UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
January 28, 2016
Date of report (Date of earliest event reported)
Great Lakes Aviation, Ltd.
(Exact name of registrant as specified in its charter)
| | | | |
| Iowa | | 0-23224 | | 42-1135319 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
1022 Airport Parkway
Cheyenne, WY 82001
(Address of principal executive offices, including zip code)
(307) 432-7000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(b) On January 28, 2016, Stan Gadek resigned from his position as Vice President and Chief Financial Officer of Great Lakes Aviation, Ltd. (the “Company”). He will continue to serve as a consultant to the Company through the remainder of February 2016. Michael O. Matthews, the Company’s former Chief Financial Officer, also continues to serve as a consultant to the Company through July 2, 2016 pursuant to the previously disclosed agreement entered into between the Company and Mr. Matthews dated as of September 2, 2015. The Company has begun a search for a replacement Chief Financial Officer.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | |
| | | | Great Lakes Aviation, Ltd. |
| | | |
| Date: February 2, 2016 | | | | By: | | /s/ Douglas G. Voss |
| | | | | | Douglas G. Voss |
| | | | | | Chief Executive Officer |
3
