Director David Sidwell | Management | For | For |
4.5 | Elect Director Evan G. Greenberg | Management | For | For |
4.6 | Elect Director Robert M. Hernandez | Management | For | For |
4.7 | Elect Director Michael G. Atieh | Management | For | For |
4.8 | Elect Director Mary A. Cirillo | Management | For | For |
4.9 | Elect Director Michael P. Connors | Management | For | For |
4.10 | Elect Director Peter Menikoff | Management | For | For |
4.11 | Elect Director Leo F. Mullin | Management | For | For |
4.12 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
4.13 | Elect Director Theodore E. Shasta | Management | For | For |
4.14 | Elect Director Olivier Steimer | Management | For | For |
5 | Elect Evan G. Greenberg as Board Chairman | Management | For | Against |
6.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
6.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
6.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
6.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7 | Designate Homburger AG as Independent Proxy | Management | For | For |
8.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
8.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
8.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
9 | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Transact Other Business (Voting) | Management | For | Against |
AFLAC INCORPORATED Meeting Date: MAY 05, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: AFL Security ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director Barbara K. Rimer | Management | For | For |
1k | Elect Director Melvin T. Stith | Management | For | For |
1l | Elect Director David Gary Thompson | Management | For | For |
1m | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. Meeting Date: MAR 19, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: A Security ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: NLY Security ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APACHE CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
3 | Elect Director Amy H. Nelson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
APPLIED MATERIALS, INC. Meeting Date: MAR 04, 2014 Record Date: JAN 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Gary E. Dickerson | Management | For | For |
1c | Elect Director Stephen R. Forrest | Management | For | For |
1d | Elect Director Thomas J. Iannotti | Management | For | For |
1e | Elect Director Susan M. James | Management | For | For |
1f | Elect Director Alexander A. Karsner | Management | For | For |
1g | Elect Director Gerhard H. Parker | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Willem P. Roelandts | Management | For | For |
1j | Elect Director James E. Rogers | Management | For | For |
1k | Elect Director Michael R. Splinter | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLIED MATERIALS, INC. Meeting Date: JUN 23, 2014 Record Date: MAY 09, 2014 Meeting Type: SPECIAL | ||||
Ticker: AMAT Security ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
AT&T INC. Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
BAE SYSTEMS PLC Meeting Date: MAY 07, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BA. Security ID: G06940103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Paul Anderson as Director | Management | For | For |
6 | Re-elect Harriet Green as Director | Management | For | For |
7 | Re-elect Ian King as Director | Management | For | For |
8 | Re-elect Peter Lynas as Director | Management | For | For |
9 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
10 | Re-elect Nicholas Rose as Director | Management | For | For |
11 | Re-elect Carl Symon as Director | Management | For | For |
12 | Elect Sir Roger Carr as Director | Management | For | For |
13 | Elect Jerry DeMuro as Director | Management | For | For |
14 | Elect Christopher Grigg as Director | Management | For | For |
15 | Elect Ian Tyler as Director | Management | For | For |
16 | Appoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Approve Long Term Incentive Plan | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BECTON, DICKINSON AND COMPANY Meeting Date: JAN 28, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: BDX Security ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director Catherine M. Burzik | Management | For | For |
1.4 | Elect Director Edward F. DeGraan | Management | For | For |
1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
1.6 | Elect Director Claire M. Fraser | Management | For | For |
1.7 | Elect Director Christopher Jones | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.10 | Elect Director James F. Orr | Management | For | For |
1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
1.14 | Elect Director Alfred Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
BEMIS COMPANY, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: BMS Security ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Perry | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director Philip G. Weaver | Management | For | For |
1.4 | Elect Director Henry J. Theisen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 03, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
5 | Approve Annual Dividends | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC. Meeting Date: MAY 03, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: BRK.B Security ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
5 | Approve Annual Dividends | Shareholder | Against | Against |
BOK FINANCIAL CORPORATION Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: BOKF Security ID: 05561Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Allen | Management | For | For |
1.2 | Elect Director Alan S. Armstrong | Management | For | For |
1.3 | Elect Director C. Fred Ball, Jr. | Management | For | For |
1.4 | Elect Director Sharon J. Bell | Management | For | For |
1.5 | Elect Director Peter C. Boylan, III | Management | For | For |
1.6 | Elect Director Steven G. Bradshaw | Management | For | For |
1.7 | Elect Director Chester E. Cadieux, III | Management | For | For |
1.8 | Elect Director Joseph W. Craft, III | Management | For | For |
1.9 | Elect Director Daniel H. Ellinor | Management | For | For |
1.10 | Elect Director John W. Gibson | Management | For | For |
1.11 | Elect Director David F. Griffin | Management | For | For |
1.12 | Elect Director V. Burns Hargis | Management | For | For |
1.13 | Elect Director Douglas D. Hawthorne | Management | For | For |
1.14 | Elect Director E. Carey Joullian, IV | Management | For | For |
1.15 | Elect Director George B. Kaiser | Management | For | Withhold |
1.16 | Elect Director Robert J. LaFortune | Management | For | For |
1.17 | Elect Director Stanley A. Lybarger | Management | For | For |
1.18 | Elect Director Steven J. Malcolm | Management | For | For |
1.19 | Elect Director E.C. Richards | Management | For | For |
1.20 | Elect Director John Richels | Management | For | For |
1.21 | Elect Director Michael C. Turpen | Management | For | For |
1.22 | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BSX Security ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Byrnes | Management | For | For |
1b | Elect Director Nelda J. Connors | Management | For | For |
1c | Elect Director Kristina M. Johnson | Management | For | For |
1d | Elect Director Edward J. Ludwig | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director David J. Roux | Management | For | For |
1k | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Against |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: MAY 28, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CAREFUSION CORPORATION Meeting Date: NOV 06, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: CFN Security ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | For |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CARNIVAL CORPORATION Meeting Date: APR 17, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | Against |
17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorize Shares for Market Purchase | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | Against |
CENTURYLINK, INC. Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CTL Security ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director Peter C. Brown | Management | For | For |
1.3 | Elect Director Richard A. Gephardt | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Gregory J. McCray | Management | For | For |
1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.7 | Elect Director Fred R. Nichols | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Harvey P. Perry | Management | For | For |
1.10 | Elect Director Glen F. Post, III | Management | For | For |
1.11 | Elect Director Michael J. Roberts | Management | For | For |
1.12 | Elect Director Laurie A. Siegel | Management | For | For |
1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
CHEVRON CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
CISCO SYSTEMS, INC. Meeting Date: NOV 19, 2013 Record Date: SEP 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: CSCO Security ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
COACH, INC. Meeting Date: NOV 07, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Victor Luis | Management | For | For |
1.5 | Elect Director Ivan Menezes | Management | For | For |
1.6 | Elect Director Irene Miller | Management | For | For |
1.7 | Elect Director Michael Murphy | Management | For | For |
1.8 | Elect Director Stephanie Tilenius | Management | For | For |
1.9 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COMMERCE BANCSHARES, INC. Meeting Date: APR 16, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: CBSH Security ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Capps | Management | For | For |
1.2 | Elect Director W. Thomas Grant, II | Management | For | For |
1.3 | Elect Director James B. Hebenstreit | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
CONSOLIDATED EDISON, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: ED Security ID: 209115104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin Burke | Management | For | For |
1b | Elect Director Vincent A. Calarco | Management | For | For |
1c | Elect Director George Campbell, Jr. | Management | For | For |
1d | Elect Director Michael J. Del Giudice | Management | For | For |
1e | Elect Director Ellen V. Futter | Management | For | For |
1f | Elect Director John F. Hennessy, III | Management | For | For |
1g | Elect Director John F. Killian | Management | For | For |
1h | Elect Director John McAvoy | Management | For | For |
1i | Elect Director Armando J. Olivera | Management | For | For |
1j | Elect Director Sally H. Pinero | Management | For | For |
1k | Elect Director Michael W. Ranger | Management | For | For |
1l | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSTELLIUM NV Meeting Date: JUN 11, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CSTM Security ID: N22035104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Approve Publication of Information in English | Management | For | For |
2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
5 | Adopt Financial Statements | Management | For | For |
6 | Announce Allocation of Income | Management | None | None |
7 | Approve Discharge of Executive Directors | Management | For | For |
8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
10f | Elect J. Ormerod to Supervisory Board | Management | For | For |
11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
12 | Approve Cancellation of Preference Shares | Management | For | For |
13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
CORRECTIONS CORPORATION OF AMERICA Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CXW Security ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CST BRANDS, INC. Meeting Date: JUN 04, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CST Security ID: 12646R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Burton | Management | For | For |
1.2 | Elect Director Stephen A. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CULLEN/FROST BANKERS, INC. Meeting Date: APR 24, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: CFR Security ID: 229899109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Denny Alexander | Management | For | For |
1.2 | Elect Director Carlos Alvarez | Management | For | For |
1.3 | Elect Director Royce S. Caldwell | Management | For | For |
1.4 | Elect Director Crawford H. Edwards | Management | For | For |
1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
1.7 | Elect Director Patrick B. Frost | Management | For | For |
1.8 | Elect Director David J. Haemisegger | Management | For | For |
1.9 | Elect Director Karen E. Jennings | Management | For | For |
1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
1.11 | Elect Director Charles W. Matthews | Management | For | For |
1.12 | Elect Director Ida Clement Steen | Management | For | For |
1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CVS CAREMARK CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVS Security ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DANONE Meeting Date: APR 29, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BN Security ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Isabelle Seillier as Director | Management | For | For |
8 | Reelect Jean-Michel Severino as Director | Management | For | For |
9 | Elect Gaelle Olivier as Director | Management | For | For |
10 | Elect Lionel Zinsou-Derlin as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
12 | Approve Transaction with J.P. Morgan | Management | For | For |
13 | Approve Severance Payment Agreement with Bernard Hours | Management | For | For |
14 | Approve Transaction with Bernard Hours | Management | For | For |
15 | Advisory Vote on Compensation of Chairman and CEO, Franck Riboud | Management | For | For |
16 | Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber | Management | For | For |
17 | Advisory Vote on Compensation of Vice-CEO, Bernard Hours | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
20 | Amend Articles 15 and16 of Bylaws Re: Employee Representatives | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DEVON ENERGY CORPORATION Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: DVN Security ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director Robert H. Henry | Management | For | For |
1.4 | Elect Director John A. Hill | Management | For | For |
1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director J. Larry Nichols | Management | For | For |
1.8 | Elect Director Duane C. Radtke | Management | For | For |
1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
1.10 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Against |
DIEBOLD, INCORPORATED Meeting Date: APR 24, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: DBD Security ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick W. Allender | Management | For | For |
1.2 | Elect Director Roberto Artavia | Management | For | For |
1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
1.4 | Elect Director Phillip R. Cox | Management | For | For |
1.5 | Elect Director Richard L. Crandall | Management | For | For |
1.6 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.7 | Elect Director Gary G. Greenfield | Management | For | For |
1.8 | Elect Director Andreas W. Mattes | Management | For | For |
1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.10 | Elect Director Rajesh K. Soin | Management | For | For |
1.11 | Elect Director Henry D.G. Wallace | Management | For | For |
1.12 | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
ELI LILLY AND COMPANY Meeting Date: MAY 05, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director Karen N. Horn | Management | For | For |
1c | Elect Director William G. Kaelin, Jr. | Management | For | For |
1d | Elect Director John C. Lechleiter | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMC CORPORATION Meeting Date: APR 30, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: EMC Security ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director William D. Green | Management | For | For |
1g | Elect Director Edmund F. Kelly | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
EMPIRE STATE REALTY TRUST, INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRT Security ID: 292104106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony E. Malkin | Management | For | For |
1.2 | Elect Director William H. Berkman | Management | For | For |
1.3 | Elect Director Alice M. Connell | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
1.5 | Elect Director Steven J. Gilbert | Management | For | For |
1.6 | Elect Director S. Michael Giliberto | Management | For | For |
1.7 | Elect Director Lawrence E. Golub | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORPORATION Meeting Date: MAY 28, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: XOM Security ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
F5 NETWORKS, INC. Meeting Date: MAR 13, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: FFIV Security ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Gary Ames | Management | For | For |
1b | Elect Director Stephen Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. Meeting Date: JUL 16, 2013 Record Date: MAY 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: FCX Security ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Charles C. Krulak | Management | For | For |
1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
1.11 | Elect Director Jon C. Madonna | Management | For | For |
1.12 | Elect Director Dustan E. McCoy | Management | For | For |
1.13 | Elect Director James R. Moffett | Management | For | For |
1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
FREEPORT-MCMORAN COPPER & GOLD INC. Meeting Date: JUN 17, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FCX Security ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.9 | Elect Director Lydia H. Kennard | Management | For | For |
1.10 | Elect Director Charles C. Krulak | Management | For | For |
1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
1.12 | Elect Director Jon C. Madonna | Management | For | For |
1.13 | Elect Director Dustan E. McCoy | Management | For | For |
1.14 | Elect Director James R. Moffett | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: GD Security ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | For |
21 | Stock Retention/Holding Period | Shareholder | Against | Against |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
25 | Seek Sale of Company | Shareholder | Against | Against |
GENERAL MILLS, INC. Meeting Date: SEP 24, 2013 Record Date: JUL 26, 2013 Meeting Type: ANNUAL | ||||
Ticker: GIS Security ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director William T. Esrey | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Against |
GENERAL MOTORS COMPANY Meeting Date: JUN 10, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1d | Elect Director Stephen J. Girsky | Management | For | For |
1e | Elect Director E. Neville Isdell | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
GREAT PLAINS ENERGY INCORPORATED Meeting Date: MAY 06, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: GXP Security ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Bassham | Management | For | For |
1.2 | Elect Director David L. Bodde | Management | For | For |
1.3 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.4 | Elect Director Gary D. Forsee | Management | For | For |
1.5 | Elect Director Thomas D. Hyde | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director Ann D. Murtlow | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HCC INSURANCE HOLDINGS, INC. Meeting Date: MAY 21, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: HCC Security ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Frank J. Bramanti | Management | For | For |
1.3 | Elect Director Walter M. Duer | Management | For | For |
1.4 | Elect Director James C. Flagg | Management | For | For |
1.5 | Elect Director Thomas M. Hamilton | Management | For | For |
1.6 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.7 | Elect Director Susan Rivera | Management | For | For |
1.8 | Elect Director Hans D. Rohlf | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEARTLAND EXPRESS, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: HTLD Security ID: 422347104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Larry J. Gordon | Management | For | For |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEWLETT-PACKARD COMPANY Meeting Date: MAR 19, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: HPQ Security ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Raymond E. Ozzie | Management | For | For |
1.8 | Elect Director Gary M. Reiner | Management | For | For |
1.9 | Elect Director Patricia F. Russo | Management | For | For |
1.10 | Elect Director James A. Skinner | Management | For | For |
1.11 | Elect Director Margaret C. Whitman | Management | For | For |
1.12 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
HONDA MOTOR CO. LTD. Meeting Date: JUN 13, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 7267 Security ID: J22302111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Ike, Fumihiko | Management | For | For |
2.2 | Elect Director Ito, Takanobu | Management | For | For |
2.3 | Elect Director Iwamura, Tetsuo | Management | For | For |
2.4 | Elect Director Yamamoto, Takashi | Management | For | For |
2.5 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
2.6 | Elect Director Nonaka, Toshihiko | Management | For | For |
2.7 | Elect Director Yoshida, Masahiro | Management | For | For |
2.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
2.9 | Elect Director Kunii, Hideko | Management | For | For |
2.10 | Elect Director Shiga, Yuuji | Management | For | For |
2.11 | Elect Director Takeuchi, Kohei | Management | For | For |
2.12 | Elect Director Aoyama, Shinji | Management | For | For |
2.13 | Elect Director Kaihara, Noriya | Management | For | For |
HOSPIRA, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: HSP Security ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Irving W. Bailey, II | Management | For | For |
1b | Elect Director F. Michael Ball | Management | For | For |
1c | Elect Director Connie R. Curran | Management | For | For |
1d | Elect Director William G. Dempsey | Management | For | For |
1e | Elect Director Dennis M. Fenton | Management | For | For |
1f | Elect Director Heino von Prondzynski | Management | For | For |
1g | Elect Director Jacque J. Sokolov | Management | For | For |
1h | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
IMPERIAL OIL LIMITED Meeting Date: APR 24, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: IMO Security ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director Krystyna T. Hoeg | Management | For | For |
2.2 | Elect Director Richard M. Kruger | Management | For | For |
2.3 | Elect Director Jack M. Mintz | Management | For | For |
2.4 | Elect Director David S. Sutherland | Management | For | For |
2.5 | Elect Director Sheelagh D. Whittaker | Management | For | For |
2.6 | Elect Director Darren W. Woods | Management | For | Withhold |
2.7 | Elect Director Victor L. Young | Management | For | For |
3 | Change Location of Registered Office | Management | For | For |
INTEL CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY Meeting Date: MAR 10, 2014 Record Date: JAN 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: IGT Security ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Eric F. Brown | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Greg Creed | Management | For | For |
1e | Elect Director Patti S. Hart | Management | For | For |
1f | Elect Director Robert J. Miller | Management | For | For |
1g | Elect Director Vincent L. Sadusky | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Tracey D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
JAPAN AIRLINES CO. LTD. Meeting Date: JUN 18, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 9201 Security ID: J25979121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 160 | Management | For | For |
2 | Amend Articles To Update Authorized Capital to Reflect Stock Split | Management | For | For |
3.1 | Elect Director Onishi, Masaru | Management | For | For |
3.2 | Elect Director Ueki, Yoshiharu | Management | For | For |
3.3 | Elect Director Sato, Nobuhiro | Management | For | For |
3.4 | Elect Director Kamikawa, Hirohide | Management | For | For |
3.5 | Elect Director Okawa, Junko | Management | For | For |
3.6 | Elect Director Fujita, Tadashi | Management | For | For |
3.7 | Elect Director Saito, Norikazu | Management | For | For |
3.8 | Elect Director Kainaka, Tatsuo | Management | For | For |
3.9 | Elect Director Iwata, Kimie | Management | For | For |
JOHNSON & JOHNSON Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: JNJ Security ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | For |
KELLOGG COMPANY Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: K Security ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director La June Montgomery Tabron | Management | For | For |
1.4 | Elect Director Rogelio Rebolledo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KONINKLIJKE PHILIPS N.V. Meeting Date: MAY 01, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: PHIA Security ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
2e | Approve Discharge of Management Board | Management | For | For |
2f | Approve Discharge of Supervisory Board | Management | For | For |
3 | Elect Orit Gadiesh to Supervisory Board | Management | For | For |
4 | Reappoint KPMG as Auditors for an Intermim Period of One Year | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Repurchased Shares | Management | For | For |
8 | Allow Questions | Management | None | None |
LIFEPOINT HOSPITALS, INC. Meeting Date: JUN 03, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: LPNT Security ID: 53219L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Carpenter, III | Management | For | For |
1.2 | Elect Director Richard H. Evans | Management | For | For |
1.3 | Elect Director Michael P. Haley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
LOWE'S COMPANIES, INC. Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Against |
M&T BANK CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MTB Security ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | For |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MALLINCKRODT PLC Meeting Date: MAR 20, 2014 Record Date: JAN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MNK Security ID: G5785G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvin D. Booth | Management | For | For |
1b | Elect Director David R. Carlucci | Management | For | For |
1c | Elect Director J. Martin Carroll | Management | For | For |
1d | Elect Director Diane H. Gulyas | Management | For | For |
1e | Elect Director Nancy S. Lurker | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Mark C. Trudeau | Management | For | For |
1h | Elect Director Kneeland C. Youngblood | Management | For | For |
1i | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Lord Lang | Management | For | For |
1e | Elect Director Elaine La Roche | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Adele Simmons | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 13, 2013 Record Date: SEP 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDTRONIC, INC. Meeting Date: AUG 22, 2013 Record Date: JUL 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: MDT Security ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
MERCK & CO., INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED Meeting Date: AUG 16, 2013 Record Date: JUN 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: MCHP Security ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 19, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MOLEX INCORPORATED Meeting Date: NOV 15, 2013 Record Date: OCT 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: MOLX Security ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
4.1 | Elect Director Michael J. Birck | Management | For | For |
4.2 | Elect Director Anirudh Dhebar | Management | For | For |
4.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
4.4 | Elect Director Martin P. Slark | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
NEWMONT MINING CORPORATION Meeting Date: APR 23, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: NEM Security ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
1.3 | Elect Director Vincent A. Calarco | Management | For | For |
1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
1.5 | Elect Director Noreen Doyle | Management | For | For |
1.6 | Elect Director Gary J. Goldberg | Management | For | For |
1.7 | Elect Director Veronica M. Hagen | Management | For | For |
1.8 | Elect Director Jane Nelson | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
NICE SYSTEMS LTD. Meeting Date: MAY 27, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: NICE Security ID: 653656108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect David Kostman, Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.2 | Reelect Joseph Atsmon, Vice-Chairman, as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.3 | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.4 | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.5 | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.6 | Reelect Joseph (Joe) Cowan as Director Until the End of the Next Annual General Meeting | Management | For | For |
2 | Grant Options to Non-Executive Directors | Management | For | For |
3 | Approve Employment Terms of Barak Eilam, CEO | Management | For | For |
4 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
A | Vote FOR if you have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
NORTHERN TRUST CORPORATION Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NTRS Security ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Jose Luis Prado | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying and Political Contributions | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
ORACLE CORPORATION Meeting Date: OCT 31, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: ORCL Security ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | For |
PEABODY ENERGY CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: BTU Security ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
1.12 | Elect Director Heather A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. Meeting Date: APR 17, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: PBCT Security ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Barnes | Management | For | For |
1.2 | Elect Director Collin P. Baron | Management | For | For |
1.3 | Elect Director Kevin T. Bottomley | Management | For | For |
1.4 | Elect Director John K. Dwight | Management | For | For |
1.5 | Elect Director Janet M. Hansen | Management | For | For |
1.6 | Elect Director Richard M. Hoyt | Management | For | For |
1.7 | Elect Director Nancy McAllister | Management | For | For |
1.8 | Elect Director Mark W. Richards | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PEPSICO, INC. Meeting Date: MAY 07, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | For |
1g | Elect Director Alberto Ibarguen | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Lloyd G. Trotter | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PFIZER INC. Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
PIEDMONT OFFICE REALTY TRUST, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: PDM Security ID: 720190206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Wayne Woody | Management | For | For |
1.2 | Elect Director Michael R. Buchanan | Management | For | For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
1.5 | Elect Director Frank C. McDowell | Management | For | For |
1.6 | Elect Director Donald A. Miller | Management | For | For |
1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
1.8 | Elect Director Donald S. Moss | Management | For | For |
1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
QLOGIC CORPORATION Meeting Date: AUG 22, 2013 Record Date: JUN 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: QLGC Security ID: 747277101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H.K. Desai | Management | For | For |
1b | Elect Director Balakrishnan S. Iyer | Management | For | For |
1c | Elect Director Christine King | Management | For | For |
1d | Elect Director Kathryn B. Lewis | Management | For | For |
1e | Elect Director D. Scott Mercer | Management | For | For |
1f | Elect Director George D. Wells | Management | For | For |
1g | Elect Director William M. Zeitler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED Meeting Date: MAR 04, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: RGA Security ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine R. Detrick | Management | For | For |
1.2 | Elect Director Joyce A. Phillips | Management | For | For |
1.3 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.4 | Elect Director John F. Danahy | Management | For | For |
1.5 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Ann E. Dunwoody | Management | For | For |
1d | Elect Director William J. Flynn | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director W. Lee Nutter | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director Allan C. Sorensen | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt a Policy in Which the Company Will Not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
ROCKWELL COLLINS, INC. Meeting Date: FEB 06, 2014 Record Date: DEC 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: COL Security ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris A. Davis | Management | For | For |
1.2 | Elect Director Ralph E. Eberhart | Management | For | For |
1.3 | Elect Director David Lilley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SANDISK CORPORATION Meeting Date: JUN 19, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: SNDK Security ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Marks | Management | For | For |
1b | Elect Director Irwin Federman | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Chenming Hu | Management | For | For |
1f | Elect Director Catherine P. Lego | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director D. Scott Mercer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEAGATE TECHNOLOGY PLC Meeting Date: OCT 30, 2013 Record Date: SEP 04, 2013 Meeting Type: ANNUAL | ||||
Ticker: STX Security ID: G7945M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Luczo | Management | For | For |
1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1c | Elect Director Michael R. Cannon | Management | For | For |
1d | Elect Director Mei-Wei Cheng | Management | For | For |
1e | Elect Director William T. Coleman | Management | For | For |
1f | Elect Director Jay L. Geldmacher | Management | For | For |
1g | Elect Director Seh-Woong Jeong | Management | For | For |
1h | Elect Director Lydia M. Marshall | Management | For | For |
1i | Elect Director Kristen M. Onken | Management | For | For |
1j | Elect Director Chong Sup Park | Management | For | For |
1k | Elect Director Gregorio Reyes | Management | For | For |
1l | Elect Director Edward J. Zander | Management | For | For |
2 | Amend Executive Officer Performance Bonus Plan | Management | For | For |
3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
4 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6a | Amend Articles Re: Removing Restrictions on Holding AGM Outside the U.S. | Management | For | For |
6b | Amend Articles Re: Clarify Shareholders' Right to Appoint Multiple Proxies | Management | For | For |
6c | Amend Articles Re: Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
6d | Amend Articles Re: Clarify the Company's Mechanism for Effecting Share Repurchases | Management | For | For |
7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SONOCO PRODUCTS COMPANY Meeting Date: APR 16, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: SON Security ID: 835495102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry A. Cockrell | Management | For | For |
1.2 | Elect Director Blythe J. McGarvie | Management | For | For |
1.3 | Elect Director James M. Micali | Management | For | For |
1.4 | Elect Director Lloyd W. Newton | Management | For | For |
1.5 | Elect Director Marc D. Oken | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 14, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: LUV Security ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: SWN Security ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Elliott Pew | Management | For | For |
1.8 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Against |
SPEEDWAY MOTORSPORTS, INC. Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRK Security ID: 847788106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Brooks | Management | For | For |
1.2 | Elect Director Mark M. Gambill | Management | For | For |
1.3 | Elect Director James P. Holden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SSGA FUNDS Meeting Date: FEB 27, 2014 Record Date: OCT 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: Security ID: 784924300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Marshall | Management | For | For |
1.2 | Elect Director Patrick J. Riley | Management | For | For |
1.3 | Elect Director Richard D. Shirk | Management | For | For |
1.4 | Elect Director Bruce D. Taber | Management | For | For |
1.5 | Elect Director Scott F. Powers | Management | For | For |
1.6 | Elect Director Michael F. Holland | Management | For | For |
1.7 | Elect Director William L. Boyan | Management | For | For |
1.8 | Elect Director Rina K. Spence | Management | For | For |
1.9 | Elect Director Douglas T. Williams | Management | For | For |
1.10 | Elect Director James E. Ross | Management | For | For |
2 | Amend Declaration of Trust for Master Trust | Management | For | For |
3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
STATE STREET CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: STT Security ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Kennett F. Burnes | Management | For | For |
1c | Elect Director Peter Coym | Management | For | For |
1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
1e | Elect Director Amelia C. Fawcett | Management | For | For |
1f | Elect Director Linda A. Hill | Management | For | For |
1g | Elect Director Joseph L. Hooley | Management | For | For |
1h | Elect Director Robert S. Kaplan | Management | For | For |
1i | Elect Director Richard P. Sergel | Management | For | For |
1j | Elect Director Ronald L. Skates | Management | For | For |
1k | Elect Director Gregory L. Summe | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director William U. Parfet | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYSCO CORPORATION Meeting Date: NOV 15, 2013 Record Date: SEP 17, 2013 Meeting Type: ANNUAL | ||||
Ticker: SYY Security ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Cassaday | Management | For | For |
1b | Elect Director Jonathan Golden | Management | For | For |
1c | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1d | Elect Director Hans-Joachim Koerber | Management | For | For |
1e | Elect Director Nancy S. Newcomb | Management | For | For |
1f | Elect Director Jackie M. Ward | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TARGET CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | Against |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | Against |
1d | Elect Director Henrique De Castro | Management | For | Against |
1e | Elect Director James A. Johnson | Management | For | Against |
1f | Elect Director Mary E. Minnick | Management | For | Against |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Derica W. Rice | Management | For | Against |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TERADYNE, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: TER Security ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director Daniel W. Christman | Management | For | For |
1c | Elect Director Edwin J. Gillis | Management | For | For |
1d | Elect Director Timothy E. Guertin | Management | For | For |
1e | Elect Director Mark E. Jagiela | Management | For | For |
1f | Elect Director Paul J. Tufano | Management | For | For |
1g | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXTRON INC. Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TXT Security ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE BOEING COMPANY Meeting Date: APR 28, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank C. Herringer | Management | For | For |
1b | Elect Director Stephen T. McLin | Management | For | For |
1c | Elect Director Roger O. Walther | Management | For | For |
1d | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THE CHUBB CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Claes Dahlback | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Debora L. Spar | Management | For | For |
1l | Elect Director Mark E. Tucker | Management | For | For |
1m | Elect Director David A. Viniar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE HILLSHIRE BRANDS COMPANY Meeting Date: OCT 24, 2013 Record Date: SEP 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: HSH Security ID: 432589109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd A. Becker | Management | For | For |
1b | Elect Director Christopher B. Begley | Management | For | For |
1c | Elect Director Ellen L. Brothers | Management | For | For |
1d | Elect Director Sean M. Connolly | Management | For | For |
1e | Elect Director Laurette T. Koellner | Management | For | For |
1f | Elect Director Craig P. Omtvedt | Management | For | For |
1g | Elect Director Ian Prosser | Management | For | For |
1h | Elect Director Jonathan P. Ward | Management | For | For |
1i | Elect Director James D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE LACLEDE GROUP, INC. Meeting Date: JAN 30, 2014 Record Date: NOV 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: LG Security ID: 505597104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
1.2 | Elect Director W. Stephen Maritz | Management | For | For |
1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 22, 2014 Record Date: JAN 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 08, 2013 Record Date: AUG 09, 2013 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE SOUTHERN COMPANY Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: SO Security ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Elect Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director Veronica M. Hagen | Management | For | For |
1g | Elect Director Warren A. Hood, Jr. | Management | For | For |
1h | Elect Director Linda P. Hudson | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRV Security ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
THE WALT DISNEY COMPANY Meeting Date: MAR 18, 2014 Record Date: JAN 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: DIS Security ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | Against |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | Against |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TYCO INTERNATIONAL LTD. Meeting Date: MAR 05, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TYC Security ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Elect Director Edward D. Breen | Management | For | For |
3b | Elect Director Herman E. Bulls | Management | For | For |
3c | Elect Director Michael E. Daniels | Management | For | For |
3d | Elect Director Frank M. Drendel | Management | For | For |
3e | Elect Director Brian Duperreault | Management | For | For |
3f | Elect Director Rajiv L. Gupta | Management | For | For |
3g | Elect Director George R. Oliver | Management | For | For |
3h | Elect Director Brendan R. O'Neill | Management | For | For |
3i | Elect Director Jurgen Tinggren | Management | For | For |
3j | Elect Director Sandra S. Wijnberg | Management | For | For |
3k | Elect Director R. David Yost | Management | For | For |
4 | Elect Board Chairman Edward D. Breen | Management | For | For |
5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Ordinary Cash Dividend | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: USB Security ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ULTRA PETROLEUM CORP. Meeting Date: MAY 20, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: UPL Security ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director W. Charles Helton | Management | For | For |
1.3 | Elect Director Stephen J. McDaniel | Management | For | For |
1.4 | Elect Director Roger A. Brown | Management | For | For |
1.5 | Elect Director Michael J. Keeffe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
UNILEVER NV Meeting Date: MAY 14, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNA Security ID: N8981F271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Discharge of Executive Board Members | Management | For | For |
6 | Approve Discharge of Non-Executive Board Members | Management | For | For |
7 | Reelect P.G.J.M. Polman as an Executive Director | Management | For | For |
8 | Relect R.J-M.S. Huet as an Executive Director | Management | For | For |
9 | Reelect L.M. Cha as a Non-Executive Director | Management | For | For |
10 | Reelect L.O. Fresco as a Non-Executive Director | Management | For | For |
11 | Reelect A.M. Fudge as a Non-Executive Director | Management | For | For |
12 | Reelect B.E. Grote as a Non-Executive Director | Management | For | For |
13 | Reelect M.Ma as a Non-Executive Director | Management | For | For |
14 | Reelect H. Nyasulu as a Non-Executive Director | Management | For | For |
15 | Reelect M. Rifkind as a Non-Executive Director | Management | For | For |
16 | Reelect J. Rishton as a Non-Executive Director | Management | For | For |
17 | Reelect K.J. Storm as a Non-Executive Director | Management | For | For |
18 | Reelect M. Treschow as a Non-Executive Director | Management | For | For |
19 | Reelect P.S. Walsh as a Non-Executive Director | Management | For | For |
20 | Elect F Sijbesma as a Non-Executive Director | Management | For | For |
21 | Ratify KPMG as Auditors | Management | For | For |
22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
24 | Approve Cancellation of Repurchased Shares | Management | For | For |
25 | Allow Questions and Close Meeting | Management | None | None |
UNITED PARCEL SERVICE, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: UPS Security ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director D. Scott Davis | Management | For | For |
1e | Elect Director Stuart E. Eizenstat | Management | For | For |
1f | Elect Director Michael L. Eskew | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Candace Kendle | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Rudy H.P. Markham | Management | For | For |
1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1l | Elect Director Carol B. Tome | Management | For | For |
1m | Elect Director Kevin M. Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 02, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Directo Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
WAL-MART STORES, INC. Meeting Date: JUN 06, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Douglas N. Daft | Management | For | For |
1f | Elect Director Michael T. Duke | Management | For | Against |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | For |
1j | Elect Director Gregory B. Penner | Management | For | For |
1k | Elect Director Steven S Reinemund | Management | For | For |
1l | Elect Director Jim C. Walton | Management | For | For |
1m | Elect Director S. Robson Walton | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
WASTE MANAGEMENT, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WM Security ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director Patrick W. Gross | Management | For | For |
1d | Elect Director Victoria M. Holt | Management | For | For |
1e | Elect Director John C. Pope | Management | For | For |
1f | Elect Director W. Robert Reum | Management | For | For |
1g | Elect Director David P. Steiner | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
WELLPOINT, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: WLP Security ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kerry Clark | Management | For | For |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.3 | Elect Director Lewis Hay, III | Management | For | For |
1.4 | Elect Director William J. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Against |
WELLS FARGO & COMPANY Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Against |
WERNER ENTERPRISES, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: WERN Security ID: 950755108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Werner | Management | For | For |
1.2 | Elect Director Gregory L. Werner | Management | For | For |
1.3 | Elect Director Michael L. Steinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTAR ENERGY, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WR Security ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mollie H. Carter | Management | For | For |
1.2 | Elect Director Jerry B. Farley | Management | For | For |
1.3 | Elect Director Mark A. Ruelle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WOODWARD, INC. Meeting Date: JAN 22, 2014 Record Date: NOV 25, 2013 Meeting Type: ANNUAL | ||||
Ticker: WWD Security ID: 980745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Petrovich | Management | For | For |
1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
1.3 | Elect Director Paul Donovan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XCEL ENERGY INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: XEL Security ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ZIMMER HOLDINGS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: ZMH Security ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Paul M. Bisaro | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director David C. Dvorak | Management | For | For |
1f | Elect Director Larry C. Glasscock | Management | For | For |
1g | Elect Director Robert A. Hagemann | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | AMERICAN CENTURY CAPITAL PORTFOLIOS, INC. | ||
By (Signature and Title)* | /s/ Jonathan S. Thomas | ||
Name: Jonathan S. Thomas | |||
Title: President | |||
Date | August 26, 2014 |
*Print the name and title of each signing officer under his or her signature.