UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 19, 2009
ASTORIA FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware | 001-11967 | 11-3170868 |
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) |
ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NEW YORK 11042-1085
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code: (516) 327-3000
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEMS 1 THROUGH 4 AND ITEMS 6 THROUGH 8 NOT APPLICABLE.
Item 5.02(d). Election of Directors
At meetings of the Boards of Directors of Astoria Financial Corporation (the “Company”) and its wholly owned subsidiary, Astoria Federal Savings and Loan Association (the “Association”) held on August 19, 2009, the Boards of Directors of the Company and the Association each took the requisite action to expand the size of their respective Boards of Directors to 10 individuals and elected Mr. Brian M. Leeney to fill the vacant seat created thereby. In each case, Mr. Leeney was elected to the class of directors who will serve until the respective annual meeting of shareholders of the Company and the Association held in 2010, and, in any case, until their successors are duly elected and qualified.
Mr. Leeney was not appointed to serve on any committees of the Board of Directors of the Company or the Association at this time.
A press release announcing Mr. Leeney’s election to the Boards of Directors of the Company and the Association and describing Mr. Leeney’s background is attached as Exhibit 99.1 and is incorporated by reference herein.
Mr. Leeney does not have any direct or indirect interest in any transactions which would require disclosure by the Company pursuant to Securities and Exchange Commission Regulation S-K Item 404(a).
At the time of his election, Mr. Leeney was awarded 2,000 shares of restricted Company common stock (par value $0.01 per share) as a discretionary grant pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, which was previously approved by the Company’s shareholders. The shares, which include both dividend and voting rights, will vest on February 2, 2012, or earlier upon Mr. Leeney’s death, disability or Mandatory Retirement or Involuntary Termination, both as defined in the Plan, or in the case of a Change of Control, as also defined in the Plan.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
The following Exhibit is filed as part of this report:
Exhibit 99.1 Press release dated August 19, 2009.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ASTORIA FINANCIAL CORPORATION | |||
| By: | /s/ Alan P. Eggleston | ||
| Alan P. Eggleston | |||
| Executive Vice President, Secretary and General Counsel | |||
Dated: August 19, 2009
| EXHIBIT INDEX | |
| Exhibit Number | Description |
| 99.1 | Press release dated August 19, 2009. |