UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07896
GAMCO Global Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – June 30, 2014
EXPLANATORY NOTE: Registrant is filing this amendment to its Form N-PX for the reporting period ended June 30, 2014 originally filed with the Securities and Exchange Commission on August 25, 2014 (Accession Number 0001133228-14-002891). The sole purpose of this amendment is to correct a scrivener’s error which omitted from the Registrant’s Proxy Voting Record the fund headers on pages 5, 113, 202, and 240, for, respectively, The GAMCO Global Telecommunications Fund, The GAMCO Global Growth Fund, The GAMCO Global Opportunity Fund, and The Gabelli Global Rising Income and Dividend Fund. Except as set forth above, this amendment does not amend, update or change any other items or disclosures found in the original Form N-PX filing.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
Meeting Date Range: 07/01/2013 - 06/30/2014
The GAMCO Global Telecommunications Fund
Investment Company Report | ||||||||||
TELEFONICA BRASIL SA, SAO PAULO | ||||||||||
Security | P90337174 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 01-Jul-2013 | ||||||||
ISIN | BRVIVTACNOR0 | Agenda | 704613846 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
a | To consider and vote regarding the Protocol and Instrument of Justification of Spin Off from Telefonica Data S.A., from here onwards referred to as TData, with the transfer of the spun off equity to the Company, that was entered into between the management of TData and that of the Company, having as its purpose the spinoff of TData with the transfer of the spun off equity to the Company | Management | For | For | ||||||
b | To take cognizance of and ratify the appointment made by the managers of TData and those of the Company of the specialized valuation company Ernst and Young Terco Auditores Independentes S.S., with corporate taxpayer ID number 61.366.936.001.25, which is responsible for the preparation of the book valuation report of the equity that is to be spun off from TData and transferred to the Company | Management | For | For | ||||||
c | To consider and vote regarding the valuation report referred to in item b above | Management | For | For | ||||||
d | To vote regarding the merger of the assets spun off from TData into the Company and its implementation | Management | For | For | ||||||
e | To consider and vote regarding the Protocol and Instrument of Justification of Split Up of Vivo S.A., from here onwards referred to as Vivo, with the transfer of the portions of the split up equity to the Company and to TData, which was signed by the management of Vivo, of the company and of TData, which has as its purpose the split up of Vivo with the transfer of portions of the split up equity to the Company and to TData | Management | For | For | ||||||
f | To take cognizance of and ratify the appointment made by the managers of Vivo, of the Company and of TData, of the specialized valuation company Ernst and Young Terco Auditores Independentes S.S., which is responsible for the preparation of the book valuation report of the portions to be split up from the equity of Vivo and transferred to the Company and to TData | Management | For | For | ||||||
g | To consider and decide regarding the valuation report referred to in item f above | Management | For | For | ||||||
h | To vote regarding the merger of the split off portion of the equity of Vivo into the Company and its implementation | Management | For | For | ||||||
i | To consider and vote regarding the Protocol and Instrument of Justification of Split Up of A. Telecom S.A., from here onwards referred to as A. Telecom, with the transfer of the portions of the split up equity to the Company and to TData, which was signed by the management of A. Telecom, of the company and of TData, which has as its purpose the Split Up of A. Telecom with the transfer of portions of the split up equity to the Company and to TData | Management | For | For | ||||||
j | To take cognizance of and ratify the appointment made by the managers of A. Telecom, of the Company and of TData, of the specialized valuation company Ernst and Young Terco Auditores Independentes S.S., which is responsible for the preparation of the book valuation report of the portions to be split up from the equity of A. Telecom and transferred to the Company and to TData | Management | For | For | ||||||
k | To consider and decide regarding the valuation report referred to in item j above | Management | For | For | ||||||
l | To vote regarding the merger of the split up portion of the equity of A. Telecom into the Company and its implementation | Management | For | For | ||||||
m | To consider and vote regarding the Protocol and Instrument of Justification of the Merger of Telefonica Sistema de Televisao S.A., from here onwards referred to as TST, into the Company, which was entered into by the management of the Company and that of TST, having as its purpose the merger of the latter into the Company | Management | For | For | ||||||
n | To take cognizance of and ratify the appointment made by the managers of the Company and of TST of the specialized valuation company Ernst and Young Terco Auditores Independentes S.S., which is responsible for the preparation of the books valuation report of the equity of TST and of the Reasonable Assurance Report from Independent Auditors, regarding the combined accounting information of TST, Ajato Telecomunicacao Ltda., from here onwards referred to as Ajato, TVA Sul Parana S.A., from here onwards referred to as Sul Parana, Comercial Cabo TV Sao Paulo S.A., from here onwards referred to as CaTV, Lemontree Participacoes S.A., from here onwards referred to as Lemontree, and GTR T Participacoes e Empreendimentos S.A., from here onwards referred to as GTR T, for the purpose of the merger of the entire assets of TST into CONTD | Management | For | For | ||||||
CONT | CONTD the Company, in light of the fact that the other companies mentioned-above are to be merged into TST on the date this general meeting is held | Non-Voting | ||||||||
o | To consider and vote regarding the valuation report referred to in item n above | Management | For | For | ||||||
p | To vote regarding the merger of TST into the Company and its implementation | Management | For | For | ||||||
q | To consider and vote regarding the declaration that is dealt with in article 3 of the Prior Consent Instrument from the Brazilian National Telecommunications Agency, ANATEL, number 3043, which was issued on May 27, 2013, and published in the Official Brazilian Gazetteer on May 29, 2013 | Management | For | For | ||||||
VODAFONE GROUP PLC | ||||||||||
Security | 92857W209 | Meeting Type | Annual | |||||||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 | |||||||
ISIN | US92857W2098 | Agenda | 933848179 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||||
4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | ||||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | ||||||
6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||
7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||||
8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||
9. | TO ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | ||||||
10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||||
11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||||
12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||
13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||
15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | Management | For | For | ||||||
16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||||
17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||||
18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||
19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||||
S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | Management | For | For | ||||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | ||||||||||
Security | G1839G102 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | ||||||||
ISIN | GB00B5KKT968 | Agenda | 704624407 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To receive the Report and Accounts | Management | For | For | ||||||
2 | To approve the Remuneration Report | Management | For | For | ||||||
3 | To re-elect Sir Richard Lapthorne CBE | Management | For | For | ||||||
4 | To re-elect Simon Ball | Management | For | For | ||||||
5 | To re-elect Nick Cooper | Management | For | For | ||||||
6 | To re-elect Mark Hamlin | Management | For | For | ||||||
7 | To re-elect Tim Pennington | Management | For | For | ||||||
8 | To re-elect Alison Platt | Management | For | For | ||||||
9 | To re-elect Tony Rice | Management | For | For | ||||||
10 | To re-elect Ian Tyler | Management | For | For | ||||||
11 | To appoint the Auditor | Management | For | For | ||||||
12 | To authorise the Directors to set the remuneration of the Auditor | Management | For | For | ||||||
13 | To declare a final dividend | Management | For | For | ||||||
14 | To give authority to allot shares | Management | For | For | ||||||
15 | To disapply pre-emption rights | Management | Against | Against | ||||||
16 | To authorise the purchase of its own shares by the Company | Management | For | For | ||||||
17 | To authorise the Company to call a general meeting of shareholders on not less than 14 clear days notice | Management | For | For | ||||||
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE | ||||||||||
Security | Y79985209 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 26-Jul-2013 | ||||||||
ISIN | SG1T75931496 | Agenda | 704627225 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To receive and adopt the Financial Statements for the financial year ended 31 March 2013, the Director's Report and the Auditors Report thereon | Management | For | For | ||||||
2 | To declare a final dividend of 10.0 cents per share in respect of the financial year ended 31 March 2013 | Management | For | For | ||||||
3 | To re-elect the following Director who retire by rotation in accordance with Article 97 of the Company's Articles of Association and who, being eligible, offer himself for re-election: Mr Simon Israel | Management | For | For | ||||||
4 | To re-elect the following Director who retire by rotation in accordance with Article 97 of the Company's Articles of Association and who, being eligible, offer himself for re-election: Mr Peter Mason AM | Management | For | For | ||||||
5 | To re-elect Mr David Gonski AC who ceases to hold office in accordance with Article 103 of the Company's Articles of Association and who, being eligible, offers himself for re-election | Management | For | For | ||||||
6 | To approve payment of Director's fees by the Company of up to SGD 2,710,000 for the financial year ending 31 March 2014 (2013: up to SGD 2,710,000; increase: nil) | Management | For | For | ||||||
7 | To re-appoint Auditors and to authorise the Directors to fix their remuneration | Management | For | For | ||||||
8 | That authority be and is hereby given to the Directors to: (i) (1) issue shares in the capital of the Company ("shares") whether by way of rights, bonus or otherwise; and/or (2) make or grant offers, agreements or options (collectively, "Instruments") that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and (ii) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution was in force, provided that: (I) CONTD | Management | For | For | ||||||
CONT | CONTD the aggregate number of shares to be issued pursuant to this Resolution-(including shares to be issued in pursuance of Instruments made or granted-pursuant to this Resolution) does not exceed 50% of the total number of- issued shares (excluding treasury shares) in the capital of the Company (as-calculated in accordance with sub-paragraph (II) below), of which the-aggregate number of shares to be issued other than on a pro rata basis to- | Non-Voting | ||||||||
shareholders of the Company (including shares to be issued in pursuance of-Instruments made or granted pursuant to this Resolution) does not exceed 5%-of the total number of issued shares (excluding treasury shares) in the-capital of the Company (as calculated in accordance with sub- paragraph (II)-below); (II) (subject to such manner of calculation as may be prescribed by- the CONTD | ||||||||||
CONT | CONTD Singapore Exchange Securities Trading Limited ("SGX-ST")) for the-purpose of determining the aggregate number of shares that may be issued-under sub-paragraph (I) above, the percentage of issued shares shall be based- on the total number of issued shares (excluding treasury shares) in the-capital of the Company at the time this Resolution is passed, after adjusting-for: (a) new shares arising from the conversion or exercise of any-convertible securities or share options or vesting of share awards which are-outstanding or subsisting at the time this Resolution is passed; and (b) any- subsequent bonus issue or consolidation or sub- division of shares; (III) in-exercising the authority conferred by this Resolution, the Company shall- comply with the provisions of the Listing Manual of the SGX-ST, the Listing-Rules of ASX CONTD | Non-Voting | ||||||||
CONT | CONTD Limited ("ASX") and the rules of any other stock exchange on which the-shares of the Company may for the time being be listed or quoted ("Other-Exchange") for the time being in force (unless such compliance has been-waived by the SGX-ST, ASX or, as the case may be, the Other Exchange) and the-Articles of Association for the time being of the Company; and (IV) (unless-revoked or varied by the Company in general meeting) the authority conferred-by this Resolution shall continue in force until the conclusion of the next-Annual General Meeting of the Company or the date by which the next Annual-General Meeting of the Company is required by law to be held, whichever is-the earlier | Non-Voting | ||||||||
9 | That approval be and is hereby given to the Directors to grant awards in accordance with the provisions of the SingTel Performance Share Plan 2012 ("SingTel PSP 2012") and to allot and issue from time to time such number of fully paid- up shares as may be required to be delivered pursuant to the vesting of awards under the SingTel PSP 2012, provided that: (i) the aggregate number of new shares to be issued pursuant to the vesting of awards granted or to be granted under the SingTel PSP 2012 shall not exceed 5% of the total number of issued shares (excluding treasury shares) from time to time; and (ii) the aggregate number of new shares under awards to be granted pursuant to the SingTel PSP 2012 during the period commencing from the date of this Annual General Meeting of the Company and ending on the date of the next CONTD | Management | For | For | ||||||
CONT | CONTD Annual General Meeting of the Company or the date by which the next-Annual General Meeting of the Company is required by law to be held,-whichever is the earlier, shall not exceed 0.5% of the total number of issued-shares (excluding treasury shares) from time to time | Non-Voting | ||||||||
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE | ||||||||||
Security | Y79985209 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 26-Jul-2013 | ||||||||
ISIN | SG1T75931496 | Agenda | 704627340 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | The Proposed Renewal of the Share Purchase Mandate | Management | For | For | ||||||
2 | The Proposed Approval for Participation by the Relevant Person in the SingTel Performance Share Plan 2012 for the purposes of the Listing Rules of ASX Limited | Management | For | For | ||||||
FISHER COMMUNICATIONS, INC. | ||||||||||
Security | 337756209 | Meeting Type | Special | |||||||
Ticker Symbol | FSCI | Meeting Date | 06-Aug-2013 | |||||||
ISIN | US3377562091 | Agenda | 933854475 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 11, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG FISHER COMMUNICATIONS, INC., SINCLAIR BROADCAST GROUP, INC. AND SINCLAIR TELEVISION OF SEATTLE, INC. | Management | For | For | ||||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | ||||||
3. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION DISCLOSED IN THE PROXY STATEMENT THAT MAY BE PAYABLE TO FISHER COMMUNICATIONS, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. | Management | For | For | ||||||
MEIKLES LIMITED | ||||||||||
Security | V6162H109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 20-Aug-2013 | ||||||||
ISIN | ZW0009012114 | Agenda | 704661772 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To receive and adopt the Group Financial Statements for the year ended 31 March 2013 and the reports of the Directors and Auditors | Management | For | For | ||||||
2 | To consider the re-appointment of the following Director who retires by rotation and being eligible offers himself for re-election: Rugare Chidembo | Management | For | For | ||||||
3 | To consider the re-appointment of the following Director who retires by rotation and being eligible offers himself for re-election: Mark Leonard Wood | Management | For | For | ||||||
4 | To confirm Directors' fees amounting to USD 35 125 for the year ended 31 March 2013 | Management | For | For | ||||||
5 | To appoint auditors for the year ending 31 March 2014 and to approve the Auditors' fees of USD 109 882 for the year ended 31 March 2013. Messrs Deloitte & Touche, auditors for the year ended 31 March 2013, have indicated their willingness to continue in office | Management | For | For | ||||||
6 | That 15 581 490 unissued shares of the Company be placed under the control of the Directors who shall have the authority to issue the shares to the Meikles Limited Employee Share Ownership Trust on such terms and conditions as they deem fit, provided that the shares shall be issued at a price calculated on the basis of the weighted average price of Meikles Limited shares over the thirty (30) days prior to the date of issue | Management | For | For | ||||||
7 | That the Company's business shall now include mining resources | Management | For | For | ||||||
CJ HELLOVISION CO LTD, SEOUL | ||||||||||
Security | Y9T24Z107 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Aug-2013 | ||||||||
ISIN | KR7037560000 | Agenda | 704655197 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Election of inside director candidate: Byeon Dong Sik | Management | For | For | ||||||
VIMPELCOM LTD. | ||||||||||
Security | 92719A106 | Meeting Type | Special | |||||||
Ticker Symbol | VIP | Meeting Date | 25-Sep-2013 | |||||||
ISIN | US92719A1060 | Agenda | 933870669 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | TO ADOPT AMENDED AND RESTATED BYE- LAWS OF THE COMPANY. | Management | Against | Against | ||||||
SHELLPROOF PLC, LONDON | ||||||||||
Security | G8T158100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 26-Sep-2013 | ||||||||
ISIN | GB00B8TS4M09 | Agenda | 704720463 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To receive the Company's annual accounts for the financial year ended 31 March 2013 together with the directors' report and the auditor's report on those accounts | Management | For | For | ||||||
2 | To re-appoint BDO LLP as auditors | Management | For | For | ||||||
3 | To authorise the directors to set the auditors' remuneration | Management | For | For | ||||||
4 | To re-appoint Ian Robinson as a director of the Company | Management | For | For | ||||||
5 | To re-appoint Ben Walgate as a director of the Company | Management | For | For | ||||||
6 | To re-appoint Andrew Wilson as a director of the Company | Management | For | For | ||||||
7 | To authorise the directors to allot shares pursuant to section 551 Companies Act 2006 | Management | For | For | ||||||
8 | To disapply section 561 Companies Act 2006 | Management | Against | Against | ||||||
9 | To authorise the Company to make market purchases of its own shares | Management | For | For | ||||||
SHELLPROOF PLC, LONDON | ||||||||||
Security | G8T158100 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 26-Sep-2013 | ||||||||
ISIN | GB00B8TS4M09 | Agenda | 704720475 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To approve the Acquisition (as defined in an admission document sent to shareholders of the Company on 3 September 2013) | Management | For | For | ||||||
2 | To authorise the directors to allot shares pursuant to section 551 Companies Act 2006 | Management | For | For | ||||||
3 | To disapply section 561 Companies Act 2006 | Management | Against | Against | ||||||
4 | To authorise the Company to make market purchases of its own shares | Management | For | For | ||||||
5 | To change the name of the Company to Gusbourne plc | Management | For | For | ||||||
6 | To adopt new Articles of Association | Management | For | For | ||||||
ZON OPTIMUS SGPS S.A., LISBOA | ||||||||||
Security | X9819B101 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 01-Oct-2013 | ||||||||
ISIN | PTZON0AM0006 | Agenda | 704721023 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT MINIMUM SHARES TO VOTE IS 400. THANK YOU. | Non-Voting | ||||||||
1 | To resolve on the amendment by modification, suppression, and/or addition, of all the articles in the Articles of Association of Zon Optimus, SGPS, S.A. with the exception of articles 1, 5, 6 and 8 | Management | No Action | |||||||
2 | To resolve on the election of the members of the corporate bodies, with the exception of the chartered accountant, for the 2013/2015 three year term | Management | No Action | |||||||
3 | To resolve on the election of PricewaterhouseCoopers, the chartered accountant for the 2013/2015 three year term | Management | No Action | |||||||
4 | To resolve on the appointment of the Compensation Committee | Management | No Action | |||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 23 SEP 2-013 TO 24 SEP 2013. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETU-RN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THAN-K YOU. | Non-Voting | ||||||||
KONINKLIJKE KPN NV, DEN HAAG | ||||||||||
Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 02-Oct-2013 | ||||||||
ISIN | NL0000009082 | Agenda | 704700841 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Opening and announcements | Non-Voting | ||||||||
2 | Sale of E-Plus | Management | For | For | ||||||
3.a | Adjustment factor relating to LTI plans | Management | For | For | ||||||
3.b | Retention bonus for Mr Dirks | Management | For | For | ||||||
4 | Any other business and closure of the meeting | Non-Voting | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING. IF YOU HAVE AL-READY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
TRUE CORPORATION PUBLIC COMPANY LIMITED | ||||||||||
Security | Y3187S100 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 07-Oct-2013 | ||||||||
ISIN | TH0375010012 | Agenda | 704734032 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To consider and adopt the minutes of the Annual General Meeting of the Shareholder for the Year 2013 | Management | For | For | ||||||
2.1 | To consider and approve the Company and/or its subsidiaries to enter into the transaction with an Infrastructure fund (the "Fund") ("IFF Transaction") having the details as follows: To consider and approve the entry into the disposal of assets transaction by the Company and/or its subsidiaries to sell and transfer certain assets and/or revenues to the Fund after the registration of the establishment of the Fund to be the initial assets of the Fund (the "Assets and Revenue Sale Transaction") | Management | For | For | ||||||
2.2 | To consider and approve the Company and/or its subsidiaries to enter into the transaction with an Infrastructure fund (the "Fund") ("IFF Transaction") having the details as follows: To consider and approve the entry into the acquisition of assets transaction by: the Company and/or its subsidiaries to lease assets from the Fund to be used in the continuance of its business (the "Lease Transaction"); the Company and/or its subsidiaries entity to subscribe for the investment units of the Fund (the "Investment Units Subscription Transaction") | Management | For | For | ||||||
3 | To consider and approve the Company and/ or its subsidiaries to enter into the connected transaction by selling the investment in ordinary shares of non-core subsidiaries of the Company to Thana Telecom Corporation Limited which is the connected person of the Company | Management | For | For | ||||||
4 | To Consider and approve the amendment to the name and number of authorized directors of the Company and the amendment to the Company's Articles of Association | Management | For | For | ||||||
TWENTY-FIRST CENTURY FOX, INC. | ||||||||||
Security | 90130A200 | Meeting Type | Annual | |||||||
Ticker Symbol | FOX | Meeting Date | 18-Oct-2013 | |||||||
ISIN | US90130A2006 | Agenda | 933873057 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: K. RUPERT MURDOCH | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: DELPHINE ARNAULT | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: CHASE CAREY | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: DAVID F. DEVOE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: VIET DINH | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JAMES R. MURDOCH | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: LACHLAN K. MURDOCH | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JACQUES NASSER | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ROBERT S. SILBERMAN | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: ALVARO URIBE | Management | For | For | ||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
4. | APPROVAL OF THE TWENTY-FIRST CENTURY FOX, INC. 2013 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
5. | STOCKHOLDER PROPOSAL - ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL - ELIMINATE THE COMPANY'S DUAL CLASS CAPITAL STRUCTURE. | Shareholder | For | Against | ||||||
7. | CITIZENSHIP CERTIFICATION - PLEASE MARK "YES" IF THE STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK "NO" IF SUCH STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A NON-U.S. STOCKHOLDER. IF YOU DO NOT PROVIDE A RESPONSE TO THIS ITEM 7, YOU WILL BE DEEMED TO BE A NON-U.S. STOCKHOLDER AND THE SHARES WILL BE SUBJECT TO THE | Management | For | |||||||
SUSPENSION OF VOTING RIGHTS UNLESS YOU ARE A STOCKHOLDER OF RECORD AS OF THE RECORD DATE AND YOU PREVIOUSLY SUBMITTED A U.S. CITIZENSHIP CERTIFICATION TO THE COMPANY'S TRANSFER AGENT OR AUSTRALIAN SHARE REGISTRAR. | ||||||||||
SONAECOM SGPS SA | ||||||||||
Security | X8250N111 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 18-Nov-2013 | ||||||||
ISIN | PTSNC0AM0006 | Agenda | 704824590 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 4 DEC 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||
1 | Decide to reduce the present share capital in the amount corresponding to the product of multiplying the number of Company shares purchased through the Tender Offer for the Partial and Voluntary Acquisition of Treasury Shares, preliminarily announced by the Board of Directors on 29 October 2013, by the amount of EUR 2.45 (two euros and forty-five cents), by cancelling the treasury shares so acquired and reducing the nominal value of the remaining Company shares, with the purpose of releasing the necessary funds to execute the Offer, thereby accordingly amending paragraphs 1 and 2 of article 5 of the Articles of Association | Management | For | For | ||||||
THE MADISON SQUARE GARDEN COMPANY | ||||||||||
Security | 55826P100 | Meeting Type | Annual | |||||||
Ticker Symbol | MSG | Meeting Date | 21-Nov-2013 | |||||||
ISIN | US55826P1003 | Agenda | 933885583 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | RICHARD D. PARSONS | For | For | |||||||
2 | ALAN D. SCHWARTZ | For | For | |||||||
3 | VINCENT TESE | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | ||||||
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD | ||||||||||
Security | G15632105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 22-Nov-2013 | ||||||||
ISIN | GB0001411924 | Agenda | 704781409 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To receive the financial statements for the year ended 30 June 2013, together with the report of the Directors and Auditors | Management | For | For | ||||||
2 | To declare a final dividend for the year ended 30 June 2013 | Management | For | For | ||||||
3 | To reappoint Chase Carey as a Director | Management | For | For | ||||||
4 | To reappoint Tracy Clarke as a Director | Management | For | For | ||||||
5 | To reappoint Jeremy Darroch as a Director | Management | For | For | ||||||
6 | To reappoint David F. DeVoe as a Director | Management | For | For | ||||||
7 | To reappoint Nick Ferguson as a Director | Management | For | For | ||||||
8 | To reappoint Martin Gilbert as a Director | Management | For | For | ||||||
9 | To reappoint Adine Grate as a Director | Management | For | For | ||||||
10 | To reappoint Andrew Griffith as a Director | Management | For | For | ||||||
11 | To reappoint Andy Higginson as a Director | Management | For | For | ||||||
12 | To reappoint Dave Lewis as a Director | Management | For | For | ||||||
13 | To reappoint James Murdoch as a Director | Management | For | For | ||||||
14 | To reappoint Matthieu Pigasse as a Director | Management | For | For | ||||||
15 | To reappoint Danny Rimer as a Director | Management | For | For | ||||||
16 | To reappoint Arthur Siskind as a Director | Management | For | For | ||||||
17 | To reappoint Andy Sukawaty as a Director | Management | For | For | ||||||
18 | To reappoint Deloitte LLP as Auditors of the Company and to authorise the Directors to agree their remuneration | Management | For | For | ||||||
19 | To approve the report on Directors remuneration for the year ended 30 June 2013 | Management | For | For | ||||||
20 | To authorise the Company and its subsidiaries to make political donations and incur political expenditure | Management | For | For | ||||||
21 | To authorise the Directors to allot shares under Section 551 of the Companies Act 2006 | Management | For | For | ||||||
22 | To disapply statutory pre-emption rights | Management | Against | Against | ||||||
23 | To allow the Company to hold general meetings (other than annual general meetings) on 14 days' notice | Management | For | For | ||||||
24 | To authorise the Directors to make on-market purchases | Management | For | For | ||||||
25 | To authorise the Directors to make off-market purchases | Management | For | For | ||||||
26 | To approve the Twenty-First Century Fox Agreement as a related party transaction under the Listing Rules | Management | For | For | ||||||
27 | To approve the British Sky Broadcasting Group plc 2013 Sharesave Scheme Rules | Management | For | For | ||||||
BRITISH SKY BROADCASTING GROUP PLC | ||||||||||
Security | 111013108 | Meeting Type | Annual | |||||||
Ticker Symbol | BSYBY | Meeting Date | 22-Nov-2013 | |||||||
ISIN | US1110131083 | Agenda | 933886787 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2013, TOGETHER WITH THE REPORT OF THE DIRECTORS AND AUDITORS | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 30 JUNE 2013 | Management | For | For | ||||||
3 | TO REAPPOINT CHASE CAREY AS A DIRECTOR | Management | For | For | ||||||
4 | TO REAPPOINT TRACY CLARKE AS A DIRECTOR | Management | For | For | ||||||
5 | TO REAPPOINT JEREMY DARROCH AS A DIRECTOR | Management | For | For | ||||||
6 | TO REAPPOINT DAVID F. DEVOE AS A DIRECTOR | Management | For | For | ||||||
7 | TO REAPPOINT NICK FERGUSON AS A DIRECTOR | Management | For | For | ||||||
8 | TO REAPPOINT MARTIN GILBERT AS A DIRECTOR | Management | For | For | ||||||
9 | TO REAPPOINT ADINE GRATE AS A DIRECTOR | Management | For | For | ||||||
10 | TO REAPPOINT ANDREW GRIFFITH AS A DIRECTOR | Management | For | For | ||||||
11 | TO REAPPOINT ANDY HIGGINSON AS A DIRECTOR | Management | For | For | ||||||
12 | TO REAPPOINT DAVE LEWIS AS A DIRECTOR | Management | For | For | ||||||
13 | TO REAPPOINT JAMES MURDOCH AS A DIRECTOR | Management | For | For | ||||||
14 | TO REAPPOINT MATTHIEU PIGASSE AS A DIRECTOR | Management | For | For | ||||||
15 | TO REAPPOINT DANNY RIMER AS A DIRECTOR | Management | For | For | ||||||
16 | TO REAPPOINT ARTHUR SISKIND AS A DIRECTOR | Management | For | For | ||||||
17 | TO REAPPOINT ANDY SUKAWATY AS A DIRECTOR | Management | For | For | ||||||
18 | TO REAPPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO AGREE THEIR REMUNERATION | Management | For | For | ||||||
19 | TO APPROVE THE REPORT ON DIRECTORS' REMUNERATION FOR THE YEAR ENDED 30 JUNE 2013 | Management | For | For | ||||||
20 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||
21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||
S22 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | Against | Against | ||||||
S23 | TO ALLOW THE COMPANY TO HOLD GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON 14 DAYS' NOTICE (SPECIAL RESOLUTION) | Management | For | For | ||||||
S24 | TO AUTHORISE THE DIRECTORS TO MAKE ON-MARKET PURCHASES (SPECIAL RESOLUTION) | Management | For | For | ||||||
S25 | TO AUTHORISE THE DIRECTORS TO MAKE OFF-MARKET PURCHASES (SPECIAL RESOLUTION) | Management | For | For | ||||||
26 | TO APPROVE THE TWENTY-FIRST CENTURY FOX AGREEMENT AS A RELATED PARTY TRANSACTION UNDER THE LISTING RULES | Management | For | For | ||||||
27 | TO APPROVE THE BRITISH SKY BROADCASTING GROUP PLC 2013 SHARESAVE SCHEME RULES | Management | For | For | ||||||
MEIKLES LIMITED | ||||||||||
Security | V6162H109 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Nov-2013 | ||||||||
ISIN | ZW0009012114 | Agenda | 704792022 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | A further 4,000,000 unissued shares of the company be placed under control of directors who shall have authority to issue to the Meikles limited employee share ownership trust | Management | For | For | ||||||
2 | The company provides direct financial assistance in the form of loan funding to the Meikles limited employee share ownership trust | Management | For | For | ||||||
3 | The company provides direct financial assistance in the form of loan funding to the share purchase scheme | Management | For | For | ||||||
KINGDOM FINANCIAL HOLDINGS LTD | ||||||||||
Security | V5496H108 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Nov-2013 | ||||||||
ISIN | ZW0009011314 | Agenda | 704858983 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Increase ordinary shares from 1,500,000 to 4,200,000 of USD0.001 | Management | For | For | ||||||
2 | Subject to passing of resolution 1 consolidate the authorised and issued ordinary shares in the capital of the company by a factor of 10 | Management | For | For | ||||||
3 | Amendment of article 54 of the articles of association | Management | For | For | ||||||
4 | Insertion of new article 8A' the company may purchase its own shares, subject to the relevant provisions of the companies act, by way of a resolution of shareholders in a general meeting | Management | For | For | ||||||
5 | Change of name and rebranding | Management | For | For | ||||||
6 | Issue of preference shares | Management | For | For | ||||||
7 | Capital reduction subject to passing of ordinary resolution number 2 | Management | For | For | ||||||
8 | Pledge of MicroKing shares, shareholders ratify the pledge by Kingdom Bank Limited to Afriasia Bank Limited of all the issued shares in the capital of Micro King Finance Limited pursuant to the Liquidity Support Agreement | Management | For | For | ||||||
9 | Repurchase of Crustmoon shares | Management | For | For | ||||||
10 | Issue of ordinary shares | Management | For | For | ||||||
11 | Control of unissued share capital | Management | For | For | ||||||
12 | Funding of the capital reduction | Management | For | For | ||||||
GRUPO TELEVISA, S.A.B. | ||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||
Ticker Symbol | TV | Meeting Date | 09-Dec-2013 | |||||||
ISIN | US40049J2069 | Agenda | 933901806 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
I | PROPOSAL IN REGARDS TO THE DECREE AND PAYMENT OF DIVIDENDS TO THE SHAREHOLDERS; RESOLUTIONS THERETO. | Management | For | |||||||
II | REVOCATION AND GRANTING OF POWER OF ATTORNEY; RESOLUTIONS THERETO. | Management | For | |||||||
III | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | |||||||
GRUPO TELEVISA, S.A.B. | ||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||
Ticker Symbol | TV | Meeting Date | 09-Dec-2013 | |||||||
ISIN | US40049J2069 | Agenda | 933906414 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
I | PROPOSAL IN REGARDS TO THE DECREE AND PAYMENT OF DIVIDENDS TO THE SHAREHOLDERS; RESOLUTIONS THERETO. | Management | For | |||||||
II | REVOCATION AND GRANTING OF POWER OF ATTORNEY; RESOLUTIONS THERETO. | Management | For | |||||||
III | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | |||||||
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ | ||||||||||
Security | P91536469 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 12-Dec-2013 | ||||||||
ISIN | BRTIMPACNOR1 | Agenda | 704829146 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 | To vote regarding the amendment and restatement of the corporate bylaws of the Company, in particular for the purpose of Approving the creation of the bylaws audit committee and, as a consequence, adjusting the provisions that deal with the authority of the Fiscal Council, of the general meeting, of the Board of Directors and of the executive committee | Management | No Action | |||||||
2 | To adjust the wording of the provision the deals with the corporate purpose of the Company | Management | No Action | |||||||
TIM PARTICIPACOES SA | ||||||||||
Security | 88706P205 | Meeting Type | Special | |||||||
Ticker Symbol | TSU | Meeting Date | 12-Dec-2013 | |||||||
ISIN | US88706P2056 | Agenda | 933900690 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1) | APPROVING THE ESTABLISHMENT OF THE STATUTORY AUDIT COMMITTEE AND, CONSEQUENTLY, ADJUSTING THE PROVISIONS ADDRESSING THE COMPETENCE OF THE FISCAL COUNCIL, THE SHAREHOLDERS' MEETING, THE BOARD OF DIRECTORS AND THE BOARD OF STATUTORY OFFICERS. | Management | For | For | ||||||
2) | ADJUSTING THE WORDING OF THE PROVISIONS CONCERNING THE CORPORATE PURPOSE OF THE COMPANY. | Management | For | For | ||||||
TELECOM ITALIA SPA, MILANO | ||||||||||
Security | T92778108 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 20-Dec-2013 | ||||||||
ISIN | IT0003497168 | Agenda | 704884281 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 263800 DUE TO CHANGE IN AG-ENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU W-ILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
O.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposal of the shareholder Findim Group S.A. to remove from office the Directors Aldo Minucci, Marco Patuano, Cesar Alierta Izuel, Tarak Ben Ammar, Lucia Calvosa, Massimo Egidi, Jean Paul Fitoussi, Gabriele Galateri, Julio Linares Lopez, Gaetano Micciche, Renato Pagliaro, Mauro Sentinelli, Angelo Provasoli | Shareholder | Against | For | ||||||
O.2 | In the case of approval of the proposal for removal specified in item 1 - Appointment of the Board of Directors - Number of Members | Management | For | For | ||||||
O.3 | In the case of approval of the proposal for removal specified in item 1 - Appointment of the Board of Directors - Length of Term In Office | Management | For | For | ||||||
O.4 | In the case of approval of the proposal for removal specified in item 1 - Appointment of the Board of Directors - Remuneration | Management | For | For | ||||||
O.5 | In the case of approval of the proposal for removal specified in item 1 - Appo-intment of the Board of Directors | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUC-TIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED T-O VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU. | Non-Voting | ||||||||
O.5.1 | In the case of approval of the proposal for removal specified in item 1 - Appointment of the Board of Directors - related and consequent resolutions: List presented by Telco SpA representing 22.39% of company stock capital: 1. Mr. Marco Emilio Angelo Patuano, 2. Mr. Julio Linares Lopez and 3. Mr. Stefania Bariatti | Shareholder | Against | For | ||||||
O.5.2 | In the case of approval of the proposal for removal specified in item 1 - Appointment of the Board of Directors - related and consequent resolutions: List presented by Assogestioni representing 1.554% of company stock capital: 1. Mr. Luigi Zingales, 2. Ms. Lucia Calvosa, 3. Mr. Davide Giacomo Federico Benello, 4. Ms. Francesca Cornelli, 5. Mr. Giuseppe Donagemma, 6. Ms. Maria Elena Cappello and 7. Mr. Francesco Serafini | Shareholder | No Action | |||||||
O.6 | In the case of non-approval of the proposal for removal specified in item 1 - Appointment of Mr. Angelo Provasoli as Director to replace Mr Elio Cosimo Catania | Management | For | For | ||||||
O.7 | In the case of non-approval of the proposal for removal specified in item 1 - Appointment of a Director to replace Mr Franco Bernabe | Management | For | For | ||||||
E.8 | Elimination of the nominal value of the ordinary shares and savings shares. Amendment to the Company's Bylaws - related and consequent resolutions | Management | For | For | ||||||
E.9 | Increase in share capital and disapplication of preferential subscription rights through the issue of ordinary shares servicing conversion of bonds issued by the subsidiary Telecom Italia Finance S.A. for an overall amount of EUR 1.3 billion - related and consequent resolutions | Management | Against | Against | ||||||
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT | ||||||||||
Security | X3258B102 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-Dec-2013 | ||||||||
ISIN | GRS260333000 | Agenda | 704885966 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 262960 AS THE MEETING TO B-E HELD ON 18 DEC 2013 GOT CANCELLED AND NEW MEETING WAS ANNOUNCED ON 30 DEC 20-13 WITH ADDITION OF RESOLUTIONS AND CHANGE IN RECORD DATE FROM 12 DEC 2013 TO-24 DEC 2013. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN A-REPETITIVE MEETING ON 14 JAN 2014 AT 16:00 HRS WITH RECORD DATE: 09 JAN 2014-AND A B REPETITIVE MEETING ON 29 JAN 2014 AT 16:00 HRS WITH RECORD DATE: 24 JA-N 2014. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND-CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | Non-Voting | ||||||||
1. | Announcement of the election of new Board members, in replacement of resigned members, in accordance with article 9 par. 4 of the Company's Articles of Incorporation | Management | For | For | ||||||
2. | Appointment of members of the Audit Committee, pursuant to article 37 of Law 3693/2008 | Management | For | For | ||||||
3. | Approval for covering domestic travel / sojourn expenses of Board members for their attendance at the meetings of the Board and its Committees | Management | For | For | ||||||
4. | Granting by the General Shareholders' Meeting special permission, pursuant to article 23a of C.L.2190/1920, for entering into the separate agreements ("Service Arrangements") between OTE S.A. and OTE Group companies on the one hand and Deutsche Telecom AG (DTAG) and Telekom Deutschland GmbH (TD GmbH) on the other hand for the rendering for year 2014 of specific services within the framework of the approved "Framework Cooperation and Service Agreement" / Assignment of relevant powers | Management | For | For | ||||||
5. | Amendment of Independent Services Agreement of an Executive Board member | Management | For | For | ||||||
6. | Capitalization of tax-free reserves from non- taxable profits of previous years, according to L.4172/2013, by increasing the nominal value of OTE S.A. share at an amount to be determined by the General Meeting | Management | For | For | ||||||
7. | Amendment of article 5 (Share Capital) of the OTE S.A. Articles of Incorporation, due to capitalization of tax-free reserves | Management | For | For | ||||||
8. | Miscellaneous announcements | Management | For | For | ||||||
CMMT | 12 DEC 13: PLEASE NOTE THAT RESOLUTION 1 DOES NOT CARRY VOTING RIGHTS. THANK Y-OU. | Non-Voting | ||||||||
CMMT | 12 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF COMMENT. | Non-Voting | ||||||||
ROSTELECOM LONG DISTANCE & TELECOMM. | ||||||||||
Security | 778529107 | Meeting Type | Special | |||||||
Ticker Symbol | ROSYY | Meeting Date | 30-Dec-2013 | |||||||
ISIN | US7785291078 | Agenda | 933907202 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | REORGANIZATION OF OPEN JOINT STOCK COMPANY LONG-DISTANCE AND INTERNATIONAL TELECOMMUNICATIONS "ROSTELECOM" IN THE FORM OF SPINNING- OFF CLOSED JOINT STOCK COMPANY "RT- MOBILE". **EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING** | Management | For | For | ||||||
KONINKLIJKE KPN NV, DEN HAAG | ||||||||||
Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 10-Jan-2014 | ||||||||
ISIN | NL0000009082 | Agenda | 704874040 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Open Meeting | Non-Voting | ||||||||
2 | Decrease Nominal Value per Share from EUR 0.24 to EUR 0.04 | Management | For | For | ||||||
3 | Authorize Repurchase of All Outstanding Preference Shares B and Cancellation of Preference Shares B | Management | For | For | ||||||
4 | Close Meeting | Non-Voting | ||||||||
CMMT | 06 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE F-ROM SGM TO EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN T-HIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YO-U. | Non-Voting | ||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||
Security | 92343V104 | Meeting Type | Special | |||||||
Ticker Symbol | VZ | Meeting Date | 28-Jan-2014 | |||||||
ISIN | US92343V1044 | Agenda | 933908735 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS | Management | For | For | ||||||
2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||||||
3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS | Management | For | For | ||||||
VODAFONE GROUP PLC | ||||||||||
Security | 92857W209 | Meeting Type | Special | |||||||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | |||||||
ISIN | US92857W2098 | Agenda | 933909701 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | ||||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | For | ||||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | For | ||||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | ||||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | For | ||||||
LIBERTY GLOBAL PLC. | ||||||||||
Security | G5480U104 | Meeting Type | Special | |||||||
Ticker Symbol | LBTYA | Meeting Date | 30-Jan-2014 | |||||||
ISIN | GB00B8W67662 | Agenda | 933910499 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 INCENTIVE PLAN. | Management | Against | Against | ||||||
2. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 NONEMPLOYEE DIRECTOR INCENTIVE PLAN. | Management | Against | Against | ||||||
TELEFONICA DEUTSCHLAND HOLDING AG, MUENCHEN | ||||||||||
Security | D8T9CK101 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 11-Feb-2014 | ||||||||
ISIN | DE000A1J5RX9 | Agenda | 704910404 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap- propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your- custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w-hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | |||||||||
The sub custodians have advised that voted shares are not blocked for trading-purposes i.e. they are only unavailable for settlement. Registered shares will-be deregistered at the deregistration date by the sub custodians. In order to-deliver/settle a voted position before the deregistration date a voting instr-uction cancellation and de-registration request needs to be sent to your CSR o-r Custodian. Please contact your CSR for further information. | Non-Voting | |||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative. | Non-Voting | |||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | |||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 JAN 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||||
1. | Approve EUR 3.7 billion share capital increase via issuance of new shares with preemptive rights | Management | No Action | |||||||
2. | Approve creation of EUR 475 million pool of capital without preemptive rights | Management | No Action | |||||||
3. | Approve issuance of warrants/bonds with warrants attached/convertible bonds without preemptive rights up to aggregate nominal amount of EUR 3 billion approve creation of EUR 558.5 million pool of capital to guarantee conversion rights | Management | No Action | |||||||
PCCW LTD, HONG KONG | ||||||||||
Security | Y6802P120 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Feb-2014 | ||||||||
ISIN | HK0008011667 | Agenda | 704912066 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1230/LTN20131230468.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1230/LTN20131230450.pdf | Non-Voting | ||||||||
1 | The Ordinary Resolution set out in the Notice of the Extraordinary General Meeting, to approve the Proposed Acquisition, the entry into of the Share Purchase Agreement by HKT Limited and the performance of its obligations under the Share Purchase Agreement and the written approval of the Proposed Acquisition as a major transaction for the HKT Trust and HKT Limited under the Listing Rules by CAS Holding No. 1 Limited | Management | For | For | ||||||
CJ HELLOVISION CO LTD, SEOUL | ||||||||||
Security | Y9T24Z107 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 21-Mar-2014 | ||||||||
ISIN | KR7037560000 | Agenda | 704985045 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approval of financial statements | Management | For | For | ||||||
2 | Amendment of articles of incorporation | Management | For | For | ||||||
3.1.1 | Election of inside Director: Gim Jin Seok | Management | For | For | ||||||
3.1.2 | Election of inside Director: I Sang Yong | Management | For | For | ||||||
3.2 | Election of a non-permanent director: Gu Chang Geun | Management | For | For | ||||||
3.3 | Election of outside Director: Chae Gyeong Su | Management | For | For | ||||||
3.4 | Election of audit committee member: Chae Gyeong Su | Management | For | For | ||||||
4 | Approval of remuneration for Director | Management | For | For | ||||||
GN STORE NORD LTD, BALLERUP | ||||||||||
Security | K4001S214 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 21-Mar-2014 | ||||||||
ISIN | DK0010272632 | Agenda | 704996149 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL- FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO- REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO- MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE- MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'- ONLY FOR RESOLUTION NUMBERS "E.1 TO E.6 AND F". THANK YOU. | Non-Voting | ||||||||
a | Report by the Board of Directors on the activities of the company during the-past year | Non-Voting | ||||||||
b | Adoption of the audited annual report and resolution of discharge of the Board of Directors and the Executive Board | Management | No Action | |||||||
c | Proposal as to the application of profits in accordance with the approved annual report: Dividends of DKK 0.84 per share with a nominal value of DKK 4 each | Management | No Action | |||||||
d | Adoption of the remuneration to the Board of Directors for the present financial year | Management | No Action | |||||||
e.1 | Re-election of Per Wold-Olsen as member to the Board of Director | Management | No Action | |||||||
e.2 | Re-election of William E. Hoover Jr. as member to the Board of Director | Management | No Action | |||||||
e.3 | Re-election of Wolfgang Reim as member to the Board of Director | Management | No Action | |||||||
e.4 | Re-election of Rene Svendsen-Tune as member to the Board of Director | Management | No Action | |||||||
e.5 | Re-election of Carsten Krogsgaard Thomsen as member to the Board of Director | Management | No Action | |||||||
e.6 | Re-election of Helene Barnekow as member to the Board of Director | Management | No Action | |||||||
f | Re-election of KPMG Statsautoriseret Revisionspartnerselskab as auditor until the company's next annual general meeting | Management | No Action | |||||||
g.1 | Authorization to the Board of Directors to acquire treasury shares | Management | No Action | |||||||
g.2 | Authorization to the Board of Directors to reduce the share capital through cancellation of treasury shares, Article 3.1 of the Articles of Association | Management | No Action | |||||||
g.3 | Authorization to the Board of Directors to increase the share capital, Article 5.1 of the Articles of Association | Management | No Action | |||||||
g.4 | Election of a new registrar (Computershare A/S), Article 4.3 of the Articles of Association | Management | No Action | |||||||
g.5 | Decision on preparing and presenting the annual report in English only going forward, Article 15.3 of the Articles of Association | Management | No Action | |||||||
g.6 | Cancellation of time and voting limitations in Article 10.4 of the Articles of Association | Management | No Action | |||||||
g.7 | Deletion of Article 5.4 of the Articles of Association | Management | No Action | |||||||
h.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Requirements for financial information in the notice convening the annual general meeting and adding a new Article 9.4 to the Articles of Association | Shareholder | No Action | |||||||
h.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Annual report and company announcements must always be available in Danish for not less than 5 years | Shareholder | No Action | |||||||
h.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Financial statements at www.gn.com must always be available in Danish by use of a maximum of 3 menus | Shareholder | No Action | |||||||
h.4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Serving at the annual general meeting | Shareholder | No Action | |||||||
TWENTY-FIRST CENTURY FOX, INC. | ||||||||||
Security | 90130A200 | Meeting Type | Special | |||||||
Ticker Symbol | FOX | Meeting Date | 21-Mar-2014 | |||||||
ISIN | US90130A2006 | Agenda | 933920894 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | PROPOSAL TO APPROVE THE COMPANY MAKING A REQUEST FOR REMOVAL OF ITS FULL FOREIGN LISTING FROM THE AUSTRALIAN SECURITIES EXCHANGE. | Management | For | For | ||||||
2. | CITIZENSHIP CERTIFICATION - PLEASE MARK "YES" IF THE STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK "NO" IF SUCH STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A NON-U.S. STOCKHOLDER. (PLEASE REFER TO APPENDIX A OF THE PROXY STATEMENT FOR ADDITIONAL GUIDANCE.) IF YOU DO NOT PROVIDE A RESPONSE TO THIS ITEM 2, YOU WILL BE DEEMED TO BE A NON-U.S. STOCKHOLDER AND THE SHARES WILL BE SUBJECT TO THE SUSPENSION OF VOTING RIGHTS UNLESS YOU ARE A STOCKHOLDER OF RECORD AS OF THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | |||||||
SK TELECOM CO., LTD. | ||||||||||
Security | 78440P108 | Meeting Type | Annual | |||||||
Ticker Symbol | SKM | Meeting Date | 21-Mar-2014 | |||||||
ISIN | US78440P1084 | Agenda | 933928713 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPROVAL OF FINANCIAL STATEMENTS FOR THE 30TH FISCAL YEAR (FROM JANUARY 1, 2013 TO DECEMBER 31, 2013) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | |||||||
2. | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. | Management | For | |||||||
3-1 | ELECTION OF AN EXECUTIVE DIRECTOR (CANDIDATE: HA, SUNG-MIN) | Management | For | |||||||
3-2 | ELECTION OF AN INDEPENDENT NON- EXECUTIVE DIRECTOR (CANDIDATE: CHUNG, JAY-YOUNG) | Management | For | |||||||
3-3 | ELECTION OF AN INDEPENDENT NON- EXECUTIVE DIRECTOR (CANDIDATE: LEE, JAE-HOON) | Management | For | |||||||
3-4 | ELECTION OF AN INDEPENDENT NON- EXECUTIVE DIRECTOR (CANDIDATE: AHN, JAE-HYEON) | Management | For | |||||||
4. | APPROVAL OF THE ELECTION OF A MEMBER OF THE AUDIT COMMITTEE AS SET FORTH IN ITEM 4 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH (CANDIDATE: AHN, JAE-HYEON) | Management | For | |||||||
5. | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS | Management | For | |||||||
OI SA, BRASILIA | ||||||||||
Security | P73531108 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Mar-2014 | ||||||||
ISIN | BROIBRACNOR1 | Agenda | 704975195 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 | To approve the proposal for the amendment of the authorized capital limit of the Company, with the consequent amendment of article 6 of the corporate bylaws | Management | For | For | ||||||
2 | To ratify the hiring of Banco Santander Brasil S.A. for the preparation of the valuation report of the assets that Portugal Telecom SGPS S.A. will transfer to the capital of the Company | Management | For | For | ||||||
3 | To approve the valuation report of the assets that Portugal Telecom SGPS S.A. will transfer to the capital of the Company, from here onwards referred to as the PT Assets | Management | For | For | ||||||
4 | To approve the proposal of the value of the PT Assets for the purpose of their contribution in order to pay in the shares to be issued by the Company | Management | For | For | ||||||
PORTUGAL TELECOM SGPS SA, LISBONNE | ||||||||||
Security | X6769Q104 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Mar-2014 | ||||||||
ISIN | PTPTC0AM0009 | Agenda | 704993143 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT FIVE HUNDRED SHARES CORRESPOND TO ONE VOTE. THANKS YOU | Non-Voting | ||||||||
1 | To deliberate on the participation in the Capital Increase of Oi, S.A. through the contribution of assets representing all of the operating assets held by the Portugal Telecom Group and the related liabilities, with the exception of the shares of Oi, the shares of Contax Participacoes, S.A. And the shares of Bratel BV held directly or indirectly by PT | Management | No Action | |||||||
OI S.A. | ||||||||||
Security | 670851104 | Meeting Type | Special | |||||||
Ticker Symbol | OIBRC | Meeting Date | 27-Mar-2014 | |||||||
ISIN | US6708511042 | Agenda | 933931998 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPROVING THE PROPOSAL TO AMEND THE COMPANY'S AUTHORIZED CAPITAL LIMIT, CONSEQUENTLY AMENDING ARTICLE 6 OF THE COMPANY'S BYLAWS. | Management | For | For | ||||||
2. | RATIFYING THE ENGAGEMENT OF BANCO SANTANDER (BRASIL) S.A. TO PREPARE THE VALUATION REPORT CONCERNING THE ASSETS THAT PORTUGAL TELECOM, SGPS, S.A. WILL CONTRIBUTE TO THE COMPANY'S CAPITAL. | Management | For | For | ||||||
3. | APPROVING THE VALUATION REPORT OF ASSETS THAT PORTUGAL TELECOM, SGPS, S.A. WILL CONTRIBUTE TO THE COMPANY'S CAPITAL ("PT ASSETS"). | Management | For | For | ||||||
4. | APPROVING THE PROPOSED VALUE OF THE PT ASSETS IN CONNECTION WITH THE CONTRIBUTION OF THE PT ASSETS AS PAYMENT FOR SHARES TO BE ISSUED BY THE COMPANY. | Management | For | For | ||||||
PORTUGAL TELECOM, SGPS, S.A. | ||||||||||
Security | 737273102 | Meeting Type | Special | |||||||
Ticker Symbol | PT | Meeting Date | 27-Mar-2014 | |||||||
ISIN | US7372731023 | Agenda | 933935833 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | TO DELIBERATE ON THE PARTICIPATION IN THE CAPITAL INCREASE OF OI, S.A. THROUGH THE CONTRIBUTION OF ASSETS REPRESENTING ALL OF THE OPERATING ASSETS HELD BY THE PORTUGAL TELECOM GROUP AND THE RELATED LIABILITIES, WITH THE EXCEPTION OF THE SHARES OF OI, THE SHARES OF CONTAX PARTICIPACOES, S.A. AND THE SHARES OF BRATEL BV HELD DIRECTLY OR INDIRECTLY BY PT. | Management | For | |||||||
ORASCOM TELECOM MEDIA AND TECHNOLOGY HOLDING | ||||||||||
Security | 68555D206 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-Mar-2014 | ||||||||
ISIN | US68555D2062 | Agenda | 705046983 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve board report on company operations | Management | For | For | ||||||
2 | Approve auditors' report on company financial statements | Management | For | For | ||||||
3 | Accept standalone and consolidated financial statements and statutory reports | Management | For | For | ||||||
4 | Approve discharge of chairman and directors | Management | For | For | ||||||
5 | Approve changes in the board of directors | Management | For | For | ||||||
6 | Approve addition of signature powers to the executive chairman | Management | For | For | ||||||
7 | Approve remuneration of directors | Management | For | For | ||||||
8 | Ratify auditors and fix their remuneration | Management | For | For | ||||||
9 | Ratify resolutions of the board of directors during FY2013 | Management | For | For | ||||||
10 | Approve related party transactions | Management | For | For | ||||||
11 | Approve related party transactions | Management | For | For | ||||||
12 | Approve charitable donations | Management | For | For | ||||||
TELIASONERA AB, STOCKHOLM | ||||||||||
Security | W95890104 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 02-Apr-2014 | ||||||||
ISIN | SE0000667925 | Agenda | 705011853 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 277961 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 21 AND ADDITION OF COMMENT. ALL VOTES RECEIVED ON TH-E PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION NUMB-ER 21. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. THANK YOU. | Non-Voting | ||||||||
1 | Election of chair of the meeting: Eva Hagg, Advokat | Non-Voting | ||||||||
2 | Preparation and approval of voting register | Non-Voting | ||||||||
3 | Adoption of agenda | Non-Voting | ||||||||
4 | Election of two persons to check the minutes of the meeting together with the-chair | Non-Voting | ||||||||
5 | Determination of whether the meeting has been duly convened | Non-Voting | ||||||||
6 | Presentation of the annual report and the auditor's report, the consolidated f-inancial statements and the auditor's report on the consolidated financial sta-tements for 2013. A description by the chair of the Board of Directors Marie E-hrling of the work of the Board of Directors during 2013 and a speech by Presi- dent and CEO Johan Dennelind in connection herewith | Non-Voting | ||||||||
7 | Resolution to adopt the income statement, the balance sheet, the consolidated income statement and the consolidated balance sheet for 2013 | Management | No Action | |||||||
8 | Resolution on appropriation of the Company's profit as shown on the adopted balance sheet and setting of record date for the dividend. The Board of Directors proposes that a dividend of SEK 3.00 per share is distributed to the shareholders and that April 7, 2014 be set as the record date for the dividend. If the annual general meeting resolves in accordance with the proposal, it is estimated that Euroclear Sweden AB will execute the payment on April 10, 2014 | Management | No Action | |||||||
9 | Resolution on discharge of the directors and the CEO from personal liability towards the Company for the administration of the Company in 2013 | Management | No Action | |||||||
10 | Resolution on number of directors and alternate directors to be elected at the meeting: Until the end of the annual general meeting 2015, eight directors with no alternate directors | Management | No Action | |||||||
11 | Resolution on remuneration payable to the directors | Management | No Action | |||||||
12 | Election of directors and any alternate directors: Re-election of Marie Ehrling, Mats Jansson, Olli- Pekka Kallasvuo, Mikko Kosonen, Nina Linander, Martin Lorentzon, Per-Arne Sandstrom and Kersti Strandqvist | Management | No Action | |||||||
13 | Election of chair and vice-chair of the Board of Directors: Re-election of Marie Ehrling as chair and Olli-Pekka Kallasvuo as vice-chair | Management | No Action | |||||||
14 | Resolution on number of auditors and deputy auditors: Until the end of the annual general meeting 2015 there will be one auditor with no deputy auditors | Management | No Action | |||||||
15 | Resolution on remuneration payable to the auditor | Management | No Action | |||||||
16 | Election of auditor and any deputy auditors : Election of the audit company Deloitte AB | Management | No Action | |||||||
17 | Election of Nomination Committee and resolution on instruction for the Nomination Committee: Election of Magnus Skaninger (Swedish State), Kari Jarvinen (Solidium Oy), Jan Andersson (Swedbank Robur Funds), Per Frennberg (Alecta) and Marie Ehrling (chair of the Board of Directors) | Management | No Action | |||||||
18 | Resolution on principles for remuneration to Group Management | Management | No Action | |||||||
19 | Resolution authorizing the Board of Directors to acquire the Company's own shares | Management | No Action | |||||||
20.a | Resolution on implementation of a long-term incentive program 2014/2017 | Management | No Action | |||||||
20.b | Resolution on hedging arrangements for the program | Management | No Action | |||||||
21 | Resolution on special investigation | Management | No Action | |||||||
ROSTELECOM LONG DISTANCE & TELECOMM. | ||||||||||
Security | 778529107 | Meeting Type | Consent | |||||||
Ticker Symbol | ROSYY | Meeting Date | 02-Apr-2014 | |||||||
ISIN | US7785291078 | Agenda | 933937801 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPROVAL OF THE AMENDMENTS TO THE CHARTER OF OJSC ROSTELECOM. | Management | For | For | ||||||
2. | PRE-TERM TERMINATION OF AUTHORITY OF THE BOARD OF DIRECTORS OF OJSC ROSTELECOM. | Management | For | For | ||||||
3A. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: RUBEN AGANBEGYAN | Management | For | |||||||
3B. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: DAVID BENELLO | Management | For | |||||||
3C. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: KIRILL DMITRIEV | Management | For | |||||||
3D. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: ANTON ZLATOPOLSKY | Management | For | |||||||
3E. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: SERGEI KALUGIN | Management | For | |||||||
3F. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: IGOR KOZLOV | Management | For | |||||||
3G. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: YURY KUDIMOV | Management | For | |||||||
3H. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: MIKHAIL LESIN | Management | For | |||||||
3I. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: ANATOLY MILYUKOV | Management | For | |||||||
3J. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: MIKHAIL POLUBOYARINOV | Management | For | |||||||
3K. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: ALEXANDER PCHELINTSEV | Management | For | |||||||
3L. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: VADIM SEMENOV | Management | For | |||||||
3M. | ELECTION OF THE BOARD OF DIRECTOR OF OJSC ROSTELECOM: VITALY SERGEICHOUK | Management | For | |||||||
P.T. TELEKOMUNIKASI INDONESIA, TBK | ||||||||||
Security | 715684106 | Meeting Type | Annual | |||||||
Ticker Symbol | TLK | Meeting Date | 04-Apr-2014 | |||||||
ISIN | US7156841063 | Agenda | 933941975 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR THE 2013 FINANCIAL YEAR, INCLUDING THE BOARD OF COMMISSIONERS' SUPERVISORY REPORT. | Management | For | For | ||||||
2. | RATIFICATION OF THE COMPANY'S FINANCIAL STATEMENTS AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM (PROGRAM KEMITRAAN DAN BINA LINGKUNGAN), ANNUAL REPORT FOR THE 2013 FINANCIAL YEAR AND ACQUITTAL AND DISCHARGE OF ALL MEMBERS OF THE BOARD OF DIRECTORS AND BOARD OF COMMISSIONERS. | Management | For | For | ||||||
3. | APPROPRIATION OF THE COMPANY'S NET INCOME FOR THE 2013 FINANCIAL YEAR. | Management | For | For | ||||||
4. | DETERMINATION OF REMUNERATION FOR MEMBER OF THE BOARD AND THE BOARD OF COMMISSIONERS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | ||||||
5. | APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENT FOR THE 2014 FINANCIAL YEAR, INCLUDING AUDIT OF INTERNAL CONTROL OVER FINANCIAL REPORTING AND APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE 2014 FINANCIAL YEAR. | Management | For | For | ||||||
6. | CHANGES IN THE COMPOSITION OF THE BOARD OF THE COMPANY. | Management | For | For | ||||||
SWISSCOM LTD. | ||||||||||
Security | 871013108 | Meeting Type | Annual | |||||||
Ticker Symbol | SCMWY | Meeting Date | 07-Apr-2014 | |||||||
ISIN | US8710131082 | Agenda | 933931556 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1.1 | APPROVAL OF THE ANNUAL REPORT, FINANCIAL STATEMENTS OF SWISSCOM LTD AND CONSOLIDATED FINANCIAL STATEMENT FOR FINANCIAL YEAR 2013 | Management | For | For | ||||||
1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2013 | Management | For | For | ||||||
2. | APPROPRIATION OF RETAINED EARNINGS 2013 AND DECLARATION OF DIVIDEND | Management | For | For | ||||||
3. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | Management | For | For | ||||||
4.1 | MODIFICATION OF THE ARTICLES OF INCORPORATION, ESPECIALLY TO THE "ORDINANCE AGAINST EXCESSIVE REMUNERATION IN LISTED COMPANIES" (OAER): GENERAL MODIFICATIONS TO THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
4.2 | MODIFICATION OF THE ARTICLES OF INCORPORATION, ESPECIALLY TO THE "ORDINANCE AGAINST EXCESSIVE REMUNERATION IN LISTED COMPANIES" (OAER): PROVISIONS OF THE ARTICLES OF INCORPORATION ON REMUNERATION AND THE APPROVAL PROCEDURES | Management | For | For | ||||||
4.3 | MODIFICATION OF THE ARTICLES OF INCORPORATION, ESPECIALLY TO THE "ORDINANCE AGAINST EXCESSIVE REMUNERATION IN LISTED COMPANIES" (OAER): FURTHER ARTICLES OF INCORPORATION PROVISIONS ACCORDING TO ART. 12 OAER | Management | For | For | ||||||
5.1 | RE-ELECTION OF BARBARA FREI TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.2 | RE-ELECTION OF HUGO GERBER TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.3 | RE-ELECTION OF MICHEL GOBET TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.4 | RE-ELECTION OF TORSTEN G. KREINDL TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.5 | RE-ELECTION OF CATHERINE MUHLEMANN TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.6 | RE-ELECTION OF THEOPHIL SCHLATTER TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.7 | ELECTION OF FRANK ESSER TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.8 | RE-ELECTION OF HANSUELI LOOSLI TO THE BOARD OF DIRECTOR | Management | For | For | ||||||
5.9 | RE-ELECTION OF HANSUELI LOOSLI AS CHAIRMAN | Management | For | For | ||||||
6.1 | ELECTION OF BARBARA FREI TO THE REMUNERATION COMMITTEE | Management | For | For | ||||||
6.2 | ELECTION OF TORSTEN G. KREINDL TO THE REMUNERATION COMMITTEE | Management | For | For | ||||||
6.3 | ELECTION OF HANSUELI LOOSLI TO THE REMUNERATION COMMITTEE | Management | For | For | ||||||
6.4 | ELECTION OF THEOPHIL SCHLATTER TO THE REMUNERATION COMMITTEE | Management | For | For | ||||||
6.5 | ELECTION OF HANS WERDER TO THE REMUNERATION COMMITTEE | Management | For | For | ||||||
7. | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | ||||||
8. | RE-ELECTION OF THE STATUTORY AUDITORS | Management | For | For | ||||||
TELECITY GROUP PLC, LONDON | ||||||||||
Security | G87403112 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | ||||||||
ISIN | GB00B282YM11 | Agenda | 705021753 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To receive the Annual Report and Financial Statements including the Strategic, Directors' and Auditors' Report for the year ended 31 December 2013 | Management | For | For | ||||||
2 | To declare a final dividend of 7.0p per share | Management | For | For | ||||||
3 | To receive and adopt the Remuneration Policy | Management | For | For | ||||||
4 | To approve the Directors' Remuneration Report (other than the part containing the Remuneration Policy) | Management | For | For | ||||||
5 | To re-appoint John Hughes as a Director | Management | For | For | ||||||
6 | To re-appoint Michael Tobin as a Director | Management | For | For | ||||||
7 | To re-appoint Claudia Arney, who is a member of the Remuneration Committee, as a Director | Management | For | For | ||||||
8 | To re-appoint Simon Batey, who is a member of the Remuneration Committee, as a Director | Management | For | For | ||||||
9 | To re-appoint Maurizio Carli, who is a member of the Remuneration Committee, as a Director | Management | For | For | ||||||
10 | To re-appoint Nancy Cruickshank, who is a member of the Remuneration Committee, as a Director | Management | For | For | ||||||
11 | To re-appoint John O'Reilly, who is a member of the Remuneration Committee, as a Director | Management | For | For | ||||||
12 | To re-appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||||||
13 | To authorise the Directors to set the remuneration of the Auditors | Management | For | For | ||||||
14 | To authorise the Directors to allot relevant securities (Section 551 of the Companies Act 2006) | Management | For | For | ||||||
15 | Special resolution: To disapply pre-emption rights (Section 561 of the Companies Act 2006) | Management | Against | Against | ||||||
16 | Special resolution: To authorise the Company to repurchase its own shares (Section 701 of the Companies Act 2006) | Management | For | For | ||||||
17 | Special resolution: To authorise the calling of a general meeting on not less than 14 clear days' notice | Management | For | For | ||||||
KONINKLIJKE KPN NV, DEN HAAG | ||||||||||
Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | NL0000009082 | Agenda | 704985401 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Opening and announcements | Non-Voting | ||||||||
2 | Report by the Board of Management for the financial year 2013 | Non-Voting | ||||||||
3 | Remuneration in the financial year 2013 | Non-Voting | ||||||||
4 | Proposal to adopt the financial statements for the financial year 2013 | Management | For | For | ||||||
5 | Explanation of the financial and dividend policy | Non-Voting | ||||||||
6 | Proposal to discharge the members of the Board of Management from liability | Management | For | For | ||||||
7 | Proposal to discharge the members of the Supervisory Board from liability | Management | For | For | ||||||
8 | Ratify PricewaterhouseCoopers as Auditors for Fiscal Year 2014 | Management | For | For | ||||||
9 | Ratify Ernst Young as Auditors for Fiscal Year 2015 | Management | For | For | ||||||
10 | Opportunity to make recommendations for the appointment of a member of the-Supervisory Board | Non-Voting | ||||||||
11 | Proposal to appoint Mrs C. Zuiderwijk as member of the Supervisory Board | Management | For | For | ||||||
12 | Proposal to appoint Mr D.W. Sickinghe as member of the Supervisory Board | Management | For | For | ||||||
13 | Announcement concerning vacancies in the Supervisory Board in 2015 | Non-Voting | ||||||||
14 | Announcement of the intended reappointment of Mr E. Blok as member (Chairman)-of the Board of Management | Non-Voting | ||||||||
15 | Proposal to approve amendments to the LTI plan and amend the remuneration policy | Management | For | For | ||||||
16 | Proposal to authorise the Board of Management to resolve that the company may acquire its own shares | Management | For | For | ||||||
17 | Proposal to reduce the capital through cancellation of own shares | Management | For | For | ||||||
18 | Proposal to designate the Board of Management as the competent body to issue ordinary shares | Management | For | For | ||||||
19 | Proposal to designate the Board of Management as the competent body to restrict or exclude pre- emptive rights upon issuing ordinary shares | Management | Against | Against | ||||||
20 | Any other business and closure of the meeting | Non-Voting | ||||||||
CMMT | 28 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITORS NA-ME FOR RESOLUTION NOS. 8 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRU-CTIONS. THANK YOU. | Non-Voting | ||||||||
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ | ||||||||||
Security | P91536469 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | BRTIMPACNOR1 | Agenda | 705022159 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 | To vote regarding the annual report and individual and consolidated financial statements of the company, in relation to the fiscal year that ended on December 31, 2013 | Management | For | For | ||||||
2 | Deliberation on the proposed capital budget of the company | Management | For | For | ||||||
3 | To decide on the proposal to allocate the net profits from the 2013 fiscal year and to distribute dividends | Management | For | For | ||||||
4 | To vote regarding the composition of fiscal council of the company, to elect its principal and substitute members | Management | For | For | ||||||
5 | To set the global remuneration of the company managers and of the members of the fiscal council related to fiscal year ended on 2014 | Management | For | For | ||||||
CMMT | 27 MAR 2014: PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER-MUST INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE-ON THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCES-SED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | ||||||||
CMMT | 27 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL- COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ | ||||||||||
Security | P91536469 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | BRTIMPACNOR1 | Agenda | 705025775 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 | To vote regarding the proposal for the stock option plan | Management | For | For | ||||||
2 | To vote regarding the proposal for the extension of the cooperation and support agreement that is to be entered into between Telecom Italia S.P.A. on the one side, and Tim Celular S.A. and Intelig Telecomunicacoes Ltda. On the other side, with the intervention of the company | Management | For | For | ||||||
TIM PARTICIPACOES SA | ||||||||||
Security | 88706P205 | Meeting Type | Annual | |||||||
Ticker Symbol | TSU | Meeting Date | 10-Apr-2014 | |||||||
ISIN | US88706P2056 | Agenda | 933955114 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
A1) | TO RESOLVE ON THE MANAGEMENT'S REPORT AND THE FINANCIAL STATEMENTS OF THE COMPANY, DATED AS OF DECEMBER 31ST, 2013 | Management | For | For | ||||||
A2) | TO RESOLVE ON THE PROPOSED COMPANY'S CAPITAL BUDGET | Management | For | For | ||||||
A3) | TO RESOLVE ON THE MANAGEMENT'S PROPOSAL FOR THE ALLOCATION OF THE RESULTS RELATED TO THE FISCAL YEAR OF 2013 AND DISTRIBUTION OF DIVIDENDS BY THE COMPANY | Management | For | For | ||||||
A4) | TO RESOLVE ON THE COMPOSITION OF THE FISCAL COUNCIL OF THE COMPANY AND TO ELECT ITS REGULAR MEMBERS AND ALTERNATE MEMBERS | Management | For | For | ||||||
A5) | TO RESOLVE ON THE PROPOSED COMPENSATION FOR THE COMPANY'S ADMINISTRATORS AND THE MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY, FOR THE YEAR OF 2014 | Management | For | For | ||||||
E1) | TO RESOLVE ON THE COMPANY'S LONG TERM INCENTIVE (STOCK OPTION PLAN) | Management | For | For | ||||||
E2) | TO RESOLVE ON THE PROPOSED EXTENSION OF THE COOPERATION AND SUPPORT AGREEMENT, TO BE ENTERED INTO TELECOM ITALIA S.P.A., ON ONE SIDE, AND TIM CELULAR S.A. AND INTELIG TELECOMUNICACOES LTDA., ON THE OTHER, WITH THE COMPANY AS INTERVENING PARTY | Management | For | For | ||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | ||||||||||
Security | B10414116 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | BE0003810273 | Agenda | 705034306 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital and Amend Articles Accordingly : Article 5 | Management | No Action | |||||||
2.a | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Amend Articles Accordingly : Article 5 | Management | No Action | |||||||
2.b | Amend Article 5 Re: References to FSMA | Management | No Action | |||||||
3 | Amend Article10 Re: Dematerialization of Bearer Shares | Management | No Action | |||||||
4 | Amend Article 11 Re: References to FSMA | Management | No Action | |||||||
5 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | No Action | |||||||
6 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | Management | No Action | |||||||
7 | Amend Article 14 Re: Dematerialization of Bearer Shares | Management | No Action | |||||||
8 | Amend Article 34 Re: Dematerialization of Bearer Shares | Management | No Action | |||||||
9.a | Authorize Coordination of Articles of Association | Management | No Action | |||||||
9.b | Authorize Filing of Required Documents/Other Formalities | Management | No Action | |||||||
CMMT | 18 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE-TO EGM AND MODIFICATION TO THE TEXT OF RESOLUTIONS 1 AND 2A. IF YOU HAVE ALRE-ADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | ||||||||||
Security | B10414116 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | BE0003810273 | Agenda | 705044725 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 295339 DUE TO COMBINING TH-E RESOLUTIONS 11.1 AND 11.2 AND CHANGE IN THE VOTING STATUS OF RESOLUTIONS 3,-4 AND 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE | Non-Voting | ||||||||
1 | Examination of the annual reports of the Board of Directors of Belgacom SA und-er public law with regard to the annual accounts and the consolidated annual a-ccounts at 31 December 2013 | Non-Voting | ||||||||
2 | Examination of the reports of the Board of Auditors of Belgacom SA under publi-c law with regard to the annual accounts and of the Independent Auditors with-regard to the consolidated annual accounts at 31 December 2013 | Non-Voting | ||||||||
3 | Examination of the information provided by the Joint Committee | Non-Voting | ||||||||
4 | Examination of the consolidated annual accounts at 31 December 2013 | Non-Voting | ||||||||
5 | Approval of the annual accounts with regard to the financial year closed on 31 December 2013, including as specified allocation of the results: For 2013, the gross dividend amounts to EUR 2.18 per share, entitling shareholders to a dividend net of withholding tax of EUR 1.635 per share, of which an interim dividend of EUR 0.50 | Management | No Action | |||||||
(EUR 0.375 per share net of withholding tax) was already paid out on 6 December 2013; this means that a gross dividend of EUR 1.68 per share (EUR 1.26 per share net of withholding tax) will be paid on 25 April 2014. The ex-dividend date is fixed on 22 April 2014, the record date is 24 April 2014 | ||||||||||
6 | Approval of the remuneration report | Management | No Action | |||||||
7 | Granting of a discharge to the members of the Board of Directors for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | |||||||
8 | Granting of a special discharge to Mr. M. Moll, Mrs. M. Lamote and Mrs. M. Sioen for the exercise of their mandate which ended on 27 September 2013 and to Mr. D. Bellens for the exercise of his mandate which ended on 15 November 2013 | Management | No Action | |||||||
9 | Granting of a discharge to the members of the Board of Auditors for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | |||||||
10 | Granting of a discharge to the Independent Auditors Deloitte Statutory Auditors SC sfd SCRL, represented by Mr. G. Verstraeten and Mr. N. Houthaeve, for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | |||||||
11 | To appoint Mrs. Agnes Touraine and Mrs. Catherine Vandenborre on nomination by the Board of Directors after recommendation of the Nomination and Remuneration Committee, as Board Members for a period which will expire at the annual general meeting of 2018 | Management | No Action | |||||||
12 | Miscellaneous | Non-Voting | ||||||||
TELECOM ITALIA SPA, MILANO | ||||||||||
Security | T92778108 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | IT0003497168 | Agenda | 705093057 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 301008 DUE TO ADDITION OF-RESOLUTION O.4.5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARD-ED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_196356.P-DF | Non-Voting | ||||||||
CMMT | PLEASE DO NOT USE THE OPTION 'VOTE ALL ITEMS WITH MANAGEMENT AS THERE ARE VOTI-NG ITEMS WITH A MANAGEMENT RECOMMENDATION OF NONE. THANK YOU. | Non-Voting | ||||||||
O.1 | FINANCIAL STATEMENTS AS AT 31 DECEMBER 2013-APPROVAL OF THE FINANCIAL STATEMENTS DOCUMENTATION- RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | ||||||
O.2 | DISTRIBUTION OF A PRIVILEGED DIVIDEND TO SAVINGS SHARES THROUGH UTILIZATION OF RESERVES-RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | ||||||
O.3 | REPORT ON REMUNERATION-RESOLUTIONS ON THE FIRST SECTION | Management | For | For | ||||||
O.4 | APPOINTMENT OF THE BOARD OF DIRECTORS-RELATED AND CONSEQUENT RESOLUTIONS | Non-Voting | ||||||||
O.4.1 | ESTABLISHING THE NUMBER OF BOARD MEMBERS | Non-Voting | ||||||||
O.411 | PROPOSAL OF THE SHAREHOLDER TELCO TO ESTABLISH THE NUMBER OF BOARD MEMBERS AT 13 | Management | Against | Against | ||||||
O.412 | IN THE CASE OF NON-APPROVAL OF THE PROPOSAL SPECIFIED IN ITEM 4.1- PROPOSAL OF THE SHAREHOLDER FINDIM GROUP TO ESTABLISH THE NUMBER OF BOARD MEMBERS AT 11 | Management | For | For | ||||||
O.4.2 | FIXING THEIR TERM OF OFFICE IN 3 YEARS | Management | For | For | ||||||
O.4.3 | DETERMINING THE BOARD OF DIRECTORS COMPENSATION | Management | For | For | ||||||
O.4.4 | APPOINTING NEW DIRECTORS: | Non-Voting | ||||||||
O.441 | SLATE PROPOSED BY TELCO: TELCO S.P.A., OWNING A TOTAL AMOUNT OF AROUND 22.39% OF TELECOM ITALIA ORDINARY SHARE CAPITAL, PRESENTED THE FOLLOWING SLATE OF CANDIDATES: 1. GIUSEPPE RECCHI, 2. MARCO EMILIO ANGELO PATUANO, 3. BARONESS DENISE KINGSMILL CBE, 4. FLAVIO CATTANEO, 5. GIORGINA GALLO, 6. TARAK BEN AMMAR, 7. LAURA CIOLI, 8. GIORGIO VALERIO, 9. JEAN PAUL FITOUSSI, 10. LUCA MARZOTTO, 11. ELENA VASCO, 12. PAOLO FUMAGALLI AND 13. MAURIZIO DATTILO | Shareholder | No Action | |||||||
O.442 | SLATE PROPOSED BY FINDIM: FINDIM GROUP S.A., OWNING A TOTAL AMOUNT OF AROUND 5.004% OF TELECOM ITALIA ORDINARY SHARE CAPITAL, PRESENTED THE FOLLOWING SLATE OF CANDIDATES: 1. VITO ALFONSO GAMBERALE, 2. GIROLAMO DI GENOVA, 3. FRANCO LOMBARDI, 4. MARIA ELENA CAPPELLO AND 5. DANIELA MAININI | Shareholder | No Action | |||||||
O.443 | SLATE PROPOSED BY A GROUP OF INSTITUTIONAL INVESTORS OWNING A TOTAL AMOUNT OF AROUND 1.82% OF TELECOM ITALIA ORDINARY SHARE CAPITAL, PRESENTED THE FOLLOWING SLATE OF CANDIDATES: 1. LUCIA CALVOSA, 2. DAVIDE BENELLO AND 3. FRANCESCA CORNELLI | Shareholder | For | Against | ||||||
O.4.5 | DELIBERATIONS PURSUANT TO ARTICLE 2390 OF CIVIL CODE RE: DECISIONS INHERENT TO AUTHORIZATION OF BOARD MEMBERS TO ASSUME POSITIONS IN COMPETING COMPANIES | Management | Against | Against | ||||||
O.5 | APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS BY THE SHAREHOLDERS' MEE-TING | Non-Voting | ||||||||
O.5.1 | PROPOSAL OF THE SHAREHOLDER TELCO TO APPOINT GIUSEPPE RECCHI | Management | For | For | ||||||
O.5.2 | IN THE CASE OF NON-APPROVAL OF THE PROPOSAL SPECIFIED IN ITEM 5.1- PROPOSAL OF THE SHAREHOLDER FINDIM GROUP TO APPOINT VITO ALFONSO GAMBERALE | Management | For | For | ||||||
O.6 | SUPPLEMENTARY REMUNERATION FOR THE BOARD OF STATUTORY AUDITORS-RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | ||||||
O.7 | STOCK OPTIONS PLAN-RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | ||||||
E.1 | MANDATE TO INCREASE THE SHARE CAPITAL TO SERVICE THE STOCK OPTIONS PLAN-AMENDMENT TO ART. 5 OF THE COMPANY'S BY-LAWS-RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | ||||||
E.2 | DEFINITIVE REDUCTION OF THE REVALUATION RESERVE PURSUANT TO LAW N. 413/1991 | Management | For | For | ||||||
CMMT | 09-APR-2014: PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIR-ECTORS UNDER PROPOSAL O.441, O.442 AND O.443, ONLY 1 SLATE IS AVAILABLE TO BE-FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISA-BLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES.-THANK YOU. | Non-Voting | ||||||||
CHINA UNICOM LIMITED | ||||||||||
Security | 16945R104 | Meeting Type | Annual | |||||||
Ticker Symbol | CHU | Meeting Date | 16-Apr-2014 | |||||||
ISIN | US16945R1041 | Agenda | 933943501 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||||
2. | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||||
3A1 | RE-ELECTION OF DIRECTOR: MR. LU YIMIN | Management | For | For | ||||||
3A2 | RE-ELECTION OF DIRECTOR: MR. CHEUNG WING LAM LINUS | Management | For | For | ||||||
3A3 | RE-ELECTION OF DIRECTOR: MR. WONG WAI MING | Management | For | For | ||||||
3A4 | RE-ELECTION OF DIRECTOR: MR. JOHN LAWSON THORNTON | Management | For | For | ||||||
3B | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2014. | Management | For | For | ||||||
4. | TO RE-APPOINT AUDITOR, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2014. | Management | For | For | ||||||
5. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF THE EXISTING SHARES IN THE COMPANY IN ISSUE. | Management | For | For | ||||||
6. | MANDATE TO DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES, ALL AS MORE FULLY DESCRIBED IN THE MEETING MATERIAL. | Management | For | For | ||||||
7. | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK. | Management | For | For | ||||||
8. | TO APPROVE THE ADOPTION OF THE NEW SHARE OPTION SCHEME OF THE COMPANY. | Management | For | For | ||||||
ZIGGO N.V., UTRECHT | ||||||||||
Security | N9837R105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | NL0006294290 | Agenda | 705006888 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
4 | Adoption of the annual accounts 2013 | Management | For | For | ||||||
5.b | Appropriation of profit | Management | For | For | ||||||
6 | Discharge members of the management board | Management | For | For | ||||||
7 | Discharge members of the supervisory board | Management | For | For | ||||||
9 | Appointment of external auditor: Ernst & Young BV | Management | For | For | ||||||
10 | Extension of the authority of the management board to repurchase shares | Management | For | For | ||||||
11.a | Extension of the authority of the management board to issue shares (including the grant of rights to subscribe for shares) | Management | For | For | ||||||
11.b | Extension of the authority of the management board to limit or exclude the pre-emptive rights | Management | Against | Against | ||||||
CMMT | 07 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
MAROC TELECOM, MAROC | ||||||||||
Security | V5721T117 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | MA0000011488 | Agenda | 705067317 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
1 | Validation of the company's financials as of 31 December 2013 | Management | No Action | |||||||
2 | Approval of consolidated accounts as of 31 December 2013 | Management | No Action | |||||||
3 | Validation of regulated Conventions with regards to article 95 of the law 20-05 governing joint stock companies | Management | No Action | |||||||
4 | Validation of profit's allocation. Payment of a dividend of MAD 6 per share the dividend will be paid starting 2 June 2014 | Management | No Action | |||||||
5 | Ratification of the cooptation of M. Mohamed Boussaid as a supervisory board member | Management | No Action | |||||||
6 | Ratification of the cooptation of M. Mohamed Hassad as a supervisory board member | Management | No Action | |||||||
7 | Abrogation of the buy-back program's and authorization to the supervisory board to operate on the company's shares | Management | No Action | |||||||
8 | Renewal of M. Abdelaziz Almechatt mandate as the statutory auditor for a period of 3 years | Management | No Action | |||||||
9 | The OGM gives full power to the holder of a copy or a certified true copy of the general meeting's minute in order to perform the necessary formalities | Management | No Action | |||||||
SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||||
Security | 82312B106 | Meeting Type | Annual | |||||||
Ticker Symbol | SHEN | Meeting Date | 22-Apr-2014 | |||||||
ISIN | US82312B1061 | Agenda | 933930895 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | DOUGLAS C. ARTHUR | For | For | |||||||
2 | TRACY FITZSIMMONS | For | For | |||||||
3 | JOHN W. FLORA | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
3. | TO CONSIDER AND APPROVE, IN A NON- BINDING VOTE, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | ||||||
4. | TO APPROVE THE COMPANY'S 2014 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
PAKISTAN TELECOMMUNICATIONS CO. LTD | ||||||||||
Security | Y66756100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | PK0067901022 | Agenda | 705053762 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | To confirm the minutes of the last AGM held on April 15, 2013 | Management | For | For | ||||||
2 | To receive, consider and adopt the audited accounts for the year ended December 31, 2013, together with the auditors and directors reports | Management | For | For | ||||||
3 | To approve the final cash dividend of 10 percent (Re.1.00 per ordinary share) and interim cash dividend of 10 percent (Re.1.00 per ordinary share) that has already been declared and paid to the shareholders, thus computed a total cash dividend of 20 percent (Rs. 2.00 per ordinary share) for the year ended December 31, 2013 | Management | For | For | ||||||
4 | To appoint auditors for the financial year ending December 31, 2014 and to fix their remuneration. The retiring auditors M/S A.F. Ferguson And Co, chartered accountants being eligible, have offered themselves for re-appointment | Management | For | For | ||||||
5 | To transact any other business with the permission of the chair | Management | Abstain | For | ||||||
TELEFONICA BRASIL SA, SAO PAULO | ||||||||||
Security | P90337166 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | BRVIVTACNPR7 | Agenda | 705058370 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 3 ONLY. THANK-YOU. | Non-Voting | ||||||||
1 | To receive the administrators accounts, to examine, discuss and vote on the-administrations report, the financial statements and the accounting-statements accompanied by the independent auditors report regarding the-fiscal year ending on December 31, 2013 | Non-Voting | ||||||||
2 | To decide on the allocation of the result of the 2013 fiscal year | Non-Voting | ||||||||
3 | Election of the members of the fiscal council | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | ||||||||
TELEFONICA BRASIL SA, SAO PAULO | ||||||||||
Security | P90337174 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | BRVIVTACNOR0 | Agenda | 705058382 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting | ||||||||
1 | To receive the administrators accounts, to examine, discuss and vote on the administrations report, the financial statements and the accounting statements accompanied by the independent auditors report regarding the fiscal year ending on December 31, 2013 | Management | For | For | ||||||
2 | To decide on the allocation of the result of the 2013 fiscal year | Management | For | For | ||||||
3 | Election of the members of the fiscal council | Management | For | For | ||||||
TELEFONICA BRASIL SA, SAO PAULO | ||||||||||
Security | P90337174 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | BRVIVTACNOR0 | Agenda | 705059803 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
1 | To set the total annual payment for the company directors and for the members of the finance committee | Management | For | For | ||||||
2 | To vote regarding a proposal for amendments to the corporate bylaws of the company in order to amend articles 20 and 23 of the corporate bylaws, which deal with the composition and the specific areas of responsibility of the executive committee, respectively, to amend the title for the position of chief financial, control and investor relations officer so that it becomes chief financial, corporate resources and investor relations officer, as well as to include the supervision of corporate resource activities within the area of responsibility of the mentioned officer | Management | For | For | ||||||
3 | To amend articles 25 and 27 of the corporate bylaws, which deal with the frequency with which balance sheets are prepared and dividends are declared, respectively, to establish the possibility of the company preparing balance sheets with greater frequency, in addition to the annual, semiannual and quarterly balance sheets, as well as to declare dividends against the profit calculated in the mentioned balance sheets, by resolution of the board of directors | Management | For | For | ||||||
4 | Consolidation of the corporate bylaws of the company | Management | For | For | ||||||
ZON OPTIMUS SGPS S.A., LISBOA | ||||||||||
Security | X9819B101 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | PTZON0AM0006 | Agenda | 705088525 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||
1 | Discuss the management report, balance and individual and consolidated accounts regarding year 2013 | Management | No Action | |||||||
2 | To resolve on the proposal for application of results | Management | No Action | |||||||
3 | To assess, in general terms, the management of the company | Management | No Action | |||||||
4 | To resolve about the election of the auditor for the period 2013/2015 | Management | No Action | |||||||
5 | Discuss the salaries commission declaration about the remuneration policy of the board of directors and governing bodies | Management | No Action | |||||||
6 | Discuss about the acquisition and sale of own shares | Management | No Action | |||||||
7 | Resolve on the proposal of the board of directors for definition of a variable remuneration policy of the company and approval of the respective regulation | Management | No Action | |||||||
8 | Resolve on the amendment of the following provisions of the articles of association: Art.1, NR 3 of Art.7, Item B) of the NR 1 of Art.24 | Management | No Action | |||||||
CMMT | PLEASE NOTE THAT CONDITIONS FOR THE MEETING: MINIMUM SHS / VOTING RIGHT:- 100/1 | Non-Voting | ||||||||
CMMT | 04 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 15 APR 2014 TO 11 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTR-UCTIONS. THANK YOU. | Non-Voting | ||||||||
BOUYGUES, PARIS | ||||||||||
Security | F11487125 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | FR0000120503 | Agenda | 705003806 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0305/2014030514005- 18.pdf.PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0409/201404091401041 .pdf AND CHA-NGE IN RECORD DATE FROM 17 APR 14 TO 16 APR 14. IF YOU HAVE ALREADY SENT IN YO-UR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
O.1 | Approval of the annual corporate financial statements and transactions for the financial year ended on December 31, 2013 | Management | For | For | ||||||
O.2 | Approval of the consolidated financial statements and transactions for the financial year ended on December 31, 2013 | Management | For | For | ||||||
O.3 | Allocation of income and setting the dividend | Management | For | For | ||||||
O.4 | Approval of the regulated agreements and commitments | Management | For | For | ||||||
O.5 | Renewal of term of Mr. Herve Le Bouc as Board member | Management | For | For | ||||||
O.6 | Renewal of term of Mr. Helman le Pas de Secheval as Board member | Management | For | For | ||||||
O.7 | Renewal of term of Mr. Nonce Paolini as Board member | Management | For | For | ||||||
O.8 | Review and approval of the components of the compensation owed or paid to Mr. Martin Bouygues for the 2013 financial year | Management | For | For | ||||||
O.9 | Review and approval of the components of the compensation owed or paid to Mr. Olivier Bouygues for the 2013 financial year | Management | For | For | ||||||
O.10 | Authorization granted to the Board of Directors to allow the Company to trade in its own shares | Management | For | For | ||||||
E.11 | Authorization granted to the Board of Directors to reduce share capital by cancellation of treasury shares of the Company | Management | For | For | ||||||
E.12 | Authorization granted to the Board of Directors to grant share subscription or purchase options | Management | For | For | ||||||
E.13 | Delegation of authority granted to the Board of Directors to issue share subscription warrants during public offering period involving shares of the Company | Management | For | For | ||||||
E.14 | Authorization granted to the Board of Directors to use the delegations and authorizations to increase share capital during public offering period involving shares of the Company | Management | For | For | ||||||
E.15 | Amendment to Article 13 of the bylaws to authorizing the appointment of Board members representing employees | Management | For | For | ||||||
E.16 | Powers to carry out all legal formalities | Management | For | For | ||||||
TELEGRAAF MEDIA GROEP NV | ||||||||||
Security | N8502L104 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | NL0000386605 | Agenda | 705034419 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Opening | Non-Voting | ||||||||
2 | Report of the Board of Directors about the affairs of the Company and-policies in the financial year 2013 | Non-Voting | ||||||||
3 | Overview of executive remuneration in 2013 | Non-Voting | ||||||||
4 | Adoption of the financial statements 2013 | Management | For | For | ||||||
5.a | Discharge of the members of the Board of Directors for the policy in 2013 | Management | For | For | ||||||
5.b | It is proposed to discharge the supervisory board in respect of the duties performed during the past fiscal year | Management | For | For | ||||||
6 | Appropriation of profit. The supervisory board and managing board have-decided to reserve the total result over 2013, being EUR 177.600.000, and-book this amount to the other reserves and pay no further Dividend over the-fiscal year 2013 | Non-Voting | ||||||||
7 | Reservation and dividend policy | Non-Voting | ||||||||
8 | Proposal to amend the remuneration policy for the Board of Directors | Management | For | For | ||||||
9.a | It is proposed to appoint Mrs. A. van den Belt as member of the supervisory board | Management | For | For | ||||||
9.b | It is proposed to appoint Ms. S. G. Brummelhuis as member of the supervisory board | Management | For | For | ||||||
10 | Remuneration of the Supervisory Board | Management | For | For | ||||||
11 | Authorization to purchase own shares | Management | For | For | ||||||
12.a | Extension of jurisdiction Foundation Priority shares to issue ordinary shares | Management | For | For | ||||||
12.b | Extension of jurisdiction Foundation Priority shares to limit or exclude preferential right when issuing ordinary shares | Management | Against | Against | ||||||
13 | Any other business | Non-Voting | ||||||||
14 | Closure | Non-Voting | ||||||||
COLT GROUP SA, LUXEMBOURG | ||||||||||
Security | L18842101 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | LU0253815640 | Agenda | 705055069 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
A.1 | To receive the Reports of the Board of Directors on the consolidated and unconsolidated Financial Statements and Annual Accounts of the Company for the financial year ended 31 December 2013 | Management | For | For | ||||||
A.2 | To receive the consolidated and unconsolidated Financial Statements and Annual Accounts of the Company for the financial year ended 31 December 2013 and the Auditors' Reports thereon | Management | For | For | ||||||
A.3 | To approve the consolidated Financial Statements and Annual Accounts of the Company for the financial year ended 31 December 2013 | Management | For | For | ||||||
A.4 | To approve the unconsolidated Financial Statements and Annual Accounts of the Company for the financial year ended 31 December 2013 | Management | For | For | ||||||
A.5 | To approve the results of the Company for the financial year ended 31 December 2013 by allocation of the annual net loss to the carry forward account | Management | For | For | ||||||
A.6 | To approve the Directors' Remuneration Report, other than the part containing the Directors' Remuneration Policy, for the financial year ended 31 December 2013 | Management | For | For | ||||||
A.7 | To acknowledge the Director's adoption of the forward-looking Directors' Remuneration Policy, to be applicable from 24 April 2014 | Management | For | For | ||||||
A.8 | To discharge the Directors for the financial year ended 31 December 2013 | Management | For | For | ||||||
A.9 | To elect Olivier Baujard, who is 57 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.10 | To re-elect Rakesh Bhasin, who is 51 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.11 | To re-elect Mark Ferrari, who is 56 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.12 | To re-elect Sergio Giacoletto, who is 64 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.13 | To re-elect Simon Haslam, who is 56 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.14 | To re-elect Tim Hilton, who is 61 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.15 | To elect Katherine Innes Ker, who is 53 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.16 | To re-elect Anthony Rabin, who is 58 years of age, as Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.17 | To elect Lorraine Trainer, who is 62 years of age, as a Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.18 | To re-elect Michael Wilens, who is 60 years of age, as Director until the annual general meeting resolving on the financial statements for the financial year ended 31 December 2014 | Management | For | For | ||||||
A.19 | To confirm the power of the Board to appoint a Director to fill the vacancy left by Andreas Barth who resigned from his office of director with effect as of 24 April 2014, and that the appointment of the new director will be confirmed at the Annual General Meeting following the appointment | Management | For | For | ||||||
A.20 | To confirm the power of the Board to appoint a Director to fill the vacancy left by Vincenzo Damiani who resigned from his office of director with effect as of 24 April 2014, and that the appointment of the new director will be confirmed at the Annual General Meeting following the appointment | Management | For | For | ||||||
A.21 | To confirm the power of the Board to appoint a Director to fill the vacancy left by Gene Gabbard who resigned from his office of director with effect as of 24 April 2014, and that the appointment of the new director will be confirmed at the Annual General Meeting following the appointment | Management | For | For | ||||||
A.22 | To discharge the auditor for the financial year ended 31 December 2013 | Management | For | For | ||||||
A.23 | To re-appoint PricewaterhouseCoopers Societe cooperative as Auditor of the Company, to hold office until the annual general meeting resolving on the financial statements as for the financial year ended 31 December 2014 and to authorise the Directors to determine the remuneration of the Auditor | Management | For | For | ||||||
A.24 | To resolve that the Company be and is hereby generally authorised to make market purchases of its ordinary shares of EUR 0.50 each on the London Stock Exchange as fully set out in the agenda included in the convening Notice of Meeting | Management | For | For | ||||||
A.25 | To confirm that the Directors have full power to issue shares on a non-pre-emptive basis, as fully set out in the agenda included in the convening Notice of Meeting | Management | Against | Against | ||||||
E.26 | Acknowledgement of a Report by the Board of Directors and consequential amendment of Article 5 (1) (Capital) of the Company's Articles of Association, as fully set out In the agenda included in the convening Notice of Meeting | Management | For | For | ||||||
E.27 | Amendment to Article (17) (4) (Removal of Directors) of the Company's Articles of Association, as fully set out in the agenda included In the convening Notice of meeting | Management | For | For | ||||||
CMMT | 02 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE-TO EGM AND MODIFICATION TO THE TEXT OF RESOLUTIONS A.25 AND E.27. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
CONVERGYS CORPORATION | ||||||||||
Security | 212485106 | Meeting Type | Annual | |||||||
Ticker Symbol | CVG | Meeting Date | 24-Apr-2014 | |||||||
ISIN | US2124851062 | Agenda | 933932786 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | ANDREA J. AYERS | For | For | |||||||
2 | JOHN F. BARRETT | For | For | |||||||
3 | RICHARD R. DEVENUTI | For | For | |||||||
4 | JEFFREY H. FOX | For | For | |||||||
5 | JOSEPH E. GIBBS | For | For | |||||||
6 | JOAN E. HERMAN | For | For | |||||||
7 | THOMAS L. MONAHAN III | For | For | |||||||
8 | RONALD L. NELSON | For | For | |||||||
9 | RICHARD F. WALLMAN | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | ||||||
TRUE CORPORATION PUBLIC COMPANY LIMITED | ||||||||||
Security | Y3187S100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | TH0375010012 | Agenda | 704994436 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | Non-Voting | ||||||||
1 | To consider and adopt the minutes of the extraordinary general meeting of the shareholders no. 1/2556 | Management | For | For | ||||||
2 | To acknowledge the report on the result of business operation of the company for the year 2013 | Management | For | For | ||||||
3 | To consider and approve the statements of financial position and the statements of comprehensive income for the fiscal year ended 31st December 2013 | Management | For | For | ||||||
4 | To consider the dividend and the profit appropriation as legal reserve from the 2013 business operation result | Management | For | For | ||||||
5.1 | To consider the election of director to replace the director who retire by rotation: Prof. Rawat Chamchalerm | Management | For | For | ||||||
5.2 | To consider the election of director to replace the director who retire by rotation: Dr. Ajva Taulananda | Management | For | For | ||||||
5.3 | To consider the election of director to replace the director who retire by rotation: Prof. Dr. Warapatr Todhanakasem | Management | For | For | ||||||
5.4 | To consider the election of director to replace the director who retire by rotation: Mr. Chatchaval Jiaravanon | Management | For | For | ||||||
5.5 | To consider the election of director to replace the director who retire by rotation: Mr. Narong Chearavanont | Management | For | For | ||||||
6 | To consider and approve the directors' remuneration | Management | For | For | ||||||
7 | To consider the appointment of PricewaterhouseCoopers ABAS Ltd. as company's auditors and determination of the auditors' remuneration for the year 2014 | Management | For | For | ||||||
8 | To review and approve the prohibitions of actions regarded as business takeover by foreigners' | Management | Against | Against | ||||||
AT&T INC. | ||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | |||||||
ISIN | US00206R1023 | Agenda | 933930807 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | ||||||
5. | POLITICAL REPORT. | Shareholder | Against | For | ||||||
6. | LOBBYING REPORT. | Shareholder | Against | For | ||||||
7. | WRITTEN CONSENT. | Shareholder | Against | For | ||||||
AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||
Security | 02364W105 | Meeting Type | Annual | |||||||
Ticker Symbol | AMX | Meeting Date | 28-Apr-2014 | |||||||
ISIN | US02364W1053 | Agenda | 933981777 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES "L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. | Management | For | |||||||
2. | APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. | Management | For | |||||||
DIRECTV | ||||||||||
Security | 25490A309 | Meeting Type | Annual | |||||||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | |||||||
ISIN | US25490A3095 | Agenda | 933933550 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | Abstain | Against | ||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | ||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | ||||||
EARTHLINK HOLDINGS CORP. | ||||||||||
Security | 27033X101 | Meeting Type | Annual | |||||||
Ticker Symbol | ELNK | Meeting Date | 29-Apr-2014 | |||||||
ISIN | Agenda | 933938423 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: SUSAN D. BOWICK | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JOSEPH F. EAZOR | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: DAVID A. KORETZ | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: KATHY S. LANE | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: GARRY K. MCGUIRE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: R. GERARD SALEMME | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JULIE A. SHIMER, PH.D | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: M. WAYNE WISEHART | Management | For | For | ||||||
2. | THE APPROVAL OF A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | ||||||
3. | THE APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REVISE THE ADVANCE NOTICE REQUIREMENTS FOR SHAREHOLDER NOMINATIONS. | Management | Against | Against | ||||||
4. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
5. | SUCH OTHER MATTER OR MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF. | Management | Abstain | Against | ||||||
TELECOM ARGENTINA, S.A. | ||||||||||
Security | 879273209 | Meeting Type | Annual | |||||||
Ticker Symbol | TEO | Meeting Date | 29-Apr-2014 | |||||||
ISIN | US8792732096 | Agenda | 933969137 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES OF THE MEETING. | Management | For | For | ||||||
2. | REVIEW THE DOCUMENTS PROVIDED FOR IN SECTION 234, SUBSECTION 1 OF LAW 19,550, THE RULES OF THE ARGENTINE NATIONAL SECURITIES COMMISSION (COMISION NACIONAL DE VALORES ("CNV")) AND THE LISTING REGULATIONS OF THE BUENOS AIRES STOCK EXCHANGE (BOLSA DE COMERCIO DE BUENOS AIRES), AND OF THE ACCOUNTING DOCUMENTS IN ENGLISH REQUIRED BY THE RULES OF THE U.S. SECURITIES AND EXCHANGE COMMISSION FOR THE TWENTY-FIFTH FISCAL YEAR ENDED DECEMBER 31, 2013 ('FISCAL YEAR 2013'). | Management | For | For | ||||||
3. | ANALYSIS OF THE ALLOCATION OF RETAINED EARNINGS AS OF DECEMBER 31, 2013 (P$ 3,202,462,964.-). THE BOARD OF DIRECTORS PROPOSES THE ALLOCATION OF: (I) P$ 9,369,889.- TO THE LEGAL RESERVE; (II) P$ 1,201,757,911.- TO 'CASH DIVIDENDS'; (III) P$ 1,991,335,164.- TO 'VOLUNTARY RESERVE FOR FUTURE CAPITAL OPERATIONS'. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO DETERMINE THE ALLOCATION OF THE VOLUNTARY RESERVE FOR FUTURE CAPITAL OPERATIONS FOR THEIR SPECIFIC PURPOSES. | Management | For | For | ||||||
4. | REVIEW OF THE PERFORMANCE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE FROM APRIL 23, 2013 TO THE DATE OF THIS SHAREHOLDERS' MEETING. | Management | For | For | ||||||
5. | REVIEW OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE SERVICES RENDERED DURING FISCAL YEAR 2013 (FROM THE SHAREHOLDERS' MEETING OF APRIL 23, 2013 TO THE DATE OF THIS MEETING). PROPOSAL TO PAY THE AGGREGATE AMOUNT OF P$ 13,300,000. -, WHICH REPRESENTS 0.41% OF 'ACCOUNTABLE EARNINGS', CALCULATED UNDER SECTION 3 OF CHAPTER III, TITLE II OF THE RULES OF CNV (N.T. 2013). | Management | For | For | ||||||
6. | AUTHORIZE THE BOARD OF DIRECTORS TO MAKE ADVANCE PAYMENTS OF FEES FOR UP TO P$ 11,000,000.- TO THOSE DIRECTORS ACTING DURING FISCAL YEAR 2014 (FROM THE DATE OF THIS SHAREHOLDERS' MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION ADOPTED AT SUCH MEETING). | Management | For | For | ||||||
7. | REVIEW OF THE SUPERVISORY COMMITTEE'S COMPENSATION FOR THE SERVICES RENDERED DURING FISCAL YEAR 2013 (AS FROM THE SHAREHOLDERS' MEETING OF APRIL 23, 2013 THROUGH THE DATE OF THIS MEETING). PROPOSAL TO PAY THE AGGREGATE AMOUNT OF P$ 2,960,000. | Management | For | For | ||||||
8. | DETERMINATION OF THE NUMBER OF MEMBERS AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR FISCAL YEAR 2014. | Management | For | For | ||||||
9. | ELECTION OF MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | For | For | ||||||
10. | ELECTION OF ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | For | For | ||||||
11. | AUTHORIZE THE BOARD OF DIRECTORS TO MAKE ADVANCE PAYMENTS OF FEES OF UP TO P$ 2,960,000.-, TO THOSE SUPERVISORY COMMITTEE MEMBERS ACTING DURING FISCAL YEAR 2014 (FROM THE DATE OF THIS SHAREHOLDERS' MEETING THROUGH THE DATE OF THE SHAREHOLDERS' MEETING REVIEWING THE DOCUMENTS OF SUCH FISCAL YEAR AND CONTINGENT UPON THE DECISION ADOPTED AT SUCH MEETING). | Management | For | For | ||||||
12. | APPOINTMENT OF INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2014 FINANCIAL STATEMENTS AND DETERMINATION OF THEIR COMPENSATION AS WELL AS OF THE COMPENSATION DUE TO THOSE ACTING IN FISCAL YEAR 2013. | Management | For | For | ||||||
13. | REVIEW OF THE AUDIT COMMITTEE'S BUDGET FOR FISCAL YEAR 2014. | Management | For | For | ||||||
14. | MODIFICATION OF THE PROCEDURE SET BY THE ORDINARY SHAREHOLDERS' MEETING OF APRIL 23, 2013 ACCORDING TO WHICH ALTERNATE DIRECTORS PROPOSED BY THE SHAREHOLDER FGS-ANSES ARE ABLE TO REPLACE DIRECTORS PROPOSED BY SUCH SHAREHOLDER. | Management | For | For | ||||||
GRUPO TELEVISA, S.A.B. | ||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||
Ticker Symbol | TV | Meeting Date | 29-Apr-2014 | |||||||
ISIN | US40049J2069 | Agenda | 934002041 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
L1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management | For | |||||||
L2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | |||||||
D1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management | No Action | |||||||
D2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | No Action | |||||||
AB1 | PRESENTATION AND, IN ITS CASE, APPROVAL OF THE REPORTS REFERRED TO IN ARTICLE 28, PARAGRAPH IV OF THE SECURITIES MARKET LAW, INCLUDING THE FINANCIAL STATEMENTS FOR THE YEAR ENDED ON DECEMBER 31, 2013 AND RESOLUTIONS REGARDING THE ACTIONS TAKEN BY THE BOARD OF DIRECTORS, THE COMMITTEES AND THE CHIEF EXECUTIVE OFFICER OF THE COMPANY. | Management | No Action | |||||||
AB2 | PRESENTATION OF THE REPORT REGARDING CERTAIN FISCAL OBLIGATIONS OF THE COMPANY, PURSUANT TO THE APPLICABLE LEGISLATION. | Management | No Action | |||||||
AB3 | RESOLUTION REGARDING THE ALLOCATION OF FINAL RESULTS FOR THE YEAR ENDED ON DECEMBER 31, 2013. | Management | No Action | |||||||
AB4 | RESOLUTION REGARDING (I) THE AMOUNT THAT MAY BE ALLOCATED TO THE REPURCHASE OF SHARES OF THE COMPANY PURSUANT TO ARTICLE 56, PARAGRAPH IV OF THE SECURITIES MARKET LAW; (II) THE REPORT ON THE POLICIES AND RESOLUTIONS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY, REGARDING THE ACQUISITION AND SALE OF SUCH SHARES; AND (III) THE REPORT ON THE LONG TERM RETENTION PLAN OF THE COMPANY. | Management | No Action | |||||||
AB5 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE BOARD OF DIRECTORS, THE SECRETARY AND OFFICERS OF THE COMPANY. | Management | No Action | |||||||
AB6 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE EXECUTIVE COMMITTEE. | Management | No Action | |||||||
AB7 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. | Management | No Action | |||||||
AB8 | COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AS WELL AS TO THE SECRETARY. | Management | No Action | |||||||
AB9 | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | No Action | |||||||
PORTUGAL TELECOM SGPS SA, LISBONNE | ||||||||||
Security | X6769Q104 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | PTPTC0AM0009 | Agenda | 705080985 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||
1 | To resolve on the management report, balance sheet and accounts for the year 2013 | Management | No Action | |||||||
2 | To resolve on the consolidated management report, balance sheet and accounts for the year 2013 | Management | No Action | |||||||
3 | To resolve on the proposal for application of profits | Management | No Action | |||||||
4 | To resolve on a general appraisal of the Company's management and supervision | Management | No Action | |||||||
5 | To resolve on the acquisition and disposal of own shares | Management | No Action | |||||||
6 | To resolve on the issuance of bonds and other securities, of whatever nature, by the Board of Directors, and notably on the fixing of the value of such securities, in accordance with article 8, number 3 and article 15, number 1, paragraph e), of the Articles of Association | Management | No Action | |||||||
7 | To resolve on the acquisition and disposal of own bonds and other own securities | Management | No Action | |||||||
8 | To resolve on the statement of the Compensation Committee on the remuneration policy for the members of the management and supervisory bodies of the Company | Management | No Action | |||||||
CMMT | 31 MAR 2014: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE-WILL BE A SECOND CALL ON 16 MAY 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT SHAREHOLDERS MAY ONLY ATTEND IN THE SHAREHOLDERS-MEETING IF THEY HOLD VOTING RIGHTS OF AN EACH 500 SHARES WHICH CORRESPOND TO-ONE VOTING RIGHT. THANK YOU. | Non-Voting | ||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF SECOND CALL-DATE AND ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE D-O NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCT-IONS. THANK YOU. | Non-Voting | ||||||||
OI SA, BRASILIA | ||||||||||
Security | P73531108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | BROIBRACNOR1 | Agenda | 705108745 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A-MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE IN- STRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER-TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLU-DE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS IT-EM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAV-OUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | Non-Voting | ||||||||
1 | TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, ON THE FINANCIAL STATEMENTS AND ON THE ACCOUNTING STATEMENTS REGARDING THE FISCAL YEAR ENDED ON DECEMBER 31, 2013 ACCOMPANIED BY THE INDEPENDENT AUDITORS AND REPORT IF THE FISCAL COUNCIL | Management | For | For | ||||||
2 | TO APPROVE THE PROPOSAL FOR THE CAPITAL BUDGET FOR THE YEAR 2014 | Management | For | For | ||||||
3 | TO DECIDE ON THE ALLOCATION OF THE NET PROFIT OF THE FISCAL YEAR ENDED ON DECEMBER 31, 2013 | Management | For | For | ||||||
4 | TO SET THE GLOBAL REMUNERATION OF THE MEMBERS OF THE FISCAL COUNCIL AND MANAGERS OF THE COMPANY | Management | For | For | ||||||
5 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEIR RESPECTIVE SUBSTITUTES. 5.A VOTES IN GROUPS OF CANDIDATES ONLY. CANDIDATES NOMINATED BY THE CONTROLLER: JOSE MAURO METTRAU CARNEIRO DA CUNHA, TITULAR, JOSE AUGUSTO DA GAMA FIGUEIRA, SUBSTITUTE, ARMANDO GALHARDO NUNES GUERRA JR., TITULAR, PAULO MARCIO DE OLIVEIRA MONTEIRO, SUBSTITUTE, SERGIO FRANKLIN QUINTELLA, TITULAR, BRUNO GONCALVES SIQUEIRA, SUBSTITUTE, RENATO TORRES DE FARIA, TITULAR, CARLOS FERNANDO HORTA BRETAS, SUBSTITUTE, RAFAEL CARDOSO CORDEIRO, TITULAR, ANDRE SANT ANNA VALLADARES DE ANDRADE, SUBSTITUTE, ALEXANDRE JEREISSATI LEGEY, TITULAR, CARLOS FRANCISCO RIBEIRO JEREISSATI, SUBSTITUTE, CARLOS JEREISSATI, TITULAR, CRISTINA ANNE BETTS, SUBSTITUTE, FERNANDO MAGALHAES PORTELLA, TITULAR, SERGIO BERNSTEIN, SUBSTITUTE, CRISTIANO YAZBEK PEREIRA, TITULAR, ERIKA JEREISSATI ZULLO, SUBSTITUTE, SHAKHAF WINE, TITULAR, ABILIO CESARIO LOPES MARTINS, SUBSTITUTE, LUIS MIGUEL DA FONSECA PACHECO DE MELO, TITULAR, JOAO MANUEL DE MELLO FRANCO, SUBSTITUTE, FERNANDO MARQUES DOS SANTOS, TITULAR, LAURA BEDESCHI REGO DE MATTOS, SUBSTITUTE, JOSE VALDIR RIBEIRO DOS REIS, TITULAR, LUCIANA FREITAS RODRIGUES, SUBSTITUTE, MARCELO ALMEIDA DE SOUZAM, TITULAR, RICARDO BERRETTA PAVIE, SUBSTITUTE, CARLOS AUGUSTO BORGES, TITULAR, EMERSON TETSUO MIYAZAKI, SUBSTITUTE. ONLY TO ORDINARY SHAREHOLDERS | Management | For | For | ||||||
6 | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES. 6.A VOTES IN GROUPS OF CANDIDATES ONLY. CANDIDATES NOMINATED BY THE CONTROLLER: ALLAN KARDEC DE MELO FERREIRA, TITULAR, NEWTON BRANDAO FERRAZ RAMOS, SUBSTITUTE, APARECIDO CARLOS CORREIA GALDINO, TITULAR, SIDNEI NUNES, SUBSTITUTE, UMBERTO CONTI, TITULAR, CARMELA CARLONI GASPAR, SUBSTITUTE. ONLY TO ORDINARY SHAREHOLDERS | Management | For | For | ||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAMES IN RE-SOLUTIONS 5 AND 6 AND CHANGE IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTE-S, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGIN-AL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT | ||||||||||
Security | X3258B102 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | GRS260333000 | Agenda | 705138611 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 15 MAY 2014 AND B REPETITIVE MEETING ON 27 MAY 2014,-ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL.-ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO- REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | Non-Voting | ||||||||
1. | APPROVAL OF THE AMENDMENT OF ARTICLE 2 (OBJECT) OF THE COMPANY'S ARTICLES OF INCORPORATION | Management | For | For | ||||||
2. | GRANTING OF A SPECIAL PERMISSION, PURSUANT TO ARTICLE 23A OF C.L.2190/1920, ON THE CONCLUSION OF A BRAND LICENSE AGREEMENT(S) BETWEEN AFFILIATED COMPANIES OF OTE S.A., NAMELY ROMTELECOM AND COSMOTE ROMANIA (LICENSEES) AND DEUTSCHE TELEKOM AG (LICENSOR) AND APPROVAL OF THE BASIC TERMS OF THE AGREEMENT(S) | Management | For | For | ||||||
3. | PROPORTIONAL REDUCE OF THE REMUNERATION OF THE DIRECTORS AND THE EXECUTIVES OF OTE, AS LONG AS THE MEDIUM TERM FRAMEWORK OF FISCAL STRATEGY 2012-2015 IS IN EFFECT, ACCORDING TO PARAGRAPH 2, ARTICLE 6 OF LAW 4092/2012 | Management | For | For | ||||||
4. | MISCELLANEOUS ANNOUNCEMENTS | Management | For | For | ||||||
CMMT | 16 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 25 APR 2014 TO 24 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU. | Non-Voting | ||||||||
SJW CORP. | ||||||||||
Security | 784305104 | Meeting Type | Annual | |||||||
Ticker Symbol | SJW | Meeting Date | 30-Apr-2014 | |||||||
ISIN | US7843051043 | Agenda | 933939538 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | K. ARMSTRONG | For | For | |||||||
2 | W.J. BISHOP | For | For | |||||||
3 | M.L. CALI | For | For | |||||||
4 | D.R. KING | For | For | |||||||
5 | R.B. MOSKOVITZ | For | For | |||||||
6 | G.E. MOSS | For | For | |||||||
7 | W.R. ROTH | For | For | |||||||
8 | R.A. VAN VALER | For | For | |||||||
2. | APPROVE THE ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | Abstain | Against | ||||||
3. | APPROVE THE 2014 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | ||||||
PORTUGAL TELECOM, SGPS, S.A. | ||||||||||
Security | 737273102 | Meeting Type | Annual | |||||||
Ticker Symbol | PT | Meeting Date | 30-Apr-2014 | |||||||
ISIN | US7372731023 | Agenda | 933986501 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2013. | Management | For | |||||||
2. | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2013. | Management | For | |||||||
3. | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS. | Management | For | |||||||
4. | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION. | Management | For | |||||||
5. | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN SHARES. | Management | For | |||||||
6. | TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER SECURITIES, OF WHATEVER NATURE, BY THE BOARD OF DIRECTORS, AND NOTABLY ON THE FIXING OF THE VALUE OF SUCH SECURITIES, IN ACCORDANCE WITH ARTICLE 8, NUMBER 3 AND ARTICLE 15, NUMBER 1, PARAGRAPH E), OF THE ARTICLES OF ASSOCIATION. | Management | For | |||||||
7. | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN BONDS AND OTHER OWN SECURITIES. | Management | For | |||||||
8. | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY. | Management | For | |||||||
OI S.A. | ||||||||||
Security | 670851104 | Meeting Type | Annual | |||||||
Ticker Symbol | OIBRC | Meeting Date | 30-Apr-2014 | |||||||
ISIN | US6708511042 | Agenda | 933994421 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | ACKNOWLEDGE THE MANAGEMENT ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2013, ACCOMPANIED BY THE REPORT OF THE INDEPENDENT AUDITORS AND THE REPORT OF THE FISCAL COUNCIL. | Management | For | For | ||||||
2. | APPROVE THE CAPITAL BUDGET FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||
3. | EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT PROPOSAL FOR THE ALLOCATION OF NET INCOME FOR THE YEAR ENDED DECEMBER 31, 2013. | Management | For | For | ||||||
4. | DETERMINE GLOBAL ANNUAL COMPENSATION FOR MANAGEMENT AND THE MEMBERS OF THE COMPANY'S FISCAL COUNCIL. | Management | For | For | ||||||
5. | ELECT THE MEMBERS OF THE BOARD OF DIRECTORS AND THEIR RESPECTIVE ALTERNATES. | Management | For | For | ||||||
6. | ELECT THE MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECT ALTERNATES. | Management | For | For | ||||||
OI S.A. | ||||||||||
Security | 670851203 | Meeting Type | Annual | |||||||
Ticker Symbol | OIBR | Meeting Date | 30-Apr-2014 | |||||||
ISIN | US6708512032 | Agenda | 933994433 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
5. | ELECT THE MEMBERS OF THE BOARD OF DIRECTORS AND THEIR RESPECTIVE ALTERNATES. | Management | For | For | ||||||
6. | ELECT THE MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECT ALTERNATES. | Management | For | For | ||||||
VERIZON COMMUNICATIONS INC. | ||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | |||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | ||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | ||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | ||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | ||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | ||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | ||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For | ||||||
CYRUSONE INC. | ||||||||||
Security | 23283R100 | Meeting Type | Annual | |||||||
Ticker Symbol | CONE | Meeting Date | 01-May-2014 | |||||||
ISIN | US23283R1005 | Agenda | 933941379 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | GARY J. WOJTASZEK | For | For | |||||||
2 | JOHN F. CASSIDY | For | For | |||||||
3 | WILLIAM E. SULLIVAN | For | For | |||||||
4 | T. TOD NIELSEN | For | For | |||||||
5 | ALEX SHUMATE | For | For | |||||||
6 | MELISSA E. HATHAWAY | For | For | |||||||
7 | DAVID H. FERDMAN | For | For | |||||||
8 | LYNN A. WENTWORTH | For | For | |||||||
9 | JOHN W. GAMBLE | For | For | |||||||
2. | THE APPROVAL OF OUR 2014 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||
3. | THE APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2012 LONG-TERM INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M) | Management | For | For | ||||||
4. | THE APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2013 SHORT-TERM INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M) | Management | For | For | ||||||
5. | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||
RACKSPACE HOSTING, INC. | ||||||||||
Security | 750086100 | Meeting Type | Annual | |||||||
Ticker Symbol | RAX | Meeting Date | 01-May-2014 | |||||||
ISIN | US7500861007 | Agenda | 933970229 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: LEWIS J. MOORMAN | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: GRAHAM WESTON | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: OSSA FISHER | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF OUR EXECUTIVE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | ||||||
4. | APPROVAL OF THE AMENDMENT TO THE 2007 LONG-TERM INCENTIVE PLAN | Management | Against | Against | ||||||
CINCINNATI BELL INC. | ||||||||||
Security | 171871106 | Meeting Type | Annual | |||||||
Ticker Symbol | CBB | Meeting Date | 06-May-2014 | |||||||
ISIN | US1718711062 | Agenda | 933946507 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THEODORE H. SCHELL | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: ALAN R. SCHRIBER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: LYNN A. WENTWORTH | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: THEODORE H. TORBECK | Management | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||
MOBISTAR SA, BRUXELLES | ||||||||||
Security | B60667100 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 07-May-2014 | ||||||||
ISIN | BE0003735496 | Agenda | 705130160 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 305859 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION O.G. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE | Non-Voting | ||||||||
O.A | READING AND DISCUSSION ABOUT THE ANNUAL REPORT OF THE BOD | Non-Voting | ||||||||
O.B | READING AND DISCUSSION ABOUT THE AUDITOR'S REPORT | Non-Voting | ||||||||
O.C | APPROVAL OF THE REMUNERATION REPORT | Management | For | For | ||||||
O.D | APPROVAL OF THE ANNUAL ACCOUNTS AND THE ALLOCATION OF THE RESULT | Management | For | For | ||||||
O.E | TO GRANT DISCHARGE TO THE DIRECTORS | Management | For | For | ||||||
O.F | TO GRANT DISCHARGE TO THE AUDITOR | Management | For | For | ||||||
O.G | PRESENTATION OF THE DIRECTORS AT THE END OF TERM | Non-Voting | ||||||||
O.H.1 | RENEWAL OF THE TERM OF MRS GENEVIEVE ANDRE-BERLIAT AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.2 | RENEWAL OF THE TERM OF MR JOHAN DESCHUYFFELEER AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.3 | RENEWAL OF THE TERM OF MR BERTRAND DU BOUCHER AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.4 | RENEWAL OF THE TERM OF MR JEAN MARC HARION AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.5 | RENEWAL OF THE TERM OF MR GERARDRIES AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.6 | RENEWAL OF THE TERM OF MR BENOIT SCHEEN AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.7 | RENEWAL OF THE TERM OF MR JAN STEYAERT AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.8 | RENEWAL OF THE TERM OF SPRL SOCIETE DE CONSEILEN GESTIONET STRATEGIE D'ENTREPRISE (SOGESTRA) REPRESENTED BY MRS NADINE ROZENCWEIG-LEMAITRE AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H.9 | APPOINTMENT OF MRS MARTINE DE ROUCK AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H10 | APPOINTMENT OF SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H11 | APPOINTMENT OF MR PATRICE LAMBERT DE DIESBACH DE BELLEROCHE AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.H12 | APPOINTMENT OF MR BRUNO METTLING AS DIRECTOR FOR THREE YEARS | Management | For | For | ||||||
O.I | APPROVAL OF THE REMUNERATION OF THE DIRECTORS AND THE CHAIRMAN OF THE BOARD | Management | For | For | ||||||
O.J | RENEWAL OF THE TERM OF DELOITTE BEDRIJFSREVISOREN REVISEURS D'ENTREPRISE SC SCRL, REPRESENTED BY MR RIK NECKEBROECK AND MR BERNARD DE MEULEMEESTER, AS AUDITOR FOR THREE YEARS | Management | For | For | ||||||
E.K | REMOVAL OF THE TRANSITIONAL ARRANGEMENTS OF THE ARTICLES 8 AND 32 | Management | For | For | ||||||
E.L | REPLACEMENT THE ARTICLE 37 IN THE STATUS | Management | For | For | ||||||
E.M | REPLACEMENT OF THE ARTICLE 38 IN THE STATUS | Management | For | For | ||||||
E.N | REPLACEMENT OF THE ARTICLE 48 IN THE STATUS | Management | For | For | ||||||
E.O | TO GIVE THE POWER TO MR JOHAN VAN DEN CRUIJCE TO COORDINATE THE TEXT IN THE STATUS, TO SIGN IT AND TO DEPOSIT AT THE REGISTRY OF THE AUTHORISED COMMERCIAL COURT | Management | For | For | ||||||
S.P | RATIFICATION OF THE ARTICLE 5.3 OF REVOLVING CREDIT FACILITY AGREEMENTCLOSED BETWEEN THE COMPANY AN ATLAS SERVICES BELGIUM SA | Management | For | For | ||||||
WINDSTREAM HOLDINGS INC. | ||||||||||
Security | 97382A101 | Meeting Type | Annual | |||||||
Ticker Symbol | WIN | Meeting Date | 07-May-2014 | |||||||
ISIN | US97382A1016 | Agenda | 933942941 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CAROL B. ARMITAGE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: SAMUEL E. BEALL, III | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: DENNIS E. FOSTER | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: FRANCIS X. FRANTZ | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JEFFERY R. GARDNER | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: JEFFREY T. HINSON | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JUDY K. JONES | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: ALAN L. WELLS | Management | For | For | ||||||
2. | TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
3. | TO APPROVE AN AMENDMENT TO THE WINDSTREAM EQUITY INCENTIVE PLAN TO INCREASE THE AUTHORIZED SHARES BY 15,000,000 AND TO RE-APPROVE THE PLAN'S PERFORMANCE GOALS. | Management | For | For | ||||||
4. | TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF WINDSTREAM CORPORATION TO ELIMINATE CERTAIN VOTING PROVISIONS. | Management | Against | Against | ||||||
5. | TO APPROVE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION AND BYLAWS OF WINDSTREAM HOLDINGS, INC., TO ENABLE STOCKHOLDERS TO CALL SPECIAL MEETINGS UNDER CERTAIN CIRCUMSTANCES. | Management | For | For | ||||||
6. | TO APPROVE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION AND BYLAWS OF WINDSTREAM HOLDINGS, INC., TO ELIMINATE SUPER-MAJORITY PROVISIONS. | Management | For | For | ||||||
7. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2014. | Management | For | For | ||||||
8. | STOCKHOLDER PROPOSAL - PROHIBITION ON ACCELERATED VESTING OF EQUITY AWARDS. | Shareholder | Against | For | ||||||
9. | STOCKHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||
PCCW LTD, HONG KONG | ||||||||||
Security | Y6802P120 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-May-2014 | ||||||||
ISIN | HK0008011667 | Agenda | 705070453 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0327/LTN20140327659.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0327/LTN20140327657.pdf | Non-Voting | ||||||||
1 | To receive and adopt the Audited Financial Statements of the Company and the Reports of the Directors And the Independent Auditor for the year ended December 31, 2013 | Management | For | For | ||||||
2 | To declare a final dividend of 13.85 HK cents per ordinary share in respect of the year ended December 31, 2013 | Management | For | For | ||||||
3.a | To re-elect Ms Hui Hon Hing, Susanna as a Director of the Company | Management | For | For | ||||||
3.b | To re-elect Mr Lee Chi Hong, Robert as a Director of the Company | Management | For | For | ||||||
3.c | To re-elect Mr Li Fushen as a Director of the Company | Management | For | For | ||||||
3.d | To re-elect Mr Li Gang as a Director of the Company | Management | For | For | ||||||
3.e | To re-elect Mr Wei Zhe, David as a Director of the Company | Management | For | For | ||||||
3.f | To re-elect Mr David Christopher Chance as a Director of the Company | Management | For | For | ||||||
3.g | To authorize the Company's Directors to fix their remuneration | Management | For | For | ||||||
4 | To re-appoint Messrs PricewaterhouseCoopers as the Company's Auditor and authorize the Company's Directors to fix their remuneration | Management | For | For | ||||||
5 | To grant a general mandate to the Company's Directors to issue new shares of the Company | Management | For | For | ||||||
6 | To grant a general mandate to the Company's Directors to buy-back the Company's own securities | Management | For | For | ||||||
7 | To extend the general mandate granted to the Company's Directors pursuant to ordinary resolution No. 5 | Management | For | For | ||||||
8 | To terminate the existing share option scheme and adopt the new share option scheme of the Company | Management | For | For | ||||||
CMMT | 23 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 07 MAY 2014 TO 05 MAY 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU. | Non-Voting | ||||||||
TELEKOM MALAYSIA BHD | ||||||||||
Security | Y8578H118 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-May-2014 | ||||||||
ISIN | MYL4863OO006 | Agenda | 705165454 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO DECLARE A FINAL SINGLE-TIER DIVIDEND OF 16.3 SEN PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
2 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO ARTICLE 98(2) OF THE COMPANY'S ARTICLES OF ASSOCIATION: DATUK SERI FATEH ISKANDAR TAN SRI DATO' MOHAMED MANSOR | Management | For | For | ||||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO ARTICLE 98(2) OF THE COMPANY'S ARTICLES OF ASSOCIATION: GEE SIEW YOONG | Management | For | For | ||||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO ARTICLE 103 OF THE COMPANY'S ARTICLES OF ASSOCIATION: DATO' SRI DR HALIM SHAFIE | Management | For | For | ||||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO ARTICLE 103 OF THE COMPANY'S ARTICLES OF ASSOCIATION: TAN SRI DATO' SRI ZAMZAMZAIRANI MOHD ISA | Management | For | For | ||||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO RETIRE PURSUANT TO ARTICLE 103 OF THE COMPANY'S ARTICLES OF ASSOCIATION: DAVIDE GIACOMO BENELLO @ DAVID BENELLO | Management | For | For | ||||||
7 | TO RE-APPOINT DATO' DANAPALAN T.P VINGGRASALAM, WHO RETIRES PURSUANT TO SECTION 129(2) OF THE COMPANIES ACT, 1965 | Management | For | For | ||||||
8 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS (PWC), HAVING CONSENTED TO ACT AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2014 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
9 | AUTHORITY TO ISSUE AND ALLOT SHARES PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965(CA 1965) | Management | Abstain | Against | ||||||
PCCW LTD, HONG KONG | ||||||||||
Security | Y6802P120 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-May-2014 | ||||||||
ISIN | HK0008011667 | Agenda | 705166331 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_203511.PDF AND- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_203509.PDF | Non-Voting | ||||||||
1 | THE ORDINARY RESOLUTION SET OUT IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING, TO APPROVE THE DISPOSAL UNDER THE SPA, THE ENTRY INTO OF THE SPA BY EXCEL BRIGHT PROPERTIES LIMITED AND PACIFIC CENTURY PREMIUM DEVELOPMENTS LIMITED AND THE PERFORMANCE OF THEIR RESPECTIVE OBLIGATIONS UNDER THE SPA AND ALL TRANSACTIONS CONTEMPLATED UNDER THE SPA IN CONNECTION WITH THE DISPOSAL | Management | For | For | ||||||
CMMT | 22 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECO-RD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
TELEKOM MALAYSIA BHD | ||||||||||
Security | Y8578H118 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-May-2014 | ||||||||
ISIN | MYL4863OO006 | Agenda | 705213546 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | PROPOSED DIVIDEND REINVESTMENT SCHEME THAT PROVIDES THE SHAREHOLDERS OF TM ("SHAREHOLDERS") WITH THE OPTION TO ELECT TO REINVEST THEIR CASH DIVIDEND ENTITLEMENTS IN NEW ORDINARY SHARES OF RM0.70 EACH IN TM ("TM SHARES") ("PROPOSED DRS") | Management | For | For | ||||||
2 | PROPOSED DRS BEING APPLICABLE TO THE COMPANY'S FINAL SINGLE-TIER DIVIDEND OF 16.3 SEN PER TM SHARE THAT WAS ANNOUNCED ON 27 FEBRUARY 2014("FINAL DIVIDEND") ("PROPOSED APPLICATION") | Management | For | For | ||||||
3 | PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE ("PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE") | Management | For | For | ||||||
4 | PROPOSED ADDITIONAL SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE ("PROPOSED ADDITIONAL SHAREHOLDERS' MANDATE") | Management | For | For | ||||||
TELE2 AB, STOCKHOLM | ||||||||||
Security | W95878166 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 12-May-2014 | ||||||||
ISIN | SE0005190238 | Agenda | 705140375 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | ||||||||
9 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT AND THE CONSOLIDATED-FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL-STATEMENTS | Non-Voting | ||||||||
10 | RESOLUTION ON THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES A DIVIDEND OF SEK 4.40 PER SHARE AND THAT THE RECORD DATE FOR THE DIVIDEND SHALL BE ON THURSDAY 15 MAY 2014. IF THE ANNUAL GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL THE DIVIDEND IS ESTIMATED TO BE PAID OUT TO THE SHAREHOLDERS ON TUESDAY 20 MAY 2014 | Management | No Action | |||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY FOR THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: EIGHT MEMBERS | Management | No Action | |||||||
14 | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Management | No Action | |||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT LARS BERG, MIA BRUNELL LIVFORS, ERIK MITTEREGGER, MIKE PARTON, CARLA SMITS-NUSTELING AND MARIO ZANOTTI AS MEMBERS OF THE BOARD AND ELECT LORENZO GRABAU AND IRINA HEMMERS AS NEW MEMBERS OF THE BOARD. JOHN HEPBURN AND JOHN SHAKESHAFT HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE-ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT MIKE PARTON AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT THE WORK OF PREPARING PROPOSALS TO THE 2015 ANNUAL GENERAL MEETING REGARDING THE BOARD AND AUDITOR, IN THE CASE THAT AN AUDITOR SHOULD BE ELECTED, AND THEIR REMUNERATION, CHAIRMAN OF THE ANNUAL GENERAL MEETING AND THE PROCEDURE FOR THE NOMINATION COMMITTEE SHALL BE PERFORMED BY A NOMINATION COMMITTEE. THE NOMINATION COMMITTEE WILL BE FORMED DURING OCTOBER 2014 IN CONSULTATION WITH THE LARGEST SHAREHOLDERS OF THE COMPANY AS PER 30 SEPTEMBER 2014. THE NOMINATION COMMITTEE WILL CONSIST OF AT LEAST THREE MEMBERS APPOINTED BY THE LARGEST SHAREHOLDERS OF THE | Management | No Action | |||||||
COMPANY. CRISTINA STENBECK WILL BE A MEMBER OF THE COMMITTEE AND WILL ALSO ACT AS ITS CONVENOR. THE MEMBERS OF THE COMMITTEE WILL APPOINT THE COMMITTEE CHAIRMAN AT THEIR FIRST MEETING. THE NOMINATION COMMITTEE IS APPOINTED FOR A CONTD | ||||||||||
CONT | CONTD TERM OF OFFICE COMMENCING AT THE TIME OF THE ANNOUNCEMENT OF THE- INTERIM REPORT FOR THE PERIOD JANUARY - SEPTEMBER 2014 AND ENDING WHEN A NEW-NOMINATION COMMITTEE IS FORMED. IF A MEMBER RESIGNS DURING THE COMMITTEE-TERM, THE NOMINATION COMMITTEE CAN CHOOSE TO APPOINT A NEW MEMBER. THE-SHAREHOLDER THAT APPOINTED THE RESIGNING MEMBER SHALL BE ASKED TO APPOINT A-NEW MEMBER, PROVIDED THAT THE SHAREHOLDER STILL IS ONE OF THE LARGEST-SHAREHOLDERS IN THE COMPANY. IF THAT SHAREHOLDER DECLINES PARTICIPATION ON-THE NOMINATION COMMITTEE, THE COMMITTEE CAN CHOOSE TO ASK THE NEXT LARGEST- QUALIFIED SHAREHOLDER TO PARTICIPATE. IF A LARGE QUALIFIED SHAREHOLDER- REDUCES ITS OWNERSHIP, THE COMMITTEE CAN CHOOSE TO APPOINT THE NEXT LARGEST-SHAREHOLDER TO JOIN. IN ALL CASES, THE NOMINATION COMMITTEE RESERVES THE-RIGHT TO REDUCE ITS CONTD | Non-Voting | ||||||||
CONT | CONTD MEMBERSHIP AS LONG AS THE NUMBER OF MEMBERS REMAINS AT LEAST THREE. THE-NOMINATION COMMITTEE SHALL HAVE THE RIGHT TO UPON REQUEST RECEIVE PERSONNEL-RESOURCES SUCH AS SECRETARIAL SERVICES FROM THE COMPANY, AND TO CHARGE THE-COMPANY WITH COSTS FOR RECRUITMENT CONSULTANTS AND RELATED TRAVEL IF DEEMED-NECESSARY | Non-Voting | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |||||||
18.A | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: ADOPTION OF AN INCENTIVE PROGRAMME | Management | No Action | |||||||
18.B | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: AUTHORISATION TO RESOLVE ON NEW ISSUE OF CLASS C SHARES | Management | No Action | |||||||
18.C | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: AUTHORISATION TO RESOLVE ON REPURCHASE OF OWN CLASS C SHARES | Management | No Action | |||||||
18.D | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: TRANSFER OF OWN CLASS B SHARES | Management | No Action | |||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | |||||||
20 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
TIME ENGINEERING BHD, KUALA LUMPUR | ||||||||||
Security | Y8839H105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 12-May-2014 | ||||||||
ISIN | MYL4456OO009 | Agenda | 705182690 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: TAN SRI ABD RAHMAN MAMAT | Management | For | For | ||||||
2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: DATUK SAMSUL HUSIN | Management | For | For | ||||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: DATO' ZAINUL AZMAN DATO' ZAINUL AZIZ | Management | For | For | ||||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: DATO' ARIF AMBROSE LEONARD NG | Management | For | For | ||||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: ROSLI ABDULLAH | Management | For | For | ||||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: NORLILA HASSAN | Management | For | For | ||||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: ANG HSIN HSIEN | Management | For | For | ||||||
8 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO BEING ELIGIBLE OFFER HIMSELF FOR RE-ELECTION: WONG KAM YIN | Management | For | For | ||||||
9 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2014 ON A QUARTERLY BASIS AFTER THE END OF EACH QUARTER | Management | For | For | ||||||
10 | TO APPOINT MESSRS. CROWE HORWATH AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | For | ||||||
11 | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 | Management | For | For | ||||||
S.1 | PROPOSED CHANGE OF NAME OF THE COMPANY TO DAGANG NEXCHANGE BERHAD | Management | For | For | ||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | ||||||||||
Security | W4832D128 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 12-May-2014 | ||||||||
ISIN | SE0000164600 | Agenda | 705194330 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | ||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AND OF THE GROUP-ANNUAL REPORT AND THE GROUP AUDITORS REPORT | Non-Voting | ||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE | Management | No Action | |||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SEVEN MEMBERS | Management | No Action | |||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | No Action | |||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | |||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |||||||
18.a | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK | Management | No Action | |||||||
18.b | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIKS INVESTMENTS IN UNLISTED COMPANIES | Management | No Action | |||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | |||||||
20.a | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING | Management | No Action | |||||||
20.b | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 | Management | No Action | |||||||
ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE | ||||||||||
20.c | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION | Management | No Action | |||||||
20.d | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON | Management | No Action | |||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT MANAGEMENT DOES NOT GIVE A RECOMMENDATIONS OR CO-MMENT ON SHAREHOLDER PROPOSALS 20.A TO 20.D. THANK YOU. | Non-Voting | ||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 18 A AND COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | ||||||||||
Security | W4832D110 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 12-May-2014 | ||||||||
ISIN | SE0000164626 | Agenda | 705216009 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282778 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTIONS 20.A TO 20.D. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. | Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON SHAREHOLDER PROPOSALS:-20.A TO 20.D. THANK YOU. | Non-Voting | ||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | ||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND OF THE GROUP AN-NUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE AND THAT THE RECORD DATE SHALL BE ON THURSDAY 15 MAY 2014 | Management | No Action | |||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SEVEN MEMBERS | Management | No Action | |||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | No Action | |||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL, FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING, RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | |||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |||||||
18.A | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK | Management | No Action | |||||||
18.B | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIK'S INVESTMENTS IN UNLISTED COMPANIES | Management | No Action | |||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | |||||||
20.A | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING | Management | No Action | |||||||
20.B | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE | Management | No Action | |||||||
20.C | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION | Management | No Action | |||||||
20.D | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON | Management | No Action | |||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LT | ||||||||||
Security | G4672G106 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 13-May-2014 | ||||||||
ISIN | KYG4672G1064 | Agenda | 705118140 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0403/LTN201404031460.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0403/LTN201404031454.pdf | Non-Voting | ||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE REPORT OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||
3.a | TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR | Management | For | For | ||||||
3.b | TO RE-ELECT MR LAI KAI MING, DOMINIC AS A DIRECTOR | Management | For | For | ||||||
3.c | TO RE-ELECT MR CHEONG YING CHEW, HENRY AS A DIRECTOR | Management | For | For | ||||||
3.d | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | ||||||
5 | ORDINARY RESOLUTION ON ITEM 5 OF THE NOTICE OF THE MEETING (TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY) | Management | For | For | ||||||
6 | ORDINARY RESOLUTION ON ITEM 6 OF THE NOTICE OF THE MEETING (TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY) | Management | For | For | ||||||
7 | ORDINARY RESOLUTION ON ITEM 7 OF THE NOTICE OF THE MEETING (TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY) | Management | For | For | ||||||
8 | SPECIAL RESOLUTION: TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||
CDON GROUP AB | ||||||||||
Security | W2363S100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 13-May-2014 | ||||||||
ISIN | SE0003652163 | Agenda | 705133825 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | ||||||||
9 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITORS REPORT AND THE CONSOLIDATED-FINANCIAL STATEMENTS AND THE AUDITORS REPORT ON THE CONSOLIDATED FINANCIAL-STATEMENTS | Non-Voting | ||||||||
10 | RESOLUTION ON THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S RESULT AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: EIGHT | Management | No Action | |||||||
14 | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Management | No Action | |||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT MIA BRUNELLLIVFORS, MENGMENG DU, LARS-JOHAN JARNHEIMER, LARS NILSSON, DAVID KELLY AND PATRICK ANDERSENAS MEMBERS OF THE BOARD AND TO ELECT LORENZO GRABAU AND DANIEL MYTNIKAS NEW MEMBERS OF THE BOARD FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. JONAS KJELLBERG HAS INFORMED THE NOMINATION COMMITTEE THAT HE DECLINES RE-ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT LARS- JOHAN JARNHEIMER AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | |||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | |||||||
18.a | RESOLUTION REGARDING INCENTIVE PROGRAMME COMPRISING THE FOLLOWING RESOLUTION: TO ADOPT A LONG-TERM INCENTIVE PROGRAMME | Management | No Action | |||||||
18.b | RESOLUTION REGARDING INCENTIVE PROGRAMME COMPRISING THE FOLLOWING RESOLUTION: TO AUTHORISE THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS C SHARES | Management | No Action | |||||||
18.c | RESOLUTION REGARDING INCENTIVE PROGRAMME COMPRISING THE FOLLOWING RESOLUTION: TO AUTHORISE THE BOARD TO RESOLVE TO REPURCHASE CLASS C SHARES | Management | No Action | |||||||
18.d | RESOLUTION REGARDING INCENTIVE PROGRAMME COMPRISING THE FOLLOWING RESOLUTION: TO TRANSFER ORDINARY SHARES FOR DELIVERY UNDER INCENTIVE PROGRAMME | Management | No Action | |||||||
18.e | RESOLUTION REGARDING INCENTIVE PROGRAMME COMPRISING THE FOLLOWING RESOLUTION: TO ENTER INTO AN EQUITY SWAP AGREEMENT WITH A THIRD PARTY | Management | No Action | |||||||
19 | RESOLUTION TO CHANGE THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||
20 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||
CMMT | 11 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 2 AND RECEIPT OF DIRECTOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR O-RIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
DIGI.COM BHD | ||||||||||
Security | Y2070F100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 14-May-2014 | ||||||||
ISIN | MYL6947OO005 | Agenda | 705186888 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(A) : MR SIGVE BREKKE | Management | For | For | ||||||
2 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(A): DATO' SAW CHOO BOON | Management | For | For | ||||||
3 | TO RE-ELECT THE FOLLOWING DIRECTORS OF THE COMPANY RETIRING PURSUANT TO THE COMPANY'S ARTICLES OF ASSOCIATION: UNDER ARTICLE 98(E): MS YASMIN BINTI ALADAD KHAN | Management | For | For | ||||||
4 | TO APPROVE THE DIRECTORS' ALLOWANCES OF RM527,710.00 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
5 | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
6 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE TO BE ENTERED WITH TELENOR ASA ("TELENOR") AND PERSONS CONNECTED WITH TELENOR "THAT, SUBJECT TO THE PROVISIONS OF THE MAIN MARKET LISTING REQUIREMENTS OF BURSA MALAYSIA SECURITIES BERHAD, APPROVAL BE AND IS HEREBY GIVEN FOR THE COMPANY AND ITS SUBSIDIARIES, TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH TELENOR AND PERSONS CONNECTED WITH TELENOR AS SPECIFIED IN SECTION 2.3 OF THE CIRCULAR TO SHAREHOLDERS DATED 22 APRIL 2014 WHICH ARE NECESSARY FOR THE DAY-TO-DAY OPERATIONS AND/OR IN THE ORDINARY COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES ON TERMS NOT MORE FAVORABLE TO THE RELATED PARTIES THAN THOSE GENERALLY AVAILABLE TO THE PUBLIC AND ARE NOT CONTD | Management | For | For | ||||||
CONT | CONTD DETRIMENTAL TO THE MINORITY SHAREHOLDERS OF THE COMPANY AND THAT SUCH-APPROVAL SHALL CONTINUE TO BE IN FORCE UNTIL: (I) THE CONCLUSION OF THE NEXT-ANNUAL GENERAL MEETING OF THE COMPANY FOLLOWING THE GENERAL MEETING AT WHICH-THIS ORDINARY RESOLUTION SHALL BE PASSED, AT WHICH TIME IT WILL LAPSE, UNLESS-BY A RESOLUTION PASSED AT A GENERAL MEETING, THE AUTHORITY CONFERRED BY THIS-RESOLUTION IS RENEWED; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE-NEXT ANNUAL GENERAL MEETING AFTER THE DATE IT IS REQUIRED TO BE HELD PURSUANT-TO SECTION 143(1) OF THE COMPANIES ACT, 1965 (BUT SHALL NOT EXTEND TO SUCH-EXTENSION AS MAY BE ALLOWED PURSUANT TO SECTION 143(2) OF THE COMPANIES ACT,-1965); OR (III) REVOKED OR VARIED BY RESOLUTION PASSED BY THE SHAREHOLDERS AT-A GENERAL MEETING; WHICHEVER IS EARLIER; AND THAT IN MAKING THE CONTD | Non-Voting | ||||||||
CONT | CONTD DISCLOSURE OF THE AGGREGATE VALUE OF THE RECURRENT RELATED PARTY-TRANSACTIONS CONDUCTED PURSUANT TO THE PROPOSED SHAREHOLDERS' APPROVAL IN THE- COMPANY'S ANNUAL REPORTS, THE COMPANY SHALL PROVIDE A BREAKDOWN OF THE-AGGREGATE VALUE OF RECURRENT RELATED PARTY TRANSACTIONS MADE DURING THE- FINANCIAL YEAR, AMONGST OTHERS, BASED ON: (I) THE TYPE OF THE RECURRENT-RELATED PARTY TRANSACTIONS MADE; AND (II) THE NAME OF THE RELATED PARTIES-INVOLVED IN EACH TYPE OF THE RECURRENT RELATED PARTY TRANSACTIONS MADE AND-THEIR RELATIONSHIP WITH THE COMPANY AND FURTHER THAT AUTHORITY BE AND IS- HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES TO COMPLETE-AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE-REQUIRED) TO GIVE EFFECT TO THE TRANSACTIONS AS AUTHORISED BY THIS ORDINARY- RESOLUTION" | Non-Voting | ||||||||
7 | AUTHORITY FOR DATO' AB. HALIM BIN MOHYIDDIN TO CONTINUE IN OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR "THAT AUTHORITY BE AND IS HEREBY GIVEN TO DATO' AB. HALIM BIN MOHYIDDIN WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A CUMULATIVE TERM OF | Management | For | For | ||||||
MORE THAN NINE YEARS, TO CONTINUE TO ACT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING IN ACCORDANCE WITH MALAYSIAN CODE OF CORPORATE GOVERNANCE 2012" | ||||||||||
TELENOR ASA, FORNEBU | ||||||||||
Security | R21882106 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 14-May-2014 | ||||||||
ISIN | NO0010063308 | Agenda | 705193376 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | ||||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | ||||||||
1 | APPROVAL OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND THE AGENDA | Management | No Action | |||||||
2 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES OF THE ANNUAL GENERAL- MEETING TOGETHER WITH THE CHAIRPERSON OF THE MEETING | Non-Voting | ||||||||
3 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS. APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 7.00 PER SHARE | Management | No Action | |||||||
4 | APPROVAL OF REMUNERATION TO THE COMPANY'S AUDITOR | Management | No Action | |||||||
5 | INFORMATION AND VOTE ON THE BOARD OF DIRECTOR'S STATEMENT REGARDING THE DETERMINATION OF SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||
6 | REDUCTION OF SHARE CAPITAL BY CANCELLING TREASURY SHARES AND REDEMPTION OF SHARES OWNED BY THE KINGDOM OF NORWAY AND REDUCTION OF OTHER EQUITY | Management | No Action | |||||||
7 | AUTHORISATION FOR THE BOARD TO ACQUIRE TREASURY SHARES FOR THE PURPOSE OF CANCELLATION | Management | No Action | |||||||
8 | DETERMINATION OF REMUNERATION TO THE MEMBERS OF THE CORPORATE ASSEMBLY AND THE NOMINATION COMMITTEE | Management | No Action | |||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
FRONTIER COMMUNICATIONS CORP | ||||||||||
Security | 35906A108 | Meeting Type | Annual | |||||||
Ticker Symbol | FTR | Meeting Date | 14-May-2014 | |||||||
ISIN | US35906A1088 | Agenda | 933947511 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | LEROY T. BARNES, JR. | For | For | |||||||
2 | PETER C.B. BYNOE | For | For | |||||||
3 | EDWARD FRAIOLI | For | For | |||||||
4 | DANIEL J. MCCARTHY | For | For | |||||||
5 | PAMELA D.A. REEVE | For | For | |||||||
6 | VIRGINIA P. RUESTERHOLZ | For | For | |||||||
7 | HOWARD L. SCHROTT | For | For | |||||||
8 | LARRAINE D. SEGIL | For | For | |||||||
9 | MARK SHAPIRO | For | For | |||||||
10 | MYRON A. WICK, III | For | For | |||||||
11 | MARY AGNES WILDEROTTER | For | For | |||||||
2. | TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
3. | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
GOOGLE INC. | ||||||||||
Security | 38259P508 | Meeting Type | Annual | |||||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | |||||||
ISIN | US38259P5089 | Agenda | 933948359 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | LARRY PAGE | For | For | |||||||
2 | SERGEY BRIN | For | For | |||||||
3 | ERIC E. SCHMIDT | For | For | |||||||
4 | L. JOHN DOERR | For | For | |||||||
5 | DIANE B. GREENE | For | For | |||||||
6 | JOHN L. HENNESSY | For | For | |||||||
7 | ANN MATHER | For | For | |||||||
8 | PAUL S. OTELLINI | For | For | |||||||
9 | K. RAM SHRIRAM | For | For | |||||||
10 | SHIRLEY M. TILGHMAN | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | ||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | ||||||||||
Security | G1839G102 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 15-May-2014 | ||||||||
ISIN | GB00B5KKT968 | Agenda | 705232419 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | THAT: THE DISPOSAL BY THE COMPANY OF ITS 100% SHAREHOLDING IN CMC (THE "DISPOSAL"), AS DESCRIBED IN THE CIRCULAR TO SHAREHOLDERS DATED 25 APRIL 2014 OF WHICH THIS NOTICE FORMS PART (THE "CIRCULAR") AS A CLASS 1 TRANSACTION ON THE TERMS AND SUBJECT TO THE CONDITIONS OF A DISPOSAL AGREEMENT DATED 25 APRIL 2014 BETWEEN SABLE HOLDING LIMITED AND GP HOLDING SAS IS HEREBY APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY AND THAT EACH AND ANY OF THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO CONCLUDE AND IMPLEMENT THE DISPOSAL IN ACCORDANCE WITH SUCH TERMS AND CONDITIONS AND CONTD | Management | For | For | ||||||
CONT | CONTD TO MAKE SUCH NON-MATERIAL MODIFICATIONS, VARIATIONS, WAIVERS AND-EXTENSIONS OF ANY OF THE TERMS OF THE DISPOSAL AND OF ANY DOCUMENTS AND-ARRANGEMENTS CONNECTED WITH THE DISPOSAL AS HE OR SHE THINKS NECESSARY OR-DESIRABLE | Non-Voting | ||||||||
DEUTSCHE TELEKOM AG | ||||||||||
Security | 251566105 | Meeting Type | Annual | |||||||
Ticker Symbol | DTEGY | Meeting Date | 15-May-2014 | |||||||
ISIN | US2515661054 | Agenda | 933992833 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
2. | RESOLUTION ON THE APPROPRIATION OF NET INCOME. | Management | For | |||||||
3. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2013 FINANCIAL YEAR. | Management | For | |||||||
4. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2013 FINANCIAL YEAR. | Management | For | |||||||
5. | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2014 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT IN THE 2014 FINANCIAL YEAR. | Management | For | |||||||
6. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | |||||||
7. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | |||||||
8. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | |||||||
9. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | |||||||
10. | AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS, AND/OR PARTICIPATING BONDS, CANCELATION OF THE CONTINGENT CAPITAL CREATION OF NEW CONTINGENT CAPITAL (CONTINGENT CAPITAL 2014). | Management | Against | |||||||
HUTCHISON WHAMPOA LTD, HONG KONG | ||||||||||
Security | Y38024108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 16-May-2014 | ||||||||
ISIN | HK0013000119 | Agenda | 705123040 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407723.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407727.pdf | Non-Voting | ||||||||
1 | TO RECEIVE AND ADOPT THE STATEMENT OF AUDITED ACCOUNTS, REPORT OF THE DIRECTORS AND REPORT OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||
3.a | TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR | Management | For | For | ||||||
3.b | TO RE-ELECT MR LAI KAI MING, DOMINIC AS A DIRECTOR | Management | For | For | ||||||
3.c | TO RE-ELECT MR KAM HING LAM AS A DIRECTOR | Management | For | For | ||||||
3.d | TO RE-ELECT MR WILLIAM SHURNIAK AS A DIRECTOR | Management | For | For | ||||||
3.e | TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR | Management | For | For | ||||||
4 | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | ||||||
5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES | Management | For | For | ||||||
5.2 | TO APPROVE THE BUY-BACK BY THE COMPANY OF ITS OWN SHARES | Management | For | For | ||||||
5.3 | TO EXTEND THE GENERAL MANDATE IN ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES | Management | For | For | ||||||
6 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||
7.1 | TO ADD THE CHINESE NAME OF THE COMPANY TO ITS EXISTING NAME: THE CHINESE NAME OF THE COMPANY "AS SPECIFIED" BE ADDED TO ITS EXISTING COMPANY NAME "HUTCHISON WHAMPOA LIMITED" SUCH THAT THE NAME OF THE COMPANY BECOMES "HUTCHISON WHAMPOA LIMITED "AS SPECIFIED" | Management | For | For | ||||||
7.2 | TO AMEND THE ARTICLES OF ASSOCIATION UPON THE NEW COMPANY NAME IS EFFECTIVE: ARTICLE 3 | Management | For | For | ||||||
TELEFONICA DEUTSCHLAND HOLDING AG, MUENCHEN | ||||||||||
Security | D8T9CK101 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 20-May-2014 | ||||||||
ISIN | DE000A1J5RX9 | Agenda | 705141478 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHA-REHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING-SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE AP-PROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION-REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MA-Y PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR-CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED AC-COUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION W- HETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOU-NTS, PLEASE CONTACT YOUR CSR. | Non-Voting | |||||||||
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING-PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL-BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO-DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTR-UCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR O-R CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | Non-Voting | |||||||||
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB C-USTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT-YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | |||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU | Non-Voting | |||||||||
HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05 MAY 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | |||||||||
1. | SUBMISSION OF THE ADOPTED FINANCIAL STATEMENTS OF TELEFONICA DEUTSCHLAND HOLDI-NG AG INCLUDING THE MANAGEMENT REPORT, AND THE APPROVED CONSOLIDATED FINANCIAL- STATEMENTS INCLUDING THE MANAGEMENT REPORT EACH AS OF DECEMBER 31, 2013, THE-DESCRIPTIVE REPORT OF THE MANAGEMENT BOARD PURSUANT TO SEC. 176 PARA. 1 S. 1 O-F THE GERMAN CORPORATION ACT ("AKTG") AND THE REPORT OF THE SUPERVISORY BOARD-FOR FINANCIAL YEAR 2013 | Non-Voting | ||||||||
2. | RESOLUTION ON THE DISTRIBUTION OF NET PROFIT | Management | No Action | |||||||
3. | RESOLUTION OF THE DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD | Management | No Action | |||||||
4. | RESOLUTION OF THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||
5. | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR AND THE GROUP AUDITOR AS WELL AS THE AUDITOR FOR A POTENTIAL REVIEW OF THE HALF-YEAR FINANCIAL REPORT: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, | Management | No Action | |||||||
6. | RESOLUTION TO AMEND THE ARTICLES OF ASSOCIATION IN RELATION TO THE SIZE OF THE SUPERVISORY BOARD | Management | No Action | |||||||
7.1 | ELECTION OF FURTHER MEMBER OF THE SUPERVISORY BOARD: MS SALLY ANNE ASHFORD | Management | No Action | |||||||
7.2 | ELECTION OF FURTHER MEMBER OF THE SUPERVISORY BOARD: MR ANTONIO MANUEL LEDESMA SANTIAGO | Management | No Action | |||||||
8. | RESOLUTION ON INCREASING THE SHARE CAPITAL AGAINST CASH CONTRIBUTION WITH SHAREHOLDERS' SUBSCRIPTION RIGHTS BY UP TO EUR 3,700,000,000.00 AND RELATED AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||
ILIAD SA, PARIS | ||||||||||
Security | F4958P102 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 20-May-2014 | ||||||||
ISIN | FR0004035913 | Agenda | 705155996 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||
O.1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||
O.2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||
O.3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.37 PER SHARE | Management | No Action | |||||||
O.4 | APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS | Management | No Action | |||||||
O.5 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 180,000 | Management | No Action | |||||||
O.6 | ADVISORY VOTE ON COMPENSATION OF CYRIL POIDATZ, CHAIRMAN | Management | No Action | |||||||
O.7 | ADVISORY VOTE ON COMPENSATION OF MAXIME LOMBARDINI, CEO | Management | No Action | |||||||
O.8 | ADVISORY VOTE ON COMPENSATION OF RANI ASSAF, ANTOINE LEVAVASSEUR, XAVIER NIEL AND THOMAS REYNAUD, VICE- CEOS | Management | No Action | |||||||
O.9 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||
E.10 | AUTHORIZE CAPITAL INCREASE OF UP TO 1 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND | Management | No Action | |||||||
E.11 | AUTHORIZE UP TO 3 PERCENT OF ISSUED CAPITAL FOR USE IN STOCK OPTION PLANS | Management | No Action | |||||||
E.12 | AUTHORIZE UP TO 0.5 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS | Management | No Action | |||||||
E.13 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | No Action | |||||||
E.14 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||
E.15 | AMEND ARTICLE 12 OF BYLAWS RE: SHAREHOLDING DISCLOSURE THRESHOLDS | Management | No Action | |||||||
E.16 | AMEND ARTICLES 21 AND 28 OF BYLAWS: SHAREHOLDERS MEETINGS | Management | No Action | |||||||
E.17 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | No Action | |||||||
CMMT | 05 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal-officiel.gouv.f- r//pdf/2014/0505/201405051401610.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE-TO RECEIPT OF BALO LINK AND CHANGE IN MEETING TIME TO 9:00. IF YOU HAVE ALREAD-Y SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||
Ticker Symbol | USM | Meeting Date | 20-May-2014 | |||||||
ISIN | US9116841084 | Agenda | 933960634 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | J. SAMUEL CROWLEY | For | For | |||||||
2. | RATIFY ACCOUNTANTS FOR 2014. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
LEVEL 3 COMMUNICATIONS, INC. | ||||||||||
Security | 52729N308 | Meeting Type | Annual | |||||||
Ticker Symbol | LVLT | Meeting Date | 22-May-2014 | |||||||
ISIN | US52729N3089 | Agenda | 933970166 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JEFF K. STOREY | For | For | |||||||
2 | GENERAL K.P. CHILTON | For | For | |||||||
3 | ADMIRAL A.R. CLEMINS | For | For | |||||||
4 | STEVEN T. CLONTZ | For | For | |||||||
5 | ADMIRAL J.O. ELLIS, JR. | For | For | |||||||
6 | T. MICHAEL GLENN | For | For | |||||||
7 | RICHARD R. JAROS | For | For | |||||||
8 | MICHAEL J. MAHONEY | For | For | |||||||
9 | PETER SEAH LIM HUAT | For | For | |||||||
10 | PETER VAN OPPEN | For | For | |||||||
11 | DR. ALBERT C. YATES | For | For | |||||||
2. | TO APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION, WHICH VOTE IS ON AN ADVISORY BASIS. | Management | Abstain | Against | ||||||
ASCENT CAPITAL GROUP, INC. | ||||||||||
Security | 043632108 | Meeting Type | Annual | |||||||
Ticker Symbol | ASCMA | Meeting Date | 22-May-2014 | |||||||
ISIN | US0436321089 | Agenda | 933973681 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | WILLIAM R. FITZGERALD | For | For | |||||||
2 | MICHAEL J. POHL | For | For | |||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | THE SAY-ON-PAY PROPOSAL, TO APPROVE THE ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | ||||||
CABLEVISION SYSTEMS CORPORATION | ||||||||||
Security | 12686C109 | Meeting Type | Annual | |||||||
Ticker Symbol | CVC | Meeting Date | 22-May-2014 | |||||||
ISIN | US12686C1099 | Agenda | 933976334 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | JOSEPH J. LHOTA | For | For | |||||||
2 | THOMAS V. REIFENHEISER | For | For | |||||||
3 | JOHN R. RYAN | For | For | |||||||
4 | VINCENT TESE | For | For | |||||||
5 | LEONARD TOW | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | APPROVAL OF CABLEVISION SYSTEMS CORPORATION AMENDED AND RESTATED 2006 EMPLOYEE STOCK PLAN. | Management | For | For | ||||||
4. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
5. | STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS REPORT. | Shareholder | Against | For | ||||||
6. | STOCKHOLDER PROPOSAL TO ADOPT A RECAPITALIZATION PLAN. | Shareholder | For | Against | ||||||
CHINA MOBILE (HONG KONG) LIMITED | ||||||||||
Security | 16941M109 | Meeting Type | Annual | |||||||
Ticker Symbol | CHL | Meeting Date | 22-May-2014 | |||||||
ISIN | US16941M1099 | Agenda | 933993102 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||||
O2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||||
O3A | TO RE-ELECT THE MR. XI GUOHUA AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||||
O3B | TO RE-ELECT THE MR. SHA YUEJIA AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||||
O3C | TO RE-ELECT THE MR. LIU AILI AS EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||||
O4A | TO RE-ELECT THE DR. LO KA SHUI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||||
O4B | TO RE-ELECT THE MR. PAUL CHOW MAN YIU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | ||||||
O5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION. | Management | For | For | ||||||
O6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE. | Management | For | For | ||||||
O7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE. | Management | For | For | ||||||
O8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE. | Management | For | For | ||||||
S9 | TO AMEND THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY IN THE MANNER SET OUT IN THE SECTION HEADED "PROPOSED ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN THE CIRCULAR OF THE COMPANY DATED 8 APRIL 2014. | Management | For | For | ||||||
TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||
Security | 879433829 | Meeting Type | Contested-Annual | |||||||
Ticker Symbol | TDS | Meeting Date | 22-May-2014 | |||||||
ISIN | US8794338298 | Agenda | 933995221 - Opposition | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PHILIP T. BLAZEK | For | For | |||||||
2 | WALTER M. SCHENKER | For | For | |||||||
02 | COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
03 | COMPANY'S PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2011 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER SUCH PLAN. | Management | Against | For | ||||||
04 | COMPANY'S PROPOSAL TO APPROVE EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | For | ||||||
MTN GROUP LTD, FAIRLANDS | ||||||||||
Security | S8039R108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-May-2014 | ||||||||
ISIN | ZAE000042164 | Agenda | 705086331 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O.1.1 | Re-elect Koosum Kalyan as Director | Management | For | For | ||||||
O.1.2 | Re-elect Johnson Njeke as Director | Management | For | For | ||||||
O.1.3 | Re-elect Jeff van Rooyen as Director | Management | For | For | ||||||
O.1.4 | Re-elect Jan Strydom as Director | Management | For | For | ||||||
O.1.5 | Re-elect Alan van Biljon as Director | Management | For | For | ||||||
O.1.6 | Elect Phuthuma Nhleko as Director | Management | For | For | ||||||
O.1.7 | Elect Brett Goschen as Director | Management | For | For | ||||||
O.2.1 | Re-elect Alan van Biljon as Member of the Audit Committee | Management | For | For | ||||||
O.2.2 | Re-elect Jeff van Rooyen as Member of the Audit Committee | Management | For | For | ||||||
O.2.3 | Re-elect Peter Mageza as Member of the Audit Committee | Management | For | For | ||||||
O.2.4 | Re-elect Johnson Njeke as Member of the Audit Committee | Management | For | For | ||||||
O.3 | Re-appoint PricewaterhouseCoopers Inc and SizweNtsalubaGobodo Inc as Joint Auditors of the Company | Management | For | For | ||||||
O.4 | Place authorised but Unissued Shares under Control of Directors | Management | For | For | ||||||
A.E | Approve Remuneration Philosophy | Management | For | For | ||||||
S.1 | Approve Increase in Non-executive Directors' Remuneration | Management | For | For | ||||||
S.2 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For | ||||||
S.3 | Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers and Other Persons Participating in Share or Other Employee Incentive Schemes | Management | For | For | ||||||
S.4 | Authorise Specific Repurchase of Treasury Shares from Mobile Telephone Networks Holdings Propriety Limited | Management | For | For | ||||||
CMMT | 12 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF-RESOLUTIONS AND CHANGE IN NUMBERING OF THE RESOLUTION 14 TO A.E. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | ||||||||||
Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-May-2014 | ||||||||
ISIN | SE0001174970 | Agenda | 705265735 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330905 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTION "1". ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. TH- ANK YOU. | Non-Voting | ||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE AGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | ||||||
2 | TO RECEIVE THE BOARD OF DIRECTORS' REPORTS (RAPPORT DE GESTION) AND THE REPORT-S OF THE EXTERNAL AUDITOR ON (I) THE ANNUAL ACCOUNTS OF MILLICOM FOR THE FINAN-CIAL YEAR ENDED DECEMBER 31, 2013 AND (II) THE CONSOLIDATED ACCOUNTS FOR THE F- INANCIAL YEAR ENDED DECEMBER 31, 2013 | Non-Voting | ||||||||
3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS AND THE ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | ||||||
4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2013. ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 405,883,131. OF THIS AMOUNT, AN AGGREGATE OF APPROXIMATELY USD 264 MILLION CORRESPONDING TO A GROSS DIVIDEND AMOUNT OF USD 2.64 PER SHARE IS PROPOSED TO BE DISTRIBUTED AS A DIVIDEND AND THE BALANCE IS PROPOSED TO BE CARRIED FORWARD AS RETAINED EARNINGS | Management | For | For | ||||||
5 | DISCHARGE OF ALL THE CURRENT DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | ||||||
6 | SETTING THE NUMBER OF DIRECTORS AT NINE (9) | Management | For | For | ||||||
7 | RE-ELECTION OF Ms. MIA BRUNELL LIVFORS AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE NEXT AGM TO TAKE PLACE IN 2015 (THE "2015 AGM") | Management | For | For | ||||||
8 | RE-ELECTION OF MR. PAUL DONOVAN AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
9 | RE-ELECTION OF MR. ALEJANDRO SANTO DOMINGO AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
10 | RE-ELECTION OF MR. LORENZO GRABAU AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
11 | RE-ELECTION OF MR. ARIEL ECKSTEIN AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
12 | ELECTION OF Ms. CRISTINA STENBECK AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015AGM | Management | For | For | ||||||
13 | ELECTION OF DAME AMELIA FAWCETT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
14 | ELECTION OF MR. DOMINIQUE LAFONT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
15 | ELECTION OF MR. TOMAS ELIASSON AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
16 | ELECTION OF Ms. CRISTINA STENBECK AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
17 | APPROVAL OF THE DIRECTORS' FEE-BASED COMPENSATION, AMOUNTING TO SEK 4,599,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM AND SHARE-BASED COMPENSATION, AMOUNTING TO SEK 3,750,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM | Management | For | For | ||||||
18 | RE-ELECTION OF ERNST & YOUNG S.A R.L., LUXEMBOURG AS THE EXTERNAL AUDITOR OF MILLICOM FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | ||||||
19 | APPROVAL OF THE EXTERNAL AUDITOR'S COMPENSATION | Management | For | For | ||||||
20 | APPROVAL OF A PROCEDURE ON THE APPOINTMENT OF THE NOMINATION COMMITTEE AND DETERMINATION OF THE ASSIGNMENT OF THE NOMINATION COMMITTEE | Management | For | For | ||||||
21 | SHARE REPURCHASE PLAN A) AUTHORISATION OF THE BOARD OF DIRECTORS, AT ANY TIME BETWEEN MAY 27, 2014 AND THE DAY OF THE 2015 AGM, PROVIDED THE REQUIRED LEVELS OF DISTRIBUTABLE RESERVES ARE MET BY MILLICOM AT THAT TIME, EITHER DIRECTLY OR THROUGH A SUBSIDIARY OR A THIRD PARTY, TO ENGAGE IN A SHARE REPURCHASE PLAN OF MILLICOM SHARES TO BE CARRIED OUT FOR ALL PURPOSES ALLOWED OR WHICH WOULD BECOME AUTHORIZED BY THE LAWS AND REGULATIONS IN FORCE, AND IN PARTICULAR THE 1915 LAW AND IN ACCORDANCE WITH THE OBJECTIVES, CONDITIONS, AND RESTRICTIONS AS PROVIDED BY THE EUROPEAN COMMISSION REGULATION NO. 2273/2003 OF 22 DECEMBER 2003 (THE "SHARE REPURCHASE PLAN") BY USING ITS AVAILABLE CASH RESERVES IN AN AMOUNT NOT EXCEEDING THE LOWER OF (I) TEN PERCENT (10%) OF MILLICOM'S OUTSTANDING SHARE CAPITAL AS OF THE DATE OF THE AGM (I.E., APPROXIMATING A MAXIMUM OF 9,984,370 SHARES CORRESPONDING TO USD 14,976,555 IN NOMINAL VALUE) OR (II) THE THEN AVAILABLE AMOUNT OF MILLICOM'S DISTRIBUTABLE RESERVES ON A PARENT COMPANY BASIS, IN THE OPEN MARKET ON OTC US, NASDAQ OMX STOCKHOLM OR ANY OTHER RECOGNISED ALTERNATIVE TRADING PLATFORM, AT AN ACQUISITION PRICE WHICH MAY NOT BE LESS THAN SEK 50 PER SHARE NOR EXCEED THE HIGHER OF (X) THE PUBLISHED BID THAT IS THE HIGHEST CURRENT INDEPENDENT PUBLISHED BID ON A GIVEN DATE OR (Y) THE LAST INDEPENDENT TRANSACTION PRICE QUOTED OR REPORTED IN THE CONSOLIDATED SYSTEM ON THE SAME DATE, REGARDLESS OF THE MARKET OR EXCHANGE INVOLVED, PROVIDED, HOWEVER, THAT WHEN SHARES ARE REPURCHASED ON THE NASDAQ OMX STOCKHOLM, THE PRICE SHALL BE WITHIN THE REGISTERED INTERVAL FOR THE SHARE PRICE PREVAILING AT ANY TIME (THE SO CALLED SPREAD), THAT IS, THE INTERVAL BETWEEN THE HIGHEST BUYING RATE AND THE LOWEST SELLING RATE. B) TO APPROVE THE BOARD OF DIRECTORS' PROPOSAL TO GIVE JOINT AUTHORITY TO MILLICOM'S CHIEF EXECUTIVE OFFICER AND THE CHAIRMAN OF THE BOARD OF DIRECTORS TO (I) DECIDE, WITHIN THE LIMITS OF THE AUTHORIZATION SET OUT IN (A) ABOVE, THE TIMING AND CONDITIONS | Management | For | For | ||||||
OF ANY MILLICOM SHARE REPURCHASE PLAN ACCORDING TO MARKET CONDITIONS AND (II) GIVE MANDATE ON BEHALF OF MILLICOM TO ONE OR MORE DESIGNATED BROKER-DEALERS TO IMPLEMENT A SHARE REPURCHASE PLAN. C) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, IN THE EVENT THE SHARE REPURCHASE PLAN IS DONE THROUGH A SUBSIDIARY OR A THIRD PARTY, TO PURCHASE THE BOUGHT BACK MILLICOM SHARES FROM SUCH SUBSIDIARY OR THIRD PARTY. D) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO PAY FOR THE BOUGHT BACK MILLICOM SHARES USING EITHER DISTRIBUTABLE RESERVES OR FUNDS FROM ITS SHARE PREMIUM ACCOUNT. E) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO (I) TRANSFER ALL OR PART OF THE PURCHASED MILLICOM SHARES TO EMPLOYEES OF THE MILLICOM GROUP IN CONNECTION WITH ANY EXISTING OR FUTURE MILLICOM LONG-TERM INCENTIVE PLAN, AND/OR (II) USE THE PURCHASED SHARES AS CONSIDERATION FOR MERGER AND ACQUISITION PURPOSES, INCLUDING JOINT VENTURES AND THE BUY-OUT OF MINORITY INTERESTS IN MILLICOM SUBSIDIARIES, AS THE CASE MAY BE, IN ACCORDANCE WITH THE LIMITS SET OUT IN ARTICLES 49-2, 49-3, 49-4, 49-5 AND 49-6 OF THE 1915 LAW. F) TO FURTHER GRANT ALL POWERS TO THE BOARD OF DIRECTORS WITH THE OPTION OF SUB-DELEGATION TO IMPLEMENT THE ABOVE AUTHORIZATION, CONCLUDE ALL AGREEMENTS, CARRY OUT ALL FORMALITIES AND MAKE ALL DECLARATIONS WITH REGARD TO ALL AUTHORITIES AND, GENERALLY, DO ALL THAT IS NECESSARY FOR THE EXECUTION OF ANY DECISIONS MADE IN CONNECTION WITH THIS AUTHORIZATION | ||||||||||
22 | APPROVAL OF THE GUIDELINES FOR REMUNERATION TO SENIOR MANAGEMENT | Management | For | For | ||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | ||||||||||
Security | L6388F128 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-May-2014 | ||||||||
ISIN | SE0001174970 | Agenda | 705265747 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330903 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTIONS "1 AND 3". ALL VOTES RECEIVED ON THE PREVIOUS M-EETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOT-ICE. THANK YOU. | Non-Voting | ||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE EGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | ||||||
2 | RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ARTICLE 5 OF MILLICOM'S ARTICLES OF ASSOCIATION TO ISSUE NEW SHARES UP TO A SHARE CAPITAL OF USD 199,999,800 DIVIDED INTO 133,333,200 SHARES WITH A PAR VALUE OF USD 1.50 PER SHARE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF PUBLICATION OF THE NOTARIAL DEED DOCUMENTING THE AUTHORIZATION | Management | For | For | ||||||
3 | TO RECEIVE THE SPECIAL REPORT OF THE BOARD OF DIRECTORS OF MILLICOM ISSUED IN-ACCORDANCE WITH ARTICLE 32- 3 (5) OF THE LAW OF 10 AUGUST 1915, AS AMENDED, INT-ER ALIA ON THE REASONS WHY THE BOARD OF DIRECTORS SHALL BE AUTHORIZED (UNDER T-HE LIMITS SET OUT | Non-Voting | ||||||||
HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION-RIGHT OF THE SHAREHOLDERS WHEN ISSUING NEW SHARES UNDER THE AUTHORIZED CAPITAL- AND TO APPROVE THE GRANTING TO THE BOARD OF DIRECTORS OF THE POWER (LIMITED A-S SET OUT HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF-THE SHAREHOLDERS WHEN DOING SO. THE POWER OF THE BOARD OF DIRECTORS TO REMOVE-OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF THE SHAREHOLDERS WHEN ISSUING-NEW SHARES UNDER THE AUTHORIZED CAPITAL SHALL BE CAPPED TO A MAXIMUM OF NEW S-HARES REPRESENTING 20% OF THE THEN OUTSTANDING SHARES (INCLUDING SHARES HELD I-N TREASURY BY THE COMPANY ITSELF) | ||||||||||
4 | TO CHANGE THE DATE AT WHICH THE COMPANY'S ANNUAL GENERAL MEETING SHALL BE HELD TO 15 MAY EACH YEAR AND TO AMEND ARTICLE 19 OF THE COMPANY'S ARTICLES ACCORDINGLY | Management | For | For | ||||||
ORANGE | ||||||||||
Security | 684060106 | Meeting Type | Annual | |||||||
Ticker Symbol | ORAN | Meeting Date | 27-May-2014 | |||||||
ISIN | US6840601065 | Agenda | 934009348 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O1 | APPROVAL OF THE NON-CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | ||||||
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | ||||||
O3 | ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||
O4 | AGREEMENT REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE - COMPENSATION OF MR. BERNARD DUFAU | Management | For | For | ||||||
O5 | RENEWAL OF THE TERM OF OFFICE OF MR. STEPHANE RICHARD | Management | For | For | ||||||
O6 | ELECTION OF MR. PATRICE BRUNET AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS | Management | For | For | ||||||
O7 | ELECTION OF MR. JEAN-LUC BURGAIN AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS | Management | For | For | ||||||
O8 | ATTENDANCE FEES PAID TO THE BOARD OF DIRECTORS | Management | For | For | ||||||
O9 | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 TO STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||
O10 | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 TO GERVAIS PELLISSIER, CHIEF EXECUTIVE OFFICER DELEGATE | Management | For | For | ||||||
O11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE COMPANY | Management | For | For | ||||||
E12 | AMENDMENT TO POINT 1 OF ARTICLE 15 OF THE BYLAWS, BOARD MEETINGS | Management | For | For | ||||||
E13 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | For | For | ||||||
E14 | POWERS FOR FORMALITIES | Management | For | For | ||||||
FIRST PACIFIC CO LTD | ||||||||||
Security | G34804107 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-May-2014 | ||||||||
ISIN | BMG348041077 | Agenda | 705220197 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0425/LTN20140425586.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0425/LTN20140425614.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
2 | TO DECLARE A FINAL CASH DIVIDEND OF HK13.00 CENTS (US1.67 CENTS) PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
3 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OR THE AUDIT COMMITTEE TO FIX THEIR REMUNERATION | Management | For | For | ||||||
4.i | TO RE-ELECT MR. ROBERT C. NICHOLSON AS THE EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED TERM OF APPROXIMATELY THREE YEARS, COMMENCING ON THE DATE OF THE AGM AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN THE THIRD YEAR FOLLOWING THE YEAR OF HIS RE-ELECTION (BEING 2017) ("A FIXED 3-YEAR TERM") | Management | For | For | ||||||
4.ii | TO RE-ELECT MR. BENNY S. SANTOSO AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED 3-YEAR TERM | Management | For | For | ||||||
4.iii | TO RE-ELECT MR. GRAHAM L. PICKLES AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED 3-YEAR TERM | Management | For | For | ||||||
4.iv | TO RE-ELECT MR. NAPOLEON L. NAZARENO AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED 3-YEAR TERM | Management | For | For | ||||||
4.v | TO RE-ELECT MR. TEDY DJUHAR AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED TERM OF APPROXIMATELY ONE YEAR, COMMENCING ON THE DATE OF THE AGM AND EXPIRING AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN THE YEAR FOLLOWING THE YEAR OF HIS RE-ELECTION (BEING 2015) | Management | For | For | ||||||
5 | TO AUTHORISE THE BOARD OR THE REMUNERATION COMMITTEE TO FIX THE REMUNERATION OF THE EXECUTIVE DIRECTORS PURSUANT TO THE COMPANY'S BYE-LAWS AND TO FIX THE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS (INCLUDING THE INDEPENDENT NON- EXECUTIVE DIRECTORS) AT THE SUM OF USD 5,000 FOR EACH MEETING ATTENDED | Management | For | For | ||||||
6 | TO AUTHORISE THE BOARD TO APPOINT ADDITIONAL DIRECTORS AS AN ADDITION TO THE BOARD | Management | For | For | ||||||
7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE COMPANY'S ISSUED SHARE CAPITAL, AS DESCRIBED IN THE AGM NOTICE | Management | For | For | ||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO EXERCISE ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE COMPANY'S ISSUED SHARE CAPITAL, AS DESCRIBED IN THE AGM NOTICE | Management | For | For | ||||||
9 | TO APPROVE THE ADDITION OF THE AGGREGATE NOMINAL AMOUNT OF SHARES REPURCHASED PURSUANT TO RESOLUTION (8) ABOVE TO THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL WHICH MAY BE ALLOTTED AND ISSUED PURSUANT TO RESOLUTION (7) ABOVE | Management | For | For | ||||||
10 | TO APPROVE THE AMENDMENTS TO THE EXISTING BYE-LAWS OF THE COMPANY AND TO ADOPT THE CONSOLIDATED BYE-LAWS IN THE FORM OF THE DOCUMENT MARKED "A" AND PRODUCED TO THE AGM AS THE NEW BYE-LAWS OF THE COMPANY | Management | Abstain | Against | ||||||
TELEKOM AUSTRIA AG, WIEN | ||||||||||
Security | A8502A102 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-May-2014 | ||||||||
ISIN | AT0000720008 | Agenda | 705235275 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | ||||||||
2 | ALLOCATION OF NET PROFITS | Management | No Action | |||||||
3 | DISCHARGE OF BOD | Management | No Action | |||||||
4 | DISCHARGE OF SUPERVISORY BOARD | Management | No Action | |||||||
5 | REMUNERATION FOR SUPERVISORY BOARD | Management | No Action | |||||||
6 | ELECTION OF EXTERNAL AUDITOR | Management | No Action | |||||||
7 | REPORT OF BOD ON OWN SHS | Non-Voting | ||||||||
8 | AMENDMENT OF ARTICLES: PAR 11 (1,6) | Management | No Action | |||||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-TO 16 MAY 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
AXIATA GROUP BHD | ||||||||||
Security | Y0488A101 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-May-2014 | ||||||||
ISIN | MYL6888OO001 | Agenda | 705260975 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE AUDITORS THEREON | Management | For | For | ||||||
2 | TO DECLARE A FINAL TAX EXEMPT DIVIDEND UNDER SINGLE TIER SYSTEM OF 14 SEN PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
3 | TO RE-ELECT DATUK AZZAT KAMALUDIN WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 93 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REELECTION | Management | For | For | ||||||
4 | TO RE-ELECT JUAN VILLALONGA NAVARRO WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 93 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REELECTION | Management | For | For | ||||||
5 | TO RE-ELECT KENNETH SHEN WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 93 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION | Management | For | For | ||||||
6 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF RM30,000.00 PER MONTH FOR THE NON-EXECUTIVE CHAIRMAN (NEC) AND RM20,000.00 PER MONTH FOR EACH NON- EXECUTIVE DIRECTOR (NED) WITH EFFECT FROM THE 22ND ANNUAL GENERAL MEETING (22ND AGM) UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||
7 | TO DETERMINE AND APPROVE THE PAYMENT OF THE FOLLOWING DIRECTORS' FEES WITH EFFECT FROM THE 22ND AGM UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY: I) DIRECTORS' FEES OF RM4,000.00 PER MONTH TO THE NEC AND RM2,000.00 PER MONTH TO EACH OF THE NEDS WHO ARE MEMBERS OF THE BOARD AUDIT COMMITTEE; II) DIRECTORS' FEES OF RM1,200.00 PER MONTH TO THE NEC AND RM800.00 PER MONTH TO EACH OF THE NEDS WHO ARE MEMBERS OF THE BOARD NOMINATION COMMITTEE; AND III) DIRECTORS' FEES OF RM1,200.00 PER MONTH TO THE NEC AND RM800.00 PER MONTH TO EACH OF THE NEDS WHO ARE MEMBERS OF THE BOARD REMUNERATION COMMITTEE; (EACH OF THE FOREGOING PAYMENTS BEING EXCLUSIVE OF THE OTHERS) | Management | For | For | ||||||
8 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS HAVING CONSENTED TO ACT AS THE AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2014 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
9 | PROPOSED SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | Management | For | For | ||||||
10 | AUTHORITY UNDER SECTION 132D OF THE COMPANIES ACT, 1965 FOR DIRECTORS TO ALLOT AND ISSUE SHARES IN THE COMPANY | Management | For | For | ||||||
11 | PROPOSED DIVIDEND REINVESTMENT SCHEME THAT PROVIDES THE SHAREHOLDERS OF AXIATA ("SHAREHOLDERS") WITH THE OPTION TO ELECT TO REINVEST THEIR CASH DIVIDEND ENTITLEMENTS IN NEW ORDINARY SHARES OF RM1.00 EACH IN AXIATA ("AXIATA SHARES") ("PROPOSED DRS") | Management | For | For | ||||||
12 | PROPOSED EXTENSION OF THE DURATION OF AXIATA'S PERFORMANCE BASED SHARE OPTION AND SHARE SCHEME ("AXIATA SHARE SCHEME") | Management | For | For | ||||||
CENTURYLINK, INC. | ||||||||||
Security | 156700106 | Meeting Type | Annual | |||||||
Ticker Symbol | CTL | Meeting Date | 28-May-2014 | |||||||
ISIN | US1567001060 | Agenda | 933986068 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | VIRGINIA BOULET | For | For | |||||||
2 | PETER C. BROWN | For | For | |||||||
3 | RICHARD A. GEPHARDT | For | For | |||||||
4 | W. BRUCE HANKS | For | For | |||||||
5 | GREGORY J. MCCRAY | For | For | |||||||
6 | C.G. MELVILLE, JR. | For | For | |||||||
7 | FRED R. NICHOLS | For | For | |||||||
8 | WILLIAM A. OWENS | For | For | |||||||
9 | HARVEY P. PERRY | For | For | |||||||
10 | GLEN F. POST, III | For | For | |||||||
11 | MICHAEL J. ROBERTS | For | For | |||||||
12 | LAURIE A. SIEGEL | For | For | |||||||
13 | JOSEPH R. ZIMMEL | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||||
3. | RATIFY A PROXY ACCESS BYLAW AMENDMENT. | Management | For | For | ||||||
4. | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
5. | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For | ||||||
GOGO INC. | ||||||||||
Security | 38046C109 | Meeting Type | Annual | |||||||
Ticker Symbol | GOGO | Meeting Date | 29-May-2014 | |||||||
ISIN | US38046C1099 | Agenda | 933980511 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | MICHAEL J. SMALL | For | For | |||||||
2 | OAKLEIGH THORNE | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
NEW ULM TELECOM INC | ||||||||||
Security | 649060100 | Meeting Type | Annual | |||||||
Ticker Symbol | NULM | Meeting Date | 29-May-2014 | |||||||
ISIN | US6490601001 | Agenda | 933986056 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DUANE D. LAMBRECHT | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: COLLEEN R. SKILLINGS | Management | For | For | ||||||
2. | TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., LTD. AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
TELEFONICA, S.A. | ||||||||||
Security | 879382208 | Meeting Type | Annual | |||||||
Ticker Symbol | TEF | Meeting Date | 29-May-2014 | |||||||
ISIN | US8793822086 | Agenda | 934020087 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | EXAMINATION AND APPROVAL, IF APPLICABLE, OF INDIVIDUAL ANNUAL ACCOUNTS, CONSOLIDATED FINANCIAL STATEMENTS & MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL. | Management | For | |||||||
2. | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2014. | Management | For | |||||||
3. | SHAREHOLDER COMPENSATION BY MEANS OF A SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS AND CONDITION OF THE RESOLUTION, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL. | Management | For | |||||||
4. | DELEGATION TO DIRECTORS OF POWER TO ISSUE DEBENTURES, BONDS, NOTES & OTHER FIXED-INCOME SECURITIES AND HYBRID INSTRUMENTS, INCLUDING PREFERRED SHARES, BE THEY SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE, ALL AS MORE FULLY DESCRIBED IN THE MATERIAL | Management | For | |||||||
5. | AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES DIRECTLY OR THROUGH COMPANIES OF THE GROUP. | Management | For | |||||||
6. | APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. FOR THE EXECUTIVES OF THE TELEFONICA GROUP. | Management | For | |||||||
7. | APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP. | Management | For | |||||||
8. | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS. | Management | For | |||||||
9. | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS. | Management | For | |||||||
TELEFONICA SA, MADRID | ||||||||||
Security | 879382109 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-May-2014 | ||||||||
ISIN | ES0178430E18 | Agenda | 705237039 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
I | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED ANNUAL ACCOUNTS) AND THE MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS OF THE PROPOSED ALLOCATION OF THE PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2013 | Management | For | For | ||||||
II | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2014: ERNST YOUNG | Management | For | For | ||||||
III | SHAREHOLDER COMPENSATION BY MEANS OF A SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS AND CONDITIONS OF THE RESOLUTION, THROUGH THE ISSUANCE OF NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, WITH NO SHARE PREMIUM, OF THE SAME CLASS AND SERIES AS THOSE THAT ARE CURRENTLY OUTSTANDING, WITH A CHARGE TO RESERVES. OFFER TO PURCHASE FREE-OF-CHARGE ALLOTMENT RIGHTS AT A GUARANTEED PRICE. EXPRESS PROVISION FOR THE POSSIBILITY OF LESS THAN FULL ALLOTMENT. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY, IN TURN, DELEGATE SUCH POWERS TO THE EXECUTIVE COMMISSION, TO SET THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR THE IMPLEMENTATION THEREOF, TO AMEND THE TEXT OF SECTION 1 OF ARTICLE 5 OF THE BY-LAWS TO REFLECT THE NEW AMOUNT OF THE SHARE CAPITAL AND TO EXECUTE SUCH PUBLIC AND PRIVATE DOCUMENTS AS MAY BE NECESSARY FOR THE IMPLEMENTATION OF THE CAPITAL INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, BILBAO AND VALENCIA STOCK EXCHANGES THROUGH THE AUTOMATED QUOTATION SYSTEM (SISTEMA DE INTERCONEXION BURSATIL) (CONTINUOUS | Management | For | For | ||||||
MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF TELEFONICA, S.A. ARE LISTED (CURRENTLY LONDON AND BUENOS AIRES AND, THROUGH ADSS, NEW YORK AND LIMA) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | ||||||||||
IV | DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME SECURITIES AND HYBRID INSTRUMENTS, INCLUDING PREFERRED SHARES, BE THEY SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE, GRANTING THE BOARD, IN THE LAST CASE, THE POWER TO EXCLUDE THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS AND THE POWER TO GUARANTEE ISSUANCES BY COMPANIES OF THE GROUP | Management | Against | Against | ||||||
V | AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES DIRECTLY OR THROUGH COMPANIES OF THE GROUP | Management | For | For | ||||||
VI | APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. FOR THE EXECUTIVES OF THE TELEFONICA GROUP | Management | Abstain | Against | ||||||
VII | APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP | Management | For | For | ||||||
VIII | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||
IX | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS | Management | For | For | ||||||
INTERNAP NETWORK SERVICES CORPORATION | ||||||||||
Security | 45885A300 | Meeting Type | Annual | |||||||
Ticker Symbol | INAP | Meeting Date | 30-May-2014 | |||||||
ISIN | US45885A3005 | Agenda | 933987919 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | DANIEL C. STANZIONE | For | For | |||||||
2 | DEBORA J. WILSON | For | For | |||||||
2. | TO APPROVE THE INTERNAP NETWORK SERVICES CORPORATION 2014 STOCK INCENTIVE PLAN. | Management | Abstain | Against | ||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||||
EQUINIX, INC. | ||||||||||
Security | 29444U502 | Meeting Type | Annual | |||||||
Ticker Symbol | EQIX | Meeting Date | 04-Jun-2014 | |||||||
ISIN | US29444U5020 | Agenda | 934012232 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | THOMAS BARTLETT | For | For | |||||||
2 | GARY HROMADKO | For | For | |||||||
3 | SCOTT KRIENS | For | For | |||||||
4 | WILLIAM LUBY | For | For | |||||||
5 | IRVING LYONS, III | For | For | |||||||
6 | CHRISTOPHER PAISLEY | For | For | |||||||
7 | STEPHEN SMITH | For | For | |||||||
8 | PETER VAN CAMP | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3. | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | ||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO IMPOSE OWNERSHIP AND TRANSFER RESTRICTIONS IN CONNECTION WITH EQUINIX'S REAL ESTATE INVESTMENT TRUST ("REIT") CONVERSION PLAN. | Management | For | For | ||||||
5. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2004 EMPLOYEE STOCK PURCHASE PLAN ("ESPP") TO EXTEND ITS TERM AND REMOVE THE ANNUAL AUTOMATIC INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR PURCHASE UNDER ESPP. | Management | For | For | ||||||
G4S PLC, CRAWLEY | ||||||||||
Security | G39283109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | GB00B01FLG62 | Agenda | 705164604 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | ADOPTION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS AND AUDITOR | Management | For | For | ||||||
2 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||
3 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||
4 | APPROVAL OF THE LONG TERM INCENTIVE PLAN | Management | Abstain | Against | ||||||
5 | DECLARATION OF FINAL DIVIDEND: TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 OF 5.54P (DKK 0.4954) FOR EACH ORDINARY SHARE IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||
6 | ELECTION AS A DIRECTOR OF HIMANSHU RAJA | Management | For | For | ||||||
7 | RE-ELECTION AS A DIRECTOR OF ASHLEY ALMANZA | Management | For | For | ||||||
8 | RE-ELECTION AS A DIRECTOR OF JOHN CONNOLLY | Management | For | For | ||||||
9 | RE-ELECTION AS A DIRECTOR OF ADAM CROZIER | Management | For | For | ||||||
10 | RE-ELECTION AS A DIRECTOR OF MARK ELLIOTT | Management | For | For | ||||||
11 | RE-ELECTION AS A DIRECTOR OF WINNIE KIN WAH FOK | Management | For | For | ||||||
12 | RE-ELECTION AS A DIRECTOR OF GRAHAME GIBSON | Management | For | For | ||||||
13 | RE-ELECTION AS A DIRECTOR OF MARK SELIGMAN | Management | For | For | ||||||
14 | RE-ELECTION AS A DIRECTOR OF PAUL SPENCE | Management | For | For | ||||||
15 | RE-ELECTION AS A DIRECTOR OF CLARE SPOTTISWOODE | Management | For | For | ||||||
16 | RE-ELECTION AS A DIRECTOR OF TIM WELLER | Management | For | For | ||||||
17 | RE-APPOINTMENT OF KPMG AS AUDITOR | Management | For | For | ||||||
18 | AUTHORITY TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||
19 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||
20 | AUTHORITY TO DISAPPLY STATUTORY PRE- EMPTION RIGHTS | Management | Against | Against | ||||||
21 | AUTHORITY FOR PURCHASE OF OWN SHARES | Management | For | For | ||||||
22 | AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||
23 | ALLOW GENERAL MEETINGS (OTHER THAN AGMS) TO BE CALLED ON 14 DAYS' NOTICE | Management | For | For | ||||||
TIME DOTCOM BHD | ||||||||||
Security | Y8839J101 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | MYL5031OO009 | Agenda | 705275697 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND, WHO BEING ELIGIBLE, THEY HAVE OFFERED HIMSELF FOR RE- ELECTION:-RONNIE KOK LAI HUAT | Management | For | For | ||||||
2 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH ARTICLE 94 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND, WHO BEING ELIGIBLE, THEY HAVE OFFERED HIMSELF FOR RE- ELECTION:-AFZAL ABDUL RAHIM | Management | For | For | ||||||
3 | TO RE-ELECT GAN TE-SHEN, A DIRECTOR RETIRING IN ACCORDANCE WITH ARTICLE 99 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND, WHO BEING ELIGIBLE, HAS OFFERED HIMSELF FOR RE-ELECTION | Management | For | For | ||||||
4 | THAT ABDUL KADIR MD KASSIM WHO RETIRES IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||
5 | TO RE-APPOINT MESSRS KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
6 | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 | Management | For | For | ||||||
7 | PROPOSED INCREASE IN DIRECTORS' FEES | Management | For | For | ||||||
MEGAFON OJSC, MOSCOW | ||||||||||
Security | 58517T209 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US58517T2096 | Agenda | 705277425 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | APPROVAL OF INTERRELATED RELATED PARTY TRANSACTIONS: DEED OF UNDERTAKING BETWEEN MEGAFON OJSC AND GARSDALE SERVICES INVESTMENT LIMITED AND DEED OF AMENDMENT TO SHARE PURCHASE AGREEMENT FOR 100% SHARES OF MAXITEN CO LIMITED | Management | For | For | ||||||
STARZ | ||||||||||
Security | 85571Q102 | Meeting Type | Annual | |||||||
Ticker Symbol | STRZA | Meeting Date | 05-Jun-2014 | |||||||
ISIN | US85571Q1022 | Agenda | 933986210 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | CHRISTOPHER P. ALBRECHT | For | For | |||||||
2 | DANIEL E. SANCHEZ | For | For | |||||||
3 | ROBERT S. WIESENTHAL | For | For | |||||||
2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
T-MOBILE US, INC. | ||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||
Ticker Symbol | TMUS | Meeting Date | 05-Jun-2014 | |||||||
ISIN | US8725901040 | Agenda | 933993431 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | W. MICHAEL BARNES | For | For | |||||||
2 | THOMAS DANNENFELDT | For | For | |||||||
3 | SRIKANT M. DATAR | For | For | |||||||
4 | LAWRENCE H. GUFFEY | For | For | |||||||
5 | TIMOTHEUS HOTTGES | For | For | |||||||
6 | BRUNO JACOBFEUERBORN | For | For | |||||||
7 | RAPHAEL KUBLER | For | For | |||||||
8 | THORSTEN LANGHEIM | For | For | |||||||
9 | JOHN J. LEGERE | For | For | |||||||
10 | TERESA A. TAYLOR | For | For | |||||||
11 | KELVIN R. WESTBROOK | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
4. | STOCKHOLDER PROPOSAL RELATED TO HUMAN RIGHTS RISK ASSESSMENT. | Shareholder | Against | For | ||||||
TW TELECOM INC. | ||||||||||
Security | 87311L104 | Meeting Type | Annual | |||||||
Ticker Symbol | TWTC | Meeting Date | 05-Jun-2014 | |||||||
ISIN | US87311L1044 | Agenda | 934006633 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GREGORY J. ATTORRI | For | For | |||||||
2 | IRENE M. ESTEVES | For | For | |||||||
3 | SPENCER B. HAYS | For | For | |||||||
4 | LARISSA L. HERDA | For | For | |||||||
5 | KEVIN W. MOONEY | For | For | |||||||
6 | KIRBY G. PICKLE | For | For | |||||||
7 | ROSCOE C. YOUNG, II | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION FOR 2013. | Management | Abstain | Against | ||||||
04 | APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR OUR AMENDED AND RESTATED 2000 EMPLOYEE STOCK PLAN. | Management | For | For | ||||||
05 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY, AND AMEND THE BY-LAWS AS NECESSARY, TO REQUIRE THAT OUR CHAIRMAN BE AN INDEPENDENT MEMBER OF THE BOARD. | Shareholder | Against | For | ||||||
TIME WARNER CABLE INC | ||||||||||
Security | 88732J207 | Meeting Type | Annual | |||||||
Ticker Symbol | TWC | Meeting Date | 05-Jun-2014 | |||||||
ISIN | US88732J2078 | Agenda | 934011610 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: CAROLE BLACK | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. CASTRO | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: DAVID C. CHANG | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: PETER R. HAJE | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: DONNA A. JAMES | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: DON LOGAN | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: ROBERT D. MARCUS | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: WAYNE H. PACE | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Management | For | For | ||||||
1M. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | For | ||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | ||||||
4. | STOCKHOLDER PROPOSAL ON DISCLOSURE OF LOBBYING ACTIVITIES. | Shareholder | Against | For | ||||||
5. | STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL. | Shareholder | Against | For | ||||||
AMC NETWORKS INC | ||||||||||
Security | 00164V103 | Meeting Type | Annual | |||||||
Ticker Symbol | AMCX | Meeting Date | 10-Jun-2014 | |||||||
ISIN | US00164V1035 | Agenda | 934008233 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | NEIL M. ASHE | For | For | |||||||
2 | JONATHAN F. MILLER | For | For | |||||||
3 | ALAN D. SCHWARTZ | For | For | |||||||
4 | LEONARD TOW | For | For | |||||||
5 | CARL E. VOGEL | For | For | |||||||
6 | ROBERT C. WRIGHT | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014 | Management | For | For | ||||||
PHILIPPINE LONG DISTANCE TELEPHONE CO. | ||||||||||
Security | 718252604 | Meeting Type | Annual | |||||||
Ticker Symbol | PHI | Meeting Date | 10-Jun-2014 | |||||||
ISIN | US7182526043 | Agenda | 934023576 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 CONTAINED IN THE COMPANY'S 2013 ANNUAL REPORT. | Management | For | For | ||||||
2. | DIRECTOR | Management | ||||||||
1 | MR. A.V. PANGANIBAN | For | For | |||||||
2 | MR. PEDRO E. ROXAS | For | For | |||||||
3 | MR. ALFRED V. TY | For | For | |||||||
4 | MS. HELEN Y. DEE | For | For | |||||||
5 | ATTY. RAY C. ESPINOSA | For | For | |||||||
6 | MR. JAMES L. GO | For | For | |||||||
7 | MR. SETSUYA KIMURA | For | For | |||||||
8 | MR. N.L. NAZARENO | For | For | |||||||
9 | MR. M.V. PANGILINAN | For | For | |||||||
�� | 10 | MR. HIDEAKI OZAKI | For | For | ||||||
11 | MS. MA. L.C. RAUSA-CHAN | For | For | |||||||
12 | MR. JUAN B. SANTOS | For | For | |||||||
13 | MR. TONY TAN CAKTIONG | For | For | |||||||
3. | APPROVAL OF AMENDMENT TO THE THIRD ARTICLE OF THE ARTICLES OF INCORPORATION TO INDICATE THAT THE PLACE WHERE THE PRINCIPAL OFFICE OF THE COMPANY IS TO BE ESTABLISHED OR LOCATED IS AT RAMON COJUANGCO BUILDING, MAKATI AVENUE, MAKATI CITY. | Management | For | For | ||||||
TIME WARNER INC. | ||||||||||
Security | 887317303 | Meeting Type | Annual | |||||||
Ticker Symbol | TWX | Meeting Date | 13-Jun-2014 | |||||||
ISIN | US8873173038 | Agenda | 933995891 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | For | ||||||
1J. | ELECTION OF DIRECTOR: KENNETH J. NOVACK | Management | For | For | ||||||
1K. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | For | For | ||||||
1L. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | ||||||
4. | SHAREHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | Against | For | ||||||
ATLANTIC TELE-NETWORK, INC. | ||||||||||
Security | 049079205 | Meeting Type | Annual | |||||||
Ticker Symbol | ATNI | Meeting Date | 17-Jun-2014 | |||||||
ISIN | US0490792050 | Agenda | 933999306 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | MARTIN L. BUDD | For | For | |||||||
2 | MICHAEL T. FLYNN | For | For | |||||||
3 | LIANE J. PELLETIER | For | For | |||||||
4 | CORNELIUS B. PRIOR, JR. | For | For | |||||||
5 | MICHAEL T. PRIOR | For | For | |||||||
6 | CHARLES J. ROESSLEIN | For | For | |||||||
2. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||||
KDDI CORPORATION | ||||||||||
Security | J31843105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 18-Jun-2014 | ||||||||
ISIN | JP3496400007 | Agenda | 705324072 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
2.9 | Appoint a Director | Management | For | For | ||||||
2.10 | Appoint a Director | Management | For | For | ||||||
2.11 | Appoint a Director | Management | For | For | ||||||
2.12 | Appoint a Director | Management | For | For | ||||||
2.13 | Appoint a Director | Management | For | For | ||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||
4 | Amend the Compensation to be received by Directors | Management | For | For | ||||||
ASIA SATELLITE TELECOMMUNICATIONS HOLDINGS LTD | ||||||||||
Security | G0534R108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | BMG0534R1088 | Agenda | 705285155 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0513/LTN20140513296.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0513/LTN20140513284.pdf | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||
1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2013 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.80 PER SHARE AND A SPECIAL DIVIDEND OF HKD 1.50 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||
3.a | TO RE-ELECT MR. JOHN F. CONNELLY AS A DIRECTOR | Management | For | For | ||||||
3.b | TO RE-ELECT MR. PETER JACKSON AS A DIRECTOR | Management | For | For | ||||||
3.c | TO RE-ELECT MS. NANCY KU AS A DIRECTOR | Management | For | For | ||||||
3.d | TO RE-ELECT MR. WILLIAM WADE AS A DIRECTOR | Management | For | For | ||||||
3.e | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2014 | Management | For | For | ||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DISPOSE OF NEW SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||
7 | TO EXTEND, CONDITIONAL UPON THE PASSING OF RESOLUTIONS (5) AND (6), THE GENERAL MANDATE TO ALLOT, ISSUE AND DISPOSE OF NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | For | For | ||||||
NTT DOCOMO,INC. | ||||||||||
Security | J59399121 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | JP3165650007 | Agenda | 705328258 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
2.9 | Appoint a Director | Management | For | For | ||||||
2.10 | Appoint a Director | Management | For | For | ||||||
2.11 | Appoint a Director | Management | For | For | ||||||
2.12 | Appoint a Director | Management | For | For | ||||||
2.13 | Appoint a Director | Management | For | For | ||||||
2.14 | Appoint a Director | Management | For | For | ||||||
2.15 | Appoint a Director | Management | For | For | ||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
ZON OPTIMUS SGPS S.A., LISBOA | ||||||||||
Security | X9819B101 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 20-Jun-2014 | ||||||||
ISIN | PTZON0AM0006 | Agenda | 705323575 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||
1 | TO RESOLVE ON THE AMENDMENT OF ARTICLE 1 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | No Action | |||||||
CMMT | 28 MAY 2014: PLEASE NOTE THAT SHAREHOLDERS MAY ONLY ATTEND IN THE SHAREHOLDERS-MEETING IF THEY HOLD VOTING RIGHTS OF A MINIMUM OF 100 SHARES WHICH CORRESPON-D TO ONE VOTING RIGHT. THANK YOU. | Non-Voting | ||||||||
CMMT | 28 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL- COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
SKY PERFECT JSAT HOLDINGS INC. | ||||||||||
Security | J75606103 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 20-Jun-2014 | ||||||||
ISIN | JP3396350005 | Agenda | 705358415 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1.1 | Appoint a Director | Management | For | For | ||||||
1.2 | Appoint a Director | Management | For | For | ||||||
1.3 | Appoint a Director | Management | For | For | ||||||
1.4 | Appoint a Director | Management | For | For | ||||||
1.5 | Appoint a Director | Management | For | For | ||||||
1.6 | Appoint a Director | Management | For | For | ||||||
1.7 | Appoint a Director | Management | For | For | ||||||
1.8 | Appoint a Director | Management | For | For | ||||||
1.9 | Appoint a Director | Management | For | For | ||||||
2 | Appoint a Corporate Auditor | Management | For | For | ||||||
GENERAL COMMUNICATION, INC. | ||||||||||
Security | 369385109 | Meeting Type | Annual | |||||||
Ticker Symbol | GNCMA | Meeting Date | 23-Jun-2014 | |||||||
ISIN | US3693851095 | Agenda | 934013652 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1) | DIRECTOR | Management | ||||||||
1 | BRIDGET L. BAKER | For | For | |||||||
2 | JERRY A. EDGERTON | For | For | |||||||
3 | MARK W. KROLOFF | For | For | |||||||
2) | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
3) | TO APPROVE, AS AN ADVISORY VOTE ONLY, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S MANAGEMENT PROXY STATEMENT FOR THE ANNUAL MEETING. | Management | Abstain | Against | ||||||
VIVENDI SA, PARIS | ||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | ||||||||
ISIN | FR0000127771 | Agenda | 705255405 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||
CMMT | 30 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVA-ILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0505/201405051401- 583.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RE-SOLUTION O.7 AND RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.f- r//pdf/2014/0530/201405301402624.pdf.IF YOU HAVE ALREADY SENT IN YOUR VOTES, P- LEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||
O.1 | APPROVAL OF THE REPORTS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | ||||||
O.2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | ||||||
O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||
O.4 | ALLOCATION OF INCOME FOR THE 2013 FINANCIAL YEAR, DISTRIBUTION OF THE DIVIDEND AT EUR 1 PER SHARE BY ALLOCATING SHARE PREMIUMS, AND SETTING THE PAYMENT DATE | Management | For | For | ||||||
O.5 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS DUBOS, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | ||||||
O.6 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. PHILIPPE CAPRON, EXECUTIVE BOARD MEMBER (UNTIL DECEMBER 31ST, 2013) FOR THE 2013 FINANCIAL YEAR | Management | For | For | ||||||
O.7 | RENEWAL OF TERM OF MRS. ALIZA JABES AS SUPERVISORY BOARD MEMBER | Management | For | For | ||||||
O.8 | RENEWAL OF TERM OF MR. DANIEL CAMUS AS SUPERVISORY BOARD MEMBER | Management | For | For | ||||||
O.9 | APPOINTMENT OF MRS. KATIE JACOBS STANTON AS SUPERVISORY BOARD MEMBER | Management | For | For | ||||||
O.10 | APPOINTMENT OF MRS. VIRGINIE MORGON AS SUPERVISORY BOARD MEMBER | Management | For | For | ||||||
O.11 | APPOINTMENT OF MR. PHILIPPE BENACIN AS SUPERVISORY BOARD MEMBER | Management | For | For | ||||||
O.12 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||
E.13 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO REDUCE SHARE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | ||||||
E.14 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO CARRY OUT THE ALLOTMENT OF FREE SHARES EXISTING OR TO BE ISSUED, CONDITIONAL OR NOT, TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES AND CORPORATE OFFICERS WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF ALLOTMENT OF NEW SHARES | Management | For | For | ||||||
E.15 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES AND RETIRED EMPLOYEES WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E.16 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF FOREIGN SUBSIDIARIES OF VIVENDI WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN AND TO IMPLEMENT ANY SIMILAR PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E.17 | ESTABLISHING THE TERMS AND CONDITIONS FOR APPOINTING SUPERVISORY BOARD MEMBERS REPRESENTING EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF ACT OF JUNE 14TH, 2013 RELATING TO EMPLOYMENT SECURITY AND CONSEQUENTIAL AMENDMENT TO ARTICLE 8 OF THE BYLAWS " SUPERVISORY BOARD MEMBERS ELECTED BY EMPLOYEES | Management | For | For | ||||||
E.18 | POWERS TO CARRY OUT ALL FORMALITIES | Management | For | For | ||||||
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT | ||||||||||
Security | X3258B102 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | ||||||||
ISIN | GRS260333000 | Agenda | 705371069 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-"A" REPETITIVE MEETING ON 08 JUL 2014 AND A "B" REPETITIVE MEETING ON 21 JUL-2014. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND-CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WILL-NEED TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU. | Non-Voting | ||||||||
1. | SUBMISSION FOR APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF OTE S.A. (BOTH SEPARATE AND CONSOLIDATED) OF THE FISCAL YEAR 2013 (1/1/2013- 31/12/2013), WITH THE RELEVANT BOARD OF DIRECTORS' AND CERTIFIED AUDITORS' REPORTS / PROPOSAL FOR NON- DISTRIBUTION OF DIVIDEND FOR THE FISCAL YEAR 2013 | Management | For | For | ||||||
2. | EXONERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CERTIFIED AUDITORS OF ANY LIABILITY, FOR THE FISCAL YEAR 2013, PURSUANT TO ARTICLE 35 OF C.L.2190/1920 | Management | For | For | ||||||
3. | APPROVAL OF THE REMUNERATION, COMPENSATION AND EXPENSES OF THE MEMBERS OF THE BOARD OF DIRECTORS AND ITS COMMITTEES FOR THE FISCAL YEAR 2013 AND DETERMINATION OF THEM FOR THE FISCAL YEAR 2014 | Management | For | For | ||||||
4. | APPOINTMENT OF AN AUDIT FIRM FOR THE STATUTORY AUDIT OF THE FINANCIAL STATEMENTS OF OTE S.A. (BOTH SEPARATE AND CONSOLIDATED), IN ACCORDANCE WITH THE INTERNATIONAL FINANCIAL REPORTING STANDARDS, FOR THE FISCAL YEAR 2014 | Management | For | For | ||||||
5. | APPROVAL OF THE INSURANCE COVERAGE OF DIRECTORS & OFFICERS OF OTE S.A. AND ITS AFFILIATED COMPANIES, IN THE CONTEXT OF ARTICLE 42E PAR.5 OF C.L. 2190/1920, AGAINST LIABILITIES INCURRED IN THE EXERCISE OF THEIR COMPETENCES, DUTIES AND FUNCTIONS AND GRANT OF AUTHORIZATION TO SIGN THE RELEVANT CONTRACT | Management | For | For | ||||||
6. | MISCELLANEOUS ANNOUNCEMENTS | Management | For | For | ||||||
MOBILE TELESYSTEMS OJSC | ||||||||||
Security | 607409109 | Meeting Type | Annual | |||||||
Ticker Symbol | MBT | Meeting Date | 24-Jun-2014 | |||||||
ISIN | US6074091090 | Agenda | 934041815 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | PROCEDURE FOR CONDUCTING THE ANNUAL GENERAL SHAREHOLDERS MEETING. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING | Management | For | For | ||||||
2. | APPROVAL OF MTS OJSC ANNUAL REPORT; MTS OJSC ANNUAL FINANCIAL STATEMENTS, INCLUDING MTS OJSC PROFIT & LOSS STATEMENT; DISTRIBUTION OF PROFITS AND LOSSES OF MTS OJSC BASED ON 2013FY RESULTS (INCLUDING PAYMENT OF DIVIDENDS). | Management | For | For | ||||||
3. | DIRECTOR | Management | ||||||||
1 | ANTON ABUGOV | For | For | |||||||
2 | ALEXANDER GORBUNOV | For | For | |||||||
3 | SERGEY DROZDOV | For | For | |||||||
4 | ANDREY DUBOVSKOV | For | For | |||||||
5 | RON SOMMER | For | For | |||||||
6 | MICHEL COMBES | For | For | |||||||
7 | STANLEY MILLER | For | For | |||||||
8 | VSEVOLOD ROZANOV | For | For | |||||||
9 | THOMAS HOLTROP | For | For | |||||||
4A. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: IRINA BORISENKOVA | Management | For | For | ||||||
4B. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: NATALIA DEMESHKINA | Management | For | For | ||||||
4C. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: MAXIM MAMONOV | Management | For | For | ||||||
4D. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: ANDREY TVERDOHLEB | Management | For | For | ||||||
5. | APPROVAL OF MTS OJSC AUDITOR | Management | For | For | ||||||
6. | ON REORGANIZATION OF MTS OJSC IN THE FORM OF CONSOLIDATION THEREWITH OF ELF CJSC, PILOT CJSC, TVK AND K FIRM CJSC, ZHELGORTELECOM CJSC, INTERCOM CJSC, TRK TVT OJSC, CASCADE-TV CJSC, KUZNETSKTELEMOST CJSC, SISTEMA TELECOM CJSC, TZ CJSC. | Management | For | For | ||||||
7. | ON INTRODUCTION OF ALTERATIONS AND AMENDMENTS TO THE CHARTER OF MTS OJSC. | Management | For | For | ||||||
FURUKAWA ELECTRIC CO.,LTD. | ||||||||||
Security | J16464117 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | ||||||||
ISIN | JP3827200001 | Agenda | 705343604 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2 | Amend Articles to: Increase the Board of Corporate Auditors Size to 6 | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
3.11 | Appoint a Director | Management | For | For | ||||||
3.12 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Amend the Compensation to be received by Corporate Auditors | Management | For | For | ||||||
6 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||
YAHOO! INC. | ||||||||||
Security | 984332106 | Meeting Type | Annual | |||||||
Ticker Symbol | YHOO | Meeting Date | 25-Jun-2014 | |||||||
ISIN | US9843321061 | Agenda | 934015365 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A. | ELECTION OF DIRECTOR: DAVID FILO | Management | For | For | ||||||
1B. | ELECTION OF DIRECTOR: SUSAN M. JAMES | Management | For | For | ||||||
1C. | ELECTION OF DIRECTOR: MAX R. LEVCHIN | Management | For | For | ||||||
1D. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | ||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | Management | For | For | ||||||
1F. | ELECTION OF DIRECTOR: CHARLES R. SCHWAB | Management | For | For | ||||||
1G. | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | ||||||
1H. | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | Management | For | For | ||||||
1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
3. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN. | Management | For | For | ||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
5. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S BYLAWS TO PROVIDE SHAREHOLDERS WITH THE RIGHT TO CALL SPECIAL MEETINGS. | Management | For | For | ||||||
6. | SHAREHOLDER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||
7. | SHAREHOLDER PROPOSAL REGARDING LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||
8. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION DISCLOSURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | ||||||||||
Security | J59396101 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | ||||||||
ISIN | JP3735400008 | Agenda | 705343274 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
2.9 | Appoint a Director | Management | For | For | ||||||
2.10 | Appoint a Director | Management | For | For | ||||||
2.11 | Appoint a Director | Management | For | For | ||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
GUSBOURNE PLC, LONDON | ||||||||||
Security | G4287K104 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | ||||||||
ISIN | GB00B8TS4M09 | Agenda | 705356207 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS | Management | For | For | ||||||
2 | TO RE-APPOINT BDO LLP AS AUDITORS | Management | For | For | ||||||
3 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS' REMUNERATION | Management | For | For | ||||||
4 | TO RE-APPOINT BEN WALGATE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||
5 | TO RE-APPOINT ANDREW WEEBER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||
6 | TO RE-APPOINT PAUL BENTHAM AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||
7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 551 COMPANIES ACT 2006 | Management | For | For | ||||||
8 | TO DISAPPLY SECTION 561 COMPANIES ACT 2006 | Management | Against | Against | ||||||
9 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||
CMMT | 05 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGA-IN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
LIBERTY GLOBAL PLC. | ||||||||||
Security | G5480U104 | Meeting Type | Annual | |||||||
Ticker Symbol | LBTYA | Meeting Date | 26-Jun-2014 | |||||||
ISIN | GB00B8W67662 | Agenda | 934017155 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | ||||||
2. | TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | ||||||
3. | TO ELECT J.C. SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | ||||||
4. | TO ELECT J. DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | ||||||
5. | TO APPROVE THE DIRECTORS' COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For | ||||||
6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. | Management | Abstain | Against | ||||||
7. | THE OPTION OF ONCE EVERY ONE YEAR, TWO YEARS, OR THREE YEARS THAT RECEIVES A MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR THIS RESOLUTION WILL BE DETERMINED TO BE THE FREQUENCY FOR THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION'S COMPENSATION DISCLOSURE RULES. | Management | Abstain | Against | ||||||
8. | TO APPROVE, ON AN ADVISORY BASIS, THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2013, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For | ||||||
9. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||
10. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). | Management | For | For | ||||||
11. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION. | Management | For | For | ||||||
NIPPON TELEGRAPH & TELEPHONE CORPORATION | ||||||||||
Security | 654624105 | Meeting Type | Annual | |||||||
Ticker Symbol | NTT | Meeting Date | 26-Jun-2014 | |||||||
ISIN | US6546241059 | Agenda | 934043996 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | APPROPRIATION OF EARNED SURPLUS: I) MATTERS RELATING TO YEAR-END DIVIDENDS: 90 JPY PER SHARE OF COMMON STOCK; II) MATTERS RELATING TO OTHER APPROPRIATION OF EARNED SURPLUS: VALUE OF INCREASE IN ITEMS UNDER EARNED SURPLUS. ACCUMULATED EARNED SURPLUS: 531 BILLION YEN; VALUE OF DECREASE IN ITEMS UNDER EARNED SURPLUS OTHER RESERVES: 531 BILLION YEN. | Management | For | For | ||||||
2A. | ELECTION OF BOARD MEMBER: SATOSHI MIURA (CURRENT POSITION: CHAIRMAN OF THE BOARD OF THE COMPANY) | Management | For | For | ||||||
2B. | ELECTION OF BOARD MEMBER: HIROO UNOURA (CURRENT POSITION: REPRESENTATIVE MEMBER OF THE BOARD AND PRESIDENT AND CHIEF EXECUTIVE OFFICER OF THE COMPANY) | Management | For | For | ||||||
2C. | ELECTION OF BOARD MEMBER: HIROMICHI SHINOHARA (CURRENT POSITION: MEMBER OF THE BOARD AND EXECUTIVE VICE PRESIDENT OF THE COMPANY) | Management | For | For | ||||||
2D. | ELECTION OF BOARD MEMBER: JUN SAWADA (CANDIDATE TO BE APPOINTED) | Management | For | For | ||||||
2E. | ELECTION OF BOARD MEMBER: MITSUYOSHI KOBAYASHI (CURRENT POSITION: MEMBER OF THE BOARD OF THE COMPANY) | Management | For | For | ||||||
2F. | ELECTION OF BOARD MEMBER: AKIRA SHIMADA (CURRENT POSITION: MEMBER OF THE BOARD OF THE COMPANY) | Management | For | For | ||||||
2G. | ELECTION OF BOARD MEMBER: HIROSHI TSUJIGAMI (CURRENT POSITION: MEMBER OF THE BOARD OF THE COMPANY) | Management | For | For | ||||||
2H. | ELECTION OF BOARD MEMBER: TSUNEHISA OKUNO (CURRENT POSITION: MEMBER OF THE BOARD OF THE COMPANY) | Management | For | For | ||||||
2I. | ELECTION OF BOARD MEMBER: HIROKI KURIYAMA (CANDIDATE TO BE APPOINTED) | Management | For | For | ||||||
2J. | ELECTION OF BOARD MEMBER: KATSUHIKO SHIRAI (CURRENT POSITION: MEMBER OF THE BOARD OF THE COMPANY) | Management | For | For | ||||||
2K. | ELECTION OF BOARD MEMBER: SADAYUKI SAKAKIBARA (CURRENT POSITION: MEMBER OF THE BOARD OF THE COMPANY) | Management | For | For | ||||||
3A. | ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: AKIKO IDE (CANDIDATE TO BE APPOINTED) | Management | For | For | ||||||
3B. | ELECTION OF AUDIT & SUPERVISORY BOARD MEMBER: TAKASHI IIDA (CANDIDATE TO BE APPOINTED) | Management | For | For | ||||||
TOKYO BROADCASTING SYSTEM HOLDINGS,INC. | ||||||||||
Security | J86656105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | ||||||||
ISIN | JP3588600001 | Agenda | 705389319 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
2.9 | Appoint a Director | Management | For | For | ||||||
2.10 | Appoint a Director | Management | For | For | ||||||
2.11 | Appoint a Director | Management | For | For | ||||||
2.12 | Appoint a Director | Management | For | For | ||||||
2.13 | Appoint a Director | Management | For | For | ||||||
2.14 | Appoint a Director | Management | For | For | ||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||
5 | Amend the Compensation to be Received by Corporate Officers | Management | For | For | ||||||
JSFC SISTEMA JSC, MOSCOW | ||||||||||
Security | 48122U204 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Jun-2014 | ||||||||
ISIN | US48122U2042 | Agenda | 705405024 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | TO APPROVE THE MEETING PROCEDURES | Management | For | For | ||||||
2 | TO APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTING REPORTS, INCLUDING THE PROFIT AND LOSS (FINANCIAL) ACCOUNTS OF THE COMPANY FOR 2013 | Management | For | For | ||||||
3 | 1. ALLOCATE RUB 19,879,000,000.00 (NINETEEN BILLION EIGHT HUNDRED SEVENTY NINE MILLION) AS DIVIDEND, AND NOT DISTRIBUTE THE PART OF RETAINED EARNINGS REMAINING AFTER THE DIVIDEND PAYOUT. 2. PAY DIVIDENDS IN THE AMOUNT OF RUB 2.06 (TWO AND SIX HUNDREDTHS) PER ORDINARY SHARE OF THE COMPANY IN A NON-CASH FORM BY MEANS OF REMITTING THE RESPECTIVE AMOUNT TO THE SETTLEMENT (BANK) ACCOUNTS SPECIFIED BY THE COMPANY'S SHAREHOLDERS. 3. DETERMINE THE DATE OF CLOSING THE LIST OF SHAREHOLDERS TO RECEIVE DIVIDENDS AS 17 JULY 2014. 4. SET THE DEADLINE FOR PAYING THE ANNOUNCED DIVIDENDS: NO LATER THAN 10 BUSINESS DAYS FROM THE DATE WHEN THE LIST OF SHAREHOLDERS TO RECEIVE DIVIDENDS IS CLOSED | Management | For | For | ||||||
4.1 | ELECT THE REVISION COMMISSION WITH MEMBER AS FOLLOWS: ALEXEY GURYEV | Management | For | For | ||||||
4.2 | ELECT THE REVISION COMMISSION WITH MEMBER AS FOLLOWS: NATALIA DEMESHKINA | Management | For | For | ||||||
4.3 | ELECT THE REVISION COMMISSION WITH MEMBER AS FOLLOWS: YEKATERINA KUZNETSOVA | Management | For | For | ||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTIO-N OF DIRECTORS. OUT OF THE 13 DIRECTORS PRESENTED FOR ELECTION, YOU CAN ONLY V-OTE FOR 13DIRECTORS. THE LOCAL AGENT IN THE MARKET WILL APPLY CUMULATIVE VOTIN-G EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR". CUMULATIVE VOTES CANNOT-BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTAT-IVE WITH ANY QUESTIONS. | Non-Voting | ||||||||
5.1 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: SERGEY BOEV | Management | For | For | ||||||
5.2 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: ALEXANDER GONCHARUK | Management | For | For | ||||||
5.3 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: BRIAN DICKIE | Management | For | For | ||||||
5.4 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: VLADIMIR EVTUSHENKOV | Management | For | For | ||||||
5.5 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: DMITRY ZUBOV | Management | For | For | ||||||
5.6 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: ROBERT KOCHARYAN | Management | For | For | ||||||
5.7 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: JEANNOT KRECKE | Management | For | For | ||||||
5.8 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: PETER MANDELSON | Management | For | For | ||||||
5.9 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: ROGER MUNNINGS | Management | For | For | ||||||
5.10 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: MARC HOLTZMAN | Management | For | For | ||||||
5.11 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: SERGE TCHURUK | Management | For | For | ||||||
5.12 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: MICHAEL SHAMOLIN | Management | For | For | ||||||
5.13 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: DAVID IAKOBACHVILI | Management | For | For | ||||||
6.1 | APPROVE CJSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2014 IN LINE WITH THE RUSSIAN ACCOUNTING STANDARDS | Management | For | For | ||||||
6.2 | APPROVE CJSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2014 IN LINE WITH THE US GAAP INTERNATIONAL STANDARDS | Management | For | For | ||||||
MEGAFON OJSC, MOSCOW | ||||||||||
Security | 58517T209 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-Jun-2014 | ||||||||
ISIN | US58517T2096 | Agenda | 705329616 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 342411 DUE TO NON-SPLIT OF-RESOLUTION 5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
1 | APPROVAL OF 2013 ANNUAL REPORT OF THE COMPANY | Management | For | For | ||||||
2 | APPROVAL OF THE ANNUAL ACCOUNTING STATEMENTS, INCLUDING PROFIT & LOSS STATEMENTS (PROFIT & LOSS ACCOUNTS) OF THE COMPANY | Management | For | For | ||||||
3 | DISTRIBUTION OF PROFIT, INCLUDING PAYMENT (DECLARATION) OF DIVIDENDS, AND LOSSES OF THE COMPANY BASED ON 2013 FINANCIAL YEAR RESULTS, AND ALSO DEFINITION OF THE AMOUNT OF DIVIDENDS FOR SHARES, METHOD AND PROCEDURES FOR ITS PAYMENT | Management | For | For | ||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTIO-N OF DIRECTORS. OUT OF THE 13 DIRECTORS PRESENTED FOR ELECTION, YOU CAN ONLY V-OTE FOR 7 DIRECTORS. THE LOCAL AGENT IN THE MARKET WILL APPLY CUMULATIVE VOTIN-G EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR". CUMULATIVE VOTES CANNOT-BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTAT-IVE WITH ANY QUESTIONS. | Non-Voting | ||||||||
4.1 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: G. J. M. BENGTSSON | Management | For | For | ||||||
4.2 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: B.K. KARLBERG | Management | For | For | ||||||
4.3 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: S.A. KULIKOV | Management | For | For | ||||||
4.4 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: N. B. KRYLOV | Management | For | For | ||||||
4.5 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: C.P.C. LUIGA | Management | For | For | ||||||
4.6 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: L.P. MYNERS | Management | For | For | ||||||
4.7 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: J.E. RUDBERG | Management | For | For | ||||||
4.8 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: S. V. SOLDATENKOV | Management | For | For | ||||||
4.9 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: I.M. STENMARK | Management | For | For | ||||||
4.10 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: V. YA. STRESHINSKY | Management | For | For | ||||||
4.11 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: B. S. HANNERVALL | Management | For | For | ||||||
4.12 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: E.S.R.T.HALLBERG | Management | For | For | ||||||
4.13 | ELECTION OF THE BOARD OF DIRECTOR OF THE COMPANY: J.D. ERIXON | Management | For | For | ||||||
5 | APPROVE THE NUMBER OF SEATS IN THE MANAGEMENT BOARD OF THE COMPANY (17 PERSONS) AND ELECT THE MANAGEMENT BOARD OF THE COMPANY IN THE FOLLOWING COMPOSITION: TAVRIN IVAN VLADIMIROVICH, BASHMAKOV ALEXANDER VLADIMIROVICH, GASPARYAN ANAIT GRIGORIEVNA, DUBIN MIKHAIL ANDREEVICH, VERMISHYAN GEVORK ARUTYUNOVICH, VOLFSON VLAD, KONONOV DMITRY LEONOVICH, SEREBRYANIKOVA ANNA ANDREEVNA, CHERMASHENTSEV EVGENIY NIKOLAEVICH, VELICHKO VALERY LEONIDOVICH, GRIGORIEV ALEKSANDR SERGEEVICH, KORCHAGIN PAVEL VIKTOROVICH, LEVYKIN ANDREY BORISOVICH, LIKHODEDOV KONSTANTIN MICHAILOVICH, SEMENOV ALEXEI BORISOVICH, TYUTIN ALEKSEY LEONIDOVICH, FROLOV STANISLAV ALEXANDROVICH | Management | For | For | ||||||
6 | APPROVE ERNST & YOUNG LLC AS THE COMPANY'S AUDITOR | Management | For | For | ||||||
CMMT | 13 JUN 2014: DELETION OF COMMENT | Non-Voting | ||||||||
7.1 | ELECTION OF THE REVISION COMMISSION OF THE COMPANY: ZHEIMO YURI ANTONOVICH | Management | For | For | ||||||
7.2 | ELECTION OF THE REVISION COMMISSION OF THE COMPANY: KAPLUN PAVEL SERGEEVICH | Management | For | For | ||||||
7.3 | ELECTION OF THE REVISION COMMISSION OF THE COMPANY: HAAVISTO SAMI PETTERI | Management | For | For | ||||||
8 | DEFINITION OF THE AMOUNT OF REMUNERATION AND/OR COMPENSATION OF EXPENSES TO THOSE MEMBERS OF THE COMPANY'S BOARD WHO DID NOT RECEIVE REIMBURSEMENT DURING THE YEAR, BASED ON THE RESULTS OF THE YEAR 2013 | Management | For | For | ||||||
CMMT | 13 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF CUMULATIVE-VOTING COMMENT FOR RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR M-ID: 342967 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL I- NSTRUCTIONS. THANK YOU INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||
INTERXION HOLDING N V | ||||||||||
Security | N47279109 | Meeting Type | Annual | |||||||
Ticker Symbol | INXN | Meeting Date | 30-Jun-2014 | |||||||
ISIN | NL0009693779 | Agenda | 934043097 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2013. | Management | For | For | ||||||
2. | PROPOSAL TO DISCHARGE THE MEMBERS OF OUR BOARD OF DIRECTORS FROM CERTAIN LIABILITIES FOR THE FINANCIAL YEAR 2013. | Management | For | For | ||||||
3A. | PROPOSAL TO APPOINT FRANK ESSER AS NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||||
3B. | PROPOSAL TO APPOINT MARK HERAGHTY AS NON-EXECUTIVE DIRECTOR. | Management | For | For | ||||||
4. | PROPOSAL TO AWARD RESTRICTED SHARES TO OUR NON-EXECUTIVE DIRECTORS AND TO INCREASE AUDIT COMMITTEE MEMBERSHIP COMPENSATION, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||
5. | PROPOSAL TO AWARD PERFORMANCE SHARES TO OUR EXECUTIVE DIRECTOR, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||
6. | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. TO AUDIT OUR ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2014. | Management | For | For | ||||||
ROSTELECOM LONG DISTANCE & TELECOMM. | ||||||||||
Security | 778529107 | Meeting Type | Annual | |||||||
Ticker Symbol | ROSYY | Meeting Date | 30-Jun-2014 | |||||||
ISIN | US7785291078 | Agenda | 934043768 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | APPROVAL OF THE COMPANY'S ANNUAL REPORT. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | Management | No Action | |||||||
2 | APPROVAL OF THE COMPANY'S ANNUAL FINANCIAL STATEMENTS, INCLUDING FINANCIAL RESULTS STATEMENT. | Management | No Action | |||||||
3 | APPROVAL OF THE COMPANY'S PROFIT DISTRIBUTION UPON THE RESULTS OF 2013. | Management | No Action | |||||||
4 | ON AMOUNT, TERMS AND FORM OF DIVIDEND UPON THE RESULTS OF 2013 AND THE DATE ON WHICH PERSONS ENTITLED TO RECEIVE DIVIDEND ARE DETERMINED. | Management | No Action | |||||||
5A | ELECTION OF DIRECTOR: RUBEN AGANBEGYAN | Management | No Action | |||||||
5B | ELECTION OF DIRECTOR: DAVID BENELLO | Management | No Action | |||||||
5C | ELECTION OF DIRECTOR: KIRILL DMITRIEV | Management | No Action | |||||||
5D | ELECTION OF DIRECTOR: ANTON ZLATOPOLSKY | Management | No Action | |||||||
5E | ELECTION OF DIRECTOR: SERGEI KALUGIN | Management | No Action | |||||||
5F | ELECTION OF DIRECTOR: IGOR KOZLOV | Management | No Action | |||||||
5G | ELECTION OF DIRECTOR: YURY KUDIMOV | Management | No Action | |||||||
5H | ELECTION OF DIRECTOR: MIKHAIL LESIN | Management | No Action | |||||||
5I | ELECTION OF DIRECTOR: ANATOLY MILYUKOV | Management | No Action | |||||||
5J | ELECTION OF DIRECTOR: MIKHAIL POLUBOYARINOV | Management | No Action | |||||||
5K | ELECTION OF DIRECTOR: ALEXANDER PCHELINTSEV | Management | No Action | |||||||
5L | ELECTION OF DIRECTOR: VADIM SEMENOV | Management | No Action | |||||||
5M | ELECTION OF DIRECTOR: VITALY SERGEICHOUK | Management | No Action | |||||||
6.1 | ELECTION OF THE AUDIT COMMISSION: VALENTINA VEREMYANINA | Management | No Action | |||||||
6.2 | ELECTION OF THE AUDIT COMMISSION: VASILY GARSHIN | Management | No Action | |||||||
6.3 | ELECTION OF THE AUDIT COMMISSION: DENIS KANT MANDAL | Management | No Action | |||||||
6.4 | ELECTION OF THE AUDIT COMMISSION: ANNA LERNER | Management | No Action | |||||||
6.5 | ELECTION OF THE AUDIT COMMISSION: ALEXANDER PONKIN | Management | No Action | |||||||
6.6 | ELECTION OF THE AUDIT COMMISSION: VYACHESLAV ULUPOV | Management | No Action | |||||||
6.7 | ELECTION OF THE AUDIT COMMISSION: ALEXANDER SHEVCHOUK | Management | No Action | |||||||
7 | APPROVAL OF THE COMPANY'S AUDITOR. | Management | No Action | |||||||
8 | APPROVAL OF THE RESTATED REGULATIONS ON THE COMPANY'S GENERAL SHAREHOLDERS' MEETING. | Management | No Action | |||||||
9 | APPROVAL OF THE RESTATED REGULATIONS ON THE COMPANY'S BOARD OF DIRECTORS. | Management | No Action | |||||||
10 | REMUNERATION FOR THOSE MEMBERS OF THE BOARD OF DIRECTORS WHO ARE NOT PUBLIC OFFICIALS IN THE AMOUNT SPECIFIED BY INTERNAL DOCUMENTS OF THE COMPANY. | Management | No Action | |||||||
11 | APPROVAL OF THE RELATED PARTY TRANSACTIONS THAT MIGHT BE CONCLUDED BETWEEN OJSC ROSTELECOM AND VTB BANK OPEN JOINT STOCK COMPANY IN THE FUTURE IN THE COURSE OF ORDINARY BUSINESS OF OJSC ROSTELECOM. | Management | No Action | |||||||
12 | APPROVAL OF THE RELATED PARTY TRANSACTIONS THAT MIGHT BE CONCLUDED BETWEEN OJSC ROSTELECOM AND OPEN JOINT STOCK COMPANY RUSSIAN AGRICULTURAL BANK IN THE FUTURE IN THE COURSE OF ORDINARY BUSINESS OF OJSC ROSTELECOM. | Management | No Action | |||||||
13 | APPROVAL OF THE RELATED PARTY TRANSACTION - DIRECTORS, OFFICERS AND COMPANIES LIABILITY INSURANCE AGREEMENT CONCLUDED BETWEEN OJSC ROSTELECOM AND OJSC SOGAZ. | Management | No Action |
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
Meeting Date Range: 07/01/2013-06/30/2014
The GAMCO Global Growth Fund
Investment Company Report | |||||||||||
EXPERIAN PLC, ST HELLIER | |||||||||||
Security | G32655105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jul-2013 | |||||||||
ISIN | GB00B19NLV48 | Agenda | 704605178 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Receipt of the report and financial statements | Management | For | For | |||||||
2 | Approval of the report on directors' remuneration | Management | For | For | |||||||
3 | To elect Deirdre Mahlan as a director of the Company | Management | For | For | |||||||
4 | To elect George Rose as a director of the Company | Management | For | For | |||||||
5 | To re-elect Fabiola Arredondo as a director of the Company | Management | For | For | |||||||
6 | To re-elect Chris Callero as a director of the Company | Management | For | For | |||||||
7 | To re-elect Brian Cassin as a director of the Company | Management | For | For | |||||||
8 | To re-elect Roger Davis as a director of the Company | Management | For | For | |||||||
9 | To re-elect Alan Jebson as a director of the Company | Management | For | For | |||||||
10 | To re-elect Sir John Peace as a director of the Company | Management | For | For | |||||||
11 | To re-elect Don Robert as a director of the Company | Management | For | For | |||||||
12 | To re-elect Sir Alan Rudge as a director of the Company | Management | For | For | |||||||
13 | To re-elect Judith Sprieser as a director of the Company | Management | For | For | |||||||
14 | To re-elect Paul Walker as a director of the Company | Management | For | For | |||||||
15 | Re-appointment of auditors | Management | For | For | |||||||
16 | Directors' authority to determine the auditors' remuneration | Management | For | For | |||||||
17 | Directors' authority to allot relevant securities | Management | For | For | |||||||
18 | Directors' authority to disapply pre-emption rights | Management | Against | Against | |||||||
19 | Directors' authority to purchase the Company's own shares | Management | For | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W209 | Meeting Type | Annual | ||||||||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | US92857W2098 | Agenda | 933848179 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | |||||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | |||||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | |||||||
4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | |||||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | |||||||
6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | |||||||
8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
9. | TO ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | |||||||
10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | |||||||
11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | |||||||
12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | |||||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | Management | For | For | |||||||
16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | |||||||
17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | Management | For | For | |||||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
BE AEROSPACE, INC. | |||||||||||
Security | 073302101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BEAV | Meeting Date | 24-Jul-2013 | ||||||||
ISIN | US0733021010 | Agenda | 933846050 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL F. SENFT | For | For | ||||||||
2 | JOHN T. WHATES | For | For | ||||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||
4. | PROPOSAL TO AMEND THE AMENDED AND RESTATED B/E AEROSPACE, INC. 1994 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
MICHAEL KORS HOLDINGS LIMITED | |||||||||||
Security | G60754101 | Meeting Type | Annual | ||||||||
Ticker Symbol | KORS | Meeting Date | 01-Aug-2013 | ||||||||
ISIN | VGG607541015 | Agenda | 933849830 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL KORS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JUDY GIBBONS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LAWRENCE STROLL | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 29, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO HOLD A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
RALPH LAUREN CORP | |||||||||||
Security | 751212101 | Meeting Type | Annual | ||||||||
Ticker Symbol | RL | Meeting Date | 08-Aug-2013 | ||||||||
ISIN | US7512121010 | Agenda | 933855756 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | FRANK A. BENNACK, JR. | For | For | ||||||||
2 | JOEL L. FLEISHMAN | For | For | ||||||||
3 | HUBERT JOLY | For | For | ||||||||
4 | STEVEN P. MURPHY | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 29, 2014. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | APPROVAL OF OUR AMENDED AND RESTATED 2010 LONG-TERM STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
PRECISION CASTPARTS CORP. | |||||||||||
Security | 740189105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCP | Meeting Date | 13-Aug-2013 | ||||||||
ISIN | US7401891053 | Agenda | 933850922 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARK DONEGAN | For | For | ||||||||
2 | DANIEL J. MURPHY | For | For | ||||||||
3 | VERNON E. OECHSLE | For | For | ||||||||
4 | ULRICH SCHMIDT | For | For | ||||||||
5 | RICHARD L. WAMBOLD | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | RE-APPROVAL AND AMENDMENT OF 2001 STOCK INCENTIVE PLAN TO INCREASE NUMBER OF AUTHORIZED SHARES. | Management | For | For | |||||||
5. | APPROVAL OF AMENDMENT TO RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | For | |||||||
CIE FINANCIERE RICHEMONT SA, BELLEVUE | |||||||||||
Security | H25662158 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Sep-2013 | |||||||||
ISIN | CH0045039655 | Agenda | 704671519 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 151735 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
1.1 | The Board of Directors proposes that the General Meeting, having taken note of the reports of the auditor, approve the consolidated financial statements of the Group, the financial statements of the Company and the directors' report for the business year ended 31 March 2013 | Management | No Action | ||||||||
1.2 | The Board of Directors proposes that the 2013 compensation report as per pages 53 to 60 of the Annual Report and Accounts 2013 be ratified | Management | No Action | ||||||||
2 | Appropriation of profits: At 31 March 2013, the retained earnings available for distribution amounted to CHF 2 366 505 209. The Board of Directors proposes that a dividend of CHF 1.00 be paid per Richemont share. This is equivalent to CHF 1.00 per 'A' bearer share in the Company and CHF 0.10 per 'B' registered share in the Company. This represents a total dividend payable of CHF 574 200 000, subject to a waiver by Richemont Employee Benefits Limited, a wholly owned subsidiary, of its entitlement to receive dividends on an estimated 21 million Richemont 'A' shares held in treasury. The Board of Directors proposes that the remaining available retained earnings of the Company at 31 March 2013 after payment of the dividend be carried forward to the following business year. The dividend will be paid on or about 19 September 2013 | Management | No Action | ||||||||
3 | Discharge of the Board of Directors | Management | No Action | ||||||||
4.1 | Re-election of Johann Rupert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.2 | Re-election of Dr Franco Cologni to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.3 | Re-election of Lord Douro to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.4 | Re-election of Yves-Andre Istel to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.5 | Re-election of Richard Lepeu to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.6 | Re-election of Ruggero Magnoni to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.7 | Re-election of Josua Malherbe to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.8 | Re-election of Dr Frederick Mostert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.9 | Re-election of Simon Murray to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.10 | Re-election of Alain Dominique Perrin to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.11 | Re-election of Guillaume Pictet to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.12 | Re-election of Norbert Platt to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.13 | Re-election of Alan Quasha to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.14 | Re-election of Maria Ramos to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.15 | Re-election of Lord Renwick of Clifton to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.16 | Re-election of Jan Rupert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.17 | Re-election of Gary Saage to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.18 | Re-election of Jurgen Schrempp to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.19 | Election of Bernard Fornas to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.20 | Election of Jean-Blaise Eckert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
5 | Re-appoint of the auditor PricewaterhouseCoopers Ltd, Geneva | Management | No Action | ||||||||
6 | Revisions to the Articles of Association: Articles 6, 8, 9, 15, 17, 18, 21, and 35 | Management | No Action | ||||||||
7 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. | Management | No Action | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 5 | Non-Voting | ||||||||||
DIAGEO PLC, LONDON | |||||||||||
Security | G42089113 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Sep-2013 | |||||||||
ISIN | GB0002374006 | Agenda | 704697070 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Report and accounts 2013 | Management | For | For | |||||||
2 | Directors' remuneration report 2013 | Management | For | For | |||||||
3 | Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each ('Ordinary Share(s)') of 29.30 pence per share for the year ended 30 June 2013 | Management | For | For | |||||||
4 | That PB Bruzelius be re-elected as a director | Management | For | For | |||||||
5 | That LM Danon be re-elected as a director | Management | For | For | |||||||
6 | That Lord Davies be re-elected as a director | Management | For | For | |||||||
7 | That Ho KwonPing be re-elected as a director | Management | For | For | |||||||
8 | That BD Holden be re-elected as a director | Management | For | For | |||||||
9 | That Dr FB Humer be re-elected as a director | Management | For | For | |||||||
10 | That D Mahlan be re-elected as a director | Management | For | For | |||||||
11 | That IM Menezes be re-elected as a director | Management | For | For | |||||||
12 | That PG Scott be re-elected as a director | Management | For | For | |||||||
13 | Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company | Management | For | For | |||||||
14 | Remuneration of auditor | Management | For | For | |||||||
15 | Authority to allot shares | Management | For | For | |||||||
16 | Disapplication of pre-emption rights | Management | Against | Against | |||||||
17 | Authority to purchase own Ordinary Shares | Management | For | For | |||||||
18 | Authority to make political donations and/or to incur political expenditure in the European Union ('EU'): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) CONTD | Management | For | For | |||||||
CONT | CONTD not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year's AGM or on 18 December 2014, whichever is the sooner, and provided-that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this- resolution shall not exceed GBP 200,000 | Non-Voting | |||||||||
19 | Reduced notice of a general meeting other than an annual general meeting | Management | For | For | |||||||
NIKE, INC. | |||||||||||
Security | 654106103 | Meeting Type | Annual | ||||||||
Ticker Symbol | NKE | Meeting Date | 19-Sep-2013 | ||||||||
ISIN | US6541061031 | Agenda | 933862078 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | ALAN B. GRAF, JR. | For | For | ||||||||
2 | JOHN C. LECHLEITER | For | For | ||||||||
3 | PHYLLIS M. WISE | For | For | ||||||||
2. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | |||||||
CHRISTIAN DIOR SA, PARIS | |||||||||||
Security | F26334106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 18-Oct-2013 | |||||||||
ISIN | FR0000130403 | Agenda | 704729132 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/- 0911/201309111304870.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URL: https://balo.journal- officiel.gouv.fr/pdf/2013/0927/20130927- 1305025.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended April 30, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended April 30, 2013 | Management | For | For | |||||||
O.3 | Approval of the regulated agreements | Management | For | For | |||||||
O.4 | Allocation of income and setting the dividend | Management | For | For | |||||||
O.5 | Renewal of term of Mrs. Segolene Gallienne as Director | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Renaud Donnedieu de Vabres as Director | Management | For | For | |||||||
O.7 | Renewal of term of Mr. Eric Guerlain as Director | Management | For | For | |||||||
O.8 | Renewal of term of Mr. Christian de Labriffe as Director | Management | For | For | |||||||
O.9 | Compensation owed and paid to the CEO, Mr. Bernard Arnault | Management | For | For | |||||||
O.10 | Compensation owed and paid to the Managing Director, Mr. Sidney Toledano | Management | For | For | |||||||
O.11 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | |||||||
E.12 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of shares | Management | For | For | |||||||
PERNOD-RICARD, PARIS | |||||||||||
Security | F72027109 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 06-Nov-2013 | |||||||||
ISIN | FR0000120693 | Agenda | 704752220 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 16 OCT 13: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILA-BLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2013/1002/201310021305066- .pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: ht- tps://balo.journal- officiel.gouv.fr/pdf/2013/1016/201310161305162. pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended June 30, 2013 and setting the dividend | Management | For | For | |||||||
O.4 | Approval of the regulated agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | |||||||
O.5 | Renewal of term of Mrs. Daniele Ricard as Director | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Laurent Burelle as Director | Management | For | For | |||||||
O.7 | Renewal of term of Mr. Michel Chambaud as Director | Management | For | For | |||||||
O.8 | Renewal of term of Societe Paul Ricard as Director | Management | For | For | |||||||
O.9 | Renewal of term of Mr. Anders Narvinger as Director | Management | For | For | |||||||
O.10 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management | For | For | |||||||
O.11 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mrs. Daniele Ricard, Chairman of the Board of Directors | Management | For | For | |||||||
O.12 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Pierre Pringuet, Vice- Chairman of the Board of Directors and Chief Executive Officer | Management | For | For | |||||||
O.13 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Alexandre Ricard, Managing Director | Management | For | For | |||||||
O.14 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | |||||||
E.15 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares up to 10% of share capital | Management | For | For | |||||||
E.16 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by issuing common shares and/or any securities giving access to capital of the Company while maintaining preferential subscription rights | Management | For | For | |||||||
E.17 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 41 million by issuing common shares and/or any securities giving access to capital of the Company with cancellation of preferential subscription rights as part of a public offer | Management | Against | Against | |||||||
E.18 | Delegation of authority to be granted to the Board of Directors to increase the number of securities to be issued in case of share capital increase with or without preferential subscription rights up to 15% of the initial issuance carried out pursuant to the 16th and 17th resolutions | Management | Against | Against | |||||||
E.19 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company, in consideration for in-kind contributions granted to the Company up to 10% of share capital | Management | For | For | |||||||
E.20 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company up to 10% of share capital with cancellation of preferential subscription rights in case of public exchange offer initiated by the Company | Management | Against | Against | |||||||
E.21 | Delegation of authority to be granted to the Board of Directors to issue securities representing debts entitling to the allotment of debt securities up to Euros 5 billion | Management | For | For | |||||||
E.22 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by incorporation of premiums, reserves, profits or otherwise | Management | For | For | |||||||
E.23 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital up to 2% of share capital by issuing shares or securities giving access to capital reserved for members of company savings plans with cancellation of preferential subscription rights in favor of the latter | Management | For | For | |||||||
E.24 | Amendment to Article 16 of the bylaws to establish the terms for appointing Directors representing employees pursuant to the provisions of the Act of June 14, 2013 on employment security | Management | For | For | |||||||
E.25 | Powers to carry out all required legal formalities | Management | For | For | |||||||
SHOPPING CENTRES AUSTRALASIA PROPERTY GROUP | |||||||||||
Security | Q8501T105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-Nov-2013 | |||||||||
ISIN | AU000000SCP9 | Agenda | 704752294 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 7, 8, 9 AND 10 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR-VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (1, 7, 8, 9-AND 10), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO-OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH-THE VOTING EXCLUSION | Non-Voting | |||||||||
1 | Remuneration Report | Management | For | For | |||||||
2 | Election of Director - Philip Marcus Clark AM | Management | For | For | |||||||
3 | Election of Director - Philip Redmond | Management | For | For | |||||||
4 | Election of Director - Dr Ian Pollard | Management | For | For | |||||||
5 | Election of Director - James Hodgkinson | Management | For | For | |||||||
6 | Election of Director - Belinda Robson | Management | For | For | |||||||
7 | Approval of SCA Property Group Executive Incentive Plan | Management | For | For | |||||||
8 | Issue of Rights under the SCA Property Group Executive Incentive Plan to the Chief Executive Officer, Anthony Mellowes | Management | For | For | |||||||
9 | Issue of Rights under the SCA Property Group Executive Incentive Plan to the former Chief Financial Officer, Kerry Shambly | Management | For | For | |||||||
10 | Ratification of prior issue of stapled units | Management | Abstain | Against | |||||||
THE ESTEE LAUDER COMPANIES INC. | |||||||||||
Security | 518439104 | Meeting Type | Annual | ||||||||
Ticker Symbol | EL | Meeting Date | 12-Nov-2013 | ||||||||
ISIN | US5184391044 | Agenda | 933882462 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: AERIN LAUDER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM P. LAUDER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LYNN FORESTER DE ROTHSCHILD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD F. ZANNINO | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVE THE ESTEE LAUDER COMPANIES INC. EXECUTIVE ANNUAL INCENTIVE PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||
5. | VOTE ON STOCKHOLDER PROPOSAL CONCERNING SUSTAINABLE PALM OIL. | Shareholder | Against | For | |||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US5949181045 | Agenda | 933883185 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | |||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | |||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | |||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For | |||||||
WOOLWORTHS LTD, BAULKHAM HILLS NSW | |||||||||||
Security | Q98418108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Nov-2013 | |||||||||
ISIN | AU000000WOW2 | Agenda | 704806388 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4.a, 4.b, 5 AND- VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR-VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED- PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION. | Non-Voting | |||||||||
2.a | To re-elect as a Director Ms Carla (Jayne) Hrdlicka | Management | For | For | |||||||
2.b | To re-elect as a Director Mr Ian John Macfarlane | Management | For | For | |||||||
3 | Approval of Woolworths Long Term Incentive Plan | Management | For | For | |||||||
4.a | Long Term Incentive Plan Issues - Mr Grant O'Brien | Management | For | For | |||||||
4.b | Long Term Incentive Plan Issues - Mr Tom Pockett | Management | For | For | |||||||
5 | Adoption of Remuneration Report | Management | For | For | |||||||
AUTOZONE, INC. | |||||||||||
Security | 053332102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AZO | Meeting Date | 18-Dec-2013 | ||||||||
ISIN | US0533321024 | Agenda | 933891093 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SUE E. GOVE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EARL G. GRAVES, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ENDERSON GUIMARAES | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W. ANDREW MCKENNA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CHRISTIAN DIOR SA, PARIS | |||||||||||
Security | F26334106 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Dec-2013 | |||||||||
ISIN | FR0000130403 | Agenda | 704843691 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 29 NOV 13: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILA-BLE BY CLICKING ON THE MATERIAL URL-LINK:https://balo.journal- officiel.gouv.fr/pdf/2013/1113/2013111313- 05486.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL UR-L: http://www.journal- officiel.gouv.fr//pdf/2013/1129/201311291305684 .pdf. I-F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UN-LESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
1 | Approval of the annual corporate financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
2 | Approval of the consolidated financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
3 | Approval of regulated Agreements | Management | For | For | |||||||
4 | Allocation of income | Management | For | For | |||||||
5 | Reviewing the elements of compensation owed or paid to Mr. Bernard Arnault, CEO | Management | For | For | |||||||
6 | Reviewing the elements of compensation owed or paid to Mr. Sidney Toledano, Managing Director | Management | For | For | |||||||
7 | Renewal of term of the firm Ernst & Young et Autres as principal Statutory Auditor | Management | For | For | |||||||
8 | Renewal of term of the company Auditex as deputy Statutory Auditor | Management | For | For | |||||||
9 | Renewal of term of the firm Mazars as principal Statutory Auditor | Management | For | For | |||||||
10 | Appointment of Mr. Gilles Rainaut as deputy Statutory Auditor | Management | For | For | |||||||
SIEMENS AG, MUENCHEN | |||||||||||
Security | D69671218 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jan-2014 | |||||||||
ISIN | DE0007236101 | Agenda | 704888859 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap- propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your- custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w-hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | ||||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require any flagging or blocking. These optimized processes avoid-any settlement conflicts. The sub custodians have advised that voted shares ar-e not blocked for trading purposes i.e. they are only unavailable for settleme-nt. Registered shares will be deregistered at the deregistration date by the-sub custodians. In order to deliver/settle a voted position before the deregis-tration date a voting instruction cancellation and de-registration request ne-eds to be sent. Please contact your CSR for further information. | Non-Voting | ||||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | |||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13.01.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | ||||||||||
1. | To receive and consider the adopted Annual Financial Statements of Siemens AG-and the approved Consolidated Financial Statements, together with the Combined-Management Report of Siemens AG and the Siemens Group, including the Explanat-ory Report on the information required pursuant to Section 289 (4) and (5) and-Section 315 (4) of the German Commercial Code (HGB) as of September 30, 2013,-as well as the Report of the Supervisory Board, the Corporate Governance Repo-rt, the Compensation Report and the Compliance Report for fiscal year 2013 | Non-Voting | |||||||||
2. | Resolution on the Appropriation of the Distributable Profit The distributable profit of EUR 2,643,000,000.00 as follows: Payment of a dividend of EUR 3.00 per no-par share for the 2012/2014 financial year. EUR 109,961,760.00 shall be carried forward. Ex-dividend and payable date: January 29, 2014 | Management | No Action | ||||||||
3. | To ratify the acts of the members of the Managing Board | Management | No Action | ||||||||
4. | To ratify the acts of the members of the Supervisory Board | Management | No Action | ||||||||
5. | To resolve on the approval of the system of Managing Board compensation | Management | No Action | ||||||||
6. | To resolve on the appointment of independent auditors for the audit of the Annual Financial Statements and the Consolidated Financial Statements and for the review of the Interim Financial Statements: Ernst & Young GmbH | Management | No Action | ||||||||
7. | To resolve on a by-election to the Supervisory Board: Jim Hagemann Snabe | Management | No Action | ||||||||
8. | To resolve on the creation of an Authorized Capital 2014 against contributions in cash and / or contributions in kind with the option of excluding subscription rights, and related amendments to the Articles of Association | Management | No Action | ||||||||
9. | To resolve on the cancelation of the authorization to issue convertible bonds and / or warrant bonds dated January 25, 2011 and of the Conditional Capital 2011 as well as on the creation of a new authorization of the Managing Board to issue convertible bonds and / or warrant bonds and to exclude shareholders subscription rights, and on the creation of a Conditional Capital 2014 and related amendments to the Articles of Association | Management | No Action | ||||||||
10. | To resolve on the cancelation of Conditional Capital no longer required and related amendments to the Articles of Association | Management | No Action | ||||||||
11. | To resolve on the adjustment of Supervisory Board compensation and related amendments to the Articles of Association | Management | No Action | ||||||||
MONSANTO COMPANY | |||||||||||
Security | 61166W101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MON | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US61166W1018 | Agenda | 933907959 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREOWNER PROPOSAL REQUESTING A REPORT RELATED TO LABELING OF FOOD PRODUCED WITH GENETIC ENGINEERING. | Shareholder | Against | For | |||||||
5. | SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS. | Shareholder | Against | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Special | ||||||||
Ticker Symbol | VZ | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933908735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS | Management | For | For | |||||||
2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | |||||||
3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS | Management | For | For | |||||||
BECTON, DICKINSON AND COMPANY | |||||||||||
Security | 075887109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BDX | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US0758871091 | Agenda | 933909434 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HENRY P. BECTON, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EDWARD F. DEGRAAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: ALFRED SOMMER | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | Management | For | For | |||||||
5. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | Against | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W209 | Meeting Type | Special | ||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92857W2098 | Agenda | 933909701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | |||||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | For | |||||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | For | |||||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | |||||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | For | |||||||
VISA INC. | |||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||
Ticker Symbol | V | Meeting Date | 29-Jan-2014 | ||||||||
ISIN | US92826C8394 | Agenda | 933909066 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | |||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
COSTCO WHOLESALE CORPORATION | |||||||||||
Security | 22160K105 | Meeting Type | Annual | ||||||||
Ticker Symbol | COST | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US22160K1051 | Agenda | 933909383 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SUSAN L. DECKER | For | For | ||||||||
2 | RICHARD M. LIBENSON | For | For | ||||||||
3 | JOHN W. MEISENBACH | For | For | ||||||||
4 | CHARLES T. MUNGER | For | For | ||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | CONSIDERATION OF SHAREHOLDER PROPOSAL TO CHANGE CERTAIN VOTING REQUIREMENTS. | Shareholder | Against | For | |||||||
5. | TO AMEND THE ARTICLES OF INCORPORATION TO CHANGE THE METHOD OF ELECTING DIRECTORS. | Shareholder | For | ||||||||
LIBERTY GLOBAL PLC. | |||||||||||
Security | G5480U104 | Meeting Type | Special | ||||||||
Ticker Symbol | LBTYA | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | GB00B8W67662 | Agenda | 933910499 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 INCENTIVE PLAN. | Management | Against | Against | |||||||
2. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 NONEMPLOYEE DIRECTOR INCENTIVE PLAN. | Management | Against | Against | |||||||
EMERSON ELECTRIC CO. | |||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMR | Meeting Date | 04-Feb-2014 | ||||||||
ISIN | US2910111044 | Agenda | 933908292 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | D.N. FARR* | For | For | ||||||||
2 | H. GREEN* | For | For | ||||||||
3 | C.A. PETERS* | For | For | ||||||||
4 | J.W. PRUEHER* | For | For | ||||||||
5 | A.A. BUSCH III# | For | For | ||||||||
6 | J.S. TURLEY# | For | For | ||||||||
2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
5. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
6. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
WHOLE FOODS MARKET, INC. | |||||||||||
Security | 966837106 | Meeting Type | Annual | ||||||||
Ticker Symbol | WFM | Meeting Date | 24-Feb-2014 | ||||||||
ISIN | US9668371068 | Agenda | 933915300 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DR. JOHN ELSTROTT | For | For | ||||||||
2 | GABRIELLE GREENE | For | For | ||||||||
3 | SHAHID (HASS) HASSAN | For | For | ||||||||
4 | STEPHANIE KUGELMAN | For | For | ||||||||
5 | JOHN MACKEY | For | For | ||||||||
6 | WALTER ROBB | For | For | ||||||||
7 | JONATHAN SEIFFER | For | For | ||||||||
8 | MORRIS (MO) SIEGEL | For | For | ||||||||
9 | JONATHAN SOKOLOFF | For | For | ||||||||
10 | DR. RALPH SORENSON | For | For | ||||||||
11 | W. (KIP) TINDELL, III | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING A POLICY RELATED TO THE RECOVERY OF UNEARNED MANAGEMENT BONUSES. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL RELATED TO CONFIDENTIAL VOTING. | Shareholder | Against | For | |||||||
NOVARTIS AG | |||||||||||
Security | 66987V109 | Meeting Type | Annual | ||||||||
Ticker Symbol | NVS | Meeting Date | 25-Feb-2014 | ||||||||
ISIN | US66987V1098 | Agenda | 933922280 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013 | Management | For | For | |||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | |||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND | Management | For | For | |||||||
4.A | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015 | Management | For | For | |||||||
4.B | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013 | Management | For | For | |||||||
5.A | RE-ELECTION OF JOERG REINHARDT, PH.D., AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management | For | For | |||||||
5.B | RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.C | RE-ELECTION OF VERENA A. BRINER, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.D | RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.E | RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.F | RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.G | RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.H | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.I | RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.J | RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.K | RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
6.A | ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
6.B | ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
6.C | ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
6.D | ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
7 | RE-ELECTION OF THE AUDITOR | Management | For | For | |||||||
8 | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | |||||||
9 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING | Management | Abstain | ||||||||
ROYAL BANK OF CANADA | |||||||||||
Security | 780087102 | Meeting Type | Annual | ||||||||
Ticker Symbol | RY | Meeting Date | 26-Feb-2014 | ||||||||
ISIN | CA7800871021 | Agenda | 933920084 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | W.G. BEATTIE | For | For | ||||||||
2 | D.F. DENISON | For | For | ||||||||
3 | R.L. GEORGE | For | For | ||||||||
4 | T.J. HEARN | For | For | ||||||||
5 | A.D. LABERGE | For | For | ||||||||
6 | M.H. MCCAIN | For | For | ||||||||
7 | H. MUNROE-BLUM | For | For | ||||||||
8 | G.M. NIXON | For | For | ||||||||
9 | J.P. REINHARD | For | For | ||||||||
10 | T.A. RENYI | For | For | ||||||||
11 | E. SONSHINE | For | For | ||||||||
12 | K.P. TAYLOR | For | For | ||||||||
13 | B.A. VAN KRALINGEN | For | For | ||||||||
14 | V.L. YOUNG | For | For | ||||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
03 | ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | For | For | |||||||
04 | SHAREHOLDER PROPOSAL NO. 1 | Shareholder | Against | For | |||||||
05 | SHAREHOLDER PROPOSAL NO. 2 | Shareholder | Against | For | |||||||
06 | SHAREHOLDER PROPOSAL NO. 3 | Shareholder | Against | For | |||||||
07 | SHAREHOLDER PROPOSAL NO. 4 | Shareholder | Against | For | |||||||
08 | SHAREHOLDER PROPOSAL NO. 5 | Shareholder | Against | For | |||||||
OSRAM LICHT AG, MUENCHEN | |||||||||||
Security | D5963B113 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Feb-2014 | |||||||||
ISIN | DE000LED4000 | Agenda | 704926508 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap- propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your- custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w-hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | ||||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require share blocking. Registered shares will be deregistered acc-ording to trading activities or at the deregistration date by the sub custodia-ns. In order to deliver/settle a voted position before the deregistration date-a voting instruction cancellation and de-registration request needs to be se-nt. Please contact your CSR for further information. | Non-Voting | ||||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.02.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | ||||||||||
1. | Presentation of the adopted annual financial statements, the approved consolid-ated financial statements, and the combined management report for OSRAM Licht-AG and the Group for fiscal year 2012/2013, including the explanatory report o-n the information in accordance with sections 289(4) and (5) and 315(4) of the- Handelsgesetzbuch (HGB- German Commercial Code) as per September 30.2013, plu-s the report of the Supervisory Board, the corporate governance report, and th-e remuneration report for fiscal year 2012/2013. | Non-Voting | |||||||||
2. | Resolution on the appropriation of OSRAM Licht AG's net retained profits | Management | No Action | ||||||||
3. | Resolution on the approval of the actions of the members of the Managing Board for fiscal year 2012/2013 | Management | No Action | ||||||||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for fiscal year 2012/2013 | Management | No Action | ||||||||
5. | Resolution on the appointment of the auditor of the annual financial statements and consolidated financial statements as well as the auditor to review the interim financial statements: Ernst & Young GmbH | Management | No Action | ||||||||
6.1 | Resolution on the election of new members of the Supervisory Board: Peter Bauer | Management | No Action | ||||||||
6.2 | Resolution on the election of new members of the Supervisory Board: Dr. Christine Bortenlaenger | Management | No Action | ||||||||
6.3 | Resolution on the election of new members of the Supervisory Board: Dr. Roland Busch | Management | No Action | ||||||||
6.4 | Resolution on the election of new members of the Supervisory Board: Dr. Joachim Faber | Management | No Action | ||||||||
6.5 | Resolution on the election of new members of the Supervisory Board: Prof. Lothar Frey | Management | No Action | ||||||||
6.6 | Resolution on the election of new members of the Supervisory Board: Frank (Franciscus) H. Lakerveld | Management | No Action | ||||||||
7. | Approval of the system for the compensation of members of the Managing Board | Management | No Action | ||||||||
8. | Amendment of the provision in the Articles of Association giving Supervisory Board compensation | Management | No Action | ||||||||
APPLE INC. | |||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AAPL | Meeting Date | 28-Feb-2014 | ||||||||
ISIN | US0378331005 | Agenda | 933915564 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM CAMPBELL | For | For | ||||||||
2 | TIMOTHY COOK | For | For | ||||||||
3 | MILLARD DREXLER | For | For | ||||||||
4 | AL GORE | For | For | ||||||||
5 | ROBERT IGER | For | For | ||||||||
6 | ANDREA JUNG | For | For | ||||||||
7 | ARTHUR LEVINSON | For | For | ||||||||
8 | RONALD SUGAR | For | For | ||||||||
2. | THE AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION (THE "ARTICLES") TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE | Management | For | For | |||||||
3. | THE AMENDMENT OF THE ARTICLES TO ELIMINATE THE "BLANK CHECK" AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK | Management | For | For | |||||||
4. | THE AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR VALUE FOR THE COMPANY'S COMMON STOCK OF $0.00001 PER SHARE | Management | For | For | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
6. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
7. | THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | Against | Against | |||||||
8. | A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS" TO AMEND THE COMPANY'S BYLAWS | Shareholder | Against | For | |||||||
9. | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS" | Shareholder | Against | For | |||||||
10. | A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) | Shareholder | Against | For | |||||||
11. | A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" | Shareholder | Against | For | |||||||
QUALCOMM INCORPORATED | |||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||
Ticker Symbol | QCOM | Meeting Date | 04-Mar-2014 | ||||||||
ISIN | US7475251036 | Agenda | 933916150 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
STARBUCKS CORPORATION | |||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SBUX | Meeting Date | 19-Mar-2014 | ||||||||
ISIN | US8552441094 | Agenda | 933917619 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: OLDEN LEE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
4. | PROHIBIT POLITICAL SPENDING. | Shareholder | Against | For | |||||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
NOVO NORDISK A/S, BAGSVAERD | |||||||||||
Security | K72807132 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Mar-2014 | |||||||||
ISIN | DK0060534915 | Agenda | 704974939 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL- FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO- REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO- MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE- MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | |||||||||
2 | Adoption of the audited annual report 2013 | Management | No Action | ||||||||
3.1 | Approval of actual remuneration of the Board of Directors for 2013 | Management | No Action | ||||||||
3.2 | Approval of remuneration level of the Board of Directors for 2014 | Management | No Action | ||||||||
4 | A resolution to distribute the profit: The Board of Directors proposes that the dividend for 2013 is DKK 4.5 for each Novo Nordisk A or B share of DKK 0.20 | Management | No Action | ||||||||
5.1 | Election of Goran Ando as Chairman | Management | No Action | ||||||||
5.2 | Election of Jeppe Christiansen as Vice Chairman | Management | No Action | ||||||||
5.3a | Election of other member to the Board of Directors: Bruno Angelici | Management | No Action | ||||||||
5.3b | Election of other member to the Board of Directors: Liz Hewitt | Management | No Action | ||||||||
5.3c | Election of other member to the Board of Directors: Thomas Paul Koestler | Management | No Action | ||||||||
5.3d | Election of other member to the Board of Directors: Helge Lund | Management | No Action | ||||||||
5.3e | Election of other member to the Board of Directors: Hannu Ryopponen | Management | No Action | ||||||||
6 | Re-appointment of PricewaterhouseCoopers as Auditor | Management | No Action | ||||||||
7.1 | Reduction of the Company's B share capital From DKK 442,512,800 to DKK 422,512,800 | Management | No Action | ||||||||
7.2 | Authorisation of the Board of Directors to allow the Company to repurchase own shares | Management | No Action | ||||||||
7.3 | Donation to the World Diabetes Foundation (WDF) | Management | No Action | ||||||||
7.4.1 | Amendments to the Articles of Association: Language of Annual Reports. Article number 17.3 | Management | No Action | ||||||||
7.4.2 | Amendments to the Articles of Association: Language of General Meetings. Article numbers 7.5 and 17.3 | Management | No Action | ||||||||
7.5 | Adoption of revised Remuneration Principles | Management | No Action | ||||||||
8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Financial information in notice to convene Annual General Meetings | Shareholder | No Action | ||||||||
8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Period for presentation of and language of certain financial information and company announcements | Shareholder | No Action | ||||||||
8.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Access to quarterly and annual financial information on the Company's website and in Danish | Shareholder | No Action | ||||||||
8.4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Refreshments at Annual General Meetings | Shareholder | No Action | ||||||||
SKANDINAVISKA ENSKILDA BANKEN, STOCKHOLM | |||||||||||
Security | W25381141 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Mar-2014 | |||||||||
ISIN | SE0000148884 | Agenda | 704982811 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
1 | Opening of the Meeting | Non-Voting | |||||||||
2 | Election of Chairman of the Meeting: Sven Unger, member of the Swedish Bar Ass-ociation | Non-Voting | |||||||||
3 | Preparation and approval of the voting list | Non-Voting | |||||||||
4 | Approval of the agenda | Non-Voting | |||||||||
5 | Election of two persons to check the minutes of the Meeting together with the-Chairman | Non-Voting | |||||||||
6 | Determination of whether the Meeting has been duly convened | Non-Voting | |||||||||
7 | Presentation of the Annual Report and the Auditors' Report as well as the Cons-olidated Accounts and the Auditors' Report on the Consolidated Accounts | Non-Voting | |||||||||
8 | The President's speech | Non-Voting | |||||||||
9 | Adoption of the Profit and Loss Account and Balance Sheet as well as the Consolidated Profit and Loss Account and Consolidated Balance Sheet | Management | No Action | ||||||||
10 | Allocation of the Bank's profit as shown in the Balance Sheet adopted by the Meeting: The Board of Directors proposes a dividend of SEK 4 per share and Friday, 28 March 2014 as record date for the dividend. If the Meeting decides according to the proposal the dividend is expected to be distributed by Euroclear on Wednesday, 2 April 2014 | Management | No Action | ||||||||
11 | Discharge from liability of the Members of the Board of Directors and the President | Management | No Action | ||||||||
12 | Information concerning the work of the Nomination Committee | Non-Voting | |||||||||
13 | Determination of the number of Directors and Auditors to be elected by the Meeting: The Nomination Committee proposes 11 Directors and one Auditor | Management | No Action | ||||||||
14 | Approval of the remuneration to the Directors and the Auditor elected by the Meeting | Management | No Action | ||||||||
15 | Election of Directors as well as Chairman of the Board of Directors: The Nomination Committee proposes re-election of the Directors Johan H. Andresen, Signhild Arnegard Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantola, Tomas Nicolin, Sven Nyman, Jesper Ovesen and Marcus Wallenberg for the period up to and including the Annual General Meeting 2015. Marcus Wallenberg is proposed as Chairman of the Board of Directors. Jacob Wallenberg has declared that he is not available for re-election | Management | No Action | ||||||||
16 | Election of Auditor: The Nomination Committee proposes re-election of the registered public accounting firm PricewaterhouseCoopers AB for the period up to and including the Annual General Meeting 2015. Main responsible will be Authorised Public Accountant Peter Nyllinge | Management | No Action | ||||||||
17 | The Board of Director's proposal on guidelines for salary and other remuneration for the President and members of the Group Executive Committee | Management | No Action | ||||||||
18a | The Board of Director's proposal on long-term equity programmes for 2014: SEB Share Deferral Programme (SDP) 2014 for the Group Executive Committee and certain other senior managers and other key employees with critical competences | Management | No Action | ||||||||
18b | The Board of Director's proposal on long-term equity programmes for 2014: SEB Share Matching Programme (SMP) 2014 for selected key business employees with critical competences | Management | No Action | ||||||||
18c | The Board of Director's proposal on long-term equity programmes for 2014: SEB all Employee Programme (AEP) 2014 for all employees in most of the countries where SEB operates | Management | No Action | ||||||||
19a | The Board of Director's proposal on the acquisition and sale of the Bank's own shares:acquisition of the Bank's own shares in its securities business | Management | No Action | ||||||||
19b | The Board of Director's proposal on the acquisition and sale of the Bank's own shares: acquisition and sale of the Bank's own shares for capital purposes and for long-term equity programmes | Management | No Action | ||||||||
19c | The Board of Director's proposal on the acquisition and sale of the Bank's own shares: transfer of the Bank's own shares to participants in the 2014 long-term equity programmes | Management | No Action | ||||||||
20 | The Board of Director's proposal on maximum ratio between fixed and variable component of the total remuneration for certain employees | Management | No Action | ||||||||
21 | The Board of Director's proposal on the appointment of auditors of foundations that have delegated their business to the Bank | Management | No Action | ||||||||
22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposal from the shareholder Tommy Jonasson to assign to the Board of Directors/the President to take initiative to an integration institute in Landskrona- Ven - Copenhagen and to give a first contribution in a suitable manner | Shareholder | No Action | ||||||||
23 | Closing of the Annual General Meeting | Non-Voting | |||||||||
BEAM INC. | |||||||||||
Security | 073730103 | Meeting Type | Special | ||||||||
Ticker Symbol | BEAM | Meeting Date | 25-Mar-2014 | ||||||||
ISIN | US0737301038 | Agenda | 933926050 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 12, 2014 AND AS AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG SUNTORY HOLDINGS LIMITED, A JAPANESE CORPORATION ("SUNTORY HOLDINGS"), SUS MERGER SUB LIMITED, A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF SUNTORY HOLDINGS, AND BEAM INC., A DELAWARE CORPORATION ("BEAM") | Management | For | For | |||||||
2 | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BEAM'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | Abstain | Against | |||||||
3 | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT | Management | For | For | |||||||
THE TORONTO-DOMINION BANK | |||||||||||
Security | 891160509 | Meeting Type | Annual | ||||||||
Ticker Symbol | TD | Meeting Date | 03-Apr-2014 | ||||||||
ISIN | CA8911605092 | Agenda | 933925084 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
A | DIRECTOR | Management | |||||||||
1 | WILLIAM E. BENNETT | For | For | ||||||||
2 | JOHN L. BRAGG | For | For | ||||||||
3 | AMY W. BRINKLEY | For | For | ||||||||
4 | W. EDMUND CLARK | For | For | ||||||||
5 | COLLEEN A. GOGGINS | For | For | ||||||||
6 | DAVID E. KEPLER | For | For | ||||||||
7 | HENRY H. KETCHAM | For | For | ||||||||
8 | BRIAN M. LEVITT | For | For | ||||||||
9 | ALAN N. MACGIBBON | For | For | ||||||||
10 | HAROLD H. MACKAY | For | For | ||||||||
11 | KAREN E. MAIDMENT | For | For | ||||||||
12 | BHARAT B. MASRANI | For | For | ||||||||
13 | IRENE R. MILLER | For | For | ||||||||
14 | NADIR H. MOHAMED | For | For | ||||||||
15 | WILBUR J. PREZZANO | For | For | ||||||||
16 | HELEN K. SINCLAIR | For | For | ||||||||
B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Management | For | For | |||||||
C | AMENDMENT TO BY-LAW NO. 1 | Management | For | For | |||||||
D | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | Management | For | For | |||||||
E | SHAREHOLDER PROPOSAL A | Shareholder | Against | For | |||||||
F | SHAREHOLDER PROPOSAL B | Shareholder | Against | For | |||||||
G | SHAREHOLDER PROPOSAL C | Shareholder | Against | For | |||||||
HENKEL AG & CO. KGAA, DUESSELDORF | |||||||||||
Security | D3207M102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 04-Apr-2014 | |||||||||
ISIN | DE0006048408 | Agenda | 704977024 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS14 MAR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GER-MAN LAW. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 MAR 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | Presentation of the annual financial statements and the consolidated financial statements, each as endorsed by the Supervisory Board, presentation of the management reports relating to Henkel AG & Co. KGaA and the Group, including the corporate governance/corporate management and remuneration reports and the | Management | No Action | ||||||||
information required according to Section 289 (4), Section 315 (4), Section 289 (5) and Section 315 (2) of the German Commercial Code [HGB], and presentation of the report of the Supervisory Board for fiscal 2013. Resolution to approve the annual financial statements of Henkel AG & Co. KGaA for fiscal 2013 | |||||||||||
2. | Resolution for the appropriation of profit | Management | No Action | ||||||||
3. | Resolution to approve and ratify the actions of the Personally Liable Partner | Management | No Action | ||||||||
4. | Resolution to approve and ratify the actions of the Supervisory Board | Management | No Action | ||||||||
5. | Resolution to approve and ratify the actions of the Shareholders' Committee | Management | No Action | ||||||||
6. | Appointment of the auditor of the annual financial statements and the consolidated financial statements and the examiner for the financial review of interim financial reports for fiscal 2014: KPMG AG Wirtschaftsprufungsgesellschaft | Management | No Action | ||||||||
7. | Supervisory Board by-election: Ms. Barbara Kux | Management | No Action | ||||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705040537 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To approve the proposed transfer of the Company's listing segment from Premium to Standard on the London Stock Exchange as described in the Circular to shareholders dated 6th March 2014 | Management | For | For | |||||||
JULIUS BAER GRUPPE AG, ZUERICH | |||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2014 | |||||||||
ISIN | CH0102484968 | Agenda | 705051984 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1.1 | Annual report, financial statements and group accounts 2013 | Management | No Action | ||||||||
1.2 | Consultative vote on the remuneration report 2013 | Management | No Action | ||||||||
2 | Appropriation of disposable profit, dissolution and distribution of "share premium reserve/capital contribution reserve" : Dividends of CHF 0.60 per share | Management | No Action | ||||||||
3 | Discharge of the members of the board of directors and of the executive board | Management | No Action | ||||||||
4.1.1 | Re-election to the board of directors: Mr. Daniel J. Sauter | Management | No Action | ||||||||
4.1.2 | Re-election to the board of directors: Mr. Gilbert Achermann | Management | No Action | ||||||||
4.1.3 | Re-election to the board of directors: Mr. Andreas Amschwand | Management | No Action | ||||||||
4.1.4 | Re-election to the board of directors: Mr. Heinrich Baumann | Management | No Action | ||||||||
4.1.5 | Re-election to the board of directors: Mrs. Claire Giraut | Management | No Action | ||||||||
4.1.6 | Re-election to the board of directors: Mr. Gareth Penny | Management | No Action | ||||||||
4.1.7 | Re-election to the board of directors: Mr. Charles Stonehill | Management | No Action | ||||||||
4.2 | Election of the chairman of the board of directors: Mr. Daniel J. Sauter | Management | No Action | ||||||||
4.3.1 | Election of the compensation committee: Mr. Gilbert Achermann | Management | No Action | ||||||||
4.3.2 | Election of the compensation committee: Mr. Heinrich Baumann | Management | No Action | ||||||||
4.3.3 | Election of the compensation committee: Mr. Gareth Penny | Management | No Action | ||||||||
5 | Re-election of the statutory auditors / KPMG AG, Zurich | Management | No Action | ||||||||
6 | Amendments to the articles of incorporation | Management | No Action | ||||||||
7 | Election of the independent representative: Marc Nater, Wenger Plattner Attorneys at Law, Seestrasse 39, Postfach, 8700 Kusnacht, Switzerland | Management | No Action | ||||||||
CMMT | 21 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO THE TE-XT OF RESOLUTION 7 AND RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND Y-OUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | |||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
NESTLE SA, CHAM UND VEVEY | |||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Apr-2014 | |||||||||
ISIN | CH0038863350 | Agenda | 705020763 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1.1 | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2013 | Management | No Action | ||||||||
1.2 | Acceptance of the Compensation Report 2013 (advisory vote) | Management | No Action | ||||||||
2 | Release of the members of the Board of Directors and of the Management | Management | No Action | ||||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2013 | Management | No Action | ||||||||
4 | Revision of the Articles of Association. Adaptation to new Swiss Company Law | Management | No Action | ||||||||
5.1.1 | Re-election to the Board of Directors: Mr Peter Brabeck-Letmathe | Management | No Action | ||||||||
5.1.2 | Re-election to the Board of Directors: Mr Paul Bulcke | Management | No Action | ||||||||
5.1.3 | Re-election to the Board of Directors: Mr Andreas Koopmann | Management | No Action | ||||||||
5.1.4 | Re-election to the Board of Directors: Mr Rolf Hanggi | Management | No Action | ||||||||
5.1.5 | Re-election to the Board of Directors: Mr Beat Hess | Management | No Action | ||||||||
5.1.6 | Re-election to the Board of Directors: Mr Daniel Borel | Management | No Action | ||||||||
5.1.7 | Re-election to the Board of Directors: Mr Steven G. Hoch | Management | No Action | ||||||||
5.1.8 | Re-election to the Board of Directors: Ms Naina Lal Kidwai | Management | No Action | ||||||||
5.1.9 | Re-election to the Board of Directors: Ms Titia de Lange | Management | No Action | ||||||||
5.110 | Re-election to the Board of Directors: Mr Jean- Pierre Roth | Management | No Action | ||||||||
5.111 | Re-election to the Board of Directors: Ms Ann M. Veneman | Management | No Action | ||||||||
5.112 | Re-election to the Board of Directors: Mr Henri de Castries | Management | No Action | ||||||||
5.113 | Re-election to the Board of Directors: Ms Eva Cheng | Management | No Action | ||||||||
5.2 | Election of the Chairman of the Board of Directors: Mr Peter Brabeck-Letmathe | Management | No Action | ||||||||
5.3.1 | Election of the member of the Compensation Committee: Mr Beat Hess | Management | No Action | ||||||||
5.3.2 | Election of the member of the Compensation Committee: Mr Daniel Borel | Management | No Action | ||||||||
5.3.3 | Election of the member of the Compensation Committee: Mr Andreas Koopmann | Management | No Action | ||||||||
5.3.4 | Election of the member of the Compensation Committee: Mr Jean-Pierre Roth | Management | No Action | ||||||||
5.4 | Re-election of the statutory auditors KPMG SA, Geneva branch | Management | No Action | ||||||||
5.5 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-Law | Management | No Action | ||||||||
CMMT | In the event of a new or modified proposal by a shareholder during the General-Meeting, I instruct the independent representative to vote according to the f-ollowing instruction: INSTRUCT "FOR" ON ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3-TO SHOW WHICH VOTING OPTION YOU CHOOSE IN THE EVENT OF NEW OR MODIFIED PROPOSA-LS. INSTRUCT "CLEAR" ON THE REMAINING TWO RESOLUTIONS | Non-Voting | |||||||||
6.1 | Vote in accordance with the proposal of the Board of Directors | Management | No Action | ||||||||
6.2 | Vote against the proposal of the Board of Directors | Shareholder | No Action | ||||||||
6.3 | Abstain | Shareholder | No Action | ||||||||
BP P.L.C. | |||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BP | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US0556221044 | Agenda | 933938978 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY. | Management | For | For | |||||||
4 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||
5 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For | For | |||||||
6 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | Management | For | For | |||||||
7 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||
8 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | |||||||
9 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | Management | For | For | |||||||
10 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | Management | For | For | |||||||
11 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For | For | |||||||
12 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||
13 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | |||||||
14 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | Management | For | For | |||||||
15 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | Management | For | For | |||||||
16 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | Management | For | For | |||||||
17 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||
18 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
19 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS' INCENTIVE PLAN. | Management | For | For | |||||||
20 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS. | Management | For | For | |||||||
21 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | |||||||
S22 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | Against | Against | |||||||
S23 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | |||||||
S24 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | |||||||
BP P.L.C. | |||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BP | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US0556221044 | Agenda | 933965773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY. | Management | For | For | |||||||
4 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||
5 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For | For | |||||||
6 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | Management | For | For | |||||||
7 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||
8 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | |||||||
9 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | Management | For | For | |||||||
10 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | Management | For | For | |||||||
11 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For | For | |||||||
12 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||
13 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | |||||||
14 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | Management | For | For | |||||||
15 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | Management | For | For | |||||||
16 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | Management | For | For | |||||||
17 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||
18 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
19 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS' INCENTIVE PLAN. | Management | For | For | |||||||
20 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS. | Management | For | For | |||||||
21 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | |||||||
S22 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | Against | Against | |||||||
S23 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | |||||||
S24 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | |||||||
THE SHERWIN-WILLIAMS COMPANY | |||||||||||
Security | 824348106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SHW | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US8243481061 | Agenda | 933935174 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: A.F. ANTON | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: C.M. CONNOR | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: D.F. HODNIK | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: T.G. KADIEN | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: R.J. KRAMER | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: S.J. KROPF | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: C.A. POON | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: R.K. SMUCKER | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: J.M. STROPKI | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
L'OREAL S.A., PARIS | |||||||||||
Security | F58149133 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 17-Apr-2014 | |||||||||
ISIN | FR0000120321 | Agenda | 705078625 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284293 DUE TO ADDITION OF-RESOLUTION "14". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/- 0328/201403281400825.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2014/03- 12/201403121400516.pdf | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | |||||||
O.3 | Allocation of income for the 2013 financial year and setting the dividend | Management | For | For | |||||||
O.4 | Appointment of Mrs. Belen Garijo as Board member | Management | For | For | |||||||
O.5 | Renewal of term of Mr. Jean-Paul Agon as Board member | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Xavier Fontanet as Board member | Management | For | For | |||||||
O.7 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management | For | For | |||||||
O.8 | Review of the compensation owed or paid to Mr. Jean-Paul Agon, CEO for the 2013 financial year | Management | For | For | |||||||
O.9 | Authorization to be granted to the Board of Directors to allow the Company to purchase its own shares | Management | For | For | |||||||
O.10 | Approval of the purchase agreement on the acquisition by L'Oreal of 48,500,000 L'Oreal shares from Nestle representing 8% of capital within the regulated agreements procedure | Management | For | For | |||||||
E.11 | Capital reduction by cancellation of shares acquired by the Company pursuant to Articles L.225+209 and L.225-208 of the Commercial Code | Management | For | For | |||||||
E.12 | Amendment to the bylaws to specify the conditions under which the directors representing employees will be appointed | Management | For | For | |||||||
E.13 | Powers to carry out all legal formalities | Management | For | For | |||||||
O.14 | Approve transaction re: sale by l'Oreal of its entire stake in Galderma group companies to nestle | Management | For | For | |||||||
PPG INDUSTRIES, INC. | |||||||||||
Security | 693506107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PPG | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US6935061076 | Agenda | 933927191 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEPHEN F. ANGEL | For | For | ||||||||
2 | HUGH GRANT | For | For | ||||||||
3 | MICHELE J. HOOPER | For | For | ||||||||
2. | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS. | Management | For | For | |||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL FOR AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
THE COCA-COLA COMPANY | |||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KO | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US1912161007 | Agenda | 933928256 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE COCA-COLA COMPANY 2014 EQUITY PLAN | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
5. | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GE | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US3696041033 | Agenda | 933932534 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | Abstain | Against | |||||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2014 | Management | For | For | |||||||
C1 | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
C2 | SENIOR EXECUTIVES HOLD OPTION SHARES FOR LIFE | Shareholder | Against | For | |||||||
C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | |||||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
C5 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | For | |||||||
C6 | SELL THE COMPANY | Shareholder | Against | For | |||||||
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security | 263534109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DD | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US2635341090 | Agenda | 933935338 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | |||||||
2. | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | ON POLITICAL SPENDING | Shareholder | Against | For | |||||||
5. | ON HERBICIDE USE | Shareholder | Against | For | |||||||
6. | ON PLANT CLOSURE | Shareholder | Against | For | |||||||
7. | ON ACCELERATION OF EQUITY AWARDS | Shareholder | Against | For | |||||||
EATON CORPORATION PLC | |||||||||||
Security | G29183103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ETN | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | IE00B8KQN827 | Agenda | 933937243 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GEORGE S. BARRETT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LINDA A. HILL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NED C. LAUTENBACH | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | |||||||
2. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | AUTHORIZING THE COMPANY OR ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||
JOHNSON & JOHNSON | |||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US4781601046 | Agenda | 933933548 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | |||||||
ABBOTT LABORATORIES | |||||||||||
Security | 002824100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABT | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US0028241000 | Agenda | 933934641 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | R.J. ALPERN | For | For | ||||||||
2 | R.S. AUSTIN | For | For | ||||||||
3 | S.E. BLOUNT | For | For | ||||||||
4 | W.J. FARRELL | For | For | ||||||||
5 | E.M. LIDDY | For | For | ||||||||
6 | N. MCKINSTRY | For | For | ||||||||
7 | P.N. NOVAKOVIC | For | For | ||||||||
8 | W.A. OSBORN | For | For | ||||||||
9 | S.C. SCOTT III | For | For | ||||||||
10 | G.F. TILTON | For | For | ||||||||
11 | M.D. WHITE | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED INGREDIENTS | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL - INCENTIVE COMPENSATION | Shareholder | Against | For | |||||||
HONEYWELL INTERNATIONAL INC. | |||||||||||
Security | 438516106 | Meeting Type | Annual | ||||||||
Ticker Symbol | HON | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US4385161066 | Agenda | 933934526 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | |||||||
2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | |||||||
UNITED TECHNOLOGIES CORPORATION | |||||||||||
Security | 913017109 | Meeting Type | Annual | ||||||||
Ticker Symbol | UTX | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US9130171096 | Agenda | 933936378 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | |||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014 | Management | For | For | |||||||
3. | APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF ADDITIONAL SHARES FOR FUTURE AWARDS | Management | Against | Against | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
DANONE SA, PARIS | |||||||||||
Security | F12033134 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | FR0000120644 | Agenda | 704995806 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended on December 31, 2013 and setting the dividend at Euros 1.45 per share | Management | For | For | |||||||
O.4 | Option for payment of the dividend in shares | Management | For | For | |||||||
O.5 | Renewal of term of Mr. Bruno BONNELL as board member | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Bernard HOURS as board member | Management | For | For | |||||||
O.7 | Renewal of term of Mrs. Isabelle SEILLIER as board member | Management | For | For | |||||||
O.8 | Renewal of term of Mr. Jean-Michel SEVERINO as board member | Management | For | For | |||||||
O.9 | Appointment of Mrs. Gaelle OLIVIER as board member | Management | For | For | |||||||
O.10 | Appointment of Mr. Lionel ZINSOU-DERLIN as board member | Management | For | For | |||||||
O.11 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code | Management | For | For | |||||||
O.12 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code entered into by the company with the JP Morgan group | Management | For | For | |||||||
O.13 | Approval of the executive officer employment agreement between Mr. Bernard HOURS and Danone trading B.V. and consequential amendments to the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS in the event of termination of his duties as corporate officer | Management | For | For | |||||||
O.14 | Approval of the renewal of the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS made by the company and Danone trading B.V | Management | For | For | |||||||
O.15 | Reviewing the elements of compensation owed or paid to Mr. Franck RIBOUD, CEO for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.16 | Reviewing the elements of compensation owed or paid to Mr. Emmanuel FABER, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.17 | Reviewing the elements of compensation owed or paid to Mr. Bernard HOURS, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.18 | Authorization to be granted to the board of directors to purchase, keep or transfer shares of the company | Management | For | For | |||||||
E.19 | Authorization granted to the board of directors to allocate existing shares of the company or shares to be issued with the cancellation of shareholders' preferential subscription rights | Management | Against | Against | |||||||
E.20 | Amendment to the bylaws regarding the appointment of directors representing employees within the board of directors | Management | For | For | |||||||
E.21 | Powers to carry out all legal formalities | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2014/0303/201403031400473. | Non-Voting | |||||||||
BAYER AG, LEVERKUSEN | |||||||||||
Security | D0712D163 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | DE000BAY0017 | Agenda | 704996668 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap- propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your- custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w-hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | ||||||||||
The sub-custodian banks optimized their processes and established solutions, w-hich do not require share blocking. Registered shares will be deregistered acc-ording to trading activities or at the deregistration date by the sub custodia-ns. In order to deliver/settle a voted position before the deregistration date-a voting instruction cancellation and de-registration request needs to be se-nt. Please contact your CSR for further information. | Non-Voting | ||||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14.04.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting | ||||||||||
1. | Presentation of the adopted annual financial statements and the approved consolidated financial statements, the Combined Management Report, the report of the Supervisory Board, the explanatory report by the Board of Management on takeover- related information,and the proposal by the Board of Management on the use of the distributable profit for the fiscal year 2013, and resolution on the use of the distributable profit | Management | No Action | ||||||||
2. | Ratification of the actions of the members of the Board of Management | Management | No Action | ||||||||
3. | Ratification of the actions of the members of the Supervisory Board | Management | No Action | ||||||||
4.1 | Supervisory Board elections: Dr. rer. nat. Simone Bagel-Trah | Management | No Action | ||||||||
4.2 | Supervisory Board elections: Prof. Dr. Dr. h. c. mult. Ernst-Ludwig Winnacker | Management | No Action | ||||||||
5. | Cancellation of the existing Authorized Capital I, creation of new Authorized Capital I with the option to disapply subscription rights and amendment of Article 4(2) of the Articles of Incorporation | Management | No Action | ||||||||
6. | Cancellation of the existing Authorized Capital II, creation of new Authorized Capital II with the option to disapply subscription rights and amendment of Article 4(3) of the Articles of Incorporation | Management | No Action | ||||||||
7. | Authorization to issue bonds with warrants or convertible bonds, profit participation certificates or income bonds (or a combination of these instruments) and to disapply subscription rights, creation of new conditional capital while canceling the existing conditional capital and amendment of Article 4(4) of the Articles of Incorporation | Management | No Action | ||||||||
8.1 | Authorization to acquire and use own shares with the potential disapplication of subscription and other tender rights; use of derivatives in the course of the acquisition: Acquisition of own Shares | Management | No Action | ||||||||
8.2 | Authorization to acquire and use own shares with the potential disapplication of subscription and other tender rights; use of derivatives in the course of the acquisition: Use of Derivatives | Management | No Action | ||||||||
9.1 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Business Services GmbH | Management | No Action | ||||||||
9.2 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Technology Services GmbH | Management | No Action | ||||||||
9.3 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer US IP GmbH | Management | No Action | ||||||||
9.4 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Bitterfeld GmbH | Management | No Action | ||||||||
9.5 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Innovation GmbH | Management | No Action | ||||||||
9.6 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Bayer Real Estate GmbH | Management | No Action | ||||||||
9.7 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Erste K-W-A Beteiligungsgesellschaft mbH | Management | No Action | ||||||||
9.8 | Approval of the control and profit and loss transfer agreements between the Company and eight group companies (limited liability companies): Control and Profit and Loss Transfer Agreement between Bayer AG and Zweite K-W-A Beteiligungsgesellschaft mbH | Management | No Action | ||||||||
10. | Election of the auditor of the financial statements and for the review of the half-yearly financial report: PricewaterhouseCoopers Aktiengesellschaft | Management | No Action | ||||||||
LUXOTTICA GROUP SPA, BELLUNO | |||||||||||
Security | T6444Z110 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | IT0001479374 | Agenda | 705063496 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | 26 MAR 2014: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLIC-KING ON THE URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_1983-44.PDF | Non-Voting | |||||||||
1 | The approval of the Statutory Financial Statements for the year ended December 31, 2013 | Management | For | For | |||||||
2 | The allocation of net income and the distribution of dividends | Management | For | For | |||||||
3 | An advisory vote on the first section of the Companys Remuneration Report in accordance with article 123-ter, paragraph 6 of Legislative Decree no. 58/1998 | Management | For | For | |||||||
CMMT | 26 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
H & M HENNES & MAURITZ AB, STOCKHOLM | |||||||||||
Security | W41422101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | SE0000106270 | Agenda | 705094631 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
1 | OPENING OF THE AGM | Non-Voting | |||||||||
2 | ELECTION OF A CHAIRMAN FOR THE AGM: THE LAWYER SVEN UNGER | Non-Voting | |||||||||
3 | ADDRESS BY CEO KARL-JOHAN PERSSON FOLLOWED BY AN OPPORTUNITY TO ASK QUESTIONS-ABOUT THE COMPANY | Non-Voting | |||||||||
4 | ESTABLISHMENT AND APPROVAL OF VOTING LIST | Non-Voting | |||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
6 | ELECTION OF PEOPLE TO CHECK THE MINUTES | Non-Voting | |||||||||
7 | EXAMINATION OF WHETHER THE MEETING WAS DULY CONVENED | Non-Voting | |||||||||
8.a | PRESENTATION OF THE ANNUAL ACCOUNTS AND AUDITOR'S REPORT AS WELL AS THE- CONSOLIDATED ACCOUNTS AND CONSOLIDATED AUDITOR'S REPORT, AND AUDITOR'S-STATEMENT ON WHETHER THE GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES-APPLICABLE SINCE THE LAST AGM HAVE BEEN FOLLOWED | Non-Voting | |||||||||
8.b | STATEMENT BY THE COMPANY'S AUDITOR AND THE CHAIRMAN OF THE AUDITING COMMITTEE | Non-Voting | |||||||||
8.c | STATEMENT BY THE CHAIRMAN OF THE BOARD ON THE WORK OF THE BOARD | Non-Voting | |||||||||
8.d | STATEMENT BY THE CHAIRMAN OF THE ELECTION COMMITTEE ON THE WORK OF THE-ELECTION COMMITTEE | Non-Voting | |||||||||
9.a | ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | ||||||||
9.b | DISPOSAL OF THE COMPANY'S EARNINGS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEETS, AND RECORD DATE: THE BOARD HAS PROPOSED A DIVIDEND TO THE SHAREHOLDERS OF SEK 9.50 PER SHARE | Management | No Action | ||||||||
9.c | DISCHARGE OF THE MEMBERS OF THE BOARD AND CEO FROM LIABILITY TO THE COMPANY | Management | No Action | ||||||||
10 | ESTABLISHMENT OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS: THE ELECTION COMMITTEE PROPOSES EIGHT BOARD MEMBERS WITH NO DEPUTIES | Management | No Action | ||||||||
11 | ESTABLISHMENT OF FEES TO THE BOARD AND AUDITORS | Management | No Action | ||||||||
12 | ELECTION OF BOARD MEMBERS AND CHAIRMAN OF THE BOARD: THE ELECTION COMMITTEE PROPOSES THE FOLLOWING BOARD OF DIRECTORS. NEW MEMBERS: LENA PATRIKSSON KELLER AND NIKLAS ZENNSTROM. RE-ELECTION OF THE FOLLOWING CURRENT BOARD MEMBERS: ANDERS DAHLVIG, LOTTIE KNUTSON, SUSSI KVART, STEFAN PERSSON, MELKER SCHORLING AND CHRISTIAN SIEVERT. BO LUNDQUIST HAS DECLINED RE-ELECTION. MIA BRUNELL-LIVFORS LEFT THE BOARD OF H&M AT HER OWN REQUEST AS OF THE END OF 2013. CHAIRMAN OF THE BOARD: RE- ELECTION OF STEFAN PERSSON | Management | No Action | ||||||||
13 | ESTABLISHMENT OF PRINCIPLES FOR THE ELECTION COMMITTEE AND ELECTION OF MEMBERS OF THE ELECTION COMMITTEE | Management | No Action | ||||||||
14 | RESOLUTION ON GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | ||||||||
15 | CLOSING OF THE AGM | Non-Voting | |||||||||
DIRECTV | |||||||||||
Security | 25490A309 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US25490A3095 | Agenda | 933933550 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IBM | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US4592001014 | Agenda | 933935237 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: D.N. FARR | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: V.M. ROMETTY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | Abstain | Against | |||||||
4. | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE (PAGE 73) | Management | For | For | |||||||
5. | ADOPTION OF THE IBM 2014 EMPLOYEES STOCK PURCHASE PLAN (PAGE 76) | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 78) | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 79) | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY (PAGE 80) | Shareholder | Against | For | |||||||
PACCAR INC | |||||||||||
Security | 693718108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCAR | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US6937181088 | Agenda | 933936328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: MARK A. SCHULZ | Management | For | For | |||||||
2. | RESTRICTED STOCK AND DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | Shareholder | Against | For | |||||||
DAVIDE CAMPARI - MILANO SPA, MILANO | |||||||||||
Security | T24091117 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | IT0003849244 | Agenda | 705091685 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_199413.PDF | Non-Voting | |||||||||
1 | BALANCE SHEET AS OF 31 DECEMBER 2013 AND RESOLUTIONS RELATED THERE TO | Management | For | For | |||||||
2 | TO APPROVE THE REWARDING REPORT AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
3 | TO APPROVE THE STOCK OPTION PLAN AS PER ARTICLE 114-BIS OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
4 | TO AUTHORIZE THE PURCHASE AND/OR DISPOSAL OF OWN SHARES | Management | For | For | |||||||
EMC CORPORATION | |||||||||||
Security | 268648102 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMC | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US2686481027 | Agenda | 933944159 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Shareholder | Against | For | |||||||
5. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Shareholder | Against | For | |||||||
ROLLS-ROYCE HOLDINGS PLC, LONDON | |||||||||||
Security | G76225104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | GB00B63H8491 | Agenda | 705053104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the strategic report, the directors' report and the audited financial statements for the year ended 31 December 2013 | Management | For | For | |||||||
2 | To approve the directors' remuneration policy (effective from the conclusion of the meeting) | Management | For | For | |||||||
3 | To approve the directors' remuneration report for the year ended 31 December 2013 | Management | For | For | |||||||
4 | To elect Lee Hsien Yang as a director of the Company | Management | For | For | |||||||
5 | To elect Warren East CBE as a director of the Company | Management | For | For | |||||||
6 | To re-elect Ian Davis as a director of the Company | Management | For | For | |||||||
7 | To re-elect John Rishton as a director of the Company | Management | For | For | |||||||
8 | To re-elect Dame Helen Alexander as a director of the Company | Management | For | For | |||||||
9 | To re-elect Lewis Booth CBE as a director of the Company | Management | For | For | |||||||
10 | To re-elect Sir Frank Chapman as a director of the Company | Management | For | For | |||||||
11 | To re-elect James Guyette as a director of the Company | Management | For | For | |||||||
12 | To re-elect John McAdam as a director of the Company | Management | For | For | |||||||
13 | To re-elect Mark Morris as a director of the Company | Management | For | For | |||||||
14 | To re-elect John Neill CBE as a director of the Company | Management | For | For | |||||||
15 | To re-elect Colin Smith CBE as a director of the Company | Management | For | For | |||||||
16 | To re-elect Jasmin Staiblin as a director of the Company | Management | For | For | |||||||
17 | To appoint KPMG LLP as the Company's auditor | Management | For | For | |||||||
18 | To authorise the directors to determine the auditor's remuneration | Management | For | For | |||||||
19 | To authorise payment to shareholders | Management | For | For | |||||||
20 | To authorise political donations and political expenditure | Management | For | For | |||||||
21 | To approve the Rolls-Royce plc Performance Share Plan (PSP) | Management | For | For | |||||||
22 | To approve the Rolls-Royce plc Deferred Share Bonus Plan | Management | For | For | |||||||
23 | To approve the maximum aggregate remuneration payable to non-executive directors | Management | For | For | |||||||
24 | To authorise the directors to allot shares (s.551) | Management | For | For | |||||||
25 | To disapply pre-emption rights (s.561) | Management | Against | Against | |||||||
26 | To authorise the Company to purchase its own ordinary shares | Management | For | For | |||||||
ARM HOLDINGS PLC, CAMBRIDGE | |||||||||||
Security | G0483X122 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | GB0000595859 | Agenda | 705053394 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the Company's Annual Report and Accounts for the financial year ended 31 December 2013 | Management | For | For | |||||||
2 | To declare a final dividend | Management | For | For | |||||||
3 | To approve the Remuneration report | Management | For | For | |||||||
4 | To approve the Remuneration Policy | Management | For | For | |||||||
5 | To elect Stuart Chambers as a Director | Management | For | For | |||||||
6 | To re-elect Simon Segars as a Director | Management | For | For | |||||||
7 | To re-elect Andy Green as a Director | Management | For | For | |||||||
8 | To re-elect Larry Hirst as a Director | Management | For | For | |||||||
9 | To re-elect Mike Muller as a Director | Management | For | For | |||||||
10 | To re-elect Kathleen O'Donovan as a Director | Management | For | For | |||||||
11 | To re-elect Janice Roberts as a Director | Management | For | For | |||||||
12 | To re-elect Tim Score as a Director | Management | For | For | |||||||
13 | To re-appoint PricewaterhouseCoopers LLP as auditors of the Company | Management | For | For | |||||||
14 | To authorise the Directors to fix the remuneration of the auditors | Management | For | For | |||||||
15 | To increase the limit on ordinary remuneration of Directors | Management | For | For | |||||||
16 | To grant the directors authority to allot shares | Management | For | For | |||||||
17 | To disapply pre-emption rights | Management | Against | Against | |||||||
18 | To authorise the Company to make market purchases of its own shares | Management | For | For | |||||||
19 | To authorise the Company to hold general meetings on 14 days notice | Management | For | For | |||||||
SCHRODERS PLC, LONDON | |||||||||||
Security | G7860B102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | GB0002405495 | Agenda | 705060438 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the Report and Accounts | Management | For | For | |||||||
2 | To declare the Final Dividend | Management | For | For | |||||||
3 | To approve the Remuneration Report | Management | For | For | |||||||
4 | To approve the Remuneration Policy | Management | For | For | |||||||
5 | To elect Richard Keers | Management | For | For | |||||||
6 | To re-elect Andrew Beeson | Management | For | For | |||||||
7 | To re-elect Ashley Almanza | Management | For | For | |||||||
8 | To re-elect Luc Bertrand | Management | For | For | |||||||
9 | To re-elect Robin Buchanan | Management | For | For | |||||||
10 | To re-elect Michael Dobson | Management | For | For | |||||||
11 | To re-elect Lord Howard | Management | For | For | |||||||
12 | To re-elect Philip Mallinckrodt | Management | For | For | |||||||
13 | To re-elect Nichola Pease | Management | For | For | |||||||
14 | To re-elect Bruno Schroder | Management | For | For | |||||||
15 | To re-elect Massimo Tosato | Management | For | For | |||||||
16 | To re-appoint PricewaterhouseCoopers LLP as auditors | Management | For | For | |||||||
17 | To authorise the Directors to fix the auditors' remuneration | Management | For | For | |||||||
18 | To renew the authority to allot shares | Management | For | For | |||||||
19 | To renew the authority to purchase own shares | Management | For | For | |||||||
20 | Notice of general meetings | Management | For | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | |||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | |||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | |||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | |||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For | |||||||
MEAD JOHNSON NUTRITION COMPANY | |||||||||||
Security | 582839106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MJN | Meeting Date | 01-May-2014 | ||||||||
ISIN | US5828391061 | Agenda | 933953766 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, M.D. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD B. BERNICK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CELESTE A. CLARK, PH.D. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES M. CORNELIUS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: STEPHEN W. GOLSBY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MICHAEL GROBSTEIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PETER G. RATCLIFFE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., PH.D. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROBERT S. SINGER | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
EOG RESOURCES, INC. | |||||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||||
Ticker Symbol | EOG | Meeting Date | 01-May-2014 | ||||||||
ISIN | US26875P1012 | Agenda | 933953792 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL CONCERNING QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||
Ticker Symbol | OXY | Meeting Date | 02-May-2014 | ||||||||
ISIN | US6745991058 | Agenda | 933956724 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | |||||||
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For | |||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Management | For | For | |||||||
5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER. | Management | For | For | |||||||
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | |||||||
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For | |||||||
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | For | |||||||
10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | For | |||||||
SANOFI | |||||||||||
Security | 80105N105 | Meeting Type | Annual | ||||||||
Ticker Symbol | SNY | Meeting Date | 05-May-2014 | ||||||||
ISIN | US80105N1054 | Agenda | 933971500 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
3. | APPROPRIATION OF PROFITS; DECLARATION OF DIVIDEND | Management | For | For | |||||||
4. | APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS REFERRED TO IN ARTICLES L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||
5. | RENEWAL OF A DIRECTOR (CHRISTOPHER VIEHBACHER) | Management | For | For | |||||||
6. | RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) | Management | For | For | |||||||
7. | RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) | Management | For | For | |||||||
8. | APPOINTMENT OF A DIRECTOR (PATRICK KRON) | Management | For | For | |||||||
9. | ADVISORY VOTE ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
10. | ADVISORY VOTE ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED TO CHRISTOPHER VIEHBACHER, CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
11. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY | Management | For | For | |||||||
12. | POWERS FOR FORMALITIES | Management | For | For | |||||||
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON | |||||||||||
Security | F86921107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 06-May-2014 | |||||||||
ISIN | FR0000121972 | Agenda | 705169351 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO THE MID 289344 DUE TO ADDITION OF RES-OLUTION O.23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED A-ND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | |||||||||
CMMT | 17 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2014/0416/201404161401172.pdf, http://www.journal-officiel.gouv.fr//pd- f/2014/0416/201404161401173.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RE- CEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.fr//pdf/2014/0305/2- 01403051400512.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 317432 P- LEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | |||||||||
O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | No Action | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | No Action | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR, AMOUNT TAKEN OUT FROM THE SHARE PREMIUMS AND SETTING THE DIVIDEND OF EUR 1.87 PER SHARE | Management | No Action | ||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS ENTERED INTO DURING 2013- COMPENSATION OF THE VICE-CHAIRMAN AND SENIOR DIRECTOR, AMENDMENTS TO ARTICLE 39 AND CHANGE IN NON- COMPETITION COMMITMENTS OF EXECUTIVE MANAGERS WHO ARE NOT CORPORATE OFFICERS-INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE DURING PREVIOUS FINANCIAL YEARS | Management | No Action | ||||||||
O.5 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE STATUS OF MR. JEAN- PASCAL TRICOIRE | Management | No Action | ||||||||
O.6 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE STATUS OF MR. EMMANUEL BABEAU | Management | No Action | ||||||||
O.7 | REVIEWING THE ELEMENTS OF COMPENSATION OWED OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE 2013 FINANCIAL YEAR | Management | No Action | ||||||||
O.8 | REVIEWING THE ELEMENTS OF COMPENSATION OWED OR PAID TO MR. EMMANUEL BABEAU FOR THE 2013 FINANCIAL YEAR | Management | No Action | ||||||||
O.9 | APPOINTMENT OF MRS. LINDA KNOLL AS BOARD MEMBER | Management | No Action | ||||||||
O.10 | RENEWAL OF TERM OF MR. NOEL FORGEARD AS BOARD MEMBER | Management | No Action | ||||||||
O.11 | RENEWAL OF TERM OF MR. WILLY KISSLING AS BOARD MEMBER | Management | No Action | ||||||||
O.12 | RENEWAL OF TERM OF MRS. CATHY KOPP AS BOARD MEMBER | Management | No Action | ||||||||
O.13 | RENEWAL OF TERM OF MR. HENRI LACHMANN AS BOARD MEMBER | Management | No Action | ||||||||
O.14 | RENEWAL OF TERM OF MR. RICHARD THOMAN AS BOARD MEMBER | Management | No Action | ||||||||
O.15 | RATIFICATION OF THE COOPTATION AND APPOINTMENT OF MR. JEONG KIM AS BOARD MEMBER | Management | No Action | ||||||||
O.16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY-MAXIMUM PURCHASE PRICE OF EUROS 80 PER SHARE | Management | No Action | ||||||||
E.17 | APPROVAL OF THE TRANSFORMATION OF THE LEGAL FORM OF THE COMPANY BY ADOPTING THE FORM OF A EUROPEAN COMPANY "SOCIETAS EUROPAEA"; APPROVAL OF THE TERMS OF THE PROPOSED TRANSFORMATION AND ACKNOWLEDGEMENT OF THE UNCHANGED BOARD OF DIRECTORS, STATUTORY AUDITORS AND AUTHORIZATIONS GRANTED TO THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | No Action | ||||||||
E.18 | APPROVAL OF THE LEGAL NAME OF THE COMPANY IN ITS NEW FORM AS A EUROPEAN COMPANY - SCHNEIDER ELECTRIC SE | Management | No Action | ||||||||
E.19 | APPROVAL OF THE AMENDMENTS TO ARTICLES 1 AND 3 OF BYLAWS OF THE COMPANY AS A EUROPEAN COMPANY | Management | No Action | ||||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN UP TO 2% OF THE SHARE CAPITAL WITH THE CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | ||||||||
E.21 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES OFFERING EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP SIMILAR BENEFITS AS THOSE OFFERED TO MEMBERS OF THE COMPANY SAVINGS PLAN UP TO 1% OF THE SHARE CAPITAL WITH THE CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | ||||||||
O.22 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | ||||||||
O.23 | APPOINTMENT OF MRS.LONE FONSS SCHRODER AS BOARD MEMBER | Management | No Action | ||||||||
ALLERGAN, INC. | |||||||||||
Security | 018490102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AGN | Meeting Date | 06-May-2014 | ||||||||
ISIN | US0184901025 | Agenda | 933947799 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID E.I. PYOTT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TREVOR M. JONES, PH.D. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RUSSELL T. RAY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HENRI A. TERMEER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO ACT BY WRITTEN CONSENT. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND CEO). | Shareholder | Against | For | |||||||
NIELSEN HOLDINGS N.V. | |||||||||||
Security | N63218106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NLSN | Meeting Date | 06-May-2014 | ||||||||
ISIN | NL0009538479 | Agenda | 933982692 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 AND (B) AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF THE BOARD OF DIRECTORS REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR ENDING DECEMBER 31, 2014, IN THE ENGLISH LANGUAGE. | Management | For | For | |||||||
2. | TO DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS FROM LIABILITY PURSUANT TO DUTCH LAW IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013. | Management | For | For | |||||||
3A. | ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. | Management | For | For | |||||||
3B. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | |||||||
3C. | ELECTION OF DIRECTOR: KAREN M. HOGUET | Management | For | For | |||||||
3D. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||
3E. | ELECTION OF DIRECTOR: ALEXANDER NAVAB | Management | For | For | |||||||
3F. | ELECTION OF DIRECTOR: ROBERT POZEN | Management | For | For | |||||||
3G. | ELECTION OF DIRECTOR: VIVEK RANADIVE | Management | For | For | |||||||
3H. | ELECTION OF DIRECTOR: GANESH RAO | Management | For | For | |||||||
3I. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
5. | TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS OUR AUDITOR WHO WILL AUDIT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
6. | TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
7. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY RECEIPTS ISSUED FOR OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE | Management | For | For | |||||||
PER SHARE (OR DEPOSITARY RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENTLY AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | |||||||||||
8. | TO AMEND OUR ARTICLES OF ASSOCIATION TO CHANGE THE COMPANY NAME TO NIELSEN N.V. | Management | For | For | |||||||
9. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | Abstain | Against | |||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | |||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | GB00B24CGK77 | Agenda | 705110257 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THAT THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 BE RECEIVED | Management | For | For | |||||||
2 | THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 35 TO 40 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | |||||||
3 | THAT THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | |||||||
4 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 77P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 BE DECLARED PAYABLE AND PAID ON 29 MAY 2014 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 21 FEBRUARY 2014 | Management | For | For | |||||||
5 | THAT ADRIAN BELLAMY (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
6 | THAT PETER HARF (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
7 | THAT ADRIAN HENNAH BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
8 | THAT KENNETH HYDON (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
9 | THAT RAKESH KAPOOR (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
10 | THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
11 | THAT JUDITH SPRIESER (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
12 | THAT WARREN TUCKER (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
13 | THAT NICANDRO DURANTE (MEMBER OF THE NOMINATION COMMITTEE), WHO WAS APPOINTED TO THE BOARD SINCE THE DATE OF THE LAST AGM, BE ELECTED AS A DIRECTOR | Management | For | For | |||||||
14 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | |||||||
15 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
16 | THAT IN ACCORDANCE WITH S366 AND S367 OF THE COMPANIES ACT 2006 (THE 2006 ACT) THE COMPANY AND ANY UK REGISTERED COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; AND C) INCUR POLITICAL EXPENDITURE UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000 DURING THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2015, PROVIDED THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH DONATIONS AND EXPENDITURE INCURRED BY THE COMPANY AND ITS UK SUBSIDIARIES IN SUCH CONTD | Management | For | For | |||||||
CONT | CONTD PERIOD SHALL NOT EXCEED GBP 50,000. FOR THE PURPOSE OF THIS RESOLUTION,-THE TERMS 'POLITICAL DONATIONS', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION-CANDIDATES', 'POLITICAL ORGANISATIONS' AND 'POLITICAL EXPENDITURE' HAVE THE- MEANINGS SET OUT IN S363 TO S365 OF THE 2006 ACT | Non-Voting | |||||||||
17 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,800,000 AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF | Management | For | For | |||||||
NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2015), SAVE THAT UNDER SUCH AUTHORITY THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES CONTD | |||||||||||
CONT | CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO-SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT-SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES-UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Non-Voting | |||||||||
18 | THAT IF RESOLUTION 17 IS PASSED, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF S561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS AND THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL CONTD | Management | For | For | |||||||
CONT | CONTD PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER;-AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF THIS-RESOLUTION AND/OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES WHICH IS-TREATED AS AN ALLOTMENT OF EQUITY SECURITIES UNDER S560(3) OF THE 2006 ACT,-TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY- SECURITIES UP TO A NOMINAL AMOUNT OF GBP 3,500,000 SUCH POWER TO APPLY UNTIL-THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30-JUNE 2015) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO-AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED-(AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY-ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD-CONTD | Non-Voting | |||||||||
CONT | CONTD NOT EXPIRED | Non-Voting | |||||||||
19 | THAT THE COMPANY BE AND IT IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF S701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF S693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 73,000,000 ORDINARY SHARES (REPRESENTING LESS THAN 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND (II) THAT STIPULATED BY ARTICLE 5(1) OF THE EU CONTD | Management | For | For | |||||||
CONT | CONTD BUYBACK AND STABILISATION REGULATIONS 2003 (NO. 2273/2003); AND THE-MINIMUM PRICE IS 10P PER ORDINARY SHARE, IN BOTH CASES EXCLUSIVE OF EXPENSES;-C) THE AUTHORITY TO PURCHASE CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE- EARLIER OF 30 JUNE 2015 OR ON THE DATE OF THE AGM OF THE COMPANY IN 2015 SAVE-THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE-ORDINARY SHARES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR-EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY AND MAY MAKE-A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT; AND D) ALL- ORDINARY SHARES PURCHASED PURSUANT TO THE SAID AUTHORITY SHALL BE EITHER: I)-CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE; OR II) HELD, SOLD,-TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH-CONTD | Non-Voting | |||||||||
CONT | CONTD THE PROVISIONS OF THE 2006 ACT | Non-Voting | |||||||||
20 | THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
EXPRESS SCRIPTS HOLDING COMPANY | |||||||||||
Security | 30219G108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ESRX | Meeting Date | 07-May-2014 | ||||||||
ISIN | US30219G1085 | Agenda | 933941139 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GARY G. BENANAV | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MAURA C. BREEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: FRANK MERGENTHALER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
GILEAD SCIENCES, INC. | |||||||||||
Security | 375558103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GILD | Meeting Date | 07-May-2014 | ||||||||
ISIN | US3755581036 | Agenda | 933943006 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CARLA A. HILLS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN C. MARTIN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S RESTATED CERTIFICATE OF INCORPORATION TO DESIGNATE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | For | For | |||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | |||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
7. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT INCENTIVE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER INCLUDE NON-FINANCIAL MEASURES BASED ON PATIENT ACCESS TO GILEAD'S MEDICINES. | Shareholder | Against | For | |||||||
PEPSICO, INC. | |||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7134481081 | Agenda | 933945860 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | |||||||
BANK OF AMERICA CORPORATION | |||||||||||
Security | 060505104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BAC | Meeting Date | 07-May-2014 | ||||||||
ISIN | US0605051046 | Agenda | 933948070 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: CLAYTON S. ROSE | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||||||
2. | AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY). | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | APPROVAL OF AMENDMENT TO THE SERIES T PREFERRED STOCK. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN DIRECTOR ELECTIONS. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL - PROXY ACCESS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | Shareholder | Against | For | |||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705118203 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS AND APPROVE FINAL DIVIDEND | Management | For | For | |||||||
2 | RE-ELECT ADAM KESWICK AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECT MARK GREENBERG AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT SIMON KESWICK AS DIRECTOR | Management | For | For | |||||||
5 | RE-ELECT RICHARD LEE AS DIRECTOR | Management | For | For | |||||||
6 | APPROVE PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND AUTHORISE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
7 | APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS | Management | Against | Against | |||||||
8 | AUTHORISE SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
CMMT | 15 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
ECOLAB INC. | |||||||||||
Security | 278865100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ECL | Meeting Date | 08-May-2014 | ||||||||
ISIN | US2788651006 | Agenda | 933946088 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT L. LUMPKINS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | RE-APPROVE THE ECOLAB INC. MANAGEMENT PERFORMANCE INCENTIVE PLAN, AS AMENDED. | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
5. | STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR. | Shareholder | Against | For | |||||||
CVS CAREMARK CORPORATION | |||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVS | Meeting Date | 08-May-2014 | ||||||||
ISIN | US1266501006 | Agenda | 933947953 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | |||||||
2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
COLGATE-PALMOLIVE COMPANY | |||||||||||
Security | 194162103 | Meeting Type | Annual | ||||||||
Ticker Symbol | CL | Meeting Date | 09-May-2014 | ||||||||
ISIN | US1941621039 | Agenda | 933943993 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NIKESH ARORA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | |||||||
2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION REQUIREMENT. | Shareholder | Against | For | |||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | |||||||||||
Security | W4832D110 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0000164626 | Agenda | 705216009 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282778 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTIONS 20.A TO 20.D. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON SHAREHOLDER PROPOSALS:-20.A TO 20.D. THANK YOU. | Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND OF THE GROUP AN-NUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE AND THAT THE RECORD DATE SHALL BE ON THURSDAY 15 MAY 2014 | Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SEVEN MEMBERS | Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL, FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING, RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | ||||||||
18.A | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK | Management | No Action | ||||||||
18.B | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIK'S INVESTMENTS IN UNLISTED COMPANIES | Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | ||||||||
20.A | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING | Management | No Action | ||||||||
20.B | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE | Management | No Action | ||||||||
20.C | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION | Management | No Action | ||||||||
20.D | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON | Management | No Action | ||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||
Security | 026874784 | Meeting Type | Annual | ||||||||
Ticker Symbol | AIG | Meeting Date | 12-May-2014 | ||||||||
ISIN | US0268747849 | Agenda | 933956217 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | |||||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. | Management | Against | Against | |||||||
4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | Management | Against | Against | |||||||
5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3M COMPANY | |||||||||||
Security | 88579Y101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MMM | Meeting Date | 13-May-2014 | ||||||||
ISIN | US88579Y1010 | Agenda | 933944008 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
CONOCOPHILLIPS | |||||||||||
Security | 20825C104 | Meeting Type | Annual | ||||||||
Ticker Symbol | COP | Meeting Date | 13-May-2014 | ||||||||
ISIN | US20825C1045 | Agenda | 933946305 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS. | Management | For | For | |||||||
5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | |||||||
6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For | |||||||
CUMMINS INC. | |||||||||||
Security | 231021106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMI | Meeting Date | 13-May-2014 | ||||||||
ISIN | US2310211063 | Agenda | 933949349 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1) | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | For | For | |||||||
2) | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Management | For | For | |||||||
3) | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||
4) | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Management | For | For | |||||||
5) | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For | |||||||
6) | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Management | For | For | |||||||
7) | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | Management | For | For | |||||||
8) | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Management | For | For | |||||||
9) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
10) | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2014. | Management | For | For | |||||||
11) | SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL VOTING. | Shareholder | Against | For | |||||||
EBAY INC. | |||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||
Ticker Symbol | EBAY | Meeting Date | 13-May-2014 | ||||||||
ISIN | US2786421030 | Agenda | 933949919 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | FRED D. ANDERSON | For | For | ||||||||
2 | EDWARD W. BARNHOLT | For | For | ||||||||
3 | SCOTT D. COOK | For | For | ||||||||
4 | JOHN J. DONAHOE | For | For | ||||||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN. | Management | For | For | |||||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
5 | TO CONSIDER A STOCKHOLDER PROPOSAL SUBMITTED BY JOHN CHEVEDDEN REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | |||||||
6 | PROPOSAL WITHDRAWN | Shareholder | Against | For | |||||||
MORGAN STANLEY | |||||||||||
Security | 617446448 | Meeting Type | Annual | ||||||||
Ticker Symbol | MS | Meeting Date | 13-May-2014 | ||||||||
ISIN | US6174464486 | Agenda | 933952497 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: MASAAKI TANAKA | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For | |||||||
3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING | Shareholder | Against | For | |||||||
THE SWATCH GROUP AG, NEUCHATEL | |||||||||||
Security | H83949133 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||
ISIN | CH0012255144 | Agenda | 705114457 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1 | APPROVAL OF THE ANNUAL REPORT 2013 | Management | No Action | ||||||||
2 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | No Action | ||||||||
3 | RESOLUTION FOR THE APPROPRIATION OF THE AVAILABLE EARNINGS | Management | No Action | ||||||||
4.1 | RE-ELECTION OF MRS. NAYLA HAYEK TO THE BOARD OF DIRECTORS | Management | No Action | ||||||||
4.2 | RE-ELECTION OF MRS. ESTHER GRETHER TO THE BOARD OF DIRECTORS | Management | No Action | ||||||||
4.3 | RE-ELECTION OF MR. ERNST TANNER TO THE BOARD OF DIRECTORS | Management | No Action | ||||||||
4.4 | RE-ELECTION OF MR. GEORGES N. HAYEK TO THE BOARD OF DIRECTORS | Management | No Action | ||||||||
4.5 | RE-ELECTION OF MR. CLAUDE NICOLLIER TO THE BOARD OF DIRECTORS | Management | No Action | ||||||||
4.6 | RE-ELECTION OF MR. JEAN-PIERRE ROTH TO THE BOARD OF DIRECTORS | Management | No Action | ||||||||
4.7 | RE-ELECTION OF MRS. NAYLA HAYEK AS CHAIR OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||
5.1 | ELECTION OF MRS. NAYLA HAYEK TO THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
5.2 | ELECTION OF MRS. ESTHER GRETHER TO THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
5.3 | ELECTION OF MR. ERNST TANNER TO THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
5.4 | ELECTION OF MR. GEORGES N. HAYEK TO THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
5.5 | ELECTION OF MR. CLAUDE NICOLLIER TO THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
5.6 | ELECTION OF MR. JEAN-PIERRE ROTH TO THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
6 | ELECTION OF THE INDEPENDENT REPRESENTATIVE (MR. BERNHARD LEHMANN) | Management | No Action | ||||||||
7 | ELECTION OF THE STATUTORY AUDITORS (PRICEWATERHOUSECOOPERS LTD) | Management | No Action | ||||||||
8 | AD HOC | Management | No Action | ||||||||
GOOGLE INC. | |||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | ||||||||
ISIN | US38259P5089 | Agenda | 933948359 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LARRY PAGE | For | For | ||||||||
2 | SERGEY BRIN | For | For | ||||||||
3 | ERIC E. SCHMIDT | For | For | ||||||||
4 | L. JOHN DOERR | For | For | ||||||||
5 | DIANE B. GREENE | For | For | ||||||||
6 | JOHN L. HENNESSY | For | For | ||||||||
7 | ANN MATHER | For | For | ||||||||
8 | PAUL S. OTELLINI | For | For | ||||||||
9 | K. RAM SHRIRAM | For | For | ||||||||
10 | SHIRLEY M. TILGHMAN | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
STATOIL ASA | |||||||||||
Security | 85771P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | STO | Meeting Date | 14-May-2014 | ||||||||
ISIN | US85771P1021 | Agenda | 933994546 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
3 | ELECTION OF CHAIR FOR THE MEETING | Management | For | ||||||||
4 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | For | ||||||||
5 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | ||||||||
6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2013, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF DIVIDEND | Management | For | ||||||||
7 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN CANADA | Shareholder | Abstain | ||||||||
8 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN THE ARCTIC | Shareholder | Abstain | ||||||||
9 | REPORT ON CORPORATE GOVERNANCE | Management | For | ||||||||
10 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | Management | For | ||||||||
11 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2013 | Management | For | ||||||||
12 | NOMINATION COMMITTEE'S JOINT PROPOSAL | Management | For | ||||||||
12A | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER OLAUG SVARVA (RE- ELECTION, NOMINATED AS CHAIR) | Management | For | ||||||||
12B | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER IDAR KREUTZER (RE- ELECTION, NOMINATED AS DEPUTY CHAIR) | Management | For | ||||||||
12C | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KARIN ASLAKSEN (RE- ELECTION) | Management | For | ||||||||
12D | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER GREGER MANNSVERK (RE-ELECTION) | Management | For | ||||||||
12E | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER STEINAR OLSEN (RE- ELECTION) | Management | For | ||||||||
12F | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER INGVALD STROMMEN (RE-ELECTION) | Management | For | ||||||||
12G | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER RUNE BJERKE (RE- ELECTION) | Management | For | ||||||||
12H | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER SIRI KALVIG (RE- ELECTION) | Management | For | ||||||||
12I | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER BARBRO HAETTA (RE- ELECTION) | Management | For | ||||||||
12J | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TERJE VENOLD (NEW ELECTION) | Management | For | ||||||||
12K | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | For | ||||||||
12L | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER LINDA LITLEKALSOY AASE (NEW ELECTION, FORMER 4. DEPUTY MEMBER) | Management | For | ||||||||
12M | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG (RE-ELECTION) | Management | For | ||||||||
12N | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ (RE-ELECTION) | Management | For | ||||||||
12O | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI JONASSEN (NEW ELECTION) | Management | For | ||||||||
12P | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL (NEW ELECTION) | Management | For | ||||||||
13 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | Management | For | ||||||||
14 | NOMINATION COMMITTEE'S JOINT PROPOSAL | Management | For | ||||||||
14A | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: CHAIR OLAUG SVARVA (RE- ELECTION) | Management | For | ||||||||
14B | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TOM RATHKE (RE- ELECTION) | Management | For | ||||||||
14C | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER ELISABETH BERGE WITH PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD (RE-ELECTION) | Management | For | ||||||||
14D | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | For | ||||||||
15 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | Management | For | ||||||||
16 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2013 | Management | For | ||||||||
17 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET IN ORDER TO CONTINUE OPERATION OF THE SHARE SAVING PLAN FOR EMPLOYEES | Management | For | ||||||||
18 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Management | For | ||||||||
19 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES | Shareholder | Abstain | ||||||||
BAYERISCHE MOTOREN WERKE AG, MUENCHEN | |||||||||||
Security | D12096109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | DE0005190003 | Agenda | 705086090 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 24 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 APR 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | Presentation of the Company Financial Statements and the Group Financial State-ments for the financial year ended 31 December 2013, as approved by the Superv-isory Board, together with the Combined Company and Group Management Report, t-he Explanatory Report of the Board of Management on the information required p-ursuant to section 289 (4) and section 315 (4) and section 289 (5) and section-315 (2) no. 5 of the German Commercial Code (HGB) and the Report of the Super-visory Board | Non-Voting | |||||||||
2. | Resolution on the utilisation of unappropriated profit | Management | No Action | ||||||||
3. | Ratification of the acts of the Board of Management | Management | No Action | ||||||||
4. | Ratification of the acts of the Supervisory Board | Management | No Action | ||||||||
5. | Election of the auditor: KPMG AG Wirtschaftsprufungsgesellschaft, Berlin | Management | No Action | ||||||||
6.1 | Election to the Supervisory Board: Mr. Franz Haniel | Management | No Action | ||||||||
6.2 | Election to the Supervisory Board: Mrs. Susanne Klatten | Management | No Action | ||||||||
6.3 | Election to the Supervisory Board: Mr Dr. h.c. Robert W. Lane | Management | No Action | ||||||||
6.4 | Election to the Supervisory Board: Mr Wolfgang Mayrhuber | Management | No Action | ||||||||
6.5 | Election to the Supervisory Board: Mr Stefan Quandt | Management | No Action | ||||||||
7. | Resolution on a new authorisation to acquire and use the Company's own shares as well as to exclude subscription rights | Management | No Action | ||||||||
8. | Resolution on the creation of Authorised Capital 2014 (non-voting preferred stock) excluding the statutory subscription rights of existing shareholders and amendment to the Articles of Incorporation | Management | No Action | ||||||||
9. | Resolution on the approval of the compensation system for members of the Board of Management | Management | No Action | ||||||||
SWIRE PACIFIC LTD, HONG KONG | |||||||||||
Security | Y83310105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | HK0019000162 | Agenda | 705119077 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407222.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407230.pdf | Non-Voting | |||||||||
1.a | TO RE-ELECT M CUBBON AS A DIRECTOR | Management | For | For | |||||||
1.b | TO RE-ELECT BARONESS DUNN AS A DIRECTOR | Management | For | For | |||||||
1.c | TO RE-ELECT T G FRESHWATER AS A DIRECTOR | Management | For | For | |||||||
1.d | TO RE-ELECT C LEE AS A DIRECTOR | Management | For | For | |||||||
1.e | TO RE-ELECT I S C SHIU AS A DIRECTOR | Management | For | For | |||||||
1.f | TO RE-ELECT M C C SZE AS A DIRECTOR | Management | For | For | |||||||
1.g | TO ELECT I K L CHU AS A DIRECTOR | Management | For | For | |||||||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
3 | TO GRANT A GENERAL MANDATE FOR SHARE BUY-BACK | Management | For | For | |||||||
4 | TO GRANT A GENERAL MANDATE TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY | Management | For | For | |||||||
THE WHITEWAVE FOODS COMPANY | |||||||||||
Security | 966244105 | Meeting Type | Annual | ||||||||
Ticker Symbol | WWAV | Meeting Date | 15-May-2014 | ||||||||
ISIN | US9662441057 | Agenda | 933952459 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GREGG L. ENGLES | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE CONVERSION OF OUR CLASS B COMMON STOCK INTO CLASS A COMMON STOCK. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE COMPLETION OF OUR SEPARATION FROM DEAN FOODS COMPANY. | Management | For | For | |||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
AMGEN INC. | |||||||||||
Security | 031162100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMGN | Meeting Date | 15-May-2014 | ||||||||
ISIN | US0311621009 | Agenda | 933956306 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM | Management | For | For | |||||||
1L | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | |||||||
2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) | Shareholder | Against | For | |||||||
UNION PACIFIC CORPORATION | |||||||||||
Security | 907818108 | Meeting Type | Annual | ||||||||
Ticker Symbol | UNP | Meeting Date | 15-May-2014 | ||||||||
ISIN | US9078181081 | Agenda | 933969012 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | Abstain | Against | |||||||
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT | |||||||||||
Security | Y13213106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-May-2014 | |||||||||
ISIN | HK0001000014 | Agenda | 705118950 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407593.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407460.pdf | Non-Voting | |||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2013 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.1 | TO ELECT MR. LI KA-SHING AS DIRECTOR | Management | For | For | |||||||
3.2 | TO ELECT MR. CHUNG SUN KEUNG, DAVY AS DIRECTOR | Management | For | For | |||||||
3.3 | TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR | Management | For | For | |||||||
3.4 | TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR | Management | For | For | |||||||
3.5 | TO ELECT MR. GEORGE COLIN MAGNUS AS DIRECTOR | Management | For | For | |||||||
3.6 | TO ELECT MR. SIMON MURRAY AS DIRECTOR | Management | For | For | |||||||
3.7 | TO ELECT MR. CHEONG YING CHEW, HENRY AS DIRECTOR | Management | For | For | |||||||
4 | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | For | |||||||
5.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY | Management | For | For | |||||||
5.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | For | |||||||
6 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
DISCOVERY COMMUNICATIONS, INC. | |||||||||||
Security | 25470F104 | Meeting Type | Annual | ||||||||
Ticker Symbol | DISCA | Meeting Date | 16-May-2014 | ||||||||
ISIN | US25470F1049 | Agenda | 933960418 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT R. BENNETT | For | For | ||||||||
2 | JOHN C. MALONE | For | For | ||||||||
3 | DAVID M. ZASLAV | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION DESCRIBED IN THESE PROXY MATERIALS. | Management | Abstain | Against | |||||||
THE GOLDMAN SACHS GROUP, INC. | |||||||||||
Security | 38141G104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GS | Meeting Date | 16-May-2014 | ||||||||
ISIN | US38141G1040 | Agenda | 933961078 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DEBORA L. SPAR | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARK E. TUCKER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | Abstain | Against | |||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS | Shareholder | Against | For | |||||||
MACY'S INC. | |||||||||||
Security | 55616P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | M | Meeting Date | 16-May-2014 | ||||||||
ISIN | US55616P1049 | Agenda | 933983125 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MEYER FELDBERG | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SARA LEVINSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | For | |||||||
2. | THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MACY'S AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | CH0193880173 | Agenda | 933967094 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: DAVID A. JONES | Management | For | For | |||||||
3B. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: GLYNIS A. BRYAN | Management | For | For | |||||||
3C. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: T. MICHAEL GLENN | Management | For | For | |||||||
3D. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM T. MONAHAN | Management | For | For | |||||||
4. | TO ELECT PROXY VOTING SERVICES GMBH AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5. | TO APPROVE THE 2013 ANNUAL REPORT OF PENTAIR LTD., THE STATUTORY FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6. | TO DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF PENTAIR LTD. FROM LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
7A. | TO RE-ELECT DELOITTE AG AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
7C. | TO ELECT PRICEWATERHOUSECOOPERS AG AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
8A. | TO APPROVE THE APPROPRIATION OF RESULTS FOR THE YEAR ENDED DECEMBER 31, 2013 AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
8B. | TO APPROVE THE CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
9. | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
10. | TO APPROVE THE RENEWAL OF THE AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q111 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | Agenda | 933967107 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE MERGER AGREEMENT BY AND BETWEEN PENTAIR LTD. AND PENTAIR PLC. | Management | For | For | |||||||
2. | TO APPROVE THE VOTING CAP ELIMINATION PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | TO APPROVE THE RESERVES PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
JPMORGAN CHASE & CO. | |||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JPM | Meeting Date | 20-May-2014 | ||||||||
ISIN | US46625H1005 | Agenda | 933970089 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | |||||||
5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | For | |||||||
6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | CH0193880173 | Agenda | 933971853 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: DAVID A. JONES | Management | For | For | |||||||
3B. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: GLYNIS A. BRYAN | Management | For | For | |||||||
3C. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: T. MICHAEL GLENN | Management | For | For | |||||||
3D. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM T. MONAHAN | Management | For | For | |||||||
4. | TO ELECT PROXY VOTING SERVICES GMBH AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5. | TO APPROVE THE 2013 ANNUAL REPORT OF PENTAIR LTD., THE STATUTORY FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6. | TO DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF PENTAIR LTD. FROM LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
7A. | TO RE-ELECT DELOITTE AG AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
7C. | TO ELECT PRICEWATERHOUSECOOPERS AG AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
8A. | TO APPROVE THE APPROPRIATION OF RESULTS FOR THE YEAR ENDED DECEMBER 31, 2013 AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
8B. | TO APPROVE THE CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
9. | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | |||||||
10. | TO APPROVE THE RENEWAL OF THE AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q111 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | Agenda | 933971865 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE MERGER AGREEMENT BY AND BETWEEN PENTAIR LTD. AND PENTAIR PLC. | Management | For | For | |||||||
2. | TO APPROVE THE VOTING CAP ELIMINATION PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | TO APPROVE THE RESERVES PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security | 780259206 | Meeting Type | Annual | ||||||||
Ticker Symbol | RDSA | Meeting Date | 20-May-2014 | ||||||||
ISIN | US7802592060 | Agenda | 933990699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | |||||||
2. | APPROVAL OF DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||
3. | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
4. | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5. | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6. | RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN | Management | For | For | |||||||
7. | RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT | Management | For | For | |||||||
8. | RE-APPOINTMENT OF DIRECTOR: SIMON HENRY | Management | For | For | |||||||
9. | RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY | Management | For | For | |||||||
10. | RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE | Management | For | For | |||||||
11. | RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA | Management | For | For | |||||||
12. | RE-APPOINTMENT OF DIRECTOR: SIR NIGEL SHEINWALD | Management | For | For | |||||||
13. | RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | |||||||
14. | RE-APPOINTMENT OF DIRECTOR: HANS WIJERS | Management | For | For | |||||||
15. | RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM | Management | For | For | |||||||
16. | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||
17. | REMUNERATION OF AUDITORS | Management | For | For | |||||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||
21. | APPROVAL OF LONG-TERM INCENTIVE PLAN | Management | Abstain | Against | |||||||
22. | APPROVAL OF DEFERRED BONUS PLAN | Management | For | For | |||||||
23. | APPROVAL OF RESTRICTED SHARE PLAN | Management | Abstain | Against | |||||||
24. | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For | |||||||
SAP AG, WALLDORF/BADEN | |||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-May-2014 | |||||||||
ISIN | DE0007164600 | Agenda | 705161103 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 30 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 MAY 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED GROUP-ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP MANAGEM-ENT REPORT OF SAP AG, INCLUDING THE EXECUTIVE BOARD'S | Non-Voting | |||||||||
EXPLANATORY NOTES RELATI-NG TO THE INFORMATION PROVIDED PURSUANT TO SECTIONS 289 (4) AND (5) AND 315 (4-) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"), AND THE SUPERVISOR-Y BOARD'S REPORT, EACH FOR FISCAL YEAR 2013 | |||||||||||
2. | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2013: THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 7,595,363,764.58 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER NO-PAR SHARE EUR 6,001,620,574.58 SHALL BE CARRIED FORWARD EUR 400,000,000 EX-DIVIDEND AND PAYABLE DATE: MAY 22, 2014 | Management | No Action | ||||||||
3. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2013 | Management | No Action | ||||||||
4. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2013 | Management | No Action | ||||||||
5. | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2014: KPMG AG | Management | No Action | ||||||||
6.1 | RESOLUTION ON THE APPROVAL OF TWO AMENDMENT AGREEMENTS TO EXISTING CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG AND TWO SUBSIDIARIES: THE AMENDMENT AGREEMENT TO THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT WITH SAP ERSTE BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH DATED MARCH 18, 2014 IS APPROVED | Management | No Action | ||||||||
6.2 | RESOLUTION ON THE APPROVAL OF TWO AMENDMENT AGREEMENTS TO EXISTING CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG AND TWO SUBSIDIARIES: THE AMENDMENT AGREEMENT TO THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT WITH SAP ZWEITE BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH DATED MARCH 18, 2014 IS APPROVED | Management | No Action | ||||||||
7. | RESOLUTION ON THE APPROVAL OF A CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND A SUBSIDIARY | Management | No Action | ||||||||
8.1 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: THE CONVERSION PLAN DATED MARCH 21, 2014 (DEEDS OF NOTARY PUBLIC DR HOFFMANN-REMY, WITH OFFICE IN HEIDELBERG, NOTARY'S OFFICE 5 OF HEIDELBERG, ROLL OF DEEDS NO. 5 UR 493/2014 AND 500/2014) CONCERNING THE CONVERSION OF SAP AG TO A EUROPEAN COMPANY (SOCIETAS EUROPAEA, SE) IS | Management | No Action | ||||||||
APPROVED; THE ARTICLES OF INCORPORATION OF SAP SE ATTACHED TO THE CONVERSION PLAN AS AN ANNEX ARE ADOPTED; WITH REGARD TO SECTION 4 (1) AND (5) THROUGH (8) OF THE ARTICLES OF INCORPORATION OF SAP SE, SECTION 3.5 OF THE CONVERSION PLAN SHALL APPLY | |||||||||||
8.2.1 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR. H. C. MULT. HASSO PLATTNER | Management | No Action | ||||||||
8.2.2 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PEKKA ALA-PIETILAE | Management | No Action | ||||||||
8.2.3 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. ANJA FELDMANN | Management | No Action | ||||||||
8.2.4 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR. WILHELM HAARMANN | Management | No Action | ||||||||
8.2.5 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: BERNARD LIAUTAUD | Management | No Action | ||||||||
8.2.6 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: DR. H. C. HARTMUT MEHDORN | Management | No Action | ||||||||
8.2.7 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: DR. ERHARD SCHIPPOREIT | Management | No Action | ||||||||
8.2.8 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: JIM HAGEMANN SNABE | Management | No Action | ||||||||
8.2.9 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR-ING. E. H. KLAUS WUCHERER | Management | No Action | ||||||||
MONDELEZ INTERNATIONAL, INC. | |||||||||||
Security | 609207105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDLZ | Meeting Date | 21-May-2014 | ||||||||
ISIN | US6092071058 | Agenda | 933952360 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVE MONDELEZ INTERNATIONAL, INC. AMENDED AND RESTATED 2005 PERFORMANCE INCENTIVE PLAN | Management | For | For | |||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING | Shareholder | Against | For | |||||||
AMAZON.COM, INC. | |||||||||||
Security | 023135106 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMZN | Meeting Date | 21-May-2014 | ||||||||
ISIN | US0231351067 | Agenda | 933970510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALAIN MONIE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||
SEVEN & I HOLDINGS CO.,LTD. | |||||||||||
Security | J7165H108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | JP3422950000 | Agenda | 705232560 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.4 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.5 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Executive Officers of the Company, as well as Directors and Executive Officers of the Company's subsidiaries | Management | For | For | |||||||
HISAMITSU PHARMACEUTICAL CO.,INC. | |||||||||||
Security | J20076121 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | JP3784600003 | Agenda | 705240581 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
3 | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | |||||||
4 | Approve Continuance of Policy regarding Large- scale Purchases of Company Shares | Management | For | For | |||||||
FACEBOOK INC. | |||||||||||
Security | 30303M102 | Meeting Type | Annual | ||||||||
Ticker Symbol | FB | Meeting Date | 22-May-2014 | ||||||||
ISIN | US30303M1027 | Agenda | 933958324 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARC L. ANDREESSEN | For | For | ||||||||
2 | ERSKINE B. BOWLES | For | For | ||||||||
3 | S.D. DESMOND-HELLMANN | For | For | ||||||||
4 | DONALD E. GRAHAM | For | For | ||||||||
5 | REED HASTINGS | For | For | ||||||||
6 | SHERYL K. SANDBERG | For | For | ||||||||
7 | PETER A. THIEL | For | For | ||||||||
8 | MARK ZUCKERBERG | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | |||||||
4. | A STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES. | Shareholder | Against | For | |||||||
5. | A STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
6. | A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD OBESITY AND FOOD MARKETING TO YOUTH. | Shareholder | Against | For | |||||||
7. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | |||||||
TIFFANY & CO. | |||||||||||
Security | 886547108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TIF | Meeting Date | 22-May-2014 | ||||||||
ISIN | US8865471085 | Agenda | 933967587 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROSE MARIE BRAVO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GARY E. COSTLEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: FREDERIC P. CUMENAL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LAWRENCE K. FISH | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES K. MARQUIS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETER W. MAY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM A. SHUTZER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. SINGER | Management | For | For | |||||||
2. | APPROVAL OF THE APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN FISCAL 2013. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE INCENTIVE PLAN. | Management | For | For | |||||||
THE HOME DEPOT, INC. | |||||||||||
Security | 437076102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HD | Meeting Date | 22-May-2014 | ||||||||
ISIN | US4370761029 | Agenda | 933970382 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For | |||||||
FLOWSERVE CORPORATION | |||||||||||
Security | 34354P105 | Meeting Type | Annual | ||||||||
Ticker Symbol | FLS | Meeting Date | 22-May-2014 | ||||||||
ISIN | US34354P1057 | Agenda | 933972716 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GAYLA J. DELLY | For | For | ||||||||
2 | RICK J. MILLS | For | For | ||||||||
3 | CHARLES M. RAMPACEK | For | For | ||||||||
4 | WILLIAM C. RUSNACK | For | For | ||||||||
5 | JOHN R. FRIEDERY | For | For | ||||||||
6 | JOE E. HARLAN | For | For | ||||||||
7 | LEIF E. DARNER | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TAKE ACTION TO IMPLEMENT CONFIDENTIAL VOTING IN UNCONTESTED PROXY SOLICITATIONS. | Shareholder | Against | For | |||||||
BOULDER BRANDS, INC. | |||||||||||
Security | 101405108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BDBD | Meeting Date | 22-May-2014 | ||||||||
ISIN | US1014051080 | Agenda | 933975558 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BENJAMIN D. CHERESKIN | For | For | ||||||||
2 | GERALD J. LABER | For | For | ||||||||
3 | JAMES B. LEIGHTON | For | For | ||||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
CONTINENTAL RESOURCES, INC. | |||||||||||
Security | 212015101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CLR | Meeting Date | 23-May-2014 | ||||||||
ISIN | US2120151012 | Agenda | 933966256 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID L. BOREN | For | For | ||||||||
2 | WILLIAM B. BERRY | For | For | ||||||||
2. | APPROVAL, BY A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
PIONEER NATURAL RESOURCES COMPANY | |||||||||||
Security | 723787107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PXD | Meeting Date | 28-May-2014 | ||||||||
ISIN | US7237871071 | Agenda | 933975990 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: STACY P. METHVIN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR. | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JIM A. WATSON | Management | For | For | |||||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4 | REAPPROVAL OF THE SECTION 162(M) MATERIAL TERMS UNDER THE 2006 LONG- TERM INCENTIVE PLAN | Management | For | For | |||||||
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | |||||||||||
Security | M22465104 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHKP | Meeting Date | 28-May-2014 | ||||||||
ISIN | IL0010824113 | Agenda | 934006823 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTORS: GIL SHWED, MARIUS NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, DR. TAL SHAVIT | Management | For | For | |||||||
2. | TO ELECT IRWIN FEDERMAN AND RAY ROTHROCK AS OUTSIDE DIRECTORS FOR AN ADDITIONAL THREE-YEAR TERM. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
5A. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2. MARK "FOR" = YES OR "AGAINST" = NO. | Management | Against | ||||||||
5B. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO. | Management | Against | ||||||||
FAMILYMART CO.,LTD. | |||||||||||
Security | J13398102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2014 | |||||||||
ISIN | JP3802600001 | Agenda | 705255607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | |||||||
1.8 | Appoint a Director | Management | For | For | |||||||
1.9 | Appoint a Director | Management | For | For | |||||||
2 | Appoint a Corporate Auditor | Management | For | For | |||||||
CHINA LIFE INSURANCE COMPANY LIMITED | |||||||||||
Security | 16939P106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LFC | Meeting Date | 29-May-2014 | ||||||||
ISIN | US16939P1066 | Agenda | 934010985 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
O1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013 | Management | For | ||||||||
O2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2013 | Management | For | ||||||||
O3 | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2013 | Management | For | ||||||||
O4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2013 | Management | For | ||||||||
O5 | TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY | Management | For | ||||||||
O6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITORS OF THE COMPANY FOR THE YEAR 2014 | Management | For | ||||||||
O7 | TO CONSIDER AND APPROVE THE ELECTION OF MR. SU HENGXUAN AS THE EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | Management | For | ||||||||
O8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. MIAO PING AS THE EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD | Management | For | ||||||||
O9 | TO CONSIDER AND APPROVE THE CAP AMOUNTS IN RESPECT OF THE FRAMEWORK AGREEMENT FOR DAILY CONNECTED TRANSACTIONS | Management | For | ||||||||
O10 | TO CONSIDER AND APPROVE THE CAPITAL INJECTION BY THE COMPANY TO CHINA LIFE PROPERTY AND CASUALTY INSURANCE COMPANY LIMITED | Management | For | ||||||||
S11 | TO GRANT A GENERAL MANDATE TO BOARD TO ALLOT, ISSUE & DEAL WITH NEW H SHARES OF COMPANY | Management | For | ||||||||
S12 | APPROVE THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTION ON ISSUE OF SUBORDINATED DEBT FINANCING INSTRUMENTS OUTSIDE PRC | Management | For | ||||||||
O13 | TO CONSIDER AND APPROVE THE COMPANY FRAMEWORK AGREEMENT AND THE PENSION COMPANY FRAMEWORK AGREEMENT | Management | For | ||||||||
O14 | TO CONSIDER AND APPROVE THE CLIC FRAMEWORK AGREEMENT AND THE P&C COMPANY FRAMEWORK AGREEMENT | Management | For | ||||||||
S15 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | ||||||||
MASTERCARD INCORPORATED | |||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MA | Meeting Date | 03-Jun-2014 | ||||||||
ISIN | US57636Q1040 | Agenda | 933987351 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
THE PRICELINE GROUP INC. | |||||||||||
Security | 741503403 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCLN | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US7415034039 | Agenda | 933997097 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TIMOTHY M. ARMSTRONG | For | For | ||||||||
2 | HOWARD W. BARKER, JR. | For | For | ||||||||
3 | JEFFERY H. BOYD | For | For | ||||||||
4 | JAN L. DOCTER | For | For | ||||||||
5 | JEFFREY E. EPSTEIN | For | For | ||||||||
6 | JAMES M. GUYETTE | For | For | ||||||||
7 | DARREN R. HUSTON | For | For | ||||||||
8 | NANCY B. PERETSMAN | For | For | ||||||||
9 | THOMAS E. ROTHMAN | For | For | ||||||||
10 | CRAIG W. RYDIN | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO CONSIDER AND VOTE UPON A NON- BINDING STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
TIME WARNER CABLE INC | |||||||||||
Security | 88732J207 | Meeting Type | Annual | ||||||||
Ticker Symbol | TWC | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US88732J2078 | Agenda | 934011610 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CAROLE BLACK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. CASTRO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID C. CHANG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PETER R. HAJE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONNA A. JAMES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DON LOGAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT D. MARCUS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WAYNE H. PACE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | For | |||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL ON DISCLOSURE OF LOBBYING ACTIVITIES. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
WAL-MART STORES, INC. | |||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMT | Meeting Date | 06-Jun-2014 | ||||||||
ISIN | US9311421039 | Agenda | 933993479 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4. | REQUEST FOR INDEPENDENT CHAIRMAN POLICY | Shareholder | Against | For | |||||||
5. | REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY | Shareholder | Against | For | |||||||
6. | REQUEST FOR ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | |||||||
KEYENCE CORPORATION | |||||||||||
Security | J32491102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | |||||||||
ISIN | JP3236200006 | Agenda | 705336445 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors, Outside Directors, Corporate Auditors and Outside Corporate Auditors | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Directors | Management | For | For | |||||||
BIOGEN IDEC INC. | |||||||||||
Security | 09062X103 | Meeting Type | Annual | ||||||||
Ticker Symbol | BIIB | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US09062X1037 | Agenda | 933996247 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
HONDA MOTOR CO., LTD. | |||||||||||
Security | 438128308 | Meeting Type | Annual | ||||||||
Ticker Symbol | HMC | Meeting Date | 13-Jun-2014 | ||||||||
ISIN | US4381283088 | Agenda | 934036561 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DISTRIBUTION OF DIVIDENDS | Management | For | For | |||||||
2 | DIRECTOR | Management | |||||||||
1 | FUMIHIKO IKE | For | For | ||||||||
2 | TAKANOBU ITO | For | For | ||||||||
3 | TETSUO IWAMURA | For | For | ||||||||
4 | TAKASHI YAMAMOTO | For | For | ||||||||
5 | YOSHIHARU YAMAMOTO | For | For | ||||||||
6 | TOSHIHIKO NONAKA* | For | For | ||||||||
7 | MASAHIRO YOSHIDA | For | For | ||||||||
8 | NOBUO KUROYANAGI | For | For | ||||||||
9 | HIDEKO KUNII* | For | For | ||||||||
10 | YUJI SHIGA | For | For | ||||||||
11 | KOHEI TAKEUCHI | For | For | ||||||||
12 | SHINJI AOYAMA | For | For | ||||||||
13 | NORIYA KAIHARA | For | For | ||||||||
CELGENE CORPORATION | |||||||||||
Security | 151020104 | Meeting Type | Annual | ||||||||
Ticker Symbol | CELG | Meeting Date | 18-Jun-2014 | ||||||||
ISIN | US1510201049 | Agenda | 934002837 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. HUGIN | For | For | ||||||||
2 | R.W. BARKER, D. PHIL. | For | For | ||||||||
3 | MICHAEL D. CASEY | For | For | ||||||||
4 | CARRIE S. COX | For | For | ||||||||
5 | RODMAN L. DRAKE | For | For | ||||||||
6 | M.A. FRIEDMAN, M.D. | For | For | ||||||||
7 | GILLA KAPLAN, PH.D. | For | For | ||||||||
8 | JAMES J. LOUGHLIN | For | For | ||||||||
9 | ERNEST MARIO, PH.D. | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AND TO EFFECT A STOCK SPLIT. | Management | For | For | |||||||
4. | APPROVAL OF AN AMENDMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
6. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
SOFTBANK CORP. | |||||||||||
Security | J75963108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Jun-2014 | |||||||||
ISIN | JP3436100006 | Agenda | 705343224 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
FUJI HEAVY INDUSTRIES LTD. | |||||||||||
Security | J14406136 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | JP3814800003 | Agenda | 705343135 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to:Change Company Location within Tokyo | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
SECOM CO.,LTD. | |||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3421800008 | Agenda | 705343919 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Allow Chairperson or President to Convene and Chair a Shareholders Meeting and/or a Board Meeting, Approve Minor Revisions, Establish the Articles Related to Record Date for Interim Dividends as of 30th September | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
UNICHARM CORPORATION | |||||||||||
Security | J94104114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3951600000 | Agenda | 705358439 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Amend Articles to: Change Fiscal Year End to 31st December, Approve Minor Revisions | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
LIBERTY GLOBAL PLC. | |||||||||||
Security | G5480U104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LBTYA | Meeting Date | 26-Jun-2014 | ||||||||
ISIN | GB00B8W67662 | Agenda | 934017155 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
2. | TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
3. | TO ELECT J.C. SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
4. | TO ELECT J. DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
5. | TO APPROVE THE DIRECTORS' COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For | |||||||
6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. | Management | Abstain | Against | |||||||
7. | THE OPTION OF ONCE EVERY ONE YEAR, TWO YEARS, OR THREE YEARS THAT RECEIVES A MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR THIS RESOLUTION WILL BE DETERMINED TO BE THE FREQUENCY FOR THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION'S COMPENSATION DISCLOSURE RULES. | Management | Abstain | Against | |||||||
8. | TO APPROVE, ON AN ADVISORY BASIS, THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2013, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For | |||||||
9. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
10. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). | Management | For | For | |||||||
11. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION. | Management | For | For | |||||||
TAKEDA PHARMACEUTICAL COMPANY LIMITED | |||||||||||
Security | J8129E108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3463000004 | Agenda | 705351954 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Allow Representative Director to Convene and Chair a Shareholders Meeting, Approve Minor Revisions | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Directors | Management | For | For | |||||||
6 | Approve Payment of Bonuses to Directors | Management | For | For | |||||||
7 | Amend the Compensation including Stock Options to be received by Directors | Management | Abstain | Against | |||||||
FANUC CORPORATION | |||||||||||
Security | J13440102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3802400006 | Agenda | 705357487 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Corporate Auditors | Management | For | For | |||||||
SUMITOMO MITSUI FINANCIAL GROUP,INC. | |||||||||||
Security | J7771X109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3890350006 | Agenda | 705357576 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
MITSUBISHI UFJ FINANCIAL GROUP,INC. | |||||||||||
Security | J44497105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3902900004 | Agenda | 705378304 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
2.15 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Amend the Compensation to be received by Directors | Management | For | For |
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
Meeting Date Range: 07/01/2013-06/30/2014
The GAMCO Global Opportunity Fund
Investment Company Report | |||||||||||
CNH GLOBAL N.V. | |||||||||||
Security | N20935206 | Meeting Type | Special | ||||||||
Ticker Symbol | CNH | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | NL0000298933 | Agenda | 933847723 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | THE PROPOSAL TO RESOLVE UPON THE LEGAL MERGER ("MERGER") BETWEEN THE COMPANY AND FI CBM HOLDINGS N.V. ("DUTCHCO"). | Management | For | For | |||||||
CNH GLOBAL N.V. | |||||||||||
Security | N20935206 | Meeting Type | Special | ||||||||
Ticker Symbol | CNH | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | NL0000298933 | Agenda | 933854095 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | THE PROPOSAL TO RESOLVE UPON THE LEGAL MERGER ("MERGER") BETWEEN THE COMPANY AND FI CBM HOLDINGS N.V. ("DUTCHCO"). | Management | For | For | |||||||
PRECISION CASTPARTS CORP. | |||||||||||
Security | 740189105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCP | Meeting Date | 13-Aug-2013 | ||||||||
ISIN | US7401891053 | Agenda | 933850922 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARK DONEGAN | For | For | ||||||||
2 | DANIEL J. MURPHY | For | For | ||||||||
3 | VERNON E. OECHSLE | For | For | ||||||||
4 | ULRICH SCHMIDT | For | For | ||||||||
5 | RICHARD L. WAMBOLD | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | RE-APPROVAL AND AMENDMENT OF 2001 STOCK INCENTIVE PLAN TO INCREASE NUMBER OF AUTHORIZED SHARES. | Management | For | For | |||||||
5. | APPROVAL OF AMENDMENT TO RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | For | |||||||
CIE FINANCIERE RICHEMONT SA, BELLEVUE | |||||||||||
Security | H25662158 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Sep-2013 | |||||||||
ISIN | CH0045039655 | Agenda | 704671519 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 151735 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
1.1 | The Board of Directors proposes that the General Meeting, having taken note of the reports of the auditor, approve the consolidated financial statements of the Group, the financial statements of the Company and the directors' report for the business year ended 31 March 2013 | Management | No Action | ||||||||
1.2 | The Board of Directors proposes that the 2013 compensation report as per pages 53 to 60 of the Annual Report and Accounts 2013 be ratified | Management | No Action | ||||||||
2 | Appropriation of profits: At 31 March 2013, the retained earnings available for distribution amounted to CHF 2 366 505 209. The Board of Directors proposes that a dividend of CHF 1.00 be paid per Richemont share. This is equivalent to CHF 1.00 per 'A' bearer share in the Company and CHF 0.10 per 'B' registered share in the Company. This represents a total dividend payable of CHF 574 200 000, subject to a waiver by Richemont Employee Benefits Limited, a wholly owned subsidiary, of its entitlement to receive dividends on an estimated 21 million Richemont 'A' shares held in treasury. The Board of Directors proposes that the remaining available retained earnings of the Company at 31 March 2013 after payment of the dividend be carried forward to the following business year. The dividend will be paid on or about 19 September 2013 | Management | No Action | ||||||||
3 | Discharge of the Board of Directors | Management | No Action | ||||||||
4.1 | Re-election of Johann Rupert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.2 | Re-election of Dr Franco Cologni to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.3 | Re-election of Lord Douro to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.4 | Re-election of Yves-Andre Istel to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.5 | Re-election of Richard Lepeu to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.6 | Re-election of Ruggero Magnoni to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.7 | Re-election of Josua Malherbe to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.8 | Re-election of Dr Frederick Mostert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.9 | Re-election of Simon Murray to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.10 | Re-election of Alain Dominique Perrin to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.11 | Re-election of Guillaume Pictet to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.12 | Re-election of Norbert Platt to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.13 | Re-election of Alan Quasha to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.14 | Re-election of Maria Ramos to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.15 | Re-election of Lord Renwick of Clifton to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.16 | Re-election of Jan Rupert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.17 | Re-election of Gary Saage to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.18 | Re-election of Jurgen Schrempp to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.19 | Election of Bernard Fornas to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.20 | Election of Jean-Blaise Eckert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
5 | Re-appoint of the auditor PricewaterhouseCoopers Ltd, Geneva | Management | No Action | ||||||||
6 | Revisions to the Articles of Association: Articles 6, 8, 9, 15, 17, 18, 21, and 35 | Management | No Action | ||||||||
7 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. | Management | No Action | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 5 | Non-Voting | ||||||||||
DIAGEO PLC, LONDON | |||||||||||
Security | G42089113 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Sep-2013 | |||||||||
ISIN | GB0002374006 | Agenda | 704697070 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Report and accounts 2013 | Management | For | For | |||||||
2 | Directors' remuneration report 2013 | Management | For | For | |||||||
3 | Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each ('Ordinary Share(s)') of 29.30 pence per share for the year ended 30 June 2013 | Management | For | For | |||||||
4 | That PB Bruzelius be re-elected as a director | Management | For | For | |||||||
5 | That LM Danon be re-elected as a director | Management | For | For | |||||||
6 | That Lord Davies be re-elected as a director | Management | For | For | |||||||
7 | That Ho KwonPing be re-elected as a director | Management | For | For | |||||||
8 | That BD Holden be re-elected as a director | Management | For | For | |||||||
9 | That Dr FB Humer be re-elected as a director | Management | For | For | |||||||
10 | That D Mahlan be re-elected as a director | Management | For | For | |||||||
11 | That IM Menezes be re-elected as a director | Management | For | For | |||||||
12 | That PG Scott be re-elected as a director | Management | For | For | |||||||
13 | Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company | Management | For | For | |||||||
14 | Remuneration of auditor | Management | For | For | |||||||
15 | Authority to allot shares | Management | For | For | |||||||
16 | Disapplication of pre-emption rights | Management | Against | Against | |||||||
17 | Authority to purchase own Ordinary Shares | Management | For | For | |||||||
18 | Authority to make political donations and/or to incur political expenditure in the European Union ('EU'): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) CONTD | Management | For | For | |||||||
CONT | CONTD not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year's AGM or on 18 December 2014, whichever is the sooner, and provided-that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this- resolution shall not exceed GBP 200,000 | Non-Voting | |||||||||
19 | Reduced notice of a general meeting other than an annual general meeting | Management | For | For | |||||||
GENERAL MILLS, INC. | |||||||||||
Security | 370334104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GIS | Meeting Date | 24-Sep-2013 | ||||||||
ISIN | US3703341046 | Agenda | 933866103 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: HILDA OCHOA- BRILLEMBOURG | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||
1M) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | |||||||
2) | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3) | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4) | STOCKHOLDER PROPOSAL FOR REPORT ON RESPONSIBILITY FOR POST-CONSUMER PACKAGING. | Shareholder | Against | For | |||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2013 | ||||||||
ISIN | US7427181091 | Agenda | 933868525 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | |||||||
1F. �� | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | AMEND THE COMPANY'S CODE OF REGULATIONS TO REDUCE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | |||||||
4. | APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' STOCK PLAN | Management | For | For | |||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | Management | Abstain | Against | |||||||
COCHLEAR LIMITED | |||||||||||
Security | Q25953102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Oct-2013 | |||||||||
ISIN | AU000000COH5 | Agenda | 704732569 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION. | Non-Voting | |||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2.1, 4.1, 5.1 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2.1, 4.1 AND- 5.1), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO-OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH-THE VOTING EXCLUSION. | Non-Voting | |||||||||
1.1 | To receive the Financial Report, Director's Report and Auditor's Report in respect of the year ended 30 June 2013 | Management | For | For | |||||||
2.1 | That the Remuneration Report be adopted | Management | For | For | |||||||
3.1 | To re-elect Mr Donal O'Dwyer as a director of the Company | Management | For | For | |||||||
3.2 | To re-elect Mrs Yasmin Allen as a director of the Company | Management | For | For | |||||||
4.1 | Approval of issue, allocation or transfer of securities to the CEO/President under the Cochlear Executive Incentive Plan | Management | For | For | |||||||
5.1 | That, subject to and conditional on at least 25% of the votes cast on resolution 2.1 being cast against the adoption of the Remuneration Report: (a) A meeting of the Company's members to be held within 90 days of the date of the 2013 Annual General Meeting (the Spill Meeting); (b) All of the directors who: (i) were directors of the Company when the resolution to approve the Directors' Report for the year ended 30 June 2013 was passed; and (ii) are not a managing director of the Company who may, in accordance with the ASX Listing Rules, continue to hold office indefinitely without being re-elected to the office, cease to hold office immediately before the end of the Spill Meeting; and (iii) resolutions to appoint persons to offices that will be vacated immediately before the end of the Spill Meeting be put to the vote at CONTD | Shareholder | Against | For | |||||||
CONT | CONTD the Spill Meeting | Non-Voting | |||||||||
CHRISTIAN DIOR SA, PARIS | |||||||||||
Security | F26334106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 18-Oct-2013 | |||||||||
ISIN | FR0000130403 | Agenda | 704729132 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/- 0911/201309111304870.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URL: https://balo.journal- officiel.gouv.fr/pdf/2013/0927/20130927- 1305025.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended April 30, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended April 30, 2013 | Management | For | For | |||||||
O.3 | Approval of the regulated agreements | Management | For | For | |||||||
O.4 | Allocation of income and setting the dividend | Management | For | For | |||||||
O.5 | Renewal of term of Mrs. Segolene Gallienne as Director | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Renaud Donnedieu de Vabres as Director | Management | For | For | |||||||
O.7 | Renewal of term of Mr. Eric Guerlain as Director | Management | For | For | |||||||
O.8 | Renewal of term of Mr. Christian de Labriffe as Director | Management | For | For | |||||||
O.9 | Compensation owed and paid to the CEO, Mr. Bernard Arnault | Management | For | For | |||||||
O.10 | Compensation owed and paid to the Managing Director, Mr. Sidney Toledano | Management | For | For | |||||||
O.11 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | |||||||
E.12 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of shares | Management | For | For | |||||||
NEWCREST MINING LTD, MELBOURNE VIC | |||||||||||
Security | Q6651B114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Oct-2013 | |||||||||
ISIN | AU000000NCM7 | Agenda | 704741506 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (3), YOU ACKNOWLEDGE THAT-YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING-OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | Non-Voting | |||||||||
2.a | Election of Philip Aiken AM as a Director | Management | For | For | |||||||
2.b | Election of Peter Hay as a Director | Management | For | For | |||||||
2.c | Re-election of Richard Lee as a Director | Management | For | For | |||||||
2.d | Re-election of Tim Poole as a Director | Management | For | For | |||||||
2.e | Re-election of John Spark as a Director | Management | For | For | |||||||
3 | Adoption of Remuneration Report | Management | For | For | |||||||
BHP BILLITON PLC, LONDON | |||||||||||
Security | G10877101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Oct-2013 | |||||||||
ISIN | GB0000566504 | Agenda | 704746657 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the 2013 Financial Statements and Reports for BHP Billiton | Management | For | For | |||||||
2 | To appoint KPMG LLP as the auditor of BHP Billiton Plc | Management | For | For | |||||||
3 | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Billiton Plc | Management | For | For | |||||||
4 | To renew the general authority to issue shares in BHP Billiton Plc | Management | For | For | |||||||
5 | To approve the authority to issue shares in BHP Billiton Plc for cash | Management | Against | Against | |||||||
6 | To approve the repurchase of shares in BHP Billiton Plc | Management | For | For | |||||||
7 | To approve the 2013 Remuneration Report | Management | For | For | |||||||
8 | To adopt new Long Term Incentive Plan Rules | Management | For | For | |||||||
9 | To approve grants to Andrew Mackenzie | Management | For | For | |||||||
10 | To elect Andrew Mackenzie as a Director of BHP Billiton | Management | For | For | |||||||
11 | To re-elect Malcolm Broomhead as a Director of BHP Billiton | Management | For | For | |||||||
12 | To re-elect Sir John Buchanan as a Director of BHP Billiton | Management | For | For | |||||||
13 | To re-elect Carlos Cordeiro as a Director of BHP Billiton | Management | For | For | |||||||
14 | To re-elect David Crawford as a Director of BHP Billiton | Management | For | For | |||||||
15 | To re-elect Pat Davies as a Director of BHP Billiton | Management | For | For | |||||||
16 | To re-elect Carolyn Hewson as a Director of BHP Billiton | Management | For | For | |||||||
17 | To re-elect Lindsay Maxsted as a Director of BHP Billiton | Management | For | For | |||||||
18 | To re-elect Wayne Murdy as a Director of BHP Billiton | Management | For | For | |||||||
19 | To re-elect Keith Rumble as a Director of BHP Billiton | Management | For | For | |||||||
20 | To re-elect John Schubert as a Director of BHP Billiton | Management | For | For | |||||||
21 | To re-elect Shriti Vadera as a Director of BHP Billiton | Management | For | For | |||||||
22 | To re-elect Jac Nasser as a Director of BHP Billiton | Management | For | For | |||||||
23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: To elect Ian Dunlop as a Director of BHP Billiton | Shareholder | Against | For | |||||||
THE HILLSHIRE BRANDS COMPANY | |||||||||||
Security | 432589109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSH | Meeting Date | 24-Oct-2013 | ||||||||
ISIN | US4325891095 | Agenda | 933876673 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: TODD A. BECKER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ELLEN L. BROTHERS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SEAN M. CONNOLLY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LAURETTE T. KOELLNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CRAIG P. OMTVEDT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SIR IAN PROSSER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JONATHAN P. WARD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES D. WHITE | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
GENTING BHD | |||||||||||
Security | Y26926116 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-Nov-2013 | |||||||||
ISIN | MYL3182OO002 | Agenda | 704786865 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Proposed non-renounceable restricted issue of up to 929,871,192 new warrants in the company at an issue price of RM1.50 per warrant on the basis of one (1) warrant for every four (4) existing ordinary shares of RM0.10 each in the company held by the entitled shareholders whose names appear in the company's record of depositors or register of members on an entitlement date to be determined by the board of directors of the company | Management | For | For | |||||||
2 | Proposed exemption to Kien Huat Realty Sdn Berhad and persons acting in concert with it from the obligation to undertake a mandatory take- over offer on the remaining voting shares in the company not already held by them upon the exercise of the warrants by KHR and/or the PACs under paragraph 16, practice note 9 of the Malaysian Code on take-overs and mergers, 2010 | Management | For | For | |||||||
PERNOD-RICARD, PARIS | |||||||||||
Security | F72027109 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 06-Nov-2013 | |||||||||
ISIN | FR0000120693 | Agenda | 704752220 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 16 OCT 13: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILA-BLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2013/1002/201310021305066- .pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: ht- tps://balo.journal- officiel.gouv.fr/pdf/2013/1016/201310161305162. pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended June 30, 2013 and setting the dividend | Management | For | For | |||||||
O.4 | Approval of the regulated agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | |||||||
O.5 | Renewal of term of Mrs. Daniele Ricard as Director | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Laurent Burelle as Director | Management | For | For | |||||||
O.7 | Renewal of term of Mr. Michel Chambaud as Director | Management | For | For | |||||||
O.8 | Renewal of term of Societe Paul Ricard as Director | Management | For | For | |||||||
O.9 | Renewal of term of Mr. Anders Narvinger as Director | Management | For | For | |||||||
O.10 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management | For | For | |||||||
O.11 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mrs. Daniele Ricard, Chairman of the Board of Directors | Management | For | For | |||||||
O.12 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Pierre Pringuet, Vice- Chairman of the Board of Directors and Chief Executive Officer | Management | For | For | |||||||
O.13 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Alexandre Ricard, Managing Director | Management | For | For | |||||||
O.14 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | |||||||
E.15 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares up to 10% of share capital | Management | For | For | |||||||
E.16 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by issuing common shares and/or any securities giving access to capital of the Company while maintaining preferential subscription rights | Management | For | For | |||||||
E.17 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 41 million by issuing common shares and/or any securities giving access to capital of the Company with cancellation of preferential subscription rights as part of a public offer | Management | Against | Against | |||||||
E.18 | Delegation of authority to be granted to the Board of Directors to increase the number of securities to be issued in case of share capital increase with or without preferential subscription rights up to 15% of the initial issuance carried out pursuant to the 16th and 17th resolutions | Management | Against | Against | |||||||
E.19 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company, in consideration for in-kind contributions granted to the Company up to 10% of share capital | Management | For | For | |||||||
E.20 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company up to 10% of share capital with cancellation of preferential subscription rights in case of public exchange offer initiated by the Company | Management | Against | Against | |||||||
E.21 | Delegation of authority to be granted to the Board of Directors to issue securities representing debts entitling to the allotment of debt securities up to Euros 5 billion | Management | For | For | |||||||
E.22 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by incorporation of premiums, reserves, profits or otherwise | Management | For | For | |||||||
E.23 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital up to 2% of share capital by issuing shares or securities giving access to capital reserved for members of company savings plans with cancellation of preferential subscription rights in favor of the latter | Management | For | For | |||||||
E.24 | Amendment to Article 16 of the bylaws to establish the terms for appointing Directors representing employees pursuant to the provisions of the Act of June 14, 2013 on employment security | Management | For | For | |||||||
E.25 | Powers to carry out all required legal formalities | Management | For | For | |||||||
WESFARMERS LTD, PERTH WA | |||||||||||
Security | Q95870103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-Nov-2013 | |||||||||
ISIN | AU000000WES1 | Agenda | 704747142 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3, 4 AND 5),- YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | Non-Voting | |||||||||
2.a | Re-election of Mr A J Howarth | Management | For | For | |||||||
2.b | Re-election of Mr W G Osborn | Management | For | For | |||||||
2.c | Re-election of Ms V M Wallace | Management | For | For | |||||||
2.d | Election of Ms J A Westacott | Management | For | For | |||||||
3 | Adoption of the Remuneration Report | Management | For | For | |||||||
4 | Grant of Performance Rights to the Group Managing Director | Management | For | For | |||||||
5 | Grant of Performance Rights to the Finance Director | Management | For | For | |||||||
6 | Return of Capital to Shareholders | Management | For | For | |||||||
7 | Consolidation of Shares | Management | For | For | |||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US5949181045 | Agenda | 933883185 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | |||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | |||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | |||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For | |||||||
CHRISTIAN DIOR SA, PARIS | |||||||||||
Security | F26334106 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Dec-2013 | |||||||||
ISIN | FR0000130403 | Agenda | 704843691 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 29 NOV 13: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILA-BLE BY CLICKING ON THE MATERIAL URL-LINK:https://balo.journal- officiel.gouv.fr/pdf/2013/1113/2013111313- 05486.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL UR-L: http://www.journal- officiel.gouv.fr//pdf/2013/1129/201311291305684 .pdf. I-F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UN-LESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
1 | Approval of the annual corporate financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
2 | Approval of the consolidated financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
3 | Approval of regulated Agreements | Management | For | For | |||||||
4 | Allocation of income | Management | For | For | |||||||
5 | Reviewing the elements of compensation owed or paid to Mr. Bernard Arnault, CEO | Management | For | For | |||||||
6 | Reviewing the elements of compensation owed or paid to Mr. Sidney Toledano, Managing Director | Management | For | For | |||||||
7 | Renewal of term of the firm Ernst & Young et Autres as principal Statutory Auditor | Management | For | For | |||||||
8 | Renewal of term of the company Auditex as deputy Statutory Auditor | Management | For | For | |||||||
9 | Renewal of term of the firm Mazars as principal Statutory Auditor | Management | For | For | |||||||
10 | Appointment of Mr. Gilles Rainaut as deputy Statutory Auditor | Management | For | For | |||||||
MONSANTO COMPANY | |||||||||||
Security | 61166W101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MON | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US61166W1018 | Agenda | 933907959 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREOWNER PROPOSAL REQUESTING A REPORT RELATED TO LABELING OF FOOD PRODUCED WITH GENETIC ENGINEERING. | Shareholder | Against | For | |||||||
5. | SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS. | Shareholder | Against | For | |||||||
NOVARTIS AG, BASEL | |||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Feb-2014 | |||||||||
ISIN | CH0012005267 | Agenda | 704953238 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1 | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2013 | Management | No Action | ||||||||
2 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | No Action | ||||||||
3 | Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: CHF 2.45 per share | Management | No Action | ||||||||
4.1 | Advisory Vote on Total Compensation for Members of the Board of Directors from the Annual General Meeting 2014 to the Annual General Meeting 2015 | Management | No Action | ||||||||
4.2 | Advisory Vote on Total Compensation for Members of the Executive Committee for the Performance Cycle Ending in 2013 | Management | No Action | ||||||||
5.1 | Re-election of Joerg Reinhardt, Ph.D., and election as Chairman of the Board of Directors | Management | No Action | ||||||||
5.2 | Re-election of Dimitri Azar, M.D., MBA | Management | No Action | ||||||||
5.3 | Re-election of Verena A. Briner, M.D. | Management | No Action | ||||||||
5.4 | Re-election of Srikant Datar, Ph.D. | Management | No Action | ||||||||
5.5 | Re-election of Ann Fudge | Management | No Action | ||||||||
5.6 | Re-election of Pierre Landolt, Ph.D. | Management | No Action | ||||||||
5.7 | Re-election of Ulrich Lehner, Ph.D. | Management | No Action | ||||||||
5.8 | Re-election of Andreas von Planta, Ph.D. | Management | No Action | ||||||||
5.9 | Re-election of Charles L. Sawyers, M.D. | Management | No Action | ||||||||
5.10 | Re-election of Enrico Vanni, Ph.D. | Management | No Action | ||||||||
5.11 | Re-election of William T. Winters | Management | No Action | ||||||||
6.1 | Election of Srikant Datar, Ph.D., as member of the Compensation Committee | Management | No Action | ||||||||
6.2 | Election of Ann Fudge as member of the Compensation Committee | Management | No Action | ||||||||
6.3 | Election of Ulrich Lehner, Ph.D., as member of the Compensation Committee | Management | No Action | ||||||||
6.4 | Election of Enrico Vanni, Ph.D., as member of the Compensation Committee | Management | No Action | ||||||||
7 | Re-election of the Auditor: PricewaterhouseCoopers AG | Management | No Action | ||||||||
8 | Election of lic. iur. Peter Andreas Zahn, Advokat, Basel, as the Independent Proxy | Management | No Action | ||||||||
9 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | Management | No Action | ||||||||
BEAM INC. | |||||||||||
Security | 073730103 | Meeting Type | Special | ||||||||
Ticker Symbol | BEAM | Meeting Date | 25-Mar-2014 | ||||||||
ISIN | US0737301038 | Agenda | 933926050 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 12, 2014 AND AS AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG SUNTORY HOLDINGS LIMITED, A JAPANESE CORPORATION ("SUNTORY HOLDINGS"), SUS MERGER SUB LIMITED, A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF SUNTORY HOLDINGS, AND BEAM INC., A DELAWARE CORPORATION ("BEAM") | Management | For | For | |||||||
2 | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BEAM'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | Abstain | Against | |||||||
3 | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT | Management | For | For | |||||||
CANON INC. | |||||||||||
Security | J05124144 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Mar-2014 | |||||||||
ISIN | JP3242800005 | Agenda | 704992482 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | |||||||
3.14 | Appoint a Director | Management | For | For | |||||||
3.15 | Appoint a Director | Management | For | For | |||||||
3.16 | Appoint a Director | Management | For | For | |||||||
3.17 | Appoint a Director | Management | For | For | |||||||
3.18 | Appoint a Director | Management | For | For | |||||||
3.19 | Appoint a Director | Management | For | For | |||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
4.3 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Approve Payment of Bonuses to Directors | Management | For | For | |||||||
RAKUTEN,INC. | |||||||||||
Security | J64264104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Mar-2014 | |||||||||
ISIN | JP3967200001 | Agenda | 705010255 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Amend Articles to: Allow the Board of Directors to Appoint Vice-Chairperson | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
2.15 | Appoint a Director | Management | For | For | |||||||
2.16 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
4 | Approve Issuance of Share Acquisition Rights as Stock Options for Corporate Officers, Executive Officers and Employees of the Company, Company's Subsidiaries and Affiliated Companies | Management | For | For | |||||||
HONGKONG LAND HOLDINGS LTD | |||||||||||
Security | G4587L109 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG4587L1090 | Agenda | 705012603 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To approve the proposed transfer of the company's listing segment from premium to standard on the London stock exchange | Management | For | For | |||||||
CMMT | 14 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 02 APR 2014 TO 04 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTR-UCTIONS. THANK YOU. | Non-Voting | |||||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705040537 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To approve the proposed transfer of the Company's listing segment from Premium to Standard on the London Stock Exchange as described in the Circular to shareholders dated 6th March 2014 | Management | For | For | |||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | |||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
RIO TINTO PLC, LONDON | |||||||||||
Security | G75754104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Apr-2014 | |||||||||
ISIN | GB0007188757 | Agenda | 705034483 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Receipt of the 2013 annual report | Management | For | For | |||||||
2 | Approval of the remuneration Policy Report | Management | For | For | |||||||
3 | Approval of the directors' report on remuneration and remuneration committee chairman's letter | Management | For | For | |||||||
4 | Approval of the remuneration report | Management | For | For | |||||||
5 | Approval of potential termination benefits | Management | For | For | |||||||
6 | To elect Anne Lauvergeon as a director | Management | For | For | |||||||
7 | To elect Simon Thompson as a director | Management | For | For | |||||||
8 | To re-elect Robert Brown as a director | Management | For | For | |||||||
9 | To re-elect Jan du Plessis as a director | Management | For | For | |||||||
10 | To re-elect Michael Fitzpatrick as a director | Management | For | For | |||||||
11 | To re-elect Ann Godbehere as a director | Management | For | For | |||||||
12 | To re-elect Richard Goodmanson as a director | Management | For | For | |||||||
13 | To re-elect Lord Kerr as a director | Management | For | For | |||||||
14 | To re-elect Chris Lynch as a director | Management | For | For | |||||||
15 | To re-elect Paul Tellier as a director | Management | For | For | |||||||
16 | To re-elect John Varley as a director | Management | For | For | |||||||
17 | To re-elect Sam Walsh as a director | Management | For | For | |||||||
18 | Re-appointment of auditors: PricewaterhouseCoopers LLP | Management | For | For | |||||||
19 | Remuneration of auditors | Management | For | For | |||||||
20 | General authority to allot shares | Management | For | For | |||||||
21 | Disapplication of pre-emption rights | Management | Against | Against | |||||||
22 | Authority to purchase Rio Tinto plc shares | Management | For | For | |||||||
23 | Notice period for general meetings other than annual general meetings | Management | For | For | |||||||
24 | Scrip dividend authority | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 1 TO 19 WILL BE VOTED ON BY RIO TINTO PLC AND- RIO TINTO LIMITED SHAREHOLDERS AS A JOINT ELECTORATE AND RESOLUTIONS 20 TO 24-WILL BE VOTED ON BY RIO TINTO PLC SHAREHOLDERS ONLY. | Non-Voting | |||||||||
CMMT | 10 APR 2014: VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3, 4, 5-AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING-OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTA-INED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY AN- | Non-Voting | |||||||||
NOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL I-TEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO-OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR A- GAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT O-BTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVAN-T PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | |||||||||||
CMMT | 10 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL- COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
HEINEKEN HOLDING NV, AMSTERDAM | |||||||||||
Security | N39338194 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | |||||||||
ISIN | NL0000008977 | Agenda | 705041995 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 293209 DUE TO ADDITION OF-RESOLUTION "2". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
1 | Report for the 2013 financial year | Non-Voting | |||||||||
2 | Implementation of the remuneration policy for the executive member of the Boar-d of Directors | Non-Voting | |||||||||
3 | Adoption of the financial statements for the 2013 financial year | Management | For | For | |||||||
4 | Announcement of the appropriation of the balance of the income statement pursu-ant to the provisions in Article 10, paragraph 6, of the Articles of Associati-on | Non-Voting | |||||||||
5 | Discharge of the members of the Board of Directors | Management | For | For | |||||||
6.a | Authorisation of the Board of Directors to acquire own shares | Management | For | For | |||||||
6.b | Authorisation of the Board of Directors to issue (rights to) shares | Management | For | For | |||||||
6.c | Authorisation of the Board of Directors to restrict or exclude shareholders' pre-emptive rights | Management | Against | Against | |||||||
7 | Appointment Deloitte Accountants B.V. as an external auditor | Management | For | For | |||||||
8.a | Re-appointment of Mr J.A. Fernandez Carbajal as a non-executive member of the Board of Directors | Management | For | For | |||||||
8.b | Retirement of Mr K. Vuursteen from the Board of Directors | Management | For | For | |||||||
CMMT | 27 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN AUDITOR NAME-IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 295580, PLEA-SE DO NOT REVOTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR INSTRUCTIONS. | Non-Voting | |||||||||
LOCKHEED MARTIN CORPORATION | |||||||||||
Security | 539830109 | Meeting Type | Annual | ||||||||
Ticker Symbol | LMT | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US5398301094 | Agenda | 933939778 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DANIEL F. AKERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROSALIND G. BREWER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID B. BURRITT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES M. LOY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ANNE STEVENS | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY") | Management | Abstain | Against | |||||||
4. | MANAGEMENT PROPOSAL TO AMEND THE 2011 INCENTIVE PERFORMANCE AWARD PLAN TO AUTHORIZE AND RESERVE 4,000,000 ADDITIONAL SHARES | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL - ADOPT A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE OF EQUITY COMPENSATION UNTIL RETIREMENT | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL - AMEND THE CORPORATION'S CLAWBACK POLICY FOR EXECUTIVE INCENTIVE COMPENSATION | Shareholder | Against | For | |||||||
FORTUNE BRANDS HOME & SECURITY, INC. | |||||||||||
Security | 34964C106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FBHS | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US34964C1062 | Agenda | 933934792 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Management | For | For | |||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
DANONE SA, PARIS | |||||||||||
Security | F12033134 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | FR0000120644 | Agenda | 704995806 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended on December 31, 2013 and setting the dividend at Euros 1.45 per share | Management | For | For | |||||||
O.4 | Option for payment of the dividend in shares | Management | For | For | |||||||
O.5 | Renewal of term of Mr. Bruno BONNELL as board member | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Bernard HOURS as board member | Management | For | For | |||||||
O.7 | Renewal of term of Mrs. Isabelle SEILLIER as board member | Management | For | For | |||||||
O.8 | Renewal of term of Mr. Jean-Michel SEVERINO as board member | Management | For | For | |||||||
O.9 | Appointment of Mrs. Gaelle OLIVIER as board member | Management | For | For | |||||||
O.10 | Appointment of Mr. Lionel ZINSOU-DERLIN as board member | Management | For | For | |||||||
O.11 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code | Management | For | For | |||||||
O.12 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code entered into by the company with the JP Morgan group | Management | For | For | |||||||
O.13 | Approval of the executive officer employment agreement between Mr. Bernard HOURS and Danone trading B.V. and consequential amendments to the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS in the event of termination of his duties as corporate officer | Management | For | For | |||||||
O.14 | Approval of the renewal of the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS made by the company and Danone trading B.V | Management | For | For | |||||||
O.15 | Reviewing the elements of compensation owed or paid to Mr. Franck RIBOUD, CEO for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.16 | Reviewing the elements of compensation owed or paid to Mr. Emmanuel FABER, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.17 | Reviewing the elements of compensation owed or paid to Mr. Bernard HOURS, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.18 | Authorization to be granted to the board of directors to purchase, keep or transfer shares of the company | Management | For | For | |||||||
E.19 | Authorization granted to the board of directors to allocate existing shares of the company or shares to be issued with the cancellation of shareholders' preferential subscription rights | Management | Against | Against | |||||||
E.20 | Amendment to the bylaws regarding the appointment of directors representing employees within the board of directors | Management | For | For | |||||||
E.21 | Powers to carry out all legal formalities | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2014/0303/201403031400473. | Non-Voting | |||||||||
SYNGENTA AG, BASEL | |||||||||||
Security | H84140112 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | CH0011037469 | Agenda | 705061593 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 296871 DUE TO ADDITION OF-RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1.1 | Approval of the Annual Report, including the Annual Financial Statements and the Group Consolidated Financial Statements for the year 2013 | Management | No Action | ||||||||
1.2 | Consultative vote on the compensation system | Management | No Action | ||||||||
2 | Discharge of the members of the Board of Directors and the Executive Committee | Management | No Action | ||||||||
3 | Reduction of share capital by cancellation of repurchased shares | Management | No Action | ||||||||
4 | Appropriation of the available earnings as per Balance Sheet 2013 and dividend decision: a gross dividend of CHF 10.00 per share for the business year 2013 | Management | No Action | ||||||||
5 | Revision of the Articles of Incorporation: Article 95 paragraph 3 of the Federal Constitution | Management | No Action | ||||||||
6.1 | Re-election of Vinita Bali to the Board of Directors | Management | No Action | ||||||||
6.2 | Re-election of Stefan Borgas to the Board of Directors | Management | No Action | ||||||||
6.3 | Re-election of Gunnar Brock to the Board of Directors | Management | No Action | ||||||||
6.4 | Re-election of Michel Demare to the Board of Directors | Management | No Action | ||||||||
6.5 | Re-election of Eleni Gabre-Madhin to the Board of Directors | Management | No Action | ||||||||
6.6 | Re-election of David Lawrence to the Board of Directors | Management | No Action | ||||||||
6.7 | Re-election of Michael Mack to the Board of Directors | Management | No Action | ||||||||
6.8 | Re-election of Eveline Saupper to the Board of Directors | Management | No Action | ||||||||
6.9 | Re-election of Jacques Vincent to the Board of Directors | Management | No Action | ||||||||
6.10 | Re-election of Jurg Witmer to the Board of Directors | Management | No Action | ||||||||
7 | Election of Michel Demare as Chairman of the Board of Directors | Management | No Action | ||||||||
8.1 | Election of Eveline Saupper as member of the Compensation Committee | Management | No Action | ||||||||
8.2 | Election of Jacques Vincent as member of the Compensation Committee | Management | No Action | ||||||||
8.3 | Election of Jurg Witmer as member of the Compensation Committee | Management | No Action | ||||||||
9 | Election of the Independent Proxy: Prof. Dr. Lukas Handschin | Management | No Action | ||||||||
10 | Election of the external auditor: KPMG AG as external Auditor of Syngenta AG | Management | No Action | ||||||||
11 | Ad hoc | Management | No Action | ||||||||
DIRECTV | |||||||||||
Security | 25490A309 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US25490A3095 | Agenda | 933933550 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
BRITISH AMERICAN TOBACCO PLC, LONDON | |||||||||||
Security | G1510J102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | GB0002875804 | Agenda | 705060503 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | |||||||
2 | Approve Remuneration Policy | Management | For | For | |||||||
3 | Approve Remuneration Report | Management | For | For | |||||||
4 | Approve Final Dividend | Management | For | For | |||||||
5 | Re-appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For | |||||||
7 | Re-elect Richard Burrows as Director | Management | For | For | |||||||
8 | Re-elect Karen de Segundo as Director | Management | For | For | |||||||
9 | Re-elect Nicandro Durante as Director | Management | For | For | |||||||
10 | Re-elect Ann Godbehere as Director | Management | For | For | |||||||
11 | Re-elect Christine Morin-Postel as Director | Management | For | For | |||||||
12 | Re-elect Gerry Murphy as Director | Management | For | For | |||||||
13 | Re-elect Kieran Poynter as Director | Management | For | For | |||||||
14 | Re-elect Ben Stevens as Director | Management | For | For | |||||||
15 | Re-elect Richard Tubb as Director | Management | For | For | |||||||
16 | Elect Savio Kwan as Director | Management | For | For | |||||||
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For | |||||||
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | Against | Against | |||||||
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For | |||||||
20 | Approve EU Political Donations and Expenditure | Management | For | For | |||||||
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For | |||||||
SCHRODERS PLC, LONDON | |||||||||||
Security | G7860B102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | GB0002405495 | Agenda | 705060438 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the Report and Accounts | Management | For | For | |||||||
2 | To declare the Final Dividend | Management | For | For | |||||||
3 | To approve the Remuneration Report | Management | For | For | |||||||
4 | To approve the Remuneration Policy | Management | For | For | |||||||
5 | To elect Richard Keers | Management | For | For | |||||||
6 | To re-elect Andrew Beeson | Management | For | For | |||||||
7 | To re-elect Ashley Almanza | Management | For | For | |||||||
8 | To re-elect Luc Bertrand | Management | For | For | |||||||
9 | To re-elect Robin Buchanan | Management | For | For | |||||||
10 | To re-elect Michael Dobson | Management | For | For | |||||||
11 | To re-elect Lord Howard | Management | For | For | |||||||
12 | To re-elect Philip Mallinckrodt | Management | For | For | |||||||
13 | To re-elect Nichola Pease | Management | For | For | |||||||
14 | To re-elect Bruno Schroder | Management | For | For | |||||||
15 | To re-elect Massimo Tosato | Management | For | For | |||||||
16 | To re-appoint PricewaterhouseCoopers LLP as auditors | Management | For | For | |||||||
17 | To authorise the Directors to fix the auditors' remuneration | Management | For | For | |||||||
18 | To renew the authority to allot shares | Management | For | For | |||||||
19 | To renew the authority to purchase own shares | Management | For | For | |||||||
20 | Notice of general meetings | Management | For | For | |||||||
MEAD JOHNSON NUTRITION COMPANY | |||||||||||
Security | 582839106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MJN | Meeting Date | 01-May-2014 | ||||||||
ISIN | US5828391061 | Agenda | 933953766 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, M.D. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD B. BERNICK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CELESTE A. CLARK, PH.D. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES M. CORNELIUS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: STEPHEN W. GOLSBY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MICHAEL GROBSTEIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PETER G. RATCLIFFE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., PH.D. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROBERT S. SINGER | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
EOG RESOURCES, INC. | |||||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||||
Ticker Symbol | EOG | Meeting Date | 01-May-2014 | ||||||||
ISIN | US26875P1012 | Agenda | 933953792 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL CONCERNING QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||
Ticker Symbol | OXY | Meeting Date | 02-May-2014 | ||||||||
ISIN | US6745991058 | Agenda | 933956724 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | |||||||
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For | |||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Management | For | For | |||||||
5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER. | Management | For | For | |||||||
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | |||||||
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For | |||||||
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | For | |||||||
10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | For | |||||||
AGNICO EAGLE MINES LIMITED | |||||||||||
Security | 008474108 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | AEM | Meeting Date | 02-May-2014 | ||||||||
ISIN | CA0084741085 | Agenda | 933959770 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | LEANNE M. BAKER | For | For | ||||||||
2 | SEAN BOYD | For | For | ||||||||
3 | MARTINE A. CELEJ | For | For | ||||||||
4 | CLIFFORD J. DAVIS | For | For | ||||||||
5 | ROBERT J. GEMMELL | For | For | ||||||||
6 | BERNARD KRAFT | For | For | ||||||||
7 | MEL LEIDERMAN | For | For | ||||||||
8 | DEBORAH A. MCCOMBE | For | For | ||||||||
9 | JAMES D. NASSO | For | For | ||||||||
10 | SEAN RILEY | For | For | ||||||||
11 | J. MERFYN ROBERTS | For | For | ||||||||
12 | HOWARD R. STOCKFORD | For | For | ||||||||
13 | PERTTI VOUTILAINEN | For | For | ||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
03 | AN ORDINARY RESOLUTION APPROVING AN AMENDMENT TO THE COMPANY'S INCENTIVE SHARE PURCHASE PLAN. | Management | For | For | |||||||
04 | A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |||||||
L-3 COMMUNICATIONS HOLDINGS, INC. | |||||||||||
Security | 502424104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLL | Meeting Date | 06-May-2014 | ||||||||
ISIN | US5024241045 | Agenda | 933945896 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANN E. DUNWOODY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: VINCENT PAGANO, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. HUGH SHELTON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL T. STRIANESE | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | APPROVE A SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION BY SENIOR EXECUTIVES, IF PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
HONGKONG LAND HOLDINGS LTD | |||||||||||
Security | G4587L109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | BMG4587L1090 | Agenda | 705171560 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS REPORT FOR THE YEAR ENDED 31ST DECEMBER 2013, AND TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
2 | TO RE-ELECT CHARLES ALLEN JONES AS A DIRECTOR | Management | For | For | |||||||
3 | TO RE-ELECT JENKIN HUI AS A DIRECTOR | Management | For | For | |||||||
4 | TO RE-ELECT SIR HENRY KESWICK AS A DIRECTOR | Management | For | For | |||||||
5 | TO RE-ELECT SIMON KESWICK AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT LORD POWELL OF BAYSWATER AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
8 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | |||||||
9 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO PURCHASE THE COMPANY'S SHARES | Management | For | For | |||||||
CMMT | 22 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PM | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7181721090 | Agenda | 933946444 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL 1 - LOBBYING | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING | Shareholder | Against | For | |||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705118203 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS AND APPROVE FINAL DIVIDEND | Management | For | For | |||||||
2 | RE-ELECT ADAM KESWICK AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECT MARK GREENBERG AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT SIMON KESWICK AS DIRECTOR | Management | For | For | |||||||
5 | RE-ELECT RICHARD LEE AS DIRECTOR | Management | For | For | |||||||
6 | APPROVE PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND AUTHORISE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
7 | APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS | Management | Against | Against | |||||||
8 | AUTHORISE SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
CMMT | 15 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | |||||||||||
Security | W4832D110 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0000164626 | Agenda | 705216009 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282778 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTIONS 20.A TO 20.D. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON SHAREHOLDER PROPOSALS:-20.A TO 20.D. THANK YOU. | Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND OF THE GROUP AN-NUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE AND THAT THE RECORD DATE SHALL BE ON THURSDAY 15 MAY 2014 | Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SEVEN MEMBERS | Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL, FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING, RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | ||||||||
18.A | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK | Management | No Action | ||||||||
18.B | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIK'S INVESTMENTS IN UNLISTED COMPANIES | Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | ||||||||
20.A | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING | Management | No Action | ||||||||
20.B | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE | Management | No Action | ||||||||
20.C | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION | Management | No Action | ||||||||
20.D | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON | Management | No Action | ||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
GOOGLE INC. | |||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | ||||||||
ISIN | US38259P5089 | Agenda | 933948359 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LARRY PAGE | For | For | ||||||||
2 | SERGEY BRIN | For | For | ||||||||
3 | ERIC E. SCHMIDT | For | For | ||||||||
4 | L. JOHN DOERR | For | For | ||||||||
5 | DIANE B. GREENE | For | For | ||||||||
6 | JOHN L. HENNESSY | For | For | ||||||||
7 | ANN MATHER | For | For | ||||||||
8 | PAUL S. OTELLINI | For | For | ||||||||
9 | K. RAM SHRIRAM | For | For | ||||||||
10 | SHIRLEY M. TILGHMAN | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
DR PEPPER SNAPPLE GROUP,INC. | |||||||||||
Security | 26138E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DPS | Meeting Date | 15-May-2014 | ||||||||
ISIN | US26138E1091 | Agenda | 933947547 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN L. ADAMS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RONALD G. ROGERS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WAYNE R. SANDERS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JACK L. STAHL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LARRY D. YOUNG | Management | For | For | |||||||
2. | TO RATIFY DELOITTE & TOUCHE LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS WITH RESPECT TO 2013, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION, IS HEREBY APPROVED. | Management | Abstain | Against | |||||||
4. | TO VOTE ON STOCKHOLDER PROPOSAL REGARDING COMPREHENSIVE RECYCLING STRATEGY FOR BEVERAGE CONTAINERS. | Shareholder | Against | For | |||||||
5. | TO APPROVE AMENDMENT TO PERFORMANCE-BASED CRITERIA UNDER 2009 STOCK PLAN AND APPROVE SUCH CRITERIA UNDER SECTION 162(M) OF INTERNAL REVENUE CODE FOR FUTURE AWARDS. | Management | For | For | |||||||
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT | |||||||||||
Security | Y13213106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-May-2014 | |||||||||
ISIN | HK0001000014 | Agenda | 705118950 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407593.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407460.pdf | Non-Voting | |||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2013 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.1 | TO ELECT MR. LI KA-SHING AS DIRECTOR | Management | For | For | |||||||
3.2 | TO ELECT MR. CHUNG SUN KEUNG, DAVY AS DIRECTOR | Management | For | For | |||||||
3.3 | TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR | Management | For | For | |||||||
3.4 | TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR | Management | For | For | |||||||
3.5 | TO ELECT MR. GEORGE COLIN MAGNUS AS DIRECTOR | Management | For | For | |||||||
3.6 | TO ELECT MR. SIMON MURRAY AS DIRECTOR | Management | For | For | |||||||
3.7 | TO ELECT MR. CHEONG YING CHEW, HENRY AS DIRECTOR | Management | For | For | |||||||
4 | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | For | |||||||
5.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY | Management | For | For | |||||||
5.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | For | For | |||||||
6 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
GLENCORE XSTRATA PLC, ST HELIER | |||||||||||
Security | G39420107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | JE00B4T3BW64 | Agenda | 705175900 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THAT THE COMPANY'S NAME BE CHANGED TO GLENCORE PLC AND THAT THE MEMORANDUM OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE DELETION OF THE FIRST PARAGRAPH THEREOF AND THE INSERTION IN ITS PLACE OF THE FOLLOWING: THE NAME OF THE COMPANY IS GLENCORE PLC | Management | For | For | |||||||
2 | THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR PURPOSES OF IDENTIFICATION BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | For | For | |||||||
3 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31DEC2013 (2013 ANNUAL REPORT) | Management | For | For | |||||||
4 | TO APPROVE A FINAL DISTRIBUTION OF USD0.111 PER ORDINARY SHARE FOR THE YEAR ENDED 31DEC2013 WHICH THE DIRECTORS PROPOSE, AND THE SHAREHOLDERS RESOLVE, IS TO BE PAID ONLY FROM THE CAPITAL CONTRIBUTION RESERVES OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT ANTHONY HAYWARD (INTERIM CHAIRMAN) AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT LEONHARD FISCHER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-ELECT WILLIAM MACAULAY (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management | For | For | |||||||
8 | TO RE-ELECT IVAN GLASENBERG (CHIEF EXECUTIVE OFFICER) AS A DIRECTOR | Management | For | For | |||||||
9 | TO ELECT PETER COATES (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management | For | For | |||||||
10 | TO ELECT JOHN MACK (INDEPENDENT NON- EXECUTIVE DIRECTOR) AS A DIRECTOR | Management | For | For | |||||||
11 | TO ELECT PETER GRAUER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management | For | For | |||||||
12 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT IN THE 2013 ANNUAL REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT) | Management | For | For | |||||||
13 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT IN THE 2013 ANNUAL REPORT | Management | For | For | |||||||
14 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID | Management | For | For | |||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
16 | TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES FOR AN ALLOTMENT PERIOD (AS DEFINED IN THE ARTICLES) COMMENCING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF 30 JUNE 2015 AND THE CONCLUSION OF THE COMPANYS AGM IN 2015, AND FOR THAT PURPOSE THE AUTHORISED ALLOTMENT AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE U.S.D44,261,351 | Management | For | For | |||||||
17 | THAT SUBJECT TO THE PASSING OF RESOLUTION 2 THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO OFFER AND ALLOT ORDINARY SHARES TO ORDINARY SHAREHOLDERS IN LIEU OF A CASH DISTRIBUTION FROM TIME TO TIME OR FOR SUCH PERIOD AS THEY MAY DETERMINE PURSUANT TO THE TERMS OF ARTICLE 142 OF THE ARTICLES PROVIDED THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON 20 MAY 2019 | Management | For | For | |||||||
18 | SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 16, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR AN ALLOTMENT PERIOD (EACH AS DEFINED IN THE ARTICLES) COMMENCING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF 30 JUNE 2015 AND THE CONCLUSION OF THE COMPANY'S AGM IN 2015 WHOLLY FOR CASH AS IF ARTICLE 11 OF THE ARTICLES DID NOT APPLY TO SUCH ALLOTMENT AND, FOR THE PURPOSES OF ARTICLE PARAGRAPH 10.3(C), THE NON-PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE U.S.D6,639,203 | Management | For | For | |||||||
19 | THAT: (I) THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 (THE COMPANIES LAW) TO MAKE MARKET PURCHASES OF ORDINARY SHARES, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES | Management | For | For | |||||||
AUTHORISED TO BE PURCHASED IS 1,327,840,547 (B) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS U.S.D0.01; (C) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE THE HIGHER OF: 1. AN AMOUNT EQUAL TO 5 PER CENT, ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR ORDINARY SHARES CONTD | |||||||||||
CONT | CONTD TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE-BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH SHARES ARE-CONTRACTED TO BE PURCHASED; AND 2. THE HIGHER OF THE PRICE OF THE LAST-INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE LONDON STOCK-EXCHANGE DAILY OFFICIAL LIST AT THE TIME THAT THE PURCHASE IS CARRIED OUT;-AND (D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE ON THE EARLIER OF THE- CONCLUSION OF THE COMPANY'S AGM CONTD | Non-Voting | |||||||||
CONT | CONTD IN 2015 OR ON 30 JUNE 2015 (EXCEPT THAT THE COMPANY MAY MAKE A CONTRACT-TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY BEFORE SUCH AUTHORITY-EXPIRES, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF-SUCH AUTHORITY, AND MAY MAKE PURCHASES OF ORDINARY SHARES IN PURSUANCE OF ANY-SUCH CONTRACT AS IF SUCH AUTHORITY HAD NOT EXPIRED); AND (II) THE COMPANY BE- AND IS HEREBY GENERALLY AND UNCONDITIONALLY CONTD | Non-Voting | |||||||||
CONT | CONTD AUTHORISED PURSUANT TO ARTICLE 58A OF THE COMPANIES LAW, TO HOLD, IF-THE DIRECTORS SO DESIRE, AS TREASURY SHARES, ANY ORDINARY SHARES PURCHASED-PURSUANT TO THE AUTHORITY CONFERRED BY PARAGRAPH (I) OF THIS RESOLUTION | Non-Voting | |||||||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO APPLICATION OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
UNITED STATES CELLULAR CORPORATION | |||||||||||
Security | 911684108 | Meeting Type | Annual | ||||||||
Ticker Symbol | USM | Meeting Date | 20-May-2014 | ||||||||
ISIN | US9116841084 | Agenda | 933960634 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. SAMUEL CROWLEY | For | For | ||||||||
2. | RATIFY ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
ANTOFAGASTA PLC, LONDON | |||||||||||
Security | G0398N128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-May-2014 | |||||||||
ISIN | GB0000456144 | Agenda | 705156328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' AND AUDITORS' REPORTS AND THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY REPORT, THE FULL TEXT OF WHICH IS SET OUT IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 (EXCLUDING THE DIRECTORS' REMUNERATION POLICY REPORT) | Management | For | For | |||||||
4 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
5 | TO RE-ELECT MR. J-P LUKSIC AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT MR. W M HAYES AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-ELECT MR. G S MENENDEZ AS A DIRECTOR | Management | For | For | |||||||
8 | TO RE-ELECT MR. R F JARA AS A DIRECTOR | Management | For | For | |||||||
9 | TO RE-ELECT MR. J G CLARO AS A DIRECTOR | Management | For | For | |||||||
10 | TO RE-ELECT MR. H DRYLAND AS A DIRECTOR | Management | For | For | |||||||
11 | TO RE-ELECT MR. T C BAKER AS A DIRECTOR | Management | For | For | |||||||
12 | TO RE-ELECT MR. M L S DE SOUSA- OLIVEIRA AS A DIRECTOR | Management | For | For | |||||||
13 | TO RE-ELECT MR. N A PIZARRO AS A DIRECTOR | Management | For | For | |||||||
14 | TO RE-ELECT MR. A LUKSIC AS A DIRECTOR | Management | For | For | |||||||
15 | TO RE-ELECT Ms. V BLANLOT AS A DIRECTOR | Management | For | For | |||||||
16 | TO RE-APPOINT DELOITTE LLP AS AUDITORS | Management | For | For | |||||||
17 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
18 | TO GRANT AUTHORITY TO THE DIRECTORS TO ALLOT SECURITIES | Management | For | For | |||||||
19 | TO GRANT POWER TO THE DIRECTORS TO ALLOT SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS | Management | Abstain | Against | |||||||
20 | TO RENEW THE COMPANY'S AUTHORITY TO MAKE MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | |||||||
21 | TO PERMIT THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
TELEPHONE AND DATA SYSTEMS, INC. | |||||||||||
Security | 879433829 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | TDS | Meeting Date | 22-May-2014 | ||||||||
ISIN | US8794338298 | Agenda | 933995221 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | PHILIP T. BLAZEK | For | For | ||||||||
2 | WALTER M. SCHENKER | For | For | ||||||||
02 | COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
03 | COMPANY'S PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2011 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER SUCH PLAN. | Management | Against | For | |||||||
04 | COMPANY'S PROPOSAL TO APPROVE EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | For | |||||||
PIONEER NATURAL RESOURCES COMPANY | |||||||||||
Security | 723787107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PXD | Meeting Date | 28-May-2014 | ||||||||
ISIN | US7237871071 | Agenda | 933975990 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: STACY P. METHVIN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR. | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JIM A. WATSON | Management | For | For | |||||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4 | REAPPROVAL OF THE SECTION 162(M) MATERIAL TERMS UNDER THE 2006 LONG- TERM INCENTIVE PLAN | Management | For | For | |||||||
FAMILYMART CO.,LTD. | |||||||||||
Security | J13398102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2014 | |||||||||
ISIN | JP3802600001 | Agenda | 705255607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | |||||||
1.8 | Appoint a Director | Management | For | For | |||||||
1.9 | Appoint a Director | Management | For | For | |||||||
2 | Appoint a Corporate Auditor | Management | For | For | |||||||
AMC NETWORKS INC | |||||||||||
Security | 00164V103 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMCX | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US00164V1035 | Agenda | 934008233 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NEIL M. ASHE | For | For | ||||||||
2 | JONATHAN F. MILLER | For | For | ||||||||
3 | ALAN D. SCHWARTZ | For | For | ||||||||
4 | LEONARD TOW | For | For | ||||||||
5 | CARL E. VOGEL | For | For | ||||||||
6 | ROBERT C. WRIGHT | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014 | Management | For | For | |||||||
GENTING BHD | |||||||||||
Security | Y26926116 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | |||||||||
ISIN | MYL3182OO002 | Agenda | 705315631 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF RM928,550 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 (2012 : RM830,380) | Management | For | For | |||||||
2 | TO RE-ELECT MR CHIN KWAI YOONG AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 99 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
3 | THAT DATO' PADUKA NIK HASHIM BIN NIK YUSOFF, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
4 | THAT TUN MOHAMMED HANIF BIN OMAR, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
5 | THAT TAN SRI DR. LIN SEE YAN, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
7 | AUTHORITY TO DIRECTORS PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 | Management | For | For | |||||||
GENTING BHD | |||||||||||
Security | Y26926116 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | |||||||||
ISIN | MYL3182OO002 | Agenda | 705333881 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | PROPOSED AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
2 | PROPOSED SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | Management | For | For | |||||||
KEYENCE CORPORATION | |||||||||||
Security | J32491102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | |||||||||
ISIN | JP3236200006 | Agenda | 705336445 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors, Outside Directors, Corporate Auditors and Outside Corporate Auditors | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Directors | Management | For | For | |||||||
HONDA MOTOR CO.,LTD. | |||||||||||
Security | J22302111 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-Jun-2014 | |||||||||
ISIN | JP3854600008 | Agenda | 705324022 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
KOMATSU LTD. | |||||||||||
Security | J35759125 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Jun-2014 | |||||||||
ISIN | JP3304200003 | Agenda | 705324008 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | |||||||
5 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Employees of the Company and Directors of Company's Major Subsidiaries | Management | Abstain | Against | |||||||
YAHOO JAPAN CORPORATION | |||||||||||
Security | J95402103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2014 | |||||||||
ISIN | JP3933800009 | Agenda | 705347070 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | |||||||
MITSUI & CO.,LTD. | |||||||||||
Security | J44690139 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Jun-2014 | |||||||||
ISIN | JP3893600001 | Agenda | 705331421 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Allow the Board of Directors to Appoint a President among Representative Directors or Executive Officers | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation including Stock Options to be received by Directors | Management | Abstain | Against | |||||||
6 | Shareholder Proposal: Amend Articles of Incorporation (Expand Business Lines) | Shareholder | Against | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (Streamline Business Lines) | Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation (Streamline Business Lines) | Shareholder | Against | For | |||||||
9 | Shareholder Proposal: Amend Articles of Incorporation (Streamline Business Lines) | Shareholder | Against | For | |||||||
10 | Shareholder Proposal: Amend Articles of Incorporation (Eliminate the Articles Related to Allowing the Board of Directors to Authorize the Company to Purchase Own Shares) | Shareholder | Against | For | |||||||
11 | Shareholder Proposal: Amend Articles of Incorporation (Eliminate the Articles Related to Appoint a Director ) | Shareholder | Against | For | |||||||
12 | Shareholder Proposal: Remove a Director | Shareholder | Against | For | |||||||
13 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder | Against | For | |||||||
SOFTBANK CORP. | |||||||||||
Security | J75963108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Jun-2014 | |||||||||
ISIN | JP3436100006 | Agenda | 705343224 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
JAPAN TOBACCO INC. | |||||||||||
Security | J27869106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | JP3726800000 | Agenda | 705335594 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Change Fiscal Year End to December 31, Change Record Date for Interim Dividends to June 30 | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
5 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | Against | For | |||||||
6 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder | Against | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation | Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Cancellation of all existing Treasury Shares | Shareholder | Against | For | |||||||
9 | Shareholder Proposal: Amend Articles of Incorporation | Shareholder | Against | For | |||||||
UNICHARM CORPORATION | |||||||||||
Security | J94104114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3951600000 | Agenda | 705358439 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Amend Articles to: Change Fiscal Year End to 31st December, Approve Minor Revisions | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
SMC CORPORATION | |||||||||||
Security | J75734103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3162600005 | Agenda | 705347234 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | |||||||
3.14 | Appoint a Director | Management | For | For | |||||||
3.15 | Appoint a Director | Management | For | For | |||||||
3.16 | Appoint a Director | Management | For | For | |||||||
3.17 | Appoint a Director | Management | For | For | |||||||
3.18 | Appoint a Director | Management | For | For | |||||||
4 | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | |||||||
FANUC CORPORATION | |||||||||||
Security | J13440102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3802400006 | Agenda | 705357487 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Corporate Auditors | Management | For | For | |||||||
SHIN-ETSU CHEMICAL CO.,LTD. | |||||||||||
Security | J72810120 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3371200001 | Agenda | 705358821 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Approve Continuance of Policy regarding Large- scale Purchases of Company Shares | Management | For | For | |||||||
TOYO SUISAN KAISHA,LTD. | |||||||||||
Security | 892306101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3613000003 | Agenda | 705377972 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | |||||||
3.14 | Appoint a Director | Management | For | For | |||||||
3.15 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
6 | Approve Payment of Bonuses to Directors | Management | For | For |
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
Meeting Date Range: 07/01/2013-06/30/2014
The Gabelli Global Rising Income and Dividend Fund
Investment Company Report | |||||||||||
GARDNER DENVER, INC. | |||||||||||
Security | 365558105 | Meeting Type | Special | ||||||||
Ticker Symbol | GDI | Meeting Date | 16-Jul-2013 | ||||||||
ISIN | US3655581052 | Agenda | 933850112 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 7, 2013, BY AND AMONG GARDNER DENVER, INC., RENAISSANCE PARENT CORP., AND RENAISSANCE ACQUISITION CORP., AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2. | TO APPROVE THE ADOPTION OF ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
3. | TO APPROVE, BY NONBINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY GARDNER DENVER TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
SEVERN TRENT PLC, BIRMIMGHAM | |||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jul-2013 | |||||||||
ISIN | GB00B1FH8J72 | Agenda | 704621019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Receive the Report and Accounts | Management | For | For | |||||||
2 | Declare a final dividend | Management | For | For | |||||||
3 | Approve the Directors remuneration report | Management | For | For | |||||||
4 | Reappoint Tony Ballance | Management | For | For | |||||||
5 | Reappoint Bernard Bulkin | Management | For | For | |||||||
6 | Reappoint Richard Davey | Management | For | For | |||||||
7 | Reappoint Andrew Duff | Management | For | For | |||||||
8 | Reappoint Gordon Fryett | Management | For | For | |||||||
9 | Reappoint Martin Kane | Management | For | For | |||||||
10 | Reappoint Martin Lamb | Management | For | For | |||||||
11 | Reappoint Michael McKeon | Management | For | For | |||||||
12 | Reappoint Baroness Noakes | Management | For | For | |||||||
13 | Reappoint Andy Smith | Management | For | For | |||||||
14 | Reappoint Tony Wray | Management | For | For | |||||||
15 | Reappoint auditors | Management | For | For | |||||||
16 | Authorise directors to determine auditors remuneration | Management | For | For | |||||||
17 | Authorise political donations | Management | For | For | |||||||
18 | Authorise allotment of shares | Management | For | For | |||||||
19 | Disapply pre-emption rights | Management | Against | Against | |||||||
20 | Authorise purchase of own shares | Management | For | For | |||||||
21 | Reduce notice period for general meetings | Management | For | For | |||||||
LEGG MASON, INC. | |||||||||||
Security | 524901105 | Meeting Type | Annual | ||||||||
Ticker Symbol | LM | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | US5249011058 | Agenda | 933847329 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DENNIS M. KASS | For | For | ||||||||
2 | JOHN V. MURPHY | For | For | ||||||||
3 | JOHN H. MYERS | For | For | ||||||||
4 | NELSON PELTZ | For | For | ||||||||
5 | W. ALLEN REED | For | For | ||||||||
6 | JOSEPH A. SULLIVAN | For | For | ||||||||
2. | AMENDMENT TO THE LEGG MASON, INC. NON-EMPLOYEE DIRECTOR EQUITY PLAN | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014 | Management | For | For | |||||||
INVENSYS PLC, LONDON | |||||||||||
Security | G49133203 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | GB00B979H674 | Agenda | 704617589 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the report and accounts for the year ended 31 March 2013 | Management | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | |||||||
3 | To re-elect Mr Wayne Edmunds as a director | Management | For | For | |||||||
4 | To re-elect Mr Bay Green as a director | Management | For | For | |||||||
5 | To re-elect Ms Victoria Hull as a director | Management | For | For | |||||||
6 | To re-elect Mr Paul Lester as a director | Management | For | For | |||||||
7 | To re-elect Ms Deena Mattar as a director | Management | For | For | |||||||
8 | To re-elect Mr Michael Parker as a director | Management | For | For | |||||||
9 | To re-elect Dr Martin Read as a director | Management | For | For | |||||||
10 | To re-elect Sir Nigel Rudd as a director | Management | For | For | |||||||
11 | To re-elect Mr David Thomas as a director | Management | For | For | |||||||
12 | To re-appoint Ernst and Young LLP as auditor | Management | For | For | |||||||
13 | To authorise the directors to determine the auditors remuneration | Management | For | For | |||||||
14 | To approve the proposed final dividend | Management | For | For | |||||||
15 | To authorise allotment of relevant securities | Management | For | For | |||||||
16 | To authorise disapplication of pre-emption rights | Management | Against | Against | |||||||
17 | To amend notice period for general meetings | Management | For | For | |||||||
18 | To approve political donations | Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 704624407 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the Report and Accounts | Management | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | |||||||
3 | To re-elect Sir Richard Lapthorne CBE | Management | For | For | |||||||
4 | To re-elect Simon Ball | Management | For | For | |||||||
5 | To re-elect Nick Cooper | Management | For | For | |||||||
6 | To re-elect Mark Hamlin | Management | For | For | |||||||
7 | To re-elect Tim Pennington | Management | For | For | |||||||
8 | To re-elect Alison Platt | Management | For | For | |||||||
9 | To re-elect Tony Rice | Management | For | For | |||||||
10 | To re-elect Ian Tyler | Management | For | For | |||||||
11 | To appoint the Auditor | Management | For | For | |||||||
12 | To authorise the Directors to set the remuneration of the Auditor | Management | For | For | |||||||
13 | To declare a final dividend | Management | For | For | |||||||
14 | To give authority to allot shares | Management | For | For | |||||||
15 | To disapply pre-emption rights | Management | Against | Against | |||||||
16 | To authorise the purchase of its own shares by the Company | Management | For | For | |||||||
17 | To authorise the Company to call a general meeting of shareholders on not less than 14 clear days notice | Management | For | For | |||||||
FISHER COMMUNICATIONS, INC. | |||||||||||
Security | 337756209 | Meeting Type | Special | ||||||||
Ticker Symbol | FSCI | Meeting Date | 06-Aug-2013 | ||||||||
ISIN | US3377562091 | Agenda | 933854475 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 11, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG FISHER COMMUNICATIONS, INC., SINCLAIR BROADCAST GROUP, INC. AND SINCLAIR TELEVISION OF SEATTLE, INC. | Management | For | For | |||||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION DISCLOSED IN THE PROXY STATEMENT THAT MAY BE PAYABLE TO FISHER COMMUNICATIONS, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. | Management | For | For | |||||||
PATTERSON COMPANIES, INC. | |||||||||||
Security | 703395103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PDCO | Meeting Date | 09-Sep-2013 | ||||||||
ISIN | US7033951036 | Agenda | 933864452 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. BUCK | For | For | ||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 26, 2014. | Management | For | For | |||||||
DIAGEO PLC, LONDON | |||||||||||
Security | G42089113 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Sep-2013 | |||||||||
ISIN | GB0002374006 | Agenda | 704697070 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Report and accounts 2013 | Management | For | For | |||||||
2 | Directors' remuneration report 2013 | Management | For | For | |||||||
3 | Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each ('Ordinary Share(s)') of 29.30 pence per share for the year ended 30 June 2013 | Management | For | For | |||||||
4 | That PB Bruzelius be re-elected as a director | Management | For | For | |||||||
5 | That LM Danon be re-elected as a director | Management | For | For | |||||||
6 | That Lord Davies be re-elected as a director | Management | For | For | |||||||
7 | That Ho KwonPing be re-elected as a director | Management | For | For | |||||||
8 | That BD Holden be re-elected as a director | Management | For | For | |||||||
9 | That Dr FB Humer be re-elected as a director | Management | For | For | |||||||
10 | That D Mahlan be re-elected as a director | Management | For | For | |||||||
11 | That IM Menezes be re-elected as a director | Management | For | For | |||||||
12 | That PG Scott be re-elected as a director | Management | For | For | |||||||
13 | Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company | Management | For | For | |||||||
14 | Remuneration of auditor | Management | For | For | |||||||
15 | Authority to allot shares | Management | For | For | |||||||
16 | Disapplication of pre-emption rights | Management | Against | Against | |||||||
17 | Authority to purchase own Ordinary Shares | Management | For | For | |||||||
18 | Authority to make political donations and/or to incur political expenditure in the European Union ('EU'): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) CONTD | Management | For | For | |||||||
CONT | CONTD not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year's AGM or on 18 December 2014, whichever is the sooner, and provided-that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this- resolution shall not exceed GBP 200,000 | Non-Voting | |||||||||
19 | Reduced notice of a general meeting other than an annual general meeting | Management | For | For | |||||||
NV ENERGY, INC. | |||||||||||
Security | 67073Y106 | Meeting Type | Special | ||||||||
Ticker Symbol | NVE | Meeting Date | 25-Sep-2013 | ||||||||
ISIN | US67073Y1064 | Agenda | 933870936 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 29, 2013, BY AND AMONG MIDAMERICAN ENERGY HOLDINGS COMPANY, AN IOWA CORPORATION, SILVER MERGER SUB, INC., A NEVADA CORPORATION AND WHOLLY OWNED SUBSIDIARY OF MIDAMERICAN AND NV ENERGY, INC., A NEVADA CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
2. | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO NVE'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | Abstain | Against | |||||||
3. | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER IF THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL OF THE AGREEMENT AND PLAN OF MERGER AT THE SPECIAL MEETING. | Management | For | For | |||||||
KONINKLIJKE KPN NV, DEN HAAG | |||||||||||
Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 02-Oct-2013 | |||||||||
ISIN | NL0000009082 | Agenda | 704700841 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Opening and announcements | Non-Voting | |||||||||
2 | Sale of E-Plus | Management | For | For | |||||||
3.a | Adjustment factor relating to LTI plans | Management | For | For | |||||||
3.b | Retention bonus for Mr Dirks | Management | For | For | |||||||
4 | Any other business and closure of the meeting | Non-Voting | |||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING. IF YOU HAVE AL-READY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
HARRIS TEETER SUPERMARKETS, INC. | |||||||||||
Security | 414585109 | Meeting Type | Special | ||||||||
Ticker Symbol | HTSI | Meeting Date | 03-Oct-2013 | ||||||||
ISIN | US4145851097 | Agenda | 933872081 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 8, 2013, AMONG HARRIS TEETER SUPERMARKETS, INC., THE KROGER CO. AND HORNET ACQUISITION, INC. | Management | For | For | |||||||
2 | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF COMPENSATION THAT WILL OR MAY BE PAID BY HARRIS TEETER SUPERMARKETS, INC. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | Abstain | Against | |||||||
3 | APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS OF HARRIS TEETER SUPERMARKETS, INC., IF NECESSARY OR APPROPRIATE, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE APPROVAL OF THE MERGER PROPOSAL. | Management | For | For | |||||||
SOURCEFIRE, INC. | |||||||||||
Security | 83616T108 | Meeting Type | Special | ||||||||
Ticker Symbol | FIRE | Meeting Date | 07-Oct-2013 | ||||||||
ISIN | US83616T1088 | Agenda | 933877334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 22, 2013 BY AND AMONG CISCO SYSTEMS, INC., SHASTA ACQUISITION CORP. AND SOURCEFIRE, INC., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2. | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE "GOLDEN PARACHUTE" COMPENSATION ARRANGEMENTS THAT MAY BE PAID OR BECOME PAYABLE TO OUR NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER AND THE AGREEMENTS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. | Management | For | For | |||||||
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN | |||||||||||
Security | D6424C104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Oct-2013 | |||||||||
ISIN | DE000KD88880 | Agenda | 704709368 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19 SEP 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 SEP 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | Presentation of the financial statements and annual report for the 2012/2013 f-inancial year with the report of the Supervisory Board, the group financial st-atements and group annual report as well as the report by the Board of MDs pur-suant to Sections 289(4) and 315(4) of the German Commercial Code | Non-Voting | |||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 221,307,347.50 as follows: Payment of a dividend of EUR 2.50 per no-par share Ex-dividend and payable date: October 11, 2013 | Management | No Action | ||||||||
3. | Ratification of the acts of the Board of MDs | Management | No Action | ||||||||
4. | Ratification of the acts of the Supervisory Board | Management | No Action | ||||||||
5. | Appointment of auditors for the 2013/2014 financial year: Ernst + Young GmbH, Munich | Management | No Action | ||||||||
6.a | Approval of the control and profit transfer agreement with the company's wholly owned subsidiaries: Kabel Deutschland Holding Erste Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | No Action | ||||||||
6.b | Approval of the control and profit transfer agreement with the company's wholly owned subsidiaries: Kabel Deutschland Holding zweite Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | No Action | ||||||||
KABEL DEUTSCHLAND HOLDING AG, UNTERFOEHRING B.MUEN | |||||||||||
Security | D6424C112 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Oct-2013 | |||||||||
ISIN | DE000KD88872 | Agenda | 704709370 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19 SEP 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 SEP 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | Presentation of the financial statements and annual report for the 2012/2013 f-inancial year with the report of the Supervisory Board, the group financial st-atements and group annual report as well as the report by the Board of MDs pur-suant to Sections 289(4) and 315(4) of the German Commercial Code | Non-Voting | |||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 221,307,347.50 as follows: Payment of a dividend of EUR 2.50 per no-par share Ex-dividend and payable date: October 11, 2013 | Management | No Action | ||||||||
3. | Ratification of the acts of the Board of MDs | Management | No Action | ||||||||
4. | Ratification of the acts of the Supervisory Board | Management | No Action | ||||||||
5. | Appointment of auditors for the 2013/2014 financial year: Ernst & Young GmbH, Munich | Management | No Action | ||||||||
6.a | Approval of the control and profit transfer agreement with the company's wholly owned subsidiaries: Kabel Deutschland Holding Erste Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | No Action | ||||||||
6.b | Approval of the control and profit transfer agreement with the company's wholly owned subsidiaries: Kabel Deutschland Holding zweite Beteiligungs GmbH, effective retroactively upon its entry into the commercial register | Management | No Action | ||||||||
INVENSYS PLC, LONDON | |||||||||||
Security | G49133203 | Meeting Type | Court Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Oct-2013 | |||||||||
ISIN | GB00B979H674 | Agenda | 704731846 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | |||||||||
1 | To approve the Scheme of Arrangement dated 10 September 2013 | Management | For | For | |||||||
INVENSYS PLC, LONDON | |||||||||||
Security | G49133203 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Oct-2013 | |||||||||
ISIN | GB00B979H674 | Agenda | 704731858 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To give effect to the Scheme, as set out in the Notice of General Meeting, including the subdivision and reclassification of Scheme Shares, amendments to the Articles of Association, the reduction of capital, the capitalisation of reserves and authority to allot and the amendment to the rules of share schemes | Management | For | For | |||||||
PERNOD-RICARD, PARIS | |||||||||||
Security | F72027109 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 06-Nov-2013 | |||||||||
ISIN | FR0000120693 | Agenda | 704752220 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 16 OCT 13: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILA-BLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2013/1002/201310021305066- .pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: ht- tps://balo.journal- officiel.gouv.fr/pdf/2013/1016/201310161305162. pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended June 30, 2013 and setting the dividend | Management | For | For | |||||||
O.4 | Approval of the regulated agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | |||||||
O.5 | Renewal of term of Mrs. Daniele Ricard as Director | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Laurent Burelle as Director | Management | For | For | |||||||
O.7 | Renewal of term of Mr. Michel Chambaud as Director | Management | For | For | |||||||
O.8 | Renewal of term of Societe Paul Ricard as Director | Management | For | For | |||||||
O.9 | Renewal of term of Mr. Anders Narvinger as Director | Management | For | For | |||||||
O.10 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management | For | For | |||||||
O.11 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mrs. Daniele Ricard, Chairman of the Board of Directors | Management | For | For | |||||||
O.12 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Pierre Pringuet, Vice- Chairman of the Board of Directors and Chief Executive Officer | Management | For | For | |||||||
O.13 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Alexandre Ricard, Managing Director | Management | For | For | |||||||
O.14 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | |||||||
E.15 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares up to 10% of share capital | Management | For | For | |||||||
E.16 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by issuing common shares and/or any securities giving access to capital of the Company while maintaining preferential subscription rights | Management | For | For | |||||||
E.17 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 41 million by issuing common shares and/or any securities giving access to capital of the Company with cancellation of preferential subscription rights as part of a public offer | Management | Against | Against | |||||||
E.18 | Delegation of authority to be granted to the Board of Directors to increase the number of securities to be issued in case of share capital increase with or without preferential subscription rights up to 15% of the initial issuance carried out pursuant to the 16th and 17th resolutions | Management | Against | Against | |||||||
E.19 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company, in consideration for in-kind contributions granted to the Company up to 10% of share capital | Management | For | For | |||||||
E.20 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company up to 10% of share capital with cancellation of preferential subscription rights in case of public exchange offer initiated by the Company | Management | Against | Against | |||||||
E.21 | Delegation of authority to be granted to the Board of Directors to issue securities representing debts entitling to the allotment of debt securities up to Euros 5 billion | Management | For | For | |||||||
E.22 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by incorporation of premiums, reserves, profits or otherwise | Management | For | For | |||||||
E.23 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital up to 2% of share capital by issuing shares or securities giving access to capital reserved for members of company savings plans with cancellation of preferential subscription rights in favor of the latter | Management | For | For | |||||||
E.24 | Amendment to Article 16 of the bylaws to establish the terms for appointing Directors representing employees pursuant to the provisions of the Act of June 14, 2013 on employment security | Management | For | For | |||||||
E.25 | Powers to carry out all required legal formalities | Management | For | For | |||||||
SHFL ENTERTAINMENT INC. | |||||||||||
Security | 78423R105 | Meeting Type | Special | ||||||||
Ticker Symbol | SHFL | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US78423R1059 | Agenda | 933888628 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | THE APPROVAL AND ADOPTION OF THE MERGER AGREEMENT, INCLUDING THE PLAN OF MERGER, THEREBY APPROVING THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER. | Management | For | For | |||||||
2. | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE SPECIFIED COMPENSATION ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT THAT MAY BE PAYABLE TO SHFL'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. | Management | Abstain | Against | |||||||
3. | THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE SHFL BOARD OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
KONINKLIJKE KPN NV, DEN HAAG | |||||||||||
Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jan-2014 | |||||||||
ISIN | NL0000009082 | Agenda | 704874040 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Open Meeting | Non-Voting | |||||||||
2 | Decrease Nominal Value per Share from EUR 0.24 to EUR 0.04 | Management | For | For | |||||||
3 | Authorize Repurchase of All Outstanding Preference Shares B and Cancellation of Preference Shares B | Management | For | For | |||||||
4 | Close Meeting | Non-Voting | |||||||||
CMMT | 06 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE F-ROM SGM TO EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN T-HIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YO-U. | Non-Voting | |||||||||
BECTON, DICKINSON AND COMPANY | |||||||||||
Security | 075887109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BDX | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US0758871091 | Agenda | 933909434 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HENRY P. BECTON, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EDWARD F. DEGRAAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: ALFRED SOMMER | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | Management | For | For | |||||||
5. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | Against | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W209 | Meeting Type | Special | ||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92857W2098 | Agenda | 933909701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | |||||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | For | |||||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | For | |||||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | |||||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | For | |||||||
TELEFONICA DEUTSCHLAND HOLDING AG, MUENCHEN | |||||||||||
Security | D8T9CK101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Feb-2014 | |||||||||
ISIN | DE000A1J5RX9 | Agenda | 704910404 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap- propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your- custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w-hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting | ||||||||||
The sub custodians have advised that voted shares are not blocked for trading-purposes i.e. they are only unavailable for settlement. Registered shares will-be deregistered at the deregistration date by the sub custodians. In order to-deliver/settle a voted position before the deregistration date a voting instr-uction cancellation and de-registration request needs to be sent to your CSR o-r Custodian. Please contact your CSR for further information. | Non-Voting | ||||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative. | Non-Voting | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 JAN 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | Approve EUR 3.7 billion share capital increase via issuance of new shares with preemptive rights | Management | No Action | ||||||||
2. | Approve creation of EUR 475 million pool of capital without preemptive rights | Management | No Action | ||||||||
3. | Approve issuance of warrants/bonds with warrants attached/convertible bonds without preemptive rights up to aggregate nominal amount of EUR 3 billion approve creation of EUR 558.5 million pool of capital to guarantee conversion rights | Management | No Action | ||||||||
YASHILI INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN | |||||||||||
Security | G98340105 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Feb-2014 | |||||||||
ISIN | KYG983401053 | Agenda | 704942108 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0127/LTN20140127015.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0127/LTN20140127013.pdf | Non-Voting | |||||||||
1 | (a) To approve the Equity Transfer Agreement (as defined in the Company's circular dated 27 January, 2014 (the "Circular")) dated 5 January 2014 entered into between Yashili International Group Limited and Yashili International Group Limited (with the former name of "Guangdong Yashili Group Company Limited") as the sellers and China Mengniu Investment Co. Ltd. and WhiteWave Hong Kong Ltd. as the purchasers, pursuant to which the sellers agreed to sell and the purchasers agreed to purchase 100% of the equity interests in Yashili (Zhengzhou) Nourishment Co., Ltd.). (b) To approve the Disposal (as defined in the Circular) and all other documents that are necessary to effect the Disposal. (c) To authorise any one director of the Company or any two directors of the Company, if CONTD | Management | For | For | |||||||
CONT | CONTD the affixation of the common seal is necessary, to be on behalf of the-Company to do all such things and exercise all powers which he/they-consider(s) necessary, desirable or expedient in connection with the Equity-Transfer Agreement and the Disposal, and otherwise in connection with the-implementation of the transactions contemplated therein including without-limitation the execution, amendment, supplement, delivery, waiver, submission-and implementation of any further documents or agreements | Non-Voting | |||||||||
NAVISTAR INTERNATIONAL CORPORATION | |||||||||||
Security | 63934E108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NAV | Meeting Date | 10-Mar-2014 | ||||||||
ISIN | US63934E1082 | Agenda | 933918041 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TROY A. CLARKE | For | For | ||||||||
2 | JOHN D. CORRENTI | For | For | ||||||||
3 | MICHAEL N. HAMMES | For | For | ||||||||
4 | VINCENT J. INTRIERI | For | For | ||||||||
5 | JAMES H. KEYES | For | For | ||||||||
6 | GENERAL S.A. MCCHRYSTAL | For | For | ||||||||
7 | SAMUEL J. MERKSAMER | For | For | ||||||||
8 | MARK H. RACHESKY | For | For | ||||||||
9 | MICHAEL F. SIRIGNANO | For | For | ||||||||
2. | VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS REDEEM THE RIGHTS ISSUED PURSUANT TO THE RIGHTS AGREEMENT DATED JUNE 19, 2012. | Shareholder | For | ||||||||
NATIONAL FUEL GAS COMPANY | |||||||||||
Security | 636180101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NFG | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US6361801011 | Agenda | 933918104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RONALD W. JIBSON | For | For | ||||||||
2 | JEFFREY W. SHAW | For | For | ||||||||
3 | RONALD J. TANSKI | For | For | ||||||||
2. | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL | Shareholder | Against | For | |||||||
CHOFU SEISAKUSHO CO.,LTD. | |||||||||||
Security | J06384101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-Mar-2014 | |||||||||
ISIN | JP3527800001 | Agenda | 704982607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
BEAM INC. | |||||||||||
Security | 073730103 | Meeting Type | Special | ||||||||
Ticker Symbol | BEAM | Meeting Date | 25-Mar-2014 | ||||||||
ISIN | US0737301038 | Agenda | 933926050 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 12, 2014 AND AS AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG SUNTORY HOLDINGS LIMITED, A JAPANESE CORPORATION ("SUNTORY HOLDINGS"), SUS MERGER SUB LIMITED, A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF SUNTORY HOLDINGS, AND BEAM INC., A DELAWARE CORPORATION ("BEAM") | Management | For | For | |||||||
2 | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BEAM'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | Abstain | Against | |||||||
3 | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT | Management | For | For | |||||||
PORTUGAL TELECOM, SGPS, S.A. | |||||||||||
Security | 737273102 | Meeting Type | Special | ||||||||
Ticker Symbol | PT | Meeting Date | 27-Mar-2014 | ||||||||
ISIN | US7372731023 | Agenda | 933935833 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO DELIBERATE ON THE PARTICIPATION IN THE CAPITAL INCREASE OF OI, S.A. THROUGH THE CONTRIBUTION OF ASSETS REPRESENTING ALL OF THE OPERATING ASSETS HELD BY THE PORTUGAL TELECOM GROUP AND THE RELATED LIABILITIES, WITH THE EXCEPTION OF THE SHARES OF OI, THE SHARES OF CONTAX PARTICIPACOES, S.A. AND THE SHARES OF BRATEL BV HELD DIRECTLY OR INDIRECTLY BY PT. | Management | For | ||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||
Security | G50764102 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG507641022 | Agenda | 705011485 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Special resolution, that the proposed transfer of the company's equity share listing on the official list of the United Kingdom listing authority and on the main market of the London Stock Exchange PLC from the premium listing segment to the standard listing shares segment be and is hereby approved and the directors of the company be and are hereby authorised to cause such transfer of listing to be effected and to do and or procure to be done all such acts or things as they may consider necessary or desirable in connection therewith | Management | For | For | |||||||
CMMT | 13 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 02 APR 2014 TO 04 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTR-UCTIONS. THANK YOU. | Non-Voting | |||||||||
MANDARIN ORIENTAL INTERNATIONAL LTD | |||||||||||
Security | G57848106 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG578481068 | Agenda | 705023101 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Proposed transfer of the company's listing segment from premium to standard on the London stock exchange | Management | For | For | |||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705040537 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To approve the proposed transfer of the Company's listing segment from Premium to Standard on the London Stock Exchange as described in the Circular to shareholders dated 6th March 2014 | Management | For | For | |||||||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||||
Security | 064058100 | Meeting Type | Annual | ||||||||
Ticker Symbol | BK | Meeting Date | 08-Apr-2014 | ||||||||
ISIN | US0640581007 | Agenda | 933937180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RUTH E. BRUCH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GERALD L. HASSELL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CATHERINE A. REIN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE THE 2013 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
4. | APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW YORK MELLON CORPORATION. | Management | Against | Against | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | For | |||||||
KONINKLIJKE KPN NV, DEN HAAG | |||||||||||
Security | N4297B146 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2014 | |||||||||
ISIN | NL0000009082 | Agenda | 704985401 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Opening and announcements | Non-Voting | |||||||||
2 | Report by the Board of Management for the financial year 2013 | Non-Voting | |||||||||
3 | Remuneration in the financial year 2013 | Non-Voting | |||||||||
4 | Proposal to adopt the financial statements for the financial year 2013 | Management | For | For | |||||||
5 | Explanation of the financial and dividend policy | Non-Voting | |||||||||
6 | Proposal to discharge the members of the Board of Management from liability | Management | For | For | |||||||
7 | Proposal to discharge the members of the Supervisory Board from liability | Management | For | For | |||||||
8 | Ratify PricewaterhouseCoopers as Auditors for Fiscal Year 2014 | Management | For | For | |||||||
9 | Ratify Ernst Young as Auditors for Fiscal Year 2015 | Management | For | For | |||||||
10 | Opportunity to make recommendations for the appointment of a member of the-Supervisory Board | Non-Voting | |||||||||
11 | Proposal to appoint Mrs C. Zuiderwijk as member of the Supervisory Board | Management | For | For | |||||||
12 | Proposal to appoint Mr D.W. Sickinghe as member of the Supervisory Board | Management | For | For | |||||||
13 | Announcement concerning vacancies in the Supervisory Board in 2015 | Non-Voting | |||||||||
14 | Announcement of the intended reappointment of Mr E. Blok as member (Chairman)-of the Board of Management | Non-Voting | |||||||||
15 | Proposal to approve amendments to the LTI plan and amend the remuneration policy | Management | For | For | |||||||
16 | Proposal to authorise the Board of Management to resolve that the company may acquire its own shares | Management | For | For | |||||||
17 | Proposal to reduce the capital through cancellation of own shares | Management | For | For | |||||||
18 | Proposal to designate the Board of Management as the competent body to issue ordinary shares | Management | For | For | |||||||
19 | Proposal to designate the Board of Management as the competent body to restrict or exclude pre- emptive rights upon issuing ordinary shares | Management | Against | Against | |||||||
20 | Any other business and closure of the meeting | Non-Voting | |||||||||
CMMT | 28 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITORS NA-ME FOR RESOLUTION NOS. 8 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRU-CTIONS. THANK YOU. | Non-Voting | |||||||||
NESTLE SA, CHAM UND VEVEY | |||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Apr-2014 | |||||||||
ISIN | CH0038863350 | Agenda | 705020763 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1.1 | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2013 | Management | No Action | ||||||||
1.2 | Acceptance of the Compensation Report 2013 (advisory vote) | Management | No Action | ||||||||
2 | Release of the members of the Board of Directors and of the Management | Management | No Action | ||||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2013 | Management | No Action | ||||||||
4 | Revision of the Articles of Association. Adaptation to new Swiss Company Law | Management | No Action | ||||||||
5.1.1 | Re-election to the Board of Directors: Mr Peter Brabeck-Letmathe | Management | No Action | ||||||||
5.1.2 | Re-election to the Board of Directors: Mr Paul Bulcke | Management | No Action | ||||||||
5.1.3 | Re-election to the Board of Directors: Mr Andreas Koopmann | Management | No Action | ||||||||
5.1.4 | Re-election to the Board of Directors: Mr Rolf Hanggi | Management | No Action | ||||||||
5.1.5 | Re-election to the Board of Directors: Mr Beat Hess | Management | No Action | ||||||||
5.1.6 | Re-election to the Board of Directors: Mr Daniel Borel | Management | No Action | ||||||||
5.1.7 | Re-election to the Board of Directors: Mr Steven G. Hoch | Management | No Action | ||||||||
5.1.8 | Re-election to the Board of Directors: Ms Naina Lal Kidwai | Management | No Action | ||||||||
5.1.9 | Re-election to the Board of Directors: Ms Titia de Lange | Management | No Action | ||||||||
5.110 | Re-election to the Board of Directors: Mr Jean- Pierre Roth | Management | No Action | ||||||||
5.111 | Re-election to the Board of Directors: Ms Ann M. Veneman | Management | No Action | ||||||||
5.112 | Re-election to the Board of Directors: Mr Henri de Castries | Management | No Action | ||||||||
5.113 | Re-election to the Board of Directors: Ms Eva Cheng | Management | No Action | ||||||||
5.2 | Election of the Chairman of the Board of Directors: Mr Peter Brabeck-Letmathe | Management | No Action | ||||||||
5.3.1 | Election of the member of the Compensation Committee: Mr Beat Hess | Management | No Action | ||||||||
5.3.2 | Election of the member of the Compensation Committee: Mr Daniel Borel | Management | No Action | ||||||||
5.3.3 | Election of the member of the Compensation Committee: Mr Andreas Koopmann | Management | No Action | ||||||||
5.3.4 | Election of the member of the Compensation Committee: Mr Jean-Pierre Roth | Management | No Action | ||||||||
5.4 | Re-election of the statutory auditors KPMG SA, Geneva branch | Management | No Action | ||||||||
5.5 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-Law | Management | No Action | ||||||||
CMMT | In the event of a new or modified proposal by a shareholder during the General-Meeting, I instruct the independent representative to vote according to the f-ollowing instruction: INSTRUCT "FOR" ON ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3-TO SHOW WHICH VOTING OPTION YOU CHOOSE IN THE EVENT OF NEW OR MODIFIED PROPOSA-LS. INSTRUCT "CLEAR" ON THE REMAINING TWO RESOLUTIONS | Non-Voting | |||||||||
6.1 | Vote in accordance with the proposal of the Board of Directors | Management | No Action | ||||||||
6.2 | Vote against the proposal of the Board of Directors | Shareholder | No Action | ||||||||
6.3 | Abstain | Shareholder | No Action | ||||||||
BP P.L.C. | |||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BP | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US0556221044 | Agenda | 933938978 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY. | Management | For | For | |||||||
4 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||
5 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For | For | |||||||
6 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | Management | For | For | |||||||
7 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||
8 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | |||||||
9 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | Management | For | For | |||||||
10 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | Management | For | For | |||||||
11 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For | For | |||||||
12 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||
13 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | |||||||
14 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | Management | For | For | |||||||
15 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | Management | For | For | |||||||
16 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | Management | For | For | |||||||
17 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||
18 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
19 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS' INCENTIVE PLAN. | Management | For | For | |||||||
20 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS. | Management | For | For | |||||||
21 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | |||||||
S22 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | Against | Against | |||||||
S23 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | |||||||
S24 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | |||||||
BP P.L.C. | |||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BP | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US0556221044 | Agenda | 933965773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY. | Management | For | For | |||||||
4 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||
5 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For | For | |||||||
6 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | Management | For | For | |||||||
7 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||
8 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | |||||||
9 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | Management | For | For | |||||||
10 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | Management | For | For | |||||||
11 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For | For | |||||||
12 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||
13 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | |||||||
14 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | Management | For | For | |||||||
15 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | Management | For | For | |||||||
16 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | Management | For | For | |||||||
17 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||
18 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
19 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS' INCENTIVE PLAN. | Management | For | For | |||||||
20 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS. | Management | For | For | |||||||
21 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | |||||||
S22 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | Against | Against | |||||||
S23 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | |||||||
S24 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | |||||||
GAM HOLDING AG, ZUERICH | |||||||||||
Security | H2878E106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Apr-2014 | |||||||||
ISIN | CH0102659627 | Agenda | 705058887 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 297336 DUE TO ADDITION OF-RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED A-ND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1 | Approval of annual report, parent company's and consolidated financial statements for the year 2013, notice of the reports of the Statutory Auditors | Management | No Action | ||||||||
2 | Appropriation of retained earnings and of capital contribution reserve : Dividends of CHF 0.65 per share | Management | No Action | ||||||||
3 | Discharge of the members of the Board of Directors and the Group Management Board | Management | No Action | ||||||||
4 | Capital reduction by cancellation of shares and related amendment to the Articles of Incorporation: Article 3.1 and 3.2 of the Articles of Incorporation | Management | No Action | ||||||||
5.1 | Re-election of Mr Johannes A. de Gier, and election as Chairman of the Board of Directors | Management | No Action | ||||||||
5.2 | Re-election of Mr Daniel Daeniker to the Board of Directors | Management | No Action | ||||||||
5.3 | Re-election of Mr Dieter A. Enkelmann to the Board of Directors | Management | No Action | ||||||||
5.4 | Re-election of Mr Diego du Monceau to the Board of Directors | Management | No Action | ||||||||
5.5 | Re-election of Mr Hugh Scott-Barrett to the Board of Directors | Management | No Action | ||||||||
5.6 | Re-election of Ms Tanja Weiher to the Board of Directors | Management | No Action | ||||||||
6.1 | Election of Mr Dieter A. Enkelmann to the Compensation Committee of the Board of Directors | Management | No Action | ||||||||
6.2 | Election of Mr Daniel Daeniker to the Compensation Committee of the Board of Directors | Management | No Action | ||||||||
6.3 | Election of Mr Diego du Monceau to the Compensation Committee of the Board of Directors | Management | No Action | ||||||||
7 | Appointment of the Statutory Auditors: KPMG AG, Zurich | Management | No Action | ||||||||
8 | Election of the Independent Proxy: Mr Tobias Rohner, attorney-at-law, Bill Isenegger Ackermann AG, Witikonerstrasse 61, 8032 Zurich | Management | No Action | ||||||||
9 | Additional and/or counter-proposals | Management | No Action | ||||||||
CMMT | 25 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 298618 PLEASE DO NOT REV-OTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR INSTRUCTIONS. | Non-Voting | |||||||||
CNH INDUSTRIAL N.V., BASILDON | |||||||||||
Security | N20944109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | |||||||||
ISIN | NL0010545661 | Agenda | 705003729 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Open meeting | Non-Voting | |||||||||
2.a | Discuss remuneration report | Non-Voting | |||||||||
2.b | Receive explanation on company's reserves and dividend policy | Non-Voting | |||||||||
2.c | Adopt financial statements and statutory reports | Management | For | For | |||||||
2.d | Approve dividends of EUR 0.20 per share | Management | For | For | |||||||
2.e | Approve discharge of directors | Management | For | For | |||||||
3.a | Reelect Sergio Marchionne as executive director | Management | For | For | |||||||
3.b | Re-elect Richard J. Tobin as executive director | Management | For | For | |||||||
3.c | Re-elect Richard John P. Elkann as non- executive director | Management | For | For | |||||||
3.d | Re-elect Richard Mina Gerowin as non-executive director | Management | For | For | |||||||
3.e | Re-elect Maria Patrizia Grieco as non-executive director | Management | For | For | |||||||
3.f | Re-elect Leo W. Houle as non executive director | Management | For | For | |||||||
3.g | Re-elect Peter Kalantzis as non executive director | Management | For | For | |||||||
3.h | Re-elect John B. Lanaway as non executive director | Management | For | For | |||||||
3.i | Re-elect Guido Tabellini as non executive director | Management | For | For | |||||||
3.j | Re-elect Jacqueline Tammenoms Bakker as non- executive director | Management | For | For | |||||||
3.k | Re-elect Jacques Theurillat as non-executive director | Management | For | For | |||||||
4.a | Approve remuneration policy for executive and non-executive directors | Management | For | For | |||||||
4.b | Approve omnibus stock plan | Management | For | For | |||||||
5 | Authorize repurchase of up to 10 percent of issued share capital | Management | For | For | |||||||
6 | Close meeting | Non-Voting | |||||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | |||||||||||
Security | B10414116 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | |||||||||
ISIN | BE0003810273 | Agenda | 705034306 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital and Amend Articles Accordingly : Article 5 | Management | No Action | ||||||||
2.a | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Amend Articles Accordingly : Article 5 | Management | No Action | ||||||||
2.b | Amend Article 5 Re: References to FSMA | Management | No Action | ||||||||
3 | Amend Article10 Re: Dematerialization of Bearer Shares | Management | No Action | ||||||||
4 | Amend Article 11 Re: References to FSMA | Management | No Action | ||||||||
5 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | No Action | ||||||||
6 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | Management | No Action | ||||||||
7 | Amend Article 14 Re: Dematerialization of Bearer Shares | Management | No Action | ||||||||
8 | Amend Article 34 Re: Dematerialization of Bearer Shares | Management | No Action | ||||||||
9.a | Authorize Coordination of Articles of Association | Management | No Action | ||||||||
9.b | Authorize Filing of Required Documents/Other Formalities | Management | No Action | ||||||||
CMMT | 18 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE-TO EGM AND MODIFICATION TO THE TEXT OF RESOLUTIONS 1 AND 2A. IF YOU HAVE ALRE-ADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | |||||||||||
Security | B10414116 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | |||||||||
ISIN | BE0003810273 | Agenda | 705044725 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 295339 DUE TO COMBINING TH-E RESOLUTIONS 11.1 AND 11.2 AND CHANGE IN THE VOTING STATUS OF RESOLUTIONS 3,-4 AND 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE | Non-Voting | |||||||||
1 | Examination of the annual reports of the Board of Directors of Belgacom SA und-er public law with regard to the annual accounts and the consolidated annual a-ccounts at 31 December 2013 | Non-Voting | |||||||||
2 | Examination of the reports of the Board of Auditors of Belgacom SA under publi-c law with regard to the annual accounts and of the Independent Auditors with-regard to the consolidated annual accounts at 31 December 2013 | Non-Voting | |||||||||
3 | Examination of the information provided by the Joint Committee | Non-Voting | |||||||||
4 | Examination of the consolidated annual accounts at 31 December 2013 | Non-Voting | |||||||||
5 | Approval of the annual accounts with regard to the financial year closed on 31 December 2013, including as specified allocation of the results: For 2013, the gross dividend amounts to EUR 2.18 per share, entitling shareholders to a dividend net of withholding tax of EUR 1.635 per share, of which an interim dividend of EUR 0.50 | Management | No Action | ||||||||
(EUR 0.375 per share net of withholding tax) was already paid out on 6 December 2013; this means that a gross dividend of EUR 1.68 per share (EUR 1.26 per share net of withholding tax) will be paid on 25 April 2014. The ex-dividend date is fixed on 22 April 2014, the record date is 24 April 2014 | |||||||||||
6 | Approval of the remuneration report | Management | No Action | ||||||||
7 | Granting of a discharge to the members of the Board of Directors for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | ||||||||
8 | Granting of a special discharge to Mr. M. Moll, Mrs. M. Lamote and Mrs. M. Sioen for the exercise of their mandate which ended on 27 September 2013 and to Mr. D. Bellens for the exercise of his mandate which ended on 15 November 2013 | Management | No Action | ||||||||
9 | Granting of a discharge to the members of the Board of Auditors for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | ||||||||
10 | Granting of a discharge to the Independent Auditors Deloitte Statutory Auditors SC sfd SCRL, represented by Mr. G. Verstraeten and Mr. N. Houthaeve, for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | ||||||||
11 | To appoint Mrs. Agnes Touraine and Mrs. Catherine Vandenborre on nomination by the Board of Directors after recommendation of the Nomination and Remuneration Committee, as Board Members for a period which will expire at the annual general meeting of 2018 | Management | No Action | ||||||||
12 | Miscellaneous | Non-Voting | |||||||||
L'OREAL S.A., PARIS | |||||||||||
Security | F58149133 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 17-Apr-2014 | |||||||||
ISIN | FR0000120321 | Agenda | 705078625 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284293 DUE TO ADDITION OF-RESOLUTION "14". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/- 0328/201403281400825.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2014/03- 12/201403121400516.pdf | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | |||||||
O.3 | Allocation of income for the 2013 financial year and setting the dividend | Management | For | For | |||||||
O.4 | Appointment of Mrs. Belen Garijo as Board member | Management | For | For | |||||||
O.5 | Renewal of term of Mr. Jean-Paul Agon as Board member | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Xavier Fontanet as Board member | Management | For | For | |||||||
O.7 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management | For | For | |||||||
O.8 | Review of the compensation owed or paid to Mr. Jean-Paul Agon, CEO for the 2013 financial year | Management | For | For | |||||||
O.9 | Authorization to be granted to the Board of Directors to allow the Company to purchase its own shares | Management | For | For | |||||||
O.10 | Approval of the purchase agreement on the acquisition by L'Oreal of 48,500,000 L'Oreal shares from Nestle representing 8% of capital within the regulated agreements procedure | Management | For | For | |||||||
E.11 | Capital reduction by cancellation of shares acquired by the Company pursuant to Articles L.225+209 and L.225-208 of the Commercial Code | Management | For | For | |||||||
E.12 | Amendment to the bylaws to specify the conditions under which the directors representing employees will be appointed | Management | For | For | |||||||
E.13 | Powers to carry out all legal formalities | Management | For | For | |||||||
O.14 | Approve transaction re: sale by l'Oreal of its entire stake in Galderma group companies to nestle | Management | For | For | |||||||
CITIGROUP INC. | |||||||||||
Security | 172967424 | Meeting Type | Annual | ||||||||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US1729674242 | Agenda | 933933637 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | |||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | |||||||||||
Security | 693475105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNC | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US6934751057 | Agenda | 933934576 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Management | For | For | |||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | A SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS EMISSIONS OF BORROWERS AND EXPOSURE TO CLIMATE CHANGE RISK. | Shareholder | Against | For | |||||||
THE COCA-COLA COMPANY | |||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KO | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US1912161007 | Agenda | 933928256 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE COCA-COLA COMPANY 2014 EQUITY PLAN | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
5. | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GE | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US3696041033 | Agenda | 933932534 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | Abstain | Against | |||||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2014 | Management | For | For | |||||||
C1 | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
C2 | SENIOR EXECUTIVES HOLD OPTION SHARES FOR LIFE | Shareholder | Against | For | |||||||
C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | |||||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
C5 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | For | |||||||
C6 | SELL THE COMPANY | Shareholder | Against | For | |||||||
TEXTRON INC. | |||||||||||
Security | 883203101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TXT | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US8832031012 | Agenda | 933935097 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KATHLEEN M. BADER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES T. CONWAY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: IVOR J. EVANS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE K. FISH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PAUL E. GAGNE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DAIN M. HANCOCK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JAMES L. ZIEMER | Management | For | For | |||||||
2. | APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security | 263534109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DD | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US2635341090 | Agenda | 933935338 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | |||||||
2. | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | ON POLITICAL SPENDING | Shareholder | Against | For | |||||||
5. | ON HERBICIDE USE | Shareholder | Against | For | |||||||
6. | ON PLANT CLOSURE | Shareholder | Against | For | |||||||
7. | ON ACCELERATION OF EQUITY AWARDS | Shareholder | Against | For | |||||||
HEINEKEN NV, AMSTERDAM | |||||||||||
Security | N39427211 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | |||||||||
ISIN | NL0000009165 | Agenda | 705038075 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 293642 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 1b. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | |||||||||
1.a | Report for the financial year 2013 | Non-Voting | |||||||||
1.b | Implementation of the remuneration policy for the Executive Board | Non-Voting | |||||||||
�� | 1.c | Adoption of the financial statements for the financial year 2013 | Management | For | For | ||||||
1.d | Decision on the appropriation of the balance of the income statement in accordance with Article 12 paragraph 7 of the Company's Articles of Association: It is proposed that a dividend over the fiscal year 2013 will be declared at EUR 0.89 gross per share of which EUR 0.36 was paid as interim dividend on 3 September 2013. the final dividend of EUR 0.53 per share will be made payable on 8 may 2014 | Management | For | For | |||||||
1.e | Discharge of the members of the Executive Board | Management | For | For | |||||||
1.f | Discharge of the members of the Supervisory Board | Management | For | For | |||||||
2.a | Authorisation of the Executive Board to acquire own shares | Management | For | For | |||||||
2.b | Authorisation of the Executive Board to issue (rights to) shares | Management | For | For | |||||||
2.c | Authorisation of the Executive Board to restrict or exclude shareholders' pre-emptive rights | Management | Against | Against | |||||||
3 | Long-term variable award plan: replacement of the Organic Gross Profit beia Growth performance measure by Organic Revenue Growth performance measure going forward | Management | For | For | |||||||
4 | Appointment External Auditor: it is proposed that the general meeting assigns Deloitte Accountants B V as the auditors responsible for auditing the financial accounts for the three year period, starting with the financial year 2015. KPMG Accountants N.V. has agreed that the current appointment with Heineken N V will not extend beyond the financial year 2014 | Management | For | For | |||||||
5.a | Re-appointment of Mrs. A.M. Fentener van Vlissingen as member of the Supervisory Board | Management | For | For | |||||||
5.b | Re-appointment of Mr. J.A. Fernandez Carbajal as member of the Supervisory Board | Management | For | For | |||||||
5.c | Re-appointment of Mr. J.G. Astaburuaga Sanjines as member of the Supervisory Board | Management | For | For | |||||||
5.d | Appointment of Mr. J.M. Huet as member of the Supervisory Board | Management | For | For | |||||||
PFIZER INC. | |||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFE | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US7170811035 | Agenda | 933933738 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE | Management | For | For | |||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | APPROVAL OF PFIZER INC. 2014 STOCK PLAN | Management | Against | Against | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
T. ROWE PRICE GROUP, INC. | |||||||||||
Security | 74144T108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TROW | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US74144T1088 | Agenda | 933936330 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: MARK S. BARTLETT | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Management | For | For | |||||||
2) | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3) | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
GRACO INC. | |||||||||||
Security | 384109104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GGG | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3841091040 | Agenda | 933931289 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PATRICK J. MCHALE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LEE R. MITAU | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARTHA A. MORFITT | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
KELLOGG COMPANY | |||||||||||
Security | 487836108 | Meeting Type | Annual | ||||||||
Ticker Symbol | K | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US4878361082 | Agenda | 933934805 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN BRYANT | For | For | ||||||||
2 | STEPHANIE A. BURNS | For | For | ||||||||
3 | LA J. MONTGOMERY TABRON | For | For | ||||||||
4 | ROGELIO REBOLLEDO | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
5. | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING A HUMAN RIGHTS REPORT. | Shareholder | Against | For | |||||||
6. | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ADOPT SIMPLE MAJORITY VOTE. | Shareholder | Against | For | |||||||
DANONE SA, PARIS | |||||||||||
Security | F12033134 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | FR0000120644 | Agenda | 704995806 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended on December 31, 2013 and setting the dividend at Euros 1.45 per share | Management | For | For | |||||||
O.4 | Option for payment of the dividend in shares | Management | For | For | |||||||
O.5 | Renewal of term of Mr. Bruno BONNELL as board member | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Bernard HOURS as board member | Management | For | For | |||||||
O.7 | Renewal of term of Mrs. Isabelle SEILLIER as board member | Management | For | For | |||||||
O.8 | Renewal of term of Mr. Jean-Michel SEVERINO as board member | Management | For | For | |||||||
O.9 | Appointment of Mrs. Gaelle OLIVIER as board member | Management | For | For | |||||||
O.10 | Appointment of Mr. Lionel ZINSOU-DERLIN as board member | Management | For | For | |||||||
O.11 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code | Management | For | For | |||||||
O.12 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code entered into by the company with the JP Morgan group | Management | For | For | |||||||
O.13 | Approval of the executive officer employment agreement between Mr. Bernard HOURS and Danone trading B.V. and consequential amendments to the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS in the event of termination of his duties as corporate officer | Management | For | For | |||||||
O.14 | Approval of the renewal of the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS made by the company and Danone trading B.V | Management | For | For | |||||||
O.15 | Reviewing the elements of compensation owed or paid to Mr. Franck RIBOUD, CEO for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.16 | Reviewing the elements of compensation owed or paid to Mr. Emmanuel FABER, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.17 | Reviewing the elements of compensation owed or paid to Mr. Bernard HOURS, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.18 | Authorization to be granted to the board of directors to purchase, keep or transfer shares of the company | Management | For | For | |||||||
E.19 | Authorization granted to the board of directors to allocate existing shares of the company or shares to be issued with the cancellation of shareholders' preferential subscription rights | Management | Against | Against | |||||||
E.20 | Amendment to the bylaws regarding the appointment of directors representing employees within the board of directors | Management | For | For | |||||||
E.21 | Powers to carry out all legal formalities | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2014/0303/201403031400473. | Non-Voting | |||||||||
WELLS FARGO & COMPANY | |||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US9497461015 | Agenda | 933937089 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | |||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | |||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | |||||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For | |||||||
DAVIDE CAMPARI - MILANO SPA, MILANO | |||||||||||
Security | T24091117 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | IT0003849244 | Agenda | 705091685 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_199413.PDF | Non-Voting | |||||||||
1 | BALANCE SHEET AS OF 31 DECEMBER 2013 AND RESOLUTIONS RELATED THERE TO | Management | For | For | |||||||
2 | TO APPROVE THE REWARDING REPORT AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
3 | TO APPROVE THE STOCK OPTION PLAN AS PER ARTICLE 114-BIS OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
4 | TO AUTHORIZE THE PURCHASE AND/OR DISPOSAL OF OWN SHARES | Management | For | For | |||||||
TECO ENERGY, INC. | |||||||||||
Security | 872375100 | Meeting Type | Annual | ||||||||
Ticker Symbol | TE | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US8723751009 | Agenda | 933927331 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: EVELYN V. FOLLIT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JOHN B. RAMIL | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: TOM L. RANKIN | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM D. ROCKFORD | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: PAUL L. WHITING | Management | For | For | |||||||
2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE COMPANY'S ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
5 | APPROVAL OF PERFORMANCE CRITERIA UNDER THE COMPANY'S 2010 EQUITY INCENTIVE PLAN, AS AMENDED. | Management | For | For | |||||||
6 | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
PORTUGAL TELECOM, SGPS, S.A. | |||||||||||
Security | 737273102 | Meeting Type | Annual | ||||||||
Ticker Symbol | PT | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US7372731023 | Agenda | 933986501 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2013. | Management | For | ||||||||
2. | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2013. | Management | For | ||||||||
3. | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS. | Management | For | ||||||||
4. | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION. | Management | For | ||||||||
5. | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN SHARES. | Management | For | ||||||||
6. | TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER SECURITIES, OF WHATEVER NATURE, BY THE BOARD OF DIRECTORS, AND NOTABLY ON THE FIXING OF THE VALUE OF SUCH SECURITIES, IN ACCORDANCE WITH ARTICLE 8, NUMBER 3 AND ARTICLE 15, NUMBER 1, PARAGRAPH E), OF THE ARTICLES OF ASSOCIATION. | Management | For | ||||||||
7. | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN BONDS AND OTHER OWN SECURITIES. | Management | For | ||||||||
8. | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY. | Management | For | ||||||||
KERRY GROUP PLC | |||||||||||
Security | G52416107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | IE0004906560 | Agenda | 705116273 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | DECLARATION OF DIVIDEND | Management | For | For | |||||||
3.A | TO RE-ELECT MR. MICHAEL AHERN | Management | For | For | |||||||
3.B | TO RE-ELECT DR HUGH BRADY | Management | For | For | |||||||
3.C | TO RE-ELECT MR. JAMES DEVANE | Management | For | For | |||||||
3.D | TO RE-ELECT MR. JOHN JOSEPH O CONNOR | Management | For | For | |||||||
4.A | TO RE-ELECT MR. DENIS BUCKLEY | Management | For | For | |||||||
4.B | TO RE-ELECT MR. GERRY BEHAN | Management | For | For | |||||||
4.C | TO RE-ELECT MR. MICHAEL DOWLING | Management | For | For | |||||||
4.D | TO RE-ELECT MS JOAN GARAHY | Management | For | For | |||||||
4.E | TO RE-ELECT MR. FLOR HEALY | Management | For | For | |||||||
4.F | TO RE-ELECT MR. JAMES KENNY | Management | For | For | |||||||
4.G | TO RE-ELECT MR. STAN MCCARTHY | Management | For | For | |||||||
4.H | TO RE-ELECT MR. BRIAN MEHIGAN | Management | For | For | |||||||
4.I | TO RE-ELECT MR. PHILIP TOOMEY | Management | For | For | |||||||
5 | REMUNERATION OF AUDITORS | Management | For | For | |||||||
6 | REMUNERATION REPORT | Management | For | For | |||||||
7 | SECTION 20 AUTHORITY | Management | For | For | |||||||
8 | DISAPPLICATION OF SECTION 23 | Management | Against | Against | |||||||
9 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | |||||||
10 | TO APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | |||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | |||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | |||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | |||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For | |||||||
MUELLER INDUSTRIES, INC. | |||||||||||
Security | 624756102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MLI | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6247561029 | Agenda | 933946090 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY L. CHRISTOPHER | For | For | ||||||||
2 | PAUL J. FLAHERTY | For | For | ||||||||
3 | GENNARO J. FULVIO | For | For | ||||||||
4 | GARY S. GLADSTEIN | For | For | ||||||||
5 | SCOTT J. GOLDMAN | For | For | ||||||||
6 | TERRY HERMANSON | For | For | ||||||||
2 | APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For | |||||||
3 | TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | TO APPROVE ADOPTION OF THE COMPANY'S 2014 INCENTIVE PLAN. | Management | For | For | |||||||
BERKSHIRE HATHAWAY INC. | |||||||||||
Security | 084670108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BRKA | Meeting Date | 03-May-2014 | ||||||||
ISIN | US0846701086 | Agenda | 933937320 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WARREN E. BUFFETT | For | For | ||||||||
2 | CHARLES T. MUNGER | For | For | ||||||||
3 | HOWARD G. BUFFETT | For | For | ||||||||
4 | STEPHEN B. BURKE | For | For | ||||||||
5 | SUSAN L. DECKER | For | For | ||||||||
6 | WILLIAM H. GATES III | For | For | ||||||||
7 | DAVID S. GOTTESMAN | For | For | ||||||||
8 | CHARLOTTE GUYMAN | For | For | ||||||||
9 | DONALD R. KEOUGH | For | For | ||||||||
10 | THOMAS S. MURPHY | For | For | ||||||||
11 | RONALD L. OLSON | For | For | ||||||||
12 | WALTER SCOTT, JR. | For | For | ||||||||
13 | MERYL B. WITMER | For | For | ||||||||
2 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. | Management | Abstain | Against | |||||||
3 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS. | Shareholder | Against | For | |||||||
5 | SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. | Shareholder | Against | For | |||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BMY | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1101221083 | Agenda | 933943462 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | SIMPLE MAJORITY VOTE. | Shareholder | For | ||||||||
SWEDISH MATCH AB, STOCKHOLM | |||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | SE0000310336 | Agenda | 705103353 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282426 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: SVEN UNGER | Non-Voting | |||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | |||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT, THE CONSOLIDATED F-INANCIAL STATEMENTS AND THE AUDITORS' REPORT ON THE CONSOLIDATED FINANCIAL STA-TEMENTS FOR 2013, THE AUDITORS' OPINION REGARDING COMPLIANCE WITH THE PRINCIPL-ES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT AS WELL AS THE BOAR-D OF | Non-Voting | |||||||||
DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND MOTIVATED STAT-EMENT. IN CONNECTION THERETO, THE PRESIDENT'S SPEECH AND THE BOARD OF DIRECTOR-S' REPORT ON ITS WORK AND THE WORK AND FUNCTION OF THE AUDIT COMMITTEE | |||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | ||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND IN THE AMOUNT OF 7.30 SEK PER SHARE TO BE PAID TO THE SHARE-HOLDERS AND THAT THE REMAINING PROFITS ARE CARRIED FORWARD. THE PROPOSED RECORD DAY FOR THE RIGHT TO RECEIVE A CASH DIVIDEND IS MAY 12, 2014. PAYMENT THROUGH EUROCLEAR SWEDEN AB IS EXPECTED TO BE MADE ON MAY 15, 2014 | Management | No Action | ||||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT | Management | No Action | ||||||||
10.A | RESOLUTION REGARDING THE REDUCTION OF THE SHARE CAPITAL BY WAY OF A RECALL OF REPURCHASED SHARES, AND THE TRANSFER OF THE REDUCED AMOUNT TO A FUND TO BE USED PURSUANT TO A RESOLUTION ADOPTED BY THE GENERAL MEETING: THE BOARD OF DIRECTORS PROPOSES TO REDUCE THE COMPANY'S SHARE CAPITAL OF 2,892,441 SEK BY MEANS OF WITHDRAWAL OF 1,500,000 SHARES IN THE COMPANY. THE SHARES IN THE COMPANY PROPOSED FOR WITHDRAWAL HAVE BEEN REPURCHASED BY THE COMPANY IN ACCORDANCE WITH AUTHORIZATION GRANTED BY THE GENERAL MEETING. THE BOARD OF DIRECTORS FURTHER PROPOSES THAT THE REDUCED AMOUNT BE ALLOCATED TO A FUND TO BE USED PURSUANT TO A RESOLUTION ADOPTED BY THE GENERAL MEETING | Management | No Action | ||||||||
10.B | RESOLUTION REGARDING A BONUS ISSUE | Management | No Action | ||||||||
11 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF SHARES IN THE COMPANY | Management | No Action | ||||||||
12 | RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT. IN CONNECTION THERETO, PRESENTATION OF THE WORK AND FUNCTION OF THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
13 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: THE BOARD OF DIRECTORS IS PROPOSED TO CONSIST OF SEVEN MEMBERS AND NO DEPUTIES | Management | No Action | ||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||
15 | ELECTION OF MEMBERS OF THE BOARD, THE CHAIRMAN OF THE BOARD AND THE DEPUTY CHAIRMAN OF THE BOARD: THE FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS ARE PROPOSED FOR RE- ELECTION: ANDREW CRIPPS, KAREN GUERRA, CONNY KARLSSON, WENCHE ROLFSEN, ROBERT F. SHARPE, MEG TIVEUS AND JOAKIM WESTH. CONNY KARLSSON IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED AS DEPUTY CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | RESOLUTION REGARDING THE NUMBER OF AUDITOR: THE NUMBER OF AUDITORS IS PROPOSED TO BE ONE AND NO DEPUTY AUDITOR | Management | No Action | ||||||||
17 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | ||||||||
18 | ELECTION OF AUDITOR: THE AUDITOR COMPANY KPMG AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2014 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2015 | Management | No Action | ||||||||
MANDARIN ORIENTAL INTERNATIONAL LTD | |||||||||||
Security | G57848106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | BMG578481068 | Agenda | 705164628 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2013, AND TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
2 | TO RE-ELECT MARK GREENBERG AS A DIRECTOR | Management | For | For | |||||||
3 | TO RE-ELECT JULIAN HUI AS A DIRECTOR | Management | For | For | |||||||
4 | TO RE-ELECT SIMON KESWICK AS A DIRECTOR | Management | For | For | |||||||
5 | TO RE-ELECT DR RICHARD LEE AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT JAMES WATKINS AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD16.7 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY CONTD | Management | For | For | |||||||
CONT | CONTD APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL-ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR-CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT-TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE-(FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES-OR | Non-Voting | |||||||||
OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER-ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR-OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO-(SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM-NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL CONTD | |||||||||||
CONT | CONTD ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE-REQUIREMENTS OF ANY RECOGNIZED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY-TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S EMPLOYEE SHARE- PURCHASE TRUST, SHALL NOT EXCEED USD2.5 MILLION, AND THE SAID APPROVAL SHALL-BE LIMITED ACCORDINGLY | Non-Voting | |||||||||
9 | THAT: (A) THE EXERCISE BY THE DIRECTORS OF ALL POWERS OF THE COMPANY TO PURCHASE ITS OWN SHARES, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS, DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NOMINAL AMOUNT OF SHARES OF THE COMPANY WHICH THE COMPANY MAY PURCHASE CONTD | Management | For | For | |||||||
CONT | CONTD PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION SHALL BE-LESS THAN 15% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE-CAPITAL OF THE COMPANY AT THE DATE OF THIS MEETING, AND SUCH APPROVAL SHALL-BE LIMITED ACCORDINGLY; AND (C) THE APPROVAL IN PARAGRAPH (A) OF THIS-RESOLUTION SHALL, WHERE PERMITTED BY APPLICABLE LAWS AND REGULATIONS AND-SUBJECT TO THE LIMITATION IN PARAGRAPH (B) OF THIS RESOLUTION, EXTEND TO-PERMIT THE PURCHASE OF SHARES OF THE COMPANY (I) BY SUBSIDIARIES OF THE-COMPANY AND (II) PURSUANT TO THE TERMS OF PUT | Non-Voting | |||||||||
WARRANTS OR FINANCIAL-INSTRUMENTS HAVING SIMILAR EFFECT ('PUT WARRANTS') WHEREBY THE COMPANY CAN BE- REQUIRED TO PURCHASE ITS OWN SHARES, PROVIDED THAT WHERE PUT WARRANTS ARE-ISSUED OR OFFERED PURSUANT TO A RIGHTS CONTD | |||||||||||
CONT | CONTD ISSUE (AS DEFINED IN RESOLUTION 8 ABOVE) THE PRICE WHICH THE COMPANY- MAY PAY FOR SHARES PURCHASED ON EXERCISE OF PUT WARRANTS SHALL NOT EXCEED 15%-MORE THAN THE AVERAGE OF THE MARKET QUOTATIONS FOR THE SHARES FOR A PERIOD OF-NOT MORE THAN 30 NOR LESS THAN THE FIVE DEALING DAYS FALLING ONE DAY PRIOR TO-THE DATE OF ANY PUBLIC ANNOUNCEMENT BY THE COMPANY OF THE PROPOSED ISSUE OF- PUT WARRANTS | Non-Voting | |||||||||
UBS AG | |||||||||||
Security | H89231338 | Meeting Type | Annual | ||||||||
Ticker Symbol | UBS | Meeting Date | 07-May-2014 | ||||||||
ISIN | CH0024899483 | Agenda | 933966371 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | APPROVAL OF THE ANNUAL REPORT AND GROUP AND PARENT BANK FINANCIAL STATEMENTS | Management | For | For | |||||||
1B | ADVISORY VOTE ON THE COMPENSATION REPORT 2013 | Management | For | For | |||||||
2. | APPROPRIATION OF RETAINED EARNINGS AND DISTRIBUTION | Management | For | For | |||||||
3. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2013 | Management | For | For | |||||||
4. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE NEW ORDINANCE AGAINST EXCESSIVE COMPENSATION IN LISTED STOCK CORPORATIONS | Management | For | For | |||||||
5. | ADVISORY VOTE ON THE EU CAPITAL REQUIREMENTS DIRECTIVE OF 2013 (CRD IV) | Management | For | For | |||||||
6AA | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: AXEL A. WEBER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
6AB | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: MICHEL DEMARE | Management | For | For | |||||||
6AC | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: DAVID SIDWELL | Management | For | For | |||||||
6AD | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: RETO FRANCIONI | Management | For | For | |||||||
6AE | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: ANN F. GODBEHERE | Management | For | For | |||||||
6AF | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: AXEL P. LEHMANN | Management | For | For | |||||||
6AG | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||
6AH | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | |||||||
6AI | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: ISABELLE ROMY | Management | For | For | |||||||
6AJ | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: BEATRICE WEDER DI MAURO | Management | For | For | |||||||
6AK | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: JOSEPH YAM | Management | For | For | |||||||
6BA | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: ANN F. GODBEHERE | Management | For | For | |||||||
6BB | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: MICHEL DEMARE | Management | For | For | |||||||
6BC | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: HELMUT PANKE | Management | For | For | |||||||
6BD | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: RETO FRANCIONI | Management | For | For | |||||||
6C | ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS & BEILSTEIN AG, ZURICH | Management | For | For | |||||||
6D | RE-ELECTION OF THE AUDITORS, ERNST & YOUNG LTD, BASEL | Management | For | For | |||||||
7. | INSTRUCTION ON THE EXERCISE OF VOTING RIGHTS FOR AD-HOC MOTIONS IN THE EVENT OF ADDITIONAL OR AMENDED MOTIONS TO THE PUBLISHED AGENDA ITEMS BEING PUT TO THE VOTE AT THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT PROXY TO ACT AS FOLLOWS: VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS IN CASE OF AN AD-HOC MOTION; VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS IN CASE OF AN AD-HOC MOTION; ABSTAIN IN CASE OF AN AD-HOC MOTION | Management | Abstain | Against | |||||||
UBS AG | |||||||||||
Security | H89231338 | Meeting Type | Annual | ||||||||
Ticker Symbol | UBS | Meeting Date | 07-May-2014 | ||||||||
ISIN | CH0024899483 | Agenda | 934006809 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | APPROVAL OF THE ANNUAL REPORT AND GROUP AND PARENT BANK FINANCIAL STATEMENTS | Management | For | For | |||||||
1B | ADVISORY VOTE ON THE COMPENSATION REPORT 2013 | Management | For | For | |||||||
2. | APPROPRIATION OF RETAINED EARNINGS AND DISTRIBUTION | Management | For | For | |||||||
3. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2013 | Management | For | For | |||||||
4. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE NEW ORDINANCE AGAINST EXCESSIVE COMPENSATION IN LISTED STOCK CORPORATIONS | Management | For | For | |||||||
5. | ADVISORY VOTE ON THE EU CAPITAL REQUIREMENTS DIRECTIVE OF 2013 (CRD IV) | Management | For | For | |||||||
6AA | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: AXEL A. WEBER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
6AB | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: MICHEL DEMARE | Management | For | For | |||||||
6AC | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: DAVID SIDWELL | Management | For | For | |||||||
6AD | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: RETO FRANCIONI | Management | For | For | |||||||
6AE | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: ANN F. GODBEHERE | Management | For | For | |||||||
6AF | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: AXEL P. LEHMANN | Management | For | For | |||||||
6AG | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||
6AH | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | |||||||
6AI | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: ISABELLE ROMY | Management | For | For | |||||||
6AJ | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: BEATRICE WEDER DI MAURO | Management | For | For | |||||||
6AK | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: JOSEPH YAM | Management | For | For | |||||||
6BA | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: ANN F. GODBEHERE | Management | For | For | |||||||
6BB | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: MICHEL DEMARE | Management | For | For | |||||||
6BC | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: HELMUT PANKE | Management | For | For | |||||||
6BD | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: RETO FRANCIONI | Management | For | For | |||||||
6C | ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS & BEILSTEIN AG, ZURICH | Management | For | For | |||||||
6D | RE-ELECTION OF THE AUDITORS, ERNST & YOUNG LTD, BASEL | Management | For | For | |||||||
7. | INSTRUCTION ON THE EXERCISE OF VOTING RIGHTS FOR AD-HOC MOTIONS IN THE EVENT OF ADDITIONAL OR AMENDED MOTIONS TO THE PUBLISHED AGENDA ITEMS BEING PUT TO THE VOTE AT THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT PROXY TO ACT AS FOLLOWS: VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS IN CASE OF AN AD-HOC MOTION; VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS IN CASE OF AN AD-HOC MOTION; ABSTAIN IN CASE OF AN AD-HOC MOTION | Management | Abstain | Against | |||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705118203 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS AND APPROVE FINAL DIVIDEND | Management | For | For | |||||||
2 | RE-ELECT ADAM KESWICK AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECT MARK GREENBERG AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT SIMON KESWICK AS DIRECTOR | Management | For | For | |||||||
5 | RE-ELECT RICHARD LEE AS DIRECTOR | Management | For | For | |||||||
6 | APPROVE PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND AUTHORISE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
7 | APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS | Management | Against | Against | |||||||
8 | AUTHORISE SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
CMMT | 15 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | BMG507641022 | Agenda | 705152560 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS AND DECLARE FINAL DIVIDEND | Management | For | For | |||||||
2 | RE-ELECT DAVID HSU AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECT SIMON KESWICK AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT GEORGE KOO AS DIRECTOR | Management | For | For | |||||||
5 | APPROVE AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Against | Against | |||||||
7 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
8 | AUTHORISE PURCHASE OF SHARES IN PARENT COMPANY, JARDINE MATHESON HOLDINGS LTD | Management | For | For | |||||||
CMMT | 25 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESO-LUTION 6 AND CHANGE IN MEETING TIME FROM 09:00 TO 11:00. IF YOU HAVE ALREADY S-ENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
FORD MOTOR COMPANY | |||||||||||
Security | 345370860 | Meeting Type | Annual | ||||||||
Ticker Symbol | F | Meeting Date | 08-May-2014 | ||||||||
ISIN | US3453708600 | Agenda | 933946026 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN G. BUTLER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EDSEL B. FORD II | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD A. GEPHARDT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES P. HACKETT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN C. LECHLEITER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ELLEN R. MARRAM | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: ALAN MULALLY | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: HOMER A. NEAL | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | Management | For | For | |||||||
1P. | ELECTION OF DIRECTOR: JOHN L. THORNTON | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE 2014 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | |||||||
5. | RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. | Shareholder | Against | For | |||||||
6. | RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | Shareholder | Against | For | |||||||
THE HONGKONG AND SHANGHAI HOTELS, LTD, HONG KONG | |||||||||||
Security | Y35518110 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | HK0045000319 | Agenda | 705091003 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0401/LTN20140401979.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0401/LTN201404011025.pdf | Non-Voting | |||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.a | TO RE-ELECT MR. CLEMENT KING MAN KWOK AS DIRECTOR | Management | For | For | |||||||
3.b | TO RE-ELECT MR. WILLIAM ELKIN MOCATTA AS DIRECTOR | Management | For | For | |||||||
3.c | TO RE-ELECT MR. PIERRE ROGER BOPPE AS DIRECTOR | Management | For | For | |||||||
3.d | TO RE-ELECT DR. WILLIAM KWOK LUN FUNG AS DIRECTOR | Management | For | For | |||||||
3.e | TO RE-ELECT MR. ALAN PHILIP CLARK AS DIRECTOR | Management | For | For | |||||||
3.f | TO ELECT MR. ANDREW CLIFFORD WINAWER BRANDLER AS NEW DIRECTOR | Management | For | For | |||||||
4 | TO RE-APPOINT KPMG AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | For | For | |||||||
6 | TO GRANT A GENERAL MANDATE FOR SHARE REPURCHASE | Management | For | For | |||||||
7 | TO ADD SHARES REPURCHASED TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (5) | Management | For | For | |||||||
8 | TO DETERMINE THE ORDINARY REMUNERATION OF NON-EXECUTIVE DIRECTORS AND INDEPENDENT NON- EXECUTIVE DIRECTORS | Management | For | For | |||||||
9 | TO DELETE THE PROVISIONS OF THE FORMER MEMORANDUM OF ASSOCIATION AND AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLES 1, 2, 3, 5, 6, 7, 9, 15, 18, 20, 23, 25, 35, 44, 45, 46, 47, 49, 50, 51, 58, 68, 98, 112, 114, 120, 128, 130, 133, 134, 135, 142, 143, 142A, 144 | Management | For | For | |||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | |||||||||||
Security | W4832D128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0000164600 | Agenda | 705194330 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AND OF THE GROUP-ANNUAL REPORT AND THE GROUP AUDITORS REPORT | Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE | Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SEVEN MEMBERS | Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | ||||||||
18.a | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK | Management | No Action | ||||||||
18.b | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIKS INVESTMENTS IN UNLISTED COMPANIES | Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | ||||||||
20.a | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING | Management | No Action | ||||||||
20.b | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 | Management | No Action | ||||||||
ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE | |||||||||||
20.c | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION | Management | No Action | ||||||||
20.d | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON | Management | No Action | ||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT MANAGEMENT DOES NOT GIVE A RECOMMENDATIONS OR CO-MMENT ON SHAREHOLDER PROPOSALS 20.A TO 20.D. THANK YOU. | Non-Voting | |||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 18 A AND COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | |||||||||
AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||
Security | 026874784 | Meeting Type | Annual | ||||||||
Ticker Symbol | AIG | Meeting Date | 12-May-2014 | ||||||||
ISIN | US0268747849 | Agenda | 933956217 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | |||||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. | Management | Against | Against | |||||||
4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | Management | Against | Against | |||||||
5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 705232419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THAT: THE DISPOSAL BY THE COMPANY OF ITS 100% SHAREHOLDING IN CMC (THE "DISPOSAL"), AS DESCRIBED IN THE CIRCULAR TO SHAREHOLDERS DATED 25 APRIL 2014 OF WHICH THIS NOTICE FORMS PART (THE "CIRCULAR") AS A CLASS 1 TRANSACTION ON THE TERMS AND SUBJECT TO THE CONDITIONS OF A DISPOSAL AGREEMENT DATED 25 APRIL 2014 BETWEEN SABLE HOLDING LIMITED AND GP HOLDING SAS IS HEREBY APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY AND THAT EACH AND ANY OF THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO CONCLUDE AND IMPLEMENT THE DISPOSAL IN ACCORDANCE WITH SUCH TERMS AND CONDITIONS AND CONTD | Management | For | For | |||||||
CONT | CONTD TO MAKE SUCH NON-MATERIAL MODIFICATIONS, VARIATIONS, WAIVERS AND-EXTENSIONS OF ANY OF THE TERMS OF THE DISPOSAL AND OF ANY DOCUMENTS AND-ARRANGEMENTS CONNECTED WITH THE DISPOSAL AS HE OR SHE THINKS NECESSARY OR-DESIRABLE | Non-Voting | |||||||||
TELEFONICA DEUTSCHLAND HOLDING AG, MUENCHEN | |||||||||||
Security | D8T9CK101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | DE000A1J5RX9 | Agenda | 705141478 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHA-REHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING-SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE AP-PROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION-REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MA-Y PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR-CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED AC-COUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION W- HETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOU-NTS, PLEASE CONTACT YOUR CSR. | Non-Voting | ||||||||||
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING-PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL-BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO-DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTR-UCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR O-R CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB C-USTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT-YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU | Non-Voting | ||||||||||
HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | |||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05 MAY 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | SUBMISSION OF THE ADOPTED FINANCIAL STATEMENTS OF TELEFONICA DEUTSCHLAND HOLDI-NG AG INCLUDING THE MANAGEMENT REPORT, AND THE APPROVED CONSOLIDATED FINANCIAL- STATEMENTS INCLUDING THE MANAGEMENT REPORT EACH AS OF DECEMBER 31, 2013, THE-DESCRIPTIVE REPORT OF THE MANAGEMENT BOARD PURSUANT TO SEC. 176 PARA. 1 S. 1 O-F THE GERMAN CORPORATION ACT ("AKTG") AND THE REPORT OF THE SUPERVISORY BOARD-FOR FINANCIAL YEAR 2013 | Non-Voting | |||||||||
2. | RESOLUTION ON THE DISTRIBUTION OF NET PROFIT | Management | No Action | ||||||||
3. | RESOLUTION OF THE DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD | Management | No Action | ||||||||
4. | RESOLUTION OF THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | ||||||||
5. | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR AND THE GROUP AUDITOR AS WELL AS THE AUDITOR FOR A POTENTIAL REVIEW OF THE HALF-YEAR FINANCIAL REPORT: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, | Management | No Action | ||||||||
6. | RESOLUTION TO AMEND THE ARTICLES OF ASSOCIATION IN RELATION TO THE SIZE OF THE SUPERVISORY BOARD | Management | No Action | ||||||||
7.1 | ELECTION OF FURTHER MEMBER OF THE SUPERVISORY BOARD: MS SALLY ANNE ASHFORD | Management | No Action | ||||||||
7.2 | ELECTION OF FURTHER MEMBER OF THE SUPERVISORY BOARD: MR ANTONIO MANUEL LEDESMA SANTIAGO | Management | No Action | ||||||||
8. | RESOLUTION ON INCREASING THE SHARE CAPITAL AGAINST CASH CONTRIBUTION WITH SHAREHOLDERS' SUBSCRIPTION RIGHTS BY UP TO EUR 3,700,000,000.00 AND RELATED AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | ||||||||
W. R. BERKLEY CORPORATION | |||||||||||
Security | 084423102 | Meeting Type | Annual | ||||||||
Ticker Symbol | WRB | Meeting Date | 20-May-2014 | ||||||||
ISIN | US0844231029 | Agenda | 933967676 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GEORGE G. DALY | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JACK H. NUSBAUM | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MARK L. SHAPIRO | Management | For | For | |||||||
2 | TO APPROVE THE W. R. BERKLEY CORPORATION 2014 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
3 | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON- PAY" VOTE. | Management | Abstain | Against | |||||||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
EXOR S.P.A., TORINO | |||||||||||
Security | T3833E113 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | IT0001353140 | Agenda | 705183793 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | FINANCIAL STATEMENTS AT DECEMBER 31, 2013 AND RELATED RESOLUTIONS | Management | For | For | |||||||
2.A | COMPENSATION AND TREASURY STOCK: COMPENSATION REPORT PURSUANT TO ARTICLE 123-TER OF LEGISLATIVE DECREE 58/1998 | Management | For | For | |||||||
2.B | COMPENSATION AND TREASURY STOCK: RESOLUTIONS ON THE PURCHASE AND DISPOSAL OF OWN SHARES | Management | For | For | |||||||
CMMT | 23 APR 2014: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLIC-KING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999 Z/1984010-1/NPS_204734.PDF | Non-Voting | |||||||||
CMMT | 23 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF URL COMMENT-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330905 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTION "1". ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. TH- ANK YOU. | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE AGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | |||||||
2 | TO RECEIVE THE BOARD OF DIRECTORS' REPORTS (RAPPORT DE GESTION) AND THE REPORT-S OF THE EXTERNAL AUDITOR ON (I) THE ANNUAL ACCOUNTS OF MILLICOM FOR THE FINAN-CIAL YEAR ENDED DECEMBER 31, 2013 AND (II) THE CONSOLIDATED ACCOUNTS FOR THE F- INANCIAL YEAR ENDED DECEMBER 31, 2013 | Non-Voting | |||||||||
3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS AND THE ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2013. ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 405,883,131. OF THIS AMOUNT, AN AGGREGATE OF APPROXIMATELY USD 264 MILLION CORRESPONDING TO A GROSS DIVIDEND AMOUNT OF USD 2.64 PER SHARE IS PROPOSED TO BE DISTRIBUTED AS A DIVIDEND AND THE BALANCE IS PROPOSED TO BE CARRIED FORWARD AS RETAINED EARNINGS | Management | For | For | |||||||
5 | DISCHARGE OF ALL THE CURRENT DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6 | SETTING THE NUMBER OF DIRECTORS AT NINE (9) | Management | For | For | |||||||
7 | RE-ELECTION OF Ms. MIA BRUNELL LIVFORS AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE NEXT AGM TO TAKE PLACE IN 2015 (THE "2015 AGM") | Management | For | For | |||||||
8 | RE-ELECTION OF MR. PAUL DONOVAN AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
9 | RE-ELECTION OF MR. ALEJANDRO SANTO DOMINGO AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
10 | RE-ELECTION OF MR. LORENZO GRABAU AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
11 | RE-ELECTION OF MR. ARIEL ECKSTEIN AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
12 | ELECTION OF Ms. CRISTINA STENBECK AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015AGM | Management | For | For | |||||||
13 | ELECTION OF DAME AMELIA FAWCETT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
14 | ELECTION OF MR. DOMINIQUE LAFONT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
15 | ELECTION OF MR. TOMAS ELIASSON AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
16 | ELECTION OF Ms. CRISTINA STENBECK AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
17 | APPROVAL OF THE DIRECTORS' FEE-BASED COMPENSATION, AMOUNTING TO SEK 4,599,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM AND SHARE-BASED COMPENSATION, AMOUNTING TO SEK 3,750,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM | Management | For | For | |||||||
18 | RE-ELECTION OF ERNST & YOUNG S.A R.L., LUXEMBOURG AS THE EXTERNAL AUDITOR OF MILLICOM FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
19 | APPROVAL OF THE EXTERNAL AUDITOR'S COMPENSATION | Management | For | For | |||||||
20 | APPROVAL OF A PROCEDURE ON THE APPOINTMENT OF THE NOMINATION COMMITTEE AND DETERMINATION OF THE ASSIGNMENT OF THE NOMINATION COMMITTEE | Management | For | For | |||||||
21 | SHARE REPURCHASE PLAN A) AUTHORISATION OF THE BOARD OF DIRECTORS, AT ANY TIME BETWEEN MAY 27, 2014 AND THE DAY OF THE 2015 AGM, PROVIDED THE REQUIRED LEVELS OF DISTRIBUTABLE RESERVES ARE MET BY MILLICOM AT THAT TIME, EITHER DIRECTLY OR THROUGH A SUBSIDIARY OR A THIRD PARTY, TO ENGAGE IN A SHARE REPURCHASE PLAN OF MILLICOM SHARES TO BE CARRIED OUT FOR ALL PURPOSES ALLOWED OR WHICH WOULD BECOME AUTHORIZED BY THE LAWS AND REGULATIONS IN FORCE, AND IN PARTICULAR THE 1915 LAW AND IN ACCORDANCE WITH THE OBJECTIVES, CONDITIONS, AND RESTRICTIONS AS PROVIDED BY THE EUROPEAN COMMISSION REGULATION NO. 2273/2003 OF 22 DECEMBER 2003 (THE "SHARE REPURCHASE PLAN") BY USING ITS AVAILABLE CASH RESERVES IN AN AMOUNT NOT EXCEEDING THE LOWER OF (I) TEN PERCENT (10%) OF MILLICOM'S OUTSTANDING SHARE CAPITAL AS OF THE DATE OF THE AGM (I.E., APPROXIMATING A MAXIMUM OF 9,984,370 SHARES CORRESPONDING TO USD 14,976,555 IN NOMINAL VALUE) OR (II) THE THEN AVAILABLE AMOUNT OF MILLICOM'S DISTRIBUTABLE RESERVES ON A PARENT COMPANY BASIS, IN THE OPEN MARKET ON OTC US, NASDAQ OMX STOCKHOLM OR ANY OTHER RECOGNISED ALTERNATIVE TRADING PLATFORM, AT AN ACQUISITION PRICE WHICH MAY NOT BE LESS THAN SEK 50 PER SHARE NOR EXCEED THE HIGHER OF (X) THE PUBLISHED BID THAT IS THE HIGHEST CURRENT INDEPENDENT PUBLISHED BID ON A GIVEN DATE OR (Y) THE LAST INDEPENDENT TRANSACTION PRICE QUOTED OR REPORTED IN THE CONSOLIDATED SYSTEM ON THE SAME DATE, REGARDLESS OF THE MARKET OR EXCHANGE INVOLVED, PROVIDED, HOWEVER, THAT WHEN SHARES ARE REPURCHASED ON THE NASDAQ OMX STOCKHOLM, THE PRICE SHALL BE WITHIN THE REGISTERED INTERVAL FOR THE SHARE PRICE PREVAILING AT ANY TIME (THE SO CALLED SPREAD), THAT IS, THE INTERVAL BETWEEN THE HIGHEST BUYING RATE AND THE LOWEST SELLING RATE. B) TO APPROVE THE BOARD OF DIRECTORS' PROPOSAL TO GIVE JOINT AUTHORITY TO MILLICOM'S CHIEF EXECUTIVE OFFICER AND THE CHAIRMAN OF THE BOARD OF DIRECTORS TO (I) DECIDE, WITHIN THE LIMITS OF THE AUTHORIZATION SET OUT IN (A) ABOVE, THE TIMING AND CONDITIONS | Management | For | For | |||||||
OF ANY MILLICOM SHARE REPURCHASE PLAN ACCORDING TO MARKET CONDITIONS AND (II) GIVE MANDATE ON BEHALF OF MILLICOM TO ONE OR MORE DESIGNATED BROKER-DEALERS TO IMPLEMENT A SHARE REPURCHASE PLAN. C) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, IN THE EVENT THE SHARE REPURCHASE PLAN IS DONE THROUGH A SUBSIDIARY OR A THIRD PARTY, TO PURCHASE THE BOUGHT BACK MILLICOM SHARES FROM SUCH SUBSIDIARY OR THIRD PARTY. D) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO PAY FOR THE BOUGHT BACK MILLICOM SHARES USING EITHER DISTRIBUTABLE RESERVES OR FUNDS FROM ITS SHARE PREMIUM ACCOUNT. E) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO (I) TRANSFER ALL OR PART OF THE PURCHASED MILLICOM SHARES TO EMPLOYEES OF THE MILLICOM GROUP IN CONNECTION WITH ANY EXISTING OR FUTURE MILLICOM LONG-TERM INCENTIVE PLAN, AND/OR (II) USE THE PURCHASED SHARES AS CONSIDERATION FOR MERGER AND ACQUISITION PURPOSES, INCLUDING JOINT VENTURES AND THE BUY-OUT OF MINORITY INTERESTS IN MILLICOM SUBSIDIARIES, AS THE CASE MAY BE, IN ACCORDANCE WITH THE LIMITS SET OUT IN ARTICLES 49-2, 49-3, 49-4, 49-5 AND 49-6 OF THE 1915 LAW. F) TO FURTHER GRANT ALL POWERS TO THE BOARD OF DIRECTORS WITH THE OPTION OF SUB-DELEGATION TO IMPLEMENT THE ABOVE AUTHORIZATION, CONCLUDE ALL AGREEMENTS, CARRY OUT ALL FORMALITIES AND MAKE ALL DECLARATIONS WITH REGARD TO ALL AUTHORITIES AND, GENERALLY, DO ALL THAT IS NECESSARY FOR THE EXECUTION OF ANY DECISIONS MADE IN CONNECTION WITH THIS AUTHORIZATION | |||||||||||
22 | APPROVAL OF THE GUIDELINES FOR REMUNERATION TO SENIOR MANAGEMENT | Management | For | For | |||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265747 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330903 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTIONS "1 AND 3". ALL VOTES RECEIVED ON THE PREVIOUS M-EETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOT-ICE. THANK YOU. | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE EGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | |||||||
2 | RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ARTICLE 5 OF MILLICOM'S ARTICLES OF ASSOCIATION TO ISSUE NEW SHARES UP TO A SHARE CAPITAL OF USD 199,999,800 DIVIDED INTO 133,333,200 SHARES WITH A PAR VALUE OF USD 1.50 PER SHARE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF PUBLICATION OF THE NOTARIAL DEED DOCUMENTING THE AUTHORIZATION | Management | For | For | |||||||
3 | TO RECEIVE THE SPECIAL REPORT OF THE BOARD OF DIRECTORS OF MILLICOM ISSUED IN-ACCORDANCE WITH ARTICLE 32- 3 (5) OF THE LAW OF 10 AUGUST 1915, AS AMENDED, INT-ER ALIA ON THE REASONS WHY THE BOARD OF DIRECTORS SHALL BE AUTHORIZED (UNDER T-HE LIMITS SET OUT | Non-Voting | |||||||||
HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION-RIGHT OF THE SHAREHOLDERS WHEN ISSUING NEW SHARES UNDER THE AUTHORIZED CAPITAL- AND TO APPROVE THE GRANTING TO THE BOARD OF DIRECTORS OF THE POWER (LIMITED A-S SET OUT HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF-THE SHAREHOLDERS WHEN DOING SO. THE POWER OF THE BOARD OF DIRECTORS TO REMOVE-OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF THE SHAREHOLDERS WHEN ISSUING-NEW SHARES UNDER THE AUTHORIZED CAPITAL SHALL BE CAPPED TO A MAXIMUM OF NEW S-HARES REPRESENTING 20% OF THE THEN OUTSTANDING SHARES (INCLUDING SHARES HELD I-N TREASURY BY THE COMPANY ITSELF) | |||||||||||
4 | TO CHANGE THE DATE AT WHICH THE COMPANY'S ANNUAL GENERAL MEETING SHALL BE HELD TO 15 MAY EACH YEAR AND TO AMEND ARTICLE 19 OF THE COMPANY'S ARTICLES ACCORDINGLY | Management | For | For | |||||||
TELEKOM AUSTRIA AG, WIEN | |||||||||||
Security | A8502A102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-May-2014 | |||||||||
ISIN | AT0000720008 | Agenda | 705235275 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | |||||||||
2 | ALLOCATION OF NET PROFITS | Management | No Action | ||||||||
3 | DISCHARGE OF BOD | Management | No Action | ||||||||
4 | DISCHARGE OF SUPERVISORY BOARD | Management | No Action | ||||||||
5 | REMUNERATION FOR SUPERVISORY BOARD | Management | No Action | ||||||||
6 | ELECTION OF EXTERNAL AUDITOR | Management | No Action | ||||||||
7 | REPORT OF BOD ON OWN SHS | Non-Voting | |||||||||
8 | AMENDMENT OF ARTICLES: PAR 11 (1,6) | Management | No Action | ||||||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-TO 16 MAY 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
EASTMAN KODAK COMPANY | |||||||||||
Security | 277461406 | Meeting Type | Annual | ||||||||
Ticker Symbol | KODK | Meeting Date | 28-May-2014 | ||||||||
ISIN | US2774614067 | Agenda | 933980319 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MARK S. BURGESS | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JEFFREY J. CLARKE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JAMES V. CONTINENZA | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: MATTHEW A. DOHENY | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: JOHN A. JANITZ | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: GEORGE KARFUNKEL | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: JASON NEW | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: DEREK SMITH | Management | For | For | |||||||
2. | RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
CENTURYLINK, INC. | |||||||||||
Security | 156700106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTL | Meeting Date | 28-May-2014 | ||||||||
ISIN | US1567001060 | Agenda | 933986068 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | VIRGINIA BOULET | For | For | ||||||||
2 | PETER C. BROWN | For | For | ||||||||
3 | RICHARD A. GEPHARDT | For | For | ||||||||
4 | W. BRUCE HANKS | For | For | ||||||||
5 | GREGORY J. MCCRAY | For | For | ||||||||
6 | C.G. MELVILLE, JR. | For | For | ||||||||
7 | FRED R. NICHOLS | For | For | ||||||||
8 | WILLIAM A. OWENS | For | For | ||||||||
9 | HARVEY P. PERRY | For | For | ||||||||
10 | GLEN F. POST, III | For | For | ||||||||
11 | MICHAEL J. ROBERTS | For | For | ||||||||
12 | LAURIE A. SIEGEL | For | For | ||||||||
13 | JOSEPH R. ZIMMEL | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3. | RATIFY A PROXY ACCESS BYLAW AMENDMENT. | Management | For | For | |||||||
4. | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For | |||||||
YASHILI INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN | |||||||||||
Security | G98340105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 05-Jun-2014 | |||||||||
ISIN | KYG983401053 | Agenda | 705225313 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0425/LTN20140425517.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0425/LTN20140425529.pdf | Non-Voting | |||||||||
1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF RMB3.69 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
3.A | TO RE-ELECT Ms. SUN YIPING AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR. DING SHENG AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MR. WU JINGSHUI AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT MR. LI DONGMING AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.E | TO RE-ELECT MR. ZHANG YANPENG AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.F | TO RE-ELECT MR. CHENG SHOUTAI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.G | TO RE-ELECT MR. MOK WAI BUN BEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.H | TO RE-ELECT MR. LEE KONG WAI CONWAY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.I | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | Management | For | For | |||||||
ICU MEDICAL, INC. | |||||||||||
Security | 44930G107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ICUI | Meeting Date | 09-Jun-2014 | ||||||||
ISIN | US44930G1076 | Agenda | 934009362 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO PHASE OUT THE COMPANY'S CLASSIFIED BOARD OF DIRECTORS. | Management | For | For | |||||||
2. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO UPDATE IT AND INTEGRATE PRIOR AMENDMENTS INTO A SINGLE DOCUMENT. | Management | For | For | |||||||
3. | DIRECTOR | Management | |||||||||
1 | JOHN J. CONNORS | For | For | ||||||||
2 | JOSEPH R. SAUCEDO | For | For | ||||||||
4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2011 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS AUDITORS FOR THE COMPANY. | Management | For | For | |||||||
6. | TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | Against | |||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934000299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. | Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. | Management | Abstain | ||||||||
GLOBAL SOURCES LTD. | |||||||||||
Security | G39300101 | Meeting Type | Annual | ||||||||
Ticker Symbol | GSOL | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | BMG393001018 | Agenda | 934024136 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | RE-ELECTION OF DIRECTOR: MR. DAVID F. JONES | Management | For | For | |||||||
1.2 | RE-ELECTION OF DIRECTOR: MR. JAMES A. WATKINS | Management | For | For | |||||||
1.3 | RE-ELECTION OF DIRECTOR: MR. YAM KAM HON PETER | Management | For | For | |||||||
2. | TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT. | Management | For | For | |||||||
3. | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | For | For | |||||||
SONY CORPORATION | |||||||||||
Security | 835699307 | Meeting Type | Annual | ||||||||
Ticker Symbol | SNE | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | US8356993076 | Agenda | 934037804 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KAZUO HIRAI | For | For | ||||||||
2 | KENICHIRO YOSHIDA | For | For | ||||||||
3 | KANEMITSU ANRAKU | For | For | ||||||||
4 | OSAMU NAGAYAMA | For | For | ||||||||
5 | TAKAAKI NIMURA | For | For | ||||||||
6 | EIKOH HARADA | For | For | ||||||||
7 | JOICHI ITO | For | For | ||||||||
8 | TIM SCHAAFF | For | For | ||||||||
9 | KAZUO MATSUNAGA | For | For | ||||||||
10 | KOICHI MIYATA | For | For | ||||||||
11 | JOHN V. ROOS | For | For | ||||||||
12 | ERIKO SAKURAI | For | For | ||||||||
2. | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | Management | For | For | |||||||
GLOBAL SOURCES LTD. | |||||||||||
Security | G39300101 | Meeting Type | Annual | ||||||||
Ticker Symbol | GSOL | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | BMG393001018 | Agenda | 934048655 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | RE-ELECTION OF DIRECTOR: MR. DAVID F. JONES | Management | For | For | |||||||
1.2 | RE-ELECTION OF DIRECTOR: MR. JAMES A. WATKINS | Management | For | For | |||||||
1.3 | RE-ELECTION OF DIRECTOR: MR. YAM KAM HON PETER | Management | For | For | |||||||
2. | TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT. | Management | For | For | |||||||
3. | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | For | For | |||||||
VIVENDI SA, PARIS | |||||||||||
Security | F97982106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | FR0000127771 | Agenda | 705255405 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | 30 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVA-ILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0505/201405051401- 583.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RE-SOLUTION O.7 AND RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.f- r//pdf/2014/0530/201405301402624.pdf.IF YOU HAVE ALREADY SENT IN YOUR VOTES, P- LEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | |||||||||
O.1 | APPROVAL OF THE REPORTS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | |||||||
O.4 | ALLOCATION OF INCOME FOR THE 2013 FINANCIAL YEAR, DISTRIBUTION OF THE DIVIDEND AT EUR 1 PER SHARE BY ALLOCATING SHARE PREMIUMS, AND SETTING THE PAYMENT DATE | Management | For | For | |||||||
O.5 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS DUBOS, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.6 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. PHILIPPE CAPRON, EXECUTIVE BOARD MEMBER (UNTIL DECEMBER 31ST, 2013) FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.7 | RENEWAL OF TERM OF MRS. ALIZA JABES AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.8 | RENEWAL OF TERM OF MR. DANIEL CAMUS AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.9 | APPOINTMENT OF MRS. KATIE JACOBS STANTON AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.10 | APPOINTMENT OF MRS. VIRGINIE MORGON AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.11 | APPOINTMENT OF MR. PHILIPPE BENACIN AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.12 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
E.13 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO REDUCE SHARE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | |||||||
E.14 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO CARRY OUT THE ALLOTMENT OF FREE SHARES EXISTING OR TO BE ISSUED, CONDITIONAL OR NOT, TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES AND CORPORATE OFFICERS WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF ALLOTMENT OF NEW SHARES | Management | For | For | |||||||
E.15 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES AND RETIRED EMPLOYEES WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.16 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF FOREIGN SUBSIDIARIES OF VIVENDI WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN AND TO IMPLEMENT ANY SIMILAR PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.17 | ESTABLISHING THE TERMS AND CONDITIONS FOR APPOINTING SUPERVISORY BOARD MEMBERS REPRESENTING EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF ACT OF JUNE 14TH, 2013 RELATING TO EMPLOYMENT SECURITY AND CONSEQUENTIAL AMENDMENT TO ARTICLE 8 OF THE BYLAWS " SUPERVISORY BOARD MEMBERS ELECTED BY EMPLOYEES | Management | For | For | |||||||
E.18 | POWERS TO CARRY OUT ALL FORMALITIES | Management | For | For | |||||||
KIKKOMAN CORPORATION | |||||||||||
Security | J32620106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | JP3240400006 | Agenda | 705342929 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
UNICHARM CORPORATION | |||||||||||
Security | J94104114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3951600000 | Agenda | 705358439 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Amend Articles to: Change Fiscal Year End to 31st December, Approve Minor Revisions | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | GAMCO Global Series Funds, Inc. |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, Principal Executive Officer |
Date | 10/30/14 |
*Print the name and title of each signing officer under his or her signature.