Exhibit 1.01
Keurig Green Mountain, Inc.
Conflict Minerals Report
For the reporting period from January 1, 2014 to December 31, 2014
Introduction
Keurig Green Mountain, Inc. (the “Company” or “Keurig”) has prepared this Conflict Minerals Report (this “Report”) pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2014 to December 31, 2014.
This Report describes our due diligence process and compliance with Rule 13p-1 requirements. The Rule requires disclosure of certain information when a company manufactures, or contracts to manufacture, products which contain any of the minerals specified in the Rule, if those minerals are necessary to the functionality or production of such products. The specified minerals, which the Company collectively refer to in this Report as “3TG”, are gold, columbite-tantalite (coltan), cassiterite and wolframite and their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
As described in this Report, certain 3TG are necessary to the functionality or production of products that the Company contracted to manufacture in calendar year 2014. These products are Keurig’s hot beverage system brewers (the “Covered Products”). (1) Third-party products that Keurig retails but that it does not manufacture or contract to manufacture are outside of the scope of this Report.
The Company has in good faith conducted a reasonable country of origin inquiry regarding 3TG. This country of origin inquiry was designed to determine whether any of the 3TG used in the Covered Products originated in the Covered Countries and whether any of such 3TG may be from recycled or scrap sources. The Company also performed due diligence on the source and chain of custody of such 3TG as described in more detail below.
Keurig’s due diligence process is based on the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements (the “OECD Guidance”).(2)
Keurig Conflict Minerals Policy
The Company has adopted a policy relating to 3TG incorporating the standards set forth in the OECD Guidance (the “Company Conflict Minerals Policy”) in its Responsible Sourcing Supplier
(1) Does not include (i) MDS Global Holding p.l.c. (“Bevyz”) products in accordance with Instruction 3 to Item 1.01 of Form SD, or (ii) pods (K-Cup®, Vue®, Rivo®, K-Carafe™ and Bolt™ pods) in accordance with the SEC’s Dodd-Frank Wall Street Reform and Consumer Protection Act, Frequently Asked Questions, #6.
(2) OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Supplement on Tin, Tantalum and Tungsten and Supplement on Gold, 2013; http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf.
Guidelines. All of Keurig’s suppliers are required to adhere to its Responsible Sourcing Supplier Guidelines, which are available on its website at www.KeurigGreenMountain.com/SupplierGuidelines.
The Company Conflict Minerals Policy states in part that the Company is committed to: (1) supporting the aims and objectives of the U.S. legislation on the disclosure of 3TG; (2) not knowingly procuring 3TG that originates from facilities in the Covered Countries that are not certified as “conflict free”; and (3) ensuring compliance with the Company Policy.
Reasonable Country of Origin Inquiry
Keurig identified its suppliers of the Covered Products with whom it contracts directly (the “Tier 1 Suppliers”), and requested each submit information to Keurig using the Conflict Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (the “CMRT”). The CMRT is a survey tool developed by the CFSI to standardize collection of due diligence information in the supply chain.
The information submitted by Keurig’s Tier 1 Suppliers in the CMRTs included information gathered by those suppliers about the smelters and refiners identified in their own supply chains which Keurig utilized to conduct further due diligence. As described in more detail below, Keurig’s responsible sourcing team reviewed each CMRT for completeness and performed a red flag analysis on each CMRT received.
Based on the information provided and Keurig’s due diligence efforts, as described in more detail below, Keurig is not able to conclusively determine all of the countries of origin of the 3TG in its products or whether the 3TG in its products are from recycled or scrap sources.
Due Diligence
Design of Due Diligence
Keurig designed its due diligence measures in accordance with the OECD Guidance, and the related supplements on 3TG.
The OECD Guidance utilizes a five-step process for due diligence:
Step 1: Establish Strong Company Management Systems
Step 2: Identify and Assess Risks in the Supply Chain
Step 3: Design and Implement a Strategy to Respond to Identified Risks
Step 4: Carry Out Independent Third-Party Audit of Smelters’ and Refiners’ Due Diligence Practices
Step 5: Report Annually on Supply Chain Due Diligence
Keurig intends to retain conflict minerals documentation materials for five years after receipt.
Below is a description of Keurig’s due diligence measures performed for the 2014 reporting year.
Due Diligence Measures Performed
Members from the Company’s procurement, legal, and sustainability teams were involved in the due diligence process, which was led by the Company’s responsible sourcing team.
Keurig has begun establishing a system of controls and transparency to determine the smelters and refiners in its 3TG supply chain by creating a process to engage Tier 1 Suppliers. Keurig has also begun incorporating requirements related to conflict minerals and related due diligence activities in supplier contracts.
As described above, as part of its due diligence process Keurig requested that each Tier 1 Supplier submit a completed CMRT. Keurig also provided its Tier 1 Suppliers with links to publicly available training resources, and engaged in ongoing communication and provided support to its Tier 1 Suppliers to facilitate their completion of the CMRTs. To monitor and track performance of risk management efforts, Keurig relies on supplier CMRTs and updates of the CFSI’s Conflict Free Smelters Program (CFSP). Only one Tier 1 Supplier did not submit a CMRT, and for that Tier 1 Supplier the Company has sent follow-up inquiries to solicit their response and offered assistance.
A key element of responding to identified risks was to review the nature and overall risk of supplier responses received. The Company’s responsible sourcing team reviewed each CMRT for completeness and performed a red flag analysis on each CMRT received. This red flag analysis consisted of 10 logical tests to review supplier answers to questions contained in the CMRT for completeness and consistency. Responses that failed a minimum of one red flag review test were singled out for additional follow-up, and a member of the Company’s responsible sourcing team contacted such suppliers directly to obtain additional information and/or clarify inconsistent responses in order to assess the risk.
For Tier 1 Suppliers that indicated in their responses that they or a supplier in their supply chain did use 3TG in their part(s) and/or product(s) during calendar year 2014 and provided the applicable smelter or refiner information, the Company reconciled the reported smelters and refiners against the CFSI’s Conflict Free Smelters List (available at www.conflictfreesourcing.org) as of May 6, 2015.
Beginning in 2014, Keurig reports annually on supply chain due diligence by filing with the SEC a Form SD and Conflict Minerals Report.
Due Diligence Results
Based on the information that was provided by the Company’s suppliers and otherwise obtained through the due diligence process, Keurig validated that 225 facilities are “known” based on the CFSI’s Smelter Reference List in the CMRT version 3.02. Keurig reasonably determined that facilities used to process the 3TG contained in Keurig products included 144 smelters and refiners were verified as compliant with the CFSI’s Conflict Free Smelters Program (CFSP). (3)
(3) CFSI’s Conflict Free Smelters Program List as of May 6, 2015
Based on the information that was provided by the Company’s suppliers and otherwise obtained through the due diligence process, 81 of the identified smelters and refiners were not verified as CFSP compliant. (4) A list of all 225 of the smelters and refiners identified during the due diligence process is included in Annex I to this Report. An additional thirty-seven entities were included on the CMRTs but are not recognized as smelters or refiners on the CFSI’s Smelter Reference List in the CMRT version 3.02, (5) and are therefore not included in either this summary or on Annex I hereto.
Risk Mitigation and Future Due Diligence Measures
Keurig plans to continue to improve its due diligence measures by taking the following steps, among others:
· continuing to engage with suppliers to obtain current, accurate and complete information about our supply chain, encourage them to continue building up their due diligence process, and endeavor to continue incorporating provisions relating to “conflict-free” sourcing and reporting into the applicable contracts;
· encouraging suppliers to implement responsible sourcing and to have them encourage smelters and refiners to obtain a “conflict-free” designation from an independent, third-party auditor;
· further automating our survey review process to more efficiently track and analyze the information received and identify what information is still missing or requires follow-up;
· benchmarking our progress against our peers;
· building out the Conflict Minerals team to include more cross-functional members; and
· continuing to evaluate the Company’s due diligence measures against the OECD guidance to identify gaps in our program and opportunities for improvement.
Determination
Based on the information obtained pursuant to the due diligence process described above, Keurig believes that the facilities that may have been used to process the 3TG in Keurig products include the smelters and refiners listed in Annex I below. However, Keurig is not able to conclusively determine all of the countries of origin of the 3TG in its products or whether the 3TG in its products are from recycled or scrap sources.
Keurig has provided information as of the date of this Report. Subsequent events, such as the inability or unwillingness of any suppliers, smelters or refiners to comply with Keurig’s Conflict Minerals Policy, may affect Keurig’s future determinations under the Rule.
(4) CFSI’s Conflict Free Smelters Program List as of May 6, 2015
(5) CFSI’s Conflict Free Smelters Program List as of May 6, 2015
ANNEX I
List of Smelter Facilities
The table below represents a consolidated list of smelters (225 in total) identified by Keurig’s Tier 1 Suppliers. The results are based on:
· Information provided by Keurig’s Tier 1 Suppliers in their CMRTs; and
· The CFSI’s Conflict Free Smelters Program List as of May 6, 2015
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Gold |
| Aida Chemical Industries Co. Ltd. |
| JAPAN |
| CID000019 |
| YES |
Gold |
| Allgemeine Gold-und Silberscheideanstalt A.G. |
| GERMANY |
| CID000035 |
| YES |
Gold |
| Almalyk Mining and Metallurgical Complex (AMMC) |
| UZBEKISTAN |
| CID000041 |
| NO |
Gold |
| AngloGold Ashanti Córrego do Sítio Minerção |
| BRAZIL |
| CID000058 |
| YES |
Gold |
| Argor-Heraeus SA |
| SWITZERLAND |
| CID000077 |
| YES |
Gold |
| Asahi Pretec Corporation |
| JAPAN |
| CID000082 |
| YES |
Gold |
| Asaka Riken Co Ltd |
| JAPAN |
| CID000090 |
| NO |
Gold |
| Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
| TURKEY |
| CID000103 |
| YES |
Gold |
| Aurubis AG |
| GERMANY |
| CID000113 |
| YES |
Gold |
| Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
| PHILIPPINES |
| CID000128 |
| NO |
Gold |
| Bauer Walser AG |
| GERMANY |
| CID000141 |
| NO |
Gold |
| Boliden AB |
| SWEDEN |
| CID000157 |
| YES |
Gold |
| C. Hafner GmbH + Co. KG |
| GERMANY |
| CID000176 |
| YES |
Gold |
| Caridad |
| MEXICO |
| CID000180 |
| NO |
Gold |
| CCR Refinery — Glencore Canada Corporation |
| CANADA |
| CID000185 |
| YES |
Gold |
| Cendres + Métaux SA |
| SWITZERLAND |
| CID000189 |
| NO |
Gold |
| Chimet S.p.A. |
| ITALY |
| CID000233 |
| YES |
Gold |
| China National Gold Group Corporation |
| CHINA |
| CID000242 |
| NO |
Gold |
| Chugai Mining |
| JAPAN |
| CID000264 |
| NO |
Gold |
| Daejin Indus Co. Ltd |
| KOREA, REPUBLIC OF |
| CID000328 |
| NO |
Gold |
| Daye Non-Ferrous Metals Mining Ltd. |
| CHINA |
| CID000343 |
| NO |
Gold |
| Do Sung Corporation |
| KOREA, REPUBLIC OF |
| CID000359 |
| NO |
(6) As determined by the CFSI’s Conflict Free Smelters Program List as of May 6, 2015
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Gold |
| Doduco |
| GERMANY |
| CID000362 |
| NO |
Gold |
| Dowa |
| JAPAN |
| CID000401 |
| YES |
Gold |
| Eco-System Recycling Co., Ltd. |
| JAPAN |
| CID000425 |
| YES |
Gold |
| FSE Novosibirsk Refinery |
| RUSSIAN FEDERATION |
| CID000493 |
| NO |
Gold |
| Guangdong Jinding Gold Limited |
| CHINA |
| CID002312 |
| NO |
Gold |
| Heimerle + Meule GmbH |
| GERMANY |
| CID000694 |
| YES |
Gold |
| Heraeus Ltd. Hong Kong |
| HONG KONG |
| CID000707 |
| YES |
Gold |
| Heraeus Precious Metals GmbH & Co. KG |
| GERMANY |
| CID000711 |
| YES |
Gold |
| Hunan Chenzhou Mining Group Co., Ltd. |
| CHINA |
| CID000767 |
| NO |
Gold |
| Hwasung CJ Co. Ltd |
| KOREA, REPUBLIC OF |
| CID000778 |
| NO |
Gold |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
| CHINA |
| CID000801 |
| NO |
Gold |
| Ishifuku Metal Industry Co., Ltd. |
| JAPAN |
| CID000807 |
| YES |
Gold |
| Istanbul Gold Refinery |
| TURKEY |
| CID000814 |
| YES |
Gold |
| Japan Mint |
| JAPAN |
| CID000823 |
| YES |
Gold |
| Jiangxi Copper Company Limited |
| CHINA |
| CID000855 |
| NO |
Gold |
| Johnson Matthey Inc |
| UNITED STATES |
| CID000920 |
| YES |
Gold |
| Johnson Matthey Ltd |
| CANADA |
| CID000924 |
| YES |
Gold |
| JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
| RUSSIAN FEDERATION |
| CID000927 |
| YES |
Gold |
| JSC Uralelectromed |
| RUSSIAN FEDERATION |
| CID000929 |
| YES |
Gold |
| JX Nippon Mining & Metals Co., Ltd. |
| JAPAN |
| CID000937 |
| YES |
Gold |
| Kazzinc Ltd |
| KAZAKHSTAN |
| CID000957 |
| YES |
Gold |
| Kennecott Utah Copper LLC |
| UNITED STATES |
| CID000969 |
| YES |
Gold |
| Kojima Chemicals Co., Ltd |
| JAPAN |
| CID000981 |
| YES |
Gold |
| Korea Metal Co. Ltd |
| KOREA, REPUBLIC OF |
| CID000988 |
| NO |
Gold |
| Kyrgyzaltyn JSC |
| KYRGYZSTAN |
| CID001029 |
| NO |
Gold |
| L’ azurde Company For Jewelry |
| SAUDI ARABIA |
| CID001032 |
| YES |
Gold |
| Lingbao Jinyuan Tonghui Refinery Co. Ltd. |
| CHINA |
| CID001058 |
| NO |
Gold |
| LS-NIKKO Copper Inc. |
| KOREA, REPUBLIC OF |
| CID001078 |
| YES |
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Gold |
| Materion |
| UNITED STATES |
| CID001113 |
| YES |
Gold |
| Matsuda Sangyo Co., Ltd. |
| JAPAN |
| CID001119 |
| YES |
Gold |
| Metalor Technologies (Hong Kong) Ltd |
| HONG KONG |
| CID001149 |
| YES |
Gold |
| Metalor Technologies (Singapore) Pte. Ltd. |
| SINGAPORE |
| CID001152 |
| YES |
Gold |
| Metalor Technologies SA |
| SWITZERLAND |
| CID001153 |
| YES |
Gold |
| Metalor USA Refining Corporation |
| UNITED STATES |
| CID001157 |
| YES |
Gold |
| Met-Mex Peñoles, S.A. |
| MEXICO |
| CID001161 |
| YES |
Gold |
| Mitsubishi Materials Corporation |
| JAPAN |
| CID001188 |
| YES |
Gold |
| Mitsui Mining and Smelting Co., Ltd. |
| JAPAN |
| CID001193 |
| YES |
Gold |
| Moscow Special Alloys Processing Plant |
| RUSSIAN FEDERATION |
| CID001204 |
| NO |
Gold |
| Nadir Metal Rafineri San. Ve Tic. A.Ş. |
| TURKEY |
| CID001220 |
| YES |
Gold |
| Navoi Mining and Metallurgical Combinat |
| UZBEKISTAN |
| CID001236 |
| NO |
Gold |
| Nihon Material Co. LTD |
| JAPAN |
| CID001259 |
| YES |
Gold |
| Ohio Precious Metals, LLC |
| UNITED STATES |
| CID001322 |
| YES |
Gold |
| Ohura Precious Metal Industry Co., Ltd |
| JAPAN |
| CID001325 |
| YES |
Gold |
| OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) |
| RUSSIAN FEDERATION |
| CID001326 |
| YES |
Gold |
| OJSC Kolyma Refinery |
| RUSSIAN FEDERATION |
| CID001328 |
| NO |
Gold |
| PAMP SA |
| SWITZERLAND |
| CID001352 |
| YES |
Gold |
| Prioksky Plant of Non-Ferrous Metals |
| RUSSIAN FEDERATION |
| CID001386 |
| NO |
Gold |
| PT Aneka Tambang (Persero) Tbk |
| INDONESIA |
| CID001397 |
| YES |
Gold |
| PX Précinox SA |
| SWITZERLAND |
| CID001498 |
| YES |
Gold |
| Rand Refinery (Pty) Ltd |
| SOUTH AFRICA |
| CID001512 |
| YES |
Gold |
| Royal Canadian Mint |
| CANADA |
| CID001534 |
| YES |
Gold |
| Sabin Metal Corp. |
| UNITED STATES |
| CID001546 |
| NO |
Gold |
| SAMWON METALS Corp. |
| KOREA, REPUBLIC OF |
| CID001562 |
| NO |
Gold |
| Schone Edelmetaal |
| NETHERLANDS |
| CID001573 |
| YES |
Gold |
| SEMPSA Joyería Platería SA |
| SPAIN |
| CID001585 |
| YES |
Gold |
| Shandong Zhaojin Gold & Silver Refinery Co. Ltd |
| CHINA |
| CID001622 |
| YES |
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Gold |
| So Accurate Group, Inc. |
| UNITED STATES |
| CID001754 |
| NO |
Gold |
| SOE Shyolkovsky Factory of Secondary Precious Metals |
| RUSSIAN FEDERATION |
| CID001756 |
| NO |
Gold |
| Solar Applied Materials Technology Corp. |
| TAIWAN |
| CID001761 |
| YES |
Gold |
| Sumitomo Metal Mining Co., Ltd. |
| JAPAN |
| CID001798 |
| YES |
Gold |
| Tanaka Kikinzoku Kogyo K.K. |
| JAPAN |
| CID001875 |
| YES |
Gold |
| The Great Wall Gold and Silver Refinery of China |
| CHINA |
| CID001909 |
| NO |
Gold |
| The Refinery of Shandong Gold Mining Co. Ltd |
| CHINA |
| CID001916 |
| YES |
Gold |
| Tokuriki Honten Co., Ltd |
| JAPAN |
| CID001938 |
| YES |
Gold |
| Tongling nonferrous Metals Group Co.,Ltd |
| CHINA |
| CID001947 |
| NO |
Gold |
| Torecom |
| KOREA, REPUBLIC OF |
| CID001955 |
| NO |
Gold |
| Umicore Brasil Ltda |
| BRAZIL |
| CID001977 |
| YES |
Gold |
| Umicore Precious Metals Thailand |
| THAILAND |
| CID002314 |
| YES |
Gold |
| Umicore SA Business Unit Precious Metals Refining |
| BELGIUM |
| CID001980 |
| YES |
Gold |
| United Precious Metal Refining, Inc. |
| UNITED STATES |
| CID001993 |
| YES |
Gold |
| Valcambi SA |
| SWITZERLAND |
| CID002003 |
| YES |
Gold |
| Western Australian Mint trading as The Perth Mint |
| AUSTRALIA |
| CID002030 |
| YES |
Gold |
| YAMAMOTO PRECIOUS METAL CO., LTD. |
| JAPAN |
| CID002100 |
| YES |
Gold |
| Yokohama Metal Co Ltd |
| JAPAN |
| CID002129 |
| NO |
Gold |
| Yunnan Copper Industry Co Ltd |
| CHINA |
| CID000197 |
| NO |
Gold |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
| CHINA |
| CID002224 |
| YES |
Gold |
| Zijin Mining Group Co. Ltd |
| CHINA |
| CID002243 |
| YES |
Tantalum |
| Changsha South Tantalum Niobium Co., Ltd. |
| CHINA |
| CID000211 |
| YES |
Tantalum |
| Conghua Tantalum and Niobium Smeltry |
| CHINA |
| CID000291 |
| YES |
Tantalum |
| Duoluoshan |
| CHINA |
| CID000410 |
| YES |
Tantalum |
| Exotech Inc. |
| UNITED STATES |
| CID000456 |
| YES |
Tantalum |
| F&X Electro-Materials Ltd. |
| CHINA |
| CID000460 |
| YES |
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Tantalum |
| Global Advanced Metals Aizu |
| JAPAN |
| CID002558 |
| YES |
Tantalum |
| Global Advanced Metals Boyertown |
| UNITED STATES |
| CID002557 |
| YES |
Tantalum |
| Guangdong Zhiyuan New Material Co., Ltd. |
| CHINA |
| CID000616 |
| YES |
Tantalum |
| H.C. Starck Co., Ltd. |
| THAILAND |
| CID002544 |
| YES |
Tantalum |
| H.C. Starck GmbH Goslar |
| GERMANY |
| CID002545 |
| YES |
Tantalum |
| H.C. Starck GmbH Laufenburg |
| GERMANY |
| CID002546 |
| YES |
Tantalum |
| H.C. Starck Hermsdorf GmbH |
| GERMANY |
| CID002547 |
| YES |
Tantalum |
| H.C. Starck Inc. |
| UNITED STATES |
| CID002548 |
| YES |
Tantalum |
| H.C. Starck Ltd. |
| JAPAN |
| CID002549 |
| YES |
Tantalum |
| H.C. Starck Smelting GmbH & Co.KG |
| GERMANY |
| CID002550 |
| YES |
Tantalum |
| Hengyang King Xing Lifeng New Materials Co., Ltd. |
| CHINA |
| CID002492 |
| YES |
Tantalum |
| Hi-Temp |
| UNITED STATES |
| CID000731 |
| YES |
Tantalum |
| JiuJiang JinXin Nonferrous Metals Co., Ltd. |
| CHINA |
| CID000914 |
| YES |
Tantalum |
| Jiujiang Tanbre Co., Ltd. |
| CHINA |
| CID000917 |
| YES |
Tantalum |
| KEMET Blue Powder |
| UNITED STATES |
| CID002568 |
| YES |
Tantalum |
| King-Tan Tantalum Industry Ltd |
| CHINA |
| CID000973 |
| YES |
Tantalum |
| LSM Brasil S.A. |
| BRAZIL |
| CID001076 |
| YES |
Tantalum |
| Mineração Taboca S.A. |
| BRAZIL |
| CID001175 |
| YES |
Tantalum |
| Mitsui Mining & Smelting |
| JAPAN |
| CID001192 |
| YES |
Tantalum |
| Molycorp Silmet A.S. |
| ESTONIA |
| CID001200 |
| YES |
Tantalum |
| Ningxia Orient Tantalum Industry Co., Ltd. |
| CHINA |
| CID001277 |
| YES |
Tantalum |
| Plansee SE Liezen |
| AUSTRIA |
| CID002540 |
| YES |
Tantalum |
| QuantumClean |
| UNITED STATES |
| CID001508 |
| YES |
Tantalum |
| RFH Tantalum Smeltry Co., Ltd |
| CHINA |
| CID001522 |
| YES |
Tantalum |
| Shanghai Jiangxi Metals Co. Ltd |
| CHINA |
| CID001634 |
| NO |
Tantalum |
| Solikamsk Magnesium Works OAO |
| RUSSIAN FEDERATION |
| CID001769 |
| YES |
Tantalum |
| Taki Chemicals |
| JAPAN |
| CID001869 |
| YES |
Tantalum |
| Telex |
| UNITED STATES |
| CID001891 |
| YES |
Tantalum |
| Ulba |
| KAZAKHSTAN |
| CID001969 |
| YES |
Tantalum |
| Zhuzhou Cement Carbide |
| CHINA |
| CID002232 |
| YES |
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Tin |
| Alpha |
| UNITED STATES |
| CID000292 |
| YES |
Tin |
| China Rare Metal Materials Company |
| CHINA |
| CID000244 |
| YES |
Tin |
| China Tin Group Co., Ltd. |
| CHINA |
| CID001070 |
| NO |
Tin |
| CNMC (Guangxi) PGMA Co. Ltd. |
| CHINA |
| CID000278 |
| NO |
Tin |
| Cooper Santa |
| BRAZIL |
| CID000295 |
| YES |
Tin |
| CV JusTindo |
| INDONESIA |
| CID000307 |
| NO |
Tin |
| CV Makmur Jaya |
| INDONESIA |
| CID000308 |
| NO |
Tin |
| CV Nurjanah |
| INDONESIA |
| CID000309 |
| NO |
Tin |
| CV Serumpun Sebalai |
| INDONESIA |
| CID000313 |
| NO |
Tin |
| CV United Smelting |
| INDONESIA |
| CID000315 |
| YES |
Tin |
| EM Vinto |
| BOLIVIA |
| CID000438 |
| YES |
Tin |
| Fenix Metals |
| POLAND |
| CID000468 |
| NO |
Tin |
| Gejiu Kai Meng Industry and Trade LLC |
| CHINA |
| CID000942 |
| NO |
Tin |
| Gejiu Non-Ferrous Metal Processing Co. Ltd. |
| CHINA |
| CID000538 |
| YES |
Tin |
| Gejiu Zi-Li |
| CHINA |
| CID000555 |
| NO |
Tin |
| Huichang Jinshunda Tin Co. Ltd |
| CHINA |
| CID000760 |
| NO |
Tin |
| Jiangxi Nanshan |
| CHINA |
| CID000864 |
| NO |
Tin |
| Linwu Xianggui Smelter Co |
| CHINA |
| CID001063 |
| NO |
Tin |
| Magnu’s Minerais Metais e Ligas LTDA |
| BRAZIL |
| CID002468 |
| YES |
Tin |
| Malaysia Smelting Corporation (MSC) |
| MALAYSIA |
| CID001105 |
| YES |
Tin |
| Melt Metais e Ligas S/A |
| BRAZIL |
| CID002500 |
| YES |
Tin |
| Metallo Chimique |
| BELGIUM |
| CID001143 |
| NO |
Tin |
| Mineração Taboca S.A. |
| BRAZIL |
| CID001173 |
| YES |
Tin |
| Minsur |
| PERU |
| CID001182 |
| YES |
Tin |
| Mitsubishi Materials Corporation |
| JAPAN |
| CID001191 |
| YES |
Tin |
| Novosibirsk Integrated Tin Works |
| RUSSIAN FEDERATION |
| CID001305 |
| NO |
Tin |
| O.M. Manufacturing (Thailand) Co., Ltd. |
| THAILAND |
| CID001314 |
| NO |
Tin |
| OMSA |
| BOLIVIA |
| CID001337 |
| YES |
Tin |
| PT Alam Lestari Kencana |
| INDONESIA |
| CID001393 |
| NO |
Tin |
| PT Artha Cipta Langgeng |
| INDONESIA |
| CID001399 |
| YES |
Tin |
| PT Babel Inti Perkasa |
| INDONESIA |
| CID001402 |
| YES |
Tin |
| PT Babel Surya Alam Lestari |
| INDONESIA |
| CID001406 |
| NO |
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Tin |
| PT Bangka Kudai Tin |
| INDONESIA |
| CID001409 |
| NO |
Tin |
| PT Bangka Putra Karya |
| INDONESIA |
| CID001412 |
| YES |
Tin |
| PT Bangka Timah Utama Sejahtera |
| INDONESIA |
| CID001416 |
| NO |
Tin |
| PT Bangka Tin Industry |
| INDONESIA |
| CID001419 |
| YES |
Tin |
| PT Belitung Industri Sejahtera |
| INDONESIA |
| CID001421 |
| YES |
Tin |
| PT BilliTin Makmur Lestari |
| INDONESIA |
| CID001424 |
| NO |
Tin |
| PT Bukit Timah |
| INDONESIA |
| CID001428 |
| YES |
Tin |
| PT DS Jaya Abadi |
| INDONESIA |
| CID001434 |
| YES |
Tin |
| PT Eunindo Usaha Mandiri |
| INDONESIA |
| CID001438 |
| YES |
Tin |
| PT Fang Di MulTindo |
| INDONESIA |
| CID001442 |
| NO |
Tin |
| PT HP Metals Indonesia |
| INDONESIA |
| CID001445 |
| NO |
Tin |
| PT Karimun Mining |
| INDONESIA |
| CID001448 |
| NO |
Tin |
| PT Koba Tin |
| INDONESIA |
| CID001449 |
| NO |
Tin |
| PT Mitra Stania Prima |
| INDONESIA |
| CID001453 |
| YES |
Tin |
| PT Pelat Timah Nusantara Tbk |
| INDONESIA |
| CID001486 |
| NO |
Tin |
| PT Prima Timah Utama |
| INDONESIA |
| CID001458 |
| YES |
Tin |
| PT REFINED BANGKA TIN |
| INDONESIA |
| CID001460 |
| YES |
Tin |
| PT Sariwiguna Binasentosa |
| INDONESIA |
| CID001463 |
| YES |
Tin |
| PT Stanindo Inti Perkasa |
| INDONESIA |
| CID001468 |
| YES |
Tin |
| PT Sumber Jaya Indah |
| INDONESIA |
| CID001471 |
| NO |
Tin |
| PT Tambang Timah |
| INDONESIA |
| CID001477 |
| YES |
Tin |
| PT Timah (Persero), Tbk |
| INDONESIA |
| CID001482 |
| YES |
Tin |
| PT Tinindo Inter Nusa |
| INDONESIA |
| CID001490 |
| YES |
Tin |
| PT Yinchendo Mining Industry |
| INDONESIA |
| CID001494 |
| NO |
Tin |
| Rui Da Hung |
| TAIWAN |
| CID001539 |
| NO |
Tin |
| Soft Metais, Ltda. |
| BRAZIL |
| CID001758 |
| NO |
Tin |
| Thaisarco |
| THAILAND |
| CID001898 |
| YES |
Tin |
| White Solder Metalurgia e Mineração Ltda. |
| BRAZIL |
| CID002036 |
| YES |
Tin |
| Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. |
| CHINA |
| CID002158 |
| NO |
Tin |
| Yunnan Tin Company, Ltd. |
| CHINA |
| CID002180 |
| YES |
Tungsten |
| A.L.M.T. Corp. |
| JAPAN |
| CID000004 |
| NO |
Tungsten |
| Chenzhou Diamond Tungsten Products Co., Ltd. |
| CHINA |
| CID002513 |
| YES |
Tungsten |
| Chongyi Zhangyuan Tungsten Co., Ltd. |
| CHINA |
| CID000258 |
| NO |
Tungsten |
| Dayu Weiliang Tungsten Co., Ltd. |
| CHINA |
| CID000345 |
| NO |
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Tungsten |
| Fujian Jinxin Tungsten Co., Ltd. |
| CHINA |
| CID000499 |
| YES |
Tungsten |
| Ganzhou Huaxing Tungsten Products Co., Ltd. |
| CHINA |
| CID000875 |
| YES |
Tungsten |
| Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
| CHINA |
| CID002315 |
| YES |
Tungsten |
| Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
| CHINA |
| CID000868 |
| NO |
Tungsten |
| Ganzhou Seadragon W & Mo Co., Ltd. |
| CHINA |
| CID002494 |
| YES |
Tungsten |
| Global Tungsten & Powders Corp. |
| UNITED STATES |
| CID000568 |
| YES |
Tungsten |
| Guangdong Xianglu Tungsten Co., Ltd. |
| CHINA |
| CID000218 |
| NO |
Tungsten |
| H.C. Starck GmbH |
| GERMANY |
| CID002541 |
| NO |
Tungsten |
| H.C. Starck Smelting GmbH & Co.KG |
| GERMANY |
| CID002542 |
| NO |
Tungsten |
| Hunan Chenzhou Mining Group Co., Ltd. |
| CHINA |
| CID000766 |
| NO |
Tungsten |
| Hunan Chunchang Nonferrous Metals Co., Ltd. |
| CHINA |
| CID000769 |
| YES |
Tungsten |
| Japan New Metals Co., Ltd. |
| JAPAN |
| CID000825 |
| YES |
Tungsten |
| Jiangxi Gan Bei Tungsten Co., Ltd. |
| CHINA |
| CID002321 |
| YES |
Tungsten |
| Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
| CHINA |
| CID002313 |
| NO |
Tungsten |
| Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
| CHINA |
| CID002317 |
| NO |
Tungsten |
| Kennametal Fallon |
| UNITED STATES |
| CID000966 |
| NO |
Tungsten |
| Kennametal Huntsville |
| UNITED STATES |
| CID000105 |
| NO |
Tungsten |
| Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
| VIET NAM |
| CID002543 |
| NO |
Tungsten |
| Tejing (Vietnam) Tungsten Co., Ltd. |
| VIET NAM |
| CID001889 |
| NO |
Tungsten |
| Vietnam Youngsun Tungsten Industry Co., Ltd |
| VIET NAM |
| CID002011 |
| YES |
Tungsten |
| Wolfram Bergbau und Hütten AG |
| AUSTRIA |
| CID002044 |
| YES |
Tungsten |
| Wolfram Company CJSC |
| RUSSIAN FEDERATION |
| CID002047 |
| NO |
Tungsten |
| Xiamen Tungsten (H.C.) Co., Ltd. |
| CHINA |
| CID002320 |
| YES |
Metal |
| Smelter Name |
| Smelter Country |
| Smelter |
| Conflict- |
|
|
|
|
|
|
|
|
|
Tungsten |
| Xiamen Tungsten Co., Ltd. |
| CHINA |
| CID002082 |
| YES |
Tungsten |
| Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
| CHINA |
| CID002095 |
| NO |
