Eastman Chemical (EMN) Form 3 EASTMAN CHEMICAL / CLARK LINDBERG JORDAN ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

JORDAN CLARK LINDBERG

(Last) (First) (Middle)

200 S. WILCOX DRIVE

(Street)

KINGSPORT TN 37660

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2019

3. Issuer Name and Ticker or Trading Symbol
EASTMAN CHEMICAL CO [ EMN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP, CLO and Corp. Sec'y

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,491	D
Common Stock	1,025	I	By ESOP

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	02/28/2020(1)	02/27/2029	Common Stock	5,166	82.69	D
Employee Stock Option (right to buy)	02/26/2019(2)	02/25/2028	Common Stock	5,127	104.21	D
Employee Stock Option (right to buy)	02/28/2018(3)	02/27/2027	Common Stock	16,225	80.25	D
Employee Stock Option (right to buy)	02/26/2019	02/25/2026	Common Stock	4,843	65.16	D
Employee Stock Option (right to buy)	02/27/2018	02/26/2025	Common Stock	3,463	74.46	D
Employee Stock Option (right to buy)	02/28/2017	02/27/2024	Common Stock	1,797	87.43	D
Employee Stock Option (right to buy)	02/28/2016	02/27/2023	Common Stock	1,682	69.73	D
Restricted Stock Units	02/28/2020(4)	02/28/2020(4)	Common Stock	1,750	(4)	D

Explanation of Responses:

1. One-third of option becomes excercisable on each of February 28, 2020, February 28, 2021, and February 28, 2022.

2. One-third of option became excercisable on February 26, 2019 and one-third of option becomes excercisable on each of February 26, 2020 and February 26, 2021.

3. One-third of option became excercisable on each of February 28, 2018 and February 28, 2019 and one-third of option becomes execercisable on February 28, 2020.

4. Each Restricted Stock Unit represents a contingent right to receive one share of issuer common stock subject to continued employment.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Brian L. Henry, by Power of Attorney	08/08/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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