Guinness Atkinson Asia Focus Fund (IASMX) N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-08360

GUINNESS ATKINSON FUNDS

(Exact name of registrant as specified in charter)

21550 Oxnard Street, Suite 750

Woodland Hills, CA 91367

(Address of principal executive offices) (Zip code)

James J. Atkinson Jr.

21550 Oxnard Street, Suite 750

Woodland Hills, CA 91367

(Name and address of agent for service)

Registrant's telephone number, including area code: (800) 915-6566

Date of fiscal year end: December 31, 2006

Date of reporting period: June 30, 2006

Item 1. Proxy Voting Record.

Vote Summary Report (Long)
July 1, 2005 - June 30, 2006
Sorted by Meeting Date.
In All Markets, for all statuses, for GUINNESS ATKINSON ASIA FOCUS FUND.
SURFACE MOUNT TECH		Shares Voted	195,000	Cusip/Sedol	B02X3H4	Ticker	SMTW SP
Meeting Date	7/21/2005	Shares	195,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
	Declare Final Dividend of HK$0.12 Per Share for the Year Ended March 31, 2005 (March 31, 2004: HK$0.10)		Mgmt	For	For
	Approve Directors' Fees of SGD 182,730 Payable to Daniel Cuthbert Ee Hock Huat, Lim Jiew Keng, and Antonio Chan for the Year Ending March 31, 2006 (March 31, 2005: SGD 175,875)		Mgmt	For	For
	Reelect Man Kit Hoo as Director		Mgmt	For	For
	Reappoint Deloitte & Touche, Singapore as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
	Approve Issuance of Shares and Grant of Options Pursuant to the Surface Mount Technology Share Option Scheme II		Mgmt	For	For
	Authorize Share Repurchase Program		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		195,000		195,000
		Total:		195,000		195,000
Giant Wireless technology Ltd		Shares Voted	766,700	Cusip/Sedol	6243649	Ticker	GWT SP
Meeting Date	7/28/2005	Shares	766,700	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports (Voting)		Mgmt	For	For
	Declare Dividend		Mgmt	For	For
	Approve Director Remuneration		Mgmt	For	For
	Elect Liu Yong Ling as Director		Mgmt	For	For
	Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Special Business
	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
	Other Business (Voting)		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		766,700		766,700
		Total:		766,700		766,700
FIRST ENGINEERING LTD		Shares Voted	630,000	Cusip/Sedol	6339593	Ticker	FIRST SP
Meeting Date	7/28/2005	Shares	630,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
	Declare Final Dividend of SGD 0.005 Per Share		Mgmt	For	For
	Declare Special Dividend of SGD 0.025 Per Share		Mgmt	For	For
	Reelect Chua Keng Hiang as Director		Mgmt	For	For
	Reelect Sim Beng Chye as Director		Mgmt	For	For
	Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Directors' Fees of SGD 196,050 for the Year Ended Mar. 31, 2005 (2004: SGD 210,000)		Mgmt	For	For
	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
	Approve Issuance of Shares and Grant of Options Pursuant to the First Engineering Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		630,000		630,000
		Total:		630,000		630,000

Giant Wireless technology Ltd		Shares Voted	766,700	Cusip/Sedol	6243649	Ticker	GWT SP
Meeting Date	7/28/2005	Shares	766,700	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Bonus Issue of Shares		Mgmt	For	For
	Approve Mandate for Transactions with Related Parties		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		766,700		766,700
		Total:		766,700		766,700
Singapore Telecommunications Ltd.		Shares Voted	440,000	Cusip/Sedol	B02PY22	Ticker	ST SP
Meeting Date	7/29/2005	Shares	440,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
	Declare First and Final Dividend of SGD 0.08 Per Share and Special Dividend of SGD 0.05 Per Share		Mgmt	For	For
	Reelect Heng Swee Keat as Director		Mgmt	For	For
	Reelect Simon Israel as Director		Mgmt	For	For
	Reelect Tommy Koh as Director		Mgmt	For	For
	Reelect Nicky Tan Ng Kuang as Director		Mgmt	For	For
	Approve Directors' Fees of SGD 1.2 Million for the Year Ended March 31, 2005 (2004: SGD 1.1 Million)		Mgmt	For	For
	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
	Approve Issuance of Shares and Grant of Options Pursuant to the Singapore Telecom Share Option Scheme 1999		Mgmt	For	For
	Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		440,000		440,000
		Total:		440,000		440,000
Singapore Telecommunications Ltd.		Shares Voted	440,000	Cusip/Sedol	B02PY22	Ticker	ST SP
Meeting Date	7/29/2005	Shares	440,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Participation by the Relevant Person in the SingTel Performance Share Plan		Mgmt	For	For
	Authorize Share Repurchase Program		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		440,000		440,000
		Total:		440,000		440,000
Global Bio-Chem Technology Group Co. Ltd.		Shares Voted	694,000	Cusip/Sedol	6336527	Ticker	809 HK
Meeting Date	8/8/2005	Shares	694,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Acquisition by Global Corn Bio-chem Technology Co. Ltd. of the Entire Equity Interest in Changchun Dacheng Industrial Group Co., Ltd. and All Related Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		694,000		694,000
		Total:		694,000		694,000
Petrochina Company Limited		Shares Voted	1,288,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	8/16/2005	Shares	1,288,000	Meeting Type	EGM	Record Date	7/18/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Acquisition of a Total of 50 Percent Interest in the Enlarged Registered Capital of Zhong You Kan Tan Kai Fa Co. Ltd. (Newco) By Way of Capital Contribution to Newco in an Aggregate Amount of RMB 20.7 Billion		Mgmt	For	For
	Approve Transfer by the Company of the Entire Issued Capital of PetroChina International Ltd. to Newco at a Cash Consideration of RMB 579.4 Million		Mgmt	For	For
	Approve Supplemental Comprehensive Agreement and Continuing Connected Transactions		Mgmt	For	For
	Approve Annual Limits of Continuing Connected Transactions		Mgmt	For	For
	Authorize the Chief Financial Officer of the Company to Do All Acts Necessary to Implement the Supplemental Comprehensive Agreement, Continuing Connected Transactions, and Proposed Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,288,000		1,288,000
		Total:		1,288,000		1,288,000
Yanzhou Coal Mining Company Limited		Shares Voted	918,000	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	8/19/2005	Shares	918,000	Meeting Type	EGM	Record Date	7/20/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Agreements Between the Company and Yankuang Corp. Group Ltd. (Parent Co.) in Relation to the Acquisition by the Company of the 95.67 Percent Equity Interest in Yanmei Heze Neng Hua from the Parent Co.		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		918,000		918,000
		Total:		918,000		918,000
VICTORY CITY INTERNATIONALHOLDINGS LTD		Shares Voted	1,531,811	Cusip/Sedol	6179614	Ticker	539 HK
Meeting Date	8/25/2005	Shares	1,531,811	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend of HK$0.055 Per Share		Mgmt	For	For
	Reelect So Kam Wah as Director		Mgmt	For	For
	Reelect Phaisalakani Vichai as Director		Mgmt	For	For
	Reelect Lau Chung Kwan as Director		Mgmt	For	For
	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Amend Bye-Laws Re: Director Rotation		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,531,811		1,531,811
		Total:		1,531,811		1,531,811
Chen Hsong Holdings Ltd.		Shares Voted	470,000	Cusip/Sedol	6189646	Ticker	57 HK
Meeting Date	8/30/2005	Shares	470,000	Meeting Type	AGM	Record Date	8/25/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend of HK$0.14 Per Share		Mgmt	For	For
	Reelect Bernard Charnwut CHAN as Director		Mgmt	For	For
	Reelect Chi Kin CHIANG as Director		Mgmt	For	For
	Reelect Sam Hon Wah NG as Director		Mgmt	For	For
	Approve Remuneration of Directors for the Year Ending Mar. 31, 2006 at an Aggregate Sum Not Exceeding HK$900,000		Mgmt	For	For
	Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		470,000		470,000
		Total:		470,000		470,000

China Telecom Corporation Ltd		Shares Voted	2,076,000	Cusip/Sedol	6559335	Ticker	728 HK
Meeting Date	9/9/2005	Shares	2,076,000	Meeting Type	EGM	Record Date	8/9/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Reelect Wang Xiaochu as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Leng Rongquan as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Wu Andi as Director and Authorize Board to Fix Her Remuneration		Mgmt	For	For
	Reelect Zhang Jiping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Huang Wenlin as Director and Authorize Board to Fix Her Remuneration		Mgmt	For	For
	Reelect Li Ping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Wei Leping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Yang Jie as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Sun Kangmin as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Li Jinming as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Zhang Youcai as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Vincent Lo Hong Sui as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Shi Wanpeng as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Elect Xu Erming as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Elect Tse Hau Yin, Aloysius as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Zhang Xiuqin as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration		Mgmt	For	For
	Reelect Zhu Lihao as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration		Mgmt	For	For
	Elect Li Jian as Supervisor and Authorize the Supervisory Committee to Fix His Remuneration		Mgmt	For	For
	Elect Xu Cailiao as Supervisor and Authorize the Supervisory Committee to Fix His Remuneration		Mgmt	For	For
	Amend Articles Re: Capital Structure		Mgmt	For	For
	Amend Articles Re: Number of Independent Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		2,076,000		2,076,000
		Total:		2,076,000		2,076,000
Skyworth Digital Holdings Ltd		Shares Voted	1,838,837	Cusip/Sedol	6228828	Ticker	751 HK
Meeting Date	10/12/2005	Shares	1,838,837	Meeting Type	AGM	Record Date	10/3/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend		Mgmt	For	For
	Reelect Wang Dianfu as Executive Director		Mgmt	For	For
	Reelect Zhang Xuebin as Executive Director		Mgmt	For	For
	Reelect Leung Chi Ching, Frederick as Executive Director		Mgmt	For	For
	Reelect Wong Wang Sang, Stephen as Non-Executive Director		Mgmt	For	Against
	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
	Amend Bylaws Re: Appointment and Reelection of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,838,837		1,838,837
		Total:		1,838,837		1,838,837
China Telecom Corporation Ltd		Shares Voted	2,076,000	Cusip/Sedol	6559335	Ticker	728 HK
Meeting Date	10/18/2005	Shares	2,076,000	Meeting Type	EGM	Record Date	9/16/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
	Authorize Issue of Short Term Commercial Paper in One or More Tranches with a Maximum Outstanding Repayment Amount of RMB30 Billion and the First Tranche of Issue Expected Not to Exceed RMB10 Billion		Mgmt	For	For
	Authorize Board to Determine Specific Terms, Conditions and Other Matters Relating to the Issuance of the Short Term Commercial Paper and Do Acts and Take Steps Necessary for the Issuance of the Short Term Commercial Paper		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		2,076,000		2,076,000
		Total:		2,076,000		2,076,000
Victory City International Holdings Ltd		Shares Voted	1,575,411	Cusip/Sedol	6179614	Ticker	539 HK
Meeting Date	10/20/2005	Shares	1,575,411	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Continuing Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,575,411		1,575,411
		Total:		1,575,411		1,575,411
Global Bio-Chem Technology Group Co. Ltd.		Shares Voted	694,000	Cusip/Sedol	6336527	Ticker	809 HK
Meeting Date	10/24/2005	Shares	694,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Establishment of Global Corn Chemical Investment Ltd. (New SPV) and Changchun Dacheng Bio-Chemical Devt. Co., Ltd. and All Related Transactions Including the Grant of a Call Option for the Purchase of 3,025 Shares in the New SPV		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		694,000		694,000
		Total:		694,000		694,000
IOI Corporation Berhad		Shares Voted	280,000	Cusip/Sedol	6464514	Ticker	IOI MK
Meeting Date	10/28/2005	Shares	280,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2005		Mgmt	For	For
	Elect Lee Shin Cheng as Director		Mgmt	For	For
	Elect Yeo How as Director		Mgmt	For	For
	Elect Chan Fong Ann as Director		Mgmt	For	For
	Approve Remuneration of Directors in the Amount of MYR 350,000 for the Financial Year Ended June 30, 2005		Mgmt	For	For
	Approve BDO Binder as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		280,000		280,000
		Total:		280,000		280,000
IOI Corporation Berhad		Shares Voted	280,000	Cusip/Sedol	6464514	Ticker	IOI MK
Meeting Date	10/28/2005	Shares	280,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve New Executive Share Option Scheme		Mgmt	For	For
	Approve Allocation of Options to Lee Shin Cheng to Subscribe for New Shares in the Company		Mgmt	For	For
	Approve Allocation of Options to Lee Yeow Chor to Subscribe for New Shares in the Company		Mgmt	For	For
	Approve Allocation of Options to Yeo How to Subscribe for New Shares in the Company		Mgmt	For	For
	Approve Allocation of Options to Lee Cheng Leang to Subscribe for New Shares in the Company		Mgmt	For	For
	Approve Allocation of Options to Lee Yeow Seng, Lee Yoke Ling, Lee Yoke Har, Lee Yoke Hean, and Lee Yoke Hui to Subscribe for New Shares in the Company		Mgmt	For	For
	Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		280,000		280,000
		Total:		280,000		280,000

Petrochina Company Limited		Shares Voted	1,288,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	11/8/2005	Shares	1,288,000	Meeting Type	EGM	Record Date	10/10/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Elect Su Shulin as Director		Mgmt	For	For
	Elect Gong Huazhang as Director		Mgmt	For	For
	Elect Wang Yilin as Director		Mgmt	For	For
	Elect Zeng Yukang as Director		Mgmt	For	For
	Elect Jiang Fan as Director		Mgmt	For	For
	Elect Chee-Chen Tung as Independent Director		Mgmt	For	For
	Elect Liu Hongru as Independent Director		Mgmt	For	For
	Elect Wang Fucheng as Supervisor		Mgmt	For	For
	Elect Wen Qingshan as Supervisor		Mgmt	For	For
	Elect Li Yongwu as Independent Supervisor		Mgmt	For	For
	Elect Wu Zhipan as Independent Supervisor		Mgmt	For	For
	Approve Second Supplemental Comprehensive Agreement		Mgmt	For	For
	Approve CRMSC Products and Services Agreement		Mgmt	For	For
	Approve Ongoing Connected Transactions		Mgmt	For	For
	Approve Annual Caps of the Ongoing Connected Transactions Except the Annual Limit in Respect of the Products and Services to be Provided to China Railway Materials and Suppliers Corp. (CRMSC) Under the CRMSC Products and Services Agreement		Mgmt	For	For
	Approve Annual Caps in Respect of the Products and Services to be Provided to CRMSC Under the CRMSC Products and Services Agreement		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,288,000		1,288,000
		Total:		1,288,000		1,288,000
Sinopec Zhenhai Refining & Chemical Co Ltd (formerly Zhenhai		Shares Voted	460,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	11/11/2005	Shares	460,000	Meeting Type	EGM	Record Date	10/12/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Continuing Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		460,000		460,000
		Total:		460,000		460,000
EganaGoldpfeil (Holdings) Ltd		Shares Voted	666,000	Cusip/Sedol	6541923	Ticker	48 HK
Meeting Date	11/17/2005	Shares	666,000	Meeting Type	AGM	Record Date	11/11/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend		Mgmt	For	For
	Reelect Peter Ka Yue LEE as Director		Mgmt	For	For
	Reelect Michael Richard POIX as Director		Mgmt	For	For
	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
	Appoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
	Amend Articles Re: Voting by Poll, Appointment, Reelection and Retirement by Rotation of Directors		Mgmt	For	For
	Approve Adoption of Chinese Name of the Company		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		666,000		666,000
		Total:		666,000		666,000
Esprit Holdings		Shares Voted	257,840	Cusip/Sedol	6321642	Ticker	330 HK
Meeting Date	12/2/2005	Shares	257,840	Meeting Type	AGM	Record Date	11/29/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend of HK$0.66 Per Share		Mgmt	For	For
	Approve Special Dividend of HK$0.84 Per Share		Mgmt	For	For
	Reelect Michael Ying Lee Yuen as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Thomas Johannes Grote as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Raymond Or Ching Fai as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
	Approve Issuance of Shares Pursuant to the 2001 Share Option Scheme		Mgmt	For	For
	Amend Bylaws Re: Voting By Poll and Appointment and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		257,840		257,840
		Total:		257,840		257,840
IOI Corporation Berhad		Shares Voted	280,000	Cusip/Sedol	6464514	Ticker	IOI MK
Meeting Date	12/13/2005	Shares	280,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Privatization of IOI Oleochemical Industries Bhd (IOI Oleo) Via a Scheme of Arrangement Among IOI Corp Bhd (IOI), IOI Oleo and Shareholders of IOI Oleo Other than IOI; and Approve Issuance of New IOI Shares at an Issue Price of MYR 10.82 Per Share		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		280,000		280,000
		Total:		280,000		280,000
PTT Exploration & Production		Shares Voted	94,000	Cusip/Sedol	B1359J0	Ticker	N/A
Meeting Date	12/15/2005	Shares	94,000	Meeting Type	EGM	Record Date	11/25/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Minutes of Previous AGM		Mgmt	For	For
	Approve Sale by PTTEP International Ltd. of 73 Million Shares in Thaioil Power Co., Ltd. to PTT Public Co., Ltd. for Baht 31.48 Per Share		Mgmt	For	For
	Approve Termination of Shareholders' Resolution on April 28, 1997 Re: Selection of Company's Director and Adopt Nomination Procedures for the Board		Mgmt	For	For
	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		94,000		94,000
		Total:		94,000		94,000
Dongfang Electrical Machinery Company Ltd		Shares Voted	634,000	Cusip/Sedol	6278566	Ticker	N/A
Meeting Date	12/22/2005	Shares	634,000	Meeting Type	EGM	Record Date	11/21/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Connected Transactions and Proposed Cap		Mgmt	For	Against
	Appoint ShineWing (HK) CPA Ltd. as International Auditors		Mgmt	For	Abstain
	Appoint Deloitte Touche Tohmatsu as Domestic Auditors		Mgmt	For	For
	Elect Liu Shigang as Director		Mgmt	For	For
	Elect Zhu Yuanchao as Director		Mgmt	For	For
	Elect Li Hongdong as Director		Mgmt	For	For
	Elect Gong Dan as Director		Mgmt	For	For
	Elect Han Zhiqiao as Director		Mgmt	For	For
	Elect Fu Haibo as Director		Mgmt	For	For
	Elect Chen Zhangwu as Director		Mgmt	For	For
	Elect Zheng Peimin as Director		Mgmt	For	For
	Elect Xie Songlin as Director		Mgmt	For	For
	Elect Fang Yunfu as Supervisor		Mgmt	For	For
	Elect Wen Bingyou as Supervisor		Mgmt	For	For
	Fix the Remuneration of Directors		Mgmt	For	For
	Fix the Remuneration of Supervisors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		634,000		634,000
		Total:		634,000		634,000

Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc		Shares Voted	1,420,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	12/30/2005	Shares	1,420,000	Meeting Type	EGM	Record Date	11/25/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Revised Annual Caps of Connected Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,420,000		1,420,000
		Total:		1,420,000		1,420,000
CNOOC LTD		Shares Voted	1,411,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	12/31/2005	Shares	1,411,000	Meeting Type	EGM	Record Date	12/23/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Reelect Fu Chengyu as Executive Director		Mgmt	For	For
	Reelect Wu Guangqi as Executive Director		Mgmt	For	For
	Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director		Mgmt	For	For
	Authorize Board to Fix the Remuneration of Directors Subject to a Limit of HK$20 Million		Mgmt	For	For
	Amend Articles Re: Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,411,000		1,411,000
		Total:		1,411,000		1,411,000
CNOOC LTD		Shares Voted	1,411,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	12/31/2005	Shares	1,411,000	Meeting Type	EGM	Record Date	12/23/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Supplemental Agreement in Relation to Certain Amendements to Existing Non-Compete Undertaking		Mgmt	For	Against
	Approve Revised Annual Caps		Mgmt	For	For
	Approve Non-Exempt Continuing Connected Transactions		Mgmt	For	For
	Approve Proposed Annual Caps		Mgmt	For	For
	Approve Termination of Existing Share Option Scheme and Adoption of New Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,411,000		1,411,000
		Total:		1,411,000		1,411,000
Neptune Orient Lines		Shares Voted	374,000	Cusip/Sedol	6628859	Ticker	NOL SP
Meeting Date	1/3/2006	Shares	374,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Capital Reduction and Cash Distribution to Shareholders		Mgmt	For	For
	Amend Share Plans		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		374,000		374,000
		Total:		374,000		374,000
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc)		Shares Voted	1,420,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	1/24/2006	Shares	1,420,000	Meeting Type	EGM	Record Date	12/23/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
	Approve Issuance of Short-Term Commercial Papers with a Maximum Aggregate Principal Amount of RMB 2.0 Billion or Any Such Amount as Approved by the People's Bank of China		Mgmt	For	For
	Authorize Board or Any Two or More Directors to Determine the Terms and Conditions and Any Relevant Matters in Relation to the Issue of Short-Term Commercial Papers		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,420,000		1,420,000
		Total:		1,420,000		1,420,000
POSCO (formerly Pohang Iron & Steel)		Shares Voted	7,700	Cusip/Sedol	6693233	Ticker	0549 KS
Meeting Date	2/24/2006	Shares	7,700	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Final Year-end Dividends of KRW 6000 Per Share		Mgmt	For	For
	Amend Articles of Incorporation to Expand Its Business Objectives, to Separate Chairman from CEO, and to Abolish Stock Option System		Mgmt	For	For
	Elect Independent Non-Executive Directors		Mgmt	For	For
	Elect Member of Audit Committee		Mgmt	For	For
	Elect Executive Directors		Mgmt	For	For
	Approve Limit on Remuneration of Directors		Mgmt	For	For
	Approve Waiver of Claim for Overpaid Employment Benefit for Retirees		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		7,700		7,700
		Total:		7,700		7,700
Samsung Electronics Co. Ltd.		Shares Voted	5,410	Cusip/Sedol	6771720	Ticker	005930KS
Meeting Date	2/28/2006	Shares	5,410	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share		Mgmt	For	For
	Elect Independent Non-Executive Directors		Mgmt	For	For
	Elect Executive Directors		Mgmt	For	For
	Elect Members of Audit Committee		Mgmt	For	For
	Approve Limit on Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		5,410		5,410
		Total:		5,410		5,410
SKC Ltd.		Shares Voted	27,000	Cusip/Sedol	6018085	Ticker	011790 KS
Meeting Date	3/10/2006	Shares	27,000	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Dividends of KRW 250 Per Share		Mgmt	For	For
	Elect Two Executive Directors		Mgmt	For	For
	Approve Limit on Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		27,000		27,000
		Total:		27,000		27,000
Hyundai Mobis		Shares Voted	15,250	Cusip/Sedol	6449544	Ticker	1233 KS
Meeting Date	3/10/2006	Shares	15,250	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Dividends of KRW 1500 Per Common Share		Mgmt	For	For
	Elect Directors		Mgmt	For	For
	Elect Member of Audit Committee		Mgmt	For	For
	Approve Limit on Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		15,250		15,250
		Total:		15,250		15,250
INI Steel Co. (frmrly. Inchon Iron Steel)		Shares Voted	38,000	Cusip/Sedol	6461850	Ticker	004020 KS
Meeting Date	3/10/2006	Shares	38,000	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Dividends of KRW 500 Per Common Share		Mgmt	For	For
	Amend Articles of Incorporation to Change Company's Name		Mgmt	For	For
	Elect Directors		Mgmt	For	For
	Elect Member of Audit Committee		Mgmt	For	For
	Approve Limit on Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		38,000		38,000
		Total:		38,000		38,000
LG Electronics Inc.		Shares Voted	5,500	Cusip/Sedol	6520739	Ticker	066570 KS
Meeting Date	3/10/2006	Shares	5,500	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Dividends of KRW 1250 Per Common Share		Mgmt	For	For
	Elect Directors		Mgmt	For	For
	Elect Member of Audit Committee		Mgmt	For	For
	Approve Limit on Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		5,500		5,500
		Total:		5,500		5,500
KT&G Corp. (Formerly Korea Tobacco & Ginseng)		Shares Voted	23,420	Cusip/Sedol	6175076	Ticker	3378 KS
Meeting Date	3/17/2006	Shares	23,420	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Dividends of KRW 1700 Per Share		Mgmt	For	For
	For Items 2.1 to 2.5, shareholders are asked to choose from amoung five candidates to fill two open board seats. Cumulative voting will apply for this contested election, so the two candidates with the highest levels of support will be elected.
	Elect Independent Non-Executive Director		Mgmt	For	Against
	Elect Independent Non-Executive Director		Mgmt	For	Against
	Elect a Shareholder-Nominee to the Board		ShrHoldr	Against	For
	Elect a Shareholder-Nominee to the Board		ShrHoldr	Against	For
	Elect a Shareholder-Nominee to the Board		ShrHoldr	Against	For
	Elect Four Members of Audit Committee		Mgmt	For	Against
	Approve Limit on Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		23,420		23,420
		Total:		23,420		23,420
Daelim Industrial		Shares Voted	10,500	Cusip/Sedol	6249584	Ticker	000210 KS
Meeting Date	3/17/2006	Shares	10,500	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Dividends of KRW 2000 Per Common Share		Mgmt	For	Abstain
	Amend Articles of Incorporation to Add Newspaper for Meeting Notices, and to Allow Sub-Committees		Mgmt	For	Abstain
	Elect Directors		Mgmt	For	Abstain
	Elect Members of Audit Committee		Mgmt	For	Abstain
	Approve Limit on Remuneration of Directors		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		10,500		10,500
		Total:		10,500		10,500

KT&G Corp. (formerly Korea Tobacco & Ginseng)		Shares Voted	0	Cusip/Sedol	6175076	Ticker	3378 KS
Meeting Date	3/17/2006	Shares	23,420	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Dissident agenda by Steel Partners and the Icahn Group: Legal validity of this alternative agenda is still subject to Korean court approval. Thus these are presented as shareholder proposals w/ no mgmt recs although dissidents present as voting items.
	Approve Appropriation of Income and Dividends
	Dissident agenda proposes to choose from among 9 candidates to fill 6 board seats. Cumulative voting will apply for this contested election.
	Elect An Yong Chan as an Outside Director
	Elect Kim Byong Kyun as an Outside Director
	Elect Kim Jin Hyun as an Outside Director
	Elect Lee Yoon Jae as an Outside Director
	Elect Lee Chang Woo as an Outside Director
	Elect Soh Soon Moo as an Outside Director
	Elect Warren Lichtenstein as an Outside Director
	Elect Howard Lorber as an Outside Director
	Elect Steven Wolosky as an Outside Director
	Dissident agenda proposes to choose from among 5 candidates to fill 2 board seats. Cumulative voting will apply for this contested election.
	Elect An Yong Chan as an Outside Director
	Elect Kim Byong Kyun as an Outside Director
	Elect Warren Lichtenstein as an Outside Director
	Elect Howard Lorber as an Outside Director
	Elect Steven Wolosky as an Outside Director
	Elect Kim Jin Hyun as an Outside Director to Serve as an Audit Committee Member
	Elect Lee Yoon Jae as an Outside Director to Serve as an Audit Committee Member
	Elect Lee Chang Woo as an Outside Director to Serve as an Audit Committee Member
	Elect Soh Soon Moo as an Outside Director to Serve as an Audit Committee Member
	Cumulative voting will apply for this contested election
	Elect Kim Jin Hyun as an Outside Director to Serve as an Audit Committee Member
	Elect Lee Yoon Jae as an Outside Director to Serve as an Audit Committee Member
	Elect Lee Chang Woo as an Outside Director to Serve as an Audit Committee Member
	Elect Soh Soon Moo as an Outside Director to Serve as an Audit Committee Member
	Approve Cap on Remuneration of the Directors
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		23,420		0
		Total:		23,420		0
Siam Cement Public Co. Ltd.		Shares Voted	119,000	Cusip/Sedol	7583537	Ticker	TCM1 GR
Meeting Date	3/22/2006	Shares	119,000	Meeting Type	AGM	Record Date	3/1/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Minutes of Previous AGM		Mgmt	For	For
	Accept Report on Company Performance in 2005		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Allocation of Income and Dividends of Baht 15 Per Share		Mgmt	For	For
	Elect Mr. Snoh Unakul, Mr. Panas Simasathien, Mr. Arsa Sarasin, and Mr. Chumpol Nalamlieng as Directors		Mgmt	For	For
	Approve KPMG Phoomchai Audit Ltd as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Remuneration of Sub-Committees		Mgmt	For	For
	Approve Remuneration of Directors		Mgmt	For	For
	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		119,000		119,000
		Total:		119,000		119,000
Denway Motors Ltd. (formerly Denway Investment)		Shares Voted	1,346,000	Cusip/Sedol	6263766	Ticker	203 HK
Meeting Date	3/23/2006	Shares	1,346,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Disposal of a 50 Percent Equity Interest in Guangzhou Denway Bus Co. Ltd. to China Lounge Investments Ltd. at a Consideration of HK$18.9 Million		Mgmt	For	For
	Authorize Board to Do All Acts and Things Necessary to Give Effect to the Disposal		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,346,000		1,346,000
		Total:		1,346,000		1,346,000
Yanzhou Coal Mining Company Limited		Shares Voted	1,782,800	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	3/24/2006	Shares	1,782,800	Meeting Type	EGM	Record Date	2/22/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Provision of Materials and Water Supply Agreement and Annual Caps		Mgmt	For	For
	Approve Provision of Labour and Services Agreement and Annual Caps		Mgmt	For	For
	Approve Provision of Electricity Agreement and Annual Caps		Mgmt	For	For
	Approve Provision of Equipment Maintenance and Repair Works Agreement and Annual Caps		Mgmt	For	For
	Approve Provision of Products and Materials Agreement and Annual Caps		Mgmt	For	For
	Approve Amendment to The Procedural Rules of the Supervisory Committee		Mgmt	For	For
	Amend Articles Re: Voting on Connected Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,782,800		1,782,800
		Total:		1,782,800		1,782,800
Honam Petrochemical Corporation		Shares Voted	10,000	Cusip/Sedol	6440020	Ticker	011170 KS
Meeting Date	3/24/2006	Shares	10,000	Meeting Type	AGM	Record Date	12/31/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Appropriation of Income and Dividend of KRW 1000 Per Share		Mgmt	For	For
	Elect Executive Director		Mgmt	For	For
	Approve Limit on Remuneration of Directors		Mgmt	For	For
	Amend Terms of Severance Payments to Executives		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		10,000		10,000
		Total:		10,000		10,000
PTT Exploration & Production PCL		Shares Voted	112,000	Cusip/Sedol	B1359J0	Ticker	N/A
Meeting Date	4/5/2006	Shares	112,000	Meeting Type	AGM	Record Date	3/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Minutes of Previous EGM		Mgmt	For	For
	Accept 2005 Performance Result and 2006 Work Plan		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Allocation of Income and Payment of Dividend of Baht 13.5 Per Share		Mgmt	For	For
	Elect Directors		Mgmt	For	For
	Approve Remuneration of Directors		Mgmt	For	For
	Approve Office of the Auditor General of Thailand as Auditor and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Reduce Par Value of Common Stock to Baht 1 Per Share from Baht 5 Per Share		Mgmt	For	For
	Amend Clause 4 of the Memorandum of Association to Conform with the Increase in Registered Capital		Mgmt	For	For
	Approve Issuance of 2.8 Million Units of Warrants to Management and Employees of the Company		Mgmt	For	For
	Approve Issuance of 2.8 Million Ordinary Shares Reserved for the Conversion of Warrants		Mgmt	For	For
	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		112,000		112,000
		Total:		112,000		112,000

Midland Holdings Ltd (formerly Midland Realty Holdings Ltd)		Shares Voted	980,000	Cusip/Sedol	6597700	Ticker	1200 HK
Meeting Date	4/20/2006	Shares	980,000	Meeting Type	AGM	Record Date	4/11/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend of HK$0.016 Per Share		Mgmt	For	For
	Reelect Directors and Fix Their Remuneration		Mgmt	For	For
	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Fix Maximum Number of Directors at Nine and Authorize Board to Appoint Directors up to such Maximun Number		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		980,000		980,000
		Total:		980,000		980,000
Electricity Generating Public Co Ltd		Shares Voted	247,500	Cusip/Sedol	6304643	Ticker	N/A
Meeting Date	4/24/2006	Shares	247,500	Meeting Type	AGM	Record Date	4/3/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Minutes of Previous AGM		Mgmt	For	For
	Acknowledge Annual Report and Payment of Interim Dividend		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Allocation of Income and Payment of Dividend		Mgmt	For	For
	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Elect Directors		Mgmt	For	For
	Approve Remuneration of Directors		Mgmt	For	For
	Authorize Issuance of Debentures		Mgmt	For	For
	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		247,500		247,500
		Total:		247,500		247,500
Jurong Technologies Industrial Corp Ltd		Shares Voted	666,000	Cusip/Sedol	6231150	Ticker	JTL SP
Meeting Date	4/25/2006	Shares	666,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
	Declare Final Dividend of SGD 0.03 Per Share		Mgmt	For	For
	Approve Directors' Fees of SGD 196,000		Mgmt	For	For
	Reelect Wee Sing Guan as Director		Mgmt	For	For
	Reelect Yeo Pek Heng as Director		Mgmt	For	For
	Reelect Chung Siang Joon as Director		Mgmt	For	For
	Reappoint Ernst & Young, CPAs as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
	Authorize Share Repurchase Program		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		666,000		666,000
		Total:		666,000		666,000
SOLOMON SYSTECH INTERNATIONAL LTD		Shares Voted	2,274,000	Security	B00G568	Ticker	2878 HK
Meeting Date	4/27/2006	Shares	2,274,000	Meeting Type	AGM	Record Date	4/20/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend of HK$0.15 Per Share		Mgmt	For	For
	Reelect Lai Woon Ching as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Lo Wai Ming as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Lam Pak Lee as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
	Amend Articles Re: Voting at Meetings & Retirement of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		2,274,000		2,274,000
		Total:		2,274,000		2,274,000
HIGH TECH COMPUTER CORP		Shares Voted	70,200	Cusip/Sedol	6510536	Ticker	2498 TT
Meeting Date	5/2/2006	Shares	70,200	Meeting Type	AGM	Record Date	3/3/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Rights Issue		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Amend Operating Procedures for Loan of Funds to Other Parties		Mgmt	For	For
	Amend Endorsement and Guarantee Operating Guidelines		Mgmt	For	For
	Amend Procedures Governing Derivative Financial Instruments		Mgmt	For	For
	Amend Election Rules of Directors and Supervisors		Mgmt	For	For
	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		70,200		70,200
		Total:		70,200		70,200
ALUMINUM CORPORATION OF CHINA LTD		Shares Voted	1,556,000	Cusip/Sedol	6425395	Ticker	2600 HK
Meeting Date	5/10/2006	Shares	1,556,000	Meeting Type	AGM	Record Date	4/10/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend and Profit Distribution Plan		Mgmt	For	For
	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
	Approve PricewaterhouseCoopers, Hong Kong CPAs and PricewaterhouseCoopers Zhong Tian CPAs Ltd. Co. as International and PRC Auditors, Respectively, and Authorize Audit Committee to Fix Their Remuneration		Mgmt	For	For
	Other Business (Voting)		Mgmt	For	For
	Authorize Issuance of Short-Term Bonds with a Principal Amount of Up to RMB 5.0 Billion		Mgmt	For	For
	Approve Extension of Validity Period for Implementation of Resolution in Relation to the A Share Issue Passed at the AGM Held on June 9, 2005		Mgmt	For	For
	Amend Articles Re: Issue of A Shares		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,556,000		1,556,000
		Total:		1,556,000		1,556,000
Taiwan Semiconductor Manufacturing Co.		Shares Voted	886,743	Cusip/Sedol	6889106	Ticker	2330 TT
Meeting Date	5/16/2006	Shares	886,743	Meeting Type	AGM	Record Date	3/17/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Business Report and Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Payment of Cash Dividend of NTD 2.5 Per Share and Stock Dividend at the Ratio of 15 Shares Per 1,000 Shares Held		Mgmt	For	For
	Approve Capitalization of 2005 Dividends, Employee Profit Sharing, and Capitalization of Capital Surplus		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Elect Directors by Cumulative Voting
	Elect Morris Chang as Director with Shareholder No. 4515		Mgmt	For	For
	Elect JC Lobbezoo, a Representative of Koninklijke Philips Electronics NV, as Director with Shareholder No. 2		Mgmt	For	For
	Elect FC Tseng as Director with Shareholder No. 104		Mgmt	For	For
	Elect Stan Shih as Director with Shareholder No. 534770		Mgmt	For	For
	Elect Chintay Shih, a Representative of Development Fund, as Director with Shareholder No. 1		Mgmt	For	For
	Elect Sir Peter Leahy Bonfield as Director with ID No. 500166059		Mgmt	For	For
	Elect Lester Carl Thurow as Director with ID No. 102505482		Mgmt	For	For
	Elect Rick Tsai as Director with Shareholder No. 7252		Mgmt	For	For
	Elect Carleton S. Fiorina as Director with ID No. 026323305		Mgmt	For	For
	Elect Supervisors by Cumulative Voting
	Elect James C. Ho, a Representative of Development Fund, as Supervisor with Shareholder No. 1		Mgmt	For	For
	Elect Michael E. Porter as Supervisor with ID No. 158611569		Mgmt	For	For
	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		886,743		886,743
		Total:		886,743		886,743
China Mobile (Hong Kong) Limited		Shares Voted	302,000	Cusip/Sedol	6073556	Ticker	941 HK
Meeting Date	5/18/2006	Shares	302,000	Meeting Type	AGM	Record Date	5/15/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend of HK$ 0.57 Per Share		Mgmt	For	For
	Reelect Lu Xiangdong as Director		Mgmt	For	For
	Reelect Xue Taohai as Director		Mgmt	For	For
	Reelect Sha Yuejia as Director		Mgmt	For	For
	Reelect Liu Aili as Director		Mgmt	For	For
	Reelect Xin Fanfei as Director		Mgmt	For	For
	Reelect Xu Long as Director		Mgmt	For	For
	Reelect Lo Ka Shui as Director		Mgmt	For	For
	Reelect Moses Cheng Mo Chi as Director		Mgmt	For	For
	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
	Change Company Name from China Mobile (Hong Kong) Limited to China Mobile Limited		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		302,000		302,000
		Total:		302,000		302,000
Kingboard Chemical Holdings Ltd		Shares Voted	204,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	5/18/2006	Shares	204,000	Meeting Type	AGM	Record Date	5/11/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend		Mgmt	For	For
	Reelect Cheung Kwok Wing as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Chan Wing Kwan as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Cheung Kwok Ping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Cheung Kwok Keung as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Chang Wing Yiu as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reelect Henry Tan as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		204,000		204,000
		Total:		204,000		204,000

China Petroleum & Chemical Corp.		Shares Voted	1,706,000	Cusip/Sedol	6291819	Ticker	386 HK
Meeting Date	5/24/2006	Shares	1,706,000	Meeting Type	AGM	Record Date	4/24/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept the Report of the Board of Directors		Mgmt	For	For
	Accept the Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Profit Appropriation and Final Dividend		Mgmt	For	For
	Approve PRC and International Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Elect Chen Tonghai as Director		Mgmt	For	For
	Elect Zhou Yuan as Director		Mgmt	For	For
	Elect Wang Tianpu as Director		Mgmt	For	For
	Elect Zhang Jianhua as Director		Mgmt	For	For
	Elect Wang Zhigang as Director		Mgmt	For	For
	Elect Dai Houliang as Director		Mgmt	For	For
	Elect Fan Yifei as Director		Mgmt	For	For
	Elect Yao Zhongmin as Director		Mgmt	For	For
	Elect Shi Wanpeng as Independent Non-Executive Director		Mgmt	For	For
	Elect Liu Zhongli as Independent Non-Executive Director		Mgmt	For	For
	Elect Li Deshui as Independent Non-Executive Director		Mgmt	For	For
	Elect Wang Zuoran as Supervisor		Mgmt	For	For
	Elect Zhang Youcai as Supervisor		Mgmt	For	For
	Elect Kang Xianzhang as Supervisor		Mgmt	For	For
	Elect Zou Huiping as Supervisor		Mgmt	For	For
	Elect Li Yonggui as Supervisor		Mgmt	For	For
	Approve the Service Contracts Between Sinopec Corp. and Directors and Supervisors		Mgmt	For	For
	Approve Connected Transactions and Annual Caps		Mgmt	For	For
	Authorize Issue of Commercial Paper with a Maximum Amount Not Exceeding 10 Percent of the Latest Audited Amount of the Net Assets		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,706,000		1,706,000
		Total:		1,706,000		1,706,000
CNOOC LTD		Shares Voted	1,995,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	5/24/2006	Shares	1,995,000	Meeting Type	AGM	Record Date	5/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend		Mgmt	For	For
	Reelect Zhou Shouwei as Director		Mgmt	For	For
	Reelect Evert Henkes as Director		Mgmt	For	For
	Reelect Cao Xinghe as Director		Mgmt	For	For
	Reelect Wu Zhenfang as Director		Mgmt	For	For
	Reelect Yang Hua as Director		Mgmt	For	For
	Reelect Lawrence J. Lau as Director		Mgmt	For	For
	Elect Edgar W.K. Cheng as Independent Director		Mgmt	For	For
	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Special Business
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,995,000		1,995,000
		Total:		1,995,000		1,995,000
CNPC Hong Kong Ltd.		Shares Voted	2,500,000	Cusip/Sedol	6340078	Ticker	135 HK
Meeting Date	5/25/2006	Shares	2,500,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Dividend		Mgmt	For	For
	Reelect Li Hualin as Director		Mgmt	For	For
	Approve Remuneration of Directors		Mgmt	For	For
	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
	Amend Bylaws Re: Removal, Appointment, and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		2,500,000		2,500,000
		Total:		2,500,000		2,500,000
HSBC Holdings Plc		Shares Voted	56,892	Cusip/Sedol	6158163	Ticker	5 HK
Meeting Date	5/26/2006	Shares	56,892	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Remuneration Report		Mgmt	For	For
	Re-elect Baroness Lydia Dunn as Director		Mgmt	For	For
	Re-elect Michael Geoghegan as Director		Mgmt	For	For
	Re-elect Stephen Green as Director		Mgmt	For	For
	Re-elect Sir Mark Moody-Stuart as Director		Mgmt	For	For
	Elect Simon Robertson as Director		Mgmt	For	For
	Re-elect Helmut Sohmen as Director		Mgmt	For	For
	Re-elect Sir Brian Williamson as Director		Mgmt	For	For
	Reappoint KPMG Audit plc as Auditors and Authorise the Audit Committee to Determine Their Remuneration		Mgmt	For	For
	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,137,200,000		Mgmt	For	For
	Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 284,300,000		Mgmt	For	For
	Authorise 10 Percent of Ordinary Shares for Market Purchase		Mgmt	For	For
	Approve Increase in Remuneration of Non-Executive Directors to GBP 65,000		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		56,892		56,892
		Total:		56,892		56,892
Petrochina Company Limited		Shares Voted	1,778,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	5/26/2006	Shares	1,778,000	Meeting Type	AGM	Record Date	4/25/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend		Mgmt	For	For
	Authorize Board to Distribute Interim Dividend		Mgmt	For	For
	Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Reelect Zheng Hu as Director		Mgmt	For	For
	Reelect Franco Bernabe as Independent Non-Executive Director		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,778,000		1,778,000
		Total:		1,778,000		1,778,000
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	1,258,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	5/26/2006	Shares	1,258,000	Meeting Type	AGM	Record Date	4/26/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Profit Distribution Plan		Mgmt	For	For
	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
	Reappoint Shanghai Zhonghua Huying CPA and Ernst & Young as Domestic adn International Auditors Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Reelect Li Shaode as Executive Director		Mgmt	For	For
	Reelect Wang Daxiong as Executive Director		Mgmt	For	For
	Reelect Mao Shijia as Executive Director		Mgmt	For	For
	Reelect Wang Kunhe as Executive Director		Mgmt	For	For
	Reelect Yao Zuozhi as Non-Executive Director		Mgmt	For	For
	Reelect Hu Honggao as Independent Non-Executive Director		Mgmt	For	For
	Reelect Xie Rong as Independent Non-Executive Director		Mgmt	For	For
	Reelect Zhou Zhanqun as Independent Non-Executive Director		Mgmt	For	For
	Elect Zhang Guofa as Executive Director		Mgmt	For	For
	Reelect Kuo Laiqi as Supervisor		Mgmt	For	For
	Elect Xu Hui as Supervisor		Mgmt	For	For
	Elect Chen Xiuling as Supervisor		Mgmt	For	For
	Amend Articles Re: Share Capital Structure		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,258,000		1,258,000
		Total:		1,258,000		1,258,000
Denway Motors Ltd. (formerly Denway Investment)		Shares Voted	1,998,000	Cusip/Sedol	6263766	Ticker	203 HK
Meeting Date	6/6/2006	Shares	1,998,000	Meeting Type	AGM	Record Date	5/30/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend		Mgmt	For	For
	Approve Special Dividend		Mgmt	For	For
	Reelect LU Zhifeng as Director		Mgmt	For	For
	Reelect YANG Dadong as Director		Mgmt	For	For
	Reelect DING Baoshan as Director		Mgmt	For	For
	Authorize Board to Fix Remuneration of Directors		Mgmt	For	For
	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
	Amend Articles Re: Appointment of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,998,000		1,998,000
		Total:		1,998,000		1,998,000

WISTRON CORP		Shares Voted	1,201,000	Cusip/Sedol	6672481	Ticker	3231 TT
Meeting Date	6/8/2006	Shares	1,201,000	Meeting Type	AGM	Record Date	4/9/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Financial Statements and Operating Results		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Approve Issuance of Non-Physical Shares Through the Book-Entry System		Mgmt	For	For
	Amend Endorsement and Guarantee Operating Guidelines		Mgmt	For	For
	Approve Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt		Mgmt	For	For
	Elect Directors By Cumulative Voting
	Elect Hsien-Ming Lin as Director with ID No. D101317339		Mgmt	For	For
	Elect Hong-Po Hsieh as Director with ID No. N101599142		Mgmt	For	For
	Elect Po-Tuan Huang as Director with ID No. A104294769		Mgmt	For	For
	Elect Chen-Jung Shih as Director with ID No. N100407449		Mgmt	For	For
	Elect Hung-I Lu as Director with ID No. D101292837		Mgmt	For	For
	Elect Kuo-Chih Tsai as Director with ID No. A100138304		Mgmt	For	For
	Elect Min-Chih Hsuan as Director with ID No. F100588265		Mgmt	For	For
	Elect Supervisors By Cumulative Voting
	Elect Chin-Bing Peng as Supervisor with ID No. J100569889		Mgmt	For	For
	Elect Kuo-Feng Wu as Supervisor with ID No. N100666626		Mgmt	For	For
	Elect Chung-Jen Cheng as Supervisor with ID No. J100515149		Mgmt	For	For
	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,201,000		1,201,000
		Total:		1,201,000		1,201,000
Compal Electronics		Shares Voted	1,430,000	Cusip/Sedol	6225744	Ticker	2324 TT
Meeting Date	6/9/2006	Shares	1,430,000	Meeting Type	AGM	Record Date	4/10/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends, Employee Profit Sharing, and Capitalization of Reserves for Bonus Issue		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Amend Endorsement and Guarantee Operating Guidelines		Mgmt	For	For
	Amend Trading Procedures Governing Derivative Products		Mgmt	For	For
	Elect Directors and Supervisors		Mgmt	For	For
	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	For
	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,430,000		1,430,000
		Total:		1,430,000		1,430,000
Sunplus Technology Co. Ltd.		Shares Voted	1,009,000	Cusip/Sedol	6084503	Ticker	2401 TT
Meeting Date	6/9/2006	Shares	1,009,000	Meeting Type	AGM	Record Date	4/10/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Operating Results and Financial Statements		Mgmt	For	Abstain
	Approve Allocation of Income and Dividends		Mgmt	For	Abstain
	Approve Capitalization of 2005 Dividends, Employee Profit Sharing, and Capitalization of Reserves for Bonus Issue		Mgmt	For	Abstain
	Amend Articles of Association		Mgmt	For	Abstain
	Amend Endorsement and Guarantee Operating Guidelines		Mgmt	For	Abstain
	Amend Operating Procedures for Loan of Funds to Other Parties		Mgmt	For	Abstain
	Amend Trading Procedures Governing Derivative Products		Mgmt	For	Abstain
	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
	Elect Directors and Supervisors		Mgmt	For	Abstain
	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	Abstain
	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,009,000		1,009,000
		Total:		1,009,000		1,009,000
Shenzhen Expressway Company Ltd.		Shares Voted	1,800,000	Cusip/Sedol	6848743	Tikcer	548 HK
Meeting Date	6/12/2006	Shares	1,800,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Agreement Between the Company and Liquidation Committee of Qingyuan City Yueqing Highway Construction and Devt. Co. Ltd. Relating to the Acquisition of a 20.09 Percent Interest in Guangdong Qinglian Highway Devt. Co. Ltd.		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,800,000		1,800,000
		Total:		1,800,000		1,800,000
Shenzhen Expressway Company Ltd.		Shares Voted	1,800,000	Cusip/Sedol	6848743	Tikcer	548 HK
Meeting Date	6/12/2006	Shares	1,800,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,800,000		1,800,000
		Total:		1,800,000		1,800,000
Shenzhen Expressway Company Ltd.		Shares Voted	1,800,000	Cusip/Sedol	6848743	Tikcer	548 HK
Meeting Date	6/12/2006	Shares	1,800,000	Meeting Type	AGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend and Profit Distribution Scheme		Mgmt	For	For
	Approve Budget Plan for the Year 2006		Mgmt	For	For
	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
	Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,800,000		1,800,000
		Total:		1,800,000		1,800,000
Shenzhen Expressway Company Ltd.		Shares Voted	1,800,000	Cusip/Sedol	6848743	Tikcer	548 HK
Meeting Date	6/12/2006	Shares	1,800,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For Domestic Shareholders
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,800,000		1,800,000
		Total:		1,800,000		1,800,000
Novatek Microelectronics Corp. Ltd.		Shares Voted	114,588	Cusip/Sedol	6346333	Tikcer	3034 TT
Meeting Date	6/12/2006	Shares	114,588	Meeting Type	AGM	Record Date	4/13/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Operating Results and Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Elect Directors by Cumulative Voting
	Elect Chitung Liu, a Representative of United Microelectronics Corp., as Director with Shareholder No. 1		Mgmt	For	For
	Elect Bellona Chen, a Representative of United Microelectronics Corp., as Director with Shareholder No. 1		Mgmt	For	For
	Elect T.S. Ho as Director with Shareholder No. 6		Mgmt	For	For
	Elect Y.C. Kung as Director with Shareholder No. 7		Mgmt	For	For
	Elect Tommy Chen as Director with Shareholder No. 9		Mgmt	For	For
	Elect Steve Wang as Director with Shareholder No. 8136		Mgmt	For	For
	Elect Max Wu as Director with ID No. D101448375		Mgmt	For	For
	Elect Supervisors by Cumulative Voting
	Elect Stan Hung as Supervisor with Shareholder No. 128		Mgmt	For	For
	Elect Gina Huang as Supervisor with Shareholder No. 2021		Mgmt	For	For
	Elect Honda Shih, a Representative of Hsun Chieh Investment Co. Ltd., as Supervisor with Shareholder No. 18598		Mgmt	For	For
	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		114,588		114,588
		Total:		114,588		114,588
Hon Hai Precision Industry		Shares Voted	254,263	Cusip/Sedol	6438564	Ticker	2317 TT
Meeting Date	6/14/2006	Shares	254,263	Meeting Type	AGM	Record Date	4/15/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Rights Issue		Mgmt	For	Abstain
	Amend Operating Procedures for Endorsement and Guarantee		Mgmt	For	Abstain
	Amend Operating Procedures for Loan of Funds to Other Parties		Mgmt	For	Abstain
	Amend Articles of Association		Mgmt	For	Abstain
	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		254,263		254,263
		Total:		254,263		254,263
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc		Shares Voted	1,910,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	6/15/2006	Shares	1,910,000	Meeting Type	AGM	Record Date	5/15/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and 2006 Budget		Mgmt	For	For
	Approve Profit Appropriation Plan		Mgmt	For	For
	Reappoint KPMG Huazen and KPMG as Domestic and International Auditors Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Resignation of Wu Haijun as Director		Mgmt	For	For
	Approve Resignation of Gao Jinping as Director		Mgmt	For	For
	Elect Li Honggen as Director		Mgmt	For	For
	Elect Dai Jinbao as Director		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,910,000		1,910,000
		Total:		1,910,000		1,910,000
Jiangxi Copper Company Ltd.		Shares Voted	1,620,000	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	6/15/2006	Shares	1,620,000	Meeting Type	AGM	Record Date	5/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Auditors' Report		Mgmt	For	For
	Approve Profit Distribution Proposal		Mgmt	For	For
	Elect He Changming as Director		Mgmt	For	For
	Elect Qi Huaiying as Director		Mgmt	For	For
	Elect Li Yihuang as Director		Mgmt	For	For
	Elect Wang Chiwei as Director		Mgmt	For	For
	Elect Wu Jinxing as Director		Mgmt	For	For
	Elect Gao Jianmin as Director		Mgmt	For	For
	Elect Liang Qing as Director		Mgmt	For	For
	Elect Kang Yi as Director		Mgmt	For	For
	Elect Yin Hongshan as Director		Mgmt	For	For
	Elect Tu Shutian as Director		Mgmt	For	For
	Elect Zhang Rui as Director		Mgmt	For	For
	Authorize Board to Fix Remuneration of Directors		Mgmt	For	For
	Authorize Board to Enter into Service Contract and/or Appointment Letter with Each of the Newly Elected Directors		Mgmt	For	For
	Elect Wang Maoxian as Supervisor		Mgmt	For	For
	Elect Li Ping as Supervisor		Mgmt	For	For
	Elect Gan Chengjiu as Supervisor		Mgmt	For	For
	Elect Li Baomin as Supervisor		Mgmt	For	For
	Elect Hu Failiang as Supervisor		Mgmt	For	For
	Authorize Board to Fix Remuneration of Supervisors		Mgmt	For	For
	Authorize Board to Enter into Service Contract or Appointment Letter with Each of the Newly Elected Supervisors		Mgmt	For	For
	Reappoint Deloitte Touche Tohmatsu Shanghai CPAs Ltd. and Deloitte Touche Tohmatsu as PRC and International Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,620,000		1,620,000
		Total:		1,620,000		1,620,000
Dongfang Electrical Machinery Company Ltd		Shares Voted	634,000	Cusip/Sedol	6278566	Ticker	N/A
Meeting Date	6/15/2006	Shares	634,000	Meeting Type	AGM	Record Date	5/15/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Approve Profit Distribution Proposal		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve 2006 Work Plan		Mgmt	For	For
	Approve 2006 Connected Transactions Under the DEC Supply Agreement Between the Company and China Dongfang Electric Corp. and the Annual Caps		Mgmt	For	For
	Approve Deloitte Deloitte Touche Tomants CPAs of Hong Kong and Deloitte Touche Tohmatsu CPAs as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve 2006 Connected Transactions Under the Supply Agreement Between the Company and Certain Subsidiaries of Dongfang Electric Machinery Works and the Annual Caps		Mgmt	For	For
	Approve Connected Transactions Between the Company and China Dongfang Electric Corp. and Its Subsidiaries		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		634,000		634,000
		Total:		634,000		634,000
China Steel Corporation		Shares Voted	1,387,796	Cusip/Sedol	6190950	Ticker	2002 TT
Meeting Date	6/15/2006	Shares	1,387,796	Meeting Type	AGM	Record Date	4/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Operating Results and Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	Abstain
	Amend Rules and Procedures Regarding Shareholder Meeting		Mgmt	For	Abstain
	Approve Release of Restrictions of Competitive Activities of Director Y. C. Chiang		Mgmt	For	Abstain
	Approve Release of Restrictions of Competitive Activities of Director L. M. Chung		Mgmt	For	Abstain
	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,387,796		1,387,796
		Total:		1,387,796		1,387,796
Angang New Steel Company		Shares Voted	2,102,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	6/20/2006	Shares	2,102,000	Meeting Type	AGM	Record Date	5/19/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Proposed Profit Distribution Plan		Mgmt	For	For
	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
	Approve Auditors for 2006 and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Elect Liu Jie as Executive Director		Mgmt	For	For
	Elect Tang Fuping as Executive Director		Mgmt	For	For
	Elect Yang Hua as Executive Director		Mgmt	For	For
	Elect Wang Chunming as Executive Director		Mgmt	For	For
	Elect Huang Haodong as Executive Director		Mgmt	For	For
	Elect Lin Daqing as Executive Director		Mgmt	For	For
	Elect Fu Wei as Executive Director		Mgmt	For	For
	Elect Fu Jihui as Executive Director		Mgmt	For	For
	Elect Yu Wanyuan as Non-Executive Director		Mgmt	For	For
	Elect Wu Xichun as Independent Non-Executive Director		Mgmt	For	For
	Elect Wang Linsen as Independent Non-Executive Director		Mgmt	For	For
	Elect Liu Yongze as Independent Non-Executive Director		Mgmt	For	For
	Elect Francis Li Chak Yan as Independent Non-Executive Director		Mgmt	For	For
	Elect Wang Xiaobin as Independent Non-Executive Director		Mgmt	For	For
	Elect Qi Cong as Supervisor		Mgmt	For	For
	Elect Zhang Lifen as Supervisor		Mgmt	For	For
	Elect Shan Mingyi as Supervisor		Mgmt	For	For
	Change Company Name		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Amend Rules of Procedure for the General Meetings of the Shareholders		Mgmt	For	For
	Amend Rules of Procedure for the Meetings of the Board of Directors		Mgmt	For	For
	Amend Rules of Procedure for the Meeetings of the Supervisory Committee		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		2,102,000		2,102,000
		Total:		2,102,000		2,102,000
Resorts World Berhad		Shares Voted	305,000	Cusip/Sedol	6731962	Ticker	RNB MK
Meeting Date	6/21/2006	Shares	305,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2005		Mgmt	For	For
	Approve Final Dividend of MYR 0.14 Per Share Less 28 Percent Income Tax for the Financial Year Ended Dec. 31, 2005		Mgmt	For	For
	Approve Remuneration of Directors in the Amount of MYR 564,083 for the Financial Year Ended Dec. 31, 2005		Mgmt	For	For
	Elect Mohammed Hanif bin Omar as Director		Mgmt	For	For
	Elect Quah Chek Tin as Director		Mgmt	For	For
	Elect Mohd Zahidi bin Hj Zainuddin as Director		Mgmt	For	For
	Elect Alwi Jantan as Director		Mgmt	For	For
	Elect Wan Sidek bin Hj Wan Abdul Rahman as Director		Mgmt	For	For
	Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		305,000		305,000
		Total:		305,000		305,000
Yanzhou Coal Mining Company Limited		Shares Voted	1,782,800	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	6/28/2006	Shares	1,782,800	Meeting Type	AGM	Record Date	5/29/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Profit Distribution Plan, Cash Dividend, and Special Cash Dividend		Mgmt	For	For
	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
	Approve Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPAs Ltd. as International and Domestic Auditors Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Amend Rules of Procedure for Meetings of Shareholders		Mgmt	For	For
	Amend Rules of Procedure for the Board of Directors		Mgmt	For	For
	Amend Rules of Procedure for the Supervisory Committee		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,782,800		1,782,800
		Total:		1,782,800		1,782,800
PT Telekomunikasi Indonesia Tbk		Shares Voted	1,812,000	Cusip/Sedol	B031J46	Ticker	N/A
Meeting Date	6/30/2006	Shares	1,812,000	Meeting Type	AGM	Record Date	6/7/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Annual Report		Mgmt	For	For
	Approve Financial Statements and Discharge of Directors and Commissioners		Mgmt	For	For
	Approve Allocation of Income and Dividends of IDR 152 Per Share		Mgmt	For	For
	Approve Siddharta Siddharta & Widjaja as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Elect Commissioners		Mgmt	For	Abstain
	Approve Remuneration of Directors and Commissioners		Mgmt	For	For
	Elect Directors		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,812,000		1,812,000
		Total:		1,812,000		1,812,000

Vote Summary Report (Long)
July 1, 2005 - June 30, 2006
Sorted by Meeting Date.
In All Markets, for all statuses, for GUINNESS ATKINSON CHINA & HONG KONG FUND.
SURFACE MOUNT TECH		Shares Voted	1,052,000	Cusip/Sedol	B02X3H4	Ticker	SMTW SP
Meeting Date	7/21/2005	Shares	1,052,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Declare Final Dividend of HK$0.12 Per Share for the Year Ended March 31, 2005 (March 31, 2004: HK$0.10)		Mgmt	For	For
3	Approve Directors' Fees of SGD 182,730 Payable to Daniel Cuthbert Ee Hock Huat, Lim Jiew Keng, and Antonio Chan for the Year Ending March 31, 2006 (March 31, 2005: SGD 175,875)		Mgmt	For	For
4	Reelect Man Kit Hoo as Director		Mgmt	For	For
5	Reappoint Deloitte & Touche, Singapore as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
7	Approve Issuance of Shares and Grant of Options Pursuant to the Surface Mount Technology Share Option Scheme II		Mgmt	For	For
8	Authorize Share Repurchase Program		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,052,000		1,052,000
		Total:		1,052,000		1,052,000
Giant Wireless technology Ltd		Shares Voted	4,628,200	Cusip/Sedol	6243649	Ticker	GWT SP
Meeting Date	7/28/2005	Shares	4,628,200	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports (Voting)		Mgmt	For	For
2	Declare Dividend		Mgmt	For	For
3	Approve Director Remuneration		Mgmt	For	For
4	Elect Liu Yong Ling as Director		Mgmt	For	For
5	Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Special Business
6	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
7	Other Business (Voting)		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,628,200		4,628,200
		Total:		4,628,200		4,628,200

Giant Wireless technology Ltd		Shares Voted	4,628,200	Cusip/Sedol	6243649	Ticker	GWT SP
Meeting Date	7/28/2005	Shares	4,628,200	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Bonus Issue of Shares		Mgmt	For	For
2	Approve Mandate for Transactions with Related Parties		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,628,200		4,628,200
		Total:		4,628,200		4,628,200
Global Bio-Chem Technology Group Co. Ltd.		Shares Voted	2,700,000	Cusip/Sedol	6336527	Ticker	809 HK
Meeting Date	8/8/2005	Shares	2,700,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition by Global Corn Bio-chem Technology Co. Ltd. of the Entire Equity Interest in Changchun Dacheng Industrial Group Co., Ltd. and All Related Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,700,000		2,700,000
		Total:		2,700,000		2,700,000

Petrochina Company Limited		Shares Voted	8,256,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	8/16/2005	Shares	8,256,000	Meeting Type	EGM	Record Date	7/18/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition of a Total of 50 Percent Interest in the Enlarged Registered Capital of Zhong You Kan Tan Kai Fa Co. Ltd. (Newco) By Way of Capital Contribution to Newco in an Aggregate Amount of RMB 20.7 Billion		Mgmt	For	For
2	Approve Transfer by the Company of the Entire Issued Capital of PetroChina International Ltd. to Newco at a Cash Consideration of RMB 579.4 Million		Mgmt	For	For
3a	Approve Supplemental Comprehensive Agreement and Continuing Connected Transactions		Mgmt	For	For
3b	Approve Annual Limits of Continuing Connected Transactions		Mgmt	For	For
4	Authorize the Chief Financial Officer of the Company to Do All Acts Necessary to Implement the Supplemental Comprehensive Agreement, Continuing Connected Transactions, and Proposed Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		8,256,000		8,256,000
		Total:		8,256,000		8,256,000
Group Sense (International) Limited		Shares Voted	5,388,000	Cusip/Sedol	6392864	Ticker	601 HK
Meeting Date	8/18/2005	Shares	5,388,000	Meeting Type	AGM	Record Date	8/12/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.03 Per Share		Mgmt	For	For
3a	Reelect Tam Mui Ka Wai, Vivian as Director		Mgmt	For	For
3b	Reelect Lee Koon Hung as Director		Mgmt	For	For
3c	Reelect Wong Kon Man, Jason as Director		Mgmt	For	For
3d	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Bylaws Re: Appointment, Retirement by Rotation and Reelection of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,388,000		5,388,000
		Total:		5,388,000		5,388,000
Yanzhou Coal Mining Company Limited		Shares Voted	3,222,000	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	8/19/2005	Shares	3,222,000	Meeting Type	EGM	Record Date	7/20/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Agreements Between the Company and Yankuang Corp. Group Ltd. (Parent Co.) in Relation to the Acquisition by the Company of the 95.67 Percent Equity Interest in Yanmei Heze Neng Hua from the Parent Co.		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,222,000		3,222,000
		Total:		3,222,000		3,222,000
VICTORY CITY INTERNATIONALHOLDINGS LTD		Shares Voted	5,205,931	Cusip/Sedol	6179614	Ticker	539 HK
Meeting Date	8/25/2005	Shares	5,205,931	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.055 Per Share		Mgmt	For	For
3a	Reelect So Kam Wah as Director		Mgmt	For	For
3b	Reelect Phaisalakani Vichai as Director		Mgmt	For	For
3c	Reelect Lau Chung Kwan as Director		Mgmt	For	For
3d	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Amend Bye-Laws Re: Director Rotation		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,205,931		5,205,931
		Total:		5,205,931		5,205,931
Chen Hsong Holdings Ltd.		Shares Voted	3,510,000	Cusip/Sedol	6189646	Ticker	57 HK
Meeting Date	8/30/2005	Shares	3,510,000	Meeting Type	AGM	Record Date	8/25/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.14 Per Share		Mgmt	For	For
3a	Reelect Bernard Charnwut CHAN as Director		Mgmt	For	For
3b	Reelect Chi Kin CHIANG as Director		Mgmt	For	For
3c	Reelect Sam Hon Wah NG as Director		Mgmt	For	For
3d	Approve Remuneration of Directors for the Year Ending Mar. 31, 2006 at an Aggregate Sum Not Exceeding HK$900,000		Mgmt	For	For
4	Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,510,000		3,510,000
		Total:		3,510,000		3,510,000
Maanshan Iron & Steel Company Ltd.		Shares Voted	4,880,000	Cusip/Sedol	6600879	Ticker	323 HK
Meeting Date	8/31/2005	Shares	4,880,000	Meeting Type	EGM	Record Date	8/1/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Amend Articles of Association		Mgmt	For	For
2	Approve Order of Meeting for Shareholders General Meeting		Mgmt	For	For
3	Approve Order of Meeting for the Board of Directors		Mgmt	For	For
4	Approve Order of Meeting for the Supervisory Committee		Mgmt	For	For
5	Approve Proposed Amendments to the Articles of Association Submitted by the Board and Authorize the Board to Make Appropriate Modifications to the Wordings of the Articles Pursuant to Requirements, if Any, of Relevant State Regulatory Bodies		Mgmt	For	For
6	Approve Issuance of One-Year Short Term Debentures Not Exceeding the Aggregate Amount of RMB2 Billion		Mgmt	For	For
	Ordinary Business
1a	Elect Gu Jianguo as Director		Mgmt	For	For
1b	Elect Gu Zhanggen as Director		Mgmt	For	For
1c	Elect Zhu Changqiu as Director		Mgmt	For	For
1d	Elect Zhao Jianming as Director		Mgmt	For	For
1e	Elect Su Jiangang as Director		Mgmt	For	For
1f	Elect Gao Haijian as Director		Mgmt	For	For
1g	Elect Wong Chun Wa as Director		Mgmt	For	For
1h	Elect Su Yong as Director		Mgmt	For	For
1i	Elect Hui Leung Wah as Director		Mgmt	For	For
1j	Elect Han Yi as Director		Mgmt	For	For
2a	Elect Fang Jinrong as Supervisor		Mgmt	For	For
2b	Elect Cheng Shaoxiu as Supervisor		Mgmt	For	For
2c	Elect An Qun as Supervisor		Mgmt	For	For
3	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,880,000		4,880,000
		Total:		4,880,000		4,880,000

Glorious Sun Enterprises		Shares Voted	820,000	Cusip/Sedol	6361756	Ticker	393 HK
Meeting Date	9/1/2005	Shares	820,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve New Share Option Scheme and Terminate Existing Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		820,000		820,000
		Total:		820,000		820,000

China Telecom Corporation Ltd		Shares Voted	9,200,000	Cusip/Sedol	6559335	Ticker	728 HK
Meeting Date	9/9/2005	Shares	9,200,000	Meeting Type	EGM	Record Date	8/9/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1a	Reelect Wang Xiaochu as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1b	Reelect Leng Rongquan as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1c	Reelect Wu Andi as Director and Authorize Board to Fix Her Remuneration		Mgmt	For	For
1d	Reelect Zhang Jiping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1e	Reelect Huang Wenlin as Director and Authorize Board to Fix Her Remuneration		Mgmt	For	For
1f	Reelect Li Ping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1g	Reelect Wei Leping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1h	Reelect Yang Jie as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1i	Reelect Sun Kangmin as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1j	Reelect Li Jinming as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1k	Reelect Zhang Youcai as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1l	Reelect Vincent Lo Hong Sui as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1m	Reelect Shi Wanpeng as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1n	Elect Xu Erming as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
1o	Elect Tse Hau Yin, Aloysius as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2a	Reelect Zhang Xiuqin as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration		Mgmt	For	For
2b	Reelect Zhu Lihao as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration		Mgmt	For	For
2c	Elect Li Jian as Supervisor and Authorize the Supervisory Committee to Fix His Remuneration		Mgmt	For	For
2d	Elect Xu Cailiao as Supervisor and Authorize the Supervisory Committee to Fix His Remuneration		Mgmt	For	For
3a	Amend Articles Re: Capital Structure		Mgmt	For	For
3b	Amend Articles Re: Number of Independent Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		9,200,000		9,200,000
		Total:		9,200,000		9,200,000
China Petroleum & Chemical Corp.		Shares Voted	3,570,000	Cusip/Sedol	6291819	Ticker	386 HK
Meeting Date	9/19/2005	Shares	3,570,000	Meeting Type	EGM	Record Date	8/26/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Approve Issue of Short-Term Commercial Paper of a Total Principal Amount of Up to 10 Percent of Net Assets Value and Maximum Amount Approved by the Peoples Bank of China and Authorize Board to Determine Matters in Relation to Such Issuance		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,570,000		3,570,000
		Total:		3,570,000		3,570,000
CHINA SHIPPING CONTAINER LINES CO LTD		Shares Voted	2,621,000	Cusip/Sedol	B018L76	Ticker	2866 HK
Meeting Date	10/12/2005	Shares	2,621,000	Meeting Type	EGM	Record Date	9/9/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Change in Use of Listing Proceeds		Mgmt	For	For
2	Elect Xu Hui as Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3	Elect Tu Shiming as Supervisor and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Approve H Share Appreciation Rights Scheme		Mgmt	For	For
5	Approve Supplemental Service Agreements Between the Company and Each of its Non-Executive Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,621,000		2,621,000
		Total:		2,621,000		2,621,000
Skyworth Digital Holdings Ltd		Shares Voted	8,619,550	Cusip/Sedol	6228828	Ticker	751 HK
Meeting Date	10/12/2005	Shares	8,619,550	Meeting Type	AGM	Record Date	10/3/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Wang Dianfu as Executive Director		Mgmt	For	For
3b	Reelect Zhang Xuebin as Executive Director		Mgmt	For	For
3c	Reelect Leung Chi Ching, Frederick as Executive Director		Mgmt	For	For
3d	Reelect Wong Wang Sang, Stephen as Non-Executive Director		Mgmt	For	Against
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Bylaws Re: Appointment and Reelection of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		8,619,550		8,619,550
		Total:		8,619,550		8,619,550
China Telecom Corporation Ltd		Shares Voted	9,200,000	Cusip/Sedol	6559335	Ticker	728 HK
Meeting Date	10/18/2005	Shares	9,200,000	Meeting Type	EGM	Record Date	9/16/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Authorize Issue of Short Term Commercial Paper in One or More Tranches with a Maximum Outstanding Repayment Amount of RMB30 Billion and the First Tranche of Issue Expected Not to Exceed RMB10 Billion		Mgmt	For	For
2	Authorize Board to Determine Specific Terms, Conditions and Other Matters Relating to the Issuance of the Short Term Commercial Paper and Do Acts and Take Steps Necessary for the Issuance of the Short Term Commercial Paper		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		9,200,000		9,200,000
		Total:		9,200,000		9,200,000
Hopewell Holdings Ltd.		Shares Voted	200,000	Cusip/Sedol	6140290	Ticker	54 HK
Meeting Date	10/19/2005	Shares	200,000	Meeting Type	AGM	Record Date	10/10/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Josiah Chin Lai KWOK as Director		Mgmt	For	For
3b	Reelect Guy Man Guy WU as Director		Mgmt	For	For
3c	Reelect Lady Ivy Sau Ping KWOK WU as Director		Mgmt	For	For
3d	Reelect Linda Lai Chuen LOKE as Director		Mgmt	For	For
3e	Reelect Colin Henry WEIR as Director		Mgmt	For	For
3f	Reelect Barry Chung Tat MOK as Director		Mgmt	For	For
3g	Approve Remuneration of Directors		Mgmt	For	For
4	Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Articles Re: Appointment and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		200,000		200,000
		Total:		200,000		200,000

Victory City International Holdings Ltd		Shares Voted	5,354,109	Cusip/Sedol	6179614	Ticker	539 HK
Meeting Date	10/20/2005	Shares	5,354,109	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Continuing Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,354,109		5,354,109
		Total:		5,354,109		5,354,109
Global Bio-Chem Technology Group Co. Ltd.		Shares Voted	2,700,000	Cusip/Sedol	6336527	Ticker	809 HK
Meeting Date	10/24/2005	Shares	2,700,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Establishment of Global Corn Chemical Investment Ltd. (New SPV) and Changchun Dacheng Bio-Chemical Devt. Co., Ltd. and All Related Transactions Including the Grant of a Call Option for the Purchase of 3,025 Shares in the New SPV		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,700,000		2,700,000
		Total:		2,700,000		2,700,000
Denway Motors Ltd. (formerly Denway Investment)		Shares Voted	9,314,000	Cusip/Sedol	6263766	Ticker	203 HK
Meeting Date	11/2/2005	Shares	9,314,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition by the Company of the Entire Issued Capital of Steed Full Devt. Ltd. and the Outstanding Shareholder's Loan in the Sum of HK$512.0 Million from Yue Lung Enterprise Ltd. at a Total Consideration of HK$710.0 Million (Agreement)		Mgmt	For	For
2	Authorize Board to Do Such Acts Considered to be Necessary in Order to Give Effect to the Agreement		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		9,314,000		9,314,000
		Total:		9,314,000		9,314,000
Petrochina Company Limited		Shares Voted	8,256,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	11/8/2005	Shares	8,256,000	Meeting Type	EGM	Record Date	10/10/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Su Shulin as Director		Mgmt	For	For
2	Elect Gong Huazhang as Director		Mgmt	For	For
3	Elect Wang Yilin as Director		Mgmt	For	For
4	Elect Zeng Yukang as Director		Mgmt	For	For
5	Elect Jiang Fan as Director		Mgmt	For	For
6	Elect Chee-Chen Tung as Independent Director		Mgmt	For	For
7	Elect Liu Hongru as Independent Director		Mgmt	For	For
8	Elect Wang Fucheng as Supervisor		Mgmt	For	For
9	Elect Wen Qingshan as Supervisor		Mgmt	For	For
10	Elect Li Yongwu as Independent Supervisor		Mgmt	For	For
11	Elect Wu Zhipan as Independent Supervisor		Mgmt	For	For
12	Approve Second Supplemental Comprehensive Agreement		Mgmt	For	For
13	Approve CRMSC Products and Services Agreement		Mgmt	For	For
14	Approve Ongoing Connected Transactions		Mgmt	For	For
15	Approve Annual Caps of the Ongoing Connected Transactions Except the Annual Limit in Respect of the Products and Services to be Provided to China Railway Materials and Suppliers Corp. (CRMSC) Under the CRMSC Products and Services Agreement		Mgmt	For	For
16	Approve Annual Caps in Respect of the Products and Services to be Provided to CRMSC Under the CRMSC Products and Services Agreement		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		8,256,000		8,256,000
		Total:		8,256,000		8,256,000

Sinopec Zhenhai Refining & Chemical Co Ltd (formerly Zhenhai		Shares Voted	3,326,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	11/11/2005	Shares	3,326,000	Meeting Type	EGM	Record Date	10/12/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Continuing Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,326,000		3,326,000
		Total:		3,326,000		3,326,000
EganaGoldpfeil (Holdings) Ltd		Shares Voted	2,322,000	Cusip/Sedol	6541923	Ticker	48 HK
Meeting Date	11/17/2005	Shares	2,322,000	Meeting Type	AGM	Record Date	11/11/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a1	Reelect Peter Ka Yue LEE as Director		Mgmt	For	For
3a2	Reelect Michael Richard POIX as Director		Mgmt	For	For
3b	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Appoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Articles Re: Voting by Poll, Appointment, Reelection and Retirement by Rotation of Directors		Mgmt	For	For
7	Approve Adoption of Chinese Name of the Company		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,322,000		2,322,000
		Total:		2,322,000		2,322,000
Datang International Power Generation Co. Ltd		Shares Voted	2,000,000	Cusip/Sedol	6080716	Ticker	991 HK
Meeting Date	11/28/2005	Shares	2,000,000	Meeting Type	EGM	Record Date	10/28/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Investment Plans of the Company		Mgmt	For	For
2	Elect Fang Qinghai as Non-Executive Director		Mgmt	For	For
3	Approve Accounting Treatments of Monetizing the Company's Internal Staff Quarter Allocation		Mgmt	For	For
	Special Business
1	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,000,000		2,000,000
		Total:		2,000,000		2,000,000
Esprit Holdings		Shares Voted	1,026,071	Cusip/Sedol	6321642	Ticker	330 HK
Meeting Date	12/2/2005	Shares	1,026,071	Meeting Type	AGM	Record Date	11/29/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.66 Per Share		Mgmt	For	For
3	Approve Special Dividend of HK$0.84 Per Share		Mgmt	For	For
4a	Reelect Michael Ying Lee Yuen as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4b	Reelect Thomas Johannes Grote as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4c	Reelect Raymond Or Ching Fai as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
5	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Repurchase of Up to 10 Percent of Issued Capital		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
9	Approve Issuance of Shares Pursuant to the 2001 Share Option Scheme		Mgmt	For	For
10	Amend Bylaws Re: Voting By Poll and Appointment and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,026,071		1,026,071
		Total:		1,026,071		1,026,071
Cosco Pacific Limited		Shares Voted	1,531,000	Cusip/Sedol	6354251	Ticker	1199 HK
Meeting Date	12/5/2005	Shares	1,531,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Amend Share Option Plan		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,531,000		1,531,000
		Total:		1,531,000		1,531,000

Hongkong Electric Holdings Ltd.		Shares Voted	299,000	Cusip/Sedol	6435327	Ticker	6 HK
Meeting Date	12/13/2005	Shares	299,000	Meeting Type	EGM	Record Date	12/7/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Disposal by the Company of Interests in CKI/HEI Electricity Distribution Hldgs. (Australia) Pty. Ltd. and ETSA Utilities and All Related Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		299,000		299,000
		Total:		299,000		299,000
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (formerly CHINA EAGL		Shares Voted	300,000	Cusip/Sedol	B01Z8S7	Ticker	493 HK
Meeting Date	12/15/2005	Shares	300,000	Meeting Type	EGM	Record Date	12/13/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Sale of the Entire Issued Share Capital of and Outstanding Debts Due from Each of Artway Devt. Ltd. and Bestly Legend Ltd.		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		300,000		300,000
		Total:		300,000		300,000
China Southern Airlines Co. Ltd		Shares Voted	2,140,000	Cusip/Sedol	6013693	Ticker	1055 HK
Meeting Date	12/16/2005	Shares	2,140,000	Meeting Type	EGM	Record Date	11/16/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Aircraft Acquisition Agreement Between The Boeing Co. and Xiamen Airlines Co. Ltd. in Relation to the Acquisition of Three Boeing B787 Aircrafts		Mgmt	For	For
2	Approve Aircraft Acquisition Agreement Between The Boeing Co. and the Company in Relation to the Acquisition of 10 Boeing B787 Aircrafts		Mgmt	For	For
3	Approve Aircraft Acquisition Agreement Between Airbus SNC and the Company in Relation to the Acquisition of 10 Airbus A330 Aircrafts		Mgmt	For	For
4	Approve Removal of Peng An Fa as Director		Mgmt	For	For
5	Approve Retirement of Zhou Yong Jin as Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,140,000		2,140,000
		Total:		2,140,000		2,140,000
China Southern Airlines Co. Ltd		Shares Voted	2,140,000	Cusip/Sedol	6013693	Ticker	1055 HK
Meeting Date	12/16/2005	Shares	2,140,000	Meeting Type	EGM	Record Date	11/16/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Approve the Retirement of Liu Ming Qi as Director		Mgmt	For	For
2	Approve the Retirement of Wu Rong Nan as Director		Mgmt	For	For
3	Approve the Resignation of Simon To as Independent Non-Executive Director		Mgmt	For	For
	Special Business
1	Amend Articles Re: Composition of Board of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,140,000		2,140,000
		Total:		2,140,000		2,140,000
Dongfang Electrical Machinery Company Ltd		Shares Voted	2,114,000	Cusip/Sedol	6278566	Ticker	N/A
Meeting Date	12/22/2005	Shares	2,114,000	Meeting Type	EGM	Record Date	11/21/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Connected Transactions and Proposed Cap		Mgmt	For	Against
2a	Appoint ShineWing (HK) CPA Ltd. as International Auditors		Mgmt	For	Abstain
2b	Appoint Deloitte Touche Tohmatsu as Domestic Auditors		Mgmt	For	For
3a	Elect Liu Shigang as Director		Mgmt	For	For
3b	Elect Zhu Yuanchao as Director		Mgmt	For	For
3c	Elect Li Hongdong as Director		Mgmt	For	For
3d	Elect Gong Dan as Director		Mgmt	For	For
3e	Elect Han Zhiqiao as Director		Mgmt	For	For
3f	Elect Fu Haibo as Director		Mgmt	For	For
3g	Elect Chen Zhangwu as Director		Mgmt	For	For
3h	Elect Zheng Peimin as Director		Mgmt	For	For
3i	Elect Xie Songlin as Director		Mgmt	For	For
4a	Elect Fang Yunfu as Supervisor		Mgmt	For	For
4b	Elect Wen Bingyou as Supervisor		Mgmt	For	For
5	Fix the Remuneration of Directors		Mgmt	For	For
6	Fix the Remuneration of Supervisors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,114,000		2,114,000
		Total:		2,114,000		2,114,000
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc		Shares Voted	4,204,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	12/30/2005	Shares	4,204,000	Meeting Type	EGM	Record Date	11/25/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Revised Annual Caps of Connected Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,204,000		4,204,000
		Total:		4,204,000		4,204,000
CNOOC LTD		Shares Voted	10,957,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	12/31/2005	Shares	10,957,000	Meeting Type	EGM	Record Date	12/23/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1a	Reelect Fu Chengyu as Executive Director		Mgmt	For	For
1b	Reelect Wu Guangqi as Executive Director		Mgmt	For	For
1c	Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director		Mgmt	For	For
1d	Authorize Board to Fix the Remuneration of Directors Subject to a Limit of HK$20 Million		Mgmt	For	For
2	Amend Articles Re: Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		10,957,000		10,957,000
		Total:		10,957,000		10,957,000
CNOOC LTD		Shares Voted	10,957,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	12/31/2005	Shares	10,957,000	Meeting Type	EGM	Record Date	12/23/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Supplemental Agreement in Relation to  Certain Amendements to Existing Non-Compete Undertaking		Mgmt	For	Against
2	Approve Revised Annual Caps		Mgmt	For	For
3	Approve Non-Exempt Continuing Connected Transactions		Mgmt	For	For
4	Approve Proposed Annual Caps		Mgmt	For	For
5	Approve Termination of Existing Share Option Scheme and Adoption of New Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		10,957,000		10,957,000
		Total:		10,957,000		10,957,000
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc		Shares Voted	4,204,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	1/24/2006	Shares	4,204,000	Meeting Type	EGM	Record Date	12/23/2005
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Approve Issuance of Short-Term Commercial Papers with a Maximum Aggregate Principal Amount of RMB 2.0 Billion or Any Such Amount as Approved by the People's Bank of China		Mgmt	For	For
2	Authorize Board or Any Two or More Directors to Determine the Terms and Conditions and Any Relevant Matters in Relation to the Issue of Short-Term Commercial Papers		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,204,000		4,204,000
		Total:		4,204,000		4,204,000
China Merchants Holdings (International) Co. Ltd.		Shares Voted	1,314,983	Cusip/Sedol	6416139	Ticker	144 HK
Meeting Date	1/25/2006	Shares	1,314,983	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition by the Company from Super Talent Group Ltd. of the Entire Issued Capital of Treasure Group Investments Ltd. and All Shareholder Loans; and Issue of Consideration Shares		Mgmt	For	For
2	Approve Increase in Authorized Capital from HK$300.0 Million to HK$500.0 Million by the Addition of HK$200.0 Million Divided into 2.0 Billion Shares of HK$0.10 Each		Mgmt	For	Against
3	Approve Connected Transactions		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,314,983		1,314,983
		Total:		1,314,983		1,314,983
Swire Pacific Limited		Shares Voted	497,500	Cusip/Sedol	6867748	Ticker	19 HK
Meeting Date	3/1/2006	Shares	497,500	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition by Swire Properties Ltd. of One Ordinary Share in the Issued Capital of Supreme Luck Investments Ltd. and the Relevant Shareholder's Loan		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		497,500		497,500
		Total:		497,500		497,500

Denway Motors Ltd. (formerly Denway Investment)		Shares Voted	9,314,000	Cusip/Sedol	6263766	Ticker	203 HK
Meeting Date	3/23/2006	Shares	9,314,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Disposal of a 50 Percent Equity Interest in Guangzhou Denway Bus Co. Ltd. to China Lounge Investments Ltd. at a Consideration of HK$18.9 Million		Mgmt	For	For
2	Authorize Board to Do All Acts and Things Necessary to Give Effect to the Disposal		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		9,314,000		9,314,000
		Total:		9,314,000		9,314,000
Yanzhou Coal Mining Company Limited		Shares Voted	5,155,200	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	3/24/2006	Shares	5,155,200	Meeting Type	EGM	Record Date	2/22/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Provision of Materials and Water Supply Agreement and Annual Caps		Mgmt	For	For
2	Approve Provision of Labour and Services Agreement and Annual Caps		Mgmt	For	For
3	Approve Provision of Electricity Agreement and Annual Caps		Mgmt	For	For
4	Approve Provision of Equipment Maintenance and Repair Works Agreement and Annual Caps		Mgmt	For	For
5	Approve Provision of Products and Materials Agreement and Annual Caps		Mgmt	For	For
6	Approve Amendment to The Procedural Rules of the Supervisory Committee		Mgmt	For	For
7	Amend Articles Re: Voting on Connected Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,155,200		5,155,200
		Total:		5,155,200		5,155,200
CHINA SHIPPING CONTAINER LINES CO LTD		Shares Voted	2,621,000	Cusip/Sedol	B018L76	Ticker	2866 HK
Meeting Date	3/31/2006	Shares	2,621,000	Meeting Type	EGM	Record Date	3/1/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Connected Transactions and Annual Caps		Mgmt	For	For
2	Amend Articles Re: Board Composition		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,621,000		2,621,000
		Total:		2,621,000		2,621,000
Midland Holdings Ltd (formerly Midland Realty Holdings Ltd)		Shares Voted	3,600,000	Cusip/Sedol	6597700	Ticker	1200 HK
Meeting Date	4/20/2006	Shares	3,600,000	Meeting Type	AGM	Record Date	4/11/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.016 Per Share		Mgmt	For	For
3	Reelect Directors and Fix Their Remuneration		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Fix Maximum Number of Directors at Nine and Authorize Board to Appoint Directors up to such Maximun Number		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,600,000		3,600,000
		Total:		3,600,000		3,600,000
Clp Holdings (Formerly China Light & Power)		Shares Voted	431,000	Cusip/Sedol	6097017	Ticker	2 HK
Meeting Date	4/25/2006	Shares	431,000	Meeting Type	AGM	Record Date	4/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Approve Final Dividend of HK$0.83 Per Share		Mgmt	For	For
2b	Approve Special Final Dividend of HK$0.11 Per Share		Mgmt	For	For
3a	Elect Tsui Lam Sin Lai Judy as Director		Mgmt	For	For
3b	Elect Roderick Ian Eddington as Director		Mgmt	For	For
3c	Reelect Tan Puay Chiang as Director		Mgmt	For	For
3d	Reelect Ronald James McAulay as Director		Mgmt	For	For
3e	Reelect Fung Kwok Lun William as Director		Mgmt	For	For
3f	Reelect Ian Duncan Boyce as Director		Mgmt	For	For
3g	Reelect James Seymour Dickson Leach as Director		Mgmt	For	For
3h	Reelect Lee Yui Bor as Director		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Amend Articles Re: Conduct of Meetings		Mgmt	For	For
6	Approve Remuneration of Chairmen and Members of the Social, Environmental & Ethics Committee and China Committee		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
9	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		431,000		431,000
		Total:		431,000		431,000
Wing Hang Bank Ltd		Shares Voted	145,400	Cusip/Sedol	6972374	Ticker	302 HK
Meeting Date	4/27/2006	Shares	145,400	Meeting Type	AGM	Record Date	4/21/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Ambrose H C Lau as Director		Mgmt	For	For
3b	Reelect Frank J Wang as Director		Mgmt	For	For
3c	Reelect Michael Y S Fung as Director		Mgmt	For	For
4	Authorize Board to Fix Remuneration of Directors		Mgmt	For	For
5	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		145,400		145,400
		Total:		145,400		145,400
SOLOMON SYSTECH INTERNATIONAL LTD		Shares Voted	7,816,000	Cusip/Sedol	B00G568	Ticker	2878 HK
Meeting Date	4/27/2006	Shares	7,816,000	Meeting Type	AGM	Record Date	4/20/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.15 Per Share		Mgmt	For	For
3a	Reelect Lai Woon Ching as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3b	Reelect Lo Wai Ming as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3c	Reelect Lam Pak Lee as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Articles Re: Voting at Meetings & Retirement of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		7,816,000		7,816,000
		Total:		7,816,000		7,816,000
Tianjin Development Holdings Ltd		Shares Voted	3,724,000	Cusip/Sedol	6092357	Ticker	N/A
Meeting Date	5/8/2006	Shares	3,724,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Sale and Purchase Agreements Relating to the Acquisition of Land Use Rights, Berths, Railways, and Warehouses Located at the Port of Tianjin and Certain Equipment Including Two Portainers and 1 Transtainer, and All Related Transactions		Mgmt	For	For
2	Approve Spin-Off of Tianjin Port Container Terminal Co., Ltd. and Tianjin Harbour Second Stevedoring Co., Ltd., Separate Listing of Tianjin Port Devt. Hldgs. Ltd., and Reorganization of the Company in Preparation for the Separate Listing		Mgmt	For	For
3	Approve Share Option Scheme of Tianjin Port Devt. Hldgs. Ltd.		Mgmt	For	For
4	Reelect Zhang Wenli as Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,724,000		3,724,000
		Total:		3,724,000		3,724,000

ALUMINUM CORPORATION OF CHINA LTD		Shares Voted	4,000,000	Cusip/Sedol	6425395	Ticker	2600 HK
Meeting Date	5/10/2006	Shares	4,000,000	Meeting Type	AGM	Record Date	4/10/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend and Profit Distribution Plan		Mgmt	For	For
5	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
6	Approve PricewaterhouseCoopers, Hong Kong CPAs and PricewaterhouseCoopers Zhong Tian CPAs Ltd. Co. as International and PRC Auditors, Respectively, and Authorize Audit Committee to Fix Their Remuneration		Mgmt	For	For
7	Other Business (Voting)		Mgmt	For	For
8	Authorize Issuance of Short-Term Bonds with a Principal Amount of Up to RMB 5.0 Billion		Mgmt	For	For
9	Approve Extension of Validity Period for Implementation of Resolution in Relation to the A Share Issue Passed at the AGM Held on June 9, 2005		Mgmt	For	For
10	Amend Articles Re: Issue of A Shares		Mgmt	For	For
11	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,000,000		4,000,000
		Total:		4,000,000		4,000,000
Swire Pacific Limited		Shares Voted	249,500	Cusip/Sedol	6867748	Ticker	19 HK
Meeting Date	5/11/2006	Shares	249,500	Meeting Type	AGM	Record Date	5/8/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Final Dividend		Mgmt	For	For
2a	Reelect D Ho as Director		Mgmt	For	For
2b	Reelect J W J Hughes-Hallett as Director		Mgmt	For	For
2c	Reelect K G Kerr as Director		Mgmt	For	For
2d	Reelect C K M Kwok as Director		Mgmt	For	For
2e	Reelect M M T Yang as Director		Mgmt	For	For
2f	Elect P N L Chen as Director		Mgmt	For	For
2g	Elect C D Pratt as Director		Mgmt	For	For
3	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
4	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		249,500		249,500
		Total:		249,500		249,500
GUANGZHOU R&F PROPERTIES CO., LTD		Shares Voted	410,000	Cusip/Sedol	B0C9GY0	Ticker	2777 HK
Meeting Date	5/16/2006	Shares	410,000	Meeting Type	AGM	Record Date	4/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend of RMB 0.66 Per Share		Mgmt	For	For
5	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Authorize Board to Decide on Matters Relating to the Payment of Interim Dividend for the Six Months Ended 30 June 2006		Mgmt	For	For
7a	Reelect Li Sze Lim as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
7b	Reelect Zhang Li as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
7c	Reelect Zhou Yaonan as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
7d	Reelect Lu Jing as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
8	Reelect Feng Xiangyang as Supervisor and Authorize Board to Fix His Remuneration		Mgmt	For	For
9	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
10	Approve Issuance of Notes in an Amount Not Exceeding RMB 2.0 Billion		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		410,000		410,000
		Total:		410,000		410,000
China Mobile (Hong Kong) Limited		Shares Voted	1,335,000	Cusip/Sedol	6073556	Ticker	941 HK
Meeting Date	5/18/2006	Shares	1,335,000	Meeting Type	AGM	Record Date	5/15/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$ 0.57 Per Share		Mgmt	For	For
3a	Reelect Lu Xiangdong as Director		Mgmt	For	For
3b	Reelect Xue Taohai as Director		Mgmt	For	For
3c	Reelect Sha Yuejia as Director		Mgmt	For	For
3d	Reelect Liu Aili as Director		Mgmt	For	For
3e	Reelect Xin Fanfei as Director		Mgmt	For	For
3f	Reelect Xu Long as Director		Mgmt	For	For
3g	Reelect Lo Ka Shui as Director		Mgmt	For	For
3h	Reelect Moses Cheng Mo Chi as Director		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
8	Change Company Name from China Mobile (Hong Kong) Limited to China Mobile Limited		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,335,000		1,335,000
		Total:		1,335,000		1,335,000
Kingboard Chemical Holdings Ltd		Shares Voted	950,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	5/18/2006	Shares	950,000	Meeting Type	AGM	Record Date	5/11/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Cheung Kwok Wing as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3b	Reelect Chan Wing Kwan as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3c	Reelect Cheung Kwok Ping as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3d	Reelect Cheung Kwok Keung as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3e	Reelect Chang Wing Yiu as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3f	Reelect Henry Tan as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		950,000		950,000
		Total:		950,000		950,000
Cosco Pacific Limited		Shares Voted	925,000	Cusip/Sedol	6354251	Ticker	1199 HK
Meeting Date	5/18/2006	Shares	925,000	Meeting Type	AGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a1	Reelect WEI Jiafu as Director		Mgmt	For	For
3a2	Reelect CHEN Hongsheng as Director		Mgmt	For	For
3a3	Reelect SUN Jiakang as Director		Mgmt	For	For
3a4	Reelect WANG Zhi as Director		Mgmt	For	For
3a5	Reelect QIN Fuyan as Director		Mgmt	For	For
3a6	Reelect CHOW Kwong Fai, Edward as Director		Mgmt	For	For
3a7	Reelect Timothy George FRESHWATER as Director		Mgmt	For	For
3b	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Bylaws Re: Appointment of Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		925,000		925,000
		Total:		925,000		925,000
Dah Sing Financial Holdings Ltd.		Shares Voted	253,850	Cusip/Sedol	6249799	Ticker	N/A
Meeting Date	5/19/2006	Shares	253,850	Meeting Type	AGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Elect Chung-Kai Chow as Director		Mgmt	For	For
3b	Elect Robert Tsai-To Sze as Director		Mgmt	For	For
3c	Elect John Wai-Wai Chow as Director		Mgmt	For	For
3d	Elect Yiu-Ming Ng as Director		Mgmt	For	For
4	Approve Remuneration of Directors		Mgmt	For	For
5	Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		253,850		253,850
		Total:		253,850		253,850
Techtronic Industries		Shares Voted	2,110,000	Cusip/Sedol	B0190C7	Ticker	669 HK
Meeting Date	5/22/2006	Shares	2,110,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.126 Per Share		Mgmt	For	For
3	Reelect Patrick Kin Wah Chan, Frank Chi Chung Chan, and Joel Arthur Schleicher as Directors and Fix Their Remuneration		Mgmt	For	For
4	Approve Auditors and Fix Their Remuneration		Mgmt	For	For
5	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
6	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
8	Amend Articles Re: Voting by Poll, Removal, and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,110,000		2,110,000
		Total:		2,110,000		2,110,000

China Petroleum & Chemical Corp.		Shares Voted	5,570,000	Cusip/Sedol	6291819	Ticker	386 HK
Meeting Date	5/24/2006	Shares	5,570,000	Meeting Type	AGM	Record Date	4/24/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept the Report of the Board of Directors		Mgmt	For	For
2	Accept the Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Appropriation and Final Dividend		Mgmt	For	For
5	Approve PRC and International Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6a	Elect Chen Tonghai as Director		Mgmt	For	For
6b	Elect Zhou Yuan as Director		Mgmt	For	For
6c	Elect Wang Tianpu as Director		Mgmt	For	For
6d	Elect Zhang Jianhua as Director		Mgmt	For	For
6e	Elect Wang Zhigang as Director		Mgmt	For	For
6f	Elect Dai Houliang as Director		Mgmt	For	For
6g	Elect Fan Yifei as Director		Mgmt	For	For
6h	Elect Yao Zhongmin as Director		Mgmt	For	For
6i	Elect Shi Wanpeng as Independent Non-Executive Director		Mgmt	For	For
6j	Elect Liu Zhongli as Independent Non-Executive Director		Mgmt	For	For
6k	Elect Li Deshui as Independent Non-Executive Director		Mgmt	For	For
7a	Elect Wang Zuoran as Supervisor		Mgmt	For	For
7b	Elect Zhang Youcai as Supervisor		Mgmt	For	For
7c	Elect Kang Xianzhang as Supervisor		Mgmt	For	For
7d	Elect Zou Huiping as Supervisor		Mgmt	For	For
7e	Elect Li Yonggui as Supervisor		Mgmt	For	For
8	Approve the Service Contracts Between Sinopec Corp. and Directors and Supervisors		Mgmt	For	For
9	Approve Connected Transactions and Annual Caps		Mgmt	For	For
10	Authorize Issue of Commercial Paper with a Maximum Amount Not Exceeding 10 Percent of the Latest Audited Amount of the Net Assets		Mgmt	For	For
11	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,570,000		5,570,000
		Total:		5,570,000		5,570,000
CNOOC LTD		Shares Voted	10,957,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	5/24/2006	Shares	10,957,000	Meeting Type	AGM	Record Date	5/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Zhou Shouwei as Director		Mgmt	For	For
3b	Reelect Evert Henkes as Director		Mgmt	For	For
3c	Reelect Cao Xinghe as Director		Mgmt	For	For
3d	Reelect Wu Zhenfang as Director		Mgmt	For	For
3e	Reelect Yang Hua as Director		Mgmt	For	For
3f	Reelect Lawrence J. Lau as Director		Mgmt	For	For
3g	Elect Edgar W.K. Cheng as Independent Director		Mgmt	For	For
3h	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Special Business
1	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
2	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
3	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		10,957,000		10,957,000
		Total:		10,957,000		10,957,000
CNPC Hong Kong Ltd.		Shares Voted	7,610,000	Cusip/Sedol	6340078	Ticker	135 HK
Meeting Date	5/25/2006	Shares	7,610,000	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Dividend		Mgmt	For	For
3a	Reelect Li Hualin as Director		Mgmt	For	For
3b	Approve Remuneration of Directors		Mgmt	For	For
4	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
8	Amend Bylaws Re: Removal, Appointment, and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		7,610,000		7,610,000
		Total:		7,610,000		7,610,000
HSBC Holdings Plc		Shares Voted	358,363	Cusip/Sedol	6158163	Ticker	5 HK
Meeting Date	5/26/2006	Shares	358,363	Meeting Type	AGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Remuneration Report		Mgmt	For	For
3 (a)	Re-elect Baroness Lydia Dunn as Director		Mgmt	For	For
3 (b)	Re-elect Michael Geoghegan as Director		Mgmt	For	For
3 (c)	Re-elect Stephen Green as Director		Mgmt	For	For
3 (d)	Re-elect Sir Mark Moody-Stuart as Director		Mgmt	For	For
3 (e)	Elect Simon Robertson as Director		Mgmt	For	For
3 (f)	Re-elect Helmut Sohmen as Director		Mgmt	For	For
3 (g)	Re-elect Sir Brian Williamson as Director		Mgmt	For	For
4	Reappoint KPMG Audit plc as Auditors and Authorise the Audit Committee to Determine Their Remuneration		Mgmt	For	For
5	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,137,200,000		Mgmt	For	For
6	Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 284,300,000		Mgmt	For	For
7	Authorise 10 Percent of Ordinary Shares for Market Purchase		Mgmt	For	For
8	Approve Increase in Remuneration of Non-Executive Directors to GBP 65,000		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		358,363		358,363
		Total:		358,363		358,363
Petrochina Company Limited		Shares Voted	8,256,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	5/26/2006	Shares	8,256,000	Meeting Type	AGM	Record Date	4/25/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend		Mgmt	For	For
5	Authorize Board to Distribute Interim Dividend		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Reelect Zheng Hu as Director		Mgmt	For	For
8	Reelect Franco Bernabe as Independent Non-Executive Director		Mgmt	For	For
9	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
10	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		8,256,000		8,256,000
		Total:		8,256,000		8,256,000
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	3,326,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	5/26/2006	Shares	3,326,000	Meeting Type	AGM	Record Date	4/26/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Distribution Plan		Mgmt	For	For
5	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
6	Reappoint Shanghai Zhonghua Huying CPA and Ernst & Young as Domestic adn International Auditors Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7a	Reelect Li Shaode as Executive Director		Mgmt	For	For
7b	Reelect Wang Daxiong as Executive Director		Mgmt	For	For
7c	Reelect Mao Shijia as Executive Director		Mgmt	For	For
7d	Reelect Wang Kunhe as Executive Director		Mgmt	For	For
7e	Reelect Yao Zuozhi as Non-Executive Director		Mgmt	For	For
7f	Reelect Hu Honggao as Independent Non-Executive Director		Mgmt	For	For
7g	Reelect Xie Rong as Independent Non-Executive Director		Mgmt	For	For
7h	Reelect Zhou Zhanqun as Independent Non-Executive Director		Mgmt	For	For
7i	Elect Zhang Guofa as Executive Director		Mgmt	For	For
7j	Reelect Kuo Laiqi as Supervisor		Mgmt	For	For
7k	Elect Xu Hui as Supervisor		Mgmt	For	For
7l	Elect Chen Xiuling as Supervisor		Mgmt	For	For
8	Amend Articles Re: Share Capital Structure		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,326,000		3,326,000
		Total:		3,326,000		3,326,000

Glorious Sun Enterprises		Shares Voted	698,000	Cusip/Sedol	6361756	Ticker	393 HK
Meeting Date	5/26/2006	Shares	698,000	Meeting Type	AGM	Record Date	5/22/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3	Approve Special Dividend		Mgmt	For	For
4a1	Elect Chan Wing Kan, Archie as Director		Mgmt	For	For
4a2	Elect Teo Heng Kee, Peter as Director		Mgmt	For	For
4a3	Elect Yeung Chun Fan as Director		Mgmt	For	For
4a4	Elect Yeung Chun Ho as Director		Mgmt	For	For
4a5	Elect Hui Chung Shing, Herman as Director		Mgmt	For	For
4a6	Elect Wong Man Kong, Peter as Director		Mgmt	For	For
4b	Authorize Board to Fix their Remuneration		Mgmt	For	For
5	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
6b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		698,000		698,000
		Total:		698,000		698,000
Tianjin Development Holdings Ltd		Shares Voted	3,724,000	Cusip/Sedol	6092357	Ticker	N/A
Meeting Date	5/26/2006	Shares	3,724,000	Meeting Type	AGM	Record Date	5/19/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a1	Reelect Yu Rumin as Director		Mgmt	For	For
3a2	Reelect Wang Jiandong as Director		Mgmt	For	For
3a3	Reelect Sun Zengyin as Director		Mgmt	For	For
3a4	Reelect Ye Disheng as Director		Mgmt	For	For
3a5	Reelect Cheung Wing Yui as Director		Mgmt	For	For
3b	Authorize Board to Fix their Remuneration		Mgmt	For	For
4	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,724,000		3,724,000
		Total:		3,724,000		3,724,000
Glorious Sun Enterprises		Shares Voted	698,000	Cusip/Sedol	6361756	Ticker	393 HK
Meeting Date	5/26/2006	Shares	698,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition of the Entire Issued Share Capital of Goldpromise Ltd. and Related Shareholders Loan from Charles Yeung and Yeung Chun Fan		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		698,000		698,000
		Total:		698,000		698,000
Wharf (Holdings) Ltd.		Shares Voted	579,000	Cusip/Sedol	6435576	Ticker	4 HK
Meeting Date	5/29/2006	Shares	579,000	Meeting Type	AGM	Record Date	5/19/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Peter K.C. Woo as Director		Mgmt	For	For
3b	Reelect Stephen T.H. Ng as Director		Mgmt	For	For
3c	Reelect Doreen Y.F. Lee as Director		Mgmt	For	For
3d	Reelect Hans Michael Jebsen as Director		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		579,000		579,000
		Total:		579,000		579,000
Denway Motors Ltd. (formerly Denway Investment)		Shares Voted	9,314,000	Cusip/Sedol	6263766	Ticker	203 HK
Meeting Date	6/6/2006	Shares	9,314,000	Meeting Type	AGM	Record Date	5/30/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Approve Final Dividend		Mgmt	For	For
2b	Approve Special Dividend		Mgmt	For	For
3a	Reelect LU Zhifeng as Director		Mgmt	For	For
3b	Reelect YANG Dadong as Director		Mgmt	For	For
3c	Reelect DING Baoshan as Director		Mgmt	For	For
3d	Authorize Board to Fix Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
8	Amend Articles Re: Appointment of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		9,314,000		9,314,000
		Total:		9,314,000		9,314,000
Shenzhen Expressway Company Ltd.		Shares Voted	3,784,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	6/12/2006	Shares	3,784,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Agreement Between the Company and Liquidation Committee of Qingyuan City Yueqing Highway Construction and Devt. Co. Ltd. Relating to the Acquisition of a 20.09 Percent Interest in Guangdong Qinglian Highway Devt. Co. Ltd.		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,784,000		3,784,000
		Total:		3,784,000		3,784,000
Shenzhen Expressway Company Ltd.		Shares Voted	3,784,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	6/12/2006	Shares	3,784,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
1	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,784,000		3,784,000
		Total:		3,784,000		3,784,000
Shenzhen Expressway Company Ltd.		Shares Voted	3,784,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	6/12/2006	Shares	3,784,000	Meeting Type	AGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend and Profit Distribution Scheme		Mgmt	For	For
5	Approve Budget Plan for the Year 2006		Mgmt	For	For
6	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
7	Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
9	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,784,000		3,784,000
		Total:		3,784,000		3,784,000
Shenzhen Expressway Company Ltd.		Shares Voted	3,784,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	6/12/2006	Shares	3,784,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For Domestic Shareholders
1	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,784,000		3,784,000
		Total:		3,784,000		3,784,000
Sinopec Shanghai Petrochemical Co. (formerly Shanghai Petroc		Shares Voted	4,204,000	Cusip/Sedol	6797458	Ticker	338 HK
Meeting Date	6/15/2006	Shares	4,204,000	Meeting Type	AGM	Record Date	5/15/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and 2006 Budget		Mgmt	For	For
4	Approve Profit Appropriation Plan		Mgmt	For	For
5	Reappoint KPMG Huazen and KPMG as Domestic and International Auditors Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6a1	Approve Resignation of Wu Haijun as Director		Mgmt	For	For
6a2	Approve Resignation of Gao Jinping as Director		Mgmt	For	For
6b1	Elect Li Honggen as Director		Mgmt	For	For
6b2	Elect Dai Jinbao as Director		Mgmt	For	For
7	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,204,000		4,204,000
		Total:		4,204,000		4,204,000

Jiangxi Copper Company Ltd.		Shares Voted	4,916,000	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	6/15/2006	Shares	4,916,000	Meeting Type	AGM	Record Date	5/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Auditors' Report		Mgmt	For	For
4	Approve Profit Distribution Proposal		Mgmt	For	For
5a1	Elect He Changming as Director		Mgmt	For	For
5a2	Elect Qi Huaiying as Director		Mgmt	For	For
5a3	Elect Li Yihuang as Director		Mgmt	For	For
5a4	Elect Wang Chiwei as Director		Mgmt	For	For
5a5	Elect Wu Jinxing as Director		Mgmt	For	For
5a6	Elect Gao Jianmin as Director		Mgmt	For	For
5a7	Elect Liang Qing as Director		Mgmt	For	For
5a8	Elect Kang Yi as Director		Mgmt	For	For
5a9	Elect Yin Hongshan as Director		Mgmt	For	For
5a10	Elect Tu Shutian as Director		Mgmt	For	For
5a11	Elect Zhang Rui as Director		Mgmt	For	For
5b	Authorize Board to Fix Remuneration of Directors		Mgmt	For	For
6	Authorize Board to Enter into Service Contract and/or Appointment Letter with Each of the Newly Elected Directors		Mgmt	For	For
7a1	Elect Wang Maoxian as Supervisor		Mgmt	For	For
7a2	Elect Li Ping as Supervisor		Mgmt	For	For
7a3	Elect Gan Chengjiu as Supervisor		Mgmt	For	For
7a4	Elect Li Baomin as Supervisor		Mgmt	For	For
7a5	Elect Hu Failiang as Supervisor		Mgmt	For	For
5b	Authorize Board to Fix Remuneration of Supervisors		Mgmt	For	For
8	Authorize Board to Enter into Service Contract or Appointment Letter with Each of the Newly Elected Supervisors		Mgmt	For	For
9	Reappoint Deloitte Touche Tohmatsu Shanghai CPAs Ltd. and Deloitte Touche Tohmatsu as PRC and International Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
10	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
11	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,916,000		4,916,000
		Total:		4,916,000		4,916,000
Dongfang Electrical Machinery Company Ltd		Shares Voted	2,114,000	Cusip/Sedol	6278566	Ticker	N/A
Meeting Date	6/15/2006	Shares	2,114,000	Meeting Type	AGM	Record Date	5/15/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Approve Profit Distribution Proposal		Mgmt	For	For
4	Accept Financial Statements and Statutory Reports		Mgmt	For	For
5	Approve 2006 Work Plan		Mgmt	For	For
6	Approve 2006 Connected Transactions Under the DEC Supply Agreement Between the Company and China Dongfang Electric Corp. and the Annual Caps		Mgmt	For	For
7	Approve Deloitte Deloitte Touche Tomants CPAs of Hong Kong and Deloitte Touche Tohmatsu CPAs as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
8	Approve 2006 Connected Transactions Under the Supply Agreement Between the Company and Certain Subsidiaries of Dongfang Electric Machinery Works and the Annual Caps		Mgmt	For	For
9	Approve Connected Transactions Between the Company and China Dongfang Electric Corp. and Its Subsidiaries		Mgmt	For	For
10	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,114,000		2,114,000
		Total:		2,114,000		2,114,000
CHINA SHIPPING CONTAINER LINES CO LTD		Shares Voted	2,621,000	Cusip/Sedol	B018L76	Ticker	2866 HK
Meeting Date	6/20/2006	Shares	2,621,000	Meeting Type	AGM	Record Date	5/22/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend of RMB 0.12 Per Share and Profit Distribution Plan		Mgmt	For	For
5	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
6	Approve PricewaterhouseCoopers, Hong Kong, CPAs and BDO Zhong Hua CPAs as International and PRC Auditors Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Adopt Each Code Provision in the Code of Corporate Governance Practices Set Out in the Listing Rules		Mgmt	For	For
8	Amend H Share Share Appreciation Rights Scheme		Mgmt	For	For
9	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
10	Other Business (Voting)		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,621,000		2,621,000
		Total:		2,621,000		2,621,000
Angang New Steel Company		Shares Voted	5,366,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	6/20/2006	Shares	5,366,000	Meeting Type	AGM	Record Date	5/19/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Proposed Profit Distribution Plan		Mgmt	For	For
5	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
6	Approve Auditors for 2006 and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7a	Elect Liu Jie as Executive Director		Mgmt	For	For
7b	Elect Tang Fuping as Executive Director		Mgmt	For	For
7c	Elect Yang Hua as Executive Director		Mgmt	For	For
7d	Elect Wang Chunming as Executive Director		Mgmt	For	For
7e	Elect Huang Haodong as Executive Director		Mgmt	For	For
7f	Elect Lin Daqing as Executive Director		Mgmt	For	For
7g	Elect Fu Wei as Executive Director		Mgmt	For	For
7h	Elect Fu Jihui as Executive Director		Mgmt	For	For
7i	Elect Yu Wanyuan as Non-Executive Director		Mgmt	For	For
7j	Elect Wu Xichun as Independent Non-Executive Director		Mgmt	For	For
7k	Elect Wang Linsen as Independent Non-Executive Director		Mgmt	For	For
7l	Elect Liu Yongze as Independent Non-Executive Director		Mgmt	For	For
7m	Elect Francis Li Chak Yan as Independent Non-Executive Director		Mgmt	For	For
7n	Elect Wang Xiaobin as Independent Non-Executive Director		Mgmt	For	For
8a	Elect Qi Cong as Supervisor		Mgmt	For	For
8b	Elect Zhang Lifen as Supervisor		Mgmt	For	For
8c	Elect Shan Mingyi as Supervisor		Mgmt	For	For
9	Change Company Name		Mgmt	For	For
10	Amend Articles of Association		Mgmt	For	For
11	Amend Rules of Procedure for the General Meetings of the Shareholders		Mgmt	For	For
12	Amend Rules of Procedure for the Meetings of the Board of Directors		Mgmt	For	For
13	Amend Rules of Procedure for the Meeetings of the Supervisory Committee		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,366,000		5,366,000
		Total:		5,366,000		5,366,000
GUANGZHOU R&F PROPERTIES CO., LTD		Shares Voted	410,000	Cusip/Sedol	B0C9GY0	Ticker	2777 HK
Meeting Date	6/27/2006	Shares	410,000	Meeting Type	EGM	Record Date	N/A
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Approve Subdivision of Every Domestic Share and H Share of RMB 1 Each in the Share Capital of the Company into Four Domestic Shares and H Shares of RMB 0.25 Each and to Authorize Board to Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		410,000		410,000
		Total:		410,000		410,000
Yanzhou Coal Mining Company Limited		Shares Voted	5,155,200	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	6/28/2006	Shares	5,155,200	Meeting Type	AGM	Record Date	5/29/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Distribution Plan, Cash Dividend, and Special Cash Dividend		Mgmt	For	For
5	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
6	Approve Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPAs Ltd. as International and Domestic Auditors Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Amend Articles of Association		Mgmt	For	For
8	Amend Rules of Procedure for Meetings of Shareholders		Mgmt	For	For
9	Amend Rules of Procedure for the Board of Directors		Mgmt	For	For
10	Amend Rules of Procedure for the Supervisory Committee		Mgmt	For	For
11	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,155,200		5,155,200
		Total:		5,155,200		5,155,200

		GUINNESS ATKINSON GLOBAL INNOVATORS FUND
		PROXY VOTING RECORD July 1, 2005 - June 30, 2006
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Cable & Wireless	14-Dec-05	232,720		0162557	CWP
Vote	MRV	Proposal
for	for	that the articles of association of the company be amended by inserting	Issuer
		after article 150 new articles 151, 152, 153 and 154 as set ou tin the notice of meeting
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Costco	25-Jan-06	0		22160K105	COST US
Vote	MRV	Proposal
DID NOT VOTE	for	election of four Class I directors to hold office til 2009 AGM and until their successors are elected and qualified.	Issuer
DID NOT VOTE	for	amend the Company's Amended and Restated 2002 Stock Incentive Plan	Issuer
		to, among other things, increase the number of shares available to be granted under the plan.
DID NOT VOTE	against	shareholder proposal that the Board of Directors take all necessary steps to hold annual elections for all directors.	Security Holder
DID NOT VOTE	against	shareholder proposal that the Company adopt a code of conduct	Security Holder
DID NOT VOTE	for	ratify the selction of KPMG as the Company's independent auditors.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Samsung Electronics	28-Feb-06	5000	Issuer	4942818	005930 KS
Vote	MRV	Proposal
for	for	approval of financial statements and appropriation of Income, with a final	Issuer
		dividend of KRW 5000 per common share
for	for	election of independent non-executive directors	Issuer
for	for	election of executive directors	Issuer
for	for	election of members of audit committee	Issuer
for	for	approval of limit on remuneration of directors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Nokia ADR	30-Mar-06	0		654902204	NOK US
Vote	MRV	Proposal
DID NOT VOTE		Presentation of the Annual Accounts	Issuer
DID NOT VOTE		Approval of the income statements and balance sheets.	Issuer
DID NOT VOTE	for	Distribution of the profit for the year, payment of dividend	Issuer
DID NOT VOTE		Discharging of the Chairman, the members of the Board of Directors, and the President, from liability.	Issuer
DID NOT VOTE	for	Resolution on the renumeration payable to the members of the Board of	Issuer
		Directors.
DID NOT VOTE	for	Resolution on the number of members of the Board of Directors:	Issuer
		propose that the number of Board members be ten.
DID NOT VOTE	for	Re-election of 9 current Board members until the close of the next AGM,	Issuer
		election of 1 new Board member for same period, .
DID NOT VOTE	for	Auditor renumeration	Issuer
DID NOT VOTE	for	Election of the auditor: the Audit committee recommends the re-election of Pricewaterhouse CoopersOy for 2006.	Issuer
DID NOT VOTE	for	proposal by the board of directors to reduce the share capital through the	Issuer
		cancellation of shares. Share capitla be reduced by a min. of EUR 156 660 600 max. of EUR 22 962 000.
DID NOT VOTE	for	Proposal by the board of directors to authorize the board of Directors to	Issuer
		resolve to increase the share capital with a max. of EUR 48 540 000. As a
		result of share issuance an aggregate maximum of 809 million new shares be issued.
DID NOT VOTE	for	Proposal by the board of directors to authorize the board of directors to	Issuer
		resolve to repurchase Nokia shares to a max. of 405mil Nokia shares,
DID NOT VOTE	for	Proposal by the board of directors to authorize the board of directors to	Issuer
		resolve to dispose Nokia shares held by the company.
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Citigroup	18-Apr-06	0		172967101	C US
Vote	MRV	Proposal
DID NOT VOTE	for	re-election of 17 directors.	Issuer
DID NOT VOTE	for	ratification of KPMG LLP as Citigroup's independent registererd public	Issuer
		accounting firm for 2006.
DID NOT VOTE	for	approval of ammendments to change certain provisions in Citigroup's	Issuer
		restated certificate of Incorporation.
DID NOT VOTE	against	stockholder proposal that no future new stock options be awarded to anyone nor that any current ones be repriced or renewed.	Security Holder
DID NOT VOTE	against	stockholder proposal that the Company provide a report, updated semi-	Security Holder
		annualy, disclosing: 1)policies and procedures for political contributions,
		2) monetary and non-monetary political contributions not deducible under section 162 (e)(1)(B) of the Internal Revenue Code.
DID NOT VOTE	against	shareholder proposal that the Company provide a report updated semi-	Security Holder
		annualy, omitting proprietary information and at reasonable cost, disclosing the Company's: 1) policies and procedures for charitable contributions made with corporate assets, 2) buisness rationale for each of the charitable contributions; 3) personnel who contributed in making the decsions to contribute; 4) the actual or estimated benefits to the Company and beneficiaries produced by contributions.
DID NOT VOTE	against	shareholder proposal to adopt a policy tha a significant portion of future long-term equity compensation to senior executives shall be performance-based .	Security Holder
DID NOT VOTE	against	shareholder proposal to amend the bylaws to provide procedures for the	Security Holder
		reimbursement of the reasonable expenses, including but not limited to
		legal, advertising, solicitation, printing and mailing costs incurred by a
		stockholder in a contested election of directors.
DID NOT VOTE	against	shareholder proposal that the Citigroup Board of Directors adopt promptly a resolution requiring that the Chairman of the Board serve in that capacity only, and have no management duties, titles or repsonsibilities.	Security Holder
DID NOT VOTE	against	shareholder proposal to adopt a policy whereby, in the event of a significant negative restatement of earnings or significant extraordinary write-off, our board will recoup, to the fulelst extent practicable, for the benefit of our Company all performance-based bonuses or awards that were made to senior executives based on not having met specific performance targets to the extent that the specific performance targets were not met.	Security Holder

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
State Street	19-Apr-06	0		857477103	STT US
Vote	MRV	Proposal
DID NOT VOTE	for	to elect 13 directors.	Issuer
DID NOT VOTE	for	to ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending Dec 31 2006.	Issuer
DID NOT VOTE	for	to approve the 2006 Equity Incentive Plan.	Issuer
DID NOT VOTE	for	to approve the material terms of the 2006 restated Senior Executive Incentive Plan.	Issuer
DID NOT VOTE	against	to vote on a shareholder proposal to request the directors to redeem the	Security Holder
		outstanding rights under the Company's Rights Agreement, and to require shareholder ratification of any future rights agreement.
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
BP ADR	20-Apr-06	0		055622104	BP US
Vote	MRV	Proposal
DID NOT VOTE	for	To receive the report of the directors and the accounts for the year ended 31 December 2005.	Issuer
DID NOT VOTE	for	To approve the directors’ remuneration report for the year ended 31 December 2005.	Issuer
DID NOT VOTE	for	To re-elect 15 directors.
DID NOT VOTE	for	To reappoint Ernst & Young LLP as auditors until the conclusion of the next general meeting before which accounts are laid and to authorize the directors to set the auditors’ remuneration for 2006.	Issuer
DID NOT VOTE	for	To authorize the company generally and unconditionally to make market	Issuer
		purchases (as defined in Section 163(3) of the Companies Act 1985) of
		ordinary shares with nominal value of $0.25 each in the company, provided that: a) a. the company does not purchase under this authority more than 2.0 billion ordinary shares; b. the company does not pay less than $0.25 for each share; and c.) the company does not pay for each share than 5% over the average of the middle market price of the ordinary shares for the five business days immediately preceding the date on which the company agrees to buy the shares concerned, based on share prices and currency exchange rates published in the Daily Official List of the London Stock Exchange. In executing this authority the company may purchase shares using any currency, including pounds sterling, US dollars, and euros. This authority shall continue for the period ending on the date of the Annual General Meeting in 2007 or 19 July 2007, whichever is the earlier, provided that if the company has agreed before this date to purchase ordinary shares where these purchases will or may be executed after the authority terminates (either wholly or in part) the company may complete such purchases.
DID NOT VOTE	for	To renew, for the period ending on the date of the Annual General Meeting in 2007 or 19 July 2007, whichever is the earlier, the authority and power conferred on the directors by Article 13 of the company’s Articles of Association to allot relevant securities up to an aggregate nominal amount equal to the Section 80 Amount of $1,690 million.	Issuer
DID NOT VOTE	for	To renew, for the period ending on the date of the Annual General Meeting in 2007 or 19 July 2007, whichever is the earlier, the authority and power conferred on the directors by Article 13 of the company’s Articles of Association to allot equity securities wholly for cash (a) in connection with a rights issue; and (b) otherwise than in connection with a rights issue up to an aggregate nominal amount equal to the Section 89	Issuer
		Amount of $253 million.
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
L-3	25-Apr-06	0		502424104	LLL US
Vote	MRV	Proposal
DID NOT VOTE	for	election of three Class III directors whose terms expire 2009.	Issuer
DID NOT VOTE	for	ratification of the appointment of our independent registered public accounting firm for 2006.	Issuer
DID NOT VOTE	for	Approval of an ammendment to the L-3 Communication Corporation Employee Stock Purchase Plan solely to increase the number of shares available for issuance under the Plan.	Issuer

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Pfizer	27-Apr-06	0		717081103	PFE US
Vote	MRV	Proposal
DID NOT VOTE	for	To elect thirteen members of the Board of  Directors, each for a term of one year.	Issuer
DID NOT VOTE	for	To ratify the appointment of KPMG LLP asour independent registered public accounting firm for the 2006 fiscal year	Issuer
DID NOT VOTE	for	To approve an amendment to the Company’s Restated Certificate of Incorporation to eliminate the supermajority vote and fair price provisions	Issuer
DID NOT VOTE	against	That the stockholders of Pfizer recommend that the Board take the necessary steps so that future outside directors shall not serve for more than six years	Security Holder
DID NOT VOTE	against	Shareholders request the Board of Directors report by September 2006 on measures Pfizer is taking to contain the price increases of its most-prescribed drugs to levels equal to or below the annual rate of inflation.	Security Holder
DID NOT VOTE	against	Shareholders recommend that our Board adopt cumulative voting as a bylaw or long-term policy.  Cumulative voting means that each shareholder may cast as many votes as equal to number of shares	Security Holder
		held, multiplied by the number of directors to be elected. A shareholder may cast all such cumulated votes for a single candidate or split votes between multiple candidates, as that shareholder sees fit.
		Under cumulative voting shareholders can withhold votes from certain nominees in order to cast multiple votes for others.
DID NOT VOTE	against	The shareholders of Pfizer request the Board of Directors establish a policy of, whenever possible, separating the roles of Chairman and Chief Executive Officer, so that an independent director who has not served as an executive officer of the Company serves as Chair of the Board of Directors.	Security Holder
DID NOT VOTE	against	shareholders of Pfizer request that the Company provide a report, updated semi-annually, disclosing the Company’s: 1. Policies and procedures for political contributions and expenditures (both direct	Security Holder
		and indirect) made with corporate funds. This report shall be presented to the board of directors’ audit committee or other relevant oversight committee, and posted on the Company’s Website to reduce costs to shareholders.
DID NOT VOTE	against	shareholders request that the Board issue a report to shareholders on the feasibility of amending the Company’s Laboratory Animal Care and Use policy to ensure (a) that it extends to all contract laboratories and that it is reviewed with such outside laboratories on a regular basis, and (b) superior standards of care for animals who continue to be used for these purposes, both by the Company itself and by all independently retained laboratories, including provisions to ensure that animals’ psychological,	Security Holder
		social and behavioral needs are met. Further, the shareholders request that the Board issue an annual report to shareholders on the extent to which in-house and contract laboratories are adhering to this
		policy, including the implementation of the psychological enrichment measures.
DID NOT VOTE	against	Board is requested to report to shareholders on the justification for affirmatively contributing to the advancement of animal-based testing while publicly promoting an animal care Policy that affirmatively	Security Holder
		commits to the advancement of non-animal based test methodologies.
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip	Ticker
Apple	27-Apr-06	0		037833100	AAPL US
Vote	MRV	Proposal
DID NOT VOTE	for	re-election of 7 directors to the Company's Board.	Issuer
DID NOT VOTE	for	ratification of the appointment of KPMG LLP as independent auditors of the Company for fiscal year 2006.	Issuer
DID NOT VOTE	against	Apple Computer’s board of directors prepare a report, at reasonable cost, studying ways to improve its computer recycling programs, to be released within six months of the annual shareholder meeting.	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Cemex ADR	27-Apr-06	0		151290889	CX US
Vote	MRV	Proposal
DID NOT VOTE	for	proposal to split each of the company's ordinary common shares series 'A' and series 'B' shares and amend article 6 of the company's by-Laws.	Issuer
DID NOT VOTE	for	proposal to change the company's By-Laws.
DID NOT VOTE	for	appointment of delegates to formalise the resolutions adopted at the meeting and the changes in the company's By-Laws or estatutos sociales, if applicable.	Issuer
DID NOT VOTE	for	approval of the financial statements for the fiscal year ended Dec. 31 2005.	Issuer
DID NOT VOTE	for	Allocation of profits and the maximum amount of funds to e used for the purchase of company shares.	Issuer
DID NOT VOTE	for	proposal to increase the capital stoc kof the company in its variable portion.	Issuer
DID NOT VOTE	for	appointment of directors and statutory auditors and president of the audit committee and societal practises.	Issuer
DID NOT VOTE	for	compensation of directors, statutory auditors and audit and societal practises committee.	Issuer
DID NOT VOTE	for	appointment of delegates to formalize the resolutions adopted at the meeting.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
First Data	10-May-06	0		319963104	FDC US
Vote	MRV	Proposal
DID NOT VOTE	for	The re-election of four directors through till 2009	Issuer
DID NOT VOTE	for	the ratification of three directors	Issuer
DID NOT VOTE	for	the ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for the Company for 2006.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Nucor	11-May-06	0		670346105	NUE US
Vote	MRV	Proposal
DID NOT VOTE	for	To elect two directors to a term of three years	Issuer
DID NOT VOTE	for	To ratify the appointment of PricewaterhouseCoopers LLP as Nucor’s independent registered public accounting firm for the year ending December 31, 2006;	Issuer
DID NOT VOTE	for	To approve an amendment to Nucor’s Restated Certificate of Incorporation increasing its authorized common stock from 400,000,000 shares to 800,000,000 shares;	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Taiwan Semiconductors ADR	16-May-06	0		874039100	TSM US
Vote	MRV	Proposal
DID NOT VOTE	for	Approval of distribution of 2005 profits	Issuer
DID NOT VOTE	for	Approval of capitalization of 2005 dividends, 2005 employee profit sharing and capital surplus	Issuer
DID NOT VOTE	for	Approval of revisions to the Articles of Incorporation	Issuer
DID NOT VOTE	for	Election of 9 directors and 2 suupervisors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Amazon	23-May-06	0		023135106	NUE US
Vote	MRV	Proposal
DID NOT VOTE	for	To elect eight Directors to serve until the next Annual Meeting of Shareholders and until their respective successors are elected and qualified	Issuer
DID NOT VOTE	for	To ratify the appointment of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending December 31, 2006;	Issuer

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Qwest	24-May-06	0		749121109	Q US
Vote	MRV	Proposal
DID NOT VOTE	for	Elect nine directors to the Board of Directors to hold office until the annual meeting of stockholders in 2007 and until their successors are elected and qualified;	Issuer
DID NOT VOTE	for	Ratify the appointment of KPMG LLP as our independent auditor for 2006;	Issuer
DID NOT VOTE	for	Approve the amended and restated Equity Incentive Plan which amongst other things:	Issuer
		a)provides that non-employee directors are eligible to receive additional types of awards; b) is necessary to comply with new tax laws relating to certain types of deferred compensation arrangements, and c) implements certain design changes deemed desirable by us that are consistent
		with the purposes of the Equity Incentive Plan, including revision of the definition of termination for “cause.”
DID NOT VOTE	against	The shareholders of Qwest Communications urge our Board of Directors to adopt a policy whereby, in the event of a substantial	Security Holder
		restatement of financial results, the Board will review all bonuses and performance-based compensation made to executive officers during the period of the restatement, and pursue all legal remedies to recover, for the benefit of the Company, all such compensation to the extent that the restated results do not justify the compensation previously paid.
DID NOT VOTE	against	Shareholders request that the Board adopt a policy to seek shareholder approval of any future supplemental executive retirement	Security Holder
		plan (“SERP”), or individual retirement arrangement, for senior executives that provides preferential benefit formulas, or supplemental
		pension benefits, not provided to other managers under the Company’s regular tax-qualified pension plan. Implementation of this
		policy shall not breach any existing employment agreement or vested benefit.
DID NOT VOTE	against	Directors shall be elected by the vote of the majority of the shares represented in person or by proxy at any meeting for the election of	Security Holder
		directors at which a quorum is present, provided that if the number of nominees exceeds the number of directors to be elected, the
		directors shall be elected by the vote of a plurality of the shares represented in person or by proxy at any such meeting.”
DID NOT VOTE	against	That the shareholders of QWEST COMMUNICATIONS INTERNATIONAL INC. request their Board of Directors to establish a policy of separating the roles of the Chairman of the Board and the Chief Executive Officer (or President) whenever possible, so that an	Security Holder
		independent director who has not served as an executive officer of the Company serves as Chairman of the Board of Directors
		The proposal shall not apply to the extent that compliance would necessarily breach any contractual obligations in effect at the time
		of the 2006 annual meeting
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Checkpoint	8-Jun-06	0		M22465104	CKP US
Vote	MRV	Proposal
DID NOT VOTE	for	To elect three Class III directors for a three-year term and one Class I director for a one-year term	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Sony ADR	22-Jun-06	0		835699307	SNE US
Vote	MRV	Proposal
DID NOT VOTE	for	Amendment of a part of the Articles of Incorporation	Issuer
DID NOT VOTE	for	Election of 14 directors	Issuer
DID NOT VOTE	for	Issuance of Stock Acquisition Rights for the purpose of granting stock options	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Honda ADR	23-Jun-06	0		438128308	HMC US
Vote	MRV	Proposal
DID NOT VOTE	for	Approval of proposal for appropriation of retained earnings for 82nd fiscal year	Issuer
DID NOT VOTE	for	Partial Amendments to the Articles of Incorporation	Issuer
DID NOT VOTE	for	Election of 20 directors	Issuer
DID NOT VOTE	for	Payment of Bonus to directors and corporate auditors for 82nd fiscal year	Issuer
DID NOT VOTE	for	Presentation of retirement allowance to retiring director	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
WPP ADR	27-Jun-06	0		929309409	WPPGY US
Vote	MRV	Proposal
DID NOT VOTE	for	Receipt and approval of 2005 accounts	Issuer
DID NOT VOTE	for	Declaration of final dividend of 6.34 pence	Issuer
DID NOT VOTE	for	Election of 12 directors	Issuer
DID NOT VOTE	for	Reappointment of Deloitte & Touche as auditors	Issuer
DID NOT VOTE	for	Empowerment of directors to allot relevant securities	Issuer
DID NOT VOTE	for	Authorisation of Company to make market purchases of ordinary shares of 10pence each	Issuer
DID NOT VOTE	for	Empowerment of directors to allot equity securities for cash	Issuer
DID NOT VOTE	for	Approval of directors' remuneration report	Issuer

		GUINNESS ATKINSON GLOBAL ENERGY FUND
		PROXY VOTING RECORD July 1, 2005 - June 30, 2006
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petrochina	16-Aug-05	968,000		6226576	857 HK
Vote	MRV	Proposal
for	for	Approval of acquisition of a total of 50% interest in the enlarged registered capital of Zhong You Kan Tan Kai Fa Co.	Issuer
		by way of capital contribution to Newco in an aggregate amount of RMB 20.7 billion
for	for	Approval of transfer by the company of the enrire issued capital of Petrochina International Ltd to Newco at a cash	Issuer
		consideration of RMB 579.4 million
for	for	Approval of supplemental comprehensive agreement and continuing connected transactions	Issuer
for	for	Approval of annual limits of continuing connected transactions	Issuer
for	for	Authorization of the CFO of the company to do all acts necessary to implement the supplemental comprehensive agreement, continuing connected transactions, and proposed caps	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shandong Molong	3-Oct-05	299,356		B00LNZ8	8261 HK
Vote	MRV	Proposal
for	for	Approve Interim Dividend of RMB 0.02 Per Share for the Six Months Ended June 30, 2005	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Venture Production	4-Oct-05	34,334		3142318	VPC LN
Vote	MRV	Proposal
		Approve Sale of Venture Production (Trinidad) Ltd. and of the Benefit of a Loan Account Existing Between	Issuer
for	for	the Company and VPTL and the Subscription for Common Stock in TDN
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petrochina	8-Nov-05	5,377,000		6226576	857 HK
Vote	MRV	Proposal
for	for	Elect 6 directors	Issuer
for	for	Elect 2 independent directors	Issuer
for	for	Elect 2 supervisors	Issuer
for	for	Elect 2 independent supervisors	Issuer
for	for	Approve second supplemental comprehensive agreement	Issuer
for	for	Approve CRMSC Products and Services agreement	Issuer
for	for	Approve ongoing connected transactions	Issuer
for	for	Approve annual caps of the ongoing connected transactions	Issuer
for	for	Approve annual caps in respect of the products and services to be provided to CRMSC	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shandong Molong	28-Nov-05	299,356		B00LNZ8	8261 HK
Vote	MRV	Proposal
for	for	Approve oil well pipe and casing billets supply agreement	Issuer
for	for	Approve metallurgy accessories supply agreement	Issuer
for	for	Approve scrap and used metals supply agreement	Issuer
for	for	Approve machinery accessories supply agreement	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Sasol	2-Dec-05	111,347		6777450	SOL SJ
Vote	MRV	Proposal
for	for	Accept financial statements and statutory reports for year ended June 2005	Issuer
for	for	Reelect 5 directors	Issuer
for	for	Reelect 2 directors appointed during the year	Issuer
for	for	Reappoint KPMG as Auditors	Issuer
for	for	Amend articles of association re: increase number of directors appointed by board to 16	Issuer
for	for	Place authorized but unissued shares under control of directors	Issuer
for	for	Approve remuneration of directors starting July 1st, 2005	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shandong Molong	30-Dec-05	299,356		B00LNZ8	8261 HK
Vote	MRV	Proposal
for	for	Listing of the H shares on the main board of the Stock Exchange of Hong Kong	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shandong Molong	30-Dec-05	299,356		B00LNZ8	8261 HK
Vote	MRV	Proposal
for	for	Listing of the H shares on the main board of the Stock Exchange of Hong Kong, voluntary withdrawal of the listing	Issuer
		of H shares from Growth Enterprise Market, and adopt new articles of association

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petrobras ADR	3-Apr-06	0		2683410	PBR/A
Vote	MRV	Proposal
DID NOT VOTE	for	Approval of capital budget for 2006 fiscal year	Issuer
DID NOT VOTE	for	Destination of results achieved in the 2005 fiscal year	Issuer
DID NOT VOTE	for	Election of the members of the Board of directors	Issuer
DID NOT VOTE	for	Election of the President of the Board of directors	Issuer
DID NOT VOTE	for	Election of the members of the Audit Committee and their respective substitutes	Issuer
DID NOT VOTE	for	Establishment of the wages to be paid to the full members of the Audit Committee	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petro-Canada	25-Apr-06	86,520		2684316	PCA CN
Vote	MRV	Proposal
for	for	Election of 12 directors	Issuer
for	for	Ratification of Deloitte & Touche as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Canadian Oil Sands Trust	25-Apr-06	30,636		2061834	COS-U CN
Vote	MRV	Proposal
for	for	Appointment of PWC as auditors of COSL and authorization of board to fix remuneration of auditors	Issuer
for	for	Appointment of PWC as auditors of the Trust and authorization of board to fix remuneration of auditors	Issuer
for	for	Election of 8 directors	Issuer
for	for	Approval of 1:5 unit split	Issuer
for	for	Amendment of trust indenture re: Foreign ownership constraints	Issuer
for	for	Approval of Computershare Trust Company of Canada as trustee of the trust	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Chevron Corporation	26-Apr-06	0		166764100	CVX
Vote	MRV	Proposal
DID NOT VOTE	for	Election of 13 directors	Issuer
DID NOT VOTE	for	Ratification of appointment of independent registered public accounting firm	Issuer
DID NOT VOTE	for	Taking action on stockholder proposals	Issuer
DID NOT VOTE	for	Transaction of any other business	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Marathon Oil Corporation	26-Apr-06	45,288		565849106	MRO
Vote	MRV	Proposal
for	for	Nomination of 3 Class I directors	Issuer
for	for	Ratification of PWC LLP as independent auditors	Issuer
for	for	Amendment of restated certificate of incorporation to declassify the board of directors	Issuer
for	for	Amendment of restated certificate of incorporation to revise the purpose clause, eliminate the series A junior preferred stock and make other technical changes	Issuer
for	against	Election of directors by majority vote	Security Holder
against	against	Simple majority vote of stockholders	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Encana	26-Apr-06	83,056		2793193	ECA CN
Vote	MRV	Proposal
for	for	Election of 15 directors	Issuer
for	for	Ratification of PWC as auditors and authorization of Board to fix remuneration of auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Nexen	27-Apr-06	70,227		2172219	NXY CN
Vote	MRV	Proposal
for	for	Election of 11 directors	Issuer
for	for	Ratification of Deloitte & Touche as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Opti Canada	27-Apr-06	99,429		B00R3Q7	OPC CN
Vote	MRV	Proposal
for	for	Fixing number of directors at 8	Issuer
for	for	Election of 8 directors	Issuer
for	for	Ratification of PWC as auditors	Issuer
for	for	Approval of 2:1 stock split	Issuer
for	for	Adoption of Shareholder Rights Plan	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shell Canada	28-Apr-06	93,976		2802806	SHC CN
Vote	MRV	Proposal
for	for	Election of 10 directors	Issuer
for	for	Approval of PWC LLP as auditors	Issuer
for	for	Allow Board to appoint additional directors between meetings	Issuer

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Imperial Oil	2-May-06	1,930		2454241	IMO CN
Vote	MRV	Proposal
for	for	Ratification of PWC LLP as auditors	Issuer
for	for	Election of 8 directors	Issuer
for	for	Approval of increase in common stock and a stock split	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Tesoro	3-May-06	54,290		881609101	TSO
Vote	MRV	Proposal
for	for	Election of 8 directors	Issuer
for	for	Adoption of 2006 long-term incentive plan	Issuer
for	for	Amendment of restated certificate of incorporation to increase number of authorized shares by 100 million	Issuer
for	for	Ratification of appointment of Deloitte & Touche LLP as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Pioneer Natural Resources	3-May-06	89,260		723787107	PXD
Vote	MRV	Proposal
for	for	Election of 3 directors	Issuer
for	for	Ratification of selection of independent auditors	Issuer
for	for	Adoption of 2006 long-term incentive plan	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Unit Corp	3-May-06	22,120		909218109	UNT
Vote	MRV	Proposal
for	for	Election of 3 directors	Issuer
for	for	Ratification of auditors	Issuer
for	for	Approval of an amendment to the company's amended and restated certificate of incorporation to increase the shares of the company's authorized common stock	Issuer
for	for	Approval of an amendment to the company's amended and restated certificate of incorporation to increase the shares of the company's authorized preferred stock	Issuer
for	for	Approval of Unit Corp stock and incentive compensation plan	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Amerada Hess	3-May-06	24,561		2023748	AHC US
Vote	MRV	Proposal
for	for	Election of 4 directors	Issuer
for	for	Ratification of selection of Ernst & Young as auditors	Issuer
for	for	Proposal to change name of company to Hess Corporation	Issuer
for	for	Proposal to amend company's restated certificate of incorporation to increase number of authorized shares of common stock to 600,000,000 shares	Issuer
for	for	Proposal to approve performance incentive plan for senior officers	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Plains Exploration	4-May-06	92,960		726505100	PXP
Vote	MRV	Proposal
for	for	Election of 7 directors	Issuer
for	for	Ratification of selection of PWC as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Sunoco	4-May-06	44,890		86764P109	SUN
Vote	MRV	Proposal
for	for	Election of 10 directors	Issuer
for	for	Approval of the Sunoco incentive plan	Issuer
for	for	Ratification of appointment of Ernst & Young as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Apache	4-May-06	53,559		037411105	APA
Vote	MRV	Proposal
for	for	Election of 5 directors	Issuer
for	for	Approval of 50,000 additional shares authorized for the non-employee directors' compensation plan	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Peabody Energy	5-May-06	75,900		704549104	BTU
Vote	MRV	Proposal
for	for	Election of 5 directors	Issuer
for	for	Ratification of appointment of Ernst & Young as auditors	Issuer
for	for	Approval of increase in authorized shares of common stock	Issuer
against	against	Shareholder proposal regarding formation of special committee	Security Holder
against	against	Shareholder proposal regarding majority voting	Security Holder
against	against	Shareholder proposal regarding board declassification	Security Holder
against	against	Shareholder proposal regarding water use	Security Holder

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Occidental	5-May-06	37,244		674599105	OXY
Vote	MRV	Proposal
for	for	Election of 12 directors	Issuer
for	for	Ratification of selection of KPMG as auditors	Issuer
for	for	Approval of increase in authorized stock capital	Issuer
against	against	Limit on executive compensation	Security Holder
against	against	Scientific report on global warming	Security Holder
against	against	Election of directors by majority vote	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Helix	8-May-06	0		42330P107	HLX US
Vote	MRV	Proposal
DID NOT VOTE	for	Election of two directors	Issuer
DID NOT VOTE	for	To Take action on any other business that may properly be considered	Issuer
				��
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Whiting Petroleum	9-May-06	89,731		966387102	WLL
Vote	MRV	Proposal
for	for	Election of 2 directors	Issuer
for	for	Ratification of appointment of Deloitte & Touche as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Anadarko Patroleum	9-May-06	35,575		032511107	APC
Vote	MRV	Proposal
for	for	Election of 2 directors	Issuer
for	for	Approval of amendment to restated certificate of incorporation (stock split)	Issuer
for	for	Ratification of appointment of KPMG as independent auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
ConocoPhillips	9-May-06	57,618		20825C104	COP
Vote	MRV	Proposal
for	for	Election of 6 directors	Issuer
for	for	Ratification of appointment of Ernst & Young as accountants	Issuer
against	against	Report on potential environmental damage from drilling inside National Petroleum reserve	Security Holder
against	against	Election of directors by majority vote	Security Holder
against	against	Approval of future extraordinary retirement benefits for senior executives by shareholders	Security Holder
against	against	Report on how the corporation on environmental accountability to communities	Security Holder
against	against	Alteration of scheme for compensation of non-employee directors	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shandong Molong	12-May-06	299,356		B00LNZ8	8261 HK
Vote	MRV	Proposal
for	for	Acceptance of Report of Board of Directors	Issuer
for	for	Acceptance of Report of the Supervisory Committee	Issuer
for	for	Acceptance of Financial Statements and Statutory Reports	Issuer
for	for	Approval of final dividend of RMB 0.017 per share	Issuer
for	for	Reelection of 3 directors and approval of their remuneration	Issuer
for	for	Reelection of 3 supervisors and approval of their remuneration	Issuer
for	for	Reappointment of PRC as auditors	Issuer
for	for	Other business (voting)	Issuer
for	for	Approval of issuance of equity or equity-linked securities without preemptive rights	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Royal Dutch Shell PLC	12-May-06	115,650		B09CBL4	RDSA NA
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of remuneration report	Issuer
for	for	Election of 2 directors	Issuer
for	for	Re-election of 4 directors	Issuer
for	for	Reappointment of PWC as auditors	Issuer
for	for	Authorisation of board to fix remuneration of auditors	Issuer
for	for	Authorisation of issue of equity or equity-linked securities with pre-emptive rights up to aggregate nominal amount of EUD 155,000,000	Issuer
for	for	Authorisation of issue of equity or equity-linked securities without pre-emptive rights up to aggregate nominal amount of EUD 23,000,000	Issuer
for	for	Authorisation of 667,000,000 ordinary shares for market purchase	Issuer
for	for	Authorisation of company to make EU political organisation donations up to GBP 200,000 and incur EU political expenditure up to GBP 200,000	Issuer
against	against	Report on social and environmental impact assessment	Security Holder

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Ensign Energy Services	17-May-06	32,251		2317623	ESI CN
Vote	MRV	Proposal
for	for	Election of 9 directors	Issuer
for	for	Approval of PWC as auditors	Issuer
for	for	Approval of 2:1 reverse stock split	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Global Santafe	23-May-06	59,710		G3930E101	GSF
Vote	MRV	Proposal
for	for	Amendment of the company's amended and restated articles of association regarding issuance of preference shares	Issuer
for	for	Amendment of existing articles of association to increase company's flexibility in repurchasing its shares	Issuer
for	for	Amendment of existing articles of association to delete obsolete provisions relating to Kuwait Petroleum Corporation and its affiliates	Issuer
for	for	Amendment of existing memorandum of association and the existing articles of association to clarify, update and make minor changes to certain provisions	Issuer
for	for	Amendment and restatement of existing memorandum of association and the existing articles of association to incorporate all previous amendments thereto	Issuer
for	for	Proposal to ratify the appointment of PWC as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
OMV	24-May-06	53,770		4651459	OMV AV
Vote	MRV	Proposal
for	for	Receipt of financial statements and statutory reports	Issuer
for	for	Approval of allocation of income	Issuer
for	for	Approval of discharge of Management and supervisory board	Issuer
for	for	Approval of remuneration of supervisory board members	Issuer
for	for	Authorization of share repurchase program and reissuance of repurchased shares	Issuer
for	for	Ratifiaction of auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
CNOOC	24-May-06	2,400,000		B00G0S5	883 HK
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of final dividend	Issuer
for	for	Reelection of 6 directors	Issuer
for	for	Election of one independent director	Issuer
for	for	Authorization of board to fix the remuneration of directors	Issuer
for	for	Reappointment of auditors and authorization of board to fix their remuneration	Issuer
for	for	Authorization of repurchase of up to 10% of issued share capital	Issuer
for	for	Approval of issuance of equity or equity-linked securities without preemptive rights	Issuer
for	for	Authorization of reissuance of repurchased shares	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Imperial Energy	25-May-06	600		B00HD78	IEC LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Re-election of Kenneth Forrest as director	Issuer
for	for	Election of 2 directors	Issuer
for	for	Reappointment of Baker Tilly as auditors and authorisation of board to determine remuneration	Issuer
for	for	Authorisation of issue of equity or equity-linked securities with pre-emptive rights up to aggregate nominal amount of GBP 324,221	Issuer
for	for	Authorisation of issue of equity or equity-linked securities without pre-emptive rights up to aggregate nominal amount of GBP 49,124	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petrochina	26-May-06	3,409,000		6226576	857 HK
Vote	MRV	Proposal
for	for	Acceptance of report of board of directors	Issuer
for	for	Acceptance of report of supervisory committee	Issuer
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of final dividend	Issuer
for	for	Authorization of board to distribute interim dividend	Issuer
for	for	Reappointment of PWC and PWC Zhong Tian as auditors	Issuer
for	for	Reelection of Zheng Hu as director	Issuer
for	for	Reelection of Franco Bernabe as Non-Executive director	Issuer
against	for	Approval of issuance of equity or equity-linked securities without pre-emptive rights	Issuer
for	for	other business	Issuer

Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Imperial Energy	5-Jun-06	600		B00HD78	IEC LN
Vote	MRV	Proposal
for	for	Authorisation of issuance of equity or equity-linked securites with pre-emptive rights up to aggregate nominal amount of GBP 681,552 and without pre-emptive rights up to aggregate nominal amount of GBP 265,542	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Grey Wolf	6-Jun-06	6,200		B06CMR0	GWE CN
Vote	MRV	Proposal
for	for	Fix number of directors at 6	Issuer
for	for	Election of 6 directors	Issuer
for	for	Approval of Deloitte & Touche as auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Repsol	15-Jun-06	114,248		5669354	REP SM
Vote	MRV	Proposal
for	for	Approval of individual and consolidated financial statements for fiscal year ended 12-31-05	Issuer
for	for	Amendment of Articles 19 and 20 of Bylaws Re: Convocation of general meetings and power and obligation to convene general meetings	Issuer
for	for	Amendment of Article 5 of general meeting guidelines re: convocation of general meetings	Issuer
for	for	Ratification of Paulina Blanco as director	Issuer
for	for	Ratification of Henri Philippe Reichstul as director	Issuer
against	for	Election of other board members	Issuer
for	for	Election of auditors	Issuer
for	for	Authorization of repurchase of shares	Issuer
for	for	Authorization of Board to issue convertible fixed rate securities and warrants with powers of excluding preemptive rights (up to 15%)	Issuer
for	for	Presentation of report re: Amendments to general meeting guidelines	Issuer
for	for	Authorization of Board to ratify and execute approved resolutions	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Synenco	20-Jun-06	42,200		B0PHV79	SYN CN
Vote	MRV	Proposal
for	for	Election of 8 Directors	Issuer
for	for	Approval of Deloitte & Touche as auditors	Issuer
for	for	Amendment of stock option plan	Issuer
for	for	Adoption of Shareholder rights plan	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Dragon Oil	21-Jun-06	31,759		0059079	DGO LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Election of 2 directors	Issuer
for	for	Authorization of Board to fix remuneration of auditors	Issuer
for	for	Authorization of general meetings outside the Republic of Ireland	Issuer
for	for	Amendment of articles re: director retirement and increase the limit on directors' annual remuneration	Issuer
for	for	Authorization of issuance of equity or equity-linked securities with pre-emptive rights	Issuer
for	for	Authorization of issuance of equity or equity-linked securities without pre-emptive rights	Issuer
for	for	Authorization of share repurchase up to 10% of issued share capital	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Afren	29-Jun-06	99,000		B067275	AFR LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Election of 8 directors	Issuer
for	for	Reappointment of Deloitte & Touche as auditors	Issuer
for	for	Approval of increase in authorised capital from £3,000,000 to £4,000,000	Issuer
for	for	Authorisation of issuance of equity or equity-linked securities with pre-emptive rights up to £2,097,605	Issuer
for	for	Authorisation of issuance of equity or equity-linked securities without pre-emptive rights up to £1,389,736	Issuer
for	for	Authorisation of 19,023,946 ordinary shares for market purchase	Issuer

		GUINNESS ATKINSON ALTERNATIVE ENERGY FUND
		PROXY VOTING RECORD July 1, 2005 - June 30, 2006
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Novera	24-May-06	216,147		B0B7Y89	NVE LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Election of 4 directors	Issuer
for	for	Approval of remuneration report	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Evergreen Solar	08-Jun-06	18,678		30033R108	ESLR US
Vote	MRV	Proposal
for	for	Ratification of appointment of PWC as independent auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Climate Exchange	27-Jun-06	49,458		3355114	SAG GR
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of remuneration of directors	Issuer
for	for	Approval of auditors and authorization of board to fix their remuneration	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Q-Cells	29-Jun-06	2,950		B0LD4L6	QCE GR
Vote	MRV	Proposal
for	for	Receipt of financial statements and statutory reports for fiscal 2005	Issuer
for	for	Approval of allocation of income and omission of dividends	Issuer
for	for	Approval of discharge of management board for fiscal 2005	Issuer
for	for	Approval of discharge of supervisory board for fiscal 2005	Issuer
for	for	Ratification of KPMG as auditors for 2006	Issuer
for	for	Amendment of 2003 employee stock option plan	Issuer
for	for	Approval of issuance of convertible bonds and /or bonds with warrants attached without pre-emptive rights up to EUR1.5 million; Approval of creation of EUR 14.8 million pool of capital to guarantee conversion rights	Issuer
for	for	Approval of EUR 37.3 million increase in authorized capital	Issuer
for	for	Amendment of articles to reflect changes in capital due to issuance of shares under stock option plan	Issuer
for	for	Approval of creation of EUR 36.9 million pool of capital without pre-emptive rights	Issuer
for	for	Authorization of share repurchase program and reissuance of repurchased shares	Issuer

Vote Summary Report (Long)
July 1, 2005 - June 30, 2006
Sorted by Meeting Date.
In All Markets, for all statuses, for Guinness Atkinson Asia Pacific Div Fund.
Petrochina Company Limited		Shares Voted	10,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	5/26/2006	Shares	10,000	Meeting Type	AGM	Record Date	4/25/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Final Dividend		Mgmt	For	For
	Authorize Board to Distribute Interim Dividend		Mgmt	For	For
	Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Reelect Zheng Hu as Director		Mgmt	For	For
	Reelect Franco Bernabe as Independent Non-Executive Director		Mgmt	For	For
	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
	Other Business		Mgmt	For	For
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			10,000		10,000
	Total:			10,000		10,000
Compal Electronics		Shares Voted	5,000	Cusip/Sedol	6225744	Ticker	2324 TT
Meeting Date	6/9/2006	Shares	5,000	Meeting Type	AGM	Record Date	4/10/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends, Employee Profit Sharing, and Capitalization of Reserves for Bonus Issue		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Amend Endorsement and Guarantee Operating Guidelines		Mgmt	For	For
	Amend Trading Procedures Governing Derivative Products		Mgmt	For	For
	Elect Directors and Supervisors		Mgmt	For	For
	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	For
	Other Business
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			5,000		5,000
	Total:			5,000		5,000
Sunplus Technology Co. Ltd.		Shares Voted	6,000	Cusip/Sedol	6084503	Ticker	2401 TT
Meeting Date	6/9/2006	Shares	6,000	Meeting Type	AGM	Record Date	4/10/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Operating Results and Financial Statements		Mgmt	For	Abstain
	Approve Allocation of Income and Dividends		Mgmt	For	Abstain
	Approve Capitalization of 2005 Dividends, Employee Profit Sharing, and Capitalization of Reserves for Bonus Issue		Mgmt	For	Abstain
	Amend Articles of Association		Mgmt	For	Abstain
	Amend Endorsement and Guarantee Operating Guidelines		Mgmt	For	Abstain
	Amend Operating Procedures for Loan of Funds to Other Parties		Mgmt	For	Abstain
	Amend Trading Procedures Governing Derivative Products		Mgmt	For	Abstain
	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
	Elect Directors and Supervisors		Mgmt	For	Abstain
	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	Abstain
	Other Business		Mgmt	For	Abstain
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			6,000		6,000
	Total:			6,000		6,000
PT Hanjaya Mandala Sampoerna		Shares Voted	14,000	Cusip/Sedol	6404242	Ticker	HMSP IJ
Meeting Date	6/9/2006	Shares	14,000	Meeting Type	AGM	Record Date	5/23/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Allocation of Income and Dividends of IDR 615 Per Share		Mgmt	For	For
	Approve Haryanto Sahari & Rekan as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Elect Directors and Commissioners		Mgmt	For	For
	Approve Delegation of Duties and Remuneration of Directors		Mgmt	For	For
	Approve Delegation of Duties and Remuneration of Commissioners		Mgmt	For	For
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			14,000		14,000
	Total:			14,000		14,000
Shenzhen Expressway Company Ltd.		Shares Voted	64,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	6/12/2006	Shares	64,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Agreement Between the Company and Liquidation Committee of Qingyuan City Yueqing Highway Construction and Devt. Co. Ltd. Relating to the Acquisition of a 20.09 Percent Interest in Guangdong Qinglian Highway Devt. Co. Ltd.		Mgmt	For	For
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			64,000		64,000
	Total:			64,000		64,000
Shenzhen Expressway Company Ltd.		Shares Voted	64,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	6/12/2006	Shares	64,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			64,000		64,000
	Total:			64,000		64,000
Shenzhen Expressway Company Ltd.		Shares Voted	64,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	6/12/2006	Shares	64,000	Meeting Type	EGM	Record Date	5/12/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For Domestic Shareholders
	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	Abstain
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			64,000		64,000
	Total:			64,000		64,000
GREATEK CO LTD		Shares Voted	5,000	Cusip/Sedol	6293989	Ticker	2441 TT
Meeting Date	6/12/2006	Shares	5,000	Meeting Type	AGM	Record Date	4/13/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Operating Results and Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	For
	Amend Endorsement and Guarantee Operating Guidelines		Mgmt	For	For
	Amend Operating Procedures for Loan of Funds to Other Parties		Mgmt	For	For
	Amend Trading Procedures Regarding Derivative Products		Mgmt	For	For
	Amend Investment Limit in China		Mgmt	For	For
	Other Business
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			5,000		5,000
	Total:			5,000		5,000
China Steel Corporation		Shares Voted	10,000	Cusip/Sedol	6190950	Ticker	2002 TT
Meeting Date	6/15/2006	Shares	10,000	Meeting Type	AGM	Record Date	4/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Operating Results and Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	Abstain
	Amend Rules and Procedures Regarding Shareholder Meeting		Mgmt	For	Abstain
	Approve Release of Restrictions of Competitive Activities of \Director Y. C. Chiang		Mgmt	For	Abstain
	Approve Release of Restrictions of Competitive Activities of \Director L. M. Chung		Mgmt	For	Abstain
	Other Business		Mgmt	For	Abstain
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			10,000		10,000
	Total:			10,000		10,000
Depo Auto Parts Ind. Co. Ltd.		Shares Voted	2,000	Cusip/Sedol	6741411	Ticker	6605 TT
Meeting Date	6/15/2006	Shares	2,000	Meeting Type	AGM	Record Date	4/16/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept 2005 Operating Results and Financial Statements		Mgmt	For	For
	Approve Allocation of Income and Dividends		Mgmt	For	For
	Approve Change in the Use of Proceeds from Share Issuance		Mgmt	For	Abstain
	Approve Capitalization of 2005 Dividends and Employee Profit Sharing		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	Abstain
	Amend Operating Procedures for Endorsement and Guarantee		Mgmt	For	Abstain
	Elect One Director		Mgmt	For	Abstain
	Other Business		Mgmt	For	Abstain
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			2,000		2,000
	Total:			2,000		2,000
Angang New Steel Company		Shares Voted	34,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	6/20/2006	Shares	34,000	Meeting Type	AGM	Record Date	5/19/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Accept Report of the Board of Directors		Mgmt	For	For
	Accept Report of the Supervisory Committee		Mgmt	For	For
	Accept Financial Statements and Statutory Reports		Mgmt	For	For
	Approve Proposed Profit Distribution Plan		Mgmt	For	For
	Approve Remuneration of Directors and Supervisors		Mgmt	For	For
	Approve Auditors for 2006 and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Elect Liu Jie as Executive Director		Mgmt	For	For
	Elect Tang Fuping as Executive Director		Mgmt	For	For
	Elect Yang Hua as Executive Director		Mgmt	For	For
	Elect Wang Chunming as Executive Director		Mgmt	For	For
	Elect Huang Haodong as Executive Director		Mgmt	For	For
	Elect Lin Daqing as Executive Director		Mgmt	For	For
	Elect Fu Wei as Executive Director		Mgmt	For	For
	Elect Fu Jihui as Executive Director		Mgmt	For	For
	Elect Yu Wanyuan as Non-Executive Director		Mgmt	For	For
	Elect Wu Xichun as Independent Non-Executive Director		Mgmt	For	For
	Elect Wang Linsen as Independent Non-Executive Director		Mgmt	For	For
	Elect Liu Yongze as Independent Non-Executive Director		Mgmt	For	For
	Elect Francis Li Chak Yan as Independent Non-Executive Director		Mgmt	For	For
	Elect Wang Xiaobin as Independent Non-Executive Director		Mgmt	For	For
	Elect Qi Cong as Supervisor		Mgmt	For	For
	Elect Zhang Lifen as Supervisor		Mgmt	For	For
	Elect Shan Mingyi as Supervisor		Mgmt	For	For
	Change Company Name		Mgmt	For	For
	Amend Articles of Association		Mgmt	For	For
	Amend Rules of Procedure for the General Meetings of the Shareholders		Mgmt	For	For
	Amend Rules of Procedure for the Meetings of the Board of \Directors		Mgmt	For	For
	Amend Rules of Procedure for the Meeetings of the Supervisory Committee		Mgmt	For	For
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			34,000		34,000
	Total:			34,000		34,000
PT Hanjaya Mandala Sampoerna Tbk		Shares Voted	14,000	Cusip/Sedol	6404242	Ticker	HMSP IJ
Meeting Date	6/27/2006	Shares	14,000	Meeting Type	EGM	Record Date	6/6/2006
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Approve Distribution Agreement with Related Parties		Mgmt	For	Abstain
	Approve Licensing Agreement with a Related Party		Mgmt	For	Abstain
	Fund Name			Shares Available		Shares Voted
	03513 Guinness Atkinson Asia Pacific Div Fund			14,000		14,000
	Total:			14,000		14,000

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) GUINNESS ATKINSON FUNDS  

By (Signature and Title)* /s/ James J. Atkinson, Jr.                                                       

James J. Atkinson, Jr.

Principal Executive Officer

Date August 11, 2006                                                                                                         

* Print the name and title of each signing officer under his or her signature.