Albemarle (ALB) Form 3 ALBEMARLE / John Clarence Barichivich III ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Barichivich John Clarence III

(Last) (First) (Middle)

ALBEMARLE CORPORATION

4250 CONGRESS STREET, SUITE 900

(Street)

CHARLOTTE NC 28209

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/07/2019

3. Issuer Name and Ticker or Trading Symbol
ALBEMARLE CORP [ ALB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP, Controller & CAO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,891	D
Common Stock	1,187	I	Albermarle Savings Plan(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Unit	(2)	(2)	Common Stock	266	0.0	D
Restricted Stock Unit	(3)	(3)	Common Stock	266	0.0	D
Restricted Stock Unit	(4)	(4)	Common Stock	674	0.0	D
Restricted Stock Unit	(5)	(5)	Common Stock	528	0.0	D
Restricted Stock Unit	(6)	(6)	Common Stock	826	0.0	D

Explanation of Responses:

1. Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan as of the date of this Form 3.

2. Performance Units granted on 2/26/2016. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Each Performance Unit converts to 1 share of Common Stock.

3. On 2/26/2016, the reporting person was granted 532 Restricted Stock Units, vesting on each of the third and fourth anniversary of the grant date in 2019 and 2020. First 50% vested on 2/26/2019 and second 50% vests on 2/26/2020. Each Restricted Stock Unit converts to 1 share of Common Stock.

4. On 2/24/2017, the reporting person was granted 674 Restricted Stock Units, vesting on each of the third and fourth anniversary of the grant date in 2020 and 2021. First 50% will vest on 2/24/2020 and second 50% will vest on 2/24/2021. Each Restricted Stock Unit converts to 1 share of Common Stock.

5. On 2/23/2018, the reporting person was granted 528 Restricted Stock Units, vesting on each of the third and fourth anniversary of the grant date in 2021 and 2022. First 50% will vest on 2/23/2021 and second 50% will vest on 2/23/2022. Each Restricted Stock Unit converts to 1 share of Common Stock.

6. On 2/26/2019, the reporting person was granted 826 Restricted Stock Units, vesting on each of the third and fourth anniversary of the grant date in 2022 and 2023. First 50% will vest on 2/26/2022 and second 50% will vest on 2/26/2023. Each Restricted Stock Unit converts to 1 share of Common Stock.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney

	/s/ Brenda Mareski, attorney-in-fact	11/12/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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