UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
☑ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the year ended March 31, 2014
Or
☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ___________ to ___________
Commission File Number: 1-12850
AVALON OIL & GAS, INC.
(Exact Name of Small Business Issuer as specified in its charter)
| Nevada | 84-1168832 | |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. employer identification no.) |
| 310 Fourth Avenue South, Suite 7000 |
| Minneapolis, MN 55415 |
(Address of principal executive offices) (Zip Code)
|
| Registrant's telephone number, including area code: |
| (952) 746-9652 |
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to section 12(g) of the Act: None.
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
☐ Yes ☑ No
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. ☐
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. ☑ Yes ☐ No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ☐
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes ☐ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer ☐ | Accelerated filer ☐ |
| Non-accelerated filer ☐ (Do not check if a smaller reporting company) | Smaller reporting company ☑ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). ☐ Yes ☑ No
11,858,062 shares of our common stock were issued and outstanding as of September 19, 2014.
EXPLANATORY NOTE
The purpose of this amendment on Form 10-K/A to Avalon Oil & Gas' Annual Report on Form 10-K for the period ended March 31, 2014, filed with the Securities and Exchange Commission on September 30, 2014 is solely to furnish Exhibit 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T.
No other changes have been made to the Form 10-K. This Amendment No. 1 to the Form 10-K speaks as of the original filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-K.
Item 6. Exhibits
Set forth below is a list of the exhibits to this quarterly report on Form 10-K.
| EXHIBIT NUMBER | DESCRIPTION | |
| * 101.INS | XBRL Instance Document | |
| * 101.SCH | XBRL Taxonomy Extension Schema | |
| * 101.CAL | XBRL Taxonomy Extension Calculation Linkbase | |
| * 101.DEF | XBRL Taxonomy Extension Definition Linkbase | |
| * 101.LAB | XBRL Taxonomy Extension Label Linkbase | |
| * 101.PRE | XBRL Taxonomy Extension Presentation Linkbase | |
| ** 31.1 | Certification | |
| ** 32.1 | Certification | |
| * Furnished herewith | ||
| ** Previously filed |
SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Avalon Oil & Gas, Inc. | |||
| Date: September 30, 2014 | By: | /s/ Kent Rodriguez | |
| Kent Rodriguez | |||
Chief Executive Officer, President, Secretary and Principal Financial Officer | |||
Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed by the following persons on behalf of the Company in the capacities and on the dates indicated.
| Date: September 30, 2014 | By: | /s/ Kent Rodriguez | |
| Kent Rodriguez | |||
Chief Executive Officer, President, Secretary and Principal Financial Officer |
| Date: September 30, 2014 | By: | /s/ Jill Allison | |
| Jill Allison | |||
| Director |
| Date: September 30, 2014 | By: | /s/ Douglas Barton | |
| Douglas Barton | |||
| Director |
| Date: September 30, 2014 | By: | /s/ Rene Häusler | |
| Rene Häusler | |||
| Director |
