UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Form 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): 11/15/2012
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INTL FCStone Inc.
(Exact name of registrant as specified in its charter)
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| Delaware | 000-23554 | 59-2921318 | ||
| (State of Incorporation) | (Commission File Number) | (IRS Employer ID No.) | ||
708 Third Avenue, Suite 1500, New York, NY 10017
(Address of principal executive offices, including Zip Code)
(212) 485-3500
(Registrant’s telephone number, including area code)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act 17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Certain Officer; Appointment of Certain Officer.
On November 15, 2012, the Board of Directors of INTL FCStone Inc. (the "Company") appointed Aaron M. Schroeder as Group Controller. Mr. Schroeder replaces James W. Tivy in this position. Mr. Schroeder, 37, has been with the Company and its subsidiary FCStone Group, Inc. ("FCStone") for nearly ten years. Mr. Schroeder has been Chief Accounting Officer of FCStone since January 2008, and prior to that appointment was Director of Accounting, Group Controller and Assistant
Treasurer of FCStone and its subsidiaries. Before coming to work for FCStone, Mr. Schroeder worked as a Senior Associate at the accounting firm, KPMG LLP.
Signature
Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.
| INTL FCStone Inc. | |||
| (Registrant) | |||
| November 21, 2012 | /s/ Brian T. Sephton | ||
| (Date) | Brian T. Sephton | ||
| Chief Legal & Governance Officer | |||