Exhibit 1.01
Silicom Ltd.
Conflict Minerals Report
For The Year Ended December 31, 2015
This report for the year ended December 31, 2015 is presented to comply with Section 13(p) of the Securities Exchange Act of 1934 and Rule 13p-1 (the “Rule”) and Form SD thereunder. The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Design of Conflict Minerals Due Diligence Program
The design of our conflict minerals due diligence program is in conformity with the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Second Edition, and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, “OECD Guidance”), specifically as it relates to our position in the minerals supply chain as a “downstream” purchaser. We designed our due diligence program, management and measures to conform in all material respects with the framework OECD Guidance.
Description of Performed Conflict Minerals Due Diligence Program
| (i) | Maintaining of Strong Company Management Systems |
| a. | Silicom has adopted and committed to a conflict minerals policy for minerals originating from conflict-affected and high-risk areas. More information about Silicom’s Conflict Minerals policy can be found in RCOI section above.
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| b. | Our management system includes the development of a Conflict Minerals Qualification Team overseen by the Chief Financial Officer of the Company and run under the supervision of the Company’s QA & EMS Director, and includes a team of subject matter experts from relevant functions including Operations and Purchasing. Senior management is briefed about the results of our due diligence efforts on a regular basis. |
| c. | Implement a supply chain system of controls and transparency through the use of due diligence tools provided by third party software supplier. |
| d. | Incorporate requirements related to conflict minerals in our standard template for supplier contracts and specifications. |
| e. | Silicom conducts suppliers training, assists suppliers in educating their own suppliers, by informing suppliers on the Rule, referring suppliers to the CFSI website and online training materials and providing Silicom’s Conflict Minerals policy and due diligence procedures. |
| f. | Maintain a documentation and record maintenance mechanism to ensure the retaining of relevant documentation in an electronic database for at least 5 years. |
| g. | Enable employees, suppliers and other stakeholders to report any concerns relating to our conflict minerals program by contacting Silicom on our Conflict Minerals page: http://www.silicom-usa.com/Conflict_Minerals |
| (ii) | Identification and Assessment of Risk in the Supply Chain |
Suppliers of Conflict Minerals “necessary to the functionality of the products” have been identified.
We assessed two primary risks in our supply chain: (1) the risk of not receiving on time and accurate information from the supplier; and (2) the risk of not being able to replace a supplier while trying to move towards the goal of being a conflict free company. This assessment assisted us to segment our suppliers into three risk levels (high, medium and low) which led our risk strategy approach.
We’ve conducted a survey of our active suppliers using the template developed by CFSI - Conflict Free Sourcing Initiative, known as the CFSI Reporting Template (CMRT). Suppliers have been requested to use CMRT of revision 4.01 and above.
| (iii) | Design and Implementation of a Strategy to Respond to Identified Risks |
| a. | We have performed reviews of suppliers, smelters and refiners that may be sourcing or processing conflict minerals from the Covered Countries which may not be from recycled or scrap sources.
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| b. | As part of Silicom's risk based approach, Silicom has decided to focus its risk management actions on suppliers with a volume of spend of over US $1,000 in 2015. Smelter information has been requested from all direct suppliers, and smelter data has been collected from high volume suppliers as high priority. |
| c. | We have monitored and tracked suppliers (as described in RCOI section above), smelters and/or refiners identified as not meeting the requirements (or that defined themselves as “Unknown” or “Undeterminable” or “Sourced from DRC”) set forth in our Conflict Minerals Sourcing Policy or contractual requirements to determine their progress in meeting those requirements.
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| d. | Any new supplier is required to complete CFSI declarations as part of becoming an approved supplier to Silicom. |
| e. | We have provided periodic progress reports to our senior management relating to our risk mitigation efforts. |
| f. | Supply chain Due Diligence is a dynamic process and requires on-going risk monitoring. This process is done twice a year and updated CMRT is being released after completion of each Due Diligence cycle. |
| g. | Follow up letters have been sent to high and medium risk suppliers which have non-compliant smelters in their supply chain. Non-responsive suppliers have been reminded several times by e-mails and, if remained non-responsive thereafter, such suppliers have been personally approached by our Sustainability team or by our purchasing team. |
| (iv) | Carry out independent third-party audit of smelter/refiner’s due diligence practices: |
We encourage our suppliers to purchase from CFSI Compliant Smelters. We rely on CFSI compliant and active smelters list.
| (v) | Report on Supply Chain Due Diligence |
This report is available on our website at http://www.silicom-usa.com/Article.aspx?Item=939&ln=en. Report is being filed to SEC.
Results of our Assessment
As a downstream purchaser of conflict minerals, our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. We also gather required information (CMRT) from websites of suppliers and manufacturers where conflict minerals reports were available. We also rely, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information, may yield inaccurate or incomplete information and may be subject to fraud because the information gathered from Silicom's suppliers is not on a continuous, real-time basis.
Supplier Chain Survey Responses
Silicom has contacted 209 suppliers. Response rate achieved is over 99.9% in cost of purchased goods.
183 suppliers delivered satisfactory CMRT.
Of the 209 suppliers, 11 suppliers delivered CMRT invalid supplier submissions, like incorrect smelter name or invalid CID identification number. Following our requests for improved CMRT we received satisfactory CMRT submissions from all such suppliers.
36 suppliers were classified as “Not from DRC” - Suppliers that reported that they were sourcing minerals from countries other than the Covered Countries.
85 suppliers were classified as “DRC conflict free” - Suppliers that reported that the 3TG minerals being used in the products provided to Silicom originate from Covered Countries but the smelters are approved by the CFSI Conflict Free Smelter Program
36 suppliers were classified as “Free no 3TG” - Suppliers that reported that 3TG minerals are not necessary for the functionality or production of the products provided to Silicom.
4 suppliers were classified as “Undetermined not from DRC” - Suppliers that reported that the 3TG being used in the products supplied to Silicom do not originate from Covered Countries but since they have not yet concluded their due diligence process, their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers is still ongoing.
22 suppliers were classified as “Undetermined from DRC” - Suppliers that reported that the 3TG being used in the products supplied to Silicom originate from Covered Countries and the smelters are approved by the CFSI program, but they have not yet concluded their due diligence process so their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers is still ongoing.
126 suppliers provided data at a “Company” level
31 suppliers provided data at a “User defined” level
26 suppliers provided data at a “Product” level
Below is a summary of the country of origin information collected as a result of our RCOI efforts.
| Conflict Mineral | Countries of origin and other sources may include the following |
| Gold | Australia, Austria, Belgium, Brazil, Canada, China, DRC, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Mexico, Netherlands, New Zealand, Philippines, Poland, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Arab Emirates, United States, Uzbekistan, Zimbabwe, and recycled or scrap sources. |
| Tantalum | Austria, Brazil, China, DRC, Estonia, Germany, India, Japan, Kazakhstan, Mexico, Russian Federation, Thailand, United States, and recycled or scrap sources. |
| Tungsten | Australia, Brazil, China, DRC, Germany, Japan, Republic of Korea, Philippines, Russian Federation, United States, Vietnam, and recycled or scrap sources. |
| Tin | Belgium, Bolivia, Brazil, China, DRC, Germany, Indonesia, Japan, Malaysia, Peru, Philippines, Poland, Rwanda, Spain, Taiwan, Thailand, United States, Vietnam, and recycled or scrap sources. |
Smelters and refiners verified as conflict free (Compliant) or in the audit process:
| Tin | 84 of 109 (77%) |
| Tantalum | 52 of 58 (90%) |
| Tungsten | 51 of 61 (84%) |
| Gold | 100 of 142 (70%) |
| Total | 287 of 370 (78%) |
Part of the smelters and refiners detailed above provide more than one necessary conflict mineral.
List of the facilities which, to the extent known, processed the necessary conflict minerals used in our products can be found in Appendix 1.
Continuous Improvement Efforts to Mitigate Risks
During the reporting period for the calendar year ending December 31, 2016, we are continuing to engage in the diligence process described above. In addition to this we are using services of a 3rd party software provider for gathering information and managing the Due Diligence and RCOI processes.
We are going to follow up on high risk non responsive or non-compliant suppliers, working with suppliers to educate them on conflict minerals sourcing, contact selected smelters and refiners that have not received a “conflict free” designation etc.
We are going to engage with suppliers who may be sourcing from non-conflict free smelters to move towards using conflict free smelters within a reasonable time frame.
We are going to request from all of our direct suppliers to become conflict free as related to goods supplied to Silicom.
Appendix 1
List of Smelters used in Silicom’s products
| Smelter ID | Metal | Smelter or Refiner Facility Name† | Country |
| CID000015 | Gold | Advanced Chemical Company | UNITED STATES |
| CID000019 | Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| CID000035 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| CID000041 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| CID000058 | Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL |
| CID000077 | Gold | Argor-Heraeus S.A. | SWITZERLAND |
| CID000082 | Gold | Asahi Pretec Corp. | JAPAN |
| CID000090 | Gold | Asaka Riken Co., Ltd. | JAPAN |
| CID000103 | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| CID000113 | Gold | Aurubis AG | GERMANY |
| CID000128 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| CID000141 | Gold | Bauer Walser AG | GERMANY |
| CID000157 | Gold | Boliden AB | SWEDEN |
| CID000176 | Gold | C. Hafner GmbH + Co. KG | GERMANY |
| CID000180 | Gold | Caridad | MEXICO |
| CID000185 | Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| CID000189 | Gold | Cendres + Métaux S.A. | SWITZERLAND |
| CID000197 | Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
| CID000233 | Gold | Chimet S.p.A. | ITALY |
| CID000264 | Gold | Chugai Mining | JAPAN |
| CID000328 | Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| CID000343 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| CID000359 | Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| CID000362 | Gold | DODUCO GmbH | GERMANY |
| CID000401 | Gold | Dowa | JAPAN |
| CID000425 | Gold | Eco-System Recycling Co., Ltd. | JAPAN |
| CID000493 | Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| CID000522 | Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA |
| CID000651 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| CID000671 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| CID000694 | Gold | Heimerle + Meule GmbH | GERMANY |
| CID000707 | Gold | Heraeus Ltd. Hong Kong | CHINA |
| CID000711 | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| CID000767 | Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000778 | Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF |
| CID000801 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| CID000807 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| CID000814 | Gold | Istanbul Gold Refinery | TURKEY |
| CID000823 | Gold | Japan Mint | JAPAN |
| CID000855 | Gold | Jiangxi Copper Co., Ltd. | CHINA |
| CID000920 | Gold | Asahi Refining USA Inc. | UNITED STATES |
| CID000924 | Gold | Asahi Refining Canada Ltd. | CANADA |
| CID000927 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| CID000929 | Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| CID000937 | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| CID000956 | Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| CID000957 | Gold | Kazzinc | KAZAKHSTAN |
| CID000969 | Gold | Kennecott Utah Copper LLC | UNITED STATES |
| CID000981 | Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| CID000988 | Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF |
| CID001029 | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| CID001032 | Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
| CID001056 | Gold | Lingbao Gold Co., Ltd. | CHINA |
| CID001058 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| CID001078 | Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
| CID001093 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| CID001113 | Gold | Materion | UNITED STATES |
| CID001119 | Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| CID001147 | Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| CID001149 | Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| CID001152 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| CID001153 | Gold | Metalor Technologies S.A. | SWITZERLAND |
| CID001157 | Gold | Metalor USA Refining Corporation | UNITED STATES |
| CID001161 | Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO |
| CID001188 | Gold | Mitsubishi Materials Corporation | JAPAN |
| CID001193 | Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| CID001204 | Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| CID001220 | Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY |
| CID001236 | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| CID001259 | Gold | Nihon Material Co., Ltd. | JAPAN |
| CID001322 | Gold | Elemetal Refining, LLC | UNITED STATES |
| CID001325 | Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| CID001326 | Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| CID001328 | Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION |
| CID001352 | Gold | PAMP S.A. | SWITZERLAND |
| CID001362 | Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| CID001386 | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| CID001397 | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| CID001498 | Gold | PX Précinox S.A. | SWITZERLAND |
| CID001512 | Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| CID001534 | Gold | Royal Canadian Mint | CANADA |
| CID001546 | Gold | Sabin Metal Corp. | UNITED STATES |
| CID001555 | Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
| CID001562 | Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF |
| CID001573 | Gold | Schone Edelmetaal B.V. | NETHERLANDS |
| CID001585 | Gold | SEMPSA Joyería Platería S.A. | SPAIN |
| CID001619 | Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| CID001622 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| CID001736 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| CID001754 | Gold | So Accurate Group, Inc. | UNITED STATES |
| CID001756 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| CID001761 | Gold | Solar Applied Materials Technology Corp. | TAIWAN |
| CID001798 | Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| CID001875 | Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| CID001909 | Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| CID001916 | Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| CID001938 | Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| CID001947 | Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| CID001955 | Gold | Torecom | KOREA, REPUBLIC OF |
| CID001977 | Gold | Umicore Brasil Ltda. | BRAZIL |
| CID001980 | Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| CID001993 | Gold | United Precious Metal Refining, Inc. | UNITED STATES |
| CID002003 | Gold | Valcambi S.A. | SWITZERLAND |
| CID002030 | Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| CID002100 | Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN |
| CID002129 | Gold | Yokohama Metal Co., Ltd. | JAPAN |
| CID002224 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| CID002243 | Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
| CID002282 | Gold | Morris and Watson | NEW ZEALAND |
| CID002312 | Gold | Guangdong Jinding Gold Limited | CHINA |
| CID002314 | Gold | Umicore Precious Metals Thailand | THAILAND |
| CID002355 | Gold | Faggi Enrico S.p.A. | ITALY |
| CID002459 | Gold | Geib Refining Corporation | UNITED STATES |
| CID002509 | Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| CID002510 | Gold | Republic Metals Corporation | UNITED STATES |
| CID002511 | Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND |
| CID002515 | Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| CID002516 | Gold | Singway Technology Co., Ltd. | TAIWAN |
| CID002560 | Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| CID002561 | Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| CID002563 | Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| CID002567 | Gold | Sudan Gold Refinery | SUDAN |
| CID002580 | Gold | T.C.A S.p.A | ITALY |
| CID002582 | Gold | Remondis Argentia B.V. | NETHERLANDS |
| CID002587 | Gold | Tony Goetz NV | BELGIUM |
| CID002605 | Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| CID002761 | Gold | SAAMP | FRANCE |
| CID002777 | Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| CID002778 | Gold | WIELAND Edelmetalle GmbH | GERMANY |
| CID002779 | Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| CID002851 | Gold | AURA-II | UNITED STATES |
| CID002863 | Gold | Bangalore Refinery | INDIA |
| CID001798 | Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| CID000211 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| CID000291 | Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
| CID000410 | Tantalum | Duoluoshan | CHINA |
| CID000456 | Tantalum | Exotech Inc. | UNITED STATES |
| CID000460 | Tantalum | F&X Electro-Materials Ltd. | CHINA |
| CID000616 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| CID000731 | Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES |
| CID000914 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| CID000917 | Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| CID000973 | Tantalum | King-Tan Tantalum Industry Ltd. | CHINA |
| CID001076 | Tantalum | LSM Brasil S.A. | BRAZIL |
| CID001163 | Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| CID001175 | Tantalum | Mineração Taboca S.A. | BRAZIL |
| CID001192 | Tantalum | Mitsui Mining & Smelting | JAPAN |
| CID001200 | Tantalum | Molycorp Silmet A.S. | ESTONIA |
| CID001277 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| CID001508 | Tantalum | QuantumClean | UNITED STATES |
| CID001522 | Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA |
| CID001769 | Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| CID001869 | Tantalum | Taki Chemicals | JAPAN |
| CID001891 | Tantalum | Telex Metals | UNITED STATES |
| CID001969 | Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| CID002232 | Tantalum | Zhuzhou Cemented Carbide | CHINA |
| CID002307 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| CID002492 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| CID002501 | Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA |
| CID002504 | Tantalum | D Block Metals, LLC | UNITED STATES |
| CID002505 | Tantalum | FIR Metals & Resource Ltd. | CHINA |
| CID002506 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| CID002508 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| CID002512 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| CID002539 | Tantalum | KEMET Blue Metals | MEXICO |
| CID002540 | Tantalum | Plansee SE Liezen | AUSTRIA |
| CID002544 | Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| CID002545 | Tantalum | H.C. Starck GmbH Goslar | GERMANY |
| CID002546 | Tantalum | H.C. Starck GmbH Laufenburg | GERMANY |
| CID002547 | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| CID002548 | Tantalum | H.C. Starck Inc. | UNITED STATES |
| CID002549 | Tantalum | H.C. Starck Ltd. | JAPAN |
| CID002550 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| CID002556 | Tantalum | Plansee SE Reutte | AUSTRIA |
| CID002557 | Tantalum | Global Advanced Metals Boyertown | UNITED STATES |
| CID002558 | Tantalum | Global Advanced Metals Aizu | JAPAN |
| CID002568 | Tantalum | KEMET Blue Powder | UNITED STATES |
| CID002571 | Tantalum | Tranzact, Inc. | UNITED STATES |
| CID002590 | Tantalum | E.S.R. Electronics | UNITED STATES |
| CID002707 | Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL |
| CID002842 | Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| CID000228 | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| CID000244 | Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| CID000278 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| CID000292 | Tin | Alpha | UNITED STATES |
| CID000295 | Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| CID000306 | Tin | CV Gita Pesona | INDONESIA |
| CID000307 | Tin | PT Justindo | INDONESIA |
| CID000309 | Tin | PT Aries Kencana Sejahtera | INDONESIA |
| CID000313 | Tin | CV Serumpun Sebalai | INDONESIA |
| CID000315 | Tin | CV United Smelting | INDONESIA |
| CID000402 | Tin | Dowa | JAPAN |
| CID000438 | Tin | EM Vinto | BOLIVIA |
| CID000448 | Tin | Estanho de Rondônia S.A. | BRAZIL |
| CID000466 | Tin | Feinhütte Halsbrücke GmbH | GERMANY |
| CID000468 | Tin | Fenix Metals | POLAND |
| CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| CID000555 | Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| CID000760 | Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| CID000942 | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| CID001063 | Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA |
| CID001070 | Tin | China Tin Group Co., Ltd. | CHINA |
| CID001105 | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| CID001142 | Tin | Metallic Resources, Inc. | UNITED STATES |
| CID001173 | Tin | Mineração Taboca S.A. | BRAZIL |
| CID001182 | Tin | Minsur | PERU |
| CID001191 | Tin | Mitsubishi Materials Corporation | JAPAN |
| CID001231 | Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| CID001314 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| CID001337 | Tin | Operaciones Metalurgical S.A. | BOLIVIA |
| CID001393 | Tin | PT Alam Lestari Kencana | INDONESIA |
| CID001399 | Tin | PT Artha Cipta Langgeng | INDONESIA |
| CID001402 | Tin | PT Babel Inti Perkasa | INDONESIA |
| CID001409 | Tin | PT Bangka Kudai Tin | INDONESIA |
| CID001416 | Tin | PT Bangka Timah Utama Sejahtera | INDONESIA |
| CID001419 | Tin | PT Bangka Tin Industry | INDONESIA |
| CID001421 | Tin | PT Belitung Industri Sejahtera | INDONESIA |
| CID001424 | Tin | PT BilliTin Makmur Lestari | INDONESIA |
| CID001428 | Tin | PT Bukit Timah | INDONESIA |
| CID001434 | Tin | PT DS Jaya Abadi | INDONESIA |
| CID001438 | Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| CID001442 | Tin | PT Fang Di MulTindo | INDONESIA |
| CID001448 | Tin | PT Karimun Mining | INDONESIA |
| CID001453 | Tin | PT Mitra Stania Prima | INDONESIA |
| CID001457 | Tin | PT Panca Mega Persada | INDONESIA |
| CID001458 | Tin | PT Prima Timah Utama | INDONESIA |
| CID001460 | Tin | PT Refined Bangka Tin | INDONESIA |
| CID001463 | Tin | PT Sariwiguna Binasentosa | INDONESIA |
| CID001466 | Tin | PT Seirama Tin Investment | INDONESIA |
| CID001468 | Tin | PT Stanindo Inti Perkasa | INDONESIA |
| CID001471 | Tin | PT Sumber Jaya Indah | INDONESIA |
| CID001476 | Tin | PT Supra Sukses Trinusa | INDONESIA |
| CID001477 | Tin | PT Timah (Persero) Tbk Kundur | INDONESIA |
| CID001482 | Tin | PT Timah (Persero) Tbk Mentok | INDONESIA |
| CID001486 | Tin | PT Pelat Timah Nusantara Tbk | INDONESIA |
| CID001490 | Tin | PT Tinindo Inter Nusa | INDONESIA |
| CID001493 | Tin | PT Tommy Utama | INDONESIA |
| CID001539 | Tin | Rui Da Hung | TAIWAN |
| CID001758 | Tin | Soft Metais Ltda. | BRAZIL |
| CID001898 | Tin | Thaisarco | THAILAND |
| CID001908 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| CID002015 | Tin | VQB Mineral and Trading Group JSC | VIET NAM |
| CID002036 | Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
| CID002158 | Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| CID002180 | Tin | Yunnan Tin Company Limited | CHINA |
| CID002455 | Tin | CV Venus Inti Perkasa | INDONESIA |
| CID002468 | Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| CID002478 | Tin | PT Tirus Putra Mandiri | INDONESIA |
| CID002479 | Tin | PT Wahana Perkit Jaya | INDONESIA |
| CID002500 | Tin | Melt Metais e Ligas S.A. | BRAZIL |
| CID002503 | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| CID002507 | Tin | Phoenix Metal Ltd. | RWANDA |
| CID002517 | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| CID002530 | Tin | PT Inti Stania Prima | INDONESIA |
| CID002570 | Tin | CV Ayi Jaya | INDONESIA |
| CID002572 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| CID002573 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002574 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002592 | Tin | CV Dua Sekawan | INDONESIA |
| CID002593 | Tin | CV Tiga Sekawan | INDONESIA |
| CID002696 | Tin | PT Cipta Persada Mulia | INDONESIA |
| CID002703 | Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| CID002706 | Tin | Resind Indústria e Comércio Ltda. | BRAZIL |
| CID002773 | Tin | Metallo-Chimique N.V. | BELGIUM |
| CID002774 | Tin | Elmet S.L.U. | SPAIN |
| CID002776 | Tin | PT Bangka Prima Tin | INDONESIA |
| CID002816 | Tin | PT Sukses Inti Makmur | INDONESIA |
| CID002825 | Tin | An Thai Minerals Co., Ltd. | VIET NAM |
| CID002829 | Tin | PT Kijang Jaya Mandiri | INDONESIA |
| CID002844 | Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| CID002848 | Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| CID002849 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| CID000004 | Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN |
| CID000105 | Tungsten | Kennametal Huntsville | UNITED STATES |
| CID000218 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| CID000258 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| CID000345 | Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| CID000499 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| CID000568 | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES |
| CID000766 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000769 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| CID000825 | Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| CID000868 | Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| CID000875 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| CID000966 | Tungsten | Kennametal Fallon | UNITED STATES |
| CID001889 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
| CID002011 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| CID002044 | Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA |
| CID002082 | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| CID002095 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| CID002313 | Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| CID002315 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| CID002316 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| CID002317 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| CID002318 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| CID002319 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| CID002320 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| CID002321 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| CID002494 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| CID002502 | Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| CID002513 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| CID002518 | Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA |
| CID002531 | Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA |
| CID002532 | Tungsten | Pobedit, JSC | RUSSIAN FEDERATION |
| CID002535 | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| CID002536 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| CID002538 | Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM |
| CID002541 | Tungsten | H.C. Starck GmbH | GERMANY |
| CID002542 | Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| CID002543 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM |
| CID002551 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| CID002578 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA |
| CID002579 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| CID002589 | Tungsten | Niagara Refining LLC | UNITED STATES |
| CID002647 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| CID002649 | Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| CID002815 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| CID002827 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| CID002830 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| CID002833 | Tungsten | ACL Metais Eireli | BRAZIL |
| CID002843 | Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
| CID002845 | Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
| | † | Smelter and refiner facility names as reported by the CFSI as of May 1, 2016. |
| | * | Denotes smelters and refiners which have received a “conflict free” designation from an independent third party audit program as of May 1, 2016. |
