Exhibit 1.01
Silicom Ltd.
Conflict Minerals Report
For The Year Ended December 31, 2018
This report for the year ended December 31, 2018 is presented to comply with Section 13(p) of the Securities Exchange Act of 1934 and Rule 13p-1 (the "Rule") and Form SD thereunder. The Rule was adopted by the Securities and Exchange Commission ("SEC") to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Design of Conflict Minerals Due Diligence Program
The design of our conflict minerals due diligence program is in conformity with the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Second Edition, and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, "OECD Guidance"), specifically as it relates to our position in the minerals supply chain as a "downstream" purchaser. We designed our due diligence program, management and measures to conform in all material respects with the framework OECD Guidance.
Description of Performed Conflict Minerals Due Diligence Program
| (i) | Maintaining of Strong Company Management Systems |
| a. | Silicom has adopted and committed to a Conflict Minerals policy for minerals originating from conflict-affected and high-risk areas. More information about Silicom's Conflict Minerals policy can be found in the RCOI section above.
Our management system includes a Conflict Minerals Qualification Team overseen by the Chief Financial Officer of the Company and run under the supervision of the Company's QA & EMS Director, and includes a team of subject matter experts from relevant functions including Operations and Purchasing. Senior management is briefed about the results of our due diligence efforts on a regular basis. |
| b. | Silicom has implemented a supply chain system of controls and transparency through the use of due diligence software provided by third party software supplier. |
| c. | In the process of engaging with new manufacturers and suppliers, Silicom requests that such suppliers provide it with complete and valid CMRTs as a condition for Silicom's engagement with such manufacturers and suppliers. |
| d. | Silicom conducts trainings to suppliers and manufacturers from whom it purchases components used in its products, assists suppliers and manufacturers in educating their own suppliers, by informing them on the Rule, referring suppliers and manufacturers to the Responsible Minerals Initiative ("RMI") (formerly the Conflict Free Sourcing Initiative, or CFSI) website and online training materials and providing Silicom's Conflict Minerals policy and due diligence procedures. |
| e. | Silicom documents and maintains a record maintenance mechanism to ensure the retaining of relevant documentation in an electronic database for at least 5 years. |
| f. | Silicom encourages employees, suppliers and manufacturers and stakeholders to report any concerns relating to its conflict minerals program by contacting Silicom on its Conflict Minerals page: http://www.silicom-usa.com/conflict-minerals/. |
| (ii) | Identification and Assessment of Risk in the Supply Chain |
Suppliers and manufacturers (including smelters and refiners) of products which include Conflict Minerals which are "necessary to the functionality of the products" were identified through our CMRT analysis.
We identified two primary risks in our supply chain: (1) not receiving on time and accurate information from the suppliers and manufacturers; and (2) reliance on suppliers and manufacturers who are not conflict-free while pursuing our goal of becoming a conflict free company. This assessment assisted us to segment our suppliers and manufacturers into three risk levels (high, medium and low), on which we based our risk strategy.
We conducted a survey of our active suppliers and manufacturers using the template developed by RMI, known as the Conflict Minerals Reporting Template ("CMRT"). Suppliers and manufacturers were requested to use version 5.11 of the CMRT, or newer versions.
| (iii) | Design and Implementation of a Strategy to Respond to Identified Risks |
| a. | We performed reviews of suppliers and manufacturers, smelters, and refiners that could be sourcing or processing Conflict Minerals from the Covered Countries, which could not be from recycled or scrap sources. |
| b. | As part of our risk based approach, we decided to focus our risk management actions on suppliers and manufacturers with a spending volume of over US$ 1,000 in 2018. We requested smelter information from all of our direct suppliers and manufacturers, and prioritized suppliers and manufacturers with a spending volume of over US$ 1,000. In cases where sure prioritized suppliers and manufacturers did not respond to our initial requests, we attempted to contact them several additional times in order to obtain the necessary information from them. |
| c. | We monitored and tracked suppliers and manufacturers (as described in RCOI section above), smelters and/or refiners identified as not meeting the requirements (or that defined themselves as "Unknown" or "Undeterminable" or "Sourced from DRC") set forth in our Conflict Minerals Sourcing Policy or contractual requirements to determine their progress in meeting those requirements. |
| d. | New suppliers and manufacturers were required to complete RMI declarations in order to qualify as approved suppliers and manufacturers by us. |
| e. | We provided periodic progress reports to our senior management relating to our risk mitigation efforts. |
| f. | In general, supply chain Due Diligence is a dynamic process and requires on-going risk monitoring. This process is performed twice a year and an updated CMRT is released after completion of each Due Diligence cycle. |
| g. | Follow up letters were sent to high and medium risk suppliers and manufacturers who were identified as having non-compliant smelters in their supply chain. Non-responsive suppliers and manufacturers were reminded to send their responses several times by e-mails and, if they remained non-responsive thereafter, such suppliers and manufacturers were personally approached by our Sustainability Team or by our Purchasing Team and warned that if they remain non-responsive despite our continued attempts to receive their responses, they will be removed from our approved suppliers and manufacturers list. In cases where such suppliers and manufacturers remained non-responsive nonetheless, we removed them from our approved suppliers and manufacturers list. |
| (iv) | Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices: |
We encourage our suppliers and manufacturers to purchase from RMI Compliant Smelters, and we rely on the RMI compliant and active smelters list, which is available on the RMI website.
| (v) | Report on Supply Chain Due Diligence |
This Report is available on our website at http://www.silicom-usa.com/conflict-minerals/. This Report is being filed to the SEC and is also available on the SEC's EDGAR database at www.sec.gov.
Results of our Assessment
As a downstream purchaser of conflict minerals, our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and manufacturers and those suppliers and manufacturers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. We also gather required CMRT information from websites of suppliers and manufacturers where conflict minerals reports were available. We also rely, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud because the information gathered from our suppliers and manufacturers is not on a continuous, real-time basis.
Supplier Chain Survey Responses
Silicom contacted 250 suppliers and manufacturers, and the response rate achieved was over 99.9% in cost of purchased goods.
The Sustainability Team directly contacted Silicom's suppliers and manufacturers in order to collect CMRTs. Following the efforts of the Sustainability Team, 230 suppliers and manufacturers delivered satisfactory CMRTs. For the purposes hereof, Silicom considers CMRTs to be satisfactory if they do not include any deficiencies or discrepancies and comply, in form and in substance, with the terms governing the RMI, such as blank rows, scope not matching PN list, inclusion of irrelevant information, etc.
4 of the 250 suppliers and manufacturers delivered CMRTs with invalid supplier submissions, like incorrect smelter names or invalid CID identification numbers. Following our requests for improved CMRTs, we received satisfactory CMRTs submissions from all such suppliers and manufacturers.
80 suppliers and manufacturers were classified as "Not from DRC" – suppliers and manufacturers who reported that they were sourcing minerals from countries other than the Covered Countries.
97 suppliers and manufacturers were classified as "DRC conflict free" – suppliers and manufacturers who reported that the 3TG minerals used in the products provided to Silicom originate from Covered Countries but the smelters are approved by the RMI
8 suppliers and manufacturers were classified as "DRC not conflict free" – suppliers and manufacturers who reported that the 3TG minerals used in the products provided to Silicom originate from Covered Countries and the smelters are not approved by the RMI.
21 suppliers and manufacturers were classified as "Free no 3TG" – suppliers and manufacturers who reported that 3TG minerals are not necessary for the functionality or production of the products provided to Silicom.
8 suppliers and manufacturers were classified as "Undetermined not from DRC" – suppliers and manufacturers who reported that the 3TG used in the products supplied to Silicom do not originate from Covered Countries but since they have not yet concluded their due diligence process, their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers and manufacturers is still ongoing.
16 suppliers and manufacturers were classified as "Undetermined from DRC" – suppliers and manufacturers who reported that the 3TG used in the products supplied to Silicom originate from Covered Countries and the smelters are approved by the RMI program, but they have not yet concluded their due diligence process so their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers and manufacturers is still ongoing.
Of the 230 suppliers and manufacturers that delivered satisfactory CMRTs:
131 suppliers and manufacturers provided data at a "Company" level;
33 suppliers and manufacturers provided data at a "User defined" level;
66 suppliers and manufacturers provided data at a "Product" level;
As we are attentive to market requests, we asked several of these suppliers and manufacturers to provide data at a "Company" level as well as at a "Product" level, and such suppliers and manufacturers provided the data at both levels.
Below is a summary of the country of origin information collected as a result of our RCOI efforts.
| Conflict Mineral | Countries of origin and other sources may include the following |
| Gold | Australia, Austria, Andorra, Belgium, Brazil, Canada, Chile, China, Czech Republic, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Lithuania, Malaysia, Mexico, Netherlands, New Zealand, Philippines, Poland, Russian, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Arab Emirates, Russian Federation, Estonia, Bolivia ,Vietnam, Peru, Uganda, United States, Uzbekistan, Zimbabwe, Zambia, and recycled or scrap sources. |
| Tantalum | Brazil, China, Estonia, Germany, India, Japan, Kazakhstan, Macedonia, Mexico, Russian Federation, Thailand, United States, and recycled or scrap sources. |
| Tungsten | Austria, Brazil, China, Germany, Japan, Republic of Korea, Philippines, Russian Federation, United States, Vietnam, and recycled or scrap sources. |
| Tin | Belgium, Bolivia, Brazil, China, Indonesia, Japan, Malaysia, Myanmar, Peru, Philippines, Poland, Spain, Taiwan, Thailand, United States, Vietnam, and recycled or scrap sources. |
Smelters and refiners verified as conflict free (compliant) or in the audit process:
| Tin | 77 of 85 (91%) |
| Tantalum | 40 of 42 (95%) |
| Tungsten | 41 of 46 (89%) |
| Gold | 106 of 151 (70%) |
| Total | 264 of 324 (81%) |
A number of the smelters and refiners detailed above provided more than one necessary conflict mineral.
List of the facilities which, to the extent known, processed the necessary conflict minerals used in our products can be found in Appendix 1.
Continuous Improvement Efforts to Mitigate Risks
During the reporting period for the calendar year ending December 31, 2019, we are continuing to engage in the diligence process described above.
We intend to follow up with high risk non-responsive or non-compliant suppliers and manufacturers, work with suppliers and manufacturers to educate them on conflict minerals sourcing, contact selected smelters and refiners that have not received a "conflict free" designation and more. In the event that any of our suppliers and manufacturers do not cooperate with us and do not respond to our efforts in a satisfactory manner, we will disqualify them and remove them from our approved suppliers and manufacturers list.
In the event that we continue to engage with suppliers and manufacturers who have not completed their RCOI process, we will ask such suppliers and manufacturers to complete the process and become conflict free at a company or product level as a condition to our continued engagement with them.
In addition, being attentive to the market and to our customers, we are currently in the process of qualifying our line of products as "conflict free" by, among other things, requesting from all of our direct suppliers and manufacturers to qualify the goods supplied by them to Silicom as "Conflict Free", replacing, where possible and appropriate, non-compliant suppliers and manufacturers with compliant ones and removal of non-compliant vendors from our approved vendors list.
Appendix 1
List of smelters used in Silicom's products:
| Smelter identification | Metal | Smelter or Refiner Facility Name† | Smelter Country |
| CID001105 | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| CID002180 | Tin | China Yunnan Tin Co Ltd. | CHINA |
| CID001070 | Tin | China Tin (Hechi) | CHINA |
| CID001622 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| CID000707 | Gold | Heraeus Ltd. Hong Kong | CHINA |
| CID000077 | Gold | Argor-Heraeus S.A. | SWITZERLAND |
| CID001916 | Gold | China's Shandong Gold Mining Co., Ltd | CHINA |
| CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| CID000019 | Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| CID000082 | Gold | Amagasaki Factory, Hyogo Prefecture, Japan | JAPAN |
| CID000090 | Gold | Asaka Riken Co., Ltd. | JAPAN |
| CID000185 | Gold | CCR | CANADA |
| CID000401 | Gold | Dowa | JAPAN |
| CID000425 | Gold | Eco-System Recycling Co., Ltd. | JAPAN |
| CID000711 | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| CID000807 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| CID000920 | Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| CID000937 | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| CID000981 | Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| CID001078 | Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
| CID001113 | Gold | Materion | UNITED STATES |
| CID001119 | Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| CID001149 | Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| CID001153 | Gold | Metalor Switzerland | SWITZERLAND |
| CID001157 | Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| CID001188 | Gold | Mitsubishi Materials Corporation | JAPAN |
| CID001193 | Gold | Mitsui Kinzoku Co., Ltd. | JAPAN |
| CID001259 | Gold | Nihon Material Co., Ltd. | JAPAN |
| CID001512 | Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| CID001761 | Gold | Solar Applied Materials Technology Corp. | TAIWAN |
| CID001798 | Gold | MEM(Sumitomo Group) | JAPAN |
| CID001875 | Gold | Shonan Plant Tanaka Kikinzoku | JAPAN |
| CID001938 | Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| CID002030 | Gold | AGR (Perth Mint Australia) | AUSTRALIA |
| CID001993 | Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| CID002100 | Gold | Yamakin Co., Ltd. | JAPAN |
| CID002224 | Gold | China Henan Zhongyuan Gold Smelter | CHINA |
| CID000113 | Gold | Aurubis AG | GERMANY |
| CID001534 | Gold | Royal Canadian Mint | CANADA |
| CID001980 | Gold | Metallurgie Hoboken Overpelt | BELGIUM |
| CID000924 | Gold | Asahi Refining Canada Ltd. | CANADA |
| CID000694 | Gold | Heimerle + Meule GmbH | GERMANY |
| CID001277 | Tantalum | Ningxia Non-Ferrous Metal Smeltery | CHINA |
| CID001969 | Tantalum | ULBA | KAZAKHSTAN |
| CID002544 | Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| CID002545 | Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY |
| CID002547 | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| CID002548 | Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA |
| CID002549 | Tantalum | H.C. Starck Ltd. | JAPAN |
| CID002550 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| CID002557 | Tantalum | Global Advanced Metals Boyertown | UNITED STATES |
| CID000460 | Tantalum | F & X | CHINA |
| CID001769 | Tantalum | Solikamsk | RUSSIAN FEDERATION |
| CID002558 | Tantalum | Global Advanced Metals Aizu | JAPAN |
| CID000292 | Tin | Alent plc | UNITED STATES OF AMERICA |
| CID000315 | Tin | CV United Smelting | INDONESIA |
| CID000438 | Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| CID000468 | Tin | Fenix Metals | POLAND |
| CID002773 | Tin | Metallo Belgium N.V. | BELGIUM |
| CID001173 | Tin | Mineracao Taboca S.A. | BRAZIL |
| CID001182 | Tin | Funsur Smelter | PERU |
| CID001191 | Tin | Mitsubishi Materials Corporation | JAPAN |
| CID001337 | Tin | OMSA | BOLIVIA (PLURINATIONAL STATE OF) |
| CID001419 | Tin | PT Bangka Tin Industry | INDONESIA |
| CID001428 | Tin | Brand IMLI | INDONESIA |
| CID001434 | Tin | PT DS Jaya Abadi | INDONESIA |
| CID001438 | Tin | PT Eunindo Usaha Mandiri | INDONESIA |
| CID001453 | Tin | PT Mitra Stania Prima | INDONESIA |
| CID001460 | Tin | Brand RBT | INDONESIA |
| CID001463 | Tin | PT Sariwiguna Binasentosa | INDONESIA |
| CID001468 | Tin | PT Stanindo Inti Perkasa | INDONESIA |
| CID001477 | Tin | Kundur Smelter | INDONESIA |
| CID001482 | Tin | INDONESIAN STATE TIN CORPORATION MENTOK SMELTER | INDONESIA |
| CID001490 | Tin | PT Tinindo Inter Nusa | INDONESIA |
| CID001898 | Tin | Thai Solder Industry Corp., Ltd. | THAILAND |
| CID002036 | Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| CID002468 | Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| CID001402 | Tin | PT Babel Inti Perkasa | INDONESIA |
| CID002503 | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| CID001421 | Tin | PT Belitung Industri Sejahtera | INDONESIA |
| CID001457 | Tin | PT Panca Mega Persada | INDONESIA |
| CID002530 | Tin | PT Inti Stania Prima | INDONESIA |
| CID001458 | Tin | PT Prima Timah Utama | INDONESIA |
| CID002774 | Tin | Metallo Spain S.L.U. | SPAIN |
| CID000309 | Tin | CV Nurjanah | INDONESIA |
| CID001399 | Tin | PT Artha Cipta Langgeng | INDONESIA |
| CID001142 | Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| CID002455 | Tin | CV Venus Inti Perkasa | INDONESIA |
| CID000258 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| CID000568 | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
| CID000769 | Tungsten | Human Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd. | CHINA |
| CID000875 | Tungsten | China National Non Ferrous | CHINA |
| CID002082 | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| CID002320 | Tungsten | Xiamen H.C. | CHINA |
| CID002494 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| CID002541 | Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| CID000825 | Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| CID000004 | Tungsten | A.L.M.T. Corp. | JAPAN |
| CID000105 | Tungsten | ATI Metalworking Products | UNITED STATES OF AMERICA |
| CID000218 | Tungsten | Chaozhou Xianglu Tungsten Industry Co., Ltd. | CHINA |
| CID002044 | Tungsten | WBH | AUSTRIA |
| CID002513 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| CID001889 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
| CID002317 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| CID002321 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| CID002592 | Tin | CV Dua Sekawan | INDONESIA |
| CID002593 | Tin | CV Tiga Sekawan | INDONESIA |
| CID002835 | Tin | PT Menara Cipta Mulia | INDONESIA |
| CID000855 | Gold | JCC | CHINA |
| CID000228 | Tin | Chenzhou Yun Xiang mining limited liability company | CHINA |
| CID002510 | Gold | Republic Metals Corporation | UNITED STATES OF AMERICA |
| CID002003 | Gold | Valcambi S.A. | SWITZERLAND |
| CID001585 | Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
| CID001352 | Gold | PAMP S.A. | SWITZERLAND |
| CID001325 | Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| CID000969 | Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| CID000233 | Gold | Chimet S.p.A. | ITALY |
| CID000058 | Gold | AngloGold Ashanti Brazil | BRAZIL |
| CID000035 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| CID002816 | Tin | PT Sukses Inti Makmur | INDONESIA |
| CID002517 | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| CID002158 | Tin | Chengfeng Metals Co Pte Ltd | CHINA |
| CID001758 | Tin | Soft Metais Ltda. | BRAZIL |
| CID001539 | Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| CID000402 | Tin | Dowa | JAPAN |
| CID000313 | Tin | CV Serumpun Sebalai | INDONESIA |
| CID002776 | Tin | PT Bangka Prima Tin | INDONESIA |
| CID003116 | Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| CID000456 | Tantalum | Exotech Inc. | UNITED STATES OF AMERICA |
| CID001869 | Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| CID000015 | Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| CID002560 | Gold | Al Etihad Gold LLC | UNITED ARAB EMIRATES |
| CID000041 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| CID002850 | Gold | AU Traders and Refiners | SOUTH AFRICA |
| CID000128 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| CID000157 | Gold | Boliden AB | SWEDEN |
| CID000176 | Gold | C. Hafner GmbH + Co. KG | GERMANY |
| CID000328 | Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| CID000362 | Gold | Doduco | GERMANY |
| CID000359 | Gold | Do Sung Corporation | KOREA, REPUBLIC OF |
| CID002561 | Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| CID002459 | Gold | Geib Refining Corporation | UNITED STATES OF AMERICA |
| CID002243 | Gold | Fujian Zijin mining stock company gold smelter | CHINA |
| CID000801 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| CID000814 | Gold | Istanbul Gold Refinery | TURKEY |
| CID000823 | Gold | Japan Mint | JAPAN |
| CID000929 | Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| CID000957 | Gold | Kazzinc | KAZAKHSTAN |
| CID002605 | Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| CID001029 | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| CID001152 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| CID001147 | Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| CID001161 | Gold | Metal?rgica Met-Mex Pe?oles, S.A. de C.V | MEXICO |
| CID002509 | Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| CID001204 | Gold | Federal State Unitary Enterprise Moscow Special Processing Plant (FSUE MZSS) | RUSSIAN FEDERATION |
| CID001220 | Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| CID002779 | Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| CID001326 | Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| CID000493 | Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION |
| CID001386 | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| CID001397 | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| CID001498 | Gold | PX Precinox S.A. | SWITZERLAND |
| CID002761 | Gold | SAAMP | FRANCE |
| CID001555 | Gold | Samdok Metal | KOREA, REPUBLIC OF |
| CID002777 | Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| CID001736 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| CID002516 | Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| CID001756 | Gold | Shyolkovsky | RUSSIAN FEDERATION |
| CID002580 | Gold | T.C.A S.p.A | ITALY |
| CID001955 | Gold | Torecom | KOREA, REPUBLIC OF |
| CID001977 | Gold | Umicore Brasil Ltda. | BRAZIL |
| CID002314 | Gold | Umicore Precious Metals Thailand | THAILAND |
| CID002778 | Gold | WIELAND Edelmetalle GmbH | GERMANY |
| CID002129 | Gold | Yokohama Metal Co., Ltd. | JAPAN |
| CID000211 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| CID002504 | Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| CID002505 | Tantalum | FIR Metals & Resource Ltd. | CHINA |
| CID000291 | Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA |
| CID000616 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| CID002492 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| CID002512 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| CID002842 | Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| CID000914 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| CID000917 | Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | CHINA |
| CID002506 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| CID002539 | Tantalum | KEMET Blue Metals | MEXICO |
| CID002568 | Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
| CID001076 | Tantalum | LSM Brasil S.A. | BRAZIL |
| CID001163 | Tantalum | Metallurgical Products India Pvt. Ltd. (MPIL) | INDIA |
| CID001175 | Tantalum | Mineracao Taboca S.A. | BRAZIL |
| CID001192 | Tantalum | Mitsui Mining & Smelting | JAPAN |
| CID001200 | Tantalum | Molycorp Silmet A.S. | ESTONIA |
| CID001508 | Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| CID002707 | Tantalum | Resind Ind e Com Ltda. | BRAZIL |
| CID001522 | Tantalum | RFH | CHINA |
| CID001891 | Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| CID002508 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| CID002570 | Tin | CV Ayi Jaya | INDONESIA |
| CID000306 | Tin | CV Gita Pesona | INDONESIA |
| CID002848 | Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| CID002859 | Tin | Gejiu Jinye Mineral Company | CHINA |
| CID000942 | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| CID001908 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| CID002849 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| CID002844 | Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| CID000760 | Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| CID000244 | Tin | China Rare Metal Material Co., Ltd. | CHINA |
| CID001231 | Tin | Jiangxi Nanshan | CHINA |
| CID002500 | Tin | Melt Metais e Ligas S.A. | BRAZIL |
| CID002858 | Tin | Modeltech Sdn Bhd | MALAYSIA |
| CID001314 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| CID001448 | Tin | PT Karimun Mining | INDONESIA |
| CID002829 | Tin | PT Kijang Jaya Mandiri | INDONESIA |
| CID002870 | Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
| CID001471 | Tin | PT Sumber Jaya Indah | INDONESIA |
| CID001493 | Tin | PT Tommy Utama | INDONESIA |
| CID002706 | Tin | Resind Ind e Com Ltda. | BRAZIL |
| CID000499 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| CID002315 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| CID002542 | Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| CID002319 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| CID002543 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM |
| CID002095 | Tungsten | Shaoguan Xinhai Rendan Tungsten Industry Co. Ltd | CHINA |
| CID000766 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000966 | Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| CID002011 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM |
| CID002316 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| CID002318 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| CID002502 | Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| CID002649 | Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| CID000189 | Gold | Cendres + M?taux SA | SWITZERLAND |
| CID000092 | Tantalum | Asaka Riken Co., Ltd. | JAPAN |
| CID000689 | Gold | HeeSung Metal Ltd. | KOREA, REPUBLIC OF |
| CID002551 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| CID002579 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| CID002589 | Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| CID002606 | Gold | Marsam Metals | BRAZIL |
| CID002724 | Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| CID002765 | Gold | Italpreziosi | ITALY |
| CID002815 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| CID002827 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| CID002830 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| CID002833 | Tungsten | ACL Metais Eireli | BRAZIL |
| CID002843 | Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
| CID002845 | Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
| CID002918 | Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| CID002919 | Gold | Planta Recuperadora de Metales SpA | CHILE |
| CID002973 | Gold | Safimet S.p.A | ITALY |
| CID003190 | Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| CID003191 | Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA |
| CID003205 | Tin | PT Bangka Serumpun | INDONESIA |
| CID002863 | Gold | BALORE REFINERSGA | INDIA |
| CID002511 | Gold | KGHM Polska Miedz S.A. | POLAND |
| CID002762 | Gold | L'Orfebre S.A. | ANDORRA |
| CID002582 | Gold | Remondis Argentia B.V. | NETHERLANDS |
| CID002645 | Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA |
| CID000103 | Gold | ATAkulche | TURKEY |
| CID000180 | Gold | Caridad | MEXICO |
| CID000197 | Gold | CHALCO Yunnan Copper Co. Ltd. | CHINA |
| CID000264 | Gold | Chugai Mining | JAPAN |
| CID000278 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| CID000343 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| CID000448 | Tin | Estanho de Rondonia S.A. | BRAZIL |
| CID000522 | Gold | Refinery of Seemine Gold Co., Ltd. | CHINA |
| CID000555 | Tin | Gejiu Zi-Li | CHINA |
| CID000651 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| CID000671 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| CID000767 | Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000778 | Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF |
| CID000956 | Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| CID001032 | Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
| CID001056 | Gold | LinBao Gold Mining | CHINA |
| CID001058 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| CID001093 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| CID001236 | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| CID001362 | Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| CID001546 | Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| CID001562 | Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF |
| CID001619 | Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA |
| CID001909 | Gold | Great Wall Precious Metals Co,. LTD. | CHINA |
| CID001947 | Gold | Anhui Tongling Nonferrous Metal Mining Co., Ltd. | CHINA |
| CID002282 | Gold | Morris and Watson | NEW ZEALAND |
| CID002312 | Gold | Guangdong Gaoyao Co | CHINA |
| CID002573 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002574 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002615 | Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| CID002647 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| CID002703 | Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| CID002756 | Tin | Super Ligas | BRAZIL |
| CID002847 | Tantalum | Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
| CID002852 | Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA |
| CID002853 | Gold | Sai Refinery | INDIA |
| CID002857 | Gold | Modeltech Sdn Bhd | MALAYSIA |
| CID002865 | Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
| CID002866 | Gold | Morris and Watson Gold Coast | AUSTRALIA |
| CID002867 | Gold | DEGUSSA | GERMANY |
| CID002872 | Gold | Pease & Curren | UNITED STATES OF AMERICA |
| CID003153 | Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
| CID002563 | Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| CID002587 | Gold | Tony Goetz NV | BELGIUM |
| CID002708 | Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| CID002313 | Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| CID003182 | Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA |
| CID002854 | Gold | Universal Precious Metals Refining Zambia | ZAMBIA |
| CID001406 | Tin | PT Babel Surya Alam Lestari | INDONESIA |
| CID002572 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| CID003185 | Gold | African Gold Refinery | UGANDA |
| CID001486 | Tin | #N/A | INDONESIA |
| CID002536 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| CID003189 | Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| CID003195 | Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF |
| CID003208 | Tin | Pongpipat Company Limited | MYANMAR |
| CID003325 | Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| CID001573 | Gold | #N/A | NETHERLANDS |
| CID002290 | Gold | SAFINA A.S. | CZECH REPUBLIC |
| CID001322 | Gold | #N/A | UNITED STATES OF AMERICA |
| CID000927 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| CID000973 | Tantalum | #N/A | CHINA |
| CID001754 | Gold | #N/A | UNITED STATES OF AMERICA |
| CID002307 | Tantalum | #N/A | CHINA |
| CID002535 | Tungsten | #N/A | CHINA |
| CID002515 | Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| CID002519 | Gold | #N/A | CHINA |
| CID002567 | Gold | Sudan Gold Refinery | SUDAN |
† Smelter and refiner facility names as reported by the RMI as of May 1, 2019.
