Exhibit 1.01
Silicom Ltd.
Conflict Minerals Report
For The Year Ended December 31, 2016
This report for the year ended December 31, 2016 is presented to comply with Section 13(p) of the Securities Exchange Act of 1934 and Rule 13p-1 (the "Rule") and Form SD thereunder. The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Design of Conflict Minerals Due Diligence Program
The design of our conflict minerals due diligence program is in conformity with the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Second Edition, and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, "OECD Guidance"), specifically as it relates to our position in the minerals supply chain as a "downstream" purchaser. We designed our due diligence program, management and measures to conform in all material respects with the framework OECD Guidance.
Description of Performed Conflict Minerals Due Diligence Program
| (i) | Maintaining of Strong Company Management Systems |
| a. | Silicom has adopted and committed to a conflict minerals policy for minerals originating from conflict-affected and high-risk areas. More information about Silicom's Conflict Minerals policy can be found in the RCOI section above. |
| b. | Our management system includes a Conflict Minerals Qualification Team overseen by the Chief Financial Officer of the Company and run under the supervision of the Company's QA & EMS Director, and includes a team of subject matter experts from relevant functions including Operations and Purchasing. Senior management is briefed about the results of our due diligence efforts on a regular basis. |
| c. | Implement a supply chain system of controls and transparency through the use of due diligence tools provided by third party software supplier. |
| d. | Incorporate requirements related to conflict minerals in our standard template for supplier contracts and specifications. |
| e. | Silicom conducts suppliers training, assists suppliers in educating their own suppliers, by informing suppliers on the Rule, referring suppliers to the CFSI website and online training materials and providing Silicom's Conflict Minerals policy and due diligence procedures. |
| f. | Maintain a documentation and record maintenance mechanism to ensure the retaining of relevant documentation in an electronic database for at least 5 years. |
| g. | Enable employees, suppliers and other stakeholders to report any concerns relating to our conflict minerals program by contacting Silicom on our Conflict Minerals page: http://www.silicom-usa.com/Conflict_Minerals |
| (ii) | Identification and Assessment of Risk in the Supply Chain |
Suppliers of Conflict Minerals "necessary to the functionality of the products" have been identified.
We assessed two primary risks in our supply chain: (1) the risk of not receiving on time and accurate information from the supplier; and (2) the risk of not being able to replace a single source supplier while trying to move towards the goal of being a conflict free company. This assessment assisted us to segment our suppliers into three risk levels (high, medium and low) which led our risk strategy approach.
We've conducted a survey of our active suppliers using the template developed by CFSI - Conflict Free Sourcing Initiative, known as the CFSI Reporting Template (CMRT). Suppliers have been requested to use CMRT of revision 4.20 and above.
| (iii) | Design and Implementation of a Strategy to Respond to Identified Risks |
| a. | We have performed reviews of suppliers, smelters and refiners that may be sourcing or processing conflict minerals from the Covered Countries which may not be from recycled or scrap sources. |
| b. | As part of Silicom's risk based approach, Silicom has decided to focus its risk management actions on suppliers with a volume of spend of over US $1,000 in 2016. Smelter information has been requested from all direct suppliers, and smelter data has been collected from high volume suppliers as high priority. |
| c. | We have monitored and tracked suppliers (as described in RCOI section above), smelters and/or refiners identified as not meeting the requirements (or that defined themselves as "Unknown" or "Undeterminable" or "Sourced from DRC") set forth in our Conflict Minerals Sourcing Policy or contractual requirements to determine their progress in meeting those requirements. |
| d. | Any new supplier is required to complete CFSI declarations as part of becoming an approved supplier to Silicom. |
| e. | We have provided periodic progress reports to our senior management relating to our risk mitigation efforts. |
| f. | Supply chain Due Diligence is a dynamic process and requires on-going risk monitoring. This process is done twice a year and updated CMRT is being released after completion of each Due Diligence cycle. |
| g. | Follow up letters have been sent to high and medium risk suppliers which have non-compliant smelters in their supply chain. Non-responsive suppliers have been reminded several times by e-mails and, if remained non-responsive thereafter, such suppliers have been personally approached by our Sustainability team or by our purchasing team. |
| (iv) | Carry out independent third-party audit of smelter/refiner's due diligence practices: |
We encourage our suppliers to purchase from CFSI Compliant Smelters. We rely on CFSI compliant and active smelters list.
| (v) | Report on Supply Chain Due Diligence |
This report is available on our website at http://www.silicom-usa.com/Article.aspx?Item=939&ln=en. Report is being filed to SEC.
Results of our Assessment
As a downstream purchaser of conflict minerals, our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. We also gather required information (CMRT) from websites of suppliers and manufacturers where conflict minerals reports were available. We also rely, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information, may yield inaccurate or incomplete information and may be subject to fraud because the information gathered from Silicom's suppliers is not on a continuous, real-time basis.
Supplier Chain Survey Responses
Silicom has contacted 253 suppliers. Response rate achieved is over 99.9% in cost of purchased goods.
Using the services of a third party software provider for gathering CMRT from suppliers, 234 suppliers delivered satisfactory CMRT. For the purposes hereof, Silicom considers CMRT to be satisfactory if they do not include any deficiencies, such as blank rows, scope not matching PN list, inclusion of irrelevant information, etc.
Of the 253 suppliers, 16 suppliers delivered CMRT with invalid supplier submissions, like incorrect smelter name or invalid CID identification number. Following our requests for improved CMRT we received satisfactory CMRT submissions from all such suppliers.
137 suppliers were classified as "Not from DRC" - Suppliers that reported that they were sourcing minerals from countries other than the Covered Countries.
31 suppliers were classified as "DRC conflict free" - Suppliers that reported that the 3TG minerals being used in the products provided to Silicom originate from Covered Countries but the smelters are approved by the CFSI Conflict Free Smelter Program
22 suppliers were classified as "Free no 3TG" - Suppliers that reported that 3TG minerals are not necessary for the functionality or production of the products provided to Silicom.
0 suppliers were classified as "Undetermined not from DRC" - Suppliers that reported that the 3TG being used in the products supplied to Silicom do not originate from Covered Countries but since they have not yet concluded their due diligence process, their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers is still ongoing.
17 suppliers were classified as "Undetermined from DRC" - Suppliers that reported that the 3TG being used in the products supplied to Silicom originate from Covered Countries and the smelters are approved by the CFSI program, but they have not yet concluded their due diligence process so their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers is still ongoing.
Of the 253 suppliers contacted:
207 suppliers provided data at a "Company" level;
31 suppliers provided data at a "User defined" level;
42 suppliers provided data at a "Product" level;
Being attentive to market requests, we asked several of these suppliers to provide data at a "Company" level as well as at a "Product" level, and such suppliers provided the data at both levels.
Below is a summary of the country of origin information collected as a result of our RCOI efforts.
| Conflict Mineral | Countries of origin and other sources may include the following |
| Gold | Australia, Austria, Belgium, Brazil, Canada, China, Czech Republic, DRC, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Malaysia, Mexico, Netherlands, New Zealand, Philippines, Poland, Russian Federation, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Arab Emirates, United States, Uzbekistan, Zambia, and recycled or scrap sources. |
| Tantalum | Brazil, China, DRC, Estonia, Germany, India, Japan, Kazakhstan, Mexico, Russian Federation, Thailand, United States, and recycled or scrap sources. |
| Tungsten | Australia, Brazil, China, DRC, Germany, Japan, Republic of Korea, Philippines, Russian Federation, United States, Vietnam, and recycled or scrap sources. |
| Tin | Belgium, Bolivia, Brazil, China, DRC, Indonesia, Japan, Malaysia, Peru, Philippines, Poland, Spain, Taiwan, Thailand, United States, Vietnam, and recycled or scrap sources. |
Smelters and refiners verified as conflict free (Compliant) or in the audit process:
| Tin | 78 of 85 (92%) |
| Tantalum | 44 of 44 (100%) |
| Tungsten | 41 of 65 (91%) |
| Gold | 108 of 131 (82%) |
| Total | 271 of 305 (89%) |
Part of the smelters and refiners detailed above provide more than one necessary conflict mineral.
List of the facilities which, to the extent known, processed the necessary conflict minerals used in our products can be found in Appendix 1.
Continuous Improvement Efforts to Mitigate Risks
During the reporting period for the calendar year ending December 31, 2017, we are continuing to engage in the diligence process described above. In addition to this we are continuing to use services of a third party software provider for gathering information and managing the Due Diligence and RCOI processes.
We are going to follow up on high risk non responsive or non-compliant suppliers, working with suppliers to educate them on conflict minerals sourcing, contact selected smelters and refiners that have not received a "Conflict Free" designation etc.
We are going to engage with suppliers who may be sourcing from non-conflict free smelters to move towards using conflict free smelters within a reasonable time frame.
We are working to qualify Silicom products as "Conflict Free" by being attentive to the market and to our customers and replacing, where possible and appropriate, non-compliant suppliers and manufacturers with compliant ones and removal of non-compliant manufacturers from our approved manufacturer list.
We are going to request from all of our direct suppliers to become conflict free as related to goods supplied to Silicom.
Appendix 1
List of Smelters used in Silicom's products
| Smelter ID | Metal | Smelter or Refiner Facility Name† | Country |
| CID002863 | Gold | Bangalore Refinery | INDIA |
| CID002857 | Gold | Modeltech Sdn Bhd | MALAYSIA |
| CID002854 | Gold | Universal Precious Metals Refining Zambia | ZAMBIA |
| CID002853 | Gold | Sai Refinery | INDIA |
| CID002852 | Gold | Gujarat Gold Centre | INDIA |
| CID002850 | Gold | AU Traders and Refiners | SOUTH AFRICA |
| CID002779 | Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| CID002778 | Gold | WIELAND Edelmetalle GmbH | GERMANY |
| CID002777 | Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| CID002761 | Gold | SAAMP | FRANCE |
| CID002708 | Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| CID002615 | Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| CID002605 | Gold | Korea Zinc Co., Ltd. | KOREA (REPUBLIC OF) |
| CID002587 | Gold | Tony Goetz NV | BELGIUM |
| CID002582 | Gold | Remondis Argentia B.V. | NETHERLANDS |
| CID002580 | Gold | T.C.A S.p.A | ITALY |
| CID002563 | Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| CID002561 | Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| CID002560 | Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES |
| CID002516 | Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| CID002511 | Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND |
| CID002510 | Gold | Republic Metals Corporation | UNITED STATES OF AMERICA |
| CID002509 | Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| CID002459 | Gold | Geib Refining Corporation | UNITED STATES OF AMERICA |
| CID002314 | Gold | Umicore Precious Metals Thailand | THAILAND |
| CID002312 | Gold | Guangdong Jinding Gold Limited | CHINA |
| CID002290 | Gold | SAFINA A.S. | CZECH REPUBLIC |
| CID002282 | Gold | Morris and Watson | NEW ZEALAND |
| CID002243 | Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA |
| CID002224 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| CID002129 | Gold | Yokohama Metal Co., Ltd. | JAPAN |
| CID002100 | Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN |
| CID002030 | Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA |
| CID002003 | Gold | Valcambi S.A. | SWITZERLAND |
| CID001993 | Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| CID001980 | Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| CID001977 | Gold | Umicore Brasil Ltda. | BRAZIL |
| CID001955 | Gold | Torecom | KOREA (REPUBLIC OF) |
| CID001947 | Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| CID001938 | Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| CID001916 | Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| CID001909 | Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| CID001875 | Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| CID001798 | Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| CID001761 | Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
| CID001756 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| CID001754 | Gold | So Accurate Group, Inc. | UNITED STATES OF AMERICA |
| CID001736 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| CID001622 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| CID001619 | Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| CID001585 | Gold | SEMPSA Joyería Platería S.A. | SPAIN |
| CID001573 | Gold | Schone Edelmetaal B.V. | NETHERLANDS |
| CID001562 | Gold | Samwon Metals Corp. | KOREA (REPUBLIC OF) |
| CID001555 | Gold | Samduck Precious Metals | KOREA (REPUBLIC OF) |
| CID001546 | Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| CID001534 | Gold | Royal Canadian Mint | CANADA |
| CID001512 | Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| CID001498 | Gold | PX Précinox S.A. | SWITZERLAND |
| CID001397 | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| CID001386 | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| CID001362 | Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| CID001352 | Gold | PAMP S.A. | SWITZERLAND |
| CID001326 | Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| CID001325 | Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| CID001322 | Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA |
| CID001259 | Gold | Nihon Material Co., Ltd. | JAPAN |
| CID001236 | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| CID001220 | Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY |
| CID001204 | Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| CID001193 | Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| CID001188 | Gold | Mitsubishi Materials Corporation | JAPAN |
| CID001161 | Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO |
| CID001157 | Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| CID001153 | Gold | Metalor Technologies S.A. | SWITZERLAND |
| CID001152 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| CID001149 | Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| CID001147 | Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| CID001119 | Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| CID001113 | Gold | Materion | UNITED STATES OF AMERICA |
| CID001093 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| CID001078 | Gold | LS-NIKKO Copper Inc. | KOREA (REPUBLIC OF) |
| CID001058 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| CID001056 | Gold | Lingbao Gold Co., Ltd. | CHINA |
| CID001029 | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| CID000981 | Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| CID000969 | Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| CID000957 | Gold | Kazzinc | KAZAKHSTAN |
| CID000956 | Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| CID000937 | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| CID000929 | Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| CID000927 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| CID000924 | Gold | Asahi Refining Canada Ltd. | CANADA |
| CID000920 | Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| CID000855 | Gold | Jiangxi Copper Co., Ltd. | CHINA |
| CID000823 | Gold | Japan Mint | JAPAN |
| CID000814 | Gold | Istanbul Gold Refinery | TURKEY |
| CID000807 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| CID000801 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| CID000778 | Gold | HwaSeong CJ Co., Ltd. | KOREA (REPUBLIC OF) |
| CID000767 | Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000711 | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| CID000707 | Gold | Heraeus Ltd. Hong Kong | CHINA |
| CID000694 | Gold | Heimerle + Meule GmbH | GERMANY |
| CID000671 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| CID000651 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| CID000522 | Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA |
| CID000493 | Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| CID000425 | Gold | Eco-System Recycling Co., Ltd. | JAPAN |
| CID000401 | Gold | Dowa | JAPAN |
| CID000362 | Gold | DODUCO GmbH | GERMANY |
| CID000359 | Gold | DSC (Do Sung Corporation) | KOREA (REPUBLIC OF) |
| CID000343 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| CID000328 | Gold | Daejin Indus Co., Ltd. | KOREA (REPUBLIC OF) |
| CID000264 | Gold | Chugai Mining | JAPAN |
| CID000233 | Gold | Chimet S.p.A. | ITALY |
| CID000197 | Gold | Yunnan Copper Industry Co., Ltd. | CHINA |
| CID000189 | Gold | Cendres + Métaux S.A. | SWITZERLAND |
| CID000185 | Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| CID000180 | Gold | Caridad | MEXICO |
| CID000176 | Gold | C. Hafner GmbH + Co. KG | GERMANY |
| CID000157 | Gold | Boliden AB | SWEDEN |
| CID000128 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| CID000113 | Gold | Aurubis AG | GERMANY |
| CID000103 | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| CID000090 | Gold | Asaka Riken Co., Ltd. | JAPAN |
| CID000077 | Gold | Argor-Heraeus S.A. | SWITZERLAND |
| CID000058 | Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL |
| CID000041 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| CID000035 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| CID000019 | Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| CID000015 | Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| CID002847 | Tantalum | Power Resources Ltd. | MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) |
| CID002842 | Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| CID002707 | Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL |
| CID002571 | Tantalum | Tranzact, Inc. | UNITED STATES OF AMERICA |
| CID002568 | Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
| CID002558 | Tantalum | Global Advanced Metals Aizu | JAPAN |
| CID002557 | Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| CID002550 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| CID002549 | Tantalum | H.C. Starck Ltd. | JAPAN |
| CID002548 | Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA |
| CID002547 | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| CID002545 | Tantalum | H.C. Starck GmbH Goslar | GERMANY |
| CID002544 | Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| CID002539 | Tantalum | KEMET Blue Metals | MEXICO |
| CID002512 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| CID002508 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| CID002506 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| CID002505 | Tantalum | FIR Metals & Resource Ltd. | CHINA |
| CID002504 | Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| CID002492 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| CID002307 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| CID002232 | Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA |
| CID001969 | Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| CID001891 | Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| CID001869 | Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| CID001769 | Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| CID001522 | Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA |
| CID001508 | Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| CID001277 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| CID001200 | Tantalum | Molycorp Silmet A.S. | ESTONIA |
| CID001192 | Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| CID001175 | Tantalum | Mineração Taboca S.A. | BRAZIL |
| CID001163 | Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| CID001076 | Tantalum | LSM Brasil S.A. | BRAZIL |
| CID000973 | Tantalum | King-Tan Tantalum Industry Ltd. | CHINA |
| CID000917 | Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| CID000914 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| CID000731 | Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA |
| CID000616 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| CID000460 | Tantalum | F&X Electro-Materials Ltd. | CHINA |
| CID000456 | Tantalum | Exotech Inc. | UNITED STATES OF AMERICA |
| CID000410 | Tantalum | Duoluoshan | CHINA |
| CID000291 | Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
| CID000211 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| CID002870 | Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
| CID002859 | Tin | Gejiu Jinye Mineral Company | CHINA |
| CID002858 | Tin | Modeltech Sdn Bhd | MALAYSIA |
| CID002849 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| CID002848 | Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| CID002844 | Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| CID002835 | Tin | PT Menara Cipta Mulia | INDONESIA |
| CID002829 | Tin | PT Kijang Jaya Mandiri | INDONESIA |
| CID002825 | Tin | An Thai Minerals Co., Ltd. | VIET NAM |
| CID002816 | Tin | PT Sukses Inti Makmur | INDONESIA |
| CID002776 | Tin | PT Bangka Prima Tin | INDONESIA |
| CID002774 | Tin | Elmet S.L.U. | SPAIN |
| CID002773 | Tin | Metallo-Chimique N.V. | BELGIUM |
| CID002757 | Tin | PT O.M. Indonesia | INDONESIA |
| CID002706 | Tin | Resind Indústria e Comércio Ltda. | BRAZIL |
| CID002703 | Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| CID002696 | Tin | PT Cipta Persada Mulia | INDONESIA |
| CID002593 | Tin | CV Tiga Sekawan | INDONESIA |
| CID002592 | Tin | CV Dua Sekawan | INDONESIA |
| CID002574 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002573 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002572 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| CID002570 | Tin | CV Ayi Jaya | INDONESIA |
| CID002530 | Tin | PT Inti Stania Prima | INDONESIA |
| CID002517 | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| CID002503 | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| CID002500 | Tin | Melt Metais e Ligas S.A. | BRAZIL |
| CID002479 | Tin | PT Wahana Perkit Jaya | INDONESIA |
| CID002478 | Tin | PT Tirus Putra Mandiri | INDONESIA |
| CID002468 | Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| CID002455 | Tin | CV Venus Inti Perkasa | INDONESIA |
| CID002180 | Tin | Yunnan Tin Company Limited | CHINA |
| CID002158 | Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| CID002036 | Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL |
| CID002015 | Tin | VQB Mineral and Trading Group JSC | VIET NAM |
| CID001908 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| CID001898 | Tin | Thaisarco | THAILAND |
| CID001758 | Tin | Soft Metais Ltda. | BRAZIL |
| CID001539 | Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| CID001493 | Tin | PT Tommy Utama | INDONESIA |
| CID001490 | Tin | PT Tinindo Inter Nusa | INDONESIA |
| CID001482 | Tin | PT Timah (Persero) Tbk Mentok | INDONESIA |
| CID001477 | Tin | PT Timah (Persero) Tbk Kundur | INDONESIA |
| CID001471 | Tin | PT Sumber Jaya Indah | INDONESIA |
| CID001468 | Tin | PT Stanindo Inti Perkasa | INDONESIA |
| CID001463 | Tin | PT Sariwiguna Binasentosa | INDONESIA |
| CID001460 | Tin | PT Refined Bangka Tin | INDONESIA |
| CID001458 | Tin | PT Prima Timah Utama | INDONESIA |
| CID001457 | Tin | PT Panca Mega Persada | INDONESIA |
| CID001453 | Tin | PT Mitra Stania Prima | INDONESIA |
| CID001448 | Tin | PT Karimun Mining | INDONESIA |
| CID001438 | Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| CID001434 | Tin | PT DS Jaya Abadi | INDONESIA |
| CID001428 | Tin | PT Bukit Timah | INDONESIA |
| CID001421 | Tin | PT Belitung Industri Sejahtera | INDONESIA |
| CID001419 | Tin | PT Bangka Tin Industry | INDONESIA |
| CID001402 | Tin | PT Babel Inti Perkasa | INDONESIA |
| CID001399 | Tin | PT Artha Cipta Langgeng | INDONESIA |
| CID001337 | Tin | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| CID001314 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| CID001231 | Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA |
| CID001191 | Tin | Mitsubishi Materials Corporation | JAPAN |
| CID001182 | Tin | Minsur | PERU |
| CID001173 | Tin | Mineração Taboca S.A. | BRAZIL |
| CID001142 | Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| CID001105 | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| CID001070 | Tin | China Tin Group Co., Ltd. | CHINA |
| CID000942 | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| CID000760 | Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| CID000555 | Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA |
| CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| CID000468 | Tin | Fenix Metals | POLAND |
| CID000448 | Tin | Estanho de Rondônia S.A. | BRAZIL |
| CID000438 | Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| CID000402 | Tin | Dowa | JAPAN |
| CID000315 | Tin | CV United Smelting | INDONESIA |
| CID000313 | Tin | CV Serumpun Sebalai | INDONESIA |
| CID000309 | Tin | PT Aries Kencana Sejahtera | INDONESIA |
| CID000307 | Tin | PT Justindo | INDONESIA |
| CID000306 | Tin | CV Gita Pesona | INDONESIA |
| CID000295 | Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL |
| CID000292 | Tin | Alpha | UNITED STATES OF AMERICA |
| CID000278 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| CID000244 | Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| CID000228 | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| CID002845 | Tungsten | Moliren Ltd | RUSSIAN FEDERATION |
| CID002843 | Tungsten | Woltech Korea Co., Ltd. | KOREA (REPUBLIC OF) |
| CID002833 | Tungsten | ACL Metais Eireli | BRAZIL |
| CID002830 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| CID002827 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| CID002815 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| CID002724 | Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| CID002649 | Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| CID002647 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| CID002589 | Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| CID002579 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| CID002551 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| CID002543 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM |
| CID002542 | Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| CID002541 | Tungsten | H.C. Starck GmbH | GERMANY |
| CID002536 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| CID002535 | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| CID002513 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| CID002502 | Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| CID002494 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| CID002321 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| CID002320 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| CID002319 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| CID002318 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| CID002317 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| CID002316 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| CID002315 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| CID002313 | Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| CID002095 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| CID002082 | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| CID002044 | Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA |
| CID002011 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| CID001889 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
| CID000966 | Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| CID000875 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| CID000825 | Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| CID000769 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| CID000766 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000568 | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
| CID000499 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| CID000345 | Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| CID000258 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| CID000218 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| CID000105 | Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| CID000004 | Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN |
| | † | Smelter and refiner facility names as reported by the CFSI as of May 15, 2017. |
| | * | Denotes smelters and refiners which have received a "conflict free" designation from an independent third party audit program as of May 15, 2017. |
