UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-07876 |
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Templeton China World Fund |
(Exact name of registrant as specified in charter) |
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300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (954) 527-7500 |
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Date of fiscal year end: 8/31 |
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Date of reporting period: 6/30/2021 |
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Item 1. Proxy Voting Records. |
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A-LIVING SERVICES CO., LTD. | ||||
Ticker: 3319 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Company Name | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
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A-LIVING SERVICES CO., LTD. | ||||
Ticker: 3319 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Property Management Services Agreement, Revised Annual Cap and Related Transactions | Management | For | For |
2 | Approve 2021 Property Management Services Framework Agreement, Revised Annual Caps and Related Transactions | Management | For | For |
3 | Approve 2021 Property Agency Services Framework Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
4 | Approve 2021 Framework Referral Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
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A-LIVING SMART CITY SERVICES CO., LTD. | ||||
Ticker: 3319 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New CMIG PM Agreement, Supplemental Agreement, Second Supplemental Agreement and Related Transactions | Management | For | For |
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A-LIVING SMART CITY SERVICES CO., LTD. | ||||
Ticker: 3319 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2020 Report of the Board of Directors | Management | For | For |
2 | Approve 2020 Report of the Supervisory Committee | Management | For | For |
3 | Approve 2020 Audited Consolidated Financial Statements | Management | For | For |
4 | Approve 2020 Annual Report | Management | For | For |
5 | Approve 2021 Annual Financial Budget | Management | For | For |
6 | Approve 2020 Final Dividend and Special Dividend | Management | For | For |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
8 | Authorize Supervisory Committee to Fix Remuneration of Supervisors | Management | For | For |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares/Unlisted Foreign Shares/H Shares | Management | For | Against |
11 | Approve Grant of General Mandate to the Board to Repurchase H Shares of the Company | Management | For | For |
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ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: 9988 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
2.2 | Elect Kabir Misra as Director | Management | For | Against |
2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
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ANHUI CONCH CEMENT COMPANY LIMITED | ||||
Ticker: 914 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zhang Xiaorong as Director | Management | For | For |
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ANHUI CONCH CEMENT COMPANY LIMITED | ||||
Ticker: 914 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Supervisory Committee | Management | For | For |
3 | Approve Audited Financial Reports | Management | For | For |
4 | Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Profit Appropriation Proposal and Declaration of Final Dividend | Management | For | For |
6 | Approve Provision of Guarantee to Subsidiaries and Invested Companies | Management | For | For |
7 | Elect Wang Cheng as Director | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
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ANTA SPORTS PRODUCTS LIMITED | ||||
Ticker: 2020 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Ding Shijia as Director | Management | For | For |
4 | Elect Zheng Jie as Director | Management | For | For |
5 | Elect Yiu Kin Wah Stephen as Director | Management | For | For |
6 | Elect Lai Hin Wing Henry Stephen as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
8 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
10 | Authorize Repurchase of Issued Share Capital | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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BAIDU, INC. | ||||
Ticker: BIDU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve One-to-Eighty Stock Split | Management | For | For |
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BAOZUN, INC. | ||||
Ticker: 9991 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Fifth Amended and Restated Memorandum and Articles of Association | Management | For | For |
2 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ended December 31, 2020 and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors for the Year Ending December 31, 2021 and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Elect Director Jessica Xiuyun Liu | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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BEIGENE, LTD. | ||||
Ticker: 6160 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of Option to Acquire Shares Pursuant to the Share Purchase Agreement | Management | For | For |
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BEIGENE, LTD. | ||||
Ticker: 6160 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald W. Glazer | Management | For | For |
2 | Elect Director Michael Goller | Management | For | For |
3 | Elect Director Thomas Malley | Management | For | For |
4 | Elect Director Corazon (Corsee) D. Sanders | Management | For | For |
5 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Management | For | For |
6 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Management | For | For |
7 | Approve Connected Person Placing Authorization I | Management | For | For |
8 | Approve Connected Person Placing Authorization IA | Management | For | For |
9 | Approve Connected Person Placing Authorization II | Management | For | For |
10 | Approve Connected Person Placing Authorization IIA | Management | For | For |
11 | Approve Direct Purchase Option | Management | For | For |
12 | Approve Grant of Restricted Shares Unit to John V. Oyler | Management | For | For |
13 | Approve Grant of Restricted Shares Unit to Xiaodong Wang | Management | For | Against |
14 | Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Articles | Management | For | For |
17 | Adjourn Meeting | Management | For | For |
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BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. | ||||
Ticker: 002271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment and Construction of a Green Building New Material Production Base Project | Management | For | For |
2 | Approve Change in Registered Capital | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
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BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. | ||||
Ticker: 002271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Draft and Summary of Stock Option Incentive Plan | Management | For | For |
2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
3 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
4 | Approve Draft and Summary of Employee Share Purchase Plan | Management | For | For |
5 | Approve Management Method of Employee Share Purchase Plan | Management | For | For |
6 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
7 | Approve Employee Share Purchase Plan Intent to Raise Funds through Financing and Securities Lending | Shareholder | For | For |
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BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. | ||||
Ticker: 002271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Financial Budget Report | Management | For | For |
5 | Approve Profit Distribution | Management | For | For |
6 | Approve Annual Report and Summary | Management | For | For |
7 | Approve to Appoint Auditor | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Approve Remuneration of Supervisors | Management | For | For |
10 | Approve Application of Comprehensive Credit Lines | Management | For | For |
11 | Approve Guarantee Provision for the Comprehensive Credit Lines Applied by the Subsidiary | Management | For | For |
12 | Approve Provision of External Guarantee | Management | For | For |
13 | Approve Increase in Registered Capital | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
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BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. | ||||
Ticker: 002271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Establishment of Wholly-owned Subsidiary and Construction of Green New Type of Building Materials Research and Development and Production Base Project | Management | For | For |
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CHINA MERCHANTS BANK CO., LTD. | ||||
Ticker: 3968 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Miao Jianmin as Director | Management | For | For |
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CHINA MERCHANTS BANK CO., LTD. | ||||
Ticker: 3968 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Work Report of the Board of Directors | Management | For | For |
2 | Approve Work Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report | Management | For | For |
4 | Approve Audited Financial Statements | Management | For | For |
5 | Approve Profit Appropriation Plan | Management | For | For |
6 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Related Party Transaction Report | Management | For | For |
8 | Elect Li Chaoxian as Director | Management | For | For |
9 | Elect Shi Yongdong as Director | Management | For | For |
10 | Elect Guo Xikun as Supervisor | Shareholder | For | For |
11 | Approve Medium-Term Capital Management Plan for 2021-2023 | Management | For | For |
12 | Approve Redemption of Capital Bonds | Management | For | For |
13 | Approve Authorization to Issue Capital Bonds | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
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CHINA MOLYBDENUM CO., LTD. | ||||
Ticker: 3993 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2021 Budget Report | Management | For | For |
2 | Approve 2020 Financial Report and Financial Statements | Management | For | For |
3 | Approve Appointment of 2021 External Auditor | Management | For | For |
4 | Approve 2020 Profit Distribution Plan | Management | For | For |
5 | Approve 2020 Report of the Board of Directors | Management | For | For |
6 | Approve 2020 Report of the Supervisory Committee | Management | For | For |
7 | Approve 2020 Annual Report | Management | For | For |
8 | Approve Purchase of Structured Deposit with Internal Idle Fund | Management | For | Against |
9 | Approve Purchase of Wealth Management or Entrusted Wealth Management Products with Internal Idle Fund | Management | For | For |
10 | Approve Provision of Guarantee to Wholly-owned Subsidiaries | Management | For | For |
11 | Approve Provision of Supply Chain Financing Guarantee by IXM (a Wholly-Owned Subsidiary of the Company) to Suppliers | Management | For | For |
12 | Approve Provision of Financing Guarantee to a Joint Venture of the Company | Management | For | For |
13 | Approve and Authorize the Board of Directors to Decide on the Issuance of Debt Financing Instruments | Management | For | Against |
14 | Approve Purchasing Liability Insurance for Directors, Supervisors and Senior Management | Management | For | For |
15a | Elect Sun Ruiwen as Director | Management | For | For |
15b | Elect Li Chaochun as Director | Management | For | For |
15c | Elect Yuan Honglin as Director | Management | For | For |
15d | Elect Guo Yimin as Director | Management | For | For |
15e | Elect Cheng Yunlei as Director | Management | For | For |
15f | Elect Wang Gerry Yougui as Director | Management | For | For |
15g | Elect Yan Ye as Director | Management | For | For |
15h | Elect Li Shuhua as Director | Management | For | For |
16a | Elect Zhang Zhenhao as Supervisor | Management | For | For |
16b | Elect Kou Youmin as Supervisor | Management | For | For |
17 | Authorize Board to Fix Remuneration of Directors and Supervisors | Management | For | For |
18 | Amend Articles of Association and Other Internal Management Systems | Management | For | For |
19 | Approve Forfeiture of Uncollected Dividend of H Shareholders for the Year 2013 | Management | For | For |
20 | Authorize Board to Deal with All Matters in Relation to the Distribution of Interim Dividend and Quarterly Dividend for the Year 2021 | Management | For | For |
21 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares | Management | For | Against |
22 | Authorize Repurchase of Issued H Share Capital | Management | For | For |
23 | Approve 2021 First Phase of the Employee Share Ownership Plan of the Company (Draft) and Its Summary | Shareholder | For | For |
24 | Approve Administrative Measures for the 2021 First Phase of the Employee Share Ownership Plan of the Company | Shareholder | For | For |
25 | Authorize Board to Deal with All Matters in Relation to the 2021 First Phase of the Employee Share Ownership Plan of the Company | Shareholder | For | For |
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CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED | ||||
Ticker: 291 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve JV Agreement and Related Transactions | Management | For | For |
1b | Approve Authorization of the Provision of Additional Capital Commitment, Shareholder's Loans and/or Guarantee by the Group Pursuant to the JV Agreement | Management | For | For |
1c | Approve Relocation Compensation Agreement and Related Transactions | Management | For | For |
1d | Approve New Relocation Compensation Agreement and Related Transactions | Management | For | For |
1e | Approve Construction Agreement and Related Transactions | Management | For | For |
1f | Authorize Board to Handle All Matters in Relation to the JV Agreement, the Relocation Compensation Agreement, the New Relocation Compensation Agreement and the Construction Agreement | Management | For | For |
2 | Elect Richard Raymond Weissend as Director | Management | For | For |
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CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED | ||||
Ticker: 291 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Lai Ni Hium as Director | Management | For | For |
3.2 | Elect Houang Tai Ninh as Director | Management | For | For |
3.3 | Elect Chan Bernard Charnwut as Director | Management | For | For |
3.4 | Elect Siu Kwing Chue, Gordon as Director | Management | For | For |
3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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CHINA RESOURCES LAND LIMITED | ||||
Ticker: 1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Chen Rong as Director | Management | For | For |
3.2 | Elect Wang Yan as Director | Management | For | For |
3.3 | Elect Li Xin as Director | Management | For | For |
3.4 | Elect Guo Shiqing as Director | Management | For | For |
3.5 | Elect Wan Kam To, Peter as Director | Management | For | Against |
3.6 | Elect Yan Y. Andrew as Director | Management | For | For |
3.7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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CHINA TOURISM GROUP DUTY FREE CORP. LTD. | ||||
Ticker: 601888 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Appoint Auditor | Management | For | For |
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CHINA TOURISM GROUP DUTY FREE CORP. LTD. | ||||
Ticker: 601888 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Report of the Independent Directors | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve Annual Report and Summary | Management | For | For |
6 | Approve Profit Distribution | Management | For | For |
7 | Approve Guarantee Plan | Management | For | For |
8 | Elect Wang Xuan as Non-Independent Director | Shareholder | For | For |
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CHINA TOURISM GROUP DUTY FREE CORP. LTD. | ||||
Ticker: 601888 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of H Class Shares and Listing in Hong Kong Stock Exchange | Management | For | For |
2.1 | Approve Share Type and Par Value | Management | For | For |
2.2 | Approve Issue Time | Management | For | For |
2.3 | Approve Issue Manner | Management | For | For |
2.4 | Approve Issue Size | Management | For | For |
2.5 | Approve Manner of Pricing | Management | For | For |
2.6 | Approve Target Subscribers | Management | For | For |
2.7 | Approve Principles of Offering | Management | For | For |
3 | Approve Plan on Usage of Raised Funds | Management | For | For |
4 | Approve Distribution Arrangement of Cumulative Earnings | Management | For | For |
5 | Approve Resolution Validity Period | Management | For | For |
6 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
7 | Elect Ge Ming as Independent Director | Management | For | For |
8 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
10 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
11 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
12 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Management | For | For |
13 | Amend Rules and Procedure of the Audit Committee of Board of Directors | Management | For | For |
14 | Amend Rules and Procedure of the Nomination Committee of Board of Directors | Management | For | For |
15 | Amend Rules and Procedure of the Remuneration and Appraisal Committee of Board of Directors | Management | For | For |
16 | Amend Rules and Procedure of the Strategy Committee of Board of Directors | Management | For | For |
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CNOOC LIMITED | ||||
Ticker: 883 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Agreement and Amendments to the Existing Non-Compete Undertaking and Related Transactions | Management | For | For |
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CSPC PHARMACEUTICAL GROUP LIMITED | ||||
Ticker: 1093 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Bonus Shares and Related Transactions | Management | For | For |
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EAST MONEY INFORMATION CO., LTD. | ||||
Ticker: 300059 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Annual Report and Summary | Management | For | For |
5 | Approve Profit Distribution and Capitalization of Capital Reserves | Management | For | For |
6 | Approve Application of Credit Line and Provision of Guarantees | Management | For | For |
7 | Approve Amendments to Articles of Association | Management | For | For |
8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | Against |
9 | Amend External Investment Management System | Management | For | Against |
10.1 | Elect Zheng Likun as Director | Management | For | For |
10.2 | Elect Huang Jianhai as Director | Management | For | For |
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GDS HOLDINGS LIMITED | ||||
Ticker: GDS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary J. Wojtaszek | Management | For | Against |
2 | Elect Director Satoshi Okada | Management | For | Against |
3 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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GDS HOLDINGS LIMITED | ||||
Ticker: 9698 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lim Ah Doo | Management | For | For |
2 | Elect Director Chang Sun | Management | For | For |
3 | Elect Director Judy Qing Ye | Management | For | For |
4 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Amend Certificate of Incorporation | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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HONG KONG EXCHANGES & CLEARING LTD. | ||||
Ticker: 388 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Nicholas Charles Allen as Director | Management | For | For |
2b | Elect Cheung Ming Ming, Anna as Director | Management | For | For |
2c | Elect Zhang Yichen as Director | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
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HUNDSUN TECHNOLOGIES, INC. | ||||
Ticker: 600570 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Share Purchase Plan (Draft) and Summary | Management | For | Against |
2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | Against |
3 | Approve Authorization of Board to Handle All Related Matters | Management | For | Against |
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HUNDSUN TECHNOLOGIES, INC. | ||||
Ticker: 600570 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Summary | Management | For | For |
2 | Approve Report of the Board of Directors | Management | For | For |
3 | Approve Report of the Board of Supervisors | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve Internal Control Self-Evaluation Report | Management | For | For |
6 | Approve Profit Distribution | Management | For | For |
7 | Approve Appointment of Auditor and Its Remuneration | Management | For | For |
8 | Approve Related Party Transaction on Joint Subscription of Nanjing Xingding Equity Investment Partnership (Limited Partnership) | Management | For | For |
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INNOCARE PHARMA LIMITED | ||||
Ticker: 9969 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Renbin Zhao as Director | Management | For | For |
2.2 | Elect Yigong Shi as Director | Management | For | For |
2.3 | Elect Ronggang Xie as Director | Management | For | For |
2.4 | Elect Zemin Zhang as Director | Management | For | For |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
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INNOCARE PHARMA LIMITED | ||||
Ticker: 9969 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve CNY Share Issue and the Specific Mandate | Management | For | For |
2 | Authorize Board and Its Authorized Person to Deal with All Matters in Relation to the CNY Share Issue | Management | For | For |
3 | Approve Plan for Distribution of Profits Accumulated Before the CNY Share Issue | Management | For | For |
4 | Approve Plan for Stabilization of the Price of the CNY Shares for the Three Years After the CNY Share Issue | Management | For | For |
5 | Approve Dividend Return Plan for the Coming Three Years After the CNY Share Issue | Management | For | For |
6 | Approve Use of Proceeds from the CNY Share Issue | Management | For | For |
7 | Approve Remedial Measures for the Dilution of Immediate Returns After the Listing of CNY Shares | Management | For | For |
8 | Approve Undertakings and the Corresponding Binding Measures in Connection with the CNY Share Issue | Management | For | For |
9 | Adopt Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
10 | Adopt Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
11 | Authorize Any Director or Officer to Deal with All Matters in Relation to the Ordinary Resolutions | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
| ||||
INNOVENT BIOLOGICS, INC. | ||||
Ticker: 1801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Shuyun Chen as Director | Management | For | For |
2.2 | Elect Kaixian Chen as Director | Management | For | For |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
INNOVENT BIOLOGICS, INC. | ||||
Ticker: 1801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan | Management | For | Against |
1b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to De-Chao Michael Yu Under the 2020 RS Plan | Management | For | Against |
2a | Approve Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan | Management | For | Against |
2b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Ronald Hao Xi Ede Under the 2020 RS Plan | Management | For | Against |
3a | Approve Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan | Management | For | Against |
3b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Charles Leland Cooney Under the 2020 RS Plan | Management | For | Against |
4a | Approve Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan | Management | For | Against |
4b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Joyce I-Yin Hsu Under the 2020 RS Plan | Management | For | Against |
5a | Approve Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan | Management | For | Against |
5b | Authorize Board to Deal with All Matters in Relation to the Grant of Restricted Shares to Kaixian Chen Under the 2020 RS Plan | Management | For | Against |
| ||||
JD.COM, INC. | ||||
Ticker: 9618 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
2 | Amend Memorandum of Association and Articles of Association | Management | For | For |
| ||||
JIANGSU HENGLI HYDRAULIC CO., LTD. | ||||
Ticker: 601100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report and Summary | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve Profit Distribution | Management | For | For |
6 | Approve Report of the Independent Directors | Management | For | For |
7 | Approve Remuneration of Directors, Supervisors and Senior Management Members | Management | For | For |
8 | Approve Appointment of Auditor | Management | For | For |
9 | Approve Amendments to Articles of Association | Management | For | For |
10 | Approve to Formulate Shareholder Return Plan | Management | For | For |
11 | Elect Fang Youtong as Independent Director | Management | For | For |
| ||||
JIANGSU HENGRUI MEDICINE CO., LTD. | ||||
Ticker: 600276 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Draft and Summary of Performance Shares Incentive Plan | Management | For | For |
2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
3 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| ||||
JIANGSU HENGRUI MEDICINE CO., LTD. | ||||
Ticker: 600276 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Annual Report and Summary | Management | For | For |
3 | Approve Report of the Board of Supervisors | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve Profit Distribution | Management | For | For |
6 | Approve Financial Auditor and Internal Control Auditor as well as Payment of Remuneration | Management | For | For |
7 | Approve Amendments to Articles of Association | Management | For | For |
8 | Approve Repurchase and Cancellation of Equity Incentive Stocks | Management | For | For |
9 | Elect Dong Jiahong as Independent Director | Management | For | For |
| ||||
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. | ||||
Ticker: 600872 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Profit Distribution | Management | For | For |
4 | Approve to Appoint Auditor | Management | For | For |
5 | Approve Shareholder Return Plan | Management | For | For |
6 | Approve Annual Report and Summary | Management | For | For |
7 | Approve Repurchase of the Company's Shares | Shareholder | For | For |
| ||||
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. | ||||
Ticker: 600872 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect He Hua as Non-independent Director | Shareholder | For | For |
| ||||
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD. | ||||
Ticker: 600872 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Li Gang as Independent Director | Management | For | For |
| ||||
KUAISHOU TECHNOLOGY | ||||
Ticker: 1024 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Su Hua as Director | Management | For | For |
3 | Elect Cheng Yixiao as Director | Management | For | For |
4 | Elect Zhang Fei as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
LUXSHARE PRECISION INDUSTRY CO. LTD. | ||||
Ticker: 002475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Extension of Resolution Validity Period in Connection to Convertible Bonds Issuance | Management | For | For |
2 | Approve Extension in Authorization for Board to Handle All Matters Related to Convertible Bonds Issuance | Management | For | For |
| ||||
LUXSHARE PRECISION INDUSTRY CO. LTD. | ||||
Ticker: 002475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Annual Report and Summary | Management | For | For |
5 | Approve Profit Distribution | Management | For | For |
6 | Approve Report of the Independent Directors | Management | For | For |
7 | Approve Appointment of Auditor | Management | For | For |
8 | Approve Amendments to Articles of Association | Management | For | For |
9 | Amend External Investment Management System | Management | For | For |
10 | Approve Provision of Guarantees | Management | For | For |
11.1 | Elect Wang Laichun as Director | Management | For | For |
11.2 | Elect Wang Laisheng as Director | Management | For | For |
11.3 | Elect Li Wei as Director | Management | For | For |
11.4 | Elect Wang Tao as Director | Management | For | For |
12.1 | Elect Zhang Ying as Director | Management | For | For |
12.2 | Elect Liu Zhonghua as Director | Management | For | For |
12.3 | Elect Song Yuhong as Director | Management | For | For |
13.1 | Elect Xia Yanrong as Supervisor | Management | For | For |
13.2 | Elect Mo Rongying as Supervisor | Management | For | For |
| ||||
LUZHOU LAOJIAO CO., LTD. | ||||
Ticker: 000568 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Annual Report | Management | For | For |
5 | Approve Profit Distribution | Management | For | For |
6 | Approve to Appoint Auditor | Management | For | For |
7.1 | Elect Liu Miao as Director | Shareholder | For | For |
7.2 | Elect Lin Feng as Director | Shareholder | For | For |
7.3 | Elect Wang Hongbo as Director | Shareholder | For | For |
7.4 | Elect Shen Caihong as Director | Shareholder | For | For |
7.5 | Elect Qian Xu as Director | Management | For | For |
7.6 | Elect Ying Hanjie as Director | Management | For | For |
8.1 | Elect Liu Junhai as Director | Management | For | For |
8.2 | Elect Chen Youan as Director | Management | For | For |
8.3 | Elect Sun Dongsheng as Director | Management | For | For |
8.4 | Elect Lyu Xianpei as Director | Management | For | For |
9.1 | Elect Yang Ping as Supervisor | Management | For | For |
9.2 | Elect Lian Jing as Supervisor | Management | For | For |
9.3 | Elect Guo Shihua as Supervisor | Management | For | For |
| ||||
MEITUAN | ||||
Ticker: 3690 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Wang Huiwen as Director | Management | For | For |
3 | Elect Lau Chi Ping Martin as Director | Management | For | For |
4 | Elect Neil Nanpeng Shen as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10a | Approve Tencent Subscription Agreement | Management | For | For |
10b | Approve Grant of Specific Mandate to Issue Tencent Subscription Shares | Management | For | For |
10c | Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement | Management | For | For |
11 | Amend Memorandum and Articles of Association | Management | For | For |
| ||||
MEITUAN DIANPING | ||||
Ticker: 3690 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
1b | Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| ||||
MINTH GROUP LIMITED | ||||
Ticker: 425 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve CNY Share Issue and the Specific Mandate | Management | For | For |
2 | Authorize Board to Handle All Matters in Relation to the CNY Share Issue | Management | For | For |
3 | Approve Plan for Distribution of Profits Accumulated before the CNY Share Issue | Management | For | For |
4 | Approve Policy for Stabilization of the Price of the CNY Shares for the Three Years after the CNY Share Issue | Management | For | For |
5 | Approve Profits Distribution Policy and the Dividend Return Plan for the Three Years after the CNY Share Issue | Management | For | For |
6 | Approve Use of Proceeds from the CNY Share Issue | Management | For | For |
7 | Approve Remedial Measures for the Potential Dilution of Immediate Returns by the CNY Share Issue | Management | For | For |
8 | Approve Undertakings and the Corresponding Binding Measures in Connection with the CNY Share Issue | Management | For | For |
9 | Approve Rules of Procedure for General Meetings of Shareholders | Management | For | For |
10 | Approve Rules of Procedure for Board Meetings | Management | For | For |
11 | Authorize Board to Handle All Matters in Relation to the Ordinary Resolutions | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
| ||||
MINTH GROUP LIMITED | ||||
Ticker: 425 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Wang Ching as Director and Approve Continuous Appointment as Independent Non-Executive Director | Management | For | For |
4 | Elect Wu Tak Lung as Director | Management | For | Against |
5 | Elect Chen Quan Shi as Director | Management | For | For |
6 | Approve and Confirm the Terms of Appointment, Including Remuneration, for Wang Ching | Management | For | For |
7 | Approve and Confirm the Terms of Appointment, Including Remuneration, for Wu Tak Lung | Management | For | Against |
8 | Approve and Confirm the Terms of Appointment, Including Remuneration, for Chen Quan Shi | Management | For | For |
9 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
10 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12 | Authorize Repurchase of Issued Share Capital | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
NETEASE, INC. | ||||
Ticker: 9999 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect William Lei Ding as Director | Management | For | For |
1b | Elect Alice Yu-Fen Cheng as Director | Management | For | For |
1c | Elect Denny Ting Bun Lee as Director | Management | For | For |
1d | Elect Joseph Tze Kay Tong as Director | Management | For | For |
1e | Elect Lun Feng as Director | Management | For | For |
1f | Elect Michael Man Kit Leung as Director | Management | For | For |
1g | Elect Michael Sui Bau Tong as Director | Management | For | For |
2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Management | For | For |
| ||||
NETEASE, INC. | ||||
Ticker: 9999 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect William Lei Ding as Director | Management | For | For |
1b | Elect Alice Yu-Fen Cheng as Director | Management | For | For |
1c | Elect Denny Ting Bun Lee as Director | Management | For | For |
1d | Elect Joseph Tze Kay Tong as Director | Management | For | For |
1e | Elect Lun Feng as Director | Management | For | For |
1f | Elect Michael Man Kit Leung as Director | Management | For | For |
2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Amend Memorandum and Articles of Association | Management | For | For |
| ||||
NEW HORIZON HEALTH LTD. | ||||
Ticker: 6606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Yiyou Chen as Director | Management | For | For |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC. | ||||
Ticker: 9901 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Subdivision | Management | For | For |
2 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
3 | Adopt Amended and Restated Memorandum and Articles of Association | Management | For | For |
| ||||
NINE DRAGONS PAPER (HOLDINGS) LIMITED | ||||
Ticker: 2689 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Cheung Yan as Director | Management | For | For |
3a2 | Elect Zhang Cheng Fei as Director | Management | For | For |
3a3 | Elect Lau Chun Shun as Director | Management | For | Against |
3a4 | Elect Tam Wai Chu, Maria as Director | Management | For | For |
3a5 | Elect Chen Kefu as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
NINE DRAGONS PAPER HOLDINGS LTD. | ||||
Ticker: 2689 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Recovered Paper and Recycled Pulp Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| ||||
NIO INC. | ||||
Ticker: NIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
| ||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | ||||
Ticker: 2318 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2020 Report of the Board of Directors | Management | For | For |
2 | Approve 2020 Report of the Supervisory Committee | Management | For | For |
3 | Approve 2020 Annual Report and Its Summary | Management | For | For |
4 | Approve 2020 Financial Statements and Statutory Reports | Management | For | For |
5 | Approve 2020 Profit Distribution Plan and Distribution of Final Dividends | Management | For | For |
6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors | Management | For | For |
8.01 | Elect Ma Mingzhe as Director | Management | For | For |
8.02 | Elect Xie Yonglin as Director | Management | For | For |
8.03 | Elect Tan Sin Yin as Director | Management | For | For |
8.04 | Elect Yao Jason Bo as Director | Management | For | For |
8.05 | Elect Cai Fangfang as Director | Management | For | For |
8.06 | Elect Soopakij Chearavanont as Director | Management | For | For |
8.07 | Elect Yang Xiaoping as Director | Management | For | For |
8.08 | Elect Wang Yongjian as Director | Management | For | For |
8.09 | Elect Huang Wei as Director | Management | For | For |
8.10 | Elect Ouyang Hui as Director | Management | For | For |
8.11 | Elect Ng Sing Yip as Director | Management | For | For |
8.12 | Elect Chu Yiyun as Director | Management | For | For |
8.13 | Elect Liu Hong as Director | Management | For | For |
8.14 | Elect Jin Li as Director | Management | For | For |
8.15 | Elect Ng Kong Ping Albert as Director | Management | For | For |
9.01 | Elect Gu Liji as Supervisor | Management | For | For |
9.02 | Elect Huang Baokui as Supervisor | Management | For | For |
9.03 | Elect Zhang Wangjin as Supervisor | Management | For | For |
10 | Approve Issuance of Debt Financing Instruments | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | For | Against |
12 | Amend Articles of Association | Management | For | For |
| ||||
S.F. HOLDING CO., LTD. | ||||
Ticker: 002352 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Related Party Transaction | Management | For | For |
| ||||
S.F. HOLDING CO., LTD. | ||||
Ticker: 002352 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Debt Financing Products of Wholly-Owned Subsidiary | Management | For | For |
2 | Approve Provision of Guarantees for Debt Financing Products Issue by Wholly-Owned Subsidiary | Management | For | For |
3 | Approve Company's Eligibility for Private Placement of Shares | Management | For | For |
4.1 | Approve Share Type and Par Value | Management | For | For |
4.2 | Approve Issue Manner and Issue Time | Management | For | For |
4.3 | Approve Target Subscribers and Subscription Method | Management | For | For |
4.4 | Approve Pricing Reference Date, Pricing Basis and Issue Price | Management | For | For |
4.5 | Approve Issue Size | Management | For | For |
4.6 | Approve Lock-up Period | Management | For | For |
4.7 | Approve Distribution Arrangement of Undistributed Earnings | Management | For | For |
4.8 | Approve Listing Exchange | Management | For | For |
4.9 | Approve Use of Proceeds | Management | For | For |
4.10 | Approve Resolution Validity Period | Management | For | For |
5 | Approve Plan on Private Placement of Shares | Management | For | For |
6 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | For |
7 | Approve Counter-dilution Measures in Connection to the Private Placement | Management | For | For |
8 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
9 | Approve Shareholder Return Plan | Management | For | For |
10 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| ||||
S.F. HOLDING CO., LTD. | ||||
Ticker: 002352 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Summary | Management | For | For |
2 | Approve Report of the Board of Directors | Management | For | For |
3 | Approve Report of the Board of Supervisors | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve Profit Distribution | Management | For | For |
6 | Approve Appointment of Auditor | Management | For | For |
7 | Approve External Guarantee Provision Plan | Management | For | For |
8 | Approve Use of Own Funds to Invest in Financial Products | Management | For | For |
9 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
10 | Elect Wang Jia as Supervisor | Management | For | For |
| ||||
S.F. HOLDING CO., LTD. | ||||
Ticker: 002352 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Overseas Listing of Controlled Subsidiary in Compliance with the Notice Governing Overseas Listing of Enterprises Subordinate to Companies Listed in China | Management | For | For |
2 | Approve Scheme for Overseas Listing of Controlled Subsidiary | Management | For | For |
3 | Approve Commitment of Upholding the Independent Listing Status | Management | For | For |
4 | Approve Description and Prospects of Sustained Profitability | Management | For | For |
5 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
6 | Approve Acquisition of Equity | Management | For | For |
7 | Approve Provision of Guarantee | Management | For | For |
| ||||
SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. | ||||
Ticker: 300037 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Summary | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Profit Distribution | Management | For | For |
4 | Approve Report of the Board of Directors | Management | For | For |
5 | Approve Report of the Board of Supervisors | Management | For | For |
6 | Approve Special Report on the Deposit and Usage of Raised Funds | Management | For | For |
7 | Approve Appointment of Auditor | Management | For | For |
8 | Approve Application of Bank Credit Lines | Management | For | For |
9 | Approve Forward Foreign Exchange Settlement and Sale Business | Management | For | For |
10 | Approve Use of Idle Raised Funds for Cash Management | Management | For | For |
11 | Approve Use of Idle Own Funds for Cash Management | Management | For | Against |
12 | Approve Authorization of the Board to Handle All Matters Related to the Issuance of Shares to Specific Targets | Management | For | For |
13 | Approve Amendments to Articles of Association | Management | For | For |
14 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | Against |
15 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | Against |
16 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Management | For | Against |
17 | Amend Working Rules of the Nomination Committee of the Board of Directors | Management | For | Against |
18 | Amend Working Rules of the Remuneration and Appraisal Committee of the Board of Directors | Management | For | Against |
19 | Amend Working Rules of the Strategy Committee of the Board of Directors | Management | For | Against |
20 | Amend Working Rules of the Audit Committee of the Board of Directors | Management | For | Against |
21 | Amend Working System of Independent Directors | Management | For | Against |
22 | Amend Related Party Transaction Decision-making System | Management | For | Against |
23 | Amend Investment Decision-making Procedures and Rules | Management | For | Against |
24 | Amend External Guarantees Management System | Management | For | Against |
25 | Amend Raised Funds Management System | Management | For | Against |
| ||||
SHENZHEN CAPCHEM TECHNOLOGY CO., LTD. | ||||
Ticker: 300037 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment in the Construction of Semiconductor Chemicals and Lithium Battery Materials Project | Management | For | For |
2 | Approve External Investment and Establishment of a Joint Venture Company | Management | For | For |
3 | Approve Investment in the Construction of Lithium Battery Additive Project | Management | For | For |
| ||||
SHIMAO GROUP HOLDINGS LIMITED | ||||
Ticker: 813 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Approve Final Dividend | Management | For | For |
2.2 | Approve Special Dividend | Management | For | For |
3.1 | Elect Hui Sai Tan, Jason as Director | Management | For | For |
3.2 | Elect Ye Mingjie as Director | Management | For | For |
3.3 | Elect Lyu Hong Bing as Director | Management | For | For |
3.4 | Elect Lam Ching Kam as Director | Management | For | For |
3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| ||||
SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED | ||||
Ticker: 2382 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Sun Yang as Director | Management | For | For |
3b | Elect Feng Hua Jun as Director | Management | For | For |
3c | Elect Shao Yang Dong as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
SUNWODA ELECTRONIC CO., LTD. | ||||
Ticker: 300207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Guarantee Provision Plan | Management | For | For |
2 | Approve Employee Share Purchase Plan (Draft) and Summary | Management | For | Against |
3 | Approve Management System of Employee Share Purchase Plan | Management | For | Against |
4 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | Management | For | Against |
5 | Approve Amendments to Articles of Association | Management | For | For |
6 | Approve Capital Injection by Wholly-Owned Subsidiary to Nanjing Sunwoda New Energy Co., Ltd. | Management | For | For |
| ||||
SUNWODA ELECTRONIC CO., LTD. | ||||
Ticker: 300207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Wang Wei as Non-Independent Director | Management | For | For |
1.2 | Elect Xiao Guangyu as Non-Independent Director | Management | For | For |
1.3 | Elect Zhou Xiaoxiong as Non-Independent Director | Management | For | For |
1.4 | Elect Zeng Di as Non-Independent Director | Management | For | For |
2.1 | Elect Zhong Mingxia as Independent Director | Management | For | For |
2.2 | Elect Liu Zhengbing as Independent Director | Management | For | For |
2.3 | Elect Zhang Jianjun as Independent Director | Management | For | For |
3.1 | Elect Yuan Huiqiong as Supervisor | Management | For | For |
3.2 | Elect Liu Rongbo as Supervisor | Management | For | For |
4 | Approve Guarantee Provision Plan | Management | For | For |
| ||||
SUNWODA ELECTRONIC CO., LTD. | ||||
Ticker: 300207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
| ||||
SUNWODA ELECTRONIC CO., LTD. | ||||
Ticker: 300207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Provision of Guarantee | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Approve Waiver of Voluntary Share Sales Restriction Commitment | Management | For | For |
| ||||
SUNWODA ELECTRONIC CO., LTD. | ||||
Ticker: 300207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Equity Acquisition Agreement | Management | For | For |
2 | Approve Application of Credit Lines | Management | For | For |
3 | Approve Foreign Exchange Hedging Business | Management | For | For |
4 | Approve Use of Idle Own Funds for Cash Management | Management | For | For |
5 | Approve Guarantee Provision for Subsidiaries | Management | For | For |
6 | Approve Issuance of Overseas Bonds by Overseas Wholly-owned Subsidiary and Guarantee Provision Plan | Management | For | For |
7 | Approve Company's Eligibility for Issuance of Shares to Specific Targets | Management | For | For |
8.1 | Approve Share Type and Par Value | Management | For | For |
8.2 | Approve Issue Manner | Management | For | For |
8.3 | Approve Target Subscribers and Subscription Method | Management | For | For |
8.4 | Approve Issue Price and Pricing Principles | Management | For | For |
8.5 | Approve Issue Size | Management | For | For |
8.6 | Approve Lock-up Period | Management | For | For |
8.7 | Approve Listing Location | Management | For | For |
8.8 | Approve Use of Proceeds | Management | For | For |
8.9 | Approve Distribution Arrangement of Undistributed Earnings | Management | For | For |
8.10 | Approve Resolution Validity Period | Management | For | For |
9 | Approve Plan for Issuance of Shares to Specific Targets | Management | For | For |
10 | Approve Demonstration Analysis Report in Connection to Issuance of Shares to Specific Targets | Management | For | For |
11 | Approve Feasibility Analysis Report on the Intended Usage of Raised Funds | Management | For | For |
12 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
13 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
14 | Approve Shareholder Dividend Return Plan | Management | For | For |
15 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
16 | Approve Undertakings of Remedial Measures by the Relevant Parties in Relation to the Dilution of Current Returns as a Result of the Issuance of Shares to Specific Targets | Management | For | For |
17 | Approve Report of the Board of Directors | Management | For | For |
18 | Approve Report of the Board of Supervisors | Management | For | For |
19 | Approve Annual Report and Summary | Management | For | For |
20 | Approve Financial Statements | Management | For | For |
21 | Approve Profit Distribution | Management | For | For |
22 | Approve Guarantee Provision for Controlled Subsidiaries | Management | For | For |
23 | Approve External Investment | Management | For | For |
24 | Approve Amendments to Articles of Association | Management | For | For |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Yang Siu Shun as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Share Option Plan of China Literature Limited | Management | For | For |
| ||||
WEICHAI POWER CO., LTD. | ||||
Ticker: 2338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of the Guarantees by the Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans | Management | For | For |
| ||||
WEICHAI POWER CO., LTD. | ||||
Ticker: 2338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Agreement to the Weichai Sale and Processing Services Agreement and Relevant New Caps | Management | For | For |
2 | Approve Supplemental Agreement to the Weichai Holdings Utilities Services Agreement and Chongqing Weichai Utilities Services and Relevant New Caps | Management | For | For |
3 | Approve Supplemental Agreement to the Weichai Heavy Machinery Purchase and Processing Services Agreement and Relevant New Caps | Management | For | For |
4 | Approve Supplemental Agreement to the Weichai Power Diesel Engines Supply Framework Agreement and the Weichai Yangzhou Diesel Engines Supply Framework Agreement and Relevant New Caps | Management | For | For |
5 | Approve Supplemental Agreement to the Transmissions Supply Framework Agreement and Relevant New Caps | Management | For | For |
6 | Approve Supplemental Agreement to the Axles Supply Framework Agreement and Relevant New Caps | Management | For | For |
7 | Approve Supplemental Agreement to the Weichai Westport Supply Agreement and Relevant New Caps | Management | For | For |
8 | Approve Supplemental Agreement to the Weichai Westport Purchase Agreement and Relevant New Caps | Management | For | For |
9 | Approve Supplemental Agreement to the Weichai Westport Logistics Agreement and Relevant New Caps | Management | For | For |
10 | Approve Supplemental Agreement to the Weichai Westport Leasing Agreement and Relevant New Caps | Management | For | For |
11 | Approve Grant of the Guarantee(s) by the Company for the Benefit of Weichai Power Hong Kong International Development Co., Limited in Respect of Certain Loans | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
| ||||
WEICHAI POWER CO., LTD. | ||||
Ticker: 2338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of the General Mandate to Issue Shares to the Board | Management | For | Against |
2 | Approve Compliance with the Conditions of Non-Public Issuance of A Shares | Management | For | For |
3.1 | Approve Class and Par Value of Shares to be Issued | Management | For | For |
3.2 | Approve Method and Time of Issuance | Management | For | For |
3.3 | Approve Target Subscribers and Subscription Method | Management | For | For |
3.4 | Approve Pricing Benchmark Date, Issue Price and Pricing | Management | For | For |
3.5 | Approve Number of Shares to be Issued | Management | For | For |
3.6 | Approve Lock-Up Period Arrangement | Management | For | For |
3.7 | Approve Place of Listing of the New A Shares to be Issued | Management | For | For |
3.8 | Approve Arrangement of Accumulated Undistributed Profits | Management | For | For |
3.9 | Approve Validity of the Resolutions in Respect of the Non-Public Issuance of A Shares | Management | For | For |
3.10 | Approve Use of Proceeds | Management | For | For |
4 | Approve Plan for the Non-Public Issuance of A Shares | Management | For | For |
5 | Approve Feasibility Analysis Report on the Use of Proceeds from the Non-Public Issuance of A Shares | Management | For | For |
6 | Approve Absence of Need to Prepare a Report on the Use of Previously Raised Proceeds | Management | For | For |
7 | Approve Remedial Measures for the Dilution of Immediate Returns Upon the Non-Public Issuance of A Shares and Undertakings by the Relevant Persons | Management | For | For |
8 | Approve Plan on Shareholders' Return for the Upcoming Three Years (2021-2023) | Management | For | For |
9 | Authorize Board and Its Authorized Persons Board to Deal with All Matters in Relation to the Non-Public Issuance of A Shares | Management | For | For |
10 | Approve Proposed Amendments to the Management Measures on the Use of Raised Proceeds | Management | For | For |
| ||||
WEICHAI POWER CO., LTD. | ||||
Ticker: 2338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Spin-off and Listing of Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the Relevant Laws and Regulations | Management | For | For |
2 | Approve the Spin-off and Listing of Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange | Management | For | For |
3 | Approve the Plan for the Spin-off and Listing of Weichai Torch Technology Co., Ltd., a Subsidiary of Weichai Power Co., Ltd., on the ChiNext Board of the Shenzhen Stock Exchange | Management | For | For |
4 | Approve the Spin-off and Listing of Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange in Compliance with the "Certain Provisions on Pilot Domestic Listing of Spin-off Subsidiaries of Listed Companies" | Management | For | For |
5 | Approve the Spin-off and Listing of Weichai Torch Technology Co., Ltd. on the ChiNext Board of the Shenzhen Stock Exchange which Benefits to Safeguard the Legal Rights and Interests of the Shareholders and Creditors of the Company | Management | For | For |
6 | Approve the Ability of the Company to Maintain Its Independence and Sustainable Operation Ability | Management | For | For |
7 | Approve the Capacity of Weichai Torch Technology Co., Ltd. to Operate in Accordance with the Corresponding Regulations | Management | For | For |
8 | Approve the Explanation Regarding the Completeness and Compliance of the Statutory Procedures Performed for the Spin-Off and the Validity of the Legal Documents to be Submitted in Relation Thereto | Management | For | For |
9 | Approve the Analysis in Relation to the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off | Management | For | For |
10 | Authorize the Board to Deal with the Matters Relating to the Spin-off | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
12 | Approve the Continuing Connected Transaction between the Company and Its Subsidiaries | Management | For | Against |
13 | Approve the CNHTC Purchase Agreement and the Relevant New Cap | Management | For | For |
14 | Approve the CNHTC Supply Agreement and the Relevant New Cap | Management | For | For |
| ||||
WEICHAI POWER CO., LTD. | ||||
Ticker: 2338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Report of the Board of Directors | Management | For | For |
3 | Approve Report of the Supervisory Committee | Management | For | For |
4 | Approve Audited Financial Statements and Auditors' Report | Management | For | For |
5 | Approve Final Financial Report | Management | For | For |
6 | Approve Financial Budget Report | Management | For | Against |
7 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Hexin Accountants LLP as Internal Control Auditors | Management | For | For |
9 | Approve Merger and Absorption of Weichai Power (Weifang) Intensive Logistics Co., Ltd. | Management | For | For |
10 | Approve Merger and Absorption of Weichai Power (Weifang) Reconstruction Co., Ltd. | Management | For | For |
11 | Approve Adjusted Proposal for the Distribution of Profit | Shareholder | For | For |
12 | Approve Payment of Interim Dividend | Shareholder | For | For |
13a | Elect Tan Xuguang as Director | Management | For | For |
13b | Elect Zhang Liangfu as Director | Management | For | For |
13c | Elect Jiang Kui as Director | Management | For | For |
13d | Elect Zhang Quan as Director | Management | For | For |
13e | Elect Xu Xinyu as Director | Management | For | For |
13f | Elect Sun Shaojun as Director | Management | For | For |
13g | Elect Yuan Hongming as Director | Management | For | For |
13h | Elect Yan Jianbo as Director | Management | For | For |
13i | Elect Gordon Riske as Director | Management | For | For |
13j | Elect Michael Martin Macht as Director | Management | For | For |
14a | Elect Li Hongwu as Director | Management | For | Against |
14b | Elect Wen Daocai as Director | Management | For | Against |
14c | Elect Jiang Yan as Director | Management | For | Against |
14d | Elect Yu Zhuoping as Director | Management | For | Against |
14e | Elect Zhao Huifang as Director | Management | For | Against |
15a | Elect Lu Wenwu as Supervisor | Management | For | For |
15b | Elect Wu Hongwei as Supervisor | Management | For | For |
| ||||
WILL SEMICONDUCTOR CO., LTD. SHANGHAI | ||||
Ticker: 603501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Eligibility for Issuance of Convertible Bonds | Management | For | For |
2.1 | Approve Issue Type | Management | For | For |
2.2 | Approve Issue Scale | Management | For | For |
2.3 | Approve Par Value and Issue Price | Management | For | For |
2.4 | Approve Bond Maturity | Management | For | For |
2.5 | Approve Bond Interest Rate | Management | For | For |
2.6 | Approve Method and Term for the Repayment of Principal and Interest | Management | For | For |
2.7 | Approve Conversion Period | Management | For | For |
2.8 | Approve Determination and Adjustment of Conversion Price | Management | For | For |
2.9 | Approve Terms for Downward Adjustment of Conversion Price | Management | For | For |
2.10 | Approve Method for Determining the Number of Shares for Conversion and Method on Handling Fractional Shares Upon Conversion | Management | For | For |
2.11 | Approve Terms of Redemption | Management | For | For |
2.12 | Approve Terms of Sell-Back | Management | For | For |
2.13 | Approve Dividend Distribution Post Conversion | Management | For | For |
2.14 | Approve Issue Manner and Target Subscribers | Management | For | For |
2.15 | Approve Placing Arrangement for Shareholders | Management | For | For |
2.16 | Approve Matters Related to Bondholders Meeting | Management | For | For |
2.17 | Approve Use of Proceeds and Implementation | Management | For | For |
2.18 | Approve Safekeeping of Raised Funds | Management | For | For |
2.19 | Approve Guarantee Matters | Management | For | For |
2.20 | Approve Validity Period | Management | For | For |
3 | Approve Plan for Issuance of Convertible Bonds | Management | For | For |
4 | Approve Feasibility Analysis Report on the Intended Usage of Raised Funds | Management | For | For |
5 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
6 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
7 | Approve Rules and Procedures Regarding Convertible Corporate Bondholders Meeting | Management | For | For |
8 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| ||||
WILL SEMICONDUCTOR CO., LTD. SHANGHAI | ||||
Ticker: 603501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Draft and Summary of Stock Option Plan and Performance Share Incentive Plan | Management | For | For |
2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
3 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| ||||
WILL SEMICONDUCTOR CO., LTD. SHANGHAI | ||||
Ticker: 603501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Application for Registration and Issuance of Non-financial Corporate Debt Financing Instruments in the Inter-bank Bond Market | Management | For | For |
| ||||
WILL SEMICONDUCTOR CO., LTD. SHANGHAI | ||||
Ticker: 603501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Report on Performance of Independent Directors | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve Annual Report and Summary | Management | For | For |
6 | Approve Profit Distribution | Management | For | For |
7 | Approve Appointment of Auditor and Internal Control Auditor | Management | For | For |
8 | Approve Related Party Transactions | Management | For | For |
9 | Approve Comprehensive Credit Line Bank Application and Authorized Signing of Related Bank Loans | Management | For | For |
10 | Approve Provision of Guarantee | Management | For | For |
11 | Approve Remuneration of Directors, Supervisors and Senior Management Members | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
13.1 | Elect Hu Renyu as Director | Management | For | For |
13.2 | Elect Wu Xingjun as Director | Management | For | For |
| ||||
WUXI APPTEC CO., LTD. | ||||
Ticker: 2359 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2020 Report of the Board of Directors | Management | For | For |
2 | Approve 2020 Report of the Supervisory Committee | Management | For | For |
3 | Approve 2020 Financial Report | Management | For | For |
4 | Approve Provision of External Guarantees | Management | For | Against |
5 | Approve Authorization to Dispose Listed and Trading Shares of Listed Companies Held by the Company | Management | For | For |
6 | Amend Working System for Independent Directors | Management | For | For |
7 | Approve Deloitte Touche Tohmatsu (a Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
8 | Approve Foreign Exchange Hedging Limit | Management | For | For |
9 | Approve Adjustment of Allowances of Directors | Management | For | For |
10 | Approve Application for Shares, Amended and Restated Wuxi XDC Articles, Asset Transfer Agreement, Related Transactions and Related Party Transactions | Management | For | For |
11 | Approve 2020 Profit Distribution Plan | Management | For | For |
12 | Approve Increase in Registered Capital | Management | For | For |
13 | Approve Amendments to Articles of Association | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares | Management | For | Against |
15 | Authorize Repurchase of Issued A and H Share Capital | Management | For | For |
16 | Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters | Management | For | For |
| ||||
WUXI APPTEC CO., LTD. | ||||
Ticker: 2359 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2020 Profit Distribution Plan | Management | For | For |
2 | Authorize Repurchase of Issued A and H Share Capital | Management | For | For |
3 | Approve Proposed Issuance of Additional Conversion Shares under the Convertible Bonds-Related Specific Mandate and Authorize Ge Li, Edward Hu, and/or Ellis Bih-Hsin Chu to Handle All Related Matters | Management | For | For |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect William Robert Keller as Director | Management | For | For |
2b | Elect Teh-Ming Walter Kwauk as Director | Management | For | For |
3 | Elect Ning Zhao as Director | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | Management | For | Against |
10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | Management | For | Against |
11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | Management | For | Against |
12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | Management | For | Against |
13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | Management | For | Against |
14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | Management | For | Against |
15 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong | Management | For | Against |
16 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner | Management | For | Against |
17 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath | Management | For | Against |
| ||||
WUXI BIOLOGICS (CAYMAN), INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Subdivision | Management | For | For |
| ||||
YUM CHINA HOLDINGS, INC. | ||||
Ticker: YUMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred Hu | Management | For | For |
1b | Elect Director Joey Wat | Management | For | For |
1c | Elect Director Peter A. Bassi | Management | For | For |
1d | Elect Director Edouard Ettedgui | Management | For | For |
1e | Elect Director Cyril Han | Management | For | For |
1f | Elect Director Louis T. Hsieh | Management | For | For |
1g | Elect Director Ruby Lu | Management | For | For |
1h | Elect Director Zili Shao | Management | For | For |
1i | Elect Director William Wang | Management | For | For |
1j | Elect Director Min (Jenny) Zhang | Management | For | For |
2 | Ratify KPMG Huazhen LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Templeton China World Fund
By (Signature and Title)* /s/ Matthew T. Hinkle _____
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 25, 2021
* Print the name and title of each signing officer under his or her signature.