UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 23, 2009
Triad Guaranty Inc.
(Exact name of registrant as specified in its charter)
| | | | |
Delaware | | 0-22342 | | 56-1838519 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
101 South Stratford Road
Winston-Salem, North Carolina 27104
(Address of principal executive offices) (zip code)
(336) 723-1282
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 8.01. OTHER EVENTS.
On March 23, 2009, Triad Guaranty Inc. (the “Company”) issued a press release announcing that its audited financial statements for the fiscal year ended December 31, 2008, which were included in the Company's recently filed Annual Report on Form 10-K for the year ended December 31, 2008 (the “Form 10-K”), contained a “going concern” explanatory paragraph in the unqualified audit opinion received from its independent registered public accounting firm, Ernst & Young LLP. The Company’s ability to continue as a going concern is discussed in more detail in Note 2 to the financial statements included in the Form 10-K.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
Exhibit Number | Description |
99.1 | Press Release dated March 23, 2009 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | Triad Guaranty Inc. | |
| | | |
| | /s/ Kenneth S. Dwyer | |
March 23, 2009 | | Kenneth S. Dwyer | |
| | Vice President and Chief Accounting Officer | |
EXHIBIT INDEX
Exhibit Number | Description |
99.1 | Press Release dated March 23, 2009 |