---------------------------------- OMB APPROVAL ---------------------------------- OMB Number: 3235-0582 Expires: March 31, 2006 Estimated average burden hours per response............14.4 ---------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07840 -------------------------------------------- Schroder Series Trust - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 875 Third Ave. New York, NY 10022 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Schroder Series Trust P.O. Box 8507 Boston, MA 02266 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (212) 641-3800 --------------------------- Date of fiscal year end: October 31 ---------------- Date of reporting period: July 1, 2003 through June 30, 2004 ------------------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. section 3507. GENERAL INSTRUCTIONS A. RULE AS TO USE OF FORM N-PX. Form N-PX is to be used for reports pursuant to Section 30 of the Investment Company Act of 1940 (the "Act") and Rule 30b1-4 under the Act (17 CFR 270.30b1-4) by all registered management investment companies, other than small business investment companies registered on Form N-5 (sections 239.24 an 274.5 of this chapter), to file their complete proxy voting record not later than August 31 of each year for the most recent twelve-month period ended June 30. B. APPLICATION OF GENERAL RULES AND REGULATIONS. The General Rules and Regulations under the Act contain general requirements that are applicable to reporting on any form under the Act. These general requirements should be carefully read and observed in the preparation and filing of reports on this form, except that any provision in the form or in these instructions shall be controlling. PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALUE OMB CONTROL NUMBER. SEC2451(4-03) C. PREPARATION OF REPORT. 1. This Form is not to be used as a blank form to be filled in, but only as a guide in preparing the report in accordance with Rules 8b-11 (17 CFR 270.8b-11) and 8b-12 (17 CFR 270.8b-12) under the Act. The Commission does not furnish blank copies of this form to be filled in for filing. 2. These general instructions are not be filed with the report. D. INCORPORATION BY REFERENCE. No items of this Form shall be answered by incorporating any information by reference. E. DEFINITIONS. Unless the context clearly indicates the contrary, terms used in this Form N-PX have meanings as defined in the Act and the rules and regulations thereunder. Unless otherwise indicated, all references in the form to statutory sections or to rules are sections of the Act and the rules and regulations thereunder. F. SIGNATURE AND FILING OF REPORT. 1. If the report is filed in paper pursuant to a hardship exemption from electronic filing (see Item 201 et seq. of Regulation ST (17 CFR 232.201 et seq.)), eight complete copies of the report shall be filed with the Commission. At least one complete copy of the report filed with the Commission must be manually signed. Copies not manually signed must bear typed or printed signatures. 2. (a) The report must be signed by the registrant, and on behalf of the registrant by its principal executive officer or officers. (b) The name and title of each person who signs the report shall be typed or printed beneath his or her signature. Attention is directed to Rule 8b-11 under the Act (17 CFR 270.8b-11) concerning manual signatures and signatures pursuant to powers of attorney. ITEM 1. PROXY VOTING RECORD. Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management. Instructions. - ------------- 1. In the case of a registrant that offers multiple series of shares, provide the information required by this Item separately for each series. The term "series" means shares offered by a registrant that represent undivided interests in a portfolio of investments and that are preferred over all other series of shares for assets specifically allocated to that series in accordance with Rule 18f-2(a) under the Act (17 CFR 270.18f-2(a)). 2. The exchange ticker symbol or CUSIP number required by paragraph (b) or (c) of this Item my be omitted if it is not available through reasonably practicable means, e.g., in the case of certain securities of foreign issuers. SIGNATURES [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Schroder Series Trust -------------------------------------------------------------------- By (Signature and Title)* /s/ Mark A. Hemenetz ------------------------------------------------------ Mark A. Hemenetz President Date 8/23/2004 --------------------------------------------------------------------------- *Print the name and title of each signing officer under his or her signature.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07840 Reporting Period: 07/01/2003 - 06/30/2004 Schroder Series Trust =================== SCHRODER SMALL CAPITALIZATION VALUE FUND =================== AFFORDABLE RESIDENTIAL COMMUNITIES, INC. Ticker: ARC Security ID: 008273104 Meeting Date: JUN 15, 2004 Meeting Type: Annual Record Date: APR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott D. Jackson For For Management 1.2 Elect Director John G. Sprengle For For Management 1.3 Elect Director Todd M. Abbrecht For For Management 1.4 Elect Director James L. Clayton For For Management 1.5 Elect Director J. Markham Green For For Management 1.6 Elect Director Michael Greene For For Management 1.7 Elect Director Thomas M. Hagerty For For Management 1.8 Elect Director Randall A. Hack For For Management 1.9 Elect Director Eugene Mercy, Jr. For For Management 1.10 Elect Director Charles J. Santos-Buch For For Management 1.11 Elect Director Scott A. Schoen For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- AGCO CORP. Ticker: AG Security ID: 001084102 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Wayne Booker For For Management 1.2 Elect Director Gerald B. Johanneson For For Management 1.3 Elect Director Curtis E. Moll For For Management 1.4 Elect Director Robert J. Ratliff For For Management 2 Prepare Sustainability Report Against For Shareholder - -------------------------------------------------------------------------------- ANALOGIC CORP. Ticker: ALOG Security ID: 032657207 Meeting Date: JAN 16, 2004 Meeting Type: Annual Record Date: DEC 4, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernard M. Gordon For For Management 1.2 Elect Director John A. Tarello For For Management 1.3 Elect Director John W. Wood Jr. For For Management 2 Amend Restricted Stock Plan For For Management 3 Amend Nonemployee Director Stock Option For For Management Plan - -------------------------------------------------------------------------------- BARNES GROUP, INC. Ticker: B Security ID: 067806109 Meeting Date: APR 14, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Alden For For Management 1.2 Elect Director George T. Carpenter For For Management 1.3 Elect Director Frank E. Grzelecki For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Approve Deferred Compensation Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- BOWNE & CO., INC. Ticker: BNE Security ID: 103043105 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: APR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C.J. Crosetto For For Management 1.2 Elect Director D.B. Fox For For Management 1.3 Elect Director L.A. Stanley For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CAL DIVE INTERNATIONAL, INC. Ticker: CDIS Security ID: 127914109 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Kratz For For Management 1.2 Elect Director Bernard J. Duroc-Danner For For Management 1.3 Elect Director John V. Lovoi For For Management - -------------------------------------------------------------------------------- CALGON CARBON CORP. Ticker: CCC Security ID: 129603106 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Cruickshank For For Management 1.2 Elect Director Thomas A. McConomy For Withhold Management 1.3 Elect Director Julie S. Roberts For For Management 1.4 Elect Director John S. Stanik For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CARMIKE CINEMAS, INC. Ticker: CKEC Security ID: 143436400 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael W. Patrick For For Management 1.2 Elect Director Elizabeth C. Fascitelli For For Management 1.3 Elect Director Richard A. Friedman For For Management 1.4 Elect Director Alan J. Hirschfield For For Management 1.5 Elect Director John W. Jordan II For For Management 1.6 Elect Director S. David Passman III For For Management 1.7 Elect Director Carl L. Patrick, Jr. For For Management 1.8 Elect Director Kenneth A. Pontarelli For For Management 1.9 Elect Director Roland C. Smith For For Management 1.10 Elect Director Patricia A. Wilson For For Management 1.11 Elect Director David W. Zalaznick For For Management 2 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- COMPUTER PROGRAMS & SYSTEMS INC Ticker: CPSI Security ID: 205306103 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Kenny Muscat For For Management 1.2 Elect Director J. Boyd Douglas For For Management 1.3 Elect Director Charles P. Huffman For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Ticker: CFR Security ID: 229899109 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Royce S. Caldwell For For Management 1.2 Elect Director Richard W. Evans, Jr. For For Management 1.3 Elect Director T.C. Frost For For Management 1.4 Elect Director Preston M. Geren III For For Management 1.5 Elect Director Karen E. Jennings For For Management 1.6 Elect Director Richard M. Kleberg, III For For Management 1.7 Elect Director Horace Wilkins, Jr. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CUMMINS , INC. Ticker: CMI Security ID: 231021106 Meeting Date: APR 6, 2004 Meeting Type: Annual Record Date: FEB 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Darnall For For Management 1.2 Elect Director John M. Deutch For For Management 1.3 Elect Director Alexis M. Herman For For Management 1.4 Elect Director William I. Miller For For Management 1.5 Elect Director William D. Ruckelshaus For For Management 1.6 Elect Director Theodore M. Solso For For Management 1.7 Elect Director J. Lawrence Wilson For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- DELTA & PINE LAND COMPANY Ticker: DLP Security ID: 247357106 Meeting Date: JAN 15, 2004 Meeting Type: Annual Record Date: NOV 21, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Murphy For For Management 1.2 Elect Director Rudi E. Scheidt For For Management 2 Ratify Auditor For For Management - -------------------------------------------------------------------------------- FOREST OIL CORP. Ticker: FST Security ID: 346091705 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cortlandt S. Dietler For For Management 1.2 Elect Director Dod A. Fraser For For Management 1.3 Elect Director Patrick R. McDonald For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GRANT PRIDECO INC Ticker: GRP Security ID: 38821G101 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Butters For For Management 1.2 Elect Director Eliot M. Fried For For Management 1.3 Elect Director Dennis R. Hendrix For For Management 1.4 Elect Director Harold E. Layman For For Management 1.5 Elect Director Sheldon B. Lubar For For Management 1.6 Elect Director Michael Mcshane For For Management 1.7 Elect Director Robert K. Moses, Jr. For For Management 1.8 Elect Director Joseph E. Reid For For Management 1.9 Elect Director David A. Trice For For Management - -------------------------------------------------------------------------------- GRAY TELEVISION INC. Ticker: GTN.A Security ID: 389375106 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: MAR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Mack Robinson For For Management 1.2 Elect Director Robert S. Prather, Jr. For Withhold Management 1.3 Elect Director Hilton H. Howell, Jr. For Withhold Management 1.4 Elect Director William E. Mayher, III For For Management 1.5 Elect Director Richard L. Boger For For Management 1.6 Elect Director Ray M. Deaver For Withhold Management 1.7 Elect Director T.L. Elder For For Management 1.8 Elect Director Howell W. Newton For For Management 1.9 Elect Director Hugh E. Norton For For Management 1.10 Elect Director Harriet J. Robinson For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Increase Authorized Common Stock For For Management - -------------------------------------------------------------------------------- HARRIS CORP. Ticker: HRS Security ID: 413875105 Meeting Date: OCT 24, 2003 Meeting Type: Annual Record Date: AUG 29, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph L. Dionne For For Management 1.2 Elect Director David B. Rickard For For Management 1.3 Elect Director Gregory T. Swienton For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- IDT CORP. Ticker: IDT.C Security ID: 448947101 Meeting Date: DEC 15, 2003 Meeting Type: Annual Record Date: OCT 20, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Moshe Kaganoff For For Management 1.2 Elect Director James S. Gilmore, III For For Management 1.3 Elect Director Jack F. Kemp For For Management 1.4 Elect Director Admiral William A. Owens For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Employee Stock Purchase Plan For For Management 4 Approve Stock Award to Executive For For Management 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- IMATION CORP. Ticker: IMN Security ID: 45245A107 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glen A. Taylor For For Management 1.2 Elect Director Daryl J. White For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- INPUT/OUTPUT, INC. Ticker: IO Security ID: 457652105 Meeting Date: JUN 22, 2004 Meeting Type: Annual Record Date: MAY 6, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin Myers For Withhold Management 1.2 Elect Director Bruce S. Appelbaum For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- JARDEN CORP. Ticker: JAH Security ID: 471109108 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: APR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian G.H. Ashken For For Management 1.2 Elect Director Richard L. Molen For For Management 2 Ratify Auditors For For Management 3 Other Business For Against Management - -------------------------------------------------------------------------------- KADANT INC Ticker: KAI Security ID: 48282T104 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William A. Rainville For For Management - -------------------------------------------------------------------------------- KENNAMETAL, INC. Ticker: KMT Security ID: 489170100 Meeting Date: OCT 28, 2003 Meeting Type: Annual Record Date: SEP 9, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald M. DeFeo For For Management 1.2 Elect Director William R. Newlin For For Management 1.3 Elect Director Lawrence W. Stranghoener For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William S. Elston For For Management 1.2 Elect Director Merritt J. Mott For For Management 1.3 Elect Director Diana M. Murphy For For Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management - -------------------------------------------------------------------------------- MILLIPORE CORP. Ticker: MIL Security ID: 601073109 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Bellus For For Management 1.2 Elect Director Robert C. Bishop For For Management 1.3 Elect Director Edward M. Scolnick For For Management - -------------------------------------------------------------------------------- NATIONAL-OILWELL, INC. Ticker: NOI Security ID: 637071101 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger L. Jarvis For For Management 1.2 Elect Director Merrill A. Miller, Jr. For For Management 1.3 Elect Director Frederick W. Pheasey For For Management - -------------------------------------------------------------------------------- OVERNITE CORP. Ticker: OVNT Security ID: 690322102 Meeting Date: JUN 24, 2004 Meeting Type: Annual Record Date: APR 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas N. Allen For For Management 1.2 Elect Director Thomas J. Donohue, Jr. For For Management 1.3 Elect Director Charles H. Foster, Jr. For For Management 1.4 Elect Director Patrick D. Hanley For For Management 1.5 Elect Director Michael D. Jordan For For Management 1.6 Elect Director Harold D. Marshall For For Management 1.7 Elect Director George J. Matkov, Jr. For For Management 1.8 Elect Director Leo H. Suggs For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PARAMETRIC TECHNOLOGY CORP. Ticker: PMTC Security ID: 699173100 Meeting Date: MAR 3, 2004 Meeting Type: Annual Record Date: JAN 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Porter For For Management 1.2 Elect Director Noel G. Posternak For For Management 2 Amend Employee Stock Purchase Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PEROT SYSTEMS CORP. Ticker: PER Security ID: 714265105 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ross Perot For Withhold Management 1.2 Elect Director Ross Perot, Jr. For Withhold Management 1.3 Elect Director Steve Blasnik For Withhold Management 1.4 Elect Director John S.T. Gallagher For For Management 1.5 Elect Director Carl Hahn For For Management 1.6 Elect Director Desoto Jordan For Withhold Management 1.7 Elect Director Thomas Meurer For For Management 1.8 Elect Director Cecil H (c.H.) Moore Jr For For Management - -------------------------------------------------------------------------------- PROASSURANCE CORP Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor T. Adamo For For Management 1.2 Elect Director Paul R. Butrus For For Management 2 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- PROTECTIVE LIFE CORP. Ticker: PL Security ID: 743674103 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. McMahon, Jr. For For Management 1.2 Elect Director James S. M. French For For Management 1.3 Elect Director John D. Johns For For Management 1.4 Elect Director Donald M. James For For Management 1.5 Elect Director J. Gary Cooper For For Management 1.6 Elect Director H. Corbin Day For For Management 1.7 Elect Director W. Michael Warren, Jr. For For Management 1.8 Elect Director Malcolm Portera For For Management 1.9 Elect Director Thomas L. Hamby For For Management 1.10 Elect Director Vanessa Leonard For For Management 1.11 Elect Director William A. Terry For For Management 2 Approve Outside Director Options in Lieu For For Management of Cash 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- REGENT COMMUNICATIONS, INC. Ticker: RGCI Security ID: 758865109 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 31, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hendrik J. Hartong, Jr. For For Management 1.2 Elect Director William H. Ingram For For Management 1.3 Elect Director Terry S. Jacobs For For Management 1.4 Elect Director Timothy M. Mooney For For Management 1.5 Elect Director Richard H. Patterson For For Management 1.6 Elect Director William L. Stakelin For For Management 1.7 Elect Director William P. Sutter, Jr. For For Management 1.8 Elect Director John H. Wyant For For Management 2 Amend Stock Option Plan For For Management - -------------------------------------------------------------------------------- SAGA COMMUNICATIONS, INC. Ticker: SGA Security ID: 786598102 Meeting Date: MAY 10, 2004 Meeting Type: Annual Record Date: MAR 30, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Firestone For For Management 1.2 Elect Director Brian W. Brady For For Management 1.3 Elect Director Edward K. Christian For For Management 1.4 Elect Director Donald J. Alt For For Management 1.5 Elect Director Robert J. Maccini For Withhold Management 1.6 Elect Director Gary Stevens For Withhold Management - -------------------------------------------------------------------------------- SOUTHERN UNION CO. Ticker: SUG Security ID: 844030106 Meeting Date: NOV 4, 2003 Meeting Type: Annual Record Date: SEP 15, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Brennan For For Management 1.2 Elect Director Frank W. Denius For For Management 1.3 Elect Director Ronald W. Simms For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- TALBOTS, INC., THE Ticker: TLB Security ID: 874161102 Meeting Date: MAY 27, 2004 Meeting Type: Annual Record Date: APR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold B. Zetcher For Withhold Management 1.2 Elect Director John W. Gleeson For For Management 1.3 Elect Director Elizabeth T. Kennan For For Management 1.4 Elect Director Yoichi Kimura For Withhold Management 1.5 Elect Director Motoya Okada For Withhold Management 1.6 Elect Director Gary M. Pfeiffer For For Management 1.7 Elect Director Susan M. Swain For For Management 1.8 Elect Director Toshiji Tokiwa For Withhold Management 1.9 Elect Director Isao Tsuruta For Withhold Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- TOMMY HILFIGER CORP. Ticker: TOM Security ID: G8915Z102 Meeting Date: NOV 3, 2003 Meeting Type: Annual Record Date: SEP 19, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David F. Dyer and Clinton V. Silver For For Management as a Directors 2 Approve 2003 Incentive Compensation Plan For For Management 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditors 4 Other Business (Voting) For Against Management - -------------------------------------------------------------------------------- VIAD CORP. Ticker: VVI Security ID: 92552R109 Meeting Date: MAY 11, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jess Hay For For Management 1.2 Elect Director Linda Johnson Rice For For Management 1.3 Elect Director Albert M. Teplin For For Management 1.4 Elect Director Timothy R. Wallace For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Reverse Stock Split For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- WARNACO GROUP, INC., THE Ticker: WRNC Security ID: 934390402 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: APR 6, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Bell For For Management 1.2 Elect Director Robert A. Bowman For For Management 1.3 Elect Director Richard Karl Goeltz For For Management 1.4 Elect Director Joseph R. Gromek For For Management 1.5 Elect Director Sheila A. Hopkins For For Management 1.6 Elect Director Charles R. Perrin For For Management 1.7 Elect Director Cheryl Nido Turpin For For Management 2 Ratify Auditors For For Management
