Conflict Minerals Report
as required by Items 1.01 and 1.02 of Form SD
The Conflict Minerals Report of BorgWarner Inc. (“BorgWarner” or the “Company”) for the reporting period January 1, 2022 to December 31, 2022 is provided below. This report is provided in accordance with Rule 13p-1 under the Securities and Exchange Commission Act of 1934.
We maintained a cross-functional Conflict Minerals ("CM") team, and based on the data collected and our processes as outlined, BorgWarner has no information that tin, tantalum, tungsten and/or gold (“3TG”) that was necessary to the functionality or production of our products in 2022 either financed or benefited armed groups in the Democratic Republic of the Congo ("DRC") or an adjoining country (together with the DRC, the “Covered Countries”) that shares an internationally recognized border with the DRC (the "Conflict Region").
1. Company and Products Overview
The Company is a global product leader in clean and efficient technology solutions for combustion, hybrid and electric vehicles. BorgWarner’s products help improve vehicle performance, propulsion efficiency, stability and air quality. These products are manufactured and sold worldwide, primarily to original equipment manufacturers (“OEMs”) of light vehicles (passenger cars, sport-utility vehicles, vans and light trucks). The Company's products are also sold to other OEMs of commercial vehicles (medium-duty trucks, heavy-duty trucks and buses) and off-highway vehicles (agricultural and construction machinery and marine applications). We also manufacture and sell our products to certain tier one vehicle systems suppliers and into the aftermarket for light, commercial, and off-highway vehicles. The Company operates manufacturing facilities serving customers in Europe, North and South America as well as Asia and is an original equipment supplier to many major automotive OEMs in the world.
The Company's products fall into four reporting segments: Air Management, e-Propulsion & Drivetrain, Fuel Injection, and Aftermarket. The Air Management segment's products include turbochargers, timing systems, emissions systems and thermal systems. The e-Propulsion & Drivetrain segment's products include transmission systems, torque transfer systems and rotating electrical components. The Fuel Injection segment develops and manufactures gasoline and diesel fuel injection components and systems. The Aftermarket segment sells and services to independent aftermarket customers and original equipment service customers.
Reasonable Country of Origin Inquiry (“RCOI”)
To determine whether any 3TG that was necessary to the function or production of BorgWarner products in 2022 and originated in the Conflict Region, the Company retained APA Engineering Conflict Minerals Due Diligence Service (“APA”), a third-party service provider, to assist us in reviewing our supply chain and identifying risks.
The Company and APA conducted this internal risk analysis by first including in scope suppliers from our previous year’s inquiry that had not been phased out as an active supplier. In addition to this initial list, The Company and APA utilized the International Material Data System (IMDS Database) to identify our products that may have 3TG necessary to their functionality or production and mapped them to our direct suppliers. Through this process The Company and APA identified approximately 875 direct Suppliers that constituted the in scope direct suppliers for the 2022 campaign.
The Company obtained all contact details for the approximately 875 direct suppliers and provided this information to APA for uploading into the AutoGen – CM, a software-as-a-service platform provided by APA that enables users to complete and track supplier communications and allows suppliers to upload completed conflict mineral reporting templates for validation, assessment and management (“AutoGen - CM”).
To collect data on the sources of materials procured by the supply chain, the Company used the Conflict Minerals Reporting Template (“CMRT”) version 6.22 or higher to conduct a survey of all in-scope suppliers (we discuss below the suppliers that we believe were out-of-scope). Follow-up questions were submitted to suppliers through early 2023 to better understand whether materials they supply to us contain 3TG and, if so, to better trace the origin of those materials.
During the supplier survey, the Company contacted in-scope suppliers via the AutoGen - CM. The AutoGen - CM also provides functionality that meets the Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, including the related supplements on tantalum, tin, tungsten and gold (the "OECD Guidance") process expectations by evaluating the quality of each supplier response and assigning a score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform.
Via the AutoGen - CM and the APA team, the Company requested that all in-scope suppliers complete a CMRT. APA also provided suppliers training and education to guide them on best practices and the use of the CMRT. APA monitored and tracked all communications in the AutoGen - CM for future reporting and transparency. The Company directly contacted suppliers that were unresponsive to APA’s communications during the diligence process and requested these suppliers to complete the CMRT and submit it to APA.
The Company’s program included automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT which help to identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of in-scope suppliers. The results of this data validation contribute to the program’s assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.
All submitted forms are accepted and classified as valid or invalid so that data is retained. Suppliers are contacted regarding invalid forms and are encouraged to submit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses and direct engagement help through APA’s Conflict Minerals team. Because some suppliers may remain unresponsive to feedback, the Company tracks program gaps to account for future improvement opportunities.
Based on the findings through the RCOI process, the Company received responses from in-scope suppliers representing 99.4% of the Company’s total annual purchase value in 2022 for in-scope suppliers. The Company continues to perform further due diligence on the source and chain of custody of the minerals in question.
2. Management Systems
2.1 Conflict Minerals Statement
BorgWarner is committed to continuing to operate in a socially responsible manner and expects suppliers throughout its supply chain to supply products and materials from socially responsible sources. To that end, the Company has developed a conflict minerals statement that has been provided to all suppliers and can be found on our internet website at www.borgwarner.com.
2.2 Internal Management Team
BorgWarner's cross-functional team to address CM reporting is composed of representatives from Global Supply Chain Management, Finance, Sales and Marketing, Information Technology, and Law.
3. Steps Taken to Determine Origin of Tin, Tantalum, Tungsten, and/or Gold in the Supply Chain
•BorgWarner reviewed its standard purchase order terms and conditions and concluded that those requirements encompass supplier responsibility to provide CM reporting information.
•Direct suppliers that were in scope in the previous year’s campaign and were still active suppliers were considered in scope for the 2022 campaign
•The IMDS Database was utilized and any products that may have 3TG necessary to their function or production were mapped to the Company’s direct suppliers and considered in scope for the 2022 campaign
•As a result of our review, BorgWarner’s Global Supply Chain Management team determined that approximately 875 direct material suppliers of BorgWarner should respond to CM information requests for 2022.
Please refer to the RCOI discussion above for detailed discussion on the Company’s engagement of APA and the Company’s use of the CMRT to determine the origin of 3TG in the Company’s supply chain.
The use of the CMRT allowed for some elimination of out-of-scope suppliers. Specifically, the first question of the CMRT asked suppliers whether any of the 3TG they use are necessary to the functionality or production of their products. We also periodically reviewed the supplier list to ensure that irrelevant or “out of scope” suppliers were removed from the survey process. We considered the following suppliers to be “out of scope”:
•The company supplies packaging only (excluding labels)
•The company supplies us with items that do not end up in our products (including equipment used to make our products)
•The company is a test lab
•The company is a service provider only
In accordance with OECD Guidance, it is important to understand risk levels associated with 3TG in the supply chain. Smelters or refiners that are not certified as DRC-Conflict Free pose a risk to the Company’s supply chain. Certain of the responses provided by suppliers to the CMRT included the names of facilities listed by the suppliers as smelters or refiners. BorgWarner does not have a direct relationship with 3TG smelters and refiners and does not perform or direct audits of these entities within our supply chain. APA compared these facilities listed in the responses to the list of smelters and refiners maintained by the Responsible Minerals Initiative (“RMI”), and if a supplier indicated that the facility was certified as “Conflict-Free,” APA confirmed that the name was listed by the RMI.
APA also directly contacts smelters and refiners that are not currently enrolled in the Responsible Minerals Assurance Process (“RMAP”) to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners.
Each facility that meets the RMI’s definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. APA uses numerous factors to
determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:
•Geographic proximity to the DRC and Covered Countries;
•Known mineral source country of origin;
•RMAP audit status;
•Credible evidence of unethical or conflict sourcing;
•Peer assessments conducted by credible third-party sources.
As part of our risk management plan under the OECD Guidance, when facilities of concern were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities were initiated by the business unit responsible for managing the relationship with the supplier. Through APA, suppliers with submissions that included any smelters of concern were provided with feedback instructing that supplier to take their own independent risk mitigation actions. Examples include the submission of a product-specific CMRT to better identify the connection to products that they supply to the Company. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these smelters of concern from the supply chain. In addition, suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.
Smelters and Refiners
Attached as Appendix A is a list of the 349 smelters and refineries (collectively referred to as “Smelters”) listed by our suppliers in their completed CMRTs that also appear on the lists of Smelters maintained by the RMI. Because most of the CMRTs we received from our suppliers were made on a company or business unit basis, rather than on a product-level basis, we are not able to identify which Smelters actually processed the 3TGs contained in our products. Therefore, our list of processing Smelters may contain more facilities than those that actually processed 3TG contained in our products. All information on Appendix A is based on information made publicly available by the RMI and listed on the RMI website as of March 10, 2023.
From the responses received, we identified a small number of smelters that potentially posed a potential risk. These concerns stem from the combination of risk factors outlined above. For suppliers that identified these specific smelters of concern on their CMRT, the suppliers were contacted by APA and BorgWarner to evaluate whether or not these smelters could be connected to BorgWarner’s products. The suppliers were asked to complete a product-level, rather than a company level, CMRT to better identify the connection to products that they supply. Other suppliers were evaluated internally to determine if they were in fact still active suppliers.
Foreign Sourcing & Sanctions Compliance
The Company does not source any Conflict Minerals directly from smelters or refiners in Russia. The Company also suspended new orders and shipments into and out of Russia and Belarus since the Russian Government’s invasion of Ukraine in February 2022 to promote compliance with applicable economic sanctions laws.
The Company also does not source any Conflict Minerals directly from smelters or refiners subject to any economic sanctions administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC). Nor does it knowingly source indirectly from such parties. The Company maintains a robust, risk-based economic sanctions compliance program that prohibits transactions with such parties.
To the extent that sanctioned entities or countries appear on Appendix A, these listing reflect datasets obtained from RMI. The RMI datasets, in turn, include potential countries of origin compiled from data provided by RMI’s participating members. The inclusion in Appendix A of any OFAC-sanctioned reflects these generalized, third-party datasets and does not indicate actual sourcing from any sanctioned countries or parties.
4. Results for Calendar Year 2022
•Based on responses provided to our RCOI, we have no information that 3TG necessary to the functionality or production of our products financed or benefited armed groups in the Conflict Region.
5. Steps BorgWarner Has Taken or Will Take Since the End of Calendar Year 2022
•Based on our evaluation of a supplier's response, we may conduct a more thorough due diligence inquiry, which may include follow-up questions to the supplier and the supplier's sub-suppliers within the supply chain, a review of any mine or smelter certification, a review of specifications and similar activities designed to determine the source of 3TG and whether that source directly or indirectly aids armed groups in the Conflict Region.
•BorgWarner engages with suppliers directly to request that they complete a valid CMRT for the products that they supply to us. With respect to the OECD requirement to strengthen engagement with suppliers, BorgWarner has developed an internal procedure that includes steps of supplier engagement escalation such as virtual instructional meetings and corrective actions. Feedback from this engagement has allowed us to oversee improvements in supplier responses and supplier compliance for this initiative.
•BorgWarner will continue to monitor the state of conflict in the Conflict Region and the availability of conflict-free smelters.
Due to the breadth and complexity of BorgWarner’s products and respective supply chain, it will take time for many of our suppliers to verify the origin of 3TG in the products they supply to us. Using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the industry standard RMI, RMAP, and continuing our outreach efforts, we hope to further develop information from our downstream suppliers.
Continuous Improvement of Supply Chain Due Diligence
The activities undertaken by BorgWarner as described have helped to mitigate the risk that the 3TG materials necessary to BorgWarner’s products benefited armed groups in the Covered Countries. Going forward, BorgWarner intends to take the following steps to improve its due diligence process and further mitigate the risk that the 3TG materials necessary to our combined products benefit armed groups:
1.Continue to strengthen BorgWarner’s engagement with its suppliers regarding Conflict Minerals, including requiring CMRT information from key suppliers and any new supplier;
2.Continue to drive BorgWarner’s suppliers to obtain current, accurate, and complete information from their supply chain about their smelters and refiners of Conflict Minerals;
3.Encourage smelters identified as part of BorgWarner’s supply chain which are sourcing, or believed to be sourcing, from the Covered Countries to be audited and certified to a protocol recognized by the RMAP, either directly or indirectly through suppliers and/or relevant industry partnerships, including follow-up in 2023 on smelters that required risk mitigation in 2022; and
4.Evaluate participation in relevant trade associations to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.
Additional Risk Factors
The statements within are based on the RCOI process and due diligence performed in good faith by BorgWarner based on the information available at the time. A number of factors could introduce errors or otherwise affect the statements made within. These factors include, but are not limited to, gaps in supplier data, gaps in smelter data, errors or omissions in information provided by suppliers, errors or omissions in information provided by smelters, confusion by suppliers over requirements of the SEC final rule, gaps in supplier education and knowledge, errors or omissions in public information, translation of public data, oversights or errors in conflict-free smelter audits, Covered Country-sourced materials being declared secondary materials, illegally tagged conflict minerals from Covered Countries being introduced into the supply chain, and smuggling of Conflict Minerals from Covered Countries to countries beyond the Covered Countries.
This Conflict Minerals Report was not subjected to an independent private sector audit.
Appendix A - Smelter List
•Includes: Minerals, Smelter/Refinery Name and Smelter Identification Number.
| | | | | | | | |
| 3TG Metal | Smelter / Refinery Name | Smelter ID |
| Gold | Advanced Chemical Company | CID000015 |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 |
| Gold | Agosi AG | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 |
| Gold | Argor-Heraeus S.A. | CID000077 |
| Gold | Asahi Pretec Corp. | CID000082 |
| Gold | Asaka Riken Co., Ltd. | CID000090 |
| Gold | Aurubis AG | CID000113 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 |
| Gold | Boliden AB | CID000157 |
| Gold | C. Hafner GmbH + Co. KG | CID000176 |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 |
| Gold | Cendres + Metaux S.A. | CID000189 |
| Gold | Chimet S.p.A. | CID000233 |
| Gold | Chugai Mining | CID000264 |
| Gold | DSC (Do Sung Corporation) | CID000359 |
| Gold | Dowa | CID000401 |
| Gold | Eco-System Recycling Co., Ltd. East Plant | CID000425 |
| Gold | LT Metal Ltd. | CID000689 |
| Gold | Heimerle + Meule GmbH | CID000694 |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 |
| Gold | Heraeus Germany GmbH Co. KG | CID000711 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 |
| Gold | Istanbul Gold Refinery | CID000814 |
| Gold | Japan Mint | CID000823 |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 |
| Gold | Asahi Refining USA Inc. | CID000920 |
| Gold | Asahi Refining Canada Ltd. | CID000924 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 |
| Gold | Kazzinc | CID000957 |
| Gold | Kennecott Utah Copper LLC | CID000969 |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 |
| Gold | LS-NIKKO Copper Inc. | CID001078 |
| Gold | Materion | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 |
| Gold | Metalor Technologies S.A. | CID001153 |
| | | | | | | | |
| Gold | Metalor USA Refining Corporation | CID001157 |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 |
| Gold | Mitsubishi Materials Corporation | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 |
| Gold | Nihon Material Co., Ltd. | CID001259 |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 |
| Gold | MKS PAMP SA | CID001352 |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 |
| Gold | PX Precinox S.A. | CID001498 |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 |
| Gold | Royal Canadian Mint | CID001534 |
| Gold | Samduck Precious Metals | CID001555 |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 |
| Gold | Solar Applied Materials Technology Corp. | CID001761 |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 |
| Gold | Shandong Gold Smelting Co., Ltd. | CID001916 |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 |
| Gold | Torecom | CID001955 |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 |
| Gold | United Precious Metal Refining, Inc. | CID001993 |
| Gold | Valcambi S.A. | CID002003 |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 |
| Gold | Yamakin Co., Ltd. | CID002100 |
| Gold | Yokohama Metal Co., Ltd. | CID002129 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 |
| Gold | SAFINA A.S. | CID002290 |
| Gold | Umicore Precious Metals Thailand | CID002314 |
| Gold | Geib Refining Corporation | CID002459 |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 |
| Gold | KGHM Polska Miedz Spolka Akcyjna | CID002511 |
| Gold | Singway Technology Co., Ltd. | CID002516 |
| Gold | Al Etihad Gold Refinery DMCC | CID002560 |
| Gold | Emirates Gold DMCC | CID002561 |
| Gold | T.C.A S.p.A | CID002580 |
| Gold | REMONDIS PMR B.V. | CID002582 |
| Gold | Korea Zinc Co., Ltd. | CID002605 |
| Gold | Marsam Metals | CID002606 |
| Gold | TOO Tau-Ken-Altyn | CID002615 |
| Gold | Abington Reldan Metals, LLC | CID002708 |
| | | | | | | | |
| Gold | SAAMP | CID002761 |
| Gold | L'Orfebre S.A. | CID002762 |
| Gold | 8853 S.p.A. | CID002763 |
| Gold | Italpreziosi | CID002765 |
| Gold | WIELAND Edelmetalle GmbH | CID002778 |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | CID002852 |
| Gold | Bangalore Refinery | CID002863 |
| Gold | SungEel HiMetal Co., Ltd. | CID002918 |
| Gold | Planta Recuperadora de Metales SpA | CID002919 |
| Gold | Safimet S.p.A | CID002973 |
| Gold | NH Recytech Company | CID003189 |
| Gold | C.I Metales Procesados Industriales SAS | CID003421 |
| Gold | Eco-System Recycling Co., Ltd. North Plant | CID003424 |
| Gold | Eco-System Recycling Co., Ltd. West Plant | CID003425 |
| Gold | Augmont Enterprises Private Limited | CID003461 |
| Gold | Alexy Metals | CID003500 |
| Gold | Sancus ZFS (L’Orfebre, SA) | CID003529 |
| Gold | Metal Concentrators SA (Pty) Ltd. | CID003575 |
| Gold | WEEEREFINING | CID003615 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 |
| Tantalum | AMG Brasil | CID001076 |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 |
| Tantalum | Mineracao Taboca S.A. | CID001175 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 |
| Tantalum | NPM Silmet AS | CID001200 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 |
| Tantalum | QuantumClean | CID001508 |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 |
| Tantalum | Solikamsk Magnesium Works OAO | CID001769 |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 |
| Tantalum | Telex Metals | CID001891 |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 |
| Tantalum | D Block Metals, LLC | CID002504 |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 |
| Tantalum | KEMET de Mexico | CID002539 |
| Tantalum | TANIOBIS Co., Ltd. | CID002544 |
| | | | | | | | |
| Tantalum | TANIOBIS GmbH | CID002545 |
| Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 |
| Tantalum | Materion Newton Inc. | CID002548 |
| Tantalum | TANIOBIS Japan Co., Ltd. | CID002549 |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | CID002550 |
| Tantalum | Global Advanced Metals Boyertown | CID002557 |
| Tantalum | Global Advanced Metals Aizu | CID002558 |
| Tantalum | Resind Industria e Comercio Ltda. | CID002707 |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CID003583 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 |
| Tin | Alpha | CID000292 |
| Tin | PT Aries Kencana Sejahtera | CID000309 |
| Tin | Dowa | CID000402 |
| Tin | EM Vinto | CID000438 |
| Tin | Estanho de Rondonia S.A. | CID000448 |
| Tin | Fenix Metals | CID000468 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 |
| Tin | China Tin Group Co., Ltd. | CID001070 |
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 |
| Tin | Metallic Resources, Inc. | CID001142 |
| Tin | Mineracao Taboca S.A. | CID001173 |
| Tin | Minsur | CID001182 |
| Tin | Mitsubishi Materials Corporation | CID001191 |
| Tin | Jiangxi New Nanshan Technology Ltd. | CID001231 |
| Tin | Novosibirsk Tin Combine | CID001305 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 |
| Tin | Operaciones Metalurgicas S.A. | CID001337 |
| Tin | PT Artha Cipta Langgeng | CID001399 |
| Tin | PT Babel Inti Perkasa | CID001402 |
| Tin | PT Babel Surya Alam Lestari | CID001406 |
| Tin | PT Bukit Timah | CID001428 |
| Tin | PT Mitra Stania Prima | CID001453 |
| Tin | PT Prima Timah Utama | CID001458 |
| Tin | PT Refined Bangka Tin | CID001460 |
| Tin | PT Sariwiguna Binasentosa | CID001463 |
| Tin | PT Stanindo Inti Perkasa | CID001468 |
| Tin | PT Timah Tbk Kundur | CID001477 |
| Tin | PT Timah Tbk Mentok | CID001482 |
| Tin | PT Timah Nusantara | CID001486 |
| Tin | PT Tinindo Inter Nusa | CID001490 |
| Tin | Rui Da Hung | CID001539 |
| Tin | Thaisarco | CID001898 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 |
| | | | | | | | |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 |
| Tin | CV Venus Inti Perkasa | CID002455 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 |
| Tin | PT Rajehan Ariq | CID002593 |
| Tin | PT Cipta Persada Mulia | CID002696 |
| Tin | Resind Industria e Comercio Ltda. | CID002706 |
| Tin | Super Ligas | CID002756 |
| Tin | Metallo Belgium N.V. | CID002773 |
| Tin | Metallo Spain S.L.U. | CID002774 |
| Tin | PT Sukses Inti Makmur | CID002816 |
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | CID002834 |
| Tin | PT Menara Cipta Mulia | CID002835 |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 |
| Tin | PT Bangka Serumpun | CID003205 |
| Tin | Tin Technology & Refining | CID003325 |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CID003379 |
| Tin | PT Rajawali Rimba Perkasa | CID003381 |
| Tin | Luna Smelter, Ltd. | CID003387 |
| Tin | PT Mitra Sukses Globalindo | CID003449 |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 |
| Tin | CRM Synergies | CID003524 |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | CID003582 |
| Tungsten | A.L.M.T. Corp. | CID000004 |
| Tungsten | Kennametal Huntsville | CID000105 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 |
| Tungsten | Global Tungsten & Powders Corp. | CID000568 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 |
| Tungsten | Kennametal Fallon | CID000966 |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 |
| | | | | | | | |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CID002513 |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | CID002542 |
| Tungsten | Masan High-Tech Materials | CID002543 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 |
| Tungsten | Niagara Refining LLC | CID002589 |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CID002641 |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CID002645 |
| Tungsten | Hydrometallurg, JSC | CID002649 |
| Tungsten | Unecha Refractory metals plant | CID002724 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | CID002827 |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CID002830 |
| Tungsten | ACL Metais Eireli | CID002833 |
| Tungsten | Moliren Ltd. | CID002845 |
| Tungsten | KGETS Co., Ltd. | CID003388 |
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CID003401 |
| Tungsten | Lianyou Metals Co., Ltd. | CID003407 |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | CID003408 |
| Tungsten | NPP Tyazhmetprom LLC | CID003416 |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CID003417 |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | CID003427 |
| Tungsten | Cronimet Brasil Ltda | CID003468 |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CID003609 |
| Tungsten | OOO “Technolom” 2 | CID003612 |
| Tungsten | OOO “Technolom” 1 | CID003614 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 |
| Gold | Caridad | CID000180 |
| Gold | Yunnan Copper Industry Co., Ltd. | CID000197 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 |
| Gold | JSC Novosibirsk Refinery | CID000493 |
| Gold | Refinery of Seemine Gold Co., Ltd. | CID000522 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 |
| Gold | HwaSeong CJ CO., LTD. | CID000778 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 |
| Gold | JSC Uralelectromed | CID000929 |
| Gold | Kazakhmys Smelting LLC | CID000956 |
| Gold | Kyrgyzaltyn JSC | CID001029 |
| Gold | L'azurde Company For Jewelry | CID001032 |
| | | | | | | | |
| Gold | Lingbao Gold Co., Ltd. | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CID001058 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 |
| Gold | Moscow Special Alloys Processing Plant | CID001204 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CID001362 |
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 |
| Gold | Sabin Metal Corp. | CID001546 |
| Gold | Samwon Metals Corp. | CID001562 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 |
| Gold | Super Dragon Technology Co., Ltd. | CID001810 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CID001947 |
| Gold | Morris and Watson | CID002282 |
| Gold | Guangdong Jinding Gold Limited | CID002312 |
| Gold | Fidelity Printers and Refiners Ltd. | CID002515 |
| Gold | Shandong Humon Smelting Co., Ltd. | CID002525 |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CID002527 |
| Gold | International Precious Metal Refiners | CID002562 |
| Gold | Kaloti Precious Metals | CID002563 |
| Gold | Sudan Gold Refinery | CID002567 |
| Gold | Fujairah Gold FZC | CID002584 |
| Gold | Industrial Refining Company | CID002587 |
| Gold | Shirpur Gold Refinery Ltd. | CID002588 |
| Gold | AU Traders and Refiners | CID002850 |
| Gold | Sai Refinery | CID002853 |
| Gold | Modeltech Sdn Bhd | CID002857 |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | CID002865 |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | CID002867 |
| Gold | Pease & Curren | CID002872 |
| Gold | JALAN & Company | CID002893 |
| Gold | ABC Refinery Pty Ltd. | CID002920 |
| Gold | State Research Institute Center for Physical Sciences and Technology | CID003153 |
| Gold | African Gold Refinery | CID003185 |
| Gold | Gold Coast Refinery | CID003186 |
| Gold | QG Refining, LLC | CID003324 |
| Gold | Dijllah Gold Refinery FZC | CID003348 |
| Gold | CGR Metalloys Pvt Ltd. | CID003382 |
| Gold | Sovereign Metals | CID003383 |
| Gold | Kundan Care Products Ltd. | CID003463 |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | CID003487 |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | CID003488 |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | CID003489 |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | CID003490 |
| | | | | | | | |
| Gold | K.A. Rasmussen | CID003497 |
| Gold | Sellem Industries Ltd. | CID003540 |
| Gold | MD Overseas | CID003548 |
| Gold | Metallix Refining Inc. | CID003557 |
| Tin | PT Premium Tin Indonesia | CID000313 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 |
| Tin | PT Belitung Industri Sejahtera | CID001421 |
| Tin | PT Panca Mega Persada | CID001457 |
| Tin | PT Tommy Utama | CID001493 |
| Tin | VQB Mineral and Trading Group JSC | CID002015 |
| Tin | PT Tirus Putra Mandiri | CID002478 |
| Tin | Melt Metais e Ligas S.A. | CID002500 |
| Tin | CV Ayi Jaya | CID002570 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 |
| Tin | Modeltech Sdn Bhd | CID002858 |
| Tin | Pongpipat Company Limited | CID003208 |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CID003356 |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 |
| Tin | Precious Minerals and Smelting Limited | CID003409 |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CID003410 |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CID000281 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 |
| Tungsten | Artek LLC | CID003553 |
| Gold | Gold by Gold Colombia | CID003641 |
| Tin | PT Putera Sarana Shakti (PT PSS) | CID003868 |
| Tin | PT Bangka Prima Tin | CID002776 |
| Tungsten | LLC Vostok | CID003643 |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CID002750 |
| Gold | Dongwu Gold Group | CID003663 |
| Tin | PT Bangka Tin Industry | CID001419 |
| Tin | DS Myanmar | CID003831 |
| Gold | Albino Mountinho Lda. | CID002760 |
| Tantalum | 5D Production OU | CID003926 |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CID003662 |
| Tungsten | HANNAE FOR T Co., Ltd. | CID003978 |
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