UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08004
Aston Funds
(Exact name of registrant as specified in charter)
120 North LaSalle Street, 25th Floor Chicago, IL 60602
(Address of principal executive offices) (Zip code)
Stuart D. Bilton, Chief Executive Officer
Aston Funds
120 North LaSalle Street, 25th Floor Chicago, IL 60602
(Name and address of agent for service)
Registrant’s telephone number, including area code: (312) 268-1400
Date of fiscal year end: October 31
Date of reporting period: July 1, 2009 – June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2009 TO JUNE 30, 2010
Fund Name : Aston Balanced Fund (This Fund was merged into the Aston/Montag & Caldwell Balanced Fund on March, 26, 2010)
3M Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MMM | | CUSIP 88579Y101 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: LINDA G. ALVARADO | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: VANCE D. COFFMAN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: W. JAMES FARRELL | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: HERBERT L. HENKEL | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: AULANA L. PETERS | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: ROBERT J. ULRICH | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | | ShrHldr | | Against | | Against | | For |
Abbott Laboratories
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABT | | CUSIP 002824100 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | | Mgmt | | For | | For | | For |
| | | | | |
3 | | SHAREHOLDER PROPOSAL-ADVISORY VOTE | | ShrHldr | | Against | | For | | Against |
4 | | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | | ShrHldr | | Against | | Against | | For |
Allergan, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AGN | | CUSIP 018490102 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: GAVIN S. HERBERT | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAWN HUDSON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D. | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | | Mgmt | | For | | For | | For |
4 | | APPROVE AN AMENDMENT TO OUR RESTATED TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT TO APPROVE CERTAIN BUSINESS COMBINATIONS. | | Mgmt | | For | | For | | For |
5 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE REQUIREMENT TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION. | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAPL | | CUSIP 037833100 | | 02/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William V. Campbell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Millard S. Drexler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Arthur D. Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jerome B. York | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Prepare Sustainability Report | | ShrHldr | | Against | | Against | | For |
7 | | Establish Other Board Committee | | ShrHldr | | Against | | Against | | For |
Burlington Northern Santa Fe Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BNI | | CUSIP 12189T104 | | 02/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Cameron International Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAM | | CUSIP 13342B105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Mgmt | | For | | For | | For |
Colgate-Palmolive Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CL | | CUSIP 194162103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOHN T. CAHILL | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: IAN COOK | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: HELENE D. GAYLE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DAVID W. JOHNSON | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: RICHARD J. KOGAN | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: DELANO E. LEWIS | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: J. PEDRO REINHARD | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | | Mgmt | | For | | For | | For |
2 | | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | STOCKHOLDER PROPOSAL ON CHARITABLE CONTRIBUTIONS. | | ShrHldr | | Against | | Against | | For |
5 | | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | | ShrHldr | | Against | | Against | | For |
Costco Wholesale Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COST | | CUSIP 22160K105 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director B.S. Carson, Sr., M.D. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director William H. Gates | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hamilton E. James | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jill S. Ruckelshaus | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Emerson Electric Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EMR | | CUSIP 291011104 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director C. A. H. Boersig | | Mgmt | | For | | For | | For |
1.2 | | Elect Director C. Fernandez G. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director W. J. Galvin | | Mgmt | | For | | For | | For |
1.4 | | Elect Director R. L. Stephenson | | Mgmt | | For | | For | | For |
1.5 | | Elect Director V. R. Loucks, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director R. L. Ridgway | | Mgmt | | For | | For | | For |
2 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fluor Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLR | | CUSIP 343412102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JAMES T. HACKETT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: KENT KRESA | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: NADER H. SULTAN | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT THE BOARD’S CHAIRMAN BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF FLUOR. | | ShrHldr | | Against | | Against | | For |
Gilead Sciences, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GILD | | CUSIP 375558103 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.13 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD’S CERTIFICATE OF INCORPORATION AND BY-LAWS. | | ShrHldr | | Against | | For | | Against |
Google Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GOOG | | CUSIP 38259P508 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Mgmt | | For | | For | | For |
4 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
5 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
| | | | | |
6 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
Hewlett-Packard Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HPQ | | CUSIP 428236103 | | 03/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Lawrence T. Babbio, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Sari M. Baldauf | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John H. Hammergren | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Mark V. Hurd | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Joel Z. Hyatt | | Mgmt | | For | | For | | For |
1.8 | | Elect Director John R. Joyce | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Robert L. Ryan | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Lucille S. Salhany | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Company Request on Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Juniper Networks, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNPR | | CUSIP 48203R104 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | | Mgmt | | For | | For | | For |
Monsanto Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MON | | CUSIP 61166W101 | | 01/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Frank V. AtLee III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director David L. Chicoine | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Arthur H. Harper | | Mgmt | | For | | For | | For |
4 | | Elect Director Gwendolyn S. King | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Nike, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NKE | | CUSIP 654106103 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jill K. Conway | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John C. Lechleiter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Pepsico, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEP | | CUSIP 713448108 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: S.L. BROWN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: I.M. COOK | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: D. DUBLON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: V.J. DZAU | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: R.L. HUNT | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: A. IBARGUEN | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: A.C. MARTINEZ | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: I.K. NOOYI | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: J.J. SCHIRO | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: L.G. TROTTER | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: D. VASELLA | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | | ShrHldr | | Against | | Against | | For |
5 | | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | ShrHldr | | Against | | Against | | For |
6 | | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | | ShrHldr | | Against | | Against | | For |
QUALCOMM Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
QCOM | | CUSIP 747525103 | | 03/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Stephen M. Bennett | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Donald G. Cruickshank | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Raymond V. Dittamore | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Irwin Mark Jacobs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul E. Jacobs | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Robert E. Kahn | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Sherry Lansing | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Duane A. Nelles | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Brent Scowcroft | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Marc I. Stern | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Research In Motion Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RIMM | | CUSIP 760975102 | | 07/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mike Lazaridis | | Mgmt | | For | | For | | For |
1.2 | | Elect Director James Estill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David Kerr | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Roger Martin | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John Richardson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Barbara Stymiest | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John Wetmore | | Mgmt | | For | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Schering-Plough Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SGP | | CUSIP 806605101 | | 08/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Schlumberger Limited
(Schlumberger N.V.)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SLB | | CUSIP 806857108 | | 04/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
4 | | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | | Mgmt | | For | | For | | For |
5 | | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
Stryker Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SYK | | CUSIP 863667101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
The Charles Schwab Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCHW | | CUSIP 808513105 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ARUN SARIN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: PAULA A. SNEED | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF INDEPENDENT AUDITORS | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF AMENDED CORPORATE EXECUTIVE BONUS PLAN | | Mgmt | | For | | For | | For |
4 | | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | ShrHldr | | Against | | Against | | For |
5 | | STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS | | ShrHldr | | Against | | Against | | For |
The Coca-Cola Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KO | | CUSIP 191216100 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Mgmt | | For | | For | | For |
2 | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Mgmt | | For | | For | | For |
3 | | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | | Mgmt | | For | | For | | For |
4 | | ELECTION OF DIRECTOR: BARRY DILLER | | Mgmt | | For | | For | | For |
5 | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Mgmt | | For | | For | | For |
6 | | ELECTION OF DIRECTOR: MUHTAR KENT | | Mgmt | | For | | For | | For |
7 | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Mgmt | | For | | For | | For |
8 | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Mgmt | | For | | For | | For |
9 | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Mgmt | | For | | For | | For |
10 | | ELECTION OF DIRECTOR: SAM NUNN | | Mgmt | | For | | For | | For |
11 | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Mgmt | | For | | For | | For |
12 | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Mgmt | | For | | For | | For |
13 | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Mgmt | | For | | For | | For |
14 | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Mgmt | | For | | For | | For |
15 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Mgmt | | For | | For | | For |
16 | | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
17 | | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | | ShrHldr | | Against | | Against | | For |
| | | | | |
18 | | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | | ShrHldr | | Against | | Against | | For |
19 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | ShrHldr | | Against | | Against | | For |
The Procter & Gamble Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PG | | CUSIP 742718109 | | 10/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
2 | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
3 | | Elect Director Rajat K. Gupta | | Mgmt | | For | | For | | For |
4 | | Elect Director A.G. Lafley | | Mgmt | | For | | For | | For |
5 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
6 | | Elect Director Lynn M. Martin | | Mgmt | | For | | For | | For |
7 | | Elect Director Robert A. McDonald | | Mgmt | | For | | For | | For |
8 | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Director Johnathan A. Rodgers | | Mgmt | | For | | For | | For |
10 | | Elect Director Ralph Snyderman | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Mary Agnes Wilderotter | | Mgmt | | For | | For | | For |
12 | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Ernesto Zedillo | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Code of Regulations | | Mgmt | | For | | For | | For |
16 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
17 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
The Walt Disney Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DIS | | CUSIP 254687106 | | 03/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Susan E. Arnold | | Mgmt | | For | | For | | For |
2 | | Elect Director John E. Bryson | | Mgmt | | For | | For | | For |
3 | | Elect Director John S. Chen | | Mgmt | | For | | For | | For |
4 | | Elect Director Judith L. Estrin | | Mgmt | | For | | For | | For |
5 | | Elect Director Robert A. Iger | | Mgmt | | For | | For | | For |
6 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
7 | | Elect Director Fred H. Langhammer | | Mgmt | | For | | For | | For |
8 | | Elect Director Aylwin B. Lewis | | Mgmt | | For | | For | | For |
9 | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
11 | | Elect Director John E. Pepper, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Sheryl Sandberg | | Mgmt | | For | | For | | For |
13 | | Elect Director Orin C. Smith | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
16 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
17 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
18 | | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | | Mgmt | | For | | For | | For |
19 | | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | | Mgmt | | For | | For | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
| | | | | |
21 | | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | | ShrHldr | | Against | | Against | | For |
Visa Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
V | | CUSIP 92826C839 | | 01/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Cathy E. Minehan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David J. Pang | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William S. Shanahan | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John A. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fund Name : Aston/Barings International Fund
Admiral Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B02J639 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Re-elect Alastair Lyons as Director | | Mgmt | | For | | For | | For |
4 | | Re-elect Martin Jackson as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Keith James as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Margaret Johnson as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Lucy Kellaway as Director | | Mgmt | | For | | For | | For |
8 | | Reappoint KPMG Audit plc as Auditors | | Mgmt | | For | | For | | For |
9 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
10 | | Amend Senior Executive Restricted Share Plan | | Mgmt | | For | | For | | For |
11 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
12 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
13 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
14 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Anheuser-Busch InBev
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 4755317 | | 04/27/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Mixed-Special | | Belgium | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
Special Business | | | | | | | | | | |
1 | | Amend Articles Re: Terms of Board Mandates | | Mgmt | | For | | N/A | | N/A |
2 | | Amend Articles Re: Shareholder Rights Directive | | Mgmt | | For | | N/A | | N/A |
3.1 | | Receive Special Board Report | | Mgmt | | For | | N/A | | N/A |
3.2 | | Receive Special Auditor Report | | Mgmt | | For | | N/A | | N/A |
3.3 | | Exclude Preemptive Rights for Issuance under Item 3d | | Mgmt | | For | | N/A | | N/A |
3.4 | | Approve Issuance of Stock Options for Board Members | | Mgmt | | For | | N/A | | N/A |
3.5 | | Amend Articles to Reflect Changes in Capital | | Mgmt | | For | | N/A | | N/A |
3.6 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Mgmt | | For | | N/A | | N/A |
Ordinary Business | | | | | | | | | | |
1 | | Receive Directors’ Report (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
2 | | Receive Directors’ Report (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
3 | | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
4 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5 | | Approve Discharge of Directors | | Mgmt | | For | | N/A | | N/A |
6 | | Approve Discharge of Auditors | | Mgmt | | For | | N/A | | N/A |
7.1 | | Reelect Alexandre Van Damme as Director | | Mgmt | | For | | N/A | | N/A |
7.2 | | Reelect Gregoire de Spoelberch as Director | | Mgmt | | For | | N/A | | N/A |
7.3 | | Reelect Carlos Alberto da Veiga Sicupira as Director | | Mgmt | | For | | N/A | | N/A |
7.4 | | Reelect Jorge Paulo Lemann as Director | | Mgmt | | For | | N/A | | N/A |
7.5 | | Reelect Roberto Moses Thompson Motta as Director | | Mgmt | | For | | N/A | | N/A |
7.6 | | Reelect Marcel Herrman Telles as Director | | Mgmt | | For | | N/A | | N/A |
7.7 | | Reelect Jean-Luc Dehaene as Independent Director | | Mgmt | | For | | N/A | | N/A |
7.8 | | Reelect Mark Winkelman as Independent Director | | Mgmt | | For | | N/A | | N/A |
8 | | Approve PwC as Statutory Auditor and Approve Auditor’s Remuneration | | Mgmt | | For | | N/A | | N/A |
9.1 | | Approve Remuneration Report | | Mgmt | | For | | N/A | | N/A |
9.2 | | Approve Stock Option Grants and Share Grants | | Mgmt | | For | | N/A | | N/A |
10.1 | | Approve Change-of-Control Provision Re: Updated EMTN Program | | Mgmt | | For | | N/A | | N/A |
10.2 | | Approve Change-of-Control Provision Re: US Dollar Notes | | Mgmt | | For | | N/A | | N/A |
10.3 | | Approve Change-of-Control Provision Re: Senior Facilities Agreement | | Mgmt | | For | | N/A | | N/A |
10.4 | | Approve Change-of-Control Provision Re: Term Facilities Agreement | | Mgmt | | For | | N/A | | N/A |
Powers | | | | | | | | | | |
1 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Mgmt | | For | | N/A | | N/A |
Autonomy Corporation plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0118271 | | 03/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | Against | | Against |
3 | | Elect Robert Webb as Director | | Mgmt | | For | | For | | For |
4 | | Re-elect Sushovan Hussain as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Michael Lynch as Director | | Mgmt | | For | | For | | For |
6 | | Re-elect John McMonigall as Director | | Mgmt | | For | | Against | | Against |
7 | | Re-elect Richard Perle as Director | | Mgmt | | For | | Against | | Against |
8 | | Re-elect Barry Ariko as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
9 | | Reappoint Deloitte LLP as Auditors of the Company | | Mgmt | | For | | For | | For |
10 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise 24,087,628 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
14 | | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
Bayer AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5069211 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Germany | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 | | Mgmt | | For | | For | | For |
2 | | Approve Discharge of Management Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
3 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
4 | | Approve Remuneration System for Management Board Members | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Creation of EUR 211.7 Million Pool of Capital without Preemptive Rights | | Mgmt | | For | | For | | For |
7 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
9 | | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
10 | | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | | Mgmt | | For | | For | | For |
BG Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0876289 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
4 | | Elect Mark Seligman as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Peter Backhouse as Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Lord Sharman as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Philippe Varin as Director | | Mgmt | | For | | For | | For |
8 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
9 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
11 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
12 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
13 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
14 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
15 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
Boc Hong Kong (Holdings) Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6536112 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Hong Kong | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Dividends of HK$0.57 Per Share for the year ended Dec. 31, 2009 | | Mgmt | | For | | For | | For |
3.1 | | Reelect Li Lihui as Director | | Mgmt | | For | | For | | For |
3.2 | | Reelect Zhang Yanling as Director | | Mgmt | | For | | For | | For |
3.3 | | Reelect Gao Yingxin as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Reelect Tung Chee Chen Director | | Mgmt | | For | | For | | For |
4 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
6 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
7 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
BT Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 3091357 | | 07/15/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Approve Final Dividend of 1.1 Pence Per Ordinary Share | | Mgmt | | For | | For | | For |
4 | | Re-elect Clayton Brendish as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Phil Hodkinson as Director | | Mgmt | | For | | For | | For |
6 | | Elect Tony Chanmugam as Director | | Mgmt | | For | | For | | For |
7 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | Mgmt | | For | | For | | For |
8 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
9 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise 774,000,000 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Amend Articles of Association by Deleting the Provisions of the Company’s Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days’ Notice | | Mgmt | | For | | For | | For |
14 | | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | | Mgmt | | For | | For | | For |
Centamin Egypt Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6183529 | | 11/27/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Australia | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.0 | | Accept the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | | Mgmt | | For | | For | | For |
2.0 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | Mgmt | | For | | Against | | Against |
3.1 | | Elect Colin Cowden as a Director | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Thomas Elder as a Director | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Herbert Stuart Bottomley as a Director | | Mgmt | | For | | For | | For |
4.0 | | Approve the Company’s Employee Option Plan 2009 | | Mgmt | | For | | Against | | Against |
5.0 | | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$300,000 to A$400,000 per Annum | | Mgmt | | For | | For | | For |
6.1 | | Ratify the Past Issuance of 106.15 Million Shares at an Issue Price of C$0.65 Each to Clients of Thomas Weisel Partners Canada Inc and Cormark Securities Inc Made on Feb. 10, 2009 in Connection with a Bought Deal Offering in Canada by the Company | | Mgmt | | For | | For | | For |
6.2 | | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Thomas Weisel Partners Canada Inc Made on Feb. 10, 2009 | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Cormark Securities Inc Made on Feb. 10, 2009 | | Mgmt | | For | | For | | For |
6.4 | | Ratify the Past Issuance of 1.63 Million Options at an Exercise Price of A$1.20 Each to Macquarie Bank Ltd Made on April 15, 2009 in Connection with the Procurement of a Corporate Loan Facility by the Company | | Mgmt | | For | | For | | For |
| | | | | |
6.5 | | Ratify the Past Issuance of 19 Million Shares at an Issue Price of C$1.56 Each to Clients of Thomas Weisel Partners Canada Inc Made on July 16, 2009 | | Mgmt | | For | | For | | For |
| | | | | |
6.6 | | Ratify the Past Issuance of 788,437 Broker Warrants at an Exercise Price of C$1.56 Each to Thomas Weisel Partners Canada Inc Made on July 16, 2009 | | Mgmt | | For | | For | | For |
| | | | | |
6.7 | | Ratify the Past Issuance of 161,5653 Broker Warrants at an Exercise Price of C$1.52 Each to Thomas Weisel Partners Canada Inc Made on Aug. 26, 2009 | | Mgmt | | For | | For | | For |
| | | | | |
6.8 | | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Investec Bank Plc as Payment of Provision of Professional Services inRelation to the Company’s Move from the AIM to the Main Board of the London Stock Exchange | | Mgmt | | For | | For | | For |
| | | | | |
6.9 | | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Ambrian Partners Ltd as Payment of Provision of Professional Services in Relation to the Company’s Move from the AIM to the Main Board of the London Stock Exchange | | Mgmt | | For | | For | | For |
| | | | | |
7.0 | | Amend the Company’s Constitution to Include Pre-Emption Rights for Shareholders for New Issues of Securities | | Mgmt | | For | | For | | For |
| | | | | |
8.0 | | Approve the Issuance of Up to 101.65 Million Shares Without Pre-Emption Rights | | Mgmt | | For | | For | | For |
Dana Petroleum plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 3325205 | | 06/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Re-elect Colin Goodall as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Re-elect David Rawlinson as Director | | Mgmt | | For | | For | | For |
4 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
5 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
6 | | Authorise Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
7 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
8 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
11 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
DBS Group Holdings Ltd.
(Formerly Development Bank of Singapore)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6175203 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Singapore | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Authorize Share Repurchase Program | | Mgmt | | For | | For | | For |
DBS Group Holdings Ltd.
(Formerly Development Bank of Singapore)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6175203 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Singapore | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declare Final Dividend of SGD 0.14 Per Ordinary Share | | Mgmt | | For | | For | | For |
3.1 | | Approve Directors’ Fees of SGD 1.6 Million for 2009 (2008: SGD 1.5 Million) | | Mgmt | | For | | For | | For |
3.2 | | Approve Special Remuneration of SGD 4.5 Million for Koh Boon Hwee for 2009 (2008: 2 Million) | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
5.1 | | Reelect Ang Kong Hua as Director | | Mgmt | | For | | For | | For |
5.2 | | Reelect John Alan Ross as Director | | Mgmt | | For | | For | | For |
5.3 | | Reelect Kwa Chong Seng as Director | | Mgmt | | For | | For | | For |
6.1 | | Reelect Ambat Ravi Shankar Menon as Director | | Mgmt | | For | | For | | For |
6.2 | | Reelect Piyush Gupta as Director | | Mgmt | | For | | For | | For |
| | | | | |
6.3 | | Reelect Peter Seah Lim Huat as Director | | Mgmt | | For | | For | | For |
7 | | Reelect Andrew Robert Fowell Buxton as Director | | Mgmt | | For | | For | | For |
8.1 | | Approve Issuance of Shares and/or Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | Mgmt | | For | | For | | For |
8.3 | | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | | Mgmt | | For | | For | | For |
De La Rue plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B3DGH82 | | 07/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Approve Final Dividend of 27.4 Pence Per Ordinary Share | | Mgmt | | For | | For | | For |
4 | | Elect James Hussey as Director | | Mgmt | | For | | For | | For |
5 | | Elect Simon Webb as Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Gill Rider as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Warren East as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Nicholas Brookes as Director | | Mgmt | | For | | For | | For |
9 | | Reappoint KPMG Audit Plc as Auditors of the Company | | Mgmt | | For | | For | | For |
10 | | Authorise Board to Determine Remuneration of Auditors | | Mgmt | | For | | For | | For |
11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,668,431 | | Mgmt | | For | | For | | For |
12 | | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,200,264 | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise 9,807,598 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
14 | | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 50,000 | | Mgmt | | For | | For | | For |
Deutsche Boerse AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 7021963 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Germany | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
4 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Remuneration System for Management Board Members | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Approve EUR 27.8 Million Capital Increase without Preemptive Rights | | Mgmt | | For | | For | | For |
7 | | Approve Creation of EUR 19.5 Million Pool of Capital with Preemptive Rights | | Mgmt | | For | | For | | For |
8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | | Mgmt | | For | | For | | For |
9 | | Approve Affiliation Agreement with Clearstream Banking AG | | Mgmt | | For | | For | | For |
10.1 | | Amend Articles Re: Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
10.2 | | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratify KPMG AG as Auditors for Fiscal 2010 | | Mgmt | | For | | For | | For |
Deutsche Telekom AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5842359 | | 05/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Germany | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Allocation of Income and Dividends of EUR 0.78 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
4 | | Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve Remuneration System for Management Board Members | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 | | Mgmt | | For | | For | | For |
8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
9 | | Elect Wulf Bernotat to the Supervisory Board | | Mgmt | | For | | For | | For |
10 | | Elect Ulrich Middelmann to the Supervisory Board | | Mgmt | | For | | For | | For |
11 | | Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH | | Mgmt | | For | | For | | For |
12 | | Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH | | Mgmt | | For | | For | | For |
13 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Remuneration of Supervisory Board | | Mgmt | | For | | For | | For |
15 | | Amend Corporate Purpose | | Mgmt | | For | | For | | For |
16 | | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
18 | | Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
Deutsche Telekom AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5842359 | | 11/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Germany | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Spin-Off and Takeover Agreement Concluded on September 3, 2009 with T-Mobile Deutschland GmbH | | Mgmt | | For | | For | | For |
Disco Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6270948 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | Mgmt | | For | | For | | For |
2 | | Approve Annual Bonus Payment to Directors | | Mgmt | | For | | For | | For |
3 | | Approve Stock Option Plan | | Mgmt | | For | | For | | For |
East Japan Railway Co
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6298542 | | 06/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 55 | | Mgmt | | For | | For | | For |
2 | | Amend Articles to Indemnify Directors and Statutory Auditors | | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Elect Director Mutsutake Otsuka | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Yoshio Ishida | | Mgmt | | For | | For | | For |
3.3 | | Elect Director Satoshi Seino | | Mgmt | | For | | For | | For |
3.4 | | Elect Director Tetsuro Tomita | | Mgmt | | For | | For | | For |
3.5 | | Elect Director Masaki Ogata | | Mgmt | | For | | For | | For |
3.6 | | Elect Director Yoshiaki Arai | | Mgmt | | For | | For | | For |
3.7 | | Elect Director Tsugio Sekiji | | Mgmt | | For | | For | | For |
3.8 | | Elect Director Yoichi Minami | | Mgmt | | For | | For | | For |
3.9 | | Elect Director Toru Owada | | Mgmt | | For | | For | | For |
3.10 | | Elect Director Yuji Fukasawa | | Mgmt | | For | | For | | For |
3.11 | | Elect Director Yasuo Hayashi | | Mgmt | | For | | For | | For |
3.12 | | Elect Director Shigeru Tanabe | | Mgmt | | For | | For | | For |
3.13 | | Elect Director Shinichiro Kamada | | Mgmt | | For | | For | | For |
| | | | | |
3.14 | | Elect Director Yoshitaka Taura | | Mgmt | | For | | For | | For |
3.15 | | Elect Director Naomichi Yagishita | | Mgmt | | For | | For | | For |
| | | | | |
3.16 | | Elect Director Naoto Miyashita | | Mgmt | | For | | For | | For |
3.17 | | Elect Director Yuji Morimoto | | Mgmt | | For | | For | | For |
3.18 | | Elect Director Osamu Kawanobe | | Mgmt | | For | | For | | For |
| | | | | |
3.19 | | Elect Director Toshiro Ichinose | | Mgmt | | For | | For | | For |
3.20 | | Elect Director Masayuki Satomi | | Mgmt | | For | | For | | For |
| | | | | |
3.21 | | Elect Director Kimio Shimizu | | Mgmt | | For | | For | | For |
3.22 | | Elect Director Tsukasa Haraguchi | | Mgmt | | For | | For | | For |
| | | | | |
3.23 | | Elect Director Tadami Tsuchiya | | Mgmt | | For | | For | | For |
3.24 | | Elect Director Yasuyoshi Umehara | | Mgmt | | For | | For | | For |
3.25 | | Elect Director Takeshi Sasaki | | Mgmt | | For | | For | | For |
3.26 | | Elect Director Tomokazu Hamaguchi | | Mgmt | | For | | For | | For |
4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | Mgmt | | For | | For | | For |
5 | | Amend Articles to Require Disclosure of Individual Director Compensation Levels | | Mgmt | | For | | For | | For |
6 | | Amend Articles to Require Reporting to Shareholders of Advisor Appointments and Pay | | Mgmt | | For | | Against | | Against |
7.1 | | Remove Director Mutsutake Otsuka from Office | | Mgmt | | For | | Against | | Against |
7.2 | | Remove Director Satoshi Seino from Office | | Mgmt | | For | | Against | | Against |
7.3 | | Remove Director Masaki Ogata from Office | | Mgmt | | For | | Against | | Against |
7.4 | | Remove Director Toru Owada from Office | | Mgmt | | For | | Against | | Against |
7.5 | | Remove Director Yuji Fukasawa from Office | | Mgmt | | For | | Against | | Against |
7.6 | | Remove Director Yasuo Hayashi from Office | | Mgmt | | For | | Against | | Against |
7.7 | | Remove Director Yuji Morimoto from Office | | Mgmt | | For | | Against | | Against |
8.1 | | Appoint Shareholder Nominee Hisayoshi Serizawa to the Board | | ShrHldr | | Against | | Against | | For |
| | | | | |
8.2 | | Appoint Shareholder Nominee Fusao Shimoyama to the Board | | ShrHldr | | Against | | Against | | For |
| | | | | |
8.3 | | Appoint Shareholder Nominee Makoto Sataka to the Board | | ShrHldr | | Against | | Against | | For |
8.4 | | Appoint Shareholder Nominee Hisakatsu Nihei to the Board | | ShrHldr | | Against | | Against | | For |
8.5 | | Appoint Shareholder Nominee Yoshinori Takahashi to the Board | | ShrHldr | | Against | | Against | | For |
| | | | | |
9 | | Cut Board Compensation by 20 Percent | | Mgmt | | For | | Against | | Against |
10 | | Approve Alternate Income Allocation to Establish Reserve for Reemployment of Former JNR Employees | | Mgmt | | For | | Against | | Against |
11 | | Approve Alternate Income Allocation to Establish Reserve for Retention of Local Rail Lines | | Mgmt | | For | | Against | | Against |
12 | | Approve Alternate Income Allocation to Establish “Reserve for Safety Personnel” to Reduce Suicides | | Mgmt | | For | | Against | | Against |
Fresenius SE
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 4568946 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Germany | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Allocation of Income and Dividends of EUR 0.75 per Ordinary Share snd EUR 0.76 per Preferred Share | | Mgmt | | For | | For | | For |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
4 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Remuneration System for Management Board Members | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify KPMG AG as Auditors for Fiscal 2010 | | Mgmt | | For | | For | | For |
7 | | Change of Corporate Form to KGaA (Kommanditgesellschaft auf Aktien) | | Mgmt | | For | | For | | For |
8.1 | | Elect Roland Berger to the Supervisory Board | | Mgmt | | For | | For | | For |
8.2 | | Elect Gerd Krick to the Supervisory Board | | Mgmt | | For | | For | | For |
8.3 | | Elect Klaus-Peter Mueller to the Supervisory Board | | Mgmt | | For | | For | | For |
8.4 | | Elect Gerhard Rupprecht to the Supervisory Board | | Mgmt | | For | | For | | For |
8.5 | | Elect Michael Albrecht to the Supervisory Board | | Mgmt | | For | | For | | For |
8.6 | | Elect Gerhard Roggemann to the Supervisory Board | | Mgmt | | For | | For | | For |
Fujitsu Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6356945 | | 06/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Michiyoshi Mazuka | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Hiroshi Oura | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Haruo Ito | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Masami Yamamoto | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Kazuo Ishida | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Masami Fujita | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Kazuhiko Kato | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Masahiro Koezuka | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Yoko Ishikura | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Ryosei Kokubun | | Mgmt | | For | | For | | For |
2 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | Mgmt | | For | | Against | | Against |
Grifols SA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B01SPF2 | | 06/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Spain | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Individual Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2009; Approve Allocation of Income | | Mgmt | | For | | For | | For |
2 | | Approve Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2009 | | Mgmt | | For | | For | | For |
3 | | Approve Discharge of Directors | | Mgmt | | For | | For | | For |
4 | | Reelect External Auditors for the Individual Accounts | | Mgmt | | For | | For | | For |
5 | | Reelect External Auditors for the Consolidated Accounts | | Mgmt | | For | | For | | For |
6.1 | | Re-elect Tomas Daga Gelabert as Director | | Mgmt | | For | | Against | | Against |
6.2 | | Re-elect Edgar Dalzell Jannotta as Director | | Mgmt | | For | | For | | For |
6.3 | | Re-elect Anna Veiga Lluch as Director | | Mgmt | | For | | For | | For |
7 | | Approve Remuneration of Directors | | Mgmt | | For | | For | | For |
8 | | Authorize Share Repurchase | | Mgmt | | For | | For | | For |
9 | | Authorize Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | For | | For |
Heineken NV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 7792559 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
1.2 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
1.3 | | Approve Allocation of Income and Dividends of EUR 0.65 per Share | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
1.5 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
2 | | Approve Acquisition of Beer Operations of FEMSA Via an All Share Transaction | | Mgmt | | For | | For | | For |
3.1 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
3.2 | | Authorize Board to Issue Shares to FEMSA | | Mgmt | | For | | For | | For |
3.3 | | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital | | Mgmt | | For | | For | | For |
3.4 | | Authorize Board to Exclude Preemptive Rights from Issuance under Items 3b and 3c | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5.1 | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | Mgmt | | For | | Against | | Against |
| | | | | |
5.2 | | Amend Restricted Stock Plan | | Mgmt | | For | | Against | | Against |
6.1 | | Elect J.A. Fernández Carbajal to Supervisory Board | | Mgmt | | For | | For | | For |
6.2 | | Elect J.G. Astaburuaga Sanjines to Supervisory Board | | Mgmt | | For | | For | | For |
6.3 | | Reelect C.J.A. van Lede to Supervisory Board | | Mgmt | | For | | For | | For |
6.4 | | Reelect J.M. de Jong to Supervisory Board | | Mgmt | | For | | For | | For |
6.5 | | Reelect A.M. Fentener van Vlissingen to Supervisory Board | | Mgmt | | For | | For | | For |
Hitachi Metals Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6429201 | | 06/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Nobuo Mochida | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Hiroyuki Fujii | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Junzo Kawakami | | Mgmt | | For | | Against | | Against |
1.4 | | Elect Director Yasutoshi Noguchi | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Toyoaki Nakamura | | Mgmt | | For | | Against | | Against |
| | | | | |
1.6 | | Elect Director Hiromi Yoshioka | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Kimio Hanamura | | Mgmt | | For | | For | | For |
Imperial Tobacco Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0454492 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Approve Final Dividend of 52 Pence Per Ordinary Share | | Mgmt | | For | | For | | For |
4 | | Re-elect Dr Ken Burnett as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Jean-Dominique Comolli as Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Robert Dyrbus as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Charles Knott as Director | | Mgmt | | For | | For | | For |
8 | | Re-elect Iain Napier as Director | | Mgmt | | For | | For | | For |
9 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | Mgmt | | For | | For | | For |
10 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
11 | | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Authorise 106,794,000 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days’ Notice | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
Industrial and Commercial Bank
of China Limited
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B1G1QD8 | | 04/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Hong Kong | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Wang Lili as Executive Director | | Mgmt | | For | | For | | For |
2 | | Approve 2010 Fixed Assets Investment Budget | | Mgmt | | For | | For | | For |
Industrial and Commercial Bank
of China Limited
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B1G1QD8 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Hong Kong | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve 2009 Work Report of the Board of Directors | | Mgmt | | For | | For | | For |
2 | | Approve 2009 Work Report of the Board of Supervisors | | Mgmt | | For | | For | | For |
3 | | Approve 2009 Audited Accounts | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve 2009 Profit Distribution Plan | | Mgmt | | For | | For | | For |
5 | | Reappoint Ernst and Young and Ernst and Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million | | Mgmt | | For | | For | | For |
6 | | Approve Capital Management Plan for Years 2010 to 2012 | | Mgmt | | For | | For | | For |
7 | | Approve Issuance of H Shares and A Share Convertible Corporate Bonds (Convertible Bonds) | | Mgmt | | For | | For | | For |
8.1 | | Approve Type of Securities to be Issued in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Approve Issue Size in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.3 | | Approve Nominal Value and Issue Price in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.4 | | Approve Term in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.5 | | Approve Interest Rate in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.6 | | Approve Timing and Method of Interest Payment in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.7 | | Approve Conversion Period in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.8 | | Approve Method for Determining the Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.9 | | Approve Determination and Adjustment of CB Conversion Price in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
8.10 | | Approve Downward Adjustment to CB Conversion Price in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.11 | | Approve Terms of Redemption in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.12 | | Approve Terms of Sale Back in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.13 | | Approve Dividend Rights of the Year of Conversion in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.14 | | Approve Method of Issuance and Target Investors in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.15 | | Approve Subscription Arrangement for the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.16 | | Approve CB Holders and CB Holders’ Meetings in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.17 | | Approve Use of Proceeds in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.18 | | Approve Special Provisions in Relation to Supplementary Capital in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
| | | | | |
8.19 | | Approve Security in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.20 | | Approve Validity Period of the Resolution in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
8.21 | | Approve Matters Relating to Authorisation in Relation to the Issuance of the Convertible Bonds | | Mgmt | | For | | For | | For |
9 | | Approve Feasibility Analysis Report on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve Utilization Report on the Bank’s Use of Proceeds from the Previous Issuance of Securities by the Bank | | Mgmt | | For | | For | | For |
11 | | Approve the Revised Plan on Authorisation of the Shareholders’ General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 | | Mgmt | | For | | For | | For |
Julius Baer Gruppe AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B4R2R50 | | 04/08/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Allocation of Income and Dividends of CHF 0.40 per Share | | Mgmt | | For | | N/A | | N/A |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | N/A | | N/A |
4.1 | | Reelect Rolf Jetzer as Director | | Mgmt | | For | | N/A | | N/A |
4.2 | | Reelect Gareth Penny as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
4.3 | | Reelect Daniel Sauter as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
4.4 | | Elect Claire Giraut as Director | | Mgmt | | For | | N/A | | N/A |
5 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | N/A | | N/A |
6 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities, and Recent Company Listing | | Mgmt | | For | | N/A | | N/A |
K+S Aktiengesellschaft
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5761625 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Germany | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Allocation of Income and Dividends of EUR 0.20 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Remuneration System for Management Board Members | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Management Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
5 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect George Cardona to the Supervisory Board | | Mgmt | | For | | Against | | Against |
7 | | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | | Mgmt | | For | | For | | For |
8 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 19.1 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
9 | | Approve Creation of EUR 57.4 Million Pool of Capital without Preemptive Rights | | Mgmt | | For | | For | | For |
10 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
Keyence Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
6861 | | SEDOL 6490995 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | Mgmt | | For | | Against | | Against |
2.1 | | Elect Director Takemitsu Takizaki | | Mgmt | | For | | Against | | Against |
| | | | | |
2.2 | | Elect Director Michio Sasaki | | Mgmt | | For | | For | | For |
2.3 | | Elect Director Akira Kanzawa | | Mgmt | | For | | For | | For |
2.4 | | Elect Director Akinori Yamamoto | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Director Tsuyoshi Kimura | | Mgmt | | For | | For | | For |
2.6 | | Elect Director Yoshihiro Ueda | | Mgmt | | For | | For | | For |
2.7 | | Elect Director Yuji Ogishi | | Mgmt | | For | | For | | For |
3 | | Appoint Alternate Statutory Auditor Kensho Hashimoto | | Mgmt | | For | | For | | For |
Koninklijke Vopak NV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5809428 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Open Meeting | | Mgmt | | For | | N/A | | N/A |
2 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
3 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
4 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | For | | N/A | | N/A |
5 | | Approve Dividends of EUR 1.25 Per Share | | Mgmt | | For | | For | | For |
6 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | For | | N/A | | N/A |
| | | | | |
7 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
8 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
9 | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | Mgmt | | For | | Against | | Against |
| | | | | |
10 | | Elect F. Eulderink to Executive Board | | Mgmt | | For | | For | | For |
11 | | Reelect C.J. van den Driest to Supervisory Board | | Mgmt | | For | | For | | For |
12 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
13 | | Approve Publication of Annual Report and Financial Statements 2010 in English | | Mgmt | | For | | For | | For |
14.1 | | Approve 2:1 Stock Split | | Mgmt | | For | | For | | For |
14.2 | | Amend Articles Re: Abolishment of Appendix X of the General Rules for Euronext Amsterdam | | Mgmt | | For | | For | | For |
| | | | | |
14.3 | | Amend Articles Re: Changes in Legislation | | Mgmt | | For | | For | | For |
15 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
16 | | Allow Questions | | Mgmt | | For | | N/A | | N/A |
17 | | Close Meeting | | Mgmt | | For | | N/A | | N/A |
KPN NV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5956078 | | 04/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Open Meeting | | Mgmt | | For | | N/A | | N/A |
2 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
3 | | Discussion on Company’s Corporate Governance Structure | | Mgmt | | For | | N/A | | N/A |
| | | | | |
4 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
5 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | For | | N/A | | N/A |
6 | | Approve Dividends of EUR 0.69 Per Share | | Mgmt | | For | | For | | For |
7 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
8 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
9 | | Ratify PricewaterhouseCoopers Acountants N.V. as Auditors | | Mgmt | | For | | For | | For |
10 | | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Receive Announcement of Intention to Reappoint E. Blok and J.B.P. Coopmans to Management Board | | Mgmt | | For | | N/A | | N/A |
12 | | Announce Vacancies on Supervisory Board | | Mgmt | | For | | N/A | | N/A |
13 | | Receive Announcement Re: Changes in Composition in Supervisory Board Committees | | Mgmt | | For | | N/A | | N/A |
14 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
15 | | Approve Reduction in Share Capital by Cancellation of Shares | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Other Business and Close Meeting | | Mgmt | | For | | N/A | | N/A |
Kurita Water Industries Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6497963 | | 06/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 19 | | Mgmt | | For | | For | | For |
2 | | Appoint Alternate Statutory Auditor Yoshihiro tsuji | | Mgmt | | For | | For | | For |
Lihir Gold Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6518596 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Australia | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | Mgmt | | For | | For | | For |
2 | | Elect Peter Cassidy as a Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Mike Etheridge as a Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reappoint PricewaterhouseCoopers as the Company’s Auditor | | Mgmt | | For | | For | | For |
5 | | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | | Mgmt | | For | | For | | For |
6 | | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | | Mgmt | | For | | For | | For |
Lonza Group Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 7333378 | | 03/31/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | N/A | | N/A |
| | | | | |
2 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | N/A | | N/A |
3 | | Approve Remuneration Report | | Mgmt | | For | | N/A | | N/A |
4 | | Approve Allocation of Income and Dividends of CHF 1.75 per Share | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | N/A | | N/A |
6 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities, Group Auditors, Contributions in Kind | | Mgmt | | For | | N/A | | N/A |
7.1 | | Reelect Julia Higgins as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
7.2 | | Reelect Patrick Aebischer as Director | | Mgmt | | For | | N/A | | N/A |
7.3 | | Reelect Gerhard Mayr as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
7.4 | | Reelect Rolf Soiron as Director | | Mgmt | | For | | N/A | | N/A |
7.5 | | Reelect Richard Sykes as Director | | Mgmt | | For | | N/A | | N/A |
7.6 | | Reelect Peter Wilden as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
8 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | N/A | | N/A |
Mitsui & Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6597302 | | 06/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 11 | | Mgmt | | For | | For | | For |
2.1 | | Elect Director Shoei Utsuda | | Mgmt | | For | | For | | For |
2.2 | | Elect Director Masami Iijima | | Mgmt | | For | | For | | For |
2.3 | | Elect Director Ken Abe | | Mgmt | | For | | For | | For |
2.4 | | Elect Director Junichi Matsumoto | | Mgmt | | For | | For | | For |
2.5 | | Elect Director Seiichi Tanaka | | Mgmt | | For | | For | | For |
2.6 | | Elect Director Norinao Iio | | Mgmt | | For | | For | | For |
2.7 | | Elect Director Takao Omae | | Mgmt | | For | | For | | For |
2.8 | | Elect Director Masayoshi Komai | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Director Daisuke Saiga | | Mgmt | | For | | For | | For |
2.10 | | Elect Director Nobuko Matsubara | | Mgmt | | For | | For | | For |
| | | | | |
2.11 | | Elect Director Ikujiro Nonaka | | Mgmt | | For | | For | | For |
2.12 | | Elect Director Hiroshi Hirabayashi | | Mgmt | | For | | For | | For |
| | | | | |
2.13 | | Elect Director Toshiro Muto | | Mgmt | | For | | For | | For |
3 | | Appoint Statutory Auditor Naoto Nakamura | | Mgmt | | For | | For | | For |
Muenchener
Rueckversicherungs-
Gesellschaft AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5294121 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Germany | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
1.2 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Allocation of Income and Dividends of EUR 5.75 per Share | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
4 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approve Remuneration System for Management Board Members | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Benita Ferrero-Waldner to the Supervisory Board | | Mgmt | | For | | For | | For |
7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
8 | | Authorize Use of Financial Derivatives when Repurchasing Shares | | Mgmt | | For | | For | | For |
9 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
11 | | Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | Mgmt | | For | | For | | For |
Nidec Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6640682 | | 06/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Amend Articles to Indemnify Directors | | Mgmt | | For | | For | | For |
2.1 | | Elect Director Shigenobu Nagamori | | Mgmt | | For | | For | | For |
2.2 | | Elect Director Hiroshi Kobe | | Mgmt | | For | | For | | For |
2.3 | | Elect Director Kenji Sawamura | | Mgmt | | For | | For | | For |
2.4 | | Elect Director Juntarou Fujii | | Mgmt | | For | | For | | For |
2.5 | | Elect Director Yasuo Hamaguchi | | Mgmt | | For | | For | | For |
| | | | | |
2.6 | | Elect Director Tadaaki Hamada | | Mgmt | | For | | For | | For |
2.7 | | Elect Director Masuo Yoshimatsu | | Mgmt | | For | | For | | For |
2.8 | | Elect Director Tetsuo Inoue | | Mgmt | | For | | For | | For |
2.9 | | Elect Director Shozo Wakabayashi | | Mgmt | | For | | For | | For |
2.10 | | Elect Director Masakazu Iwakura | �� | Mgmt | | For | | For | | For |
| | | | | |
3.1 | | Appoint Statutory Auditor Chihiro Suematsu | | Mgmt | | For | | For | | For |
3.2 | | Appoint Statutory Auditor Kiichiro Kobayashi | | Mgmt | | For | | For | | For |
Niko Resources Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 2639554 | | 09/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Canada | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Fix Number of Directors at Six | | Mgmt | | For | | For | | For |
2 | | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol and Wendell W. Robinson as Directors | | Mgmt | | For | | Abstain | | Against |
3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Nomura Holdings Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6643108 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Junichi Ujiie | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Kenichi Watanabe | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Takumi Shibata | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Masanori Itatani | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Masanori Nishimatsu | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Haruo Tsuji | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Hajime Sawabe | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Tsuguoki Fujinuma | | Mgmt | | For | | Against | | Against |
| | | | | |
1.9 | | Elect Director Hideaki Kubori | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Masahiro Sakane | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Colin Marshall | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Clara Furse | | Mgmt | | For | | For | | For |
NTT DoCoMo Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6129277 | | 06/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 2600 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Articles to Amend Business Lines - Change Company Name | | Mgmt | | For | | For | | For |
3.1 | | Elect Director Ryuuji Yamada | | Mgmt | | For | | Against | | Against |
3.2 | | Elect Director Kiyoyuki Tsujimura | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Masatoshi Suzuki | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Hiroshi Matsui | | Mgmt | | For | | For | | For |
3.5 | | Elect Director Bunya Kumagai | | Mgmt | | For | | For | | For |
3.6 | | Elect Director Kazuto Tsubouchi | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Kaoru Katou | | Mgmt | | For | | For | | For |
3.8 | | Elect Director Mitsunobu Komori | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Akio Oshima | | Mgmt | | For | | For | | For |
3.10 | | Elect Director Fumio Iwasaki | | Mgmt | | For | | For | | For |
3.11 | | Elect Director Takashi Tanaka | | Mgmt | | For | | For | | For |
3.12 | | Elect Director Katsuhiro Nakamura | | Mgmt | | For | | For | | For |
| | | | | |
3.13 | | Elect Director Hiroshi Tsujigami | | Mgmt | | For | | For | | For |
Oil Search Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6657604 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | Australia | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve the Financial Statements of the Company, Together With the Directors’ and Auditors’ Reports, for the Year Ended Dec. 31, 2009 | | Mgmt | | For | | For | | For |
2 | | Elect Gerea Aopi as Director | | Mgmt | | For | | For | | For |
3 | | Elect Martin Kriewaldt as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect John Stitt as Director | | Mgmt | | For | | For | | For |
5 | | Appoint Auditors and Authorize Board to Fix Their Remuneration. Deloitte Touche Rohmatsu Retires in Accordance to the Companies Act and is Eligible for Re-appointment | | Mgmt | | For | | For | | For |
| | | | |
Special Business | | | | | | | | |
1 | | Approve the Issuance of Up To 350,000 Performance Rights to Peter Botten, Managing Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve the Issuance of Up To 75,000 Performance Rights to Gerea Aopi, Executive Director | | Mgmt | | For | | For | | For |
3 | | Approve the Issuance of 132,381 Restricted Shares by Way of a Mandatory Deferral of 50 Percent of the Short Term Incentive of Peter Botten, Managing Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve the Issuance to Gerea Aopi, Executive Director of 33,240 Restricted Shares Via the Mandatory Deferral of 50 Percent of the Executive Director’s Short Term Incentive and 100,000 by Way of Retention Award | | Mgmt | | For | | For | | For |
Petropavlovsk plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 3154454 | | 02/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Auth. Directors to Elect on Behalf of Company, that Exercise of Conversion Rights Attached to USD 330M 4 Percent Guaranteed Convertible Bonds Due 2015 be Settled in Full by Delivery of Ord. Shares in Exchange for Petropavlovsk 2010 Ltd Preference Shares | | Mgmt | | For | | For | | For |
Petropavlovsk plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 3154454 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | �� | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | Against | | Against |
3 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
4 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
5 | | Elect Charlie McVeigh as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Graham Birch as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Lord Guthrie as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Pavel Maslovskiy as Director | | Mgmt | | For | | For | | For |
9 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
11 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
12 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Petropavlovsk plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 3154454 | | 09/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Change of Company Name to Petropavlovsk plc | | Mgmt | | For | | For | | For |
Prudential plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0709954 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
Prudential plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0709954 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Re-elect Michael Garrett as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Bridget Macaskill as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Clark Manning as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Barry Stowe as Director | | Mgmt | | For | | For | | For |
7 | | Elect Nic Nicandrou as Director | | Mgmt | | For | | For | | For |
8 | | Elect Rob Devey as Director | | Mgmt | | For | | For | | For |
9 | | Reappoint KPMG Audit plc as Auditors | | Mgmt | | For | | For | | For |
10 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
11 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
12 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
13 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
14 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
15 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
16 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
17 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
Prudential plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0709954 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Establish Prudential Group plc as the New Ultimate Holding Company of the Prudential Group | | ShrHldr | | Against | | Against | | For |
| | | | | |
2 | | Authorise Issue of Equity with Pre-emptive Rights | | ShrHldr | | Against | | Against | | For |
3 | | Approve Performance Share Plan, Business Unit Performance Plans and M&G Executive Long Term Incentive Plan 2010 | | ShrHldr | | Against | | Against | | For |
| | | | | |
4 | | Approve UK Savings-Related Share Option Scheme, Irish SAYE Scheme, International Employees SAYE Scheme, International (Non-Employees) SAYE Scheme, Share Incentive Plan, Europe Share Participation Plan, Share Option Plan and Momentum Retention Plan | | ShrHldr | | Against | | Against | | For |
| | | | | |
5 | | Authorise Establishment of Additional Employee Share Schemes for the Benefit of Overseas Employees | | ShrHldr | | Against | | Against | | For |
Prudential plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0709954 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Court | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Scheme of Arrangement | | ShrHldr | | Against | | Against | | For |
Publicis Groupe SA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 4380429 | | 06/01/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | France | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 0.60 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Discharge of Management Board | | Mgmt | | For | | For | | For |
5 | | Approve Discharge of Supervisory Board | | Mgmt | | For | | For | | For |
6 | | Approve Transaction with a Related Party Re: Guarantee Agreement | | Mgmt | | For | | For | | For |
7 | | Approve Transaction with a Related Party Re: Guarantee Agreement | | Mgmt | | For | | For | | For |
8 | | Approve Transaction with a Related Party Re: Assistance Agreement | | Mgmt | | For | | For | | For |
9 | | Approve Transaction with a Related Party Re: Assistance Agreement | | Mgmt | | For | | For | | For |
10 | | Approve Transaction with BNP Paribas Re: Credit Agreement | | Mgmt | | For | | For | | For |
11 | | Approve Transaction with Societe Generale Re: Credit Agreement | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Transaction with BNP Paribas Re: Services Agreement | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reelect Sophie Dulac as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
14 | | Reelect Helene Ploix as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
15 | | Reelect Michel Cicurel as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
16 | | Reelect Amaury de Seze as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
17 | | Reelect Gerard Worms as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
18 | | Elect Marie-Claude Mayer as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
19 | | Elect Marie-Josee Kravis as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
20 | | Elect Veronique Morali as Supervisory Board Member | | Mgmt | | For | | Against | | Against |
21 | | Elect Gilles Rainaut as Alternate Auditor | | Mgmt | | For | | For | | For |
22 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | Against | | Against |
| | | | | |
23 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
24 | | Authorize up to 6 Percent of Issued Capital for Use in Stock Option Plan | | Mgmt | | For | | Against | | Against |
25 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
26 | | Approve Employee Indirect Stock Purchase Plan for International Employees | | Mgmt | | For | | For | | For |
27 | | Allow Management Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | | Mgmt | | For | | Against | | Against |
28 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Reckitt Benckiser Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B24CGK7 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
4 | | Re-elect Adrian Bellamy as Director | | Mgmt | | For | | Abstain | | Against |
5 | | Re-elect Peter Harf as Director | | Mgmt | | For | | Abstain | | Against |
6 | | Re-elect Colin Day as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Kenneth Hydon as Director | | Mgmt | | For | | For | | For |
8 | | Re-elect Judith Sprieser as Director | | Mgmt | | For | | For | | For |
9 | | Elect Richard Cousins as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Warren Tucker as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
12 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
13 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
14 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
15 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
16 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
17 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
REDECARD SA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B1Z8B68 | | 04/15/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | Brazil | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Allocation of Income and Dividends | | Mgmt | | For | | For | | For |
3 | | Elect Directors | | Mgmt | | For | | For | | For |
4 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | | Mgmt | | For | | For | | For |
5 | | Designate Newspapers to Publish Company Announcements | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Change Articles 16, 18, and 19 and Change the Wording of Articles 9, 29, 30, 32, 34 and 36 | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amend Stock Option Plan | | Mgmt | | For | | Against | | Against |
REDECARD SA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B1Z8B68 | | 6/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Brazil | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Directors | | Mgmt | | For | | For | | For |
Rio Tinto Ltd. (Formerly Cra Ltd.)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6220103 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Australia | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended December 31, 2009 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Remuneration Report for the Year Ended December 31, 2009 as Set Out in the 2009 Annual Report | | Mgmt | | For | | Against | | Against |
3 | | Elect Robert Brown as Director | | Mgmt | | For | | For | | For |
4 | | Elect Ann Godbehere as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Sam Walsh as Director | | Mgmt | | For | | For | | For |
6 | | Elect Guy Elliott as Director | | Mgmt | | For | | For | | For |
7 | | Elect Michael Fitzpatrick as Director | | Mgmt | | For | | For | | For |
8 | | Elect Lord Kerr as Director | | Mgmt | | For | | For | | For |
9 | | Re-Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto Plc and to Authorise the Audit Committee to Determine the Auditors’ Remuneration | | Mgmt | | For | | For | | For |
10 | | Approve Renewal of Off-Market and On-Market Share Buyback Authorities | | Mgmt | | For | | For | | For |
11 | | Approve Renewal of Authorities to Buy Back Shares Held by Rio Tinto Plc | | Mgmt | | For | | For | | For |
Rolls-Royce Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 3283648 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Re-elect Peter Byrom as Director | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-elect Peter Gregson as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Helen Alexander as Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Dr John McAdam as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Andrew Shilston as Director | | Mgmt | | For | | For | | For |
8 | | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | | Mgmt | | For | | For | | For |
9 | | Authorise Capitalisation of Reserves for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
10 | | Authorise EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
11 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
13 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
14 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
15 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
Rosneft Oil Company OJSC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B17KP48 | | 06/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Russia | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Annual Report | | Mgmt | | For | | For | | For |
2 | | Approve Financial Statements | | Mgmt | | For | | For | | For |
3 | | Approve Allocation of Income | | Mgmt | | For | | For | | For |
4 | | Approve Dividends of RUB 2.30 per Share | | Mgmt | | For | | For | | For |
5 | | Approve Remuneration of Directors | | Mgmt | | For | | For | | For |
6.1 | | Elect Vladimir Bogdanov as Director | | Mgmt | | For | | Against | | Against |
6.2 | | Elect Sergey Bogdanchikov as Director | | Mgmt | | For | | Against | | Against |
6.3 | | Elect Andrey Kostin as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
6.4 | | Elect Sergey Kudryashov as Director | | Mgmt | | For | | Against | | Against |
6.5 | | Elect Aleksandr Nekipelov as Director | | Mgmt | | For | | For | | For |
6.6 | | Elect Yury Petrov as Director | | Mgmt | | For | | Against | | Against |
6.7 | | Elect Andrey Reous as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
6.8 | | Elect Hans-Joerg Rudloff as Director | | Mgmt | | For | | For | | For |
6.9 | | Elect Igor Sechin as Director | | Mgmt | | For | | Against | | Against |
6.10 | | Elect Nikolay Tokarev as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
7.1 | | Elect Andrey Kobzev as Member of Audit Commission | | Mgmt | | For | | For | | For |
7.2 | | Elect Sergey Pakhomov as Member of Audit Commission | | Mgmt | | For | | For | | For |
7.3 | | Elect Konstantin Pesotskyas Member of Audit Commission | | Mgmt | | For | | For | | For |
7.4 | | Elect Tatiana Fisenko as Member of Audit Commission | | Mgmt | | For | | For | | For |
7.5 | | Elect Aleksandr Yugov as Member of Audit Commission | | Mgmt | | For | | For | | For |
8 | | Ratify ZAO Audit-Consulting Group RBS as Auditor | | Mgmt | | For | | For | | For |
9.1 | | Approve Related-Party Transaction with OOO RN-Yuganskneftegas Re: Production of Oil and Gas | | Mgmt | | For | | For | | For |
9.2 | | Approve Related-Party Transaction with OAO AK Transneft Re: Transportation of Crude Oil | | Mgmt | | For | | For | | For |
9.3 | | Approve Related-Party Transaction with OAO Russian Regional Development Bank Re: Deposit Agreements | | Mgmt | | For | | For | | For |
9.4 | | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | | Mgmt | | For | | For | | For |
9.5 | | Approve Related-Party Transaction with OAO Russian Regional Development Bank Re: Foreign Currency Exchange Agreements | | Mgmt | | For | | For | | For |
9.6 | | Approve Related-Party Transaction with OAO Bank VTB Re: Foreign Currency Exchange Agreements | | Mgmt | | For | | For | | For |
9.7 | | Approve Related-Party Transaction with OAO Russian Regional Development Bank Re: Credit Agreements | | Mgmt | | For | | For | | For |
9.8 | | Approve Related-Party Transaction with OAO Bank VTB Re: Credit Agreements | | Mgmt | | For | | For | | For |
Secom Co. Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6791591 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 85 | | Mgmt | | For | | For | | For |
2.1 | | Elect Director Makoto Iida | | Mgmt | | For | | For | | For |
2.2 | | Elect Director Juichi Toda | | Mgmt | | For | | For | | For |
2.3 | | Elect Director Shouhei Kimura | | Mgmt | | For | | For | | For |
2.4 | | Elect Director Kanemasa Haraguchi | | Mgmt | | For | | For | | For |
2.5 | | Elect Director Shuuji Maeda | | Mgmt | | For | | For | | For |
2.6 | | Elect Director Kouichi Satou | | Mgmt | | For | | For | | For |
2.7 | | Elect Director Fumio Obata | | Mgmt | | For | | For | | For |
2.8 | | Elect Director Katsuhisa Kuwahara | | Mgmt | | For | | For | | For |
2.9 | | Elect Director Yasuo Nakayama | | Mgmt | | For | | For | | For |
2.10 | | Elect Director Hiroshi Itou | | Mgmt | | For | | For | | For |
2.11 | | Elect Director Takayuki Itou | | Mgmt | | For | | For | | For |
Shin-Etsu Chemical Co. Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6804585 | | 06/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 50 | | Mgmt | | For | | For | | For |
2.1 | | Elect Director Chihiro Kanagawa | | Mgmt | | For | | For | | For |
2.2 | | Elect Director Shunzo Mori | | Mgmt | | For | | For | | For |
2.3 | | Elect Director Fumio Akiya | | Mgmt | | For | | For | | For |
2.4 | | Elect Director Kiichi Habata | | Mgmt | | For | | For | | For |
2.5 | | Elect Director Masashi Kaneko | | Mgmt | | For | | For | | For |
2.6 | | Elect Director Fumio Arai | | Mgmt | | For | | For | | For |
2.7 | | Elect Director Masahiko Todoroki | | Mgmt | | For | | For | | For |
2.8 | | Elect Director Toshiya Akimoto | | Mgmt | | For | | For | | For |
2.9 | | Elect Director Hiroshi Komiyama | | Mgmt | | For | | For | | For |
3 | | Appoint Statutory Auditor Yoshihito Kosaka | | Mgmt | | For | | For | | For |
4 | | Approve Stock Option Plan | | Mgmt | | For | | For | | For |
5 | | Approve Takeover Defense Plan (Poison Pill) | | Mgmt | | For | | Against | | Against |
Shire plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B2QKY05 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Elect David Stout as Director | | Mgmt | | For | | For | | For |
4 | | Elect William Burns as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reappoint Deloitte LLP as Auditors | | Mgmt | | For | | For | | For |
6 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
8 | | Amend the Portfolio Share Plan | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
10 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
Standard Chartered plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0408284 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
3 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
4 | | Re-elect Jamie Dundas as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Val Gooding as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Rudy Markham as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect John Peace as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-elect Peter Sands as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Paul Skinner as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Re-elect Oliver Stocken as Director | | Mgmt | | For | | For | | For |
11 | | Elect Jaspal Bindra as Director | | Mgmt | | For | | For | | For |
12 | | Elect Richard Delbridge as Director | | Mgmt | | For | | For | | For |
13 | | Elect Dr Han Seung-soo as Director | | Mgmt | | For | | For | | For |
14 | | Elect Simon Lowth as Director | | Mgmt | | For | | For | | For |
15 | | Elect Mike Rees as Director | | Mgmt | | For | | For | | For |
16 | | Reappoint KPMG Audit plc as Auditors | | Mgmt | | For | | For | | For |
17 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
18 | | Approve EU Political Donations and Expenditure | | Mgmt | | For | | For | | For |
19 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
20 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
21 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
22 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
23 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
24 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
25 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
26 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
28 | | Amend Restricted Share Scheme | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Approve Waiver on the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek | | Mgmt | | For | | For | | For |
30 | | Approve the Waiver in Respect of the Requirement to Enter into Fixed-term Written Agreements with Temasek | | Mgmt | | For | | For | | For |
31 | | Approve Future Ongoing Banking Transactions with Temasek | | Mgmt | | For | | For | | For |
Suez Environnement Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 7118047 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | France | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.30 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | Mgmt | | For | | For | | For |
5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 450,000 | | Mgmt | | For | | For | | For |
6 | | Ratify Appointment of Patrick Ouart as Director | | Mgmt | | For | | For | | For |
7 | | Elect Jerome Tolot as Director | | Mgmt | | For | | For | | For |
8 | | Elect Dirk Beeuwsaert as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Alain Chaigneau as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Guillaume Pepy as Director | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Gilles Benoist as Director | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Gerald Arbola as Director | | Mgmt | | For | | For | | For |
13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million | | Mgmt | | For | | For | | For |
16 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million | | Mgmt | | For | | For | | For |
17 | | Approve Issuance of Shares Up to EUR 220 Million for a Private Placement | | Mgmt | | For | | For | | For |
18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17 Above | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Mgmt | | For | | Against | | Against |
20 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | �� | Mgmt | | For | | For | | For |
21 | | Authorize Capitalization of Reserves of Up to EUR 220 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
22 | | Authorize Capital Increase of Up to EUR 220 Million for Future Exchange Offers | | Mgmt | | For | | For | | For |
23 | | Approve Issuance of Securities Convertible into Debt | | Mgmt | | For | | For | | For |
24 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
25 | | Approve Stock Purchase Plan Reserved for International Employees | | Mgmt | | For | | For | | For |
26 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | Mgmt | | For | | Against | | Against |
27 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Sun Hung Kai Properties Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6859927 | | 12/03/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Hong Kong | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
3.1 | | Reelect Chan Kwok-wai, Patrick as Director | | Mgmt | | For | | Against | | Against |
3.2 | | Reelect Yip Dicky Peter as Director | | Mgmt | | For | | Against | | Against |
3.3 | | Reelect Wong Yue-chim, Richard as Director | | Mgmt | | For | | For | | For |
3.4 | | Reelect Cheung Kin-tung, Marvin as Director | | Mgmt | | For | | For | | For |
3.5 | | Reelect Li Ka-cheung, Eric as Director | | Mgmt | | For | | For | | For |
3.6 | | Reelect Po-shing Woo as Director | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Reelect Kwan Cheuk-yin, William as Director | | Mgmt | | For | | For | | For |
3.8 | | Reelect Lo Chiu-chun, Clement as Director | | Mgmt | | For | | For | | For |
3.9 | | Reelect Kwok Ping-kwong, Thomas as Director | | Mgmt | | For | | For | | For |
4 | | Authorize Board to Fix Directors’ Fees | | Mgmt | | For | | For | | For |
5 | | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Mgmt | | For | | Against | | Against |
8 | | Authorize Reissuance of Repurchased Shares | | Mgmt | | For | | Against | | Against |
Syngenta AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 4356646 | | 04/20/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports, Including Remuneration Report | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | N/A | | N/A |
3 | | Approve Allocation of Income and Dividends of CHF 6.00 per Share | | Mgmt | | For | | N/A | | N/A |
| | | | | |
4.1 | | Approve Creation of CHF 945,999 Pool of Capital without Preemptive Rights | | Mgmt | | For | | N/A | | N/A |
4.2 | | Amend Articles Re: Share Certificates and Conversion of Shares due to New Swiss Federal Act on Intermediated Securities | | Mgmt | | For | | N/A | | N/A |
| | | | | |
4.3 | | Amend Articles Re: Editorial Changes and Transposition of Amendments to the Swiss Code of Obligations Concerning Group Auditors and Votes on Liquidation | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5.1 | | Reelect Michael Mack as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5.2 | | Reelect Jacques Vincent as Director | | Mgmt | | For | | N/A | | N/A |
6 | | Ratify Ernst & Young AG as Auditors | | Mgmt | | For | | N/A | | N/A |
Telenor ASA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 4732495 | | 05/19/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Norway | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Notice of Meeting and Agenda | | Mgmt | | For | | N/A | | N/A |
2 | | Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | N/A | | N/A |
3 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | | Mgmt | | For | | N/A | | N/A |
4 | | Approve Remuneration of Auditors | | Mgmt | | For | | N/A | | N/A |
5 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | N/A | | N/A |
6.1 | | Authorize Repurchase of up to 83 Million Shares and Reissuance of Repurchased Shares | | Mgmt | | For | | N/A | | N/A |
6.2 | | Authorize Repurchase of up to 3 Million Shares and Reissuance of Repurchased Shares in Connection with Incentive Programs | | Mgmt | | For | | N/A | | N/A |
7 | | Approve Remuneration of Corporate Assembly and Nominating Committee | | Mgmt | | For | | N/A | | N/A |
The Capita Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B23K0M2 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
4 | | Re-elect Paul Pindar as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Simon Pilling as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Bill Grimsey as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reappoint Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
8 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
9 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
12 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
13 | | Approve the SAYE Plan | | Mgmt | | For | | For | | For |
14 | | Approve the 2010 Deferred Annual Bonus Plan | | Mgmt | | For | | For | | For |
Total SA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B15C557 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | France | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | Mgmt | | For | | For | | For |
5 | | Approve Transaction with Christophe de Margerie Re: Severance Payment | | Mgmt | | For | | Against | | Against |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Thierry Desmarest as Director | | Mgmt | | For | | For | | For |
8 | | Reelect Thierry de Rudder as Director | | Mgmt | | For | | Against | | Against |
9 | | Elect Gunnar Brock as Director | | Mgmt | | For | | For | | For |
10 | | Elect Claude Clement as Representative of Employee Shareholders to the Board | | Mgmt | | For | | For | | For |
11 | | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Against | | For |
12 | | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | Against | | For |
13 | | Reelect Ernst & Young Audit as Auditor | | Mgmt | | For | | For | | For |
14 | | Reelect KPMG Audit as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Ratify Auditex as Alternate Auditor | | Mgmt | | For | | For | | For |
16 | | Ratify KPMG Audit I.S. as Alternate Auditor | | Mgmt | | For | | For | | For |
17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | | Mgmt | | For | | For | | For |
18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | | Mgmt | | For | | For | | For |
19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | Mgmt | | For | | For | | For |
20 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
21 | | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | | Mgmt | | For | | For | | For |
22 | | Amend Article 9 of Bylaws Re: Mutual Fund | | Mgmt | | Against | | Against | | For |
TUI Travel plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B1Z7RQ7 | | 02/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | Against | | Against |
3 | | Approve Final Dividend of 7.7 Pence Per Ordinary Share | | Mgmt | | For | | For | | For |
4 | | Re-elect Dr Michael Frenzel as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Tony Campbell as Director | | Mgmt | | For | | Against | | Against |
6 | | Re-elect Clare Chapman as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Rainer Feuerhake as Director | | Mgmt | | For | | For | | For |
8 | | Re-elect Johan Lundgren as Director | | Mgmt | | For | | For | | For |
9 | | Elect Horst Baier as Director | | Mgmt | | For | | Against | | Against |
10 | | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 37,267,022.30 and an Additional Amount Pursuant to a Rights Issue of up to GBP 37,267,022.30 | | Mgmt | | For | | For | | For |
12 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,590,053.30 | | Mgmt | | For | | For | | For |
13 | | Authorise 111,801,067 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve That a General Meeting, Other Than an Annual General Meeting, May be Called on Not Less Than 14 Clear Days’ Notice | | Mgmt | | For | | For | | For |
Tullow Oil plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 0150080 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
3 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
4 | | Re-elect Aidan Heavey as Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Angus McCoss as Director | | Mgmt | | For | | For | | For |
6 | | Re-elect David Williams as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Pat Plunkett as Director | | Mgmt | | For | | Abstain | | Against |
| | | | | |
8 | | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | | Mgmt | | For | | For | | For |
9 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
12 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
13 | | Approve the 2010 Share Option Plan | | Mgmt | | For | | For | | For |
UBS AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B18YFJ4 | | 04/14/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | N/A | | N/A |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Treatment of Net Loss | | Mgmt | | For | | N/A | | N/A |
3.1 | | Approve Discharge of Board and Senior Management for Fiscal 2009 | | Mgmt | | For | | N/A | | N/A |
3.2 | | Approve Discharge of Board and Senior Management for Fiscal 2008 | | Mgmt | | For | | N/A | | N/A |
3.3 | | Approve Discharge of Board and Senior Management for Fiscal 2007 | | Mgmt | | For | | N/A | | N/A |
4 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | Mgmt | | For | | N/A | | N/A |
5.1 | | Reelect Kaspar Villiger as Director | | Mgmt | | For | | N/A | | N/A |
5.2 | | Reelect Sally Bott as Director | | Mgmt | | For | | N/A | | N/A |
5.3 | | Reelect Michel Demare as Director | | Mgmt | | For | | N/A | | N/A |
5.4 | | Reelect Rainer-Marc Frey as Director | | Mgmt | | For | | N/A | | N/A |
5.5 | | Reelect Bruno Gehrig as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5.6 | | Reelect Ann Godbehere as Director | | Mgmt | | For | | N/A | | N/A |
5.7 | | Reelect Axel Lehmann as Director | | Mgmt | | For | | N/A | | N/A |
5.8 | | Reelect Helmut Panke as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5.9 | | Reelect William Parrett as Director | | Mgmt | | For | | N/A | | N/A |
5.10 | | Reelect David Sidwell as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5.11 | | Elect Wolfgang Mayrhuber as Director | | Mgmt | | For | | N/A | | N/A |
6 | | Ratify Ernst & Young AG as Auditors | | Mgmt | | For | | N/A | | N/A |
7 | | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | | Mgmt | | For | | N/A | | N/A |
Uni-Charm Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 6911485 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Amend Articles to Expand Board Eligibility | | Mgmt | | For | | For | | For |
2 | | Approve Merger with Unicharm PetCare Corp. | | Mgmt | | For | | For | | For |
3.1 | | Elect Director Keiichiro Takahara | | Mgmt | | For | | For | | For |
| | | | | |
3.2 | | Elect Director Takahisa Takahara | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Kennosuke Nakano | | Mgmt | | For | | For | | For |
| | | | | |
3.4 | | Elect Director Eiji Ishikawa | | Mgmt | | For | | For | | For |
3.5 | | Elect Director Shinji Mori | | Mgmt | | For | | For | | For |
3.6 | | Elect Director Masakatsu Takai | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Takaaki Okabe | | Mgmt | | For | | For | | For |
3.8 | | Elect Director Gumpei Futagami | | Mgmt | | For | | For | | For |
| | | | | |
3.9 | | Elect Director Yoshiro Ando | | Mgmt | | For | | For | | For |
4 | | Appoint Statutory Auditor Kimisuke Fujimoto | | Mgmt | | For | | Against | | Against |
5 | | Approve Stock Option Plan | | Mgmt | | For | | For | | For |
Unilever NV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B12T3J1 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive Report of Management Board (Non-Voting) | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Financial Statements and Allocation of Income | | Mgmt | | For | | For | | For |
3 | | Approve Discharge of Executive Directors | | Mgmt | | For | | For | | For |
4 | | Approve Discharge of Non-Executive Directors | | Mgmt | | For | | For | | For |
5 | | Reelect P.G.J.M. Polman to Executive Board | | Mgmt | | For | | For | | For |
6 | | Elect R.J-M.S. Huet to Executive Board | | Mgmt | | For | | For | | For |
7 | | Reelect L.O. Fresco as Non-Executive Director | | Mgmt | | For | | For | | For |
8 | | Reelect A.M. Fudge as Non-Executive Director | | Mgmt | | For | | For | | For |
9 | | Reelect C.E. Golden as Non-Executive Director | | Mgmt | | For | | For | | For |
10 | | Reelect B.E. Grote as Non-Executive Director | | Mgmt | | For | | For | | For |
11 | | Reelect H. Nyasulu as Non-Executive Director | | Mgmt | | For | | For | | For |
12 | | Reelect K.J. Storm as Non-Executive Director | | Mgmt | | For | | For | | For |
13 | | Reelect M. Treschow as Non-Executive Director | | Mgmt | | For | | For | | For |
14 | | Reelect J. van der Veer as Non-Executive Director | | Mgmt | | For | | For | | For |
15 | | Elect P. Walsh as Non-Executive Director | | Mgmt | | For | | For | | For |
16 | | Elect M. Rifkind as Non-Executive Director | | Mgmt | | For | | For | | For |
17 | | Approve Management Co-Investment Plan | | Mgmt | | For | | For | | For |
18 | | Amend Performance Criteria of the Annual Bonus | | Mgmt | | For | | For | | For |
19 | | Amend Performance Criteria of the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
20 | | Approve Cancellation of 4 Percent Cumulative Preference Shares | | Mgmt | | For | | For | | For |
21 | | Authorize Repurchase of 6% Cumulative Preference Shares and 7% Cumulative Preference Shares | | Mgmt | | For | | For | | For |
22 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
23 | | Approve Authorization to Cancel Ordinary Shares | | Mgmt | | For | | For | | For |
24 | | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | Mgmt | | For | | For | | For |
25 | | Ratify PricewaterhouseCoopers as Auditors | | Mgmt | | For | | For | | For |
26 | | Allow Questions and Close Meeting | | Mgmt | | For | | N/A | | N/A |
Vinci
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B1XH026 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | France | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 1.62 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Authorize Payment of Dividends by Shares | | Mgmt | | For | | For | | For |
5 | | Reelect Dominique Ferrero as Director | | Mgmt | | For | | For | | For |
6 | | Reelect Xavier Huillard as Director | | Mgmt | | For | | Against | | Against |
7 | | Reelect Henri Saint Olive as Director | | Mgmt | | For | | For | | For |
8 | | Reelect Yves-Thibault de Silguy as Director | | Mgmt | | For | | For | | For |
9 | | Elect Qatari Diar Real Estate Investment Company as Director | | Mgmt | | For | | For | | For |
10 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000 | | Mgmt | | For | | For | | For |
11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve Transaction with Vinci Concessions Re: Participation in Aegean Motorway SA | | Mgmt | | For | | For | | For |
13 | | Approve Transaction with Vinci Concessions Re: Participation in Olympia Odos and Olympia Odos Operation | | Mgmt | | For | | For | | For |
14 | | Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway | | Mgmt | | For | | For | | For |
15 | | Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5 Highway Concession | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve Transaction with Vinci Concessions Re: Participation in ASF | | Mgmt | | For | | For | | For |
17 | | Approve Additional Pension Scheme Agreement for Xavier Huillard | | Mgmt | | For | | For | | For |
18 | | Approve Severance Payment Agreement for Xavier Huillard | | Mgmt | | For | | Against | | Against |
19 | | Approve Transaction with YTSeuropaconsultants Re: Consulting Services | | Mgmt | | For | | Against | | Against |
20 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
21 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | | Mgmt | | For | | For | | For |
22 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
23 | | Approve Stock Purchase Plan Reserved for International Employees | | Mgmt | | For | | For | | For |
24 | | Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Virgin Media Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VMED | | CUSIP B10QL56 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Charles L. Allen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Andrew J. Cole | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Gordon D. McCallum | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vodafone Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B16GWD5 | | 07/28/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Re-elect Sir John Bond as Director | | Mgmt | | For | | For | | For |
3 | | Re-elect John Buchanan as Director | | Mgmt | | For | | For | | For |
4 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Michel Combes as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Andy Halford as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Alan Jebson as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Samuel Jonah as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Nick Land as Director | | Mgmt | | For | | For | | For |
10 | | Re-elect Anne Lauvergeon as Director | | Mgmt | | For | | For | | For |
11 | | Re-elect Simon Murray as Director | | Mgmt | | For | | For | | For |
12 | | Elect Stephen Pusey as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Luc Vandevelde as Director | | Mgmt | | For | | For | | For |
14 | | Re-elect Anthony Watson as Director | | Mgmt | | For | | For | | For |
15 | | Re-elect Philip Yea as Director | | Mgmt | | For | | For | | For |
16 | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | Mgmt | | For | | For | | For |
17 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
18 | | Reappoint Deloitte LLP as Auditors of the Company | | Mgmt | | For | | For | | For |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | Mgmt | | For | | For | | For |
21 | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | Mgmt | | For | | For | | For |
Wolseley plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL B5ZN3P4 | | 11/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Re-elect John Whybrow as Director | | Mgmt | | For | | For | | For |
4 | | Re-elect Gareth Davis as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Frank Roach as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Nigel Stein as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Ian Meakins as Director | | Mgmt | | For | | For | | For |
8 | | Elect Alain Le Goff as Director | | Mgmt | | For | | For | | For |
9 | | Elect Michael Wareing as Director | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | Mgmt | | For | | For | | For |
11 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
12 | | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 125,000 | | Mgmt | | For | | For | | For |
13 | | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 9,461,312 and an Additional Amount Pursuant to a Rights Issue of up to GBP 18,922,625 After Deducting Any Securities Issued Under the General Authority | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,419,196 | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Authorise 28,300,000 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
16 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
17 | | Approve That General Meetings of the Company, Other Than an Annual General Meeting, May be Called on Not Less Than 14 Clear Days’ Notice | | Mgmt | | For | | For | | For |
Xstrata plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 3141100 | | 05/05/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Final Dividend | | Mgmt | | For | | N/A | | N/A |
3 | | Approve Remuneration Report | | Mgmt | | For | | N/A | | N/A |
4 | | Re-elect Mick Davis as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
5 | | Re-elect David Rough as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
6 | | Re-elect Sir Steve Robson as Director | | Mgmt | | For | | N/A | | N/A |
7 | | Re-elect Willy Strothotte as Director | | Mgmt | | For | | N/A | | N/A |
8 | | Elect Dr Con Fauconnier as Director | | Mgmt | | For | | N/A | | N/A |
9 | | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | | Mgmt | | For | | N/A | | N/A |
10 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | N/A | | N/A |
11 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | N/A | | N/A |
12 | | Authorise the Company to Call EGM with Not Less Than 20 Clear Days’ Notice | | Mgmt | | For | | N/A | | N/A |
13 | | Amend Articles of Association | | Mgmt | | For | | N/A | | N/A |
Yara International ASA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 7751259 | | 05/11/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Norway | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.50 per Share | | Mgmt | | For | | N/A | | N/A |
| | | | | |
3 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Mgmt | | For | | N/A | | N/A |
| | | | | |
4 | | Approve Remuneration of Auditors | | Mgmt | | For | | N/A | | N/A |
5 | | Reelect Oivind Lund (Chair), Elect Bernt Reitan, Elisabeth Harstad, and Leiv Nergaard as Directors; Elect Hilde Aasheim as New Director | | Mgmt | | For | | N/A | | N/A |
6 | | Approve Remuneration of Directors in the Amount of NOK 430,000 for Chairman, and NOK 247,000 for Other Directors; Approve Remuneration for Committee Work | | Mgmt | | For | | N/A | | N/A |
| | | | | |
7 | | Elect Bjorg Ven (Chair), Thorunn Bakke, and Olaug Svarva as Members of Nominating Committee | | Mgmt | | For | | N/A | | N/A |
8 | | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to General Meetings | | Mgmt | | For | | N/A | | N/A |
9 | | Authorize Repurchase of up to Five Percent of Share Capital and Reissuance of Repurchased Shares | | Mgmt | | For | | N/A | | N/A |
Zurich Financial Services AG
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | SEDOL 5983816 | | 03/30/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | N/A | | N/A |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | N/A | | N/A |
2 | | Approve Allocation of Income and Dividends of CHF 16 per Share | | Mgmt | | For | | N/A | | N/A |
| | | | | |
3 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | N/A | | N/A |
4 | | Approve CHF 183,640 Reduction in Share Capital | | Mgmt | | For | | N/A | | N/A |
5 | | Approve Creation of CHF 480,000 Pool of Capital without Preemptive Rights | | Mgmt | | For | | N/A | | N/A |
6 | | Approve Creation of CHF 235,617 Pool of Capital without Preemptive Rights for Employee Remuneration | | Mgmt | | For | | N/A | | N/A |
7 | | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | | Mgmt | | For | | N/A | | N/A |
8.1 | | Elect JosefAckermann as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
8.2 | | Reelect Susan Bies as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
8.3 | | Reelect Victor Chu as Director | | Mgmt | | For | | N/A | | N/A |
8.4 | | Reelect Armin Meyer as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
8.5 | | Reelect Rolf Watter as Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
9 | �� | Ratify Pricewaterhouse Coopers AG as Auditors | | Mgmt | | For | | N/A | | N/A |
Fund Name : Aston/Cardinal Mid Cap Value Fund
Alliant Techsystems Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
atk | | CUSIP 018804104 | | 08/04/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
American Eagle Outfitters
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
aeo | | CUSIP 02553E106 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Ametek Inc New
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ame | | CUSIP 031100100 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Annaly Capital Management, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
nly | | CUSIP 035710409 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve 2010 Incentive Award Plan | | Mgmt | | For | | For | | For |
Ares Capital Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
arcc | | CUSIP 04010L103 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Authorize Issue of Common Stock | | Mgmt | | For | | For | | For |
Beckman Coulter, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
bec | | CUSIP 075811109 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Broadridge Financial Solutions, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
br | | CUSIP 11133T103 | | 11/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Award Plan | | Mgmt | | For | | For | | For |
Cash America International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
csh | | CUSIP 14754D100 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | ShrHldr proposal re lending policy | | ShrHldr | | Against | | Against | | For |
Check Point Software Technologies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
chkp | | CUSIP M22465104 | | 07/29/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Authorize Chairman to Continue | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Auditors | | Mgmt | | For | | For | | For |
4 | | Authorize Chairman/Chief Exec compensation | | Mgmt | | For | | For | | For |
Chesapeake Energy Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
chk | | CUSIP 165167107 | | 06/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Long Term Incentive Plan | | Mgmt | | For | | For | | For |
4 | | ShrHldr Proposal re Cash Bonuses | | ShrHldr | | Against | | Against | | For |
5 | | ShrHldr Proposal re Derivatives | | ShrHldr | | Against | | For | | Against |
6 | | ShrHldr Proposal re Exec Comp | | ShrHldr | | Against | | Against | | For |
| | | | | |
7 | | ShrHldr Proposal re DirectorComp | | ShrHldr | | Against | | Against | | For |
8 | | ShrHldr Proposal re Fracturing | | ShrHldr | | Against | | Against | | For |
9 | | ShrHldr Proposal re Sustainability | | ShrHldr | | Against | | Against | | For |
Comstock Resources, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
crk | | CUSIP 205768203 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Any Other Business | | Mgmt | | Against | | Against | | For |
Concho Resources, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
cxo | | CUSIP 20605P101 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Convergys Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
cvg | | CUSIP 212485106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Articles of Incorporation | | Mgmt | | For | | For | | For |
Entertainment Properties Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
epr | | CUSIP 29380T105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Equifax, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
efx | | CUSIP 294429105 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Fiserv, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
fisv | | CUSIP 337738108 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
FMC Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
fmc | | CUSIP 302491303 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Frontier Communications
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ftr | | CUSIP 35906A108 | | 10/27/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Adopt Merger Plan | | Mgmt | | For | | For | | For |
2 | | Amedment to Increase Shares | | Mgmt | | For | | For | | For |
3 | | Approve Issuance of Common Stock | | Mgmt | | For | | For | | For |
Harris Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
hrs | | CUSIP 413875105 | | 10/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Independent Chairman of the Board | | ShrHldr | | Against | | For | | Against |
Hatteras Financial Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
hts | | CUSIP 41902R103 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt Equity Incentive Plan | | Mgmt | | For | | For | | For |
Henry Schein, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
hsic | | CUSIP 806407102 | | 05/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Amend 19946stock plan | | Mgmt | | For | | For | | For |
Hewitt Associates, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
hew | | CUSIP 42822Q100 | | 01/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/ Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Hudson City Bancorp Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
hcbk | | CUSIP 443683107 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt Exec Incentive Plan | | Mgmt | | For | | For | | For |
Interactive Data Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
idc | | CUSIP 45840J107 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Intuit, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
intu | | CUSIP 461202103 | | 12/15/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Incentive plan | | Mgmt | | For | | For | | For |
4 | | Amend Employee Stock Plan | | Mgmt | | For | | For | | For |
Investment Technology Group,
Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
itg | | CUSIP 46145F105 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
J. B. Hunt Transport Services,
Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
jbht | | CUSIP 445658107 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
L-3 Communications Holdings,
Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
lll | | CUSIP 502424104 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Long Term Performance Plan | | Mgmt | | For | | For | | For |
Oceaneering International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
oii | | CUSIP 675232102 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve 2010 Incentive Award Plan | | Mgmt | | For | | For | | For |
Plains Exploration & Production
Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
pxp | | CUSIP 726505100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Incentive Award Plan | | Mgmt | | For | | For | | For |
Progress Software Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
prgs | | CUSIP 743312100 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Stock Option/Incentive Plan | | Mgmt | | For | | For | | For |
4 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Quest Diagnostic Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
dgx | | CUSIP 74834L100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
R. R. Donnelley & Sons
Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
rrd | | CUSIP 257867101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Stockholders Proposal re Sustainable Paper Purchases | | ShrHldr | | Against | | Against | | For |
4 | | Stockholders Proposal re Limits on Payments | | ShrHldr | | Against | | Against | | For |
Roper Industries, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
rop | | CUSIP 776696106 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Silgan Holdings Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
slgn | | CUSIP 827048109 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Change Voting Standards | | Mgmt | | For | | For | | For |
4 | | Increase Authorized Shares | | Mgmt | | For | | For | | For |
SLM Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
slm | | CUSIP 78442P106 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Equity Option Exchange Program | | Mgmt | | For | | For | | For |
Speedway Motorsports
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
trk | | CUSIP 847788106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Stanley Black & Decker, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
swk | | CUSIP 854502101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Teledyne Technologies Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
tdy | | CUSIP 879360105 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
The J. M. Schmucker Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
sjm | | CUSIP 832696405 | | 08/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Eliminate Cumulative Voting of Directors | | Mgmt | | For | | For | | For |
4 | | Majority Voting in Director Elections | | Mgmt | | For | | For | | For |
5 | | Allow Directors to Amend Regulations | | Mgmt | | For | | For | | For |
The Western Union Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
wu | | CUSIP 959802109 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Virgin Media Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
vmed | | CUSIP 92769L101 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Stock Incentive Plan | | Mgmt | | For | | For | | For |
Wendy’s/Arby’s Group Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
wen | | CUSIP 950587105 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Omnibus Award Plan | | Mgmt | | For | | For | | For |
3 | | Auditors | | Mgmt | | For | | For | | For |
4 | | Stockholder Proposal re Poultry Slaughter | | ShrHldr | | Against | | Against | | For |
West Pharmaceutical Services, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
wst | | CUSIP 955306105 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
Willis Group Holdings Limited
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
wsh | | CUSIP G96655108 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Willis Group Holdings Limited
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
wsh | | CUSIP G96655108 | | 12/11/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Scheme of Arrangement | | Mgmt | | For | | For | | For |
2 | | Distributable Reserves | | Mgmt | | For | | For | | For |
Windstream Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
win | | CUSIP 97381W104 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Directors | | Mgmt | | For | | For | | For |
2 | | Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Equity Incentive Plan | | Mgmt | | For | | For | | For |
4 | | Approve Exec Compensation Policies | | Mgmt | | For | | For | | For |
5 | | Holding Equity Until Retirement | | Mgmt | | For | | For | | For |
Fund Name : Aston Dynamic Allocation Fund
iShares Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JKF | | CUSIP 464288109 | | 01/28/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Investment Advisory Agreement | | Mgmt | | For | | N/A | | N/A |
iShares Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JKF | | CUSIP 464288109 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Trustee George G.C. Parker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Trustee J. Darrell Duffie | | Mgmt | | For | | For | | For |
1.3 | | Elect Trustee Cecilia H. Herbert | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Trustee Charles A. Hurty | | Mgmt | | For | | For | | For |
1.5 | | Elect Trustee John E. Kerrigan | | Mgmt | | For | | For | | For |
1.6 | | Elect Trustee Robert H. Silver | | Mgmt | | For | | For | | For |
1.7 | | Elect Trustee Lee T. Kranefuss | | Mgmt | | For | | For | | For |
1.8 | | Elect Trustee John E. Martinez | | Mgmt | | For | | For | | For |
1.9 | | Elect Trustee Robert S. Kapito | | Mgmt | | For | | For | | For |
iShares Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IYT | | CUSIP 464287192 | | 01/28/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Investment Advisory Agreement | | Mgmt | | For | | N/A | | N/A |
iShares Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IYT | | CUSIP 464287192 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Trustee George G.C. Parker | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Trustee J. Darrell Duffie | | Mgmt | | For | | For | | For |
1.3 | | Elect Trustee Cecilia H. Herbert | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Trustee Charles A. Hurty | | Mgmt | | For | | For | | For |
1.5 | | Elect Trustee John E. Kerrigan | | Mgmt | | For | | For | | For |
1.6 | | Elect Trustee Robert H. Silver | | Mgmt | | For | | For | | For |
1.7 | | Elect Trustee Lee T. Kranefuss | | Mgmt | | For | | For | | For |
1.8 | | Elect Trustee John E. Martinez | | Mgmt | | For | | For | | For |
1.9 | | Elect Trustee Robert S. Kapito | | Mgmt | | For | | For | | For |
iShares Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IYT | | CUSIP U4501F471 | | 12/22/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Investment Advisory Agreement | | Mgmt | | For | | N/A | | N/A |
2 | | Change Fundamental Investment Objective to Non-fundamental | | Mgmt | | For | | N/A | | N/A |
iShares, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EZA | | CUSIP 464286780 | | 11/04/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Trustee George G. C. Parker | | Mgmt | | For | | For | | For |
1.2 | | Elect Trustee J. Darrell Duffie | | Mgmt | | For | | For | | For |
1.3 | | Elect Trustee Cecilia H. Herbert | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Trustee Charles A. Hurty | | Mgmt | | For | | For | | For |
1.5 | | Elect Trustee John E. Kerrigan | | Mgmt | | For | | For | | For |
1.6 | | Elect Trustee Robert H. Silver | | Mgmt | | For | | For | | For |
1.7 | | Elect Trustee Lee T. Kranefuss | | Mgmt | | For | | For | | For |
1.8 | | Elect Trustee John E. Martinez | | Mgmt | | For | | For | | For |
1.9 | | Elect Trustee Robert S. Kapito | | Mgmt | | For | | For | | For |
iShares, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EZA | | CUSIP U4501D245 | | 12/22/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Investment Advisory Agreement | | Mgmt | | For | | N/A | | N/A |
2 | | Change Fundamental Investment Objective to Non-fundamental | | Mgmt | | For | | N/A | | N/A |
SPDR Series Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TFI | | CUSIP 78464A458 | | 06/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Frank Nesvet | | Mgmt | | For | | Split | | Split |
1.2 | | Elect Director David M. Kelly | | Mgmt | | For | | Split | | Split |
1.3 | | Elect Director Bonny Eugenia Boatman | | Mgmt | | For | | Split | | Split |
1.4 | | Elect Director Dwight D. Churchill | | Mgmt | | For | | Split | | Split |
| | | | | |
1.5 | | Elect Director Carl G. Verboncoeur | | Mgmt | | For | | Split | | Split |
1.6 | | Elect Director James E. Ross | | Mgmt | | For | �� | Split | | Split |
2 | | Approve Multi-Manager Structure | | Mgmt | | For | | Split | | Split |
| | | | | |
3 | | Approve Change of Fundamental Investment Policy: Purchasing And Selling Real Estate | | Mgmt | | For | | Split | | Split |
| | | | | |
4 | | Approve Change of Fundamental Investment Policy: Issuing Senior Securities And Borrowing Money | | Mgmt | | For | | Split | | Split |
| | | | | |
5 | | Approve Change of Fundamental Investment Policy: Making Loans | | Mgmt | | For | | Split | | Split |
| | | | | |
6 | | Approve Change of Fundamental Investment Policy: Purchasing And Selling Commodities | | Mgmt | | For | | Split | | Split |
| | | | | |
7 | | Approve Change of Fundamental Investment Policy: Concentrating Investments In A Particular Industry Or Group Of Industries | | Mgmt | | For | | Split | | Split |
| | | | | |
8 | | Approve Change of Fundamental Investment Policy: Underwriting Activities | | Mgmt | | For | | Split | | Split |
9 | | Approve Elimination of Fundamental Investment Policy: Outdated Policies Not Required By Law | | Mgmt | | For | | Split | | Split |
Fund Name : Aston/Fasciano Small Cap Fund
The registrant did not hold any portfolio securities with respect to which the registrant was entitled to vote during the period from July 1, 2009 to June 30, 2010.
Fund Name : Aston/Fortis Real Estate Fund
AMB Property Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AMB | | CUSIP 00163T109 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director T. Robert Burke | | Mgmt | | For | | For | | For |
2 | | Elect Director David A. Cole | | Mgmt | | For | | For | | For |
3 | | Elect Director Lydia H. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director J. Michael Losh | | Mgmt | | For | | For | | For |
5 | | Elect Director Hamid R. Moghadam | | Mgmt | | For | | Against | | Against |
6 | | Elect Director Frederick W. Reid | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Jeffrey L. Skelton | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Thomas W. Tusher | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Carl B. Webb | | Mgmt | | For | | For | | For |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
American Campus Communities, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ACC | | CUSIP 024835100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William C. Bayless, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director R.D. Burck | | Mgmt | | For | | For | | For |
1.3 | | Elect Director G. Steven Dawson | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Cydney C. Donnell | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Edward Lowenthal | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Joseph M. Macchione | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Winston W. Walker | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Boston Properties, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BXP | | CUSIP 101121101 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mortimer B. Zuckerman | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Carol B. Einiger | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Jacob A. Frenkel | | Mgmt | | For | | For | | For |
2 | | Declassify the Board of Directors and Eliminate Plurality Voting Standard For Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Prepare a Sustainability Report | | ShrHldr | | Against | | For | | Against |
5 | | Require Independent Board Chairman | | ShrHldr | | Against | | For | | Against |
Brookfield Properties Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BPO | | CUSIP 112900105 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Fix Number of Directors at Ten | | Mgmt | | For | | For | | For |
2.1 | | Elect Gordon E. Arnell as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.2 | | Elect William T. Cahill as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.3 | | Elect Richard B. Clark as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.4 | | Elect Jack L. Cockwell as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.5 | | Elect Roderick D. Fraser as Director | | Mgmt | | For | | For | | For |
2.6 | | Elect Paul D. McFarlane as Director | | Mgmt | | For | | For | | For |
2.7 | | Elect Allan S. Olson as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.8 | | Elect Robert L. Stelzl as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.9 | | Elect Diana L. Taylor as Director | | Mgmt | | For | | For | | For |
| | | | | |
2.10 | | Elect John E. Zuccotti as Director | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Douglas Emmett, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DEI | | CUSIP 25960P109 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Dan A. Emmett | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Jordan L. Kaplan | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Kenneth M. Panzer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Leslie E. Bider | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Ghebre Selassie Mehreteab | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Thomas E. O’Hern | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Andrea Rich | | Mgmt | | For | | For | | For |
1.8 | | Elect Director William Wilson III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
EastGroup Properties, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EGP | | CUSIP 277276101 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director D. Pike Aloian | | Mgmt | | For | | For | | For |
1.2 | | Elect Director H.C. Bailey, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Hayden C. Eaves, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Fredric H. Gould | | Mgmt | | For | | For | | For |
1.5 | | Elect Director David H. Hoster II | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mary E. McCormick | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director David M. Osnos | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Leland R. Speed | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Entertainment Properties Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EPR | | CUSIP 29380T105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Barrett Brady | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Peter Brown | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Equity Residential
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EQR | | CUSIP 29476L107 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Trustee John W. Alexander | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Trustee Charles L. Atwood | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Trustee Linda Walker Bynoe | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Trustee Boone A. Knox | | Mgmt | | For | | For | | For |
1.5 | | Elect Trustee John E. Neal | | Mgmt | | For | | For | | For |
1.6 | | Elect Trustee David J. Neithercut | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Trustee Mark S. Shapiro | | Mgmt | | For | | For | | For |
1.8 | | Elect Trustee Gerald A. Spector | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Trustee B. Joseph White | | Mgmt | | For | | For | | For |
1.10 | | Elect Trustee Samuel Zell | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Require a Majority Vote for the Election of Trustees | | ShrHldr | | Against | | For | | Against |
Essex Property Trust, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ESS | | CUSIP 297178105 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Keith R. Guericke | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Issie N. Rabinovitch | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Thomas E. Randlett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Other Business | | Mgmt | | For | | Against | | Against |
Extra Space Storage Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EXR | | CUSIP 30225T102 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Spencer F. Kirk | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Anthony Fanticola | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hugh W. Horne | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Joseph D. Margolis | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Roger B. Porter | | Mgmt | | For | | For | | For |
1.6 | | Elect Director K. Fred Skousen | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Kenneth M. Woolley | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Federal Realty Investment Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FRT | | CUSIP 313747206 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jon E. Bortz | | Mgmt | | For | | For | | For |
1.2 | | Elect Director David W. Faeder | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Kristin Gamble | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
Health Care REIT, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HCN | | CUSIP 42217K106 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Thomas J. DeRosa | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffrey H. Donahue | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Fred S. Klipsch | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Host Hotels & Resorts, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HST | | CUSIP 44107P104 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Roberts M. Baylis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard W. Brittain, Jr. | | Mgmt | | For | | For | | For |
3 | | Elect Director Terence C. Golden | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Ann McLaughlin Korologos | | Mgmt | | For | | For | | For |
5 | | Elect Director Richard E. Marriott | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director John B. Morse, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Gordon H. Smith | | Mgmt | | For | | For | | For |
8 | | Elect Director W. Edward Walter | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Kilroy Realty Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KRC | | CUSIP 49427F108 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John B. Kilroy, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John B. Kilroy, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Edward F. Brennan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William P. Dickey | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Scott S. Ingraham | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Dale F. Kinsella | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
Kimco Realty Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KIM | | CUSIP 49446R109 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Milton Cooper | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Philip E. Coviello | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Richard G. Dooley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joe Grills | | Mgmt | | For | | For | | For |
1.5 | | Elect Director David B. Henry | | Mgmt | | For | | For | | For |
1.6 | | Elect Director F. Patrick Hughes | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Frank Lourenso | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Richard Saltzman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Nationwide Health Properties, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NHP | | CUSIP 638620104 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director David R. Banks | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Douglas M. Pasquale | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Robert D. Paulson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Pebblebrook Hotel Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEB | | CUSIP 70509V100 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jon E. Bortz | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Cydney C. Donnell | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ron E. Jackson | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Martin H. Nesbitt | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Michael J. Schall | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Earl E. Webb | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Laura H. Wright | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
ProLogis
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PLD | | CUSIP 743410102 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Stephen L. Feinberg | | Mgmt | | For | | For | | For |
1.2 | | Elect Director George L. Fotiades | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christine N. Garvey | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lawrence V. Jackson | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Donald P. Jacobs | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Irving F. Lyons, III | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Walter C. Rakowich | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director D. Michael Steuert | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director J. Andre Teixeira | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Andrea M. Zulberti | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Approve Stock Option Exchange Program | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Public Storage
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PSA | | CUSIP 74460D109 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director B. Wayne Hughes | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Ronald L. Havner, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Dann V. Angeloff | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William C. Baker | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John T. Evans | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Tamara Hughes Gustavson | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Uri P. Harkham | | Mgmt | | For | | For | | For |
1.8 | | Elect Director B. Wayne Hughes, Jr. | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Harvey Lenkin | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Avedick B. Poladian | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Gary E. Pruitt | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Ronald P. Spogli | | Mgmt | | For | | For | | For |
1.13 | | Elect Director Daniel C. Staton | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Retail Opportunity Investments Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ROIC | | CUSIP 76131N101 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Melvin S. Adess | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Richard A. Baker | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert C. Baker | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Michael J. Indiveri | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William L. Mack | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Edward H. Meyer | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Lee S. Neibart | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Charles J. Persico | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Laura H. Pomerantz | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Stuart A. Tanz | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Vincent S. Tese | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Simon Property Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SPG | | CUSIP 828806109 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Melvyn E. Bergstein | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Linda Walker Bynoe | | Mgmt | | For | | For | | For |
3 | | Elect Director Larry C. Glasscock | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Karen N. Horn, PhD | | Mgmt | | For | | For | | For |
5 | | Elect Director Allan Hubbard | | Mgmt | | For | | For | | For |
6 | | Elect Director Reuben S. Leibowitz | | Mgmt | | For | | For | | For |
7 | | Elect Director Daniel C. Smith, PhD | | Mgmt | | For | | For | | For |
8 | | Elect Director J. Albert Smith, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Starwood Hotels & Resorts Worldwide, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HOT | | CUSIP 85590A401 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Adam M. Aron | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Thomas E. Clarke | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Clayton C. Daley, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Bruce W. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lizanne Galbreath | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Eric Hippeau | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Stephen R. Quazzo | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Frits van Paasschen | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Kneeland C. Youngblood | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
Tanger Factory Outlet Centers, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SKT | | CUSIP 875465106 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jack Africk | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Steven B. Tanger | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William G. Benton | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bridget Ryan Berman | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas E. Robinson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Allan L. Schuman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Stanley K. Tanger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Taubman Centers, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TCO | | CUSIP 876664103 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jerome A. Chazen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Craig M. Hatkoff | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Ronald W. Tysoe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Vornado Realty Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VNO | | CUSIP 929042109 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Candace K. Beinecke | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Robert P. Kogod | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director David Mandelbaum | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director Richard R. West | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Require a Majority Vote for the Election of Directors | | ShrHldr | | Against | | For | | Against |
5 | | Require Independent Board Chairman | | ShrHldr | | Against | | For | | Against |
6 | | Declassify the Board of Directors | | ShrHldr | | Against | | For | | Against |
Fund Name : Aston Growth Fund (This Fund was merged into the Aston/Montag & Caldwell Growth Fund on March 26, 2010)
3M COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MMM | | CUSIP 88579Y101 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Election of director: Linda G. Alvarado | | Mgmt | | For | | For | | For |
1.2 | | Election of Director: George W. Buckley | | Mgmt | | For | | For | | For |
1.3 | | Election of director: Vance D. Coffman | | Mgmt | | For | | For | | For |
1.4 | | Election of director: Michael L. Eskew | | Mgmt | | For | | For | | For |
1.5 | | Election of Director: W. James Farrell | | Mgmt | | For | | For | | For |
1.6 | | Election of Director: Herbert L. Henkel | | Mgmt | | For | | For | | For |
1.7 | | Election of director: Edward M. Liddy | | Mgmt | | For | | For | | For |
1.8 | | Election of director: Robert S. Morrison | | Mgmt | | For | | For | | For |
1.9 | | Election of director: Aulana L. Peters | | Mgmt | | For | | For | | For |
1.10 | | Election of director: Robert J. Ulrich | | Mgmt | | For | | For | | For |
2 | | To ratify the appointment of Pricewaterhousecoopers llp as 3m’s independent registered public accounting firm. | | Mgmt | | For | | For | | For |
3 | | To approve the amended 2008 long-term incentive plan and to approve the expanded performance criteria available under the 2008 long-term incentive plan. | | Mgmt | | For | | For | | For |
4 | | Stockholder proposal on special meetings. | | ShrHldr | | Against | | Against | | For |
ABBOTT LABORATORIES
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABT | | CUSIP 002824100 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director | | Mgmt | | For | | For | | For |
1.2 | | Director | | Mgmt | | For | | For | | For |
1.3 | | Director | | Mgmt | | For | | For | | For |
1.4 | | Director | | Mgmt | | For | | For | | For |
1.5 | | Director | | Mgmt | | For | | For | | For |
1.6 | | Director | | Mgmt | | For | | For | | For |
1.7 | | Director | | Mgmt | | For | | For | | For |
1.8 | | Director | | Mgmt | | For | | For | | For |
1.9 | | Director | | Mgmt | | For | | For | | For |
1.10 | | Director | | Mgmt | | For | | For | | For |
1.11 | | Director | | Mgmt | | For | | For | | For |
1.12 | | Director | | Mgmt | | For | | For | | For |
2 | | Ratification of Deloitte & Touche LLP as auditors | | Mgmt | | For | | For | | For |
3 | | Shareholder proposal-advisory vote | | ShrHldr | | Against | | For | | Against |
4 | | Shareholder proposal-special shareholder meetings | | ShrHldr | | Against | | Against | | For |
ALLERGAN, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AGN | | CUSIP 018490102 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Election of director: Michael R. Gallagher | | Mgmt | | For | | For | | For |
1.2 | | Election of Director: Gavin S. Herbert | | Mgmt | | For | | For | | For |
1.3 | | Election of director: Dawn Hudson | | Mgmt | | For | | For | | For |
1.4 | | Election of director: Stephen J. Ryan, M.D. | | Mgmt | | For | | For | | For |
2 | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | To approve an amendment to our restated certificate of incorporation to eliminate the supermajority vote requirement to remove directors for cause. | | Mgmt | | For | | For | | For |
4 | | Approve an amendment to our restated to eliminate supermajority vote requirement to approve certain business combinations. | | Mgmt | | For | | For | | For |
5 | | To approve an amendment to our restated certificate of incorporation to implement a majority vote requirement to amend our restated certificate of incorporation. | | Mgmt | | For | | For | | For |
6 | | To approve the amendment and restatement of our restated certificate of incorporation. | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAPL | | CUSIP 037833100 | | 02/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William V. Campbell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Millard S. Drexler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Arthur D. Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jerome B. York | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Prepare Sustainability Report | | ShrHldr | | Against | | Against | | For |
7 | | Establish Other Board Committee | | ShrHldr | | Against | | Against | | For |
Burlington Northern Santa Fe Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BNI | | CUSIP 12189T104 | | 02/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
CAMERON INTERNATIONAL CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAM | | CUSIP 13342B105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Election of director: Michael E. Patrick | | Mgmt | | For | | For | | For |
1.2 | | Election of director: Jon Erik Reinhardsen | | Mgmt | | For | | For | | For |
1.3 | | Election of director: Bruce W. Wilkinson | | Mgmt | | For | | For | | For |
2 | | Ratification of the appointment of independent registered public accountants for 2010. | | Mgmt | | For | | For | | For |
COLGATE-PALMOLIVE COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CL | | CUSIP 194162103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Election of director: John T. Cahill | | Mgmt | | For | | For | | For |
1.2 | | Election of director: Ian Cook | | Mgmt | | For | | For | | For |
1.3 | | Election of director: Helene D. Gayle | | Mgmt | | For | | For | | For |
1.4 | | Election of director: Ellen M. Hancock | | Mgmt | | For | | For | | For |
1.5 | | Election of director: Joseph Jimenez | | Mgmt | | For | | For | | For |
1.6 | | Election of director: David W. Johnson | | Mgmt | | For | | For | | For |
1.7 | | Election of director: Richard J. Kogan | | Mgmt | | For | | For | | For |
1.8 | | Election of director: Delano E. Lewis | | Mgmt | | For | | For | | For |
1.9 | | Election of Director: J. Pedro Reinhard | | Mgmt | | For | | For | | For |
1.10 | | Election of director: Stephen I. Sadove | | Mgmt | | For | | For | | For |
2 | | Ratify selection of Pricewaterhousecoopers LLP as Colgate’s independent registered public accounting firm. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Advisory vote on executive compensation. | | Mgmt | | For | | For | | For |
4 | | Stockholder proposal on charitable contributions. | | ShrHldr | | Against | | Against | | For |
5 | | Stockholder proposal on special stockholder meetings. | | ShrHldr | | Against | | Against | | For |
Costco Wholesale Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COST | | CUSIP 22160K105 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director B.S. Carson, Sr., M.D. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director William H. Gates | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hamilton E. James | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jill S. Ruckelshaus | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Emerson Electric Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EMR | | CUSIP 291011104 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director C. A. H. Boersig | | Mgmt | | For | | For | | For |
1.2 | | Elect Director C. Fernandez G. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director W. J. Galvin | | Mgmt | | For | | For | | For |
1.4 | | Elect Director R. L. Stephenson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director V. R. Loucks, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director R. L. Ridgway | | Mgmt | | For | | For | | For |
2 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FLUOR CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLR | | CUSIP 343412102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Election of director: James T. Hackett | | Mgmt | | For | | For | | For |
1.2 | | Election of director: Kent Kresa | | Mgmt | | For | | For | | For |
1.3 | | Election of director: Nader H. Sultan | | Mgmt | | For | | For | | For |
2 | | The ratification of the appointment by our audit committee of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending december 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | A shareholder proposal recommending that the board of directors adopt a policy that the board’s chairman be an independent director who has not previously served as an executive officer of fluor. | | ShrHldr | | Against | | Against | | For |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GILD | | CUSIP 375558103 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director | | Mgmt | | For | | For | | For |
1.2 | | Director | | Mgmt | | For | | For | | For |
1.3 | | Director | | Mgmt | | For | | For | | For |
1.4 | | Director | | Mgmt | | For | | For | | For |
1.5 | | Director | | Mgmt | | For | | For | | For |
1.6 | | Director | | Mgmt | | For | | For | | For |
1.7 | | Director | | Mgmt | | For | | For | | For |
1.8 | | Director | | Mgmt | | For | | For | | For |
1.9 | | Director | | Mgmt | | For | | For | | For |
1.10 | | Director | | Mgmt | | For | | For | | For |
1.11 | | Director | | Mgmt | | For | | For | | For |
1.12 | | Director | | Mgmt | | For | | For | | For |
1.13 | | Director | | Mgmt | | For | | For | | For |
2 | | To ratify the selection of Ernst & Young LLP by the audit committee of the board of directors as the independent registered public accounting firm of Gilead for the fiscal year ending december 31, 2010. | | Mgmt | | For | | For | | For |
3 | | If properly presented at the meeting, to vote on a stockholder proposal requesting that the board take steps to adopt majority voting standards in Gilead’s certificate of incorporation and by-laws. | | ShrHldr | | Against | | For | | Against |
GOOGLE INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GOOG | | CUSIP 38259P508 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director | | Mgmt | | For | | For | | For |
1.2 | | Director | | Mgmt | | For | | For | | For |
1.3 | | Director | | Mgmt | | For | | For | | For |
1.4 | | Director | | Mgmt | | For | | For | | For |
1.5 | | Director | | Mgmt | | For | | For | | For |
1.6 | | Director | | Mgmt | | For | | For | | For |
1.7 | | Director | | Mgmt | | For | | For | | For |
1.8 | | Director | | Mgmt | | For | | For | | For |
1.9 | | Director | | Mgmt | | For | | For | | For |
2 | | The ratification of Ernst & Young LLP as Google’s independent registered public accounting firm for the fiscal year ending December 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | The approval of an amendment to Google’s 2004 stock plan to increase the number of authorized shares of class a common stock issuable under the plan by 6,500,000. | | Mgmt | | For | | For | | For |
4 | | A stockholder proposal regarding a sustainability report, if properly presented at the meeting. | | ShrHldr | | Against | | Against | | For |
| | | | | |
5 | | A stockholder proposal regarding online advertising, privacy, and sensitive information, if properly presented at the meeting. | | ShrHldr | | Against | | Against | | For |
| | | | | |
6 | | A stockholder proposal regarding the adoption of human rights principles with respect to business in china, if properly presented at the meeting. | | ShrHldr | | Against | | Against | | For |
Hewlett-Packard Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HPQ | | CUSIP 428236103 | | 03/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Lawrence T. Babbio, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Sari M. Baldauf | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John H. Hammergren | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Mark V. Hurd | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Joel Z. Hyatt | | Mgmt | | For | | For | | For |
1.8 | | Elect Director John R. Joyce | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Robert L. Ryan | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Lucille S. Salhany | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Company Request on Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
JUNIPER NETWORKS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNPR | | CUSIP 48203R104 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director | | Mgmt | | For | | For | | For |
1.2 | | Director | | Mgmt | | For | | For | | For |
1.3 | | Director | | Mgmt | | For | | For | | For |
2 | | Approval of the proposed amendment to the Juniper Networks, Inc. 2006 equity incentive plan that increases the number of shares available for issuance thereunder. | | Mgmt | | For | | For | | For |
3 | | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as auditors. | | Mgmt | | For | | For | | For |
Monsanto Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MON | | CUSIP 61166W101 | | 01/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Frank V. AtLee III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director David L. Chicoine | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Arthur H. Harper | | Mgmt | | For | | For | | For |
4 | | Elect Director Gwendolyn S. King | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Nike, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NKE | | CUSIP 654106103 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jill K. Conway | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John C. Lechleiter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
PEPSICO, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEP | | CUSIP 713448108 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Election of director: S.L. Brown | | Mgmt | | For | | For | | For |
1.2 | | Election of director: I.M. Cook | | Mgmt | | For | | For | | For |
1.3 | | Election of director: D. Dublon | | Mgmt | | For | | For | | For |
1.4 | | Election of director: V.J. Dzau | | Mgmt | | For | | For | | For |
1.5 | | Election of director: R.L. Hunt | | Mgmt | | For | | For | | For |
1.6 | | Election of director: A. Ibarguen | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Election of director: A.C. Martinez | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Election of director: I.K. Nooyi | | Mgmt | | For | | For | | For |
1.9 | | Election of director: S.P. Rockefeller | | Mgmt | | For | | For | | For |
1.10 | | Election of director: J.J. Schiro | | Mgmt | | For | | For | | For |
1.11 | | Election of director: L.G. Trotter | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Election of director: D. Vasella | | Mgmt | | For | | For | | For |
2 | | Approval of independent registered public accountants. | | Mgmt | | For | | For | | For |
3 | | Approval of amendment to Pepsico, Inc. 2007 long-term incentive plan. | | Mgmt | | For | | For | | For |
4 | | Shareholder proposal - charitable contributions report (proxy statement p. 67) | | ShrHldr | | Against | | Against | | For |
5 | | Shareholder proposal - right to call special shareholders meeting (proxy statement p. 68) | | ShrHldr | | Against | | Against | | For |
| | | | | |
6 | | Shareholder proposal - public policy report (proxy statement p. 70) | | ShrHldr | | Against | | Against | | For |
QUALCOMM Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
QCOM | | CUSIP 747525103 | | 03/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Stephen M. Bennett | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Donald G. Cruickshank | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Raymond V. Dittamore | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Irwin Mark Jacobs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul E. Jacobs | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Robert E. Kahn | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Sherry Lansing | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Duane A. Nelles | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Brent Scowcroft | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Marc I. Stern | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Research In Motion Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RIMM | | CUSIP 760975102 | | 07/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mike Lazaridis | | Mgmt | | For | | For | | For |
1.2 | | Elect Director James Estill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David Kerr | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Roger Martin | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John Richardson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Barbara Stymiest | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John Wetmore | | Mgmt | | For | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Schering-Plough Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SGP | | CUSIP 806605101 | | 08/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SLB | | CUSIP 806857108 | | 04/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director | | Mgmt | | For | | For | | For |
1.2 | | Director | | Mgmt | | For | | For | | For |
1.3 | | Director | | Mgmt | | For | | For | | For |
1.4 | | Director | | Mgmt | | For | | For | | For |
1.5 | | Director | | Mgmt | | For | | For | | For |
1.6 | | Director | | Mgmt | | For | | For | | For |
1.7 | | Director | | Mgmt | | For | | For | | For |
1.8 | | Director | | Mgmt | | For | | For | | For |
1.9 | | Director | | Mgmt | | For | | For | | For |
1.10 | | Director | | Mgmt | | For | | For | | For |
1.11 | | Director | | Mgmt | | For | | For | | For |
1.12 | | Director | | Mgmt | | For | | For | | For |
2 | | Proposal to adopt and approve financials and dividends | | Mgmt | | For | | For | | For |
3 | | Proposal to approve the adoption of the schlumberger 2010 stock incentive plan. | | Mgmt | | For | | For | | For |
4 | | Proposal to approve the adoption of an amendment to the schlumberger discounted stock purchase plan. | | Mgmt | | For | | For | | For |
5 | | Proposal to approve independent registered public accounting firm. | | Mgmt | | For | | For | | For |
STRYKER CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SYK | | CUSIP 863667101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director | | Mgmt | | For | | For | | For |
1.2 | | Director | | Mgmt | | For | | For | | For |
1.3 | | Director | | Mgmt | | For | | For | | For |
1.4 | | Director | | Mgmt | | For | | For | | For |
1.5 | | Director | | Mgmt | | For | | For | | For |
1.6 | | Director | | Mgmt | | For | | For | | For |
1.7 | | Director | | Mgmt | | For | | For | | For |
1.8 | | Director | | Mgmt | | For | | For | | For |
2 | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2010. | | Mgmt | | For | | For | | For |
THE CHARLES SCHWAB CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCHW | | CUSIP 808513105 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Election of director: Arun Sarin | | Mgmt | | For | | For | | For |
1.2 | | Election of director: Paula A. Sneed | | Mgmt | | For | | For | | For |
2 | | Ratification of independent auditors | | Mgmt | | For | | For | | For |
3 | | Approval of amended corporate executive bonus plan | | Mgmt | | For | | For | | For |
4 | | Stockholder proposal regarding political contributions | | ShrHldr | | Against | | Against | | For |
5 | | Stockholder proposal regarding death benefits | | ShrHldr | | Against | | Against | | For |
THE COCA-COLA COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KO | | CUSIP 191216100 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Election of director: Herbert A. Allen | | Mgmt | | For | | For | | For |
2 | | Election of director: Ronald W. Allen | | Mgmt | | For | | For | | For |
3 | | Election of director: Cathleen P. Black | | Mgmt | | For | | For | | For |
4 | | Election of Director: Barry Diller | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Election of director: Alexis M. Herman | | Mgmt | | For | | For | | For |
6 | | Election of Director: Muhtar Kent | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Election of Director: Donald R. Keough | | Mgmt | | For | | For | | For |
8 | | Election of Director: Maria Elena Lagomasino | | Mgmt | | For | | For | | For |
9 | | Election of Director: Donald F. McHenry | | Mgmt | | For | | For | | For |
10 | | Election of Director: Sam Nunn | | Mgmt | | For | | For | | For |
11 | | Election of director: James D. Robinson III | | Mgmt | | For | | For | | For |
12 | | Election of director: Peter V. Ueberroth | | Mgmt | | For | | For | | For |
13 | | Election of director: Jacob Wallenberg | | Mgmt | | For | | For | | For |
14 | | Election of director: James B. Williams | | Mgmt | | For | | For | | For |
15 | | Ratification of the appointment of Ernst & Young LLP as independent auditors | | Mgmt | | For | | For | | For |
16 | | Shareowner proposal regarding an advisory vote on executive compensation | | ShrHldr | | Against | | For | | Against |
17 | | Shareowner proposal regarding an independent board chair | | ShrHldr | | Against | | Against | | For |
18 | | Shareowner proposal regarding restricted stock | | ShrHldr | | Against | | Against | | For |
19 | | Shareowner proposal regarding a report on bisphenol-a | | ShrHldr | | Against | | Against | | For |
The Procter & Gamble Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PG | | CUSIP 742718109 | | 10/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
2 | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
3 | | Elect Director Rajat K. Gupta | | Mgmt | | For | | For | | For |
4 | | Elect Director A.G. Lafley | | Mgmt | | For | | For | | For |
5 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
6 | | Elect Director Lynn M. Martin | | Mgmt | | For | | For | | For |
7 | | Elect Director Robert A. McDonald | | Mgmt | | For | | For | | For |
8 | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Director Johnathan A. Rodgers | | Mgmt | | For | | For | | For |
10 | | Elect Director Ralph Snyderman | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Mary Agnes Wilderotter | | Mgmt | | For | | For | | For |
12 | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Ernesto Zedillo | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Code of Regulations | | Mgmt | | For | | For | | For |
16 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
17 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
The Walt Disney Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DIS | | CUSIP 254687106 | | 03/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Susan E. Arnold | | Mgmt | | For | | For | | For |
2 | | Elect Director John E. Bryson | | Mgmt | | For | | For | | For |
3 | | Elect Director John S. Chen | | Mgmt | | For | | For | | For |
4 | | Elect Director Judith L. Estrin | | Mgmt | | For | | For | | For |
5 | | Elect Director Robert A. Iger | | Mgmt | | For | | For | | For |
6 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
7 | | Elect Director Fred H. Langhammer | | Mgmt | | For | | For | | For |
8 | | Elect Director Aylwin B. Lewis | | Mgmt | | For | | For | | For |
9 | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
11 | | Elect Director John E. Pepper, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Sheryl Sandberg | | Mgmt | | For | | For | | For |
13 | | Elect Director Orin C. Smith | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
16 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
17 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
18 | | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | | Mgmt | | For | | For | | For |
19 | | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | | Mgmt | | For | | For | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
21 | | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | | ShrHldr | | Against | | Against | | For |
Visa Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
V | | CUSIP 92826C839 | | 01/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Cathy E. Minehan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David J. Pang | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William S. Shanahan | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John A. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fund Name : Aston/Herndon Large Cap Value Fund
AEROPOSTALE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ARO | | CUSIP 007865108 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JULIAN R. GEIGER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - BODIL ARLANDER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - RONALD R. BEEGLE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JOHN N. HAUGH | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - ROBERT B. CHAVEZ | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - MINDY C. MEADS | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JOHN D. HOWARD | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - DAVID B. VERMYLEN | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - KARIN HIRTLER-GARVEY | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - EVELYN DILSAVER | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - THOMAS P. JOHNSON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ENDO PHARMACEUTICALS HLDGS
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ENDP | | CUSIP 29264F205 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN J. DELUCCA | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DAVID P. HOLVECK | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - NANCY J HUTSON, PH.D. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - MICHAEL HYATT | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - ROGER H. KIMMEL | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - WILLIAM P. MONTAGUE | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JOSEPH C. SCODARI | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - WILLIAM F. SPENGLER | | Mgmt | | For | | For | | For |
2 | | Approve 2010 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
EXXON MOBIL CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XOM | | CUSIP 30231G102 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - M.J. BOSKIN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - P. BRABECK-LETMATHE | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - L.R. FAULKNER | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - J.S. FISHMAN | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - K.C. FRAZIER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - W.W. GEORGE | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - M.C. NELSON | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Nominee - S.J. PALMISANO | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - S.S REINEMUND | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - R.W. TILLERSON | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - E.E. WHITACRE, JR. | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Allow ShrHldrs to Call Special Meeting | | ShrHldr | | Against | | For | | Against |
4 | | Approve Reincorporation | | ShrHldr | | Against | | Against | | For |
5 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
6 | | Amend EEO Policy to Include Sexual Orientation | | ShrHldr | | Against | | For | | Against |
7 | | Create Human Rights Policy Regarding Water | | ShrHldr | | Against | | Against | | For |
8 | | Adopt Policies to Address Environmental Hazards in Coastal | | ShrHldr | | Against | | For | | Against |
9 | | Report on Long-Term Risks Posed by Environmental social and | | ShrHldr | | Against | | For | | Against |
10 | | Report on Environmental Impacts of Natural Gas Drilling | | ShrHldr | | Against | | For | | Against |
11 | | Report on Efforts to Foster Energy Independence in | | ShrHldr | | Against | | Against | | For |
12 | | Adopt Quantitative Goals for Reducing GHG Emissions | | ShrHldr | | Against | | Against | | For |
13 | | Report on Risk that Demand for Fossil Fuels Could be Lower than | | ShrHldr | | Against | | For | | Against |
Freeport-McMoRan Copper & Gold Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FCX | | CUSIP 35671D857 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - RICHARD C. ADKERSON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ROBERT J. ALLISON, JR. | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ROBERT A. DAY | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - GERALD J. FORD | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - H. DEVON GRAHAM, JR. | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - CHARLES C. KRULAK | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - BOBBY LEE LACKEY | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - JON C. MADONNA | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - DUSTAN E. MCCOY | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - JAMES R. MOFFETT | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - B. M. RANKIN, JR. | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - STEPHEN H. SIEGELE | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Amend 2006 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Appoint Director With Experience in Environmental Matters | | ShrHldr | | Against | | For | | Against |
| | | | | |
5 | | Adopt Holding Period/Retention Ratio | | ShrHldr | | Against | | Against | | For |
HANSEN NATURAL CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HANS | | CUSIP 411310105 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - RODNEY C. SACKS | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - HILTON H. SCHLOSBERG | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - NORMAN C. EPSTEIN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - BENJAMIN M. POLK | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - SYDNEY SELATI | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Nominee - HAROLD C. TABER, JR. | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - MARK S. VIDERGAUZ | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
TJX COMPANIES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TJX | | CUSIP 872540109 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOSE B. ALVAREZ | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ALAN M. BENNETT | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - DAVID A. BRANDON | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - BERNARD CAMMARATA | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - DAVID T. CHING | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Nominee - MICHAEL F. HINES | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - AMY B. LANE | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - CAROL MEYROWITZ | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JOHN F. O BRIEN | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - WILLOW B. SHIRE | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - FLETCHER H. WILEY | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
XTO ENERGY INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XTO | | CUSIP 98385X106 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger with Exxon Mobil | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Adjournment of Meeting | | Mgmt | | For | | For | | For |
Fund Name : Aston/Lake Partners LASSO Alternatives Fund
CALDWELL & ORKIN FUNDS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COAGX | | CUSIP 128819307 | | 12/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PROPOSAL TO APPROVE THE PROPOSED AMENDMENT TO THE MANAGEMENT AGREEMENT OF THE FUND. | | Mgmt | | For | | For | | For |
METROPOLITAN WEST SECURITIES
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MWHIX | | CUSIP 592905848 | | 04/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | APPROVE THE NEW INVESTMENT MANAGEMENT AGREEMENT WITH THE ADVISER. | | Mgmt | | For | | For | | For |
Fund Name : Aston/M.D. Sass Enhanced Equity Fund
Abbott Laboratories
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABT | | CUSIP 002824100 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | R.J. ALPERN | | Mgmt | | For | | For | | For |
1.2 | | R.S. AUSTIN | | Mgmt | | For | | For | | For |
1.3 | | W.M. DALEY | | Mgmt | | For | | For | | For |
1.4 | | W.J. FARRELL | | Mgmt | | For | | For | | For |
1.5 | | H.L. FULLER | | Mgmt | | For | | For | | For |
1.6 | | W.A. OSBORN | | Mgmt | | For | | For | | For |
1.7 | | D.A.L. OWEN | | Mgmt | | For | | For | | For |
1.8 | | R.S. ROBERTS | | Mgmt | | For | | For | | For |
1.9 | | S.C. SCOTT III | | Mgmt | | For | | For | | For |
1.10 | | W.D. SMITHBURG | | Mgmt | | For | | For | | For |
1.11 | | G.F. TILTON | | Mgmt | | For | | For | | For |
1.12 | | M.D. WHITE | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | | Mgmt | | For | | For | | For |
| | | | | |
3 | | SHAREHOLDER PROPOSAL-ADVISORY VOTE | | ShrHldr | | Against | | For | | Against |
4 | | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | | ShrHldr | | Against | | For | | Against |
Activision Blizzard Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ATVI | | CUSIP 00507V109 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: ROBERT J. CORTI | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: FREDERIC R. CREPIN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: BRIAN G. KELLY | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: ROBERT A. KOTICK | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: JEAN-BERNARD LEVY | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: ROBERT J. MORGADO | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: DOUGLAS P. MORRIS | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: STEPHANE ROUSSEL | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: RICHARD SARNOFF | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: REGIS TURRINI | | Mgmt | | For | | For | | For |
2 | | APPROVE 2008 INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Mgmt | | For | | For | | For |
AT&T INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
T | | CUSIP 00206R102 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: GILBERT F. AMELIO | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JAIME CHICO PARDO | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: JAMES P. KELLY | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: JON C. MADONNA | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: PATRICIA P. UPTON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | | Mgmt | | For | | For | | For |
3 | | CUMULATIVE VOTING. | | ShrHldr | | Against | | Against | | For |
4 | | PENSION CREDIT POLICY. | | ShrHldr | | Against | | Against | | For |
5 | | ADVISORY VOTE ON COMPENSATION. Shr Against For | | ShrHldr | | Against | | Against | | For |
6 | | SPECIAL STOCKHOLDER MEETINGS. | | ShrHldr | | Against | | Against | | For |
AUTOMATIC DATA PROCESSING, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ADP | | CUSIP 053015103 | | 11/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GREGORY D. BRENNEMAN | | Mgmt | | For | | For | | For |
1.2 | | LESLIE A. BRUN | | Mgmt | | For | | For | | For |
1.3 | | GARY C. BUTLER | | Mgmt | | For | | For | | For |
1.4 | | LEON G. COOPERMAN | | Mgmt | | For | | For | | For |
1.5 | | ERIC C. FAST | | Mgmt | | For | | For | | For |
1.6 | | LINDA R. GOODEN | | Mgmt | | For | | For | | For |
1.7 | | R. GLENN HUBBARD | | Mgmt | | For | | For | | For |
1.8 | | JOHN P. JONES | | Mgmt | | For | | For | | For |
1.9 | | CHARLES H. NOSKI | | Mgmt | | For | | For | | For |
1.10 | | SHARON T. ROWLANDS | | Mgmt | | For | | For | | For |
1.11 | | GREGORY L. SUMME | | Mgmt | | For | | For | | For |
2 | | APPOINTMENT OF DELOITTE & TOUCHE LLP | | Mgmt | | For | | For | | For |
BANK OF AMERICA CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAC | | CUSIP 060505104 | | 02/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION. | | Mgmt | | For | | For | | For |
2 | | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1. | | Mgmt | | For | | For | | For |
BANK OF AMERICA CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAC | | CUSIP 060505104 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: SUSAN S. BIES | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: MONICA C. LOZANO | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: THOMAS J. MAY | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: DONALD E. POWELL | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: ROBERT W. SCULLY | | Mgmt | | For | | For | | For |
2 | | A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2010 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION | | Mgmt | | For | | For | | For |
4 | | AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
5 | | A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN | | Mgmt | | For | | For | | For |
| | | | | |
6 | | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT | | ShrHldr | | Against | | For | | Against |
| | | | | |
7 | | STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY | | ShrHldr | | Against | | For | | Against |
8 | | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | | ShrHldr | | Against | | For | | Against |
9 | | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
10 | | STOCKHOLDER PROPOSAL - SUCCESSION PLANNING | | ShrHldr | | Against | | For | | Against |
11 | | STOCKHOLDER PROPOSAL - DERIVATIVES TRADING | | ShrHldr | | Against | | For | | Against |
12 | | STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
BAXTER INTERNATIONAL INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAX | | CUSIP 071813109 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: BLAKE E. DEVITT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN D. FORSYTH | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: GAIL D. FOSLER | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTING. | | ShrHldr | | Against | | For | | Against |
CARNIVAL CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CCL | | CUSIP 143658300 | | 04/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | TO ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
3 | | TO RE-ELECT ROBERT H. DICKINSON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
5 | | TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
6 | | TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
7 | | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
8 | | TO RE-ELECT MODESTO A. MAIDIQUE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
9 | | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
10 | | TO RE-ELECT PETER G. RATCLIFFE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
11 | | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
13 | | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
14 | | TO RE-ELECT UZI ZUCKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
| | | | | |
15 | | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORA | | Mgmt | | For | | For | | For |
| | | | | |
16 | | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | | Mgmt | | For | | For | | For |
17 | | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2009 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | | Mgmt | | For | | For | | For |
| | | | | |
18 | | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2009 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | | Mgmt | | For | | For | | For |
19 | | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | | Mgmt | | For | | For | | For |
20 | | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | | Mgmt | | For | | For | | For |
| | | | | |
21 | | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | | Mgmt | | For | | For | | For |
| | | | | |
22 | | TO CONSIDER A SHAREHOLDER PROPOSAL. | | ShrHldr | | Against | | For | | Against |
CENTURYTEL, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CTL | | CUSIP 156700106 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | W. BRUCE HANKS | | Mgmt | | For | | For | | For |
1.2 | | C.G. MELVILLE, JR. | | Mgmt | | For | | For | | For |
1.3 | | WILLIAM A. OWENS | | Mgmt | �� | For | | For | | For |
1.4 | | GLEN F. POST, III | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2010. | | Mgmt | | For | | For | | For |
3 | | TO AMEND OUR ARTICLES OF INCORPORATION TO CHANGE OUR NAME TO CENTURYLINK, INC. | | Mgmt | | For | | For | | For |
4 | | TO APPROVE OUR 2010 EXECUTIVE OFFICER SHORT-TERM INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
5 | | TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING NETWORK MANAGEMENT PRACTICES. | | ShrHldr | | Against | | For | | Against |
6 | | TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING LIMITATION OF EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
| | | | | |
7 | | TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION | | ShrHldr | | Against | | For | | Against |
8 | | TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION ADVISORY VOTES. | | ShrHldr | | Against | | For | | Against |
CISCO SYSTEMS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CSCO | | CUSIP 17275R102 | | 11/12/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: LARRY R. CARTER | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: MICHAEL K. POWELL | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: ARUN SARIN | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: STEVEN M. WEST | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: JERRY YANG | | Mgmt | | For | | For | | For |
2 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2010. | | Mgmt | | For | | For | | For |
5 | | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO’S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | | ShrHldr | | Against | | For | | Against |
6 | | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS D | | ShrHldr | | Against | | For | | Against |
| | | | | |
7 | | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICE | | ShrHldr | | Against | | For | | Against |
CITIGROUP INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
C | | CUSIP 172967101 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: ROBERT L. JOSS | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: RICHARD D. PARSONS | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: JUDITH RODIN | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: ROBERT L. RYAN | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: DIANA L. TAYLOR | | Mgmt | | For | | For | | For |
1.14 | | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | | Mgmt | | For | | For | | For |
1.15 | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
4 | | PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | PROPOSAL TO APPROVE CITI’S 2009 EXECUTIVE COMPENSATION. | | Mgmt | | For | | For | | For |
6 | | PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION PLAN. | | Mgmt | | For | | For | | For |
7 | | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | | Mgmt | | For | | For | | For |
8 | | STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP. | | ShrHldr | | Against | | For | | Against |
9 | | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | | ShrHldr | | Against | | For | | Against |
10 | | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON COLLATERAL FOR OVER-THE-COUNTER DERIVATIVES TRADES. | | ShrHldr | | Against | | For | | Against |
11 | | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | | ShrHldr | | Against | | For | | Against |
12 | | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE OFFICERS RETAIN 75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING TERMINATION OF EMPLOYMENT. | | ShrHldr | | Against | | For | | Against |
13 | | STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. | | ShrHldr | | Against | | For | | Against |
CITIGROUP INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
C | | CUSIP 172967101 | | 07/24/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Consent | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | | Mgmt | | For | | For | | For |
2 | | APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | | Mgmt | | For | | For | | For |
3 | | APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT | | Mgmt | | For | | For | | For |
4 | | APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET FORTH IN ANNEX D TO THE PROXY STATEMENT. | | Mgmt | | For | | For | | For |
CITIGROUP INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
C | | CUSIP 172967101 | | 09/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Consent | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PROPOSAL TO APPROVE THE AUTHORIZED SHARE INCREASE AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO APPROVE THE PREFERRED STOCK CHANGE AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT. | | Mgmt | | For | | For | | For |
CORNING INCORPORATED
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GLW | | CUSIP 219350105 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: WENDELL P. WEEKS | | Mgmt | | For | | For | | For |
2 | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | APPROVAL OF THE 2010 VARIABLE COMPENSATION PLAN. | | Mgmt | | For | | For | | For |
4 | | APPROVAL OF THE 2010 EQUITY PLAN FOR NON-EMPLOYEE DIRECTORS. | | Mgmt | | For | | For | | For |
5 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Mgmt | | For | | For | | For |
6 | | SHAREHOLDER PROPOSAL CONCERNING VOTING. | | ShrHldr | | Against | | For | | Against |
DOMINION RESOURCES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
D | | CUSIP 25746U109 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: WILLIAM P. BARR | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: PETER W. BROWN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOHN W. HARRIS | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: MARK J. KINGTON | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: MARGARET A. MCKENNA | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: FRANK S. ROYAL | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: DAVID A. WOLLARD | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2010 | | Mgmt | | For | | For | | For |
3 | | AMENDMENT TO ARTICLES OF INCORPORATION RELATED TO VOTING PROVISIONS | | Mgmt | | For | | For | | For |
| | | | | |
4 | | AMENDMENTS TO BYLAWS RELATED TO VOTING PROVISIONS | | Mgmt | | For | | For | | For |
5 | | AMENDMENTS TO ARTICLES RELATED TO SETTING THE SIZE OF THE BOARD | | Mgmt | | For | | For | | For |
6 | | AMENDMENT TO ARTICLES RELATED TO REMOVAL OF A DIRECTOR FOR CAUSE | | Mgmt | | For | | For | | For |
7 | | AMENDMENT TO ARTICLES CLARIFYING CERTAIN SHAREHOLDER MEETING PROVISIONS | | Mgmt | | For | | For | | For |
8 | | 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2022 | | ShrHldr | | Against | | For | | Against |
9 | | REJECT PLANS TO CONSTRUCT NORTH ANNA 3 | | ShrHldr | | Against | | For | | Against |
10 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
E. I. DU PONT DE NEMOURS AND COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DD | | CUSIP 263534109 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: SAMUEL W. BODMAN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: RICHARD H. BROWN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: ROBERT A. BROWN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: JOHN T. DILLON | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: WILLIAM K. REILLY | | Mgmt | | For | | For | | For |
2 | | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Mgmt | | For | | For | | For |
3 | | ON SHAREHOLDER SAY ON EXECUTIVE PAY | | ShrHldr | | Against | | For | | Against |
4 | | ON AMENDMENT TO HUMAN RIGHTS POLICY | | ShrHldr | | Against | | For | | Against |
ELI LILLY AND COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LLY | | CUSIP 532457108 | | 04/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR : R. ALVAREZ | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR : W. BISCHOFF | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR : R.D. HOOVER | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR : F.G. PRENDERGAST | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR : K.P. SEIFERT | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF BOARD OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS. | | Mgmt | | For | | For | | For |
5 | | SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL SPECIAL SHAREHOLDERS’ MEETINGS. | | ShrHldr | | Against | | For | | Against |
6 | | SHAREHOLDER PROPOSAL ON PROHIBITING CEO’S FROM SERVING ON THE COMPENSATION COMMITTEE. | | ShrHldr | | Against | | For | | Against |
| | | | | |
7 | | SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
| | | | | |
8 | | SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD EQUITY AWARDS INTO RETIREMENT. | | ShrHldr | | Against | | For | | Against |
EMC CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EMC | | CUSIP 268648102 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: PAUL SAGAN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS. | | ShrHldr | | Against | | For | | Against |
4 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
FIRSTENERGY CORP.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FE | | CUSIP 337932107 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | PAUL T. ADDISON | | Mgmt | | For | | For | | For |
1.2 | | ANTHONY J. ALEXANDER | | Mgmt | | For | | For | | For |
1.3 | | MICHAEL J. ANDERSON | | Mgmt | | For | | For | | For |
1.4 | | DR. CAROL A. CARTWRIGHT | | Mgmt | | For | | For | | For |
1.5 | | WILLIAM T. COTTLE | | Mgmt | | For | | For | | For |
1.6 | | ROBERT B. HEISLER, JR. | | Mgmt | | For | | For | | For |
1.7 | | ERNEST J. NOVAK, JR. | | Mgmt | | For | | For | | For |
1.8 | | CATHERINE A. REIN | | Mgmt | | For | | For | | For |
1.9 | | GEORGE M. SMART | | Mgmt | | For | | For | | For |
1.10 | | WES M. TAYLOR | | Mgmt | | For | | For | | For |
1.11 | | JESSE T. WILLIAMS, SR. | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Mgmt | | For | | For | | For |
3 | | SHAREHOLDER PROPOSAL: REDUCE THE PERCENTAGE OF SHARES REQUIRED TO CALL SPECIAL SHAREHOLDER MEETING | | ShrHldr | | Against | | For | | Against |
4 | | SHAREHOLDER PROPOSAL: ADOPT POLICY TO RETAIN SHARES FOLLOWING TERMINATION OF EMPLOYMENT | | ShrHldr | | Against | | For | | Against |
5 | | SHAREHOLDER PROPOSAL: PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT | | ShrHldr | | Against | | For | | Against |
6 | | SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | | ShrHldr | | Against | | For | | Against |
FLUOR CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLR | | CUSIP 343412102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JAMES T. HACKETT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: KENT KRESA | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: NADER H. SULTAN | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT THE BOARD’S CHAIRMAN BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF FLUOR. | | ShrHldr | | Against | | For | | Against |
GENERAL ELECTRIC COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GE | | CUSIP 369604103 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: WILLIAM M. CASTELL | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: ANN M. FUDGE | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: ANDREA JUNG | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: ROBERT W. LANE | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: RALPH S. LARSEN | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: JAMES J. MULVA | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: SAM NUNN | | Mgmt | | For | | For | | For |
1.14 | | ELECTION OF DIRECTOR: ROGER S. PENSKE | | Mgmt | | For | | For | | For |
1.15 | | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | | Mgmt | | For | | For | | For |
1.16 | | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF KPMG | | Mgmt | | For | | For | | For |
3 | | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | | ShrHldr | | Against | | For | | Against |
4 | | SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS | | ShrHldr | | Against | | For | | Against |
5 | | SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN | | ShrHldr | | Against | | For | | Against |
6 | | SHAREOWNER PROPOSAL: PAY DISPARITY | | ShrHldr | | Against | | For | | Against |
7 | | SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES | | ShrHldr | | Against | | For | | Against |
8 | | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
GOODRICH CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GR | | CUSIP 382388106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
| | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | CAROLYN CORVI | | Mgmt | | For | | For | | For |
1.2 | | DIANE C. CREEL | | Mgmt | | For | | For | | For |
1.3 | | GEORGE A. DAVIDSON, JR. | | Mgmt | | For | | For | | For |
1.4 | | HARRIS E. DELOACH, JR. | | Mgmt | | For | | For | | For |
1.5 | | JAMES W. GRIFFITH | | Mgmt | | For | | For | | For |
1.6 | | WILLIAM R. HOLLAND | | Mgmt | | For | | For | | For |
1.7 | | JOHN P. JUMPER | | Mgmt | | For | | For | | For |
1.8 | | MARSHALL O. LARSEN | | Mgmt | | For | | For | | For |
1.9 | | LLOYD W. NEWTON | | Mgmt | | For | | For | | For |
1.10 | | DOUGLAS E. OLESEN | | Mgmt | | For | | For | | For |
1.11 | | ALFRED M. RANKIN, JR. | | Mgmt | | For | | For | | For |
2 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | APPROVE AN AMENDMENT AND RESTATEMENT OF THE SENIOR EXECUTIVE MANAGEMENT INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
HALLIBURTON COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HAL | | CUSIP 406216101 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: A.M. BENNETT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: J.R. BOYD | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: M. CARROLL | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: N.K. DICCIANI | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: S.M. GILLIS | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: J.T. HACKETT | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: D.J. LESAR | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: R.A. MALONE | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: J.L. MARTIN | | Mgmt | | Against | | Against | | For |
1.10 | | ELECTION OF DIRECTOR: D.L. REED | | Mgmt | | For | | For | | For |
2 | | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | | Mgmt | | Against | | Against | | For |
3 | | PROPOSAL ON HUMAN RIGHTS POLICY. | | ShrHldr | | For | | Against | | Against |
4 | | PROPOSAL ON POLITICAL CONTRIBUTIONS. | | ShrHldr | | Against | | For | | Against |
5 | | PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. | | ShrHldr | | Against | | For | | Against |
6 | | PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. | | ShrHldr | | For | | Against | | Against |
INTEL CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
INTC | | CUSIP 458140100 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: REED E. HUNDT | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: PAUL S. OTELLINI | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: JANE E. SHAW | �� | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: FRANK D. YEARY | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
JACOBS ENGINEERING GROUP INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JEC | | CUSIP 469814107 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: EDWARD V. FRITZKY | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: BENJAMIN F. MONTOYA | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: PETER J. ROBERTSON | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
JOHNSON & JOHNSON
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNJ | | CUSIP 478160104 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MARY SUE COLEMAN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JAMES G. CULLEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: ANNE M. MULCAHY | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: LEO F. MULLIN | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: CHARLES PRINCE | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: DAVID SATCHER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
4 | | SPECIAL SHAREOWNER MEETINGS | | ShrHldr | | Against | | For | | Against |
MICROSOFT CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MSFT | | CUSIP 594918104 | | 11/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | ELECTION OF DIRECTOR: WILLIAM H. GATES III | | Mgmt | | For | | For | | For |
2 | | ELECTION OF DIRECTOR: STEVEN A. BALLMER | | Mgmt | | For | | For | | For |
3 | | ELECTION OF DIRECTOR: DINA DUBLON | | Mgmt | | For | | For | | For |
4 | | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | | Mgmt | | For | | For | | For |
5 | | ELECTION OF DIRECTOR: REED HASTINGS | | Mgmt | | For | | For | | For |
6 | | ELECTION OF DIRECTOR: MARIA KLAWE | | Mgmt | | For | | For | | For |
7 | | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | | Mgmt | | For | | For | | For |
8 | | ELECTION OF DIRECTOR: CHARLES H. NOSKI | | Mgmt | | For | | For | | For |
9 | | ELECTION OF DIRECTOR: HELMUT PANKE | | Mgmt | | For | | For | | For |
10 | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR | | Mgmt | | For | | For | | For |
11 | | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | | Mgmt | | For | | For | | For |
12 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
13 | | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | | ShrHldr | | Against | | For | | Against |
14 | | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | | ShrHldr | | Against | | For | | Against |
NOBLE CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NE | | CUSIP H5833N103 | | 10/29/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GORDON T. HALL | | Mgmt | | For | | For | | For |
1.2 | | JON A. MARSHALL | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009 | | Mgmt | | For | | For | | For |
PUBLIC SERVICE ENTERPRISE GROUP INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEG | | CUSIP 744573106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: CONRAD K.HARPER | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: WILLIAM V. HICKEY | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: RALPH IZZO | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DAVID LILLEY | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: THOMAS A. RENYI | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: HAK CHEOL SHIN | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: RICHARD J. SWIFT | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2010. | | Mgmt | | For | | For | | For |
QUANTA SERVICES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PWR | | CUSIP 74762e102 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | JAMES R. BALL | | Mgmt | | For | | For | | For |
1.2 | | JOHN R. COLSON | | Mgmt | | For | | For | | For |
1.3 | | J. MICHAL CONAWAY | | Mgmt | | For | | For | | For |
1.4 | | RALPH R. DISIBIO | | Mgmt | | For | | For | | For |
1.5 | | BERNARD FRIED | | Mgmt | | For | | For | | For |
1.6 | | LOUIS C. GOLM | | Mgmt | | For | | For | | For |
1.7 | | WORTHING F. JACKMAN | | Mgmt | | For | | For | | For |
1.8 | | BRUCE RANCK | | Mgmt | | For | | For | | For |
1.9 | | JOHN R. WILSON | | Mgmt | | For | | For | | For |
1.10 | | PAT WOOD, III | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Mgmt | | For | | For | | For |
3 | | CONSIDERATION OF A STOCKHOLDER PROPOSAL CONCERNING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | | ShrHldr | | Against | | For | | Against |
RAYTHEON COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RTN | | CUSIP 755111507 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: VERNON E. CLARK | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN M. DEUTCH | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: FREDERIC M. POSES | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: RONALD L. SKATES | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: LINDA G. STUNTZ | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF INDEPENDENT AUDITORS. | | Mgmt | | For | | For | | For |
3 | | AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Mgmt | | For | | For | | For |
4 | | APPROVAL OF THE RAYTHEON COMPANY 2010 STOCK PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
6 | | STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS. | | ShrHldr | | Against | | For | | Against |
| | | | | |
7 | | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | | ShrHldr | | Against | | For | | Against |
SUNTRUST BANKS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STI | | CUSIP 867914103 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: ROBERT M. BEALL, II | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: ALSTON D. CORRELL | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: JEFFREY C. CROWE | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: PATRICIA C. FRIST | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: BLAKE P. GARRETT, JR. | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: DAVID H. HUGHES | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: M. DOUGLAS IVESTER | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: J. HICKS LANIER | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: WILLIAM A. LINNENBRINGER | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: G. GILMER MINOR, III | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: LARRY L. PRINCE | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: FRANK S. ROYAL, M.D. | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: THOMAS R. WATJEN | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: JAMES M. WELLS III | | Mgmt | | For | | For | | For |
| | | | | |
1.15 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: KAREN HASTIE WILLIAMS | | Mgmt | | For | | For | | For |
| | | | | |
1.16 | | ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN 2011: DR. PHAIL WYNN, JR. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | PROPOSAL TO APPROVE THE PERFORMANCE GOALS UNDER THE SUNTRUST BANKS, INC. MANAGEMENT INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: “RESOLVED, THAT THE HOLDERS OF COMMON STOCK OF SUNTRUST BANKS, INC. APPROVE THE COMPENSATION OF THE COMPANY’S EXECUTIVES AS DESCRIBED IN THE SUMMARY COMPENSATION TABLE AS WELL AS IN THE COMPENSATIO | | Mgmt | | For | | For | | For |
| | | | | |
5 | | SHAREHOLDER PROPOSAL REGARDING PREPARATION AND DISCLOSURE OF SUSTAINABILITY REPORT. | | ShrHldr | | Against | | For | | Against |
THE ALLSTATE CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ALL | | CUSIP 020002101 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
| | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: ROBERT D. BEYER | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: W. JAMES FARRELL | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JACK M. GREENBERG | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: RONALD T. LEMAY | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: ANDREA REDMOND | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: JOSHUA I. SMITH | | Mgmt | | Against | | Against | | For |
1.9 | | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: THOMAS J. WILSON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2010. | | Mgmt | | For | | For | | For |
3 | | STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS. | | ShrHldr | | For | | Against | | Against |
4 | | STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | | ShrHldr | | Against | | For | | Against |
5 | | STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | ShrHldr | | Against | | For | | Against |
| | | | | |
6 | | STOCKHOLDER PROPOSAL SEEKING A REVIEW AND REPORT ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
7 | | STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS. | | ShrHldr | | Against | | For | | Against |
THE HOME DEPOT, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HD | | CUSIP 437076102 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: ARI BOUSBIB | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: ALBERT P. CAREY | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: ARMANDO CODINA | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: BONNIE G. HILL | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: KAREN L. KATEN | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP | | Mgmt | | For | | For | | For |
| | | | | |
3 | | PROPOSAL TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE HOME DEPOT, INC. 2005 OMNIBUS STOCK INCENTIVE PLAN | | Mgmt | | For | | For | | For |
4 | | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | | ShrHldr | | Against | | For | | Against |
5 | | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION | | ShrHldr | | Against | | For | | Against |
6 | | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | | ShrHldr | | Against | | For | | Against |
7 | | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT | | ShrHldr | | Against | | For | | Against |
8 | | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD | | ShrHldr | | Against | | For | | Against |
9 | | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | | ShrHldr | | Against | | For | | Against |
10 | | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA | | ShrHldr | | Against | | For | | Against |
THE SHAW GROUP INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SHAW | | CUSIP 820280105 | | 01/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | J.M. BERNHARD, JR. | | Mgmt | | For | | For | | For |
1.2 | | JAMES F. BARKER | | Mgmt | | For | | For | | For |
1.3 | | THOS. E. CAPPS | | Mgmt | | For | | For | | For |
1.4 | | DANIEL A. HOFFLER | | Mgmt | | For | | For | | For |
1.5 | | DAVID W. HOYLE | | Mgmt | | For | | For | | For |
1.6 | | MICHAEL J. MANCUSO | | Mgmt | | For | | For | | For |
1.7 | | ALBERT D. MCALISTER | | Mgmt | | For | | For | | For |
1.8 | | STEPHEN R. TRITCH | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Mgmt | | For | | For | | For |
3 | | TRANSACT SUCH OTHER BUSINESS, INCLUDING ACTION ON SHAREHOLDER PROPOSALS, AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING AND ANY CONTINUATIONS, ADJOURNMENTS OR POSTPONEMENTS THEREOF. | | Mgmt | | For | | For | | For |
THE TRAVELERS COMPANIES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TRV | | CUSIP 89417e109 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ALAN L. BELLER | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN H. DASBURG | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: JANET M. DOLAN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JAY S. FISHMAN | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: THOMAS R. HODGSON | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: DONALD J. SHEPARD | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VZ | | CUSIP 92343V104 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: RICHARD L. CARRION | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: M. FRANCES KEETH | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: ROBERT W. LANE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: SANDRA O. MOOSE | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: THOMAS H. O’BRIEN | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: HUGH B. PRICE | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: RODNEY E. SLATER | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: JOHN W. SNOW | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: JOHN R. STAFFORD | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
| | | | | |
4 | | PROHIBIT GRANTING STOCK OPTIONS | | ShrHldr | | Against | | For | | Against |
5 | | GENDER IDENTITY NON-DISCRIMINATION POLICY | | ShrHldr | | Against | | For | | Against |
6 | | PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | | ShrHldr | | Against | | For | | Against |
| | | | | |
7 | | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | | ShrHldr | | Against | | For | | Against |
8 | | ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY | | ShrHldr | | Against | | For | | Against |
9 | | SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH | | ShrHldr | | Against | | For | | Against |
| | | | | |
10 | | EXECUTIVE STOCK RETENTION REQUIREMENTS | | ShrHldr | | Against | | For | | Against |
WELLS FARGO & COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WFC | | CUSIP 949746101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DONALD M. JAMES | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Mgmt | | For | | For | | For |
1.14 | | ELECTION OF DIRECTOR: ROBERT K. STEEL | | Mgmt | | For | | For | | For |
1.15 | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Mgmt | | For | | For | | For |
1.16 | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVES. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY’S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | | Mgmt | | For | | For | | For |
4 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | | Mgmt | | For | | For | | For |
5 | | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | | ShrHldr | | Against | | For | | Against |
6 | | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | ShrHldr | | Against | | For | | Against |
7 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | | ShrHldr | | Against | | For | | Against |
8 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | | ShrHldr | | Against | | For | | Against |
XILINX, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XLNX | | CUSIP 983919101 | | 08/12/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: PHILIP T. GIANOS | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: JOHN L. DOYLE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JERALD G. FISHMAN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR. | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: MARSHALL C. TURNER | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE | | Mgmt | | For | | For | | For |
| | | | | |
2 | | TO APPROVE AN AMENDMENT TO 1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN TO INCREASE THE NUMBEROF SHARES BY 2,000,000. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S 2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 5,000,000 SHARES. | | Mgmt | | For | | For | | For |
| | 4 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S EXTERNAL AUDITORS FOR FISCAL YEAR 2010. | | Mgmt | | For | | For | | For |
Fund Name : Aston/Montag & Caldwell Balanced Fund
3M Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MMM | | CUSIP 88579Y101 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: LINDA G. ALVARADO | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: VANCE D. COFFMAN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: W. JAMES FARRELL | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: HERBERT L. HENKEL | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: AULANA L. PETERS | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: ROBERT J. ULRICH | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | | ShrHldr | | Against | | Against | | For |
Abbott laboratories
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABT | | CUSIP 002824100 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | | Mgmt | | For | | For | | For |
| | | | | |
3 | | SHAREHOLDER PROPOSAL-ADVISORY VOTE | | ShrHldr | | Against | | For | | Against |
4 | | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | | ShrHldr | | Against | | Against | | For |
Allergan, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AGN | | CUSIP 018490102 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: GAVIN S. HERBERT | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAWN HUDSON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D. | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | | Mgmt | | For | | For | | For |
4 | | APPROVE AN AMENDMENT TO OUR RESTATED TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT TO APPROVE CERTAIN BUSINESS COMBINATIONS. | | Mgmt | | For | | For | | For |
5 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE REQUIREMENTTO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION. | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAPL | | CUSIP 037833100 | | 02/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William V. Campbell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Millard S. Drexler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Arthur D. Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jerome B. York | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Prepare Sustainability Report | | ShrHldr | | Against | | Against | | For |
7 | | Establish Other Board Committee | | ShrHldr | | Against | | Against | | For |
Burlington Northern Santa Fe Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BNI | | CUSIP 12189T104 | | 02/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Cameron International Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAM | | CUSIP 13342B105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Mgmt | | For | | For | | For |
Colgate-Palmolive Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CL | | CUSIP 194162103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOHN T. CAHILL | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: IAN COOK | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: HELENE D. GAYLE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DAVID W. JOHNSON | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: RICHARD J. KOGAN | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: DELANO E. LEWIS | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: J. PEDRO REINHARD | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | | Mgmt | | For | | For | | For |
2 | | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | STOCKHOLDER PROPOSAL ON CHARITABLE CONTRIBUTIONS. | | ShrHldr | | Against | | Against | | For |
5 | | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | | ShrHldr | | Against | | Against | | For |
Costco Wholesale Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COST | | CUSIP 22160K105 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director B.S. Carson, Sr., M.D. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director William H. Gates | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hamilton E. James | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jill S. Ruckelshaus | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Emerson Electric Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EMR | | CUSIP 291011104 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director C. A. H. Boersig | | Mgmt | | For | | For | | For |
1.2 | | Elect Director C. Fernandez G. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director W. J. Galvin | | Mgmt | | For | | For | | For |
1.4 | | Elect Director R. L. Stephenson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director V. R. Loucks, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director R. L. Ridgway | | Mgmt | | For | | For | | For |
2 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fluor Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLR | | CUSIP 343412102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JAMES T. HACKETT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: KENT KRESA | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: NADER H. SULTAN | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT THE BOARD’S CHAIRMAN BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF FLUOR. | | ShrHldr | | Against | | Against | | For |
Gilead Sciences, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GILD | | CUSIP 375558103 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.13 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD’S CERTIFICATE OF INCORPORATION AND BY-LAWS. | | ShrHldr | | Against | | For | | Against |
Google Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GOOG | | CUSIP 38259P508 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Mgmt | | For | | For | | For |
4 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
5 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
| | | | | |
6 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
Hewlett-Packard Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HPQ | | CUSIP 428236103 | | 03/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Lawrence T. Babbio, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Sari M. Baldauf | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John H. Hammergren | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Mark V. Hurd | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Joel Z. Hyatt | | Mgmt | | For | | For | | For |
1.8 | | Elect Director John R. Joyce | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Robert L. Ryan | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Lucille S. Salhany | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Company Request on Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
JPMorgan Chase & Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JPM | | CUSIP 46625H100 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: STEPHEN B. BURKE | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAVID M. COTE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JAMES S. CROWN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JAMES DIMON | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: DAVID C. NOVAK | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | Mgmt | | For | | For | | For |
2 | | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
4 | | POLITICAL NON-PARTISANSHIP | | ShrHldr | | Against | | Against | | For |
5 | | SPECIAL SHAREOWNER MEETINGS | | ShrHldr | | Against | | Against | | For |
6 | | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | | ShrHldr | | Against | | Against | | For |
7 | | SHAREHOLDER ACTION BY WRITTEN CONSENT | | ShrHldr | | Against | | Against | | For |
8 | | INDEPENDENT CHAIRMAN | | ShrHldr | | Against | | Against | | For |
9 | | PAY DISPARITY | | ShrHldr | | Against | | Against | | For |
10 | | SHARE RETENTION | | ShrHldr | | Against | | Against | | For |
Juniper Networks, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNPR | | CUSIP 48203R104 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | | Mgmt | | For | | For | | For |
McDonald’s Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | �� | Meeting Status |
MCD | | CUSIP 580135101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: WALTER E. MASSEY | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: ROGER W. STONE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: MILES D. WHITE | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
| | | | | |
4 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | | ShrHldr | | Against | | For | | Against |
5 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | | ShrHldr | | Against | | Against | | For |
6 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | | ShrHldr | | Against | | Against | | For |
Merck & Co., Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MRK | | CUSIP 58933Y105 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: LESLIE A. BRUN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: THOMAS R. CECH | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: RICHARD T. CLARK | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: THOMAS H. GLOCER | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: HARRY R. JACOBSON | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: C. ROBERT KIDDER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: THOMAS E. SHENK | | Mgmt | | For | | For | | For |
1.14 | | ELECTION OF DIRECTOR: ANNE M. TATLOCK | | Mgmt | | For | | For | | For |
1.15 | | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | | Mgmt | | For | | For | | For |
1.16 | | ELECTION OF DIRECTOR: WENDELL P. WEEKS | | Mgmt | | For | | For | | For |
1.17 | | ELECTION OF DIRECTOR: PETER C. WENDELL | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. | | Mgmt | | For | | For | | For |
Monsanto Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MON | | CUSIP 61166W101 | | 01/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Frank V. AtLee III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director David L. Chicoine | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Arthur H. Harper | | Mgmt | | For | | For | | For |
4 | | Elect Director Gwendolyn S. King | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Nike, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NKE | | CUSIP 654106103 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jill K. Conway | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John C. Lechleiter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Occidental Petroleum
Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OXY | | CUSIP 674599105 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN S. CHALSTY | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOHN E. FEICK | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: RAY R. IRANI | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: IRVIN W. MALONEY | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: ROSEMARY TOMICH | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: WALTER L. WEISMAN | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | | Mgmt | | For | | For | | For |
3 | | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | | ShrHldr | | Against | | Against | | For |
6 | | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | | ShrHldr | | Against | | Against | | For |
| | | | | |
7 | | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | | ShrHldr | | Against | | Against | | For |
| | | | | |
8 | | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | | ShrHldr | | Against | | Against | | For |
9 | | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | | ShrHldr | | Against | | Against | | For |
10 | | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | | ShrHldr | | Against | | Against | | For |
11 | | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | | ShrHldr | | Against | | Against | | For |
Pepsico, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEP | | CUSIP 713448108 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: S.L. BROWN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: I.M. COOK | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: D. DUBLON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: V.J. DZAU | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: R.L. HUNT | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: A. IBARGUEN | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: A.C. MARTINEZ | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: I.K. NOOYI | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: J.J. SCHIRO | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: L.G. TROTTER | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: D. VASELLA | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | | ShrHldr | | Against | | Against | | For |
5 | | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | ShrHldr | | Against | | Against | | For |
6 | | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | | ShrHldr | | Against | | Against | | For |
QUALCOMM Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
QCOM | | CUSIP 747525103 | | 03/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Stephen M. Bennett | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Donald G. Cruickshank | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Raymond V. Dittamore | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Irwin Mark Jacobs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul E. Jacobs | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Robert E. Kahn | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Sherry Lansing | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Duane A. Nelles | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Brent Scowcroft | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Marc I. Stern | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Research In Motion Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RIMM | | CUSIP 760975102 | | 07/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mike Lazaridis | | Mgmt | | For | | For | | For |
1.2 | | Elect Director James Estill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David Kerr | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Roger Martin | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John Richardson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Barbara Stymiest | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John Wetmore | | Mgmt | | For | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Schering-Plough Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SGP | | CUSIP 806605101 | | 08/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Schlumberger Limited
(Schlumberger N.V.)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SLB | | CUSIP 806857108 | | 04/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
4 | | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | | Mgmt | | For | | For | | For |
5 | | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
Stryker Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SYK | | CUSIP 863667101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
The Charles Schwab
Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCHW | | CUSIP 808513105 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ARUN SARIN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: PAULA A. SNEED | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF INDEPENDENT AUDITORS | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF AMENDED CORPORATE EXECUTIVE BONUS PLAN | | Mgmt | | For | | For | | For |
4 | | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | ShrHldr | | Against | | Against | | For |
5 | | STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS | | ShrHldr | | Against | | Against | | For |
The Coca-Cola Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KO | | CUSIP 191216100 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Mgmt | | For | | For | | For |
2 | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Mgmt | | For | | For | | For |
3 | | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | | Mgmt | | For | | For | | For |
4 | | ELECTION OF DIRECTOR: BARRY DILLER | | Mgmt | | For | | For | | For |
5 | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Mgmt | | For | | For | | For |
6 | | ELECTION OF DIRECTOR: MUHTAR KENT | | Mgmt | | For | | For | | For |
7 | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Mgmt | | For | | For | | For |
8 | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Mgmt | | For | | For | | For |
9 | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Mgmt | | For | | For | | For |
10 | | ELECTION OF DIRECTOR: SAM NUNN | | Mgmt | | For | | For | | For |
11 | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Mgmt | | For | | For | | For |
12 | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Mgmt | | For | | For | | For |
13 | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Mgmt | | For | | For | | For |
14 | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Mgmt | | For | | For | | For |
15 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Mgmt | | For | | For | | For |
16 | | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
17 | | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | | ShrHldr | | Against | | Against | | For |
| | | | | |
18 | | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | | ShrHldr | | Against | | Against | | For |
19 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | ShrHldr | | Against | | Against | | For |
The Procter & Gamble Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PG | | CUSIP 742718109 | | 10/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
3 | | Elect Director Rajat K. Gupta | | Mgmt | | For | | For | | For |
4 | | Elect Director A.G. Lafley | | Mgmt | | For | | For | | For |
5 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
6 | | Elect Director Lynn M. Martin | | Mgmt | | For | | For | | For |
7 | | Elect Director Robert A. McDonald | | Mgmt | | For | | For | | For |
8 | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Director Johnathan A. Rodgers | | Mgmt | | For | | For | | For |
10 | | Elect Director Ralph Snyderman | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Mary Agnes Wilderotter | | Mgmt | | For | | For | | For |
12 | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Ernesto Zedillo | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Code of Regulations | | Mgmt | | For | | For | | For |
16 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
17 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
The TJX Companies Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TJX | | CUSIP 872540109 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: ALAN M. BENNETT | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAVID A. BRANDON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: BERNARD CAMMARATA | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: DAVID T. CHING | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: MICHAEL F. HINES | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: AMY B. LANE | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: CAROL MEYROWITZ | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: WILLOW B. SHIRE | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: FLETCHER H. WILEY | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
The Walt Disney Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DIS | | CUSIP 254687106 | | 03/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Susan E. Arnold | | Mgmt | | For | | For | | For |
2 | | Elect Director John E. Bryson | | Mgmt | | For | | For | | For |
3 | | Elect Director John S. Chen | | Mgmt | | For | | For | | For |
4 | | Elect Director Judith L. Estrin | | Mgmt | | For | | For | | For |
5 | | Elect Director Robert A. Iger | | Mgmt | | For | | For | | For |
6 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
7 | | Elect Director Fred H. Langhammer | | Mgmt | | For | | For | | For |
8 | | Elect Director Aylwin B. Lewis | | Mgmt | | For | | For | | For |
9 | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
11 | | Elect Director John E. Pepper, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Sheryl Sandberg | | Mgmt | | For | | For | | For |
13 | | Elect Director Orin C. Smith | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
16 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
17 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
18 | | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | | Mgmt | | For | | For | | For |
19 | | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | | Mgmt | | For | | For | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
| | | | | |
21 | | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | | ShrHldr | | Against | | Against | | For |
Visa Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
V | | CUSIP 92826C839 | | 01/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Cathy E. Minehan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David J. Pang | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William S. Shanahan | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John A. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Wal-Mart Stores, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WMT | | CUSIP 931142103 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JAMES W. BREYER | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: ROGER C. CORBETT | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: MICHAEL T. DUKE | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: GREGORY B. PENNER | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: ARNE M. SORENSON | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: JIM C. WALTON | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: S. ROBSON WALTON | | Mgmt | | For | | For | | For |
1.14 | | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | | Mgmt | | For | | For | | For |
1.15 | | ELECTION OF DIRECTOR: LINDA S. WOLF | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | | Mgmt | | For | | For | | For |
| | | | | |
3 | | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | | Mgmt | | For | | For | | For |
4 | | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | | Mgmt | | For | | For | | For |
5 | | GENDER IDENTITY NON-DISCRIMINATION POLICY | | ShrHldr | | Against | | Against | | For |
6 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
7 | | POLITICAL CONTRIBUTIONS REPORT | | ShrHldr | | Against | | Against | | For |
8 | | SPECIAL SHAREOWNER MEETINGS | | ShrHldr | | Against | | Against | | For |
9 | | POULTRY SLAUGHTER | | ShrHldr | | Against | | Against | | For |
10 | | LOBBYING PRIORITIES REPORT | | ShrHldr | | Against | | Against | | For |
Fund Name : Aston/Montag & Caldwell Growth Fund
3M COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MMM | | CUSIP 88579Y101 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: LINDA G. ALVARADO | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: VANCE D. COFFMAN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: W. JAMES FARRELL | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: HERBERT L. HENKEL | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: AULANA L. PETERS | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: ROBERT J. ULRICH | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | | ShrHldr | | Against | | Against | | For |
ABBOTT LABORATORIES
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABT | | CUSIP 002824100 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | | Mgmt | | For | | For | | For |
| | | | | |
3 | | SHAREHOLDER PROPOSAL-ADVISORY VOTE | | ShrHldr | | Against | | For | | Against |
4 | | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | | ShrHldr | | Against | | Against | | For |
ALLERGAN, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AGN | | CUSIP 018490102 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: GAVIN S. HERBERT | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAWN HUDSON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D. | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | | Mgmt | | For | | For | | For |
4 | | APPROVE AN AMENDMENT TO OUR RESTATED TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT TO APPROVE CERTAIN BUSINESS COMBINATIONS. | | Mgmt | | For | | For | | For |
5 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE REQUIREMENT TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION. | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAPL | | CUSIP 037833100 | | 02/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William V. Campbell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Millard S. Drexler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Arthur D. Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jerome B. York | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Prepare Sustainability Report | | ShrHldr | | Against | | Against | | For |
7 | | Establish Other Board Committee | | ShrHldr | | Against | | Against | | For |
Burlington Northern Santa Fe Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BNI | | CUSIP 12189T104 | | 02/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
CAMERON INTERNATIONAL CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAM | | CUSIP 13342B105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Mgmt | | For | | For | | For |
COLGATE-PALMOLIVE COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CL | | CUSIP 194162103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOHN T. CAHILL | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: IAN COOK | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: HELENE D. GAYLE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DAVID W. JOHNSON | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: RICHARD J. KOGAN | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: DELANO E. LEWIS | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: J. PEDRO REINHARD | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | | Mgmt | | For | | For | | For |
2 | | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | STOCKHOLDER PROPOSAL ON CHARITABLE CONTRIBUTIONS. | | ShrHldr | | Against | | Against | | For |
5 | | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | | ShrHldr | | Against | | Against | | For |
Costco Wholesale Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COST | | CUSIP 22160K105 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director B.S. Carson, Sr., M.D. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director William H. Gates | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Hamilton E. James | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Jill S. Ruckelshaus | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Emerson Electric Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EMR | | CUSIP 291011104 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director C. A. H. Boersig | | Mgmt | | For | | For | | For |
1.2 | | Elect Director C. Fernandez G. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director W. J. Galvin | | Mgmt | | For | | For | | For |
1.4 | | Elect Director R. L. Stephenson | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director V. R. Loucks, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director R. L. Ridgway | | Mgmt | | For | | For | | For |
2 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FLUOR CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLR | | CUSIP 343412102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JAMES T. HACKETT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: KENT KRESA | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: NADER H. SULTAN | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ADOPT A POLICY THAT THE BOARD’S CHAIRMAN BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF FLUOR. | | ShrHldr | | Against | | Against | | For |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GILD | | CUSIP 375558103 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.13 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD’S CERTIFICATE OF INCORPORATION AND BY-LAWS. | | ShrHldr | | Against | | For | | Against |
GOOGLE INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GOOG | | CUSIP 38259P508 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Mgmt | | For | | For | | For |
4 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
5 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
| | | | | |
6 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | ShrHldr | | Against | | Against | | For |
Hewlett-Packard Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HPQ | | CUSIP 428236103 | | 03/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Lawrence T. Babbio, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Sari M. Baldauf | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John H. Hammergren | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Mark V. Hurd | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Joel Z. Hyatt | | Mgmt | | For | | For | | For |
1.8 | | Elect Director John R. Joyce | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Robert L. Ryan | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Lucille S. Salhany | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Company Request on Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
JPMORGAN CHASE & CO.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JPM | | CUSIP 46625H100 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: STEPHEN B. BURKE | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAVID M. COTE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JAMES S. CROWN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JAMES DIMON | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: DAVID C. NOVAK | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | Mgmt | | For | | For | | For |
2 | | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
4 | | POLITICAL NON-PARTISANSHIP | | ShrHldr | | Against | | Against | | For |
5 | | SPECIAL SHAREOWNER MEETINGS | | ShrHldr | | Against | | Against | | For |
6 | | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | | ShrHldr | | Against | | Against | | For |
7 | | SHAREHOLDER ACTION BY WRITTEN CONSENT | | ShrHldr | | Against | | Against | | For |
8 | | INDEPENDENT CHAIRMAN | | ShrHldr | | Against | | Against | | For |
9 | | PAY DISPARITY | | ShrHldr | | Against | | Against | | For |
10 | | SHARE RETENTION | | ShrHldr | | Against | | Against | | For |
JUNIPER NETWORKS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNPR | | CUSIP 48203R104 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | | Mgmt | | For | | For | | For |
MCDONALD’S CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MCD | | CUSIP 580135101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: WALTER E. MASSEY | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: ROGER W. STONE | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: MILES D. WHITE | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
| | | | | |
4 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | | ShrHldr | | Against | | For | | Against |
5 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | | ShrHldr | | Against | | Against | | For |
6 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | | ShrHldr | | Against | | Against | | For |
MERCK & CO., INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MRK | | CUSIP 58933Y105 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: LESLIE A. BRUN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: THOMAS R. CECH | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: RICHARD T. CLARK | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: THOMAS H. GLOCER | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: HARRY R. JACOBSON | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: C. ROBERT KIDDER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: THOMAS E. SHENK | | Mgmt | | For | | For | | For |
1.14 | | ELECTION OF DIRECTOR: ANNE M. TATLOCK | | Mgmt | | For | | For | | For |
1.15 | | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | | Mgmt | | For | | For | | For |
1.16 | | ELECTION OF DIRECTOR: WENDELL P. WEEKS | | Mgmt | | For | | For | | For |
1.17 | | ELECTION OF DIRECTOR: PETER C. WENDELL | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. | | Mgmt | | For | | For | | For |
Monsanto Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MON | | CUSIP 61166W101 | | 01/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Frank V. AtLee III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director David L. Chicoine | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Arthur H. Harper | | Mgmt | | For | | For | | For |
4 | | Elect Director Gwendolyn S. King | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Nike, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NKE | | CUSIP 654106103 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jill K. Conway | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John C. Lechleiter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
OCCIDENTAL PETROLEUM CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OXY | | CUSIP 674599105 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN S. CHALSTY | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOHN E. FEICK | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: RAY R. IRANI | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: IRVIN W. MALONEY | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: ROSEMARY TOMICH | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: WALTER L. WEISMAN | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | | Mgmt | | For | | For | | For |
3 | | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | | Mgmt | | For | | For | | For |
4 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | | ShrHldr | | Against | | Against | | For |
6 | | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | | ShrHldr | | Against | | Against | | For |
| | | | | |
7 | | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | | ShrHldr | | Against | | Against | | For |
| | | | | |
8 | | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | | ShrHldr | | Against | | Against | | For |
9 | | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | | ShrHldr | | Against | | Against | | For |
10 | | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | | ShrHldr | | Against | | Against | | For |
11 | | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | | ShrHldr | | Against | | Against | | For |
PEPSICO, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEP | | CUSIP 713448108 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: S.L. BROWN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: I.M. COOK | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: D. DUBLON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: V.J. DZAU | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: R.L. HUNT | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: A. IBARGUEN | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: A.C. MARTINEZ | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: I.K. NOOYI | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: J.J. SCHIRO | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: L.G. TROTTER | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: D. VASELLA | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | | ShrHldr | | Against | | Against | | For |
5 | | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | ShrHldr | | Against | | Against | | For |
6 | | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | | ShrHldr | | Against | | Against | | For |
QUALCOMM Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
QCOM | | CUSIP 747525103 | | 03/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Barbara T. Alexander | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Stephen M. Bennett | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Donald G. Cruickshank | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Raymond V. Dittamore | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas W. Horton | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Irwin Mark Jacobs | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul E. Jacobs | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Robert E. Kahn | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Sherry Lansing | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Duane A. Nelles | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Brent Scowcroft | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Marc I. Stern | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Research In Motion Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RIMM | | CUSIP 760975102 | | 07/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mike Lazaridis | | Mgmt | | For | | For | | For |
1.2 | | Elect Director James Estill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David Kerr | | Mgmt | �� | For | | For | | For |
1.4 | | Elect Director Roger Martin | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John Richardson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Barbara Stymiest | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John Wetmore | | Mgmt | | For | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Schering-Plough Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SGP | | CUSIP 806605101 | | 08/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
SCHLUMBERGER LIMITED
(SCHLUMBERGER N.V.)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SLB | | CUSIP 806857108 | | 04/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
4 | | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | | Mgmt | | For | | For | | For |
5 | | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
STRYKER CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SYK | | CUSIP 863667101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
THE CHARLES SCHWAB CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCHW | | CUSIP 808513105 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ARUN SARIN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: PAULA A. SNEED | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF INDEPENDENT AUDITORS | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF AMENDED CORPORATE EXECUTIVE BONUS PLAN | | Mgmt | | For | | For | | For |
4 | | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | ShrHldr | | Against | | Against | | For |
5 | | STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS | | ShrHldr | | Against | | Against | | For |
THE COCA-COLA COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KO | | CUSIP 191216100 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/ Agnst Mgmt |
1 | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Mgmt | | For | | For | | For |
2 | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Mgmt | | For | | For | | For |
3 | | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | | Mgmt | | For | | For | | For |
4 | | ELECTION OF DIRECTOR: BARRY DILLER | | Mgmt | | For | | For | | For |
5 | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Mgmt | | For | | For | | For |
6 | | ELECTION OF DIRECTOR: MUHTAR KENT | | Mgmt | | For | | For | | For |
7 | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Mgmt | | For | | For | | For |
8 | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Mgmt | | For | | For | | For |
9 | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Mgmt | | For | | For | | For |
10 | | ELECTION OF DIRECTOR: SAM NUNN | | Mgmt | | For | | For | | For |
11 | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Mgmt | | For | | For | | For |
12 | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Mgmt | | For | | For | | For |
13 | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Mgmt | | For | | For | | For |
14 | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Mgmt | | For | | For | | For |
15 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Mgmt | | For | | For | | For |
16 | | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
17 | | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | | ShrHldr | | Against | | Against | | For |
| | | | | |
18 | | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | | ShrHldr | | Against | | Against | | For |
19 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | ShrHldr | | Against | | Against | | For |
The Procter & Gamble Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PG | | CUSIP 742718109 | | 10/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
3 | | Elect Director Rajat K. Gupta | | Mgmt | | For | | For | | For |
4 | | Elect Director A.G. Lafley | | Mgmt | | For | | For | | For |
5 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
6 | | Elect Director Lynn M. Martin | | Mgmt | | For | | For | | For |
7 | | Elect Director Robert A. McDonald | | Mgmt | | For | | For | | For |
8 | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Director Johnathan A. Rodgers | | Mgmt | | For | | For | | For |
10 | | Elect Director Ralph Snyderman | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Mary Agnes Wilderotter | | Mgmt | | For | | For | | For |
12 | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Ernesto Zedillo | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Code of Regulations | | Mgmt | | For | | For | | For |
16 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
17 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
THE TJX COMPANIES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TJX | | CUSIP 872540109 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: ALAN M. BENNETT | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAVID A. BRANDON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: BERNARD CAMMARATA | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: DAVID T. CHING | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: MICHAEL F. HINES | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: AMY B. LANE | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: CAROL MEYROWITZ | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: WILLOW B. SHIRE | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: FLETCHER H. WILEY | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
The Walt Disney Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DIS | | CUSIP 254687106 | | 03/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Susan E. Arnold | | Mgmt | | For | | For | | For |
2 | | Elect Director John E. Bryson | | Mgmt | | For | | For | | For |
3 | | Elect Director John S. Chen | | Mgmt | | For | | For | | For |
4 | | Elect Director Judith L. Estrin | | Mgmt | | For | | For | | For |
5 | | Elect Director Robert A. Iger | | Mgmt | | For | | For | | For |
6 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
7 | | Elect Director Fred H. Langhammer | | Mgmt | | For | | For | | For |
8 | | Elect Director Aylwin B. Lewis | | Mgmt | | For | | For | | For |
9 | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
11 | | Elect Director John E. Pepper, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Sheryl Sandberg | | Mgmt | | For | | For | | For |
13 | | Elect Director Orin C. Smith | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
16 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
17 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
18 | | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | | Mgmt | | For | | For | | For |
19 | | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | | Mgmt | | For | | For | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
| | | | | |
21 | | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | | ShrHldr | | Against | | Against | | For |
Visa Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
V | | CUSIP 92826C839 | | 01/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Cathy E. Minehan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David J. Pang | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William S. Shanahan | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John A. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
WAL-MART STORES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WMT | | CUSIP 931142103 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JAMES W. BREYER | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: ROGER C. CORBETT | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: MICHAEL T. DUKE | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: GREGORY B. PENNER | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: ARNE M. SORENSON | | Mgmt | | For | | For | | For |
1.12 | | ELECTION OF DIRECTOR: JIM C. WALTON | | Mgmt | | For | | For | | For |
1.13 | | ELECTION OF DIRECTOR: S. ROBSON WALTON | | Mgmt | | For | | For | | For |
1.14 | | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | | Mgmt | | For | | For | | For |
1.15 | | ELECTION OF DIRECTOR: LINDA S. WOLF | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | | Mgmt | | For | | For | | For |
| | | | | |
3 | | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | | Mgmt | | For | | For | | For |
4 | | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | | Mgmt | | For | | For | | For |
5 | | GENDER IDENTITY NON-DISCRIMINATION POLICY | | ShrHldr | | Against | | Against | | For |
6 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | ShrHldr | | Against | | For | | Against |
7 | | POLITICAL CONTRIBUTIONS REPORT | | ShrHldr | | Against | | Against | | For |
8 | | SPECIAL SHAREOWNER MEETINGS | | ShrHldr | | Against | | Against | | For |
9 | | POULTRY SLAUGHTER | | ShrHldr | | Against | | Against | | For |
10 | | LOBBYING PRIORITIES REPORT | | ShrHldr | | Against | | Against | | For |
Fund Name : Aston/Montag & Caldwell Mid Cap Growth Fund
Air Products and Chemicals, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
APD | | CUSIP 009158106 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William L. Davis, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director W. Douglas Ford | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Evert Henkes | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Margaret G. McGlynn | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Alberto-Culver Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ACV | | CUSIP 013078100 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James G. Brocksmith, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Leonard H. Lavin | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Robert H. Rock | | Mgmt | | For | | For | | For |
ALTERA CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ALTR | | CUSIP 021441100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOHN P. DAANE | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: KEVIN MCGARITY | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: T. MICHAEL NEVENS | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: KRISH A. PRABHU | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: JOHN SHOEMAKER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: SUSAN WANG | | Mgmt | | For | | For | | For |
2 | | TO REAPPROVE THE INTERNAL REVENUE CODE SECTION 162(M) PROVISIONS OF THE 2005 EQUITY INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
3 | | TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 5,000,000 THE NUMBER OF SHARES OF COMMON STOCK. | | Mgmt | | For | | For | | For |
4 | | TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | | Mgmt | | For | | For | | For |
6 | | A STOCKHOLDER PROPOSAL REQUESTING A CHANGE TO ALTERA’S VOTING REQUIREMENTS, SEE PROXY STATEMENT FOR FURTHER DETAILS | | ShrHldr | | Against | | For | | Against |
AMETEK INC NEW
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AME | | CUSIP 031100100 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | | Mgmt | | For | | For | | For |
AMPHENOL CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
APH | | CUSIP 032095101 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY. | | Mgmt | | For | | For | | For |
ANSYS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ANSS | | CUSIP 03662Q105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF DELOITTE AND TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
AVON PRODUCTS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AVP | | CUSIP 054303102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF 2010 STOCK INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
BED BATH & BEYOND INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BBBY | | CUSIP 075896100 | | 06/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: WARREN EISENBERG | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: STEVEN H. TEMARES | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: DEAN S. ADLER | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: KLAUS EPPLER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: PATRICK R. GASTON | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: JORDAN HELLER | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | | Mgmt | | For | | For | | For |
CAMERON INTERNATIONAL CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAM | | CUSIP 13342B105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Mgmt | | For | | For | | For |
CHIPOTLE MEXICAN GRILL, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CMG | | CUSIP 169656105 | | 06/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
CHURCH & DWIGHT CO., INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CHD | | CUSIP 171340102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2010 CONSOLIDATED FINANCIAL STATEMENTS. | | Mgmt | | For | | For | | For |
Cooper Industries plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBE | | CUSIP G24182100 | | 08/31/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Court | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | | Mgmt | | For | | For | | For |
2 | | Approve the Creation of Distributable Reserves | | Mgmt | | For | | For | | For |
CORE LABORATORIES N.V.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CLB | | CUSIP N22717107 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO CONFIRM AND ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009. | | Mgmt | | For | | Abstain | | Against |
3 | | TO APPROVE AND RESOLVE THE CANCELLATION OF OUR REPURCHASED SHARES UP TO THE DATE OF OUR ANNUAL MEETING. | | Mgmt | | For | | For | | For |
4 | | TO APPROVE THE EXTENSION OF THE EXISTING AUTHORITY TO REPURCHASE UP TO 25.6% OF OUR ISSUED SHARE CAPITAL UNTIL DECEMBER 10, 2011, AS FOLLOWS: A) TO RENEW THE AUTHORIZATION OF MANAGEMENT BOARD TO TO REPURCHASE UP TO 10 % OF OUR ISSUED SHARE CAPITAL AND B) | | Mgmt | | For | | For | | For |
| | | | | |
5 | | TO APPROVE AND RESOLVE THE EXTENSION OF THE AUTHORITY TO ISSUE SHARES AND/OR TO GRANT RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH RESPECT TO OUR COMMON AND PREFERENCE SHARES. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | APPROVE THE EXTENSION OF THE AUTHORITY TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF HOLDERS OF COMMON AND/OR PREFERENCE SHARES. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | TO APPROVE AND RESOLVE AMENDMENTS TO THE CORE LABORATORIES N.V. ARTICLES OF ASSOCIATION TO: A) MAKE MANDATORY REVISIONS TO REDUCE THE PAR VALUE OF THE SHARES FROM EUR 0.04 TO EUR 0.02; B) MAKE VOLUNTARY REVISIONS RELATED TO THE MANAGEMENT BOARD AND SUPERV | | Mgmt | | For | | For | | For |
| | | | | |
8 | | TO APPROVE AND RESOLVE A TWO-FOR-ONE STOCK SPLIT AUTHORIZED BY THE SUPERVISORY BOARD. | | Mgmt | | For | | For | | For |
| | | | | |
9 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS OUR COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Mgmt | | For | | For | | For |
COVANCE INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CVD | | CUSIP 222816100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF 2010 EMPLOYEE EQUITY PARTICIPATION PLAN. | | Mgmt | | For | | For | | For |
3 | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLC FOR THE FISCAL YEAR 2010. | | Mgmt | | For | | For | | For |
DENTSPLY INTERNATIONAL INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XRAY | | CUSIP 249030107 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: PAULA H. CHOLMONDELEY | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: MICHAEL J. COLEMAN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: JOHN C. MILES II | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JOHN L. MICLOT | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT ACCOUNTANTS, TO AUDIT THE BOOKS AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO APPROVE THE DENTSPLY INTERNATIONAL INC. 2010 EQUITY INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
DICK’S SPORTING GOODS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DKS | | CUSIP 253393102 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | APPROVE THE DICK’S SPORTING GOODS AMENDED AND RESTATED 2002 STOCK AND INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
ECOLAB INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ECL | | CUSIP 278865100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOEL W. JOHNSON | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: C. SCOTT O’HARA | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF THE ECOLAB INC. 2010 STOCK INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
4 | | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS AS OF THE 2013 ANNUAL MEETING. | | Mgmt | | For | | For | | For |
5 | | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE EXECUTIVES DISCLOSED IN THIS PROXY STATEMENT. | | Mgmt | | For | | For | | For |
6 | | STOCKHOLDER PROPOSAL TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. | | ShrHldr | | Against | | Against | | For |
7 | | STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE BY-LAWS TO PROVIDE HOLDERS OF 10% OF OUTSTANDING SHARES THE POWER TO CALL A SPECIAL MEETING. | | ShrHldr | | Against | | Against | | For |
EDWARDS LIFESCIENCES CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EW | | CUSIP 28176E108 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: ROBERT A. INGRAM | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D. | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NONEMPLOYEE DIRECTORS STOCK INCENTIVE PROGRAM. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | APPROVAL OF THE 2010 EDWARDS INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
5 | | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
EXPEDITORS INT’L OF WASHINGTON, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EXPD | | CUSIP 302130109 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: MARK A. EMMERT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: R. JORDAN GATES | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: MICHAEL J. MALONE | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: JOHN W. MEISENBACH | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: PETER J. ROSE | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: JAMES L.K. WANG | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: ROBERT R. WRIGHT | | Mgmt | | For | | For | | For |
2 | | APPROVE AND RATIFY ADOPTION OF THE 2010 STOCK OPTION PLAN | | Mgmt | | For | | For | | For |
3 | | RATIFY THE APPOINTMENT OF KPMG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010 | | Mgmt | | For | | For | | For |
F5 Networks, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FFIV | | CUSIP 315616102 | | 03/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Deborah L. Bevier | | Mgmt | | For | | For | | For |
2 | | Elect Director Alan J. Higginson | | Mgmt | | For | | For | | For |
3 | | Elect Director John McAdam | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FactSet Research Systems Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FDS | | CUSIP 303075105 | | 12/15/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Scott A. Billeadeau | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Philip A. Hadley | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Joseph R. Zimmel | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FASTENAL COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FAST | | CUSIP 311900104 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR. | | Mgmt | | For | | For | | For |
FISERV, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FISV | | CUSIP 337738108 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
FLIR SYSTEMS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLIR | | CUSIP 302445101 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
FTI CONSULTING, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FCN | | CUSIP 302941109 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVE THE AMENDMENT TO THE FTI CONSULTING, INC. 2009 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE BY 4,500,000 SHARES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED AND RESERVED FOR ISSUANCE UNDER THE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
HENRY SCHEIN, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HSIC | | CUSIP 806407102 | | 05/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.10 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.11 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.12 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.13 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO AMEND THE COMPANY’S 1996 NON-EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2010. | | Mgmt | | For | | For | | For |
J.B. HUNT TRANSPORT SERVICES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JBHT | | CUSIP 445658107 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: SHARILYN S. GASAWAY | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: COLEMAN H. PETERSON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: JAMES L. ROBO | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: WAYNE GARRISON | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: GARY C. GEORGE | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: BRYAN HUNT | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR CALENDAR YEAR 2010. | | Mgmt | | For | | For | | For |
Jacobs Engineering Group Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JEC | | CUSIP 469814107 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert C. Davidson, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Edward V. Fritzky | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Benjamin F. Montoya | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Peter J. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Joy Global, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JOYG | | CUSIP 481165108 | | 03/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Steven L. Gerard | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John Nils Hanson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Ken C. Johnsen | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Gale E. Klappa | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Richard B. Loynd | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director P. Eric Siegert | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Michael W. Sutherlin | | Mgmt | | For | | For | | For |
1.8 | | Elect Director James H. Tate | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
JUNIPER NETWORKS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNPR | | CUSIP 48203R104 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | | Mgmt | | For | | For | | For |
KOHL’S CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KSS | | 500255104 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: PETER BONEPARTH | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: STEVEN A. BURD | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: JOHN F. HERMA | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: DALE E. JONES | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: WILLIAM S. KELLOGG | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: KEVIN MANSELL | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: FRANK V. SICA | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: NINA G. VACA | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: STEPHEN E. WATSON | | Mgmt | | For | | For | | For |
2 | | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
3 | | APPROVAL OF THE KOHL’S CORPORATION 2010 LONG TERM COMPENSATION PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY VOTE. | | ShrHldr | | Against | | For | | Against |
5 | | SHAREHOLDER PROPOSAL: INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS. | | ShrHldr | | Against | | Against | | For |
L-3 COMMUNICATIONS HOLDINGS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LLL | | CUSIP 502424104 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, INC. AMENDED AND RESTATED 2008 LONG TERM PERFORMANCE PLAN. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | For | | For |
LAZARD LTD
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LAZ | | CUSIP G54050102 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVE AMENDMENTS TO OUR BYE-LAWS TO ELIMINATE CERTAIN PROCEDURES AFFECTING THE ABILITY OF LAZARD LTD’S BOARD OF DIRECTORS TO REMOVE OUR CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND PROVIDE THAT, UNDER CERTAIN CIRCUMSTANCES, OUR LEAD DIRECTOR MAY PRESIDE OVE | | Mgmt | | For | | For | | For |
| | | | | |
3 | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 AND AUTHORIZATION OF LAZARD LTD’S BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO SET THEIR REMUNERATION. | | Mgmt | | For | | For | | For |
LKQ CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LKQX | | CUSIP 501889208 | | 05/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: A. CLINTON ALLEN | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: VICTOR M. CASINI | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: DONALD F. FLYNN | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: KEVIN F. FLYNN | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: RONALD G. FOSTER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: PAUL M. MEISTER | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: WILLIAM M. WEBSTER, IV | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
MARRIOTT INTERNATIONAL, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MAR | | CUSIP 571903202 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: JOHN W. MARRIOTT III | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: MARY K. BUSH | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: DEBRA L. LEE | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: GEORGE MUNOZ | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: HARRY J. PEARCE | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: W. MITT ROMNEY | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: WILLIAM J. SHAW | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Mgmt | | For | | For | | For |
Microchip Technology Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MCHP | | CUSIP 595017104 | | 08/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Steve Sanghi | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Albert J. Hugo-martinez | | Mgmt | | For | | For | | For |
1.3 | | Elect Director L.b. Day | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Matthew W. Chapman | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Wade F. Meyercord | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
MSCI INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MSCI | | CUSIP 55354G100 | | 04/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: BENJAMIN F. DUPONT | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: HENRY A. FERNANDEZ | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: ALICE W. HANDY | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: LINDA H. RIEFLER | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: GEORGE W. SIGULER | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: SCOTT M. SIPPRELLE | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: RODOLPHE M. VALLEE | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | | Mgmt | | For | | For | | For |
NetApp, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NTAP | | CUSIP 64110D104 | | 10/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Daniel J. Warmenhoven | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Donald T. Valentine | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Jeffry R. Allen | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Alan L. Earhart | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas Georgens | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Mark Leslie | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Nicholas G. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director George T. Shaheen | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robert T. Wall | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
O’REILLY AUTOMOTIVE, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ORLY | | CUSIP 686091109 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: LAWRENCE P. O’REILLY | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: ROSALIE O’REILLY-WOOTEN | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF. | | Mgmt | | For | | Against | | Against |
OCEANEERING INTERNATIONAL, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OII | | CUSIP 675232102 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN OF OCEANEERING INTERNATIONAL, INC. | | Mgmt | | For | | For | | For |
3 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
PANERA BREAD COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PNRA | | CUSIP 69840W108 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | APPROVE THE PROPOSAL TO AMEND THE COMPANY’S 2006 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF CLASS A COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN FROM 1,500,000 TO 2,300,000. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | APPROVE THE PROPOSAL TO AMEND THE COMPANY’S 1992 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF CLASS A COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN FROM 825,000 TO 950,000. | | Mgmt | | For | | For | | For |
4 | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2010. | | Mgmt | | For | | For | | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. )
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRE | | CUSIP G6852T105 | | 09/24/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | | Mgmt | | For | | For | | For |
2 | | Approve Increase in Size of Board from 11 to 12 | | Mgmt | | For | | For | | For |
3 | | Amend the 2005 Employee Equity Plan | | Mgmt | | For | | For | | For |
Polo Ralph Lauren Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RL | | CUSIP 731572103 | | 08/06/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Frank A. Bennack, Jr | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Joel L. Fleishman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Steven P. Murphy | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
POLYCOM, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PLCM | | CUSIP 73172K104 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO APPROVE AMENDMENTS TO POLYCOM’S 2004 EQUITY INCENTIVE PLAN TO (1) PROVIDE ADDITIONAL FLEXIBILITY TO SET THE LENGTH OF PERFORMANCE PERIODS, (2) PROVIDE ADDITIONAL FLEXIBILITY BY PROVIDING FOR ADDITIONAL PERFORMANCE GOALS THAT MAY BE USED TO SET PERFORMA | | Mgmt | | For | | For | | For |
3 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS POLYCOM’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | �� | Mgmt | | For | | For | | For |
ROPER INDUSTRIES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ROP | | CUSIP 776696106 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | | Mgmt | | For | | For | | For |
SOUTHWESTERN ENERGY COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SWN | | CUSIP 845467109 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. | | Mgmt | | For | | For | | For |
3 | | THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 1,250,000,000 SHARES. | | Mgmt | | For | | For | | For |
4 | | A STOCKHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE STANDARD, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | ShrHldr | | Against | | Against | | For |
| | | | | |
5 | | A STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | ShrHldr | | Against | | Against | | For |
ST. JUDE MEDICAL, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STJ | | CUSIP 790849103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: STUART M. ESSIG | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: BARBARA B. HILL | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: MICHAEL A. ROCCA | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING. | | ShrHldr | | Against | | Against | | For |
STERICYCLE, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SRCL | | CUSIP 858912108 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 | | Mgmt | | For | | For | | For |
Techne Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TECH | | CUSIP 878377100 | | 10/29/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Thomas E. Oland | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Roger C. Lucas | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Howard V. O’Connell | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Randolph C Steer | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Robert V. Baumgartner | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Charles A. Dinarello | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Karen A. Holbrook | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John L. Higgins | | Mgmt | | For | | For | | For |
2 | | Fix Number of Directors at Eight | | Mgmt | | For | | For | | For |
THE TJX COMPANIES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TJX | | CUSIP 872540109 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | | Mgmt | | For | | For | | For |
1.2 | | ELECTION OF DIRECTOR: ALAN M. BENNETT | | Mgmt | | For | | For | | For |
1.3 | | ELECTION OF DIRECTOR: DAVID A. BRANDON | | Mgmt | | For | | For | | For |
1.4 | | ELECTION OF DIRECTOR: BERNARD CAMMARATA | | Mgmt | | For | | For | | For |
1.5 | | ELECTION OF DIRECTOR: DAVID T. CHING | | Mgmt | | For | | For | | For |
1.6 | | ELECTION OF DIRECTOR: MICHAEL F. HINES | | Mgmt | | For | | For | | For |
1.7 | | ELECTION OF DIRECTOR: AMY B. LANE | | Mgmt | | For | | For | | For |
1.8 | | ELECTION OF DIRECTOR: CAROL MEYROWITZ | | Mgmt | | For | | For | | For |
1.9 | | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | | Mgmt | | For | | For | | For |
1.10 | | ELECTION OF DIRECTOR: WILLOW B. SHIRE | | Mgmt | | For | | For | | For |
1.11 | | ELECTION OF DIRECTOR: FLETCHER H. WILEY | | Mgmt | | For | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | | Mgmt | | For | | For | | For |
3 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | ShrHldr | | Against | | For | | Against |
TRACTOR SUPPLY COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TSCO | | CUSIP 892356106 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2010. | | Mgmt | | For | | For | | For |
Varian Medical Systems Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VAR | | CUSIP 92220P105 | | 02/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John Seely Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director R. Andrew Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark R. Laret | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
WATERS CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WAT | | CUSIP 941848103 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.2 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.3 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.4 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.5 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.6 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.7 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.8 | | DIRECTOR | | Mgmt | | For | | For | | For |
1.9 | | DIRECTOR | | Mgmt | | For | | For | | For |
2 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | Mgmt | | For | | For | | For |
Xilinx, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XLNX | | CUSIP 983919101 | | 08/12/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Philip T. Gianos | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Moshe N. Gavrielov | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director John L. Doyle | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Jerald G. Fishman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director William G. Howard, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director J. Michael Patterson | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Marshall C. Turner | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director E.W. Vanderslice | | Mgmt | | For | | For | | For |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fund Name : Aston/Neptune International Fund
Akzo Nobel Nv
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS N01803100 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED AS THERE IS A REGISTRATION DEADLINE / RECORD DATE ASSOCIATED WITH THIS MEETING. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
2 | | Opening | | N/A | | N/A | | N/A | | N/A |
3 | | Report of the Board of Management for the FY 2009 | | N/A | | N/A | | N/A | | N/A |
4 | | Adopt the 2009 financial Statements of the Company | | Mgmt | | For | | For | | For |
5 | | Allocation of profit | | N/A | | N/A | | N/A | | N/A |
6 | | Discussion on the dividend policy | | N/A | | N/A | | N/A | | N/A |
| | | | | |
7 | | Adopt the dividend for the FY 2009 at EUR 1.35 per common share, this represents a pay out ratio of 57% relative to the net income before incidentals and fair value adjustments for the ICI acquisition; the interim dividend of EUR 0.30 was paid in November | | Mgmt | | For | | Abstain | | Against |
| | | | | |
8 | | Governance statement | | N/A | | N/A | | N/A | | N/A |
9 | | Grant discharge from liability of the Members of the Board of Management in office in 2009 for the performance of their duties in 2009 | | Mgmt | | For | | For | | For |
10 | | Grant discharge from liability of the Members of the Supervisory Board in the office on 2009 for the performance of their duties in 2009 | | Mgmt | | For | | For | | For |
11 | | Re-appoint Mr. K. Vuursteen to the Supervisory Board | | Mgmt | | For | | For | | For |
12 | | Re-appoint Mr. A. Burgmans to the Supervisory Board | | Mgmt | | For | | For | | For |
13 | | Re-appoint Mr. L. R. Hughes to the Supervisory Board | | Mgmt | | For | | For | | For |
14 | | Amend the remunerations Policy introduction of a Claw Back provision | | Mgmt | | For | | For | | For |
15 | | Authorize the Board Management to issue shares | | Mgmt | | For | | For | | For |
16 | | Authorize the Board Management to restrict or exclude the pre-emptive rights of shareholders | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize the Board of Management to acquire common shares in the share capital of the Company on behalf of the Company | | Mgmt | | For | | For | | For |
18 | | Amend the Articles of Association of the Company | | Mgmt | | For | | For | | For |
19 | | Any other business | | N/A | | N/A | | N/A | | N/A |
20 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 3.D. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Astrazeneca Plc, London
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G0593M107 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive the Company’s accounts and the reports of the Directors and the Auditor for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
2 | | Approve to confirm the first interim dividend of USD 0.59 [36 pence, SEK 4.41] per ordinary share and to confirm as the final dividend for 2009 the second interim dividend of USD 1.71 [105.4 pence, SEK 12.43] per ordinary share | | Mgmt | | For | | For | | For |
3 | | Re-appoint KPMG Audit Plc, London as the Auditor of the Company | | Mgmt | | For | | For | | For |
4 | | Authorize the Directors to agree the remuneration of the Auditor | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Louis Schweitzer as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | Against | | Against |
6 | | Re-elect David Brennan as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | For | | For |
7 | | Re-elect Simon Lowth as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | For | | For |
8 | | Re-elect Jean Philippe Courtois as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Jane Henney as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | For | | For |
10 | | Re-elect Michele Hooper as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | For | | For |
11 | | Re-elect Rudy Markham as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | Against | | Against |
12 | | Re-elect Dame Nancy Rothwell as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2010 | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect John Varley as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | For | | For |
14 | | Re-elect Marcus Wallenberg as a Director in accordance with Article 65 of the Company’s Articles of Association, who retires at the AGM in 2011 | | Mgmt | | For | | Against | | Against |
| | | | | |
15 | | Approve the Directors’ remuneration report for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
16 | | Authorize the Company and to make donations to Political Parties and to political organizations other than political parties; and incur political expenditure, during the period commencing on the date of this resolution and ending on the date the of the Co | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Authorize the Directors , pursuant to Section 551 of the Companies Act 2006 to: (i) allot shares in the Company, and to grant rights to subscribe for or to convert any security into shares in the Company: up to an aggregate nominal amount of USD 121,034,5 | | Mgmt | | For | | For | | For |
18 | | Approve, subject to the passing of Resolution 8 as specified in the Notice of AGM of the Company convened for 29 APR 2010 and in place of the power given to them pursuant to the special resolution of the Company passed on 30 APR 2009 and authorize the Dir | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Authorize the Company, to make market purchases [within the meaning of section 693(4) of the Companies Act 2006] of its ordinary shares of USD 0.25 each in the capital of the Company provided that the maximum number of ordinary shares which may be purchas | | Mgmt | | For | | For | | For |
20 | | Approve the general meeting other than an AGM may be called on not less than 14 clear days’ notice | | Mgmt | | For | | Against | | Against |
21 | | Amend the Articles of Association of the Company by deleting all the provisions of the Company Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company’s Articles of Association; an | | Mgmt | | For | | Against | | Against |
22 | | Approve the Directors rules of the AstraZeneca Investment Plan [Plan], the main features of which are as specified, and, authorize the Directors, to do all such acts and things as they may consider necessary or expedient to carry the Plan into effect and | | Mgmt | | For | | For | | For |
| | | | | |
23 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO INSERTION OF VOTING OPTIONS COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
24 | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Bank China Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y0698A107 | | 03/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Authorize the Board and/or a Board Committee, during the Relevant Period as hereafter defined , an unconditional general mandate to separately or concurrently allot, issue and/or deal with A Shares and/or H Shares, and to make or grant offers, agreements | | Mgmt | | For | | For | | For |
2 | | CONTD. nominal amount of the A Shares and/or H Shares to be allotted, issued and/or dealt with or agreed conditionally or unconditionally to be issued, allotted and/or dealt with by the Board shall not exceed 20% of the aggregate nominal amount of each of | | N/A | | N/A | | N/A | | N/A |
3 | | CONTD. Authority expires the earlier of the conclusion of the next AGM of the Bank following the passing of this special resolution or the expiration of the 12-month period following the passing of this special resolution ; Contingent on the Board resolv | | N/A | | N/A | | N/A | | N/A |
4 | | CONTD. issued by the Bank pursuant to this special resolution and to make such appropriate and necessary amendments to the Articles of Association of the Bank as they think fit to reflect such increase in the registered capital of the Bank and to take any | | N/A | | N/A | | N/A | | N/A |
| | | | | |
5 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
6 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
7 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
8 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
9 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
10 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
11 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
12 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
13 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
14 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
15 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
16 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
17 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
18 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
19 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
20 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
21 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
22 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
23 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
24 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | �� | For | | For | | For |
25 | | Approve that each of the following items in respect of the proposed issuance of the A share convertible corporate bonds Convertible Bonds within the PRC by the Bank, and shall be implemented subsequent to the granting of the approval from the relevant g | | Mgmt | | For | | For | | For |
26 | | Approve the Capital Management Plan 2010 to 2012 | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Approve the Feasibility Analysis Report on Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Approve the Utilization Report on the Bank’s Use of Proceeds from the Previous Issuance of Securities by the Bank | | Mgmt | | For | | For | | For |
29 | | Elect Mr. Li Jun as a Supervisor of the Bank | | Mgmt | | For | | Against | | Against |
30 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Bank China Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y0698A107 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 704544 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100415/LTN20100415262.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/20100510/LTN20100510314.pdf | | N/A | | N/A | | N/A | | N/A |
3 | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN” WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. “ | | N/A | | N/A | | N/A | | N/A |
4 | | Approve the 2009 working report of the Board of Directors of the bank | | Mgmt | | For | | For | | For |
5 | | Approve the 2009 working report of the Board of Supervisors of the bank | | Mgmt | | For | | For | | For |
6 | | Approve the 2009 annual financial statements of the bank | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve the 2009 Profit Distribution Plan of the bank | | Mgmt | | For | | For | | For |
8 | | Approve the 2010 annual budget of the bank | | Mgmt | | For | | For | | For |
9 | | Re-appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as the Bank’s External Auditors for 2010 | | Mgmt | | For | | For | | For |
10 | | Re-elect Mr. Xiao Gang as an Executive Director of the Bank | | Mgmt | | For | | For | | For |
11 | | Re-elect Mr. Li Lihui as an Executive Director of the Bank | | Mgmt | | For | | For | | For |
12 | | Re-elect Mr. Li Zaohang as an Executive Director of the Bank | | Mgmt | | For | | Against | | Against |
13 | | Re-elect Mr. Zhou Zaiqun as an Executive Director of the Bank | | Mgmt | | For | | For | | For |
14 | | Re-elect Mr. Anthony Francis Neoh as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
15 | | Re-elect Mr. Huang Shizhong as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
16 | | Re-elect Ms. Huang Danhan as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
17 | | Election of Mr. Qin Rongsheng as an External Supervisor of the Bank | | Mgmt | | For | | For | | For |
18 | | Election of Mr. Bai Jingming as an External Supervisor of the Bank | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve the remuneration scheme for the External Supervisors of the Bank | | Mgmt | | For | | For | | For |
20 | | Approve the proposal to amend the Articles of Association of the Bank | | Mgmt | | For | | For | | For |
21 | | Approve the proposal in relation to the general mandate on issuance of new shares of the Bank | | Mgmt | | For | | For | | For |
22 | | Re-elect Mr. Wang Xueqiang as a shareholders’ representative Supervisor of the Bank | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Re-elect Mr. Liu Wanming as a shareholders’ representative Supervisor of the Bank | | Mgmt | | For | | For | | For |
24 | | Approve the proposal on adjustments of several items of the delegation of authorities by the shareholders’ meeting to the Board of Directors of the Bank | | Mgmt | | For | | For | | For |
British Amern Tob Plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G1510J102 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 647102 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | Receive the accounts and the reports of the Directors and Auditors for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve the remuneration report of the Directors for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
4 | | Declare a final dividend of 71.6p per ordinary share in respect of the YE 31 DEC 2009, payable on 06 MAY 2010 to shareholders on the register at the close of business on 12 MAR 2010 | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-appoint PricewaterhouseCoopers LLP as the Company’s Auditors | | Mgmt | | For | | For | | For |
6 | | Authorize the Directors to agree on the Auditors’ remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-appoint Dr. Ana Maria Llopis as a Director who retires by rotation | | Mgmt | | For | | For | | For |
8 | | Re-appoint Christine Morin-Postel as a Director who retires by rotation | | Mgmt | | For | | For | | For |
9 | | Re-appoint Anthony Ruys as a Director who retires by rotation | | Mgmt | | For | | For | | For |
10 | | Re-appoint Richard Burrows as a Director | | Mgmt | | For | | For | | For |
11 | | Authorize the Directors, in accordance with Section 551 of the Companies Act 2006, to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company (Rights”): (a) up to an aggregate nominal amount | | Mgmt | | For | | Against | | Against |
| | | | | |
12 | | CONTD are proportionate to the respective numbers of ordinary shares held or deemed to be held by them on any such record dates, subject to such exclusions or other arrangements as the Directors may deem necessary or expedient to deal with treasury shares | | N/A | | N/A | | N/A | | N/A |
| | | | | |
13 | | Authorize the Directors, pursuant to Sections 570 and 573 of the Companies Act 2006, to allot equity securities (within the meaning of Section 560 of that Act) for cash either pursuant to the authority conferred by Resolution 8 above or by way of a sale o | | Mgmt | | For | | For | | For |
14 | | CONTD of the shareholders are proportionate (as nearly as may be practicable) to the respective numbers of ordinary shares held or deemed to be held by them on any such record dates, subject to such exclusions or other arrangements as the Directors may de | | N/A | | N/A | | N/A | | N/A |
| | | | | |
15 | | CONTD Resolution 8 above, save that the Company shall be entitled to make offers or agreements before the expiry of such power which would or might require equity securities to be allotted after such expiry and the Directors shall be entitled to allot equ | | N/A | | N/A | | N/A | | N/A |
16 | | Authorize the Company, for the purposes of Section 701 of the Companies Act 2006, to make market purchases (within the meaning of Section 693 (4) of that Act ) of ordinary shares of 25p each in the capital of the Company (ordinary shares”) provided that: | | Mgmt | | For | | For | | For |
17 | | CONTD share is contracted to be purchased; Authority shall expire on the date of the next AGM of the Company after the passing of this Resolution or, if earlier, on 28 JUL 2011 ; and the Company shall be entitled to make offers or agreements before the ex | | N/A | | N/A | | N/A | | N/A |
| | | | | |
18 | | Approve that a general meeting, other than an AGM, may be called on not less than 14 clear days’ notice | | Mgmt | | For | | Against | | Against |
19 | | Adopt, with effect from the end of the meeting, pursuant to Resolution 13 being passed, the form of the Articles of Association produced to the meeting (the New Articles”) as the Articles of Association of the Company in substitution for, and to the exclu | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approve, that with effect from the end of the meeting: if Resolution 12 has been passed, the new Articles of Association of the Company, adopted with effect from the end of the meeting, shall include the changes to Article 113 as set out in the New Articl | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y1397N101 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve the 2009 report of Board of Directors | | Mgmt | | For | | For | | For |
2 | | Approve the 2009 report of Board of Supervisors | | Mgmt | | For | | For | | For |
3 | | Approve the 2009 final financial accounts | | Mgmt | | For | | For | | For |
4 | | Approve the 2010 fixed assets investment budget | | Mgmt | | For | | For | | For |
5 | | Approve the profit distribution plan for 2009 | | Mgmt | | For | | For | | For |
6 | | Approve the 2009 final emoluments distribution plan for Directors and Supervisors | | Mgmt | | For | | For | | For |
7 | | Approve the appointment of Auditors for 2010 | | Mgmt | | For | | For | | For |
8 | | Approve the proposed Rights Issue of A Shares and H Shares: Type and nominal value of Rights Shares | | Mgmt | | For | | For | | For |
9 | | Approve the proposed Rights Issue of A Shares and H Shares: Proportion and number of Shares to be issued | | Mgmt | | For | | For | | For |
10 | | Approve the proposed Rights Issue of A Shares and H Shares: Subscription Price of the Rights Issue | | Mgmt | | For | | For | | For |
11 | | Approve the proposed Rights Issue of A Shares and H Shares: Target subscribers | | Mgmt | | For | | For | | For |
12 | | Approve the proposed Rights Issue of A Shares and H Shares: Use of Proceeds | | Mgmt | | For | | For | | For |
13 | | Approve the proposed Rights Issue of A Shares and H Shares: Arrangement for the accumulated undistributed profits of the Bank prior to the Rights Issue | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve the proposed Rights Issue of A Shares and H Shares: Effective period of the resolution | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve the authorizations for the Rights Issue of A shares and H shares | | Mgmt | | For | | For | | For |
16 | | Approve the feasibility report on the proposed use of proceeds raised from the rights issue of A shares and H shares | | Mgmt | | For | | For | | For |
17 | | Approve the report on the use of proceeds from the previous A share issue | | Mgmt | | For | | For | | For |
18 | | Approve the mid-term plan of capital management | | Mgmt | | For | | For | | For |
19 | | Election of Mr. Guo Shuqing to continue serving as an Executive Director of the Bank | | Mgmt | | For | | For | | For |
20 | | Election of Mr. Zhang Jianguo to continue serving as an Executive Director of the Bank | | Mgmt | | For | | For | | For |
21 | | Election of Lord Peter Levene to continue serving as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
22 | | Election of Dame Jenny Shipley to continue serving as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
23 | | Election of Ms. Elaine La Roche to continue serving as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
24 | | Election of Mr. Wong Kai-Man to continue serving as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
25 | | Election of Ms. Sue Yang to serve as Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
26 | | Election of Mr. Yam Chi Kwong, Joseph to serve as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
27 | | Election of Mr. Zhao Xijun to serve as an Independent Non-Executive Director of the Bank | | Mgmt | | For | | For | | For |
28 | | Election of Mr. Xie Duyang to continue serving as shareholder representative Supervisor of the Bank | | Mgmt | | For | | For | | For |
29 | | Election of Ms. Liu Jin to continue serving as shareholder representative Supervisor of the Bank | | Mgmt | | For | | For | | For |
30 | | Election of Mr. Guo Feng to continue serving as External Supervisor of the Bank | | Mgmt | | For | | For | | For |
31 | | Election of Mr. Dai Deming to continue serving as External Supervisor of the Bank | | Mgmt | | For | | For | | For |
32 | | Election of Mr. Song Fengming to serve as shareholder representative Supervisor of the Bank | | Mgmt | | For | | For | | For |
33 | | Election of Mr. Zhu xiaohuang as an Executive Director of the bank | | Mgmt | | For | | For | | For |
| | | | | |
34 | | Election of Ms. Wang Shumin as an Non-Executive Director of the bank | | Mgmt | | For | | For | | For |
35 | | Election of Mr. Wang Yong as an Non-Executive Director of the bank | | Mgmt | | For | | For | | For |
36 | | Election of Ms. Li Xiaoling as an Non-Executive Director of the bank | | Mgmt | | For | | For | | For |
37 | | Election of Mr. Zhu Zhenmin as an Non-Executive Director of the bank | | Mgmt | | For | | For | | For |
38 | | Election of Mr. Lu Xiaoma as an Non-Executive Director of the bank | | Mgmt | | For | | For | | For |
39 | | Election of Ms. Chen Yuanling as an Non-Executive Director of the bank | | Mgmt | | For | | For | | For |
40 | | Approve the adjustment of items of delegation of authorities by the shareholders’ general meeting | | Mgmt | | For | | Against | | Against |
| | | | | |
41 | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 680264 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
China Construction Bank Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y1397N101 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Class Meeting | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100507/LTN20100507935.pdf | | N/A | | N/A | | N/A | | N/A |
2 | | Approve the proposed Rights Issue of A shares and H shares: type and nominal value of Rights Shares | | Mgmt | | For | | For | | For |
3 | | Approve the proposed Rights Issue of A shares and H shares: proportion and number of shares to be issued | | Mgmt | | For | | For | | For |
4 | | Approve the proposed Rights Issue of A shares and H shares: subscription price of the Rights Issue | | Mgmt | | For | | For | | For |
5 | | Approve the proposed Rights Issue of A shares and H shares: target subscribers | | Mgmt | | For | | For | | For |
6 | | Approve the proposed Rights Issue of A shares and H shares: use of proceeds | | Mgmt | | For | | For | | For |
7 | | Approve the proposed Rights Issue of A shares and H shares: arrangement for the accumulated undistributed profits of the Bank prior to the Rights Issue | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve the proposed Rights Issue of A shares and H shares: effective period of the resolution | | Mgmt | | For | | For | | For |
China Life Ins Co Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y1477R204 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100416/LTN20100416303.pdf | | N/A | | N/A | | N/A | | N/A |
2 | | Approve the report of the Board of Directors of the Company for the Year 2009 | | Mgmt | | For | | For | | For |
3 | | Approve the report of the Supervisory Committee of the Company for the Year 2009 | | Mgmt | | For | | For | | For |
4 | | Approve the audited financial statements of the Company and the Auditor’s Report for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
5 | | Approve the Profit Distribution and Cash Dividend Distribution Plan of the Company for the Year 2009 | | Mgmt | | For | | For | | For |
6 | | Re-appoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers, respectively, as the PRC Auditor and International Auditor of the Company for the year 2010 and to authorize the Board of Directors to de | | Mgmt | | For | | Abstain | | Against |
7 | | Appointment of Mr. Anthony Francis Neoh as an Independent Nonexecutive Director of the Company | | Mgmt | | For | | For | | For |
8 | | Approve the renewal of liability insurance for the Directors and Senior Management officers of the Company | | Mgmt | | For | | Abstain | | Against |
9 | | Amend the Articles of Association | | Mgmt | | For | | For | | For |
China Mobile Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y14965100 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Hong Kong | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN “WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE.” | | N/A | | N/A | | N/A | | N/A |
2 | | Receive and consider the Audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
3 | | Approve to declare a final dividend for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Re-election of Li Yue as a Director | | Mgmt | | For | | Against | | Against |
5 | | Re-election of Lu Xiangdong as a Director | | Mgmt | | For | | Against | | Against |
6 | | Re-election of Xin Fanfei as a Director | | Mgmt | | For | | For | | For |
7 | | Re-election of Frank Wong Kwong Shing as a Director | | Mgmt | | For | | For | | For |
8 | | Re-appointment of Messrs. KPMG as the Auditors and to authorise the Directors to fix their remuneration | | Mgmt | | For | | For | | For |
9 | | Authorize the Directors during the relevant period of all the powers of the Company to purchase shares of HKD 0.10 each in the capital of the Company including any form of depositary receipt representing the right to receive such shares Shares ; and the | | Mgmt | | For | | For | | For |
| | | | | |
10 | | CONTD.. Authority expires earlier at the conclusion of the next AGM of the meeting or the expiration of period within which the next AGM of the Company is required by law to be held | | N/A | | N/A | | N/A | | N/A |
11 | | Authorize the Directors to exercise full powers of the Company to allot, issue and deal with additional shares in the Company including the making and granting of offers, agreements and options which might require shares to be allotted, whether during th | | Mgmt | | For | | For | | For |
12 | | CONTD.. aggregate of: (a) 20% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, plus (b) if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Co | | N/A | | N/A | | N/A | | N/A |
| | | | | |
13 | | Authorize the Directors of the Company to exercise the powers of the Company referred to in the resolution as specified in item 6 in the notice of this meeting in respect of the share capital of the Company as specified | | Mgmt | | For | | For | | For |
China Oilfield Svcs Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y15002101 | | 05/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN20100423865.pdf | | N/A | | N/A | | N/A | | N/A |
2 | | Receive the audited financial statements and the report of the Auditor for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
3 | | Receive the proposed profit distribution and annual dividend for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
4 | | Receive the report of the Directors of the Company for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
5 | | Receive the report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
6 | | Approve the performance evaluation of 2008 and 2009 of the Stock Appreciation Rights Scheme of the Company | | Mgmt | | For | | For | | For |
7 | | Re-appointment of Ernst & Young Hua Ming and Ernst & Young as the domestic and international auditors of the Company for the year 2010 and to authorize the Board of Directors to fix the remuneration thereof | | Mgmt | | For | | For | | For |
8 | | Re-election Mr. Wu Mengei as a Non-Executive Director of the Company with immediate effect | | Mgmt | | For | | For | | For |
9 | | Election of Mr, Fong Wo, Felix as an independent Non-Executive Director of the Company with immediate effect | | Mgmt | | For | | For | | For |
10 | | Election of Mr. Chen Quansheng as an independent Non-Executive Director of the Company with immediate effect | | Mgmt | | For | | For | | For |
11 | | Election of Ms. An Xuefen as a Supervisor of the Company with immediate effect | | Mgmt | | For | | For | | For |
12 | | Authorize the Directors of the Company, subject to this resolution and subject to all applicable laws, rules and regulations and/or requirements of the governmental or regulatory body of securities in the People’s Republic of China the PRC , The Stock Ex | | Mgmt | | For | | For | | For |
13 | | CONT in issued as at the date of passing this resolution, and the said approval shall be limited accordingly; and the authority granted this resolution shall be conditional upon the approvals of any regulatory authorities as required by the laws, rules an | | N/A | | N/A | | N/A | | N/A |
14 | | CONT it thinks fit so as to change the registered capital of the Company and to reflect the new capital structure of the Company upon the exercise of the authority to allot, issue and deal in H Shares as conferred this resolution; and file the amended Art | | N/A | | N/A | | N/A | | N/A |
China Oilfield Svcs Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y15002101 | | 06/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Class Meeting | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100511/LTN20100511559.pdf | | N/A | | N/A | | N/A | | N/A |
2 | | Approve to issue under the A Shares in the domestic-listed Renminbi denominated ordinary shares of the Company | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve to issue under the A Share Issue has a nominal value of RMB 1.00 each | | Mgmt | | For | | For | | For |
4 | | Approve to issue under the A Share Issue will be no more than 500,000,000. The exact offering size will be determined by the Board and the lead underwriter [the sponsor] through negotiations, subject to the level of subscriptions If any ex-right or ex-div | | Mgmt | | For | | For | | For |
5 | | Approve that natural persons, legal persons and securities investment funds who maintain A share accounts with the Shanghai Stock Exchange and other investors as approved by the CSRC [save for those investors who are not permitted to subscribe for the A S | | Mgmt | | For | | For | | For |
6 | | Approve that a portion of the new A Shares [the proportion of which is to be determined by the Board [as authorized by the Shareholders at the general meeting] and the lead underwriter] will first be offered to all existing A Share Shareholders whose name | | Mgmt | | For | | For | | For |
7 | | Approve that the issue price will be no less than the lower of [i] the average trading price of the A Shares for the 20 trading days prior to the date of publication of the Offering Documents, or [ii] the average trading price of the A Shares on the tradi | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve that the A Share Issue will be conducted via a public offer of new A Shares through online and offline offering [within the meaning of the relevant PRC laws and regulations], pursuant to which the new A Shares will be offering through the trading | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve that the issue upon the completion of the A Share Issue, both the existing and new Shareholders will share the undistributed profits accumulated prior to the A Share Issue | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve that the A Shares issued under the A Share Issue will be traded on the Shanghai Stock Exchange | | Mgmt | | For | | For | | For |
11 | | Approve that the resolution will be effective within 12 months from the date when it is approved at the EGM of the Company; in addition to approval by this general meeting, this resolution is required to be submitted as special resolution to the class mee | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve to raise a gross amount of no more than RMB 7 billion [approximately HKD 8 billion] [inclusive of issuing expenses] through the A Share Issue. It is currently intended that the proceeds raised from the A Share Issue will be used for the following | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize the Board for handling all relevant matters regarding the A Share Issue be and is hereby approved; in order to effectively complete, in an orderly manner, the A Share Issue by the Company in accordance with laws and regulations including the Com | | Mgmt | | For | | For | | For |
China Oilfield Svcs Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y15002101 | | 06/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100511/LTN20100511557.pdf | | N/A | | N/A | | N/A | | N/A |
2 | | Approve the resolution on the Company’s satisfaction of the requirements in relation to the A Share Issue by the Shareholders’ in accordance with the relevant provisions of laws and regulations including the Company Law of the PRC, the Securities Law of t | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve the resolution on the feasibility study report for the use of proceeds from the A Share Issue of the Company | | Mgmt | | For | | For | | For |
4 | | Approve the resolution on the report on the use of proceeds from previous fundraising activities of the Company | | Mgmt | | For | | For | | For |
5 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company Share Type the A Shares to be issued under the A Share Issue are the domestic-listed Renminbi denominated ordinary shares of the Company | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company Nominal Value the A Shares to be issued under the A Share Issue has a nominal value of RMB 1.00 each | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company offering Size: the A Shares to be issued under the A Share Issue will be no more than 500,000,000 the exact offering size will be determined by the Bo | | Mgmt | | For | | For | | For |
8 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company Target Subscribers Natural persons, legal persons and securities investment funds who maintain A share accounts with the Shanghai Stock Exchange, and | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company pre-emptive rights of existing A Share Shareholders A portion of the new A Shares the proportion of which is to be determined by the Board as author | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company by the Shareholder Basis for determining the Issue Price the issue price will be no less than the lower of i the average trading price of the A Shar | | Mgmt | | For | | For | | For |
11 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company method of Issue: the A Share Issue will be conducted via a public offer of new A Shares through online and offline offering within the meaning of the | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company accumulated profit arrangement: upon the completion of the A Share Issue, existing the old and new Shareholders will share the undistributed profits a | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company: Place of Listing the A Shares issued under the A Share Issue will be traded on the Shanghai Stock Exchange | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company effectiveness of the Resolution approving the A Share Issue the resolution will be effective within 12 months from the date when it is approved at the | | Mgmt | | For | | For | | For |
15 | | Approve the each of the following items under the resolution concerning the A Share Issue of the Company use of Proceeds: it is intended to raise a gross amount of no more than RMB 7 billion approximately HKD 8 billion inclusive of issuing expenses th | | Mgmt | | For | | For | | For |
| | | | | |
16 | | CONTD and 5 building of deep-water survey vessel s approximately RMB 520 million approximately HKD 600 million the Company may invest in the above projects through utilizing its internal resources before the proceeds from the A Share Issue is made | | N/A | | N/A | | N/A | | N/A |
17 | | CONT completion of any of the above projects, the remaining proceeds raised from the A Share Issue together with interest accrued thereon , if any, will be applied in other projects aforesaid, as approved by the Board and recommended by the independent D | | N/A | | N/A | | N/A | | N/A |
18 | | Approve the resolution concerning the authorization given to the Board for handling all relevant matters regarding the A Share Issue in order to effectively complete, in an orderly manner, the A Share Issue by the Company in accordance with laws and regul | | Mgmt | | For | | For | | For |
19 | | CONTD offering size, method of issue, pricing method, issue price, target subscribers, offering size and proportion to target subscribers, and offer to existing Shareholders and other matters relating to the A Share Issue; b authorize Mr. Liu Jian and M | | N/A | | N/A | | N/A | | N/A |
| | | | | |
20 | | CONTD d authorize Mr. Liu Jian and Mr. Li Yong, as the Directors to handle such relevant matters as share registration and listing, to submit relevant documents upon completion of the A Share Issue, to amend the Articles of Association being to amend | | N/A | | N/A | | N/A | | N/A |
| | | | | |
21 | | CONTD promoter and the A Share Shareholders other than the promoter , and the respective percentages of the promoter, the A Share Shareholders other than the promoter and the H Share Shareholders in the total issued ordinary shares of the Company; and | | N/A | | N/A | | N/A | | N/A |
| | | | | |
22 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
China South Locomotive & Rolling Stock Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y1516V109 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | China | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS. THANKS YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428/LTN201004281248.pdf | | N/A | | N/A | | N/A | | N/A |
3 | | Approve the 2009 work report of the Board of the Company | | Mgmt | | For | | For | | For |
4 | | Approve the 2009 work report of the Supervisory Committee of the Company | | Mgmt | | For | | For | | For |
5 | | Approve the 2009 final accounts of the Company | | Mgmt | | For | | For | | For |
6 | | Approve the 2009 Profit Distribution Plan of the Company | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approve the matters in relation to the A Share connected transactions of the Company for 2010 | | Mgmt | | For | | For | | For |
8 | | Approve the external guarantees provided by the Company and its subsidiaries in 2010 | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-appoint the Auditors for 2010 and the bases for determination of their remuneration by the Company | | Mgmt | | For | | For | | For |
10 | | Approve the remuneration and welfare of the Directors and Supervisors of the Company for 2009 | | Mgmt | | For | | For | | For |
11 | | Approve the adjustment of remuneration packages of Independent Directors of the Company | | Mgmt | | For | | For | | For |
12 | | Authorize the Board and/or the Board Committee duly authorized by the Board to separately or concurrently issue, allot and deal with new shares not exceeding 20% of each of the issued A Shares and/or overseas listed H Shares of the Company at the time of | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve the change of English name of the Company into CSR Corporation Limited”, upon the fulfillment of all necessary conditions and the corresponding amendments to the Articles of Association to reflect the change of English name of the Company and the | | Mgmt | | For | | For | | For |
14 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE AND RECORD DATE AND RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. | | N/A | | N/A | | N/A | | N/A |
Cnooc Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y1662W117 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Hong Kong | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive and approve the audited statement of accounts together with the report of the Directors and Independent Auditors report thereon for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declare a final dividend for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
3 | | Re-election of Mr. Tse Hau Yin, Aloysius as an Independent Non-Executive Director | | Mgmt | | For | | Against | | Against |
4 | | Re-election of Mr. Zhou Shouwei as an Non-executive Director | | Mgmt | | For | | Against | | Against |
| | | | | |
5 | | Re-election of Mr. Yang Hua as an Executive Director | | Mgmt | | For | | For | | For |
6 | | Authorize the Board of Directors to fix the remuneration of each of the Directors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelection of Mr. Chiu Sung Hong as Independent Non-Executive Director and authorize the Board of Directors to fix his remuneration | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Re-appointment the Company’s Independent Auditor and authorize the Board of Directors to fix their remuneration | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve to grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve to grant a general mandate to the Directors to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the share captial of the Company in issue as at the date of passing of this resolution | | Mgmt | | For | | For | | For |
11 | | Approve to grant a general mandate to the Directors to allot, issue and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceeding 10% of the share captial of the Company in issue as at the date | | Mgmt | | For | | For | | For |
| | | | | |
12 | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN“WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE.” | | N/A | | N/A | | N/A | | N/A |
13 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Diageo Plc
| | | | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | | | CINS G42089113 | | 10/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive the report and accounts 2009 | | Mgmt | | For | | For | | For |
2 | | Approve the Directors’ remuneration report 2009 | | Mgmt | | For | | For | | For |
3 | | Declare a final dividend | | Mgmt | | For | | For | | For |
4 | | Re-elect L.M. Danon [Audit, Nomination, Remuneration] as a Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Lord Hollick [Audit, Nomination, Remuneration, Chairman of Committee] as a Director | | Mgmt | | For | | For | | For |
6 | | Re-elect P.S. Walsh [Executive, Chairman of Committee] as a Director | | Mgmt | | For | | For | | For |
7 | | Elect P.B. Bruzelius [Audit, Nomination, Remuneration] as a Director | | Mgmt | | For | | Against | | Against |
8 | | Elect B.D. Holden [Audit, Nomination, Remuneration] as a Director | | Mgmt | | For | | For | | For |
9 | | Re-appoint the Auditor | | Mgmt | | For | | For | | For |
10 | | Approve the remuneration of the Auditor | | Mgmt | | For | | For | | For |
11 | | Grant authority to allot shares | | Mgmt | | For | | Against | | Against |
12 | | Approve the disapplication of pre-emption rights | | Mgmt | | For | | For | | For |
13 | | Grant authority to purchase own ordinary shares | | Mgmt | | For | | For | | For |
14 | | Grant authority to make political donations and/or to incur political expenditure in the EU | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Adopt the Diageo Plc 2009 Discretionary Incentive Plan | | Mgmt | | For | | For | | For |
16 | | Adopt the Diageo Plc 2009 Executive Long Term Incentive Plan | | Mgmt | | For | | For | | For |
17 | | Adopt Diageo Plc International Sharematch Plan 2009 | | Mgmt | | For | | For | | For |
18 | | Grant authority to establish International Share Plans | | Mgmt | | For | | For | | For |
19 | | Adopt Diageo Plc 2009 Irish Sharesave Scheme | | Mgmt | | For | | For | | For |
20 | | Amend the Rules of Diageo Plc Executive Share Option Plan | | Mgmt | | For | | For | | For |
21 | | Amend the Rules of Diageo Plc 2008 Senior Executive Share Option Plan | | Mgmt | | For | | For | | For |
22 | | Amend the Rules of Diageo Plc Senior Executive Share Option Plan | | Mgmt | | For | | For | | For |
23 | | Approve the reduced notice of a general meeting other than an AGM | | Mgmt | | For | | Against | | Against |
24 | | Adopt the Articles of Association | | Mgmt | | For | | For | | For |
Eni Spa, Roma
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS T3643A145 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | Italy | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID’S 686251 AND 684082 DUE TO 2 MEETINGS BEING MERGED INTO 1 MIX MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETINGS WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
3 | | Approve the balance sheet as of 31 DEC 2009 of Eni Spa, consolidated balance sheet as of 31 DEC 2009; Directors, Board of Auditors and External Auditing Company’s reporting | | Mgmt | | For | | For | | For |
4 | | Approve the profits allocation | | Mgmt | | For | | For | | For |
5 | | Appoint the Independent Auditors for the period 2010-2018 | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Amend the Articles 1, 4, 12, 15 and 16 of the Corporate Bylaws; related resolutions | | Mgmt | | For | | For | | For |
7 | | PLEASE NOTE THAT IN COMPLIANCE WITH ARTICLE 13, PARAGRAPH 1, OF THE CORPORATE BYLAWS SHAREHOLDERS WHO ALONE OR TOGETHER WITH OTHER SHAREHOLDERS, HOLD AT LEAST ONE FORTIETH OF CORPORATE CAPITAL CAN REQUEST, WITHIN 5 DAYS FROM THE ISSUERS NOTIFICATION OF TH | | N/A | | N/A | | N/A | | N/A |
Evraz Group Sa, Luxembourg
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 30050A202 | | 05/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Luxembourg | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive and approve the Directors’ and the Auditors’ reports on financial statements | | Mgmt | | For | | For | | For |
2 | | Approve to accept the financial statements | | Mgmt | | For | | For | | For |
3 | | Approve the allocation of income | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Receive and approve the Directors’ and the Auditors’ reports on consolidated financial statements | | Mgmt | | For | | For | | For |
5 | | Approve to accept the consolidated financial statements | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Grant discharge to the Directors, the Statutory Auditors and the External Auditors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Alexander Abramov as a Director | | Mgmt | | For | | For | | For |
8 | | Re-elect Otari Arshba as a Director | | Mgmt | | For | | For | | For |
9 | | Re-elect Alexander Frolov as a Director | | Mgmt | | For | | For | | For |
10 | | Election of James Karl Gruber as a new Director | | Mgmt | | For | | For | | For |
11 | | Re-elect Olga Pokrovskaya as a Director | | Mgmt | | For | | Against | | Against |
12 | | Re-elect Terry J. Robinson as a Director | | Mgmt | | For | | For | | For |
13 | | Re-elect Eugene Shvidler as a Director | | Mgmt | | For | | Against | | Against |
14 | | Re-elect Eugene Tenenbaum as a Director | | Mgmt | | For | | Against | | Against |
15 | | Election of Gordon Toll as a Director | | Mgmt | | For | | For | | For |
16 | | Approve to accept the resignation of Directors Gennady Bogolyubov, Philippe Delaunois, James Campbell and Bruno Bolfo | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Appointment of Alexandra Trunova as an Internal Statutory Auditor | | Mgmt | | For | | For | | For |
18 | | Ratify Ernst and Young as the Auditors | | Mgmt | | For | | For | | For |
19 | | Approve the remuneration of the Directors | | Mgmt | | For | | For | | For |
20 | | Approve the remuneration of Chief Executive Officer | | Mgmt | | For | | Against | | Against |
21 | | Authorize the Chief Executive Officer to sign Management Service Agreements with Independent Directors James Karl Gruber, Terry J. Robinson, and Gordon Toll | | Mgmt | | For | | Abstain | | Against |
Evraz Group Sa, Luxembourg
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 30050A202 | | 07/31/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Luxembourg | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Acknowledge the report of the Board of Directors on certain issues of shares and bonds convertible into shares within the authorized share capital, with respect to the authorization requested from the EGM for a new authorized share capital and authorize t | | Mgmt | | For | | N/A | | N/A |
2 | | Approve to increase the authorized share capital by EUR 200,000,000 so as to bring the Company’s authorized share capital from its current amount of EUR 314,408,652 to an amount of EUR 514,408,652 represented by 257,204,326 shares of EUR 2 each [such amou | | Mgmt | | For | | N/A | | N/A |
| | | | | |
3 | | Authorize the Company or other companies in the Company’s Group to purchase, acquire or receive shares and/or GDRs representing up to 10% of the issued shares in the Company | | Mgmt | | For | | N/A | | N/A |
Foster’S Group Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Q3944W187 | | 10/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Australia | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | To consider the financial report and the report of the Directors and of the Auditors for the fiscal year ended 30 JUN 2009 | | N/A | | N/A | | N/A | | N/A |
2 | | Re-elect Mr. M G Ould as a Director, who retires by rotation in accordance with the Company’s constitution | | Mgmt | | For | | For | | For |
3 | | Approve that any shares issued under the Foster’s employee share grant plan, the terms of which are specified, during the 3 years specified the date of this meeting be approved as an exception for purpose of ASX Listing Rule 7.1 | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve the Company acquisition of rights over a maximum of 343,000 ordinary shares in the Company by Mr. Ian Johnson, the Chief Executive Officer, under the Foster’s Long Term Incentive Plan upon the terms as specified | | Mgmt | | For | | For | | For |
5 | | Approve the Company acquisition of rights a maximum 515,400 ordinary shares in the Company by Mr. Ian Johnson, the Chief Executive Officer, under the Foster’s Long Term Incentive Plan upon the terms as specified | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Adopt the remuneration report of the Company, as specified in the Directors’ report, for the YE 30 JUN 2009 | | Mgmt | | For | | For | | For |
7 | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2,3,4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU | | N/A | | N/A | | N/A | | N/A |
| | | | | |
8 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN DIRECTOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Gazprom O A O
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 368287207 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Russian Federation | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [139 RESOLUTIONS] FOR THE GAZPROM OF RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID 71 | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug undertakes, withi | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, pursuant to which OOO Gazpromtrans undertakes, within the period | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, within the period bet | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Tsentrremont, pursuant to which OOO Gazprom Tsentrremont undertakes, w | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of loss or destruct | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ, pursuant to which OAO SOGAZ undertakes, in the event that harm is cause | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazpro | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazpro | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazpro | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever harm [damage or destruc | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of: assertion of cla | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Vostokgazprom, ZAO Gaztelecom, OAO Gazprom Promgaz, OAO Gazpromregiongaz, OOO | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the p | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the p | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approve, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period be | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the p | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the p | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the p | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the p | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform, w | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform, w | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz and OAO Gazprom Space Systems [the Contractors], pursuant to w | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, within the period bet | | Mgmt | | For | | For | | For |
| | | | | |
30 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of an agreement between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz will deliver to OAO Gazpr | | Mgmt | | For | | For | | For |
| | | | | |
31 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, ZAO Gazprom Invest Yug and OAO Tomskgazprom [the Licensees], | | Mgmt | | For | | For | | For |
| | | | | |
32 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, ZAO Yamalgazinvest, OOO Mezhregiongaz, OAO Gazpromregiongaz, OAO | | Mgmt | | For | | For | | For |
| | | | | |
33 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Neft [the Licensee], pursuant to which OAO Gazprom will grant the Lice | | Mgmt | | For | | For | | For |
| | | | | |
34 | | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO RESOLUTIONS 11.1 TO 11.17 REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CL | | N/A | | N/A | | N/A | | N/A |
| | | | | |
35 | | Election of Akimov Andrei Igorevich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
36 | | Election of Ananenkov Aleksandr Georgievich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
| | | | | |
37 | | Election of Bergmann Burckhard to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
38 | | Election of Gazizullin Farit Rafikovich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Against | | Against |
39 | | Election of Gusakov Vladimir Anatolievich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
40 | | Election of Zubkov Viktor Alekseevich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
41 | | Election of Karpel Elena Evgenievna to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
42 | | Election of Makarov Aleksei Aleksandrovich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | For | | For |
43 | | Election of Miller Aleksei Borisovich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
44 | | Election of Musin Valery Abramovich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | For | | For |
45 | | Election of Nabiullina Elvira Sakhipzadovna to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
46 | | Election of Nikolaev Viktor Vasilievich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
47 | | Election of Rusakova Vlada Vilorikovna to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
48 | | Election of Sereda Mikhail Leonidovich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
49 | | Election of Fortov Vladimir Evgenievich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
50 | | Election of Shmatko Sergei Ivanovich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
51 | | Election of Yusufov Igor Khanukovich to the Board of Directors of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
52 | | PLEASE NOTE THAT ALTHOUGH THERE ARE 11 CANDIDATES TO BE ELECTED AS TO THE AUDIT COMMISSION, THERE ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED | | N/A | | N/A | | N/A | | N/A |
| | | | | |
53 | | Election of Arkhipov Dmitry Aleksandrovich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
54 | | Election of Belobrov Andrei Viktorovich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
55 | | Election of Bikulov Vadim Kasymovich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
56 | | Election of Kobzev Andrei Nikolaevich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
57 | | Election of Lobanova Nina Vladislavovna as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
58 | | Election of Logunov Dmitry Sergeyevich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
59 | | Election of Nosov Yury Stanislavovich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | Abstain | | Against |
60 | | Election of Pesotsky Konstantin Valerievich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
61 | | Election of Salekhov Marat Khasanovich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
62 | | Election of Tikhonova Maria Gennadievna as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
63 | | Election of Yugov Aleksandr Sergeyevich as a Member of the Audit Commission of OAO Gazprom | | Mgmt | | For | | For | | For |
64 | | REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE FULL MEETING AGENDA YOU MUST ALSO VOTE ON MEETING ID 711982 WHICH CONTAINS RESOULTIONS 1 TO 10.70. | | N/A | | N/A | | N/A | | N/A |
Gazprom O A O
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 368287207 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Russian Federation | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [139 RESOLUTIONS] FOR THE GAZPROM OF RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID 71 | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | Approval of the annual report of OAO Gazprom “for 2009” | | Mgmt | | For | | For | | For |
3 | | Approval of the annual accounting statements, including the profit and loss reports (profit and loss accounts) of the Company based on the results of 2009 | | Mgmt | | For | | For | | For |
4 | | Approval of the distribution of profit of the Company based on the results of 2009 | | Mgmt | | For | | Abstain | | Against |
5 | | Approval of the amount of, time for and form of payment of annual dividends on the Company’s shares that have been proposed by the Board of Directors of the Company based on the results of 2009 | | Mgmt | | For | | Abstain | | Against |
6 | | Approval of the Closed Joint Stock Company PricewaterhouseCoopers Audit as the Company’s External Auditor | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Amendments to the Clauses 19.1, 21.3, 31.1, 32.1 and 53.1 and Article 55 of the Charter of OAO Gazprom | | Mgmt | | For | | For | | For |
8 | | Amendments to Article 23 and Clauses 24.2 and 25.1 of the Regulation on the General Shareholders’ Meeting of OAO Gazprom | | Mgmt | | For | | For | | For |
9 | | Payment of remuneration to Members of the Board of Directors in the amounts recommended by the Board of Directors of the Company | | Mgmt | | For | | For | | For |
10 | | Payment of remuneration to Members of the Audit Commission in the amounts recommended by the Board of Directors of the Company | | Mgmt | | For | | For | | For |
11 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] regarding receipt by OAO Gazprom of funds i | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO regarding receipt by OAO Gazprom of funds in a maximum sum | | Mgmt | | For | | For | | For |
13 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO VTB Bank regarding receipt by OAO Gazprom of funds in a maximum sum of 1 billi | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and State Corporation “Bank for Development and Foreign Economic Affairs [Vnesheconomb | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and Gazprombank [Open Joint Stock Company] entered into under the loan facility agreemen | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and Sberbank of Russia OAO entered into under the loan facility agreement between OAO Ga | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and ZAO Gazenergoprombank entered into under the loan facility agreement between OAO Gaz | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and OAO Bank VTB, entered into under the loan facility agreement between OAO Gazprom and | | Mgmt | | For | | For | | For |
| | | | | |
19 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which Gazprombank [Open Joint S | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO, ZAO Gazenergoprombank and OAO Bank VTB pursuant to which t | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company], Sberbank of Russia OAO, ZAO Gazenergopromb | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, the foreign currency purchase/sale transactions between OAO Gazprom and Gazprombank [Open Joint Stock Company] to be entered | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will issue su | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO pursuant to which OAO Gazprom will issue suretyships to sec | | Mgmt | | For | | For | | For |
| | | | | |
25 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will issue su | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and Bank Societe Generale pursuant to which OAO Gazprom undertakes to Bank Societe Gene | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Beltransgaz pursuant to which OAO Gazprom will grant OAO Beltransgaz temporary | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans tempora | | Mgmt | | For | | For | | For |
| | | | | |
29 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg pursuant to which OAO Gazprom will grant ZAO Gazprom Nef | | Mgmt | | For | | For | | For |
| | | | | |
30 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Lazurnaya pursuant to which OAO Gazprom will grant OAO Lazurnaya temporary pos | | Mgmt | | For | | For | | For |
| | | | | |
31 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the Agreements between OAO Gazprom and DOAO Tsentrenergogaz of OAO Gazprom pursuant to which OAO Gazprom will grant DOAO | | Mgmt | | For | | For | | For |
| | | | | |
32 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Tsentrgaz pursuant to which OAO Gazprom will grant OAO Tsentrgaz temporary pos | | Mgmt | | For | | For | | For |
| | | | | |
33 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom will grant OAO Gazprom Promgaz temporar | | Mgmt | | For | | For | | For |
34 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will grant Ga | | Mgmt | | For | | For | | For |
| | | | | |
35 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Salavatnefteorgsintez pursuant to which OAO Gazprom will grant OAO Salavatneft | | Mgmt | | For | | For | | For |
| | | | | |
36 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Vostokgazprom pursuant to which OAO Gazprom will grant OAO Vostokgazprom tempo | | Mgmt | | For | | For | | For |
37 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OAO Gazprom will grant OOO Gazprom Export tem | | Mgmt | | For | | For | | For |
| | | | | |
38 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will grant OAO Gazprom Neft temporary poss | | Mgmt | | For | | For | | For |
| | | | | |
39 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Space Systems pursuant to which OAO Gazprom will grant OAO Gazprom Spa | | Mgmt | | For | | For | | For |
| | | | | |
40 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Yamalgazinvest pursuant to which OAO Gazprom will grant ZAO Yamalgazinvest tem | | Mgmt | | For | | For | | For |
| | | | | |
41 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which OAO Gazprom will grant ZAO Gazprom Inves | | Mgmt | | For | | For | | For |
| | | | | |
42 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz, pursuant to which OAO Gazprom will grant OOO Mezhregiongaz temp | | Mgmt | | For | | For | | For |
| | | | | |
43 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ, pursuant to which OAO Gazprom will grant OAO SOGAZ temporary possession | | Mgmt | | For | | For | | For |
| | | | | |
44 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Komplektatsiya pursuant to which OAO Gazprom will grant OOO Gazprom Ko | | Mgmt | | For | | For | | For |
| | | | | |
45 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom pursuant to which OAO Gazprom will grant ZAO Gaztelecom temporary p | | Mgmt | | For | | For | | For |
| | | | | |
46 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazpromregiongaz pursuant to which OAO Gazprom will grant OAO Gazpromregiongaz | | Mgmt | | For | | For | | For |
| | | | | |
47 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Druzhba pursuant to which OAO Gazprom will grant OAO Druzhba temporary possess | | Mgmt | | For | | For | | For |
| | | | | |
48 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the Bank, acting as a Cus | | Mgmt | | For | | For | | For |
| | | | | |
49 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the Bank, acting as a Cus | | Mgmt | | For | | For | | For |
| | | | | |
50 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz, pursuant to which OAO Gazprom undertakes, acting on behalf of O | | Mgmt | | For | | For | | For |
| | | | | |
51 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK, pursuant to which OAO Gazprom undertakes, acting on behalf of OAO NOV | | Mgmt | | For | | For | | For |
| | | | | |
52 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will deliver and OOO Mezhregiongaz | | Mgmt | | For | | For | | For |
| | | | | |
53 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz undertakes, acting on OAO Ga | | Mgmt | | For | | For | | For |
| | | | | |
54 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz will deliver and OAO Gazprom | | Mgmt | | For | | For | | For |
| | | | | |
55 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OOO Gazprom Export undertakes, acting on OAO | | Mgmt | | For | | For | | For |
| | | | | |
56 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Northgas, pursuant to which ZAO Northgas will deliver and OAO Gazprom will acc | | Mgmt | | For | | For | | For |
| | | | | |
57 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Severneftegazprom, pursuant to which OAO Severneftegazprom will deliver and OA | | Mgmt | | For | | For | | For |
| | | | | |
58 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft Orenburg will delive | | Mgmt | | For | | For | | For |
| | | | | |
59 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SIBUR Holding, pursuant to which OAO SIBUR Holding will deliver and OAO Gazpro | | Mgmt | | For | | For | | For |
| | | | | |
60 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will deliver and OAO NOVATEK will accept | | Mgmt | | For | | For | | For |
| | | | | |
61 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Tomskgazprom pursuant to which OAO Gazprom will provide services related to ar | | Mgmt | | For | | For | | For |
| | | | | |
62 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will provide services related to a | | Mgmt | | For | | For | | For |
| | | | | |
63 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will provide services related to ar | | Mgmt | | For | | For | | For |
| | | | | |
64 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arrangi | | Mgmt | | For | | For | | For |
| | | | | |
65 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arrangi | | Mgmt | | For | | For | | For |
| | | | | |
66 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and a/s Latvijas Gaze pursuant to which OAO Gazprom will sell and a/s Latvijas Gaze wi | | Mgmt | | For | | For | | For |
| | | | | |
67 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and AB Lietuvos Dujos pursuant to which OAO Gazprom will sell and AB Lietuvos Dujos wi | | Mgmt | | For | | For | | For |
| | | | | |
68 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and UAB Kauno termofikacijos elektrine pursuant to which OAO Gazprom will sell and UAB | | Mgmt | | For | | For | | For |
| | | | | |
69 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and MoldovaGaz S.A. pursuant to which OAO Gazprom will deliver and MoldovaGaz S.A. wil | | Mgmt | | For | | For | | For |
| | | | | |
70 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and KazRosGaz LLP pursuant to which in 2010 OAO Gazprom will deliver and KazRosGaz LLP | | Mgmt | | For | | For | | For |
| | | | | |
71 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Beltransgaz, pursuant to which OAO Gazprom will sell, and OAO Beltransgaz will | | Mgmt | | For | | For | | For |
| | | | | |
72 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and GAZPROM Germania GmbH, pursuant to which OAO Gazprom will provide services in 2011 | | Mgmt | | For | | For | | For |
| | | | | |
73 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and GAZPROM Germania GmbH, pursuant to which OAO Gazprom undertakes, acting on the ins | | Mgmt | | For | | For | | For |
| | | | | |
74 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, pursuant to which OOO Gazpromtrans undertakes, acting on the ins | | Mgmt | | For | | For | | For |
| | | | | |
75 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug undertakes, actin | | Mgmt | | For | | For | | For |
| | | | | |
76 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Tsentrremont, pursuant to which OOO Gazprom Tsentrremont undertakes, a | | Mgmt | | For | | For | | For |
| | | | | |
77 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Yamalgazinvest, pursuant to which ZAO Yamalgazinvest undertakes, acting on the | | Mgmt | | For | | For | | For |
| | | | | |
78 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Space Systems, pursuant to which OAO Gazprom Space Systems undertakes, | | Mgmt | | For | | For | | For |
| | | | | |
79 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and ZAO Yamalgazinvest, pursuant to which ZAO Yamalgazinvest undertakes, within the per | | Mgmt | | For | | For | | For |
| | | | | |
80 | | Approval, in accordance with Chapter XI of the Federal Law on Joint Stock Companies” and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft Orenburg undertakes, | | Mgmt | | For | | For | | For |
| | | | | |
81 | | PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON MEETING 711640, WHICH WILL CONTAIN RESOLUTION ITEMS 10.71 TO 12.11. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Glaxosmithkline Plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G3910J112 | | 05/06/2010 | | Voted |
Meeting Type | | Country of Trade | | | | |
| | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive and adopt the Directors’ report and the financial statements for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
2 | | Approve the remuneration report for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
3 | | Re-elect Dr. Stephanie Burns as a Director | | Mgmt | | For | | For | | For |
4 | | Re-elect Mr. Julian Heslop as a Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Sir Deryck Maughan as a Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Dr. Daniel Podolsky as a Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Sir Robert Wilson as a Director | | Mgmt | | For | | For | | For |
8 | | Authorize the Audit & Risk Committee to re-appoint PricewaterhouseCoopers LLP as the Auditors to the Company to hold office from the end of the meeting to the end of the next Meeting at which accounts are laid before the Company | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Authorize the Audit & Risk Committee to determine the remuneration of the Auditors | | Mgmt | | For | | For | | For |
10 | | Authorize the Director of the Company, in accordance with Section 366 of the Companies Act 2006 (the ‘Act’) the Company is, and all Companies that are at any time during the period for which this resolution has effect subsidiaries of the company are, auth | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Authorize the Directors, in substitution for all subsisting authorities, to exercise all powers of the Company to allot shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company: a) up to an aggregate no | | Mgmt | | For | | For | | For |
12 | | Authorize the Directors of the Company, subject to Resolution 11 being passed, the Directors be and are hereby empowered to allot equity securities for cash pursuant to the authority conferred on the Directors by Resolution 11 and/or where such allotment | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize the Directors of the Company, for the purposes of section 701 of the Act to make market purchases (within the meaning of Section 693(4) of the Act) of its own Ordinary shares of 25p each provided that: (a) the maximum number of Ordinary shares h | | Mgmt | | For | | For | | For |
14 | | Authorize the Directors, (a) in accordance with Section 506 of the Act, the name of the person who signs the Auditors’ reports to the Company’s members on the annual accounts and auditable reports of the Company for the year ending 31 DEC 2010 as senior S | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve the general meeting of the Company other than an AGM may be called on not less than 14 clear days’ notice | | Mgmt | | For | | Against | | Against |
16 | | Amend: (a) the Articles of Association of the company be amended by deleting all the provisions of the Company’s Memorandum of Association which, by virtue of Section 28 of the Act, are to be treated as provisions of the Company’s Articles of Association; | | Mgmt | | For | | For | | For |
Hsbc Holdings Plc, London
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G4634U169 | | 05/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive the annual accounts and reports of the Director’s and of the Auditor for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve the Director’s remuneration report for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
3 | | Re-elect R. A. Fairhead as a Director | | Mgmt | | For | | Against | | Against |
4 | | Re-elect M. F. Geoghegan as a Director | | Mgmt | | For | | For | | For |
5 | | Re-elect S. K. Green as a Director | | Mgmt | | For | | For | | For |
6 | | Re-elect G. Morgan as a Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect N. R. N. Murthy as a Director | | Mgmt | | For | | For | | For |
8 | | Re-elect S. M. Robertson as a Director | | Mgmt | | For | | For | | For |
9 | | Re-elect J. L. Thornton as a Director | | Mgmt | | For | | Against | | Against |
10 | | Re-elect Sir Brian Williamson as a Director | | Mgmt | | For | | For | | For |
11 | | Re-appoint KPMG Audit PLC as the Auditor at remuneration to be determined by the Group Audit Committee | | Mgmt | | For | | For | | For |
12 | | Authorize the Directors, pursuant to and for the purposes of Section 551 of the Companies Act 2006 [the Act] Company to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company up to an aggre | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Authorize the Directors, subject to the passing of Resolution 5 as specified, pursuant to Section 570 of the Companies Act 2006 [the Act] to allot equity securities [within the meaning of Section 560 of the Act] [disapplying the statutory pre-exemption ri | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend the Articles of Association of the Company as specified: (a) by deleting Article 55.2 in its entirely and renumbering the remainder of Article 55 accordingly; (b) by inserting into Article 55.2 [as renumbered pursuant to this Resolution] the words i | | Mgmt | | For | | For | | For |
15 | | Approve the amendment to the trust deed and rules of the HSBC Holding UK Share Incentive Plan [UK SIP] [as specified] to extend the termination date of the UK SIP from 29 MAY 2010 to 28 MAY 2020 and authorize the Directors to do whatever may be necessary | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Approve, that the Company General Meetings [other than AGMs] being called on a minimum of 14 clear days’ notice | | Mgmt | | For | | Against | | Against |
Icap Plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G46981117 | | 07/15/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive the financial statements for the FYE 31 MAR 2009, together with the reports of the Directors and the Auditors thereon | | Mgmt | | For | | N/A | | N/A |
2 | | Declare a final dividend of 12.35p per ordinary share for the FYE 31 MAR 2009 be paid to all holders of ordinary shares on the register of members of the Company at the close of business on 17 JUL 2009 in respect of all ordinary shares then registered in | | Mgmt | | For | | N/A | | N/A |
| | | | | |
3 | | Re-elect Mr. Michael Spencer as a Director of the Company | | Mgmt | | For | | N/A | | N/A |
4 | | Re-elect Mr. Mark Yallop as a Director of the Company | | Mgmt | | For | | N/A | | N/A |
5 | | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company for the FYE 31 MAR 2010 | | Mgmt | | For | | N/A | | N/A |
| | | | | |
6 | | Authorize the Directors to set the remuneration of the Auditors of the Company | | Mgmt | | For | | N/A | | N/A |
7 | | Approve the Directors’ remuneration report for the FYE 31 MAR 2009 | | Mgmt | | For | | N/A | | N/A |
8 | | Approve to increase the authorized share capital of the Company from GBP 90 million to GBP 110 million by the creation of 200 million ordinary shares of 10p each identical to and ranking pari passu with the existing authorized but unissued shares of 10p e | | Mgmt | | For | | N/A | | N/A |
| | | | | |
9 | | Authorize the Directors, for the purposes of Section 80 of the Companies Act 1985 the Company to allot relevant securities [Section 80(2) of the said Act] up to an aggregate nominal amount of GBP 21,591,197; comprising equity securities [section 94 of the | | Mgmt | | For | | N/A | | N/A |
10 | | Authorize the Directors, subject to the passing of Resolution 9, pursuant to Section 95(1) of the Act to: allot equity securities [Section 94 of the said Act] for cash pursuant to the authority conferred by Resolution 9, to sell relevant shares [Section 9 | | Mgmt | | For | | N/A | | N/A |
| | | | | |
11 | | Authorize the Company, pursuant to and in accordance with Section 166 of the Companies Act, to make market purchases [Section 163(3) of such act] of up to 64,773,593 ordinary shares in the capital of the Company, at a minimum price, exclusive of expenses, | | Mgmt | | For | | N/A | | N/A |
| | | | | |
12 | | Authorize the Company’s and those companies which are subsidiaries of the Company at any time during the period for which this resolution has effect be authorized for the purposes of Part 14 of the Companies Act 2006 to: a) make political donations to pol | | Mgmt | | For | | N/A | | N/A |
13 | | Authorize the Directors of the Company to exercise the powers conferred on them by the Company’s Articles of Association as they may from time to time be varied so that, to the extent and in the manner determined by the Directors, the holders of ordinary | | Mgmt | | For | | N/A | | N/A |
| | | | | |
14 | | Authorize the Company to hold general meetings on not less than 14 days notice | | Mgmt | | For | | N/A | | N/A |
Imperial Tob Group Plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G4721W102 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve the report and accounts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve the Directors’ remuneration report | | Mgmt | | For | | For | | For |
3 | | Declare a final dividend | | Mgmt | | For | | For | | For |
4 | | Re-elect Dr. K M Burnett | | Mgmt | | For | | For | | For |
5 | | Re-elect Mr. J D Comolli | | Mgmt | | For | | Against | | Against |
6 | | Re-elect Mr. R Dyrbus | | Mgmt | | For | | For | | For |
7 | | Re-elect Mr. C F Knott | | Mgmt | | For | | For | | For |
8 | | Re-elect Mr. I J G Napier | | Mgmt | | For | | For | | For |
9 | | Re-appoint PricewaterhouseCoopers LLP as the Auditors to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Approve the remuneration of the Auditors | | Mgmt | | For | | For | | For |
11 | | Approve the donations to political organizations | | Mgmt | | For | | For | | For |
12 | | Grant authority to allot securities | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve to disapply preemption rights | | Mgmt | | For | | For | | For |
14 | | Approve the purchase of own shares | | Mgmt | | For | | For | | For |
15 | | Approve the notice period for general meetings | | Mgmt | | For | | Against | | Against |
16 | | Approve the Memorandum and Articles of Association | | Mgmt | | For | | Against | | Against |
Komatsu Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS J35759125 | | 06/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Japan | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Please reference meeting materials. | | N/A | | N/A | | N/A | | N/A |
2 | | Approve Appropriation of Retained Earnings | | Mgmt | | For | | For | | For |
3 | | Appoint a Director | | Mgmt | | For | | For | | For |
4 | | Appoint a Director | | Mgmt | | For | | For | | For |
5 | | Appoint a Director | | Mgmt | | For | | For | | For |
6 | | Appoint a Director | | Mgmt | | For | | For | | For |
7 | | Appoint a Director | | Mgmt | | For | | For | | For |
8 | | Appoint a Director | | Mgmt | | For | | For | | For |
9 | | Appoint a Director | | Mgmt | | For | | For | | For |
10 | | Appoint a Director | | Mgmt | | For | | For | | For |
11 | | Appoint a Director | | Mgmt | | For | | For | | For |
12 | | Appoint a Director | | Mgmt | | For | | For | | For |
13 | | Appoint a Corporate Auditor | | Mgmt | | For | | For | | For |
14 | | Approve Payment of Bonuses to Directors | | Mgmt | | For | | Against | | Against |
15 | | Establishment of the Amount and Features of Remuneration for Directors of the Company in the Form of Stock Acquisition Rights to be Granted as Stock-Based Remuneration” “ | | Mgmt | | For | | For | | For |
16 | | Giving the Board of Directors the Authority to Issue Stock Acquisition Rights as Stock-Based Remuneration” to Employees of the Company and Directors of Major Subsidiaries of the Company ” | | Mgmt | | For | | For | | For |
Mandarin Oriental International Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G57848106 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Bermuda | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive the financial statements and the independent Auditor’s report for the YE 31 DEC 09 and to declare a final dividend | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Re-election of Stuart Dickie as a Director | | Mgmt | | For | | Against | | Against |
3 | | Re-election of Mark Greenberg as a Director | | Mgmt | | For | | Against | | Against |
4 | | Re-election of Lord Leach Of Fairford as a Director | | Mgmt | | For | | Against | | Against |
5 | | Re-election of Lord Powell Of Bayswater as a Director | | Mgmt | | For | | Against | | Against |
6 | | Re-election of Percy Weatherrall as a Director | | Mgmt | | For | | Against | | Against |
7 | | Re-election of Giles White as a Director | | Mgmt | | For | | Against | | Against |
8 | | Re-appointment of the Auditors and to authorize the Directors to fix their remuneration | | Mgmt | | For | | Abstain | | Against |
9 | | Authorize the Directors of the Company to allot or issue share and to make and grant offers, agreements and options which would or might require shares to be allotted, issued or disposed of during or after the end of the relevant period up to an aggregate | | Mgmt | | For | | For | | For |
10 | | Authorize the Directors of the Company to purchase its own shares, subject to and in accordance with the applicable laws and regulations during the relevant period be and is hereby generally and unconditionally approved; the aggregate nominal amount of sh | | Mgmt | | For | | For | | For |
| | | | | |
11 | | CONTD. i) by subsidiaries of the Company ii) pursuant to the terms of put warrants or financial instruments having similar effect whereby the Company can be required to purchase its own shares, provided that where put warrants are issued or offered, pursu | | N/A | | N/A | | N/A | | N/A |
| | | | | |
12 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Ojsc Oc Rosneft
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 67812M207 | | 06/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Russian Federation | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve the Company annual report | | Mgmt | | For | | For | | For |
2 | | Approve the Company annual accounting statements, including profit and loss statements (Profit and Loss Accounts) | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve the distribution of the Company profits based on the results of the year 2009 | | Mgmt | | For | | For | | For |
4 | | Approve the amounts, timing, and form of payment of dividends in accordance with the results of the year 2009 | | Mgmt | | For | | For | | For |
5 | | Approve the remuneration and reimbursement of expenses for members of the Board of Directors of the Company | | Mgmt | | For | | For | | For |
6 | | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVI | | N/A | | N/A | | N/A | | N/A |
| | | | | |
7 | | Election of Bogdanov Vladimir Leonidovich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Abstain | | Against |
8 | | Election of Bogdanchikov Sergey Mikhailovich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Abstain | | Against |
9 | | Election of Kostin Andrey Leonidovich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Against | | Against |
10 | | Election of Kudryashov Sergey Ivanovich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Abstain | | Against |
11 | | Election of Nekipelov Alexander Dmitrievich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Against | | Against |
12 | | Election of Petrov Youriy Alexandrovich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Abstain | | Against |
13 | | Election of Reous Andrey Georgievich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Abstain | | Against |
14 | | Election of Rudloff Hans-Joerg as a Member of the Board of Directors of the Company | | Mgmt | | For | | For | | For |
15 | | Election of Sechin Igor Ivanovich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Abstain | | Against |
| | | | | |
16 | | Election of Tokarev Nikolay Petrovich as a Member of the Board of Directors of the Company | | Mgmt | | For | | Abstain | | Against |
17 | | Election of Kobzev Andrey Nikolaevich as a Member of the Internal Audit Commission of the Company | | Mgmt | | For | | For | | For |
18 | | Election of Pakhomov Sergey Alexandrovich as a Member of the Internal Audit Commission of the Company | | Mgmt | | For | | For | | For |
19 | | Election of Pesotskiy Konstantin Valerievich as a Member of the Internal Audit Commission of the Company | | Mgmt | | For | | For | | For |
20 | | Election of Fisenko Tatiana Vladimirovna as a Member of the Internal Audit Commission of the Company | | Mgmt | | For | | For | | For |
21 | | Election of Yugov Alexander Sergeevich as a Member of the Internal Audit Commission of the Company | | Mgmt | | For | | For | | For |
22 | | Election of the External Auditor of the Company | | Mgmt | | For | | For | | For |
23 | | Approve the related party transactions: providing by OOO ‘RN-Yuganskneftegas’ of the services to the Company on production at oil and gas fields, the licenses for development thereof held by the Company, production of oil in the amount of 63,435.0 thousan | | Mgmt | | For | | For | | For |
24 | | Approve the related party transactions: providing by OJSC ‘AK Transneft’ of the services to the Company on transportation of crude oil by long-distance pipelines in the quantity of 114,000.0 thousand tons for a fee not exceeding the overall maximum amoun | | Mgmt | | For | | For | | For |
25 | | Approve the related party transactions: execution by the Company of the General Agreement with OJSC ‘Russian Regional Development Bank’ on the general terms and conditions of deposit transactions and transactions within this General Agreement on deposit b | | Mgmt | | For | | For | | For |
| | | | | |
26 | | Approve the related party transactions: execution by the Company of the general agreement with OJSC Bank VTB on general terms and conditions of deposit transactions and transactions within this general agreement on deposit by the Company of its cash funds | | Mgmt | | For | | For | | For |
| | | | | |
27 | | Approve the related party transactions: execution by the Company of the general agreement with OJSC ‘Russian Regional Development Bank’ on general terms and conditions of foreign currency exchange transactions and transactions within this General Agreemen | | Mgmt | | For | | For | | For |
| | | | | |
28 | | Approve the related party transactions: execution by the Company of the general agreement with OJSC Bank VTB on general terms and conditions of foreign currency exchange transactions with the use of ‘Reuter Dealing’ ‘BS-Client’ systems and transactions wi | | Mgmt | | For | | For | | For |
29 | | Approve the related party transactions: the execution by the Company of the agreement with OJSC ‘Russian Regional Development Bank’ on procedure for execution of credit transactions with the use of ‘Reuter Dealing’ system and also performing of transactio | | Mgmt | | For | | For | | For |
30 | | Approve the related party transactions: the execution by the Company of the agreement with OJSC Bank VTB on procedure for execution of credit transactions with the use of ‘Reuter Dealing’ system and also performing of transactions within this Agreement on | | Mgmt | | For | | For | | For |
Reed Elsevier N V
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS N73430113 | | 09/03/2009 | | Take No Action |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED AS THERE IS A REGISTRATION DEADLINE / RECORD DATE ASSOCIATED WITH THIS MEETING. THANK YOU. | | N/A | | N/A | | TNA | | N/A |
2 | | Opening | | N/A | | N/A | | TNA | | N/A |
3 | | Appoint Mr. Ben Van Der Veer as a Member of the Supervisory Board | | Mgmt | | For | | TNA | | N/A |
4 | | Approve to partially amend the Articles of Association of the Company | | Mgmt | | For | | TNA | | N/A |
5 | | Closing | | N/A | | N/A | | TNA | | N/A |
6 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE CUT-OFF DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | TNA | | N/A |
Roche Holding Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS H69293217 | | 03/02/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | Presentation of the annual report, annual financial statement and the Group’s annual financial statement for 2009, as well as the compensation report | | N/A | | N/A | | N/A | | N/A |
| | | | | |
3 | | Resolution on the discharge of the Members of the Administrative Board | | N/A | | N/A | | N/A | | N/A |
4 | | Resolution on the appropriation of the net profit of Roche Holdings AG | | N/A | | N/A | | N/A | | N/A |
5 | | Election to the Administrative Board | | N/A | | N/A | | N/A | | N/A |
6 | | Election of the Financial Auditor | | N/A | | N/A | | N/A | | N/A |
Rolls-Royce Group Plc, London
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G7630U109 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve the Directors’s report and financial statements for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
2 | | Approve the Director’s remuneration report for the YE DEC 31 2009 | | Mgmt | | For | | For | | For |
3 | | Re-elect Peter Byrom as a Director of the Company | | Mgmt | | For | | For | | For |
4 | | Re-elect Professor Peter Gregson as a Director of the Company | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Re-elect Helen Alexander as a Director of the Company | | Mgmt | | For | | For | | For |
6 | | Re-elect Dr. John McAdam as a Director of the Company | | Mgmt | | For | | Against | | Against |
7 | | Re-elect Andrew Shilston as a Director of the Company | | Mgmt | | For | | For | | For |
8 | | Re-appoint the Auditors and to authorize the Directors to agree their remuneration | | Mgmt | | For | | For | | For |
9 | | Authorize the allotment and issue of Company Shares | | Mgmt | | For | | For | | For |
10 | | Authorize political donations and political expenditure | | Mgmt | | For | | For | | For |
11 | | Approve to accept new Articles of Association | | Mgmt | | For | | For | | For |
12 | | Authorize the Directors to call general meetings on not less than 14 clear day’s notice | | Mgmt | | For | | Against | | Against |
13 | | Authorize the Directors to allot shares | | Mgmt | | For | | For | | For |
14 | | Approve to display pre-emption rights | | Mgmt | | For | | For | | For |
15 | | Authorize the Company to purchase its own Ordinary Shares | | Mgmt | | For | | For | | For |
Shangri-La Asia Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G8063F106 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Bermuda | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR ALL RESOLUTION NUMERS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
2 | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100416/LTN20100416404.pdf | | Mgmt | | For | | Abstain | | Against |
3 | | Adopt the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
4 | | Declare a final dividend for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
5 | | Re-elect Mr. Kuok Khoon Ean as a Director | | Mgmt | | For | | Against | | Against |
6 | | Re-elect Mr. Roberto V. Ongpin as a Director | | Mgmt | | For | | Against | | Against |
7 | | Re-elect Mr. Timothy David Dattels as a Director | | Mgmt | | For | | For | | For |
8 | | Approve to fix the Directors’ fees including fees payable to the Members of the Audit and Remuneration Committees | | Mgmt | | For | | For | | For |
9 | | Re-appoint Messrs PricewaterhouseCoopers as the Auditors and authorize the Directors of the Company to fix their remuneration | | Mgmt | | For | | For | | For |
10 | | Authorize the Directors of the Company to issue and allot additional shares not exceeding 20% of the issued share capital of the Company as at the date of this resolution | | Mgmt | | For | | For | | For |
11 | | Authorize the Directors of the Company to repurchase shares in the capital of the Company not exceeding 10% of the issued share capital of the Company as at the date of this resolution | | Mgmt | | For | | For | | For |
12 | | Approve to extend, conditional upon the above Resolution 6B being duly passed, the general mandate to allot shares by adding the aggregate nominal amount of the repurchased securities to the 20% general mandate | | Mgmt | | For | | For | | For |
| | | | | |
13 | | PLEASE DISREGARD COMMENT POINT NO. 2 OF THE AGENDA AS IT IS NON-VOTABLE. THE LINK PROVIDED IN COMMENT POINT 2 IS TO REFER TO THE DETAILED AGENDA. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
14 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Standard Chartered Plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G84228157 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive the report and accounts | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declare the final dividend | | Mgmt | | For | | For | | For |
3 | | Approve the Directors’ remuneration report | | Mgmt | | For | | Against | | Against |
4 | | Re-elect Mr. J.F.T. Dundas as Non-Executive Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Miss V.F. Gooding CBE as Non-Executive Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Mr. R.H.P. Markham as Non-Executive Director | | Mgmt | | For | | Against | | Against |
7 | | Re-elect Mr. J.W. Peace as Chairman | | Mgmt | | For | | For | | For |
8 | | Re-elect Mr. P.A. Sands as an Executive Director | | Mgmt | | For | | For | | For |
9 | | Re-elect Mr. P.D. Skinner as Non-Executive Director | | Mgmt | | For | | For | | For |
10 | | Re-elect Mr. O.H.J. Stocken, as Non-Executive Director | | Mgmt | | For | | For | | For |
11 | | Election of Mr. J.S. Bindra, who was appointed as an Executive Director by the Board since the last AGM of the Company | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Election of Mr. R. Delbridge, who was appointed as an Non-Executive Director by the Board since the last AGM of the Company | | Mgmt | | For | | For | | For |
13 | | Election of Dr. Han Seung-soo KBE, who was appointed as an Non-Executive Director by the Board since the last AGM of the Company | | Mgmt | | For | | For | | For |
14 | | Election of Mr. S.J. Lowth, who was appointed as an Non-Executive Director by the Board since the last AGM of the Company | | Mgmt | | For | | For | | For |
15 | | Election of Mr. A.M.G. Rees, who was appointed as an Executive Director by the Board since the last AGM of the Company | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Re-appoint the Auditor | | Mgmt | | For | | For | | For |
17 | | Authorize the Board to set the Auditor’s fees | | Mgmt | | For | | For | | For |
18 | | Authorize the Company and its subsidiaries to make political donations | | Mgmt | | For | | For | | For |
19 | | Authorize the Board to allot shares | | Mgmt | | For | | For | | For |
20 | | Approve to extend the authority to allot shares | | Mgmt | | For | | For | | For |
21 | | Authorize the Board to allot shares in connection with the Indian listing | | Mgmt | | For | | For | | For |
22 | | Approve to disapply pre-emption rights | | Mgmt | | For | | For | | For |
23 | | Approve to disapply pre-emption rights in connection with the Indian listing | | Mgmt | | For | | For | | For |
24 | | Authorize the Company to buy back its Ordinary Shares | | Mgmt | | For | | For | | For |
25 | | Authorize the Company to buy back its Preference Shares | | Mgmt | | For | | For | | For |
26 | | Adopt the new Articles of Association | | Mgmt | | For | | For | | For |
27 | | Authorize the Company to call a general meeting other than an AGM on not less than 14 clear days’ notice | | Mgmt | | For | | Against | | Against |
28 | | Amend the Standard Chartered 2006 Restricted Share Scheme | | Mgmt | | For | | For | | For |
29 | | Approve the waiver in respect of the reporting and annual review requirements in respect of ongoing banking transactions with associates of Temasek that the Company has not been able to identify | | Mgmt | | For | | For | | For |
30 | | Approve the waiver in respect of the requirement to enter into fixed-term written agreements with Temasek and its associates in respect of ongoing banking transactions | | Mgmt | | For | | For | | For |
31 | | Approve future ongoing banking transactions with Temasek and its associates, including the waiver in respect of the requirement to set an annual cap | | Mgmt | | For | | For | | For |
Tencent Hldgs Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G87572148 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | Receive the audited financial statements and the reports of the Directors and Auditors for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
3 | | Declare a final dividend | | Mgmt | | For | | For | | For |
4 | | Re-elect Mr. Zhang Zhidong as a Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Mr. Charles St Leger Searle as a Director | | Mgmt | | For | | For | | For |
6 | | Authorize the Board of Directors to fix the Directors’ remuneration | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-appointment of Auditors and authorize the Board of Directors to fix their remuneration | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Authorize the director, subject to paragraph (c), a general mandate be and is hereby unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to allot, issue and dispose of shares in the | | Mgmt | | For | | For | | For |
| | | | | |
9 | | ..CONTD otherwise than pursuant to i) a rights issue, or ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of shares or rights to a | | N/A | | N/A | | N/A | | N/A |
10 | | Authorize the Directors, a general mandate unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to purchase or otherwise acquire shares in the capital of the Company in accordance wit | | Mgmt | | For | | For | | For |
11 | | Approve the conditional upon the passing of Resolutions 5 and 6 set out in the Notice convening this Meeting, the aggregate nominal amount of the shares which are purchased or otherwise acquired by the Company pursuant to Resolution 6 shall be added to th | | Mgmt | | For | | For | | For |
| | | | | |
12 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Tesco Plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G87621101 | | 07/03/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581205 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
| | | | | |
2 | | Receive the Directors report and the accounts for the period ended 28 FEB 2009 | | Mgmt | | For | | N/A | | N/A |
3 | | Approve the remuneration report | | Mgmt | | For | | N/A | | N/A |
| | | | | |
4 | | Declare a final dividend | | Mgmt | | For | | N/A | | N/A |
5 | | Re-elect Mr. R. Brasher as a Director | | Mgmt | | For | | N/A | | N/A |
6 | | Re-elect Mr. P. Clarke as a Director | | Mgmt | | For | | N/A | | N/A |
7 | | Re-elect Mr. A. Higginson as a Director | | Mgmt | | For | | N/A | | N/A |
8 | | Re-elect Mr. C. Allen as a Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
9 | | Re-elect Dr. H. Einsmann as a Director | | Mgmt | | For | | N/A | | N/A |
10 | | Elect Ms. J. Tammenoms Bakker as a Director | | Mgmt | | For | | N/A | | N/A |
11 | | Elect Mr. P. Cescau as a Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
12 | | Elect Mr. K. Hanna as a Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
13 | | Elect Mr. L. McIlwee as a Director | | Mgmt | | For | | N/A | | N/A |
| | | | | |
14 | | Re-appoint the Auditors | | Mgmt | | For | | N/A | | N/A |
15 | | Authorize the Directors to set the Auditors remuneration | | Mgmt | | For | | N/A | | N/A |
16 | | Approve to increase the authorized share capital of the Company | | Mgmt | | For | | N/A | | N/A |
17 | | Authorize the Directors to allot relevant securities | | Mgmt | | For | | N/A | | N/A |
18 | | Approve to disapply pre-emption rights | | Mgmt | | For | | N/A | | N/A |
19 | | Authorize the Company to purchase its own shares | | Mgmt | | For | | N/A | | N/A |
20 | | Grant authority the political donations by the Company and its subsidiaries | | Mgmt | | For | | N/A | | N/A |
21 | | Adopt the Tesco PLC Group Bonus Plan 2009 | | Mgmt | | For | | N/A | | N/A |
22 | | Amend the Tesco PLC 2004 Discretionary Share Option Plan | | Mgmt | | For | | N/A | | N/A |
| | | | | |
23 | | Grant authority the short notice general meetings | | Mgmt | | For | | N/A | | N/A |
24 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve the requisitionists resolution | | ShrHldr | | Against | | N/A | | N/A |
Unilever Plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G92087165 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Receive the report and accounts for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve the Directors’ remuneration report for the YE 31 DEC 2009 | | Mgmt | | For | | For | | For |
3 | | Re-elect Mr. P.G.J.M. Polman as a Director | | Mgmt | | For | | For | | For |
4 | | Election of Mr. R.J.M.S. Huet as a Director | | Mgmt | | For | | For | | For |
5 | | Re-elect Professor L.O. Fresco as a Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Ms. A.M. Fudge as a Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Mr. C.E. Golden as a Director | | Mgmt | | For | | For | | For |
8 | | Re-elect Dr. B.E. Grote as a Director | | Mgmt | | For | | For | | For |
9 | | Re-elect Ms. H. Nyasulu as a Director | | Mgmt | | For | | For | | For |
10 | | Re-elect Mr. K.J. Storm as a Director | | Mgmt | | For | | Against | | Against |
11 | | Re-elect Mr. M. Treschow as a Director | | Mgmt | | For | | For | | For |
12 | | Re-elect Mr. J. Van der Veer as a Director | | Mgmt | | For | | For | | For |
13 | | Re-elect Mr. P. Walsh as a Director | | Mgmt | | For | | For | | For |
14 | | Election of the Rt Hon Sir Malcolm Rifkind MP as a Director | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize the Directors to fix the remuneration of the Auditors | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Approve to renew the authority to Directors to issue shaes | | Mgmt | | For | | For | | For |
18 | | Approve to renew the authority to Directors to disapply pre-emption rights | | Mgmt | | For | | For | | For |
19 | | Approve to renew the authority to the Company to purchase its own shares | | Mgmt | | For | | For | | For |
20 | | Grant authority for Political Donations and Expenditure | | Mgmt | | For | | For | | For |
21 | | Approve to shorten the notice period for general meetings | | Mgmt | | For | | Against | | Against |
22 | | Approve the Management Co-Investment Plan | | Mgmt | | For | | For | | For |
23 | | Adopt new Articles of Association of the Company | | Mgmt | | For | | For | | For |
24 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
X5 Retail Group N V
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 98387E205 | | 01/15/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED AS THERE IS A REGISTRATION DEADLINE/RECORD DATE OF 16 DEC 2009 ASSOCIATED WITH THIS MEETING. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
2 | | Open meeting | | N/A | | N/A | | N/A | | N/A |
3 | | Elect Christian Couvreux to the Supervisory Board | | Mgmt | | For | | For | | For |
4 | | Approve the remuneration of the Supervisory Board | | Mgmt | | For | | Against | | Against |
5 | | Re-elect Lev Khasis to the Executive Board | | Mgmt | | For | | For | | For |
6 | | Amend the Articles - related to Boards | | Mgmt | | For | | For | | For |
7 | | Other business | | N/A | | N/A | | N/A | | N/A |
X5 Retail Group N V
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 98387E205 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Opening | | N/A | | N/A | | N/A | | N/A |
2 | | Annual report of the Management Board for the FY 2009 | | N/A | | N/A | | N/A | | N/A |
| | | | | |
3 | | Corporate governance update | | N/A | | N/A | | N/A | | N/A |
4 | | Explanation of policy on additions to reserves and payments of dividends | | N/A | | N/A | | N/A | | N/A |
5 | | Adopt the annual accounts for the YE 2009 | | Mgmt | | For | | For | | For |
6 | | Approve to determine the allocation of the profits earned in the FY 2009 | | Mgmt | | For | | For | | For |
7 | | Grant discharge, from liability, to the Members of the Management Board | | Mgmt | | For | | For | | For |
8 | | Grant discharge, from liability, to the Members of the Supervisory Board | | Mgmt | | For | | For | | For |
9 | | Re-appoint Mr. H. Defforey, for a new term, as a Member of the Supervisory Board | | Mgmt | | For | | For | | For |
10 | | Re-appoint Mr. D. Gould, for a new term, as a Member of the supervisory Board | | Mgmt | | For | | Against | | Against |
11 | | Approve the amended Remuneration Policy, including new long-term incentive plan | | Mgmt | | For | | Against | | Against |
12 | | Approve the remuneration of the Supervisory Board | | Mgmt | | For | | Against | | Against |
13 | | Approve the designation of the Supervisory Board as the corporate body authorized to issue new shares or grant rights to subscribe for shares | | Mgmt | | For | | For | | For |
14 | | Approve the designation of the Supervisory Board as the corporate body authorized to restrict or exclude the pre-emptive rights upon issue of new shares or granting of rights to subscribe for shares | | Mgmt | | For | | For | | For |
15 | | Authorize the Management Board to have the Company acquire shares or GDRs in its own capital | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Appointment of the External Auditor for the FY 2010 | | Mgmt | | For | | Abstain | | Against |
17 | | Any other business and conclusion | | N/A | | N/A | | N/A | | N/A |
18 | | PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RELAXED AS THERE IS A REGISTRATION DEADLINE / RECORD DATE ASSOCIATED WITH THIS MEETING. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Yara International Asa, Oslo
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS R9900C106 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Norway | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE | | N/A | | N/A | | N/A | | N/A |
2 | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R | | N/A | | N/A | | N/A | | N/A |
| | | | | |
3 | | Election of the Chairperson of the meeting and of a person to co-sign the | | Mgmt | | For | | For | | For |
4 | | Approve the annual accounts and the annual report for 2009 for Yara International Asa and the Group, hereunder payment of dividends | | Mgmt | | For | | For | | For |
5 | | Approve the guidelines for the remuneration of the members of the Executive Management | | Mgmt | | For | | For | | For |
6 | | Approve to determination of remuneration to the Auditor | | Mgmt | | For | | For | | For |
7 | | Election of members of the Board | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve to determine the remuneration to the members of the Board, members of the Compensation Committee and the Auditor Committee | | Mgmt | | For | | For | | For |
9 | | Re-elect for a period of 2 years of Eva Lystad a Chairperson and Bjorg Ven, Thorunn Kathrine Bakke and Olaug Svarva as the Members of the Nomination Committee and determination of the | | Mgmt | | For | | For | | For |
10 | | Amend the Articles of Association regarding documents to the general meeting | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Approve the power of attorney from the general meeting to the Board for acquisition of own shares | | Mgmt | | For | | For | | For |
12 | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | N/A | | N/A | | N/A | | N/A |
Fund Name : Aston/New Century Absolute Return ETF
BAKER HUGHES INCORPORATED
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BHI | | CUSIP 057224OIH | | 03/31/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF BAKER HUGHES COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 30, 2009, BY AND AMONG BAKER HUGHES INCORPORATED, BSA ACQUISITION LLC AND BJ SERVICES COMPANY (AS IT MAY BE AMENDED FR | | Mgmt | | For | | Split | | Split |
2 | | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | Split | | Split |
3 | | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. | | Mgmt | | For | | Split | | Split |
| | | | | |
4 | | ANY PROPOSAL TO AUTHORIZE THE BAKER HUGHES BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING. | | Mgmt | | For | | Split | | Split |
BAKER HUGHES INCORPORATED
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BHI | | CUSIP 057224OIH | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | LARRY D. BRADY | | Mgmt | | For | | Split | | Split |
1.2 | | CLARENCE P. CAZALOT | | Mgmt | | For | | Split | | Split |
1.3 | | CHAD C. DEATON | | Mgmt | | For | | Split | | Split |
1.4 | | EDWARD P. DJEREJIAN | | Mgmt | | For | | Split | | Split |
1.5 | | ANTHONY G. FERNANDES | | Mgmt | | For | | Split | | Split |
1.6 | | CLAIRE W. GARGALLI | | Mgmt | | For | | Split | | Split |
1.7 | | PIERRE H. JUNGELS | | Mgmt | | For | | Split | | Split |
1.8 | | JAMES A. LASH | | Mgmt | | For | | Split | | Split |
1.9 | | J. LARRY NICHOLS | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
1.10 | | H. JOHN RILEY, JR. | | Mgmt | | For | | Split | | Split |
1.11 | | CHARLES L. WATSON | | Mgmt | | For | | Split | | Split |
1.12 | | J.W. STEWART** | | Mgmt | | For | | Split | | Split |
1.13 | | JAMES L. PAYNE** | | Mgmt | | For | | Split | | Split |
2 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | | Mgmt | | For | | Split | | Split |
3 | | MANAGEMENT PROPOSAL NO. 1 REGARDING THE APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION THAT WOULD, SUBJECT TO ANY LIMITATIONS THAT MAY BE IMPOSED IN THE BYLAWS, REQUIRE OUR CORPORATE SECRETARY TO CALL SPECIAL STOCKHOLDER MEETINGS FOLLOWING A | | Mgmt | | For | | Split | | Split |
4 | | STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS | | ShrHldr | | Against | | Split | | Split |
BJ SERVICES COMPANY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BJS | | CUSIP 055482OIH | | 03/31/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 30, 2009, BY AND AMONG BAKER HUGHES INCORPORATED, A DELAWARE CORPORATION, BSA ACQUISITION LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF BAKER HUGHES INC | | Mgmt | | For | | Split | | Split |
| | | | | |
2 | | TO AUTHORIZE THE BJ SERVICES COMPANY BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING. | | Mgmt | | For | | Split | | Split |
CAMERON INTERNATIONAL CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAM | | CUSIP 13342BOIH | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | | Mgmt | | For | | Split | | Split |
2 | | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | | Mgmt | | For | | Split | | Split |
3 | | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | | Mgmt | | For | | Split | | Split |
4 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Mgmt | | For | | Split | | Split |
CLAYMORE FUNDS
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TAN | | CUSIP 18383M621 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN THE TRUST, ON BEHALF OF THE FUND, AND CLAYMORE ADVISORS, LLC. | | Mgmt | | For | | Split | | Split |
CLAYMORE FUNDS
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SEA | | CUSIP 18383Q820 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN THE TRUST, ON BEHALF OF THE FUND, AND CLAYMORE ADVISORS, LLC. | | Mgmt | | For | | Split | | Split |
ENSCO INTERNATIONAL INCORPORATED
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ESV | | CUSIP 26874QOIH | | 12/22/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | APPROVAL OF THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, ENTERED INTO AS OF NOVEMBER 9, 2009, BY AND BETWEEN ENSCO INTERNATIONAL INCORPORATED, A DELAWARE CORPORATION, AND ENSCO NEWCASTLE LLC, A DELAWARE LIMITED LIABILITY COMP | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
2 | | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION. | | Mgmt | | For | | Split | | Split |
EXTERRAN HOLDINGS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EXH | | CUSIP 30225XOIH | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | JANET F. CLARK | | Mgmt | | For | | Split | | Split |
1.2 | | ERNIE L. DANNER | | Mgmt | | For | | Split | | Split |
1.3 | | URIEL E. DUTTON | | Mgmt | | For | | Split | | Split |
1.4 | | GORDON T. HALL | | Mgmt | | For | | Split | | Split |
1.5 | | J.W.G. HONEYBOURNE | | Mgmt | | For | | Split | | Split |
1.6 | | JOHN E. JACKSON | | Mgmt | | For | | Split | | Split |
1.7 | | MARK A. MCCOLLUM | | Mgmt | | For | | Split | | Split |
1.8 | | WILLIAM C. PATE | | Mgmt | | For | | Split | | Split |
1.9 | | STEPHEN M. PAZUK | | Mgmt | | For | | Split | | Split |
1.10 | | CHRISTOPHER T. SEAVER | | Mgmt | | For | | Split | | Split |
2 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS EXTERRAN HOLDINGS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | | Mgmt | | For | | Split | | Split |
| | | | | |
3 | | APPROVAL OF AMENDMENT NO. 3 TO THE EXTERRAN HOLDINGS, INC. AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN | | Mgmt | | For | | Split | | Split |
ISHARES MORNINGSTAR FUND
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AIA | | CUSIP 464288430 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
ISHARES MORNINGSTAR FUND
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IAK | | CUSIP 464288786 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
ISHARES MORNINGSTAR FUND
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IWC | | CUSIP 464288869 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
ISHARES MORNINGSTAR FUND
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464288M44 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES MORNINGSTAR FUND
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464288R00 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES MORNINGSTAR FUND
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464288R88 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287H44 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287H55 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287H66 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287I44 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287J77 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FXI | | CUSIP 464287184 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IYT | | CUSIP 464287192 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EEM | | CUSIP 464287234 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IXP | | CUSIP 464287275 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ILF | | CUSIP 464287390 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IWP | | CUSIP 464287481 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IGV | | CUSIP 464287515 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | N/A |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IBB | | CUSIP 464287556 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ICF | | CUSIP 464287564 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IJK | | CUSIP 464287606 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IWN | | CUSIP 464287630 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IWO | | CUSIP 464287648 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IWM | | CUSIP 464287655 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
| | | | | | |
ISHARES TRUST | | | | | | |
| | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IYW | | CUSIP 464287721 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IJT | | CUSIP 464287887 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287D88 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287D99 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287E22 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287E44 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287F22 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287F99 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287G22 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287G66 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287G77 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES TRUST
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464287H11 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | �� | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWA | | CUSIP 464286103 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWY | | CUSIP 464286400 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWC | | CUSIP 464286509 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EPP | | CUSIP 464286665 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWT | | CUSIP 464286731 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWY | | CUSIP 464286772 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWG | | CUSIP 464286806 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWA | | CUSIP 464286871 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | Split | | Split |
2 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON- FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286A00 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286A33 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286A44 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286B11 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286B66 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286C00 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286C22 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
ISHARES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 464286C88 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GEORGE G.C. PARKER | | Mgmt | | For | | Split | | Split |
1.2 | | J. DARRELL DUFFIE | | Mgmt | | For | | Split | | Split |
1.3 | | CECILIA H. HERBERT | | Mgmt | | For | | Split | | Split |
1.4 | | CHARLES A. HURTY | | Mgmt | | For | | Split | | Split |
1.5 | | JOHN E. KERRIGAN | | Mgmt | | For | | Split | | Split |
1.6 | | ROBERT H. SILVER | | Mgmt | | For | | Split | | Split |
1.7 | | LEE T. KRANEFUSS | | Mgmt | | For | | Split | | Split |
1.8 | | JOHN E. MARTINEZ | | Mgmt | | For | | Split | | Split |
1.9 | | ROBERT S. KAPITO | | Mgmt | | For | | Split | | Split |
KLA-TENCOR CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KLAC | | CUSIP 482480SMH | | 11/04/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ROBERT P. AKINS | | Mgmt | | For | | Split | | Split |
1.2 | | ROBERT T. BOND | | Mgmt | | For | | Split | | Split |
1.3 | | KIRAN M. PATEL | | Mgmt | | For | | Split | | Split |
1.4 | | DAVID C. WANG | | Mgmt | | For | | Split | | Split |
2 | | AMENDMENT & RESTATEMENT OF 2004 EQUITY INCENTIVE PLAN (“2004 EQUITY PLAN”) TO INCREASE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER 2004 EQUITY PLAN AND REAPPROVE THE MATERIAL TERMS OF THE 2004 EQUITY PLAN, INCLUDING LIST OF CORPORATE PERFORMANCE GOALS TH | | Mgmt | | For | | Split | | Split |
3 | | TO APPROVE THE MATERIAL TERMS OF THE COMPANY’S PERFORMANCE BONUS PLAN, INCLUDING AN EXPANSION AND REAPPROVAL OF THE LIST OF CORPORATE PERFORMANCE GOALS TO WHICH THE PAYMENT OF CASH BONUS AWARDS MADE UNDER THE PLAN MAY BE TIED IN ORDER TO QUALIFY THOSE AWA | | Mgmt | | For | | Split | | Split |
4 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2010. | | Mgmt | | For | | Split | | Split |
LINEAR TECHNOLOGY CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LLTC | | CUSIP 535678SMH | | 11/04/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | ROBERT H. SWANSON, JR. | | Mgmt | | For | | Split | | Split |
1.2 | | DAVID S. LEE | | Mgmt | | For | | Split | | Split |
1.3 | | LOTHAR MAIER | | Mgmt | | For | | Split | | Split |
1.4 | | RICHARD M. MOLEY | | Mgmt | | For | | Split | | Split |
1.5 | | THOMAS S. VOLPE | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
2 | | TO APPROVE AN AMENDMENT TO THE COMPANY’S 2005 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000. | | Mgmt | | For | | Split | | Split |
| | | | | |
3 | | TO APPROVE THE COMPANY’S 2009 EXECUTIVE BONUS PLAN. | | Mgmt | | For | | Split | | Split |
4 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 27, 2010. | | Mgmt | | For | | Split | | Split |
MAXIM INTEGRATED PRODUCTS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MXIM | | CUSIP 57772KSMH | | 12/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | TUNC DOLUCA | | Mgmt | | For | | Split | | Split |
1.2 | | B. KIPLING HAGOPIAN | | Mgmt | | For | | Split | | Split |
1.3 | | JAMES R. BERGMAN | | Mgmt | | For | | Split | | Split |
1.4 | | JOSEPH R. BRONSON | | Mgmt | | For | | Split | | Split |
1.5 | | ROBERT E. GRADY | | Mgmt | | For | | Split | | Split |
1.6 | | WILLIAM D. WATKINS | | Mgmt | | For | | Split | | Split |
1.7 | | A.R. FRANK WAZZAN | | Mgmt | | For | | Split | | Split |
2 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS MAXIM’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | Split | | Split |
| | | | | |
3 | | TO RATIFY AND APPROVE AMENDMENTS TO 2008 EMPLOYEE STOCK PURCHASE PLAN TO (A) INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE BY 2,000,000 SHARES AND (B) MAKE OTHER ADMINISTRATIVE CHANGES. | | Mgmt | | For | | Split | | Split |
| | | | | |
4 | | RATIFY AND APPROVE AMENDMENTS TO 1996 STOCK INCENTIVE PLAN TO (A) INCREASE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 6,000,000 SHARES (B) PERMIT TO EXTEND THE TERM OF A STOCK OPTION BEYOND 10-YEARS FROM DATE OF GRANT IF ISSUANCE OF COMMON STO | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
5 | | TO APPROVE THE ADOPTION OF MAXIM’S EXECUTIVE BONUS PLAN, WHICH IS A BONUS PLAN FOR OFFICERS OF MAXIM COMPLIANT WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | Mgmt | | For | | Split | | Split |
MICRON TECHNOLOGY, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MU | | CUSIP 595112SMH | | 12/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | ELECTION OF DIRECTOR: STEVEN R. APPLETON | | Mgmt | | For | | Split | | Split |
2 | | ELECTION OF DIRECTOR: TERUAKI AOKI | | Mgmt | | For | | Split | | Split |
3 | | ELECTION OF DIRECTOR: JAMES W. BAGLEY | | Mgmt | | For | | Split | | Split |
4 | | ELECTION OF DIRECTOR: ROBERT L. BAILEY | | Mgmt | | For | | Split | | Split |
5 | | ELECTION OF DIRECTOR: MERCEDES JOHNSON | | Mgmt | | For | | Split | | Split |
6 | | ELECTION OF DIRECTOR: LAWRENCE N. MONDRY | | Mgmt | | For | | Split | | Split |
7 | | ELECTION OF DIRECTOR: ROBERT E. SWITZ | | Mgmt | | For | | Split | | Split |
8 | | PROPOSAL TO APPROVE THE COMPANY’S EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN | | Mgmt | | For | | Split | | Split |
9 | | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2010 | | Mgmt | | For | | Split | | Split |
NOBLE CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NE | | CUSIP H5833NOIH | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | MICHAEL A. CAWLEY | | Mgmt | | For | | Split | | Split |
1.2 | | GORDON T. HALL | | Mgmt | | For | | Split | | Split |
1.3 | | JACK E. LITTLE | | Mgmt | | For | | Split | | Split |
2 | | APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012. | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
3 | | APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE. | | Mgmt | | For | | Split | | Split |
4 | | APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56 PER SHARE. | | Mgmt | | For | | Split | | Split |
5 | | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM. | | Mgmt | | For | | Split | | Split |
6 | | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | | Mgmt | | For | | Split | | Split |
| | | | | |
7 | | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | | Mgmt | | For | | Split | | Split |
NOBLE CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NE | | CUSIP H5833NOIH | | 10/29/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GORDON T. HALL | | Mgmt | | For | | Split | | Split |
1.2 | | JON A. MARSHALL | | Mgmt | | For | | Split | | Split |
2 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009 | | Mgmt | | For | | Split | | Split |
NOBLE CORPORATION
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NE | | CUSIP H5833NOIH | | 10/29/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | GORDON T. HALL | | Mgmt | | For | | Split | | Split |
1.2 | | JON A. MARSHALL | | Mgmt | | For | | Split | | Split |
2 | | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009 | | Mgmt | | For | | Split | | Split |
ROWAN COMPANIES, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RDC | | CUSIP 779382OIH | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | ELECTION OF DIRECTOR: WILLIAM T. FOX III | | Mgmt | | For | | Split | | Split |
2 | | ELECTION OF DIRECTOR: SIR GRAHAM HEARNE | | Mgmt | | For | | Split | | Split |
3 | | ELECTION OF DIRECTOR: H.E. LENTZ | | Mgmt | | For | | Split | | Split |
4 | | ELECTION OF DIRECTOR: P. DEXTER PEACOCK | | Mgmt | | For | | Split | | Split |
5 | | APPROVE AMENDMENTS TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS. | | Mgmt | | For | �� | Split | | Split |
6 | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | | Mgmt | | For | | Split | | Split |
SCHLUMBERGER LIMITED
(SCHLUMBERGER N.V.)
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 806857OIH | | 04/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | P. CAMUS | | Mgmt | | For | | Split | | Split |
1.2 | | J.S. GORELICK | | Mgmt | | For | | Split | | Split |
1.3 | | A. GOULD | | Mgmt | | For | | Split | | Split |
1.4 | | T. ISAAC | | Mgmt | | For | | Split | | Split |
1.5 | | N. KUDRYAVTSEV | | Mgmt | | For | | Split | | Split |
1.6 | | A. LAJOUS | | Mgmt | | For | | Split | | Split |
1.7 | | M.E. MARKS | | Mgmt | | For | | Split | | Split |
1.8 | | L.R. REIF | | Mgmt | | For | | Split | | Split |
1.9 | | T.I. SANDVOLD | | Mgmt | | For | | Split | | Split |
1.10 | | H. SEYDOUX | | Mgmt | | For | | Split | | Split |
1.11 | | P. CURRIE | | Mgmt | | For | | Split | | Split |
1.12 | | K.V. KAMATH | | Mgmt | | For | | Split | | Split |
2 | | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | | Mgmt | | For | | Split | | Split |
3 | | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
4 | | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | | Mgmt | | For | | Split | | Split |
5 | | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | Split | | Split |
TIDEWATER INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TDW | | CUSIP 886423OIH | | 07/09/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | M. JAY ALLISON | | Mgmt | | For | | Split | | Split |
1.2 | | JAMES C. DAY | | Mgmt | | For | | Split | | Split |
1.3 | | RICHARD T. DU MOULIN | | Mgmt | | For | | Split | | Split |
1.4 | | J. WAYNE LEONARD | | Mgmt | | For | | Split | | Split |
1.5 | | JON C. MADONNA | | Mgmt | | For | | Split | | Split |
1.6 | | JOSEPH H. NETHERLAND | | Mgmt | | For | | Split | | Split |
1.7 | | RICHARD A. PATTAROZZI | | Mgmt | | For | | Split | | Split |
1.8 | | NICHOLAS SUTTON | | Mgmt | | For | | Split | | Split |
1.9 | | CINDY B. TAYLOR | | Mgmt | | For | | Split | | Split |
1.10 | | DEAN E. TAYLOR | | Mgmt | | For | | Split | | Split |
1.11 | | JACK E. THOMPSON | | Mgmt | | For | | Split | | Split |
2 | | APPROVAL OF THE TIDEWATER INC. 2009 STOCK INCENTIVE PLAN. | | Mgmt | | For | | Split | | Split |
3 | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Mgmt | | For | | Split | | Split |
TRANSOCEAN, LTD.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RIG | | CUSIP H8817HOIH | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009. | | Mgmt | | For | | Split | | Split |
2 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009. | | Mgmt | | For | | Split | | Split |
3 | | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE CARRIED FORWARD. | | Mgmt | | For | | Split | | Split |
4 | | CHANGE OF THE COMPANY’S PLACE OF INCORPORATION IN SWITZERLAND. | | Mgmt | | For | | Split | | Split |
5 | | RENEWAL OF THE COMPANY’S AUTHORIZED SHARE CAPITAL. | | Mgmt | | For | | Split | | Split |
| | | | | |
6 | | DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION. | | Mgmt | | For | | Split | | Split |
| | | | | | | | | | |
7 | | AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED SECURITIES. | | Mgmt | | For | | Split | | Split |
| | | | | |
8 | | ELECTION OF DIRECTOR: STEVEN L. NEWMAN. | | Mgmt | | For | | Split | | Split |
9 | | REELECTION OF DIRECTOR: THOMAS W. CASON. | | Mgmt | | For | | Split | | Split |
10 | | REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. | | Mgmt | | For | | Split | | Split |
11 | | REELECTION OF DIRECTOR: J. MICHAEL TALBERT. | | Mgmt | | For | | Split | | Split |
12 | | REELECTION OF DIRECTOR: JOHN L. WHITMIRE. | | Mgmt | | For | | Split | | Split |
13 | | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Mgmt | | For | | Split | | Split |
Fund Name : Aston/Optimum Large Cap Opportunity Fund
America Movil S.A.B. de C.V.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 02364W105 | | 04/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Directors for Class L Shares | | Mgmt | | For | | Against | | Against |
| | | | | |
2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | Mgmt | | For | | For | | For |
America Movil, S.A.B. de C.V.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 02364W105 | | 03/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Authorize Board to Carry Out Operations that Represent 20 Percent or More of the Assets of the Consolidated Group, in Compliance with Clause 17 of Company Bylaws and Article 47 of the Mexican Stock Exchange Law | | Mgmt | | For | | Against | | Against |
2 | | Authorize Board to Ratify and Execute Approved Resolutions | | Mgmt | | For | | Against | | Against |
American Express Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AXP | | CUSIP 025816109 | | 04/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Daniel F. Akerson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Ursula M. Burns | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Peter Chernin | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Jan Leschly | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Richard C. Levin | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Richard A. McGinn | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Edward .D. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Steven S. Reinemund | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Robert D. Walter | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
4 | | Provide for Cumulative Voting | | ShrHldr | | Against | | For | | Against |
5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
6 | | Stock Retention/Holding Period | | ShrHldr | | Against | | For | | Against |
Apple Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAPL | | CUSIP 037833100 | | 02/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William V. Campbell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Millard S. Drexler | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Arthur D. Levinson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Jerome B. York | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Prepare Sustainability Report | | ShrHldr | | Against | | Against | | For |
7 | | Establish Other Board Committee | | ShrHldr | | Against | | Against | | For |
Baxter International Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAX | | CUSIP 071813109 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Blake E. Devitt | | Mgmt | | For | | For | | For |
2 | | Elect Director John D. Forsyth | | Mgmt | | For | | For | | For |
3 | | Elect Director Gail D. Fosler | | Mgmt | | For | | For | | For |
4 | | Elect Director Carole J. Shapazian | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
Bristol-Myers Squibb Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BMY | | CUSIP 110122108 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Lamberto Andreotti | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Lewis B. Campbell | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director James M. Cornelius | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Louis J. Freeh | | Mgmt | | For | | For | | For |
5 | | Elect Director Laurie H. Glimcher, M.D | | Mgmt | | For | | For | | For |
6 | | Elect Director Michael Grobstein | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Leif Johansson | | Mgmt | | For | | For | | For |
8 | | Elect Director Alan J. Lacy | | Mgmt | | For | | For | | For |
9 | | Elect Director Vicki L. Sato, Ph.D. | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Togo D. West, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director R. Sanders Williams, M.D. | | Mgmt | | For | | For | | For |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
13 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
14 | | Reduce Supermajority Vote Requirements Applicable to Common Stock | | Mgmt | | For | | For | | For |
15 | | Reduce Supermajority Vote Requirement Applicable to Preferred Stock | | Mgmt | | For | | For | | For |
16 | | Increase Disclosure of Executive Compensation | | ShrHldr | | Against | | Against | | For |
17 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
18 | | Report and Set Goals Related to Animal Use and Testing | | ShrHldr | | Against | | Against | | For |
Chevron Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CVX | | CUSIP 166764100 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director S.H. Armacost | | Mgmt | | For | | For | | For |
2 | | Elect Director L.F. Deily | | Mgmt | | For | | For | | For |
3 | | Elect Director R.E. Denham | | Mgmt | | For | | For | | For |
4 | | Elect Director R.J. Eaton | | Mgmt | | For | | For | | For |
5 | | Elect Director C. Hagel | | Mgmt | | For | | For | | For |
6 | | Elect Director E. Hernandez | | Mgmt | | For | | For | | For |
7 | | Elect Director F.G. Jenifer | | Mgmt | | For | | For | | For |
8 | | Elect Director G.L. Kirkland | | Mgmt | | For | | For | | For |
9 | | Elect Director S. Nunn | | Mgmt | | For | | For | | For |
10 | | Elect Director D.B. Rice | | Mgmt | | For | | For | | For |
11 | | Elect Director K.W. Sharer | | Mgmt | | For | | For | | For |
12 | | Elect Director C.R. Shoemate | | Mgmt | | For | | For | | For |
13 | | Elect Director J.G. Stumpf | | Mgmt | | For | | For | | For |
14 | | Elect Director R.D. Sugar | | Mgmt | | For | | For | | For |
15 | | Elect Director C. Ware | | Mgmt | | For | | For | | For |
16 | | Elect Director J.S. Watson | | Mgmt | | For | | For | | For |
17 | | Ratify Auditors | | Mgmt | | For | | For | | For |
18 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
19 | | Request Director Nominee with Environmental Qualifications | | ShrHldr | | Against | | Against | | For |
20 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
21 | | Disclose Payments To Host Governments | | ShrHldr | | Against | | Against | | For |
22 | | Adopt Guidelines for Country Selection | | ShrHldr | | Against | | Against | | For |
23 | | Report on Financial Risks From Climate Change | | ShrHldr | | Against | | Against | | For |
24 | | Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHldr | | Against | | Against | | For |
Cisco Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CSCO | | CUSIP 17275R102 | | 11/12/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Carol A. Bartz | | Mgmt | | For | | For | | For |
2 | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Michael D. Capellas | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Larry R. Carter | | Mgmt | | For | | For | | For |
5 | | Elect Director John T. Chambers | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Brian L. Halla | | Mgmt | | For | | For | | For |
7 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Richard M. Kovacevich | | Mgmt | | For | | For | | For |
9 | | Elect Director Roderick C. McGeary | | Mgmt | | For | | For | | For |
10 | | Elect Director Michael K. Powell | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Arun Sarin | | Mgmt | | For | | For | | For |
12 | | Elect Director Steven M. West | | Mgmt | | For | | For | | For |
13 | | Elect Director Jerry Yang | | Mgmt | | For | | For | | For |
14 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
15 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
19 | | Report on Internet Fragmentation | | ShrHldr | | Against | | Against | | For |
DaVita Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DVA | | CUSIP 23918K108 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Pamela M. Arway | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Charles G. Berg | | Mgmt | | For | | For | | For |
3 | | Elect Director Willard W. Brittain, Jr. | | Mgmt | | For | | For | | For |
4 | | Elect Director Paul J. Diaz | | Mgmt | | For | | For | | For |
5 | | Elect Director Peter T. Grauer | | Mgmt | | For | | For | | For |
6 | | Elect Director John M. Nehra | | Mgmt | | For | | For | | For |
7 | | Elect Director William L. Roper | | Mgmt | | For | | For | | For |
8 | | Elect Director Kent J. Thiry | | Mgmt | | For | | For | | For |
9 | | Elect Director Roger J. Valine | | Mgmt | | For | | For | | For |
10 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
Deere & Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DE | | CUSIP 244199105 | | 02/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Samuel R. Allen | | Mgmt | | For | | For | | For |
2 | | Elect Director Aulana L. Peters | | Mgmt | | For | | For | | For |
3 | | Elect Director David B. Speer | | Mgmt | | For | | For | | For |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
6 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
7 | | Ratify Auditors | | Mgmt | | For | | For | | For |
8 | | Limit Executive Compensation | | ShrHldr | | Against | | Against | | For |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
10 | | Require Independent Board Chairman | | ShrHldr | | Against | | For | | Against |
Diamond Offshore Drilling, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DO | | CUSIP 25271C102 | | 05/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James S. Tisch | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Lawrence R. Dickerson | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John R. Bolton | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Charles L. Fabrikant | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Paul G. Gaffney II | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Edward Grebow | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Herbert C. Hofmann | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Arthur L. Rebell | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Raymond S. Troubh | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Other Business | | Mgmt | | For | | For | | For |
DIRECTV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DTV | | CUSIP 25490A101 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Neil R. Austrian | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Ralph F. Boyd, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Paul A. Gould | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Peter A. Lund | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Gregory B. Maffei | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John C. Malone | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Nancy S. Newcomb | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Haim Saban | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Michael D. White | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
5 | | Stock Retention/Holding Period | | ShrHldr | | Against | | For | | Against |
DIRECTV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DTV | | CUSIP 25459L106 | | 11/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | For | | For |
2 | | Approve Voting and Right of First Refusal | | Mgmt | | For | | For | | For |
3 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
EnCana Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ECA | | CINS 292505104 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Peter A. Dea as Director | | Mgmt | | For | | For | | For |
1.2 | | Elect Randall K. Eresman as Director | | Mgmt | | For | | For | | For |
1.3 | | Elect Claire S. Farley as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Fred J. Fowler as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Barry W. Harrison as Director | | Mgmt | | For | | For | | For |
1.6 | | Elect Suzanne P Nimocks as Director | | Mgmt | | For | | For | | For |
1.7 | | Elect David P. O’Brien as Director | | Mgmt | | For | | For | | For |
1.8 | | Elect Jane L. Peverett as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Allan P. Sawin as Director | | Mgmt | | For | | For | | For |
1.10 | | Elect Bruce G. Waterman as Director | | Mgmt | | For | | For | | For |
1.11 | | Elect Clayton H. Woitas as Director | | Mgmt | | For | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend By-Law No.1 | | Mgmt | | For | | For | | For |
EnCana Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ECA | | CUSIP 292505104 | | 11/25/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Canada | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Reorganization/Restructuring Plan to Create Two Companies | | Mgmt | | For | | For | | For |
2 | | Approve Employee Stock Option Plan for Cenovus Energy Inc. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Shareholder Rights Plan for Cenovus Energy Inc. | | Mgmt | | For | | For | | For |
Fifth Third Bancorp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FITB | | CUSIP 316773100 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Darryl F. Allen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Ulysses L. Bridgeman, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Emerson L. Brumback | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James P. Hackett | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary R. Heminger | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jewell D. Hoover | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Kevin T. Kabat | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Mitchel D. Livingston, PhD | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Hendrik G. Meijer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John J. Schiff, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Dudley S. Taft | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Marsha C. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Eliminate Cumulative Voting | | Mgmt | | For | | For | | For |
4 | | Permit Board to Amend Bylaws Without Shareholder Consent | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
7 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
Fluor Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLR | | CUSIP 343412102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director James T. Hackett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Kent Kresa | | Mgmt | | For | | For | | For |
3 | | Elect Director Nader H. Sultan | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Require Independent Board Chairman | | ShrHldr | | Against | | For | | Against |
Freeport-McMoRan Copper & Gold Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FCX | | CUSIP 35671D857 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Richard C. Adkerson | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Robert J. Allison, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Robert A. Day | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Gerald J. Ford | | Mgmt | | For | | For | | For |
1.5 | | Elect Director H. Devon Graham, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Charles C. Krulak | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Bobby Lee Lackey | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jon C. Madonna | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Dustan E. McCoy | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James R. Moffett | | Mgmt | | For | | For | | For |
1.11 | | Elect Director B.M. Rankin, Jr. | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Stephen H. Siegele | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Request Director Nominee with Environmental Qualifications | | ShrHldr | | Against | | Against | | For |
5 | | Stock Retention/Holding Period | | ShrHldr | | Against | | For | | Against |
Gilead Sciences, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GILD | | CUSIP 375558103 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Paul Berg | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John F. Cogan | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Etienne F. Davignon | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James M. Denny | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Carla A. Hills | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Kevin E. Lofton | | Mgmt | | For | | For | | For |
1.7 | | Elect Director John W. Madigan | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John C. Martin | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Gordon E. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Nicholas G. Moore | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Richard J. Whitley | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Gayle E. Wilson | | Mgmt | | For | | For | | For |
1.13 | | Elect Director Per Wold-Olsen | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
Google Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GOOG | | CUSIP 38259P508 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Eric Schmidt | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ann Mather | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Paul S. Otellini | | Mgmt | | For | | For | | For |
1.8 | | Elect Director K. Ram Shriram | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Shirley M. Tilghman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
4 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
5 | | Adopt Principles for Online Advertising | | ShrHldr | | Against | | Against | | For |
6 | | Amend Human Rights Policies Regarding Chinese Operations | | ShrHldr | | Against | | Against | | For |
IntercontinentalExchange, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ICE | | CUSIP 45865V100 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Jean-Marc Forneri | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Fred W. Hatfield | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Terrence F. Martell | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Sir Callum McCarthy | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Sir Robert Reid | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Frederic V. Salerno | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Jeffrey C. Sprecher | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Judith A. Sprieser | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Vincent Tese | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
International Business Machines Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IBM | | CUSIP 459200101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director A. J. P. Belda | | Mgmt | | For | | For | | For |
2 | | Elect Director C. Black | | Mgmt | | For | | For | | For |
3 | | Elect Director W. R. Brody | | Mgmt | | For | | For | | For |
4 | | Elect Director K. I. Chenault | | Mgmt | | For | | For | | For |
5 | | Elect Director M. L. Eskew | | Mgmt | | For | | For | | For |
6 | | Elect Director S. A. Jackson | | Mgmt | | For | | For | | For |
7 | | Elect Director A. N. Liveris | | Mgmt | | For | | For | | For |
8 | | Elect Director W. J. McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Director T. Nishimuro | | Mgmt | | For | | For | | For |
10 | | Elect Director J. W. Owens | | Mgmt | | For | | For | | For |
11 | | Elect Director S. J. Palmisano | | Mgmt | | For | | For | | For |
12 | | Elect Director J. E. Spero | | Mgmt | | For | | For | | For |
13 | | Elect Director S. Taurel | | Mgmt | | For | | For | | For |
14 | | Elect Director L. H. Zambrano | | Mgmt | | For | | For | | For |
15 | | Ratify Auditors | | Mgmt | | For | | For | | For |
16 | | Adopt Policy on Bonus Banking | | ShrHldr | | Against | | Against | | For |
| | | | | |
17 | | Provide for Cumulative Voting | | ShrHldr | | Against | | For | | Against |
18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | Against | | For |
19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Jacobs Engineering Group Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JEC | | CUSIP 469814107 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert C. Davidson, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Edward V. Fritzky | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Benjamin F. Montoya | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Peter J. Robertson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Juniper Networks, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNPR | | CUSIP 48203R104 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Pradeep Sindhu | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Robert M. Calderoni | | Mgmt | | For | | For | | For |
1.3 | | Elect Director William F. Meehan | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
National Oilwell Varco, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NOV | | CUSIP 637071101 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Ben A. Guill | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Roger L. Jarvis | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Eric L. Mattson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Nike, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NKE | | CUSIP 654106103 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jill K. Conway | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John C. Lechleiter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Oracle Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ORCL | | CUSIP 68389X105 | | 10/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jeffrey S. Berg | | Mgmt | | For | | For | | For |
1.2 | | Elect Director H. Raymond Bingham | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Michael J. Boskin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Safra A. Catz | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Bruce R. Chizen | | Mgmt | | For | | For | | For |
1.6 | | Elect Director George H. Conrades | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Lawrence J. Ellison | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Hector Garcia-Molina | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Jeffrey O. Henley | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Donald L. Lucas | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Charles E. Phillips, Jr. | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Naomi O. Seligman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHldr | | Against | | Against | | For |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
6 | | Stock Retention/Holding Period | | ShrHldr | | Against | | For | | Against |
Precision Castparts Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PCP | | CUSIP 740189105 | | 08/11/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mark Donegan | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Vernon E. Oechsle | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Rick Schmidt | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
St. Jude Medical, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STJ | | CUSIP 790849103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Stuart M. Essig | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Barbara B. Hill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Michael A. Rocca | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
Target Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TGT | | CUSIP 87612E106 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Calvin Darden | | Mgmt | | For | | For | | For |
2 | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Stephen W. Sanger | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Gregg W. Steinhafel | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
7 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
8 | | Amend Articles of Incorporation | | Mgmt | | For | | For | | For |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
Teva Pharmaceutical Industries Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CUSIP 881624209 | | 06/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Israel | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | | Mgmt | | For | | For | | For |
2 | | Election Of Director: Mr. Abraham E. Cohen | | Mgmt | | For | | For | | For |
3 | | Election Of Director: Mr. Amir Elstein | | Mgmt | | For | | For | | For |
4 | | Election Of Director: Prof. Roger Kornberg | | Mgmt | | For | | For | | For |
5 | | Election Of Director: Prof. Moshe Many | | Mgmt | | For | | For | | For |
6 | | Election Of Director: Mr. Dan Propper | | Mgmt | | For | | For | | For |
7 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Approve Stock Option Plan | | Mgmt | | For | | For | | For |
9 | | Approve Compensation of Board Chairman | | Mgmt | | For | | For | | For |
10 | | Approve Compensation of Director | | Mgmt | | For | | For | | For |
11 | | Approve Compensation of Director | | Mgmt | | For | | For | | For |
12 | | Increase Authorized Share Capital | | Mgmt | | For | | For | | For |
The Goldman Sachs Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GS | | CUSIP 38141G104 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Lloyd C. Blankfein | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John H. Bryan | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Gary D. Cohn | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Claes Dahlbäck | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Stephen Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William W. George | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James A. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
1.10 | | Elect Director James J. Schiro | | Mgmt | | For | | For | | For |
1.11 | | Elect Director H. Lee Scott, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
5 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
6 | | Provide for Cumulative Voting | | ShrHldr | | Against | | For | | Against |
7 | | Report on Collateral in Derivatives Trading | | ShrHldr | | Against | | Against | | For |
8 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
9 | | Report on Political Contributions | | ShrHldr | | Against | | Against | | For |
| | | | | |
10 | | Report on Global Warming Science | | ShrHldr | | Against | | Against | | For |
11 | | Report on Pay Disparity | | ShrHldr | | Against | | Against | | For |
12 | | Stock Retention/Holding Period | | ShrHldr | | Against | | For | | Against |
Transocean Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RIG | | CUSIP H8817H100 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | For | | For |
3 | | Approve Allocation of Income and Omission of Dividends | | Mgmt | | For | | For | | For |
4 | | Change Location of Registered Office to Steinhausen, Switzerland | | Mgmt | | For | | For | | For |
5 | | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | | Mgmt | | For | | Against | | Against |
6 | | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | | Mgmt | | For | | For | | For |
7 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | Mgmt | | For | | For | | For |
8.1 | | Elect Steven Newman as Director | | Mgmt | | For | | For | | For |
| | | | | |
8.2 | | Reelect Thomas Carson as Director | | Mgmt | | For | | For | | For |
8.3 | | Reelect Robert Sprague as Director | | Mgmt | | For | | For | | For |
8.4 | | Reelect J. Michael Talbert as Director | | Mgmt | | For | | For | | For |
8.5 | | Reelect John Whitmire as Director | | Mgmt | | For | | For | | For |
9 | | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | | Mgmt | | For | | For | | For |
10 | | Transact Other Business (Voting) | | Mgmt | | For | | Against | | Against |
Wal-Mart Stores, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WMT | | CUSIP 931142103 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Aida M. Alvarez | | Mgmt | | For | | For | | For |
2 | | Elect Director James W. Breyer | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director James I. Cash, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Roger C. Corbett | | Mgmt | | For | | For | | For |
6 | | Elect Director Douglas N. Daft | | Mgmt | | For | | For | | For |
7 | | Elect Director Michael T. Duke | | Mgmt | | For | | For | | For |
8 | | Elect Director Gregory B. Penner | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Steven S. Reinemund | | Mgmt | | For | | For | | For |
10 | | Elect Director H. Lee Scott, Jr. | | Mgmt | | For | | For | | For |
11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Jim C. Walton | | Mgmt | | For | | For | | For |
13 | | Elect Director S. Robson Walton | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
15 | | Elect Director Linda S. Wolf | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
18 | | Amend Sharesave Plan | | Mgmt | | For | | For | | For |
19 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | ShrHldr | | Against | | Against | | For |
| | | | | |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
| | | | | |
21 | | Report on Political Contributions | | ShrHldr | | Against | | Against | | For |
| | | | | |
22 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
23 | | Require Suppliers to Adopt CAK | | ShrHldr | | Against | | Against | | For |
| | | | | |
24 | | Report on Process for Identifying and Prioritizing Public Policy Activities | | ShrHldr | | Against | | Against | | For |
Walgreen Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WAG | | CUSIP 931422109 | | 01/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Steven A. Davis | | Mgmt | | For | | For | | For |
1.2 | | Elect Director William C. Foote | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Mark P. Frissora | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Alan G. McNally | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Nancy M. Schlichting | | Mgmt | | For | | For | | For |
1.6 | | Elect Director David Y. Schwartz | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alejandro Silva | | Mgmt | | For | | For | | For |
1.8 | | Elect Director James A. Skinner | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gregory D. Wasson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Stock Option Plan | | Mgmt | | For | | For | | For |
4 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
5 | | Performance-Based Equity Awards | | ShrHldr | | Against | | For | | Against |
6 | | Report on Charitable Contributions | | ShrHldr | | Against | | Against | | For |
YUM! Brands, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
YUM | | CUSIP 988498101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Massimo Ferragamo | | Mgmt | | For | | For | | For |
3 | | Elect Director J. David Grissom | | Mgmt | | For | | For | | For |
4 | | Elect Director Bonnie G. Hill | | Mgmt | | For | | For | | For |
5 | | Elect Director Robert Holland, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Kenneth G. Langone | | Mgmt | | For | | For | | For |
7 | | Elect Director Jonathan S. Linen | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Thomas C. Nelson | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director David C. Novak | | Mgmt | | For | | For | | For |
10 | | Elect Director Thomas M. Ryan | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Jing-Shyh S. Su | | Mgmt | | For | | For | | For |
12 | | Elect Director Robert D. Walter | | Mgmt | | For | | For | | For |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | Against | | For |
Fund Name : Aston/Optimum Mid Cap Fund
Akamai Technologies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AKAM | | CUSIP 00971T101 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director F. Thomson Leighton | | Mgmt | | For | | For | | For |
2 | | Elect Director Paul Sagan | | Mgmt | | For | | For | | For |
3 | | Elect Director Naomi O. Seligman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Beckman Coulter, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BEC | | CUSIP 075811109 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert G. Funari | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Charles A. Haggerty | | Mgmt | | For | | For | | For |
1.3 | | Elect Director William N. Kelly, Ph.D. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Belo Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BLC | | CUSIP 080555105 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Judith L. Craven, M.D. | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Dealey D. Herndon | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.3 | | Elect Director Wayne R. Sanders | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director McHenry T. Tichenor, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Declassify the Board of Directors | | ShrHldr | | Against | | For | | Against |
BorgWarner Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BWA | | CUSIP 099724106 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jere A. Drummond | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.2 | | Elect Director Timothy M. Manganello | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John R. Mckernan, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Ernest J. Novak, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Bunge Limited
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BG | | CINS G16962105 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Jorge Born, Jr. as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Bernard de La Tour D’Auvergne Lauraguais as Director | | Mgmt | | For | | For | | For |
1.3 | | Elect William Engels as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect L. Patrick Lupo as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Bunge Limited Annual Incentive Plan | | Mgmt | | For | | Against | | Against |
4 | | Transact Other Business (Non-Voting) | | Mgmt | | N/A | | N/A | | N/A |
Charles River Laboratories
International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CRL | | CUSIP 159864107 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James C. Foster | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Nancy T. Chang | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Stephen D. Chubb | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Deborah T. Kochevar | | Mgmt | | For | | For | | For |
1.5 | | Elect Director George E. Massaro | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director George M. Milne, Jr. | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Director C. Richard Reese | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Douglas E. Rogers | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.9 | | Elect Director Samuel O. Thier | | Mgmt | | For | | For | | For |
1.10 | | Elect Director William H. Waltrip | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
CHICAGO BRIDGE AND IRON
COMPANY NV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBI | | CUSIP 167250109 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Netherlands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Election Of The Member Of The Supervisory Board: Michael L. Underwood. (please Note That An Abstain Vote Will count As A For Vote For The Alternate Nominee Luciano Reyes) | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Election Of Member Of Management Board: Chicago Bridge & Iron Company B.v. (please Note That An Abstain Vote Will Count As a For Vote For Alternate Nominee Lealand Finance Company B.v.) | | Mgmt | | For | | For | | For |
3 | | Authorize The Preparation Of Our Dutch Statutory Annual Accounts and Annual Report Of Our Management Board In English Language. | | Mgmt | | For | | For | | For |
4 | | To Discharge The Sole Member Of The Management Board From liability, All As More Fully Described In The Proxy Statement. | | Mgmt | | For | | Against | | Against |
5 | | To Discharge The Members Of The Supervisory Board From liability, All As More Fully Described In The Proxy Statement. | | Mgmt | | For | | Against | | Against |
6 | | To Approve The Extension Of The Authority Of Our Management Board, To Repurchase Up To 10% Of Issued Share Capital. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | To Appoint Ernst & Young Llp As Our Independent Registered Public Accounting Firm, Who Will Audit Our Accounts. | | Mgmt | | For | | For | | For |
8 | | To Approve The Chicago Bridge & Iron Company Incentive Compensation Program. | | Mgmt | | For | | For | | For |
9 | | To Approve The Extension Of The Authority Of The Supervisory Board To Issue Shares And/or Grant Rights To Acquire Shares. | | Mgmt | | For | | For | | For |
| | | | | |
10 | | To Approve The Compensation Of The Members Of The Supervisory Board. | | Mgmt | | For | | For | | For |
11 | | Receive Explanation on Company’s Reserves and Dividend Policy | | Mgmt | | Non-Voting | | N/A | | N/A |
Cincinnati Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CINF | | CUSIP 172062101 | | 05/01/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gregory T. Bier | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Linda W. Clement-holmes | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Douglas S. Skidmore | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Larry R. Webb | | Mgmt | | For | | Withhold | | Against |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Require Advance Notice for Shareholder Proposals/Nominations | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Compagnie generale de Geophysique Veritas
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 204386106 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Treatment of Losses | | Mgmt | | For | | Against | | Against |
3 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Remi Dorval as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
5 | | Elect Denis Ranque as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Kathleen Sendall as Director | | Mgmt | | For | | For | | For |
7 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 640,000 | | Mgmt | | For | | Against | | Against |
8 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | Mgmt | | For | | Against | | Against |
10 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | | Mgmt | | For | | Against | | Against |
11 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | | Mgmt | | For | | Against | | Against |
12 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 9 Million | | Mgmt | | For | | Against | | Against |
| | | | | |
13 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Mgmt | | For | | Against | | Against |
14 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 to 12 | | Mgmt | | For | | Against | | Against |
| | | | | |
15 | | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | | Mgmt | | For | | For | | For |
16 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | Mgmt | | For | | Against | | Against |
17 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | Against | | Against |
18 | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | | Mgmt | | For | | Against | | Against |
19 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | Mgmt | | For | | Against | | Against |
20 | | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | | Mgmt | | For | | Against | | Against |
21 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | For | | For |
22 | | Approve Issuance of Securities Convertible into Debt | | Mgmt | | For | | For | | For |
23 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | For | | For |
Con-Way Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CNW | | CUSIP 205944101 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John J. Anton | | Mgmt | | For | | For | | For |
1.2 | | Elect Director William R. Corbin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert Jaunich, II | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director W. Keith Kennedy, Jr. | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Director John C. Pope | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Douglas W. Stotlar | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Peter W. Stott | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Denbury Resources Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DNR | | CUSIP 247916208 | | 03/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | Against | | Against |
2 | | Adjourn Meeting | | Mgmt | | For | | Against | | Against |
Denbury Resources Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DNR | | CUSIP 247916208 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gareth Roberts | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Wieland F. Wettstein | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Michael L. Beatty | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael B. Decker | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ronald G. Greene | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.6 | | Elect Director David I. Heather | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Director Gregory L. McMichael | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Randy Stein | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Edwards Lifesciences Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EW | | CUSIP 28176E108 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Election Director Robert A. Ingram | | Mgmt | | For | | For | | For |
2 | | Election Director William J. Link, Ph.d. | | Mgmt | | For | | For | | For |
3 | | Election Director Wesley W. Von Schack | | Mgmt | | For | | For | | For |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
5 | | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
6 | | Approve/Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
7 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FactSet Research Systems Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FDS | | CUSIP 303075105 | | 12/15/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Scott A. Billeadeau | | Mgmt | | For | | N/A | | N/A |
| | | | | |
1.2 | | Elect Director Philip A. Hadley | | Mgmt | | For | | N/A | | N/A |
1.3 | | Elect Director Joseph R. Zimmel | | Mgmt | | For | | N/A | | N/A |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | N/A | | N/A |
FMC Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FMC | | CUSIP 302491303 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Pierre Brondeau | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Dirk A. Kempthorne | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Robert C. Pallash | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director William G. Walter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FMC Technologies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FTI | | CUSIP 30249U101 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Thorleif Enger | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Claire S. Farley | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Joseph H. Netherland | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Require a Majority Vote for the Election of Directors | �� | ShrHldr | | Against | | For | | Against |
Gannett Co., Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GCI | | CUSIP 364730101 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Craig A. Dubow | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Howard D. Elias | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Arthur H. Harper | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Director John Jeffry Louis | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Marjorie Magner | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Director Scott K. McCune | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Duncan M. McFarland | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect Director Donna E. Shalala | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Neal Shapiro | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Karen Hastie Williams | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
4 | | Adopt Anti Gross-up Policy | | ShrHldr | | Against | | For | | Against |
Harris Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HRS | | CUSIP 413875105 | | 10/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Terry D. Growcock | | Mgmt | | For | | Against | | Against |
| | | | | |
1.2 | | Elect Director Leslie F. Kenne | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David B. Rickard | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Gregory T. Swienton | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Require Independent Board Chairman | | ShrHldr | | Against | | For | | Against |
Intuit Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
INTU | | CUSIP 461202103 | | 12/15/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director David H. Batchelder | | Mgmt | | For | | N/A | | N/A |
1.2 | | Elect Director Christopher W. Brody | | Mgmt | | For | | N/A | | N/A |
1.3 | | Elect Director William V. Campbell | | Mgmt | | For | | N/A | | N/A |
1.4 | | Elect Director Scott D. Cook | | Mgmt | | For | | N/A | | N/A |
1.5 | | Elect Director Diane B. Greene | | Mgmt | | For | | N/A | | N/A |
1.6 | | Elect Director Michael R. Hallman | | Mgmt | | For | | N/A | | N/A |
| | | | | |
1.7 | | Elect Director Edward A. Kangas | | Mgmt | | For | | N/A | | N/A |
1.8 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | N/A | | N/A |
1.9 | | Elect Director Dennis D. Powell | | Mgmt | | For | | N/A | | N/A |
| | | | | |
1.10 | | Elect Director Stratton D. Sclavos | | Mgmt | | For | | N/A | | N/A |
| | | | | |
1.11 | | Elect Director Brad D. Smith | | Mgmt | | For | | N/A | | N/A |
2 | | Ratify Auditors | | Mgmt | | For | | N/A | | N/A |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | N/A | | N/A |
4 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | N/A | | N/A |
Jabil Circuit, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JBL | | CUSIP 466313103 | | 01/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mel S. Lavitt | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Timothy L. Main | | Mgmt | | For | | For | | For |
1.3 | | Elect Director William D. Morean | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director Lawrence J. Murphy | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Director Frank A. Newman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Steven A. Raymund | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Thomas A. Sansone | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect Director David M. Stout | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Kathleen A. Walters | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Other Business | | Mgmt | | For | | Against | | Against |
Lexmark International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LXK | | CUSIP 529771107 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Paul J. Curlander | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Kathi P. Seifert | | Mgmt | | For | | For | | For |
3 | | Elect Director Jean-Paul L. Montupet | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Lincare Holdings, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LNCR | | CUSIP 532791100 | | 05/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John P. Byrnes | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Stuart H. Altman, Ph.D. | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Chester B. Black | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director Frank D. Byrne, M.D. | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Director William F. Miller, III | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Manpower Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MAN | | CUSIP 56418H100 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gina R. Boswell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Jack M. Greenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Terry A. Hueneke | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
4 | | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
Mattel, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MAT | | CUSIP 577081102 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Michael J. Dolan | | Mgmt | | For | | Against | | Against |
1.2 | | Elect Director Robert A. Eckert | | Mgmt | | For | | Against | | Against |
1.3 | | Elect Director Frances D. Fergusson | | Mgmt | | For | | Against | | Against |
1.4 | | Elect Director Tully M. Friedman | | Mgmt | | For | | Against | | Against |
| | | | | |
1.5 | | Elect Director Dominic Ng | | Mgmt | | For | | Against | | Against |
1.6 | | Elect Director Vasant M. Prabhu | | Mgmt | | For | | Against | | Against |
| | | | | |
1.7 | | Elect Director Andrea L. Rich | | Mgmt | | For | | Against | | Against |
1.8 | | Elect Director Ronald L. Sargent | | Mgmt | | For | | Against | | Against |
| | | | | |
1.9 | | Elect Director Dean A. Scarborough | | Mgmt | | For | | Against | | Against |
1.10 | | Elect Director Christopher A. Sinclair | | Mgmt | | For | | Against | | Against |
1.11 | | Elect Director G. Craig Sullivan | | Mgmt | | For | | Against | | Against |
1.12 | | Elect Director Kathy Brittain White | | Mgmt | | For | | Against | | Against |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Mentor Graphics Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MENT | | CUSIP 587200106 | | 12/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Stock Option Exchange Program | | Mgmt | | For | | Against | | Against |
Molex Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MOLX | | CUSIP 608554101 | | 10/30/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Michelle L. Collins | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Fred L. Krehbiel | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David L. Landsittel | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Joe W. Laymon | | Mgmt | | For | | For | | For |
1.5 | | Elect Director James S. Metcalf | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Molson Coors Brewing Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TAP | | CUSIP 60871R209 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Directors John E. Cleghorn | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Directors Charles M. Herington | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Directors David P. O’Brien | | Mgmt | | For | | Withhold | | Against |
Pearson plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 705015105 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Approve Final Dividend | | Mgmt | | For | | For | | For |
3 | | Re-elect David Arculus as Director | | Mgmt | | For | | Against | | Against |
4 | | Re-elect Patrick Cescau as Director | | Mgmt | | For | | Against | | Against |
5 | | Re-elect Will Ethridge as Director | | Mgmt | | For | | For | | For |
6 | | Re-elect Rona Fairhead as Director | | Mgmt | | For | | For | | For |
7 | | Re-elect Robin Freestone as Director | | Mgmt | | For | | For | | For |
8 | | Re-elect Susan Fuhrman as Director | | Mgmt | | For | | For | | For |
9 | | Re-elect Ken Hydon as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
10 | | Re-elect John Makinson as Director | | Mgmt | | For | | For | | For |
11 | | Re-elect Glen Moreno as Director | | Mgmt | | For | | Against | | Against |
| | | | | |
12 | | Re-elect CK Prahalad as Director | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Re-elect Marjorie Scardino as Director | | Mgmt | | For | | For | | For |
14 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
16 | | Authorise Board to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
17 | | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | Against | | Against |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | Against | | Against |
19 | | Authorise Market Purchase | | Mgmt | | For | | For | | For |
20 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
21 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Mgmt | | For | | For | | For |
22 | | Approve Share Incentive Plan | | Mgmt | | For | | Against | | Against |
PerkinElmer, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PKI | | CUSIP 714046109 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Robert F. Friel | | Mgmt | | For | | For | | For |
2 | | Elect Director Nicholas A. Lopardo | | Mgmt | | For | | For | | For |
3 | | Elect Director Alexis P. Michas | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director James C. Mullen | | Mgmt | | For | | Against | | Against |
5 | | Elect Director Vicki L. Sato | | Mgmt | | For | | For | | For |
6 | | Elect Director Gabriel Schmergel | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Elect Director Kenton J. Sicchitano | | Mgmt | | For | | Against | | Against |
8 | | Elect Director Patrick J. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director G. Robert Tod | | Mgmt | | For | | Against | | Against |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Scholastic Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCHL | | CUSIP 807066105 | | 09/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James W. Barge | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John G. McDonald | | Mgmt | | For | | For | | For |
Sigma-Aldrich Corporation
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SIAL | | CUSIP 826552101 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Rebecca M. Bergman | | Mgmt | | For | | For | | For |
2 | | Elect Director George M. Church | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director David R. Harvey | | Mgmt | | For | | For | | For |
4 | | Elect Director W. Lee McCollum | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Jai P. Nagarkatti | | Mgmt | | For | | For | | For |
6 | | Elect Director Avi M. Nash | | Mgmt | | For | | For | | For |
7 | | Elect Director Steven M. Paul | | Mgmt | | For | | Against | | Against |
8 | | Elect Director J. Pedro Reinhard | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director D. Dean Spatz | | Mgmt | | For | | For | | For |
10 | | Elect Director Barrett A. Toan | | Mgmt | | For | | For | | For |
11 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
13 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
Southwest Airlines Co.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LUV | | CUSIP 844741108 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director David W. Biegler | | Mgmt | | For | | For | | For |
2 | | Elect Director Douglas H. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director William H. Cunningham | | Mgmt | | For | | Against | | Against |
4 | | Elect Director John G. Denison | | Mgmt | | For | | For | | For |
5 | | Elect Director Travis C. Johnson | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Elect Director Gary C. Kelly | | Mgmt | | For | | For | | For |
7 | | Elect Director Nancy B. Loeffler | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director John T. Montford | | Mgmt | | For | | For | | For |
9 | | Elect Director Daniel D. Villanueva | | Mgmt | | For | | For | | For |
10 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
The Interpublic Group of Companies, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IPG | | CUSIP 460690100 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Reginald K. Brack | | Mgmt | | For | | Against | | Against |
| | | | | |
2 | | Elect Director Jocelyn Carter-Miller | | Mgmt | | For | | For | | For |
3 | | Elect Director Jill M. Considine | | Mgmt | | For | | Against | | Against |
4 | | Elect Director Richard A. Goldstein | | Mgmt | | For | | For | | For |
5 | | Elect Director Mary J. Steele Guilfoile | | Mgmt | | For | | For | | For |
6 | | Elect Director H. John Greeniaus | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director William T. Kerr | | Mgmt | | For | | For | | For |
8 | | Elect Director Michael I. Roth | | Mgmt | | For | | For | | For |
9 | | Elect Director David M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
11 | | Amend Articles/Bylaws/Charter—Call Special Meetings | | ShrHldr | | Against | | Against | | For |
The McGraw-Hill Companies, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MHP | | CUSIP 580645109 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Pedro Aspe | | Mgmt | | For | | Against | | Against |
1.2 | | Elect Director Robert P. McGraw | | Mgmt | | For | | Abstain | | Against |
| | | | | |
1.3 | | Elect Director Hilda Ochoa-Brillembourg | | Mgmt | | For | | Abstain | | Against |
1.4 | | Elect Director Edward B. Rust, Jr. | | Mgmt | | For | | Against | | Against |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reduce Supermajority Vote Requirement Related to the Classified Board | | Mgmt | | For | | For | | For |
4 | | Reduce Supermajority Vote Requirement Relating to Business Combinations | | Mgmt | | For | | For | | For |
5 | | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company’s Assets | | Mgmt | | For | | For | | For |
6 | | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | | Mgmt | | For | | For | | For |
7 | | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | | Mgmt | | For | | For | | For |
8 | | Rescind Fair Price Provision | | Mgmt | | For | | For | | For |
9 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
11 | | Amend Articles/Bylaws/Charter—Call Special Meetings | | ShrHldr | | Against | | For | | Against |
12 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
The New York Times Company
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NYT | | CUSIP 650111107 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Raul E. Cesan | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Robert E. Denham | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James A. Kohlberg | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director Dawn G. Lepore | | Mgmt | | For | | Withhold | | Against |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Unisys Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UIS | | CUSIP 909214306 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Alter Mandatory Retirement Policy for Directors | | Mgmt | | For | | Against | | Against |
3 | | Approve Decrease in Size of Board | | Mgmt | | For | | For | | For |
4 | | Elect Director Henry C. Duques | | Mgmt | | For | | Against | | Against |
| | | | | |
5 | | Elect Director Theodore E. Martin | | Mgmt | | For | | Against | | Against |
| | | | | |
6 | | Elect Director Charles B. McQuade | | Mgmt | | For | | Against | | Against |
7 | | Ratify Auditors | | Mgmt | | For | | For | | For |
8 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
URS Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
URS | | CUSIP 903236107 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Armen Der Marderosian | | Mgmt | | For | | Against | | Against |
2 | | Elect Director Mickey P. Foret | | Mgmt | | For | | For | | For |
3 | | Elect Director William H. Frist | | Mgmt | | For | | For | | For |
4 | | Elect Director Lydia H. Kennard | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Martin M. Koffel | | Mgmt | | For | | Abstain | | Against |
6 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Elect Director John D. Roach | | Mgmt | | For | | Against | | Against |
8 | | Elect Director Douglas W. Stotlar | | Mgmt | | For | | Against | | Against |
| | | | | |
9 | | Elect Director William P. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director William D. Walsh | | Mgmt | | For | | Against | | Against |
| | | | | |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Varian Medical Systems Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VAR | | CUSIP 92220P105 | | 02/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John Seely Brown | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director R. Andrew Eckert | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Mark R. Laret | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Werner Enterprises, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WERN | | CUSIP 950755108 | | 05/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Kenneth M. Bird | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Gerald H. Timmerman | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Zebra Technologies Corporation
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ZBRA | | CUSIP 989207105 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gerhard Cless | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Michael A. Smith | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fund Name : Aston/River Road Dividend All Cap Value Fund
3M Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MMM | | CUSIP 88579Y101 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Linda Alvarado | | Mgmt | | For | | For | | For |
2 | | Elect George Buckley | | Mgmt | | For | | For | | For |
3 | | Elect Vance Coffman | | Mgmt | | For | | For | | For |
4 | | Elect Michael Eskew | | Mgmt | | For | | For | | For |
5 | | Elect W. James Farrell | | Mgmt | | For | | For | | For |
6 | | Elect Herbert Henkel | | Mgmt | | For | | For | | For |
7 | | Elect Edward Liddy | | Mgmt | | For | | For | | For |
8 | | Elect Robert Morrison | | Mgmt | | For | | For | | For |
9 | | Elect Aulana Peters | | Mgmt | | For | | Against | | Against |
10 | | Elect Robert Ulrich | | Mgmt | | For | | For | | For |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Amendment to the 2008 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
13 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
Alliance Resource Partners, L.P.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ARLP | | CUSIP 01877R108 | | 10/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Consent | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Amendment to the 2000 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
Arthur J. Gallagher & Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AJG | | CUSIP 363576109 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect William Bax | | Mgmt | | For | | For | | For |
2 | | Elect Frank English Jr. | | Mgmt | | For | | For | | For |
3 | | Elect J. Patrick Gallagher, Jr. | | Mgmt | | For | | For | | For |
4 | | Elect Ilene Gordon | | Mgmt | | For | | For | | For |
5 | | Elect David Johnson | | Mgmt | | For | | For | | For |
6 | | Elect James Wimmer | | Mgmt | | For | | For | | For |
7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
8 | | Senior Management Incentive Plan | | Mgmt | | For | | For | | For |
Automatic Data Processing, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ADP | | CUSIP 053015103 | | 11/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Gregory Brenneman | | Mgmt | | For | | For | | For |
1.2 | | Elect Leslie Brun | | Mgmt | | For | | For | | For |
1.3 | | Elect Gary Butler | | Mgmt | | For | | For | | For |
1.4 | | Elect Leon Cooperman | | Mgmt | | For | | For | | For |
1.5 | | Elect Eric Fast | | Mgmt | | For | | For | | For |
1.6 | | Elect Linda Gooden | | Mgmt | | For | | For | | For |
1.7 | | Elect R. Glenn Hubbard | | Mgmt | | For | | For | | For |
1.8 | | Elect John Jones | | Mgmt | | For | | For | | For |
1.9 | | Elect Charles Noski | | Mgmt | | For | | For | | For |
1.10 | | Elect Sharon Rowlands | | Mgmt | | For | | For | | For |
1.11 | | Elect Gregory Summe | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Avista Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AVA | | CUSIP 05379B107 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Erik Anderson | | Mgmt | | For | | For | | For |
2 | | Elect Kristianne Blake | | Mgmt | | For | | Against | | Against |
3 | | Elect Michael Noel | | Mgmt | | For | | For | | For |
4 | | Elect Rebecca Klein | | Mgmt | | For | | For | | For |
5 | | Elect Marc Racicot | | Mgmt | | For | | For | | For |
6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
7 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
8 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Abstain | | For | | Against |
BancorpSouth, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BXS | | CUSIP 059692103 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Larry Kirk | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Guy Mitchell III | | Mgmt | | For | | For | | For |
1.3 | | Elect R. Madison Murphy | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Aubrey Patterson | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Bank of Hawaii Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BOH | | CUSIP 062540109 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect S. Haunani Apoliona | | Mgmt | | For | | For | | For |
1.2 | | Elect Mary Bitterman | | Mgmt | | For | | For | | For |
1.3 | | Elect Mark Burak | | Mgmt | | For | | For | | For |
1.4 | | Elect Michael Chun | | Mgmt | | For | | For | | For |
1.5 | | Elect Clinton Churchill | | Mgmt | | For | | For | | For |
1.6 | | Elect David Heenan | | Mgmt | | For | | For | | For |
1.7 | | Elect Peter Ho | | Mgmt | | For | | For | | For |
1.8 | | Elect Robert Huret | | Mgmt | | For | | For | | For |
1.9 | | Elect Allan Landon | | Mgmt | | For | | For | | For |
1.10 | | Elect Kent Lucien | | Mgmt | | For | | Withhold | | Against |
1.11 | | Elect Martin Stein | | Mgmt | | For | | For | | For |
1.12 | | Elect Donald Takaki | | Mgmt | | For | | For | | For |
1.13 | | Elect Barbara Tanabe | | Mgmt | | For | | For | | For |
1.14 | | Elect Robert Wo, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Becton, Dickinson and Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BDX | | CUSIP 075887109 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Henry Becton, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Edward DeGraan | | Mgmt | | For | | For | | For |
1.3 | | Elect Claire Fraser-Liggett | | Mgmt | | For | | For | | For |
1.4 | | Elect Edward Ludwig | | Mgmt | | For | | For | | For |
1.5 | | Elect Adel Mahmoud | | Mgmt | | For | | For | | For |
1.6 | | Elect James Orr | | Mgmt | | For | | For | | For |
1.7 | | Elect Willard Overlock, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Bertram Scott | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the Bylaws Regarding the Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
4 | | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | | Mgmt | | For | | For | | For |
5 | | Approval of Material Terms of Performance Goals under the Performance Incentive Plan | | Mgmt | | For | | For | | For |
6 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
7 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
Cardinal Health, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAH | | CUSIP 14149Y108 | | 11/04/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Colleen Arnold | | Mgmt | | For | | For | | For |
2 | | Elect George Barrett | | Mgmt | | For | | For | | For |
3 | | Elect Glenn Britt | | Mgmt | | For | | For | | For |
4 | | Elect Calvin Darden | | Mgmt | | For | | For | | For |
5 | | Elect Bruce Downey | | Mgmt | | For | | For | | For |
6 | | Elect John Finn | | Mgmt | | For | | For | | For |
7 | | Elect Gregory Kenny | | Mgmt | | For | | For | | For |
8 | | Elect Richard Notebaert | | Mgmt | | For | | For | | For |
9 | | Elect David Raisbeck | | Mgmt | | For | | For | | For |
10 | | Elect Jean Spaulding | | Mgmt | | For | | For | | For |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Amendment to the Management Incentive Plan | | Mgmt | | For | | For | | For |
13 | | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHoldr | | Against | | For | | Against |
14 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Chevron Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CVX | | CUSIP 166764100 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Samuel Armacost | | Mgmt | | For | | For | | For |
2 | | Elect Linnet Deily | | Mgmt | | For | | For | | For |
3 | | Elect Robert Denham | | Mgmt | | For | | For | | For |
4 | | Elect Robert Eaton | | Mgmt | | For | | For | | For |
5 | | Elect Chuck Hagel | | Mgmt | | For | | For | | For |
6 | | Elect Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
7 | | Elect Franklyn Jenifer | | Mgmt | | For | | For | | For |
8 | | Elect George Kirkland | | Mgmt | | For | | For | | For |
9 | | Elect Sam Nunn | | Mgmt | | For | | For | | For |
10 | | Elect Donald Rice | | Mgmt | | For | | For | | For |
11 | | Elect Kevin Sharer | | Mgmt | | For | | For | | For |
12 | | Elect Charles Shoemate | | Mgmt | | For | | For | | For |
13 | | Elect John Stumpf | | Mgmt | | For | | For | | For |
14 | | Elect Ronald Sugar | | Mgmt | | For | | For | | For |
15 | | Elect Carl Ware | | Mgmt | | For | | For | | For |
16 | | Elect John Watson | | Mgmt | | For | | For | | For |
17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
18 | | Amendment to the By-Laws Regarding the Right to Call Special Meetings | | Mgmt | | For | | For | | For |
19 | | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHoldr | | Against | | Against | | For |
20 | | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHoldr | | Against | | Against | | For |
21 | | Shareholder Proposal Regarding Report on Payments to Governments | | ShrHoldr | | Against | | Against | | For |
22 | | Shareholder Proposal Regarding Country Selection Guidelines | | ShrHoldr | | Against | | Against | | For |
23 | | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | | ShrHoldr | | Against | | Against | | For |
24 | | Shareholder Proposal Regarding Establishment of Human Rights Committee | | ShrHoldr | | Against | | Against | | For |
Cincinnati Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CINF | | CUSIP 172062101 | | 05/01/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Gregory Bier | | Mgmt | | For | | For | | For |
1.2 | | Elect Linda Clement-Holmes | | Mgmt | | For | | For | | For |
1.3 | | Elect Douglas Skidmore | | Mgmt | | For | | For | | For |
1.4 | | Elect Larry Webb | | Mgmt | | For | | For | | For |
2 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
3 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Commerce Bancshares, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBSH | | CUSIP 200525103 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Earl Devanny III | | Mgmt | | For | | For | | For |
1.2 | | Elect Benjamin Rassieur III | | Mgmt | | For | | For | | For |
1.3 | | Elect Todd Schnuck | | Mgmt | | For | | For | | For |
1.4 | | Elect Andrew Taylor | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Conocophillips
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COP | | CUSIP 20825C104 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Richard Armitage | | Mgmt | | For | | For | | For |
2 | | Elect Richard Auchinleck | | Mgmt | | For | | For | | For |
3 | | Elect James Copeland, Jr. | | Mgmt | | For | | For | | For |
4 | | Elect Kenneth Duberstein | | Mgmt | | For | | For | | For |
5 | | Elect Ruth Harkin | | Mgmt | | For | | For | | For |
6 | | Elect Harold McGraw III | | Mgmt | | For | | For | | For |
7 | | Elect James Mulva | | Mgmt | | For | | For | | For |
8 | | Elect Robert Niblock | | Mgmt | | For | | For | | For |
9 | | Elect Harald Norvik | | Mgmt | | For | | For | | For |
10 | | Elect William Reilly | | Mgmt | | For | | For | | For |
11 | | Elect Bobby Shackouls | | Mgmt | | For | | For | | For |
12 | | Elect Victoria Tschinkel | | Mgmt | | For | | For | | For |
13 | | Elect Kathryn Turner | | Mgmt | | For | | For | | For |
14 | | Elect William Wade, Jr. | | Mgmt | | For | | For | | For |
15 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
16 | | Shareholder Proposal Regarding Risk Management Report | | ShrHoldr | | Against | | Against | | For |
| | | | | |
17 | | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHoldr | | Against | | Against | | For |
| | | | | |
18 | | Shareholder Proposal Regarding Report on Oil Sands Operations | | ShrHoldr | | Against | | Against | | For |
| | | | | |
19 | | Shareholder Proposal Regarding Louisiana Wetlands | | ShrHoldr | | Against | | Against | | For |
20 | | Shareholder Proposal Regarding the Financial Risks of Climate Change | | ShrHoldr | | Against | | Against | | For |
21 | | Shareholder Proposal Regarding TRI Chemicals | | ShrHoldr | | Against | | Against | | For |
22 | | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHoldr | | Against | | Against | | For |
| | | | | |
23 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | Against | | For |
Cracker Barrel Old Country Store, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBRL | | CUSIP 22410J106 | | 12/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Dale | | Mgmt | | For | | For | | For |
1.2 | | Elect Richard Dobkin | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Hilton | | Mgmt | | For | | For | | For |
1.4 | | Elect Charles Jones, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect B.F. Lowery | | Mgmt | | For | | For | | For |
1.6 | | Elect Martha Mitchell | | Mgmt | | For | | For | | For |
1.7 | | Elect Andrea Weiss | | Mgmt | | For | | For | | For |
1.8 | | Elect Jimmie White | | Mgmt | | For | | For | | For |
1.9 | | Elect Michael Woodhouse | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2002 Omnibus Incentive Compensation Plan | | Mgmt | | For | | For | | For |
Cullen/Frost Bankers, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CFR | | CUSIP 229899109 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Crawford Edwards | | Mgmt | | For | | For | | For |
1.2 | | Elect Ruben Escobedo | | Mgmt | | For | | For | | For |
1.3 | | Elect Patrick Frost | | Mgmt | | For | | For | | For |
1.4 | | Elect David Haemisegger | | Mgmt | | For | | For | | For |
1.5 | | Elect Richard Evans, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Karen Jennings | | Mgmt | | For | | For | | For |
1.7 | | Elect Richard Kleberg, III | | Mgmt | | For | | For | | For |
1.8 | | Elect Horace Wilkins, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Diageo plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DGE | | CUSIP 25243Q205 | | 10/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
4 | | Elect Laurence Danon | | Mgmt | | For | | For | | For |
5 | | Elect Clive Hollick | | Mgmt | | For | | For | | For |
6 | | Elect Paul Walsh | | Mgmt | | For | | For | | For |
7 | | Elect Peggy Bruzelius | | Mgmt | | For | | Against | | Against |
8 | | Elect Betsey Holden | | Mgmt | | For | | For | | For |
9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
10 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
11 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | Against | | Against |
12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| | | | | |
14 | | EU Political Donations | | Mgmt | | For | | For | | For |
15 | | 2009 Discretionary Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
16 | | 2009 Executive Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
17 | | 2009 International Sharematch Plan | | Mgmt | | For | | For | | For |
18 | | Authority to Establish International Share Plans | | Mgmt | | For | | For | | For |
19 | | 2009 Irish Sharesave Plan | | Mgmt | | For | | For | | For |
20 | | Amendment to 2008 Executive Share Option Plan | | Mgmt | | For | | For | | For |
21 | | Amendment to 2008 Senior Executive Share Option Plan | | Mgmt | | For | | For | | For |
22 | | Amendment to 1999 Senior Executive Share Option Plan | | Mgmt | | For | | For | | For |
23 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
| | | | | |
24 | | Adoption of New Articles | | Mgmt | | For | | For | | For |
Duke Energy Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DUK | | CUSIP 26441C105 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect William Barnet, III | | Mgmt | | For | | For | | For |
1.2 | | Elect G. Alex Bernhardt, Sr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Michael Browning | | Mgmt | | For | | For | | For |
1.4 | | Elect Daniel DiMicco | | Mgmt | | For | | For | | For |
1.5 | | Elect John Forsgren | | Mgmt | | For | | For | | For |
1.6 | | Elect Ann Maynard Gray | | Mgmt | | For | | For | | For |
1.7 | | Elect James Hance, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect E. James Reinsch | | Mgmt | | For | | For | | For |
1.9 | | Elect James Rhodes | | Mgmt | | For | | For | | For |
1.10 | | Elect James Rogers | | Mgmt | | For | | For | | For |
1.11 | | Elect Philip Sharp | | Mgmt | | For | | For | | For |
2 | | 2010 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
4 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
6 | | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHoldr | | Against | | Against | | For |
Exelon Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EXC | | CUSIP 30161N101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect John Canning Jr. | | Mgmt | | For | | For | | For |
2 | | Elect M. Walter D’Alessio | | Mgmt | | For | | For | | For |
3 | | Elect Nicholas DeBenedictis | | Mgmt | | For | | For | | For |
4 | | Elect Bruce DeMars | | Mgmt | | For | | For | | For |
5 | | Elect Nelson Diaz | | Mgmt | | For | | Against | | Against |
6 | | Elect Sue Ling Gin | | Mgmt | | For | | For | | For |
7 | | Elect Rosemarie Greco | | Mgmt | | For | | For | | For |
8 | | Elect Paul Joskow | | Mgmt | | For | | For | | For |
9 | | Elect Richard Mies | | Mgmt | | For | | For | | For |
10 | | Elect John Palms | | Mgmt | | For | | For | | For |
11 | | Elect William Richardson | | Mgmt | | For | | For | | For |
12 | | Elect Thomas Ridge | | Mgmt | | For | | For | | For |
13 | | Elect John Rogers, Jr. | | Mgmt | | For | | For | | For |
14 | | Elect John Rowe | | Mgmt | | For | | For | | For |
15 | | Elect Stephen Steinour | | Mgmt | | For | | For | | For |
16 | | Elect Donald Thompson | | Mgmt | | For | | For | | For |
17 | | 2011 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
18 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
General Dynamics Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GD | | CUSIP 369550108 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Nicholas Chabraja | | Mgmt | | For | | For | | For |
2 | | Elect James Crown | | Mgmt | | For | | For | | For |
3 | | Elect William Fricks | | Mgmt | | For | | For | | For |
4 | | Elect Jay Johnson | | Mgmt | | For | | For | | For |
5 | | Elect George Joulwan | | Mgmt | | For | | For | | For |
6 | | Elect Paul Kaminski | | Mgmt | | For | | For | | For |
7 | | Elect John Keane | | Mgmt | | For | | For | | For |
8 | | Elect Lester Lyles | | Mgmt | | For | | For | | For |
9 | | Elect William Osborn | | Mgmt | | For | | For | | For |
10 | | Elect Robert Walmsley | | Mgmt | | For | | For | | For |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Shareholder Proposal Regarding Space Weapons | | ShrHoldr | | Against | | Against | | For |
General Mills, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GIS | | CUSIP 370334104 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Bradbury Anderson | | Mgmt | | For | | For | | For |
2 | | Elect R. Kerry Clark | | Mgmt | | For | | For | | For |
3 | | Elect Paul Danos | | Mgmt | | For | | For | | For |
4 | | Elect William Esrey | | Mgmt | | For | | For | | For |
5 | | Elect Raymond Gilmartin | | Mgmt | | For | | For | | For |
6 | | Elect Judith Hope | | Mgmt | | For | | For | | For |
7 | | Elect Heidi Miller | | Mgmt | | For | | For | | For |
8 | | Elect Hilda Ochoa-Brillembourg | | Mgmt | | For | | For | | For |
9 | | Elect Steve Odland | | Mgmt | | For | | For | | For |
10 | | Elect Kendall Powell | | Mgmt | | For | | For | | For |
11 | | Elect Lois Quam | | Mgmt | | For | | For | | For |
12 | | Elect Michael Rose | | Mgmt | | For | | For | | For |
13 | | Elect Robert Ryan | | Mgmt | | For | | For | | For |
14 | | Elect Dorothy Terrell | | Mgmt | | For | | For | | For |
15 | | 2009 Stock Compensation Plan | | Mgmt | | For | | For | | For |
16 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
17 | | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | | ShrHoldr | | Against | | For | | Against |
Genuine Parts Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GPC | | CUSIP 372460105 | | 04/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Mary Bullock | | Mgmt | | For | | For | | For |
1.2 | | Elect Jean Douville | | Mgmt | | For | | For | | For |
1.3 | | Elect Thomas Gallagher | | Mgmt | | For | | For | | For |
1.4 | | Elect George Guynn | | Mgmt | | For | | For | | For |
1.5 | | Elect John Johns | | Mgmt | �� | For | | For | | For |
1.6 | | Elect Michael Johns | | Mgmt | | For | | For | | For |
1.7 | | Elect J. Hicks Lanier | | Mgmt | | For | | For | | For |
1.8 | | Elect Wendy Needham | | Mgmt | | For | | For | | For |
1.9 | | Elect Jerry Nix | | Mgmt | | For | | Withhold | | Against |
1.10 | | Elect Larry Prince | | Mgmt | | For | | For | | For |
1.11 | | Elect Gary Rollins | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Grupo Aeroportuario del Sureste S.A.B. de CV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ASUR | | CUSIP 40051E202 | | 04/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Report of the Audit Committee | | Mgmt | | For | | For | | For |
2 | | Report on Tax Compliance | | Mgmt | | For | | For | | For |
3 | | Authority to Increase Legal Reserve | | Mgmt | | For | | For | | For |
4 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
5 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
6 | | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | | Mgmt | | For | | For | | For |
7 | | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | | Mgmt | | For | | For | | For |
8 | | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | | Mgmt | | For | | For | | For |
9 | | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | | Mgmt | | For | | For | | For |
10 | | Election of Meeting Delegates | | Mgmt | | For | | For | | For |
HILLENBRAND, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HI | | CUSIP 431571108 | | 02/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Mark DeLuzio | | Mgmt | | For | | For | | For |
1.2 | | Elect James Henderson | | Mgmt | | For | | For | | For |
1.3 | | Elect Ray Hillenbrand | | Mgmt | | For | | For | | For |
1.4 | | Elect F. Joseph Loughrey | | Mgmt | | For | | For | | For |
2 | | Amendment to the Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Honeywell International Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HON | | CUSIP 438516106 | | 04/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Gordon Bethune | | Mgmt | | For | | For | | For |
2 | | Elect Kevin Burke | | Mgmt | | For | | For | | For |
3 | | Elect Jaime Chico Pardo | | Mgmt | | For | | For | | For |
4 | | Elect David Cote | | Mgmt | | For | | For | | For |
5 | | Elect D. Scott Davis | | Mgmt | | For | | For | | For |
6 | | Elect Linnet Deily | | Mgmt | | For | | For | | For |
7 | | Elect Lord Clive Hollick | | Mgmt | | For | | For | | For |
8 | | Elect George Paz | | Mgmt | | For | | For | | For |
9 | | Elect Bradley Sheares | | Mgmt | | For | | For | | For |
10 | | Elect Michael Wright | | Mgmt | | For | | For | | For |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Amendment to Certificate of Incorporation Regarding the Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
14 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | Against | | For |
| | | | | |
15 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| | | | | |
16 | | Shareholder Proposal Regarding Human Rights | | ShrHoldr | | Against | | Against | | For |
Intel Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
INTC | | CUSIP 458140100 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Charlene Barshefsky | | Mgmt | | For | | Against | | Against |
2 | | Elect Susan Decker | | Mgmt | | For | | For | | For |
3 | | Elect John Donahoe | | Mgmt | | For | | For | | For |
4 | | Elect Reed Hundt | | Mgmt | | For | | For | | For |
5 | | Elect Paul Otellini | | Mgmt | | For | | For | | For |
6 | | Elect James Plummer | | Mgmt | | For | | For | | For |
7 | | Elect David Pottruck | | Mgmt | | For | | For | | For |
8 | | Elect Jane Shaw | | Mgmt | | For | | For | | For |
9 | | Elect Frank Yeary | | Mgmt | | For | | For | | For |
10 | | Elect David Yoffie | | Mgmt | | For | | Against | | Against |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Johnson & Johnson
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNJ | | CUSIP 478160104 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Mary Coleman | | Mgmt | | For | | Against | | Against |
2 | | Elect James Cullen | | Mgmt | | For | | For | | For |
3 | | Elect Michael Johns | | Mgmt | | For | | Against | | Against |
4 | | Elect Susan Lindquist | | Mgmt | | For | | For | | For |
5 | | Elect Anne Mulcahy | | Mgmt | | For | | Against | | Against |
6 | | Elect Leo Mullin | | Mgmt | | For | | For | | For |
7 | | Elect William Perez | | Mgmt | | For | | Against | | Against |
8 | | Elect Charles Prince | | Mgmt | | For | | Against | | Against |
9 | | Elect David Satcher | | Mgmt | | For | | For | | For |
10 | | Elect William Weldon | | Mgmt | | For | | For | | For |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | | ShrHoldr | | Against | | For | | Against |
13 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | Against | | For |
Kimberly-Clark Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KMB | | CUSIP 494368103 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect John Alm | | Mgmt | | For | | For | | For |
2 | | Elect Dennis Beresford | | Mgmt | | For | | For | | For |
3 | | Elect John Bergstrom | | Mgmt | | For | | For | | For |
4 | | Elect Abelardo Bru | | Mgmt | | For | | For | | For |
5 | | Elect Robert Decherd | | Mgmt | | For | | For | | For |
6 | | Elect Thomas Falk | | Mgmt | | For | | For | | For |
7 | | Elect Mae Jemison | | Mgmt | | For | | For | | For |
8 | | Elect James Jenness | | Mgmt | | For | | For | | For |
9 | | Elect Ian Read | | Mgmt | | For | | For | | For |
10 | | Elect Linda Rice | | Mgmt | | For | | For | | For |
11 | | Elect Marc Shapiro | | Mgmt | | For | | For | | For |
12 | | Elect G. Craig Sullivan | | Mgmt | | For | | For | | For |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
14 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | Against | | For |
Magellan Midstream Partners L.P.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MMP | | CUSIP 559080106 | | 09/25/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Simplification Agreement | | Mgmt | | For | | For | | For |
2 | | Amendment to Partnership Agreement Pursuant to Simplification | | Mgmt | | For | | For | | For |
3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
McDonald’s Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MCD | | CUSIP 580135101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Walter Massey | | Mgmt | | For | | For | | For |
2 | | Elect John Rogers, Jr. | | Mgmt | | For | | For | | For |
3 | | Elect Roger Stone | | Mgmt | | For | | For | | For |
4 | | Elect Miles White | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
6 | | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | | ShrHoldr | | Against | | For | | Against |
7 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
| | | | | |
8 | | Shareholder Proposal Regarding Controlled Atmosphere Killing | | ShrHoldr | | Against | | Against | | For |
| | | | | |
9 | | Shareholder Proposal Regarding Cage-Free Eggs | | ShrHoldr | | Against | | Against | | For |
Mercury General Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MCY | | CUSIP 589400100 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect George Joseph | | Mgmt | | For | | For | | For |
1.2 | | Elect Martha Marcon | | Mgmt | | For | | For | | For |
1.3 | | Elect Donald Spuehler | | Mgmt | | For | | For | | For |
1.4 | | Elect Richard Grayson | | Mgmt | | For | | For | | For |
1.5 | | Elect Donald Newell | | Mgmt | | For | | For | | For |
1.6 | | Elect Bruce Bunner | | Mgmt | | For | | For | | For |
1.7 | | Elect Nathan Bessin | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect Michael Curtius | | Mgmt | | For | | For | | For |
1.9 | | Elect Gabriel Tirador | | Mgmt | | For | | For | | For |
2 | | Re-Approval of the Material Terms of the Performance Criteria Under the 2005 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Microsoft Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MSFT | | CUSIP 594918104 | | 11/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect William Gates, III | | Mgmt | | For | | For | | For |
2 | | Elect Steven Ballmer | | Mgmt | | For | | For | | For |
3 | | Elect Dina Dublon | | Mgmt | | For | | For | | For |
4 | | Elect Raymond Gilmartin | | Mgmt | | For | | For | | For |
5 | | Elect Reed Hastings | | Mgmt | | For | | For | | For |
6 | | Elect Maria Klawe | | Mgmt | | For | | For | | For |
7 | | Elect David Marquardt | | Mgmt | | For | | For | | For |
8 | | Elect Charles Noski | | Mgmt | | For | | For | | For |
9 | | Elect Helmut Panke | | Mgmt | | For | | For | | For |
10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
11 | | Restoration of Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
13 | | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | | ShrHoldr | | Against | | Against | | For |
| | | | | |
14 | | Shareholder Proposal Regarding Charitable Contributions | | ShrHoldr | | Against | | Against | | For |
National Fuel Gas Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NFG | | CUSIP 636180101 | | 03/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Philip Ackerman | | Mgmt | | For | | For | | For |
1.2 | | Elect Craig Matthews | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Reiten | | Mgmt | | For | | For | | For |
1.4 | | Elect David Smith | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | 2010 Equity Compensation Plan | | Mgmt | | For | | For | | For |
National HealthCare Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NHC | | CUSIP 635906100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Richard LaRoche Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Lawrence Tucker | | Mgmt | | For | | For | | For |
2 | | 2010 Omnibus Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
3 | | Amendment to the Executive Officer Performance Based Compensation Plan | | Mgmt | | For | | For | | For |
Norfolk Southern Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NSC | | CUSIP 655844108 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Thomas Bell, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Alston Correll | | Mgmt | | For | | For | | For |
3 | | Elect Landon Hilliard | | Mgmt | | For | | Against | | Against |
4 | | Elect Burton Joyce | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
6 | | Amendment to Articles of Incorporation to Declassify the Board | | Mgmt | | For | | For | | For |
7 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
8 | | Amendment to the Executive Management Incentive Plan | | Mgmt | | For | | For | | For |
9 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | For | | Against |
Nucor Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NUE | | CUSIP 670346105 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Daniel DiMicco | | Mgmt | | For | | For | | For |
1.2 | | Elect James Hlavacek | | Mgmt | | For | | For | | For |
1.3 | | Elect John Walker | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
4 | | 2010 Stock Option and Award Plan | | Mgmt | | For | | For | | For |
5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
6 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | For | | Against |
OneBeacon Insurance Group, Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OB | | CUSIP G67742109 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Lois Grady | | Mgmt | | For | | For | | For |
1.2 | | Elect T. Michael Miller | | Mgmt | | For | | For | | For |
1.3 | | Elect Lowndes Smith | | Mgmt | | For | | For | | For |
1.4 | | Elect Kent Urness | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Owens & Minor Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OMI | | CUSIP 690732102 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect A. Marshall Acuff, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect J. Alfred Broaddus, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect John Crotty | | Mgmt | | For | | For | | For |
1.4 | | Elect Richard Fogg | | Mgmt | | For | | For | | For |
1.5 | | Elect G. Gilmer Minor III | | Mgmt | | For | | For | | For |
1.6 | | Elect Eddie Moore, Jr. | | Mgmt | | For | | For | | For |
1.7 | | Elect Peter Redding | | Mgmt | | For | | For | | For |
1.8 | | Elect James Rogers | | Mgmt | | For | | For | | For |
1.9 | | Elect Robert Sledd | | Mgmt | | For | | For | | For |
1.10 | | Elect Craig Smith | | Mgmt | | For | | For | | For |
1.11 | | Elect James Ukrop | | Mgmt | | For | | For | | For |
1.12 | | Elect Anne Whittemore | | Mgmt | | For | | For | | For |
2 | | Re-Approval of Performance Goals Under the 2005 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Amendment to Increase Individual Incentive Award Limit Under the 2005 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PartnerRe Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRE | | CUSIP G6852T105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Rollwagen | | Mgmt | | For | | For | | For |
1.2 | | Elect Vito Baumgartner | | Mgmt | | For | | For | | For |
1.3 | | Elect Jean-Paul Montupet | | Mgmt | | For | | For | | For |
1.4 | | Elect Lucio Stanca | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PartnerRe Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRE | | CUSIP G6852T105 | | 09/24/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval of the Acquisition | | Mgmt | | For | | For | | For |
2 | | Change in Board Size | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2005 Employee Equity Plan | | Mgmt | | For | | For | | For |
Paychex, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PAYX | | CUSIP 704326107 | | 10/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect B. Thomas Golisano | | Mgmt | | For | | For | | For |
2 | | Elect David Flaschen | | Mgmt | | For | | For | | For |
3 | | Elect Grant Inman | | Mgmt | | For | | For | | For |
4 | | Elect Pamela Joseph | | Mgmt | | For | | For | | For |
5 | | Elect Jonathan Judge | | Mgmt | | For | | For | | For |
6 | | Elect Joseph Tucci | | Mgmt | | For | | For | | For |
7 | | Elect Joseph Velli | | Mgmt | | For | | For | | For |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
People’s United Financial, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PBCT | | CUSIP 712704105 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Dwight | | Mgmt | | For | | For | | For |
1.2 | | Elect Janet Hansen | | Mgmt | | For | | For | | For |
1.3 | | Elect Mark Richards | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | N/A | | For | | N/A |
PepsiCo, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEP | | CUSIP 713448108 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Shona Brown | | Mgmt | | For | | For | | For |
2 | | Elect Ian Cook | | Mgmt | | For | | For | | For |
3 | | Elect Dina Dublon | | Mgmt | | For | | For | | For |
4 | | Elect Victor Dzau | | Mgmt | | For | | For | | For |
5 | | Elect Ray Hunt | | Mgmt | | For | | For | | For |
6 | | Elect Alberto Ibarguen | | Mgmt | | For | | For | | For |
7 | | Elect Arthur Martinez | | Mgmt | | For | | For | | For |
8 | | Elect Indra Nooyi | | Mgmt | | For | | For | | For |
9 | | Elect Sharon Rockefeller | | Mgmt | | For | | For | | For |
10 | | Elect James Schiro | | Mgmt | | For | | For | | For |
11 | | Elect Lloyd Trotter | | Mgmt | | For | | For | | For |
12 | | Elect Daniel Vasella | | Mgmt | | For | | Against | | Against |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
14 | | Amendment to the 2007 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
15 | | Shareholder Proposal Regarding Reviewing Charitable Spending | | ShrHoldr | | Against | | Against | | For |
| | | | | |
16 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| | | | | |
17 | | Shareholder Proposal Regarding Report on Public Policy Issues | | ShrHoldr | | Against | | Against | | For |
PetSmart, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PETM | | CUSIP 716768106 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Rakesh Gangwal | | Mgmt | | For | | For | | For |
2 | | Elect Robert Moran | | Mgmt | | For | | For | | For |
3 | | Elect Barbara Munder | | Mgmt | | For | | For | | For |
4 | | Elect Thomas Stemberg | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
6 | | Amendment to the Executive Short-Term Incentive Plan | | Mgmt | | For | | For | | For |
Pfizer Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PFE | | CUSIP 717081103 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Dennis Ausiello | | Mgmt | | For | | For | | For |
2 | | Elect Michael Brown | | Mgmt | | For | | For | | For |
3 | | Elect M. Anthony Burns | | Mgmt | | For | | For | | For |
4 | | Elect Robert Burt | | Mgmt | | For | | For | | For |
5 | | Elect W. Don Cornwell | | Mgmt | | For | | For | | For |
6 | | Elect Frances Fergusson | | Mgmt | | For | | For | | For |
7 | | Elect William Gray, III | | Mgmt | | For | | For | | For |
8 | | Elect Constance Horner | | Mgmt | | For | | For | | For |
9 | | Elect James Kilts | | Mgmt | | For | | For | | For |
10 | | Elect Jeffrey Kindler | | Mgmt | | For | | For | | For |
11 | | Elect George Lorch | | Mgmt | | For | | For | | For |
12 | | Elect John Mascotte | | Mgmt | | For | | For | | For |
13 | | Elect Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
14 | | Elect Stephen Sanger | | Mgmt | | For | | For | | For |
15 | | Elect William Steere, Jr. | | Mgmt | | For | | For | | For |
16 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
17 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
18 | | Amendment to Bylaws Regarding the Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
19 | | Shareholder Proposal Regarding Stock Option Policy | | ShrHoldr | | Against | | Against | | For |
Pharmaceutical Product Development, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PPDI | | CUSIP 717124101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Stuart Bondurant | | Mgmt | | For | | For | | For |
1.2 | | Elect Fredric Eshelman | | Mgmt | | For | | For | | For |
1.3 | | Elect Frederick Frank | | Mgmt | | For | | For | | For |
1.4 | | Elect David Grange | | Mgmt | | For | | For | | For |
1.5 | | Elect Catherine Klema | | Mgmt | | For | | For | | For |
1.6 | | Elect Terry Magnuson | | Mgmt | | For | | For | | For |
1.7 | | Elect Ernest Mario | | Mgmt | | For | | For | | For |
1.8 | | Elect John McNeill, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Portland General Electric Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
POR | | CUSIP 736508847 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Ballantine | | Mgmt | | For | | For | | For |
1.2 | | Elect Rodney Brown, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect David Dietzler | | Mgmt | | For | | For | | For |
1.4 | | Elect Kirby Dyess | | Mgmt | | For | | For | | For |
1.5 | | Elect Peggy Fowler | | Mgmt | | For | | For | | For |
1.6 | | Elect Mark Ganz | | Mgmt | | For | | For | | For |
1.7 | | Elect Corbin McNeill, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Neil Nelson | | Mgmt | | For | | For | | For |
1.9 | | Elect M. Lee Pelton | | Mgmt | | For | | For | | For |
1.10 | | Elect James Piro | | Mgmt | | For | | For | | For |
1.11 | | Elect Robert Reid | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Provident Energy Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PVE | | CUSIP 74386K104 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Zaozirny | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Grant Billing | | Mgmt | | For | | For | | For |
1.3 | | Elect Thomas Buchanan | | Mgmt | | For | | For | | For |
1.4 | | Elect Hugh Fergusson | | Mgmt | | For | | For | | For |
1.5 | | Elect Randall Findlay | | Mgmt | | For | | For | | For |
1.6 | | Elect Norman Gish | | Mgmt | | For | | For | | For |
1.7 | | Elect Bruce Libin | | Mgmt | | For | | For | | For |
1.8 | | Elect Robert Mitchell | | Mgmt | | For | | For | | For |
1.9 | | Elect Mike Shaikh | | Mgmt | | For | | For | | For |
1.10 | | Elect Jeffrey Smith | | Mgmt | | For | | For | | For |
2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
3 | | Re-appointment of Trustee | | Mgmt | | For | | For | | For |
4 | | Amendment to Trust Indenture | | Mgmt | | For | | For | | For |
Provident Energy Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PVX | | CUSIP 74386K104 | | 06/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval of the Merger | | Mgmt | | For | | For | | For |
RPM International Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RPM | | CUSIP 749685103 | | 10/08/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Abizaid | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Bruce Carbonari | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect James Karman | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Donald Miller | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Jospeh Viviano | | Mgmt | | For | | Withhold | | Against |
2 | | Amendment to the 2004 Omnibus Equity and Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Safety Insurance Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SAFT | | CUSIP 78648T100 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Frederic Lindeberg | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Spectra Energy Corp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SE | | CUSIP 847560109 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect William Esrey | | Mgmt | | For | | For | | For |
1.2 | | Elect Gregory Ebel | | Mgmt | | For | | For | | For |
1.3 | | Elect Pamela Carter | | Mgmt | | For | | For | | For |
1.4 | | Elect Peter Hamilton | | Mgmt | | For | | For | | For |
1.5 | | Elect Dennis Hendrix | | Mgmt | | For | | For | | For |
1.6 | | Elect Michael Phelps | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Sysco Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SYY | | CUSIP 871829107 | | 11/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Jonathan Golden | | Mgmt | | For | | Against | | Against |
2 | | Elect Joseph Hafner, Jr. | | Mgmt | | For | | For | | For |
3 | | Elect Nancy Newcomb | | Mgmt | | For | | For | | For |
4 | | Elect Kenneth Spitler | | Mgmt | | For | | For | | For |
5 | | 2009 Non-Employee Directors Stock Plan | | Mgmt | | For | | For | | For |
6 | | Amendment to the 2007 Stock Incentive Plan | | Mgmt | | For | | For | | For |
7 | | 2009 Management Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
10 | | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | | ShrHoldr | | Against | | Against | | For |
Teppco Partners, L.P.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TPP | | CUSIP 872384102 | | 10/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval of the Merger | | Mgmt | | For | | For | | For |
The Chubb Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CB | | CUSIP 171232101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Zoe Baird | | Mgmt | | For | | For | | For |
2 | | Elect Sheila Burke | | Mgmt | | For | | For | | For |
3 | | Elect James Cash, Jr. | | Mgmt | | For | | For | | For |
4 | | Elect John Finnegan | | Mgmt | | For | | For | | For |
5 | | Elect Martin McGuinn | | Mgmt | | For | | For | | For |
6 | | Elect Lawrence Small | | Mgmt | | For | | For | | For |
7 | | Elect Jess Soderberg | | Mgmt | | For | | For | | For |
8 | | Elect Daniel Somers | | Mgmt | | For | | For | | For |
9 | | Elect Karen Williams | | Mgmt | | For | | For | | For |
10 | | Elect James Zimmerman | | Mgmt | | For | | For | | For |
11 | | Elect Alfred Zollar | | Mgmt | | For | | For | | For |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Clorox Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CLX | | CUSIP 189054109 | | 11/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Daniel Boggan, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Richard Carmona | | Mgmt | | For | | For | | For |
3 | | Elect Tully Friedman | | Mgmt | | For | | For | | For |
4 | | Elect George Harad | | Mgmt | | For | | For | | For |
5 | | Elect Donald Knauss | | Mgmt | | For | | For | | For |
6 | | Elect Robert Matschullat | | Mgmt | | For | | For | | For |
7 | | Elect Gary Michael | | Mgmt | | For | | For | | For |
8 | | Elect Edward Mueller | | Mgmt | | For | | For | | For |
9 | | Elect Jan Murley | | Mgmt | | For | | For | | For |
10 | | Elect Pamela Thomas-Graham | | Mgmt | | For | | For | | For |
11 | | Elect Carolyn Ticknor | | Mgmt | | For | | For | | For |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
13 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
The J.M. Smucker Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SJM | | CUSIP 832696405 | | 08/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Paul Dolan | | Mgmt | | For | | Against | | Against |
2 | | Elect Nancy Lopez Knight | | Mgmt | | For | | Against | | Against |
3 | | Elect Gary Oatey | | Mgmt | | For | | Against | | Against |
4 | | Elect Alex Shumate | | Mgmt | | For | | Against | | Against |
5 | | Elect Timothy Smucker | | Mgmt | | For | | Against | | Against |
6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
7 | | Elimination of Cumulative Voting | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
9 | | Amendment to Allow the Board to Amend the Regulations | | Mgmt | | For | | Against | | Against |
The Procter & Gamble Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PG | | CUSIP 742718109 | | 10/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Kenneth Chenault | | Mgmt | | For | | For | | For |
2 | | Elect Scott Cook | | Mgmt | | For | | Against | | Against |
3 | | Elect Rajat Gupta | | Mgmt | | For | | For | | For |
4 | | Elect Alan Lafley | | Mgmt | | For | | For | | For |
5 | | Elect Charles Lee | | Mgmt | | For | | For | | For |
6 | | Elect Lynn Martin | | Mgmt | | For | | For | | For |
7 | | Elect Robert McDonald | | Mgmt | | For | | For | | For |
8 | | Elect W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Johnathan Rodgers | | Mgmt | | For | | For | | For |
10 | | Elect Ralph Snyderman | | Mgmt | | For | | For | | For |
11 | | Elect Mary Agnes Wilderotter | | Mgmt | | For | | For | | For |
12 | | Elect Patricia Woertz | | Mgmt | | For | | For | | For |
13 | | Elect Ernesto Zedillo | | Mgmt | | For | | For | | For |
14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
15 | | Amendments to Code of Regulations | | Mgmt | | For | | For | | For |
16 | | 2009 Stock and Incentive Compensation Plan | | Mgmt | | For | | For | | For |
17 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | For | | Against |
18 | | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | | ShrHoldr | | Against | | For | | Against |
The Southern Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SO | | CUSIP 842587107 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Juanita Baranco | | Mgmt | | For | | For | | For |
1.2 | | Elect Jon Boscia | | Mgmt | | For | | For | | For |
1.3 | | Elect Henry Clark III | | Mgmt | | For | | For | | For |
1.4 | | Elect H. William Habermeyer, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Veronica Hagen | | Mgmt | | For | | For | | For |
1.6 | | Elect Warren Hood, Jr. | | Mgmt | | For | | For | | For |
1.7 | | Elect Donald James | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect J. Neal Purcell | | Mgmt | | For | | For | | For |
1.9 | | Elect David Ratcliffe | | Mgmt | | For | | For | | For |
1.10 | | Elect William Smith, Jr. | | Mgmt | | For | | For | | For |
1.11 | | Elect Larry Thompson | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
4 | | Elimination of Cumulative Voting | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
6 | | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | | ShrHoldr | | Against | | Against | | For |
7 | | Shareholder Proposal Regarding Report on Coal Combustion Waste | | ShrHoldr | | Against | | Against | | For |
U.S. Bancorp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
USB | | CUSIP 902973304 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Douglas Baker, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Y. Marc Belton | | Mgmt | | For | | For | | For |
3 | | Elect Victoria Buyniski Gluckman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Arthur Collins, Jr. | | Mgmt | | For | | For | | For |
5 | | Elect Richard Davis | | Mgmt | | For | | For | | For |
6 | | Elect Joel Johnson | | Mgmt | | For | | For | | For |
7 | | Elect Olivia Kirtley | | Mgmt | | For | | For | | For |
8 | | Elect Jerry Levin | | Mgmt | | For | | For | | For |
9 | | Elect David O’Maley | | Mgmt | | For | | For | | For |
10 | | Elect O’Dell Owens | | Mgmt | | For | | For | | For |
11 | | Elect Richard Reiten | | Mgmt | | For | | For | | For |
12 | | Elect Craig Schnuck | | Mgmt | | For | | For | | For |
13 | | Elect Patrick Stokes | | Mgmt | | For | | For | | For |
14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
15 | | Amendment to the 2007 Stock Incentive Plan | | Mgmt | | For | | For | | For |
16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
UniSource Energy Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UNS | | CUSIP 909205106 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Paul Bonavia | | Mgmt | | For | | For | | For |
2 | | Elect Lawrence Aldrich | | Mgmt | | For | | For | | For |
3 | | Elect Barbara Baumann | | Mgmt | | For | | For | | For |
4 | | Elect Larry Bickle | | Mgmt | | For | | Against | | Against |
5 | | Elect Harold Burlingame | | Mgmt | | For | | For | | For |
6 | | Elect Robert Elliott | | Mgmt | | For | | For | | For |
7 | | Elect Daniel Fessler | | Mgmt | | For | | For | | For |
8 | | Elect Louise Francesconi | | Mgmt | | For | | For | | For |
9 | | Elect Warren Jobe | | Mgmt | | For | | For | | For |
10 | | Elect Ramiro Peru | | Mgmt | | For | | For | | For |
11 | | Elect Gregory Pivirotto | | Mgmt | | For | | For | | For |
12 | | Elect Joaquin Ruiz | | Mgmt | | For | | For | | For |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
United Parcel Service, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UPS | | CUSIP 911312106 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect F. Duane Ackerman | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Michael Burns | | Mgmt | | For | | For | | For |
1.3 | | Elect D. Scott Davis | | Mgmt | | For | | For | | For |
1.4 | | Elect Stuart Eizenstat | | Mgmt | | For | | For | | For |
1.5 | | Elect Michael Eskew | | Mgmt | | For | | For | | For |
1.6 | | Elect William Johnson | | Mgmt | | For | | For | | For |
1.7 | | Elect Ann Livermore | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect Rudy Markham | | Mgmt | | For | | For | | For |
1.9 | | Elect John Thompson | | Mgmt | | For | | For | | For |
1.10 | | Elect Carol Tome | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
United Technologies Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UTX | | CUSIP 913017109 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Louis Chenevert | | Mgmt | | For | | For | | For |
1.2 | | Elect John Faraci | | Mgmt | | For | | For | | For |
1.3 | | Elect Jean-Pierre Garnier | | Mgmt | | For | | For | | For |
1.4 | | Elect Jamie Gorelick | | Mgmt | | For | | For | | For |
1.5 | | Elect Carlos Gutierrez | | Mgmt | | For | | For | | For |
1.6 | | Elect Edward Kangas | | Mgmt | | For | | For | | For |
1.7 | | Elect Charles Lee | | Mgmt | | For | | For | | For |
1.8 | | Elect Richard McCormick | | Mgmt | | For | | For | | For |
1.9 | | Elect Harold McGraw III | | Mgmt | | For | | For | | For |
1.10 | | Elect Richard Myers | | Mgmt | | For | | For | | For |
1.11 | | Elect H. Patrick Swygert | | Mgmt | | For | | For | | For |
1.12 | | Elect Andre Villeneuve | | Mgmt | | For | | For | | For |
1.13 | | Elect Christine Whitman | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | | ShrHoldr | | Against | | For | | Against |
Verizon Communications Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VZ | | CUSIP 92343V104 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Richard Carrion | | Mgmt | | For | | For | | For |
2 | | Elect M. Frances Keeth | | Mgmt | | For | | For | | For |
3 | | Elect Robert Lane | | Mgmt | | For | | For | | For |
4 | | Elect Sandra Moose | | Mgmt | | For | | For | | For |
5 | | Elect Joseph Neubauer | | Mgmt | | For | | Against | | Against |
6 | | Elect Donald Nicolaisen | | Mgmt | | For | | For | | For |
7 | | Elect Thomas O’Brien | | Mgmt | | For | | For | | For |
8 | | Elect Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Hugh Price | | Mgmt | | For | | For | | For |
10 | | Elect Ivan Seidenberg | | Mgmt | | For | | For | | For |
11 | | Elect Rodney Slater | | Mgmt | | For | | For | | For |
12 | | Elect John Snow | | Mgmt | | For | | For | | For |
13 | | Elect John Stafford | | Mgmt | | For | | For | | For |
14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
16 | | Shareholder Proposal Regarding Stock Option Policy | | ShrHoldr | | Against | | Against | | For |
17 | | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHoldr | | Against | | Against | | For |
| | | | | |
18 | | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHoldr | | Against | | Against | | For |
19 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| | | | | |
20 | | Shareholder Proposal Regarding CEO Succession Planning | | ShrHoldr | | Against | | Against | | For |
| | | | | |
21 | | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | | ShrHoldr | | Against | | For | | Against |
| | | | | |
22 | | Shareholder Proposal Regarding Retention of Shares after Retirement | | ShrHoldr | | Against | | Against | | For |
VF Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VFC | | CUSIP 918204108 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Richard Carucci | | Mgmt | | For | | For | | For |
1.2 | | Elect Juliana Chugg | | Mgmt | | For | | For | | For |
1.3 | | Elect George Fellows | | Mgmt | | For | | For | | For |
1.4 | | Elect Clarence Otis Jr. | | Mgmt | | For | | For | | For |
2 | | Amendment to the 1996 Stock Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Wal-Mart Stores, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WMT | | CUSIP 931142103 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Aida Alvarez | | Mgmt | | For | | For | | For |
2 | | Elect James Breyer | | Mgmt | | For | | For | | For |
3 | | Elect M. Michele Burns | | Mgmt | | For | | For | | For |
4 | | Elect James Cash, Jr. | | Mgmt | | For | | For | | For |
5 | | Elect Roger Corbett | | Mgmt | | For | | For | | For |
6 | | Elect Douglas Daft | | Mgmt | | For | | For | | For |
7 | | Elect Michael Duke | | Mgmt | | For | | For | | For |
8 | | Elect Gregory Penner | | Mgmt | | For | | For | | For |
9 | | Elect Steven Reinemund | | Mgmt | | For | | For | | For |
10 | | Elect H. Lee Scott, Jr. | | Mgmt | | For | | For | | For |
11 | | Elect Arne Sorenson | | Mgmt | | For | | For | | For |
12 | | Elect Jim Walton | | Mgmt | | For | | For | | For |
13 | | Elect S. Robson Walton | | Mgmt | | For | | For | | For |
14 | | Elect Christopher Williams | | Mgmt | | For | | For | | For |
15 | | Elect Linda Wolf | | Mgmt | | For | | For | | For |
16 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
17 | | Amendment to the 2005 Stock Incentive Plan, Renamed the 2010 Stock Incentive Plan | | Mgmt | | For | | For | | For |
18 | | ASDA Limited Sharesave Plan 2000 | | Mgmt | | For | | For | | For |
19 | | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHoldr | | Against | | Against | | For |
20 | | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | | ShrHoldr | | Against | | Against | | For |
21 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | Against | | For |
| | | | | |
22 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| | | | | |
23 | | Shareholder Proposal Regarding Controlled Atmosphere Killing | | ShrHoldr | | Against | | Against | | For |
| | | | | |
24 | | Shareholder Proposal Regarding Lobbying Priorities Report | | ShrHoldr | | Against | | Against | | For |
Waste Management, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WM | | CUSIP 94106L109 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Pastora Cafferty | | Mgmt | | For | | For | | For |
2 | | Elect Frank Clark, Jr. | | Mgmt | | For | | For | | For |
3 | | Elect Patrick Gross | | Mgmt | | For | | Against | | Against |
4 | | Elect John Pope | | Mgmt | | For | | For | | For |
5 | | Elect W. Robert Reum | | Mgmt | | For | | For | | For |
6 | | Elect Steven Rothmeier | | Mgmt | | For | | For | | For |
7 | | Elect David Steiner | | Mgmt | | For | | For | | For |
8 | | Elect Thomas Weidemeyer | | Mgmt | | For | | For | | For |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
10 | | Elimination of the Supermajority Requirement | | Mgmt | | For | | For | | For |
11 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | For | | Against |
| | | | | |
12 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
Yum! Brands, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
YUM | | CUSIP 988498101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect David Dorman | | Mgmt | | For | | For | | For |
2 | | Elect Massimo Ferragamo | | Mgmt | | For | | For | | For |
3 | | Elect J. David Grissom | | Mgmt | | For | | For | | For |
4 | | Elect Bonnie Hill | | Mgmt | | For | | For | | For |
5 | | Elect Robert Holland, Jr. | | Mgmt | | For | | For | | For |
6 | | Elect Kenneth Langone | | Mgmt | �� | For | | For | | For |
7 | | Elect Jonathan Linen | | Mgmt | | For | | For | | For |
8 | | Elect Thomas Nelson | | Mgmt | | For | | For | | For |
9 | | Elect David Novak | | Mgmt | | For | | For | | For |
10 | | Elect Thomas Ryan | | Mgmt | | For | | For | | For |
11 | | Elect Jing-Shyh Su | | Mgmt | | For | | For | | For |
12 | | Elect Robert Walter | | Mgmt | | For | | For | | For |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
14 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
Fund Name : Aston/River Road Select Value Fund
Administaff, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ASF | | CUSIP 007094105 | | 04/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Jack Fields, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Paul Lattanzio | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Rawson | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Airgas, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ARG | | CUSIP 009363102 | | 08/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect James Hovey | | Mgmt | | For | | For | | For |
1.2 | | Elect Paula Sneed | | Mgmt | | For | | For | | For |
1.3 | | Elect David Stout | | Mgmt | | For | | For | | For |
1.4 | | Elect Ellen Wolf | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2006 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Alleghany Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
Y | | CUSIP 017175100 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Karen Brenner | | Mgmt | | For | | For | | For |
2 | | Elect Thomas Johnson | | Mgmt | | For | | For | | For |
3 | | Elect Phillip Martineau | | Mgmt | | For | | For | | For |
4 | | Elect James Will | | Mgmt | | For | | For | | For |
5 | | 2010 Directors’ Stock Plan | | Mgmt | | For | | For | | For |
6 | | 2010 Management Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Amerco
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UHAL | | CUSIP 023586100 | | 08/27/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Dodds | | Mgmt | | For | | For | | For |
1.2 | | Elect James Shoen | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Ratification of Board and Management Acts | | ShrHoldr | | For | | Against | | Against |
4 | | Shareholder Proposal Regarding Annual Inclusion of Ratification of Board and Management Acts Proposal | | ShrHoldr | | For | | Against | | Against |
American Dairy, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ADY | | CUSIP 025334103 | | 07/08/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Leng You-Bin | | Mgmt | | For | | For | | For |
1.2 | | Elect Liu Sheng-Hui | | Mgmt | | For | | For | | For |
1.3 | | Elect Kirk Downing | | Mgmt | | For | | For | | For |
1.4 | | Elect Liu Hua | | Mgmt | | For | | For | | For |
1.5 | | Elect Hui-Lan Lee | | Mgmt | | For | | For | | For |
1.6 | | Elect James Lewis | | Mgmt | | For | | For | | For |
2 | | 2009 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
AptarGroup, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ATR | | CUSIP 038336103 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Alain Chevassus | | Mgmt | | For | | For | | For |
1.2 | | Elect Stephen Hagge | | Mgmt | | For | | For | | For |
1.3 | | Elect Giovanna Monnas | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Avista Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AVA | | CUSIP 05379B107 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Erik Anderson | | Mgmt | | For | | For | | For |
2 | | Elect Kristianne Blake | | Mgmt | | For | | Against | | Against |
3 | | Elect Michael Noel | | Mgmt | | For | | For | | For |
4 | | Elect Rebecca Klein | | Mgmt | | For | | For | | For |
5 | | Elect Marc Racicot | | Mgmt | | For | | For | | For |
6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
7 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
8 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Abstain | | For | | Against |
BancorpSouth, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BXS | | CUSIP 059692103 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Larry Kirk | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Guy Mitchell III | | Mgmt | | For | | For | | For |
1.3 | | Elect R. Madison Murphy | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Aubrey Patterson | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Bank of Hawaii Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BOH | | CUSIP 062540109 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect S. Haunani Apoliona | | Mgmt | | For | | For | | For |
1.2 | | Elect Mary Bitterman | | Mgmt | | For | | For | | For |
1.3 | | Elect Mark Burak | | Mgmt | | For | | For | | For |
1.4 | | Elect Michael Chun | | Mgmt | | For | | For | | For |
1.5 | | Elect Clinton Churchill | | Mgmt | | For | | For | | For |
1.6 | | Elect David Heenan | | Mgmt | | For | | For | | For |
1.7 | | Elect Peter Ho | | Mgmt | | For | | For | | For |
1.8 | | Elect Robert Huret | | Mgmt | | For | | For | | For |
1.9 | | Elect Allan Landon | | Mgmt | | For | | For | | For |
1.10 | | Elect Kent Lucien | | Mgmt | | For | | Withhold | | Against |
1.11 | | Elect Martin Stein | | Mgmt | | For | | For | | For |
1.12 | | Elect Donald Takaki | | Mgmt | | For | | For | | For |
1.13 | | Elect Barbara Tanabe | | Mgmt | | For | | For | | For |
1.14 | | Elect Robert Wo, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Big Lots, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BIG | | CUSIP 089302103 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Jeffrey Berger | | Mgmt | | For | | For | | For |
1.2 | | Elect Steven Fishman | | Mgmt | | For | | For | | For |
1.3 | | Elect Peter Hayes | | Mgmt | | For | | For | | For |
1.4 | | Elect David Kollat | | Mgmt | | For | | For | | For |
1.5 | | Elect Brenda Lauderback | | Mgmt | | For | | For | | For |
1.6 | | Elect Philip Mallott | | Mgmt | | For | | For | | For |
1.7 | | Elect Russell Solt | | Mgmt | | For | | For | | For |
1.8 | | Elect James Tener | | Mgmt | | For | | For | | For |
1.9 | | Elect Dennis Tishkoff | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2006 Bonus Plan | | Mgmt | | For | | For | | For |
4 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
5 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Bristow Group Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BRS | | CUSIP 110394103 | | 08/05/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Thomas Amonett | | Mgmt | | For | | For | | For |
1.2 | | Elect Charles Bolden, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Stephen Cannon | | Mgmt | | For | | For | | For |
1.4 | | Elect Jonathan Cartwright | | Mgmt | | For | | For | | For |
1.5 | | Elect William Chiles | | Mgmt | | For | | For | | For |
1.6 | | Elect Michael Flick | | Mgmt | | For | | For | | For |
1.7 | | Elect Thomas Knudson | | Mgmt | | For | | For | | For |
1.8 | | Elect Ken Tamblyn | | Mgmt | | For | | For | | For |
1.9 | | Elect William Wyatt | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Callaway Golf Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ELY | | CUSIP 131193104 | | 09/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issuance of Common Stock Upon Conversion of Preferred Stock | | Mgmt | | For | | For | | For |
Casey’s General Stores, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CASY | | CUSIP 147528103 | | 09/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Ronald Lamb | | Mgmt | | For | | For | | For |
1.2 | | Elect Robert Myers | | Mgmt | | For | | For | | For |
1.3 | | Elect Diane Bridgewater | | Mgmt | | For | | For | | For |
1.4 | | Elect Johnny Danos | | Mgmt | | For | | For | | For |
1.5 | | Elect H. Lynn Horak | | Mgmt | | For | | For | | For |
1.6 | | Elect Kenneth Haynie | | Mgmt | | For | | For | | For |
1.7 | | Elect William Kimball | | Mgmt | | For | | For | | For |
1.8 | | Elect Jeffrey Lamberti | | Mgmt | | For | | For | | For |
1.9 | | Elect Ricahrd Wilkey | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | 2009 Stock Incentive Plan | | Mgmt | | For | | For | | For |
Chemed Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CHE | | CUSIP 16359R103 | | 05/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Kevin McNamara | | Mgmt | | For | | For | | For |
1.2 | | Elect Joel Gemunder | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Patrick Grace | | Mgmt | | For | | For | | For |
1.4 | | Elect Thomas Hutton | | Mgmt | | For | | For | | For |
1.5 | | Elect Walter Krebs | | Mgmt | | For | | For | | For |
1.6 | | Elect Andrea Lindell | | Mgmt | | For | | For | | For |
1.7 | | Elect Thomas Rice | | Mgmt | | For | | For | | For |
1.8 | | Elect Donald Saunders | | Mgmt | | For | | For | | For |
1.9 | | Elect George Walsh III | | Mgmt | | For | | For | | For |
1.10 | | Elect Frank Wood | | Mgmt | | For | | For | | For |
2 | | 2010 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Cincinnati Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CINF | | CUSIP 172062101 | | 05/01/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Gregory Bier | | Mgmt | | For | | For | | For |
1.2 | | Elect Linda Clement-Holmes | | Mgmt | | For | | For | | For |
1.3 | | Elect Douglas Skidmore | | Mgmt | | For | | For | | For |
1.4 | | Elect Larry Webb | | Mgmt | | For | | For | | For |
2 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
3 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
CKX, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CKXE | | CUSIP 12562M106 | | 12/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Sillerman | | Mgmt | | For | | For | | For |
1.2 | | Elect Simon Fuller | | Mgmt | | For | | For | | For |
1.3 | | Elect Howard Tytel | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Edwin Banks | | Mgmt | | For | | For | | For |
1.5 | | Elect Edward Bleier | | Mgmt | | For | | For | | For |
1.6 | | Elect Bryan Bloom | | Mgmt | | For | | For | | For |
1.7 | | Elect Jerry Cohen | | Mgmt | | For | | For | | For |
1.8 | | Elect Carl Harnick | | Mgmt | | For | | For | | For |
1.9 | | Elect Jack Langer | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Coca-Cola Bottling Co. Consolidated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COKE | | CUSIP 191098102 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect J. Frank Harrison, III | | Mgmt | | For | | For | | For |
1.2 | | Elect H.W. McKay Belk | | Mgmt | | For | | For | | For |
1.3 | | Elect Alexander Cummings, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Sharon Decker | | Mgmt | | For | | For | | For |
1.5 | | Elect William Elmore | | Mgmt | | For | | For | | For |
1.6 | | Elect Deborah Everhart | | Mgmt | | For | | For | | For |
1.7 | | Elect Henry Flint | | Mgmt | | For | | For | | For |
1.8 | | Elect Ned McWherter | | Mgmt | | For | | For | | For |
1.9 | | Elect James Morgan | | Mgmt | | For | | For | | For |
1.10 | | Elect John Murrey III | | Mgmt | | For | | For | | For |
1.11 | | Elect Dennis Wicker | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Commerce Bancshares, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBSH | | CUSIP 200525103 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Earl Devanny III | | Mgmt | | For | | For | | For |
1.2 | | Elect Benjamin Rassieur III | | Mgmt | | For | | For | | For |
1.3 | | Elect Todd Schnuck | | Mgmt | | For | | For | | For |
1.4 | | Elect Andrew Taylor | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Copart, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CPRT | | CUSIP 217204106 | | 12/03/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Willis Johnson | | Mgmt | | For | | For | | For |
1.2 | | Elect A. Jayson Adair | | Mgmt | | For | | For | | For |
1.3 | | Elect James Meeks | | Mgmt | | For | | For | | For |
1.4 | | Elect Steven Cohan | | Mgmt | | For | | For | | For |
1.5 | | Elect Daniel Englander | | Mgmt | | For | | For | | For |
1.6 | | Elect Matt Blunt | | Mgmt | | For | | For | | For |
1.7 | | Elect Thomas Smith | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Cracker Barrel Old Country Store, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBRL | | CUSIP 22410J106 | | 12/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Dale | | Mgmt | | For | | For | | For |
1.2 | | Elect Richard Dobkin | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Hilton | | Mgmt | | For | | For | | For |
1.4 | | Elect Charles Jones, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect B.F. Lowery | | Mgmt | | For | | For | | For |
1.6 | | Elect Martha Mitchell | | Mgmt | | For | | For | | For |
1.7 | | Elect Andrea Weiss | | Mgmt | | For | | For | | For |
1.8 | | Elect Jimmie White | | Mgmt | | For | | For | | For |
1.9 | | Elect Michael Woodhouse | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2002 Omnibus Incentive Compensation Plan | | Mgmt | | For | | For | | For |
Dean Foods Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DF | | CUSIP 242370104 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Tom Davis | | Mgmt | | For | | For | | For |
2 | | Elect Gregg Engles | | Mgmt | | For | | For | | For |
3 | | Elect Jim Turner | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
5 | | Shareholder Proposal Regarding Restricting Tax Gross-up Payments | | ShrHoldr | | Against | | For | | Against |
Dollar Tree, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DLTR | | CUSIP 256746108 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect H. Ray Compton | | Mgmt | | For | | For | | For |
1.2 | | Elect Conrad Hall | | Mgmt | | For | | For | | For |
1.3 | | Elect Lemuel Lewis | | Mgmt | | For | | For | | For |
1.4 | | Elect Bob Sasser | | Mgmt | | For | | For | | For |
2 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
3 | | Increase of Authorized Common Stock | | Mgmt | | For | | Against | | Against |
DST Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DST | | CUSIP 233326107 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect A. Edward Allinson | | Mgmt | | For | | For | | For |
1.2 | | Elect Michael Fitt | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Jackson | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2005 Equity Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
eHealth, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EHTH | | CUSIP 28238P109 | | 06/15/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Scott Flanders | | Mgmt | | For | | For | | For |
1.2 | | Elect Michael Goldberg | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2006 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Energen Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EGN | | CUSIP 29265N108 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Stephen Ban | | Mgmt | | For | | For | | For |
1.2 | | Elect Julian Banton | | Mgmt | | For | | For | | For |
1.3 | | Elect T. Michael Goodrich | | Mgmt | | For | | For | | For |
2 | | Amendment to the 1992 Directors Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Amendment to the Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Equifax Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EFX | | CUSIP 294429105 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Robert Daleo | | Mgmt | | For | | For | | For |
2 | | Elect Walter Driver | | Mgmt | | For | | For | | For |
3 | | Elect L. Phillip Humann | | Mgmt | | For | | Against | | Against |
4 | | Elect Mark Templeton | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
FirstService Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FSV | | CUSIP 33761N109 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
2.1 | | Elect David Beatty | | Mgmt | | For | | For | | For |
2.2 | | Elect Brendan Calder | | Mgmt | | For | | For | | For |
2.3 | | Elect Peter Cohen | | Mgmt | | For | | For | | For |
2.4 | | Elect Bernard Ghert | | Mgmt | | For | | For | | For |
2.5 | | Elect Michael Harris | | Mgmt | | For | | For | | For |
2.6 | | Elect John Curtin, Jr. | | Mgmt | | For | | For | | For |
2.7 | | Elect Jay Hennick | | Mgmt | | For | | For | | For |
2.8 | | Elect Steven Rogers | | Mgmt | | For | | For | | For |
3 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
Forrester Research, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FORR | | CUSIP 346563109 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Henk Broeders | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect George Hornig | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Fred’s, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FRED | | CUSIP 356108100 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Michael Hayes | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect John Eisenman | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Roger Knox | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Thomas Tashjian | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect B. Mary McNabb | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Michael McMillan | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Bruce Efird | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Vendor Code of Conduct | | ShrHoldr | | Against | | Against | | For |
Frontier Oil Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FTO | | CUSIP 35914P105 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Douglas Bech | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Michael Jennings | | Mgmt | | For | | For | | For |
1.3 | | Elect James Lee | | Mgmt | | For | | For | | For |
1.4 | | Elect Paul Loyd, Jr. | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Franklin Myers | | Mgmt | | For | | For | | For |
1.6 | | Elect Michael Rose | | Mgmt | | For | | Withhold | | Against |
2 | | Amendment to the Omnibus Incentive Compensation Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
GEO Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GEO | | CUSIP 36159R103 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Clarence Anthony | | Mgmt | | For | | For | | For |
1.2 | | Elect Wayne Calabrese | | Mgmt | | For | | For | | For |
1.3 | | Elect Norman Carlson | | Mgmt | | For | | For | | For |
1.4 | | Elect Anne Foreman | | Mgmt | | For | | For | | For |
1.5 | | Elect Richard Glanton | | Mgmt | | For | | For | | For |
1.6 | | Elect Christopher Wheeler | | Mgmt | | For | | For | | For |
1.7 | | Elect George Zoley | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Senior Management Performance Plan | | Mgmt | | For | | For | | For |
4 | | Transaction of Other Business | | Mgmt | | For | | For | | For |
Hewitt Associates, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HEW | | CUSIP 42822Q100 | | 01/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Judson Green | | Mgmt | | For | | For | | For |
1.2 | | Elect Michael Greenlees | | Mgmt | | For | | For | | For |
1.3 | | Elect Steven Stanbrook | | Mgmt | | For | | For | | For |
1.4 | | Elect Stacey Mobley | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
HILLENBRAND, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HI | | CUSIP 431571108 | | 02/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Mark DeLuzio | | Mgmt | | For | | For | | For |
1.2 | | Elect James Henderson | | Mgmt | | For | | For | | For |
1.3 | | Elect Ray Hillenbrand | | Mgmt | | For | | For | | For |
1.4 | | Elect F. Joseph Loughrey | | Mgmt | | For | | For | | For |
2 | | Amendment to the Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Hilltop Holdings Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HTH | | CUSIP 432748101 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Rhodes Bobbitt | | Mgmt | | For | | For | | For |
1.2 | | Elect Joris Brinkerhoff | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Charles Cummings | | Mgmt | | For | | For | | For |
1.4 | | Elect Gerald Ford | | Mgmt | | For | | For | | For |
1.5 | | Elect Jeremy Ford | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect J. Markham Green | | Mgmt | | For | | For | | For |
1.7 | | Elect Jess Hay | | Mgmt | | For | | For | | For |
1.8 | | Elect William Hill, Jr. | | Mgmt | | For | | For | | For |
1.9 | | Elect W. Robert Nichols III | | Mgmt | | For | | Withhold | | Against |
1.10 | | Elect C. Clifton Robinson | | Mgmt | | For | | For | | For |
1.11 | | Elect Carl Webb | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
ICU Medical, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ICUI | | CUSIP 44930G107 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect George Lopez | | Mgmt | | For | | For | | For |
1.2 | | Elect Robert Swinney | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2003 Stock Option Plan | | Mgmt | | For | | For | | For |
Industrias Bachoco S.A.B. de C.V.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BACHCOB | | CUSIP 456463108 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
2 | | Report on Tax Compliance | | Mgmt | | For | | For | | For |
3 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
5 | | Election of Directors | | Mgmt | | For | | For | | For |
6 | | Election of Board Committee Members | | Mgmt | | For | | For | | For |
7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
8 | | Election of Meeting Delegates | | Mgmt | | For | | For | | For |
Ingram Micro Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IM | | CUSIP 457153104 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
2 | | Removal of Directors | | Mgmt | | For | | For | | For |
3.1 | | Elect Howard Atkins | | Mgmt | | For | | For | | For |
3.2 | | Elect Leslie Heisz | | Mgmt | | For | | For | | For |
3.3 | | Elect John Ingram | | Mgmt | | For | | For | | For |
3.4 | | Elect Orrin Ingram, II | | Mgmt | | For | | For | | For |
3.5 | | Elect Dale Laurance | | Mgmt | | For | | For | | For |
3.6 | | Elect Linda Levinson | | Mgmt | | For | | Withhold | | Against |
3.7 | | Elect Michael Smith | | Mgmt | | For | | For | | For |
3.8 | | Elect Gregory Spierkel | | Mgmt | | For | | For | | For |
3.9 | | Elect Joe Wyatt | | Mgmt | | For | | For | | For |
3.10 | | Elect Orrin Ingram, II | | Mgmt | | For | | For | | For |
3.11 | | Elect Michael Smith | | Mgmt | | For | | For | | For |
3.12 | | Elect Gregory Spierkel | | Mgmt | | For | | For | | For |
3.13 | | Elect Joe Wyatt | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Ituran Location And Control Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ITRN | | CUSIP M6158M104 | | 01/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Izzy Sheratzky | | Mgmt | | For | | For | | For |
1.2 | | Elect Gil Sheratzky | | Mgmt | | For | | For | | For |
1.3 | | Elect Ze’ev Koren | | Mgmt | | For | | For | | For |
2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
J&J Snack Foods Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JJSF | | CUSIP 466032109 | | 02/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Gerald Shreiber | | Mgmt | | For | | For | | For |
j2 Global Communications, Inc.
| | | | | | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JCOM | | CUSIP 46626E205 | | 05/06/2010 | | Voted |
| | | | | |
Meeting Type | | Country of Trade | | | | | | | | |
Annual | | United States | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Douglas Bech | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Robert Cresci | | Mgmt | | For | | For | | For |
1.3 | | Elect W. Brian Kretzmer | | Mgmt | | For | | For | | For |
1.4 | | Elect Richard Ressler | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect John Rieley | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Stephen Ross | | Mgmt | | For | | For | | For |
1.7 | | Elect Michael Schulhof | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
JAKKS Pacific, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JAKK | | CUSIP 47012E106 | | 09/25/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Jack Friedman | | Mgmt | | For | | For | | For |
1.2 | | Elect Stephen Berman | | Mgmt | | For | | For | | For |
1.3 | | Elect Dan Almagor | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect David Blatte | | Mgmt | | For | | For | | For |
1.5 | | Elect Robert Glick | | Mgmt | | For | | For | | For |
1.6 | | Elect Michael Miller | | Mgmt | | For | | For | | For |
1.7 | | Elect Murray Skala | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Kindred Healthcare, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KND | | CUSIP 494580103 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Edward Kuntz | | Mgmt | | For | | For | | For |
2 | | Elect Joel Ackerman | | Mgmt | | For | | For | | For |
3 | | Elect Ann Berzin | | Mgmt | | For | | For | | For |
4 | | Elect Jonathan Blum | | Mgmt | | For | | For | | For |
5 | | Elect Thomas Cooper | | Mgmt | | For | | For | | For |
6 | | Elect Paul Diaz | | Mgmt | | For | | For | | For |
7 | | Elect Isaac Kaufman | | Mgmt | | For | | For | | For |
8 | | Elect Frederick Kleisner | | Mgmt | | For | | For | | For |
9 | | Elect Eddy Rogers, Jr. | | Mgmt | | For | | For | | For |
10 | | Elect Phyllis Yale | | Mgmt | | For | | For | | For |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHoldr | | Against | | Against | | For |
Korn/Ferry International
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KFY | | CUSIP 500643200 | | 09/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Kenneth Whipple | | Mgmt | | For | | For | | For |
1.2 | | Elect Denise Kingsmill | | Mgmt | | For | | For | | For |
1.3 | | Elect George Shaheen | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2008 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Lincoln Educational Services Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LINC | | CUSIP 533535100 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Alvin Austin | | Mgmt | | For | | For | | For |
1.2 | | Elect Peter Burgess | | Mgmt | | For | | For | | For |
1.3 | | Elect Peter Burgess | | Mgmt | | For | | For | | For |
1.4 | | Elect David Carney | | Mgmt | | For | | For | | For |
1.5 | | Elect Celia Currin | | Mgmt | | For | | For | | For |
1.6 | | Elect Paul Glaske | | Mgmt | | For | | For | | For |
1.7 | | Elect Charles Kalmbach | | Mgmt | | For | | For | | For |
1.8 | | Elect Shaun McAlmont | | Mgmt | | For | | For | | For |
1.9 | | Elect Alexis Michas | | Mgmt | | For | | For | | For |
1.10 | | Elect J. Barry Morrow | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Martek Biosciences Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MATK | | CUSIP 572901106 | | 03/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Harry D’Andrea | | Mgmt | | For | | For | | For |
2 | | Elect James Beery | | Mgmt | | For | | For | | For |
3 | | Elect Michael Devine | | Mgmt | | For | | For | | For |
4 | | Elect Steve Dubin | | Mgmt | | For | | For | | For |
5 | | Elect Robert Flanagan | | Mgmt | | For | | For | | For |
6 | | Elect Polly Kawalek | | Mgmt | | For | | For | | For |
7 | | Elect Jerome Keller | | Mgmt | | For | | For | | For |
8 | | Elect Douglas MacMaster, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Robert Mayer | | Mgmt | | For | | For | | For |
10 | | Elect David Pernock | | Mgmt | | For | | For | | For |
11 | | Elect Eugene Rotberg | | Mgmt | | For | | For | | For |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Max Capital Group Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MXGL | | CUSIP G6052F103 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issuance of Shares Pursuant to Merger/Acquisition | | Mgmt | | For | | For | | For |
2 | | Change in Company Name Pursuant to Merger | | Mgmt | | For | | For | | For |
3 | | Change in Name of a Subsidiary Pursuant to Merger | | Mgmt | | For | | For | | For |
4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Max Capital Group Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MXGL | | CUSIP G6052F103 | | 11/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect William Kronenberg III | | Mgmt | | For | | For | | For |
2 | | Elect James Zech | | Mgmt | | For | | Against | | Against |
3 | | Elect Angelo Guagliano | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor for Subsidiary | | Mgmt | | For | | For | | For |
National Beverage Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FIZZ | | CUSIP 635017106 | | 10/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Joseph Caporella | | Mgmt | | For | | For | | For |
1.2 | | Elect Samuel Hathorn, Jr. | | Mgmt | | For | | For | | For |
National Fuel Gas Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NFG | | CUSIP 636180101 | | 03/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Philip Ackerman | | Mgmt | | For | | For | | For |
1.2 | | Elect Craig Matthews | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Reiten | | Mgmt | | For | | For | | For |
1.4 | | Elect David Smith | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | 2010 Equity Compensation Plan | | Mgmt | | For | | For | | For |
National HealthCare Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NHC | | CUSIP 635906100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Richard LaRoche Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Lawrence Tucker | | Mgmt | | For | | For | | For |
2 | | 2010 Omnibus Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
3 | | Amendment to the Executive Officer Performance Based Compensation Plan | | Mgmt | | For | | For | | For |
Officemax Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OMX | | CUSIP 67622P101 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Dorrit Bern | | Mgmt | | For | | For | | For |
2 | | Elect Warren Bryant | | Mgmt | | For | | For | | For |
3 | | Elect Joseph DePinto | | Mgmt | | For | | For | | For |
4 | | Elect Sam Duncan | | Mgmt | | For | | For | | For |
5 | | Elect Rakesh Gangwal | | Mgmt | | For | | For | | For |
6 | | Elect Francesca Ruiz de Luzuriaga | | Mgmt | | For | | For | | For |
7 | | Elect William Montgoris | | Mgmt | | For | | For | | For |
8 | | Elect David Szymanski | | Mgmt | | For | | For | | For |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
10 | | Amendment to the 2003 Incentive and Performance Plan | | Mgmt | | For | | For | | For |
OneBeacon Insurance Group, Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OB | | CUSIP G67742109 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Lois Grady | | Mgmt | | For | | For | | For |
1.2 | | Elect T. Michael Miller | | Mgmt | | For | | For | | For |
1.3 | | Elect Lowndes Smith | | Mgmt | | For | | For | | For |
1.4 | | Elect Kent Urness | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
P. H. Glatfelter Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GLT | | CUSIP 377316104 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Kathleen Dahlberg | | Mgmt | | For | | For | | For |
1.2 | | Elect George Glatfelter, II | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Ill | | Mgmt | | For | | For | | For |
1.4 | | Elect Ronald Naples | | Mgmt | | For | | For | | For |
1.5 | | Elect Richard Smoot | | Mgmt | | For | | For | | For |
1.6 | | Elect Lee Stewart | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2005 Management Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Papa John’s International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PZZA | | CUSIP 698813102 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Norborne Cole, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect William Street | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PartnerRe Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRE | | CUSIP G6852T105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Rollwagen | | Mgmt | | For | | For | | For |
1.2 | | Elect Vito Baumgartner | | Mgmt | | For | | For | | For |
1.3 | | Elect Jean-Paul Montupet | | Mgmt | | For | | For | | For |
1.4 | | Elect Lucio Stanca | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PartnerRe Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRE | | CUSIP G6852T105 | | 09/24/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval of the Acquisition | | Mgmt | | For | | For | | For |
2 | | Change in Board Size | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2005 Employee Equity Plan | | Mgmt | | For | | For | | For |
People’s United Financial, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PBCT | | CUSIP 712704105 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Dwight | | Mgmt | | For | | For | | For |
1.2 | | Elect Janet Hansen | | Mgmt | | For | | For | | For |
1.3 | | Elect Mark Richards | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | N/A | | For | | N/A |
PetSmart, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PETM | | CUSIP 716768106 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Rakesh Gangwal | | Mgmt | | For | | For | | For |
2 | | Elect Robert Moran | | Mgmt | | For | | For | | For |
3 | | Elect Barbara Munder | | Mgmt | | For | | For | | For |
4 | | Elect Thomas Stemberg | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
6 | | Amendment to the Executive Short-Term Incentive Plan | | Mgmt | | For | | For | | For |
Pharmaceutical Product Development, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PPDI | | CUSIP 717124101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Stuart Bondurant | | Mgmt | | For | | For | | For |
1.2 | | Elect Fredric Eshelman | | Mgmt | | For | | For | | For |
1.3 | | Elect Frederick Frank | | Mgmt | | For | | For | | For |
1.4 | | Elect David Grange | | Mgmt | | For | | For | | For |
1.5 | | Elect Catherine Klema | | Mgmt | | For | | For | | For |
1.6 | | Elect Terry Magnuson | | Mgmt | | For | | For | | For |
1.7 | | Elect Ernest Mario | | Mgmt | | For | | For | | For |
1.8 | | Elect John McNeill, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pike Electric Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PIKE | | CUSIP 721283109 | | 12/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect J. Eric Pike | | Mgmt | | For | | For | | For |
1.2 | | Elect Charles Bayless | | Mgmt | | For | | For | | For |
1.3 | | Elect Adam Godfrey | | Mgmt | | For | | For | | For |
1.4 | | Elect James Helvey III | | Mgmt | | For | | For | | For |
1.5 | | Elect Robert Lindsay | | Mgmt | | For | | For | | For |
1.6 | | Elect Daniel Sullivan | | Mgmt | | For | | For | | For |
1.7 | | Elect Louis Terhar | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Polo Ralph Lauren Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RL | | CUSIP 731572103 | | 08/06/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Frank Bennack, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Joel Fleishman | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Steven Murphy | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Portland General Electric Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
POR | | CUSIP 736508847 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Ballantine | | Mgmt | | For | | For | | For |
1.2 | | Elect Rodney Brown, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect David Dietzler | | Mgmt | | For | | For | | For |
1.4 | | Elect Kirby Dyess | | Mgmt | | For | | For | | For |
1.5 | | Elect Peggy Fowler | | Mgmt | | For | | For | | For |
1.6 | | Elect Mark Ganz | | Mgmt | | For | | For | | For |
1.7 | | Elect Corbin McNeill, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Neil Nelson | | Mgmt | | For | | For | | For |
1.9 | | Elect M. Lee Pelton | | Mgmt | | For | | For | | For |
1.10 | | Elect James Piro | | Mgmt | | For | | For | | For |
1.11 | | Elect Robert Reid | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Provident Energy Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PVE | | CUSIP 74386K104 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Zaozirny | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Grant Billing | | Mgmt | | For | | For | | For |
1.3 | | Elect Thomas Buchanan | | Mgmt | | For | | For | | For |
1.4 | | Elect Hugh Fergusson | | Mgmt | | For | | For | | For |
1.5 | | Elect Randall Findlay | | Mgmt | | For | | For | | For |
1.6 | | Elect Norman Gish | | Mgmt | | For | | For | | For |
1.7 | | Elect Bruce Libin | | Mgmt | | For | | For | | For |
1.8 | | Elect Robert Mitchell | | Mgmt | | For | | For | | For |
1.9 | | Elect Mike Shaikh | | Mgmt | | For | | For | | For |
1.10 | | Elect Jeffrey Smith | | Mgmt | | For | | For | | For |
2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
3 | | Re-appointment of Trustee | | Mgmt | | For | | For | | For |
4 | | Amendment to Trust Indenture | | Mgmt | | For | | For | | For |
Rent-A-Center, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RCII | | CUSIP 76009N100 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Mitchell Fadel | | Mgmt | | For | | For | | For |
2 | | Elect Kerney Laday | | Mgmt | | For | | For | | For |
3 | | Elect Paula Stern | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Ruddick Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RDK | | CUSIP 781258108 | | 02/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Belk | | Mgmt | | For | | For | | For |
1.2 | | Elect John Derham Cato | | Mgmt | | For | | For | | For |
1.3 | | Elect Thomas Dickson | | Mgmt | | For | | For | | For |
1.4 | | Elect James Hynes | | Mgmt | | For | | For | | For |
1.5 | | Elect Anna Nelson | | Mgmt | | For | | For | | For |
1.6 | | Elect Bailey Patrick | | Mgmt | | For | | For | | For |
1.7 | | Elect Robert Spilman, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Harold Stowe | | Mgmt | | For | | For | | For |
1.9 | | Elect Isaiah Tidwell | | Mgmt | | For | | For | | For |
1.10 | | Elect William Warden, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Signet Jewelers Limited
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SIG | | CUSIP G81276100 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Robert Blanchard | | Mgmt | | For | | For | | For |
2 | | Elect Terry Burman | | Mgmt | | For | | For | | For |
3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
SJW Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SJW | | CUSIP 784305104 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Katharine Armstrong | | Mgmt | | For | | For | | For |
1.2 | | Elect Mark Cali | | Mgmt | | For | | For | | For |
1.3 | | Elect J. Philip DiNapoli | | Mgmt | | For | | For | | For |
1.4 | | Elect Douglas King | | Mgmt | | For | | For | | For |
1.5 | | Elect Norman Mineta | | Mgmt | | For | | For | | For |
1.6 | | Elect George Moss | | Mgmt | | For | | For | | For |
1.7 | | Elect W. Richard Roth | | Mgmt | | For | | For | | For |
1.8 | | Elect Charles Toeniskoetter | | Mgmt | | For | | For | | For |
1.9 | | Elect Robert Van Valer | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
STERIS Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STE | | CUSIP 859152100 | | 07/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Richard Breeden | | Mgmt | | For | | For | | For |
1.2 | | Elect Cynthia Feldmann | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Fields | | Mgmt | | For | | For | | For |
1.4 | | Elect Jacqueline Kosecoff | | Mgmt | | For | | For | | For |
1.5 | | Elect Kevin McMullen | | Mgmt | | For | | For | | For |
1.6 | | Elect Walter Rosebrough, Jr. | | Mgmt | | For | | For | | For |
1.7 | | Elect Mohsen Sohi | | Mgmt | | For | | For | | For |
1.8 | | Elect John Wareham | | Mgmt | | For | | For | | For |
1.9 | | Elect Loyal Wilson | | Mgmt | | For | | For | | For |
1.10 | | Elect Michael Wood | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
TeleCommunication Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TSYS | | CUSIP 87929J103 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Maurice Tose | | Mgmt | | For | | For | | For |
1.2 | | Elect James Bethmann | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Young | | Mgmt | | For | | For | | For |
2 | | Amendment to the 1997 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
The Brink’s Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BCO | | CUSIP 109696104 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Paul Boynton | | Mgmt | | For | | For | | For |
1.2 | | Elect Murray Martin | | Mgmt | | For | | For | | For |
1.3 | | Elect Ronald Turner | | Mgmt | | For | | For | | For |
2 | | Amendment to the Key Employees’ Deferred Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Approval of the Material Terms of the Performance Goals under the Management Performance Improvement Plan | | Mgmt | | For | | For | | For |
4 | | Approval of the Material Terms of the Performance Goals under the 2005 Equity Incentive Plan | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Corporate Executive Board Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EXBD | | CUSIP 21988R102 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Thomas Monahan III | | Mgmt | | For | | For | | For |
1.2 | | Elect Gregor Bailar | | Mgmt | | For | | For | | For |
1.3 | | Elect Stephen Carter | | Mgmt | | For | | For | | For |
1.4 | | Elect Gordan Coburn | | Mgmt | | For | | For | | For |
1.5 | | Elect Nancy Karch | | Mgmt | | For | | For | | For |
1.6 | | Elect David Kenny | | Mgmt | | For | | For | | For |
1.7 | | Elect Daniel Leemon | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Dress Barn, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DBRN | | CUSIP 261570105 | | 12/09/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Usdan | | Mgmt | | For | | For | | For |
1.2 | | Elect Randy Pearce | | Mgmt | | For | | For | | For |
2 | | Amendment to the Executive 162(m) Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Navigators Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NAVG | | CUSIP 638904102 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect H.J. Mervyn Blakeney | | Mgmt | | For | | For | | For |
1.2 | | Elect Peter Cheney | | Mgmt | | For | | For | | For |
1.3 | | Elect Terence Deeks | | Mgmt | | For | | For | | For |
1.4 | | Elect W. Thomas Forrester | | Mgmt | | For | | For | | For |
1.5 | | Elect Stanley Galanski | | Mgmt | | For | | For | | For |
1.6 | | Elect John Kirby | | Mgmt | | For | | For | | For |
1.7 | | Elect Marjorie Raines | | Mgmt | | For | | For | | For |
1.8 | | Elect Marc Tract | | Mgmt | | For | | Withhold | | Against |
2 | | Amendment to the 2005 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Tutor Perini Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TPC | | CUSIP 901109108 | | 06/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Ronald Tutor | | Mgmt | | For | | For | | For |
1.2 | | Elect Willard Brittain, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
UMB Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UMBF | | CUSIP 902788108 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect David Bradley, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Peter J. deSilva | | Mgmt | | For | | For | | For |
1.3 | | Elect Terrence P. Dunn | | Mgmt | | For | | For | | For |
1.4 | | Elect Alexander C. Kemper | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Kris A. Robbins | | Mgmt | | For | | For | | For |
1.6 | | Elect Nancy K. Buese | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
UniFirst Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UNF | | CUSIP 904708104 | | 01/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Cynthia Croatti | | Mgmt | | For | | For | | For |
1.2 | | Elect Phillip Cohen | | Mgmt | | For | | For | | For |
1.3 | | Elect Michael Iandoli | | Mgmt | | For | | For | | For |
2 | | Amendment to the 1996 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
UniSource Energy Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UNS | | CUSIP 909205106 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Paul Bonavia | | Mgmt | | For | | For | | For |
2 | | Elect Lawrence Aldrich | | Mgmt | | For | | For | | For |
3 | | Elect Barbara Baumann | | Mgmt | | For | | For | | For |
4 | | Elect Larry Bickle | | Mgmt | | For | | Against | | Against |
5 | | Elect Harold Burlingame | | Mgmt | | For | | For | | For |
6 | | Elect Robert Elliott | | Mgmt | | For | | For | | For |
7 | | Elect Daniel Fessler | | Mgmt | | For | | For | | For |
8 | | Elect Louise Francesconi | | Mgmt | | For | | For | | For |
9 | | Elect Warren Jobe | | Mgmt | | For | | For | | For |
10 | | Elect Ramiro Peru | | Mgmt | | For | | For | | For |
11 | | Elect Gregory Pivirotto | | Mgmt | | For | | For | | For |
12 | | Elect Joaquin Ruiz | | Mgmt | | For | | For | | For |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
United States Cellular Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
USM | | CUSIP 911684108 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Paul-Henri Denuit | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Viad Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VVI | | CUSIP 92552R406 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Isabella Cunningham | | Mgmt | | For | | For | | For |
2 | | Elect Jess Hay | | Mgmt | | For | | Against | | Against |
3 | | Elect Albert Teplin | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Village Super Market, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VLGEA | | CUSIP 927107409 | | 12/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect James Sumas | | Mgmt | | For | | For | | For |
1.2 | | Elect Robert Sumas | | Mgmt | | For | | For | | For |
1.3 | | Elect William Sumas | | Mgmt | | For | | For | | For |
1.4 | | Elect John P. Sumas | | Mgmt | | For | | For | | For |
1.5 | | Elect Kevin Begley | | Mgmt | | For | | For | | For |
1.6 | | Elect Nicholas Sumas | | Mgmt | | For | | For | | For |
1.7 | | Elect John J. Sumas | | Mgmt | | For | | For | | For |
1.8 | | Elect Steven Crystal | | Mgmt | | For | | For | | For |
1.9 | | Elect David Judge | | Mgmt | | For | | For | | For |
1.10 | | Elect Peter Lavoy | | Mgmt | | For | | For | | For |
1.11 | | Elect Stephen Rooney | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
W. R. Berkley Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WRB | | CUSIP 084423102 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect W. Robert Berkley, Jr | | Mgmt | | For | | For | | For |
1.2 | | Elect Ronald Blaylock | | Mgmt | | For | | For | | For |
1.3 | | Elect Mark Brockbank | | Mgmt | | For | | For | | For |
1.4 | | Elect Mary Farrell | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
West Pharmaceutical Services, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WST | | CUSIP 955306105 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Thomas W. Hofmann | | Mgmt | | For | | For | | For |
1.2 | | Elect L. Robert Johnson | | Mgmt | | For | | For | | For |
1.3 | | Elect John P. Neafsey | | Mgmt | | For | | For | | For |
1.4 | | Elect Geoffrey F. Worden | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
White Mountains Insurance Group, Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WTM | | CUSIP G9618E107 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Bruce Berkowitz | | Mgmt | | For | | For | | For |
1.2 | | Elect Morgan Davis | | Mgmt | | For | | For | | For |
1.3 | | Elect Edith Holiday | | Mgmt | | For | | For | | For |
1.4 | | Elect Lowndes Smith | | Mgmt | | For | | For | | For |
1.5 | | Elect Brian E. Kensil | | Mgmt | | For | | For | | For |
1.6 | | Elect Eivor A, Pettersson | | Mgmt | | For | | For | | For |
1.7 | | Elect Goran A. Thorstensson | | Mgmt | | For | | For | | For |
1.8 | | Elect Allan Waters | | Mgmt | | For | | For | | For |
1.9 | | Elect Christine H. Repasy | | Mgmt | | For | | For | | For |
1.10 | | Elect Warren J. Trace | | Mgmt | | For | | For | | For |
1.11 | | Elect Allan Waters | | Mgmt | | For | | For | | For |
1.12 | | Elect Morgan Davis | | Mgmt | | For | | For | | For |
1.13 | | Elect Brian E. Kensil | | Mgmt | �� | For | | For | | For |
1.14 | | Elect Christine H. Repasy | | Mgmt | | For | | For | | For |
1.15 | | Elect Warren J. Trace | | Mgmt | | For | | For | | For |
1.16 | | Elect Allan Waters | | Mgmt | | For | | For | | For |
1.17 | | Elect Raymond Barrette | | Mgmt | | For | | For | | For |
1.18 | | Elect Henry K. Cheng | | Mgmt | | For | | For | | For |
1.19 | | Elect David T. Foy | | Mgmt | | For | | For | | For |
1.20 | | Elect Jennifer L. Pitts | | Mgmt | | For | | For | | For |
1.21 | | Elect Raymond Barrette | | Mgmt | | For | | For | | For |
1.22 | | Elect David T. Foy | | Mgmt | | For | | For | | For |
1.23 | | Elect Jennifer L. Pitts | | Mgmt | | For | | For | | For |
1.24 | | Elect Warren J. Trace | | Mgmt | | For | | For | | For |
2 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Approval of the Amendments to the Terms of Options Granted to the Chairman and CEO | | Mgmt | | For | | Against | | Against |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Fund Name : Aston/River Road Small Cap Value Fund
Administaff, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ASF | | CUSIP 007094105 | | 04/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Jack Fields, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Paul Lattanzio | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Rawson | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Air Methods Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AIRM | | CUSIP 009128307 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect George Belsey | | Mgmt | | For | | For | | For |
1.2 | | Elect C. David Kikumoto | | Mgmt | | For | | For | | For |
1.3 | | Elect Carl McNair, Jr. | | Mgmt | | For | | For | | For |
2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2006 Equity Compensation Plan | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Amerco
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UHAL | | CUSIP 023586100 | | 08/27/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Dodds | | Mgmt | | For | | For | | For |
1.2 | | Elect James Shoen | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Ratification of Board and Management Acts | | ShrHoldr | | For | | Against | | Against |
4 | | Shareholder Proposal Regarding Annual Inclusion of Ratification of Board and Management Acts Proposal | | ShrHoldr | | For | | Against | | Against |
American Dairy, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ADY | | CUSIP 025334103 | | 07/08/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Leng You-Bin | | Mgmt | | For | | For | | For |
1.2 | | Elect Liu Sheng-Hui | | Mgmt | | For | | For | | For |
1.3 | | Elect Kirk Downing | | Mgmt | | For | | For | | For |
1.4 | | Elect Liu Hua | | Mgmt | | For | | For | | For |
1.5 | | Elect Hui-Lan Lee | | Mgmt | | For | | For | | For |
1.6 | | Elect James Lewis | | Mgmt | | For | | For | | For |
2 | | 2009 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
AptarGroup, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ATR | | CUSIP 038336103 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Alain Chevassus | | Mgmt | | For | | For | | For |
1.2 | | Elect Stephen Hagge | | Mgmt | | For | | For | | For |
1.3 | | Elect Giovanna Monnas | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Avatar Holdings Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AVTR | | CUSIP 053494100 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Paul Barnett | | Mgmt | | For | | For | | For |
1.2 | | Elect Milton Dresner | | Mgmt | | For | | For | | For |
1.3 | | Elect Roger Einiger | | Mgmt | | For | | For | | For |
1.4 | | Elect Gerald D. Kelfer | | Mgmt | | For | | For | | For |
1.5 | | Elect Joshua Nash | | Mgmt | | For | | For | | For |
1.6 | | Elect Kenneth Rosen | | Mgmt | | For | | For | | For |
1.7 | | Elect Joel Simon | | Mgmt | | For | | For | | For |
1.8 | | Elect Beth A. Stewart | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Avista Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AVA | | CUSIP 05379B107 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Erik Anderson | | Mgmt | | For | | For | | For |
2 | | Elect Kristianne Blake | | Mgmt | | For | | Against | | Against |
3 | | Elect Michael Noel | | Mgmt | | For | | For | | For |
4 | | Elect Rebecca Klein | | Mgmt | | For | | For | | For |
5 | | Elect Marc Racicot | | Mgmt | | For | | For | | For |
6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
7 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
8 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Abstain | | For | | Against |
BancorpSouth, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BXS | | CUSIP 059692103 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Larry Kirk | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Guy Mitchell III | | Mgmt | | For | | For | | For |
1.3 | | Elect R. Madison Murphy | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Aubrey Patterson | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Bank of Hawaii Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BOH | | CUSIP 062540109 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect S. Haunani Apoliona | | Mgmt | | For | | For | | For |
1.2 | | Elect Mary Bitterman | | Mgmt | | For | | For | | For |
1.3 | | Elect Mark Burak | | Mgmt | | For | | For | | For |
1.4 | | Elect Michael Chun | | Mgmt | | For | | For | | For |
1.5 | | Elect Clinton Churchill | | Mgmt | | For | | For | | For |
1.6 | | Elect David Heenan | | Mgmt | | For | | For | | For |
1.7 | | Elect Peter Ho | | Mgmt | | For | | For | | For |
1.8 | | Elect Robert Huret | | Mgmt | | For | | For | | For |
1.9 | | Elect Allan Landon | | Mgmt | | For | | For | | For |
1.10 | | Elect Kent Lucien | | Mgmt | | For | | Withhold | | Against |
1.11 | | Elect Martin Stein | | Mgmt | | For | | For | | For |
1.12 | | Elect Donald Takaki | | Mgmt | | For | | For | | For |
1.13 | | Elect Barbara Tanabe | | Mgmt | | For | | For | | For |
1.14 | | Elect Robert Wo, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Big Lots, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BIG | | CUSIP 089302103 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Jeffrey Berger | | Mgmt | | For | | For | | For |
1.2 | | Elect Steven Fishman | | Mgmt | | For | | For | | For |
1.3 | | Elect Peter Hayes | | Mgmt | | For | | For | | For |
1.4 | | Elect David Kollat | | Mgmt | | For | | For | | For |
1.5 | | Elect Brenda Lauderback | | Mgmt | | For | | For | | For |
1.6 | | Elect Philip Mallott | | Mgmt | | For | | For | | For |
1.7 | | Elect Russell Solt | | Mgmt | | For | | For | | For |
1.8 | | Elect James Tener | | Mgmt | | For | | For | | For |
1.9 | | Elect Dennis Tishkoff | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2006 Bonus Plan | | Mgmt | | For | | For | | For |
4 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
5 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Bigband Networks, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BBND | | CUSIP 089750509 | | 05/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Amir Bassan-Eskenazi | | Mgmt | | For | | For | | For |
1.2 | | Elect Kenneth Goldman | | Mgmt | | For | | For | | For |
1.3 | | Elect Ran Oz | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Bristow Group Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BRS | | CUSIP 110394103 | | 08/05/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Thomas Amonett | | Mgmt | | For | | For | | For |
1.2 | | Elect Charles Bolden, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Stephen Cannon | | Mgmt | | For | | For | | For |
1.4 | | Elect Jonathan Cartwright | | Mgmt | | For | | For | | For |
1.5 | | Elect William Chiles | | Mgmt | | For | | For | | For |
1.6 | | Elect Michael Flick | | Mgmt | | For | | For | | For |
1.7 | | Elect Thomas Knudson | | Mgmt | | For | | For | | For |
1.8 | | Elect Ken Tamblyn | | Mgmt | | For | | For | | For |
1.9 | | Elect William Wyatt | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Callaway Golf Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ELY | | CUSIP 131193104 | | 09/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issuance of Common Stock Upon Conversion of Preferred Stock | | Mgmt | | For | | For | | For |
Casey’s General Stores, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CASY | | CUSIP 147528103 | | 09/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Ronald Lamb | | Mgmt | | For | | For | | For |
1.2 | | Elect Robert Myers | | Mgmt | | For | | For | | For |
1.3 | | Elect Diane Bridgewater | | Mgmt | | For | | For | | For |
1.4 | | Elect Johnny Danos | | Mgmt | | For | | For | | For |
1.5 | | Elect H. Lynn Horak | | Mgmt | | For | | For | | For |
1.6 | | Elect Kenneth Haynie | | Mgmt | | For | | For | | For |
1.7 | | Elect William Kimball | | Mgmt | | For | | For | | For |
1.8 | | Elect Jeffrey Lamberti | | Mgmt | | For | | For | | For |
1.9 | | Elect Ricahrd Wilkey | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | 2009 Stock Incentive Plan | | Mgmt | | For | | For | | For |
Cass Information Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CASS | | CUSIP 14808P109 | | 04/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Lawrence Collett | | Mgmt | | For | | For | | For |
1.2 | | Elect Wayne Grace | | Mgmt | | For | | For | | For |
1.3 | | Elect James Lindemann | | Mgmt | | For | | For | | For |
1.4 | | Elect Andrew Signorelli | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Chemed Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CHE | | CUSIP 16359R103 | | 05/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Kevin McNamara | | Mgmt | | For | | For | | For |
1.2 | | Elect Joel Gemunder | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Patrick Grace | | Mgmt | | For | | For | | For |
1.4 | | Elect Thomas Hutton | | Mgmt | | For | | For | | For |
1.5 | | Elect Walter Krebs | | Mgmt | | For | | For | | For |
1.6 | | Elect Andrea Lindell | | Mgmt | | For | | For | | For |
1.7 | | Elect Thomas Rice | | Mgmt | | For | | For | | For |
1.8 | | Elect Donald Saunders | | Mgmt | | For | | For | | For |
1.9 | | Elect George Walsh III | | Mgmt | | For | | For | | For |
1.10 | | Elect Frank Wood | | Mgmt | | For | | For | | For |
2 | | 2010 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Chindex International, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CHDX | | CUSIP 169467107 | | 09/15/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Holli Harris | | Mgmt | | For | | For | | For |
1.2 | | Elect Carol Kaufman | | Mgmt | | For | | For | | For |
1.3 | | Elect Roberta Lipson | | Mgmt | | For | | For | | For |
1.4 | | Elect A. Kenneth Nilsson | | Mgmt | | For | | For | | For |
1.5 | | Elect Julius Oestreicher | | Mgmt | | For | | For | | For |
1.6 | | Elect Lawrence Pemble | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Elyse Silverberg | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Churchill Downs Incorporated
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CHDN | | CUSIP 171484108 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Richard Duchossois | | Mgmt | | For | | For | | For |
1.2 | | Elect James McDonald | | Mgmt | | For | | For | | For |
1.3 | | Elect Susan Packard | | Mgmt | | For | | For | | For |
1.4 | | Elect R. Alex Rankin | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the Incentive Compensation Plan | | Mgmt | | For | | For | | For |
CKX, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CKXE | | CUSIP 12562M106 | | 12/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Sillerman | | Mgmt | | For | | For | | For |
1.2 | | Elect Simon Fuller | | Mgmt | | For | | For | | For |
1.3 | | Elect Howard Tytel | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Edwin Banks | | Mgmt | | For | | For | | For |
1.5 | | Elect Edward Bleier | | Mgmt | | For | | For | | For |
1.6 | | Elect Bryan Bloom | | Mgmt | | For | | For | | For |
1.7 | | Elect Jerry Cohen | | Mgmt | �� | For | | For | | For |
1.8 | | Elect Carl Harnick | | Mgmt | | For | | For | | For |
1.9 | | Elect Jack Langer | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Coca-Cola Bottling Co. Consolidated
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COKE | | CUSIP 191098102 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect J. Frank Harrison, III | | Mgmt | | For | | For | | For |
1.2 | | Elect H.W. McKay Belk | | Mgmt | | For | | For | | For |
1.3 | | Elect Alexander Cummings, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Sharon Decker | | Mgmt | | For | | For | | For |
1.5 | | Elect William Elmore | | Mgmt | | For | | For | | For |
1.6 | | Elect Deborah Everhart | | Mgmt | | For | | For | | For |
1.7 | | Elect Henry Flint | | Mgmt | | For | | For | | For |
1.8 | | Elect Ned McWherter | | Mgmt | | For | | For | | For |
1.9 | | Elect James Morgan | | Mgmt | | For | | For | | For |
1.10 | | Elect John Murrey III | | Mgmt | | For | | For | | For |
1.11 | | Elect Dennis Wicker | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Computer Services, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CSVI | | CUSIP 20539A105 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Steven Powless | | Mgmt | | For | | For | | For |
1.2 | | Elect Linda Vitale | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Walker | | Mgmt | | For | | For | | For |
Copart, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CPRT | | CUSIP 217204106 | | 12/03/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Willis Johnson | | Mgmt | | For | | For | | For |
1.2 | | Elect A. Jayson Adair | | Mgmt | | For | | For | | For |
1.3 | | Elect James Meeks | | Mgmt | | For | | For | | For |
1.4 | | Elect Steven Cohan | | Mgmt | | For | | For | | For |
1.5 | | Elect Daniel Englander | | Mgmt | | For | | For | | For |
1.6 | | Elect Matt Blunt | | Mgmt | | For | | For | | For |
1.7 | | Elect Thomas Smith | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Cracker Barrel Old Country Store, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBRL | | CUSIP 22410J106 | | 12/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Dale | | Mgmt | | For | | For | | For |
1.2 | | Elect Richard Dobkin | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Hilton | | Mgmt | | For | | For | | For |
1.4 | | Elect Charles Jones, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect B.F. Lowery | | Mgmt | | For | | For | | For |
1.6 | | Elect Martha Mitchell | | Mgmt | | For | | For | | For |
1.7 | | Elect Andrea Weiss | | Mgmt | | For | | For | | For |
1.8 | | Elect Jimmie White | | Mgmt | | For | | For | | For |
1.9 | | Elect Michael Woodhouse | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2002 Omnibus Incentive Compensation Plan | | Mgmt | | For | | For | | For |
Dime Community Bancshares, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DCOM | | CUSIP 253922108 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Vincent Palagiano | | Mgmt | | For | | For | | For |
1.2 | | Elect Patrick Curtin | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Omer Williams | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Dollar Tree, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DLTR | | CUSIP 256746108 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect H. Ray Compton | | Mgmt | | For | | For | | For |
1.2 | | Elect Conrad Hall | | Mgmt | | For | | For | | For |
1.3 | | Elect Lemuel Lewis | | Mgmt | | For | | For | | For |
1.4 | | Elect Bob Sasser | | Mgmt | | For | | For | | For |
2 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
3 | | Increase of Authorized Common Stock | | Mgmt | | For | | Against | | Against |
DST Systems, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DST | | CUSIP 233326107 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect A. Edward Allinson | | Mgmt | | For | | For | | For |
1.2 | | Elect Michael Fitt | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Jackson | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2005 Equity Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
eHealth, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EHTH | | CUSIP 28238P109 | | 06/15/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Scott Flanders | | Mgmt | | For | | For | | For |
1.2 | | Elect Michael Goldberg | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2006 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Electro Rent Corporation
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ELRC | | CUSIP 285218103 | | 10/15/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Gerald Barrone | | Mgmt | | For | | For | | For |
1.2 | | Elect Nancy Bekavac | | Mgmt | | For | | For | | For |
1.3 | | Elect Karen Curtin | | Mgmt | | For | | For | | For |
1.4 | | Elect Suzan DelBene | | Mgmt | | For | | For | | For |
1.5 | | Elect Daniel Greenberg | | Mgmt | | For | | For | | For |
1.6 | | Elect Joseph Kearns | | Mgmt | | For | | For | | For |
1.7 | | Elect James Pignatelli | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
EVOLUTION PETROLEUM CORPORATION
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EPM | | CUSIP 30049A107 | | 12/09/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Herlin | | Mgmt | | For | | For | | For |
1.2 | | Elect Laird Cagan | | Mgmt | | For | | For | | For |
1.3 | | Elect Gene Stoever | | Mgmt | | For | | For | | For |
1.4 | | Elect Edward DiPaolo | | Mgmt | | For | | For | | For |
1.5 | | Elect William Dozier | | Mgmt | | For | | For | | For |
1.6 | | Elect Kelly Loyd | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
First Citizens BancShares, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FCNCA | | CUSIP 31946M103 | | 04/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Alexander, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Carmen Holding Ames | | Mgmt | | For | | For | | For |
1.3 | | Elect Victor Bell III | | Mgmt | | For | | For | | For |
1.4 | | Elect George Broadrick | | Mgmt | | For | | For | | For |
1.5 | | Elect Hope Connell | | Mgmt | | For | | For | | For |
1.6 | | Elect H. M. Craig III | | Mgmt | | For | | For | | For |
1.7 | | Elect H. Lee Durham, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Lewis Fetterman | | Mgmt | | For | | For | | For |
1.9 | | Elect Daniel Heavner | | Mgmt | | For | | For | | For |
1.10 | | Elect Frank Holding | | Mgmt | | For | | For | | For |
1.11 | | Elect Frank Holding, Jr. | | Mgmt | | For | | For | | For |
1.12 | | Elect Lucius Jones | | Mgmt | | For | | For | | For |
1.13 | | Elect Robert Mason, IV | | Mgmt | | For | | For | | For |
1.14 | | Elect Robert Newcomb | | Mgmt | | For | | For | | For |
1.15 | | Elect Lewis Nunnelee II | | Mgmt | | For | | For | | For |
1.16 | | Elect James Parker | | Mgmt | | For | | For | | For |
1.17 | | Elect Ralph Shelton | | Mgmt | | For | | For | | For |
1.18 | | Elect David Ward, Jr. | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
FirstService Corporation
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FSV | | CUSIP 33761N109 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
2.1 | | Elect David Beatty | | Mgmt | | For | | For | | For |
2.2 | | Elect Brendan Calder | | Mgmt | | For | | For | | For |
2.3 | | Elect Peter Cohen | | Mgmt | | For | | For | | For |
2.4 | | Elect Bernard Ghert | | Mgmt | | For | | For | | For |
2.5 | | Elect Michael Harris | | Mgmt | | For | | For | | For |
2.6 | | Elect John Curtin, Jr. | | Mgmt | | For | | For | | For |
2.7 | | Elect Jay Hennick | | Mgmt | | For | | For | | For |
2.8 | | Elect Steven Rogers | | Mgmt | | For | | For | | For |
3 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
Forrester Research, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FORR | | CUSIP 346563109 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Henk Broeders | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect George Hornig | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
FPIC Insurance Group, Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FPIC | | CUSIP 302563101 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Anderson, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect M. C. Harden, III | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect John Rich | | Mgmt | | For | | For | | For |
1.4 | | Elect Joan Ruffier | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
Fred’s, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FRED | | CUSIP 356108100 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Michael Hayes | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect John Eisenman | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Roger Knox | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Thomas Tashjian | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect B. Mary McNabb | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Michael McMillan | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Bruce Efird | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Vendor Code of Conduct | | ShrHoldr | | Against | | Against | | For |
Frisch’s Restaurants, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FRS | | CUSIP 358748101 | | 10/06/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Dale Brown | | Mgmt | | For | | For | | For |
1.2 | | Elect Daniel Geeding | | Mgmt | | For | | For | | For |
1.3 | | Elect Blanche Maier | | Mgmt | | For | | For | | For |
1.4 | | Elect Craig Maier | | Mgmt | | For | | For | | For |
1.5 | | Elect Jerome Montopoli | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Frontier Oil Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FTO | | CUSIP 35914P105 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Douglas Bech | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Michael Jennings | | Mgmt | | For | | For | | For |
1.3 | | Elect James Lee | | Mgmt | | For | | For | | For |
1.4 | | Elect Paul Loyd, Jr. | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Franklin Myers | | Mgmt | | For | | For | | For |
1.6 | | Elect Michael Rose | | Mgmt | | For | | Withhold | | Against |
2 | | Amendment to the Omnibus Incentive Compensation Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Gastar Exploration Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
YGA | | CUSIP 367299203 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Board Size | | Mgmt | | For | | For | | For |
2.1 | | Elect J. Russell Porter | | Mgmt | | For | | For | | For |
2.2 | | Elect Randolph Coley | | Mgmt | | For | | For | | For |
2.3 | | Elect Robert Penner | | Mgmt | | For | | Withhold | | Against |
2.4 | | Elect Floyd Price | | Mgmt | | For | | For | | For |
2.5 | | Elect John Rooney | | Mgmt | | For | | For | | For |
2.6 | | Elect John Selser, Sr. | | Mgmt | | For | | For | | For |
3 | | Amendment to By-laws Regarding the Separation of Chairman and CEO | | Mgmt | | For | | For | | For |
4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
GEO Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GEO | | CUSIP 36159R103 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Clarence Anthony | | Mgmt | | For | | For | | For |
1.2 | | Elect Wayne Calabrese | | Mgmt | | For | | For | | For |
1.3 | | Elect Norman Carlson | | Mgmt | | For | | For | | For |
1.4 | | Elect Anne Foreman | | Mgmt | | For | | For | | For |
1.5 | | Elect Richard Glanton | | Mgmt | | For | | For | | For |
1.6 | | Elect Christopher Wheeler | | Mgmt | | For | | For | | For |
1.7 | | Elect George Zoley | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Senior Management Performance Plan | | Mgmt | | For | | For | | For |
4 | | Transaction of Other Business | | Mgmt | | For | | For | | For |
Gyrodyne Company of America, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GYRO | | CUSIP 403820103 | | 12/11/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Paul Lamb | | Mgmt | | For | | For | | For |
1.2 | | Elect Richard Smith | | Mgmt | | For | | For | | For |
1.3 | | Elect Nader Salour | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Harbinger Group Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HRG | | CUSIP 41146A106 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Thomas Hudgins | | Mgmt | | For | | For | | For |
1.2 | | Elect Robert V. Leffler, Jr. | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
HILLENBRAND, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HI | | CUSIP 431571108 | | 02/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Mark DeLuzio | | Mgmt | | For | | For | | For |
1.2 | | Elect James Henderson | | Mgmt | | For | | For | | For |
1.3 | | Elect Ray Hillenbrand | | Mgmt | | For | | For | | For |
1.4 | | Elect F. Joseph Loughrey | | Mgmt | | For | | For | | For |
2 | | Amendment to the Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Hilltop Holdings Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HTH | | CUSIP 432748101 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Rhodes Bobbitt | | Mgmt | | For | | For | | For |
1.2 | | Elect Joris Brinkerhoff | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Charles Cummings | | Mgmt | | For | | For | | For |
1.4 | | Elect Gerald Ford | | Mgmt | | For | | For | | For |
1.5 | | Elect Jeremy Ford | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect J. Markham Green | | Mgmt | | For | | For | | For |
1.7 | | Elect Jess Hay | | Mgmt | | For | | For | | For |
1.8 | | Elect William Hill, Jr. | | Mgmt | | For | | For | | For |
1.9 | | Elect W. Robert Nichols III | | Mgmt | | For | | Withhold | | Against |
1.10 | | Elect C. Clifton Robinson | | Mgmt | | For | | For | | For |
1.11 | | Elect Carl Webb | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
HQ Sustainable Maritime Industries, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HQS | | CUSIP 40426A208 | | 12/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Norbert Sporns | | Mgmt | | For | | For | | For |
1.2 | | Elect Lillian Wang Li | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Harry Wang Hua | | Mgmt | | For | | For | | For |
1.4 | | Elect Fred Bild | | Mgmt | | For | | For | | For |
1.5 | | Elect Daniel Too | | Mgmt | | For | | For | | For |
1.6 | | Elect Joseph Emas | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Andrew Intrater | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | 2009 Stock Option Plan | | Mgmt | | For | | Against | | Against |
ICU Medical, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ICUI | | CUSIP 44930G107 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect George Lopez | | Mgmt | | For | | For | | For |
1.2 | | Elect Robert Swinney | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2003 Stock Option Plan | | Mgmt | | For | | For | | For |
Industrias Bachoco S.A.B. de C.V.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BACHCOB | | CUSIP 456463108 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
2 | | Report on Tax Compliance | | Mgmt | | For | | For | | For |
3 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
5 | | Election of Directors | | Mgmt | | For | | For | | For |
6 | | Election of Board Committee Members | | Mgmt | | For | | For | | For |
7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
8 | | Election of Meeting Delegates | | Mgmt | | For | | For | | For |
Ingram Micro Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IM | | CUSIP 457153104 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
2 | | Removal of Directors | | Mgmt | | For | | For | | For |
3.1 | | Elect Howard Atkins | | Mgmt | | For | | For | | For |
3.2 | | Elect Leslie Heisz | | Mgmt | | For | | For | | For |
3.3 | | Elect John Ingram | | Mgmt | | For | | For | | For |
3.4 | | Elect Orrin Ingram, II | | Mgmt | | For | | For | | For |
3.5 | | Elect Dale Laurance | | Mgmt | | For | | For | | For |
3.6 | | Elect Linda Levinson | | Mgmt | | For | | Withhold | | Against |
3.7 | | Elect Michael Smith | | Mgmt | | For | | For | | For |
3.8 | | Elect Gregory Spierkel | | Mgmt | | For | | For | | For |
3.9 | | Elect Joe Wyatt | | Mgmt | | For | | For | | For |
3.10 | | Elect Orrin Ingram, II | | Mgmt | | For | | For | | For |
3.11 | | Elect Michael Smith | | Mgmt | | For | | For | | For |
3.12 | | Elect Gregory Spierkel | | Mgmt | | For | | For | | For |
3.13 | | Elect Joe Wyatt | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Ituran Location And Control Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ITRN | | CUSIP M6158M104 | | 01/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Izzy Sheratzky | | Mgmt | | For | | For | | For |
1.2 | | Elect Gil Sheratzky | | Mgmt | | For | | For | | For |
1.3 | | Elect Ze’ev Koren | | Mgmt | | For | | For | | For |
2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
J&J Snack Foods Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JJSF | | CUSIP 466032109 | | 02/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Gerald Shreiber | | Mgmt | | For | | For | | For |
j2 Global Communications, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JCOM | | CUSIP 46626E205 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Douglas Bech | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Robert Cresci | | Mgmt | | For | | For | | For |
1.3 | | Elect W. Brian Kretzmer | | Mgmt | | For | | For | | For |
1.4 | | Elect Richard Ressler | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect John Rieley | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Stephen Ross | | Mgmt | | For | | For | | For |
1.7 | | Elect Michael Schulhof | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
JAKKS Pacific, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JAKK | | CUSIP 47012E106 | | 09/25/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Jack Friedman | | Mgmt | | For | | For | | For |
1.2 | | Elect Stephen Berman | | Mgmt | | For | | For | | For |
1.3 | | Elect Dan Almagor | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect David Blatte | | Mgmt | | For | | For | | For |
1.5 | | Elect Robert Glick | | Mgmt | | For | | For | | For |
1.6 | | Elect Michael Miller | | Mgmt | | For | | For | | For |
1.7 | | Elect Murray Skala | | Mgmt | | For | | Withhold | | Against |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Kindred Healthcare, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KND | | CUSIP 494580103 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Edward Kuntz | | Mgmt | | For | | For | | For |
2 | | Elect Joel Ackerman | | Mgmt | | For | | For | | For |
3 | | Elect Ann Berzin | | Mgmt | | For | | For | | For |
4 | | Elect Jonathan Blum | | Mgmt | | For | | For | | For |
5 | | Elect Thomas Cooper | | Mgmt | | For | | For | | For |
6 | | Elect Paul Diaz | | Mgmt | | For | | For | | For |
7 | | Elect Isaac Kaufman | | Mgmt | | For | | For | | For |
8 | | Elect Frederick Kleisner | | Mgmt | | For | | For | | For |
9 | | Elect Eddy Rogers, Jr. | | Mgmt | | For | | For | | For |
10 | | Elect Phyllis Yale | | Mgmt | | For | | For | | For |
11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
12 | | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHoldr | | Against | | Against | | For |
Korn/Ferry International
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KFY | | CUSIP 500643200 | | 09/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Kenneth Whipple | | Mgmt | | For | | For | | For |
1.2 | | Elect Denise Kingsmill | | Mgmt | | For | | For | | For |
1.3 | | Elect George Shaheen | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2008 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Lincoln Educational Services Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LINC | | CUSIP 533535100 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Alvin Austin | | Mgmt | | For | | For | | For |
1.2 | | Elect Peter Burgess | | Mgmt | | For | | For | | For |
1.3 | | Elect Peter Burgess | | Mgmt | | For | | For | | For |
1.4 | | Elect David Carney | | Mgmt | | For | | For | | For |
1.5 | | Elect Celia Currin | | Mgmt | | For | | For | | For |
1.6 | | Elect Paul Glaske | | Mgmt | | For | | For | | For |
1.7 | | Elect Charles Kalmbach | | Mgmt | | For | | For | | For |
1.8 | | Elect Shaun McAlmont | | Mgmt | | For | | For | | For |
1.9 | | Elect Alexis Michas | | Mgmt | | For | | For | | For |
1.10 | | Elect J. Barry Morrow | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Mac-Gray Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TUC | | CUSIP 554153106 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Edward McCauley | | Mgmt | | For | | For | | For |
1.2 | | Elect David Bryan | | Mgmt | | For | | For | | For |
1.3 | | Elect Mary Ann Tocio | | Mgmt | | For | | For | | For |
2 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
3 | | Amendment to the 2009 Stock Option and Incentive Plan | | Mgmt | | For | | For | | For |
4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
| | | | | |
5 | | Shareholder Proposal Regarding Redemption of Poison Pill | | ShrHoldr | | Against | | For | | Against |
Martek Biosciences Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MATK | | CUSIP 572901106 | | 03/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Harry D’Andrea | | Mgmt | | For | | For | | For |
2 | | Elect James Beery | | Mgmt | | For | | For | | For |
3 | | Elect Michael Devine | | Mgmt | | For | | For | | For |
4 | | Elect Steve Dubin | | Mgmt | | For | | For | | For |
5 | | Elect Robert Flanagan | | Mgmt | | For | | For | | For |
6 | | Elect Polly Kawalek | | Mgmt | | For | | For | | For |
7 | | Elect Jerome Keller | | Mgmt | | For | | For | | For |
8 | | Elect Douglas MacMaster, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Robert Mayer | | Mgmt | | For | | For | | For |
10 | | Elect David Pernock | | Mgmt | | For | | For | | For |
11 | | Elect Eugene Rotberg | | Mgmt | | For | | For | | For |
12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Max Capital Group Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MXGL | | CUSIP G6052F103 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issuance of Shares Pursuant to Merger/Acquisition | | Mgmt | | For | | For | | For |
2 | | Change in Company Name Pursuant to Merger | | Mgmt | | For | | For | | For |
3 | | Change in Name of a Subsidiary Pursuant to Merger | | Mgmt | | For | | For | | For |
4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Max Capital Group Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MXGL | | CUSIP G6052F103 | | 11/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect William Kronenberg III | | Mgmt | | For | | For | | For |
2 | | Elect James Zech | | Mgmt | | For | | Against | | Against |
3 | | Elect Angelo Guagliano | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor for Subsidiary | | Mgmt | | For | | For | | For |
Medallion Financial Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TAXI | | CUSIP 583928106 | | 06/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Mario Cuomo | | Mgmt | | For | | For | | For |
1.2 | | Elect Alvin Murstein | | Mgmt | | For | | For | | For |
1.3 | | Elect Lowell Weicker, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
4 | | 2009 Employee Restricted Stock Plan | | Mgmt | | For | | For | | For |
Monarch Casino & Resort, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MCRI | | CUSIP 609027107 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Farahi | | Mgmt | | For | | For | | For |
1.2 | | Elect Craig Sullivan | | Mgmt | | For | | For | | For |
2 | | Option Exchange | | Mgmt | | For | | For | | For |
3 | | Transaction of Other Business | | Mgmt | | For | | For | | For |
Nathan’s Famous, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NATH | | CUSIP 632347100 | | 09/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Eide | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Eric Gatoff | | Mgmt | | For | | For | | For |
1.3 | | Elect Brian Genson | | Mgmt | | For | | For | | For |
1.4 | | Elect Barry Leistner | | Mgmt | | For | | For | | For |
1.5 | | Elect Howard Lorber | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Wayne Norbitz | | Mgmt | | For | | For | | For |
1.7 | | Elect Donald Perlyn | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect A.F. Petrocelli | | Mgmt | | For | | Withhold | | Against |
1.9 | | Elect Charles Raich | | Mgmt | | For | | Withhold | | Against |
National Beverage Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FIZZ | | CUSIP 635017106 | | 10/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Joseph Caporella | | Mgmt | | For | | For | | For |
1.2 | | Elect Samuel Hathorn, Jr. | | Mgmt | | For | | For | | For |
National HealthCare Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NHC | | CUSIP 635906100 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Richard LaRoche Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Lawrence Tucker | | Mgmt | | For | | For | | For |
2 | | 2010 Omnibus Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
3 | | Amendment to the Executive Officer Performance Based Compensation Plan | | Mgmt | | For | | For | | For |
Officemax Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OMX | | CUSIP 67622P101 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Dorrit Bern | | Mgmt | | For | | For | | For |
2 | | Elect Warren Bryant | | Mgmt | | For | | For | | For |
3 | | Elect Joseph DePinto | | Mgmt | | For | | For | | For |
4 | | Elect Sam Duncan | | Mgmt | | For | | For | | For |
5 | | Elect Rakesh Gangwal | | Mgmt | | For | | For | | For |
6 | | Elect Francesca Ruiz de Luzuriaga | | Mgmt | | For | | For | | For |
7 | | Elect William Montgoris | | Mgmt | | For | | For | | For |
8 | | Elect David Szymanski | | Mgmt | | For | | For | | For |
9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
10 | | Amendment to the 2003 Incentive and Performance Plan | | Mgmt | | For | | For | | For |
OneBeacon Insurance Group, Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OB | | CUSIP G67742109 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Lois Grady | | Mgmt | | For | | For | | For |
1.2 | | Elect T. Michael Miller | | Mgmt | | For | | For | | For |
1.3 | | Elect Lowndes Smith | | Mgmt | | For | | For | | For |
1.4 | | Elect Kent Urness | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
P. H. Glatfelter Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GLT | | CUSIP 377316104 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Kathleen Dahlberg | | Mgmt | | For | | For | | For |
1.2 | | Elect George Glatfelter, II | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Ill | | Mgmt | | For | | For | | For |
1.4 | | Elect Ronald Naples | | Mgmt | | For | | For | | For |
1.5 | | Elect Richard Smoot | | Mgmt | | For | | For | | For |
1.6 | | Elect Lee Stewart | | Mgmt | | For | | For | | For |
2 | | Amendment to the 2005 Management Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Papa John’s International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PZZA | | CUSIP 698813102 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Norborne Cole, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect William Street | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PetMed Express, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PETS | | CUSIP 716382106 | | 07/31/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Menderes Akdag | | Mgmt | | For | | For | | For |
1.2 | | Elect Frank Formica | | Mgmt | | For | | For | | For |
1.3 | | Elect Gian Fulgoni | | Mgmt | | For | | For | | For |
1.4 | | Elect Ronald Korn | | Mgmt | | For | | For | | For |
1.5 | | Elect Robert Schweitzer | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PetSmart, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PETM | | CUSIP 716768106 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Rakesh Gangwal | | Mgmt | | For | | For | | For |
2 | | Elect Robert Moran | | Mgmt | | For | | For | | For |
3 | | Elect Barbara Munder | | Mgmt | | For | | For | | For |
4 | | Elect Thomas Stemberg | | Mgmt | | For | | For | | For |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
6 | | Amendment to the Executive Short-Term Incentive Plan | | Mgmt | | For | | For | | For |
Pike Electric Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PIKE | | CUSIP 721283109 | | 12/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect J. Eric Pike | | Mgmt | | For | | For | | For |
1.2 | | Elect Charles Bayless | | Mgmt | | For | | For | | For |
1.3 | | Elect Adam Godfrey | | Mgmt | | For | | For | | For |
1.4 | | Elect James Helvey III | | Mgmt | | For | | For | | For |
1.5 | | Elect Robert Lindsay | | Mgmt | | For | | For | | For |
1.6 | | Elect Daniel Sullivan | | Mgmt | | For | | For | | For |
1.7 | | Elect Louis Terhar | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Portland General Electric Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
POR | | CUSIP 736508847 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Ballantine | | Mgmt | | For | | For | | For |
1.2 | | Elect Rodney Brown, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect David Dietzler | | Mgmt | | For | | For | | For |
1.4 | | Elect Kirby Dyess | | Mgmt | | For | | For | | For |
1.5 | | Elect Peggy Fowler | | Mgmt | | For | | For | | For |
1.6 | | Elect Mark Ganz | | Mgmt | | For | | For | | For |
1.7 | | Elect Corbin McNeill, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Neil Nelson | | Mgmt | | For | | For | | For |
1.9 | | Elect M. Lee Pelton | | Mgmt | | For | | For | | For |
1.10 | | Elect James Piro | | Mgmt | | For | | For | | For |
1.11 | | Elect Robert Reid | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Provident Energy Trust
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PVE | | CUSIP 74386K104 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Zaozirny | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Grant Billing | | Mgmt | | For | | For | | For |
1.3 | | Elect Thomas Buchanan | | Mgmt | | For | | For | | For |
1.4 | | Elect Hugh Fergusson | | Mgmt | | For | | For | | For |
1.5 | | Elect Randall Findlay | | Mgmt | | For | | For | | For |
1.6 | | Elect Norman Gish | | Mgmt | | For | | For | | For |
1.7 | | Elect Bruce Libin | | Mgmt | | For | | For | | For |
1.8 | | Elect Robert Mitchell | | Mgmt | | For | | For | | For |
1.9 | | Elect Mike Shaikh | | Mgmt | | For | | For | | For |
1.10 | | Elect Jeffrey Smith | | Mgmt | | For | | For | | For |
2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
3 | | Re-appointment of Trustee | | Mgmt | | For | | For | | For |
4 | | Amendment to Trust Indenture | | Mgmt | | For | | For | | For |
Rent-A-Center, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RCII | | CUSIP 76009N100 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Mitchell Fadel | | Mgmt | | For | | For | | For |
2 | | Elect Kerney Laday | | Mgmt | | For | | For | | For |
3 | | Elect Paula Stern | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Ruddick Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RDK | | CUSIP 781258108 | | 02/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Belk | | Mgmt | | For | | For | | For |
1.2 | | Elect John Derham Cato | | Mgmt | | For | | For | | For |
1.3 | | Elect Thomas Dickson | | Mgmt | | For | | For | | For |
1.4 | | Elect James Hynes | | Mgmt | | For | | For | | For |
1.5 | | Elect Anna Nelson | | Mgmt | | For | | For | | For |
1.6 | | Elect Bailey Patrick | | Mgmt | | For | | For | | For |
1.7 | | Elect Robert Spilman, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Harold Stowe | | Mgmt | | For | | For | | For |
1.9 | | Elect Isaiah Tidwell | | Mgmt | | For | | For | | For |
1.10 | | Elect William Warden, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
SJW Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SJW | | CUSIP 784305104 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Katharine Armstrong | | Mgmt | | For | | For | | For |
1.2 | | Elect Mark Cali | | Mgmt | | For | | For | | For |
1.3 | | Elect J. Philip DiNapoli | | Mgmt | | For | | For | | For |
1.4 | | Elect Douglas King | | Mgmt | | For | | For | | For |
1.5 | | Elect Norman Mineta | | Mgmt | | For | | For | | For |
1.6 | | Elect George Moss | | Mgmt | | For | | For | | For |
1.7 | | Elect W. Richard Roth | | Mgmt | | For | | For | | For |
1.8 | | Elect Charles Toeniskoetter | | Mgmt | | For | | For | | For |
1.9 | | Elect Robert Van Valer | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
STERIS Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STE | | CUSIP 859152100 | | 07/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Richard Breeden | | Mgmt | | For | | For | | For |
1.2 | | Elect Cynthia Feldmann | | Mgmt | | For | | For | | For |
1.3 | | Elect Robert Fields | | Mgmt | | For | | For | | For |
1.4 | | Elect Jacqueline Kosecoff | | Mgmt | | For | | For | | For |
1.5 | | Elect Kevin McMullen | | Mgmt | | For | | For | | For |
1.6 | | Elect Walter Rosebrough, Jr. | | Mgmt | | For | | For | | For |
1.7 | | Elect Mohsen Sohi | | Mgmt | | For | | For | | For |
1.8 | | Elect John Wareham | | Mgmt | | For | | For | | For |
1.9 | | Elect Loyal Wilson | | Mgmt | | For | | For | | For |
1.10 | | Elect Michael Wood | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Sterling Construction Company, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STRL | | CUSIP 859241101 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Donald Fusilli, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Maarten Hemsley | | Mgmt | | For | | For | | For |
3 | | Elect Kip Wadsworth | | Mgmt | | For | | For | | For |
4 | | Elect Richard Schaum | | Mgmt | | For | | For | | For |
5 | | Elect Robert Eckels | | Mgmt | | For | | For | | For |
6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
TeleCommunication Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TSYS | | CUSIP 87929J103 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Maurice Tose | | Mgmt | | For | | For | | For |
1.2 | | Elect James Bethmann | | Mgmt | | For | | For | | For |
1.3 | | Elect Richard Young | | Mgmt | | For | | For | | For |
2 | | Amendment to the 1997 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
The Brink’s Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BCO | | CUSIP 109696104 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Paul Boynton | | Mgmt | | For | | For | | For |
1.2 | | Elect Murray Martin | | Mgmt | | For | | For | | For |
1.3 | | Elect Ronald Turner | | Mgmt | | For | | For | | For |
2 | | Amendment to the Key Employees’ Deferred Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Approval of the Material Terms of the Performance Goals under the Management Performance Improvement Plan | | Mgmt | | For | | For | | For |
4 | | Approval of the Material Terms of the Performance Goals under the 2005 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Corporate Executive Board Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EXBD | | CUSIP 21988R102 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Thomas Monahan III | | Mgmt | | For | | For | | For |
1.2 | | Elect Gregor Bailar | | Mgmt | | For | | For | | For |
1.3 | | Elect Stephen Carter | | Mgmt | | For | | For | | For |
1.4 | | Elect Gordan Coburn | | Mgmt | | For | | For | | For |
1.5 | | Elect Nancy Karch | | Mgmt | | For | | For | | For |
1.6 | | Elect David Kenny | | Mgmt | | For | | For | | For |
1.7 | | Elect Daniel Leemon | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Dress Barn, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DBRN | | CUSIP 261570105 | | 12/09/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect John Usdan | | Mgmt | | For | | For | | For |
1.2 | | Elect Randy Pearce | | Mgmt | | For | | For | | For |
2 | | Amendment to the Executive 162(m) Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Ensign Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ENSG | | CUSIP 29358P101 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Antoinette Hubenette | | Mgmt | | For | | For | | For |
1.2 | | Elect Thomas Maloof | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Navigators Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NAVG | | CUSIP 638904102 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect H.J. Mervyn Blakeney | | Mgmt | | For | | For | | For |
1.2 | | Elect Peter Cheney | | Mgmt | | For | | For | | For |
1.3 | | Elect Terence Deeks | | Mgmt | | For | | For | | For |
1.4 | | Elect W. Thomas Forrester | | Mgmt | | For | | For | | For |
1.5 | | Elect Stanley Galanski | | Mgmt | | For | | For | | For |
1.6 | | Elect John Kirby | | Mgmt | | For | | For | | For |
1.7 | | Elect Marjorie Raines | | Mgmt | | For | | For | | For |
1.8 | | Elect Marc Tract | | Mgmt | | For | | Withhold | | Against |
2 | | Amendment to the 2005 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Tutor Perini Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TPC | | CUSIP 901109108 | | 06/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Ronald Tutor | | Mgmt | | For | | For | | For |
1.2 | | Elect Willard Brittain, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
UMB Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UMBF | | CUSIP 902788108 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect David Bradley, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Peter J. deSilva | | Mgmt | | For | | For | | For |
1.3 | | Elect Terrence P. Dunn | | Mgmt | | For | | For | | For |
1.4 | | Elect Alexander C. Kemper | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Kris A. Robbins | | Mgmt | | For | | For | | For |
1.6 | | Elect Nancy K. Buese | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
UniFirst Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UNF | | CUSIP 904708104 | | 01/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Cynthia Croatti | | Mgmt | | For | | For | | For |
1.2 | | Elect Phillip Cohen | | Mgmt | | For | | For | | For |
1.3 | | Elect Michael Iandoli | | Mgmt | | For | | For | | For |
2 | | Amendment to the 1996 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
UniSource Energy Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UNS | | CUSIP 909205106 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Paul Bonavia | | Mgmt | | For | | For | | For |
2 | | Elect Lawrence Aldrich | | Mgmt | | For | | For | | For |
3 | | Elect Barbara Baumann | | Mgmt | | For | | For | | For |
4 | | Elect Larry Bickle | | Mgmt | | For | | Against | | Against |
5 | | Elect Harold Burlingame | | Mgmt | | For | | For | | For |
6 | | Elect Robert Elliott | | Mgmt | | For | | For | | For |
7 | | Elect Daniel Fessler | | Mgmt | | For | | For | | For |
8 | | Elect Louise Francesconi | | Mgmt | | For | | For | | For |
9 | | Elect Warren Jobe | | Mgmt | | For | | For | | For |
10 | | Elect Ramiro Peru | | Mgmt | | For | | For | | For |
11 | | Elect Gregory Pivirotto | | Mgmt | | For | | For | | For |
12 | | Elect Joaquin Ruiz | | Mgmt | | For | | For | | For |
13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Universal Electronics, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UEIC | | CUSIP 913483103 | | 06/15/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Paul D. Arling | | Mgmt | | For | | For | | For |
1.2 | | Elect Satjiv S. Chahil | | Mgmt | | For | | For | | For |
1.3 | | Elect William C. Mulligan | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect J.C. Sparkman | | Mgmt | | For | | For | | For |
1.5 | | Elect Gregory P. Stapleton | | Mgmt | | For | | For | | For |
1.6 | | Elect Carl E. Vogel | | Mgmt | | For | | For | | For |
1.7 | | Elect Edward K. Zinser | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | 2010 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
Viad Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VVI | | CUSIP 92552R406 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Isabella Cunningham | | Mgmt | | For | | For | | For |
2 | | Elect Jess Hay | | Mgmt | | For | | Against | | Against |
3 | | Elect Albert Teplin | | Mgmt | | For | | For | | For |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Village Super Market, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VLGEA | | CUSIP 927107409 | | 12/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect James Sumas | | Mgmt | | For | | For | | For |
1.2 | | Elect Robert Sumas | | Mgmt | | For | | For | | For |
1.3 | | Elect William Sumas | | Mgmt | | For | | For | | For |
1.4 | | Elect John P. Sumas | | Mgmt | | For | | For | | For |
1.5 | | Elect Kevin Begley | | Mgmt | | For | | For | | For |
1.6 | | Elect Nicholas Sumas | | Mgmt | | For | | For | | For |
1.7 | | Elect John J. Sumas | | Mgmt | | For | | For | | For |
1.8 | | Elect Steven Crystal | | Mgmt | | For | | For | | For |
1.9 | | Elect David Judge | | Mgmt | | For | | For | | For |
1.10 | | Elect Peter Lavoy | | Mgmt | | For | | For | | For |
1.11 | | Elect Stephen Rooney | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
3 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
WCA Waste Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WCAA | | CUSIP 92926K103 | | 12/31/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval of Acquisitions | | Mgmt | | For | | Against | | Against |
West Pharmaceutical Services, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WST | | CUSIP 955306105 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Thomas W. Hofmann | | Mgmt | | For | | For | | For |
1.2 | | Elect L. Robert Johnson | | Mgmt | | For | | For | | For |
1.3 | | Elect John P. Neafsey | | Mgmt | | For | | For | | For |
1.4 | | Elect Geoffrey F. Worden | | Mgmt | | For | | For | | For |
2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
White Mountains Insurance Group, Ltd.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WTM | | CUSIP G9618E107 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Bruce Berkowitz | | Mgmt | | For | | For | | For |
1.2 | | Elect Morgan Davis | | Mgmt | | For | | For | | For |
1.3 | | Elect Edith Holiday | | Mgmt | | For | | For | | For |
1.4 | | Elect Lowndes Smith | | Mgmt | | For | | For | | For |
1.5 | | Elect Brian E. Kensil | | Mgmt | | For | | For | | For |
1.6 | | Elect Eivor A, Pettersson | | Mgmt | | For | | For | | For |
1.7 | | Elect Goran A. Thorstensson | | Mgmt | | For | | For | | For |
1.8 | | Elect Allan Waters | | Mgmt | | For | | For | | For |
1.9 | | Elect Christine H. Repasy | | Mgmt | | For | | For | | For |
1.10 | | Elect Warren J. Trace | | Mgmt | | For | | For | | For |
1.11 | | Elect Allan Waters | | Mgmt | | For | | For | | For |
1.12 | | Elect Morgan Davis | | Mgmt | | For | | For | | For |
1.13 | | Elect Brian E. Kensil | | Mgmt | | For | | For | | For |
1.14 | | Elect Christine H. Repasy | | Mgmt | | For | | For | | For |
1.15 | | Elect Warren J. Trace | | Mgmt | | For | | For | | For |
1.16 | | Elect Allan Waters | | Mgmt | | For | | For | | For |
1.17 | | Elect Raymond Barrette | | Mgmt | | For | | For | | For |
1.18 | | Elect Henry K. Cheng | | Mgmt | | For | | For | | For |
1.19 | | Elect David T. Foy | | Mgmt | | For | | For | | For |
1.20 | | Elect Jennifer L. Pitts | | Mgmt | | For | | For | | For |
1.21 | | Elect Raymond Barrette | | Mgmt | | For | | For | | For |
1.22 | | Elect David T. Foy | | Mgmt | | For | | For | | For |
1.23 | | Elect Jennifer L. Pitts | | Mgmt | | For | | For | | For |
1.24 | | Elect Warren J. Trace | | Mgmt | | For | | For | | For |
2 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Approval of the Amendments to the Terms of Options Granted to the Chairman and CEO | | Mgmt | | For | | Against | | Against |
4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Fund Name : Aston/TAMRO Diversified Equity Fund
AES CORP
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AES | | CUSIP 00130H105 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - SAMUEL W. BODMAN, III | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - PAUL HANRAHAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - TARUN KHANNA | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JOHN A. KOSKINEN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - PHILIP LADER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - SANDRA O. MOOSE | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JOHN B. MORSE, JR. | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - PHILIP A. ODEEN | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - CHARLES O. ROSSOTTI | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - SVEN SANDSTROM | | Mgmt | | For | | For | | For |
2 | | Add Shares/Amend 2003 Long Term Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Reapprove Incentive Plan/Performance Criteria | | Mgmt | | For | | For | | For |
4 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ALCATEL-LUCENT -ADR
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ALU | | CUSIP 013904305 | | 06/01/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements/Reports | | Mgmt | | For | | For | | For |
2 | | Approve Consolidated Financial Statements/Reports | | Mgmt | | For | | For | | For |
3 | | Approve Appropriation of Earnings/Dividend | | Mgmt | | For | | For | | For |
4 | | Elect/Appoint Director - Philippe Camus | | Mgmt | | For | | For | | For |
5 | | Elect/Appoint Director - Ben Verwaayen | | Mgmt | | For | | For | | For |
6 | | Elect/Appoint Director - Daniel Bernard | | Mgmt | | For | | For | | For |
7 | | Elect/Appoint Director - W. Frank Blount | | Mgmt | | For | | For | | For |
8 | | Elect/Appoint Director - Stuart E. Eizenstat | | Mgmt | | For | | For | | For |
9 | | Elect/Appoint Director - Louis R. Hughes | | Mgmt | | For | | For | | For |
10 | | Elect/Appoint Director - Jean C. Monty | | Mgmt | | For | | For | | For |
11 | | Elect/Appoint Director - Olivier Piou | | Mgmt | | For | | For | | For |
12 | | Elect/Appoint Director - Carla Cico | | Mgmt | | For | | For | | For |
13 | | Approve Directors’ Remuneration | | Mgmt | | For | | For | | For |
14 | | Elect/Appoint Director (Observer) | | Mgmt | | For | | For | | For |
15 | | Elect/Appoint Director (Observer) | �� | Mgmt | | For | | For | | For |
16 | | Approve Related Party Transactions | | Mgmt | | For | | For | | For |
17 | | Approve/Amend Employment Agreements | | Mgmt | | For | | For | | For |
18 | | Approve/Amend Employment Agreements | | Mgmt | | For | | For | | For |
19 | | Amend Governing Documents - Modernize/Clarify | | Mgmt | | For | | For | | For |
20 | | Approve Share Buyback | | Mgmt | | For | | For | | For |
21 | | Reduce Share Capital | | Mgmt | | For | | For | | For |
22 | | Approve Share Issue | | Mgmt | | For | | For | | For |
23 | | Approve Share Issue - Disapplication of Preemptive Rights | | Mgmt | | For | | For | | For |
24 | | Approve Share Issue - Disapplication of Preemptive Rights | | Mgmt | | For | | For | | For |
25 | | Increase Share Capital | | Mgmt | | For | | For | | For |
26 | | Approve In Kind Contributions | | Mgmt | | For | | For | | For |
27 | | Limit Capital Increase | | Mgmt | | For | | For | | For |
28 | | Approve to Capitalize Reserves | | Mgmt | | For | | For | | For |
29 | | Approve Incentive Plan | | Mgmt | | For | | For | | For |
30 | | Approve Stock Plan | | Mgmt | | For | | For | | For |
31 | | Approve Capital Increase for Employee Awards | | Mgmt | | For | | For | | For |
32 | | Amend Board Structure | | Mgmt | | For | | For | | For |
33 | | Authorize Board to Act on Matters Adopted by Shareholders | | Mgmt | | For | | For | | For |
| | | | | |
34 | | Approve Other Business | | Mgmt | | For | | Against | | Against |
ALLERGAN INC
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AGN | | CUSIP 018490102 | | 04/29/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MICHAEL R. GALLAGHER | | Mgmt | | N/A | | N/A | | N/A |
1.2 | | Elect Nominee - GAVIN S. HERBERT | | Mgmt | | N/A | | N/A | | N/A |
1.3 | | Elect Nominee - DAWN HUDSON | | Mgmt | | N/A | | N/A | | N/A |
1.4 | | Elect Nominee - STEPHEN J. RYAN, M.D. | | Mgmt | | N/A | | N/A | | N/A |
2 | | Ratify Appointment of Auditors | | Mgmt | | N/A | | N/A | | N/A |
3 | | Eliminate Supermajority Vote | | Mgmt | | N/A | | N/A | | N/A |
4 | | Eliminate Supermajority Vote | | Mgmt | | N/A | | N/A | | N/A |
5 | | Eliminate Supermajority Vote | | Mgmt | | N/A | | N/A | | N/A |
6 | | Amend Governing Documents - Modernize/Clarify | | Mgmt | | N/A | | N/A | | N/A |
AMGEN INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AMGN | | CUSIP 031162100 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DR. DAVID BALTIMORE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - MR. FRANK J. BIONDI, JR. | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - MR. FRANCOIS DE CARBONNEL | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - MR. JERRY D. CHOATE | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - DR. VANCE D. COFFMAN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - MR. FREDERICK W. GLUCK | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DR. REBECCA M. HENDERSON | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - MR. FRANK C. HERRINGER | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - DR. GILBERT S. OMENN | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - MS. JUDITH C. PELHAM | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - ADM. J. PAUL REASON, USN (RETIRED) | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - MR. LEONARD D. SCHAEFFER | | Mgmt | | For | | For | | For |
1.13 | | Elect Nominee - MR. KEVIN W. SHARER | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3.1 | | Allow Shareholders to Act by Written Consent | | ShrHldr | | Against | | Against | | For |
3.2 | | Adopt Holding Period/Retention Ratio | | ShrHldr | | Against | | Against | | For |
ANADARKO PETROLEUM CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
APC | | CUSIP 032511107 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - H. PAULETT EBERHART | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - PRESTON M. GEREN III | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAMES T. HACKETT | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Amend EEO Policy to Include Sexual Orientation | | ShrHldr | | Against | | Against | | For |
4 | | Approve Reimbursement of Expenses in Proxy Contests | | ShrHldr | | Against | | For | | Against |
ARM HOLDINGS PLC - ADR
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ARMH | | CUSIP 042068106 | | 05/14/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements/Reports | | Mgmt | | N/A | | N/A | | N/A |
2 | | Approve Dividend | | Mgmt | | N/A | | N/A | | N/A |
3 | | Approve Remuneration Report | | Mgmt | | N/A | | N/A | | N/A |
4 | | Elect/Appoint Director | | Mgmt | | N/A | | N/A | | N/A |
5 | | Elect/Appoint Director | | Mgmt | | N/A | | N/A | | N/A |
6 | | Elect/Appoint Director | | Mgmt | | N/A | | N/A | | N/A |
7 | | Approve Appointment of Auditors | | Mgmt | | N/A | | N/A | | N/A |
8 | | Approve Auditors Remuneration | | Mgmt | | N/A | | N/A | | N/A |
9 | | Approve Share Issue | | Mgmt | | N/A | | N/A | | N/A |
10 | | Approve Share Issue - Disapplication of Preemptive Rights | | Mgmt | | N/A | | N/A | | N/A |
11 | | Approve Share Buyback | | Mgmt | | N/A | | N/A | | N/A |
12 | | Amend Governing Documents - Modernize/Clarify | | Mgmt | | N/A | | N/A | | N/A |
13 | | Amend Articles | | Mgmt | | N/A | | N/A | | N/A |
BANK OF AMERICA CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAC | | CUSIP 060505104 | | 02/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Increase Common Stock | | Mgmt | | For | | For | | For |
2 | | Approve Adjournment of Meeting | | Mgmt | | For | | For | | For |
BANK OF AMERICA CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAC | | CUSIP 060505104 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - SUSAN S. BIES | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - WILLIAM P. BOARDMAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - FRANK P. BRAMBLE, SR. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - VIRGIS W. COLBERT | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - CHARLES K. GIFFORD | | Mgmt | | For | | Against | | Against |
1.6 | | Elect Nominee - CHARLES O. HOLLIDAY, JR. | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - D. PAUL JONES, JR. | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - MONICA C. LOZANO | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - THOMAS J. MAY | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - BRIAN T. MOYNIHAN | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - DONALD E. POWELL | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - CHARLES O. ROSSOTTI | | Mgmt | | For | | For | | For |
1.13 | | Elect Nominee - ROBERT W. SCULLY | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Increase Common Stock | | Mgmt | | For | | For | | For |
4 | | Ratify Executive Compensation | | Mgmt | | For | | For | | For |
5 | | Add Shares/Amend 2000 Non-Employee Directors Stock Option Plan | | Mgmt | | For | | For | | For |
6 | | Disclose Prior Government Employment | | ShrHldr | | Against | | Against | | For |
7 | | Report on Executive Compensation - Non-Deductible Compensation | | ShrHldr | | Against | | Against | | For |
8 | | Allow Shareholders to Call Special Meeting | | ShrHldr | | Against | | Against | | For |
9 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
10 | | Review/Report on Succession Planning Policy | | ShrHldr | | Against | | Against | | For |
11 | | Report on Over-the-Counter DerivativesTrades | | ShrHldr | | Against | | For | | Against |
12 | | Recoup Unearned Management Bonuses | | ShrHldr | | Against | | Against | | For |
BB&T CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BBT | | CUSIP 054937107 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN A. ALLISON IV | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JENNIFER S. BANNER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - K. DAVID BOYER, JR. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ANNA R. CABLIK | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - RONALD E. DEAL | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Nominee - BARRY J. FITZPATRICK | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - J.L. GLOVER, JR. | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - L. VINCENT HACKLEY, PHD | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JANE P. HELM | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - JOHN P. HOWE III, M.D. | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - KELLY S. KING | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - JAMES H. MAYNARD | | Mgmt | | For | | For | | For |
1.13 | | Elect Nominee - ALBERT O. MCCAULEY | | Mgmt | | For | | For | | For |
1.14 | | Elect Nominee - J. HOLMES MORRISON | | Mgmt | | For | | For | | For |
1.15 | | Elect Nominee - NIDO R. QUBEIN | | Mgmt | | For | | For | | For |
1.16 | | Elect Nominee - THOMAS E. SKAINS | | Mgmt | | For | | For | | For |
1.17 | | Elect Nominee - THOMAS N. THOMPSON | | Mgmt | | For | | For | | For |
1.18 | | Elect Nominee - STEPHEN T. WILLIAMS | | Mgmt | | For | | For | | For |
2 | | Increase Common Stock | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
4 | | Review/Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
5 | | Amend Bylaws to Separate/Independent Board Chair | | ShrHldr | | Against | | Against | | For |
6 | | Review/Report on Overdraft Policies and Practices | | ShrHldr | | Against | | Against | | For |
BERKSHIRE HATHAWAY
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BRK.A | | CUSIP 084670207 | | 01/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Stock Split | | Mgmt | | For | | For | | For |
2 | | Amend Governing Documents -Modernize/Clarify | | Mgmt | | For | | For | | For |
3 | | Reduce Par Value | | Mgmt | | For | | For | | For |
4 | | Increase Dual Class Common Stock | | Mgmt | | For | | For | | For |
5 | | Amend Governing Documents -Modernize/Clarify | | Mgmt | | For | | For | | For |
BERKSHIRE HATHAWAY INC DEL
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BRK.A | | CUSIP 084670702 | | 05/01/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - WARREN E. BUFFETT | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - CHARLES T. MUNGER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - HOWARD G. BUFFETT | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - STEPHEN B. BURKE | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - SUSAN L. DECKER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - WILLIAM H. GATES III | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DAVID S. GOTTESMAN | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - CHARLOTTE GUYMAN | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - DONALD R. KEOUGH | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - THOMAS S. MURPHY | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - RONALD L. OLSON | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - WALTER SCOTT, JR. | | Mgmt | | For | | For | | For |
BIOMED REALTY TRUST INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BMR | | CUSIP 09063H107 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ALAN D. GOLD | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - BARBARA R. CAMBON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - EDWARD A. DENNIS PH.D. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - RICHARD I. GILCHRIST | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - GARY A. KREITZER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - THEODORE D. ROTH | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - M. FAYE WILSON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
BOEINGCO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BA | | CUSIP 097023105 | | 04/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN H. BIGGS | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - JOHN E. BRYSON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - DAVID L. CALHOUN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ARTHUR D. COLLINS, JR. | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - LINDA Z. COOK | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Nominee - WILLIAM M. DALEY | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - KENNETH M. DUBERSTEIN | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - EDMUND P. GIAMBASTIANI, JR. | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JOHN F. MCDONNELL | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - W. JAMES MCNERNEY, JR. | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - SUSAN C. SCHWAB | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - MIKE S. ZAFIROVSKI | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Review/Report on Military Issues | | ShrHldr | | Against | | Against | | For |
4 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
5 | | Allow Shareholders to Call Special Meeting | | ShrHldr | | Against | | Against | | For |
6 | | Appoint Separate/Independent Board Chair | | ShrHldr | | Against | | Against | | For |
7 | | Review/Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
BORGWARNER INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BWA | | CUSIP 099724106 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JERE A. DRUMMOND | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - TIMOTHY M. MANGANELLO | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JOHN R. MCKERNAN, JR. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ERNEST J. NOVAK, JR. | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
CARMAX INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KMX | | CUSIP 143130102 | | 06/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - RONALD E. BLAYLOCK | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - KEITH D. BROWNING | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - THOMAS G. STEMBERG | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
CBEYOND INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBEY | | CUSIP 149847105 | | 06/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN H. CHAPPLE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DOUGLAS C. GRISSOM | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - DAVID A. ROGAN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
CERNER CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CERN | | CUSIP 156782104 | | 05/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - GERALD E BISBEE JR, PHD | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - LINDA M. DILLMAN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Performance-Based Compensation Plan | | Mgmt | | For | | For | | For |
CONSOLENERGY INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CNX | | CUSIP 20854P109 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN WHITMIRE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - J. BRETT HARVEY | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAMES E. ALTMEYER, SR. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - PHILIP W. BAXTER | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - WILLIAM E. DAVIS | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - RAJ K. GUPTA | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - PATRICIA A. HAMMICK | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - DAVID C. HARDESTY, JR. | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JOHN T. MILLS | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - WILLIAM P. POWELL | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - JOSEPH T. WILLIAMS | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
CORINTHIAN COLLEGES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COCO | | CUSIP 218868107 | | 11/17/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - PAUL R. ST. PIERRE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - LINDA AREY SKLADANY | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ROBERT LEE | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
DANAHER CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DHR | | CUSIP 235851102 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - STEVEN M. RALES | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOHN T. SCHWIETERS | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ALAN G. SPOON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Eliminate Classified Board | | ShrHldr | | Against | | For | | Against |
DOLLAR TREE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DLTR | | CUSIP 256746108 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - H. RAY COMPTON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - CONRAD M. HALL | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - LEMUEL E. LEWIS | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - BOB SASSER | | Mgmt | | For | | For | | For |
2 | | Eliminate Classified Board | | Mgmt | | For | | For | | For |
3 | | Increase Common Stock | | Mgmt | | For | | For | | For |
DOMINO’S PIZZA INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DPZ | | CUSIP 25754A201 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - J. PATRICK DOYLE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GREGORY A. TROJAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAMES A. GOLDMAN | | Mgmt | | For | | For | | For |
2 | | Approve Senior Executive Annual Incentive Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ELECTRONIC ARTS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ERTS | | CUSIP 285512109 | | 07/29/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - LEONARD S. COLEMAN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JEFFREY T. HUBER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - GARY M. KUSIN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - GERALDINE B. LAYBOURNE | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - GREGORY B. MAFFEI | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - VIVEK PAUL | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - LAWRENCE F. PROBST III | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - JOHN S. RICCITIELLO | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - RICHARD A. SIMONSON | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - LINDA J. SRERE | | Mgmt | | For | | For | | For |
2 | | Approve Option Exchange | | Mgmt | | For | | For | | For |
3 | | Add Shares/Amend 2000 Equity Incentive Plan | | Mgmt | | For | | For | | For |
4 | | Add Shares to Stock Purchase Plan | | Mgmt | | For | | For | | For |
5 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
EMC CORP/MA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EMC | | CUSIP 268648102 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MICHAEL W. BROWN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - RANDOLPH L. COWEN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - MICHAEL J. CRONIN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - GAIL DEEGAN | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - JAMES S. DISTASIO | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - JOHN R. EGAN | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - EDMUND F. KELLY | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - WINDLE B. PRIEM | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - PAUL SAGAN | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - DAVID N. STROHM | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - JOSEPH M. TUCCI | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Allow Shareholders to Call Special Meeting | | ShrHldr | | Against | | Against | | For |
4 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
EXXON MOBIL CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XOM | | CUSIP 30231G102 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - M.J. BOSKIN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - P. BRABECK-LETMATHE | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - L.R. FAULKNER | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - J.S. FISHMAN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - K.C. FRAZIER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - W.W. GEORGE | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - M.C. NELSON | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - S.J. PALMISANO | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - S.S REINEMUND | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - R.W. TILLERSON | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - E.E. WHITACRE, JR. | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Allow Shareholders to Call Special | | ShrHldr | | Against | | For | | Against |
4 | | Meeting | | N/A | | N/A | | N/A | | N/A |
5 | | Approve Reincorporation | | ShrHldr | | Against | | Against | | For |
6 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
7 | | Amend EEO Policy to Include Sexual Orientation | | ShrHldr | | Against | | For | | Against |
8 | | Create Human Rights Policy Regarding Water | | ShrHldr | | Against | | Against | | For |
9 | | Adopt Policies to Address Environmental Hazards in Coastal Louisiana | | ShrHldr | | Against | | For | | Against |
10 | | Report on Long-Term Risks Posed by Environmental Social and Economic Challenges of Canadian Oil Sands | | ShrHldr | | Against | | For | | Against |
11 | | Report on Environmental Impacts of Natural Gas Drilling Techniques | | ShrHldr | | Against | | For | | Against |
12 | | Report on Efforts to Foster Energy Independence in Environmentally Sustainable Way | | ShrHldr | | Against | | Against | | For |
| | | | | |
13 | | Adopt Quantitative Goals for Reducing GHG Emissions | | ShrHldr | | Against | | Against | | For |
14 | | Report on Risk that Demand for Fossil Fuels Could be Lower than Projected | | ShrHldr | | Against | | For | | Against |
F5 NETWORKS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FFIV | | CUSIP 315616102 | | 03/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DEBORAH L. BEVIER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ALAN J. HIGGINSON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JOHN MCADAM | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
FRANKLIN RESOURCES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BEN | | CUSIP 354613101 | | 03/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - SAMUEL H. ARMACOST | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - CHARLES CROCKER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JOSEPH R. HARDIMAN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ROBERT D. JOFFE | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - CHARLES B. JOHNSON | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - GREGORY E. JOHNSON | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - RUPERT H. JOHNSON, JR. | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - THOMAS H. KEAN | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - CHUTTA RATNATHICAM | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - PETER M. SACERDOTE | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - LAURA STEIN | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - ANNE M. TATLOCK | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Reapprove Incentive Plan/Performance Criteria for OBRA | | Mgmt | | For | | For | | For |
GANNETT CO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GCI | | CUSIP 364730101 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CRAIG A. DUBOW | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - HOWARD D. ELIAS | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ARTHUR H. HARPER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JOHN JEFFRY LOUIS | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - MARJORIE MAGNER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - SCOTT K. MCCUNE | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DUNCAN M. MCFARLAND | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - DONNA E. SHALALA | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - NEAL SHAPIRO | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Nominee - KAREN HASTIE WILLIAMS | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Add Shares/Amend 2001 Omnibus Incentive Compensation Plan | | Mgmt | | For | | For | | For |
4 | | Limit Executive Compensation- Gross Ups | | ShrHldr | | Against | | For | | Against |
GOLDMAN SACHS GROUP INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GS | | CUSIP 38141G104 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - LLOYD C. BLANKFEIN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOHN H. BRYAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - GARY D. COHN | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - CLAES DAHLBACK | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - STEPHEN FRIEDMAN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - WILLIAM W. GEORGE | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JAMES A. JOHNSON | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - LOIS D. JULIBER | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - LAKSHMI N. MITTAL | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - JAMES J. SCHIRO | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - H. LEE SCOTT, JR. | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Ratify Executive Compensation | | Mgmt | | For | | For | | For |
4 | | Eliminate Supermajority Vote | | Mgmt | | For | | For | | For |
5 | | Approve Shareholders’ Right to Call | | Mgmt | | For | | For | | For |
6 | | Special Meeting | | N/A | | N/A | | N/A | | N/A |
7 | | Adopt Cumulative Voting | | ShrHldr | | Against | | Against | | For |
8 | | Report on Over-the-Counter Derivatives Trades | | ShrHldr | | Against | | For | | Against |
9 | | Appoint Separate/Independent Board Chair | | ShrHldr | | Against | | For | | Against |
10 | | Review/Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
11 | | Report on Global Warming Science | | ShrHldr | | Against | | Against | | For |
12 | | Report on Pay Disparity | | ShrHldr | | Against | | Against | | For |
13 | | Adopt Holding Period/Retention Ratio | | ShrHldr | | Against | | Against | | For |
GOOGLE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GOOG | | CUSIP 38259P508 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ERIC SCHMIDT | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - SERGEY BRIN | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - LARRY PAGE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - L. JOHN DOERR | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JOHN L. HENNESSY | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - ANN MATHER | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - PAUL S. OTELLINI | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - K. RAM SHRIRAM | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - SHIRLEY M. TILGHMAN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Add Shares to 2004 Stock Plan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Report on Sustainability | | ShrHldr | | Against | | For | | Against |
5 | | Adopt Principles for Advertising Online Regarding Collection of Sensitive Information | | ShrHldr | | Against | | Against | | For |
6 | | Adopt Principles Regarding Internet and Human Rights | | ShrHldr | | Against | | Against | | For |
GRAND CANYON EDUCATION INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LOPE | | CUSIP 38526M106 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - BRENT D. RICHARDSON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - BRIAN E. MUELLER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - CHRISTOPHER RICHARDSON | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - CHAD N. HEATH | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - D. MARK DORMAN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - DAVID J. JOHNSON | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JACK A. HENRY | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - GERALD J. COLANGELO | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
HOME DEPOT INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HD | | CUSIP 437076102 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - F. DUANE ACKERMAN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DAVID H. BATCHELDER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - FRANCIS S. BLAKE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ARI BOUSBIB | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - GREGORY D. BRENNEMAN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - ALBERT P. CAREY | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - ARMANDO CODINA | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - BONNIE G. HILL | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - KAREN L. KATEN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Reapprove Incentive Plan/Performance Criteria | | Mgmt | | For | | For | | For |
4 | | Adopt Cumulative Voting | | ShrHldr | | Against | | Against | | For |
5 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
6 | | Allow Shareholders to Call Special | | ShrHldr | | Against | | Against | | For |
7 | | Meeting | | N/A | | N/A | | N/A | | N/A |
8 | | Allow Shareholders to Act by Written Consent | | ShrHldr | | Against | | Against | | For |
9 | | Appoint Separate/Independent Board Chair | | ShrHldr | | Against | | Against | | For |
10 | | Review/Report on EEO Policy | | ShrHldr | | Against | | For | | Against |
11 | | Approve Reincorporation | | ShrHldr | | Against | | Against | | For |
IRON MOUNTAIN INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IRM | | CUSIP 462846106 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CLARK H. BAILEY | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - CONSTANTIN R. BODEN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ROBERT T. BRENNAN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - KENT P. DAUTEN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - PER-KRISTIAN HALVORSEN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - MICHAEL LAMACH | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - ARTHUR D. LITTLE | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - C. RICHARD REESE | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - VINCENT J. RYAN | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - LAURIE A. TUCKER | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - ALFRED J. VERRECCHIA | | Mgmt | | For | | For | | For |
2 | | Amend 2002 Stock Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Amend 2006 Senior Executive Incentive Program | | Mgmt | | For | | For | | For |
4 | | Reapprove Incentive Plan/Performance Criteria | | Mgmt | | For | | For | | For |
5 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
JOHNSON & JOHNSON
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNJ | | CUSIP 478160104 | | 04/22/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MARY SUE COLEMAN | | Mgmt | | N/A | | N/A | | N/A |
1.2 | | Elect Nominee - JAMES G. CULLEN | | Mgmt | | N/A | | N/A | | N/A |
1.3 | | Elect Nominee - MICHAEL M.E. JOHNS | | Mgmt | | N/A | | N/A | | N/A |
1.4 | | Elect Nominee - SUSAN L. LINDQUIST | | Mgmt | | N/A | | N/A | | N/A |
1.5 | | Elect Nominee - ANNE M. MULCAHY | | Mgmt | | N/A | | N/A | | N/A |
1.6 | | Elect Nominee - LEO F. MULLIN | | Mgmt | | N/A | | N/A | | N/A |
| | | | | |
1.7 | | Elect Nominee - WILLIAM D. PEREZ | | Mgmt | | N/A | | N/A | | N/A |
1.8 | | Elect Nominee - CHARLES PRINCE | | Mgmt | | N/A | | N/A | | N/A |
1.9 | | Elect Nominee - DAVID SATCHER | | Mgmt | | N/A | | N/A | | N/A |
1.10 | | Elect Nominee - WILLIAM C. WELDON | | Mgmt | | N/A | | N/A | | N/A |
2 | | Ratify Appointment of Auditors | | Mgmt | | N/A | | N/A | | N/A |
3 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | N/A | | N/A | | N/A |
4 | | Allow Shareholders to Call Special Meeting | | ShrHldr | | N/A | | N/A | | N/A |
JOY GLOBAL INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JOYG | | CUSIP 481165108 | | 03/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - STEVEN L. GERARD | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOHN NILS HANSON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - KEN C. JOHNSEN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - GALE E. KLAPPA | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - RICHARD B. LOYND | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - P. ERIC SIEGERT | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - MICHAEL W. SUTHERLIN | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - JAMES H. TATE | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
JPMORGAN CHASE & CO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JPM | | CUSIP 46625H100 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CRANDALL C. BOWLES | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - STEPHEN B. BURKE | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - DAVID M. COTE | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - JAMES S. CROWN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JAMES DIMON | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Nominee - ELLEN V. FUTTER | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - WILLIAM H. GRAY, III | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - LABAN P. JACKSON, JR. | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - DAVID C. NOVAK | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - LEE R. RAYMOND | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - WILLIAM C. WELDON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Ratify Executive Compensation | | Mgmt | | For | | For | | For |
4 | | Re-affirm Political Non-Partisanship | | ShrHldr | | Against | | Against | | For |
5 | | Allow Shareholders to Call Special Meeting | | ShrHldr | | Against | | Against | | For |
6 | | Report on Over-the-Counter DerivativesTrades | | ShrHldr | | Against | | Against | | For |
7 | | Allow Shareholders to Act by Written Consent | | ShrHldr | | Against | | Against | | For |
8 | | Appoint Separate/Independent Board Chair | | ShrHldr | | Against | | For | | Against |
9 | | Report on Pay Disparity | | ShrHldr | | Against | | Against | | For |
10 | | Adopt Holding Period/Retention Ratio | | ShrHldr | | Against | | Against | | For |
KRAFT FOODS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KFT | | CUSIP 50075N104 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - AJAYPAL S. BANGA | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - MYRA M. HART | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - LOIS D. JULIBER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - MARK D. KETCHUM | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - RICHARD A. LERNER, M.D. | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - MACKEY J. MCDONALD | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JOHN C. POPE | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Nominee - FREDRIC G. REYNOLDS | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - IRENE B. ROSENFELD | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - J.F. VAN BOXMEER | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - DEBORAH C. WRIGHT | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - FRANK G. ZARB | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Allow Shareholders to Act by Written Consent | | ShrHldr | | Against | | Against | | For |
LOEWS CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
L | | CUSIP 540424108 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ANN E. BERMAN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOSEPH L. BOWER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - CHARLES M. DIKER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JACOB A. FRENKEL | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - PAUL J. FRIBOURG | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - WALTER L. HARRIS | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - PHILIP A. LASKAWY | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - KEN MILLER | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - GLORIA R. SCOTT | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - ANDREW H. TISCH | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - JAMES S. TISCH | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - JONATHAN M. TISCH | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt Cumulative Voting | | ShrHldr | | Against | | Against | | For |
MOHAWK INDUSTRIES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MHK | | CUSIP 608190104 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MS. BONANNO | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - MR. KOLB | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - MR. ONORATO | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - MR. WELLBORN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
MONSANTO CO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MON | | CUSIP 61166W101 | | 01/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - FRANK V. ATLEE III | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DAVID L. CHICOINE, PH.D | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ARTHUR H. HARPER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - GWENDOLYN S. KING | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Reapprove 2005 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
MORNINGSTAR INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MORN | | CUSIP 61770109 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOE MANSUETO | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DON PHILLIPS | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - CHERYL FRANCIS | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - STEVE KAPLAN | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - BILL LYONS | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - JACK NOONAN | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - PAUL STURM | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - HUGH ZENTMYER | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
NATIONAL OILWELL VARCO INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NOV | | CUSIP 637071101 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - BEN A. GUILL | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ROGER L. JARVIS | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ERIC L. MATTSON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
NBTY INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NTY | | CUSIP 628782104 | | 02/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MICHAEL L. ASHNER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GLENN COHEN | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - ARTHUR RUDOLPH | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
NVIDIA CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NVDA | | CUSIP 67066G104 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JAMES C. GAITHER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JEN-HSUN HUANG | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - A. BROOKE SEAWELL | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ORACLE CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ORCL | | CUSIP 68389X105 | | 10/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JEFFREY S. BERG | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Nominee - H. RAYMOND BINGHAM | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - MICHAEL J. BOSKIN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - SAFRA A. CATZ | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - BRUCE R. CHIZEN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - GEORGE H. CONRADES | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - LAWRENCE J. ELLISON | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - HECTOR GARCIA-MOLINA | | Mgmt | | For | | Withhold | | Against |
1.9 | | Elect Nominee - JEFFREY O. HENLEY | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - DONALD L. LUCAS | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - CHARLES E. PHILLIPS, JR | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - NAOMI O. SELIGMAN | | Mgmt | | For | | Withhold | | Against |
2 | | Approve 2010 Executive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
4 | | Allow Shareholders to Call Special Meeting | | ShrHldr | | Against | | Against | | For |
5 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | For | | Against |
6 | | Adopt Holding Period/Retention Ratio | | ShrHldr | | Against | | Against | | For |
PHILIP MORRIS INTERNATIONAL
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PM | | CUSIP 718172109 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - HAROLD BROWN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - MATHIS CABIALLAVETTA | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - LOUIS C. CAMILLERI | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - J. DUDLEY FISHBURN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JENNIFER LI | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - GRAHAM MACKAY | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - SERGIO MARCHIONNE | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - LUCIO A. NOTO | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Nominee - CARLOS SLIM HELU | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - STEPHEN M. WOLF | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt Policy on Tobacco Related Issues | | ShrHldr | | Against | | Against | | For |
4 | | Review/Report on Global Labor Practices/Human Rights | | ShrHldr | | Against | | Against | | For |
PRICE(T. ROWE) GROUP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TROW | | CUSIP 74144T108 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - EDWARD C. BERNARD | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JAMES T. BRADY | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - J. ALFRED BROADDUS, JR. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - DONALD B. HEBB, JR. | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JAMES A.C. KENNEDY | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - BRIAN C. ROGERS | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DR. ALFRED SOMMER | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - DWIGHT S. TAYLOR | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - ANNE MARIE WHITTEMORE | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
QUALITY SYSTEMS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
QSII | | CUSIP 747582104 | | 08/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DR. MURRAY BRENNAN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GEORGE BRISTOL | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - PATRICK CLINE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JOSEPH DAVIS | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - AHMED HUSSEIN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - PHILIP KAPLAN | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - RUSSELL PFLUEGER | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - STEVEN PLOCHOCKI | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - SHELDON RAZIN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
RANGE RESOURCES CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RRC | | CUSIP 75281A109 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CHARLES L. BLACKBURN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ANTHONY V. DUB | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - V. RICHARD EALES | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ALLEN FINKELSON | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JAMES M. FUNK | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - JONATHAN S. LINKER | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - KEVIN S. MCCARTHY | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - JOHN H. PINKERTON | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JEFFREY L. VENTURA | | Mgmt | | For | | For | | For |
2 | | Add Shares to 2005 Equity-Based Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
SALESFORCE.COM INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CRM | | CUSIP 79466L302 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - STRATTON SCLAVOS | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - LAWRENCE TOMLINSON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - SHIRLEY YOUNG | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
SYMANTEC CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SYMC | | CUSIP 871503108 | | 09/23/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MICHAEL A. BROWN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - WILLIAM T. COLEMAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - FRANK E. DANGEARD | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - GERALDINE B. LAYBOURNE | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - DAVID L. MAHONEY | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - ROBERT S. MILLER | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - ENRIQUE SALEM | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - DANIEL H. SCHULMAN | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JOHN W. THOMPSON | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - V. PAUL UNRUH | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Allow Shareholders to Call Special Meeting | | ShrHldr | | Against | | Against | | For |
UNITED TECHNOLOGIES CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UTX | | CUSIP 913017109 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - LOUIS R. CHENEVERT | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOHN V. FARACI | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JEAN-PIERRE GARNIER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JAMIE S. GORELICK | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - CARLOS M. GUTIERREZ | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - EDWARD A. KANGAS | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - CHARLES R. LEE | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - RICHARD D. MCCORMICK | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - HAROLD MCGRAW III | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - RICHARD B. MYERS | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - H. PATRICK SWYGERT | | Mgmt | | For | | For | | For |
1.12 | | Elect Nominee - ANDRE VILLENEUVE | | Mgmt | | For | | For | | For |
1.13 | | Elect Nominee - CHRISTINE TODD WHITMAN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
YAHOO INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
YHOO | | CUSIP 984332106 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CAROL BARTZ | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - ROY J. BOSTOCK | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - PATTI S. HART | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - ERIC HIPPEAU | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - SUSAN M. JAMES | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - VYOMESH JOSHI | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - ARTHUR H. KERN | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - BRAD D. SMITH | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Nominee - GARY L. WILSON | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - JERRY YANG | | Mgmt | | For | | For | | For |
2 | | Amend 1996 Directors? Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
4 | | Allow Advisory Vote on Executive Compensation | | ShrHldr | | Against | | Against | | For |
Fund Name : Aston/TAMRO Small Cap
3PAR INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PAR | | CUSIP 88580F109 | | 09/17/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CHRISTOPHER B. PAISLEY | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JAMES WEI | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Advance Notice Requirement | | Mgmt | | For | | For | | For |
ACME PACKET INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
APKT | | CUSIP 004764106 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MICHAEL THURK | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ANDREW D. ORY | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ADVISORY BOARD CO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABKO | | CUSIP 00762W107 | | 09/11/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - PETER J. GRUA | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - KELT KINDICK | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - ROBERT W. MUSSLEWHITE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - MARK R. NEAMAN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - LEON D. SHAPIRO | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - FRANK J. WILLIAMS | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - LEANNE M. ZUMWALT | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve 2009 Stock Incentive Plan | | Mgmt | | For | | For | | For |
ALPHANATURAL RESOURCES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ANR | | CUSIP 02076X102 | | 07/31/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger with Foundation Coal Holdings, Inc. | | Mgmt | | For | | For | | For |
2 | | Approve Adjournment of Meeting | | Mgmt | | For | | For | | For |
AMEDISYS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AMED | | CUSIP 023436108 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - WILLIAM F. BORNE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - RONALD A. LABORDE | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAKE L. NETTERVILLE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - DAVID R. PITTS | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - PETER F. RICCHIUTI | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - DONALD A. WASHBURN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ANALOGIC CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ALOG | | CUSIP 032657207 | | 01/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - BURTON P. DRAYER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JAMES W. GREEN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAMES J. JUDGE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - KEVIN C. MELIA | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - FRED B. PARKS | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - SOPHIE V. VANDEBROEK | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - GERALD L. WILSON | | Mgmt | | For | | For | | For |
2 | | Increase Board Size | | Mgmt | | For | | For | | For |
3 | | Approve 2009 Stock Incentive Plan | | Mgmt | | For | | For | | For |
4 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
5 | | Approve Other Business | | Mgmt | | For | | Against | | Against |
BANK OF THE OZARKS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OZRK | | CUSIP 063904106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - GEORGE GLEASON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - MARK ROSS | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JEAN AREHART | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - STEVEN ARNOLD | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - RICHARD CISNE | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - ROBERT EAST | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - LINDA GLEASON | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - HENRY MARIANI | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JAMES MATTHEWS | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - R.L. QUALLS | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - KENNITH SMITH | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Other Business | | Mgmt | | For | | Against | | Against |
BILL BARRETT CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BBG | | CUSIP 06846N104 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - WILLIAM F. OWENS* | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - RANDY A. FOUTCH** | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JOSEPH N. JAGGERS** | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - EDMUND P. SEGNER, III** | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Eliminate Classified Board | | Mgmt | | For | | For | | For |
4 | | Eliminate Supermajority Vote | | ShrHldr | | Against | | For | | Against |
BIOMEDREALTY TRUST INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BMR | | CUSIP 09063H107 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ALAN D. GOLD | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - BARBARA R. CAMBON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - EDWARD A. DENNIS PH.D. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - RICHARD I. GILCHRIST | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - GARY A. KREITZER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - THEODORE D. ROTH | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - M. FAYE WILSON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
BJ’S RESTAURANTS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BJRI | | CUSIP 09180C106 | | 06/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - GERALD W. DEITCHLE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JAMES A. DAL POZZO | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - J. ROGER KING | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - LARRY D. BOUTS | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JOHN F. GRUNDHOFER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - PETER A. BASSI | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - WILLIAM L. HYDE, JR. | | Mgmt | | For | | For | | For |
2 | | Increase Common Stock | | Mgmt | | For | | For | | For |
3 | | Add Shares to 2005 Equity Incentive Plan | | Mgmt | | For | | For | | For |
4 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
BLACKBOARD INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BBBB | | CUSIP 091935502 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - FRANK GATTI | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - BETH KAPLAN | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - MATTHEW PITTINSKY | | Mgmt | | For | | For | | For |
2 | | Add Shares to 2004 Stock Incentive | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
BLUE NILE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NILE | | CUSIP 09578R103 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DIANE IRVINE | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - LESLIE LANE | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - NED MANSOUR | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Performance Bonus Plan | | Mgmt | | For | | For | | For |
CBEYOND INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CBEY | | CUSIP 149847105 | | 06/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN H. CHAPPLE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DOUGLAS C. GRISSOM | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - DAVID A. ROGAN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
COLFAX CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CFX | | CUSIP 194014106 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MITCHELL P. RALES | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - CLAY H. KIEFABER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - PATRICK W. ALLENDER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - C. SCOTT BRANNAN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JOSEPH O. BUNTING III | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - THOMAS S. GAYNER | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - RHONDA L. JORDAN | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - RAJIV VINNAKOTA | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
CORINTHIAN COLLEGES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COCO | | CUSIP 218868107 | | 11/17/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - PAUL R. ST. PIERRE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - LINDA AREY SKLADANY | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ROBERT LEE | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
CORPORATE EXECUTIVE BRD CO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EXBD | | CUSIP 21988R102 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - THOMAS L. MONAHAN III | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GREGOR S. BAILAR | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - STEPHEN M. CARTER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - GORDON J. COBURN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - NANCY J. KARCH | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - DAVID W. KENNY | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DANIEL O. LEEMON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
DATA DOMAIN INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DDUP | | CUSIP 23767P109 | | 07/02/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - RONALD D. BERNAL | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ANEEL BHUSRI | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - JEFFREY A. MILLER | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Other Business | | Mgmt | | For | | Against | | Against |
DOMINO’S PIZZA INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DPZ | | CUSIP 25754A201 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - J. PATRICK DOYLE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GREGORY A. TROJAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAMES A. GOLDMAN | | Mgmt | | For | | For | | For |
2 | | Approve Senior Executive Annual Incentive Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
DSW INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DSW | | CUSIP 23334L102 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ELAINE J. EISENMAN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOANNA T. LAU | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - ROGER S. MARKFIELD | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
EAST WEST BANCORP INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWBC | | CUSIP 27579R104 | | 03/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/ Agnst Mgmt |
1 | | Approve Private Placement/Conversion of Securities | | Mgmt | | For | | For | | For |
2 | | Approve Adjournment of Meeting | | Mgmt | | For | | For | | For |
EAST WEST BANCORP INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EWBC | | CUSIP 27579R104 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - IRIS S. CHAN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - PEGGY CHERNG | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - RUDOLPH I. ESTRADA | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JULIA S. GOUW | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - PAUL H. IRVING | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - ANDREW S. KANE | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JOHN LEE | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - HERMAN Y. LI | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Nominee - JACK C. LIU | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - DOMINIC NG | | Mgmt | | For | | For | | For |
1.11 | | Elect Nominee - KEITH W. RENKEN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Ratify Executive Compensation | | Mgmt | | For | | For | | For |
EMCOR GROUP INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EME | | CUSIP 29084Q100 | | 06/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - STEPHEN W. BERSHAD | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DAVID A.B. BROWN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - LARRY J. BUMP | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - ALBERT FRIED, JR. | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - ANTHONY J. GUZZI | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - RICHARD F. HAMM, JR. | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DAVID H. LAIDLEY | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - FRANK T. MACINNIS | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JERRY E. RYAN | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Nominee - MICHAEL T. YONKER | | Mgmt | | For | | For | | For |
2 | | Approve 2010 Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ENERGY CONVERSION DEV
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ENER | | CUSIP 292659109 | | 11/17/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOSEPH A. AVILA | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ALAN E. BARTON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - CHRISTOPHER P. BELDEN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ROBERT I. FREY | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - WILLIAM J. KETELHUT | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - MARK D. MORELLI | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - STEPHEN RABINOWITZ | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - GEORGE A. SCHREIBER JR. | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
ESCO TECHNOLOGIES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ESE | | CUSIP 296315104 | | 02/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - V. L. RICHEY, JR. | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - J. M. STOLZE | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
EW SCRIPPS -CL A
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SSP | | CUSIP 811054402 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ROGER L OGDEN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - J. MARVIN QUIN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - KIM WILLIAMS | | Mgmt | | For | | For | | For |
F5 NETWORKS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FFIV | | CUSIP 315616102 | | 03/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DEBORAH L. BEVIER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ALAN J. HIGGINSON | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JOHN MCADAM | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
FACTSET RESEARCH SYSTEMS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FDS | | CUSIP 303075105 | | 12/15/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - SCOTT A. BILLEADEAU | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - PHILIP A. HADLEY | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JOSEPH R. ZIMMEL | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
FORWARD AIR CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FRWD | | CUSIP 349853101 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - BRUCE A. CAMPBELL | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - C. ROBERT CAMPBELL | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - RICHARD W. HANSELMAN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - C. JOHN LANGLEY, JR. | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - TRACY A. LEINBACH | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - G. MICHAEL LYNCH | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - RAY A. MUNDY | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Nominee - GARY L. PAXTON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Other Business | | Mgmt | | For | | Against | | Against |
GAM COINVESTORS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GBL | | CUSIP 361438104 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - EDWIN L. ARTZT | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - RAYMOND C. AVANSINO, JR | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - RICHARD L. BREADY | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Nominee - MARIO J. GABELLI | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - EUGENE R. MCGRATH | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - ROBERT S. PRATHER, JR. | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Nominee - ELISA M. WILSON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
GANNETT CO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GCI | | CUSIP 364730101 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CRAIG A. DUBOW | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - HOWARD D. ELIAS | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ARTHUR H. HARPER | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JOHN JEFFRY LOUIS | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - MARJORIE MAGNER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - SCOTT K. MCCUNE | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DUNCAN M. MCFARLAND | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - DONNA E. SHALALA | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - NEAL SHAPIRO | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Nominee - KAREN HASTIE WILLIAMS | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Add Shares/Amend 2001 Omnibus Incentive Compensation Plan | | Mgmt | | For | | For | | For |
4 | | Limit Executive Compensation- Gross Ups | | ShrHldr | | Against | | For | | Against |
GRAND CANYON EDUCATION INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LOPE | | CUSIP 38526M106 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - BRENT D. RICHARDSON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - BRIAN E. MUELLER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - CHRISTOPHER RICHARDSON | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - CHAD N. HEATH | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - D. MARK DORMAN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - DAVID J. JOHNSON | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - JACK A. HENRY | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - GERALD J. COLANGELO | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
HEALTH MANAGEMENT ASSOC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HMA | | CUSIP 421933102 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - WILLIAM J. SCHOEN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GARY D. NEWSOME | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - KENT P. DAUTEN | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - DONALD E. KIERNAN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - ROBERT A. KNOX | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - WILLIAM E. MAYBERRY, MD | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - VICKI A. O’MEARA | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - WILLIAM C. STEERE, JR. | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - R.W. WESTERFIELD, PH.D. | | Mgmt | | For | | For | | For |
2 | | Amend 1996 Executive Incentive Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
HORNBECK OFFSHORE SVCS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HOS | | CUSIP 440543106 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - BRUCE W. HUNT | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - BERNIE W. STEWART | | Mgmt | | For | | For | | For |
2 | | Add Shares/Amend Incentive Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
JANUS CAPITAL GROUP INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNS | | CUSIP 47102X105 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - RICHARD M. WEIL | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - G. ANDREW COX | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - DEBORAH R. GATZEK | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ROBERT T. PARRY | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JOCK PATTON | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve 2010 Long Term Incentive Stock Plan | | Mgmt | | For | | For | | For |
KNIGHT CAPITAL GROUP INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NITE | | CUSIP 499005106 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - WILLIAM L. BOLSTER | | Mgmt | | For | | Against | | Against |
1.2 | | Elect Nominee - GARY R. GRIFFITH | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - THOMAS M. JOYCE | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JAMES W. LEWIS | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - THOMAS C. LOCKBURNER | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - JAMES T. MILDE | | Mgmt | | For | | Against | | Against |
1.7 | | Elect Nominee - CHRISTOPHER C. QUICK | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - LAURIE M. SHAHON | | Mgmt | | For | | Against | | Against |
2 | | Approve 2010 Equity Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
LANCE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LNCE | | CUSIP 514606102 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DAVID V. SINGER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DAN C. SWANDER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - S. LANCE VAN EVERY | | Mgmt | | For | | For | | For |
2 | | Add Shares/Amend 2007 Key Employee Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
LASALLE HOTEL PROPERTIES
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LHO | | CUSIP 517942108 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DONALD S. PERKINS | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - STUART L. SCOTT | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
LUMBER LIQUIDATORS HLDGS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LL | | CUSIP 55003T107 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MACON F. BROCK | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOHN M. PRESLEY | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - THOMAS D. SULLIVAN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
MDC HOLDINGS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MDC | | CUSIP 552676108 | | 04/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MICHAEL A. BERMAN | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Nominee - HERBERT T. BUCHWALD | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Nominee - LARRY A. MIZEL | | Mgmt | | For | | For | | For |
2 | | Appoint Separate/Independent Board Chair | | ShrHldr | | Against | | For | | Against |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
MORNINGSTAR INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MORN | | CUSIP 617700109 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOE MANSUETO | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - DON PHILLIPS | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - CHERYL FRANCIS | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - STEVE KAPLAN | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - BILL LYONS | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - JACK NOONAN | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - PAUL STURM | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - HUGH ZENTMYER | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
NBTY INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NTY | | CUSIP 628782104 | | 02/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MICHAEL L. ASHNER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GLENN COHEN | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Nominee - ARTHUR RUDOLPH | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
NETEZZA CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NZ | | CUSIP 64111N101 | | 06/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - PAUL J. FERRI | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Nominee - EDWARD J. ZANDER | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
NETGEAR INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NTGR | | CUSIP 64111Q104 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - PATRICK C.S. LO | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - J.E. CARTER-MILLER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - RALPH E. FAISON | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - A. TIMOTHY GODWIN | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JEF GRAHAM | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - LINWOOD A. LACY, JR. | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - GEORGE G. C. PARKER | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - GREGORY J. ROSSMANN | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - JULIE A. SHIMER | | Mgmt | | For | | For | | For |
2 | | Add Shares to 2006 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
NUVASIVE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NUVA | | CUSIP 670704105 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ALEXIS V. LUKIANOV | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JACK R. BLAIR | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Other Business | | Mgmt | | For | | Against | | Against |
PERRIGO CO
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRGO | | CUSIP 714290103 | | 10/29/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - GARY M. COHEN | | Mgmt | | For | | For | | For |
1.2 | �� | Elect Nominee - DAVID T. GIBBONS | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - RAN GOTTFRIED | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - ELLEN R. HOFFING | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
QUALITY SYSTEMS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
QSII | | CUSIP 747582104 | | 08/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DR. MURRAY BRENNAN | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GEORGE BRISTOL | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - PATRICK CLINE | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - JOSEPH DAVIS | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - AHMED HUSSEIN | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - PHILIP KAPLAN | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Nominee - RUSSELL PFLUEGER | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - STEVEN PLOCHOCKI | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - SHELDON RAZIN | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
RAYMOND JAMES FINANCIAL CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RJF | | CUSIP 754730109 | | 02/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - SHELLEY G. BROADER | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - FRANCIS S. GODBOLD | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - H.W. HABERMEYER, JR. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - CHET HELCK | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - THOMAS A. JAMES | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - PAUL C. REILLY | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - ROBERT P. SALTZMAN | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - KENNETH A. SHIELDS | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - HARDWICK SIMMONS | | Mgmt | | For | | For | | For |
1.10 | | Elect Nominee - SUSAN N. STORY | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Reapprove Incentive Plan/Performance Criteria for OBRA | | Mgmt | | For | | For | | For |
REDWOOD TRUST INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RWT | | CUSIP 758075402 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - RICHARD D. BAUM | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - MARIANN BYERWALTER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JEFFREY T. PERO | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Add Shares to 2002 Incentive Plan | | Mgmt | | For | | For | | For |
RIGHTNOW TECHNOLOGIES INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RNOW | | CUSIP 76657R106 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - GREG R. GIANFORTE | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GREGORY M. AVIS | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - THOMAS W. KENDRA | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Other Business | | Mgmt | | For | | Against | | Against |
SEACHANGE INTERNATIONAL INC
| | | | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status | | |
SEAC | | CUSIP 811699107 | | 7/15/2010 | | Voted | | |
| | | | |
Meeting Type | | Country of Trade | | | | | | |
Annual | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - W.C. | | Mgmt | | For | | For | | For |
| | STYSLINGER, III | | | | | | | | |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
SCHNITZER STEEL INDS -CL A
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCHN | | CUSIP 806882106 | | 01/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DAVID J. ANDERSON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - WILLIAM A. FURMAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - WILLIAM D. LARSSON | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - SCOTT LEWIS | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Nominee - WAYLAND R. HICKS | | Mgmt | | For | | For | | For |
2 | | Reapprove Executive Annual Bonus Plan | | Mgmt | | For | | For | | For |
TELEFLEX INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TFX | | CUSIP 879369106 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - PATRICIA C. BARRON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JEFFREY A. GRAVES | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAMES W. ZUG | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
TEREX CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TEX | | CUSIP 880779103 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - RONALD M. DEFEO | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - G. CHRIS ANDERSEN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - PAULA H.J. CHOLMONDELEY | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - DON DEFOSSET | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - WILLIAM H. FIKE | | Mgmt | | For | | For | | For |
1.6 | | Elect Nominee - THOMAS J. HANSEN | | Mgmt | | For | | For | | For |
1.7 | | Elect Nominee - DAVID A. SACHS | | Mgmt | | For | | For | | For |
1.8 | | Elect Nominee - OREN G. SHAFFER | | Mgmt | | For | | For | | For |
1.9 | | Elect Nominee - DAVID C. WANG | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
TETON ADVISORS, INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TETAA | | CUSIP 88165Y200 | | 05/10/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - BRUCE N. ALPERT | | Mgmt | | N/A | | N/A | | N/A |
1.2 | | Elect Nominee - NICHOLAS F. GALLUCCIO | | Mgmt | | N/A | | N/A | | N/A |
1.3 | | Elect Nominee - HOWARD F. WARD | | Mgmt | | N/A | | N/A | | N/A |
1.4 | | Elect Nominee - ROBERT S. ZUCCARO | | Mgmt | | N/A | | N/A | | N/A |
TEXAS ROADHOUSE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TXRH | | CUSIP 882681109 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - G.J. HART | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GREGORY N. MOORE | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JAMES F. PARKER | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
TREEHOUSE FOODS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
THS | | CUSIP 89469A104 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - DIANA S. FERGUSON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - GEORGE V. BAYLY | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - GARY D. SMITH | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
UNITED NATURAL FOODS INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UNFI | | CUSIP 911163103 | | 01/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOSEPH M. CIANCIOLO | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - PETER ROY | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
UNITED THERAPEUTICS CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UTHR | | CUSIP 91307C102 | | 06/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - CHRISTOPHER CAUSEY | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Nominee - RICHARD GILTNER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - R. PAUL GRAY | | Mgmt | | For | | Withhold | | Against |
2 | | Increase Common Stock | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
VASCO DATA SEC INTL INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VDSI | | CUSIP 92230Y104 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - T. KENDALL HUNT | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - MICHAEL P. CULLINANE | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - JOHN N. FOX, JR. | | Mgmt | | For | | For | | For |
1.4 | | Elect Nominee - JOHN R. WALTER | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - JEAN K. HOLLEY | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
WABTEC CORP
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WAB | | CUSIP 929740108 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - ROBERT J. BROOKS | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - WILLIAM E. KASSLING | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - ALBERT J. NEUPAVER | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
WASHINGTON REIT
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WRE | | CUSIP 939653101 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - MR. WILLIAM G. BYRNES | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - MR. JOHN P. MCDANIEL | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - MR. GEORGE F. MCKENZIE | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
WEBSENSE INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WBSN | | CUSIP 947684106 | | 06/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN B. CARRINGTON | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - BRUCE T. COLEMAN | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - GENE HODGES | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Nominee - JOHN F. SCHAEFER | | Mgmt | | For | | For | | For |
1.5 | | Elect Nominee - GARY E. SUTTON | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
WILLBROS GROUP INC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WG | | CUSIP 969203108 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - JOHN T. MCNABB, II | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - ROBERT L. SLUDER | | Mgmt | | For | | For | | For |
1.3 | | Elect Nominee - S. MILLER WILLIAMS | | Mgmt | | For | | For | | For |
2 | | Approve 2010 Stock and Incentive Compensation Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
WINNEBAGO INDUSTRIES
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WGO | | CUSIP 974637100 | | 12/15/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Nominee - IRVIN E. AAL | | Mgmt | | For | | For | | For |
1.2 | | Elect Nominee - JOSEPH W. ENGLAND | | Mgmt | | For | | For | | For |
2 | | Ratify Appointment of Auditors | | Mgmt | | For | | For | | For |
Fund Name : Aston/TCH Fixed Income Fund
The registrant did not hold any portfolio securities with respect to which the registrant was entitled to vote during the period from July 1, 2009 to June 30, 2010.
Fund Name : Aston Value Fund
3M Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MMM | | CUSIP 88579Y101 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Linda G. Alvarado | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director George W. Buckley | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Vance D. Coffman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Michael L. Eskew | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director W. James Farrell | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Herbert L. Henkel | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Edward M. Liddy | | Mgmt | | For | | For | | For |
8 | | Elect Director Robert S. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Aulana L. Peters | | Mgmt | | For | | For | | For |
10 | | Elect Director Robert J. Ulrich | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Abbott Laboratories
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABT | | CUSIP 002824100 | | 04/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director R.J. Alpern | | Mgmt | | For | | For | | For |
1.2 | | Elect Director R.S. Austin | | Mgmt | | For | | For | | For |
1.3 | | Elect Director W.M. Daley | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Director W.J. Farrell | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Director H.L. Fuller | | Mgmt | | For | | Withhold | | Against |
1.6 | | Elect Director W.A. Osborn | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Director D.A.L. Owen | | Mgmt | | For | | For | | For |
1.8 | | Elect Director R.S. Roberts | | Mgmt | | For | | For | | For |
1.9 | | Elect Director S.C. Scott, III | | Mgmt | | For | | For | | For |
1.10 | | Elect Director W.D. Smithburg | | Mgmt | | For | | Withhold | | Against |
1.11 | | Elect Director G.F. Tilton | | Mgmt | | For | | For | | For |
1.12 | | Elect Director M.D. White | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Accenture plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G1151C101 | | 02/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Ireland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Reelect William L. Kimsey as a Director | | Mgmt | | For | | For | | For |
1.2 | | Reelect Robert I. Lipp as a Director | | Mgmt | | For | | For | | For |
1.3 | | Reelect Wulf von Schimmelmann as a Director | | Mgmt | | For | | For | | For |
2 | | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
3 | | Approve 2010 Share Incentive Plan | | Mgmt | | For | | For | | For |
4 | | Approve 2010 Employee Share Purchase Plan | | Mgmt | | For | | For | | For |
5 | | Change Location of Annual Meeting | | Mgmt | | For | | For | | For |
6 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | Mgmt | | For | | For | | For |
7 | | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | | Mgmt | | For | | For | | For |
Accenture plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G1150G111 | | 08/05/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Ireland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Accenture plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G1150G111 | | 08/05/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Ireland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Accenture plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G1150G111 | | 08/05/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Ireland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve the Creation of Distributable Reserves for Accenture plc | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
ACE Limited
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ACE | | CINS H0023R105 | | 05/19/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Robert Hernandez as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.2 | | Elect Peter Menikoff as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.3 | | Elect Robert Ripp as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.4 | | Elect Theodore Shasta as Director | | Mgmt | | For | | Do Not Vote | | N/A |
2 | | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | | Mgmt | | For | | Do Not Vote | | N/A |
3.1 | | Approve Annual Report | | Mgmt | | For | | Do Not Vote | | N/A |
3.2 | | Accept Statutory Financial Statements | | Mgmt | | For | | Do Not Vote | | N/A |
3.3 | | Accept Consolidated Financial Statements | | Mgmt | | For | | Do Not Vote | | N/A |
4 | | Approve Allocation of Income and Omission of Dividends | | Mgmt | | For | | Do Not Vote | | N/A |
5 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | Do Not Vote | | N/A |
6 | | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | | Mgmt | | For | | Do Not Vote | | N/A |
7.1 | | Ratify PricewaterhouseCoopers AG as Auditors | | Mgmt | | For | | Do Not Vote | | N/A |
7.2 | | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | | Mgmt | | For | | Do Not Vote | | N/A |
7.3 | | Ratify BDO AG as Special Auditors | | Mgmt | | For | | Do Not Vote | | N/A |
8 | | Amend 2004 Long-Term Incentive Plan | | Mgmt | | For | | Do Not Vote | | N/A |
9 | | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | | Mgmt | | For | | Do Not Vote | | N/A |
Advance Auto Parts Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAP | | CUSIP 00751Y106 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John F. Bergstrom | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John C. Brouillard | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Fiona P. Dias | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Frances X. Frei | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Darren R. Jackson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William S. Oglesby | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director J. Paul Raines | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Gilbert T. Ray | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Carlos A. Saladrigas | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Francesca M. Spinelli | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
AFLAC Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AFL | | CUSIP 001055102 | | 05/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Daniel P. Amos | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John Shelby Amos II | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Paul S. Amos II | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Michael H. Armacost | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Kriss Cloninger III | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Joe Frank Harris | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Elizabeth J. Hudson | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Douglas W. Johnson | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Robert B. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles B. Knapp | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director E. Stephen Purdom, M.d. | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Barbara K. Rimer, PhD | | Mgmt | | For | | For | | For |
1.13 | | Elect Director Marvin R. Schuster | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director David Gary Thompson | | Mgmt | | For | | For | | For |
1.15 | | Elect Director Robert L. Wright | | Mgmt | | For | | For | | For |
1.16 | | Elect Director Takuro Yoshida | | Mgmt | | For | | For | | For |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Agilent Technologies, Inc.
| | | | | | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
A | | CUSIP 00846U101 | | 03/02/2010 | | Voted |
| | | | | |
Meeting Type | | Country of Trade | | | | | | | | |
Annual | | USA | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Paul N. Clark | | Mgmt | | For | | For | | For |
2 | | Elect Director James G. Cullen | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
Air Products and Chemicals, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
APD | | CUSIP 009158106 | | 01/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William L. Davis, III | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director W. Douglas Ford | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Evert Henkes | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Margaret G. McGlynn | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
American Electric Power Company, Inc.
| | | | | | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AEP | | CUSIP 025537101 | | 04/27/2010 | | Voted |
| | | | | |
Meeting Type | | Country of Trade | | | | | | | | |
Annual | | USA | | | | | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director E. R. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Donald M. Carlton | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James F. Cordes | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Ralph D. Crosby, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Linda A. Goodspeed | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Thomas E. Hoaglin | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Lester A. Hudson, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Michael G. Morris | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lionel L. Nowell III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Richard L. Sandor | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Kathryn D. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Sara Martinez Tucker | | Mgmt | | For | | For | | For |
1.13 | | Elect Director John F. Turner | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Anadarko Petroleum Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
APC | | CUSIP 032511107 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Preston M. Geren III | | Mgmt | | For | | For | | For |
3 | | Elect Director James T. Hackett | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | ShrHldr | | Against | | For | | Against |
| | | | | |
6 | | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | | ShrHldr | | Against | | For | | Against |
Aon Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AON | | CUSIP 037389103 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Lester B. Knight | | Mgmt | | For | | For | | For |
2 | | Elect Director Gregory C. Case | | Mgmt | | For | | For | | For |
3 | | Elect Director Fulvio Conti | | Mgmt | | For | | For | | For |
4 | | Elect Director Edgar D. Jannotta | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Jan Kalff | | Mgmt | | For | | For | | For |
6 | | Elect Director J. Michael Losh | | Mgmt | | For | | For | | For |
7 | | Elect Director R. Eden Martin | | Mgmt | | For | | For | | For |
8 | | Elect Director Andrew J. McKenna | | Mgmt | | For | | For | | For |
9 | | Elect Director Robert S. Morrison | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Richard B. Myers | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Richard C. Notebaert | | Mgmt | | For | | For | | For |
12 | | Elect Director John W. Rogers, Jr. | | Mgmt | | For | | For | | For |
13 | | Elect Director Gloria Santona | | Mgmt | | For | | For | | For |
14 | | Elect Director Carolyn Y. Woo | | Mgmt | | For | | For | | For |
15 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Apache Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
APA | | CUSIP 037411105 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Eugene C. Fiedorek | | Mgmt | | For | | For | | For |
2 | | Elect Director Patricia Albjerg Graham | | Mgmt | | For | | For | | For |
3 | | Elect Director F.H. Merelli | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
AT&T Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
T | | CUSIP 00206R102 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Randall L. Stephenson | | Mgmt | | For | | For | | For |
2 | | Elect Director Gilbert F. Amelio | | Mgmt | | For | | For | | For |
3 | | Elect Director Reuben V. Anderson | | Mgmt | | For | | For | | For |
4 | | Elect Director James H. Blanchard | | Mgmt | | For | | For | | For |
5 | | Elect Director Jaime Chico Pardo | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director James P. Kelly | | Mgmt | | For | | For | | For |
7 | | Elect Director Jon C. Madonna | | Mgmt | | For | | For | �� | For |
8 | | Elect Director Lynn M. Martin | | Mgmt | | For | | For | | For |
9 | | Elect Director John B. McCoy | | Mgmt | | For | | For | | For |
10 | | Elect Director Joyce M. Roche | | Mgmt | | For | | For | | For |
11 | | Elect Director Laura D Andrea Tyson | | Mgmt | | For | | For | | For |
12 | | Elect Director Patricia P. Upton | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
15 | | Exclude Pension Credits from Calculations of Performance-Based Pay | | ShrHldr | | Against | | Against | | For |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Automatic Data Processing, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ADP | | CUSIP 053015103 | | 11/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Leslie A. Brun | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Gary C. Butler | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Leon G. Cooperman | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Eric C. Fast | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Linda R. Gooden | | Mgmt | | For | | For | | For |
1.7 | | Elect Director R. Glenn Hubbard | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John P. Jones | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Charles H. Noski | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Sharon T. Rowlands | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Gregory L. Summe | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Bank of America Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAC | | CUSIP 060505104 | | 02/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Bank of America Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BAC | | CUSIP 060505104 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Susan S. Bies | | Mgmt | | For | | For | | For |
2 | | Elect Director William P. Boardman | | Mgmt | | For | | For | | For |
3 | | Elect Director Frank P. Bramble, Sr. | | Mgmt | | For | | For | | For |
4 | | Elect Director Virgis W. Colbert | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Charles K. Gifford | | Mgmt | | For | | For | | For |
6 | | Elect Director Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
7 | | Elect Director D. Paul Jones, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Thomas J. May | | Mgmt | | For | | For | | For |
10 | | Elect Director Brian T. Moynihan | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Donald E. Powell | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Charles O. Rossotti | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Robert W. Scully | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
18 | | Report on Government Service of Employees | | ShrHldr | | Against | | Against | | For |
19 | | TARP Related Compensation | | ShrHldr | | Against | | For | | Against |
20 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
21 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
22 | | Adopt Policy on Succession Planning | | ShrHldr | | Against | | Against | | For |
23 | | Report on Collateral in Derivatives Trading | | ShrHldr | | Against | | For | | Against |
24 | | Claw-back of Payments under Restatements | | ShrHldr | | Against | | For | | Against |
Becton, Dickinson and Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BDX | | CUSIP 075887109 | | 02/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Henry P. Becton, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Edward F. Degraan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Claire M. Fraser-liggett | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Edward J. Ludwig | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Adel A.F. Mahmoud | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director James F. Orr | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Willard J. Overlock, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Bertram L. Scott | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Company-Specific — Approval Of A By-law Amendment Regarding Special Shareholdermeetings | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
5 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
6 | | Require a Majority Vote for the Election of Directors | | ShrHldr | | Against | | Against | | For |
7 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
Campbell Soup Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CPB | | CUSIP 134429109 | | 11/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Edmund M. Carpenter | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Paul R. Charron | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Douglas R. Conant | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Bennett Dorrance | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Harvey Golub | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Lawrence C. Karlson | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Randall W. Larrimore | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Mary Alice D. Malone | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Sara Mathew | | Mgmt | | For | | For | | For |
1.10 | | Elect Director William D. Perez | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Charles R. Perrin | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director A. Barry Rand | | Mgmt | | For | | For | | For |
1.13 | | Elect Director Nick Schreiber | | Mgmt | | For | | For | | For |
1.14 | | Elect Director Archbold D. Van Beuren | | Mgmt | | For | | For | | For |
1.15 | | Elect Director Les C. Vinney | | Mgmt | | For | | For | | For |
1.16 | | Elect Director Charlotte C. Weber | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
CenturyTel, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CTL | | CUSIP 156700106 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director W. Bruce Hanks | | Mgmt | | For | | For | | For |
1.2 | | Elect Director C. G. Melville, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William A. Owens | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Glen F. Post, III | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Change Company Name | | Mgmt | | For | | For | | For |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
5 | | Report on Internet Network Management Practices Regarding Privacy and Freedom of Expression | | ShrHldr | | Against | | Against | | For |
6 | | Limit Executive Compensation | | ShrHldr | | Against | | Against | | For |
7 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Chevron Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CVX | | CUSIP 166764100 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director S.H. Armacost | | Mgmt | | For | | For | | For |
2 | | Elect Director L.F. Deily | | Mgmt | | For | | For | | For |
3 | | Elect Director R.E. Denham | | Mgmt | | For | | For | | For |
4 | | Elect Director R.J. Eaton | | Mgmt | | For | | For | | For |
5 | | Elect Director C. Hagel | | Mgmt | | For | | For | | For |
6 | | Elect Director E. Hernandez | | Mgmt | | For | | For | | For |
7 | | Elect Director F.G. Jenifer | | Mgmt | | For | | For | | For |
8 | | Elect Director G.L. Kirkland | | Mgmt | | For | | For | | For |
9 | | Elect Director S. Nunn | | Mgmt | | For | | For | | For |
10 | | Elect Director D.B. Rice | | Mgmt | | For | | For | | For |
11 | | Elect Director K.W. Sharer | | Mgmt | | For | | For | | For |
12 | | Elect Director C.R. Shoemate | | Mgmt | | For | | For | | For |
13 | | Elect Director J.G. Stumpf | | Mgmt | | For | | For | | For |
14 | | Elect Director R.D. Sugar | | Mgmt | | For | | For | | For |
15 | | Elect Director C. Ware | | Mgmt | | For | | For | | For |
16 | | Elect Director J.S. Watson | | Mgmt | | For | | For | | For |
17 | | Ratify Auditors | | Mgmt | | For | | For | | For |
18 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
19 | | Request Director Nominee with Environmental Qualifications | | ShrHldr | | Against | | Against | | For |
20 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
21 | | Disclose Payments To Host Governments | | ShrHldr | | Against | | Against | | For |
22 | | Adopt Guidelines for Country Selection | | ShrHldr | | Against | | Against | | For |
23 | | Report on Financial Risks From Climate Change | | ShrHldr | | Against | | Against | | For |
24 | | Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHldr | | Against | | Against | | For |
Cisco Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CSCO | | CUSIP 17275R102 | | 11/12/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Carol A. Bartz | | Mgmt | | For | | For | | For |
2 | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Michael D. Capellas | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Larry R. Carter | | Mgmt | | For | | For | | For |
5 | | Elect Director John T. Chambers | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Brian L. Halla | | Mgmt | | For | | For | | For |
7 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Richard M. Kovacevich | | Mgmt | | For | | For | | For |
9 | | Elect Director Roderick C. McGeary | | Mgmt | | For | | For | | For |
10 | | Elect Director Michael K. Powell | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Arun Sarin | | Mgmt | | For | | For | | For |
12 | | Elect Director Steven M. West | | Mgmt | | For | | For | | For |
13 | | Elect Director Jerry Yang | | Mgmt | | For | | For | | For |
14 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
15 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
| | | | | |
19 | | Report on Internet Fragmentation | | ShrHldr | | Against | | Against | | For |
CMS Energy Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CMS | | CUSIP 125896100 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Merribel S. Ayres | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jon E. Barfield | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Stephen E. Ewing | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard M. Gabrys | | Mgmt | | For | | For | | For |
1.5 | | Elect Director David W. Joos | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Philip R. Lochner, Jr | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Michael T. Monahan | | Mgmt | | For | | For | | For |
1.8 | | Elect Director John G. Russell | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Kenneth L. Way | | Mgmt | | For | | For | | For |
1.10 | | Elect Director John B. Yasinsky | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt Quantitative GHG Goals for Products and Operations | | ShrHldr | | Against | | Against | | For |
4 | | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | | ShrHldr | | Against | | Against | | For |
CVS Caremark Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CVS | | CUSIP 126650100 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Edwin M. Banks | | Mgmt | | For | | For | | For |
2 | | Elect Director C. David Brown II | | Mgmt | | For | | For | | For |
3 | | Elect Director David W. Dorman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Kristen Gibney Williams | | Mgmt | | For | | For | | For |
5 | | Elect Director Marian L. Heard | | Mgmt | | For | | For | | For |
6 | | Elect Director William H. Joyce | | Mgmt | | For | | For | | For |
7 | | Elect Director Jean-Pierre Millon | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Terrence Murray | | Mgmt | | For | | For | | For |
9 | | Elect Director C.A. Lance Piccolo | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Sheli Z. Rosenberg | | Mgmt | | For | | For | | For |
11 | | Elect Director Thomas M. Ryan | | Mgmt | | For | | For | | For |
12 | | Elect Director Richard J. Swift | | Mgmt | | For | | For | | For |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
15 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
16 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
| | | | | |
17 | | Adopt Global Warming Principles | | ShrHldr | | Against | | Against | | For |
Danaher Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DHR | | CUSIP 235851102 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Steven M. Rales | | Mgmt | | For | | For | | For |
2 | | Elect Director John T. Schwieters | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Alan G. Spoon | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Declassify the Board of Directors | | ShrHldr | | Against | | For | | Against |
Danone
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 23636T100 | | 04/22/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | France | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | Do Not Vote | | N/A |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 1.20 per Share | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
4 | | Reelect Franck Riboud as Director | | Mgmt | | For | | Do Not Vote | | N/A |
5 | | Reelect Emmanuel Faber as Director | | Mgmt | | For | | Do Not Vote | | N/A |
6 | | Reelect PricewaterhouseCoopers Audit as Auditor | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
7 | | Ratify Ernst & Young et Autres as Auditor | | Mgmt | | For | | Do Not Vote | | N/A |
8 | | Ratify Yves Nicolas as Alternate Auditor | | Mgmt | | For | | Do Not Vote | | N/A |
9 | | Ratify Auditex as Alternate Auditor | | Mgmt | | For | | Do Not Vote | | N/A |
10 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | Mgmt | | For | | Do Not Vote | | N/A |
11 | | Approve Transaction with Franck Riboud | | Mgmt | | For | | Do Not Vote | | N/A |
12 | | Approve Transaction with Emmanuel Faber | | Mgmt | | For | | Do Not Vote | | N/A |
13 | | Approve Transaction with Bernard Hours | | Mgmt | | For | | Do Not Vote | | N/A |
14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
15 | | Authorize up to 0.4 Percent of Issued Capital for Use in Stock Option Plan | | Mgmt | | For | | Do Not Vote | | N/A |
16 | | Amend Stock Ownership Limitations | | Mgmt | | For | | Do Not Vote | | N/A |
17 | | Authorize Filing of Required Documents/Other Formalities | | Mgmt | | For | | Do Not Vote | | N/A |
DaVita Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DVA | | CUSIP 23918K108 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Pamela M. Arway | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Charles G. Berg | | Mgmt | | For | | For | | For |
3 | | Elect Director Willard W. Brittain, Jr. | | Mgmt | | For | | For | | For |
4 | | Elect Director Paul J. Diaz | | Mgmt | | For | | For | | For |
5 | | Elect Director Peter T. Grauer | | Mgmt | | For | | For | | For |
6 | | Elect Director John M. Nehra | | Mgmt | | For | | For | | For |
7 | | Elect Director William L. Roper | | Mgmt | | For | | For | | For |
8 | | Elect Director Kent J. Thiry | | Mgmt | | For | | For | | For |
9 | | Elect Director Roger J. Valine | | Mgmt | | For | | For | | For |
10 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
Diageo plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 25243Q205 | | 10/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Report And Accounts 2009 | | Mgmt | | For | | For | | For |
2 | | Directors Remuneration Report 2009 | | Mgmt | | For | | For | | For |
3 | | Declaration Of Final Dividend | | Mgmt | | For | | For | | For |
4 | | Re-election Of LM Danon As A Director | | Mgmt | | For | | For | | For |
5 | | Re-election Of Lord Hollick As A Director | | Mgmt | | For | | For | | For |
6 | | Re-election Of PS Walsh As A Director | | Mgmt | | For | | For | | For |
7 | | Election Of PB Bruzelius As A Director | | Mgmt | | For | | For | | For |
8 | | Election Of BD Holden As A Director | | Mgmt | | For | | For | | For |
9 | | Re-appointment Of Auditor | | Mgmt | | For | | For | | For |
10 | | Remuneration Of Auditor | | Mgmt | | For | | For | | For |
11 | | Authority To Allot Shares | | Mgmt | | For | | For | | For |
12 | | Disapplication Of Pre-emption Rights | | Mgmt | | For | | For | | For |
13 | | Authority To Purchase Own Ordinary Shares | | Mgmt | | For | | For | | For |
14 | | Authority To Make Political Donations And/or To Incur Political Expenditure In The EU. | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Adoption Of The Diageo Plc 2009 Discretionary Incentive Plan | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Adoption Of The Diageo Plc 2009 Executive Long Term Incentive Plan | | Mgmt | | For | | For | | For |
17 | | Adoption Of The Diageo Plc International Sharematch Plan 2009 | | Mgmt | | For | | For | | For |
18 | | Authority To Establish International Share Plans | | Mgmt | | For | | For | | For |
19 | | Adoption Of The Diageo Plc 2009 Irish Sharesave Plan | | Mgmt | | For | | For | | For |
20 | | Amendments To The Rules Of Diageo Plc Executive Share Option Plan | | Mgmt | | For | | For | | For |
21 | | Amendments To The Rules Of Diageo Plc 2008 Senior Executive Share Option Plan | | Mgmt | | For | | For | | For |
22 | | Amendments To The Rules Of Diageo Plc Senior Executive Share Option Plan | | Mgmt | | For | | For | | For |
23 | | Reduced Notice Of A General Meeting Other Than An Annual General Meeting | | Mgmt | | For | | For | | For |
24 | | Adoption Of Articles Of Association | | Mgmt | | For | | For | | For |
Dominion Resources, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
D | | CUSIP 25746U109 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William P. Barr | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Peter W. Brown | | Mgmt | | For | | For | | For |
1.3 | | Elect Director George A. Davidson, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Thomas F. Farrell II | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John W. Harris | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Robert S. Jepson, Jr. | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Mark J. Kington | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Margaret A. McKenna | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Frank S. Royal | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Robert H. Spilman, Jr. | | Mgmt | | For | | For | | For |
1.11 | | Elect Director David A. Wollard | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
4 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
5 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
6 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
7 | | Amend Quorum Requirements | | Mgmt | | For | | For | | For |
8 | | Adopt Renewable Energy Production Goal | | ShrHldr | | Against | | Against | | For |
9 | | Stop Construction of Nuclear Reactor at North Anna Facility | | ShrHldr | | Against | | Against | | For |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Eaton Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ETN | | CUSIP 278058102 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Todd M. Bluedorn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
3 | | Elect Director Michael J. Critelli | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Charles E. Golden | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Ernie Green | | Mgmt | | For | | For | | For |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Entergy Corporation
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ETR | | CUSIP 29364G103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Maureen Scannell Bateman | | Mgmt | | For | | Against | | Against |
2 | | Elect Director W. Frank Blount | | Mgmt | | For | | For | | For |
3 | | Elect Director Gary W. Edwards | | Mgmt | | For | | Against | | Against |
| | | | | |
4 | | Elect Director Alexis M. Herman | | Mgmt | | For | | Against | | Against |
| | | | | |
5 | | Elect Director Donald C. Hintz | | Mgmt | | For | | For | | For |
6 | | Elect Director J. Wayne Leonard | | Mgmt | | For | | Against | | Against |
| | | | | |
7 | | Elect Director Stuart L. Levenick | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Stewart C. Myers | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director James R. Nichols | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director William A. Percy, II | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director W.J. Tauzin | | Mgmt | | For | | Against | | Against |
12 | | Elect Director Steven V. Wilkinson | | Mgmt | | For | | For | | For |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
EOG Resources, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EOG | | CUSIP 26875P101 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director George A. Alcorn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Charles R. Crisp | | Mgmt | | For | | For | | For |
3 | | Elect Director James C. Day | | Mgmt | | For | | For | | For |
4 | | Elect Director Mark G. Papa | | Mgmt | | For | | For | | For |
5 | | Elect Director H. Leighton Steward | | Mgmt | | For | | For | | For |
6 | | Elect Director Donald F. Textor | | Mgmt | | For | | For | | For |
7 | | Elect Director Frank G. Wisner | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify Auditors | | Mgmt | | For | | For | | For |
9 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
10 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
11 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
12 | | Report on Environmental Impacts of Natural Gas Fracturing | | ShrHldr | | Against | | For | | Against |
| | | | | |
13 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
14 | | Double Trigger on Equity Plans | | ShrHldr | | Against | | Against | | For |
Exxon Mobil Corporation
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XOM | | CUSIP 30231G102 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director M.J. Boskin | | Mgmt | | For | | For | | For |
1.2 | | Elect Director P. Brabeck-Letmathe | | Mgmt | | For | | For | | For |
1.3 | | Elect Director L.R. Faulkner | | Mgmt | | For | | For | | For |
1.4 | | Elect Director J.S. Fishman | | Mgmt | | For | | For | | For |
1.5 | | Elect Director K.C. Frazier | | Mgmt | | For | | For | | For |
1.6 | | Elect Director W.W. George | | Mgmt | | For | | For | | For |
1.7 | | Elect Director M.C. Nelson | | Mgmt | | For | | For | | For |
1.8 | | Elect Director S.J. Palmisano | | Mgmt | | For | | For | | For |
1.9 | | Elect Director S.C. Reinemund | | Mgmt | | For | | For | | For |
1.10 | | Elect Director R.W. Tillerson | | Mgmt | | For | | For | | For |
1.11 | | Elect Director E.E. Whitacre, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHldr | | Against | | For | | Against |
4 | | Reincorporate in Another State [from New Jersey to North Dakota] | | ShrHldr | | Against | | Against | | For |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
6 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | ShrHldr | | Against | | Against | | For |
| | | | | |
7 | | Adopt Policy on Human Right to Water | | ShrHldr | | Against | | Against | | For |
8 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | ShrHldr | | Against | | Against | | For |
9 | | Report on Environmental Impact of Oil Sands Operations in Canada | | ShrHldr | | Against | | Against | | For |
10 | | Report on Environmental Impacts of Natural Gas Fracturing | | ShrHldr | | Against | | Against | | For |
| | | | | |
11 | | Report on Energy Technologies Development | | ShrHldr | | Against | | Against | | For |
12 | | Adopt Quantitative GHG Goals from Products and Operations | | ShrHldr | | Against | | Against | | For |
13 | | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | | ShrHldr | | Against | | Against | | For |
First Solar, Inc.
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Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FSLR | | CUSIP 336433107 | | 06/01/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Michael J. Ahearn | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert J. Gillette | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Craig Kennedy | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James F. Nolan | | Mgmt | | For | | For | | For |
1.5 | | Elect Director William J. Post | | Mgmt | | For | | For | | For |
1.6 | | Elect Director J. Thomas Presby | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Paul H. Stebbins | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect Director Michael Sweeney | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.9 | | Elect Director Jose H. Villarreal | | Mgmt | | For | | Withhold | | Against |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fluor Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FLR | | CUSIP 343412102 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director James T. Hackett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Kent Kresa | | Mgmt | | For | | For | | For |
3 | | Elect Director Nader H. Sultan | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
FPL Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FPL | | CUSIP 302571104 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Sherry S. Barrat | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Robert M. Beall, II | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director J. Hyatt Brown | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James L. Camaren | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director J. Brian Ferguson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Toni Jennings | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Oliver D. Kingsley, Jr. | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Rudy E. Schupp | | Mgmt | | For | | For | | For |
1.10 | | Elect Director William H. Swanson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Michael H. Thaman | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Hansel E. Tookes, II | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Change Company Name | | Mgmt | | For | | For | | For |
Franklin Resources, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BEN | | CUSIP 354613101 | | 03/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Samuel H. Armacost | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Charles Crocker | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Joseph R. Hardiman | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Robert D. Joffe | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Charles B. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Gregory E. Johnson | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Rupert H. Johnson, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Thomas H. Kean | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Chutta Ratnathicam | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Peter M. Sacerdote | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Laura Stein | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Anne M. Tatlock | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
General Electric Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GE | | CUSIP 369604103 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director W. Geoffrey Beattie | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director James I. Cash, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director William M. Castell | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Ann M. Fudge | | Mgmt | | For | | For | | For |
5 | | Elect Director Susan Hockfield | | Mgmt | | For | | For | | For |
6 | | Elect Director Jeffrey R. Immelt | | Mgmt | | For | | For | | For |
7 | | Elect Director Andrea Jung | | Mgmt | | For | | For | | For |
8 | | Elect Director Alan G. (A.G.) Lafley | | Mgmt | | For | | For | | For |
9 | | Elect Director Robert W. Lane | | Mgmt | | For | | For | | For |
10 | | Elect Director Ralph S. Larsen | | Mgmt | | For | | For | | For |
11 | | Elect Director Rochelle B. Lazarus | | Mgmt | | For | | For | | For |
12 | | Elect Director James J. Mulva | | Mgmt | | For | | For | | For |
13 | | Elect Director Sam Nunn | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Director Roger S. Penske | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Director Robert J. Swieringa | | Mgmt | | For | | For | | For |
16 | | Elect Director Douglas A. Warner III | | Mgmt | | For | | For | | For |
17 | | Ratify Auditors | | Mgmt | | For | | For | | For |
18 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
19 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHldr | | Against | | For | | Against |
20 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
21 | | Report on Pay Disparity | | ShrHldr | | Against | | Against | | For |
22 | | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | | ShrHldr | | Against | | Against | | For |
23 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
General Mills, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GIS | | CUSIP 370334104 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Bradbury H. Anderson | | Mgmt | | For | | For | | For |
2 | | Elect Director R. Kerry Clark | | Mgmt | | For | | For | | For |
3 | | Elect Director Paul Danos | | Mgmt | | For | | For | | For |
4 | | Elect Director William T. Esrey | | Mgmt | | For | | For | | For |
5 | | Elect Director Raymond V. Gilmartin | | Mgmt | | For | | For | | For |
6 | | Elect Director Judith Richards Hope | | Mgmt | | For | | For | | For |
7 | | Elect Director Heidi G. Miller | | Mgmt | | For | | For | | For |
8 | | Elect Director Hilda Ochoa-Brillembourg | | Mgmt | | For | | For | | For |
9 | | Elect Director Steve Odland | | Mgmt | | For | | For | | For |
10 | | Elect Director Kendall J. Powell | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Lois E. Quam | | Mgmt | | For | | For | | For |
12 | | Elect Director Michael D. Rose | | Mgmt | | For | | For | | For |
13 | | Elect Director Robert L. Ryan | | Mgmt | | For | | For | | For |
14 | | Elect Director Dorothy A. Terrell | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
Goodrich Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GR | | CUSIP 382388106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Carolyn Corvi | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Diane C. Creel | | Mgmt | | For | | For | | For |
1.3 | | Elect Director George A. Davidson, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Harris E. Deloach, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect Director James W. Griffith | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William R. Holland | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John P. Jumper | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Marshall O. Larsen | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Lloyd W. Newton | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Douglas E. Olesen | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Alfred M. Rankin, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve/Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
Google Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GOOG | | CUSIP 38259P508 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Eric Schmidt | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Sergey Brin | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Larry Page | | Mgmt | | For | | For | | For |
1.4 | | Elect Director L. John Doerr | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ann Mather | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Paul S. Otellini | | Mgmt | | For | | For | | For |
1.8 | | Elect Director K. Ram Shriram | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Shirley M. Tilghman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
4 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
5 | | Adopt Principles for Online Advertising | | ShrHldr | | Against | | Against | | For |
6 | | Amend Human Rights Policies Regarding Chinese Operations | | ShrHldr | | Against | | Against | | For |
Halliburton Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HAL | | CUSIP 406216101 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director A.M. Bennett | | Mgmt | | For | | For | | For |
2 | | Elect Director J.R. Boyd | | Mgmt | | For | | For | | For |
3 | | Elect Director M. Carroll | | Mgmt | | For | | For | | For |
4 | | Elect Director N.K. Dicciani | | Mgmt | | For | | For | | For |
5 | | Elect Director S.M. Gillis | | Mgmt | | For | | For | | For |
6 | | Elect Director J.T. Hackett | | Mgmt | | For | | For | | For |
7 | | Elect Director D.J. Lesar | | Mgmt | | For | | For | | For |
8 | | Elect Director R.A. Malone | | Mgmt | | For | | For | | For |
9 | | Elect Director J.L. Martin | | Mgmt | | For | | For | | For |
10 | | Elect Director D.L. Reed | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Review and Assess Human Rights Policies | | ShrHldr | | Against | | For | | Against |
13 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
| | | | | |
14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
15 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Hasbro, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HAS | | CUSIP 418056107 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Basil L. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Alan R. Batkin | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Frank J. Biondi, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kenneth A. Bronfin | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John M. Connors, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Michael W.o. Garrett | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Brian Goldner | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Jack M. Greenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Alan G. Hassenfeld | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Tracy A. Leinbach | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Edward M. Philip | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Alfred J. Verrecchia | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Hess Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HES | | CUSIP 42809H107 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director N.F. Brady | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director G.P. Hill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director T.H. Kean | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Director F.A. Olson | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
Hewlett-Packard Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HPQ | | CUSIP 428236103 | | 03/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Marc L. Andreessen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Lawrence T. Babbio, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Sari M. Baldauf | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Rajiv L. Gupta | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John H. Hammergren | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Mark V. Hurd | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Joel Z. Hyatt | | Mgmt | | For | | For | | For |
1.8 | | Elect Director John R. Joyce | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Robert L. Ryan | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Lucille S. Salhany | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director G. Kennedy Thompson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
4 | | Company Request on Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Intel Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
INTC | | CUSIP 458140100 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
2 | | Elect Director Susan L. Decker | | Mgmt | | For | | For | | For |
3 | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
4 | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
5 | | Elect Director Paul S. Otellini | | Mgmt | | For | | For | | For |
6 | | Elect Director James D. Plummer | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director David S. Pottruck | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Jane E. Shaw | | Mgmt | | For | | For | | For |
9 | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
10 | | Elect Director David B. Yoffie | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
International Business Machines Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IBM | | CUSIP 459200101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director A. J. P. Belda | | Mgmt | | For | | For | | For |
2 | | Elect Director C. Black | | Mgmt | | For | | For | | For |
3 | | Elect Director W. R. Brody | | Mgmt | | For | | For | | For |
4 | | Elect Director K. I. Chenault | | Mgmt | | For | | For | | For |
5 | | Elect Director M. L. Eskew | | Mgmt | | For | | For | | For |
6 | | Elect Director S. A. Jackson | | Mgmt | | For | | For | | For |
7 | | Elect Director A. N. Liveris | | Mgmt | | For | | For | | For |
8 | | Elect Director W. J. McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Director T. Nishimuro | | Mgmt | | For | | For | | For |
10 | | Elect Director J. W. Owens | | Mgmt | | For | | For | | For |
11 | | Elect Director S. J. Palmisano | | Mgmt | | For | | For | | For |
12 | | Elect Director J. E. Spero | | Mgmt | | For | | For | | For |
13 | | Elect Director S. Taurel | | Mgmt | | For | | For | | For |
14 | | Elect Director L. H. Zambrano | | Mgmt | | For | | For | | For |
15 | | Ratify Auditors | | Mgmt | | For | | For | | For |
16 | | Adopt Policy on Bonus Banking | | ShrHldr | | Against | | Against | | For |
| | | | | |
17 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Johnson & Johnson
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JNJ | | CUSIP 478160104 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Mary Sue Coleman | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director James G. Culien | | Mgmt | | For | | For | | For |
3 | | Elect Director Michael M. E. Johns | | Mgmt | | For | | For | | For |
4 | | Elect Director Susan L. Lindquist | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Lea F. Mullin | | Mgmt | | For | | For | | For |
7 | | Elect Director William D. Perez | | Mgmt | | For | | For | | For |
8 | | Elect Director Charles Prince | | Mgmt | | For | | For | | For |
9 | | Elect Director David Satcher | | Mgmt | | For | | For | | For |
10 | | Elect Director William C. Welcon | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Johnson Controls, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JCI | | CUSIP 478366107 | | 01/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director David P. Abney | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Robert L. Barnett | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eugenio Clariond Reyes-Retana | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Jeffrey A. Joerres | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Require a Majority Vote for the Election of Directors | | ShrHldr | | Against | | For | | Against |
JPMorgan Chase & Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JPM | | CUSIP 46625H100 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Crandall C. Bowles | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stephen B. Burke | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David M. Cote | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James S. Crown | | Mgmt | | For | | For | | For |
1.5 | | Elect Director James Dimon | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Ellen V. Futter | | Mgmt | | For | | For | | For |
1.7 | | Elect Director William H. Gray, III | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | For | | For |
1.9 | | Elect Director David C. Novak | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Lee R. Raymond | | Mgmt | | For | | For | | For |
1.11 | | Elect Director William C. Weldon | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Affirm Political Non-Partisanship | | ShrHldr | | Against | | Against | | For |
| | | | | |
5 | | Amend Bylaws — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
6 | | Report on Collateral in Derivatives Trading | | ShrHldr | | Against | | For | | Against |
7 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
8 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
9 | | Report on Pay Disparity | | ShrHldr | | Against | | Against | | For |
10 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
Kimberly-Clark Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KMB | | CUSIP 494368103 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director John R. Alm | | Mgmt | | For | | For | | For |
2 | | Elect Director Dennis R. Beresford | | Mgmt | | For | | For | | For |
3 | | Elect Director John F. Bergstrom | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Abelardo E. Bru | | Mgmt | | For | | For | | For |
5 | | Elect Director Robert W. Decherd | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Thomas J. Falk | | Mgmt | | For | | For | | For |
7 | | Elect Director Mae C. Jemison, M.D. | | Mgmt | | For | | For | | For |
8 | | Elect Director James M. Jenness | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Ian C. Read | | Mgmt | | For | | For | | For |
10 | | Elect Director Linda Johnson Rice | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Marc J. Shapiro | | Mgmt | | For | | For | | For |
12 | | Elect Director G. Craig Sullivan | | Mgmt | | For | | For | | For |
13 | | Ratification Of Auditors | | Mgmt | | For | | For | | For |
14 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Kohl’s Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KSS | | CUSIP 500255104 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Peter Boneparth | | Mgmt | | For | | For | | For |
2 | | Elect Director Steven A. Burd | | Mgmt | | For | | For | | For |
3 | | Elect Director John F. Herma | | Mgmt | | For | | For | | For |
4 | | Elect Director Dale E. Jones | | Mgmt | | For | | For | | For |
5 | | Elect Director William S. Kellogg | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Kevin Mansell | | Mgmt | | For | | For | | For |
7 | | Elect Director Frank V. Sica | | Mgmt | | For | | For | | For |
8 | | Elect Director Peter M. Sommerhauser | | Mgmt | | For | | For | | For |
9 | | Elect Director Stephanie A. Streeter | | Mgmt | | For | | For | | For |
10 | | Elect Director Nina G. Vaca | | Mgmt | | For | | For | | For |
11 | | Elect Director Stephen E. Watson | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
13 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
14 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
15 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
Lockheed Martin Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LMT | | CUSIP 539830109 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director E. C. “Pete” Aldrige, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Director Nolan D. Archibald | | Mgmt | | For | | For | | For |
3 | | Elect Director David B. Burritt | | Mgmt | | For | | For | | For |
4 | | Elect Director James O. Ellis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Gwendolyn S. King | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director James M. Loy | | Mgmt | | For | | For | | For |
7 | | Elect Director Douglas H. McCorkindale | | Mgmt | | For | | For | | For |
8 | | Elect Director Joseph W. Ralston | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director James Schneider | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Anne Stevens | | Mgmt | | For | | For | | For |
11 | | Elect Director Robert J. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
13 | | Report on Space-based Weapons Program | | ShrHldr | | Against | | Against | | For |
Lorillard, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LO | | CUSIP 544147101 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Virgis W. Colbert | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard W. Roedel | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David H. Taylor | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Marathon Oil Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MRO | | CUSIP 565849106 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Gregory H. Boyce | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | | For | | For | | For |
3 | | Elect Director David A. Daberko | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director William L. Davis | | Mgmt | | For | | For | | For |
5 | | Elect Director Shirley Ann Jackson | | Mgmt | | For | | For | | For |
6 | | Elect Director Philip Lader | | Mgmt | | For | | For | | For |
7 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
8 | | Elect Director Michael E. J. Phelps | | Mgmt | | For | | For | | For |
9 | | Elect Director Dennis H. Reilley | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Seth E. Schofield | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director John W. Snow | | Mgmt | | For | | For | | For |
12 | | Elect Director Thomas J. Usher | | Mgmt | | For | | For | | For |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHldr | | Against | | For | | Against |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Medtronic, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MDT | | CUSIP 585055106 | | 08/27/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Victor J. Dzau | | Mgmt | | For | | For | | For |
1.3 | | Elect Director William A. Hawkins | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director S. Ann Jackson | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert C. Pozen | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Jean-pierre Rosso | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Jack W. Schuler | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Merck & Co., Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MRK | | CUSIP 58933Y105 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Leslie A. Brun | | Mgmt | | For | | For | | For |
2 | | Elect Director Thomas R. Cech | | Mgmt | | For | | For | | For |
3 | | Elect Director Richard T. Clark | | Mgmt | | For | | For | | For |
4 | | Elect Director Thomas H. Glocer | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Steven F. Goldstone | | Mgmt | | For | | For | | For |
6 | | Elect Director William B. Harrison, Jr. | | Mgmt | | For | | For | | For |
7 | | Elect Director Harry R. Jacobson | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director William N. Kelley | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director C. Robert Kidder | | Mgmt | | For | | For | | For |
10 | | Elect Director Rochelle B. Lazarus | | Mgmt | | For | | For | | For |
11 | | Elect Director Carlos E. Represas | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Patricia F. Russo | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Thomas E. Shenk | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Director Anne M. Tatlock | | Mgmt | | For | | For | | For |
15 | | Elect Director Craig B. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
17 | | Elect Director Peter C. Wendell | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Ratify Auditors | | Mgmt | | For | | For | | For |
19 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
20 | | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Merck & Co., Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MRK | | CUSIP 589331107 | | 08/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Acquisition | | Mgmt | | For | | For | | For |
MetLife, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MET | | CUSIP 59156R108 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director R. Glenn Hubbard, Ph.D | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alfred F. Kelly, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
1.4 | | Elect Director David Satcher, M.D., Ph.D. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
Monsanto Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MON | | CUSIP 61166W101 | | 01/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Frank V. AtLee III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director David L. Chicoine | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Arthur H. Harper | | Mgmt | | For | | For | | For |
4 | | Elect Director Gwendolyn S. King | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
National Oilwell Varco, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NOV | | CUSIP 637071101 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Ben A. Guill | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Roger L. Jarvis | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Eric L. Mattson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Nestle SA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 641069406 | | 04/15/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | Do Not Vote | | N/A |
1.2 | | Approve Remuneration Report | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
2 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | Do Not Vote | | N/A |
3 | | Approve Allocation of Income and Dividends of CHF 1.60 per Share | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
4.1.1 | | Reelect Andre Kudelski as Director | | Mgmt | | For | | Do Not Vote | | N/A |
4.1.2 | | Reelect Jean-Rene Fourtou as Director | | Mgmt | | For | | Do Not Vote | | N/A |
4.1.3 | | Reelect Steven Hoch as Director | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
4.1.4 | | Reelect Peter Brabeck-Letmathe as Director | | Mgmt | | For | | Do Not Vote | | N/A |
4.2.1 | | Elect Titia de Lange as Director | | Mgmt | | For | | Do Not Vote | | N/A |
4.2.2 | | Elect Jean-Pierre Roth as Director | | Mgmt | | For | | Do Not Vote | | N/A |
4.3 | | Ratify KPMG AG as Auditors | | Mgmt | | For | | Do Not Vote | | N/A |
5 | | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Mgmt | | For | | Do Not Vote | | N/A |
6 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | Mgmt | | For | | Do Not Vote | | N/A |
7 | | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | | Mgmt | | N/A | | Do Not Vote | | N/A |
Nike, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NKE | | CUSIP 654106103 | | 09/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jill K. Conway | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alan B. Graf, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John C. Lechleiter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Noble Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS H5833N103 | | 10/29/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director Gordon T. Hall | | Mgmt | | For | | Do Not Vote | | N/A |
1.2 | | Director Jon A. Marshall | | Mgmt | | For | | Do Not Vote | | N/A |
2 | | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | | Mgmt | | For | | Do Not Vote | | N/A |
Noble Energy, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NBL | | CUSIP 655044105 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Jeffrey L. Berenson | | Mgmt | | For | | Against | | Against |
| | | | | |
2 | | Elect Director Michael A. Cawley | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Edward F. Cox | | Mgmt | | For | | Against | | Against |
4 | | Elect Director Charles D. Davidson | | Mgmt | | For | | For | | For |
5 | | Elect Director Thomas J. Edelman | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Eric P. Grubman | | Mgmt | | For | | For | | For |
7 | | Elect Director Kirby L. Hedrick | | Mgmt | | For | | Against | | Against |
8 | | Elect Director Scott D. Urban | | Mgmt | | For | | For | | For |
9 | | Elect Director William T. Van Kleef | | Mgmt | | For | | For | | For |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Nokia Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 654902204 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Finland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Open Meeting | | Mgmt | | N/A | | N/A | | N/A |
2 | | Calling the Meeting to Order | | Mgmt | | N/A | | N/A | | N/A |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | Mgmt | | N/A | | N/A | | N/A |
4 | | Acknowledge Proper Convening of Meeting | | Mgmt | | N/A | | N/A | | N/A |
5 | | Prepare and Approve List of Shareholders | | Mgmt | | N/A | | N/A | | N/A |
6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | Mgmt | | N/A | | N/A | | N/A |
7 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
8 | | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Discharge of Board and President | | Mgmt | | For | | For | | For |
10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Fix Number of Directors at 10 | | Mgmt | | For | | For | | For |
12 | | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Approve Remuneration of Auditors | | Mgmt | | For | | For | | For |
14 | | Ratify PricewaterhouseCoopers Oy as Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | | Mgmt | | For | | For | | For |
16 | | Authorize Repurchase of up to 360 Million Issued Shares | | Mgmt | | For | | For | | For |
17 | | Approve Issuance of up to 740 Million Shares without Preemptive Rights | | Mgmt | | For | | For | | For |
18 | | Close Meeting | | Mgmt | | N/A | | N/A | | N/A |
Northeast Utilities
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NU | | CUSIP 664397106 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Richard H. Booth | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John S. Clarkeson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Cotton M. Cleveland | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Sanford Cloud, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director E. Gail De Planque | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director John G. Graham | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Elizabeth T. Kennan | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Kenneth R. Leibler | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Robert E. Patricelli | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Charles W. Shivery | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director John F. Swope | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Dennis R. Wraase | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NOC | | CUSIP 666807102 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Wesley G. Bush | | Mgmt | | For | | For | | For |
2 | | Elect Director Lewis W. Coleman | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Thomas B. Fargo | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Victor H. Fazio | | Mgmt | | For | | For | | For |
5 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Stephen E. Frank | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Bruce S. Gordon | | Mgmt | | For | | For | | For |
8 | | Elect Director Madeleine Kleiner | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
10 | | Elect Director Richard B. Myers | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Aulana L. Peters | | Mgmt | | For | | For | | For |
12 | | Elect Director Kevin W. Sharer | | Mgmt | | For | | For | | For |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Amend Certificate of Incorporation to Provide Shareholders the Right to Call Special Meetings and Make Other Revisions | | Mgmt | | For | | For | | For |
15 | | Amend Certificate of Incorporation of Subsidiary to Eliminate Requirement of Shareholder Approval of Certain Actions | | Mgmt | | For | | For | | For |
16 | | Reincorporate in Another State [from Delaware to North Dakota] | | ShrHldr | | Against | | Against | | For |
NRG Energy Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NRG | | CUSIP 629377508 | | 07/21/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Proxy Contest | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John F. Chlebowski | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Howard E. Cosgrove | | Mgmt | | For | | For | | For |
1.3 | | Elect Director William E. Hantke | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Anne C. Schaumburg | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
4 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Report on Carbon Principles | | ShrHldr | | Against | | Against | | For |
7 | | Change Size of Board of Directors | | ShrHldr | | Against | | Against | | For |
8 | | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | | ShrHldr | | Against | | Against | | For |
NRG Energy Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NRG | | CUSIP 629377508 | | 07/21/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Proxy Contest | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Betsy S. Atkins | | ShrHldr | | For | | Do Not Vote | | N/A |
1.2 | | Elect Director Ralph E. Faison | | ShrHldr | | For | | Do Not Vote | | N/A |
1.3 | | Elect Director Coleman Peterson | | ShrHldr | | For | | Do Not Vote | | N/A |
1.4 | | Elect Director Thomas C. Wajnert | | ShrHldr | | For | | Do Not Vote | | N/A |
2 | | Change Size of Board of Directors | | ShrHldr | | For | | Do Not Vote | | N/A |
3 | | Elect Director Donald DeFosset | | ShrHldr | | For | �� | Do Not Vote | | N/A |
4 | | Elect Director Richard H. Koppes | | ShrHldr | | For | | Do Not Vote | | N/A |
5 | | Elect Director John M. Albertine | | ShrHldr | | For | | Do Not Vote | | N/A |
6 | | Elect Director Marjorie L. Bowen | | ShrHldr | | For | | Do Not Vote | | N/A |
7 | | Elect Director Ralph G. Wellington | | ShrHldr | | For | | Do Not Vote | | N/A |
8 | | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | | ShrHldr | | For | | Do Not Vote | | N/A |
9 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Do Not Vote | | N/A |
10 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | Do Not Vote | | N/A |
11 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | Do Not Vote | | N/A |
12 | | Ratify Auditors | | Mgmt | | For | | Do Not Vote | | N/A |
13 | | Report on Carbon Principles | | ShrHldr | | N/A | | Do Not Vote | | N/A |
Omnicom Group Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OMC | | CUSIP 681919106 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John D. Wren | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Bruce Crawford | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Alan R. Batkin | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Robert Charles Clark | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Leonard S. Coleman, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Errol M. Cook | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Susan S. Denison | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Michael A. Henning | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director John R. Murphy | | Mgmt | | For | | For | | For |
1.10 | | Elect Director John R. Purcell | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Linda Johnson Rice | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Gary L. Roubos | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reimburse Proxy Contest Expenses | | ShrHldr | | Against | | For | | Against |
6 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | ShrHldr | | Against | | Against | | For |
7 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
Oracle Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ORCL | | CUSIP 68389X105 | | 10/07/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jeffrey S. Berg | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director H. Raymond Bingham | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Michael J. Boskin | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Safra A. Catz | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Bruce R. Chizen | | Mgmt | | For | | For | | For |
1.6 | | Elect Director George H. Conrades | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Lawrence J. Ellison | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Hector Garcia-Molina | | Mgmt | | For | | Withhold | | Against |
1.9 | | Elect Director Jeffrey O. Henley | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Donald L. Lucas | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Charles E. Phillips, Jr. | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Naomi O. Seligman | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
6 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
PepsiCo, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEP | | CUSIP 713448108 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Shona L. Brown | | Mgmt | | For | | For | | For |
2 | | Elect Director Ian M. Cook | | Mgmt | | For | | For | | For |
3 | | Elect Director Dina Dublon | | Mgmt | | For | | For | | For |
4 | | Elect Director Victor J. Dzau | | Mgmt | | For | | For | | For |
5 | | Elect Director Ray L. Hunt | | Mgmt | | For | | For | | For |
6 | | Elect Director Alberto Ibarguen | | Mgmt | | For | | For | | For |
7 | | Elect Director Arthur C. Martinez | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Indra K. Nooyi | | Mgmt | | For | | For | | For |
9 | | Elect Director Sharon P. Rockefeller | | Mgmt | | For | | For | | For |
10 | | Elect Director James J. Schiro | | Mgmt | | For | | For | | For |
11 | | Elect Director Lloyd G. Trotter | | Mgmt | | For | | For | | For |
12 | | Elect Director Daniel Vasella | | Mgmt | | For | | Against | | Against |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
15 | | Report on Charitable Contributions | | ShrHldr | | Against | | Against | | For |
16 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
17 | | Report on Public Policy Advocacy Process | | ShrHldr | | Against | | Against | | For |
Pfizer Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PFE | | CUSIP 717081103 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Dennis A. Ausiello | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Michael S. Brown | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director M. Anthony Burns | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Robert N. Burt | | Mgmt | | For | | For | | For |
5 | | Elect Director W. Don Cornwell | | Mgmt | | For | | For | | For |
6 | | Elect Director Frances D. Fergusson | | Mgmt | | For | | For | | For |
7 | | Elect Director William H. Gray III | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Constance J. Horner | | Mgmt | | For | | For | | For |
9 | | Elect Director James M. Kilts | | Mgmt | | For | | For | | For |
10 | | Elect Director Jeffrey B. Kindler | | Mgmt | | For | | For | | For |
11 | | Elect Director George A. Lorch | | Mgmt | | For | | For | | For |
12 | | Elect Director John P. Mascotte | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
14 | | Elect Director Stephen W. Sanger | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Elect Director William C. Steere, Jr. | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
19 | | Prohibit Executive Stock-Based Awards | | ShrHldr | | Against | | Against | | For |
PG&E Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PCG | | CUSIP 69331C108 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director David R. Andrews | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Lewis Chew | | Mgmt | | For | | For | | For |
3 | | Elect Director C. Lee Cox | | Mgmt | | For | | For | | For |
4 | | Elect Director Peter A. Darbee | | Mgmt | | For | | For | | For |
5 | | Elect Director Maryellen C. Herringer | | Mgmt | | For | | For | | For |
6 | | Elect Director Roger H. Kimmel | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Richard A. Meserve | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Forrest E. Miller | | Mgmt | | For | | For | | For |
9 | | Elect Director Rosendo G. Parra | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Barbara L. Rambo | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Barry Lawson Williams | | Mgmt | | For | | For | | For |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
15 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
16 | | Limits for Directors Involved with Bankruptcy | | ShrHldr | | Against | | Against | | For |
17 | | Report on Political Contributions | | ShrHldr | | Against | | Against | | For |
Philip Morris International Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PM | | CUSIP 718172109 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Harold Brown | | Mgmt | | For | | For | | For |
2 | | Elect Director Mathis Cabiallavetta | | Mgmt | | For | | For | | For |
3 | | Elect Director Louis C. Camilleri | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director J. Dudley Fishburn | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Jennifer Li | | Mgmt | | For | | For | | For |
6 | | Elect Director Graham Mackay | | Mgmt | | For | | For | | For |
7 | | Elect Director Sergio Marchionne | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Lucio A. Noto | | Mgmt | | For | | For | | For |
9 | | Elect Director Carlos Slim Helu | | Mgmt | | For | | For | | For |
10 | | Elect Director Stephen M. Wolf | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Report on Effect of Marketing Practices on the Poor | | ShrHldr | | Against | | Against | | For |
13 | | Establish Supplier Human Rights Purchasing Protocols | | ShrHldr | | Against | | Against | | For |
PPG Industries, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PPG | | CUSIP 693506107 | | 04/15/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James G. Berges | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Victoria F. Haynes | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Martin H. Richenhagen | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Report on Community Environmental Impact Disclosure Process | | ShrHldr | | Against | | Against | | For |
PPL Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PPL | | CUSIP 69351T106 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Stuart E. Graham | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Stuart Heydt | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Craig A. Rogerson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
5 | | Require a Majority Vote for the Election of Directors | | ShrHldr | | Against | | Against | | For |
Prudential Financial, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRU | | CUSIP 744320102 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Thomas J. Baltimore, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Director Gordon M. Bethune | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Gaston Caperton | | Mgmt | | For | | For | | For |
4 | | Elect Director Gilbert F. Casellas | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director James G. Cullen | | Mgmt | | For | | For | | For |
6 | | Elect Director William H. Gray, III | | Mgmt | | For | | For | | For |
7 | | Elect Director Mark B. Grier | | Mgmt | | For | | For | | For |
8 | | Elect Director Jon F. Hanson | | Mgmt | | For | | For | | For |
9 | | Elect Director Constance J. Horner | | Mgmt | | For | | For | | For |
10 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
11 | | Elect Director Christine A. Poon | | Mgmt | | For | | For | | For |
12 | | Elect Director John R. Strangfield | | Mgmt | | For | | For | | For |
13 | | Elect Director James A. Unruh | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Public Service Enterprise Group Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PEG | | CUSIP 744573106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Albert R. Gamper, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Director Conrad K. Harper | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director William V. Hickey | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Ralph Izzo | | Mgmt | | For | | For | | For |
5 | | Elect Director Shirley Ann Jackson | | Mgmt | | For | | For | | For |
6 | | Elect Director David Lilley | | Mgmt | | For | | For | | For |
7 | | Elect Director Thomas A. Renyi | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Hak Cheol Shin | | Mgmt | | For | | For | | For |
9 | | Elect Director Richard J. Swift | | Mgmt | | For | | For | | For |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Regions Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RF | | CUSIP 7591EP100 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Samuel W. Bartholomew, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Director George W. Bryan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director David J. Cooper, Sr. | | Mgmt | | For | | For | | For |
4 | | Elect Director Earnest W. Deavenport, Jr. | | Mgmt | | For | | For | | For |
5 | | Elect Director Don DeFosset | | Mgmt | | For | | For | | For |
6 | | Elect Director O.B. Grayson Hall, Jr. | | Mgmt | | For | | For | | For |
7 | | Elect Director Charles D. McCrary | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director James R. Malone | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Susan W. Matlock | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director John E. Maupin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director John R. Roberts | | Mgmt | | For | | For | | For |
12 | | Elect Director Lee J. Styslinger III | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
14 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
15 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Adopt Anti Gross-up Policy | | ShrHldr | | Against | | Against | | For |
18 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
Sempra Energy
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SRE | | CUSIP 816851109 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director James G. Brocksmith Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Director Donald E. Felsinger | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Wilford D. Godbold Jr. | | Mgmt | | For | | For | | For |
4 | | Elect Director William D. Jones | | Mgmt | | For | | For | | For |
5 | | Elect Director William G. Ouchi | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Carlos Ruiz | | Mgmt | | For | | For | | For |
7 | | Elect Director William C. Rusnack | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director William P. Rutledge | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Lynn Schenk | | Mgmt | | For | | For | | For |
10 | | Elect Director Neal E. Schmale | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
St. Jude Medical, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STJ | | CUSIP 790849103 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Stuart M. Essig | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Barbara B. Hill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Michael A. Rocca | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
Staples, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SPLS | | CUSIP 855030102 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Basil L. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Arthur M. Blank | | Mgmt | | For | | For | | For |
3 | | Elect Director Mary Elizabeth Burton | | Mgmt | | For | | For | | For |
4 | | Elect Director Justin King | | Mgmt | | For | | For | | For |
5 | | Elect Director Carol Meyrowitz | | Mgmt | | For | | For | | For |
6 | | Elect Director Rowland T. Moriarty | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Robert C. Nakasone | | Mgmt | | For | | For | | For |
8 | | Elect Director Ronald L. Sargent | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Elizabeth A. Smith | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Robert E. Sulentic | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Vijay Vishwanath | | Mgmt | | For | | For | | For |
12 | | Elect Director Paul F. Walsh | | Mgmt | | For | | For | | For |
13 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
14 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
15 | | Ratify Auditors | | Mgmt | | For | | For | | For |
16 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Starwood Hotels & Resorts Worldwide, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HOT | | CUSIP 85590A401 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Adam M. Aron | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Thomas E. Clarke | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Clayton C. Daley, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Bruce W. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lizanne Galbreath | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Eric Hippeau | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Stephen R. Quazzo | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frits van Paasschen | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Kneeland C. Youngblood | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
State Street Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STT | | CUSIP 857477103 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director K. Burnes | | Mgmt | | For | | For | | For |
2 | | Elect Director P. Coym | | Mgmt | | For | | For | | For |
3 | | Elect Director P. De Saint-Aignan | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director A. Fawcett | | Mgmt | | For | | For | | For |
5 | | Elect Director D. Gruber | | Mgmt | | For | | For | | For |
6 | | Elect Director L. Hill | | Mgmt | | For | | For | | For |
7 | | Elect Director J. Hooley | | Mgmt | | For | | For | | For |
8 | | Elect Director R. Kaplan | | Mgmt | | For | | For | | For |
9 | | Elect Director C. LaMantia | | Mgmt | | For | | For | | For |
10 | | Elect Director R. Logue | | Mgmt | | For | | For | | For |
11 | | Elect Director R. Sergel | | Mgmt | | For | | For | | For |
12 | | Elect Director R. Skates | | Mgmt | | For | | For | | For |
13 | | Elect Director G. Summe | | Mgmt | | For | | For | | For |
14 | | Elect Director R. Weissman | | Mgmt | | For | | For | | For |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
18 | | Report on Pay Disparity | | ShrHldr | | Against | | Against | | For |
Target Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TGT | | CUSIP 87612E106 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Calvin Darden | | Mgmt | | For | | For | | For |
2 | | Elect Director Anne M. Mulcahy | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Stephen W. Sanger | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Gregg W. Steinhafel | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
6 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
8 | | Amend Articles of Incorporation | | Mgmt | | For | | For | | For |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
The Bank of New York Mellon Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BK | | CUSIP 064058100 | | 04/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Ruth E. Bruch | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Nicholas M. Donofrio | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Gerald L. Hassell | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Edmund F. Kelly | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Robert P. Kelly | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Richard J. Kogan | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Michael J. Kowalski | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director John A. Luke, Jr. | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Robert Mehrabian | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Mark A. Nordenberg | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Catherine A. Rein | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director William C. Richardson | | Mgmt | | For | | For | | For |
1.13 | | Elect Director Samuel C. Scott III | | Mgmt | | For | | For | | For |
| | | | | |
1.14 | | Elect Director John P. Surma | | Mgmt | | For | | For | | For |
1.15 | | Elect Director Wesley W. von Schack | | Mgmt | | For | | For | | For |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
5 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
6 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | ShrHldr | | Against | | For | | Against |
The Charles Schwab Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCHW | | CUSIP 808513105 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Arun Sarin | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Paula A. Sneed | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
4 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
| | | | | |
5 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | ShrHldr | | Against | | Against | | For |
The Chubb Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CB | | CUSIP 171232101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Zoe Baird | | Mgmt | | For | | For | | For |
2 | | Elect Director Sheila P. Burke | | Mgmt | | For | | For | | For |
3 | | Elect Director James I. Cash, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director John D. Finnegan | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Martin G. Mcguinn | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Lawrence M. Small | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Jess Soderberg | | Mgmt | | For | | For | | For |
8 | | Elect Director Daniel E. Somers | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Karen Hastie Williams | | Mgmt | | For | | For | | For |
10 | | Elect Director James M. Zimmerman | | Mgmt | | For | | For | | For |
11 | | Elect Director Alfred W. Zollar | | Mgmt | | For | | For | | For |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
The Clorox Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CLX | | CUSIP 189054109 | | 11/18/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Daniel Boggan, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Richard H. Carmona | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Tully M. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director George J. Harad | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Donald R. Knauss | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Gary G. Michael | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Edward A. Mueller | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Jan L. Murley | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Pamela Thomas-Graham | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Carolyn M. Ticknor | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
The Goldman Sachs Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GS | | CUSIP 38141G104 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Lloyd C. Blankfein | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John H. Bryan | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Gary D. Cohn | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Claes Dahlbäck | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Stephen Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William W. George | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director James A. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Lois D. Juliber | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Lakshmi N. Mittal | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director James J. Schiro | | Mgmt | | For | | For | | For |
1.11 | | Elect Director H. Lee Scott, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
5 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
6 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
7 | | Report on Collateral in Derivatives Trading | | ShrHldr | | Against | | For | | Against |
8 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
9 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
| | | | | |
10 | | Report on Global Warming Science | | ShrHldr | | Against | | Against | | For |
11 | | Report on Pay Disparity | | ShrHldr | | Against | | Against | | For |
12 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
The Home Depot, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HD | | CUSIP 437076102 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director F. Duane Ackerman | | Mgmt | | For | | For | | For |
2 | | Elect Director David H. Batchelder | | Mgmt | | For | | For | | For |
3 | | Elect Director Francis S. Blake | | Mgmt | | For | | For | | For |
4 | | Elect Director Ari Bousbib | | Mgmt | | For | | For | | For |
5 | | Elect Director Gregory D. Brenneman | | Mgmt | | For | | For | | For |
6 | | Elect Director Albert P. Carey | | Mgmt | | For | | For | | For |
7 | | Elect Director Armando Codina | | Mgmt | | For | | For | | For |
8 | | Elect Director Bonnie G. Hill | | Mgmt | | For | | For | | For |
9 | | Elect Director Karen L. Katen | | Mgmt | | For | | For | | For |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
11 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
12 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
14 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHldr | | Against | | For | | Against |
15 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
16 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
17 | | Prepare Employment Diversity Report | | ShrHldr | | Against | | For | | Against |
18 | | Reincorporate in Another State [from Delaware to North Dakota] | | ShrHldr | | Against | | Against | | For |
The J. M. Smucker Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SJM | | CUSIP 832696405 | | 08/19/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Paul J. Dolan | | Mgmt | | For | | Against | | Against |
2 | | Elect Director Nancy Lopez Knight | | Mgmt | | For | | Against | | Against |
3 | | Elect Director Gary A. Oatey | | Mgmt | | For | | Against | | Against |
4 | | Elect Director Alex Shumate | | Mgmt | | For | | Against | | Against |
5 | | Elect Director Timothy P. Smucker | | Mgmt | | For | | Against | | Against |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
7 | | Eliminate Cumulative Voting | | Mgmt | | For | | For | | For |
8 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Approve Board to Amend the Amendment Regulations to the Extent Permitted By Law | | Mgmt | | For | | For | | For |
The Kroger Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KR | | CUSIP 501044101 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Reuben V. Anderson | | Mgmt | | For | | For | | For |
2 | | Elect Director Robert D. Beyer | | Mgmt | | For | | For | | For |
3 | | Elect Director David B. Dillon | | Mgmt | | For | | For | | For |
4 | | Elect Director Susan J. Kropf | | Mgmt | | For | | For | | For |
5 | | Elect Director John T. LaMacchia | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director David B. Lewis | | Mgmt | | For | | For | | For |
7 | | Elect Director W. Rodney McMullen | | Mgmt | | For | | For | | For |
8 | | Elect Director Jorge P. Montoya | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Clyde R. Moore | | Mgmt | | For | | For | | For |
10 | | Elect Director Susan M. Phillips | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Steven R. Rogel | | Mgmt | | For | | For | | For |
12 | | Elect Director James A. Runde | | Mgmt | | For | | For | | For |
13 | | Elect Director Ronald L. Sargent | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Director Bobby S. Shackouls | | Mgmt | | For | | For | | For |
15 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Report on Climate Change | | ShrHldr | | Against | | For | | Against |
The Procter & Gamble Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PG | | CUSIP 742718109 | | 10/13/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Kenneth I. Chenault | | Mgmt | | For | | For | | For |
2 | | Elect Director Scott D. Cook | | Mgmt | | For | | For | | For |
3 | | Elect Director Rajat K. Gupta | | Mgmt | | For | | For | | For |
4 | | Elect Director A.G. Lafley | | Mgmt | | For | | For | | For |
5 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
6 | | Elect Director Lynn M. Martin | | Mgmt | | For | | For | | For |
7 | | Elect Director Robert A. McDonald | | Mgmt | | For | | For | | For |
8 | | Elect Director W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
9 | | Elect Director Johnathan A. Rodgers | | Mgmt | | For | | For | | For |
10 | | Elect Director Ralph Snyderman | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Mary Agnes Wilderotter | | Mgmt | | For | | For | | For |
12 | | Elect Director Patricia A. Woertz | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Ernesto Zedillo | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Code of Regulations | | Mgmt | | For | | For | | For |
16 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
17 | | Provide for Cumulative Voting | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | Against | | For |
The Sherwin-Williams Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SHW | | CUSIP 824348106 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Fix Number of Directors at 11 and Elect Director Arthur F. Anton | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director James C. Boland | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Christopher M. Connor | | Mgmt | | For | | For | | For |
1.4 | | Elect Director David F. Hodnik | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas G. Kadien | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Susan J. Kropf | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Gary E. McCullough | | Mgmt | | For | | For | | For |
1.8 | | Elect Director A. Malachi Mixon, III | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Curtis E. Moll | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Richard K. Smucker | | Mgmt | | For | | For | | For |
1.11 | | Elect Director John M. Stropki, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Require a Majority Vote for the Election of Directors | | ShrHldr | | Against | | Against | | For |
The Travelers Companies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TRV | | CUSIP 89417E109 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Alan L. Beller | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John H. Dasburg | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Janet M. Dolan | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Kenneth M. Duberstein | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Jay S. Fishman | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Lawrence G. Graev | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Patricia L. Higgins | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Thomas R. Hodgson | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Cleve L. Killingsworth, Jr. | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Blythe J. McGarvie | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Donald J. Shepard | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Laurie J. Thomsen | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
The Walt Disney Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DIS | | CUSIP 254687106 | | 03/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Susan E. Arnold | | Mgmt | | For | | For | | For |
2 | | Elect Director John E. Bryson | | Mgmt | | For | | For | | For |
3 | | Elect Director John S. Chen | | Mgmt | | For | | For | | For |
4 | | Elect Director Judith L. Estrin | | Mgmt | | For | | For | | For |
5 | | Elect Director Robert A. Iger | | Mgmt | | For | | For | | For |
6 | | Elect Director Steven P. Jobs | | Mgmt | | For | | For | | For |
7 | | Elect Director Fred H. Langhammer | | Mgmt | | For | | For | | For |
8 | | Elect Director Aylwin B. Lewis | | Mgmt | | For | | For | | For |
9 | | Elect Director Monica C. Lozano | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
11 | | Elect Director John E. Pepper, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Sheryl Sandberg | | Mgmt | | For | | For | | For |
13 | | Elect Director Orin C. Smith | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
16 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
17 | | Reduce Supermajority Vote Requirement | | Mgmt | | For | | For | | For |
18 | | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | | Mgmt | | For | | For | | For |
19 | | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | | Mgmt | | For | | For | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
21 | | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | | ShrHldr | | Against | | Against | | For |
The Western Union Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WU | | CUSIP 959802109 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Dinyar S. Devitre | | Mgmt | | For | | For | | For |
2 | | Elect Director Christina A. Gold | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Betsy D. Holden | | Mgmt | | For | | For | | For |
4 | | Elect Director Wulf Von Schimmelmann | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
The Williams Companies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WMB | | CUSIP 969457100 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Kathleen B. Cooper | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director William R. Granberry | | Mgmt | | For | | For | | For |
3 | | Elect Director William G. Lowrie | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
7 | | Report on Environmental Impacts of Natural Gas Fracturing | | ShrHldr | | Against | | For | | Against |
| | | | | |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Time Warner Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TWX | | CUSIP 887317303 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director James L. Barksdale | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director William P. Barr | | Mgmt | | For | | For | | For |
3 | | Elect Director Jeffrey L. Bewkes | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Stephen F. Bollenbach | | Mgmt | | For | | For | | For |
5 | | Elect Director Frank J. Caufield | | Mgmt | | For | | For | | For |
6 | | Elect Director Robert C. Clark | | Mgmt | | For | | For | | For |
7 | | Elect Director Mathias Dopfner | | Mgmt | | For | | For | | For |
8 | | Elect Director Jessica P. Einhorn | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Fred Hassan | | Mgmt | | For | | For | | For |
10 | | Elect Director Michael A. Miles | | Mgmt | | For | | For | | For |
11 | | Elect Director Kenneth J. Novack | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Deborah C. Wright | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
14 | | Approve Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
15 | | Provide Right to Call Special Meeting | | Mgmt | | For | | For | | For |
16 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
17 | | Stock Retention/Holding Period | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Total SA
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 89151E109 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual/Special | | France | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | Mgmt | | For | | For | | For |
5 | | Approve Transaction with Christophe de Margerie Re: Severance Payment | | Mgmt | | For | | For | | For |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Thierry Desmarest as Director | | Mgmt | | For | | For | | For |
8 | | Reelect Thierry de Rudder as Director | | Mgmt | | For | | For | | For |
9 | | Elect Gunnar Brock as Director | | Mgmt | | For | | For | | For |
10 | | Elect Claude Clement as Representative of Employee Shareholders to the Board | | Mgmt | | For | | For | | For |
11 | | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | For | | Against |
12 | | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | | Mgmt | | Against | | For | | Against |
13 | | Reelect Ernst & Young Audit as Auditor | | Mgmt | | For | | For | | For |
14 | | Reelect KPMG Audit as Auditor | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Ratify Auditex as Alternate Auditor | | Mgmt | | For | | For | | For |
16 | | Ratify KPMG Audit I.S. as Alternate Auditor | | Mgmt | | For | | For | | For |
17 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | | Mgmt | | For | | For | | For |
18 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | | Mgmt | | For | | For | | For |
19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | Mgmt | | For | | For | | For |
20 | | Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
21 | | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | | Mgmt | | For | | For | | For |
22 | | Amend Article 9 of Bylaws Re: Mutual Fund | | ShrHldr | | Against | | Against | | For |
Tyco Electronics Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TEL | | CINS H8912P106 | | 03/10/2010 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Reelect Pierre Brondeau as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.2 | | Reelect Ram Charan as Director | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
1.3 | | Reelect Juergen Gromer as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.4 | | Reelect Robert Hernandez as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.5 | | Reelect Thomas Lynch as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.6 | | Reelect Daniel Phelan as Director | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
1.7 | | Reelect Frederic Poses as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.8 | | Reelect Lawrence Smith as Director | | Mgmt | | For | | Do Not Vote | | N/A |
1.9 | | Reelect Paula Sneed as Director | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
1.10 | | Reelect David Steiner as Director | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
1.11 | | Reelect John Van Scoter as Director | | Mgmt | | For | | Do Not Vote | | N/A |
2.1 | | Accept Annual Report for Fiscal 2008/2009 | | Mgmt | | For | | Do Not Vote | | N/A |
2.2 | | Accept Statutory Financial Statements for Fiscal 2008/2009 | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
2.3 | | Accept Consolidated Financial Statements for Fiscal 2008/2009 | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
3 | | Approve Share Capital Reduction and Repayment of $0.64 per Share | | Mgmt | | For | | Do Not Vote | | N/A |
4 | | Approve Discharge of Board and Senior Management | | Mgmt | | For | | Do Not Vote | | N/A |
5 | | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | | Mgmt | | For | | Do Not Vote | | N/A |
6.1 | | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | | Mgmt | | For | | Do Not Vote | | N/A |
6.2 | | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | | Mgmt | | For | | Do Not Vote | | N/A |
6.3 | | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | | Mgmt | | For | | Do Not Vote | | N/A |
7 | | Adjourn Meeting | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
8 | | Transact Other Business (Voting) | | Mgmt | | For | | Do Not Vote | | N/A |
Tyco Electronics Ltd.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TEL | | CINS H8912P106 | | 10/08/2009 | | Unvoted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Switzerland | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | | Mgmt | | For | | Do Not Vote | | N/A |
| | | | | |
2 | | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | | Mgmt | | For | | Do Not Vote | | N/A |
3 | | Transact Other Business (Voting) | | Mgmt | | For | | Do Not Vote | | N/A |
United Parcel Service, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UPS | | CUSIP 911312106 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director F. Duane Ackerman | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Michael J. Burns | | Mgmt | | For | | For | | For |
1.3 | | Elect Director D. Scott Davis | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Stuart E. Eizenstat | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael L. Eskew | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William R. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ann M. Livermore | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.8 | | Elect Director Rudy Markham | | Mgmt | | For | | For | | For |
1.9 | | Elect Director John W. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Carol B. Tome | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
United States Steel Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
X | | CUSIP 912909108 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John G. Drosdick | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Jeffrey M. Lipton | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Dan O. Dinges | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Approve/Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
United Technologies Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UTX | | CUSIP 913017109 | | 04/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Louis R. Chenevert | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director John V. Faraci | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Jean-Pierre Garnier, Ph.D. | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Jamie S. Gorelick | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Carlos M. Gutierrez | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Edward A. Kangas | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Charles R. Lee | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Richard D. McCormick | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Harold McGraw, III | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Richard B. Myers | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director H. Patrick Swygert | | Mgmt | | For | | For | | For |
| | | | | |
1.12 | | Elect Director Andre Villeneuve | | Mgmt | | For | | For | | For |
1.13 | | Elect Director Christine Todd Whitman | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Visa Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
V | | CUSIP 92826C839 | | 01/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Cathy E. Minehan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David J. Pang | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William S. Shanahan | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John A. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Vodafone Group plc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 92857W209 | | 07/28/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United Kingdom | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Accept Financial Statements and Statutory Reports | | Mgmt | | For | | For | | For |
2 | | Re-elect Sir John Bond as Director | | Mgmt | | For | | For | | For |
3 | | Re-elect John Buchanan as Director | | Mgmt | | For | | For | | For |
4 | | Re-elect Vittorio Colao as Director | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Michel Combes as Director | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Re-elect Andy Halford as Director | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Re-elect Alan Jebson as Director | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Samuel Jonah as Director | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Re-elect Nick Land as Director | | Mgmt | | For | | For | | For |
10 | | Re-elect Anne Lauvergeon as Director | | Mgmt | | For | | For | | For |
11 | | Re-elect Simon Murray as Director | | Mgmt | | For | | For | | For |
12 | | Elect Stephen Pusey as Director | | Mgmt | | For | | For | | For |
13 | | Re-elect Luc Vandevelde as Director | | Mgmt | | For | | For | | For |
14 | | Re-elect Anthony Watson as Director | | Mgmt | | For | | For | | For |
15 | | Re-elect Philip Yea as Director | | Mgmt | | For | | For | | For |
16 | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | Mgmt | | For | | For | | For |
17 | | Approve Remuneration Report | | Mgmt | | For | | For | | For |
18 | | Reappoint Deloitte LLP as Auditors of the Company | | Mgmt | | For | | For | | For |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | Mgmt | | For | | For | | For |
| | | | | |
20 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | Mgmt | | For | | For | | For |
21 | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | Mgmt | | For | | For | | For |
| | | | | |
22 | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | Mgmt | | For | | For | | For |
| | | | | |
23 | | Adopt New Articles of Association | | Mgmt | | For | | For | | For |
| | | | | |
24 | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | Mgmt | | For | | For | | For |
W.W. Grainger, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GWW | | CUSIP 384802104 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Brian P. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Wilbur H. Gantz | | Mgmt | | For | | For | | For |
1.3 | | Elect Director V. Ann Hailey | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William K. Hall | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Stuart L. Levenick | | Mgmt | | For | | For | | For |
1.6 | | Elect Director John W. McCarter, Jr. | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Neil S. Novich | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Michael J. Roberts | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Gary L. Rogers | | Mgmt | | For | | For | | For |
1.10 | | Elect Director James T. Ryan | | Mgmt | | For | | For | | For |
1.11 | | Elect Director E. Scott Santi | | Mgmt | | For | | For | | For |
1.12 | | Elect Director James D. Slavik | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Wal-Mart Stores, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WMT | | CUSIP 931142103 | | 06/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Aida M. Alvarez | | Mgmt | | For | | For | | For |
2 | | Elect Director James W. Breyer | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director James I. Cash, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Roger C. Corbett | | Mgmt | | For | | For | | For |
6 | | Elect Director Douglas N. Daft | | Mgmt | | For | | For | | For |
7 | | Elect Director Michael T. Duke | | Mgmt | | For | | For | | For |
8 | | Elect Director Gregory B. Penner | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Steven S. Reinemund | | Mgmt | | For | | For | | For |
10 | | Elect Director H. Lee Scott, Jr. | | Mgmt | | For | | For | | For |
11 | | Elect Director Arne M. Sorenson | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Jim C. Walton | | Mgmt | | For | | For | | For |
13 | | Elect Director S. Robson Walton | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Director Christopher J. Williams | | Mgmt | | For | | For | | For |
15 | | Elect Director Linda S. Wolf | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
18 | | Amend Sharesave Plan | | Mgmt | | For | | For | | For |
19 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | ShrHldr | | Against | | For | | Against |
| | | | | |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
21 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
| | | | | |
22 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHldr | | Against | | For | | Against |
23 | | Require Suppliers to Adopt CAK | | ShrHldr | | Against | | Against | | For |
| | | | | |
24 | | Report on Process for Identifying and Prioritizing Public Policy Activities | | ShrHldr | | Against | | Against | | For |
Walgreen Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WAG | | CUSIP 931422109 | | 01/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Steven A. Davis | | Mgmt | | For | | For | | For |
1.2 | | Elect Director William C. Foote | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Mark P. Frissora | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Alan G. McNally | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Nancy M. Schlichting | | Mgmt | | For | | For | | For |
1.6 | | Elect Director David Y. Schwartz | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Alejandro Silva | | Mgmt | | For | | For | | For |
1.8 | | Elect Director James A. Skinner | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Gregory D. Wasson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Stock Option Plan | | Mgmt | | For | | Against | | Against |
4 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
5 | | Performance-Based Equity Awards | | ShrHldr | | Against | | Against | | For |
6 | | Report on Charitable Contributions | | ShrHldr | | Against | | Against | | For |
Waters Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WAT | | CUSIP 941848103 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Joshua Bekenstein | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Michael J. Berendt | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Douglas A. Berthiaume | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Edward Conard | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Laurie H. Glimcher | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Christopher A. Kuebler | | Mgmt | | For | | For | | For |
1.7 | | Elect Director William J. Miller | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Joann A. Reed | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Thomas P. Salice | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
WellPoint, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WLP | | CUSIP 94973V107 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | �� | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Sheila P. Burke | | Mgmt | | For | | For | | For |
2 | | Elect Director George A. Schaefer, Jr. | | Mgmt | | For | | For | | For |
3 | | Elect Director Jackie M. Ward | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Report on Conversion to Non-Profit Status | | ShrHldr | | Against | | Against | | For |
6 | | Report on Lobbying Expenses | | ShrHldr | | Against | | Against | | For |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
8 | | Reincorporate in Another State [from Indiana to Delaware] | | ShrHldr | | Against | | Against | | For |
Wells Fargo & Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WFC | | CUSIP 949746101 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Election Director John D. Baker II | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Election Director John S. Chen | | Mgmt | | For | | For | | For |
3 | | Election Director Lloyd H. Dean | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Election Director Susan E. Engel | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Election Director Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
6 | | Election Director Donald M. James | | Mgmt | | For | | For | | For |
7 | | Election Director Richard D. McCormick | | Mgmt | | For | | For | | For |
8 | | Election Director Mackey J. McDonald | | Mgmt | | For | | For | | For |
9 | | Election Director Cynthia H. Milligan | | Mgmt | | For | | For | | For |
10 | | Elect Director Nicholas G. Moore | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Philip J. Quigley | | Mgmt | | For | | For | | For |
12 | | Elect Director Judith M. Runstad | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director Stephen W. Sanger | | Mgmt | | For | | For | | For |
| | | | | |
14 | | Elect Director Robert K. Steel | | Mgmt | | For | | For | | For |
15 | | Elect Director John G. Stumpf | | Mgmt | | For | | For | | For |
16 | | Elect Director an G. Swenson | | Mgmt | | For | | For | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
19 | | Ratify Auditors | | Mgmt | | For | | For | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
21 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
22 | | Report on Charitable Contributions | | ShrHldr | | Against | | Against | | For |
23 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
Wyeth
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WYE | | CUSIP 983024100 | | 07/20/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
3.1 | | Elect Director Robert M. Amen | | Mgmt | | For | | For | | For |
3.2 | | Elect Director Michael J. Critelli | | Mgmt | | For | | For | | For |
| | | | | |
3.3 | | Elect Director Frances D. Fergusson | | Mgmt | | For | | For | | For |
3.4 | | Elect Director Victor F. Ganzi | | Mgmt | | For | | For | | For |
3.5 | | Elect Director Robert Langer | | Mgmt | | For | | For | | For |
3.6 | | Elect Director John P. Mascotte | | Mgmt | | For | | For | | For |
| | | | | |
3.7 | | Elect Director Raymond J. McGuire | | Mgmt | | For | | For | | For |
3.8 | | Elect Director Mary Lake Polan | | Mgmt | | For | | For | | For |
3.9 | | Elect Director Bernard Poussot | | Mgmt | | For | | For | | For |
3.10 | | Elect Director Gary L. Rogers | | Mgmt | | For | | For | | For |
3.11 | | Elect Director John R. Torell III | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Report on Political Contributions | | ShrHldr | | Against | | Against | | For |
| | | | | |
6 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Fund Name : Aston/Veredus Aggressive Growth Fund
AirTran Holdings, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAI | | CUSIP 00949P108 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director J. Veronica Biggins | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Robert L. Fornaro | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Alexis P. Michas | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Almost Family, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AFAM | | CUSIP 020409108 | | 05/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William B. Yarmuth | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Steven B. Bing | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Donald G. McClinton | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Tyree G. Wilburn | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Jonathan D. Goldberg | | Mgmt | | For | | For | | For |
1.6 | | Elect Director W. Earl Reed, III | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Henry M. Altman, Jr. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Amerigon Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ARGN | | CUSIP 03070L300 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Lon E. Bell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Francois J. Castaing | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Daniel R. Coker | | Mgmt | | For | | For | | For |
1.4 | | Elect Director John M. Devine | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Maurice E.P. Gunderson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Oscar B. Marx III | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Director James J. Paulsen | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Amkor Technology, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AMKR | | CUSIP 031652100 | | 05/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James J. Kim | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Roger A. Carolin | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Winston J. Churchill | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Kenneth T. Joyce | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director John T. Kim | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Stephen G. Newberry | | Mgmt | | For | | For | | For |
1.7 | | Elect Director John F. Osborne | | Mgmt | | For | | For | | For |
1.8 | | Elect Director James W. Zug | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
AMR Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AMR | | CUSIP 001765106 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gerard J. Arpey | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John W. Bachmann | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David L. Boren | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Armando M. Codina | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Rajat K. Gupta | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Alberto Ibarguen | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Ann M. Korologos | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Michael A. Miles | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Philip J. Purcell | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Ray M. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Judith Rodin | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Matthew K. Rose | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director Roger T. Staubach | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Provide for Cumulative Voting | | ShrHldr | | Against | | For | | Against |
Asbury Automotive Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ABG | | CUSIP 043436104 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Thomas C. DeLoach, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Philip F. Maritz | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Jeffrey I. Wooley | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Atlas Air Worldwide Holdings, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AAWW | | CUSIP 049164205 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert F. Agnew | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Timothy J. Bernlohr | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eugene I. Davis | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Director William J. Flynn | | Mgmt | | For | | For | | For |
1.5 | | Elect Director James S. Gilmore, III | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Carol B. Hallett | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Frederick McCorkle | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Avis Budget Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAR | | CUSIP 053774105 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Ronald L. Nelson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Mary C. Choksi | | Mgmt | | For | | For | | For |
3 | | Elect Director Leonard S. Coleman | | Mgmt | | For | | For | | For |
4 | | Elect Director Martin L. Edelman | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director John D. Hardy, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Lynn Krominga | | Mgmt | | For | | For | | For |
7 | | Elect Director Eduardo G. Mestre | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director F. Robert Salerno | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Stender E. Sweeney | | Mgmt | | For | | For | | For |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Avnet, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AVT | | CUSIP 053807103 | | 11/05/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Eleanor Baum | | Mgmt | | For | | For | | For |
1.2 | | Elect Director J. Veronica Biggins | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Lawrence W. Clarkson | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Ehud Houminer | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Frank R. Noonan | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Ray M. Robinson | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director William P. Sullivan | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Gary L. Tooker | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Roy Vallee | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Bebe Stores, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BEBE | | CUSIP 075571109 | | 11/03/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Manny Mashouf | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Barbara Bass | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Cynthia Cohen | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Director Corrado Federico | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.5 | | Elect Director Caden Wang | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Brunswick Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BC | | CUSIP 117043109 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Nolan D. Archibald | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Jeffrey L. Bleustein | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Graham H. Phillips | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lawrence A. Zimmerman | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Cavium Networks, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAVM | | CUSIP 14965A101 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Syed B. Ali | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Anthony S. Thornley | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
CDI Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CDI | | CUSIP 125071100 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Roger H. Ballou | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Michael J. Emmi | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Walter R. Garrison | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director Lawrence C. Karlson | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Ronald J. Kozich | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Albert E. Smith | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Barton J. Winokur | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Charming Shoppes, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CHRS | | CUSIP 161133103 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Arnaud Ajdler | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Michael C. Appel | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Richard W. Bennet, III | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James P. Fogarty | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Michael Goldstein | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Katherine M. Hudson | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Bruce J. Klatsky | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Alan Rosskamm | | Mgmt | | For | | For | | For |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Chico’s FAS, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CHS | | CUSIP 168615102 | | 06/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Verna K. Gibson | | Mgmt | | For | | For | | For |
2 | | Elect Director Betsy S. Atkins | | Mgmt | | For | | For | | For |
3 | | Elect Director David F. Dyer | | Mgmt | | For | | For | | For |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Chipotle Mexican Grill, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CMG | | CUSIP 169656105 | | 06/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Albert S. Baldocchi | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Neil W. Flanzraich | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Darlene J. Friedman | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Cypress Semiconductor Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CY | | CUSIP 232806109 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director T.J. Rodgers | | Mgmt | | For | | For | | For |
1.2 | | Elect Director W. Steve Albrecht | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Eric A. Benhamou | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Lloyd Carney | | Mgmt | | For | | For | | For |
1.5 | | Elect Director James R. Long | | Mgmt | | For | | For | | For |
1.6 | | Elect Director J. Daniel Mccranie | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Evert Van De Ven | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Dick’s Sporting Goods, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DKS | | CUSIP 253393102 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Emanuel Chirico | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Brian J. Dunn | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Walter Rossi | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Diodes Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DIOD | | CUSIP 254543101 | | 05/24/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director C.H. Chen | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Michael R. Giordano | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Lu-Pao Hsu | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Keh-Shew Lu | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Raymond Soong | | Mgmt | | For | | For | | For |
1.6 | | Elect Director John M. Stich | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Michael K.C. Tsai | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Dollar Thrifty Automotive Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DTG | | CUSIP 256743105 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Thomas P. Capo | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Maryann N. Keller | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Edward C. Lumley | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Richard W. Neu | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John C. Pope | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Scott L. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Entegris, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ENTG | | CUSIP 29362U104 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gideon Argov | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Michael A. Bradley | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Marvin D. Burkett | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Michael P.C. Carns | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Daniel W. Christman | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Gary F. Klingl | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Roger D. McDaniel | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Paul L.H. Olson | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Brian F. Sullivan | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Ethan Allen Interiors Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ETH | | CUSIP 297602104 | | 11/16/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Frank G. Wisner | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Fairchild Semiconductor International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FCS | | CUSIP 303726103 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Charles P. Carinalli | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Randy W. Carson | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Anthony Lear | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Thomas L. Magnanti | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Kevin J. Mcgarity | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Bryan R. Roub | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Ronald W. Shelly | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Mark S. Thompson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Eliminate Cumulative Voting | | Mgmt | | For | �� | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FARO Technologies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FARO | | CUSIP 311642102 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John Caldwell | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director John Donofrio | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
FBR Capital Markets Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FBCM | | CUSIP 30247C301 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Eric F. Billings | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Richard J. Hendrix | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Thomas J. Hynes, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Adam J. Klein | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Director Richard A. Kraemer | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Ralph S. Michael, III | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Thomas S. Murphy, Jr. | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect Director Arthur J. Reimers | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Approve Repricing of Options | | Mgmt | | For | | Against | | Against |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
First Midwest Bancorp, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FMBI | | CUSIP 320867104 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Brother James Gaffney | | Mgmt | | For | | For | | For |
2 | | Elect Director Patrick J. McDonnell | | Mgmt | | For | | For | | For |
3 | | Elect Director Michael L. Scudder | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director John L. Sterling | | Mgmt | | For | | For | | For |
5 | | Elect Director J. Stephen Vanderwoude | | Mgmt | | For | | For | | For |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
7 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
8 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Gannett Co., Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GCI | | CUSIP 364730101 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Craig A. Dubow | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Howard D. Elias | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Arthur H. Harper | | Mgmt | | For | | For | | For |
1.4 | | Elect Director John Jeffry Louis | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Marjorie Magner | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Scott K. McCune | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Duncan M. McFarland | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Donna E. Shalala | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Neal Shapiro | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Karen Hastie Williams | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Adopt Anti Gross-up Policy | | ShrHldr | | Against | | For | | Against |
Gentex Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GNTX | | CUSIP 371901109 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John Mulder | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Frederick Sotok | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Wallace Tsuha | | Mgmt | | For | | For | | For |
2 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
International Coal Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ICO | | CUSIP 45928H106 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Cynthia B. Bezik | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director William J. Catacosinos | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt Quantitative GHG Goals for Products and Operations | | ShrHldr | | Against | | For | | Against |
4 | | Other Business | | Mgmt | | For | | Against | | Against |
Intevac, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IVAC | | CUSIP 461148108 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Norman H. Pond | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Kevin Fairbairn | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David S. Dury | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Stanley J. Hill | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Robert Lemos | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Ping Yang | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Jefferies Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JEF | | CUSIP 472319102 | | 05/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Richard B. Handler | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Brian P. Friedman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director W. Patrick Campbell | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Director Ian M. Cumming | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Director Richard G. Dooley | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.6 | | Elect Director Robert E. Joyal | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Director Michael T. O’Kane | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.8 | | Elect Director Joseph S. Steinberg | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Kenneth Cole Productions, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KCP | | CUSIP 193294105 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Kenneth D. Cole | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Jill Granoff | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Michael J. Blitzer | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Martin E. Franklin | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.5 | | Elect Director Robert C. Grayson | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Denis F. Kelly | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Philip R. Peller | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Kforce Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KFRC | | CUSIP 493732101 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Elaine D. Rosen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Ralph E. Struzziero | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Howard W. Sutter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
KKR Financial Holdings LLC
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KFN | | CUSIP 48248A306 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Tracy L. Collins | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Vincent Paul Finigan | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Paul M. Hazen | | Mgmt | | For | | For | | For |
1.4 | | Elect Director R. Glenn Hubbard | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Ross J. Kari | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Ely L. Licht | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Deborah H. McAneny | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Scott C. Nuttall | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Scott A. Ryles | | Mgmt | | For | | For | | For |
1.10 | | Elect Director William C. Sonneborn | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Willy R. Strothotte | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Knight Transportation, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KNX | | CUSIP 499064103 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Kevin P. Knight | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Randy Knight | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Michael Garnreiter | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Kulicke & Soffa Industries, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KLIC | | CUSIP 501242101 | | 02/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John A. O’Steen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director MacDonell Roehm Jr. | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
LaSalle Hotel Properties
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LHO | | CUSIP 517942108 | | 04/22/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Director Donald S. Perkins | | Mgmt | | For | | For | | For |
1.2 | | Director Stuart L. Scott | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
LeapFrog Enterprises, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LF | | CUSIP 52186N106 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William B. Chiasson | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Jeffrey G. Katz | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Thomas J. Kalinske | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director Paul T. Marinelli | | Mgmt | | For | | Withhold | | Against |
1.5 | | Elect Director Stanley E. Maron | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.6 | | Elect Director E. Stanton McKee, Jr. | | Mgmt | | For | | Withhold | | Against |
1.7 | | Elect Director David C. Nagel | | Mgmt | | For | | Withhold | | Against |
1.8 | | Elect Director Philip B. Simon | | Mgmt | | For | | Withhold | | Against |
1.9 | | Elect Director Caden Wang | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Limelight Networks, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LLNW | | CUSIP 53261M104 | | 04/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Merger Agreement | | Mgmt | | For | | For | | For |
2 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
LSI Corp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LSI | | CUSIP 502161102 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Charles A. Haggerty | | Mgmt | | For | | For | | For |
2 | | Elect Director Richard S. Hill | | Mgmt | | For | | For | | For |
3 | | Elect Director John H.f. Miner | | Mgmt | | For | | For | | For |
4 | | Elect Director Arun Netravali | | Mgmt | | For | | For | | For |
5 | | Elect Director Matthew J. O Rourke | | Mgmt | | For | | For | | For |
6 | | Elect Director Gregorio Reyes | | Mgmt | | For | | For | | For |
7 | | Elect Director Michael G. Strachan | | Mgmt | | For | | For | | For |
8 | | Elect Director Abhijit Y. Talwalkar | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Susan M. Whitney | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
11 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
12 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
LTX-Credence Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LTXC | | CUSIP 502403108 | | 12/09/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Roger W. Blethen | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Roger J. Maggs | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Ping Yang | | Mgmt | | For | | For | | For |
2 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
lululemon athletica inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LULU | | CUSIP 550021109 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Thomas G. Stemberg | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Dennis J. Wilson | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
MarineMax, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HZO | | CUSIP 567908108 | | 02/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Hillard M. Eure, III | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Joseph A. Watters | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Dean S. Woodman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Increase Authorized Preferred and Common Stock | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Mattson Technology, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MTSN | | CUSIP 577223100 | | 06/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Kenneth Kannappan | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John C. Bolger | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
MB Financial, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MBFI | | CUSIP 55264U108 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mitchell Feiger | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Charles J. Gries | | Mgmt | | For | | For | | For |
1.3 | | Elect Director James N. Hallene | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Reimburse Proxy Contest Expenses | | ShrHldr | | Against | | Against | | For |
5 | | Declassify the Board of Directors | | ShrHldr | | Against | | For | | Against |
MGIC Investment Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MTG | | CUSIP 552848103 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director James A. Abbott | | Mgmt | | For | | For | | For |
2 | | Elect Director Thomas M. Hagerty | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Michael E. Lehman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | | Mgmt | | For | | For | | For |
5 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Monro Muffler Brake, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | �� | Meeting Status |
MNRO | | CUSIP 610236101 | | 08/11/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Frederick M. Danziger | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Robert G. Gross | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Peter J. Solomon | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Francis R. Strawbridge | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
NetScout Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NTCT | | CUSIP 64115T104 | | 09/09/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Victor A. Demarines | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Vincent J. Mullarkey | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Office Depot, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ODP | | CUSIP 676220106 | | 10/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Conversion of Securities | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Conversion of Securities | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Adjourn Meeting | | Mgmt | | For | | For | | For |
Old National Bancorp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ONB | | CUSIP 680033107 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Joseph D. Barnette, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Alan W. Braun | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Larry E. Dunigan | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Niel C. Ellerbrook | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Andrew E. Goebel | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Robert G. Jones | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Phelps L. Lambert | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Arthur H. McElwee, Jr. | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Marjorie Z. Soyugenc | | Mgmt | | For | | For | | For |
1.10 | | Elect Director Kelly N. Stanley | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Linda E. White | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
ON Semiconductor Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ONNN | | CUSIP 682189105 | | 05/18/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director J. Daniel McCranie | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Emmanuel T. Hernandez | | Mgmt | | For | | For | | For |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Oxford Industries, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
OXM | | CUSIP 691497309 | | 06/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director George C. Guynn | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Helen B. Weeks | | Mgmt | | For | | For | | For |
3 | | Elect Director E. Jenner Wood III | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Patterson-UTI Energy, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PTEN | | CUSIP 703481101 | | 04/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mark S. Siegel | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Kenneth N. Berns | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Charles O. Buckner | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Curtis W. Huff | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Terry H. Hunt | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Kenneth R. Peak | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Cloyce A. Talbott | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Other Business | | Mgmt | | For | | Against | | Against |
Perry Ellis International, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PERY | | CUSIP 288853104 | | 06/17/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director George Feldenkreis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Gary Dix | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Eduardo M. Sardiña | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Pier 1 Imports, Inc
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PIR | | CUSIP 720279108 | | 06/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director John H. Burgoyne | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Michael R. Ferrari | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Terry E. London | | Mgmt | | For | | For | | For |
4 | | Elect Director Alexander W. Smith | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director Cece Smith | | Mgmt | | For | | For | | For |
6 | | Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
7 | | Ratify Auditors | | Mgmt | | For | | For | | For |
8 | | Pay For Superior Performance | | ShrHldr | | Against | | For | | Against |
Pioneer Drilling Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PDC | | CUSIP 723655106 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John Michael Rauh | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
PLX Technology, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PLXT | | CUSIP 693417107 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Michael J. Salameh | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director D. James Guzy | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John H. Hart | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Robert H. Smith | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Thomas Riordan | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Patrick Verderico | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Ralph H. Schmitt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Riverbed Technology, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RVBD | | CUSIP 768573107 | | 05/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mark A. Floyd | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Christopher J. Schaepe | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director James R. Swartz | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
Rubicon Technology, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RBCN | | CUSIP 78112T107 | | 06/23/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Don N. Aquilano | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Donald R. Caldwell | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
rue21, inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RUE | | CUSIP 781295100 | | 06/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert N. Fisch | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Arnold S. Barron | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Saks Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SKS | | CUSIP 79377W108 | | 06/08/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert B. Carter | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Donald E. Hess | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Jerry W. Levin | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Provide for Cumulative Voting | | ShrHldr | | Against | | For | | Against |
SAVVIS, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SVVS | | CUSIP 805423308 | | 05/05/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John D. Clark | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Clyde A. Heintzelman | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Thomas E. McInerney | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James E. Ousley | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director James P. Pellow | | Mgmt | | For | | For | | For |
1.6 | | Elect Director David C. Peterschmidt | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Mercedes A. Walton | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Patrick J. Welsh | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Seagate Technology
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STX | | CUSIP G7945J104 | | 10/28/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Stephen J. Luczo as Director | | Mgmt | | For | | For | | For |
1.2 | | Election Frank J. Biondi, Jr. as Director | | Mgmt | | For | | For | | For |
1.3 | | Election William W. Bradley as Director | | Mgmt | | For | | For | | For |
1.4 | | Election David F. Marquardt as Director | | Mgmt | | For | | For | | For |
1.5 | | Election Lydia M. Marshall as Director | | Mgmt | | For | | For | | For |
1.6 | | Election Albert A. Pimentel as Director | | Mgmt | | For | | For | | For |
1.7 | | Election C.S. Park as Director | | Mgmt | | For | | For | | For |
1.8 | | Election Gregorio Reyes as Director | | Mgmt | | For | | For | | For |
1.9 | | Election John W. Thompson as Director | | Mgmt | | For | | For | | For |
1.10 | | Election Edward J. Zander as Director | | Mgmt | | For | | For | | For |
2 | | Increase Number of Shares Reserved Under Seagate Technology’s Employee Stock Purchase Plan in the Amount of 10 Million Shares | | Mgmt | | For | | For | | For |
3 | | Approve Employee Stock Option Exchange Program | | Mgmt | | For | | Against | | Against |
4 | | Ratify Ernst & Young LLP as Auditors | | Mgmt | | For | | For | | For |
5 | | Transact Other Business (Non-Voting) | | Mgmt | | None | | None | | N/A |
Seagate Technology
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STX | | CUSIP G7945J104 | | 4/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | Cayman Islands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval Of The Cancellation Of Seagate-Cayman’s Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | | Mgmt | | For | | For | | For |
2 | | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | | Mgmt | | For | | For | | For |
3 | | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | | Mgmt | | For | | For | | For |
Seagate Technology
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
STX | | CUSIP G7945J104 | | 4/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Court | | Cayman Islands | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | | Mgmt | | For | | For | | For |
2 | | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | | Mgmt | | For | | For | | For |
Select Comfort Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SCSS | | CUSIP 81616X103 | | 12/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Stephen L. Gulis, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Brenda J. Lauderback | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Ervin R. Shames | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Shuffle Master, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SHFL | | CUSIP 825549108 | | 03/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Garry W. Saunders | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Louis Castle | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Phillip C. Peckman | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director John R. Bailey | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Timothy J. Parrott | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Daniel M. Wade | | Mgmt | | For | | For | | For |
Solutia Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SOA | | CUSIP 834376501 | | 04/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James P. Heffernan | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director W. Thomas Jagodinski | | Mgmt | | For | | For | | For |
1.3 | | Elect Director William C. Rusnack | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
4 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
5 | | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | | Mgmt | | For | | For | | For |
Sonic Solutions
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SNIC | | CUSIP 835460106 | | 10/28/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert J. Doris | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Mary C. Sauer | | Mgmt | | For | | Withhold | | Against |
1.3 | | Elect Director Robert M. Greber | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.4 | | Elect Director Peter J. Marguglio | | Mgmt | | For | | Withhold | | Against |
| | | | | |
1.5 | | Elect Director R. Warren Langley | | Mgmt | | For | | Withhold | | Against |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | Against | | Against |
Superior Well Services, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SWSI | | CUSIP 86837X105 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director John A. Staley, IV | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David E. Snyder | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Edward J. DiPaolo | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Susquehanna Bancshares, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SUSQ | | CUSIP 869099101 | | 05/07/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Anthony J. Agnone, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Wayne E. Alter, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Bruce A. Hepburn | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Donald L. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Scott J. Newkam | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Christine Sears | | Mgmt | | For | | For | | For |
1.7 | | Elect Director James A. Ulsh | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Roger V. Wiest, Sr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | Against | | Against |
| | | | | |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Tempur-Pedic International Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TPX | | CUSIP 88023U101 | | 05/04/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Mark Sarvary | | Mgmt | | For | | For | | For |
2 | | Elect Director Evelyn Dilsaver | | Mgmt | | For | | For | | For |
3 | | Elect Director Francis A. Doyle | | Mgmt | | For | | For | | For |
4 | | Elect Director John A. Heil | | Mgmt | | For | | For | | For |
5 | | Elect Director Peter K. Hoffman | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Sir Paul Judge | | Mgmt | | For | | For | | For |
7 | | Elect Director Nancy F. Koehn | | Mgmt | | For | | For | | For |
8 | | Elect Director Christopher A. Masto | | Mgmt | | For | | For | | For |
9 | | Elect Director P. Andrews McLane | | Mgmt | | For | | For | | For |
10 | | Elect Director Robert B. Trussell, Jr. | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
TENNECO INC.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TEN | | CUSIP 880349105 | | 05/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Charles W. Cramb | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Dennis J. Letham | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Frank E. Macher | | Mgmt | | For | | For | | For |
4 | | Elect Director Hari N. Nair | | Mgmt | | For | | For | | For |
5 | | Elect Director Roger B. Porter | | Mgmt | | For | | For | | For |
6 | | Elect Director David B. Price, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Gregg M. Sherrill | | Mgmt | | For | | For | | For |
8 | | ElectDirector Paul T. Stecko | | Mgmt | | For | | For | | For |
9 | | Elect Director Mitsunobu Takeuchi | | Mgmt | | For | | For | | For |
10 | | Elect Director Jane L. Warner | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Teradyne, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TER | | CUSIP 880770102 | | 05/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director James W. Bagley | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Michael A. Bradley | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Albert Carnesale | | Mgmt | | For | | For | | For |
4 | | Elect Director Edwin J. Gillis | | Mgmt | | For | | For | | For |
5 | | Elect Director Paul J. Tufano | | Mgmt | | For | | For | | For |
6 | | Elect Director Roy A. Vallee | | Mgmt | | For | | For | | For |
7 | | Elect Director Patricia S. Wolpert | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Ratify Auditors | | Mgmt | | For | | For | | For |
The New York Times Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
NYT | | CUSIP 650111107 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Raul E. Cesan | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Robert E. Denham | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director James A. Kohlberg | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Dawn G. Lepore | | Mgmt | | For | | For | | For |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
TriQuint Semiconductor, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TQNT | | CUSIP 89674K103 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Election Director Paul A. Gary,PHD | | Mgmt | | For | | For | | For |
2 | | Election Director Charles Scott Gibson | | Mgmt | | For | | For | | For |
3 | | Election Director David H.Y. Ho | | Mgmt | | For | | For | | For |
4 | | Election Director Nicolas Kauser | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Election Director Ralph G. Quinsey | | Mgmt | | For | | For | | For |
6 | | Election Director Dr. Walden C. Rhines | | Mgmt | | For | | For | | For |
7 | | Election Director Steven J. Sharp | | Mgmt | | For | | For | | For |
8 | | Election Director Willis C. Young | | Mgmt | | For | | For | | For |
9 | | Ratify Auditors | | Mgmt | | For | | For | | For |
TTM Technologies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TTMI | | CUSIP 87305R109 | | 03/12/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
TTM Technologies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
TTMI | | CUSIP 87305R109 | | 05/26/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director James K. Bass | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Thomas T. Edman | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Tang Chung Yen, Tom | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Ulta Salon, Cosmetics & Fragrance, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ULTA | | CUSIP 90384S303 | | 06/16/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Charles Heilbronn | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Carl “Chuck” Rubin | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Lynelle P. Kirby | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
US Airways Group, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LCC | | CUSIP 90341W108 | | 06/10/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | �� | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Denise M. O’Leary | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director George M. Philip | | Mgmt | | For | | For | | For |
1.3 | | Elect Director J. Steven Whisler | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Provide for Cumulative Voting | | ShrHldr | | Against | | For | | Against |
Uti Worldwide Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
UTIW | | CUSIP G87210103 | | 06/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Virgin Isl (UK) | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect C. John Langley, Jr. as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Allan M. Rosenzweig as Director | | Mgmt | | For | | For | | For |
1.3 | | Elect Donald W. Slager as Director | | Mgmt | | For | | For | | For |
2 | | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | | For | | For | | For |
3 | | Transact Other Business (Non-Voting) | | Mgmt | | N/A | | N/A | | N/A |
Veeco Instruments Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VECO | | CUSIP 922417100 | | 05/14/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Roger D. McDaniel | | Mgmt | | For | | For | | For |
1.2 | | Elect Director John R. Peeler | | Mgmt | | For | | For | | For |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
VIVUS, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
VVUS | | CUSIP 928551100 | | 06/25/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Leland F. Wilson | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Peter Y. Tam | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Mark B. Logan | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Charles J. Casamento | | Mgmt | | For | | For | | For |
1.5 | | Elect Director L.M. Dairiki Shortliffe | | Mgmt | | For | | For | | For |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Western Digital Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WDC | | CUSIP 958102105 | | 11/11/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | United States | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Peter D. Behrendt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Kathleen A. Cote | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director John F. Coyne | | Mgmt | | For | | For | | For |
4 | | Elect Director Henry T. DeNero | | Mgmt | | For | | For | | For |
5 | | Elect Director William L. Kimsey | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Michael D. Lambert | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Matthew E. Massengill | | Mgmt | | For | | For | | For |
8 | | Elect Director Roger H. Moore | | Mgmt | | For | | For | | For |
9 | | Elect Director Thomas E. Pardun | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Arif Shakeel | | Mgmt | | For | | For | | For |
11 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
XYRATEX LTD
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
XRTX | | CUSIP G98268108 | | 03/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Bermuda | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | | Mgmt | | For | | For | | For |
| | | | | |
1.1 | | Elect Andrew Sukawaty as Class I Director | | Mgmt | | For | | For | | For |
1.2 | | Elect Ernest Sampias as Class I Director | | Mgmt | | For | | For | | For |
1.3 | | Elect Michael Windram as Class I Director | | Mgmt | | For | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | | Mgmt | | For | | For | | For |
Fund Name : Aston/Veredus Select Growth Fund
Akamai Technologies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AKAM | | CUSIP 00971T101 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director F. Thomson Leighton | | Mgmt | | For | | For | | For |
2 | | Elect Director Paul Sagan | | Mgmt | | For | | For | | For |
3 | | Elect Director Naomi O. Seligman | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
American Eagle Outfitters, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
AEO | | CUSIP 02553E106 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Alan T. Kane | | Mgmt | | For | | For | | For |
2 | | Elect Director Cary D. McMillan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director James V. O’Donnell | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Analog Devices, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
ADI | | CUSIP 032654105 | | 07/20/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Stock Option Exchange Program | | Mgmt | | For | | For | | For |
BorgWarner Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BWA | | CUSIP 099724106 | | 04/28/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Jere A. Drummond | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Timothy M. Manganello | | Mgmt | | For | | For | | For |
1.3 | | Elect Director John R. Mckernan, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Ernest J. Novak, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Broadcom Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
BRCM | | CUSIP 111320107 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Joan L. Amble | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Nancy H. Handel | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
1.4 | | Elect Director John E. Major | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Scott A. McGregor | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director William T. Morrow | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Capital One Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
COF | | CUSIP 14040H105 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director W. Ronald Dietz | | Mgmt | | For | | For | | For |
2 | | Elect Director Lewis Hay, III | | Mgmt | | For | | For | | For |
3 | | Elect Director Mayo A. Shattuck III | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Stock Retention/Holding Period | | ShrHldr | | Against | | For | | Against |
7 | | Declassify the Board of Directors | | ShrHldr | | Against | | For | | Against |
Carnival Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CCL | | CUSIP 143658300 | | 04/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Panama | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
9 | | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
14 | | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | Mgmt | | For | | For | | For |
| | | | | |
15 | | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | | Mgmt | | For | | For | | For |
| | | | | |
16 | | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | | Mgmt | | For | | For | | For |
17 | | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | | Mgmt | | For | | For | | For |
| | | | | |
18 | | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | | Mgmt | | For | | For | | For |
19 | | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | | For | | For | | For |
20 | | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | | For | | For | | For |
21 | | Authorise Shares for Market Purchase | | Mgmt | | For | | For | | For |
22 | | Stock Retention/Holding Period | | ShrHldr | | Against | | For | | Against |
23 | | Transact Other Business (Non-Voting) | | Mgmt | | N/A | | N/A | | N/A |
Cisco Systems, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CSCO | | CUSIP 17275R102 | | 11/12/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Carol A. Bartz | | Mgmt | | For | | For | | For |
2 | | Elect Director M. Michele Burns | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Michael D. Capellas | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Larry R. Carter | | Mgmt | | For | | For | | For |
5 | | Elect Director John T. Chambers | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Brian L. Halla | | Mgmt | | For | | For | | For |
7 | | Elect Director John L. Hennessy | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Richard M. Kovacevich | | Mgmt | | For | | For | | For |
9 | | Elect Director Roderick C. McGeary | | Mgmt | | For | | For | | For |
10 | | Elect Director Michael K. Powell | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Arun Sarin | | Mgmt | | For | | For | | For |
12 | | Elect Director Steven M. West | | Mgmt | | For | | For | | For |
13 | | Elect Director Jerry Yang | | Mgmt | | For | | For | | For |
14 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
15 | | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHldr | | Against | | Against | | For |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
19 | | Report on Internet Fragmentation | | ShrHldr | | Against | | For | | Against |
Continental Airlines, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
CAL | | CUSIP 210795308 | | 06/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Kirbyjon H. Caldwell | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Carolyn Corvi | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Henry L. Meyer, III | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Oscar Munoz | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Laurence E. Simmons | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Jeffery A. Smisek | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Karen Hastie Williams | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Ronald B. Woodard | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Charles A. Yamarone | | Mgmt | | For | | For | | For |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Ratify Auditors | | Mgmt | | For | | For | | For |
4 | | Prohibit Executive Stock-Based Awards | | ShrHldr | | Against | | Against | | For |
5 | | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | | Mgmt | | None | | Abstain | | N/A |
Corning Incorporated
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
GLW | | CUSIP 219350105 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert F. Cummings, Jr. | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Carlos M. Gutierrez | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director William D. Smithburg | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Hansel E. Tookes, II | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Wendell P. Weeks | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | | For | | For | | For |
5 | | Declassify the Board of Directors | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Reduce Supermajority Vote Requirement | | ShrHldr | | Against | | For | | Against |
Darden Restaurants, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DRI | | CUSIP 237194105 | | 09/25/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Leonard L. Berry | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Odie C. Donald | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Christopher J. Fraleigh | | Mgmt | | For | | For | | For |
1.4 | | Elect Director David H. Hughes | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Charles A Ledsinger, Jr | | Mgmt | | For | | For | | For |
1.6 | | Elect Director William M. Lewis, Jr. | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Senator Connie Mack III | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Andrew H. (Drew) Madsen | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Michael D. Rose | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Maria A. Sastre | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Delta Air Lines, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DAL | | CUSIP 247361702 | | 06/30/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Richard H. Anderson | | Mgmt | | For | | For | | For |
2 | | Elect Director Edward H. Bastian | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Roy J. Bostock | | Mgmt | | For | | For | | For |
4 | | Elect Director John S. Brinzo | | Mgmt | | For | | For | | For |
5 | | Elect Director Daniel A. Carp | | Mgmt | | For | | For | | For |
6 | | Elect Director John M. Engler | | Mgmt | | For | | For | | For |
7 | | Elect Director Mickey P. Foret | | Mgmt | | For | | For | | For |
8 | | Elect Director David R. Goode | | Mgmt | | For | | For | | For |
9 | | Elect Director Paula Rosput Reynolds | | Mgmt | | For | | For | | For |
10 | | Elect Director Kenneth C. Rogers | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director Rodney E. Slater | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Douglas M. Steenland | | Mgmt | | For | | For | | For |
13 | | Elect Director Kenneth B. Woodrow | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Dolby Laboratories, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
DLB | | CUSIP 25659T107 | | 02/09/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Ray Dolby | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Kevin Yeaman | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Peter Gotcher | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Nicholas Donatiello, Jr | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Ted W. Hall | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Bill Jasper | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Sanford Robertson | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Roger Siboni | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Avadis Tevanian, Jr | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
EMC Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
EMC | | CUSIP 268648102 | | 04/29/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Michael W. Brown | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Randolph L. Cowen | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Michael J. Cronin | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Gail Deegan | | Mgmt | | For | | For | | For |
5 | | Elect Director James S. DiStasio | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director John R. Egan | | Mgmt | | For | | For | | For |
7 | | Elect Director Edmund F. Kelly | | Mgmt | | For | | For | | For |
8 | | Elect Director Windle B. Priem | | Mgmt | | For | | For | | For |
9 | | Elect Director Paul Sagan | | Mgmt | | For | | For | | For |
10 | | Elect Director David N. Strohm | | Mgmt | | For | | For | | For |
11 | | Elect Director Joseph M. Tucci | | Mgmt | | For | | For | | For |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
Fifth Third Bancorp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
FITB | | CUSIP 316773100 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Darryl F. Allen | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Ulysses L. Bridgeman, Jr. | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Emerson L. Brumback | | Mgmt | | For | | For | | For |
1.4 | | Elect Director James P. Hackett | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Gary R. Heminger | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Jewell D. Hoover | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Kevin T. Kabat | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Mitchel D. Livingston, PhD | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Hendrik G. Meijer | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director John J. Schiff, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Dudley S. Taft | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Marsha C. Williams | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Eliminate Cumulative Voting | | Mgmt | | For | | For | | For |
4 | | Permit Board to Amend Bylaws Without Shareholder Consent | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
7 | | Require Independent Board Chairman | | ShrHldr | | Against | | Against | | For |
Ford Motor Company
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
F | | CUSIP 345370860 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Stephen G. Butler | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Kimberly A. Casiano | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Anthony F. Earley, Jr. | | Mgmt | | For | | Withhold | | Against |
1.4 | | Elect Director Edsel B. Ford II | | Mgmt | | For | | For | | For |
1.5 | | Elect Director William Clay Ford, Jr. | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Richard A. Gephardt | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Irvine O. Hockaday, Jr. | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Richard A. Manoogian | | Mgmt | | For | | Withhold | | Against |
1.9 | | Elect Director Ellen R. Marram | | Mgmt | | For | | Withhold | | Against |
1.10 | | Elect Director Alan Mulally | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Homer A. Neal | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Gerald L. Shaheen | | Mgmt | | For | | For | | For |
| | | | | |
1.13 | | Elect Director John L. Thornton | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Adopt NOL Rights Plan (NOL Pill) | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Disclose Prior Government Service | | ShrHldr | | Against | | Against | | For |
5 | | Adopt Recapitalization Plan | | ShrHldr | | Against | | For | | Against |
6 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
| | | | | |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | ShrHldr | | Against | | For | | Against |
| | | | | |
8 | | Prohibit Energy Projects Only Concerned With CO2 Reduction | | ShrHldr | | Against | | Against | | For |
Host Hotels & Resorts, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HST | | CUSIP 44107P104 | | 05/06/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Roberts M. Baylis | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Willard W. Brittain, Jr. | | Mgmt | | For | | For | | For |
3 | | Elect Director Terence C. Golden | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Ann McLaughlin Korologos | | Mgmt | | For | | For | | For |
5 | | Elect Director Richard E. Marriott | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director John B. Morse, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Gordon H. Smith | | Mgmt | | For | | For | | For |
8 | | Elect Director W. Edward Walter | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Intel Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
INTC | | CUSIP 458140100 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
2 | | Elect Director Susan L. Decker | | Mgmt | | For | | For | | For |
3 | | Elect Director John J. Donahoe | | Mgmt | | For | | For | | For |
4 | | Elect Director Reed E. Hundt | | Mgmt | | For | | For | | For |
5 | | Elect Director Paul S. Otellini | | Mgmt | | For | | For | | For |
6 | | Elect Director James D. Plummer | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director David S. Pottruck | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director Jane E. Shaw | | Mgmt | | For | | For | | For |
9 | | Elect Director Frank D. Yeary | | Mgmt | | For | | For | | For |
10 | | Elect Director David B. Yoffie | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
International Game Technology
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IGT | | CUSIP 459902102 | | 09/30/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Special | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Approve Stock Option Exchange Program | | Mgmt | | For | | For | | For |
J. C. Penney Company, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
JCP | | CUSIP 708160106 | | 05/21/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Colleen C. Barrett | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director M. Anthony Burns | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Maxine K. Clark | | Mgmt | | For | | For | | For |
4 | | Elect Director Thomas J. Engibous | | Mgmt | | For | | For | | For |
5 | | Elect Director Kent B. Foster | | Mgmt | | For | | For | | For |
6 | | Elect Director G.B. Laybourne | | Mgmt | | For | | For | | For |
7 | | Elect Director Burl Osborne | | Mgmt | | For | | For | | For |
8 | | Elect Director Leonard H. Roberts | | Mgmt | | For | | For | | For |
9 | | Elect Director Javier G. Teruel | | Mgmt | | For | | For | | For |
10 | | Elect Director R. Gerald Turner | | Mgmt | | For | | For | | For |
11 | | Elect Director Myron E. Ullman, III | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director Mary Beth West | | Mgmt | | For | | For | | For |
13 | | Ratify Auditors | | Mgmt | | For | | For | | For |
KeyCorp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
KEY | | CUSIP 493267108 | | 05/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director William G. Bares | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director Joseph A. Carrabba | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Carol A. Cartwright | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Alexander M. Cutler | | Mgmt | | For | | For | | For |
| | | | | |
1.5 | | Elect Director Elizabeth R. Gile | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Ruth Ann M. Gillis | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Kristen L. Manos | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Eduardo R. Menascé | | Mgmt | | For | | For | | For |
1.9 | | Elect Director Henry L. Meyer III | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Edward W. Stack | | Mgmt | | For | | For | | For |
| | | | | |
1.11 | | Elect Director Thomas C. Stevens | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
3 | | Amend Voting Rights of Series B Preferred Stock | | Mgmt | | For | | For | | For |
4 | | Ratify Auditors | | Mgmt | | For | | For | | For |
5 | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | Mgmt | | For | | Against | | Against |
Las Vegas Sands Corp
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LVS | | CUSIP 517834107 | | 06/03/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Sheldon G. Adelson | | Mgmt | | For | | Withhold | | Against |
1.2 | | Elect Director Irwin Chafetz | | Mgmt | | For | | Withhold | | Against |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
4 | | Other Business | | Mgmt | | For | | Against | | Against |
Limited Brands, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LTD | | CUSIP 532716107 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Dennis S. Hersch | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director David T. Kollat | | Mgmt | | For | | For | | For |
1.3 | | Elect Director William R. Loomis, Jr. | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Leslie H. Wexner | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Manpower Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MAN | | CUSIP 56418H100 | | 04/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Gina R. Boswell | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Jack M. Greenberg | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director Terry A. Hueneke | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
4 | | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | | Mgmt | | For | | For | | For |
Marvell Technology Group Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MRVL | | CUSIP G5876H105 | | 07/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Bermuda | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Sehat Sutardja as Director | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Pantas Sutardja as Director | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
MGM MIRAGE
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MGM | | CUSIP 552953101 | | 06/15/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert H. Baldwin | | Mgmt | | For | | For | | For |
| | | | | |
1.2 | | Elect Director William A. Bible | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Burton M. Cohen | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Willie D. Davis | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Kenny C. Guinn | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Alexis M. Herman | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Roland Hernandez | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Kirk Kerkorian | | Mgmt | | For | | Withhold | | Against |
1.9 | | Elect Director Anthony Mandekic | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Rose McKinney-James | | Mgmt | | For | | For | | For |
1.11 | | Elect Director James J. Murren | | Mgmt | | For | | For | | For |
1.12 | | Elect Director Daniel J. Taylor | | Mgmt | | For | | For | | For |
1.13 | | Elect Director Melvin B. Wolzinger | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Change Company Name | | Mgmt | | For | | For | | For |
4 | | Prepare Sustainability Report | | ShrHldr | | Against | | For | | Against |
5 | | Other Business | | Mgmt | | For | | Against | | Against |
Micron Technology, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MU | | CUSIP 595112103 | | 12/10/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Steven R. Appleton | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Teruaki Aoki | | Mgmt | | For | | For | | For |
3 | | Elect Director James W. Bagley | | Mgmt | | For | | For | | For |
| | | | | |
4 | | Elect Director Robert L. Bailey | | Mgmt | | For | | For | | For |
5 | | Elect Director Mercedes Johnson | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Lawrence N. Mondry | | Mgmt | | For | | For | | For |
7 | | Elect Director Robert E. Switz | | Mgmt | | For | | For | | For |
8 | | Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
9 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Moody’s Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
MCO | | CUSIP 615369105 | | 04/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Basil L. Anderson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Darrell Duffie, Ph.d. | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Raymond W. McDaniel, Jr | | Mgmt | | For | | For | | For |
4 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
5 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
6 | | Ratify Auditors | | Mgmt | | For | | For | | For |
7 | | Require Independent Board Chairman | | ShrHldr | | Against | | For | | Against |
Prudential Financial, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
PRU | | CUSIP 744320102 | | 05/11/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Thomas J. Baltimore, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Director Gordon M. Bethune | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director Gaston Caperton | | Mgmt | | For | | For | | For |
4 | | Elect Director Gilbert F. Casellas | | Mgmt | | For | | For | | For |
| | | | | |
5 | | Elect Director James G. Cullen | | Mgmt | | For | | For | | For |
6 | | Elect Director William H. Gray, III | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Mark B. Grier | | Mgmt | | For | | For | | For |
8 | | Elect Director Jon F. Hanson | | Mgmt | | For | | For | | For |
9 | | Elect Director Constance J. Horner | | Mgmt | | For | | For | | For |
10 | | Elect Director Karl J. Krapek | | Mgmt | | For | | For | | For |
11 | | Elect Director Christine A. Poon | | Mgmt | | For | | For | | For |
| | | | | |
12 | | Elect Director John R. Strangfield | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Elect Director James A. Unruh | | Mgmt | | For | | For | | For |
14 | | Ratify Auditors | | Mgmt | | For | | For | | For |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
Regions Financial Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RF | | CUSIP 7591EP100 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Samuel W. Bartholomew, Jr. | | Mgmt | | For | | For | | For |
2 | | Elect Director George W. Bryan | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director David J. Cooper, Sr. | | Mgmt | | For | | For | | For |
4 | | Elect Director Earnest W. Deavenport, Jr. | | Mgmt | | For | | For | | For |
5 | | Elect Director Don DeFosset | | Mgmt | | For | | For | | For |
6 | | Elect Director O.B. Grayson Hall, Jr. | | Mgmt | | For | | For | | For |
7 | | Elect Director Charles D. McCrary | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director James R. Malone | | Mgmt | | For | | For | | For |
| | | | | |
9 | | Elect Director Susan W. Matlock | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director John E. Maupin, Jr. | | Mgmt | | For | | For | | For |
| | | | | |
11 | | Elect Director John R. Roberts | | Mgmt | | For | | For | | For |
12 | | Elect Director Lee J. Styslinger III | | Mgmt | | For | | For | | For |
| | | | | |
13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
14 | | Approve Omnibus Stock Plan | | Mgmt | | For | | For | | For |
15 | | Increase Authorized Common Stock | | Mgmt | | For | | For | | For |
16 | | Ratify Auditors | | Mgmt | | For | | For | | For |
17 | | Adopt Anti Gross-up Policy | | ShrHldr | | Against | | For | | Against |
18 | | Report on Political Contributions | | ShrHldr | | Against | | For | | Against |
Research In Motion Ltd
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
RIM | | CUSIP 760975102 | | 07/14/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | Canada | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Mike Lazaridis | | Mgmt | | For | | For | | For |
1.2 | | Elect Director James Estill | | Mgmt | | For | | For | | For |
1.3 | | Elect Director David Kerr | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Roger Martin | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John Richardson | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Barbara Stymiest | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director John Wetmore | | Mgmt | | For | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
Sandisk Corp.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
SNDK | | CUSIP 80004C101 | | 06/02/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Eli Harari | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Kevin DeNuccio | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Irwin Federman | | Mgmt | | For | | For | | For |
1.4 | | Elect Director Steven J. Gomo | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Eddy W. Hartenstein | | Mgmt | | For | | For | | For |
1.6 | | Elect Director Chenming Hu | | Mgmt | | For | | For | | For |
1.7 | | Elect Director Catherine P. Lego | | Mgmt | | For | | For | | For |
| | | | | |
1.8 | | Elect Director Michael E. Marks | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director James D. Meindl | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Southwest Airlines Co.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
LUV | | CUSIP 844741108 | | 05/19/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director David W. Biegler | | Mgmt | | For | | For | | For |
2 | | Elect Director Douglas H. Brooks | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director William H. Cunningham | | Mgmt | | For | | For | | For |
4 | | Elect Director John G. Denison | | Mgmt | | For | | For | | For |
5 | | Elect Director Travis C. Johnson | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Gary C. Kelly | | Mgmt | | For | | For | | For |
7 | | Elect Director Nancy B. Loeffler | | Mgmt | | For | | For | | For |
| | | | | |
8 | | Elect Director John T. Montford | | Mgmt | | For | | For | | For |
9 | | Elect Director Daniel D. Villanueva | | Mgmt | | For | | For | | For |
10 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
11 | | Ratify Auditors | | Mgmt | | For | | For | | For |
12 | | Provide Right to Act by Written Consent | | ShrHldr | | Against | | For | | Against |
Starwood Hotels & Resorts Worldwide, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
HOT | | CUSIP 85590A401 | | 05/13/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Adam M. Aron | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Charlene Barshefsky | | Mgmt | | For | | For | | For |
1.3 | | Elect Director Thomas E. Clarke | | Mgmt | | For | | For | | For |
| | | | | |
1.4 | | Elect Director Clayton C. Daley, Jr. | | Mgmt | | For | | For | | For |
1.5 | | Elect Director Bruce W. Duncan | | Mgmt | | For | | For | | For |
| | | | | |
1.6 | | Elect Director Lizanne Galbreath | | Mgmt | | For | | For | | For |
| | | | | |
1.7 | | Elect Director Eric Hippeau | | Mgmt | | For | | For | | For |
1.8 | | Elect Director Stephen R. Quazzo | | Mgmt | | For | | For | | For |
| | | | | |
1.9 | | Elect Director Thomas O. Ryder | | Mgmt | | For | | For | | For |
| | | | | |
1.10 | | Elect Director Frits van Paasschen | | Mgmt | | For | | For | | For |
1.11 | | Elect Director Kneeland C. Youngblood | | Mgmt | | For | | For | | For |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | Mgmt | | For | | For | | For |
The Interpublic Group of Companies, Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
IPG | | CUSIP 460690100 | | 05/27/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Reginald K. Brack | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Jocelyn Carter-Miller | | Mgmt | | For | | For | | For |
3 | | Elect Director Jill M. Considine | | Mgmt | | For | | For | | For |
4 | | Elect Director Richard A. Goldstein | | Mgmt | | For | | For | | For |
5 | | Elect Director Mary J. Steele Guilfoile | | Mgmt | | For | | For | | For |
6 | | Elect Director H. John Greeniaus | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director William T. Kerr | | Mgmt | | For | | For | | For |
8 | | Elect Director Michael I. Roth | | Mgmt | | For | | For | | For |
9 | | Elect Director David M. Thomas | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Ratify Auditors | | Mgmt | | For | | For | | For |
11 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | ShrHldr | | Against | | For | | Against |
Visa Inc.
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
V | | CUSIP 92826C839 | | 01/20/2010 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1.1 | | Elect Director Robert W. Matschullat | | Mgmt | | For | | For | | For |
1.2 | | Elect Director Cathy E. Minehan | | Mgmt | | For | | For | | For |
| | | | | |
1.3 | | Elect Director David J. Pang | | Mgmt | | For | | For | | For |
1.4 | | Elect Director William S. Shanahan | | Mgmt | | For | | For | | For |
1.5 | | Elect Director John A. Swainson | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Ratify Auditors | | Mgmt | | For | | For | | For |
Western Digital Corporation
| | | | | | |
Ticker | | Security ID: | | Meeting Date | | Meeting Status |
WDC | | CUSIP 958102105 | | 11/11/2009 | | Voted |
| | | |
Meeting Type | | Country of Trade | | | | |
Annual | | USA | | | | |
| | | | | | | | | | |
Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
1 | | Elect Director Peter D. Behrendt | | Mgmt | | For | | For | | For |
| | | | | |
2 | | Elect Director Kathleen A. Cote | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Elect Director John F. Coyne | | Mgmt | | For | | For | | For |
4 | | Elect Director Henry T. DeNero | | Mgmt | | For | | For | | For |
5 | | Elect Director William L. Kimsey | | Mgmt | | For | | For | | For |
| | | | | |
6 | | Elect Director Michael D. Lambert | | Mgmt | | For | | For | | For |
| | | | | |
7 | | Elect Director Matthew E. Massengill | | Mgmt | | For | | For | | For |
8 | | Elect Director Roger H. Moore | | Mgmt | | For | | For | | For |
9 | | Elect Director Thomas E. Pardun | | Mgmt | | For | | For | | For |
| | | | | |
10 | | Elect Director Arif Shakeel | | Mgmt | | For | | For | | For |
11 | | Amend Omnibus Stock Plan | | Mgmt | | For | | For | | For |
12 | | Ratify Auditors | | Mgmt | | For | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Aston Funds
| | |
| |
By (Signature and Title)* | | /S/ STUART D. BILTON |
| | Stuart D. Bilton, Chief Executive Officer (Principal Executive Officer) |
Date August 6, 2010
* | Print the name and title of each signing officer under his or her signature. |