Exhibit 1.02
Silicom Ltd.
Conflict Minerals Report
For the Year Ended December 31, 2019
This report for the year ended December 31, 2019 is presented to comply with Section 13(p) of the Securities Exchange Act of 1934 and Rule 13p-1 (the "Rule") and Form SD thereunder. The Rule was adopted by the Securities and Exchange Commission ("SEC") to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Design of Conflict Minerals Due Diligence Program
The design of our conflict minerals due diligence program is in conformity with the Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Second Edition, and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, "OECD Guidance"), specifically as it relates to our position in the minerals supply chain as a "downstream" purchaser. We designed our due diligence program, management and measures to conform in all material respects with the framework OECD Guidance.
Description of Performed Conflict Minerals Due Diligence Program
| (i) | Maintaining of Strong Company Management Systems |
| a. | Silicom has adopted and committed to a Conflict Minerals policy for minerals originating from conflict-affected and high-risk areas. More information about Silicom's Conflict Minerals policy can be found in the RCOI section above. Our management system includes a Conflict Minerals Qualification Team overseen by the Chief Financial Officer of the Company and run under the supervision of the Company's QA & EMS Director, and includes a team of subject matter experts from relevant functions including Operations and Purchasing. Senior management is briefed about the results of our due diligence efforts on a regular basis. |
| b. | During the last year Silicom became a member of the Responsible Minerals Initiative ("RMI") (formerly the Conflict Free Sourcing Initiative, or CFSI), as a member we participate in all RMI activities such as smelters audits and other activities. |
| c. | Silicom has implemented a supply chain system of controls and transparency through the use of due diligence software provided by third party software supplier. |
| d. | In the process of engaging with new manufacturers and suppliers, Silicom requests that such suppliers provide it with complete and valid CMRTs as a condition for Silicom's engagement with such manufacturers and suppliers. |
| e. | Silicom conducts trainings to suppliers and manufacturers from whom it purchases components used in its products, assists suppliers and manufacturers in educating their own suppliers, by informing them on the Rule, referring suppliers and manufacturers to the RMI website and online training materials and providing Silicom's Conflict Minerals policy and due diligence procedures. |
| f. | Silicom documents and maintains a record maintenance mechanism to ensure the retaining of relevant documentation in an electronic database for at least 5 years. |
| g. | Silicom encourages employees, suppliers and manufacturers and stakeholders to report any concerns relating to its conflict minerals program by contacting Silicom on its Conflict Minerals page: http://www.silicom-usa.com/conflict-minerals/. |
| (ii) | Identification and Assessment of Risk in the Supply Chain |
Suppliers and manufacturers (including smelters and refiners) of products which include Conflict Minerals which are "necessary to the functionality of the products" were identified through our CMRT analysis.
We identified two primary risks in our supply chain: (1) not receiving on time and accurate information from the suppliers and manufacturers; and (2) reliance on suppliers and manufacturers who are not conflict-free while pursuing our goal of becoming a conflict free company. This assessment assisted us to segment our suppliers and manufacturers into three risk levels (high, medium and low), on which we based our risk strategy.
We conducted a survey of our active suppliers and manufacturers using the template developed by RMI, known as the Conflict Minerals Reporting Template ("CMRT"). Suppliers and manufacturers were requested to use version 5.12 of the CMRT, or newer versions.
| (iii) | Design and Implementation of a Strategy to Respond to Identified Risks |
| a. | We performed reviews of suppliers and manufacturers, smelters, and refiners that could be sourcing or processing Conflict Minerals from the Covered Countries, which could not be from recycled or scrap sources. |
| b. | As part of our risk based approach, we decided to focus our risk management actions on suppliers and manufacturers with a spending volume of over US$ 1,000 in 2019. We requested smelter information from all of our direct suppliers and manufacturers, and prioritized suppliers and manufacturers with a spending volume of over US$ 1,000. In cases where sure prioritized suppliers and manufacturers did not respond to our initial requests, we attempted to contact them several additional times in order to obtain the necessary information from them. |
| c. | We monitored and tracked suppliers and manufacturers (as described in RCOI section above), smelters and/or refiners identified as not meeting the requirements (or that defined themselves as "Unknown" or "Undeterminable" or "Sourced from DRC") set forth in our Conflict Minerals Sourcing Policy or contractual requirements to determine their progress in meeting those requirements. |
| d. | New suppliers and manufacturers were required to complete RMI declarations in order to qualify as approved suppliers and manufacturers by us. |
| e. | We provided periodic progress reports to our senior management relating to our risk mitigation efforts. |
| �� f. | In general, supply chain Due Diligence is a dynamic process and requires on-going risk monitoring. This process is performed twice a year and an updated CMRT is released after completion of each Due Diligence cycle. |
| g. | Follow up letters were sent to high and medium risk suppliers and manufacturers who were identified as having non-compliant smelters in their supply chain. Non-responsive suppliers and manufacturers were reminded to send their responses several times by e-mails and, if they remained non-responsive thereafter, such suppliers and manufacturers were personally approached by our Sustainability Team or by our Purchasing Team and warned that if they remain non-responsive despite our continued attempts to receive their responses, they will be removed from our approved suppliers and manufacturers list. In cases where such suppliers and manufacturers remained non-responsive nonetheless, we removed them from our approved suppliers and manufacturers list. |
(iv) Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices
|
| We encourage our suppliers and manufacturers to purchase from RMI Compliant Smelters, and we rely on the RMI compliant and active smelters list, which is available on the RMI website. |
| (v) | Report on Supply Chain Due Diligence
This Report is available on our website at http://www.silicom-usa.com/conflict-minerals/. This Report is being filed to the SEC and is also available on the SEC's EDGAR database at www.sec.gov. |
Results of our Assessment
As a downstream purchaser of conflict minerals, our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and manufacturers and those suppliers and manufacturers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. We also gather required CMRT information from websites of suppliers and manufacturers where conflict minerals reports were available. We also rely, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud because the information gathered from our suppliers and manufacturers is not on a continuous, real-time basis.
Supplier Chain Survey Responses
Silicom contacted 202 suppliers and manufacturers, and the response rate achieved was over 99.9% in cost of purchased goods.
The Sustainability Team directly contacted Silicom's suppliers and manufacturers in order to collect CMRTs. Following the efforts of the Sustainability Team, 192 suppliers and manufacturers delivered satisfactory CMRTs. For the purposes hereof, Silicom considers CMRTs to be satisfactory if they do not include any deficiencies or discrepancies and comply, in form and in substance, with the terms governing the RMI, such as blank rows, scope not matching PN list, inclusion of irrelevant information, etc.
4 of the 202 suppliers and manufacturers delivered CMRTs with invalid supplier submissions, like incorrect smelter names or invalid CID identification numbers. Following our requests for improved CMRTs, we received satisfactory CMRTs submissions from all such suppliers and manufacturers.
63 suppliers and manufacturers were classified as "Not from DRC" – suppliers and manufacturers who reported that they were sourcing minerals from countries other than the Covered Countries.
66 suppliers and manufacturers were classified as "DRC conflict free" – suppliers and manufacturers who reported that the 3TG minerals used in the products provided to Silicom originate from Covered Countries but the smelters are approved by the RMI
18 suppliers and manufacturers were classified as "DRC not conflict free" – suppliers and manufacturers who reported that the 3TG minerals used in the products provided to Silicom originate from Covered Countries and the smelters are not approved by the RMI.
27 suppliers and manufacturers were classified as "Free no 3TG" – suppliers and manufacturers who reported that 3TG minerals are not necessary for the functionality or production of the products provided to Silicom.
9 suppliers and manufacturers were classified as "Undetermined not from DRC" – suppliers and manufacturers who reported that the 3TG used in the products supplied to Silicom do not originate from Covered Countries but since they have not yet concluded their due diligence process, their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers and manufacturers is still ongoing.
9 suppliers and manufacturers were classified as "Undetermined from DRC" – suppliers and manufacturers who reported that the 3TG used in the products supplied to Silicom originate from Covered Countries and the smelters are approved by the RMI program, but they have not yet concluded their due diligence process so their determination and responses are not yet final and may vary. Consequently, our due diligence for these suppliers and manufacturers is still ongoing.
Of the 192 suppliers and manufacturers that delivered satisfactory CMRTs:
112 suppliers and manufacturers provided data at a "Company" level;
52 suppliers and manufacturers provided data at a "User defined" level; and
28 suppliers and manufacturers provided data at a "Product" level.
As we are attentive to market requests, we asked several of these suppliers and manufacturers to provide data at a "Company" level as well as at a "Product" level, and such suppliers and manufacturers provided the data at both levels.
Below is a summary of the country of origin information collected as a result of our RCOI efforts.
| Conflict Mineral | Countries of origin and other sources may include the following |
| Gold | Australia, Austria, Andorra, Belgium, Brazil, Canada, Chile, China, Czech Republic, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Lithuania, Malaysia, Mexico, Netherlands, New Zealand, Philippines, Poland, Russian, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Arab Emirates, Russian Federation, Uganda, United States, Uzbekistan.
|
| Tantalum | Brazil, China, Estonia, Germany, India, Japan, Kazakhstan, Macedonia, Mexico, Russian Federation, Thailand, United States. |
| Tungsten | Austria, Brazil, China, Germany, Japan, Republic of Korea, Philippines, Russian Federation, Taiwan, United States, Vietnam. |
| Tin | Belgium, Bolivia, Brazil, China, India, Indonesia, Japan, Malaysia, Myanmar, Peru, Philippines, Poland, Spain, Taiwan, Thailand, United States, Vietnam. |
Smelters and refiners verified as conflict free (compliant) or in the audit process:
| Tin | 86 of 91 (94%) |
| Tantalum | 41 of 41 (100%) |
| Tungsten | 46 of 47 (98%) |
| Gold | 146 of 154 (95%) |
| Total | 319 of 333 (96%) |
A number of the smelters and refiners detailed above provided more than one necessary conflict mineral.
List of the facilities which, to the extent known, processed the necessary conflict minerals used in our products can be found in Appendix 1.
Continuous Improvement Efforts to Mitigate Risks
During the reporting period for the calendar year ending December 31, 2020, we are continuing to engage in the diligence process described above.
We intend to follow up with high risk non-responsive or non-compliant suppliers and manufacturers, work with suppliers and manufacturers to educate them on conflict minerals sourcing, contact selected smelters and refiners that have not received a "conflict free" designation and more. In the event that any of our suppliers and manufacturers do not cooperate with us and do not respond to our efforts in a satisfactory manner, we will disqualify them and remove them from our approved suppliers and manufacturers list.
In the event that we continue to engage with suppliers and manufacturers who have not completed their RCOI process, we will ask such suppliers and manufacturers to complete the process and become conflict free at a company or product level as a condition to our continued engagement with them.
In addition, being attentive to the market and to our customers, we are currently in the process of qualifying our line of products as "conflict free" by, among other things, requesting from all of our direct suppliers and manufacturers to qualify the goods supplied by them to Silicom as "Conflict Free", replacing, where possible and appropriate, non-compliant suppliers and manufacturers with compliant ones and removal of non-compliant vendors from our approved vendors list.
Appendix 1
List of smelters used in Silicom's products:
| Smelter identification | RMI METAL | Smelter or Refiner Facility Name | RMI COUNTRY |
| CID000711 | Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY |
| CID000707 | Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
| CID001622 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| CID001916 | Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA |
| CID001761 | Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA |
| CID001875 | Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| CID000015 | Gold | Advanced Chemical Company | UNITED STATES OF AMERICA |
| CID001477 | Tin | PT Timah Tbk Kundur | INDONESIA |
| CID001482 | Tin | PT Timah Tbk Mentok | INDONESIA |
| CID001453 | Tin | PT Mitra Stania Prima | INDONESIA |
| CID000292 | Tin | Alpha | UNITED STATES OF AMERICA |
| CID000082 | Gold | Asahi Pretec Corp. | JAPAN |
| CID000425 | Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
| CID000807 | Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| CID000937 | Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| CID001119 | Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| CID001188 | Gold | Mitsubishi Materials Corporation | JAPAN |
| CID001193 | Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| CID001259 | Gold | Nihon Material Co., Ltd. | JAPAN |
| CID001798 | Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| CID001938 | Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| CID000077 | Gold | Argor-Heraeus S.A. | SWITZERLAND |
| CID000401 | Gold | Dowa | JAPAN |
| CID000981 | Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| CID001105 | Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| CID000438 | Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) |
| CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| CID002773 | Tin | Metallo Belgium N.V. | BELGIUM |
| CID001173 | Tin | Mineracao Taboca S.A. | BRAZIL |
| CID001182 | Tin | Minsur | PERU |
| CID001191 | Tin | Mitsubishi Materials Corporation | JAPAN |
| CID001460 | Tin | PT Refined Bangka Tin | INDONESIA |
| CID001898 | Tin | Thaisarco | THAILAND |
| CID002082 | Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| CID002317 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| CID000875 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA |
| CID000258 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| CID002494 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| CID000769 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA |
| CID000460 | Tantalum | F&X Electro-Materials Ltd. | CHINA |
| CID002320 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| CID002557 | Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| CID002544 | Tantalum | H.C. Starck Co., Ltd. | THAILAND |
| CID002548 | Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA |
| CID002549 | Tantalum | H.C. Starck Ltd. | JAPAN |
| CID002550 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| CID002545 | Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY |
| CID001277 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| CID001969 | Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| CID001337 | Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) |
| CID000019 | Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| CID000035 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY |
| CID000041 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| CID000058 | Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| CID000924 | Gold | Asahi Refining Canada Ltd. | CANADA |
| CID000920 | Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| CID000090 | Gold | Asaka Riken Co., Ltd. | JAPAN |
| CID000113 | Gold | Aurubis AG | GERMANY |
| CID000157 | Gold | Boliden AB | SWEDEN |
| CID000176 | Gold | C. Hafner GmbH + Co. KG | GERMANY |
| CID000185 | Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| CID000233 | Gold | Chimet S.p.A. | ITALY |
| CID000328 | Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| CID000362 | Gold | DODUCO Contacts and Refining GmbH | GERMANY |
| CID000359 | Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| CID002561 | Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES |
| CID002459 | Gold | Geib Refining Corporation | UNITED STATES OF AMERICA |
| CID002243 | Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
| CID000689 | Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
| CID000694 | Gold | Heimerle + Meule GmbH | GERMANY |
| CID000801 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| CID000814 | Gold | Istanbul Gold Refinery | TURKEY |
| CID002765 | Gold | Italpreziosi | ITALY |
| CID000823 | Gold | Japan Mint | JAPAN |
| CID000855 | Gold | Jiangxi Copper Co., Ltd. | CHINA |
| CID000929 | Gold | JSC Uralelectromed | RUSSIAN FEDERATION |
| CID000957 | Gold | Kazzinc | KAZAKHSTAN |
| CID000969 | Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| CID002605 | Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| CID001029 | Gold | Kyrgyzaltyn JSC | KYRGYZSTAN |
| CID002762 | Gold | L'Orfebre S.A. | ANDORRA |
| CID001078 | Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
| CID002606 | Gold | Marsam Metals | BRAZIL |
| CID001113 | Gold | Materion | UNITED STATES OF AMERICA |
| CID001149 | Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| CID001152 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| CID001147 | Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| CID001153 | Gold | Metalor Technologies S.A. | SWITZERLAND |
| CID001157 | Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| CID001161 | Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| CID002509 | Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| CID001204 | Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION |
| CID001220 | Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| CID001325 | Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| CID001326 | Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION |
| CID000493 | Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION |
| CID001352 | Gold | PAMP S.A. | SWITZERLAND |
| CID002919 | Gold | Planta Recuperadora de Metales SpA | CHILE |
| CID001386 | Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION |
| CID001397 | Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| CID001498 | Gold | PX Precinox S.A. | SWITZERLAND |
| CID001512 | Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| CID002582 | Gold | REMONDIS PMR B.V. | NETHERLANDS |
| CID001534 | Gold | Royal Canadian Mint | CANADA |
| CID002777 | Gold | SAXONIA Edelmetalle GmbH | GERMANY |
| CID001585 | Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
| CID001736 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| CID002516 | Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| CID001756 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION |
| CID002918 | Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| CID002580 | Gold | T.C.A S.p.A | ITALY |
| CID001955 | Gold | Torecom | KOREA, REPUBLIC OF |
| CID001977 | Gold | Umicore Brasil Ltda. | BRAZIL |
| CID001980 | Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| CID001993 | Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| CID002003 | Gold | Valcambi S.A. | SWITZERLAND |
| CID002030 | Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA |
| CID002778 | Gold | WIELAND Edelmetalle GmbH | GERMANY |
| CID002100 | Gold | Yamakin Co., Ltd. | JAPAN |
| CID002129 | Gold | Yokohama Metal Co., Ltd. | JAPAN |
| CID002224 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| CID001070 | Tin | China Tin Group Co., Ltd. | CHINA |
| CID002158 | Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| CID002763 | Gold | 8853 S.p.A. | ITALY |
| CID002560 | Gold | Al Etihad Gold LLC | UNITED ARAB EMIRATES |
| CID002850 | Gold | AU Traders and Refiners | SOUTH AFRICA |
| CID002863 | Gold | Bangalore Refinery | INDIA |
| CID000128 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| CID000189 | Gold | Cendres + Metaux S.A. | SWITZERLAND |
| CID003195 | Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF |
| CID002511 | Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
| CID002779 | Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| CID002761 | Gold | SAAMP | FRANCE |
| CID002973 | Gold | Safimet S.p.A | ITALY |
| CID002314 | Gold | Umicore Precious Metals Thailand | THAILAND |
| CID000092 | Tantalum | Asaka Riken Co., Ltd. | JAPAN |
| CID000211 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| CID002504 | Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| CID000456 | Tantalum | Exotech Inc. | UNITED STATES OF AMERICA |
| CID002505 | Tantalum | FIR Metals & Resource Ltd. | CHINA |
| CID002558 | Tantalum | Global Advanced Metals Aizu | JAPAN |
| CID000291 | Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| CID000616 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA |
| CID002547 | Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY |
| CID002492 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| CID002512 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| CID002842 | Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| CID000914 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| CID000917 | Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| CID002506 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| CID002539 | Tantalum | KEMET Blue Metals | MEXICO |
| CID002568 | Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA |
| CID001076 | Tantalum | LSM Brasil S.A. | BRAZIL |
| CID001163 | Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| CID001175 | Tantalum | Mineracao Taboca S.A. | BRAZIL |
| CID001192 | Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| CID001200 | Tantalum | NPM Silmet AS | ESTONIA |
| CID002847 | Tantalum | PRG Dooel | NORTH MACEDONIA, REPUBLIC OF |
| CID001508 | Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| CID002707 | Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| CID001769 | Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION |
| CID001869 | Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| CID001891 | Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| CID002508 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| CID001522 | Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| CID000228 | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| CID003190 | Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| CID000402 | Tin | Dowa | JAPAN |
| CID000468 | Tin | Fenix Metals | POLAND |
| CID002848 | Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA |
| CID000942 | Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA |
| CID001908 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
| CID000555 | Tin | Gejiu Zili Mining and Metallurgy Co., Ltd. | CHINA |
| CID003116 | Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| CID002849 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA |
| CID002844 | Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| CID000760 | Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA |
| CID001231 | Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
| CID002468 | Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| CID002500 | Tin | Melt Metais e Ligas S.A. | BRAZIL |
| CID001142 | Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| CID002774 | Tin | Metallo Spain S.L.U. | SPAIN |
| CID001314 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| CID002517 | Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| CID002706 | Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| CID001539 | Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA |
| CID001758 | Tin | Soft Metais Ltda. | BRAZIL |
| CID002834 | Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM |
| CID003325 | Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| CID002036 | Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| CID002180 | Tin | Yunnan Tin Company Limited | CHINA |
| CID000004 | Tungsten | A.L.M.T. Corp. | JAPAN |
| CID002833 | Tungsten | ACL Metais Eireli | BRAZIL |
| CID002502 | Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| CID002513 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA |
| CID000499 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA |
| CID002645 | Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA |
| CID002315 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| CID000568 | Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA |
| CID000218 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| CID002542 | Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY |
| CID002541 | Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| CID000766 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID002579 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA |
| CID002649 | Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION |
| CID000825 | Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| CID002551 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| CID002321 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| CID002318 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| CID002316 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
| CID000966 | Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| CID000105 | Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| CID003388 | Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF |
| CID002319 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| CID002543 | Tungsten | Masan Tungsten Chemical LLC (MTC) | VIET NAM |
| CID002845 | Tungsten | Moliren Ltd. | RUSSIAN FEDERATION |
| CID002589 | Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| CID002827 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| CID001889 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM |
| CID002724 | Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION |
| CID002044 | Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| CID002843 | Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF |
| CID002830 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA |
| CID002095 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| CID000315 | Tin | CV United Smelting | INDONESIA |
| CID001399 | Tin | PT Artha Cipta Langgeng | INDONESIA |
| CID001421 | Tin | PT Belitung Industri Sejahtera | INDONESIA |
| CID001428 | Tin | PT Bukit Timah | INDONESIA |
| CID001468 | Tin | PT Stanindo Inti Perkasa | INDONESIA |
| CID001490 | Tin | PT Tinindo Inter Nusa | INDONESIA |
| CID002455 | Tin | CV Venus Inti Perkasa | INDONESIA |
| CID002503 | Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| CID002592 | Tin | CV Dua Sekawan | INDONESIA |
| CID002816 | Tin | PT Sukses Inti Makmur | INDONESIA |
| CID002829 | Tin | PT Kijang Jaya Mandiri | INDONESIA |
| CID000306 | Tin | CV Gita Pesona | INDONESIA |
| CID000309 | Tin | PT Aries Kencana Sejahtera | INDONESIA |
| CID000313 | Tin | PT Premium Tin Indonesia | INDONESIA |
| CID001402 | Tin | PT Babel Inti Perkasa | INDONESIA |
| CID001419 | Tin | PT Bangka Tin Industry | INDONESIA |
| CID001434 | Tin | PT DS Jaya Abadi | INDONESIA |
| CID001448 | Tin | PT Karimun Mining | INDONESIA |
| CID001457 | Tin | PT Panca Mega Persada | INDONESIA |
| CID001458 | Tin | PT Prima Timah Utama | INDONESIA |
| CID001463 | Tin | PT Sariwiguna Binasentosa | INDONESIA |
| CID001471 | Tin | PT Sumber Jaya Indah | INDONESIA |
| CID001493 | Tin | PT Tommy Utama | INDONESIA |
| CID002530 | Tin | PT Inti Stania Prima | INDONESIA |
| CID002593 | Tin | PT Rajehan Ariq | INDONESIA |
| CID002776 | Tin | PT Bangka Prima Tin | INDONESIA |
| CID002835 | Tin | PT Menara Cipta Mulia | INDONESIA |
| CID003205 | Tin | PT Bangka Serumpun | INDONESIA |
| CID001555 | Gold | Samduck Precious Metals | KOREA, REPUBLIC OF |
| CID002858 | Tin | Modeltech Sdn Bhd | MALAYSIA |
| CID002570 | Tin | CV Ayi Jaya | INDONESIA |
| CID000264 | Gold | Chugai Mining | JAPAN |
| CID000343 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| CID000671 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| CID000767 | Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| CID000778 | Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF |
| CID000956 | Gold | Kazakhmys Smelting LLC | KAZAKHSTAN |
| CID001032 | Gold | L'azurde Company For Jewelry | SAUDI ARABIA |
| CID001056 | Gold | LinBao Gold Mining | CHINA |
| CID001058 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| CID002615 | Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| CID000103 | Gold | ATAkulche | TURKEY |
| CID000180 | Gold | Caridad | MEXICO |
| CID000197 | Gold | CHALCO Yunnan Copper Co. Ltd. | CHINA |
| CID002865 | Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
| CID001093 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| CID002282 | Gold | Morris and Watson | NEW ZEALAND |
| CID001236 | Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| CID003189 | Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| CID002872 | Gold | Pease & Curren | UNITED STATES OF AMERICA |
| CID001362 | Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| CID003324 | Gold | QG Refining, LLC | UNITED STATES OF AMERICA |
| CID000522 | Gold | Refinery of Seemine Gold Co., Ltd. | CHINA |
| CID001546 | Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| CID002853 | Gold | Sai Refinery | INDIA |
| CID001562 | Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF |
| CID001619 | Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA |
| CID003153 | Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
| CID001947 | Gold | Anhui Tongling Nonferrous Metal Mining Co., Ltd. | CHINA |
| CID001909 | Gold | Great Wall Precious Metals Co,. LTD. | CHINA |
| CID002312 | Gold | Guangdong Gaoyao Co | CHINA |
| CID002852 | Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA |
| CID002867 | Gold | DEGUSSA | GERMANY |
| CID003348 | Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES |
| CID000773 | Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA |
| CID002562 | Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES |
| CID002525 | Gold | Shandong Humon Smelting Co., Ltd. | CHINA |
| CID002563 | Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| CID002587 | Gold | Tony Goetz NV | BELGIUM |
| CID002708 | Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| CID003185 | Gold | African Gold Refinery | UGANDA |
| CID002857 | Gold | Modeltech Sdn Bhd | MALAYSIA |
| CID002584 | Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES |
| CID003383 | Gold | Sovereign Metals | INDIA |
| CID003382 | Gold | CGR Metalloys Pvt Ltd. | INDIA |
| CID003402 | Tantalum | CP Metals Inc. | UNITED STATES OF AMERICA |
| CID000448 | Tin | Estanho de Rondonia S.A. | BRAZIL |
| CID002573 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002574 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM |
| CID002703 | Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM |
| CID002756 | Tin | Super Ligas | BRAZIL |
| CID003208 | Tin | Pongpipat Company Limited | MYANMAR |
| CID002572 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
| CID003356 | Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA |
| CID003397 | Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| CID003379 | Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA |
| CID002647 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA |
| CID002313 | Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| CID003182 | Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA |
| CID000281 | Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| CID000927 | Gold | Ekaterinburg | RUSSIAN FEDERATION |
| CID001406 | Tin | PT Babel Surya Alam Lestari | INDONESIA |
| CID002478 | Tin | PT Tirus Putra Mandiri | INDONESIA |
| CID003381 | Tin | PT Rajawali Rimba Perkasa | INDONESIA |
| CID000538 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| CID001191 | Tin | Mitsubishi Materials Corporation | JAPAN |
| CID001482 | Tin | INDONESIAN STATE TIN CORPORATION MENTOK SMELTER | INDONESIA |
| CID000651 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| CID003191 | Tantalum | Jiujiang Janny New Material Co., Ltd. | CHINA |
| CID002870 | Tin | PT Lautan Harmonis Sejahtera | INDONESIA |
| CID002290 | Gold | SAFINA A.S. | CZECH REPUBLIC |
| CID003409 | Tin | Precious Minerals and Smelting Limited | INDIA |
| CID003401 | Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA |
| CID003408 | Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION |
| CID003407 | Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA |
| CID003424 | Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
| CID003425 | Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
| CID001322 | Gold | NA | UNITED STATES OF AMERICA |
| CID000278 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
