The Gabelli Global Mini Mites Fund
Schedule of Investments — March 31, 2021 (Unaudited)
Shares | Market | |||||||
COMMON STOCKS — 98.9% | ||||||||
Aerospace and Defense — 0.7% | ||||||||
2,500 | Avio SpA† | $ | 36,002 | |||||
1,000 | CPI Aerostructures Inc.† | 4,540 | ||||||
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40,542 | ||||||||
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Agriculture — 1.4% | ||||||||
200 | Limoneira Co. | 3,500 | ||||||
21,500 | S&W Seed Co.† | 77,400 | ||||||
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80,900 | ||||||||
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Automotive: Parts and Accessories — 9.2% |
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4,000 | Garrett Motion Inc.† | 20,760 | ||||||
13,000 | Modine Manufacturing Co.† | 192,010 | ||||||
300 | Motorcar Parts of America Inc.† | 6,750 | ||||||
1,000 | Smart Eye AB† | 26,565 | ||||||
4,500 | Strattec Security Corp.† | 211,050 | ||||||
8,000 | Uni-Select Inc.† | 57,738 | ||||||
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514,873 | ||||||||
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Broadcasting — 1.1% | ||||||||
5,427 | Beasley Broadcast Group Inc., Cl. A† | 15,358 | ||||||
10,000 | Corus Entertainment Inc., Cl. B | 45,516 | ||||||
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60,874 | ||||||||
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Building and Construction — 2.1% | ||||||||
7,000 | Armstrong Flooring Inc.† | 34,230 | ||||||
3,600 | Gencor Industries Inc.† | 48,276 | ||||||
346 | The Monarch Cement Co. | 36,330 | ||||||
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118,836 | ||||||||
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Business Services — 3.5% | ||||||||
3,000 | AssetCo plc† | 35,775 | ||||||
20,000 | B Intressenter AB† | 458 | ||||||
1,500 | Diebold Nixdorf Inc.† | 21,195 | ||||||
4,000 | eWork Group AB | 45,389 | ||||||
3,000 | Fly Leasing Ltd., ADR† | 50,550 | ||||||
1,500 | MIND Technology Inc.† | 3,375 | ||||||
3,000 | MoneyGram International Inc.† | 19,710 | ||||||
200 | Team Inc.† | 2,306 | ||||||
50,102 | Trans-Lux Corp.† | 17,035 | ||||||
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195,793 | ||||||||
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Computer Software and Services — 3.8% |
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1,000 | A10 Networks Inc.† | 9,610 | ||||||
6,000 | Alithya Group Inc., Cl. A† | 14,580 | ||||||
1,200 | Asetek A/S† | 11,785 | ||||||
2,000 | Daktronics Inc.† | 12,540 | ||||||
9,000 | GTY Technology Holdings Inc.† | 57,510 | ||||||
3,000 | ICT Group NV† | 49,957 | ||||||
6,000 | Infront ASA† | 27,428 | ||||||
70,000 | Pacific Online Ltd. | 13,416 | ||||||
1,000 | Rubicon Technology Inc.† | 10,320 |
Shares | Market | |||||||
3,000 | Steel Connect Inc.† | $ | 5,940 | |||||
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213,086 | ||||||||
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Consumer Products — 4.8% | ||||||||
15,000 | Asaleo Care Ltd. | 15,951 | ||||||
3,000 | CompX International Inc. | 54,030 | ||||||
5,000 | Dorel Industries Inc., Cl. B† | 50,489 | ||||||
20,000 | Goodbaby International Holdings Ltd.† | 3,679 | ||||||
7,000 | Landec Corp.† | 74,200 | ||||||
1,800 | Lifetime Brands Inc. | 26,442 | ||||||
1,200 | Nobility Homes Inc. | 37,200 | ||||||
71,000 | Playmates Holdings Ltd. | 7,946 | ||||||
465 | Tuesday Morning Corp.† | 1,423 | ||||||
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271,360 | ||||||||
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Diversified Industrial — 11.8% | ||||||||
27,500 | Commercial Vehicle Group Inc.† | 265,375 | ||||||
10,000 | Core Molding Technologies Inc.† | 117,265 | ||||||
31,000 | Fluence Corp. Ltd.† | 4,945 | ||||||
2,000 | Graham Corp. | 28,480 | ||||||
15,000 | Houston Wire & Cable Co.† | 78,300 | ||||||
300 | Lawson Products Inc.† | 15,558 | ||||||
2,500 | Myers Industries Inc. | 49,400 | ||||||
5,000 | Synalloy Corp.† | 44,200 | ||||||
4,000 | Tredegar Corp. | 60,040 | ||||||
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663,563 | ||||||||
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Energy and Utilities — 6.9% | ||||||||
14,000 | Atlantic Power Corp.† | 40,460 | ||||||
800 | Consolidated Water Co. Ltd. | 10,760 | ||||||
75,000 | Hoegh LNG Holdings Ltd.† | 204,311 | ||||||
6,000 | Pinnacle Renewable Energy Inc. | 53,808 | ||||||
10,000 | Trecora Resources† | 77,700 | ||||||
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387,039 | ||||||||
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Entertainment — 3.4% | ||||||||
300 | Du-Art Film Laboratories Inc.† | 21,487 | ||||||
4,200 | Engine Media Holdings Inc.† | 45,118 | ||||||
2,800 | GAN Ltd.† | 50,960 | ||||||
2,000 | Inspired Entertainment Inc.† | 18,580 | ||||||
2,000 | Reading International Inc., Cl. A† | 11,100 | ||||||
100,000 | �� | Sportech plc† | 37,015 | |||||
100 | Xilam Animation SA† | 5,564 | ||||||
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189,824 | ||||||||
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Equipment and Supplies — 1.8% | ||||||||
3,800 | The Eastern Co. | 101,840 | ||||||
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Financial Services — 5.4% | ||||||||
500 | dMY Technology Group Inc. II, Cl. A† | 7,355 | ||||||
8,000 | GAM Holding AG† | 21,059 | ||||||
20,000 | Steel Partners Holdings LP† | 275,000 | ||||||
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303,414 | ||||||||
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1
The Gabelli Global Mini Mites Fund
Schedule of Investments (Continued) — March 31, 2021 (Unaudited)
Shares | Market | |||||||
COMMON STOCKS (Continued) | ||||||||
Food and Beverage — 5.3% | ||||||||
20,000 | Farmer Brothers Co.† | $ | 208,800 | |||||
1,400 | Nathan’s Famous Inc. | 88,326 | ||||||
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297,126 | ||||||||
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Health Care — 9.2% | ||||||||
40,000 | Achaogen Inc.† | 1,036 | ||||||
1,800 | Cutera Inc.† | 54,090 | ||||||
1,000 | Electromed Inc.† | 10,540 | ||||||
5,000 | IntriCon Corp.† | 128,200 | ||||||
4,370 | IRRAS AB† | 2,872 | ||||||
12,000 | Kiadis Pharma NV† | 76,413 | ||||||
5,200 | Neuronetics Inc.† | 64,324 | ||||||
4,000 | Oncimmune Holdings plc† | 10,781 | ||||||
1,750 | Option Care Health Inc.† | 31,045 | ||||||
1,600 | Paratek Pharmaceuticals Inc.† | 11,296 | ||||||
35,000 | Scapa Group plc† | 103,498 | ||||||
4,000 | Surgalign Holdings Inc.† | 8,720 | ||||||
1,300 | Tristel plc | 11,470 | ||||||
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514,285 | ||||||||
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Hotels and Gaming — 3.5% | ||||||||
3,600 | Canterbury Park Holding Corp.† | 49,248 | ||||||
4,000 | Cherry AB, Cl. B†(a) | 39,847 | ||||||
24,000 | Dover Motorsports Inc. | 49,440 | ||||||
7,000 | Full House Resorts Inc.† | 59,570 | ||||||
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198,105 | ||||||||
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Machinery — 7.3% | ||||||||
100 | Astec Industries Inc. | 7,542 | ||||||
6,000 | CFT SpA† | 18,364 | ||||||
12,000 | L.B. Foster Co., Cl. A† | 214,800 | ||||||
16,020 | The L.S. Starrett Co., Cl. A† | 103,329 | ||||||
7,000 | Twin Disc Inc.† | 66,920 | ||||||
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410,955 | ||||||||
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Metals and Mining — 3.5% | ||||||||
40,000 | GT Gold Corp.† | 102,491 | ||||||
30,000 | Sierra Metals Inc.† | 94,500 | ||||||
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196,991 | ||||||||
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Paper and Forest Products — 0.3% | ||||||||
700 | Canfor Corp.† | 14,499 | ||||||
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Real Estate — 4.6% | ||||||||
6,500 | Atrium European Real Estate Ltd. | 21,153 | ||||||
65,000 | Corem Property Group AB, Cl. B | 138,805 | ||||||
773 | Indus Realty Trust Inc., REIT | 46,504 | ||||||
50,000 | Quabit Inmobiliaria SA† | 23,044 | ||||||
14,000 | Trinity Place Holdings Inc.† | 29,260 | ||||||
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258,766 | ||||||||
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Shares | Market | |||||||
Retail — 0.2% | ||||||||
300 | RumbleON Inc., Cl. B† | $ | 13,155 | |||||
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Specialty Chemicals — 1.9% | ||||||||
8,000 | Treatt plc | 104,774 | ||||||
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Telecommunications — 6.3% | ||||||||
20,000 | A3 Allmanna IT-och Telekomakti† | 43,053 | ||||||
1,500 | Alaska Communications Systems Group Inc. | 4,875 | ||||||
700 | Bittium Oyj† | 5,426 | ||||||
16,000 | Communications Systems Inc. | 95,360 | ||||||
4,000 | Consolidated Communications Holdings Inc.† | 28,800 | ||||||
14,800 | EXFO Inc.† | 63,048 | ||||||
28,000 | HC2 Holdings Inc.† | 110,320 | ||||||
400 | Otelco Inc., Cl. A† | 4,696 | ||||||
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355,578 | ||||||||
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Wireless Telecommunications Services — 0.9% | ||||||||
22,877 | NII Holdings Inc., Escrow†(a) | 49,643 | ||||||
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TOTAL COMMON STOCKS | 5,555,821 | |||||||
|
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WARRANTS — 1.1% | ||||||||
Energy and Utilities — 0.0% | ||||||||
693 | Weatherford International plc, expire 12/13/23† | 298 | ||||||
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Diversified Industrial — 1.0% | ||||||||
44,000 | Ampco-Pittsburgh Corp., expire 08/01/25† | 58,080 | ||||||
|
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Business Services — 0.1% | ||||||||
4 | Internap Corp., expire 05/08/24†(a) | 2,608 | ||||||
|
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TOTAL WARRANTS | 60,986 | |||||||
|
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TOTAL INVESTMENTS — 100.0% | ||||||||
(Cost $4,524,137) | $ | 5,616,807 | ||||||
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(a) | Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy. |
† | Non-income producing security. |
ADR | American Depositary Receipt |
REIT | Real Estate Investment Trust |
Geographic Diversification | % of Market Value | Market Value | ||||||
United States | 67.7 | % | $ | 3,800,190 | ||||
Europe | 21.8 | 1,223,078 | ||||||
Canada | 9.6 | 541,788 | ||||||
Asia/Pacific | 0.7 | 40,991 | ||||||
Latin America | 0.2 | 10,760 | ||||||
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100.0 | % | $ | 5,616,807 | |||||
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2