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13F-HR Filing
StoneX (SNEX) 13F-HRQuarterly holdings report by institutional manager
Filed: 15 Nov 16, 12:00am
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | Com | 88579Y101 | 270 | 12,623 | SH | SOLE | 12,623 | 0 | 0 | ||
ALTRIA GROUP INC | Com | 02209S103 | 1,370 | 21,674 | SH | SOLE | 21,674 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | Com | 09257A108 | 267 | 10,477 | SH | SOLE | 10,477 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | Com | 101507101 | 427 | 12,141 | SH | SOLE | 12,141 | 0 | 0 | ||
BUCKLE INC | Com | 118440106 | 983 | 26,919 | SH | SOLE | 26,919 | 0 | 0 | ||
CHEVRON CORP NEW | Com | 166764100 | 1,755 | 17,050 | SH | SOLE | 17,050 | 0 | 0 | ||
CINTAS CORP | Com | 172908105 | 1,077 | 33,954 | SH | SOLE | 33,954 | 0 | 0 | ||
COCA COLA CO | Com | 191216100 | 1,495 | 35,257 | SH | SOLE | 35,257 | 0 | 0 | ||
COMERICA INC | Com | 200340107 | 583 | 12,318 | SH | SOLE | 12,318 | 0 | 0 | ||
CUMMINS INC | Com | 231021106 | 1,324 | 18,722 | SH | SOLE | 18,722 | 0 | 0 | ||
DELUXE CORP | Com | 248019101 | 498 | 18,958 | SH | SOLE | 18,958 | 0 | 0 | ||
DEUTSCHE HIGH INCOME OPPORT | Com | 25158Y102 | 224 | 11,142 | SH | SOLE | 11,142 | 0 | 0 | ||
ESSEX PPTY TR INC | Com | 297178105 | 1,011 | 29,071 | SH | SOLE | 29,071 | 0 | 0 | ||
EXXON MOBIL CORP | Com | 30231G102 | 1,665 | 22,288 | SH | SOLE | 22,288 | 0 | 0 | ||
FIRST TR EXCHAN TRADED FD VI | Com | 33739H101 | 5,120 | 184,247 | SH | SOLE | 184,247 | 0 | 0 | ||
FIRST TR EXCHAN TRADED FD VI | Com | 33739H101 | 403 | 13,006 | SH | OTR | 0 | 0 | 13,006 | ||
GALLAGHER ARTHUR J & CO | Com | 363576109 | 1,496 | 82,017 | SH | SOLE | 82,017 | 0 | 0 | ||
GENERAL ELECTRIC CO | Com | 369604103 | 825 | 27,703 | SH | SOLE | 27,703 | 0 | 0 | ||
GENERAL MTRS CO | Com | 37045V100 | 864 | 14,920 | SH | SOLE | 14,920 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | Com | 37733W105 | 1,097 | 25,432 | SH | SOLE | 25,432 | 0 | 0 | ||
INTERSIL CORP | Com | 46069S109 | 1,497 | 34,346 | SH | SOLE | 34,346 | 0 | 0 | ||
ISHARES TR | Com | 464288646 | 8,708 | 154,352 | SH | SOLE | 154,352 | 0 | 0 | ||
ISHARES TR | Com | 46429B309 | 8,100 | 125,515 | SH | SOLE | 125,515 | 0 | 0 | ||
ITC HLDGS CORP | Com | 465685105 | 795 | 17,098 | SH | SOLE | 17,098 | 0 | 0 | ||
JOHNSON & JOHNSON | Com | 478160104 | 2,249 | 19,037 | SH | SOLE | 19,037 | 0 | 0 | ||
JOHNSON CTLS INC | Com | 478366107 | 1,374 | 23,852 | SH | SOLE | 23,852 | 0 | 0 | ||
KINDER MORGAN INC DEL | Com | 49456B101 | 507 | 10,126 | SH | SOLE | 10,126 | 0 | 0 | ||
LEGG MASON INC | Com | 524901105 | 536 | 11,767 | SH | SOLE | 11,767 | 0 | 0 | ||
M & T BK CORP | Com | 55261F104 | 1,249 | 21,997 | SH | SOLE | 21,997 | 0 | 0 | ||
MAXIMUS INC | Com | 577933104 | 203 | 10,791 | SH | SOLE | 10,791 | 0 | 0 | ||
MERCK & CO INC | Com | 58933Y105 | 1,668 | 26,724 | SH | SOLE | 26,724 | 0 | 0 | ||
MICRON TECHNOLOGY INC | Com | 595112103 | 1,316 | 22,754 | SH | SOLE | 22,754 | 0 | 0 | ||
MURPHY USA INC | Com | 626755102 | 982 | 13,907 | SH | SOLE | 13,907 | 0 | 0 | ||
NEXTERA ENERGY INC | Com | 65339F101 | 1,229 | 10,050 | SH | SOLE | 10,050 | 0 | 0 | ||
NISOURCE INC | Com | 65473P105 | 484 | 34,484 | SH | SOLE | 34,484 | 0 | 0 | ||
NOVARTIS A G | Com | 66987V109 | 918 | 11,622 | SH | SOLE | 11,622 | 0 | 0 | ||
NUSTAR ENERGY LP | Com | 67058H102 | 315 | 23,077 | SH | SOLE | 23,077 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | Com | 674599105 | 897 | 12,306 | SH | SOLE | 12,306 | 0 | 0 | ||
OLIN CORP | Com | 680665205 | 554 | 16,033 | SH | SOLE | 16,033 | 0 | 0 | ||
PFIZER INC | Com | 717081103 | 905 | 26,704 | SH | SOLE | 26,704 | 0 | 0 | ||
PHILLIPS 66 PARTNERS LP | Com | 718549207 | 346 | 17,988 | SH | SOLE | 17,988 | 0 | 0 | ||
POWERSHARES ETF TR II | Com | 73937B779 | 1,793 | 43,346 | SH | SOLE | 43,346 | 0 | 0 | ||
POWERSHARES ETF TR II | Com | 73936T789 | 1,566 | 40,384 | SH | SOLE | 40,384 | 0 | 0 | ||
POWERSHARES ETF TRUST II | Com | 73936Q744 | 814 | 21,135 | SH | SOLE | 21,135 | 0 | 0 | ||
PROCTER AND GAMBLE CO | Com | 742718109 | 2,300 | 25,632 | SH | SOLE | 25,632 | 0 | 0 | ||
QUALCOMM INC | Com | 747525103 | 1,111 | 16,122 | SH | SOLE | 16,122 | 0 | 0 | ||
REAVES UTIL INCOME FD | Com | 756158101 | 1,025 | 13,745 | SH | SOLE | 13,745 | 0 | 0 | ||
REGIONS FINL CORP NEW | Com | 7591EP100 | 1,211 | 25,667 | SH | SOLE | 25,667 | 0 | 0 | ||
ROSS STORES INC | Com | 778296103 | 675 | 10,399 | SH | SOLE | 10,399 | 0 | 0 | ||
RYDEX ETF TRUST | Com | 78355W106 | 1,113 | 22,507 | SH | SOLE | 22,507 | 0 | 0 | ||
SBA COMMUNICATIONS CORP | Com | 78388J106 | 2,745 | 53,950 | SH | SOLE | 53,950 | 0 | 0 | ||
SELECT SECTOR SPDR TR | Com | 81369Y803 | 534 | 11,549 | SH | SOLE | 11,549 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | Com | 828806109 | 532 | 10,379 | SH | SOLE | 10,379 | 0 | 0 | ||
SOUTHERN CO | Com | 842587107 | 687 | 13,399 | SH | SOLE | 13,399 | 0 | 0 | ||
SOVRAN SELF STORAGE INC | Com | 84610H108 | 5,460 | 85,791 | SH | SOLE | 85,791 | 0 | 0 | ||
SPECTRA ENERGY PARTNERS LP | Com | 84756N109 | 742 | 14,805 | SH | SOLE | 14,805 | 0 | 0 | ||
SPRINT CORP | Com | 85207U105 | 298 | 28,559 | SH | OTR | 0 | 0 | 28,559 | ||
STARBUCKS CORP | Com | 855244109 | 438 | 13,121 | SH | SOLE | 13,121 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | Com | 874039100 | 427 | 13,706 | SH | SOLE | 13,706 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | Com | 90130A101 | 448 | 18,414 | SH | SOLE | 18,414 | 0 | 0 | ||
UNILEVER N V | Com | 904784709 | 724 | 15,470 | SH | SOLE | 15,470 | 0 | 0 | ||
UNION PAC CORP | Com | 907818108 | 1,029 | 10,546 | SH | SOLE | 10,546 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | Com | 911312106 | 1,490 | 14,527 | SH | SOLE | 14,527 | 0 | 0 | ||
UNUM GROUP | Com | 91529Y106 | 8,517 | 131,996 | SH | SOLE | 131,996 | 0 | 0 | ||
UNUM GROUP | Com | 91529Y106 | 1,151 | 14,399 | SH | OTR | 0 | 0 | 14,399 | ||
VALEANT PHARMACEUTICALS INTL | Com | 91911K102 | 4,804 | 108,971 | SH | SOLE | 108,971 | 0 | 0 |