UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 10-K/A
Amendment No. 1
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| ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| SECURITIES EXCHANGE ACT OF 1934 |
For the Fiscal Year Ended: December 31, 2007
OR
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| TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
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| SECURITIES EXCHANGE ACT OF 1934 |
Commission File Number: 000-22780
FEI COMPANY
(Exact name of registrant as specified in its charter)
Oregon |
| 93-0621989 |
(State or other jurisdiction of incorporation |
| (I.R.S. Employer Identification No.) |
5350 NE Dawson Creek Drive, Hillsboro, Oregon |
| 97124-5793 |
(Address of principal executive offices) |
| (Zip Code) |
Registrant’s telephone number, including area code: 503-726-7500
Securities registered pursuant to Section 12(b) of the Act: Common Stock and associated Preferred Stock
Purchase Rights (currently attached to and trading only with the Common Stock)
Name of each exchange on which registered: Nasdaq Global Stock Market
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes o No x
Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. o
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K, or any amendment to this Form 10-K. x
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definition of “accelerated filer,” “large accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. Large accelerated filer x Accelerated filer o Non-accelerated filer o (Do not check if a smaller reporting company) Smaller reporting company o
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes o No x
The aggregate market value of the voting and non-voting common equity held by non-affiliates, computed by reference to the last sales price ($32.46) as reported by The Nasdaq Global Stock Market, as of the last business day of the registrant’s most recently completed second fiscal quarter (June 29, 2007), was $1,173,174,059.
The number of shares outstanding of the registrant’s Common Stock as of February 26, 2008 was 36,438,824 shares.
Documents Incorporated by Reference
The Registrant has incorporated by reference into Part III of this Annual Report on Form 10-K portions of its Proxy Statement for its 2008 Annual Meeting of Shareholders to be filed pursuant to Regulation 14A.
EXPLANATORY NOTE
This Amendment No. 1 to the Annual Report on Form 10-K/A amends our annual report on Form 10-K for the year ended December 31, 2007, which was filed on February 29, 2008.
On the cover page of our Annual Report on Form 10-K for the fiscal year ended December 31, 2007 filed with the Securities and Exchange Commission on February 29, 2008, we incorrectly stated that the number of shares outstanding of registrant’s Common Stock as of February 26, 2008 was 79,276,724. The correct number of shares outstanding of registrant’s Common Stock on February 26, 2008 was 36,438,824. We have corrected this error by filing this Amendment No. 1 to the Annual Report on Form 10K/A with a corrected cover page.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: March 14, 2008 | FEI COMPANY |
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| /s/ DON R. KANIA |
| Don R. Kania |
| President and Chief Executive Officer |
| (Principal Executive Officer) |
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| /s/ RAYMOND A. LINK |
| Raymond A. Link |
| Executive Vice President and Chief Financial Officer |
Exhibits
The following exhibits are filed herewith and this list is intended to constitute the exhibit index.
Exhibit No. |
| Description |
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31.1 |
| Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of The Sarbanes-Oxley Act of 2002 |
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31.2 |
| Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of The Sarbanes-Oxley Act of 2002 |
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