James J. Atkinson Jr.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| Vote Summary |
| | MYTRAH ENERGY LTD, ST PETER PORT | |
| | Security | G6362B107 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 25-Jul-2017 |
| | ISIN | GG00B64BJ143 | | | | | | Agenda | 708334696 - Management |
| | Record Date | | | | | | | Holding Recon Date | 21-Jul-2017 |
| | City / | Country | ST PETER PORT | / | Guernsey | | | | | Vote Deadline Date | 19-Jul-2017 |
| | SEDOL(s) | B64BJ14 - BJBQ2T2 - BYQ2S70 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016, TOGETHER WITH THE REPORT OF THE DIRECTORS AND AUDITORS THEREON | Management | | For | | For | |
| | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | | For | | For | |
| | 3 | TO REAPPOINT KPMG AUDIT LLC AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2018 | Management | | For | | For | |
| | 4 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | | For | | For | |
| | 5 | TO RE-ELECT AS A DIRECTOR MR RAVI SHANKAR KAILAS, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | Management | | For | | For | |
| | 6 | TO RE-ELECT AS A DIRECTOR MR ROHIT PHANSALKAR, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | Management | | For | | For | |
| | 7 | TO RE-ELECT AS A DIRECTOR MR JOHN RUSSELL FOTHERINGHAM WALLS, WHO VOLUNTARILY RETIRES IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE UK CORPORATE GOVERNANCE CODE | Management | | For | | For | |
| | 8 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | Management | | Abstain | | Against | |
| | 9 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES WHICH MAY BE CANCELLED OR HELD AS TREASURY SHARES | Management | | For | | For | |
| | 10 | TO DISAPPLY PRE-EMPTION RIGHTS UNDER ARTICLE 4.13 OF THE ARTICLES OF INCORPORATION | Management | | Against | | Against | |
| | GOOD ENERGY GROUP PLC | |
| | Security | G6257U103 | | | | | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 06-Sep-2017 |
| | ISIN | GB0033600353 | | | | | | Agenda | 708451860 - Management |
| | Record Date | | | | | | | Holding Recon Date | 04-Sep-2017 |
| | City / | Country | CHIPPE NHAM | / | United Kingdom | | | | | Vote Deadline Date | 31-Aug-2017 |
| | SEDOL(s) | 3360035 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THAT DALE VINCE, HAVING CONSENTED TO ACT, BE APPOINTED AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE MEETING AND TO HOLD OFFICE UNTIL THE COMPANY'S NEXT ANNUAL GENERAL MEETING | Shareholder | | Against | | For | |
| | 2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THAT SIMON CROWFOOT, HAVING CONSENTED TO ACT, BE APPOINTED AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM THE END OF THE MEETING AND TO HOLD OFFICE UNTIL THE COMPANY'S NEXT ANNUAL GENERAL MEETING | Shareholder | | Against | | For | |
| | CMMT | 05 SEP 2017:PLEASE NOTE THAT JOB NUMBER 814838 NEEDS TO BE INACTIVATED SINCE-THIS MEETING HAS BEEN ADJOURNED WITHOUT A NEW MEETING DATE. PLEASE DO NOT-ATTEMPT TO REGISTER VOTES OR MEETING ATTENDANCES ON THIS BALLOT, AS THEY WILL-NOT BE COUNTED. | Non-Voting | | | | | |
| | SENVION S.A., LUXEMBOURG | |
| | Security | L8293N105 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 21-Sep-2017 |
| | ISIN | LU1377527517 | | | | | | Agenda | 708479349 - Management |
| | Record Date | 07-Sep-2017 | | | | | | Holding Recon Date | 07-Sep-2017 |
| | City / | Country | LUXEMB OURG | / | Luxembourg | | | | | Vote Deadline Date | 07-Sep-2017 |
| | SEDOL(s) | BYXTW83 - BZ9P9X6 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | THE MANAGEMENT BOARD PROPOSES THAT THE MEETING (I) CONFIRMS THE APPOINTMENT BY CO- OPTATION OF STEVEN HOLLIDAY AND ALBERTO TEROL AS MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT AS OF 15 JUNE 2017 AND 10 JULY 2017 RESPECTIVELY, AND (II) APPOINTS STEVEN HOLLIDAY AND ALBERTO TEROL AS MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY, EACH FOR A TERM OF OFFICE ENDING AFTER THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2023 | Management | | For | | For | |
| | 2 | THE MANAGEMENT BOARD PROPOSES THAT THE MEETING RESOLVES TO (I) ACKNOWLEDGE THE RESIGNATION OF MARTIN SKIBA AS MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH EFFECT AS OF 5 JULY 2017, AND (II) GRANT DISCHARGE (QUITUS) TO MARTIN SKIBA FOR THE PERFORMANCE OF HIS MANDATE AS MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY FROM 3 MARCH 2016 TO THE DATE OF HIS RESIGNATION | Management | | For | | For | |
| | 3 | THE MANAGEMENT BOARD PROPOSES THAT THE MEETING APPROVES THE INCREASE OF THE NUMBER OF MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY BY ONE ADDITIONAL MEMBER TO A TOTAL OF SEVEN MEMBERS | Management | | For | | For | |
| | 4 | THE MANAGEMENT BOARD PROPOSES THAT THE MEETING APPOINTS CARL FRIEDRICH ARP OLE FREIHERR VON BEUST AS MEMBER OF THE SUPERVISORY BOARD OF THE COMPANY WITH IMMEDIATE EFFECT, FOR A TERM OF OFFICE ENDING AFTER THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2023 | Management | | For | | For | |
| | 5 | THE MANAGEMENT BOARD PROPOSES THAT THE MEETING APPROVES THE PARTICIPATION OF THE MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY IN THE LONG TERM INCENTIVE PROGRAMME OF THE COMPANY (THE LTIP). THE MANAGEMENT BOARD PROPOSES THAT THE | Management | | For | | For | |
| | | MEETING APPROVES THAT THE MAXIMUM NUMBER OF STOCKS GRANTED TO THE MEMBERS OF THE SUPERVISORY BOARD OF THE COMPANY, TAKEN AS A GROUP, UNDER THE LTIP, SHALL NOT EXCEED A MAXIMUM NUMBER OF 62,000 SHARES OF THE COMPANY | | | | | | | |
| | CONCORD NEW ENERGY GROUP LIMITED | |
| | Security | G2345T109 | | | | | | Meeting Type | Special General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 25-Sep-2017 |
| | ISIN | BMG2345T1099 | | | | | | Agenda | 708519888 - Management |
| | Record Date | 22-Sep-2017 | | | | | | Holding Recon Date | 22-Sep-2017 |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 20-Sep-2017 |
| | SEDOL(s) | BVXTWR1 - BWD1M96 - BWDBF53 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0906/LTN20170906857.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0906/LTN20170906834.pdf | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | 1 | THAT: (A) THE AGREEMENTS ENTERED INTO PURSUANT TO FINANCE LEASE ARRANGEMENT II (INCLUDING FINANCE LEASE AGREEMENT II, SALE AND PURCHASE AGREEMENT II, THE SECURITY AGREEMENTS (A COPY OF EACH OF THE ABOVE DOCUMENTS ARE SIGNED BY THE CHAIRMAN OF THE SGM FOR IDENTIFICATION PURPOSE AND HAVE BEEN TABLED AT THE SGM), AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) ANY ONE DIRECTOR OF THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED TO DO ALL SUCH ACTS AND THINGS, TO SIGN AND EXECUTE ALL SUCH FURTHER DOCUMENTS FOR AND ON BEHALF OF THE COMPANY BY HAND, OR IN CASE OF EXECUTION OF DOCUMENTS UNDER SEAL, TO DO SO JOINTLY WITH ANY OF A SECOND DIRECTOR, A DULY AUTHORIZED REPRESENTATIVE OF THE DIRECTOR OR THE SECRETARY OF THE COMPANY AND TO TAKE SUCH STEPS AS HE MAY IN HIS ABSOLUTE DISCRETION CONSIDER NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO GIVE EFFECT TO OR IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED UNDER FINANCE LEASE ARRANGEMENT II | Management | | For | | For | |
| | CMMT | 08 SEP 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF THE RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | RICARDO PLC | |
| | Security | G75528110 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 08-Nov-2017 |
| | ISIN | GB0007370074 | | | | | | Agenda | 708557802 - Management |
| | Record Date | | | | | | | Holding Recon Date | 06-Nov-2017 |
| | City / | Country | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 02-Nov-2017 |
| | SEDOL(s) | 0737007 - 5988231 - B3BJKN9 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2017 | Management | | For | | For | |
| | 2 | TO APPROVE A FINAL DIVIDEND OF 13.88P PER ORDINARY SHARE | Management | | For | | For | |
| | 3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | | For | | For | |
| | 4 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | | For | | For | |
| | 5 | TO ELECT BILL SPENCER AS A DIRECTOR | Management | | For | | For | |
| | 6 | TO RE-ELECT SIR TERRY MORGAN AS A DIRECTOR | Management | | For | | For | |
| | 7 | TO RE-ELECT IAN GIBSON AS A DIRECTOR | Management | | For | | For | |
| | 8 | TO RE-ELECT PETER GILCHRIST AS A DIRECTOR | Management | | For | | For | |
| | 9 | TO RE-ELECT LAURIE BOWEN AS A DIRECTOR | Management | | For | | For | |
| | 10 | TO RE-ELECT DAVE SHEMMANS AS A DIRECTOR | Management | | For | | For | |
| | 11 | TO RE-ELECT MALIN PERSSON AS A DIRECTOR | Management | | For | | For | |
| | 12 | TO RE-ELECT MARK GARRETT AS A DIRECTOR | Management | | For | | For | |
| | 13 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2017 | Management | | For | | For | |
| | 14 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | | For | | For | |
| | 15 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | |
| | 16 | TO RENEW THE DIRECTORS' POWER TO ALLOT SHARES WITHOUT RIGHTS OF PRE-EMPTION | Management | | For | | For | |
| | 17 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | |
| | 18 | TO PERMIT GENERAL MEETINGS TO BE CALLED BY NOTICE OF 14 CLEAR DAYS | Management | | For | | For | |
| | CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED | |
| | Security | Y15207106 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 10-Nov-2017 |
| | ISIN | CNE100000TW9 | | | | | | Agenda | 708558056 - Management |
| | Record Date | 10-Oct-2017 | | | | | | Holding Recon Date | 10-Oct-2017 |
| | City / | Country | SHIJIAZ HUANG | / | China | | | | | Vote Deadline Date | 06-Nov-2017 |
| | SEDOL(s) | B3ZXLP6 - B4ZPFR9 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0925/LTN201709251006.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0925/LTN20170925994.pdf | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | |
| | 1.1 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : CLASS OF SHARES TO BE ISSUED | Management | | For | | For | |
| | 1.2 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : NUMBER OF SHARES TO BE ISSUED | Management | | For | | For | |
| | 1.3 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : NOMINAL VALUE OF THE SHARES TO BE ISSUED | Management | | For | | For | |
| | 1.4 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : TARGET SUBSCRIBERS OF THE SHARES TO BE ISSUED | Management | | For | | For | |
| | 1.5 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : PRICE OF THE SHARES TO BE ISSUED | Management | | For | | For | |
| | 1.6 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : PROPOSED PLACE OF LISTING | Management | | For | | For | |
| | 1.7 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : METHOD OF ISSUE OF SHARES | Management | | For | | For | |
| | 1.8 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : TRANSFER OF STATE- OWNED SHARES | Management | | For | | For | |
| | 1.9 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : USE OF PROCEEDS | Management | | For | | For | |
| | 1.10 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : CONVERSION INTO A JOINT STOCK LIMITED LIABILITY COMPANY WITH SHARES TRADED AND LISTED DOMESTICALLY AND OVERSEAS | Management | | For | | For | |
| | 1.11 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR THE PROPOSED INITIAL PUBLIC OFFERING AND LISTING OF THE A SHARES OF THE COMPANY (THE "A SHARE OFFERING") : VALIDITY PERIOD OF THE RESOLUTION ON THE A SHARE OFFERING PLAN | Management | | For | | For | |
| | 2 | TO CONSIDER THE RESOLUTION ON THE FEASIBILITY OF THE PROJECT TO BE FINANCED WITH THE PROCEEDS OF THE A SHARE OFFERING | Management | | For | | For | |
| | 3 | TO CONSIDER THE RESOLUTION ON THE PROPOSED GRANT AT THE GENERAL MEETING OF THE AUTHORISATION TO THE BOARD OF DIRECTORS OF THE COMPANY TO HANDLE ALL MATTERS RELATING TO THE A SHARE OFFERING | Management | | For | | For | |
| | 4 | TO CONSIDER THE RESOLUTION ON THE PLAN FOR DISTRIBUTION OF ACCUMULATED PROFIT OF THE COMPANY PRIOR TO THE A SHARE OFFERING | Management | | For | | For | |
| | 5 | TO CONSIDER THE RESOLUTION ON THE COMPANY'S PLAN FOR DISTRIBUTION OF DIVIDENDS TO SHAREHOLDERS FOR THE THREE YEARS FOLLOWING THE A SHARE OFFERING | Management | | For | | For | |
| | 6 | TO CONSIDER THE RESOLUTION ON THE PROPOSAL FOR A SHARE PRICE STABILISATION FOR THE THREE YEARS FOLLOWING THE A SHARE OFFERING | Management | | For | | For | |
| | 7 | TO CONSIDER THE RESOLUTION ON THE UNDERTAKINGS MADE BY THE COMPANY IN RESPECT OF THE A SHARE OFFERING | Management | | For | | For | |
| | 8 | TO CONSIDER THE RESOLUTION ON THE ANALYSIS OF THE DILUTION IMPACT OF THE A SHARE OFFERING ON IMMEDIATE RETURNS AND THE REMEDIAL MEASURES | Management | | For | | For | |
| | 9 | TO CONSIDER THE RESOLUTION ON THE ARTICLES OF ASSOCIATION (DRAFT) (EFFECTIVE UPON THE LISTING OF A SHARES) | Management | | For | | For | |
| | 10 | TO CONSIDER THE RESOLUTION ON THE REPORT ON THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY | Management | | For | | For | |
| | 11 | TO CONSIDER THE RESOLUTION ON THE "RULES OF PROCEDURE OF THE GENERAL MEETINGS (EFFECTIVE UPON THE LISTING OF A SHARES)" OF THE COMPANY | Management | | For | | For | |
| | 12 | TO CONSIDER THE RESOLUTION ON THE "RULES OF PROCEDURE OF THE BOARD OF DIRECTORS (EFFECTIVE UPON THE LISTING OF A SHARES)" OF THE COMPANY | Management | | For | | For | |
| | 13 | TO CONSIDER THE RESOLUTION ON THE "RULES OF PROCEDURE OF THE BOARD OF SUPERVISORS (EFFECTIVE UPON THE LISTING OF A SHARES)" OF THE COMPANY | Management | | For | | For | |
| | 14 | TO CONSIDER THE RESOLUTION ON THE "RULES FOR THE ADMINISTRATION OF PROVISION OF GUARANTEES TO EXTERNAL PARTIES OF THE COMPANY (EFFECTIVE UPON THE LISTING OF A SHARES)" | Management | | For | | For | |
| | 15 | TO CONSIDER THE RESOLUTION ON THE "WORKING RULES FOR INDEPENDENT DIRECTORS (EFFECTIVE UPON THE LISTING OF A SHARES)" OF THE COMPANY | Management | | For | | For | |
| | 16 | TO CONSIDER THE RESOLUTION ON THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | 17 | TO CONSIDER THE RESOLUTION ON THE ELECTION OF MR. WANG CHUN DONG AS A NONEMPLOYEE REPRESENTATIVE SUPERVISOR OF THE COMPANY | Management | | For | | For | |
| | JINKOSOLAR HOLDING CO., LTD. | |
| | Security | 47759T100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JKS | | | | | | Meeting Date | 15-Nov-2017 |
| | ISIN | US47759T1007 | | | | | | Agenda | 934691355 - Management |
| | Record Date | 13-Oct-2017 | | | | | | Holding Recon Date | 13-Oct-2017 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 09-Nov-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1. | THAT MR. LONGGEN ZHANG BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | Management | | For | | For | |
| | 2. | THAT MR. YINGQIU LIU BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. | Management | | For | | For | |
| | 3. | THAT THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR OF 2017 BE RATIFIED. | Management | | For | | For | |
| | 4. | THAT THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Management | | For | | For | |
| | 5. | THAT EACH OF THE DIRECTORS OF THE COMPANY BE AUTHORIZED TO TAKE ANY AND ALL ACTION THAT MIGHT BE NECESSARY TO EFFECT THE FOREGOING RESOLUTIONS 1 TO 4 AS SUCH DIRECTOR, IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT. | Management | | For | | For | |
| | CHINA DATANG CORPORATION RENEWABLE POWER CO., LIMI | |
| | Security | Y1456S108 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 22-Nov-2017 |
| | ISIN | CNE100000X69 | | | | | | Agenda | 708580914 - Management |
| | Record Date | 13-Oct-2017 | | | | | | Holding Recon Date | 13-Oct-2017 |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 16-Nov-2017 |
| | SEDOL(s) | B4YX1N2 - B63ZT84 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | 27 OCT 2017: PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE BY CLICKING ON-THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0929/LTN20170929859.pdf;- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1023/LTN20171023251.pdf;- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1023/LTN20171023375.pdf | Non-Voting | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE TRANSACTIONS AND PROPOSED ANNUAL CAPS UNDER THE NEW CDC FINANCE LEASE FRAMEWORK AGREEMENT | Management | | For | | For | |
| | 2 | TO CONSIDER AND APPROVE THE TRANSACTIONS AND PROPOSED ANNUAL CAPS UNDER THE NEW SHANGHAI FINANCE LEASE FRAMEWORK AGREEMENT | Management | | For | | For | |
| | 3 | TO CONSIDER AND APPROVE THE ISSUE OF CORPORATE BONDS IN THE PRC AND TO AUTHORIZE THE BOARD TO DEAL WITH ALL MATTERS RELATING TO THE ISSUE OF CORPORATE BONDS | Management | | For | | For | |
| | CMMT | 27 OCT 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FORM 15 NOV 2017 TO 22 NOV 2017 AND ADDITION OF URL LINKS. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | CONCORD NEW ENERGY GROUP LIMITED | |
| | Security | G2345T109 | | | | | | Meeting Type | Special General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 23-Nov-2017 |
| | ISIN | BMG2345T1099 | | | | | | Agenda | 708726089 - Management |
| | Record Date | 22-Nov-2017 | | | | | | Holding Recon Date | 22-Nov-2017 |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 20-Nov-2017 |
| | SEDOL(s) | BVXTWR1 - BWD1M96 - BWDBF53 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1106/LTN201711061210.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1106/LTN201711061214.pdf | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | 1 | THAT: (A) THE AGREEMENTS ENTERED INTO PURSUANT TO FINANCE LEASE ARRANGEMENTS (INCLUDING FINANCE LEASE AGREEMENT 1, FINANCE LEASE AGREEMENT 2, SALE AND PURCHASE AGREEMENT, THE SECURITY AGREEMENTS (A COPY OF EACH OF THE ABOVE DOCUMENTS ARE SIGNED BY THE CHAIRMAN OF THE SGM FOR IDENTIFICATION PURPOSE AND HAVE BEEN TABLED AT THE SGM), AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) ANY ONE DIRECTOR OF THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED TO DO ALL SUCH ACTS AND THINGS, TO SIGN AND EXECUTE ALL SUCH FURTHER DOCUMENTS FOR AND ON BEHALF OF THE COMPANY BY HAND, OR IN CASE OF EXECUTION OF DOCUMENTS UNDER SEAL, TO DO SO JOINTLY WITH ANY OF A SECOND DIRECTOR, A DULY AUTHORIZED REPRESENTATIVE OF THE DIRECTOR OR THE SECRETARY OF THE COMPANY AND TO TAKE SUCH STEPS AS HE MAY IN HIS ABSOLUTE DISCRETION CONSIDER NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO GIVE EFFECT TO OR IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED UNDER FINANCE LEASE ARRANGEMENTS | Management | | Abstain | | Against | |
| | CHINA LONGYUAN POWER GROUP CORPORATION LIMITED | |
| | Security | Y1501T101 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 15-Dec-2017 |
| | ISIN | CNE100000HD4 | | | | | | Agenda | 708747146 - Management |
| | Record Date | 14-Nov-2017 | | | | | | Holding Recon Date | 14-Nov-2017 |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 11-Dec-2017 |
| | SEDOL(s) | B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110387.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1030/LTN20171030415.pdf | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 845407 AS RESOLUTIONS O.1-AND S.2 SHOULD BE SINGLE ITEMS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTIONS: (I) THE EXECUTION OF THE MASTER AGREEMENT (THE "NEW GUODIAN MASTER AGREEMENT") ENTERING INTO BETWEEN THE COMPANY AND CHINA GUODIAN CORPORATION LTD. ("GUODIAN") ON THE SUPPLY OF MATERIALS, PRODUCTS AND SERVICES BY GUODIAN TO THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; (II) THE CONTINUING CONNECTED TRANSACTIONS IN RESPECT OF THE SUPPLY OF MATERIALS, PRODUCTS AND SERVICES BY GUODIAN TO THE COMPANY AND THE PROPOSED CAPS UNDER THE NEW GUODIAN MASTER AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE, AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (III) THE EXECUTION OF THE NEW GUODIAN MASTER AGREEMENT BY MR. LI ENYI FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THAT MR. LI ENYI BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW GUODIAN MASTER AGREEMENT AS HE THINKS DESIRABLE AND | Management | | For | | For | |
| | | NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS | | | | | | | |
| | 2 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION: THE RE-APPOINTMENT OF RUIHUA CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNER) AS THE COMPANY'S PRC AUDITOR FOR THE YEAR 2017 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO DETERMINE THEIR REMUNERATION | Management | | For | | For | |
| | 3 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | | For | |
| | 4 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENTS IN THE PRC. THE PARTICULARS ARE SET OUT AS FOLLOWS: (I) TO ISSUE DEBT FINANCING INSTRUMENTS IN ONE OR MORE TRANCHES BY THE COMPANY IN THE PRC WITH AN AGGREGATE AMOUNT OF NOT EXCEEDING RMB30 BILLION (INCLUSIVE) UNDER THE CONDITION OF REQUIREMENTS OF MAXIMUM ISSUANCE OF DEBT FINANCING INSTRUMENTS IN COMPLIANCE WITH RELEVANT LAWS AND REGULATIONS. THE TYPES OF DEBT FINANCING INSTRUMENTS INCLUDE BUT NOT LIMITED TO DIRECT DEBT FINANCING INSTRUMENTS SUCH AS CORPORATE BONDS (INCLUDING NON-PUBLIC ISSUANCE), CORPORATE LOANS, PROJECT REVENUE NOTES, ASSET SECURITIZATION, NON-PUBLIC TARGETED DEBT FINANCING INSTRUMENTS, SHORT-TERM FINANCING BONDS, ULTRA SHORT-TERM FINANCING BONDS AND MEDIUM-TERM NOTES. (II) TO AUTHORIZE THE BOARD TO RESOLVE AND DEAL WITH MATTERS IN RELATION TO THE ABOVE ISSUANCE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY, INCLUDING BUT NOT LIMITED TO THE FORMULATION AND ADJUSTMENT OF SPECIFIC PROPOSALS ON ISSUANCE, DETERMINATION OF THE ENGAGEMENT OF INTERMEDIARIES AND THE CONTENTS OF RELEVANT AGREEMENTS ON DEBT FINANCING INSTRUMENTS. (III) THE VALIDITY PERIOD OF THE ABOVE GRANTING SHALL BE WITHIN A PERIOD OF 24 MONTHS FROM THE DATE OF CONSIDERATION AND APPROVAL OF THE RESOLUTION AT THE EGM. WHERE THE BOARD HAS, UPON THE EXPIRY OF THE AUTHORIZATION, DECIDED THE ISSUANCE OF DEBT FINANCING INSTRUMENTS, AND PROVIDED THAT THE | Management | | For | | For | |
| | | COMPANY HAS OBTAINED NECESSARY AUTHORIZATION (WHERE APPROPRIATE), SUCH AS THE APPROVAL AND LICENSE AND COMPLETED THE FILING OR REGISTRATION WITH REGULATORY AUTHORITIES ON THE ISSUANCE, THE COMPANY CAN STILL BE ABLE, DURING THE VALIDITY PERIOD OF SUCH APPROVAL, LICENSE, FILING OR REGISTRATION, TO COMPLETE THE ISSUANCE OR PARTIAL ISSUANCE OF DEBT FINANCING INSTRUMENTS. THE BOARD WILL CONTINUE TO DEAL WITH SUCH ISSUANCE PURSUANT TO THE AUTHORIZATION DOCUMENT UNTIL FULL SETTLEMENT OF SUCH DEBT FINANCING INSTRUMENTS. (IV) TO APPROVE THE DELEGATION OF AUTHORITY BY THE BOARD TO THE MANAGEMENT OF THE COMPANY TO DEAL WITH RELEVANT MATTERS WITHIN THE SCOPE OF AUTHORIZATION ABOVE | | | | | | | |
| | SENSATA TECHNOLOGIES HOLDING N.V. | |
| | Security | N7902X106 | | | | | | Meeting Type | Special |
| | Ticker Symbol | ST | | | | | | Meeting Date | 16-Feb-2018 |
| | ISIN | NL0009324904 | | | | | | Agenda | 934722819 - Management |
| | Record Date | 19-Jan-2018 | | | | | | Holding Recon Date | 19-Jan-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 15-Feb-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1. | To approve the amendment of the articles of association of Sensata Technologies Holding N.V. in connection with the proposed merger of Sensata Technologies Holding N.V. into Sensata Technologies Holding plc, and authorize any and all lawyers and (deputy) civil law notaries practicing at Loyens & Loeff N.V., Amsterdam, the Netherlands to execute the notarial deed of amendment of the articles of association to effect the aforementioned amendment of the Sensata Technologies Holding N.V. articles of association. | Management | | | | | |
| | 2. | To approve the cross-border merger between Sensata Technologies Holding N.V. and Sensata Technologies Holding plc, with Sensata Technologies Holding N.V. as the disappearing entity and Sensata Technologies Holding plc as the surviving entity pursuant to the common draft terms of the cross-border legal merger as disclosed in the Proxy Statement / Prospectus. | Management | | | | | |
| | JOHNSON CONTROLS INTERNATIONAL PLC | |
| | Security | G51502105 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JCI | | | | | | Meeting Date | 07-Mar-2018 |
| | ISIN | IE00BY7QL619 | | | | | | Agenda | 934721211 - Management |
| | Record Date | 03-Jan-2018 | | | | | | Holding Recon Date | 03-Jan-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 06-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1A. | Election of director: Michael E. Daniels | Management | | For | | For | |
| | 1B. | Election of director: W. Roy Dunbar | Management | | For | | For | |
| | 1C. | Election of director: Brian Duperreault | Management | | For | | For | |
| | 1D. | Election of director: Gretchen R. Haggerty | Management | | For | | For | |
| | 1E. | Election of director: Simone Menne | Management | | For | | For | |
| | 1F. | Election of director: George R. Oliver | Management | | For | | For | |
| | 1G. | Election of director: Juan Pablo del Valle Perochena | Management | | For | | For | |
| | 1H. | Election of director: Jurgen Tinggren | Management | | For | | For | |
| | 1I. | Election of director: Mark Vergnano | Management | | For | | For | |
| | 1J. | Election of director: R. David Yost | Management | | For | | For | |
| | 1K. | Election of director: John D. Young | Management | | For | | For | |
| | 2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | | For | | For | |
| | 2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | | For | | For | |
| | 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | | For | | For | |
| | 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | | For | | For | |
| | 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | | Abstain | | Against | |
| | 6. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | | Against | | Against | |
| | 7. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | | For | | For | |
| | 8.A | To approve the reduction of Company capital (Special Resolution). | Management | | For | | For | |
| | 8.B | To approve a clarifying amendment to the Company's Articles of Association to facilitate the capital reduction (Special Resolution). | Management | | For | | For | |
| | JA SOLAR HOLDINGS CO., LTD. | |
| | Security | 466090206 | | | | | | Meeting Type | Special |
| | Ticker Symbol | JASO | | | | | | Meeting Date | 12-Mar-2018 |
| | ISIN | US4660902069 | | | | | | Agenda | 934725815 - Management |
| | Record Date | 26-Jan-2018 | | | | | | Holding Recon Date | 26-Jan-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 01-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1. | THAT the Agreement and Plan of Merger, (the "Merger Agreement"), among the Company, JASO Holdings Limited ("Holdco"), JASO Parent Limited, ("Parent"), and JASO Acquisition Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "Merger"), with the Company continuing as the surviving company (the "Surviving Company") and becoming a wholly owned subsidiary of Parent | Management | | For | | For | |
| | 2. | THAT each of the members of the Special Committee, the Chief Financial Officer of the Company and the President of the Company be authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the Transactions, including the Merger, the Variation of Capital and the Adoption of Amended M&A. | Management | | For | | For | |
| | 3. | THAT the Extraordinary General Meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the Extraordinary General Meeting to pass the special resolutions to be proposed at the Extraordinary General Meeting. | Management | | For | | For | |
| | LG CHEM LTD, SEOUL | |
| | Security | Y52758102 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 16-Mar-2018 |
| | ISIN | KR7051910008 | | | | | | Agenda | 708990773 - Management |
| | Record Date | 31-Dec-2017 | | | | | | Holding Recon Date | 31-Dec-2017 |
| | City / | Country | SEOUL | / | Korea, Republic Of | | | | | Vote Deadline Date | 07-Mar-2018 |
| | SEDOL(s) | 6346913 - B081VN4 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | |
| | 2.1 | ELECTION OF INSIDE DIRECTOR: BAK JIN SU | Management | | For | | For | |
| | 2.2 | ELECTION OF OUTSIDE DIRECTOR: GIM MUN SU | Management | | For | | For | |
| | 3 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER: GIM MUN SU | Management | | For | | For | |
| | 4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | |
| | VESTAS WIND SYSTEMS A/S | |
| | Security | K9773J128 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 03-Apr-2018 |
| | ISIN | DK0010268606 | | | | | | Agenda | 708998654 - Management |
| | Record Date | 27-Mar-2018 | | | | | | Holding Recon Date | 27-Mar-2018 |
| | City / | Country | AARHUS | / | Denmark | | | | | Vote Deadline Date | 26-Mar-2018 |
| | SEDOL(s) | 2723770 - 5964651 - 5966419 - B0XZ2T4 - BJ056X2 - BYW6865 | | | | Quick Code | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | | | | | |
| | CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | | | | | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | |
| | 1 | THE BOARD OF DIRECTORS REPORT | Non-Voting | | | | | |
| | 2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | | For | | For | |
| | 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 9.23 PER SHARE | Management | | For | | For | |
| | 4.1 | THE BOARD OF DIRECTORS PROPOSES THAT NINE MEMBERS ARE ELECTED TO THE BOARD OF DIRECTORS | Management | | For | | For | |
| | 4.2.A | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BERT NORDBERG | Management | | For | | For | |
| | 4.2.B | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CARSTEN BJERG | Management | | For | | For | |
| | 4.2.C | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: EIJA PITKANEN | Management | | For | | For | |
| | 4.2.D | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRIK ANDERSEN | Management | | For | | For | |
| | 4.2.E | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRY STENSON | Management | | For | | For | |
| | 4.2.F | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LARS JOSEFSSON | Management | | For | | For | |
| | 4.2.G | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LYKKE FRIIS | Management | | For | | For | |
| | 4.2.H | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: TORBEN BALLEGAARD SORENSEN | Management | | For | | For | |
| | 4.2.I | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: JENS HESSELBERG LUND | Management | | For | | For | |
| | 5.1 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 | Management | | For | | For | |
| | 5.2 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2018 | Management | | For | | For | |
| | 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | | For | | For | |
| | 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 215,496,947 TO NOMINALLY DKK 205,696,003 THROUGH CANCELLATION OF TREASURY SHARES | Management | | For | | For | |
| | 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2019 | Management | | For | | For | |
| | 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATIONS TO INCREASE THE SHARE CAPITAL - AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION - AUTHORISATIONS OF THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL IS RENEWED THEY ARE VALID UNTIL 1 APRIL 2023 | Management | | For | | For | |
| | 8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 4.2.A TO 4.2.I AND 6. THANK YOU. | Non-Voting | | | | | |
| | CMMT | 01 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | PRYSMIAN S.P.A. | |
| | Security | T7630L105 | | | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Apr-2018 |
| | ISIN | IT0004176001 | | | | | | Agenda | 709085434 - Management |
| | Record Date | 03-Apr-2018 | | | | | | Holding Recon Date | 03-Apr-2018 |
| | City / | Country | MILANO | / | Italy | | | | | Vote Deadline Date | 04-Apr-2018 |
| | SEDOL(s) | B1W4V69 - B1W7L24 - B2900S2 - B2Q7CC4 - BF0S224 - BF44723 | | | | Quick Code | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 888455 DUE TO RECEIPT OF-SLATES FOR DIRECTORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_347921.PDF | Non-Voting | | | | | |
| | O.1 | BALANCE SHEET AS OF 31 DECEMBER 2017, MANAGEMENT REPORT, INTERNAL AND EXTERNAL AUDITORS' REPORTS | Management | | For | | For | |
| | O.2 | NET INCOME ALLOCATION AND DIVIDEND DISTRIBUTION | Management | | For | | For | |
| | O.3 | TO STATE TO STATE BOARD OF DIRECTORS MEMBERS' NUMBER | Management | | For | | For | |
| | O.4 | TO STATE BOARD OF DIRECTORS' TERM OF OFFICE | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE- STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,-YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 3 SLATES OF BOARD OF-DIRECTORS. THANK YOU | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT THE MANAGEMENT MAKES NO VOTES RECOMMENDATION FOR THE-CANDIDATES PRESENTED IN THE BELOW SLATES UNDER RESOLUTIONS 5.1, 5.2 AND 5.3 | Non-Voting | | | | | |
| | O.5.1 | ELECTION OF BOARD OF DIRECTORS: LIST PRESENTED BY PRYSMIAN'S BOARD OF DIRECTORS: MARIA ELENA CAPPELLO; MONICA DE VIRGILIIS; MASSIMO BETTAINI; VALERIO BATTISTA; PIER FRANCESCO FACCHINI; FABIO IGNAZIO ROMEO; CLAUDIO DE CONTO; MARIA LETIZIA MARIANI; MASSIMO TONONI; JOYCE VICTORIA BIGIO | Management | | Abstain | | Against | |
| | O.5.2 | ELECTION OF BOARD OF DIRECTORS: LIST PRESENTED BY CLUBTRE SPA, REPRESENTING 3.932PCT OF THE STOCK CAPITAL: GIOVANNI TAMBURI; ALBERTO CAPPONI | Management | | | | | |
| | O.5.3 | ELECTION OF BOARD OF DIRECTORS: LISTE PRESENTED BY ABERDEEN ASSET MANAGERS LIMITED MANAGING THE FUNDS: CONEU CMI CONTINENTAL EUROPEAN EQUITY AND SWTEU (XCAY) EUROPEAN (EX UK) EQUITY FUND; ALETTI GESTIELLE SGR S.P.A. MANAGING THE FUNDS: GESTIELLE OBIETTIVO ITALIA, GESTIELLE PRO ITALIA AND GESTIELLE ITALY OPPORTUNITY; AMUNDI ASSET MANAGEMENT SGR.P.A. MANAGING THE FUNDS: AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBBLIGAZIONARIO PIU' A DISTRIBUZIONE AND AMUNDI DIVIDENDO ITALIA; ANIMA SGR SPA MANAGING THE FUNDS: ANIMA GEO ITALIA, ANIMA VISCONTEO AND ANIMA SFORZESCO; ARCA FONDI S.G.R. S.P.A. MANAGING THE FUNDS: ARCA AZIONI ITALIA, ARCA AZIONI EUROPA AND ARCA BB, APG ASSET MANAGEMENT N.V. MANAGING THE FUND STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL; ETICA SGR S.P.A. MANAGING THE FUNDS: ETICA AZIONARIO, ETICA BILANCIATO, ETICA RENDITA BILANCIATA AND ETICA OBBLIGAZIONARIO MISTO; EURIZON CAPITAL SGR SPA MANAGING THE FUNDS: EURIZON AZIONI INTERNAZIONALI, EURIZON AZIONI AREA EURO, EURIZON AZIONARIO INTERNAZIONALE ETICO, EURIZON AZIONI EUROPA, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON AZIONI PMI EUROPA, EURIZON PIR ITALIA AZIONI AND EURIZON PROGETTO ITALIA 40; EURIZON CAPITAL S.A. MANAGING THE FUNDS: EURIZON FUND -TOP EUROPEAN RESEARCH, EURIZON FUND -EQUITY ITALY, EURIZON FUND - EQUITY SMALL MID CAP EUROPE AND EURIZON FUND -EQUITY ABSOLUTE RETURN; FIDEURAM ASSET MANAGEMENT (IRELAND) -FIDEURAM FUND EQUITY ITALY AND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50 AND PIANO BILANCIATO ITALIA 30; INTERFUND SICAV INTERFUND EQUITY ITALY; GENERALI SGR S.P.A. MANAGING THE FUNDS: ALTO INTERNAZIONALE AZIONARIO, FCP GENERAL EURO CONVERTIBLES; GENERALI INVESTMENTS LUXEMBURG SA MANAGING THE FUNDS: GIS CONVERTIBLE BOND, GENERALI SMART FUND PIR EVOLUZIONE ITALIA AND GENERALI SMART FUND PIR VALORE ITALIA; KAIROS PARTNER SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY OF KAIROS INTERNATIONAL SICAV -DIVISIONS: TARGET ITALY ALPHA, ITALIA PIR, RISORGIMENTO AND ITALIA; LEGAL AND GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE | Management | | | | | |
| | | FONDI MANAGING THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS -CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; STANDARD LIFE ASSURANCE LIMITED EUROPEAN EQUITY FUND, STANDARD LIFE ASSURANCE LIMITED -IRELAND PENSION EUROPE, STANDARD LIFE EUROPEAN EQUITY PENSION FUND, CORPORATE OVERSEAS ASSET, GLOBAL EQUITY UNCONSTRAINED SICAV, SICAV GLOBAL EQUITIES FUND, STANDARD LIFE MULTI-ASSET TRUST, GLOBAL EQUITY TRUST II, STANDARD LIFE EUROPEAN TRUST, STANDARD LIFE INVESTMENT COMPANY II EUROPEAN ETHICAL EQUITY FUND, STANDARD LIFE INTERNATIONAL TRUST, STANDARD LIFE PAN-EUROPEAN TRUST, STANDARD LIFE EUROPEAN TRUST II, GLOBAL EQUITY UNCONSTRAINED, STANDARD LIFE INVESTMENT COMPANY GLOBAL ADVANTAGE FUND AND STANDARD LIFE INVESTMENT COMPANY EUROPEAN EQUITY GROWTH FUND; UBI SICAV - DIVISION ITALIAN EQUITY, EURO EQUITY, EUROPEAN EQUITY, MULTIASSET EUROPE AND UBI PRAMERICA SGR MANAGING THE FUND UBI PRAMERICA MULTIASSET ITALIA, REPRESENTING 6.234PCT OF THE STOCK CAPITAL: PAOLO AMATO; MIMI KUNG; CESARE CONTI | | | | | | | |
| | O.6 | TO STATE DIRECTORS' EMOLUMENT | Management | | For | | For | |
| | O.7 | TO EMPOWER THE BOARD OF DIRECTORS TO THE PURCHASE AND DISPOSAL OF OWN SHARES AS PER ARTICLES 2357 AND 2357-TER OF THE ITALIAN CIVIL CODE, RELATED CANCELLATION OF THE 12 APRIL 2017 RESOLUTION ON THE AUTHORIZATION TO THE PURCHASE AND DISPOSAL OF OWN SHARES, RESOLUTIONS RELATED THERETO | Management | | For | | For | |
| | O.8 | TO AMEND PARTICIPATION PLAN IN FAVOUR OF PRYSMIAN GROUP EMPLOYEES, ALREADY APPROVED AS OF 13 APRIL 2016 MEETING RESOLUTION | Management | | For | | For | |
| | O.9 | INCENTIVE PLAN: RESOLUTIONS AS PER ART. 114 BIS OF LEGISLATIVE DECREE 58/98 | Management | | For | | For | |
| | O.10 | CONSULTATION ON PRYSMIAN GROUP REWARDING POLICIES | Management | | For | | For | |
| | E.1 | TO PROPOSE A STOCK CAPITAL INCREASE AGAINST PAYMENT FOR A MAXIMUM AMOUNT OF EUR 500,000,000.00, INCLUDING POSSIBLE SHARE PREMIUM, TO BE EXECUTED NO LATER THAN 31 JULY 2019, ALSO IN MORE TRANCES THROUGH THE ISSUE OF ORDINARY SHARES, PARI PASSU, TO BE OFFERED TO ORDINARY SHAREHOLDERS AND | Management | | For | | For | |
| | | CONVERTIBLE BONDHOLDERS AS PER ART. 2441, ITEMS 1, 2 AND 3 OF THE ITALIAN CIVIL CODE, SUBJECT TO GENERAL CABLE CORPORATION PURCHASE EXECUTION. RELATED COMPANY BYLAWS AMENDMENT, AND RESOLUTIONS RELATED THERETO | | | | | | | |
| | E.2 | PROPOSAL TO INCREASE THE STOCK CAPITAL FREE OF PAYMENT, TO BE RESERVED TO PRYSMIAN GROUP EMPLOYEES FOR THE IMPLEMENTATION OF AN INCENTIVE PLAN, FOR A MAXIMUM NOMINAL AMOUNT OF EUR 756,281.90, THROUGH THE ASSIGNMENT OF AN AMOUNT TAKEN FROM PROFITS OR RETAINED EARNINGS AS PER ART. 2349 OF THE ITALIAN CIVIL CODE, THROUGH THE ISSUE OF MAXIMUM. 7,562,819 ORDINARY SHARES WITH EUR 0.10 FACE VALUE EACH. TO AMENDMENT OF ART. 6 (CAPITAL AND SHARES) OF THE COMPANY BYLAWS. RESOLUTIONS RELATED THERETO | Management | | For | | For | |
| | KINGSPAN GROUP PLC | |
| | Security | G52654103 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 20-Apr-2018 |
| | ISIN | IE0004927939 | | | | | | Agenda | 709021632 - Management |
| | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 |
| | City / | Country | DUBLIN 4 | / | Ireland | | | | | Vote Deadline Date | 12-Apr-2018 |
| | SEDOL(s) | 0492793 - 4006684 - 4491235 - B01ZKZ8 - B1WSY06 | | | | Quick Code | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | TO ADOPT THE FINANCIAL STATEMENTS | Management | | For | | For | |
| | 2 | TO DECLARE A FINAL DIVIDEND: 26 CENT PER SHARE | Management | | For | | For | |
| | 3 | TO APPROVE THE REPORT OF THE REMUNERATION COMMITTEE | Management | | For | | For | |
| | 4.A | TO RE-ELECT EUGENE MURTAGH AS A DIRECTOR | Management | | For | | For | |
| | 4.B | TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR | Management | | For | | For | |
| | 4.C | TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR | Management | | For | | For | |
| | 4.D | TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR | Management | | For | | For | |
| | 4.E | TO RE-ELECT PETER WILSON AS A DIRECTOR | Management | | For | | For | |
| | 4.F | TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR | Management | | For | | For | |
| | 4.G | TO RE-ELECT HELEN KIRKPATRICK AS A DIRECTOR | Management | | For | | For | |
| | 4.H | TO RE-ELECT LINDA HICKEY AS A DIRECTOR | Management | | For | | For | |
| | 4.I | TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR | Management | | For | | For | |
| | 4.J | TO RE-ELECT JOHN CRONIN AS A DIRECTOR | Management | | For | | For | |
| | 4.K | TO RE-ELECT BRUCE MCLENNAN AS A DIRECTOR | Management | | For | | For | |
| | 4.L | TO ELECT DR JOST MASSENBERG AS A DIRECTOR | Management | | For | | For | |
| | 5 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | | For | | For | |
| | 6 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES | Management | | For | | For | |
| | 7 | DIS-APPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 8 | ADDITIONAL 5% DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 9 | PURCHASE OF COMPANY SHARES | Management | | For | | For | |
| | 10 | RE-ISSUE OF TREASURY SHARES | Management | | For | | For | |
| | 11 | TO APPROVE THE CONVENING OF CERTAIN EGMS ON 14 DAYS' NOTICE | Management | | For | | For | |
| | SCHNEIDER ELECTRIC S.E. | |
| | Security | F86921107 | | | | | | Meeting Type | MIX |
| | Ticker Symbol | | | | | | | Meeting Date | 24-Apr-2018 |
| | ISIN | FR0000121972 | | | | | | Agenda | 709014447 - Management |
| | Record Date | 19-Apr-2018 | | | | | | Holding Recon Date | 19-Apr-2018 |
| | City / | Country | PARIS | / | France | | | | | Vote Deadline Date | 17-Apr-2018 |
| | SEDOL(s) | 4834108 - 5395875 - 7165463 - B030QQ4 - B0439Z2 - B11BPS1 - B8455F6 - BF447N4 - BRTM6T6 - BWYBMC8 | | | | Quick Code | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | | | | |
| | CMMT | 30 MAR 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0302/20180302 1-800439.pdf,-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0323/20180323 1-800730.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0330/20180330 1-800833.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE URL-LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR, SETTING OF DIVIDEND AND DEDUCTION OF SHARE PREMIUM | Management | | For | | For | |
| | O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS RELATING TO THE STATUS OF MR. JEAN-PASCAL TRICOIRE | Management | | For | | For | |
| | O.5 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS RELATING TO THE STATUS OF MR. EMMANUEL BABEAU | Management | | For | | For | |
| | O.6 | INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE DURING EARLIER FINANCIAL YEARS | Management | | For | | For | |
| | O.7 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ALL KINDS PAID, DUE OR AWARDED FOR THE FINANCIAL YEAR 2017 TO MR. JEAN-PASCAL TRICOIRE | Management | | For | | For | |
| | O.8 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ALL KINDS PAID, DUE OR AWARDED FOR THE FINANCIAL YEAR 2017 TO MR. EMMANUEL BABEAU | Management | | For | | For | |
| | O.9 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION ELEMENTS AND BENEFITS OF ALL KINDS ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2018 | Management | | For | | For | |
| | O.10 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION ELEMENTS AND BENEFITS OF ALL KINDS ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2018 | Management | | For | | For | |
| | O.11 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: MR. WILLY KISSLING | Management | | For | | For | |
| | O.12 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: MRS. LINDA KNOLL | Management | | For | | For | |
| | O.13 | APPOINTMENT OF A DIRECTOR: MRS. FLEUR PELLERIN | Management | | For | | For | |
| | O.14 | APPOINTMENT OF A DIRECTOR: MR. ANDERS RUNEVAD | Management | | For | | For | |
| | O.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE THE COMPANY'S SHARES - MAXIMUM PURCHASE PRICE 90 EUROS PER SHARE | Management | | For | | For | |
| | E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN UP TO A LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | | For | | For | |
| | E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: FOR THE BENEFIT OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY, OR VIA ENTITIES ACTING ON THEIR BEHALF OR ENTITIES INVOLVED IN ORDER TO OFFER EMPLOYEES OF THE GROUP'S FOREIGN COMPANIES BENEFITS COMPARABLE TO THOSE OFFERED TO MEMBERS OF A COMPANY SAVINGS PLAN UP TO A LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | | For | | For | |
| | O.18 | POWERS TO CARRY OUT LEGAL FORMALITIES | Management | | For | | For | |
| | CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED | |
| | Security | Y15207106 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 25-Apr-2018 |
| | ISIN | CNE100000TW9 | | | | | | Agenda | 709021416 - Management |
| | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | City / | Country | SHIJIAZ HUANG | / | China | | | | | Vote Deadline Date | 19-Apr-2018 |
| | SEDOL(s) | B3ZXLP6 - B4ZPFR9 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0306/LTN20180306400.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0306/LTN20180306316.pdf | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | |
| | 1 | TO CONSIDER THE RESOLUTION IN RELATION TO THE CONTINUING CONNECTED TRANSACTION AND MAJOR TRANSACTION UNDER THE ASSET FINANCING SERVICES FRAMEWORK AGREEMENT: THAT: (A) THE ASSET FINANCING SERVICES FRAMEWORK AGREEMENT (AS DEFINED AND SPECIFIED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 FEBRUARY 2018 (THE "CCT ANNOUNCEMENT")) AND THE EXECUTION THEREOF AND IMPLEMENTATION OF THE FINANCE LEASING SERVICE AND THE FACTORING SERVICE (AS DEFINED AND DESCRIBED IN THE CCT ANNOUNCEMENT) THEREUNDER (INCLUDING THE RESPECTIVE PROPOSED ANNUAL CAPS) BE AND ARE HEREBY APPROVED, RATIFIED AND CONFIRMED; AND (B) ANY EXECUTIVE DIRECTOR BE AND IS HEREBY AUTHORIZED TO SIGN, EXECUTE, PERFECT AND DELIVER ALL SUCH DOCUMENTS (INCLUDING THE ASSET FINANCING SERVICES FRAMEWORK AGREEMENT) AND DO ALL SUCH DEEDS, ACTS, MATTERS AND THINGS AS HE MAY IN HIS SOLE AND ABSOLUTE DISCRETION CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF OR IN CONNECTION WITH THE IMPLEMENTATION OF THE FINANCE LEASING SERVICE AND THE FACTORING SERVICE, THE PROPOSED ANNUAL CAPS AND OTHER MATTERS CONTEMPLATED THEREUNDER OR ANCILLARY THERETO, TO WAIVE COMPLIANCE FROM AND/OR | Management | | For | | For | |
| | | AGREE TO ANY AMENDMENT OR SUPPLEMENT TO THE ASSET FINANCING SERVICES FRAMEWORK AGREEMENT WHICH IN HIS OPINION IS NOT OF A MATERIAL NATURE AND TO EFFECT OR IMPLEMENT ANY OTHER MATTERS REFERRED TO IN THIS RESOLUTION | | | | | | | |
| | COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP | |
| | Security | P31573101 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | ISIN | BRCSANACNOR6 | | | | | | Agenda | 709152324 - Management |
| | Record Date | | | | | | | Holding Recon Date | 24-Apr-2018 |
| | City / | Country | SAO PAULO | / | Brazil | | | | | Vote Deadline Date | 17-Apr-2018 |
| | SEDOL(s) | B0P72G5 - B23ZH37 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | |
| | 1 | TO RECEIVE THE BOARD OF DIRECTORS ACCOUNTS, EXAMINATION, DISCUSSION AND APPROVAL OF THE FINANCIAL STATEMENTS, ACCOMPANIED BY THE ANNUAL REPORT OF THE INDEPENDENT AUDITORS, THE OPINION OF THE FISCAL COUNCIL AND THE OPINION OF THE STATUTORY AUDIT COMMITTEE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | 2 | TO RESOLVE IN REGARD TO THE PROPOSAL FROM THE MANAGEMENT FOR THE ALLOCATION OF THE PROFIT EARNED DURING THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2017, IN THE AMOUNT OF BRL 1,315,324,724.73, IN THE FOLLOWING MANNER, BRL 65,766,236.24 TO BE ALLOCATED TO THE LEGAL RESERVE OF THE COMPANY, BRL 312,389,622.12 TO BE DISTRIBUTED TO THE SHAREHOLDERS AS A DIVIDEND, AND BRL 937,169,866.37 TO BE ALLOCATED TO THE SPECIAL RESERVE OF THE COMPANY | Management | | For | | For | |
| | 3 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404 OF 1976 | Management | | For | | For | |
| | 4 | TO SET THE NUMBER OF 5 MEMBERS OF THE FISCAL COUNCIL WITH A TERM OF OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | | For | | For | |
| | 5.1 | ELECTION OF A MEMBER OF THE FISCAL COUNCIL, THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 5. VANESSA CLARO LOPES, CARLA ALESSANDRA TREMATORE | Management | | For | | For | |
| | 5.2 | ELECTION OF A MEMBER OF THE FISCAL COUNCIL, THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 5. ALBERTO ASATO, EDISON ANDRADE DE SOUZA | Management | | For | | For | |
| | 5.3 | ELECTION OF A MEMBER OF THE FISCAL COUNCIL, THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 5. MARCELO CURTI, HENRIQUE ACHE PILLAR | Management | | For | | For | |
| | 5.4 | ELECTION OF A MEMBER OF THE FISCAL COUNCIL, THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 5. JOSE MAURICIO DISEP COSTA, FRANCISCO SILVERIO MORALES CESPEDE | Management | | For | | For | |
| | 5.5 | ELECTION OF A MEMBER OF THE FISCAL COUNCIL, THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 5. LUIZ CARLOS NANNINI, FELIPE BERTONCELLO CARVALHEDO | Management | | For | | For | |
| | 6 | TO ESTABLISH THE GLOBAL REMUNERATION OF THE MANAGERS FOR THE 2018 FISCAL YEAR AT BRL 25,199,972.37 AND OF THE MEMBERS OF THE FISCAL COUNCIL AT BRL 743,609.96 | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | | | | | |
| | COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP | |
| | Security | P31573101 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | ISIN | BRCSANACNOR6 | | | | | | Agenda | 709156144 - Management |
| | Record Date | | | | | | | Holding Recon Date | 24-Apr-2018 |
| | City / | Country | SAO PAULO | / | Brazil | | | | | Vote Deadline Date | 17-Apr-2018 |
| | SEDOL(s) | B0P72G5 - B23ZH37 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | | | | | |
| | 1 | TO CHANGE THE CORPORATE NAME OF THE COMPANY TO COSAN S.A., WITH THE CONSEQUENT AMENDMENT OF ARTICLE 1 OF THE CORPORATE BYLAWS OF THE COMPANY | Management | | For | | For | |
| | 2 | TO APPROVE THE INCREASE OF THE SHARE CAPITAL OF THE COMPANY IN THE AMOUNT OF BRL 419,400,935.57, WITHOUT THE ISSUANCE OF NEW SHARES, BY MEANS OF THE CONVERSION OF PART OF THE EXISTING BALANCE IN THE CAPITAL RESERVE ACCOUNT AND IN THE LEGAL RESERVE ACCOUNT, AMENDING ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY AS A CONSEQUENCE | Management | | For | | For | |
| | 3 | THE AMENDMENT OF THE CORPORATE BYLAWS OF THE COMPANY, WITH THE AMENDMENT OF THE CURRENT ARTICLES 1, 2, 5, 6, 11, 12, 13, 15, 20, 21, 22, 23, 24, 26, 28, 29, 30, 32, 34, 35, 40, 42, AND 44, AND THE REVOCATION OF THE CURRENT ARTICLES 27,36, 37, 38, 39 AND 41 | Management | | Abstain | | Against | |
| | 4 | CONSOLIDATION OF THE CORPORATE BYLAWS OF THE COMPANY | Management | | For | | For | |
| | 5 | AUTHORIZATION FOR THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY IN ORDER TO EFFECTUATE THE RESOLUTIONS THAT ARE CONTAINED IN ITEMS 2 THROUGH 3 OF THE AGENDA | Management | | For | | For | |
| | INIZIATIVE BRESCIANE S.P.A., BRENO | |
| | Security | T5R7A6117 | | | | | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Apr-2018 |
| | ISIN | IT0005037905 | | | | | | Agenda | 709248517 - Management |
| | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 |
| | City / | Country | BRENO | / | Italy | | | | | Vote Deadline Date | 19-Apr-2018 |
| | SEDOL(s) | BP4W2B1 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 28 APR 2018. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | | | | | |
| | 1 | BALANCE SHEET AS OF 31 DECEMBER 2017, RESOLUTIONS RELATED AND THERETO | Management | | For | | For | |
| | 2 | NET INCOME ALLOCATION AND RESERVES DISTRIBUTION: RESOLUTIONS RELATED THERETO | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_355548.PDF | Non-Voting | | | | | |
| | ORMAT TECHNOLOGIES, INC. | |
| | Security | 686688102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ORA | | | | | | Meeting Date | 07-May-2018 |
| | ISIN | US6866881021 | | | | | | Agenda | 934759157 - Management |
| | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 04-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1A. | Election of Director: Ravit Barniv | Management | | For | | For | |
| | 1B. | Election of Director: Stan H. Koyanagi | Management | | For | | For | |
| | 1C. | Election of Director: Dafna Sharir | Management | | For | | For | |
| | 2. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors of the Company for its fiscal year ending December 31, 2018. | Management | | For | | For | |
| | 3. | To approve the Ormat Technologies, Inc. 2018 Incentive Compensation Plan. | Management | | For | | For | |
| | 4. | To approve the compensation of our named executive officers on an advisory basis. | Management | | For | | For | |
| | TPI COMPOSITES, INC. | |
| | Security | 87266J104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TPIC | | | | | | Meeting Date | 15-May-2018 |
| | ISIN | US87266J1043 | | | | | | Agenda | 934767445 - Management |
| | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 14-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | 1 | Paul G. Giovacchini | | | | For | | For | |
| | | 2 | Michael L. DeRosa | | | | For | | For | |
| | | 3 | Jayshree S. Desai | | | | For | | For | |
| | 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | | For | | For | |
| | NIBE INDUSTRIER AB (PUBL) | |
| | Security | W57113149 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 16-May-2018 |
| | ISIN | SE0008321293 | | | | | | Agenda | 709262454 - Management |
| | Record Date | 09-May-2018 | | | | | | Holding Recon Date | 09-May-2018 |
| | City / | Country | MARKAR YD | / | Sweden | | | | | Vote Deadline Date | 04-May-2018 |
| | SEDOL(s) | BD1RKL1 - BD4D748 - BD4F8N0 - BYYT1T6 - BYYV3X0 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | | | | | |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | | | | | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | |
| | 1 | OPEN MEETING | Non-Voting | | | | | |
| | 2 | ELECT CHAIRMAN OF MEETING: HANS LINNARSON | Non-Voting | | | | | |
| | 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | | | |
| | 4 | APPROVE AGENDA OF MEETING | Non-Voting | | | | | |
| | 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | | | | | |
| | 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | | | |
| | 7 | RECEIVE PRESIDENT'S REPORT | Non-Voting | | | | | |
| | 8 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; RECEIVE AUDITOR'S REPORT-ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR EXECUTIVE MANAGEMENT | Non-Voting | | | | | |
| | 9.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | For | | For | |
| | 9.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.05 PER SHARE | Management | | For | | For | |
| | 9.C | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | | For | | For | |
| | 10 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | Management | | For | | For | |
| | 11 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | | For | | For | |
| | 12 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 720,000 FOR CHAIRMAN AND SEK 360,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION OF AUDITORS | Management | | For | | For | |
| | 13 | REELECT GEORG BRUNSTAM, GERTERIC LINDQUIST, HANS LINNARSON, ANDERS PALSSON AND HELENE RICHMOND AS DIRECTORS; ELECT JENNY SJODAHL AS NEW DIRECTOR, EVA-LOTTA KRAFT, WHO HAS BEEN A BOARD MEMBER SINCE 2010, HAS DECLINED RE-ELECTION AT THE ANNUAL GENERAL MEETING | Management | | For | | For | |
| | 14 | RATIFY KPMG AS AUDITORS | Management | | For | | For | |
| | 15 | APPROVE ISSUANCE OF CLASS B SHARES WITHOUT PREEMPTIVE RIGHTS | Management | | For | | For | |
| | 16 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | | For | | For | |
| | 17 | OTHER BUSINESS | Non-Voting | | | | | |
| | 18 | CLOSE MEETING | Non-Voting | | | | | |
| | FIRST SOLAR, INC. | |
| | Security | 336433107 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | FSLR | | | | | | Meeting Date | 16-May-2018 |
| | ISIN | US3364331070 | | | | | | Agenda | 934770353 - Management |
| | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1a. | Election of Director: Michael J. Ahearn | Management | | For | | For | |
| | 1b. | Election of Director: Sharon L. Allen | Management | | For | | For | |
| | 1c. | Election of Director: Richard D. Chapman | Management | | For | | For | |
| | 1d. | Election of Director: George A. Hambro | Management | | For | | For | |
| | 1e. | Election of Director: Molly E. Joseph | Management | | For | | For | |
| | 1f. | Election of Director: Craig Kennedy | Management | | For | | For | |
| | 1g. | Election of Director: William J. Post | Management | | For | | For | |
| | 1h. | Election of Director: Paul H. Stebbins | Management | | For | | For | |
| | 1i. | Election of Director: Michael Sweeney | Management | | For | | For | |
| | 1j. | Election of Director: Mark R. Widmar | Management | | For | | For | |
| | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2018. | Management | | For | | For | |
| | 3. | Stockholder proposal requesting a report on conducting business in conflict-affected regions. | Shareholder | | Abstain | | Against | |
| | SUNPOWER CORPORATION | |
| | Security | 867652406 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SPWR | | | | | | Meeting Date | 17-May-2018 |
| | ISIN | US8676524064 | | | | | | Agenda | 934769300 - Management |
| | Record Date | 21-Mar-2018 | | | | | | Holding Recon Date | 21-Mar-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | 1 | Francois Badoual | | | | For | | For | |
| | | 2 | Antoine Larenaudie | | | | For | | For | |
| | | 3 | Pat Wood III | | | | For | | For | |
| | 2. | The approval, in an advisory vote, of the compensation of our named executive officers. | Management | | For | | For | |
| | 3. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2018. | Management | | For | | For | |
| | TIANNENG POWER INTERNATIONAL LTD | |
| | Security | G8655K109 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 18-May-2018 |
| | ISIN | KYG8655K1094 | | | | | | Agenda | 709262745 - Management |
| | Record Date | 14-May-2018 | | | | | | Holding Recon Date | 14-May-2018 |
| | City / | Country | ZHEJIAN G | / | Cayman Islands | | | | | Vote Deadline Date | 11-May-2018 |
| | SEDOL(s) | B1XDJC7 - B1YRBZ5 - B3X92D1 - BD8GGB3 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0416/LTN20180416903.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0416/LTN20180416894.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 2 | TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 3.A | TO RE-ELECT MR. ZHANG KAIHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 3.B | TO RE-ELECT MR. ZHOU JIANZHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 3.C | TO RE-ELECT MR. GUO KONGHUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 4 | TO AUTHORISE THE BOARD OF THE COMPANY (THE "BOARD") TO FIX REMUNERATION OF THE DIRECTORS | Management | | For | | For | |
| | 5 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | | For | | For | |
| | 6.A | "THAT (A) SUBJECT TO PARAGRAPH (C) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") DURING THE RELEVANT PERIOD (AS DEFINED BELOW) OF ALL POWERS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY, AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH | Management | | Against | | Against | |
| | | WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWERS, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION, OTHERWISE THAN PURSUANT TO (I) A RIGHTS ISSUE (AS DEFINED BELOW); (II) ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO OFFICERS AND/OR EMPLOYEES OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES OF SHARES OR RIGHTS TO ACQUIRE SHARES OF THE COMPANY; OR (III) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF THE CASH PAYMENT FOR A DIVIDEND ON SHARES OF THE COMPANY IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, SHALL NOT EXCEED 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY (D) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW TO BE HELD; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING. "RIGHTS ISSUE" MEANS AN OFFER OF SHARES OR OTHER SECURITIES OF THE COMPANY OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OF THE COMPANY OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR HAVING REGARD | | | | | | | |
| | | TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY OUTSIDE THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE'S REPUBLIC OF CHINA)." | | | | | | | |
| | 6.B | "THAT (A) SUBJECT TO PARAGRAPH (B) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS DEFINED BELOW) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE ITS OWN SHARES ON THE STOCK EXCHANGE OF HONG KONG LIMITED ("STOCK EXCHANGE"), SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED AND AUTHORISED; (B) THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY TO BE REPURCHASED BY THE COMPANY PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION DURING THE RELEVANT PERIOD SHALL NOT EXCEED 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; AND (C) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW TO BE HELD; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING." | Management | | Against | | Against | |
| | 7 | "THAT CONDITIONAL UPON RESOLUTIONS NOS. 6A AND 6B BEING PASSED, THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH ARE REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED TO THE DIRECTORS AS MENTIONED IN RESOLUTION NO. 6B SHALL BE ADDED TO THE AGGREGATE NUMBER OF SHARES THAT MAY BE ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO RESOLUTION NO. 6A ABOVE." | Management | | Against | | Against | |
| | 8 | TO APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME (AS DEFINED IN THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | |
| | CHINA LONGYUAN POWER GROUP CORPORATION LIMITED | |
| | Security | Y1501T101 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 |
| | ISIN | CNE100000HD4 | | | | | | Agenda | 709199524 - Management |
| | Record Date | 24-Apr-2018 | | | | | | Holding Recon Date | 24-Apr-2018 |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 18-May-2018 |
| | SEDOL(s) | B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | |
| | 2 | TO APPROVE THE REPORT OF THE SUPERVISORY BOARD OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | |
| | 3 | TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT AND THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2017 | Management | | For | | For | |
| | 4 | TO APPROVE THE FINAL FINANCIAL ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | |
| | 5 | TO APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2017: DIVIDEND OF RMB0.0918 PER SHARE (TAX INCLUSIVE) | Management | | For | | For | |
| | 6 | TO APPROVE THE FINANCIAL BUDGET PLAN OF THE COMPANY FOR THE YEAR 2018 | Management | | For | | For | |
| | 7 | TO APPROVE THE APPOINTMENT OF MR. LIU JINHUAN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. WANG BAOLE | Management | | For | | For | |
| | 8 | TO APPROVE THE APPOINTMENT OF MR. CHEN BIN AS SUPERVISOR AND CHAIRMAN OF THE SUPERVISORY BOARD OF THE COMPANY TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. XIE CHANGJUN | Management | | For | | For | |
| | 9 | TO APPROVE THE DIRECTORS' AND SUPERVISORS' REMUNERATION PLAN FOR THE YEAR 2018 | Management | | For | | For | |
| | 10 | TO APPROVE THE RE-APPOINTMENT OF ERNST & YOUNG HUA MING LLP AS THE COMPANY'S INTERNATIONAL AUDITOR FOR THE YEAR 2018 AND GRANT OF AUTHORITY TO THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE ITS REMUNERATION | Management | | For | | For | |
| | 11 | TO APPROVE A GENERAL MANDATE TO APPLY FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS IN THE PRC | Management | | For | | For | |
| | 12 | TO APPROVE THE APPLICATION FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NON-FINANCIAL ENTERPRISES IN THE PRC | Management | | For | | For | |
| | 13 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | | Against | | Against | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0408/LTN20180408045.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0408/LTN20180408037.pdf | Non-Voting | | | | | |
| | WASION GROUP HOLDINGS LIMITED | |
| | Security | G9463P108 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 |
| | ISIN | KYG9463P1081 | | | | | | Agenda | 709328442 - Management |
| | Record Date | 18-May-2018 | | | | | | Holding Recon Date | 18-May-2018 |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 17-May-2018 |
| | SEDOL(s) | B0T4J94 - B0VR4G3 - B18R225 - BD8GGP7 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0424/LTN20180424289.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0424/LTN20180424283.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | 1 | TO RECEIVE, CONSIDER AND ADOPT THE REPORT OF THE DIRECTORS, THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.24 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 3 | TO RE-ELECT MS. CAO ZHAO HUI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 4 | TO RE-ELECT MS. ZHENG XIAO PING AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 5 | TO RE-ELECT MR. HUI WING KUEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 6 | TO RE-ELECT MR. LUAN WENPENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | |
| | 8 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | |
| | 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES | Management | | For | | For | |
| | 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | Management | | Against | | Against | |
| | CMMT | PLEASE NOTE THAT RESOLUTION 11 IS CONDITIONAL UPON THE PASSING OF RESOLUTIONS-9 AND 10. THANK YOU | Non-Voting | | | | | |
| | 11 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 10 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 9 ABOVE | Management | | For | | For | |
| | 12 | TO APPROVE THE CHANGE OF THE NAME OF THE COMPANY TO ''WASION HOLDINGS LIMITED (AS SPECIFIED) | Management | | For | | For | |
| | CONCORD NEW ENERGY GROUP LIMITED | |
| | Security | G2345T109 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 28-May-2018 |
| | ISIN | BMG2345T1099 | | | | | | Agenda | 709337869 - Management |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 18-May-2018 |
| | SEDOL(s) | BVXTWR1 - BWD1M96 - BWDBF53 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0424/LTN201804241221.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0424/LTN201804241217.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.01 PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 3.A | TO RE-ELECT LIU SHUNXING AS DIRECTOR | Management | | For | | For | |
| | 3.B | TO RE-ELECT LIU JIANHONG AS DIRECTOR | Management | | For | | For | |
| | 3.C | TO RE-ELECT YU WEIZHOU AS DIRECTOR | Management | | For | | For | |
| | 3.D | TO RE-ELECT SHANG LI AS DIRECTOR | Management | | For | | For | |
| | 3.E | TO RE-ELECT JESSE ZHIXI FANG AS DIRECTOR | Management | | For | | For | |
| | 3.F | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | |
| | 4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | | For | |
| | 5 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | | Against | | Against | |
| | 6 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO REPURCHASE SHARES AND OTHER SECURITIES OF THE COMPANY | Management | | For | | For | |
| | 7 | THAT THE AGGREGATE NUMBER OF SHARES IN THE CAPITAL OF THE COMPANY WHICH SHALL HAVE BEEN REPURCHASED BY THE COMPANY SUBSEQUENT AND PURSUANT TO THE PASSING OF ORDINARY RESOLUTION 6 (UP TO A MAXIMUM OF 10 PER CENT. OF THE ISSUED SHARES AT THE DATE OF PASSING ORDINARY RESOLUTION 6) SHALL BE ADDED TO THE AGGREGATE NUMBER OF SHARES THAT MAY BE ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED BY THE COMPANY PURSUANT TO ORDINARY RESOLUTION 5 ABOVE | Management | | For | | For | |
| | BOER POWER HOLDINGS LIMITED | |
| | Security | G12161108 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 31-May-2018 |
| | ISIN | KYG121611084 | | | | | | Agenda | 709344561 - Management |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 24-May-2018 |
| | SEDOL(s) | B468DF1 - B57SQJ2 - BD8NS52 - BV8WXX8 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0426/LTN201804261829.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0426/LTN201804261890.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | 1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 2 | TO RE-ELECT MR. QIAN YIXIANG AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 3 | TO RE-ELECT MR. QIAN ZHONGMING AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 4 | TO RE-ELECT MR. ZHANG HUAQIAO AS NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 5 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") | Management | | For | | For | |
| | 6 | TO RE-APPOINT KPMG AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | | For | | For | |
| | 7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | Against | | Against | |
| | 8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | |
| | 9 | CONDITIONAL UPON RESOLUTIONS 7 AND 8 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY PURSUANT TO RESOLUTION 7 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 8 | Management | | For | | For | |
| | SENSATA TECHNOLOGIES HOLDING PLC | |
| | Security | G8060N102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ST | | | | | | Meeting Date | 31-May-2018 |
| | ISIN | GB00BFMBMT84 | | | | | | Agenda | 934818610 - Management |
| | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 30-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1a. | Election of Director: Paul Edgerley | Management | | For | | For | |
| | 1b. | Election of Director: Martha Sullivan | Management | | For | | For | |
| | 1c. | Election of Director: James E. Heppelmann | Management | | For | | For | |
| | 1d. | Election of Director: Charles W. Peffer | Management | | For | | For | |
| | 1e. | Election of Director: Kirk P. Pond | Management | | For | | For | |
| | 1f. | Election of Director: Constance E. Skidmore | Management | | For | | For | |
| | 1g. | Election of Director: Andrew Teich | Management | | For | | For | |
| | 1h. | Election of Director: Thomas Wroe | Management | | For | | For | |
| | 1i. | Election of Director: Stephen Zide | Management | | For | | For | |
| | 2. | Advisory resolution to approve executive compensation | Management | | For | | For | |
| | 3. | Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm | Management | | For | | For | |
| | 4. | Ordinary resolution to reappoint Ernst & Young LLP as the Company's U.K. statutory auditor | Management | | For | | For | |
| | 5. | Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement | Management | | For | | For | |
| | 6. | Ordinary resolution to receive the Sensata Technologies Holding N.V. 2017 Annual Report | Management | | For | | For | |
| | 7. | Special resolution to approve the form of share repurchase contracts and repurchase counterparties | Management | | For | | For | |
| | 8. | Ordinary resolution to authorize the Board of Directors to allot shares under equity incentive plans | Management | | Abstain | | Against | |
| | 9. | Special resolution to authorize the Board of Directors to allot equity securities under our incentive plans without pre-emptive rights | Management | | For | | For | |
| | XINYI SOLAR HOLDINGS LIMITED | |
| | Security | G9829N102 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 01-Jun-2018 |
| | ISIN | KYG9829N1025 | | | | | | Agenda | 709315584 - Management |
| | Record Date | 28-May-2018 | | | | | | Holding Recon Date | 28-May-2018 |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 25-May-2018 |
| | SEDOL(s) | BD8NH99 - BGQYNN1 - BH88Z43 - BHBXBW5 - BX1D6K0 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420185.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420189.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND THE AUDITOR OF THE COMPANY (THE "AUDITOR") FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF 7.0 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017, AND TO PAY SUCH FINAL DIVIDEND OUT OF SHARE PREMIUM ACCOUNT OF THE COMPANY | Management | | For | | For | |
| | 3.A.I | TO RE-ELECT MR. CHEN XI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.AII | TO RE-ELECT MR. LEE SHING PUT AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3AIII | TO RE-ELECT MR. CHENG KWOK KIN, PAUL AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.B | TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | |
| | 4 | TO RE-APPOINT THE AUDITOR AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION | Management | | For | | For | |
| | 5.A | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | | For | | For | |
| | 5.B | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE SHARES | Management | | Against | | Against | |
| | CMMT | PLEASE NOTE THAT RESOLUTION 5.C IS CONDITIONAL UPON PASSING OF RESOLUTIONS- 5.A AND 5.B. THANK YOU | Non-Voting | | | | | |
| | 5.C | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES BY THE SHARES REPURCHASED | Management | | For | | For | |
| | CHINA SINGYES SOLAR TECHNOLOGIES HOLDINGS LIMITED | |
| | Security | G2161E111 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 04-Jun-2018 |
| | ISIN | BMG2161E1113 | | | | | | Agenda | 709364880 - Management |
| | Record Date | 29-May-2018 | | | | | | Holding Recon Date | 29-May-2018 |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | B3KSQY0 - B3L00R6 - B3ZC0H8 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND THE REPORT OF ERNST & YOUNG, BEING THE AUDITORS (THE "AUDITORS") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 2 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND OF HKD 0.03 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 3.I | TO RE-ELECT MR. LIU HONGWEI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.II | TO RE-ELECT MR. XIE WEN AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.III | TO RE-ELECT MR. XIONG SHI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.IV | TO RE-ELECT DR. LI HONG AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.V | TO RE-ELECT DR. WANG CHING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.VI | TO RE-ELECT MR. YICK WING FAT, SIMON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.VII | TO RE-ELECT DR. TAN HONGWEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 4 | TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | |
| | 5 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | | For | | For | |
| | 6 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARES OF THE COMPANY | Management | | For | | For | |
| | 7 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF UP TO 20% OF THE ISSUED SHARES OF THE COMPANY | Management | | Against | | Against | |
| | 8 | TO EXTEND THE GENERAL MANDATE TO ISSUE ADDITIONAL SHARES UP TO THE NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | | For | | For | |
| | 9 | TO TERMINATE THE EXISTING SHARE OPTION SCHEME ADOPTED BY THE COMPANY ON 19 DECEMBER 2008 WITH EFFECT FROM THE ADOPTION OF THE NEW SHARE OPTION SCHEME (SUBJECT TO AND CONDITIONAL UPON THE PASSING OF THE RESOLUTION NO. 10 BELOW) | Management | | For | | For | |
| | 10 | TO APPROVE AND ADOPT THE NEW SHARE OPTION SCHEME OF THE COMPANY | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0430/LTN20180430025.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0430/LTN20180430021.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| | CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED | |
| | Security | Y15207106 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 08-Jun-2018 |
| | ISIN | CNE100000TW9 | | | | | | Agenda | 709470493 - Management |
| | Record Date | 08-May-2018 | | | | | | Holding Recon Date | 08-May-2018 |
| | City / | Country | SHIJIAZ HUANG | / | China | | | | | Vote Deadline Date | 04-Jun-2018 |
| | SEDOL(s) | B3ZXLP6 - B4ZPFR9 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 905130 DUE TO ADDITION OF- RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0419/LTN20180419285.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0419/LTN20180419267.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0510/LTN20180510338.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0510/LTN20180510346.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR 2017 | Management | | For | | For | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR 2017 | Management | | For | | For | |
| | 3 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 4 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | 5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2017: RMB0.103 PER SHARE | Management | | For | | For | |
| | 6 | TO CONSIDER AND APPROVE THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2018 | Management | | For | | For | |
| | 7 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INTERNATIONAL AUDITORS FOR 2018 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATIONS | Management | | For | | For | |
| | 8 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | | For | |
| | 9 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED DOMESTIC SHARES AND H SHARES OF THE COMPANY, RESPECTIVELY, AND TO AUTHORISE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE: THAT: (A) (A) SUBJECT TO PARAGRAPH (C) AND IN ACCORDANCE WITH THE RELEVANT REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "LISTING RULES"), THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RELEVANT LAWS AND REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA (THE "PRC"), THE EXERCISE BY THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES AND H SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS BE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) SHALL AUTHORISE THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE EXPIRATION OF THE RELEVANT PERIOD; (C) EACH OF THE TOTAL NUMBER OF DOMESTIC SHARES AND H SHARES ALLOTTED, ISSUED OR DEALT WITH OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE BOARD PURSUANT TO THE APPROVAL GRANTED IN PARAGRAPH (A) SHALL NOT EXCEED 20% OF EACH OF THE TOTAL NUMBER OF ISSUED DOMESTIC | Management | | Against | | Against | |
| | | SHARES AND H SHARES OF THE COMPANY AS OF THE DATE WHEN THIS RESOLUTION IS ADOPTED; (D) THE BOARD WILL ONLY EXERCISE THE ABOVE POWERS IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE LISTING RULES (AS AMENDED FROM TIME TO TIME) AND ONLY IF ALL NECESSARY APPROVALS FROM THE CHINA SECURITIES REGULATORY COMMISSION AND/OR OTHER RELEVANT PRC GOVERNMENT AUTHORITIES ARE OBTAINED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; OR (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OR OTHER APPLICABLE LAWS TO BE HELD; OR (III) THE DATE OF REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY A SPECIAL RESOLUTION OF THE COMPANY IN A GENERAL MEETING. (B) THE BOARD BE AUTHORISED TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS NECESSARY SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE OF THE COMPANY UPON THE ALLOTMENT OR ISSUE OF SHARES PURSUANT TO THE SUB-PARAGRAPH (A) (A) OF THIS RESOLUTION | | | | | | | |
| | 10 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF REANDA CERTIFIED PUBLIC ACCOUNTANTS (AS SPECIFIED) AS THE COMPANY'S PRC AUDITORS FOR 2018 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATIONS | Management | | For | | For | |
| | HUANENG RENEWABLES CORPORATION LTD, BEIJING | |
| | Security | Y3739S103 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2018 |
| | ISIN | CNE100000WS1 | | | | | | Agenda | 709446644 - Management |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 14-Jun-2018 |
| | SEDOL(s) | B4WTBY3 - B52PH17 - BYZJSZ0 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0504/LTN20180504785.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0504/LTN20180504691.pdf | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR 2017 | Management | | For | | For | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2017 | Management | | For | | For | |
| | 3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2017 | Management | | For | | For | |
| | 4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2017 | Management | | For | | For | |
| | 5 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF KPMG AND KPMG HUAZHEN LLP AS THE INTERNATIONAL AND DOMESTIC AUDITORS OF THE COMPANY, RESPECTIVELY, FOR 2018 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | | For | | For | |
| | 6 | TO ELECT MR. WEN MINGGANG AS AN EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 7 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF SHARES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE | Management | | Against | | Against | |
| | 8 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO ISSUE THE DEBT FINANCING INSTRUMENTS IN THE YEARS OF 2018 AND 2019 WITH A PRINCIPAL BALANCE NOT EXCEEDING THE EQUIVALENT OF RMB24 BILLION (INCLUDING RMB24 BILLION) | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT THIS IS 2017 ANNUAL GENERAL MEETING. THANK YOU | Non-Voting | | | | | |
| | GOOD ENERGY GROUP PLC | |
| | Security | G6257U103 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2018 |
| | ISIN | GB0033600353 | | | | | | Agenda | 709532419 - Management |
| | Record Date | | | | | | | Holding Recon Date | 18-Jun-2018 |
| | City / | Country | CHIPPE NHAM | / | United Kingdom | | | | | Vote Deadline Date | 15-Jun-2018 |
| | SEDOL(s) | 3360035 | | | | Quick Code | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | TO RECEIVE THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS | Management | | For | | For | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 OF 2.3P PER ORDINARY SHARE | Management | | For | | For | |
| | 3 | THAT TIM JONES BE APPOINTED AS A DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 4 | THAT JOHN MALTBY BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 5 | THAT ERNST & YOUNG LLP BE APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | | For | | For | |
| | 6 | THAT THE DIRECTORS BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | | For | | For | |
| | 7 | THAT THE DIRECTORS BE AUTHORISED TO OPERATE REFERRAL ARRANGEMENTS WITH POLITICAL PARTIES IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE ACT | Management | | For | | For | |
| | 8 | THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT"), TO ALLOT SHARES UP TO ONE THIRD OF THE ORDINARY ISSUED SHARE CAPITAL | Management | | Against | | Against | |
| | 9 | THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE ACT, TO ALLOT SHARES UP TO TWO THIRDS OF THE ORDINARY ISSUED SHARE CAPITAL (AS REDUCED BY THE AMOUNT OF SHARES ALLOTTED UNDER RESOLUTION 8 ABOVE) BY WAY OF A RIGHTS ISSUE TO EXISTING SHAREHOLDERS | Management | | For | | For | |
| | CHINA DATANG CORPORATION RENEWABLE POWER CO., LIMI | |
| | Security | Y1456S108 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Jun-2018 |
| | ISIN | CNE100000X69 | | | | | | Agenda | 709480103 - Management |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 20-Jun-2018 |
| | SEDOL(s) | B4YX1N2 - B63ZT84 | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0511/LTN20180511531.pdf | Non-Voting | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS FOR 2017 | Management | | For | | For | |
| | 2 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY COMMITTEE FOR 2017 | Management | | For | | For | |
| | 3 | TO CONSIDER AND APPROVE THE INDEPENDENT AUDITOR'S REPORT AND AUDITED FINANCIAL STATEMENTS FOR 2017 | Management | | For | | For | |
| | 4 | TO CONSIDER AND APPROVE THE FINAL FINANCIAL REPORT FOR 2017 | Management | | For | | For | |
| | 5 | TO CONSIDER AND APPROVE THE FINANCIAL BUDGET REPORT FOR 2018 | Management | | For | | For | |
| | 6 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR 2017 | Management | | For | | For | |
| | 7 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF DOMESTIC AND OVERSEAS ACCOUNTING FIRMS AND THEIR REMUNERATION FOR 2018 | Management | | For | | For | |
| | 8 | TO CONSIDER AND APPROVE THE REPORT ON OPERATION AND INVESTMENT PLAN FOR 2018 | Management | | For | | For | |
| | 9 | TO CONSIDER AND APPROVE THE PROPOSED APPOINTMENT OF MR. MENG LINGBIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 10 | TO CONSIDER AND APPROVE THE PROPOSED APPOINTMENT OF MR. LI YI AS A NONEXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 11 | TO CONSIDER AND APPROVE THE FINANCING PLAN FOR 2018 | Management | | For | | For | |
| | CANADIAN SOLAR INC. | |
| | Security | 136635109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CSIQ | | | | | | Meeting Date | 29-Jun-2018 |
| | ISIN | CA1366351098 | | | | | | Agenda | 934831872 - Management |
| | Record Date | 03-May-2018 | | | | | | Holding Recon Date | 03-May-2018 |
| | City / | Country | | / | Canada | | | | | Vote Deadline Date | 26-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | | |
| | | 1 | Shawn (Xiaohua) Qu | | | | For | | For | |
| | | 2 | Robert McDermott | | | | For | | For | |
| | | 3 | Lars-Eric Johansson | | | | For | | For | |
| | | 4 | Harry E. Ruda | | | | For | | For | |
| | | 5 | A.(Luen Cheung) Wong | | | | For | | For | |
| | 2 | To reappoint Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditors of the Corporation and to authorize the directors of the Corporation to fix their remuneration. | Management | | For | | For | |
| Form N-PX Proxy Voting Records | | | | | | | | | | | |
| Guinness Atkinson Asia Focus Fund | | | | | | | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | |
| | | | | | | | | | | | | | | |
| Vote Summary | |
| | LENOVO GROUP LIMITED | | |
| | Security | Y5257Y107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 06-Jul-2017 | |
| | ISIN | HK0992009065 | | | | | | Agenda | 708271666 - Management | |
| | Record Date | 29-Jun-2017 | | | | | | Holding Recon Date | 29-Jun-2017 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 03-Jul-2017 | |
| | SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 - BD8NHD3 - BP3RQB5 - BRTM845 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0605/LTN20170605511.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0605/LTN20170605457.pdf | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED MARCH 31, 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES OF THE COMPANY FOR THE YEAR ENDED MARCH 31, 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. NOBUYUKI IDEI AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. WILLIAM O. GRABE AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MS. MA XUEZHENG AS DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MR. YANG CHIH-YUAN JERRY AS DIRECTOR | Management | | For | | For | | |
| | 3.E | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | Management | | For | | For | | |
| | 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX AUDITOR'S REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | | Against | | Against | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | Management | | Against | | Against | | |
| | 8 | TO APPROVE THE LENOVO GROUP LIMITED MATCHING SHARE PLAN AND THE LENOVO GROUP LIMITED MATCHING SHARE PLAN SUBPLAN FOR CALIFORNIA STATE SECURITIES LAW COMPLIANCE | Management | | For | | For | | |
| | CMMT | 07 JUN 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | NETEASE, INC. | | |
| | Security | 64110W102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NTES | | | | | | Meeting Date | 08-Sep-2017 | |
| | ISIN | US64110W1027 | | | | | | Agenda | 934668065 - Management | |
| | Record Date | 01-Aug-2017 | | | | | | Holding Recon Date | 01-Aug-2017 | |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 01-Sep-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | Management | | For | | For | | |
| | 1B. | RE-ELECTION OF DIRECTOR: ALICE CHENG | Management | | For | | For | | |
| | 1C. | RE-ELECTION OF DIRECTOR: DENNY LEE | Management | | For | | For | | |
| | 1D. | RE-ELECTION OF DIRECTOR: JOSEPH TONG | Management | | For | | For | | |
| | 1E. | RE-ELECTION OF DIRECTOR: LUN FENG | Management | | For | | For | | |
| | 1F. | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | Management | | For | | For | | |
| | 1G. | RE-ELECTION OF DIRECTOR: MICHAEL TONG | Management | | For | | For | | |
| | 2. | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | | |
| | CHEN HSONG HOLDINGS LIMITED | | |
| | Security | G20874106 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Sep-2017 | |
| | ISIN | BMG208741063 | | | | | | Agenda | 708411309 - Management | |
| | Record Date | 06-Sep-2017 | | | | | | Holding Recon Date | 06-Sep-2017 | |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 07-Sep-2017 | |
| | SEDOL(s) | 5387690 - 6189646 - B01XWG7 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0719/LTN20170719379.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0719/LTN20170719371.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE PAYMENT OF FINAL DIVIDEND AND SPECIAL FINAL DIVIDEND RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 3.I | TO RE-ELECT MR. STEPHEN HAU LEUNG CHUNG AS A DIRECTOR | Management | | For | | For | | |
| | 3.II | TO RE-ELECT MR. SAM HON WAH NG AS A DIRECTOR | Management | | For | | For | | |
| | 3.III | TO RE-ELECT MR. JOHNSON CHIN KWANG TAN AS A DIRECTOR | Management | | For | | For | | |
| | 3.IV | TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2018 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 | Management | | For | | For | | |
| | 4 | TO RE-APPOINT ERNST &YOUNG AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | | |
| | 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | Against | | Against | | |
| | 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE ADDITION OF THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | | Against | | Against | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 18-Sep-2017 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 708506677 - Management | |
| | Record Date | 15-Sep-2017 | | | | | | Holding Recon Date | 15-Sep-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 13-Sep-2017 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0831/LTN20170831507.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0831/LTN20170831385.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO APPROVE, RATIFY AND CONFIRM THE JOINT VENTURE AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 SEPTEMBER 2017 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | CHINA CONSTRUCTION BANK CORPORATION | | |
| | Security | Y1397N101 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 09-Oct-2017 | |
| | ISIN | CNE1000002H1 | | | | | | Agenda | 708456377 - Management | |
| | Record Date | 08-Sep-2017 | | | | | | Holding Recon Date | 08-Sep-2017 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 03-Oct-2017 | |
| | SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 - BD8NH44 - BP3RRZ6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0818/LTN20170818958.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0818/LTN20170818970.pdf | Non-Voting | | | | | | |
| | 1 | PROPOSAL REGARDING THE ELECTION OF MR. TIAN GUOLI AS AN EXECUTIVE DIRECTOR OF CHINA CONSTRUCTION BANK CORPORATION | Management | | For | | For | | |
| | ANHUI CONCH CEMENT COMPANY LIMITED | | |
| | Security | Y01373102 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 10-Oct-2017 | |
| | ISIN | CNE1000001W2 | | | | | | Agenda | 708457999 - Management | |
| | Record Date | 08-Sep-2017 | | | | | | Holding Recon Date | 08-Sep-2017 | |
| | City / | Country | ANHUI | / | China | | | | | Vote Deadline Date | 03-Oct-2017 | |
| | SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0821/LTN20170821562.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0821/LTN20170821515.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. WU XIAOMING (AS SPECIFIED) AS A SUPERVISOR OF THE 7TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY. THE TENURE OF MR. WU WILL BECOME EFFECTIVE FROM THE DATE OF APPROVAL AT THE MEETING UNTIL THE EXPIRY OF THE 7TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY (I.E. 1 JUNE 2019) | Management | | For | | For | | |
| | PICC PROPERTY AND CASUALTYCOMPANY LTD | | |
| | Security | Y6975Z103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 31-Oct-2017 | |
| | ISIN | CNE100000593 | | | | | | Agenda | 708543233 - Management | |
| | Record Date | 29-Sep-2017 | | | | | | Holding Recon Date | 29-Sep-2017 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 25-Oct-2017 | |
| | SEDOL(s) | 6706250 - B01Y657 - B1BJHT0 - BD8NLG4 - BP3RWY0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0914/LTN20170914361.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0914/LTN20170914329.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. YUN ZHEN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. WANG DEDI AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MS. QU XIAOHUI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | LENOVO GROUP LIMITED | | |
| | Security | Y5257Y107 | | | | | | Meeting Type | Ordinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 10-Nov-2017 | |
| | ISIN | HK0992009065 | | | | | | Agenda | 708624754 - Management | |
| | Record Date | 08-Nov-2017 | | | | | | Holding Recon Date | 08-Nov-2017 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 07-Nov-2017 | |
| | SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 - BD8NHD3 - BP3RQB5 - BRTM845 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1015/LTN20171015011.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1015/LTN20171015009.pdf | Non-Voting | | | | | | |
| | 1 | TO APPROVE THE SUBSCRIPTION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREBY | Management | | For | | For | | |
| | 2 | TO APPROVE THE SPECIFIC MANDATE FOR THE ALLOTMENT AND ISSUE OF THE SUBSCRIPTION SHARES AND THE WARRANT SHARES (UPON EXERCISE OF THE BONUS WARRANTS), CREDITED AS FULLY PAID, AND THE ISSUANCE OF THE BONUS WARRANTS | Management | | For | | For | | |
| | 3 | TO APPROVE THE WHITEWASH WAIVER | Management | | For | | For | | |
| | 4 | TO APPROVE THE RELEVANT MANAGEMENT PARTICIPATION, WHICH CONSTITUTES A SPECIAL DEAL UNDER NOTE 3 TO RULE 25 OF THE TAKEOVERS CODE | Management | | For | | For | | |
| | 5 | TO AUTHORIZE ANY ONE DIRECTOR OR ANY TWO DIRECTORS (IF AFFIXATION OF THE COMMON SEAL IS NECESSARY) OR ANY DELEGATE(S) AUTHORISED BY SUCH DIRECTOR(S) TO SIGN AND/OR EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS OR AGREEMENTS AND TO DO OR TAKE ALL SUCH ACTIONS OR THINGS AS SUCH DIRECTOR(S) CONSIDER(S) NECESSARY OR DESIRABLE TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF: (A) THE SUBSCRIPTION, THE SUBSCRIPTION AGREEMENT AND ALL OTHER TRANSACTIONS CONTEMPLATED THEREUNDER, AND THE CLOSING AND IMPLEMENTATION THEREOF; (B) SECURING THE FULFILMENT OF THE | Management | | For | | For | | |
| | | CONDITIONS PRECEDENT OF COMPLETION OF THE SUBSCRIPTION; AND (C) THE APPROVAL OF ANY AMENDMENTS OR VARIATIONS TO THE SUBSCRIPTION AGREEMENT OR THE GRANTING OF WAIVERS OF ANY MATTERS CONTEMPLATED THEREBY THAT ARE, IN THE DIRECTOR'S OPINION, NOT FUNDAMENTAL TO THE TRANSACTIONS CONTEMPLATED THEREBY AND ARE IN THE BEST INTERESTS OF THE COMPANY, INCLUDING WITHOUT LIMITATION THE SIGNING (UNDER THE COMMON SEAL OF THE COMPANY WHERE REQUIRED OR EXPEDIENT) OF ANY SUPPLEMENTAL OR ANCILLARY AGREEMENTS AND INSTRUMENTS AND THE GIVING OF ANY UNDERTAKINGS AND CONFIRMATIONS FOR ANY SUCH PURPOSES | | | | | | | | |
| | CMMT | 25 OCT 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FORM 03 NOV 2017 TO 10 NOV 2017 AND CHANGE IN RECORD DATE FROM 31 OCT-2017 TO 08 NOV 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | SONIC HEALTHCARE LIMITED, MACQUARIE PARK | | |
| | Security | Q8563C107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 22-Nov-2017 | |
| | ISIN | AU000000SHL7 | | | | | | Agenda | 708649011 - Management | |
| | Record Date | 20-Nov-2017 | | | | | | Holding Recon Date | 20-Nov-2017 | |
| | City / | Country | SYDNEY | / | Australia | | | | | Vote Deadline Date | 16-Nov-2017 | |
| | SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5 TO 10 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | |
| | 1 | RE-ELECTION OF PROFESSOR MARK COMPTON, CHAIRMAN, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2 | RE-ELECTION OF MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3 | RE-ELECTION OF MR LOU PANACCIO, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | ELECTION OF MR NEVILLE MITCHELL, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | | |
| | 6 | INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES | Management | | For | | For | | |
| | 7 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | | For | | For | | |
| | 8 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | | For | | For | | |
| | 9 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | |
| | 10 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | | For | | For | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Dec-2017 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 708826295 - Management | |
| | Record Date | 22-Dec-2017 | | | | | | Holding Recon Date | 22-Dec-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207576.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207589.pdf | Non-Voting | | | | | | |
| | 1 | TO APPROVE, RATIFY AND CONFIRM THE BAOJI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 8 DECEMBER 2017 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | 2 | TO APPROVE, RATIFY AND CONFIRM THE YILI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | 3 | TO APPROVE, RATIFY AND CONFIRM THE SZX ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | 4 | TO APPROVE, RATIFY AND CONFIRM THE POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE POWERTRAIN SALES AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2020 | Management | | For | | For | | |
| | 5 | TO APPROVE AND CONFIRM THE REVISED ANNUAL CAP AMOUNTS UNDER THE SERVICES AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE TWO FINANCIAL YEARS ENDING 31 DECEMBER 2018 | Management | | For | | For | | |
| | CMMT | 11 DEC 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 26 DEC 2017 TO 22 DEC 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Dec-2017 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 708826827 - Management | |
| | Record Date | 22-Dec-2017 | | | | | | Holding Recon Date | 22-Dec-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207490.pdf-;- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207500.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO APPROVE, RATIFY AND CONFIRM THE LYNK & CO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 8 DECEMBER 2017, THE "CIRCULAR"), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE LYNK & CO FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR), AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/ OR GIVE EFFECTS TO THE LYNK & CO FINANCE COOPERATION AGREEMENT AND LYNK & CO FINANCING ARRANGEMENTS | Management | | For | | For | | |
| | CMMT | 11 DEC 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 26 DEC 2017 TO 22 DEC 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | SHENZHEN EXPRESSWAY COMPANY LIMITED | | |
| | Security | Y7741B107 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-Dec-2017 | |
| | ISIN | CNE100000478 | | | | | | Agenda | 708744784 - Management | |
| | Record Date | 27-Nov-2017 | | | | | | Holding Recon Date | 27-Nov-2017 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110559.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110512.pdf | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE SATISFACTION OF THE REQUIREMENTS FOR THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE FEASIBILITY ANALYSIS REPORT ON THE USE OF PROCEEDS FROM THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE REPORT OF THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE COMPANY'S PROPOSAL ON THE SHAREHOLDERS' RETURN FOR THE FUTURE THREE YEARS (2017 TO 2019) | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE DILUTION OF CURRENT RETURNS BY THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY AND THE REMEDIAL MEASURES | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE UNDERTAKINGS BY THE CONTROLLING SHAREHOLDER, ACTUAL CONTROLLER, DIRECTORS AND SENIOR MANAGEMENT OF THE COMPANY ON THE ACTUAL PERFORMANCE OF THE REMEDIAL MEASURES FOR THE DILUTION OF CURRENT RETURNS OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE TERM OF A SHARE CONVERTIBLE BONDS HOLDERS' MEETING | Management | | For | | For | | |
| | 8.01 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TYPE OF SECURITIES TO BE ISSUED | Management | | For | | For | | |
| | 8.02 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ISSUE SIZE | Management | | For | | For | | |
| | 8.03 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: PAR VALUE AND ISSUE PRICE | Management | | For | | For | | |
| | 8.04 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERM OF BOND | Management | | For | | For | | |
| | 8.05 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: INTEREST RATE OF BOND | Management | | For | | For | | |
| | 8.06 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD AND TIMING OF INTEREST PAYMENT | Management | | For | | For | | |
| | 8.07 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: CONVERSION PERIOD | Management | | For | | For | | |
| | 8.08 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE NUMBER OF CONVERSION SHARES | Management | | For | | For | | |
| | 8.09 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE CONVERSION PRICE | Management | | For | | For | | |
| | 8.10 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 8.11 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DOWNWARD ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 8.12 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF REDEMPTION | Management | | For | | For | | |
| | 8.13 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF SELL BACK | Management | | For | | For | | |
| | 8.14 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DIVIDEND RIGHTS OF THE CONVERSION YEAR | Management | | For | | For | | |
| | 8.15 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD OF ISSUANCE AND TARGET INVESTORS | Management | | For | | For | | |
| | 8.16 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: SUBSCRIPTION ARRANGEMENT FOR EXISTING A SHAREHOLDERS | Management | | For | | For | | |
| | 8.17 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: RELEVANT MATTERS ON A SHARE CONVERTIBLE BONDS HOLDERS' MEETINGS | Management | | For | | For | | |
| | 8.18 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: USE OF PROCEEDS | Management | | For | | For | | |
| | 8.19 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MANAGEMENT AND DEPOSIT OF PROCEEDS | Management | | For | | For | | |
| | 8.20 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: GUARANTEE | Management | | For | | For | | |
| | 8.21 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | | For | | For | | |
| | 8.22 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MATTERS RELATING TO AUTHORIZATION | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE REMUNERATION OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 10.01 THROUGH 10.08 WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| | 10.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU WEI | Management | | For | | For | | |
| | 10.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIAO XIANG WEN | Management | | For | | For | | |
| | 10.03 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. GONG TAO TAO | Management | | For | | For | | |
| | 10.04 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIU JI | Management | | For | | For | | |
| | 10.05 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN YAN | Management | | For | | For | | |
| | 10.06 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. FAN ZHI YONG | Management | | For | | For | | |
| | 10.07 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WU YA DE | Management | | For | | For | | |
| | 10.08 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CHEN YUAN JUN | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 11.01 THROUGH 11.04 WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| | 11.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU CHUN YUAN | Management | | For | | For | | |
| | 11.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CAI SHU GUANG | Management | | For | | For | | |
| | 11.03 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WEN ZHAO HUA | Management | | For | | For | | |
| | 11.04 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN XIAO LU | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 12.01 THROUGH 12.02 WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| | 12.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE EIGHTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. WANG ZENG JIN | Management | | For | | For | | |
| | 12.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE EIGHTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MS. YE JUN | Management | | For | | For | | |
| | SHENZHEN EXPRESSWAY COMPANY LIMITED | | |
| | Security | Y7741B107 | | | | | | Meeting Type | Class Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-Dec-2017 | |
| | ISIN | CNE100000478 | | | | | | Agenda | 708745344 - Management | |
| | Record Date | 27-Nov-2017 | | | | | | Holding Recon Date | 27-Nov-2017 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110538.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110563.pdf | Non-Voting | | | | | | |
| | 1.1 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TYPE OF SECURITIES TO BE ISSUED | Management | | For | | For | | |
| | 1.2 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ISSUE SIZE | Management | | For | | For | | |
| | 1.3 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: PAR VALUE AND ISSUE PRICE | Management | | For | | For | | |
| | 1.4 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERM OF BOND | Management | | For | | For | | |
| | 1.5 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: INTEREST RATE OF BOND | Management | | For | | For | | |
| | 1.6 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD AND TIMING OF INTEREST PAYMENT | Management | | For | | For | | |
| | 1.7 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: CONVERSION PERIOD | Management | | For | | For | | |
| | 1.8 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE NUMBER OF CONVERSION SHARES | Management | | For | | For | | |
| | 1.9 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE CONVERSION PRICE | Management | | For | | For | | |
| | 1.10 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 1.11 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DOWNWARD ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 1.12 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF REDEMPTION | Management | | For | | For | | |
| | 1.13 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF SELL BACK | Management | | For | | For | | |
| | 1.14 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DIVIDEND RIGHTS OF THE CONVERSION YEAR | Management | | For | | For | | |
| | 1.15 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD OF ISSUANCE AND TARGET INVESTORS | Management | | For | | For | | |
| | 1.16 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: SUBSCRIPTION ARRANGEMENT FOR EXISTING A SHAREHOLDERS | Management | | For | | For | | |
| | 1.17 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: RELEVANT MATTERS ON A SHARE CONVERTIBLE BONDS HOLDERS' MEETINGS | Management | | For | | For | | |
| | 1.18 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: USE OF PROCEEDS | Management | | For | | For | | |
| | 1.19 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MANAGEMENT AND DEPOSIT OF PROCEEDS | Management | | For | | For | | |
| | 1.20 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: GUARANTEE | Management | | For | | For | | |
| | 1.21 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | | For | | For | | |
| | 1.22 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MATTERS RELATING TO AUTHORIZATION | Management | | For | | For | | |
| | LI & FUNG LIMITED | | |
| | Security | G5485F169 | | | | | | Meeting Type | Special General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 31-Jan-2018 | |
| | ISIN | BMG5485F1692 | | | | | | Agenda | 708879905 - Management | |
| | Record Date | 26-Jan-2018 | | | | | | Holding Recon Date | 26-Jan-2018 | |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 26-Jan-2018 | |
| | SEDOL(s) | 4458252 - 6286257 - BD8NF95 - BP3RW62 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0108/LTN20180108209.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0108/LTN20180108203.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO APPROVE, CONFIRM, AUTHORISE AND RATIFY THE STRATEGIC DIVESTMENT, AS WELL AS AGREEMENTS IN RELATION TO AND THE TRANSACTIONS CONTEMPLATED UNDER THE STRATEGIC DIVESTMENT | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Feb-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 708884324 - Management | |
| | Record Date | 25-Jan-2018 | | | | | | Holding Recon Date | 25-Jan-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 21-Feb-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111708.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111702.pdf | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | Class Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Feb-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 708884362 - Management | |
| | Record Date | 25-Jan-2018 | | | | | | Holding Recon Date | 25-Jan-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 21-Feb-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111710.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111704.pdf | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS | Management | | For | | For | | |
| | HYUNDAI MOBIS CO.,LTD | | |
| | Security | Y3849A109 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 09-Mar-2018 | |
| | ISIN | KR7012330007 | | | | | | Agenda | 708974779 - Management | |
| | Record Date | 31-Dec-2017 | | | | | | Holding Recon Date | 31-Dec-2017 | |
| | City / | Country | SEOUL | / | Korea, Republic Of | | | | | Vote Deadline Date | 26-Feb-2018 | |
| | SEDOL(s) | 6449544 - B06NSG4 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | | |
| | 2 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | | For | | For | | |
| | 3 | ELECTION OF INSIDE DIRECTOR AND ELECTION OF OUTSIDE DIRECTOR: HAN YONG BIN, YU JI SU, GIM DAE SU | Management | | For | | For | | |
| | 4 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR: YU JI SU, GIM DAE SU | Management | | For | | For | | |
| | 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | | |
| | PICC PROPERTY AND CASUALTYCOMPANY LTD | | |
| | Security | Y6975Z103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Mar-2018 | |
| | ISIN | CNE100000593 | | | | | | Agenda | 708896482 - Management | |
| | Record Date | 09-Feb-2018 | | | | | | Holding Recon Date | 09-Feb-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 07-Mar-2018 | |
| | SEDOL(s) | 6706250 - B01Y657 - B1BJHT0 - BD8NLG4 - BP3RWY0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0122/LTN20180122293.pdf,- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 122/LTN20180122277.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0122/LTN20180122285.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. MIAO JIANMIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS SET OUT IN APPENDIX II TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE BOARD OF DIRECTORS OR HIS AUTHORISED PERSON TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS HE DEEMS NECESSARY, APPROPRIATE AND EXPEDIENT IN ACCORDANCE WITH THE APPLICABLE LAWS AND REGULATIONS AND THE REQUIREMENTS OF CHINA INSURANCE REGULATORY COMMISSION AND OTHER RELEVANT AUTHORITIES. THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS REFERRED TO IN THIS SPECIAL RESOLUTION SHALL BECOME EFFECTIVE SUBJECT TO THE RELEVANT APPROVAL OF CHINA INSURANCE REGULATORY COMMISSION | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR SHAREHOLDERS' GENERAL MEETING AS SET OUT IN APPENDIX III TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE BOARD OF DIRECTORS OR HIS AUTHORISED PERSON TO MAKE CORRESPONDING REVISIONS TO THESE | Management | | For | | For | | |
| | | PROPOSED AMENDMENTS AS HE DEEMS NECESSARY AND APPROPRIATE IN ACCORDANCE WITH THE REQUIREMENTS IMPOSED BY THE RELEVANT REGULATORY AUTHORITIES AND BY THE STOCK EXCHANGE OF THE PLACE WHERE THE COMPANY IS LISTED FROM TIME TO TIME DURING THE APPROVAL PROCESS | | | | | | | | |
| | 4 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD OF DIRECTORS AS SET OUT IN APPENDIX IV TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE BOARD OF DIRECTORS OR HIS AUTHORISED PERSON TO MAKE CORRESPONDING REVISIONS TO THESE PROPOSED AMENDMENTS AS HE DEEMS NECESSARY AND APPROPRIATE IN ACCORDANCE WITH THE REQUIREMENTS IMPOSED BY THE RELEVANT REGULATORY AUTHORITIES AND BY THE STOCK EXCHANGE OF THE PLACE WHERE THE COMPANY IS LISTED FROM TIME TO TIME DURING THE APPROVAL PROCESS | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE SUPERVISORY COMMITTEE AS SET OUT IN APPENDIX V TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE SUPERVISORY COMMITTEE OR HIS AUTHORISED PERSON TO MAKE CORRESPONDING REVISIONS TO THESE PROPOSED AMENDMENTS AS HE DEEMS NECESSARY AND APPROPRIATE IN ACCORDANCE WITH THE REQUIREMENTS IMPOSED BY THE RELEVANT REGULATORY AUTHORITIES AND BY THE STOCK EXCHANGE OF THE PLACE WHERE THE COMPANY IS LISTED FROM TIME TO TIME DURING THE APPROVAL PROCESS | Management | | For | | For | | |
| | SAMSUNG ELECTRONICS CO LTD, SUWON | | |
| | Security | Y74718100 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 23-Mar-2018 | |
| | ISIN | KR7005930003 | | | | | | Agenda | 708993072 - Management | |
| | Record Date | 31-Dec-2017 | | | | | | Holding Recon Date | 31-Dec-2017 | |
| | City / | Country | SEOUL | / | Korea, Republic Of | | | | | Vote Deadline Date | 13-Mar-2018 | |
| | SEDOL(s) | 6771720 - B19VC15 - B74V052 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | | |
| | 2.1.1 | APPOINTMENT OF OUTSIDE DIRECTOR: KIM JONG HOON | Management | | For | | For | | |
| | 2.1.2 | APPOINTMENT OF OUTSIDE DIRECTOR: KIM SUN WOOK | Management | | For | | For | | |
| | 2.1.3 | APPOINTMENT OF OUTSIDE DIRECTOR: PARK BYUNG KOOK | Management | | For | | For | | |
| | 2.2.1 | APPOINTMENT OF INSIDE DIRECTOR: LEE SANG HOON | Management | | For | | For | | |
| | 2.2.2 | APPOINTMENT OF INSIDE DIRECTOR: KIM KI NAM | Management | | For | | For | | |
| | 2.2.3 | APPOINTMENT OF INSIDE DIRECTOR: KIM HYUN SEOK | Management | | For | | For | | |
| | 2.2.4 | APPOINTMENT OF INSIDE DIRECTOR: KO DONG JIN | Management | | For | | For | | |
| | 2.3 | APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: KIM SUN WOOK | Management | | For | | For | | |
| | 3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | | |
| | 4 | STOCK SPLIT AND AMENDMENT OF ARTICLES OF INCORPORATION FOR STOCK SPLIT | Management | | For | | For | | |
| | CMMT | 27 FEB 2018: THIS AGM IS RELATED TO THE CORPORATE EVENT OF STOCK SPLIT. THANK-YOU | Non-Voting | | | | | | |
| | CMMT | 27 FEB 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | HANON SYSTEMS, TAEJON | | |
| | Security | Y29874107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 30-Mar-2018 | |
| | ISIN | KR7018880005 | | | | | | Agenda | 708968132 - Management | |
| | Record Date | 31-Dec-2017 | | | | | | Holding Recon Date | 31-Dec-2017 | |
| | City / | Country | DAEJEO N | / | Korea, Republic Of | | | | | Vote Deadline Date | 20-Mar-2018 | |
| | SEDOL(s) | 6404316 - B00LR01 - B0371W6 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS AND APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | | For | | For | | |
| | 2 | APPROVAL OF GRANT OF STOCK OPTION | Management | | For | | For | | |
| | 3 | ELECTION OF A NON-PERMANENT DIRECTOR AND ELECTION OF OUTSIDE DIRECTOR YUN YEO EUL, JO HYEON SIK, BAE MIN GYU, GIM DO EON, BANG YEONG MIN | Management | | For | | For | | |
| | 4 | ELECTION OF AUDIT COMMITTEE MEMBER BANG YEONG MIN | Management | | For | | For | | |
| | 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | | |
| | PTT PUBLIC COMPANY LIMITED | | |
| | Security | Y6883U113 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Apr-2018 | |
| | ISIN | TH0646010015 | | | | | | Agenda | 708984009 - Management | |
| | Record Date | 07-Mar-2018 | | | | | | Holding Recon Date | 07-Mar-2018 | |
| | City / | Country | BANGKO K | / | Thailand | | | | | Vote Deadline Date | 10-Apr-2018 | |
| | SEDOL(s) | 6420390 - 7664379 - B1BDGH3 - B1G40G8 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO CERTIFY THE 2017 PERFORMANCE STATEMENT AND TO APPROVE THE 2017 FINANCIAL STATEMENTS ENDED ON DECEMBER 31, 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE 2017 NET PROFIT ALLOCATION AND DIVIDEND PAYMENT | Management | | For | | For | | |
| | 3 | TO APPOINT AN AUDITOR AND TO APPROVE THE 2018 AUDITING FEES | Management | | For | | For | | |
| | 4 | TO APPROVE THE REDUCTION OF PTT'S REGISTERED CAPITAL BY CANCELLING AUTHORIZED BUT UNISSUED SHARES AND THE AMENDMENT TO CLAUSE 4 OF PTT'S MEMORANDUM OF ASSOCIATION SO AS TO REFLECT SUCH CAPITAL REDUCTION | Management | | For | | For | | |
| | 5 | TO APPROVE THE CHANGE IN THE PAR VALUE OF PTT'S SHARES AND THE AMENDMENT TO CLAUSE 4 OF PTT'S MEMORANDUM OF ASSOCIATION SO AS TO REFLECT SUCH CHANGE IN THE PAR VALUE | Management | | For | | For | | |
| | 6 | TO APPROVE PTT'S 5-YEAR EXTERNAL FUND RAISING PLAN (FOR 2018-2022) | Management | | For | | For | | |
| | 7 | TO APPROVE THE AMENDMENT OF PTT PUBLIC COMPANY LIMITED'S ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| | 8 | TO APPROVE THE 2018 DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 9 | TO ACKNOWLEDGE THE PROGRESS OF THE RESTRUCTURING OF PTT AND THE PLAN FOR THE INITIAL PUBLIC OFFERING (THE IPO) OF ORDINARY SHARES OF PTT OIL AND RETAIL BUSINESS COMPANY LIMITED (PTTOR) AND THE LISTING OF PTTOR ON THE STOCK EXCHANGE OF THAILAND | Management | | For | | For | | |
| | 10.1 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MRS. NUNTAWAN SAKUNTANAGA | Management | | For | | For | | |
| | 10.2 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. THON THAMRONGNAWASAWAT | Management | | For | | For | | |
| | 10.3 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. SURAPON NITIKRAIPOT | Management | | For | | For | | |
| | 10.4 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. DANUCHA PICHAYANAN | Management | | For | | For | | |
| | 10.5 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. TEVIN VONGVANICH | Management | | For | | For | | |
| | 11 | OTHER MATTERS. (IF ANY) | Management | | Abstain | | For | | |
| | CMMT | 22 FEB 2018: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN. | Non-Voting | | | | | | |
| | CMMT | 05 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF TEXT IN RESOLUTION 10.4. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | TENCENT HOLDINGS LIMITED | | |
| | Security | G87572163 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 16-May-2018 | |
| | ISIN | KYG875721634 | | | | | | Agenda | 709223553 - Management | |
| | Record Date | 10-May-2018 | | | | | | Holding Recon Date | 10-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 09-May-2018 | |
| | SEDOL(s) | BD8NG70 - BDDXGP3 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410937.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410939.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR LI DONG SHENG AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR IAIN FERGUSON BRUCE AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 4 | APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | | Against | | Against | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT RESOLUTION 7 IS CONDITIONAL UPON PASSING OF RESOLUTION NO 5-AND 6. THANK YOU | Non-Voting | | | | | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | | For | | For | | |
| | CMMT | 16 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 709199702 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 17-May-2018 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0409/LTN20180409821.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0409/LTN20180409695.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO RE-ELECT MR. GUI SHENG YUE AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 4 | TO RE-ELECT MR. AN CONG HUI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 5 | TO RE-ELECT MS. WEI MEI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. AN QING HENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 8 | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | Management | | For | | For | | |
| | 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES | Management | | Against | | Against | | |
| | 11 | TO EXTEND THE GENERAL MANDATE TO ALLOT AND ISSUE NEW SHARES | Management | | For | | For | | |
| | CHINA LESSO GROUP HOLDINGS LIMITED | | |
| | Security | G2157Q102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 | |
| | ISIN | KYG2157Q1029 | | | | | | Agenda | 709319570 - Management | |
| | Record Date | 18-May-2018 | | | | | | Holding Recon Date | 18-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 17-May-2018 | |
| | SEDOL(s) | BCDBKF8 - BCDNX11 - BCDNYZ2 - BD8NL20 - BP3RS64 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423196.PDF-,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423192.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423186.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. LUO JIANFENG AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. LIN DEWEI AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR. CHEUNG MAN YU AS DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MS. LAN FANG AS DIRECTOR | Management | | For | | For | | |
| | 3.E | TO RE-ELECT DR. TAO ZHIGANG AS DIRECTOR | Management | | For | | For | | |
| | 3.F | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 4 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | | For | | For | | |
| | 5.A | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF THE SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL | Management | | Against | | Against | | |
| | | GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG) | | | | | | | | |
| | 5.B | THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE BUY- BACKS, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NUMBER OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL | Management | | For | | For | | |
| | | WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | | | | | | | | |
| | 5.C | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | | |
| | AAC TECHNOLOGIES HOLDINGS INC. | | |
| | Security | G2953R114 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-May-2018 | |
| | ISIN | KYG2953R1149 | | | | | | Agenda | 709316156 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 18-May-2018 | |
| | SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420929.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420919.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 1.70 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. KOH BOON HWEE (WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR MORE THAN 9 YEARS) AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR. AU SIU CHEUNG ALBERT AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MR. KWOK LAM KWONG LARRY AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.E | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS FEES | Management | | For | | For | | |
| | 4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | SINO BIOPHARMACEUTICAL LIMITED | | |
| | Security | G8167W138 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 29-May-2018 | |
| | ISIN | KYG8167W1380 | | | | | | Agenda | 709345082 - Management | |
| | Record Date | 23-May-2018 | | | | | | Holding Recon Date | 23-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 23-May-2018 | |
| | SEDOL(s) | B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BP3RXM5 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251420.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251418.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO RE-ELECT MR. TSE PING AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | TO RE-ELECT MS. LI MINGQIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO RE-ELECT MR. LU ZHENGFEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 8 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2018 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 9.A | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | | Against | | Against | | |
| | 9.B | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | | For | | For | | |
| | 9.C | TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 9(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 9(B) | Management | | For | | For | | |
| | 9.D | TO APPROVE THE BONUS ISSUE OF SHARES ON THE BASIS OF ONE BONUS SHARE FOR EVERY TWO EXISTING ISSUED SHARES IN THE SHARE CAPITAL OF THE COMPANY | Management | | For | | For | | |
| | ANHUI CONCH CEMENT COMPANY LIMITED | | |
| | Security | Y01373102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 30-May-2018 | |
| | ISIN | CNE1000001W2 | | | | | | Agenda | 709248884 - Management | |
| | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 | |
| | City / | Country | WUHU | / | China | | | | | Vote Deadline Date | 24-May-2018 | |
| | SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412229.pdf-PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412245.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412235.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| | 1 | TO APPROVE THE REPORT OF THE BOARD (THE "BOARD") OF DIRECTORS (THE "DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND THE INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 4 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL (FINANCIAL) AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE VOLUME OF AUDITING WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO APPROVE THE COMPANY'S 2017 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND): FINAL DIVIDEND FOR FY2017 OF RMB1.2 (TAX INCLUSIVE) PER SHARE | Management | | For | | For | | |
| | 6 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF ELEVEN SUBSIDIARIES AND JOINT VENTURE ENTITIES | Management | | For | | For | | |
| | 7 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | Against | | Against | | |
| | 8 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY | Management | | Against | | Against | | |
| | SHENZHEN EXPRESSWAY COMPANY LIMITED | | |
| | Security | Y7741B107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 31-May-2018 | |
| | ISIN | CNE100000478 | | | | | | Agenda | 709470405 - Management | |
| | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 25-May-2018 | |
| | SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 916736 DUE TO ADDITION OF- RESOLUTION 13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0510/LTN20180510372.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0510/LTN20180510380.PDF | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2017 | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2017 (INCLUDING DECLARATION OF FINAL DIVIDEND): RMB0.30 (TAX INCLUDED) PER SHARE | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2018 | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2018: ERNST YOUNG HUA MING LLP | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING PHASED GUARANTEES FOR MORTGAGE CUSTOMERS OF SHENZHEN EXPRESSWAY INTERLAKEN TOWN PROJECT BY A SUBSIDIARY | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING GUARANTEES FOR SUBSIDIARIES | Management | | For | | For | | |
| | 9.1 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): ISSUE SIZE AND METHOD | Management | | Against | | Against | | |
| | 9.2 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TYPE OF THE DEBENTURES | Management | | For | | For | | |
| | 9.3 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): MATURITY OF THE DEBENTURES | Management | | For | | For | | |
| | 9.4 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS | Management | | For | | For | | |
| | 9.5 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): INTEREST RATE | Management | | For | | For | | |
| | 9.6 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): USE OF PROCEEDS | Management | | For | | For | | |
| | 9.7 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): LISTING | Management | | For | | For | | |
| | 9.8 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): GUARANTEE | Management | | For | | For | | |
| | 9.9 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): VALIDITY OF THE RESOLUTION | Management | | For | | For | | |
| | 9.10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): AUTHORISATION ARRANGEMENT | Management | | For | | For | | |
| | 10 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTORS OF THE COMPANY | Management | | Against | | Against | | |
| | 11 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR H SHARES | Management | | Against | | Against | | |
| | 12 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES | Management | | For | | For | | |
| | 13 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: CHEN KAI | Management | | For | | For | | |
| | CMMT | 11 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF- RESOLUTION 6 AND 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 942544-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | | |
| | Security | Y84629107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 05-Jun-2018 | |
| | ISIN | TW0002330008 | | | | | | Agenda | 709453853 - Management | |
| | Record Date | 03-Apr-2018 | | | | | | Holding Recon Date | 03-Apr-2018 | |
| | City / | Country | HSINCH U | / | Taiwan, Province of China | | | | | Vote Deadline Date | 28-May-2018 | |
| | SEDOL(s) | 6889106 - B16TKV8 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO ACCEPT 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2017 EARNINGS. PROPOSED CASH DIVIDEND: TWD 8 PER SHARE. | Management | | For | | For | | |
| | 3 | TO REVISE THE ARTICLES OF INCORPORATION. | Management | | For | | For | | |
| | 4.1 | THE ELECTION OF THE DIRECTOR.:F.C. TSENG,SHAREHOLDER NO.104 | Management | | For | | For | | |
| | 4.2 | THE ELECTION OF THE DIRECTOR.:NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN,SHAREHOLDER NO.1,MEI LING CHEN AS REPRESENTATIVE | Management | | For | | For | | |
| | 4.3 | THE ELECTION OF THE DIRECTOR.:MARK LIU,SHAREHOLDER NO.10758 | Management | | For | | For | | |
| | 4.4 | THE ELECTION OF THE DIRECTOR.:C.C. WEI,SHAREHOLDER NO.370885 | Management | | For | | For | | |
| | 4.5 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:SIR PETER L. BONFIELD,SHAREHOLDER NO.504512XXX | Management | | For | | For | | |
| | 4.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:STAN SHIH,SHAREHOLDER NO.534770 | Management | | For | | For | | |
| | 4.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:THOMAS J. ENGIBOUS,SHAREHOLDER NO.515274XXX | Management | | For | | For | | |
| | 4.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:KOK CHOO CHEN,SHAREHOLDER NO.A210358XXX | Management | | For | | For | | |
| | 4.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:MICHAEL R. SPLINTER,SHAREHOLDER NO.488601XXX | Management | | For | | For | | |
| | NOVATEK MICROELECTRONICS CORP, HSINCHU | | |
| | Security | Y64153102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 08-Jun-2018 | |
| | ISIN | TW0003034005 | | | | | | Agenda | 709464957 - Management | |
| | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 | |
| | City / | Country | HSINCH U | / | Taiwan, Province of China | | | | | Vote Deadline Date | 31-May-2018 | |
| | SEDOL(s) | 6346333 - B06P893 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO APPROVE 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2017 PROFITS.PROPOSED CASH DIVIDEND:TWD 7.1 PER SHARE. | Management | | For | | For | | |
| | 3.1 | THE ELECTION OF THE DIRECTOR.:T.S. HO,SHAREHOLDER NO.6 | Management | | For | | For | | |
| | 3.2 | THE ELECTION OF THE DIRECTOR.:STEVE WANG,SHAREHOLDER NO.8136 | Management | | For | | For | | |
| | 3.3 | THE ELECTION OF THE DIRECTOR.:MAX WU,SHAREHOLDER NO.D101448XXX | Management | | For | | For | | |
| | 3.4 | THE ELECTION OF THE DIRECTOR.:J.H. CHANG,SHAREHOLDER NO.117738 | Management | | For | | For | | |
| | 3.5 | THE ELECTION OF THE DIRECTOR.:UNITED MICROELECTRONICS CORP.,SHAREHOLDER NO.1,UMC AS REPRESENTATIVE | Management | | For | | For | | |
| | 3.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHEN-EN KO,SHAREHOLDER NO.U100056XXX | Management | | For | | For | | |
| | 3.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:MAX FANG,SHAREHOLDER NO.B100608XXX | Management | | For | | For | | |
| | 3.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:JACK TSAI,SHAREHOLDER NO.J100670XXX | Management | | For | | For | | |
| | 4 | TO RELEASE NEWLY-ELECTED DIRECTORS OF THE 8TH TERM OF BOARD OF DIRECTORS FROM NON- COMPETITION RESTRICTIONS. | Management | | For | | For | | |
| | CATCHER TECHNOLOGY CO., LTD. | | |
| | Security | Y1148A101 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 11-Jun-2018 | |
| | ISIN | TW0002474004 | | | | | | Agenda | 709481294 - Management | |
| | Record Date | 12-Apr-2018 | | | | | | Holding Recon Date | 12-Apr-2018 | |
| | City / | Country | TAINAN | / | Taiwan, Province of China | | | | | Vote Deadline Date | 01-Jun-2018 | |
| | SEDOL(s) | 6186669 - B02W2D0 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO ACCEPT 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2017 PROFITS.PROPOSED CASH DIVIDEND :TWD 12 PER SHARE. | Management | | For | | For | | |
| | 3 | TO AMEND THE COMPANYS ARTICLES OF INCORPORATION. | Management | | For | | For | | |
| | 4 | TO ENRICH WORKING CAPITAL, THE COMPANY PLANS TO PARTICIPATE IN GDR ISSUANCE OR PUBLIC OFFERING BY ISSUING NEW COMMON SHARES. | Management | | For | | For | | |
| | LARGAN PRECISION CO LTD, TAICHUNG CITY | | |
| | Security | Y52144105 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Jun-2018 | |
| | ISIN | TW0003008009 | | | | | | Agenda | 709490508 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | TAICHUN G | / | Taiwan, Province of China | | | | | Vote Deadline Date | 04-Jun-2018 | |
| | SEDOL(s) | 6451668 - B06P815 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | THE 2017 BUSINESS REPORTS AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | THE 2017 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND: TWD 72.5 PER SHARE. | Management | | For | | For | | |
| | 3 | THE REVISION TO THE RULES OF SHAREHOLDER MEETING. | Management | | For | | For | | |
| | 4 | THE REVISION TO THE ARTICLES OF INCORPORATION. | Management | | For | | For | | |
| | ST.SHINE OPTICAL COMPANY LIMITED | | |
| | Security | Y8176Z106 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 14-Jun-2018 | |
| | ISIN | TW0001565000 | | | | | | Agenda | 709482258 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | NEW TAIPEI | / | Taiwan, Province of China | | | | | Vote Deadline Date | 06-Jun-2018 | |
| | SEDOL(s) | 6673172 - B125QG7 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | THE 2017 FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | THE 2017 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND:TWD25 PER SHARE | Management | | For | | For | | |
| | 3.1 | THE ELECTION OF THE DIRECTORS.:ZHOU YU RAN,SHAREHOLDER NO.0000012 | Management | | For | | For | | |
| | 3.2 | THE ELECTION OF THE DIRECTORS.:YUN MING INVESTMENT CO.,LTD,SHAREHOLDER NO.0012864,CHEN MING XIAN AS REPRESENTATIVE | Management | | For | | For | | |
| | 3.3 | THE ELECTION OF THE DIRECTORS.:CHEN QI DA,SHAREHOLDER NO.0000006 | Management | | For | | For | | |
| | 3.4 | THE ELECTION OF THE DIRECTORS.:CHU YING JIE,SHAREHOLDER NO.0000015 | Management | | For | | For | | |
| | 3.5 | THE ELECTION OF THE INDEPENDENT DIRECTORS.:WANG HUI ZHONG,SHAREHOLDER NO.A210091XXX | Management | | For | | For | | |
| | 3.6 | THE ELECTION OF THE INDEPENDENT DIRECTORS.:XIE WEN YU,SHAREHOLDER NO.N103218XXX | Management | | For | | For | | |
| | 3.7 | THE ELECTION OF THE INDEPENDENT DIRECTORS.:LIAO RU YANG,SHAREHOLDER NO.H101768XXX | Management | | For | | For | | |
| | 3.8 | THE ELECTION OF THE SUPERVISORS.:CHEN JIN LONG,SHAREHOLDER NO.0000053 | Management | | For | | For | | |
| | 3.9 | THE ELECTION OF THE SUPERVISORS.:HE CHUN BO,SHAREHOLDER NO.0000127 | Management | | For | | For | | |
| | 3.10 | THE ELECTION OF THE SUPERVISORS.:ZHOU ZHI LONG,SHAREHOLDER NO.E121255XXX | Management | | For | | For | | |
| | 4 | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE NEWLY-ELECTED DIRECTORS AND THEIR REPRESENTATIVES. | Management | | For | | For | | |
| | CMMT | 16 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 3.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | ELITE MATERIAL CO., LTD. | | |
| | Security | Y2290G102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 14-Jun-2018 | |
| | ISIN | TW0002383007 | | | | | | Agenda | 709490801 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | TAOYUA N | / | Taiwan, Province of China | | | | | Vote Deadline Date | 06-Jun-2018 | |
| | SEDOL(s) | 6316121 - B03LBZ1 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO ACCEPT YEAR 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF YEAR 2017 PROFITS.PROPOSED CASH DIVIDEND:TWD 4.8 PER SHARE. | Management | | For | | For | | |
| | 3 | TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF CAPITAL LENDING TO OTHERS OF ELITE MATERIAL CO., LTD. | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 709462460 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 14-Jun-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS MEETING IS FOR 2017 ANNUAL GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0507/LTN201805071268.PDF-,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0507/LTN201805071316.PDF | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE ANNUAL REPORT FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 2 | THE RESOLUTION REGARDING THE FINAL FINANCIAL REPORT FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 3 | THE RESOLUTION REGARDING THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2017 OF THE COMPANY | Management | | For | | For | | |
| | 4 | THE RESOLUTION REGARDING THE PROPOSED PLAN OF CAPITAL RESERVE CAPITALISATION FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 5 | THE RESOLUTION REGARDING THE AUTHORIZATION FOR INTERIM PROFIT DISTRIBUTION FOR 2018 OF THE COMPANY | Management | | For | | For | | |
| | 6 | THE RESOLUTION REGARDING THE ANNUAL BUDGETS FOR 2018 OF THE COMPANY | Management | | For | | For | | |
| | 7 | THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 8 | THE RESOLUTION REGARDING THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 9 | THE RESOLUTION REGARDING THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRMS FOR 2018 | Management | | For | | For | | |
| | 10 | THE RESOLUTION REGARDING THE AMENDMENTS TO THE ADMINISTRATIVE MEASURES OF CONNECTED TRANSACTIONS | Management | | For | | For | | |
| | 11 | THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE | Management | | For | | For | | |
| | 12 | THE RESOLUTION REGARDING THE IMPACTS ON DILUTION OF CURRENT RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE REMEDIAL MEASURES | Management | | For | | For | | |
| | 13 | THE RESOLUTION REGARDING THE REPORT ON UTILIZATION OF PROCEEDS FROM THE PREVIOUS ISSUANCE | Management | | For | | For | | |
| | 14 | THE RESOLUTION REGARDING THE GRANTING OF GENERAL MANDATE FOR THE ISSUANCE OF SHARES TO THE BOARD | Management | | Against | | Against | | |
| | 15 | THE RESOLUTION REGARDING THE APPOINTMENT OF MR. TIAN SUNING AS INDEPENDENT NONEXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 16 | THE RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | | Against | | Against | | |
| | SHIN ZU SHING CO., LTD. | | |
| | Security | Y7755T101 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2018 | |
| | ISIN | TW0003376000 | | | | | | Agenda | 709522331 - Management | |
| | Record Date | 20-Apr-2018 | | | | | | Holding Recon Date | 20-Apr-2018 | |
| | City / | Country | TAIPEI | / | Taiwan, Province of China | | | | | Vote Deadline Date | 12-Jun-2018 | |
| | SEDOL(s) | B02GHN7 - B125PG0 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | THE 2017 BUSINESS REPORTS AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | THE 2017 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 1 PER SHARE. | Management | | For | | For | | |
| | 3 | THE PROPOSED CASH DISTRIBUTION FROM CAPITAL ACCOUNT.PROPOSED CAPITAL DISTRIBUTION :TWD 1.5 PER SHARE. | Management | | For | | For | | |
| | 4 | THE REVISION TO THE ARTICLES OF INCORPORATION. | Management | | For | | For | | |
| | 5 | THE REVISION TO THE PROCEDURES OF ELECTION OF DIRECTORS AND SUPERVISORS. | Management | | For | | For | | |
| | CHINA MERCHANTS BANK CO., LTD. | | |
| | Security | Y14896115 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Jun-2018 | |
| | ISIN | CNE1000002M1 | | | | | | Agenda | 709612887 - Management | |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 21-Jun-2018 | |
| | SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0608/LTN20180608251.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0608/LTN20180608219.pdf-AND- http://www.hkexnews.hk/LISTEDCO/LISTCONEWS/SEH K/2018/0510/LTN20180510392.PDF | Non-Voting | | | | | | |
| | 1 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 2 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 3 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2017 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | | For | | For | | |
| | 4 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 5 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2017 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | | For | | For | | |
| | 6 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2018 | Management | | For | | For | | |
| | 7 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE BOARD OF DIRECTORS AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 8 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE BOARD OF SUPERVISORS AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE SENIOR MANAGEMENT AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 12 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2017 | Management | | For | | For | | |
| | 13 | CONSIDER AND APPROVE THE ADDITION OF MR. ZHOU SONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 14 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD | Management | | Against | | Against | | |
| | 15 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUANCE OF CAPITAL BONDS | Management | | For | | For | | |
| | 16 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | | Against | | Against | | |
| | 17 | CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE ADDITION OF MR. LI MENGGANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 18 | CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE ADDITION OF MR. LIU QIAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 942497 DUE TO RECEIVED-ADDITIONAL RESOLUTIONS 17 & 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS 2017 ANNUAL GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| Form N-PX Proxy Voting Records | | | | | | | | | | | |
| Guinness Atkinson Asia Pacific Dividend Builder Fund | | | | | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | |
| | | | | | | | | | | | | | | |
| Vote Summary | |
| | BELLE INTERNATIONAL HOLDINGS LTD | | |
| | Security | G09702104 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 17-Jul-2017 | |
| | ISIN | KYG097021045 | | | | | | Agenda | 708317169 - Management | |
| | Record Date | 11-Jul-2017 | | | | | | Holding Recon Date | 11-Jul-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 12-Jul-2017 | |
| | SEDOL(s) | B1WJ4X2 - B1XPV83 - B23NYR4 - BD8NKH8 - BP3RRM3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623342.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623374.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | S.1 | TO APPROVE THE CAPITAL REDUCTION FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT (THE "SCHEME") AS SET OUT IN THE SCHEME DOCUMENT DATED 24 JUNE 2017 (THE "SCHEME DOCUMENT") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT), AND AUTHORISE THE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS CONSIDERED BY THEM TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH THE REDUCTION OF CAPITAL | Management | | For | | For | | |
| | O.1 | TO APPROVE THE INCREASE IN THE ISSUED SHARE CAPITAL OF THE COMPANY, AND AUTHORISE ANY ONE OF THE DIRECTORS OF THE COMPANY TO DO ALL ACTS AND THINGS CONSIDERED BY HIM/HER TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH THE IMPLEMENTATION OF THE SCHEME AND TO APPLY TO THE STOCK EXCHANGE OF HONG KONG LIMITED FOR THE WITHDRAWAL OF THE LISTING OF THE SHARES OF THE COMPANY | Management | | For | | For | | |
| | O.2 | TO APPROVE THE MANAGEMENT PARTICIPATION (AS DEFINED AND THE TERMS OF WHICH ARE SET OUT IN THE SCHEME DOCUMENT), WHICH CONSTITUTES A SPECIAL DEAL UNDER RULE 25 OF THE TAKEOVERS CODE | Management | | For | | For | | |
| | BELLE INTERNATIONAL HOLDINGS LTD | | |
| | Security | G09702104 | | | | | | Meeting Type | Court Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 17-Jul-2017 | |
| | ISIN | KYG097021045 | | | | | | Agenda | 708317171 - Management | |
| | Record Date | 11-Jul-2017 | | | | | | Holding Recon Date | 11-Jul-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 12-Jul-2017 | |
| | SEDOL(s) | B1WJ4X2 - B1XPV83 - B23NYR4 - BD8NKH8 - BP3RRM3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623324.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623356.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT (THE "SCHEME") AS SET OUT IN THE SCHEME DOCUMENT DATED 24 JUNE 2017 (THE "SCHEME DOCUMENT") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT) AS REFERRED TO IN THE NOTICE DATED 24 JUNE 2017 CONVENING THE COURT MEETING (THE "NOTICE"), AND AT SUCH COURT MEETING (OR AT ANY ADJOURNMENT THEREOF) | Management | | For | | For | | |
| | CMMT | 07 JUL 2017: PLEASE NOTE THAT RESOLUTION IS TO BE APPROVED BY DISINTERESTED- SHAREHOLDERS. THANK YOU. | Non-Voting | | | | | | |
| | CMMT | 07 JUL 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | BELLE INTERNATIONAL HOLDINGS LTD | | |
| | Security | G09702104 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Jul-2017 | |
| | ISIN | KYG097021045 | | | | | | Agenda | 708311927 - Management | |
| | Record Date | 20-Jul-2017 | | | | | | Holding Recon Date | 20-Jul-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 21-Jul-2017 | |
| | SEDOL(s) | B1WJ4X2 - B1XPV83 - B23NYR4 - BD8NKH8 - BP3RRM3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 620/ltn20170620341.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 620/ltn20170620357.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 28 FEBRUARY 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE FINAL DIVIDEND FOR THE YEAR ENDED 28 FEBRUARY 2017 | Management | | For | | For | | |
| | 3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE AUDITOR'S REMUNERATION | Management | | For | | For | | |
| | 4.A.I | TO RE-ELECT MR. SHENG FANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4.AII | TO RE-ELECT MS. HU XIAOLING AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4AIII | TO RE-ELECT MR. GAO YU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4.B | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE SHARE CAPITAL OF THE COMPANY BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | Management | | Against | | Against | | |
| | LINK REAL ESTATE INVESTMENT TRUST | | |
| | Security | Y5281M111 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Jul-2017 | |
| | ISIN | HK0823032773 | | | | | | Agenda | 708317400 - Management | |
| | Record Date | 20-Jul-2017 | | | | | | Holding Recon Date | 20-Jul-2017 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 21-Jul-2017 | |
| | SEDOL(s) | B0PB4M7 - B0RN5X9 - B0WGPC2 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 626/ltn20170626287.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 626/ltn20170626291.pdf | Non-Voting | | | | | | |
| | 3.1 | TO RE-ELECT MS MAY SIEW BOI TAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.2 | TO RE-ELECT MS NANCY TSE SAU LING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.3 | TO RE-ELECT MS ELAINE CAROLE YOUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 4 | TO GRANT A GENERAL MANDATE TO THE MANAGER OF LINK TO BUY BACK UNITS OF LINK | Management | | For | | For | | |
| | LUK FOOK HOLDINGS (INTERNATIONAL) LIMITED | | |
| | Security | G5695X125 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-Aug-2017 | |
| | ISIN | BMG5695X1258 | | | | | | Agenda | 708411549 - Management | |
| | Record Date | 17-Aug-2017 | | | | | | Holding Recon Date | 17-Aug-2017 | |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 16-Aug-2017 | |
| | SEDOL(s) | 6536156 - B02V2L5 - B1HKGW3 - B3QJQQ9 - BD8NFR3 - BP3RW95 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 720/ltn20170720350.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 720/ltn20170720335.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE THE FINAL AND SPECIAL DIVIDENDS FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 3.1.A | TO RE-ELECT THE DIRECTOR: MR. WONG WAI SHEUNG | Management | | For | | For | | |
| | 3.1.B | TO RE-ELECT THE DIRECTOR: MS. WONG HAU YEUNG | Management | | For | | For | | |
| | 3.1.C | TO RE-ELECT THE DIRECTOR: MR. LI HON HUNG, MH, JP | Management | | For | | For | | |
| | 3.1.D | TO RE-ELECT THE DIRECTOR: MR. TAI KWOK LEUNG, ALEXANDER | Management | | For | | For | | |
| | 3.1.E | TO RE-ELECT THE DIRECTOR: MS. WONG YU POK, MARINA, JP | Management | | For | | For | | |
| | 3.2 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS | Management | | For | | For | | |
| | 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY | Management | | Against | | Against | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY | Management | | For | | For | | |
| | 7 | SUBJECT TO THE PASSING OF RESOLUTION NOS. 5 AND 6, TO AUTHORISE THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPRESENTING THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY | Management | | Against | | Against | | |
| | CMMT | 25 AUG 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FROM 23 AUG 2017 TO 28 AUG 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | CHINA CONSTRUCTION BANK CORPORATION | | |
| | Security | Y1397N101 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 09-Oct-2017 | |
| | ISIN | CNE1000002H1 | | | | | | Agenda | 708456377 - Management | |
| | Record Date | 08-Sep-2017 | | | | | | Holding Recon Date | 08-Sep-2017 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 03-Oct-2017 | |
| | SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 - BD8NH44 - BP3RRZ6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0818/LTN20170818958.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0818/LTN20170818970.pdf | Non-Voting | | | | | | |
| | 1 | PROPOSAL REGARDING THE ELECTION OF MR. TIAN GUOLI AS AN EXECUTIVE DIRECTOR OF CHINA CONSTRUCTION BANK CORPORATION | Management | | For | | For | | |
| | JB HI-FI LIMITED | | |
| | Security | Q5029L101 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Oct-2017 | |
| | ISIN | AU000000JBH7 | | | | | | Agenda | 708543877 - Management | |
| | Record Date | 24-Oct-2017 | | | | | | Holding Recon Date | 24-Oct-2017 | |
| | City / | Country | ABBOTS FORD | / | Australia | | | | | Vote Deadline Date | 20-Oct-2017 | |
| | SEDOL(s) | 6702623 - B05PJR9 - B063GL5 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | |
| | 2 | ADOPTION OF REMUNERATION REPORT | Management | | For | | For | | |
| | 3.A | ELECTION OF MR MARK POWELL AS A DIRECTOR | Management | | For | | For | | |
| | 3.B | RE-ELECTION OF MS BETH LAUGHTON AS A DIRECTOR | Management | | For | | For | | |
| | 3.C | RE-ELECTION OF MS WAI TANG AS A DIRECTOR | Management | | For | | For | | |
| | 4 | APPROVAL OF GRANT OF OPTIONS TO EXECUTIVE DIRECTOR - MR RICHARD MURRAY | Management | | For | | For | | |
| | 5 | INCREASE IN NON-EXECUTIVE DIRECTORS' FEES | Management | | For | | For | | |
| | 6 | APPROVAL OF FINANCIAL ASSISTANCE IN CONNECTION WITH THE ACQUISITION OF THE GOOD GUYS | Management | | For | | For | | |
| | SONIC HEALTHCARE LIMITED, MACQUARIE PARK | | |
| | Security | Q8563C107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 22-Nov-2017 | |
| | ISIN | AU000000SHL7 | | | | | | Agenda | 708649011 - Management | |
| | Record Date | 20-Nov-2017 | | | | | | Holding Recon Date | 20-Nov-2017 | |
| | City / | Country | SYDNEY | / | Australia | | | | | Vote Deadline Date | 16-Nov-2017 | |
| | SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5 TO 10 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | |
| | 1 | RE-ELECTION OF PROFESSOR MARK COMPTON, CHAIRMAN, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2 | RE-ELECTION OF MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3 | RE-ELECTION OF MR LOU PANACCIO, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | ELECTION OF MR NEVILLE MITCHELL, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | | |
| | 6 | INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES | Management | | For | | For | | |
| | 7 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | | For | | For | | |
| | 8 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | | For | | For | | |
| | 9 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | |
| | 10 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | | For | | For | | |
| | INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | |
| | Security | Y3990B112 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 29-Nov-2017 | |
| | ISIN | CNE1000003G1 | | | | | | Agenda | 708619513 - Management | |
| | Record Date | 27-Oct-2017 | | | | | | Holding Recon Date | 27-Oct-2017 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 23-Nov-2017 | |
| | SEDOL(s) | B1G1QD8 - B1GD009 - B1GT900 - BD8NK12 - BP3RVS7 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/1 012/ltn20171012719.pdf-and- http://www.hkexnews.hk/listedco/listconews/sehk/2017/1 012/ltn20171012729.pdf | Non-Voting | | | | | | |
| | 1 | PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO DIRECTORS AND SUPERVISORS FOR 2016 | Management | | For | | For | | |
| | 2 | PROPOSAL ON THE ELECTION OF MR. ANTHONY FRANCIS NEOH AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 3 | PROPOSAL ON THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE GENERAL MEETING OF SHAREHOLDERS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 4 | PROPOSAL ON THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | Against | | Against | | |
| | 5 | PROPOSAL ON THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | CMMT | 13 OCT 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | LI & FUNG LIMITED | | |
| | Security | G5485F169 | | | | | | Meeting Type | Special General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 31-Jan-2018 | |
| | ISIN | BMG5485F1692 | | | | | | Agenda | 708879905 - Management | |
| | Record Date | 26-Jan-2018 | | | | | | Holding Recon Date | 26-Jan-2018 | |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 26-Jan-2018 | |
| | SEDOL(s) | 4458252 - 6286257 - BD8NF95 - BP3RW62 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0108/LTN20180108209.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0108/LTN20180108203.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO APPROVE, CONFIRM, AUTHORISE AND RATIFY THE STRATEGIC DIVESTMENT, AS WELL AS AGREEMENTS IN RELATION TO AND THE TRANSACTIONS CONTEMPLATED UNDER THE STRATEGIC DIVESTMENT | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Feb-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 708884324 - Management | |
| | Record Date | 25-Jan-2018 | | | | | | Holding Recon Date | 25-Jan-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 21-Feb-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111708.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111702.pdf | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | Class Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Feb-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 708884362 - Management | |
| | Record Date | 25-Jan-2018 | | | | | | Holding Recon Date | 25-Jan-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 21-Feb-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111710.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111704.pdf | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS | Management | | For | | For | | |
| | HANON SYSTEMS, TAEJON | | |
| | Security | Y29874107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 30-Mar-2018 | |
| | ISIN | KR7018880005 | | | | | | Agenda | 708968132 - Management | |
| | Record Date | 31-Dec-2017 | | | | | | Holding Recon Date | 31-Dec-2017 | |
| | City / | Country | DAEJEO N | / | Korea, Republic Of | | | | | Vote Deadline Date | 20-Mar-2018 | |
| | SEDOL(s) | 6404316 - B00LR01 - B0371W6 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS AND APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | | For | | For | | |
| | 2 | APPROVAL OF GRANT OF STOCK OPTION | Management | | For | | For | | |
| | 3 | ELECTION OF A NON-PERMANENT DIRECTOR AND ELECTION OF OUTSIDE DIRECTOR YUN YEO EUL, JO HYEON SIK, BAE MIN GYU, GIM DO EON, BANG YEONG MIN | Management | | For | | For | | |
| | 4 | ELECTION OF AUDIT COMMITTEE MEMBER BANG YEONG MIN | Management | | For | | For | | |
| | 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | | |
| | DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITE | | |
| | Security | Y20266154 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 02-Apr-2018 | |
| | ISIN | TH0528010Z18 | | | | | | Agenda | 708993729 - Management | |
| | Record Date | 09-Mar-2018 | | | | | | Holding Recon Date | 09-Mar-2018 | |
| | City / | Country | SAMUTP RAKARN | / | Thailand | | | | | Vote Deadline Date | 28-Mar-2018 | |
| | SEDOL(s) | 6418919 - B020DN1 - B3BGZJ1 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO CONSIDER AND APPROVE THE MINUTES OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS | Management | | For | | For | | |
| | 2 | TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S OPERATIONAL RESULTS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE COMPANY'S AUDITED BALANCE SHEET AND PROFIT AND LOSS STATEMENT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 AND THE AUDITOR'S REPORT | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF DIVIDENDS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 5.1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR. NG KONG MENG | Management | | For | | For | | |
| | 5.2 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: MR. CHU CHIH- YUAN | Management | | For | | For | | |
| | 5.3 | TO CONSIDER AND APPROVE THE APPOINTMENT OF DIRECTOR TO REPLACE THE DIRECTOR WHO WILL BE RETIRED BY ROTATION: DR. WITOON SIMACHOKEDEE | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF NEW DIRECTOR: MRS. TIPAWAN CHAYUTIMAND | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE DETERMINATION OF REMUNERATION OF DIRECTORS FOR THE YEAR 2018 | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITOR AND THE DETERMINATION OF THEIR REMUNERATION FOR THE YEAR 2018 | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE ADDITION OF THE SCOPE OF BUSINESS AND AMENDMENT TO CLAUSE 3 OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY TO BE IN LINE WITH THE AMENDMENT OF THE SCOPE OF BUSINESS | Management | | For | | For | | |
| | 10 | TO CONSIDER OTHER BUSINESS (IF ANY) | Management | | Abstain | | For | | |
| | CMMT | 27 FEB 2018: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN. | Non-Voting | | | | | | |
| | CMMT | 28 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT,- CHANGE IN NUMBERING OF RESOLUTION 6 AND MODIFICATION OF THE TEXT IN-RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | PTT PUBLIC COMPANY LIMITED | | |
| | Security | Y6883U113 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Apr-2018 | |
| | ISIN | TH0646010015 | | | | | | Agenda | 708984009 - Management | |
| | Record Date | 07-Mar-2018 | | | | | | Holding Recon Date | 07-Mar-2018 | |
| | City / | Country | BANGKO K | / | Thailand | | | | | Vote Deadline Date | 10-Apr-2018 | |
| | SEDOL(s) | 6420390 - 7664379 - B1BDGH3 - B1G40G8 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO CERTIFY THE 2017 PERFORMANCE STATEMENT AND TO APPROVE THE 2017 FINANCIAL STATEMENTS ENDED ON DECEMBER 31, 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE 2017 NET PROFIT ALLOCATION AND DIVIDEND PAYMENT | Management | | For | | For | | |
| | 3 | TO APPOINT AN AUDITOR AND TO APPROVE THE 2018 AUDITING FEES | Management | | For | | For | | |
| | 4 | TO APPROVE THE REDUCTION OF PTT'S REGISTERED CAPITAL BY CANCELLING AUTHORIZED BUT UNISSUED SHARES AND THE AMENDMENT TO CLAUSE 4 OF PTT'S MEMORANDUM OF ASSOCIATION SO AS TO REFLECT SUCH CAPITAL REDUCTION | Management | | For | | For | | |
| | 5 | TO APPROVE THE CHANGE IN THE PAR VALUE OF PTT'S SHARES AND THE AMENDMENT TO CLAUSE 4 OF PTT'S MEMORANDUM OF ASSOCIATION SO AS TO REFLECT SUCH CHANGE IN THE PAR VALUE | Management | | For | | For | | |
| | 6 | TO APPROVE PTT'S 5-YEAR EXTERNAL FUND RAISING PLAN (FOR 2018-2022) | Management | | For | | For | | |
| | 7 | TO APPROVE THE AMENDMENT OF PTT PUBLIC COMPANY LIMITED'S ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| | 8 | TO APPROVE THE 2018 DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 9 | TO ACKNOWLEDGE THE PROGRESS OF THE RESTRUCTURING OF PTT AND THE PLAN FOR THE INITIAL PUBLIC OFFERING (THE IPO) OF ORDINARY SHARES OF PTT OIL AND RETAIL BUSINESS COMPANY LIMITED (PTTOR) AND THE LISTING OF PTTOR ON THE STOCK EXCHANGE OF THAILAND | Management | | For | | For | | |
| | 10.1 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MRS. NUNTAWAN SAKUNTANAGA | Management | | For | | For | | |
| | 10.2 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. THON THAMRONGNAWASAWAT | Management | | For | | For | | |
| | 10.3 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. SURAPON NITIKRAIPOT | Management | | For | | For | | |
| | 10.4 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. DANUCHA PICHAYANAN | Management | | For | | For | | |
| | 10.5 | TO ELECT DIRECTOR TO REPLACE THOSE WHO IS RETIRED BY ROTATION IN 2018: MR. TEVIN VONGVANICH | Management | | For | | For | | |
| | 11 | OTHER MATTERS. (IF ANY) | Management | | Abstain | | For | | |
| | CMMT | 22 FEB 2018: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN. | Non-Voting | | | | | | |
| | CMMT | 05 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF TEXT IN RESOLUTION 10.4. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | JANUS HENDERSON GROUP PLC | | |
| | Security | G4474Y230 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 | |
| | ISIN | AU000000JHG6 | | | | | | Agenda | 709135392 - Management | |
| | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | City / | Country | DENVER | / | United Kingdom | | | | | Vote Deadline Date | 26-Apr-2018 | |
| | SEDOL(s) | BYW5KD3 - BZ3ZQR5 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND THE REPORTS OF THE DIRECTOR AND AUDITORS THEREON | Management | | For | | For | | |
| | 2 | TO REAPPOINT MS S F ARKLE AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3 | TO REAPPOINT MS K DESAI AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | TO REAPPOINT MR J DIERMEIER AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO REAPPOINT MR K DOLAN AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 6 | TO REAPPOINT MR E FLOOD JR AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO REAPPOINT MR A FORMICA AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 8 | TO REAPPOINT MR R GILLINGWATER AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 9 | TO REAPPOINT MR L KOCHARD AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 10 | TO REAPPOINT MR G SCHAFER AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 11 | TO REAPPOINT MS A SEYMOUR-JACKSON AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 12 | TO REAPPOINT MR R WEIL AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 13 | TO REAPPOINT MR T YAMAMOTO AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 14 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS TO THE COMPANY AND TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | Management | | For | | For | | |
| | 15 | TO APPROVE THE JANUS HENDERSON GROUP PLC DEFERRED EQUITY PLAN | Management | | For | | For | | |
| | 16 | TO APPROVE THE JANUS HENDERSON GROUP PLC RESTRICTED SHARE PLAN | Management | | For | | For | | |
| | 17 | TO APPROVE THE JANUS HENDERSON GROUP PLC BUY AS YOU EARN PLAN | Management | | For | | For | | |
| | 18 | TO APPROVE THE JANUS HENDERSON GROUP PLC INTERNATIONAL BUY AS YOU EARN PLAN | Management | | For | | For | | |
| | 19 | TO APPROVE THE JANUS HENDERSON GROUP PLC SHARESAVE SCHEME | Management | | For | | For | | |
| | 20 | TO APPROVE THE JANUS HENDERSON GROUP PLC 2010 LONG TERM INCENTIVE STOCK PLAN | Management | | For | | For | | |
| | 21 | TO APPROVE THE JANUS HENDERSON GROUP PLC 2012 EMPLOYMENT INDUCEMENT AWARD PLAN | Management | | For | | For | | |
| | 22 | TO APPROVE THE JANUS HENDERSON GROUP PLC EMPLOYEE STOCK PURCHASE PLAN | Management | | For | | For | | |
| | 23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES TO A LIMITED EXTENT | Management | | For | | For | | |
| | 24 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN CDIS TO A LIMITED EXTENT | Management | | For | | For | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 15 TO 22 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | |
| | AFLAC INCORPORATED | | |
| | Security | 001055102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AFL | | | | | | Meeting Date | 07-May-2018 | |
| | ISIN | US0010551028 | | | | | | Agenda | 934740273 - Management | |
| | Record Date | 28-Feb-2018 | | | | | | Holding Recon Date | 28-Feb-2018 | |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 04-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Daniel P. Amos | Management | | For | | For | | |
| | 1b. | Election of Director: W. Paul Bowers | Management | | For | | For | | |
| | 1c. | Election of Director: Toshihiko Fukuzawa | Management | | For | | For | | |
| | 1d. | Election of Director: Douglas W. Johnson | Management | | For | | For | | |
| | 1e. | Election of Director: Robert B. Johnson | Management | | For | | For | | |
| | 1f. | Election of Director: Thomas J. Kenny | Management | | For | | For | | |
| | 1g. | Election of Director: Karole F. Lloyd | Management | | For | | For | | |
| | 1h. | Election of Director: Joseph L. Moskowitz | Management | | For | | For | | |
| | 1i. | Election of Director: Barbara K. Rimer, DrPH | Management | | For | | For | | |
| | 1j. | Election of Director: Katherine T. Rohrer | Management | | For | | For | | |
| | 1k. | Election of Director: Melvin T. Stith | Management | | For | | For | | |
| | 2. | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2018 Annual Meeting of Shareholders and Proxy Statement" | Management | | For | | For | | |
| | 3. | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2018 | Management | | For | | For | | |
| | CHINA MOBILE LIMITED | | |
| | Security | Y14965100 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 17-May-2018 | |
| | ISIN | HK0941009539 | | | | | | Agenda | 709261147 - Management | |
| | Record Date | 10-May-2018 | | | | | | Holding Recon Date | 10-May-2018 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 10-May-2018 | |
| | SEDOL(s) | 5563575 - 6073556 - B01DDV9 - B162JB0 - BD8NH55 - BP3RPD0 - BRTM834 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0413/LTN20180413615.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0413/LTN20180413562.PDF | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3.I | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHANG BING | Management | | For | | For | | |
| | 3.II | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. LI YUE | Management | | For | | For | | |
| | 3.III | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA YUEJIA | Management | | For | | For | | |
| | 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE | Management | | For | | For | | |
| | 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | Management | | Against | | Against | | |
| | 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | Management | | For | | For | | |
| | AAC TECHNOLOGIES HOLDINGS INC. | | |
| | Security | G2953R114 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-May-2018 | |
| | ISIN | KYG2953R1149 | | | | | | Agenda | 709316156 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 18-May-2018 | |
| | SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420929.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420919.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 1.70 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. KOH BOON HWEE (WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR MORE THAN 9 YEARS) AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR. AU SIU CHEUNG ALBERT AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MR. KWOK LAM KWONG LARRY AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.E | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS FEES | Management | | For | | For | | |
| | 4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU | | |
| | Security | Y84629107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 05-Jun-2018 | |
| | ISIN | TW0002330008 | | | | | | Agenda | 709453853 - Management | |
| | Record Date | 03-Apr-2018 | | | | | | Holding Recon Date | 03-Apr-2018 | |
| | City / | Country | HSINCH U | / | Taiwan, Province of China | | | | | Vote Deadline Date | 28-May-2018 | |
| | SEDOL(s) | 6889106 - B16TKV8 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO ACCEPT 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2017 EARNINGS. PROPOSED CASH DIVIDEND: TWD 8 PER SHARE. | Management | | For | | For | | |
| | 3 | TO REVISE THE ARTICLES OF INCORPORATION. | Management | | For | | For | | |
| | 4.1 | THE ELECTION OF THE DIRECTOR.:F.C. TSENG,SHAREHOLDER NO.104 | Management | | For | | For | | |
| | 4.2 | THE ELECTION OF THE DIRECTOR.:NATIONAL DEVELOPMENT FUND, EXECUTIVE YUAN,SHAREHOLDER NO.1,MEI LING CHEN AS REPRESENTATIVE | Management | | For | | For | | |
| | 4.3 | THE ELECTION OF THE DIRECTOR.:MARK LIU,SHAREHOLDER NO.10758 | Management | | For | | For | | |
| | 4.4 | THE ELECTION OF THE DIRECTOR.:C.C. WEI,SHAREHOLDER NO.370885 | Management | | For | | For | | |
| | 4.5 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:SIR PETER L. BONFIELD,SHAREHOLDER NO.504512XXX | Management | | For | | For | | |
| | 4.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:STAN SHIH,SHAREHOLDER NO.534770 | Management | | For | | For | | |
| | 4.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:THOMAS J. ENGIBOUS,SHAREHOLDER NO.515274XXX | Management | | For | | For | | |
| | 4.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:KOK CHOO CHEN,SHAREHOLDER NO.A210358XXX | Management | | For | | For | | |
| | 4.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:MICHAEL R. SPLINTER,SHAREHOLDER NO.488601XXX | Management | | For | | For | | |
| | NOVATEK MICROELECTRONICS CORP, HSINCHU | | |
| | Security | Y64153102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 08-Jun-2018 | |
| | ISIN | TW0003034005 | | | | | | Agenda | 709464957 - Management | |
| | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 | |
| | City / | Country | HSINCH U | / | Taiwan, Province of China | | | | | Vote Deadline Date | 31-May-2018 | |
| | SEDOL(s) | 6346333 - B06P893 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO APPROVE 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2017 PROFITS.PROPOSED CASH DIVIDEND:TWD 7.1 PER SHARE. | Management | | For | | For | | |
| | 3.1 | THE ELECTION OF THE DIRECTOR.:T.S. HO,SHAREHOLDER NO.6 | Management | | For | | For | | |
| | 3.2 | THE ELECTION OF THE DIRECTOR.:STEVE WANG,SHAREHOLDER NO.8136 | Management | | For | | For | | |
| | 3.3 | THE ELECTION OF THE DIRECTOR.:MAX WU,SHAREHOLDER NO.D101448XXX | Management | | For | | For | | |
| | 3.4 | THE ELECTION OF THE DIRECTOR.:J.H. CHANG,SHAREHOLDER NO.117738 | Management | | For | | For | | |
| | 3.5 | THE ELECTION OF THE DIRECTOR.:UNITED MICROELECTRONICS CORP.,SHAREHOLDER NO.1,UMC AS REPRESENTATIVE | Management | | For | | For | | |
| | 3.6 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHEN-EN KO,SHAREHOLDER NO.U100056XXX | Management | | For | | For | | |
| | 3.7 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:MAX FANG,SHAREHOLDER NO.B100608XXX | Management | | For | | For | | |
| | 3.8 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:JACK TSAI,SHAREHOLDER NO.J100670XXX | Management | | For | | For | | |
| | 4 | TO RELEASE NEWLY-ELECTED DIRECTORS OF THE 8TH TERM OF BOARD OF DIRECTORS FROM NON- COMPETITION RESTRICTIONS. | Management | | For | | For | | |
| | CATCHER TECHNOLOGY CO., LTD. | | |
| | Security | Y1148A101 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 11-Jun-2018 | |
| | ISIN | TW0002474004 | | | | | | Agenda | 709481294 - Management | |
| | Record Date | 12-Apr-2018 | | | | | | Holding Recon Date | 12-Apr-2018 | |
| | City / | Country | TAINAN | / | Taiwan, Province of China | | | | | Vote Deadline Date | 01-Jun-2018 | |
| | SEDOL(s) | 6186669 - B02W2D0 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO ACCEPT 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2017 PROFITS.PROPOSED CASH DIVIDEND :TWD 12 PER SHARE. | Management | | For | | For | | |
| | 3 | TO AMEND THE COMPANYS ARTICLES OF INCORPORATION. | Management | | For | | For | | |
| | 4 | TO ENRICH WORKING CAPITAL, THE COMPANY PLANS TO PARTICIPATE IN GDR ISSUANCE OR PUBLIC OFFERING BY ISSUING NEW COMMON SHARES. | Management | | For | | For | | |
| | LARGAN PRECISION CO LTD, TAICHUNG CITY | | |
| | Security | Y52144105 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Jun-2018 | |
| | ISIN | TW0003008009 | | | | | | Agenda | 709490508 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | TAICHUN G | / | Taiwan, Province of China | | | | | Vote Deadline Date | 04-Jun-2018 | |
| | SEDOL(s) | 6451668 - B06P815 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | THE 2017 BUSINESS REPORTS AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | THE 2017 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND: TWD 72.5 PER SHARE. | Management | | For | | For | | |
| | 3 | THE REVISION TO THE RULES OF SHAREHOLDER MEETING. | Management | | For | | For | | |
| | 4 | THE REVISION TO THE ARTICLES OF INCORPORATION. | Management | | For | | For | | |
| | ASUSTEK COMPUTER INC. | | |
| | Security | Y04327105 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Jun-2018 | |
| | ISIN | TW0002357001 | | | | | | Agenda | 709490724 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | TAIPEI CITY | / | Taiwan, Province of China | | | | | Vote Deadline Date | 04-Jun-2018 | |
| | SEDOL(s) | 6051046 - B041837 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO ADOPT 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF 2017 PROFITS. PROPOSED CASH DIVIDEND: TWD 15 PER SHARE. | Management | | For | | For | | |
| | ST.SHINE OPTICAL COMPANY LIMITED | | |
| | Security | Y8176Z106 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 14-Jun-2018 | |
| | ISIN | TW0001565000 | | | | | | Agenda | 709482258 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | NEW TAIPEI | / | Taiwan, Province of China | | | | | Vote Deadline Date | 06-Jun-2018 | |
| | SEDOL(s) | 6673172 - B125QG7 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | THE 2017 FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | THE 2017 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND:TWD25 PER SHARE | Management | | For | | For | | |
| | 3.1 | THE ELECTION OF THE DIRECTORS.:ZHOU YU RAN,SHAREHOLDER NO.0000012 | Management | | For | | For | | |
| | 3.2 | THE ELECTION OF THE DIRECTORS.:YUN MING INVESTMENT CO.,LTD,SHAREHOLDER NO.0012864,CHEN MING XIAN AS REPRESENTATIVE | Management | | For | | For | | |
| | 3.3 | THE ELECTION OF THE DIRECTORS.:CHEN QI DA,SHAREHOLDER NO.0000006 | Management | | For | | For | | |
| | 3.4 | THE ELECTION OF THE DIRECTORS.:CHU YING JIE,SHAREHOLDER NO.0000015 | Management | | For | | For | | |
| | 3.5 | THE ELECTION OF THE INDEPENDENT DIRECTORS.:WANG HUI ZHONG,SHAREHOLDER NO.A210091XXX | Management | | For | | For | | |
| | 3.6 | THE ELECTION OF THE INDEPENDENT DIRECTORS.:XIE WEN YU,SHAREHOLDER NO.N103218XXX | Management | | For | | For | | |
| | 3.7 | THE ELECTION OF THE INDEPENDENT DIRECTORS.:LIAO RU YANG,SHAREHOLDER NO.H101768XXX | Management | | For | | For | | |
| | 3.8 | THE ELECTION OF THE SUPERVISORS.:CHEN JIN LONG,SHAREHOLDER NO.0000053 | Management | | For | | For | | |
| | 3.9 | THE ELECTION OF THE SUPERVISORS.:HE CHUN BO,SHAREHOLDER NO.0000127 | Management | | For | | For | | |
| | 3.10 | THE ELECTION OF THE SUPERVISORS.:ZHOU ZHI LONG,SHAREHOLDER NO.E121255XXX | Management | | For | | For | | |
| | 4 | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE NEWLY-ELECTED DIRECTORS AND THEIR REPRESENTATIVES. | Management | | For | | For | | |
| | CMMT | 16 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 3.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | ELITE MATERIAL CO., LTD. | | |
| | Security | Y2290G102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 14-Jun-2018 | |
| | ISIN | TW0002383007 | | | | | | Agenda | 709490801 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | TAOYUA N | / | Taiwan, Province of China | | | | | Vote Deadline Date | 06-Jun-2018 | |
| | SEDOL(s) | 6316121 - B03LBZ1 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO ACCEPT YEAR 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF YEAR 2017 PROFITS.PROPOSED CASH DIVIDEND:TWD 4.8 PER SHARE. | Management | | For | | For | | |
| | 3 | TO APPROVE AMENDING THE COMPANY BYLAW OF PROCEDURES OF CAPITAL LENDING TO OTHERS OF ELITE MATERIAL CO., LTD. | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 709462460 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 14-Jun-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS MEETING IS FOR 2017 ANNUAL GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0507/LTN201805071268.PDF-,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0507/LTN201805071316.PDF | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE ANNUAL REPORT FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 2 | THE RESOLUTION REGARDING THE FINAL FINANCIAL REPORT FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 3 | THE RESOLUTION REGARDING THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2017 OF THE COMPANY | Management | | For | | For | | |
| | 4 | THE RESOLUTION REGARDING THE PROPOSED PLAN OF CAPITAL RESERVE CAPITALISATION FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 5 | THE RESOLUTION REGARDING THE AUTHORIZATION FOR INTERIM PROFIT DISTRIBUTION FOR 2018 OF THE COMPANY | Management | | For | | For | | |
| | 6 | THE RESOLUTION REGARDING THE ANNUAL BUDGETS FOR 2018 OF THE COMPANY | Management | | For | | For | | |
| | 7 | THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 8 | THE RESOLUTION REGARDING THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 9 | THE RESOLUTION REGARDING THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRMS FOR 2018 | Management | | For | | For | | |
| | 10 | THE RESOLUTION REGARDING THE AMENDMENTS TO THE ADMINISTRATIVE MEASURES OF CONNECTED TRANSACTIONS | Management | | For | | For | | |
| | 11 | THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE | Management | | For | | For | | |
| | 12 | THE RESOLUTION REGARDING THE IMPACTS ON DILUTION OF CURRENT RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE REMEDIAL MEASURES | Management | | For | | For | | |
| | 13 | THE RESOLUTION REGARDING THE REPORT ON UTILIZATION OF PROCEEDS FROM THE PREVIOUS ISSUANCE | Management | | For | | For | | |
| | 14 | THE RESOLUTION REGARDING THE GRANTING OF GENERAL MANDATE FOR THE ISSUANCE OF SHARES TO THE BOARD | Management | | Against | | Against | | |
| | 15 | THE RESOLUTION REGARDING THE APPOINTMENT OF MR. TIAN SUNING AS INDEPENDENT NONEXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 16 | THE RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | | Against | | Against | | |
| | HON HAI PRECISION INDUSTRY CO LTD | | |
| | Security | Y36861105 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 22-Jun-2018 | |
| | ISIN | TW0002317005 | | | | | | Agenda | 709530441 - Management | |
| | Record Date | 23-Apr-2018 | | | | | | Holding Recon Date | 23-Apr-2018 | |
| | City / | Country | NEW TAIPEI CITY | / | Taiwan, Province of China | | | | | Vote Deadline Date | 13-Jun-2018 | |
| | SEDOL(s) | 6438564 - B03W240 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO APPROVE 2017 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | | For | | For | | |
| | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2017 EARNINGS. PROPOSED CASH DIVIDEND: TWD 2 PER SHARE | Management | | For | | For | | |
| | 3 | DISCUSSION OF PROPOSAL FOR CAPITAL REDUCTION PLAN. PROPOSED CASH RETURN: TWD 2 PER SHARE | Management | | For | | For | | |
| | INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | |
| | Security | Y3990B112 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Jun-2018 | |
| | ISIN | CNE1000003G1 | | | | | | Agenda | 709465074 - Management | |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 20-Jun-2018 | |
| | SEDOL(s) | B1G1QD8 - B1GD009 - B1GT900 - BD8NK12 - BP3RVS7 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0509/LTN20180509289.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0509/LTN20180509267.pdf | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 AUDITED ACCOUNTS | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 PROFIT DISTRIBUTION PLAN: CASH DIVIDEND OF RMB2.408 PER 10 SHARES (PRE-TAX) | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE PROPOSAL ON FIXED ASSET INVESTMENT BUDGET FOR 2018 | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018-2020 CAPITAL PLANNING OF ICBC | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF AUDITORS FOR 2018: KPMG HUAZHEN LLP | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. CHENG FENGCHAO AS NON- EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE PROPOSAL ON AMENDMENTS OF CERTAIN ARTICLES TO THE PLAN ON AUTHORISATION OF THE SHAREHOLDERS' GENERAL MEETING TO THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT THIS IS ANNUAL GENERAL MEETING FOR THE YEAR 2017 | Non-Voting | | | | | | |
| | BOC HONG KONG (HOLDINGS) LIMITED | | |
| | Security | Y0920U103 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Jun-2018 | |
| | ISIN | HK2388011192 | | | | | | Agenda | 709276035 - Management | |
| | Record Date | 20-Jun-2018 | | | | | | Holding Recon Date | 20-Jun-2018 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 20-Jun-2018 | |
| | SEDOL(s) | 6536112 - B01XWZ6 - B06MVT5 - B16MTV0 - BD8NLQ4 - BP3RP41 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0417/LTN20180417477.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0417/LTN20180417457.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.758 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR REN DEQI AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR KOH BENG SENG AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR TUNG SAVIO WAI-HOK AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | Against | | Against | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | For | | For | | |
| | 7 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | Management | | For | | For | | |
| | CHINA MERCHANTS BANK CO., LTD. | | |
| | Security | Y14896115 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Jun-2018 | |
| | ISIN | CNE1000002M1 | | | | | | Agenda | 709612887 - Management | |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 21-Jun-2018 | |
| | SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0608/LTN20180608251.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0608/LTN20180608219.pdf-AND- http://www.hkexnews.hk/LISTEDCO/LISTCONEWS/SEH K/2018/0510/LTN20180510392.PDF | Non-Voting | | | | | | |
| | 1 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 2 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 3 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2017 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | | For | | For | | |
| | 4 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 5 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2017 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | | For | | For | | |
| | 6 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2018 | Management | | For | | For | | |
| | 7 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE BOARD OF DIRECTORS AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 8 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE BOARD OF SUPERVISORS AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE SENIOR MANAGEMENT AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 12 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2017 | Management | | For | | For | | |
| | 13 | CONSIDER AND APPROVE THE ADDITION OF MR. ZHOU SONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 14 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD | Management | | Against | | Against | | |
| | 15 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUANCE OF CAPITAL BONDS | Management | | For | | For | | |
| | 16 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | | Against | | Against | | |
| | 17 | CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE ADDITION OF MR. LI MENGGANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 18 | CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE ADDITION OF MR. LIU QIAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 942497 DUE TO RECEIVED-ADDITIONAL RESOLUTIONS 17 & 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS 2017 ANNUAL GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| | ASCENDAS REAL ESTATE INVESTMENT TRUST | | |
| | Security | Y0205X103 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-Jun-2018 | |
| | ISIN | SG1M77906915 | | | | | | Agenda | 709594609 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 26-Jun-2018 | |
| | City / | Country | SINGAP ORE | / | Singapore | | | | | Vote Deadline Date | 21-Jun-2018 | |
| | SEDOL(s) | 6563875 - B01DBD7 - B10SWC6 - B75LRB6 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | O.1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE OF ASCENDAS REIT ISSUED BY HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED (AS TRUSTEE OF ASCENDAS REIT) (THE "TRUSTEE"), THE STATEMENT BY THE MANAGER ISSUED BY ASCENDAS FUNDS MANAGEMENT (S) LIMITED (AS MANAGER OF ASCENDAS REIT) (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF ASCENDAS REIT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2018 AND THE AUDITORS' REPORT THEREON | Management | | For | | For | | |
| | O.2 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS OF ASCENDAS REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF ASCENDAS REIT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | O.3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN ASCENDAS REIT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT | Management | | Against | | Against | | |
| | | TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS SHALL NOT EXCEED TWENTY PER CENT (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUBPARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY INSTRUMENTS WHICH ARE OUTSTANDING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX- ST (THE "LISTING MANUAL") FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED CONSTITUTING ASCENDAS REIT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (4) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OF ASCENDAS REIT OR (II) THE DATE BY WHICH THE NEXT AGM OF ASCENDAS REIT IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE | | | | | | | | |
| | | AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTEREST OF ASCENDAS REIT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | | | | | | | | |
| | O.4 | THAT: (A) THE EXERCISE OF ALL THE POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF ASCENDAS REIT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET REPURCHASE(S) ON THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED; AND/ OR (II) OFF-MARKET REPURCHASE(S) (WHICH ARE NOT MARKET REPURCHASE(S)) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE MANAGER AS IT CONSIDERS FIT IN ACCORDANCE WITH THE TRUST DEED, AND OTHERWISE IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS INCLUDING THE LISTING MANUAL OF THE SGX-ST, OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "UNIT BUY-BACK MANDATE"); (B) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED ON THE MANAGER PURSUANT TO THE UNIT BUY-BACK MANDATE MAY BE EXERCISED BY THE MANAGER AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT AGM OF ASCENDAS REIT IS HELD; (II) THE DATE BY WHICH THE NEXT AGM OF ASCENDAS REIT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD; AND (III) THE DATE ON WHICH REPURCHASE OF UNITS PURSUANT TO THE UNIT BUY-BACK MANDATE IS CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF THE UNITS OVER THE LAST FIVE MARKET DAYS, ON WHICH TRANSACTIONS IN THE UNITS WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE | Management | | For | | For | | |
| | | MARKET REPURCHASE OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET REPURCHASE, AND DEEMED TO BE ADJUSTED FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE MARKET DAYS; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE MANAGER MAKES AN OFFER FOR AN OFF-MARKET REPURCHASE, STATING THEREIN THE REPURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF- MARKET REPURCHASE) FOR EACH UNIT AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET REPURCHASE; "MARKET DAY" MEANS A DAY ON WHICH THE SGX-ST OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, IS OPEN FOR TRADING IN SECURITIES; "MAXIMUM LIMIT" MEANS THAT NUMBER OF UNITS REPRESENTING 5.0% OF THE TOTAL NUMBER OF ISSUED UNITS AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING TREASURY UNITS, IF ANY); AND "MAXIMUM PRICE" IN RELATION TO THE UNITS TO BE REPURCHASED, MEANS THE REPURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET REPURCHASE OF THE UNITS, 105.0% OF THE AVERAGE CLOSING PRICE; AND (II) IN THE CASE OF AN OFF-MARKET REPURCHASE OF THE UNITS, 110.0% OF THE AVERAGE CLOSING PRICE; AND (D) THE MANAGER AND THE TRUSTEE, BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF ASCENDAS REIT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | | | | | | | | |
| | E.5 | THAT: (A) APPROVAL BE AND IS HEREBY GIVEN TO AMEND THE TRUST DEED TO INCLUDE PROVISIONS REGARDING ELECTRONIC COMMUNICATIONS OF NOTICES AND DOCUMENTS TO UNITHOLDERS AND TO ALLOW A SUMMARY FINANCIAL STATEMENT TO BE SENT IN LIEU OF THE ANNUAL REPORT IN THE MANNER SET OUT IN ANNEX A OF THE APPENDIX (THE "APPENDIX") DATED 6 JUNE 2018 (THE "PROPOSED COMMUNICATIONS TRUST DEED SUPPLEMENT"); AND (B) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL | Management | | For | | For | | |
| | | SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF ASCENDAS REIT TO GIVE EFFECT TO THE PROPOSED COMMUNICATIONS TRUST DEED SUPPLEMENT | | | | | | | | |
| Form N-PX Proxy Voting Records | | | | | | | | | | | |
| Guinness Atkinson China & Hong Kong Fund | | | | | | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | |
| | | | | | | | | | | | | | | |
| Vote Summary | |
| | LENOVO GROUP LIMITED | | |
| | Security | Y5257Y107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 06-Jul-2017 | |
| | ISIN | HK0992009065 | | | | | | Agenda | 708271666 - Management | |
| | Record Date | 29-Jun-2017 | | | | | | Holding Recon Date | 29-Jun-2017 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 03-Jul-2017 | |
| | SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 - BD8NHD3 - BP3RQB5 - BRTM845 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0605/LTN20170605511.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0605/LTN20170605457.pdf | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED MARCH 31, 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES OF THE COMPANY FOR THE YEAR ENDED MARCH 31, 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. NOBUYUKI IDEI AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. WILLIAM O. GRABE AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MS. MA XUEZHENG AS DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MR. YANG CHIH-YUAN JERRY AS DIRECTOR | Management | | For | | For | | |
| | 3.E | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | Management | | For | | For | | |
| | 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX AUDITOR'S REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | | Against | | Against | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | Management | | Against | | Against | | |
| | 8 | TO APPROVE THE LENOVO GROUP LIMITED MATCHING SHARE PLAN AND THE LENOVO GROUP LIMITED MATCHING SHARE PLAN SUBPLAN FOR CALIFORNIA STATE SECURITIES LAW COMPLIANCE | Management | | For | | For | | |
| | CMMT | 07 JUN 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | BELLE INTERNATIONAL HOLDINGS LTD | | |
| | Security | G09702104 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 17-Jul-2017 | |
| | ISIN | KYG097021045 | | | | | | Agenda | 708317169 - Management | |
| | Record Date | 11-Jul-2017 | | | | | | Holding Recon Date | 11-Jul-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 12-Jul-2017 | |
| | SEDOL(s) | B1WJ4X2 - B1XPV83 - B23NYR4 - BD8NKH8 - BP3RRM3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623342.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623374.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | S.1 | TO APPROVE THE CAPITAL REDUCTION FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT (THE "SCHEME") AS SET OUT IN THE SCHEME DOCUMENT DATED 24 JUNE 2017 (THE "SCHEME DOCUMENT") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT), AND AUTHORISE THE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS CONSIDERED BY THEM TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH THE REDUCTION OF CAPITAL | Management | | For | | For | | |
| | O.1 | TO APPROVE THE INCREASE IN THE ISSUED SHARE CAPITAL OF THE COMPANY, AND AUTHORISE ANY ONE OF THE DIRECTORS OF THE COMPANY TO DO ALL ACTS AND THINGS CONSIDERED BY HIM/HER TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH THE IMPLEMENTATION OF THE SCHEME AND TO APPLY TO THE STOCK EXCHANGE OF HONG KONG LIMITED FOR THE WITHDRAWAL OF THE LISTING OF THE SHARES OF THE COMPANY | Management | | For | | For | | |
| | O.2 | TO APPROVE THE MANAGEMENT PARTICIPATION (AS DEFINED AND THE TERMS OF WHICH ARE SET OUT IN THE SCHEME DOCUMENT), WHICH CONSTITUTES A SPECIAL DEAL UNDER RULE 25 OF THE TAKEOVERS CODE | Management | | For | | For | | |
| | BELLE INTERNATIONAL HOLDINGS LTD | | |
| | Security | G09702104 | | | | | | Meeting Type | Court Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 17-Jul-2017 | |
| | ISIN | KYG097021045 | | | | | | Agenda | 708317171 - Management | |
| | Record Date | 11-Jul-2017 | | | | | | Holding Recon Date | 11-Jul-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 12-Jul-2017 | |
| | SEDOL(s) | B1WJ4X2 - B1XPV83 - B23NYR4 - BD8NKH8 - BP3RRM3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623324.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0623/LTN20170623356.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT (THE "SCHEME") AS SET OUT IN THE SCHEME DOCUMENT DATED 24 JUNE 2017 (THE "SCHEME DOCUMENT") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT) AS REFERRED TO IN THE NOTICE DATED 24 JUNE 2017 CONVENING THE COURT MEETING (THE "NOTICE"), AND AT SUCH COURT MEETING (OR AT ANY ADJOURNMENT THEREOF) | Management | | For | | For | | |
| | CMMT | 07 JUL 2017: PLEASE NOTE THAT RESOLUTION IS TO BE APPROVED BY DISINTERESTED- SHAREHOLDERS. THANK YOU. | Non-Voting | | | | | | |
| | CMMT | 07 JUL 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | VTECH HOLDINGS LIMITED | | |
| | Security | G9400S132 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 24-Jul-2017 | |
| | ISIN | BMG9400S1329 | | | | | | Agenda | 708294892 - Management | |
| | Record Date | 18-Jul-2017 | | | | | | Holding Recon Date | 18-Jul-2017 | |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 19-Jul-2017 | |
| | SEDOL(s) | 6928560 - B02V635 - B1BJHN4 - BD8NDC4 - BP3RY44 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0612/LTN20170612541.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0612/LTN20170612513.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (''DIRECTORS'') AND THE AUDITOR OF THE COMPANY (''AUDITOR'') FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT DR. PANG KING FAI AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT DR. PATRICK WANG SHUI CHUNG AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO FIX THE DIRECTORS' FEE (INCLUDING THE ADDITIONAL FEE PAYABLE TO CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE, NOMINATION COMMITTEE AND REMUNERATION COMMITTEE) | Management | | For | | For | | |
| | 4 | TO RE-APPOINT KPMG AS THE AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2017 AGM | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2017 AGM, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT BE MORE THAN 10% TO THE BENCHMARKED PRICE (AS DEFINED IN THE NOTICE OF THE 2017 AGM) | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES EQUAL TO SUCH NUMBER OF SHARES TO BE REPURCHASED BY THE COMPANY | Management | | Against | | Against | | |
| | BELLE INTERNATIONAL HOLDINGS LTD | | |
| | Security | G09702104 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Jul-2017 | |
| | ISIN | KYG097021045 | | | | | | Agenda | 708311927 - Management | |
| | Record Date | 20-Jul-2017 | | | | | | Holding Recon Date | 20-Jul-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 21-Jul-2017 | |
| | SEDOL(s) | B1WJ4X2 - B1XPV83 - B23NYR4 - BD8NKH8 - BP3RRM3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 620/ltn20170620341.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 620/ltn20170620357.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 28 FEBRUARY 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE FINAL DIVIDEND FOR THE YEAR ENDED 28 FEBRUARY 2017 | Management | | For | | For | | |
| | 3 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE AUDITOR'S REMUNERATION | Management | | For | | For | | |
| | 4.A.I | TO RE-ELECT MR. SHENG FANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4.AII | TO RE-ELECT MS. HU XIAOLING AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4AIII | TO RE-ELECT MR. GAO YU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4.B | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE SHARE CAPITAL OF THE COMPANY BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | Management | | Against | | Against | | |
| | WEICHAI POWER CO., LTD. | | |
| | Security | Y9531A109 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 30-Aug-2017 | |
| | ISIN | CNE1000004L9 | | | | | | Agenda | 708447962 - Management | |
| | Record Date | 28-Jul-2017 | | | | | | Holding Recon Date | 28-Jul-2017 | |
| | City / | Country | SHANDO NG | / | China | | | | | Vote Deadline Date | 24-Aug-2017 | |
| | SEDOL(s) | 6743956 - B05PM47 - B066RG6 - BD8GJV4 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 802507 DUE TO ADDITION OF- RESOLUTIONS 8 AND 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0811/LTN20170811956.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0811/LTN20170811966.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0714/LTN20170714756.pdf | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE ISSUE OF BONDS ("BONDS ISSUE") IN THE PRINCIPAL AMOUNT OF NOT EXCEEDING 650,000,000 EURO (OR ITS UNITED STATES DOLLARS EQUIVALENT) BY WEICHAI INTERNATIONAL HONG KONG ENERGY GROUP CO., LIMITED, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE BY THE COMPANY FOR THE BENEFIT OF WEICHAI INTERNATIONAL HONG KONG ENERGY GROUP CO., LIMITED IN RESPECT OF THE BONDS ISSUE | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT SUPPLY AGREEMENT DATED 14 JULY 2017 IN RESPECT OF THE SUPPLY OF BASE ENGINES, GAS ENGINE PARTS, UTILITY AND LABOUR SERVICES, TECHNOLOGY DEVELOPMENT SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT PURCHASE AGREEMENT DATED 14 JULY 2017 IN RESPECT OF THE PURCHASE OF GAS ENGINES, GAS ENGINE PARTS, LABOUR SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) FROM WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LOGISTICS AGREEMENT DATED 14 JULY 2017 IN RESPECT OF THE PROVISION OF LOGISTICS AND STORAGE SERVICES BY WEICHAI LOGISTICS (AND ITS ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LEASING AGREEMENT DATED 14 JULY 2017 IN RESPECT OF THE LEASING OF FACTORY BUILDINGS BY THE COMPANY TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE SHAANXI ZHONGQI PURCHASE AGREEMENT DATED 14 JULY 2017 IN RESPECT OF THE PURCHASE OF PARTS AND COMPONENTS OF VEHICLES, SCRAP STEEL AND RELATED PRODUCTS AND LABOUR SERVICES BY SHAANXI ZHONGQI (AND ITS SUBSIDIARIES) FROM SHAANXI AUTOMOTIVE (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WU HONGWEI AS A SUPERVISOR OF THE COMPANY FOR A TERM FROM THE DATE OF THE EGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2017 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF A BANK LOAN | Management | | For | | For | | |
| | NETEASE, INC. | | |
| | Security | 64110W102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NTES | | | | | | Meeting Date | 08-Sep-2017 | |
| | ISIN | US64110W1027 | | | | | | Agenda | 934668065 - Management | |
| | Record Date | 01-Aug-2017 | | | | | | Holding Recon Date | 01-Aug-2017 | |
| | City / | Country | | / | United States | | | | | Vote Deadline Date | 01-Sep-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | RE-ELECTION OF DIRECTOR: WILLIAM LEI DING | Management | | For | | For | | |
| | 1B. | RE-ELECTION OF DIRECTOR: ALICE CHENG | Management | | For | | For | | |
| | 1C. | RE-ELECTION OF DIRECTOR: DENNY LEE | Management | | For | | For | | |
| | 1D. | RE-ELECTION OF DIRECTOR: JOSEPH TONG | Management | | For | | For | | |
| | 1E. | RE-ELECTION OF DIRECTOR: LUN FENG | Management | | For | | For | | |
| | 1F. | RE-ELECTION OF DIRECTOR: MICHAEL LEUNG | Management | | For | | For | | |
| | 1G. | RE-ELECTION OF DIRECTOR: MICHAEL TONG | Management | | For | | For | | |
| | 2. | APPOINT PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS INDEPENDENT AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | | |
| | CHEN HSONG HOLDINGS LIMITED | | |
| | Security | G20874106 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Sep-2017 | |
| | ISIN | BMG208741063 | | | | | | Agenda | 708411309 - Management | |
| | Record Date | 06-Sep-2017 | | | | | | Holding Recon Date | 06-Sep-2017 | |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 07-Sep-2017 | |
| | SEDOL(s) | 5387690 - 6189646 - B01XWG7 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0719/LTN20170719379.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0719/LTN20170719371.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE PAYMENT OF FINAL DIVIDEND AND SPECIAL FINAL DIVIDEND RECOMMENDED BY THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 3.I | TO RE-ELECT MR. STEPHEN HAU LEUNG CHUNG AS A DIRECTOR | Management | | For | | For | | |
| | 3.II | TO RE-ELECT MR. SAM HON WAH NG AS A DIRECTOR | Management | | For | | For | | |
| | 3.III | TO RE-ELECT MR. JOHNSON CHIN KWANG TAN AS A DIRECTOR | Management | | For | | For | | |
| | 3.IV | TO DETERMINE THE DIRECTORS' FEES FOR THE YEAR ENDING 31 MARCH 2018 AT AN AGGREGATE SUM OF NOT EXCEEDING HKD 1,200,000 | Management | | For | | For | | |
| | 4 | TO RE-APPOINT ERNST &YOUNG AS AUDITOR AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | | |
| | 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | Against | | Against | | |
| | 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE ADDITION OF THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | | Against | | Against | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 18-Sep-2017 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 708506677 - Management | |
| | Record Date | 15-Sep-2017 | | | | | | Holding Recon Date | 15-Sep-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 13-Sep-2017 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0831/LTN20170831507.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0831/LTN20170831385.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO APPROVE, RATIFY AND CONFIRM THE JOINT VENTURE AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 SEPTEMBER 2017 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | CHINA CONSTRUCTION BANK CORPORATION | | |
| | Security | Y1397N101 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 09-Oct-2017 | |
| | ISIN | CNE1000002H1 | | | | | | Agenda | 708456377 - Management | |
| | Record Date | 08-Sep-2017 | | | | | | Holding Recon Date | 08-Sep-2017 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 03-Oct-2017 | |
| | SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 - BD8NH44 - BP3RRZ6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0818/LTN20170818958.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0818/LTN20170818970.pdf | Non-Voting | | | | | | |
| | 1 | PROPOSAL REGARDING THE ELECTION OF MR. TIAN GUOLI AS AN EXECUTIVE DIRECTOR OF CHINA CONSTRUCTION BANK CORPORATION | Management | | For | | For | | |
| | ANHUI CONCH CEMENT COMPANY LIMITED | | |
| | Security | Y01373102 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 10-Oct-2017 | |
| | ISIN | CNE1000001W2 | | | | | | Agenda | 708457999 - Management | |
| | Record Date | 08-Sep-2017 | | | | | | Holding Recon Date | 08-Sep-2017 | |
| | City / | Country | ANHUI | / | China | | | | | Vote Deadline Date | 03-Oct-2017 | |
| | SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0821/LTN20170821562.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0821/LTN20170821515.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. WU XIAOMING (AS SPECIFIED) AS A SUPERVISOR OF THE 7TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY. THE TENURE OF MR. WU WILL BECOME EFFECTIVE FROM THE DATE OF APPROVAL AT THE MEETING UNTIL THE EXPIRY OF THE 7TH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY (I.E. 1 JUNE 2019) | Management | | For | | For | | |
| | PICC PROPERTY AND CASUALTYCOMPANY LTD | | |
| | Security | Y6975Z103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 31-Oct-2017 | |
| | ISIN | CNE100000593 | | | | | | Agenda | 708543233 - Management | |
| | Record Date | 29-Sep-2017 | | | | | | Holding Recon Date | 29-Sep-2017 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 25-Oct-2017 | |
| | SEDOL(s) | 6706250 - B01Y657 - B1BJHT0 - BD8NLG4 - BP3RWY0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0914/LTN20170914361.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0914/LTN20170914329.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. YUN ZHEN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. WANG DEDI AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MS. QU XIAOHUI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | LENOVO GROUP LIMITED | | |
| | Security | Y5257Y107 | | | | | | Meeting Type | Ordinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 10-Nov-2017 | |
| | ISIN | HK0992009065 | | | | | | Agenda | 708624754 - Management | |
| | Record Date | 08-Nov-2017 | | | | | | Holding Recon Date | 08-Nov-2017 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 07-Nov-2017 | |
| | SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 - BD8NHD3 - BP3RQB5 - BRTM845 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1015/LTN20171015011.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1015/LTN20171015009.pdf | Non-Voting | | | | | | |
| | 1 | TO APPROVE THE SUBSCRIPTION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREBY | Management | | For | | For | | |
| | 2 | TO APPROVE THE SPECIFIC MANDATE FOR THE ALLOTMENT AND ISSUE OF THE SUBSCRIPTION SHARES AND THE WARRANT SHARES (UPON EXERCISE OF THE BONUS WARRANTS), CREDITED AS FULLY PAID, AND THE ISSUANCE OF THE BONUS WARRANTS | Management | | For | | For | | |
| | 3 | TO APPROVE THE WHITEWASH WAIVER | Management | | For | | For | | |
| | 4 | TO APPROVE THE RELEVANT MANAGEMENT PARTICIPATION, WHICH CONSTITUTES A SPECIAL DEAL UNDER NOTE 3 TO RULE 25 OF THE TAKEOVERS CODE | Management | | For | | For | | |
| | 5 | TO AUTHORIZE ANY ONE DIRECTOR OR ANY TWO DIRECTORS (IF AFFIXATION OF THE COMMON SEAL IS NECESSARY) OR ANY DELEGATE(S) AUTHORISED BY SUCH DIRECTOR(S) TO SIGN AND/OR EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS OR AGREEMENTS AND TO DO OR TAKE ALL SUCH ACTIONS OR THINGS AS SUCH DIRECTOR(S) CONSIDER(S) NECESSARY OR DESIRABLE TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF: (A) THE SUBSCRIPTION, THE SUBSCRIPTION AGREEMENT AND ALL OTHER TRANSACTIONS CONTEMPLATED THEREUNDER, AND THE CLOSING AND IMPLEMENTATION THEREOF; (B) SECURING THE FULFILMENT OF THE | Management | | For | | For | | |
| | | CONDITIONS PRECEDENT OF COMPLETION OF THE SUBSCRIPTION; AND (C) THE APPROVAL OF ANY AMENDMENTS OR VARIATIONS TO THE SUBSCRIPTION AGREEMENT OR THE GRANTING OF WAIVERS OF ANY MATTERS CONTEMPLATED THEREBY THAT ARE, IN THE DIRECTOR'S OPINION, NOT FUNDAMENTAL TO THE TRANSACTIONS CONTEMPLATED THEREBY AND ARE IN THE BEST INTERESTS OF THE COMPANY, INCLUDING WITHOUT LIMITATION THE SIGNING (UNDER THE COMMON SEAL OF THE COMPANY WHERE REQUIRED OR EXPEDIENT) OF ANY SUPPLEMENTAL OR ANCILLARY AGREEMENTS AND INSTRUMENTS AND THE GIVING OF ANY UNDERTAKINGS AND CONFIRMATIONS FOR ANY SUCH PURPOSES | | | | | | | | |
| | CMMT | 25 OCT 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FORM 03 NOV 2017 TO 10 NOV 2017 AND CHANGE IN RECORD DATE FROM 31 OCT-2017 TO 08 NOV 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | |
| | Security | Y3990B112 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 29-Nov-2017 | |
| | ISIN | CNE1000003G1 | | | | | | Agenda | 708619513 - Management | |
| | Record Date | 27-Oct-2017 | | | | | | Holding Recon Date | 27-Oct-2017 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 23-Nov-2017 | |
| | SEDOL(s) | B1G1QD8 - B1GD009 - B1GT900 - BD8NK12 - BP3RVS7 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/1 012/ltn20171012719.pdf-and- http://www.hkexnews.hk/listedco/listconews/sehk/2017/1 012/ltn20171012729.pdf | Non-Voting | | | | | | |
| | 1 | PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO DIRECTORS AND SUPERVISORS FOR 2016 | Management | | For | | For | | |
| | 2 | PROPOSAL ON THE ELECTION OF MR. ANTHONY FRANCIS NEOH AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 3 | PROPOSAL ON THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE GENERAL MEETING OF SHAREHOLDERS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 4 | PROPOSAL ON THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | Against | | Against | | |
| | 5 | PROPOSAL ON THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | CMMT | 13 OCT 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | WEICHAI POWER CO., LTD. | | |
| | Security | Y9531A109 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 30-Nov-2017 | |
| | ISIN | CNE1000004L9 | | | | | | Agenda | 708625542 - Management | |
| | Record Date | 31-Oct-2017 | | | | | | Holding Recon Date | 31-Oct-2017 | |
| | City / | Country | SHANDO NG | / | China | | | | | Vote Deadline Date | 24-Nov-2017 | |
| | SEDOL(s) | 6743956 - B05PM47 - B066RG6 - BD8GJV4 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2017/1 016/ltn20171016812.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1016/LTN20171016822.pdf-and- http://www.hkexnews.hk/listedco/listconews/sehk/2017/1 016/ltn20171016838.pdf | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 16 OCTOBER 2017: ARTICLE 6 AND ARTICLE 7 | Management | | Against | | Against | | |
| | 2 | TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE BY THE COMPANY FOR THE BENEFIT OF WEICHAI AMERICA CORP. IN RESPECT OF A LOAN | Management | | For | | For | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Dec-2017 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 708826295 - Management | |
| | Record Date | 22-Dec-2017 | | | | | | Holding Recon Date | 22-Dec-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207576.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207589.pdf | Non-Voting | | | | | | |
| | 1 | TO APPROVE, RATIFY AND CONFIRM THE BAOJI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 8 DECEMBER 2017 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | 2 | TO APPROVE, RATIFY AND CONFIRM THE YILI ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | 3 | TO APPROVE, RATIFY AND CONFIRM THE SZX ACQUISITION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | | For | | |
| | 4 | TO APPROVE, RATIFY AND CONFIRM THE POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE POWERTRAIN SALES AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2020 | Management | | For | | For | | |
| | 5 | TO APPROVE AND CONFIRM THE REVISED ANNUAL CAP AMOUNTS UNDER THE SERVICES AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE TWO FINANCIAL YEARS ENDING 31 DECEMBER 2018 | Management | | For | | For | | |
| | CMMT | 11 DEC 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 26 DEC 2017 TO 22 DEC 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Dec-2017 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 708826827 - Management | |
| | Record Date | 22-Dec-2017 | | | | | | Holding Recon Date | 22-Dec-2017 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BP3RTZ0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207490.pdf-;- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1207/LTN20171207500.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO APPROVE, RATIFY AND CONFIRM THE LYNK & CO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 8 DECEMBER 2017, THE "CIRCULAR"), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE LYNK & CO FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR), AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/ OR GIVE EFFECTS TO THE LYNK & CO FINANCE COOPERATION AGREEMENT AND LYNK & CO FINANCING ARRANGEMENTS | Management | | For | | For | | |
| | CMMT | 11 DEC 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 26 DEC 2017 TO 22 DEC 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | SHENZHEN EXPRESSWAY COMPANY LIMITED | | |
| | Security | Y7741B107 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-Dec-2017 | |
| | ISIN | CNE100000478 | | | | | | Agenda | 708744784 - Management | |
| | Record Date | 27-Nov-2017 | | | | | | Holding Recon Date | 27-Nov-2017 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110559.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110512.pdf | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE SATISFACTION OF THE REQUIREMENTS FOR THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE FEASIBILITY ANALYSIS REPORT ON THE USE OF PROCEEDS FROM THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE REPORT OF THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE COMPANY'S PROPOSAL ON THE SHAREHOLDERS' RETURN FOR THE FUTURE THREE YEARS (2017 TO 2019) | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE DILUTION OF CURRENT RETURNS BY THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY AND THE REMEDIAL MEASURES | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE UNDERTAKINGS BY THE CONTROLLING SHAREHOLDER, ACTUAL CONTROLLER, DIRECTORS AND SENIOR MANAGEMENT OF THE COMPANY ON THE ACTUAL PERFORMANCE OF THE REMEDIAL MEASURES FOR THE DILUTION OF CURRENT RETURNS OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE TERM OF A SHARE CONVERTIBLE BONDS HOLDERS' MEETING | Management | | For | | For | | |
| | 8.01 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TYPE OF SECURITIES TO BE ISSUED | Management | | For | | For | | |
| | 8.02 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ISSUE SIZE | Management | | For | | For | | |
| | 8.03 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: PAR VALUE AND ISSUE PRICE | Management | | For | | For | | |
| | 8.04 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERM OF BOND | Management | | For | | For | | |
| | 8.05 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: INTEREST RATE OF BOND | Management | | For | | For | | |
| | 8.06 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD AND TIMING OF INTEREST PAYMENT | Management | | For | | For | | |
| | 8.07 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: CONVERSION PERIOD | Management | | For | | For | | |
| | 8.08 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE NUMBER OF CONVERSION SHARES | Management | | For | | For | | |
| | 8.09 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE CONVERSION PRICE | Management | | For | | For | | |
| | 8.10 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 8.11 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DOWNWARD ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 8.12 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF REDEMPTION | Management | | For | | For | | |
| | 8.13 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF SELL BACK | Management | | For | | For | | |
| | 8.14 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DIVIDEND RIGHTS OF THE CONVERSION YEAR | Management | | For | | For | | |
| | 8.15 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD OF ISSUANCE AND TARGET INVESTORS | Management | | For | | For | | |
| | 8.16 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: SUBSCRIPTION ARRANGEMENT FOR EXISTING A SHAREHOLDERS | Management | | For | | For | | |
| | 8.17 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: RELEVANT MATTERS ON A SHARE CONVERTIBLE BONDS HOLDERS' MEETINGS | Management | | For | | For | | |
| | 8.18 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: USE OF PROCEEDS | Management | | For | | For | | |
| | 8.19 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MANAGEMENT AND DEPOSIT OF PROCEEDS | Management | | For | | For | | |
| | 8.20 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: GUARANTEE | Management | | For | | For | | |
| | 8.21 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | | For | | For | | |
| | 8.22 | TO CONSIDER AND APPROVE A RESOLUTION IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MATTERS RELATING TO AUTHORIZATION | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE REMUNERATION OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 10.01 THROUGH 10.08 WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| | 10.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU WEI | Management | | For | | For | | |
| | 10.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIAO XIANG WEN | Management | | For | | For | | |
| | 10.03 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. GONG TAO TAO | Management | | For | | For | | |
| | 10.04 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIU JI | Management | | For | | For | | |
| | 10.05 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN YAN | Management | | For | | For | | |
| | 10.06 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. FAN ZHI YONG | Management | | For | | For | | |
| | 10.07 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WU YA DE | Management | | For | | For | | |
| | 10.08 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CHEN YUAN JUN | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 11.01 THROUGH 11.04 WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| | 11.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU CHUN YUAN | Management | | For | | For | | |
| | 11.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CAI SHU GUANG | Management | | For | | For | | |
| | 11.03 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WEN ZHAO HUA | Management | | For | | For | | |
| | 11.04 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN XIAO LU | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 12.01 THROUGH 12.02 WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| | 12.01 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE EIGHTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. WANG ZENG JIN | Management | | For | | For | | |
| | 12.02 | TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE EIGHTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MS. YE JUN | Management | | For | | For | | |
| | SHENZHEN EXPRESSWAY COMPANY LIMITED | | |
| | Security | Y7741B107 | | | | | | Meeting Type | Class Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-Dec-2017 | |
| | ISIN | CNE100000478 | | | | | | Agenda | 708745344 - Management | |
| | Record Date | 27-Nov-2017 | | | | | | Holding Recon Date | 27-Nov-2017 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 20-Dec-2017 | |
| | SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110538.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 1110/LTN20171110563.pdf | Non-Voting | | | | | | |
| | 1.1 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TYPE OF SECURITIES TO BE ISSUED | Management | | For | | For | | |
| | 1.2 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ISSUE SIZE | Management | | For | | For | | |
| | 1.3 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: PAR VALUE AND ISSUE PRICE | Management | | For | | For | | |
| | 1.4 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERM OF BOND | Management | | For | | For | | |
| | 1.5 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: INTEREST RATE OF BOND | Management | | For | | For | | |
| | 1.6 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD AND TIMING OF INTEREST PAYMENT | Management | | For | | For | | |
| | 1.7 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: CONVERSION PERIOD | Management | | For | | For | | |
| | 1.8 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE NUMBER OF CONVERSION SHARES | Management | | For | | For | | |
| | 1.9 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DETERMINATION OF THE CONVERSION PRICE | Management | | For | | For | | |
| | 1.10 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 1.11 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DOWNWARD ADJUSTMENT TO THE CONVERSION PRICE | Management | | For | | For | | |
| | 1.12 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF REDEMPTION | Management | | For | | For | | |
| | 1.13 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: TERMS OF SELL BACK | Management | | For | | For | | |
| | 1.14 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: DIVIDEND RIGHTS OF THE CONVERSION YEAR | Management | | For | | For | | |
| | 1.15 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: METHOD OF ISSUANCE AND TARGET INVESTORS | Management | | For | | For | | |
| | 1.16 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: SUBSCRIPTION ARRANGEMENT FOR EXISTING A SHAREHOLDERS | Management | | For | | For | | |
| | 1.17 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: RELEVANT MATTERS ON A SHARE CONVERTIBLE BONDS HOLDERS' MEETINGS | Management | | For | | For | | |
| | 1.18 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: USE OF PROCEEDS | Management | | For | | For | | |
| | 1.19 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MANAGEMENT AND DEPOSIT OF PROCEEDS | Management | | For | | For | | |
| | 1.20 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: GUARANTEE | Management | | For | | For | | |
| | 1.21 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | | For | | For | | |
| | 1.22 | TO CONSIDER AND APPROVE IN RELATION TO THE PUBLIC ISSUE OF THE A SHARE CONVERTIBLE BONDS BY THE COMPANY: MATTERS RELATING TO AUTHORIZATION | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Feb-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 708884324 - Management | |
| | Record Date | 25-Jan-2018 | | | | | | Holding Recon Date | 25-Jan-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 21-Feb-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111708.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111702.pdf | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS | Management | | For | | For | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | Class Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Feb-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 708884362 - Management | |
| | Record Date | 25-Jan-2018 | | | | | | Holding Recon Date | 25-Jan-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 21-Feb-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111710.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0111/LTN20180111704.pdf | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE EXTENSION OF VALIDITY PERIOD OF THE RESOLUTION OF GENERAL MEETING OF CHINA MINSHENG BANKING CORP., LTD. IN RESPECT OF THE NON-PUBLIC ISSUANCE OF DOMESTIC PREFERENCE SHARES AND AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO DEAL WITH RELEVANT MATTERS | Management | | For | | For | | |
| | PICC PROPERTY AND CASUALTYCOMPANY LTD | | |
| | Security | Y6975Z103 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Mar-2018 | |
| | ISIN | CNE100000593 | | | | | | Agenda | 708896482 - Management | |
| | Record Date | 09-Feb-2018 | | | | | | Holding Recon Date | 09-Feb-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 07-Mar-2018 | |
| | SEDOL(s) | 6706250 - B01Y657 - B1BJHT0 - BD8NLG4 - BP3RWY0 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0122/LTN20180122293.pdf,- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 122/LTN20180122277.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0122/LTN20180122285.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. MIAO JIANMIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE EGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS SET OUT IN APPENDIX II TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE BOARD OF DIRECTORS OR HIS AUTHORISED PERSON TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS HE DEEMS NECESSARY, APPROPRIATE AND EXPEDIENT IN ACCORDANCE WITH THE APPLICABLE LAWS AND REGULATIONS AND THE REQUIREMENTS OF CHINA INSURANCE REGULATORY COMMISSION AND OTHER RELEVANT AUTHORITIES. THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS REFERRED TO IN THIS SPECIAL RESOLUTION SHALL BECOME EFFECTIVE SUBJECT TO THE RELEVANT APPROVAL OF CHINA INSURANCE REGULATORY COMMISSION | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR SHAREHOLDERS' GENERAL MEETING AS SET OUT IN APPENDIX III TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE BOARD OF DIRECTORS OR HIS AUTHORISED PERSON TO MAKE CORRESPONDING REVISIONS TO THESE | Management | | For | | For | | |
| | | PROPOSED AMENDMENTS AS HE DEEMS NECESSARY AND APPROPRIATE IN ACCORDANCE WITH THE REQUIREMENTS IMPOSED BY THE RELEVANT REGULATORY AUTHORITIES AND BY THE STOCK EXCHANGE OF THE PLACE WHERE THE COMPANY IS LISTED FROM TIME TO TIME DURING THE APPROVAL PROCESS | | | | | | | | |
| | 4 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD OF DIRECTORS AS SET OUT IN APPENDIX IV TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE BOARD OF DIRECTORS OR HIS AUTHORISED PERSON TO MAKE CORRESPONDING REVISIONS TO THESE PROPOSED AMENDMENTS AS HE DEEMS NECESSARY AND APPROPRIATE IN ACCORDANCE WITH THE REQUIREMENTS IMPOSED BY THE RELEVANT REGULATORY AUTHORITIES AND BY THE STOCK EXCHANGE OF THE PLACE WHERE THE COMPANY IS LISTED FROM TIME TO TIME DURING THE APPROVAL PROCESS | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE SUPERVISORY COMMITTEE AS SET OUT IN APPENDIX V TO THIS CIRCULAR, AND TO AUTHORISE THE CHAIRMAN OF THE SUPERVISORY COMMITTEE OR HIS AUTHORISED PERSON TO MAKE CORRESPONDING REVISIONS TO THESE PROPOSED AMENDMENTS AS HE DEEMS NECESSARY AND APPROPRIATE IN ACCORDANCE WITH THE REQUIREMENTS IMPOSED BY THE RELEVANT REGULATORY AUTHORITIES AND BY THE STOCK EXCHANGE OF THE PLACE WHERE THE COMPANY IS LISTED FROM TIME TO TIME DURING THE APPROVAL PROCESS | Management | | For | | For | | |
| | PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | | |
| | Security | Y69790106 | | | | | | Meeting Type | ExtraOrdinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 19-Mar-2018 | |
| | ISIN | CNE1000003X6 | | | | | | Agenda | 708913404 - Management | |
| | Record Date | 14-Feb-2018 | | | | | | Holding Recon Date | 14-Feb-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 14-Mar-2018 | |
| | SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 129/LTN20180129397.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 129/LTN20180129431.pdf | Non-Voting | | | | | | |
| | 1 | RESOLUTION REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO THE H SHAREHOLDERS OF THE COMPANY ONLY FOR THE OVERSEAS LISTING OF PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED | Management | | For | | For | | |
| | 2 | RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | | For | | |
| | PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | | |
| | Security | Y69790106 | | | | | | Meeting Type | Class Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 19-Mar-2018 | |
| | ISIN | CNE1000003X6 | | | | | | Agenda | 708913416 - Management | |
| | Record Date | 14-Feb-2018 | | | | | | Holding Recon Date | 14-Feb-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 14-Mar-2018 | |
| | SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0129/LTN20180129464.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0129/LTN20180129417.pdf | Non-Voting | | | | | | |
| | 1 | RESOLUTION REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO THE H SHAREHOLDERS OF THE COMPANY ONLY FOR THE OVERSEAS LISTING OF PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED | Management | | For | | For | | |
| | GALAXY ENTERTAINMENT GROUP LIMITED | | |
| | Security | Y2679D118 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 | |
| | ISIN | HK0027032686 | | | | | | Agenda | 709095156 - Management | |
| | Record Date | 26-Apr-2018 | | | | | | Holding Recon Date | 26-Apr-2018 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 26-Apr-2018 | |
| | SEDOL(s) | 6465874 - B067CZ3 - B1HHLC9 - BD8NC16 - BP3RQ04 - BRTM812 - BSJC6C6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0323/LTN20180323935.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0323/LTN20180323919.PDF | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2.1 | TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A DIRECTOR | Management | | For | | For | | |
| | 2.2 | TO RE-ELECT PROFESSOR PATRICK WONG LUNG TAK AS A DIRECTOR | Management | | For | | For | | |
| | 2.3 | TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 3 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | | For | | For | | |
| | 4.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | Management | | For | | For | | |
| | 4.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | | Against | | Against | | |
| | CMMT | PLEASE NOTE THAT RESOLUTION 4.3 IS CONDITIONAL UPON THE PASSING OF THE- RESOLUTION NUMBERS 4.1 AND 4.2. THANK YOU | Non-Voting | | | | | | |
| | 4.3 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | Management | | Against | | Against | | |
| | TENCENT HOLDINGS LIMITED | | |
| | Security | G87572163 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 16-May-2018 | |
| | ISIN | KYG875721634 | | | | | | Agenda | 709223553 - Management | |
| | Record Date | 10-May-2018 | | | | | | Holding Recon Date | 10-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 09-May-2018 | |
| | SEDOL(s) | BD8NG70 - BDDXGP3 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410937.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410939.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR LI DONG SHENG AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR IAIN FERGUSON BRUCE AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 4 | APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | | Against | | Against | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT RESOLUTION 7 IS CONDITIONAL UPON PASSING OF RESOLUTION NO 5-AND 6. THANK YOU | Non-Voting | | | | | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | | For | | For | | |
| | CMMT | 16 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | | |
| | Security | Y69790106 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 23-May-2018 | |
| | ISIN | CNE1000003X6 | | | | | | Agenda | 709365577 - Management | |
| | Record Date | 20-Apr-2018 | | | | | | Holding Recon Date | 20-Apr-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 16-May-2018 | |
| | SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 898423 DUE TO ADDITION OF- RESOLUTIONS 10 AND 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0403/LTN201804031156.PDF, | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2017 AND ITS SUMMARY | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2017 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2017 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2018, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE | Management | | For | | For | | |
| | | INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD TO RE-AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | | | | | | | | |
| | 7.1 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.2 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN JIANYI AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.3 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. REN HUICHUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.4 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.5 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LEE YUANSIONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.6 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.7 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SOOPAKIJ CHEARAVANONT AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.8 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YANG XIAOPING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.9 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG YONGJIAN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.10 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LIU CHONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.11 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YIP DICKY PETER AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.12 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WONG OSCAR SAI HUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.13 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN DONGDONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.14 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GE MING AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 7.15 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. OUYANG HUI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| | 8.1 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GU LIJI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE | Management | | For | | For | | |
| | 8.2 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. HUANG BAOKUI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD NO OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE | Management | | For | | For | | |
| | 8.3 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE | Management | | Against | | Against | | |
| | | NOMINAL AMOUNT OF THE H SHARES OF THE COMPANY IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% (RATHER THAN 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) TO THE BENCHMARK PRICE (AS DEFINED IN THE MATERIALS FOR THE COMPANY'S 2017 ANNUAL GENERAL MEETING) AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | | | | | | | | |
| | 10 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 30TH ANNIVERSARY SPECIAL DIVIDEND OF THE COMPANY | Management | | For | | For | | |
| | 11 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE SHANGHAI JAHWA EQUITY INCENTIVE SCHEME | Management | | Against | | Against | | |
| | DALI FOODS GROUP COMPANY LIMITED | | |
| | Security | G2743Y106 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 24-May-2018 | |
| | ISIN | KYG2743Y1061 | | | | | | Agenda | 709319520 - Management | |
| | Record Date | 17-May-2018 | | | | | | Holding Recon Date | 17-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 17-May-2018 | |
| | SEDOL(s) | BD3N404 - BD8NMP0 - BYQ9796 - BYTQ8X5 - BYZJT91 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0422/LTN20180422073.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0422/LTN20180422063.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.10 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. XU SHIHUI AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. ZHUANG WEIQIANG AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MS. XU YANGYANG AS DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MS. XU BIYING AS DIRECTOR | Management | | For | | For | | |
| | 3.E | TO RE-ELECT MS. HU XIAOLING AS DIRECTOR | Management | | For | | For | | |
| | 3.F | TO RE-ELECT MR. CHENG HANCHUAN AS DIRECTOR | Management | | For | | For | | |
| | 3.G | TO RE-ELECT MR. LIU XIAOBIN AS DIRECTOR | Management | | For | | For | | |
| | 3.H | TO RE-ELECT DR. LIN ZHIJUN AS DIRECTOR | Management | | For | | For | | |
| | 4 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | | |
| | 5 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH UNISSUED SHARES OF THE COMPANY | Management | | Against | | Against | | |
| | 8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE UNISSUED SHARES OF THE COMPANY BY ADDING THERETO THE SHARES TO BE REPURCHASED BY THE COMPANY | Management | | For | | For | | |
| | GEELY AUTOMOBILE HOLDINGS LIMITED | | |
| | Security | G3777B103 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 | |
| | ISIN | KYG3777B1032 | | | | | | Agenda | 709199702 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 17-May-2018 | |
| | SEDOL(s) | 6531827 - B02V7T8 - B06GCL6 - BD8NCR2 - BDDXGN1 - BP3RTZ0 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0409/LTN20180409821.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0409/LTN20180409695.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO RE-ELECT MR. GUI SHENG YUE AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 4 | TO RE-ELECT MR. AN CONG HUI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 5 | TO RE-ELECT MS. WEI MEI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. AN QING HENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 8 | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | Management | | For | | For | | |
| | 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES | Management | | Against | | Against | | |
| | 11 | TO EXTEND THE GENERAL MANDATE TO ALLOT AND ISSUE NEW SHARES | Management | | For | | For | | |
| | TONGDA GROUP HOLDINGS LIMITED | | |
| | Security | G8917X121 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 | |
| | ISIN | KYG8917X1218 | | | | | | Agenda | 709253330 - Management | |
| | Record Date | 18-May-2018 | | | | | | Holding Recon Date | 18-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 17-May-2018 | |
| | SEDOL(s) | 6410324 - B05PCB4 - B1HJSZ7 - BD8GG46 - BDQPW70 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0413/LTN20180413187.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0413/LTN20180413191.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 2.A | TO RE-ELECT MR. WANG YA HUA AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2.B | TO RE-ELECT DR. YU SUN SAY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2.C | TO RE-ELECT MR. CHEUNG WAH FUNG, CHRISTOPHER AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2.D | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | | For | | For | | |
| | 3 | TO RE-APPOINT THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THEIR REMUNERATION | Management | | For | | For | | |
| | 4 | TO DECLARE AND APPROVE A FINAL DIVIDEND OF HK3.8 CENTS PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 5.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARES OF THE COMPANY | Management | | Against | | Against | | |
| | 5.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE THE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARES OF THE COMPANY | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT RESOLUTION 5.C IS CONDITIONAL UPON RESOLUTIONS NO. 5(A) AND- 5(B). THANK YOU | Non-Voting | | | | | | |
| | 5.C | TO EXTEND THE MANDATE GRANTED UNDER RESOLUTION NO. 5(A) BY INCLUDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 5(B) | Management | | For | | For | | |
| | CHINA LESSO GROUP HOLDINGS LIMITED | | |
| | Security | G2157Q102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 | |
| | ISIN | KYG2157Q1029 | | | | | | Agenda | 709319570 - Management | |
| | Record Date | 18-May-2018 | | | | | | Holding Recon Date | 18-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 17-May-2018 | |
| | SEDOL(s) | BCDBKF8 - BCDNX11 - BCDNYZ2 - BD8NL20 - BP3RS64 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423196.PDF-,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423192.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0423/LTN20180423186.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. LUO JIANFENG AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. LIN DEWEI AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR. CHEUNG MAN YU AS DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MS. LAN FANG AS DIRECTOR | Management | | For | | For | | |
| | 3.E | TO RE-ELECT DR. TAO ZHIGANG AS DIRECTOR | Management | | For | | For | | |
| | 3.F | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 4 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | | For | | For | | |
| | 5.A | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY ("SHARES") OR SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF THE SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL | Management | | Against | | Against | | |
| | | GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; "RIGHTS ISSUE" MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG) | | | | | | | | |
| | 5.B | THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY ("SHARES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE HONG KONG CODE ON SHARE BUY- BACKS, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NUMBER OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL | Management | | For | | For | | |
| | | WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | | | | | | | | |
| | 5.C | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 5A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 5B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | | |
| | AAC TECHNOLOGIES HOLDINGS INC. | | |
| | Security | G2953R114 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-May-2018 | |
| | ISIN | KYG2953R1149 | | | | | | Agenda | 709316156 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 18-May-2018 | |
| | SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420929.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420919.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 1.70 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. KOH BOON HWEE (WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR MORE THAN 9 YEARS) AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR. AU SIU CHEUNG ALBERT AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MR. KWOK LAM KWONG LARRY AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.E | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS FEES | Management | | For | | For | | |
| | 4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | SINO BIOPHARMACEUTICAL LIMITED | | |
| | Security | G8167W138 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 29-May-2018 | |
| | ISIN | KYG8167W1380 | | | | | | Agenda | 709345082 - Management | |
| | Record Date | 23-May-2018 | | | | | | Holding Recon Date | 23-May-2018 | |
| | City / | Country | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 23-May-2018 | |
| | SEDOL(s) | B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BP3RXM5 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251420.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251418.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO RE-ELECT MR. TSE PING AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | TO RE-ELECT MS. LI MINGQIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO RE-ELECT MR. LU ZHENGFEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 8 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2018 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 9.A | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | | Against | | Against | | |
| | 9.B | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | | For | | For | | |
| | 9.C | TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 9(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 9(B) | Management | | For | | For | | |
| | 9.D | TO APPROVE THE BONUS ISSUE OF SHARES ON THE BASIS OF ONE BONUS SHARE FOR EVERY TWO EXISTING ISSUED SHARES IN THE SHARE CAPITAL OF THE COMPANY | Management | | For | | For | | |
| | ANHUI CONCH CEMENT COMPANY LIMITED | | |
| | Security | Y01373102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 30-May-2018 | |
| | ISIN | CNE1000001W2 | | | | | | Agenda | 709248884 - Management | |
| | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 | |
| | City / | Country | WUHU | / | China | | | | | Vote Deadline Date | 24-May-2018 | |
| | SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412229.pdf-PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412245.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412235.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| | 1 | TO APPROVE THE REPORT OF THE BOARD (THE "BOARD") OF DIRECTORS (THE "DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND THE INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 4 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL (FINANCIAL) AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE VOLUME OF AUDITING WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO APPROVE THE COMPANY'S 2017 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND): FINAL DIVIDEND FOR FY2017 OF RMB1.2 (TAX INCLUSIVE) PER SHARE | Management | | For | | For | | |
| | 6 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF ELEVEN SUBSIDIARIES AND JOINT VENTURE ENTITIES | Management | | For | | For | | |
| | 7 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | Against | | Against | | |
| | 8 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY | Management | | Against | | Against | | |
| | CNOOC LIMITED | | |
| | Security | Y1662W117 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 31-May-2018 | |
| | ISIN | HK0883013259 | | | | | | Agenda | 709449462 - Management | |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 24-May-2018 | |
| | SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 - BD8NGX6 - BP3RPR4 - BRTM823 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0503/LTN20180503019.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0412/LTN20180412027.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0503/LTN20180503021.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 918097 ON RECEIPT OF-UPDATED AGENDA . ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| | A.1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | A.2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | A.3 | TO RE-ELECT MR. YUAN GUANGYU AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | A.4 | TO RE-ELECT MR. YANG HUA AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | A.5 | TO RE-ELECT MR. WANG DONGJIN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | A.6 | TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | A.7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | Management | | For | | For | | |
| | A.8 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | B.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | | |
| | B.2 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | Against | | Against | | |
| | B.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | | For | | |
| | SHENZHEN EXPRESSWAY COMPANY LIMITED | | |
| | Security | Y7741B107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 31-May-2018 | |
| | ISIN | CNE100000478 | | | | | | Agenda | 709470405 - Management | |
| | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 25-May-2018 | |
| | SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 916736 DUE TO ADDITION OF- RESOLUTION 13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0510/LTN20180510372.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0510/LTN20180510380.PDF | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2017 | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2017 (INCLUDING DECLARATION OF FINAL DIVIDEND): RMB0.30 (TAX INCLUDED) PER SHARE | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2018 | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2018: ERNST YOUNG HUA MING LLP | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING PHASED GUARANTEES FOR MORTGAGE CUSTOMERS OF SHENZHEN EXPRESSWAY INTERLAKEN TOWN PROJECT BY A SUBSIDIARY | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING GUARANTEES FOR SUBSIDIARIES | Management | | For | | For | | |
| | 9.1 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): ISSUE SIZE AND METHOD | Management | | Against | | Against | | |
| | 9.2 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TYPE OF THE DEBENTURES | Management | | For | | For | | |
| | 9.3 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): MATURITY OF THE DEBENTURES | Management | | For | | For | | |
| | 9.4 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS | Management | | For | | For | | |
| | 9.5 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): INTEREST RATE | Management | | For | | For | | |
| | 9.6 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): USE OF PROCEEDS | Management | | For | | For | | |
| | 9.7 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): LISTING | Management | | For | | For | | |
| | 9.8 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): GUARANTEE | Management | | For | | For | | |
| | 9.9 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): VALIDITY OF THE RESOLUTION | Management | | For | | For | | |
| | 9.10 | TO CONSIDER AND APPROVE BY WAY OF SEPARATE RESOLUTIONS IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DEBENTURES ("DEBENTURES"): AUTHORISATION ARRANGEMENT | Management | | For | | For | | |
| | 10 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTORS OF THE COMPANY | Management | | Against | | Against | | |
| | 11 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR H SHARES | Management | | Against | | Against | | |
| | 12 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES | Management | | For | | For | | |
| | 13 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: CHEN KAI | Management | | For | | For | | |
| | CMMT | 11 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF- RESOLUTION 6 AND 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 942544-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | CHINA OVERSEAS LAND & INVESTMENT LIMITED | | |
| | Security | Y15004107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 11-Jun-2018 | |
| | ISIN | HK0688002218 | | | | | | Agenda | 709253520 - Management | |
| | Record Date | 05-Jun-2018 | | | | | | Holding Recon Date | 05-Jun-2018 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 04-Jun-2018 | |
| | SEDOL(s) | 5387731 - 6192150 - B01XX64 - BD8NG47 - BP3RPG3 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0413/LTN20180413075.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0413/LTN20180413077.PDF | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 OF HK45 CENTS PER SHARE | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. LUO LIANG AS DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT DR. FAN HSU LAI TAI, RITA AS DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR. LI MAN BUN, BRIAN DAVID AS DIRECTOR | Management | | For | | For | | |
| | 4 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 5 | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 6 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY BACK SHARES OF THE COMPANY UP TO 10% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | Management | | For | | For | | |
| | 7 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | Management | | Against | | Against | | |
| | 8 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE | Management | | For | | For | | |
| | 9 | TO APPROVE THE ADOPTION OF THE SHARE OPTION SCHEME | Management | | Against | | Against | | |
| | WEICHAI POWER CO., LTD. | | |
| | Security | Y9531A109 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 14-Jun-2018 | |
| | ISIN | CNE1000004L9 | | | | | | Agenda | 709363460 - Management | |
| | Record Date | 14-May-2018 | | | | | | Holding Recon Date | 14-May-2018 | |
| | City / | Country | SHANDO NG PROVIN CE | / | China | | | | | Vote Deadline Date | 08-Jun-2018 | |
| | SEDOL(s) | 6743956 - B05PM47 - B066RG6 - BD8GJV4 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0427/LTN201804272404.pdf, | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE ANNUAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 4 | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2018 | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG HUA MING LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2018 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF (AS SPECIFIED) (SHANGDONG HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2018 | Management | | For | | For | | |
| | 10 | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2018 | Management | | For | | For | | |
| | 11 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 27 APRIL 2018 | Management | | For | | For | | |
| | 12 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURE FOR BOARD MEETINGS OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 27 APRIL 2018 | Management | | For | | For | | |
| | 13 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURE FOR GENERAL MEETINGS OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 27 APRIL 2018 | Management | | For | | For | | |
| | 14 | TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER (HONG KONG) INTERNATIONAL DEVELOPMENT CO., LTD. IN RESPECT OF A LOAN | Management | | For | | For | | |
| | 15 | TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE PROVISION FOR ASSETS IMPAIRMENT | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 16.ATHROUGH 16.B WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| | 16.A | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LU WENWU AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 16.B | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WU HONGWEI AS A SUPERVISOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.A | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. TAN XUGUANG AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.B | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WANG YUEPU AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.C | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. JIANG KUI AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.D | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. ZHANG QUAN AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.E | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. XU XINYU AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.F | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN SHAOJUN AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.G | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YUAN HONGMING AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.H | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YAN JIANBO AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.I | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GORDON RISKE AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 17.J | TO CONSIDER AND APPROVE THE ELECTION OF MR. MICHAEL MARTIN MACHT AS A DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 18.A | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. ZHANG ZHONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 18.B | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WANG GONGYONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 18.C | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. NING XIANGDONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 18.D | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LI HONGWU AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | 18.E | TO CONSIDER AND APPROVE THE ELECTION OF MR. WEN DAOCAI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM OF THREE YEARS FROM THE DATE OF THE 2017 ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | | For | | For | | |
| | CMMT | 07 MAY 2018: PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST-AND ABSTAIN VOTES FOR RESOLUTIONS 17.A THROUGH 17.J WILL BE PROCESSED AS TAKE-NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS-WILL BE LODGED IN THE MARKET | Non-Voting | | | | | | |
| | CMMT | 07 MAY 2018: PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST-AND ABSTAIN VOTES FOR RESOLUTIONS 18.A THROUGH 18.E WILL BE PROCESSED AS TAKE-NO ACTIONBY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS-WILL BE LODGED IN THE MARKET | Non-Voting | | | | | | |
| | CMMT | 07 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 931696, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | CHINA MINSHENG BANKING CORP., LTD. | | |
| | Security | Y1495M112 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2018 | |
| | ISIN | CNE100000HF9 | | | | | | Agenda | 709462460 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 14-Jun-2018 | |
| | SEDOL(s) | B4MQPM0 - B57JY24 - B595RP4 - BD8NKT0 - BP3RSF3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS MEETING IS FOR 2017 ANNUAL GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0507/LTN201805071268.PDF-,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0507/LTN201805071316.PDF | Non-Voting | | | | | | |
| | 1 | THE RESOLUTION REGARDING THE ANNUAL REPORT FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 2 | THE RESOLUTION REGARDING THE FINAL FINANCIAL REPORT FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 3 | THE RESOLUTION REGARDING THE PROPOSED PROFIT DISTRIBUTION PLAN FOR THE SECOND HALF OF 2017 OF THE COMPANY | Management | | For | | For | | |
| | 4 | THE RESOLUTION REGARDING THE PROPOSED PLAN OF CAPITAL RESERVE CAPITALISATION FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 5 | THE RESOLUTION REGARDING THE AUTHORIZATION FOR INTERIM PROFIT DISTRIBUTION FOR 2018 OF THE COMPANY | Management | | For | | For | | |
| | 6 | THE RESOLUTION REGARDING THE ANNUAL BUDGETS FOR 2018 OF THE COMPANY | Management | | For | | For | | |
| | 7 | THE RESOLUTION REGARDING THE WORK REPORT OF THE BOARD FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 8 | THE RESOLUTION REGARDING THE WORK REPORT OF THE SUPERVISORY BOARD FOR 2017 OF THE COMPANY | Management | | For | | For | | |
| | 9 | THE RESOLUTION REGARDING THE RE- APPOINTMENT AND REMUNERATION OF THE AUDITING FIRMS FOR 2018 | Management | | For | | For | | |
| | 10 | THE RESOLUTION REGARDING THE AMENDMENTS TO THE ADMINISTRATIVE MEASURES OF CONNECTED TRANSACTIONS | Management | | For | | For | | |
| | 11 | THE RESOLUTION REGARDING THE EXTENSION OF THE VALIDITY PERIOD OF THE RESOLUTIONS ON THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE AUTHORIZATION PERIOD TO THE BOARD AND ITS AUTHORIZED PERSONS TO EXERCISE FULL POWER TO DEAL WITH MATTERS RELATING TO THE ISSUANCE | Management | | For | | For | | |
| | 12 | THE RESOLUTION REGARDING THE IMPACTS ON DILUTION OF CURRENT RETURNS OF THE PUBLIC ISSUANCE OF A SHARE CONVERTIBLE CORPORATE BONDS AND THE REMEDIAL MEASURES | Management | | For | | For | | |
| | 13 | THE RESOLUTION REGARDING THE REPORT ON UTILIZATION OF PROCEEDS FROM THE PREVIOUS ISSUANCE | Management | | For | | For | | |
| | 14 | THE RESOLUTION REGARDING THE GRANTING OF GENERAL MANDATE FOR THE ISSUANCE OF SHARES TO THE BOARD | Management | | Against | | Against | | |
| | 15 | THE RESOLUTION REGARDING THE APPOINTMENT OF MR. TIAN SUNING AS INDEPENDENT NONEXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 16 | THE RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | | Against | | Against | | |
| | INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | |
| | Security | Y3990B112 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Jun-2018 | |
| | ISIN | CNE1000003G1 | | | | | | Agenda | 709465074 - Management | |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 | |
| | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 20-Jun-2018 | |
| | SEDOL(s) | B1G1QD8 - B1GD009 - B1GT900 - BD8NK12 - BP3RVS7 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0509/LTN20180509289.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0509/LTN20180509267.pdf | Non-Voting | | | | | | |
| | 1 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 2 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 3 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 AUDITED ACCOUNTS | Management | | For | | For | | |
| | 4 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2017 PROFIT DISTRIBUTION PLAN: CASH DIVIDEND OF RMB2.408 PER 10 SHARES (PRE-TAX) | Management | | For | | For | | |
| | 5 | TO CONSIDER AND APPROVE THE PROPOSAL ON FIXED ASSET INVESTMENT BUDGET FOR 2018 | Management | | For | | For | | |
| | 6 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018-2020 CAPITAL PLANNING OF ICBC | Management | | For | | For | | |
| | 7 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF AUDITORS FOR 2018: KPMG HUAZHEN LLP | Management | | For | | For | | |
| | 8 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. CHENG FENGCHAO AS NON- EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | 9 | TO CONSIDER AND APPROVE THE PROPOSAL ON AMENDMENTS OF CERTAIN ARTICLES TO THE PLAN ON AUTHORISATION OF THE SHAREHOLDERS' GENERAL MEETING TO THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT THIS IS ANNUAL GENERAL MEETING FOR THE YEAR 2017 | Non-Voting | | | | | | |
| | HAIER ELECTRONICS GROUP CO., LTD. | | |
| | Security | G42313125 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Jun-2018 | |
| | ISIN | BMG423131256 | | | | | | Agenda | 709514803 - Management | |
| | Record Date | 19-Jun-2018 | | | | | | Holding Recon Date | 19-Jun-2018 | |
| | City / | Country | HONG KONG | / | Bermuda | | | | | Vote Deadline Date | 20-Jun-2018 | |
| | SEDOL(s) | B1TL3R8 - B1TR8B5 - B1TWXP9 - BD8NJ82 - BP3RVC1 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0518/LTN20180518360.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0518/LTN20180518294.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE ''DIRECTORS'') AND AUDITORS (THE ''AUDITORS'') OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2.A | TO RE-ELECT MR. ZHOU YUN JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2.B | TO RE-ELECT MR. YU HON TO, DAVID AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2.C | TO RE-ELECT MRS. EVA CHENG LI KAM FUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2.D | TO RE-ELECT MR. YANG GUANG AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2.E | TO APPOINT MR. GONG SHAO LIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM THE SHAREHOLDERS' APPROVAL AT THE AGM | Management | | For | | For | | |
| | 2.F | TO AUTHORISE THE BOARD (THE ''BOARD'') OF THE DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 3 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE AUDITORS: ERNST YOUNG | Management | | For | | For | | |
| | 4 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND OF HK29 CENTS PER SHARE OF THE COMPANY IN CASH FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 5 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | | For | | For | | |
| | 6 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY OF UP TO 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AND AT DISCOUNT RATES CAPPED AT 15% OF THE BENCHMARKED PRICE OF THE SHARES AS DEFINED IN RULE 13.36(5) OF THE LISTING RULES | Management | | Against | | Against | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY UP TO THE NUMBER OF SHARES REPURCHASED BY THE COMPANY AND AT DISCOUNT RATES CAPPED AT 15% OF THE BENCHMARKED PRICE OF THE SHARES AS DEFINED IN RULE 13.36(5) OF THE LISTING RULES | Management | | For | | For | | |
| | 8 | TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE UP TO 6,000,000 NEW SHARES FOR GRANTING RESTRICTED SHARES IN THE FIFTH YEAR OF THE 5-YEAR TRUST PERIOD FOR THE TRUSTEE TO HOLD ON TRUST FOR EMPLOYEES (NOT DIRECTORS OR CHIEF EXECUTIVES) OF THE COMPANY AND ITS SUBSIDIARIES UNDER THE RESTRICTED SHARE AWARD SCHEME ADOPTED BY THE COMPANY ON 15 APRIL 2014 | Management | | For | | For | | |
| | 9 | TO APPROVE THE AMENDMENTS TO THE BYE- LAWS TO CONFORM TO RULE 2.07A OF THE LISTING RULES IN RELATION TO THE USE OF ELECTRONIC MEANS OR WEBSITE FOR CORPORATE COMMUNICATION WITH THE SHAREHOLDERS OF THE COMPANY | Management | | For | | For | | |
| | CMMT | 22 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | BOC HONG KONG (HOLDINGS) LIMITED | | |
| | Security | Y0920U103 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Jun-2018 | |
| | ISIN | HK2388011192 | | | | | | Agenda | 709276035 - Management | |
| | Record Date | 20-Jun-2018 | | | | | | Holding Recon Date | 20-Jun-2018 | |
| | City / | Country | HONG KONG | / | Hong Kong | | | | | Vote Deadline Date | 20-Jun-2018 | |
| | SEDOL(s) | 6536112 - B01XWZ6 - B06MVT5 - B16MTV0 - BD8NLQ4 - BP3RP41 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0417/LTN20180417477.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0417/LTN20180417457.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.758 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR REN DEQI AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR KOH BENG SENG AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR TUNG SAVIO WAI-HOK AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | Against | | Against | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | | For | | For | | |
| | 7 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | Management | | For | | For | | |
| | CHINA MERCHANTS BANK CO., LTD. | | |
| | Security | Y14896115 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Jun-2018 | |
| | ISIN | CNE1000002M1 | | | | | | Agenda | 709612887 - Management | |
| | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 | |
| | City / | Country | SHENZH EN | / | China | | | | | Vote Deadline Date | 21-Jun-2018 | |
| | SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1 | | | | Quick Code | | |
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| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0608/LTN20180608251.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0608/LTN20180608219.pdf-AND- http://www.hkexnews.hk/LISTEDCO/LISTCONEWS/SEH K/2018/0510/LTN20180510392.PDF | Non-Voting | | | | | | |
| | 1 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 2 | CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 3 | CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2017 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | | For | | For | | |
| | 4 | CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | | |
| | 5 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2017 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | | For | | For | | |
| | 6 | CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS AND THEIR REMUNERATION FOR THE YEAR 2018 | Management | | For | | For | | |
| | 7 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE BOARD OF DIRECTORS AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 8 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE BOARD OF SUPERVISORS AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 9 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF INDEPENDENT DIRECTORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 10 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE AND CROSS-EVALUATION OF EXTERNAL SUPERVISORS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 11 | CONSIDER AND APPROVE THE ASSESSMENT REPORT ON THE DUTY PERFORMANCE OF THE SENIOR MANAGEMENT AND ITS MEMBERS FOR THE YEAR 2017 | Management | | For | | For | | |
| | 12 | CONSIDER AND APPROVE THE RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2017 | Management | | For | | For | | |
| | 13 | CONSIDER AND APPROVE THE ADDITION OF MR. ZHOU SONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 14 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CHINA MERCHANTS BANK CO., LTD | Management | | Against | | Against | | |
| | 15 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUANCE OF CAPITAL BONDS | Management | | For | | For | | |
| | 16 | CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | | Against | | Against | | |
| | 17 | CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE ADDITION OF MR. LI MENGGANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 18 | CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE ADDITION OF MR. LIU QIAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 942497 DUE TO RECEIVED-ADDITIONAL RESOLUTIONS 17 & 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS 2017 ANNUAL GENERAL MEETING. THANK YOU | Non-Voting | | | | | | |
| Form N-PX Proxy Voting Records | | | | | | | | | | | |
| Guinness Atkinson Dvidiend Builder Fund | | | | | | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | |
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| Vote Summary | |
| | NEX GROUP PLC | | |
| | Security | G6528A100 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 12-Jul-2017 | |
| | ISIN | GB00BZ02MH16 | | | | | | Agenda | 708293511 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 10-Jul-2017 | |
| | City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 06-Jul-2017 | |
| | SEDOL(s) | BYW12F7 - BYYRZQ5 - BZ02MH1 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | RECEIVE THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2017 | Management | | For | | For | | |
| | 2 | DECLARE A FINAL DIVIDEND OF 27.0P PER ORDINARY SHARE | Management | | For | | For | | |
| | 3 | APPOINT ANNA EWING AS A DIRECTOR | Management | | For | | For | | |
| | 4 | APPOINT IVAN RITOSSA AS A DIRECTOR | Management | | For | | For | | |
| | 5 | APPOINT JOHN SIEVWRIGHT AS A DIRECTOR | Management | | For | | For | | |
| | 6 | APPOINT ROBERT STANDING AS A DIRECTOR | Management | | For | | For | | |
| | 7 | APPOINT SAMANTHA WREN AS A DIRECTOR | Management | | For | | For | | |
| | 8 | APPOINT KEN PIGAGA AS A DIRECTOR | Management | | For | | For | | |
| | 9 | RE-ELECT CHARLES GREGSON AS A DIRECTOR | Management | | For | | For | | |
| | 10 | RE-ELECT MICHAEL SPENCER AS A DIRECTOR | Management | | For | | For | | |
| | 11 | APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | | For | | For | | |
| | 12 | AUTHORISE THE AUDIT COMMITTEE TO SET THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | | For | | For | | |
| | 13 | APPROVE THE REMUNERATION REPORT | Management | | For | | For | | |
| | 14 | APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | | For | | For | | |
| | 15 | APPROVE THE SCHEDULE TO THE COMPANY'S 2016 GLOBAL SHARE SAVE PLAN FOR US PARTICIPANTS | Management | | For | | For | | |
| | 16 | AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | | For | | For | | |
| | 17 | AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | | |
| | 18 | AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | | For | | For | | |
| | 19 | AUTHORISE THE DIRECTORS TO FURTHER DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS | Management | | For | | For | | |
| | 20 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE COMPANY'S SHARES | Management | | For | | For | | |
| | TEVA PHARMACEUTICAL INDUSTRIES LIMITED | | |
| | Security | 881624209 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | TEVA | | | | | | Meeting Date | 13-Jul-2017 | |
| | ISIN | US8816242098 | | | | | | Agenda | 934651236 - Management | |
| | Record Date | 13-Jun-2017 | | | | | | Holding Recon Date | 13-Jun-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 07-Jul-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: DR. SOL J. BARER | Management | | For | | For | | |
| | 1B. | ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: MR. JEAN-MICHEL HALFON | Management | | For | | For | | |
| | 1C. | ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: MR. MURRAY A. GOLDBERG | Management | | For | | For | | |
| | 1D. | ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: MR. NECHEMIA (CHEMI) J. PERES | Management | | For | | For | | |
| | 1E. | ELECTION OF DIRECTOR TO SERVE UNTIL 2019 ANNUAL MEETING: MR. ROBERTO MIGNONE | Management | | For | | For | | |
| | 1F. | ELECTION OF DIRECTOR TO SERVE UNTIL 2019 ANNUAL MEETING: DR. PERRY D. NISEN | Management | | For | | For | | |
| | 2. | TO APPROVE THE COMPENSATION OF DR. SOL J. BARER AS CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | | For | | For | | |
| | 3. | TO APPROVE THE TERMS OF OFFICE AND EMPLOYMENT OF DR. YITZHAK PETERBURG AS INTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER. | Management | | For | | For | | |
| | 4. | TO APPROVE A MEMBERSHIP FEE FOR DIRECTORS SERVING ON SPECIAL OR AD-HOC COMMITTEES. | Management | | For | | For | | |
| | 5. | TO APPROVE AN AMENDMENT TO THE 2015 LONG- TERM EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | Management | | For | | For | | |
| | 6. | TO APPROVE TEVA'S 2017 EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | | For | | For | | |
| | 7. | TO REDUCE TEVA'S REGISTERED SHARE CAPITAL TO NIS 249,434,338, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | | For | | For | | |
| | 8. | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS TEVA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2018 ANNUAL MEETING OF SHAREHOLDERS. | Management | | For | | For | | |
| | VODACOM GROUP LIMITED | | |
| | Security | S9453B108 | | | | | | Meeting Type | Ordinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 18-Jul-2017 | |
| | ISIN | ZAE000132577 | | | | | | Agenda | 708312448 - Management | |
| | Record Date | 07-Jul-2017 | | | | | | Holding Recon Date | 07-Jul-2017 | |
| | City / | Country | | JOHANN ESBURG | / | South Africa | | | | | Vote Deadline Date | 11-Jul-2017 | |
| | SEDOL(s) | B6161Y9 - B65B4D0 - B8DQFM7 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1.O.1 | APPROVAL OF THE PROPOSED TRANSACTION | Management | | For | | For | | |
| | 2.O.2 | APPROVING THE ISSUE OF THE NEW VODACOM GROUP SHARES IN TERMS OF THE MOI | Management | | For | | For | | |
| | 3.S.1 | GRANTING AUTHORITY TO ISSUE THE NEW VODACOM GROUP SHARES TO VODAFONE | Management | | For | | For | | |
| | VODACOM GROUP LIMITED | | |
| | Security | S9453B108 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 18-Jul-2017 | |
| | ISIN | ZAE000132577 | | | | | | Agenda | 708346348 - Management | |
| | Record Date | 07-Jul-2017 | | | | | | Holding Recon Date | 07-Jul-2017 | |
| | City / | Country | | JOHANN ESBURG | / | South Africa | | | | | Vote Deadline Date | 11-Jul-2017 | |
| | SEDOL(s) | B6161Y9 - B65B4D0 - B8DQFM7 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 794426 DUE TO WITHDRAWAL-OF RESOLUTION 9.O.9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| | 1.O.1 | ADOPTION OF AUDITED CONSOLIDATED ANNUAL FINANCIAL STATEMENTS | Management | | For | | For | | |
| | 2.O.2 | ELECTION OF MR V BADRINATH AS A DIRECTOR | Management | | For | | For | | |
| | 3.O.3 | RE-ELECTION OF MS TM MOKGOSI-MWANTEMBE AS A DIRECTOR | Management | | For | | For | | |
| | 4.O.4 | RE-ELECTION OF MR RAW SCHELLEKENS AS A DIRECTOR | Management | | For | | For | | |
| | 5.O.5 | APPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AUDITORS OF THE COMPANY WITH MR. DB VON HOESSLIN AS THE INDIVIDUAL REGISTERED AUDITOR | Management | | For | | For | | |
| | 6.O.6 | APPROVAL OF THE REMUNERATION POLICY | Management | | For | | For | | |
| | 7.O.7 | APPROVAL FOR THE IMPLEMENTATION OF THE REMUNERATION POLICY | Management | | For | | For | | |
| | 8.O.8 | RE-ELECTION OF MR DH BROWN AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY | Management | | For | | For | | |
| | 9.O10 | RE-ELECTION OF MS BP MABELANE AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY | Management | | For | | For | | |
| | 10.S1 | GENERAL AUTHORITY TO REPURCHASE SHARES IN THE COMPANY | Management | | For | | For | | |
| | 11.S2 | INCREASE IN NON-EXECUTIVE DIRECTORS' FEES | Management | | Abstain | | Against | | |
| | 12.S3 | SECTION 45 - FINANCIAL ASSISTANCE TO RELATED AND INTER-RELATED COMPANIES | Management | | Abstain | | Against | | |
| | 13.S4 | SECTION 44 - FINANCIAL ASSISTANCE TO STAFF AND EXECUTIVES OF THE GROUP TO SUBSCRIBE FOR OR ACQUIRE OPTIONS OR SECURITIES IN THE COMPANY | Management | | Abstain | | Against | | |
| | CMMT | 05 JUL 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION FROM 10O10 TO 14.S4 TO 9.O10 TO 13.S4. IF YOU HAVE ALREADY SENT-IN YOUR VOTES FOR MID: 799310 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | CA, INC. | | |
| | Security | 12673P105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CA | | | | | | Meeting Date | 09-Aug-2017 | |
| | ISIN | US12673P1057 | | | | | | Agenda | 934653052 - Management | |
| | Record Date | 12-Jun-2017 | | | | | | Holding Recon Date | 12-Jun-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 08-Aug-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | | For | | For | | |
| | 1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | | For | | For | | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | | For | | For | | |
| | 1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | | For | | For | | |
| | 1E. | ELECTION OF DIRECTOR: JEFFREY G. KATZ | Management | | For | | For | | |
| | 1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | | For | | For | | |
| | 1G. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | | For | | For | | |
| | 1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | | For | | For | | |
| | 1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | | For | | For | | |
| | 1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | | For | | For | | |
| | 1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | | For | | For | | |
| | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | | For | | For | | |
| | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 4. | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | For | | |
| | 5. | TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES ISSUABLE UNDER THE CA, INC. 2012 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | | For | | For | | |
| | THE PROCTER & GAMBLE COMPANY | | |
| | Security | 742718109 | | | | | | Meeting Type | Contested-Annual | |
| | Ticker Symbol | PG | | | | | | Meeting Date | 10-Oct-2017 | |
| | ISIN | US7427181091 | | | | | | Agenda | 934664827 - Management | |
| | Record Date | 28-Jul-2017 | | | | | | Holding Recon Date | 28-Jul-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 09-Oct-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | FRANCIS S. BLAKE | | | | For | | For | | |
| | | | 2 | ANGELA F. BRALY | | | | For | | For | | |
| | | | 3 | AMY L. CHANG | | | | For | | For | | |
| | | | 4 | KENNETH I. CHENAULT | | | | For | | For | | |
| | | | 5 | SCOTT D. COOK | | | | For | | For | | |
| | | | 6 | TERRY J. LUNDGREN | | | | For | | For | | |
| | | | 7 | W. JAMES MCNERNEY, JR. | | | | For | | For | | |
| | | | 8 | DAVID S. TAYLOR | | | | For | | For | | |
| | | | 9 | MARGARET C. WHITMAN | | | | For | | For | | |
| | | | 10 | PATRICIA A. WOERTZ | | | | For | | For | | |
| | | | 11 | ERNESTO ZEDILLO | | | | For | | For | | |
| | 2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | | For | | |
| | 3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | | For | | For | | |
| | 4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE | Management | | 1 Year | | For | | |
| | 5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | | Against | | For | | |
| | 6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | | Against | | For | | |
| | 7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS | Shareholder | | Against | | For | | |
| | 8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | | Against | | For | | |
| | THE PROCTER & GAMBLE COMPANY | | |
| | Security | 742718109 | | | | | | Meeting Type | Contested-Annual | |
| | Ticker Symbol | PG | | | | | | Meeting Date | 10-Oct-2017 | |
| | ISIN | US7427181091 | | | | | | Agenda | 934669815 - Management | |
| | Record Date | 11-Aug-2017 | | | | | | Holding Recon Date | 11-Aug-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 09-Oct-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | FRANCIS S. BLAKE | | | | For | | For | | |
| | | | 2 | ANGELA F. BRALY | | | | For | | For | | |
| | | | 3 | AMY L. CHANG | | | | For | | For | | |
| | | | 4 | KENNETH I. CHENAULT | | | | For | | For | | |
| | | | 5 | SCOTT D. COOK | | | | For | | For | | |
| | | | 6 | TERRY J. LUNDGREN | | | | For | | For | | |
| | | | 7 | W. JAMES MCNERNEY, JR. | | | | For | | For | | |
| | | | 8 | DAVID S. TAYLOR | | | | For | | For | | |
| | | | 9 | MARGARET C. WHITMAN | | | | For | | For | | |
| | | | 10 | PATRICIA A. WOERTZ | | | | For | | For | | |
| | | | 11 | ERNESTO ZEDILLO | | | | For | | For | | |
| | 2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | | For | | |
| | 3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | | For | | For | | |
| | 4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE | Management | | 1 Year | | For | | |
| | 5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | | Against | | For | | |
| | 6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | | Against | | For | | |
| | 7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT- AFFECTED AREAS | Shareholder | | Against | | For | | |
| | 8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | | Against | | For | | |
| | SONIC HEALTHCARE LIMITED, MACQUARIE PARK | | |
| | Security | Q8563C107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 22-Nov-2017 | |
| | ISIN | AU000000SHL7 | | | | | | Agenda | 708649011 - Management | |
| | Record Date | 20-Nov-2017 | | | | | | Holding Recon Date | 20-Nov-2017 | |
| | City / | Country | | SYDNEY | / | Australia | | | | | Vote Deadline Date | 16-Nov-2017 | |
| | SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5 TO 10 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | | | | | | |
| | 1 | RE-ELECTION OF PROFESSOR MARK COMPTON, CHAIRMAN, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 2 | RE-ELECTION OF MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 3 | RE-ELECTION OF MR LOU PANACCIO, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | ELECTION OF MR NEVILLE MITCHELL, AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | | |
| | 6 | INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES | Management | | For | | For | | |
| | 7 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | | For | | For | | |
| | 8 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | Management | | For | | For | | |
| | 9 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | |
| | 10 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | | For | | For | | |
| | MICROSOFT CORPORATION | | |
| | Security | 594918104 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MSFT | | | | | | Meeting Date | 29-Nov-2017 | |
| | ISIN | US5949181045 | | | | | | Agenda | 934689514 - Management | |
| | Record Date | 29-Sep-2017 | | | | | | Holding Recon Date | 29-Sep-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 28-Nov-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | | For | | For | | |
| | 1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | | For | | For | | |
| | 1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | | For | | For | | |
| | 1D. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | | For | | For | | |
| | 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | | For | | For | | |
| | 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | | For | | For | | |
| | 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | | For | | For | | |
| | 1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | | For | | For | | |
| | 1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | | For | | For | | |
| | 1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | | For | | For | | |
| | 1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | | For | | For | | |
| | 1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | | For | | For | | |
| | 1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | | For | | For | | |
| | 1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | | For | | For | | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | | For | | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | | 1 Year | | For | | |
| | 4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 | Management | | For | | For | | |
| | 5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN | Management | | For | | For | | |
| | 6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN | Management | | For | | For | | |
| | CISCO SYSTEMS, INC. | | |
| | Security | 17275R102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CSCO | | | | | | Meeting Date | 11-Dec-2017 | |
| | ISIN | US17275R1023 | | | | | | Agenda | 934694147 - Management | |
| | Record Date | 13-Oct-2017 | | | | | | Holding Recon Date | 13-Oct-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 08-Dec-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | | For | | For | | |
| | 1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | | For | | For | | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | | For | | For | | |
| | 1D. | ELECTION OF DIRECTOR: AMY L. CHANG | Management | | For | | For | | |
| | 1E. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | | For | | For | | |
| | 1F. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | | For | | For | | |
| | 1G. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | | For | | For | | |
| | 1H. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | | For | | For | | |
| | 1I. | ELECTION OF DIRECTOR: ARUN SARIN | Management | | For | | For | | |
| | 1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Management | | For | | For | | |
| | 1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | | For | | For | | |
| | 2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | | For | | For | | |
| | 3. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | Management | | For | | For | | |
| | 4. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | | For | | For | | |
| | 5. | RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | | 1 Year | | For | | |
| | 6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | | For | | For | | |
| | 7. | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Shareholder | | Against | | For | | |
| | NOVO NORDISK A/S | | |
| | Security | K72807132 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 22-Mar-2018 | |
| | ISIN | DK0060534915 | | | | | | Agenda | 708994834 - Management | |
| | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 | |
| | City / | Country | | COPENH AGEN | / | Denmark | | | | | Vote Deadline Date | 14-Mar-2018 | |
| | SEDOL(s) | BHC8X90 - BHK3FW4 - BHWQM42 - BHWQMV9 - BHY3360 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | | | | | | |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 876788 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS 1 & 8 WITH SPLITTING OF RESOLUTION 5.3. ALL-VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.2, 5.3.A TO 5.3.F AND 6. THANK YOU | Non-Voting | | | | | | |
| | 1 | THE BOARD OF DIRECTORS ORAL REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST-FINANCIAL YEAR | Non-Voting | | | | | | |
| | 2 | ADOPTION OF THE STATUTORY ANNUAL REPORT 2017 | Management | | For | | For | | |
| | 3.1 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 AND THE REMUNERATION LEVEL FOR 2018: APPROVAL OF ACTUAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 | Management | | For | | For | | |
| | 3.2 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 AND THE REMUNERATION LEVEL FOR 2018: APPROVAL OF THE REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2018 | Management | | For | | For | | |
| | 4 | RESOLUTION TO DISTRIBUTE THE PROFIT: DKK 7.85 PER SHARE | Management | | For | | For | | |
| | 5.1 | ELECTION OF HELGE LUND AS CHAIRMAN | Management | | For | | For | | |
| | 5.2 | ELECTION OF JEPPE CHRISTIANSEN AS VICE CHAIRMAN | Management | | For | | For | | |
| | 5.3.A | ELECTION OF BRIAN DANIELS TO THE BOARD OF DIRECTORS | Management | | For | | For | | |
| | 5.3.B | ELECTION OF ANDREAS FIBIG TO THE BOARD OF DIRECTORS | Management | | For | | For | | |
| | 5.3.C | ELECTION OF SYLVIE GREGOIRE TO THE BOARD OF DIRECTORS | Management | | For | | For | | |
| | 5.3.D | ELECTION OF LIZ HEWITT TO THE BOARD OF DIRECTORS | Management | | For | | For | | |
| | 5.3.E | ELECTION OF KASIM KUTAY TO THE BOARD OF DIRECTORS | Management | | For | | For | | |
| | 5.3.F | ELECTION OF MARTIN MACKAY TO THE BOARD OF DIRECTORS | Management | | For | | For | | |
| | 6 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR | Management | | For | | For | | |
| | 7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL FROM DKK 392,512,800 TO DKK 382,512,800 | Management | | For | | For | | |
| | 7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES | Management | | For | | For | | |
| | 7.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: APPROVAL OF CHANGES TO THE REMUNERATION PRINCIPLES | Management | | For | | For | | |
| | 8 | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| | CMMT | 27 FEB 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT-OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 885497-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | RANDSTAD HOLDING NV | | |
| | Security | N7291Y137 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Mar-2018 | |
| | ISIN | NL0000379121 | | | | | | Agenda | 708976545 - Management | |
| | Record Date | 27-Feb-2018 | | | | | | Holding Recon Date | 27-Feb-2018 | |
| | City / | Country | | DIEMEN | / | Netherlands | | | | | Vote Deadline Date | 19-Mar-2018 | |
| | SEDOL(s) | 5228658 - 5360334 - B02P0H9 - B4L9757 - BF44767 - BHZLQM0 - BYSCB02 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | OPENING | Non-Voting | | | | | | |
| | 2.A | REPORT OF THE EXECUTIVE BOARD AND REPORT OF THE SUPERVISORY BOARD FOR THE-FINANCIAL YEAR 2017 | Non-Voting | | | | | | |
| | 2.B | MAIN ITEMS CORPORATE GOVERNANCE STRUCTURE AND COMPLIANCE WITH THE CORPORATE-GOVERNANCE CODE IN 2017 | Non-Voting | | | | | | |
| | 2.C | ACCOUNT FOR APPLICATION OF THE REMUNERATION POLICY IN 2017 | Non-Voting | | | | | | |
| | 2.D | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS 2017 | Management | | For | | For | | |
| | 2.E | EXPLANATION OF THE POLICY ON RESERVES AND DIVIDENDS | Non-Voting | | | | | | |
| | 2.F | PROPOSAL TO DETERMINE THE REGULAR DIVIDEND OVER THE FINANCIAL YEAR 2017: EUR 2.07 PER SHARE | Management | | For | | For | | |
| | 2.G | PROPOSAL TO DETERMINE A SPECIAL DIVIDEND OVER THE FINANCIAL YEAR 2017: EUR 0.69 PER SHARE | Management | | For | | For | | |
| | 3.A | DISCHARGE OF LIABILITY OF THE MEMBERS OF THE EXECUTIVE BOARD FOR THE MANAGEMENT | Management | | For | | For | | |
| | 3.B | DISCHARGE OF LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE SUPERVISION OF THE MANAGEMENT | Management | | For | | For | | |
| | 4.A | PROPOSAL TO REAPPOINT JACQUES VAN DEN BROEK AS MEMBER OF THE EXECUTIVE BOARD | Management | | For | | For | | |
| | 4.B | PROPOSAL TO REAPPOINT CHRIS HEUTINK AS MEMBER OF THE EXECUTIVE BOARD | Management | | For | | For | | |
| | 4.C | PROPOSAL TO APPOINT HENRY SCHIRMER AS MEMBER OF THE EXECUTIVE BOARD | Management | | For | | For | | |
| | 4.D | PROPOSAL TO AD-HOC AMEND THE REMUNERATION POLICY OF THE EXECUTIVE BOARD IN REGARD TO THE APPOINTMENT OF HENRY SCHIRMER | Management | | For | | For | | |
| | 5.A | PROPOSAL TO REAPPOINT FRANK DORJEE AS MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| | 5.B | PROPOSAL TO APPOINT ANNET ARIS AS MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | | |
| | 6.A | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO ISSUE SHARES | Management | | For | | For | | |
| | 6.B | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHT TO ANY ISSUE OF SHARES | Management | | For | | For | | |
| | 6.C | PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD TO REPURCHASE ORDINARY SHARES | Management | | For | | For | | |
| | 6.D | PROPOSAL TO CANCEL REPURCHASED ORDINARY SHARES | Management | | For | | For | | |
| | 7 | PROPOSED TO CHANGE THE ARTICLES OF ASSOCIATION IN RESPECT OF THE FOLLOWING SUBJECTS: 1. AN OVERALL MODERNISATION OF THE ARTICLES OF ASSOCIATION, AS WELL AS THE FOLLOWING CHANGES IN THE LAW: ACT OF 6 JUNE 2011 (WHICH TOOK EFFECT ON 1 JANUARY 2013) TO AMEND BOOK 2 OF THE DUTCH CIVIL CODE (BURGERLIJK WETBOEK) IN CONNECTION WITH THE APPROXIMATION OF THE RULES ON MANAGEMENT AND SUPERVISION IN PUBLIC AND PRIVATE COMPANIES (MANAGEMENT AND SUPERVISION ACT (WET BESTUUR EN TOEZICHT)) AND IMPLEMENTATION ACT ANNUAL ACCOUNTS DIRECTIVE (UITVOERINGSWET RICH TLIJN JAARREKENING) (WHICH TOOK EFFECT ON 1 NOVEMBER 2015) 2. CHANGE OF NAME OF THE COMPANY INTO RANDSTAD N.V. 3. BRING THE ARTICLES OF ASSOCIATION IN LINE WITH TODAY'S STANDARDS, LAWS AND PRACTISE 4. CONFLICT OF INTEREST RULES 5. PURSUANT TO ARTICLE I PART A OF THE IMPLEMENTATION ACT ANNUAL ACCOUNTS DIRECTIVE (UIT VOERINGSWET RICHTLIJN JAARREKENING) THE LEGAL TERM ANNUAL REPORT (JAAR VERSLAG) HAS BEEN CHANGED INTO THE REPORT OF THE MANAGING BOARD (BESTU URSVERSLAG) | Management | | For | | For | | |
| | 8 | PROPOSAL TO REAPPOINT DELOITTE ACCOUNTANTS BV AS EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2019 | Management | | For | | For | | |
| | 9 | ANY OTHER BUSINESS | Non-Voting | | | | | | |
| | 10 | CLOSING | Non-Voting | | | | | | |
| | JAPAN TOBACCO INC. | | |
| | Security | J27869106 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Mar-2018 | |
| | ISIN | JP3726800000 | | | | | | Agenda | 708992400 - Management | |
| | Record Date | 31-Dec-2017 | | | | | | Holding Recon Date | 31-Dec-2017 | |
| | City / | Country | | TOKYO | / | Japan | | | | | Vote Deadline Date | 25-Mar-2018 | |
| | SEDOL(s) | 5754357 - 6474535 - B02H525 - B170KG5 - BHZL1B4 | | | | Quick Code | 29140 | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | | Please reference meeting materials. | Non-Voting | | | | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| | 2 | Amend Articles to: Eliminate the Articles Related to Counselors and Advisors | Management | | Abstain | | Against | | |
| | 3.1 | Appoint a Director Tango, Yasutake | Management | | For | | For | | |
| | 3.2 | Appoint a Director Terabatake, Masamichi | Management | | For | | For | | |
| | 3.3 | Appoint a Director Iwai, Mutsuo | Management | | For | | For | | |
| | 3.4 | Appoint a Director Minami, Naohiro | Management | | For | | For | | |
| | 3.5 | Appoint a Director Hirowatari, Kiyohide | Management | | For | | For | | |
| | 3.6 | Appoint a Director Koda, Main | Management | | For | | For | | |
| | 3.7 | Appoint a Director Watanabe, Koichiro | Management | | For | | For | | |
| | 4 | Appoint a Corporate Auditor Nagata, Ryoko | Management | | For | | For | | |
| | 5 | Appoint a Substitute Corporate Auditor Masaki, Michio | Management | | For | | For | | |
| | ANTA SPORTS PRODUCTS LTD | | |
| | Security | G04011105 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 10-Apr-2018 | |
| | ISIN | KYG040111059 | | | | | | Agenda | 709025589 - Management | |
| | Record Date | 03-Apr-2018 | | | | | | Holding Recon Date | 03-Apr-2018 | |
| | City / | Country | | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 05-Apr-2018 | |
| | SEDOL(s) | B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0307/LTN20180307488.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0307/LTN20180307469.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HK41 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO DECLARE A SPECIAL DIVIDEND OF HK16 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 4 | TO RE-ELECT MR. DING SHIJIA AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO RE-ELECT MR. LAI SHIXIAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. YEUNG CHI TAT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | | For | | For | | |
| | 8 | TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | | For | | For | | |
| | 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | | For | | For | | |
| | 11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO.9 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 10 | Management | | For | | For | | |
| | BRITISH AMERICAN TOBACCO P.L.C. | | |
| | Security | G1510J102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 25-Apr-2018 | |
| | ISIN | GB0002875804 | | | | | | Agenda | 709091374 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 23-Apr-2018 | |
| | City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 19-Apr-2018 | |
| | SEDOL(s) | 0287580 - 5617278 - B02S755 - B3DCKS1 - B3F9DG9 - B3FKPZ5 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | RECEIPT OF THE 2017 ANNUAL REPORT AND ACCOUNTS | Management | | For | | For | | |
| | 2 | APPROVAL OF THE 2017 DIRECTORS' REMUNERATION REPORT | Management | | For | | For | | |
| | 3 | REAPPOINTMENT OF THE AUDITORS: KPMG LLP | Management | | For | | For | | |
| | 4 | AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE THE AUDITORS' REMUNERATION | Management | | For | | For | | |
| | 5 | RE-ELECTION OF RICHARD BURROWS AS A DIRECTOR (N) | Management | | For | | For | | |
| | 6 | RE-ELECTION OF NICANDRO DURANTE AS A DIRECTOR | Management | | For | | For | | |
| | 7 | RE-ELECTION OF SUE FARR AS A DIRECTOR (N, R) | Management | | For | | For | | |
| | 8 | RE-ELECTION OF DR MARION HELMES AS A DIRECTOR (A, N) | Management | | For | | For | | |
| | 9 | RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, R) | Management | | For | | For | | |
| | 10 | RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A DIRECTOR (N, R) | Management | | For | | For | | |
| | 11 | RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR (A, N) | Management | | For | | For | | |
| | 12 | RE-ELECTION OF BEN STEVENS AS A DIRECTOR | Management | | For | | For | | |
| | 13 | ELECTION OF LUC JOBIN AS A DIRECTOR (N, R) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Management | | For | | For | | |
| | 14 | ELECTION OF HOLLY KELLER KOEPPEL AS A DIRECTOR (A, N) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Management | | For | | For | | |
| | 15 | ELECTION OF LIONEL NOWELL, III AS A DIRECTOR (A, N) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Management | | For | | For | | |
| | 16 | RENEWAL OF THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | | For | | For | | |
| | 17 | RENEWAL OF THE DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | | For | | For | | |
| | 18 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | |
| | 19 | AUTHORITY TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE | Management | | Abstain | | Against | | |
| | 20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | | For | | For | | |
| | EATON CORPORATION PLC | | |
| | Security | G29183103 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ETN | | | | | | Meeting Date | 25-Apr-2018 | |
| | ISIN | IE00B8KQN827 | | | | | | Agenda | 934739080 - Management | |
| | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Craig Arnold | Management | | For | | For | | |
| | 1b. | Election of Director: Todd M. Bluedorn | Management | | For | | For | | |
| | 1c. | Election of Director: Christopher M. Connor | Management | | For | | For | | |
| | 1d. | Election of Director: Michael J. Critelli | Management | | For | | For | | |
| | 1e. | Election of Director: Richard H. Fearon | Management | | For | | For | | |
| | 1f. | Election of Director: Charles E. Golden | Management | | For | | For | | |
| | 1g. | Election of Director: Arthur E. Johnson | Management | | For | | For | | |
| | 1h. | Election of Director: Deborah L. McCoy | Management | | For | | For | | |
| | 1i. | Election of Director: Gregory R. Page | Management | | For | | For | | |
| | 1j. | Election of Director: Sandra Pianalto | Management | | For | | For | | |
| | 1k. | Election of Director: Gerald B. Smith | Management | | For | | For | | |
| | 1l. | Election of Director: Dorothy C. Thompson | Management | | For | | For | | |
| | 2. | Approving the appointment of Ernst & Young LLP as independent auditor for 2018 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | | For | | For | | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | | For | | For | | |
| | 4. | Approving a proposal to grant the Board authority to issue shares. | Management | | For | | For | | |
| | 5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | | For | | For | | |
| | 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | | For | | For | | |
| | DANONE | | |
| | Security | F12033134 | | | | | | Meeting Type | MIX | |
| | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 | |
| | ISIN | FR0000120644 | | | | | | Agenda | 708995317 - Management | |
| | Record Date | 23-Apr-2018 | | | | | | Holding Recon Date | 23-Apr-2018 | |
| | City / | Country | | PARIS | / | France | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | SEDOL(s) | 0799085 - 5981810 - 5983560 - 5984057 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - B4XJ1P3 - B92MW33 - BF445H4 - BH7KCW7 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | | | | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | | | | | |
| | CMMT | 04 APR 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0226/20180226 1-800375.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0404/20180404 1-800879.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | O.1 | APPROVAL OF CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | O.2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND SETTING OF THE DIVIDEND AT 1.90 EURO PER SHARE | Management | | For | | For | | |
| | O.4 | OPTION FOR THE PAYMENT OF DIVIDEND IN SHARES | Management | | For | | For | | |
| | O.5 | RENEWAL OF THE TERM OF OFFICE OF MR. BENOIT POTIER AS DIRECTOR | Management | | For | | For | | |
| | O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. VIRGINIA STALLINGS AS DIRECTOR PURSUANT TO ARTICLE 15-II OF THE BY-LAWS | Management | | For | | For | | |
| | O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. SERPIL TIMURAY AS DIRECTOR | Management | | For | | For | | |
| | O.8 | APPOINTMENT OF MR. MICHEL LANDEL AS DIRECTOR | Management | | For | | For | | |
| | O.9 | APPOINTMENT OF MRS. CECILE CABANIS AS DIRECTOR | Management | | For | | For | | |
| | O.10 | APPOINTMENT OF MR. GUIDO BARILLA AS DIRECTOR | Management | | For | | For | | |
| | O.11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017, TO MR. FRANCK RIBOUD, CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL 30 NOVEMBER 2017 | Management | | For | | For | | |
| | O.12 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 TO MR. EMMANUEL FABER, CHIEF EXECUTIVE OFFICER UNTIL 30 NOVEMBER 2017 AS WELL AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER AS OF 1 DECEMBER 2017 | Management | | For | | For | | |
| | O.13 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | | For | | For | | |
| | O.14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY, HOLD OR TRANSFER SHARES OF THE COMPANY | Management | | For | | For | | |
| | E.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE EXISTING OR TO BE ISSUED SHARES OF THE COMPANY WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS | Management | | For | | For | | |
| | E.16 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | | For | | For | | |
| | JOHNSON & JOHNSON | | |
| | Security | 478160104 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | JNJ | | | | | | Meeting Date | 26-Apr-2018 | |
| | ISIN | US4781601046 | | | | | | Agenda | 934737620 - Management | |
| | Record Date | 27-Feb-2018 | | | | | | Holding Recon Date | 27-Feb-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 25-Apr-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Mary C. Beckerle | Management | | For | | For | | |
| | 1b. | Election of Director: D. Scott Davis | Management | | For | | For | | |
| | 1c. | Election of Director: Ian E. L. Davis | Management | | For | | For | | |
| | 1d. | Election of Director: Jennifer A. Doudna | Management | | For | | For | | |
| | 1e. | Election of Director: Alex Gorsky | Management | | For | | For | | |
| | 1f. | Election of Director: Mark B. McClellan | Management | | For | | For | | |
| | 1g. | Election of Director: Anne M. Mulcahy | Management | | For | | For | | |
| | 1h. | Election of Director: William D. Perez | Management | | For | | For | | |
| | 1i. | Election of Director: Charles Prince | Management | | For | | For | | |
| | 1j. | Election of Director: A. Eugene Washington | Management | | For | | For | | |
| | 1k. | Election of Director: Ronald A. Williams | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | | For | | For | | |
| | 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 | Management | | For | | For | | |
| | 4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures | Shareholder | | For | | Against | | |
| | 5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting | Shareholder | | Against | | For | | |
| | UNITED TECHNOLOGIES CORPORATION | | |
| | Security | 913017109 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | UTX | | | | | | Meeting Date | 30-Apr-2018 | |
| | ISIN | US9130171096 | | | | | | Agenda | 934741605 - Management | |
| | Record Date | 02-Mar-2018 | | | | | | Holding Recon Date | 02-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 27-Apr-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Lloyd J. Austin III | Management | | For | | For | | |
| | 1b. | Election of Director: Diane M. Bryant | Management | | For | | For | | |
| | 1c. | Election of Director: John V. Faraci | Management | | For | | For | | |
| | 1d. | Election of Director: Jean-Pierre Garnier | Management | | For | | For | | |
| | 1e. | Election of Director: Gregory J. Hayes | Management | | For | | For | | |
| | 1f. | Election of Director: Ellen J. Kullman | Management | | For | | For | | |
| | 1g. | Election of Director: Marshall O. Larsen | Management | | For | | For | | |
| | 1h. | Election of Director: Harold W. McGraw III | Management | | For | | For | | |
| | 1i. | Election of Director: Margaret L. O'Sullivan | Management | | For | | For | | |
| | 1j. | Election of Director: Fredric G. Reynolds | Management | | For | | For | | |
| | 1k. | Election of Director: Brian C. Rogers | Management | | For | | For | | |
| | 1l. | Election of Director: Christine Todd Whitman | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| | 3. | Approve the UTC 2018 Long-Term Incentive Plan. | Management | | For | | For | | |
| | 4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2018. | Management | | For | | For | | |
| | 5. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. | Management | | For | | For | | |
| | 6. | Shareowner Proposal: Reduce Threshold to Call Special Meetings from 25% to 10%. | Shareholder | | Against | | For | | |
| | UNILEVER PLC | | |
| | Security | G92087165 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 02-May-2018 | |
| | ISIN | GB00B10RZP78 | | | | | | Agenda | 709075320 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 30-Apr-2018 | |
| | City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 26-Apr-2018 | |
| | SEDOL(s) | B10RZP7 - B156Y63 - B15F6K8 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | | For | | For | | |
| | 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | | For | | For | | |
| | 4 | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 5 | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 7 | TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 8 | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 9 | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 10 | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 11 | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 12 | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 13 | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 14 | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 15 | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 16 | TO ELECT MS A JUNG AS A NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 17 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | | For | | For | | |
| | 18 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | | For | | For | | |
| | 19 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | | For | | For | | |
| | 20 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | | For | | For | | |
| | 21 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | | For | | For | | |
| | 22 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | | For | | For | | |
| | 23 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | |
| | 24 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | | For | | For | | |
| | GENERAL DYNAMICS CORPORATION | | |
| | Security | 369550108 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GD | | | | | | Meeting Date | 02-May-2018 | |
| | ISIN | US3695501086 | | | | | | Agenda | 934744536 - Management | |
| | Record Date | 08-Mar-2018 | | | | | | Holding Recon Date | 08-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 01-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: James S. Crown | Management | | For | | For | | |
| | 1b. | Election of Director: Rudy F. deLeon | Management | | For | | For | | |
| | 1c. | Election of Director: Lester L. Lyles | Management | | For | | For | | |
| | 1d. | Election of Director: Mark M. Malcolm | Management | | For | | For | | |
| | 1e. | Election of Director: Phebe N. Novakovic | Management | | For | | For | | |
| | 1f. | Election of Director: C. Howard Nye | Management | | For | | For | | |
| | 1g. | Election of Director: William A. Osborn | Management | | For | | For | | |
| | 1h. | Election of Director: Catherine B. Reynolds | Management | | For | | For | | |
| | 1i. | Election of Director: Laura J. Schumacher | Management | | For | | For | | |
| | 1j. | Election of Director: Peter A. Wall | Management | | For | | For | | |
| | 2. | Advisory Vote on the Selection of Independent Auditors | Management | | For | | For | | |
| | 3. | Advisory Vote to approve Executive Compensation | Management | | For | | For | | |
| | 4. | Shareholder Proposal to reduce the ownership threshold required to call a special shareholder meeting | Shareholder | | Against | | For | | |
| | RECKITT BENCKISER GROUP PLC | | |
| | Security | G74079107 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 | |
| | ISIN | GB00B24CGK77 | | | | | | Agenda | 709144240 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 01-May-2018 | |
| | City / | Country | | HAYES | / | United Kingdom | | | | | Vote Deadline Date | 27-Apr-2018 | |
| | SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 - BRTM7X7 - BVGHC61 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | TO RECEIVE THE 2017 REPORT AND FINANCIAL STATEMENTS | Management | | For | | For | | |
| | 2 | TO RECEIVE AND ADOPT THE DIRECTORS' REMUNERATION REPORT | Management | | For | | For | | |
| | 3 | TO DECLARE A FINAL DIVIDEND | Management | | For | | For | | |
| | 4 | TO RE-ELECT NICANDRO DURANTE | Management | | For | | For | | |
| | 5 | TO RE-ELECT MARY HARRIS | Management | | For | | For | | |
| | 6 | TO RE-ELECT ADRIAN HENNAH | Management | | For | | For | | |
| | 7 | TO RE-ELECT RAKESH KAPOOR | Management | | For | | For | | |
| | 8 | TO RE-ELECT PAMELA KIRBY | Management | | For | | For | | |
| | 9 | TO RE-ELECT ANDRE LACROIX | Management | | For | | For | | |
| | 10 | TO RE-ELECT CHRIS SINCLAIR | Management | | For | | For | | |
| | 11 | TO RE-ELECT WARREN TUCKER | Management | | For | | For | | |
| | 12 | TO APPOINT KPMG LLP AS AUDITOR | Management | | For | | For | | |
| | 13 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR'S REMUNERATION | Management | | For | | For | | |
| | 14 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | | For | | For | | |
| | 15 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | | For | | For | | |
| | 16 | TO RENEW THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF UP TO 5 PER CENT OF ISSUED SHARE CAPITAL | Management | | For | | For | | |
| | 17 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS IN RESPECT OF AN ADDITIONAL 5 PER CENT OF ISSUED SHARE CAPITAL | Management | | For | | For | | |
| | 18 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | |
| | 19 | TO APPROVE THE CALLING OF GENERAL MEETINGS ON 14 CLEAR DAYS' NOTICE | Management | | For | | For | | |
| | CMMT | 23 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | ABBVIE INC. | | |
| | Security | 00287Y109 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ABBV | | | | | | Meeting Date | 04-May-2018 | |
| | ISIN | US00287Y1091 | | | | | | Agenda | 934746768 - Management | |
| | Record Date | 07-Mar-2018 | | | | | | Holding Recon Date | 07-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 03-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Roxanne S. Austin | | | | For | | For | | |
| | | | 2 | Richard A. Gonzalez | | | | For | | For | | |
| | | | 3 | Rebecca B. Roberts | | | | For | | For | | |
| | | | 4 | Glenn F. Tilton | | | | For | | For | | |
| | 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2018 | Management | | For | | For | | |
| | 3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | | For | | For | | |
| | 4. | Say When on Pay - An advisory vote on the frequency of the advisory vote to approve executive compensation | Management | | 1 Year | | For | | |
| | 5. | Approval of a management proposal regarding amendment of the certificate of incorporation for the annual election of directors | Management | | For | | For | | |
| | 6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | | For | | For | | |
| | 7. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | | Against | | For | | |
| | 8. | Stockholder Proposal - to Separate Chair and CEO | Shareholder | | For | | Against | | |
| | 9. | Stockholder Proposal - to Issue an Annual Compensation Committee Report on Drug Pricing | Shareholder | | Against | | For | | |
| | ILLINOIS TOOL WORKS INC. | | |
| | Security | 452308109 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ITW | | | | | | Meeting Date | 04-May-2018 | |
| | ISIN | US4523081093 | | | | | | Agenda | 934746883 - Management | |
| | Record Date | 06-Mar-2018 | | | | | | Holding Recon Date | 06-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 03-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Daniel J. Brutto | Management | | For | | For | | |
| | 1b. | Election of Director: Susan Crown | Management | | For | | For | | |
| | 1c. | Election of Director: James W. Griffith | Management | | For | | For | | |
| | 1d. | Election of Director: Jay L. Henderson | Management | | For | | For | | |
| | 1e. | Election of Director: Richard H. Lenny | Management | | For | | For | | |
| | 1f. | Election of Director: E. Scott Santi | Management | | For | | For | | |
| | 1g. | Election of Director: James A. Skinner | Management | | For | | For | | |
| | 1h. | Election of Director: David B. Smith, Jr. | Management | | For | | For | | |
| | 1i. | Election of Director: Pamela B. Strobel | Management | | For | | For | | |
| | 1j. | Election of Director: Kevin M. Warren | Management | | For | | For | | |
| | 1k. | Election of Director: Anre D. Williams | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | 3. | Advisory vote to approve compensation of ITW's named executive officers. | Management | | For | | For | | |
| | 4. | A non-binding stockholder proposal, if presented at the meeting, to change the ownership threshold to call special meetings. | Shareholder | | Against | | For | | |
| | 5. | A non-binding stockholder proposal, if presented at the meeting, to set Company-wide greenhouse gas emissions targets. | Shareholder | | Against | | For | | |
| | AFLAC INCORPORATED | | |
| | Security | 001055102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AFL | | | | | | Meeting Date | 07-May-2018 | |
| | ISIN | US0010551028 | | | | | | Agenda | 934740273 - Management | |
| | Record Date | 28-Feb-2018 | | | | | | Holding Recon Date | 28-Feb-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 04-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Daniel P. Amos | Management | | For | | For | | |
| | 1b. | Election of Director: W. Paul Bowers | Management | | For | | For | | |
| | 1c. | Election of Director: Toshihiko Fukuzawa | Management | | For | | For | | |
| | 1d. | Election of Director: Douglas W. Johnson | Management | | For | | For | | |
| | 1e. | Election of Director: Robert B. Johnson | Management | | For | | For | | |
| | 1f. | Election of Director: Thomas J. Kenny | Management | | For | | For | | |
| | 1g. | Election of Director: Karole F. Lloyd | Management | | For | | For | | |
| | 1h. | Election of Director: Joseph L. Moskowitz | Management | | For | | For | | |
| | 1i. | Election of Director: Barbara K. Rimer, DrPH | Management | | For | | For | | |
| | 1j. | Election of Director: Katherine T. Rohrer | Management | | For | | For | | |
| | 1k. | Election of Director: Melvin T. Stith | Management | | For | | For | | |
| | 2. | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2018 Annual Meeting of Shareholders and Proxy Statement" | Management | | For | | For | | |
| | 3. | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2018 | Management | | For | | For | | |
| | CME GROUP INC. | | |
| | Security | 12572Q105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CME | | | | | | Meeting Date | 09-May-2018 | |
| | ISIN | US12572Q1058 | | | | | | Agenda | 934757622 - Management | |
| | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 08-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Equity Director: Terrence A. Duffy | Management | | For | | For | | |
| | 1b. | Election of Equity Director: Timothy S. Bitsberger | Management | | For | | For | | |
| | 1c. | Election of Equity Director: Charles P. Carey | Management | | For | | For | | |
| | 1d. | Election of Equity Director: Dennis H. Chookaszian | Management | | For | | For | | |
| | 1e. | Election of Equity Director: Ana Dutra | Management | | For | | For | | |
| | 1f. | Election of Equity Director: Martin J. Gepsman | Management | | For | | For | | |
| | 1g. | Election of Equity Director: Larry G. Gerdes | Management | | For | | For | | |
| | 1h. | Election of Equity Director: Daniel R. Glickman | Management | | For | | For | | |
| | 1i. | Election of Equity Director: Deborah J. Lucas | Management | | For | | For | | |
| | 1j. | Election of Equity Director: Alex J. Pollock | Management | | For | | For | | |
| | 1k. | Election of Equity Director: Terry L. Savage | Management | | For | | For | | |
| | 1l. | Election of Equity Director: William R. Shepard | Management | | For | | For | | |
| | 1m. | Election of Equity Director: Howard J. Siegel | Management | | For | | For | | |
| | 1n. | Election of Equity Director: Dennis A. Suskind | Management | | For | | For | | |
| | 2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | 3. | Advisory vote on the compensation of our named executive officers. | Management | | For | | For | | |
| | BAE SYSTEMS PLC | | |
| | Security | G06940103 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 10-May-2018 | |
| | ISIN | GB0002634946 | | | | | | Agenda | 709151928 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 08-May-2018 | |
| | City / | Country | | HAMPSH IRE | / | United Kingdom | | | | | Vote Deadline Date | 03-May-2018 | |
| | SEDOL(s) | 0263494 - 2100425 - 5473759 - B02S669 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | For | | For | | |
| | 2 | APPROVE REMUNERATION REPORT | Management | | For | | For | | |
| | 3 | APPROVE FINAL DIVIDEND | Management | | For | | For | | |
| | 4 | RE-ELECT SIR ROGER CARR AS DIRECTOR | Management | | For | | For | | |
| | 5 | RE-ELECT ELIZABETH CORLEY AS DIRECTOR | Management | | For | | For | | |
| | 6 | RE-ELECT JERRY DEMURO AS DIRECTOR | Management | | For | | For | | |
| | 7 | RE-ELECT HARRIET GREEN AS DIRECTOR | Management | | For | | For | | |
| | 8 | RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR | Management | | For | | For | | |
| | 9 | RE-ELECT PETER LYNAS AS DIRECTOR | Management | | For | | For | | |
| | 10 | RE-ELECT PAULA REYNOLDS AS DIRECTOR | Management | | For | | For | | |
| | 11 | RE-ELECT NICHOLAS ROSE AS DIRECTOR | Management | | For | | For | | |
| | 12 | RE-ELECT IAN TYLER AS DIRECTOR | Management | | For | | For | | |
| | 13 | RE-ELECT CHARLES WOODBURN AS DIRECTOR | Management | | For | | For | | |
| | 14 | ELECT REVATHI ADVAITHI AS DIRECTOR | Management | | For | | For | | |
| | 15 | APPOINT DELOITTE LLP AS AUDITORS | Management | | For | | For | | |
| | 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | | For | | For | | |
| | 17 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | | Abstain | | Against | | |
| | 18 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | | For | | For | | |
| | 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | | For | | For | | |
| | 20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | | For | | For | | |
| | 21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | | For | | For | | |
| | ARTHUR J. GALLAGHER & CO. | | |
| | Security | 363576109 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AJG | | | | | | Meeting Date | 15-May-2018 | |
| | ISIN | US3635761097 | | | | | | Agenda | 934753460 - Management | |
| | Record Date | 20-Mar-2018 | | | | | | Holding Recon Date | 20-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Sherry S. Barrat | Management | | For | | For | | |
| | 1b. | Election of Director: William L. Bax | Management | | For | | For | | |
| | 1c. | Election of Director: D. John Coldman | Management | | For | | For | | |
| | 1d. | Election of Director: Frank E. English, Jr. | Management | | For | | For | | |
| | 1e. | Election of Director: J. Patrick Gallagher, Jr. | Management | | For | | For | | |
| | 1f. | Election of Director: Elbert O. Hand | Management | | For | | For | | |
| | 1g. | Election of Director: David S. Johnson | Management | | For | | For | | |
| | 1h. | Election of Director: Kay W. McCurdy | Management | | For | | For | | |
| | 1i. | Election of Director: Ralph J. Nicoletti | Management | | For | | For | | |
| | 1j. | Election of Director: Norman L. Rosenthal | Management | | For | | For | | |
| | 2. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for 2018. | Management | | For | | For | | |
| | 3. | Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. | Management | | For | | For | | |
| | DEUTSCHE BOERSE AG, FRANKFURT AM MAIN | | |
| | Security | D1882G119 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 16-May-2018 | |
| | ISIN | DE0005810055 | | | | | | Agenda | 709140278 - Management | |
| | Record Date | 09-May-2018 | | | | | | Holding Recon Date | 09-May-2018 | |
| | City / | Country | | FRANKF URT AM MAIN | / | Germany | | | | | Vote Deadline Date | 08-May-2018 | |
| | SEDOL(s) | 7021963 - B01DFR9 - B0ZGJP0 - B5SMM84 - BF0Z720 - BHZLDG3 - BRK05V4 - BYL6SN3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | | | | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | | | | | | |
| | | PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | | | | | | | | |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01.05.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | | | | | | |
| | 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2017-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE PROPOSAL OF THE BOARD OF-MDS ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT | Non-Voting | | | | | | |
| | 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 470,000,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 2.45 PER NO-PAR SHARE EUR 15,366,928.45 SHALL BE CARRIED FORWARD EX- DIVIDEND DATE: MAY 17, 2018 PAYABLE DATE: MAY 22, 2018 | Management | | For | | For | | |
| | 3.1 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: CARSTEN KENGETER | Management | | For | | For | | |
| | 3.2 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: ANDREAS PREUSS | Management | | For | | For | | |
| | 3.3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: GREGOR POTTMEYER | Management | | For | | For | | |
| | 3.4 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: HAUKE STARS | Management | | For | | For | | |
| | 3.5 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: JEFFREY TESSLER | Management | | For | | For | | |
| | 4.1 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOACHIM FABER | Management | | For | | For | | |
| | 4.2 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RICHARD BERLIAND | Management | | For | | For | | |
| | 4.3 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ANN-KRISTIN ACHLEITNER | Management | | For | | For | | |
| | 4.4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: KARL-HEINZ FLOETHER | Management | | For | | For | | |
| | 4.5 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MARION FORNOFF | Management | | For | | For | | |
| | 4.6 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS-PETER GABE | Management | | For | | For | | |
| | 4.7 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: CRAIG HEIMARK | Management | | For | | For | | |
| | 4.8 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MONICA MAECHLER | Management | | For | | For | | |
| | 4.9 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ERHARD SCHIPPOREIT | Management | | For | | For | | |
| | 4.10 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JUTTA STUHLFAUTH | Management | | For | | For | | |
| | 4.11 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHANNES WITT | Management | | For | | For | | |
| | 4.12 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: AMY YOK TAK YIP | Management | | For | | For | | |
| | 5 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN RESPECT OF THE COM-POSITION AND ORGANISATION OF THE SUPERVISORY BOARD AND THE CHAIRING OF THE SHAREHOLDERS' MEETING SECTION 9(1) SHALL BE AMENDED IN RESPECT OF THE SUPERVISORY BOARD COMPRISING 16 MEMBERS. SECTION 13 SHALL BE REVISED. SECTION 17(1) SHALL BE AMENDED IN RESPECT OF THE SHAREHOLDERS' MEETING BEING CHAIRED BY THE CHAIRMAN OF THE SUPERVISORY BOARD OR, IF HE CANNOT ATTEND THE MEETING, BY A SUPERVISORY BOARD MEMBER WHO HAS BEEN ELECTED BY SIMPLE MAJORITY BY THE SUPERVISORY BOARD MEMBERS REPRESENTING THE SHARE-HOLDERS | Management | | For | | For | | |
| | 6.1 | ELECTION TO THE SUPERVISORY BOARD: RICHARD BERLIAND | Management | | For | | For | | |
| | 6.2 | ELECTION TO THE SUPERVISORY BOARD: JOACHIM FABER | Management | | For | | For | | |
| | 6.3 | ELECTION TO THE SUPERVISORY BOARD: KARL- HEINZ FLOETHER | Management | | For | | For | | |
| | 6.4 | ELECTION TO THE SUPERVISORY BOARD: BARBARA LAMBERT | Management | | For | | For | | |
| | 6.5 | ELECTION TO THE SUPERVISORY BOARD: AMY YOK TAK YIP | Management | | For | | For | | |
| | 6.6 | ELECTION TO THE SUPERVISORY BOARD: ANN- KRISTIN ACHLEITNER | Management | | For | | For | | |
| | 6.7 | ELECTION TO THE SUPERVISORY BOARD: MARTIN JETTER | Management | | For | | For | | |
| | 6.8 | ELECTION TO THE SUPERVISORY BOARD: JOACHIM NAGEL | Management | | For | | For | | |
| | 7 | APPOINTMENT OF AUDITORS FOR THE 2018 FINANCIAL YEAR: KPMG AG, BERLIN | Management | | For | | For | | |
| | HENGAN INTERNATIONAL GROUP COMPANY LIMITED | | |
| | Security | G4402L151 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 17-May-2018 | |
| | ISIN | KYG4402L1510 | | | | | | Agenda | 709245472 - Management | |
| | Record Date | 11-May-2018 | | | | | | Holding Recon Date | 11-May-2018 | |
| | City / | Country | | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 10-May-2018 | |
| | SEDOL(s) | 5754045 - 6136233 - B02V840 - BD8NHL1 - BP3RVH6 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL-LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN2018041246-7.pdf AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0412/LTN20180412450.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO RE-ELECT MR. XU SHUI SHEN AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 4 | TO RE-ELECT MR. XU DA ZUO AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 5 | TO RE-ELECT MR. SZE WONG KIM AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. HUI CHING CHI AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 7 | TO RE-ELECT MS. ADA YING KAY WONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | | For | | For | | |
| | 9 | TO RE-APPOINT AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 10 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT AND ISSUE SHARES | Management | | For | | For | | |
| | 11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO EXERCISE ALL POWERS OF THE COMPANY TO PURCHASE ITS OWN SECURITIES | Management | | For | | For | | |
| | 12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS PURSUANT TO RESOLUTION NO. 10 ABOVE BY AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF SHARES IN THE CAPITAL OF THE COMPANY PURCHASED BY THE COMPANY PURSUANT TO THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION NO. 11 ABOVE | Management | | For | | For | | |
| | NEX GROUP PLC | | |
| | Security | G6528A100 | | | | | | Meeting Type | Court Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 18-May-2018 | |
| | ISIN | GB00BZ02MH16 | | | | | | Agenda | 709347454 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 16-May-2018 | |
| | City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 14-May-2018 | |
| | SEDOL(s) | BYW12F7 - BYYRZQ5 - BZ02MH1 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | APPROVE THE SCHEME | Management | | For | | For | | |
| | CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | | | | | | |
| | NEX GROUP PLC | | |
| | Security | G6528A100 | | | | | | Meeting Type | Ordinary General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 18-May-2018 | |
| | ISIN | GB00BZ02MH16 | | | | | | Agenda | 709352710 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 16-May-2018 | |
| | City / | Country | | LONDON | / | United Kingdom | | | | | Vote Deadline Date | 14-May-2018 | |
| | SEDOL(s) | BYW12F7 - BYYRZQ5 - BZ02MH1 | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | (A) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | | For | | |
| | ROYAL DUTCH SHELL PLC | | |
| | Security | G7690A100 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 22-May-2018 | |
| | ISIN | GB00B03MLX29 | | | | | | Agenda | 709276996 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 18-May-2018 | |
| | City / | Country | | THE HAGUE | / | United Kingdom | | | | | Vote Deadline Date | 15-May-2018 | |
| | SEDOL(s) | B03MLX2 - B09CBL4 - B0DV8Y9 - B0F7DV7 - B0XPJL5 - BF448N1 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | | For | | For | | |
| | 2 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | | For | | For | | |
| | 3 | APPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 4 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management | | For | | For | | |
| | 5 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: EULEEN GOH | Management | | For | | For | | |
| | 6 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management | | For | | For | | |
| | 7 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: CATHERINE HUGHES | Management | | For | | For | | |
| | 8 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management | | For | | For | | |
| | 9 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: ROBERTO SETUBAL | Management | | For | | For | | |
| | 10 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management | | For | | For | | |
| | 11 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management | | For | | For | | |
| | 12 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: JESSICA UHL | Management | | For | | For | | |
| | 13 | REAPPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management | | For | | For | | |
| | 14 | REAPPOINTMENT OF AUDITORS: ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | | For | | For | | |
| | 15 | REMUNERATION OF AUDITORS | Management | | For | | For | | |
| | 16 | AUTHORITY TO ALLOT SHARES | Management | | For | | For | | |
| | 17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | | |
| | 18 | AUTHORITY TO PURCHASE OWN SHARES | Management | | For | | For | | |
| | 19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2018 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGES 6 TO 7 | Shareholder | | Abstain | | Against | | |
| | MERCK & CO., INC. | | |
| | Security | 58933Y105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MRK | | | | | | Meeting Date | 22-May-2018 | |
| | ISIN | US58933Y1055 | | | | | | Agenda | 934774262 - Management | |
| | Record Date | 28-Mar-2018 | | | | | | Holding Recon Date | 28-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Leslie A. Brun | Management | | For | | For | | |
| | 1b. | Election of Director: Thomas R. Cech | Management | | For | | For | | |
| | 1c. | Election of Director: Pamela J. Craig | Management | | For | | For | | |
| | 1d. | Election of Director: Kenneth C. Frazier | Management | | For | | For | | |
| | 1e. | Election of Director: Thomas H. Glocer | Management | | For | | For | | |
| | 1f. | Election of Director: Rochelle B. Lazarus | Management | | For | | For | | |
| | 1g. | Election of Director: John H. Noseworthy | Management | | For | | For | | |
| | 1h. | Election of Director: Paul B. Rothman | Management | | For | | For | | |
| | 1i. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| | 1j. | Election of Director: Craig B. Thompson | Management | | For | | For | | |
| | 1k. | Election of Director: Inge G. Thulin | Management | | For | | For | | |
| | 1l. | Election of Director: Wendell P. Weeks | Management | | For | | For | | |
| | 1m. | Election of Director: Peter C. Wendell | Management | | For | | For | | |
| | 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | 4. | Shareholder proposal concerning shareholders' right to act by written consent. | Shareholder | | Abstain | | Against | | |
| | WALMART INC. | | |
| | Security | 931142103 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | WMT | | | | | | Meeting Date | 30-May-2018 | |
| | ISIN | US9311421039 | | | | | | Agenda | 934793072 - Management | |
| | Record Date | 06-Apr-2018 | | | | | | Holding Recon Date | 06-Apr-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 29-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Stephen J. Easterbrook | Management | | For | | For | | |
| | 1b. | Election of Director: Timothy P. Flynn | Management | | For | | For | | |
| | 1c. | Election of Director: Sarah J. Friar | Management | | For | | For | | |
| | 1d. | Election of Director: Carla A. Harris | Management | | For | | For | | |
| | 1e. | Election of Director: Thomas W. Horton | Management | | For | | For | | |
| | 1f. | Election of Director: Marissa A. Mayer | Management | | For | | For | | |
| | 1g. | Election of Director: C. Douglas McMillon | Management | | For | | For | | |
| | 1h. | Election of Director: Gregory B. Penner | Management | | For | | For | | |
| | 1i. | Election of Director: Steven S Reinemund | Management | | For | | For | | |
| | 1j. | Election of Director: S. Robson Walton | Management | | For | | For | | |
| | 1k. | Election of Director: Steuart L. Walton | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | | For | | For | | |
| | 3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | | For | | For | | |
| | 4. | Request to Adopt an Independent Chair Policy | Shareholder | | For | | Against | | |
| | 5. | Request for Report on Racial or Ethnic Pay Gaps | Shareholder | | Abstain | | Against | | |
| | WPP PLC | | |
| | Security | G9788D103 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 13-Jun-2018 | |
| | ISIN | JE00B8KF9B49 | | | | | | Agenda | 709386317 - Management | |
| | Record Date | | | | | | | Holding Recon Date | 11-Jun-2018 | |
| | City / | Country | | LONDON | / | Jersey | | | | | Vote Deadline Date | 07-Jun-2018 | |
| | SEDOL(s) | B8KF9B4 - B9GRCY5 - B9GRDH5 - BD1MS89 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | For | | For | | |
| | 2 | APPROVE FINAL DIVIDEND: DIVIDEND OF 37.3 PENCE PER ORDINARY SHARE | Management | | For | | For | | |
| | 3 | APPROVE REMUNERATION REPORT | Management | | For | | For | | |
| | 4 | RE-ELECT: ROBERTO QUARTA AS DIRECTOR | Management | | For | | For | | |
| | 5 | RE-ELECT: DR JACQUES AIGRAIN AS DIRECTOR | Management | | For | | For | | |
| | 6 | RE-ELECT: RUIGANG LI AS DIRECTOR | Management | | For | | For | | |
| | 7 | RE-ELECT: PAUL RICHARDSON AS DIRECTOR | Management | | For | | For | | |
| | 8 | RE-ELECT: HUGO SHONG AS DIRECTOR | Management | | For | | For | | |
| | 9 | RE-ELECT: SALLY SUSMAN AS DIRECTOR | Management | | For | | For | | |
| | 10 | RE-ELECT: SOLOMON TRUJILLO AS DIRECTOR | Management | | For | | For | | |
| | 11 | RE-ELECT: SIR JOHN HOOD AS DIRECTOR | Management | | For | | For | | |
| | 12 | RE-ELECT: NICOLE SELIGMAN AS DIRECTOR | Management | | For | | For | | |
| | 13 | RE-ELECT: DANIELA RICCARDI AS DIRECTOR | Management | | For | | For | | |
| | 14 | RE-ELECT: TAREK FARAHAT AS DIRECTOR | Management | | For | | For | | |
| | 15 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | | For | | For | | |
| | 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | | For | | For | | |
| | 17 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | | For | | For | | |
| | 18 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | | For | | For | | |
| | 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | | For | | For | | |
| | 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | | For | | For | | |
| | CMMT | 14 MAY 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| Form N-PX Proxy Voting Records | | | | | | | | | | | |
| Guinness Atkinson Global Innovators Fund | | | | | | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | |
| | | | | | | | | | | | | | | | | |
| Vote Summary | |
| | NIKE, INC. | | |
| | Security | 654106103 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NKE | | | | | | Meeting Date | 21-Sep-2017 | |
| | ISIN | US6541061031 | | | | | | Agenda | 934663774 - Management | |
| | Record Date | 21-Jul-2017 | | | | | | Holding Recon Date | 21-Jul-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 20-Sep-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | ALAN B. GRAF, JR. | | | | For | | For | | |
| | | | 2 | JOHN C. LECHLEITER | | | | For | | For | | |
| | | | 3 | MICHELLE A. PELUSO | | | | For | | For | | |
| | 2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | | For | | For | | |
| | 3. | TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | | 1 Year | | For | | |
| | 4. | TO APPROVE THE NIKE, INC. LONG-TERM INCENTIVE PLAN, AS AMENDED. | Management | | For | | For | | |
| | 5. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | | Abstain | | Against | | |
| | 6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | For | | |
| | CISCO SYSTEMS, INC. | | |
| | Security | 17275R102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CSCO | | | | | | Meeting Date | 11-Dec-2017 | |
| | ISIN | US17275R1023 | | | | | | Agenda | 934694147 - Management | |
| | Record Date | 13-Oct-2017 | | | | | | Holding Recon Date | 13-Oct-2017 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 08-Dec-2017 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | | For | | For | | |
| | 1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | | For | | For | | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | | For | | For | | |
| | 1D. | ELECTION OF DIRECTOR: AMY L. CHANG | Management | | For | | For | | |
| | 1E. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | | For | | For | | |
| | 1F. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | | For | | For | | |
| | 1G. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | | For | | For | | |
| | 1H. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | | For | | For | | |
| | 1I. | ELECTION OF DIRECTOR: ARUN SARIN | Management | | For | | For | | |
| | 1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Management | | For | | For | | |
| | 1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | | For | | For | | |
| | 2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | | For | | For | | |
| | 3. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | Management | | For | | For | | |
| | 4. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | | For | | For | | |
| | 5. | RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | | 1 Year | | For | | |
| | 6. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. | Management | | For | | For | | |
| | 7. | APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. | Shareholder | | Against | | For | | |
| | APPLIED MATERIALS, INC. | | |
| | Security | 038222105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AMAT | | | | | | Meeting Date | 08-Mar-2018 | |
| | ISIN | US0382221051 | | | | | | Agenda | 934722302 - Management | |
| | Record Date | 10-Jan-2018 | | | | | | Holding Recon Date | 10-Jan-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 07-Mar-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Judy Bruner | Management | | For | | For | | |
| | 1B. | Election of Director: Xun (Eric) Chen | Management | | For | | For | | |
| | 1C. | Election of Director: Aart J. de Geus | Management | | For | | For | | |
| | 1D. | Election of Director: Gary E. Dickerson | Management | | For | | For | | |
| | 1E. | Election of Director: Stephen R. Forrest | Management | | For | | For | | |
| | 1F. | Election of Director: Thomas J. Iannotti | Management | | For | | For | | |
| | 1G. | Election of Director: Alexander A. Karsner | Management | | For | | For | | |
| | 1H. | Election of Director: Adrianna C. Ma | Management | | For | | For | | |
| | 1I. | Election of Director: Scott A. McGregor | Management | | For | | For | | |
| | 1J. | Election of Director: Dennis D. Powell | Management | | For | | For | | |
| | 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2017. | Management | | For | | For | | |
| | 3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2018. | Management | | For | | For | | |
| | 4. | Shareholder proposal to provide for right to act by written consent. | Shareholder | | Against | | For | | |
| | 5 | Shareholder proposal for annual disclosure of EEO-1 data. | Shareholder | | Against | | For | | |
| | ANTA SPORTS PRODUCTS LTD | | |
| | Security | G04011105 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 10-Apr-2018 | |
| | ISIN | KYG040111059 | | | | | | Agenda | 709025589 - Management | |
| | Record Date | 03-Apr-2018 | | | | | | Holding Recon Date | 03-Apr-2018 | |
| | City / | Country | | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 05-Apr-2018 | |
| | SEDOL(s) | B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0307/LTN20180307488.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0307/LTN20180307469.pdf | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HK41 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 3 | TO DECLARE A SPECIAL DIVIDEND OF HK16 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | | |
| | 4 | TO RE-ELECT MR. DING SHIJIA AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 5 | TO RE-ELECT MR. LAI SHIXIAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 6 | TO RE-ELECT MR. YEUNG CHI TAT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| | 7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | | For | | For | | |
| | 8 | TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | | For | | For | | |
| | 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | | For | | For | | |
| | 11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO.9 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 10 | Management | | For | | For | | |
| | EATON CORPORATION PLC | | |
| | Security | G29183103 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ETN | | | | | | Meeting Date | 25-Apr-2018 | |
| | ISIN | IE00B8KQN827 | | | | | | Agenda | 934739080 - Management | |
| | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Craig Arnold | Management | | For | | For | | |
| | 1b. | Election of Director: Todd M. Bluedorn | Management | | For | | For | | |
| | 1c. | Election of Director: Christopher M. Connor | Management | | For | | For | | |
| | 1d. | Election of Director: Michael J. Critelli | Management | | For | | For | | |
| | 1e. | Election of Director: Richard H. Fearon | Management | | For | | For | | |
| | 1f. | Election of Director: Charles E. Golden | Management | | For | | For | | |
| | 1g. | Election of Director: Arthur E. Johnson | Management | | For | | For | | |
| | 1h. | Election of Director: Deborah L. McCoy | Management | | For | | For | | |
| | 1i. | Election of Director: Gregory R. Page | Management | | For | | For | | |
| | 1j. | Election of Director: Sandra Pianalto | Management | | For | | For | | |
| | 1k. | Election of Director: Gerald B. Smith | Management | | For | | For | | |
| | 1l. | Election of Director: Dorothy C. Thompson | Management | | For | | For | | |
| | 2. | Approving the appointment of Ernst & Young LLP as independent auditor for 2018 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | | For | | For | | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | | For | | For | | |
| | 4. | Approving a proposal to grant the Board authority to issue shares. | Management | | For | | For | | |
| | 5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | | For | | For | | |
| | 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | | For | | For | | |
| | CONTINENTAL AKTIENGESELLSCHAFT | | |
| | Security | D16212140 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 27-Apr-2018 | |
| | ISIN | DE0005439004 | | | | | | Agenda | 709092706 - Management | |
| | Record Date | 05-Apr-2018 | | | | | | Holding Recon Date | 05-Apr-2018 | |
| | City / | Country | | HANNOV ER | / | Germany | | | | | Vote Deadline Date | 19-Apr-2018 | |
| | SEDOL(s) | 4598589 - 4679956 - 4740517 - B039597 - B28GLD3 - B7D73V8 - BF0Z6W3 - BHZLCV1 - BTDY3S0 - BYMSTT1 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 06 APR 2018,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | Non-Voting | | | | | | |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.04.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | | | | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2017 | Non-Voting | | | | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.50 PER SHARE | Management | | For | | For | | |
| | 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ELMAR DEGENHART FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOSE AVILA FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER RALF CRAMER FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HANS JUERGEN DUENSING FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRANK JOURDAN FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HELMUT MATSCHI FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ARIANE REINHART FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER WOLFGANG SCHAEFER FOR FISCAL 2017 | Management | | For | | For | | |
| | 3.9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER NIKOLAI SETZER FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WOLFGANG REITZLE FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUNTER DUNKEL FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER GUTZMER FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER HAUSMANN FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL IGLHAUT FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KLAUS MANGOLD FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARTMUT MEINE FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SABINE NEUSS FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROLF NONNENMACHER FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DIRK NORDMANN FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KLAUS ROSENFELD FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GEORG SCHAEFFLER FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARIA ELISABETH SCHAEFFLER- THUMANN FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOERG SCHOENFELDER FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STEFAN SCHOLZ FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUDRUN VALTEN FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KIRSTEN VOERKEL FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ELKE VOLKMANN FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ERWIN WOERLE FOR FISCAL 2017 | Management | | For | | For | | |
| | 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SIEGFRIED WOLF FOR FISCAL 2017 | Management | | For | | For | | |
| | 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2018 | Management | | For | | For | | |
| | THE BOEING COMPANY | | |
| | Security | 097023105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BA | | | | | | Meeting Date | 30-Apr-2018 | |
| | ISIN | US0970231058 | | | | | | Agenda | 934739927 - Management | |
| | Record Date | 01-Mar-2018 | | | | | | Holding Recon Date | 01-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 27-Apr-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Robert A. Bradway | Management | | For | | For | | |
| | 1b. | Election of Director: David L. Calhoun | Management | | For | | For | | |
| | 1c. | Election of Director: Arthur D. Collins Jr. | Management | | For | | For | | |
| | 1d. | Election of Director: Kenneth M. Duberstein | Management | | For | | For | | |
| | 1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | | For | | For | | |
| | 1f. | Election of Director: Lynn J. Good | Management | | For | | For | | |
| | 1g. | Election of Director: Lawrence W. Kellner | Management | | For | | For | | |
| | 1h. | Election of Director: Caroline B. Kennedy | Management | | For | | For | | |
| | 1i. | Election of Director: Edward M. Liddy | Management | | For | | For | | |
| | 1j. | Election of Director: Dennis A. Muilenburg | Management | | For | | For | | |
| | 1k. | Election of Director: Susan C. Schwab | Management | | For | | For | | |
| | 1l. | Election of Director: Ronald A. Williams | Management | | For | | For | | |
| | 1m. | Election of Director: Mike S. Zafirovski | Management | | For | | For | | |
| | 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | | For | | For | | |
| | 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2018. | Management | | For | | For | | |
| | 4. | Additional Report on Lobbying Activities. | Shareholder | | Against | | For | | |
| | 5. | Reduce Threshold to Call Special Shareholder Meetings from 25% to 10%. | Shareholder | | Against | | For | | |
| | 6. | Independent Board Chairman. | Shareholder | | For | | Against | | |
| | 7. | Require Shareholder Approval to Increase the Size of the Board to More Than 14. | Shareholder | | For | | Against | | |
| | DANAHER CORPORATION | | |
| | Security | 235851102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DHR | | | | | | Meeting Date | 08-May-2018 | |
| | ISIN | US2358511028 | | | | | | Agenda | 934749877 - Management | |
| | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 07-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1A. | Election of Director: Donald J. Ehrlich | Management | | For | | For | | |
| | 1B. | Election of Director: Linda Hefner Filler | Management | | For | | For | | |
| | 1C. | Election of Director: Thomas P. Joyce, Jr. | Management | | For | | For | | |
| | 1D. | Election of Director: Teri List-Stoll | Management | | For | | For | | |
| | 1E. | Election of Director: Walter G. Lohr, Jr. | Management | | For | | For | | |
| | 1F. | Election of Director: Mitchell P. Rales | Management | | For | | For | | |
| | 1G. | Election of Director: Steven M. Rales | Management | | For | | For | | |
| | 1H. | Election of Director: John T. Schwieters | Management | | For | | For | | |
| | 1I. | Election of Director: Alan G. Spoon | Management | | For | | For | | |
| | 1J. | Election of Director: Raymond C. Stevens, Ph.D. | Management | | For | | For | | |
| | 1K. | Election of Director: Elias A. Zerhouni, M.D. | Management | | For | | For | | |
| | 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm. | Management | | For | | For | | |
| | 3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | | For | | For | | |
| | 4. | To act upon a shareholder proposal requesting that Danaher reduce shareholder special meeting threshold from 25% to 10%. | Shareholder | | Against | | For | | |
| | NVIDIA CORPORATION | | |
| | Security | 67066G104 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NVDA | | | | | | Meeting Date | 16-May-2018 | |
| | ISIN | US67066G1040 | | | | | | Agenda | 934769502 - Management | |
| | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 15-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Robert K. Burgess | Management | | For | | For | | |
| | 1b. | Election of Director: Tench Coxe | Management | | For | | For | | |
| | 1c. | Election of Director: Persis S. Drell | Management | | For | | For | | |
| | 1d. | Election of Director: James C. Gaither | Management | | For | | For | | |
| | 1e. | Election of Director: Jen-Hsun Huang | Management | | For | | For | | |
| | 1f. | Election of Director: Dawn Hudson | Management | | For | | For | | |
| | 1g. | Election of Director: Harvey C. Jones | Management | | For | | For | | |
| | 1h. | Election of Director: Michael G. McCaffery | Management | | For | | For | | |
| | 1i. | Election of Director: Mark L. Perry | Management | | For | | For | | |
| | 1j. | Election of Director: A. Brooke Seawell | Management | | For | | For | | |
| | 1k. | Election of Director: Mark A. Stevens | Management | | For | | For | | |
| | 2. | Approval of our executive compensation. | Management | | For | | For | | |
| | 3. | Ratification of selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2019. | Management | | For | | For | | |
| | 4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | | For | | For | | |
| | 5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | SAP SE, WALLDORF/BADEN | | |
| | Security | D66992104 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 17-May-2018 | |
| | ISIN | DE0007164600 | | | | | | Agenda | 709208703 - Management | |
| | Record Date | 25-Apr-2018 | | | | | | Holding Recon Date | 25-Apr-2018 | |
| | City / | Country | | MANNHE IM | / | Germany | | | | | Vote Deadline Date | 08-May-2018 | |
| | SEDOL(s) | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B4KJM86 - B92MTZ4 - BF0Z8B6 - BYL6SX3 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 26 APRIL 2018,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | Non-Voting | | | | | | |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02.05.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | | | | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2017 | Non-Voting | | | | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.40 PER SHARE | Management | | For | | For | | |
| | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2017 | Management | | For | | For | | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2017 | Management | | For | | For | | |
| | 5 | APPROVE REMUNERATION SYSTEM FOR MANAGEMENT BOARD MEMBERS | Management | | For | | For | | |
| | 6 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2018 | Management | | For | | For | | |
| | 7.1 | ELECT AICHA EVANS TO THE SUPERVISORY BOARD | Management | | For | | For | | |
| | 7.2 | ELECT FRIEDERIKE ROTSCH TO THE SUPERVISORY BOARD | Management | | For | | For | | |
| | 7.3 | ELECT GERHARD OSWALD TO THE SUPERVISORY BOARD | Management | | For | | For | | |
| | 7.4 | ELECT DIANE GREENE TO THE SUPERVISORY BOARD | Management | | For | | For | | |
| | 8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | | For | | For | | |
| | 9 | AMEND ARTICLES RE SUPERVISORY BOARD TERM | Management | | For | | For | | |
| | INTERCONTINENTAL EXCHANGE, INC. | | |
| | Security | 45866F104 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ICE | | | | | | Meeting Date | 18-May-2018 | |
| | ISIN | US45866F1049 | | | | | | Agenda | 934767065 - Management | |
| | Record Date | 20-Mar-2018 | | | | | | Holding Recon Date | 20-Mar-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 17-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Hon. Sharon Y. Bowen | Management | | For | | For | | |
| | 1b. | Election of Director: Ann M. Cairns | Management | | For | | For | | |
| | 1c. | Election of Director: Charles R. Crisp | Management | | For | | For | | |
| | 1d. | Election of Director: Duriya M. Farooqui | Management | | For | | For | | |
| | 1e. | Election of Director: Jean-Marc Forneri | Management | | For | | For | | |
| | 1f. | Election of Director: The Rt. Hon. the Lord Hague of Richmond | Management | | For | | For | | |
| | 1g. | Election of Director: Hon. Frederick W. Hatfield | Management | | For | | For | | |
| | 1h. | Election of Director: Thomas E. Noonan | Management | | For | | For | | |
| | 1i. | Election of Director: Frederic V. Salerno | Management | | For | | For | | |
| | 1j. | Election of Director: Jeffrey C. Sprecher | Management | | For | | For | | |
| | 1k. | Election of Director: Judith A. Sprieser | Management | | For | | For | | |
| | 1l. | Election of Director: Vincent Tese | Management | | For | | For | | |
| | 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | | For | | For | | |
| | 3. | To approve the Intercontinental Exchange, Inc. 2018 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | | For | | For | | |
| | PAYPAL HOLDINGS, INC. | | |
| | Security | 70450Y103 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PYPL | | | | | | Meeting Date | 23-May-2018 | |
| | ISIN | US70450Y1038 | | | | | | Agenda | 934777787 - Management | |
| | Record Date | 03-Apr-2018 | | | | | | Holding Recon Date | 03-Apr-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 22-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Rodney C. Adkins | Management | | For | | For | | |
| | 1b. | Election of Director: Wences Casares | Management | | For | | For | | |
| | 1c. | Election of Director: Jonathan Christodoro | Management | | For | | For | | |
| | 1d. | Election of Director: John J. Donahoe | Management | | For | | For | | |
| | 1e. | Election of Director: David W. Dorman | Management | | For | | For | | |
| | 1f. | Election of Director: Belinda J. Johnson | Management | | For | | For | | |
| | 1g. | Election of Director: Gail J. McGovern | Management | | For | | For | | |
| | 1h. | Election of Director: David M. Moffett | Management | | For | | For | | |
| | 1i. | Election of Director: Ann M. Sarnoff | Management | | For | | For | | |
| | 1j. | Election of Director: Daniel H. Schulman | Management | | For | | For | | |
| | 1k. | Election of Director: Frank D. Yeary | Management | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | Approval of the PayPal Holdings, Inc. Amended and Restated 2015 Equity Incentive Award Plan. | Management | | For | | For | | |
| | 4. | Approval of the PayPal Holdings, Inc. Amended and Restated Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2018. | Management | | For | | For | | |
| | 6. | Stockholder proposal regarding stockholder proxy access enhancement. | Shareholder | | Against | | For | | |
| | 7. | Stockholder proposal regarding political transparency. | Shareholder | | Abstain | | Against | | |
| | 8. | Stockholder proposal regarding human and indigenous peoples' rights. | Shareholder | | Abstain | | Against | | |
| | AAC TECHNOLOGIES HOLDINGS INC. | | |
| | Security | G2953R114 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-May-2018 | |
| | ISIN | KYG2953R1149 | | | | | | Agenda | 709316156 - Management | |
| | Record Date | 21-May-2018 | | | | | | Holding Recon Date | 21-May-2018 | |
| | City / | Country | | HONG KONG | / | Cayman Islands | | | | | Vote Deadline Date | 18-May-2018 | |
| | SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45 | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420929.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0420/LTN20180420919.PDF | Non-Voting | | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 1.70 PER SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2017 | Management | | For | | For | | |
| | 3.A | TO RE-ELECT MR. KOH BOON HWEE (WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR MORE THAN 9 YEARS) AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.B | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.C | TO RE-ELECT MR. AU SIU CHEUNG ALBERT AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.D | TO RE-ELECT MR. KWOK LAM KWONG LARRY AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| | 3.E | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS FEES | Management | | For | | For | | |
| | 4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY (ORDINARY RESOLUTION SET OUT IN ITEM 7 OF THE NOTICE OF ANNUAL GENERAL MEETING) | Management | | For | | For | | |
| | FACEBOOK, INC. | | |
| | Security | 30303M102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | FB | | | | | | Meeting Date | 31-May-2018 | |
| | ISIN | US30303M1027 | | | | | | Agenda | 934793034 - Management | |
| | Record Date | 06-Apr-2018 | | | | | | Holding Recon Date | 06-Apr-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 30-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Marc L. Andreessen | | | | For | | For | | |
| | | | 2 | Erskine B. Bowles | | | | For | | For | | |
| | | | 3 | Kenneth I. Chenault | | | | For | | For | | |
| | | | 4 | S. D. Desmond-Hellmann | | | | For | | For | | |
| | | | 5 | Reed Hastings | | | | For | | For | | |
| | | | 6 | Jan Koum | | | | For | | For | | |
| | | | 7 | Sheryl K. Sandberg | | | | For | | For | | |
| | | | 8 | Peter A. Thiel | | | | For | | For | | |
| | | | 9 | Mark Zuckerberg | | | | For | | For | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | | For | | For | | |
| | 3. | A stockholder proposal regarding change in stockholder voting. | Shareholder | | For | | Against | | |
| | 4. | A stockholder proposal regarding a risk oversight committee. | Shareholder | | Against | | For | | |
| | 5. | A stockholder proposal regarding simple majority vote. | Shareholder | | For | | Against | | |
| | 6. | A stockholder proposal regarding a content governance report. | Shareholder | | Against | | For | | |
| | 7. | A stockholder proposal regarding median pay by gender. | Shareholder | | For | | Against | | |
| | 8. | A stockholder proposal regarding tax principles. | Shareholder | | Against | | For | | |
| | ROPER TECHNOLOGIES, INC. | | |
| | Security | 776696106 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ROP | | | | | | Meeting Date | 04-Jun-2018 | |
| | ISIN | US7766961061 | | | | | | Agenda | 934812391 - Management | |
| | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 01-Jun-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Shellye L. Archambeau | | | | For | | For | | |
| | | | 2 | Amy Woods Brinkley | | | | For | | For | | |
| | | | 3 | John F. Fort, III | | | | For | | For | | |
| | | | 4 | Brian D. Jellison | | | | For | | For | | |
| | | | 5 | Robert D. Johnson | | | | For | | For | | |
| | | | 6 | Robert E. Knowling, Jr. | | | | For | | For | | |
| | | | 7 | Wilbur J. Prezzano | | | | For | | For | | |
| | | | 8 | Laura G. Thatcher | | | | For | | For | | |
| | | | 9 | Richard F. Wallman | | | | For | | For | | |
| | | | 10 | Christopher Wright | | | | For | | For | | |
| | 2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Management | | For | | For | | |
| | 3. | To ratify of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2018. | Management | | For | | For | | |
| | COGNIZANT TECHNOLOGY SOLUTIONS CORP. | | |
| | Security | 192446102 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CTSH | | | | | | Meeting Date | 05-Jun-2018 | |
| | ISIN | US1924461023 | | | | | | Agenda | 934795141 - Management | |
| | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 04-Jun-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1a. | Election of Director: Zein Abdalla | Management | | For | | For | | |
| | 1b. | Election of Director: Betsy S. Atkins | Management | | For | | For | | |
| | 1c. | Election of Director: Maureen Breakiron-Evans | Management | | For | | For | | |
| | 1d. | Election of Director: Jonathan Chadwick | Management | | For | | For | | |
| | 1e. | Election of Director: John M. Dineen | Management | | For | | For | | |
| | 1f. | Election of Director: Francisco D'Souza | Management | | For | | For | | |
| | 1g. | Election of Director: John N. Fox, Jr. | Management | | For | | For | | |
| | 1h. | Election of Director: John E. Klein | Management | | For | | For | | |
| | 1i. | Election of Director: Leo S. Mackay, Jr. | Management | | For | | For | | |
| | 1j. | Election of Director: Michael Patsalos-Fox | Management | | For | | For | | |
| | 1k. | Election of Director: Joseph M. Velli | Management | | For | | For | | |
| | 2. | Approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| | 3. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. | Management | | For | | For | | |
| | 4. | Approve an amendment and restatement of the Company's 2004 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | 5a. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending the Company's By-laws. | Management | | For | | For | | |
| | 5b. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Removing directors. | Management | | For | | For | | |
| | 5c. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending certain provisions of the Company's Certificate of Incorporation. | Management | | For | | For | | |
| | 6. | Stockholder proposal requesting that the Board of Directors take the steps necessary to permit stockholder action by written consent. | Shareholder | | Against | | For | | |
| | 7. | Stockholder proposal requesting that the Board of Directors take the steps necessary to lower the ownership threshold for stockholders to call a special meeting. | Shareholder | | Against | | For | | |
| | ALPHABET INC. | | |
| | Security | 02079K305 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GOOGL | | | | | | Meeting Date | 06-Jun-2018 | |
| | ISIN | US02079K3059 | | | | | | Agenda | 934803188 - Management | |
| | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 05-Jun-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Larry Page | | | | For | | For | | |
| | | | 2 | Sergey Brin | | | | For | | For | | |
| | | | 3 | Eric E. Schmidt | | | | For | | For | | |
| | | | 4 | L. John Doerr | | | | For | | For | | |
| | | | 5 | Roger W. Ferguson, Jr. | | | | For | | For | | |
| | | | 6 | Diane B. Greene | | | | For | | For | | |
| | | | 7 | John L. Hennessy | | | | For | | For | | |
| | | | 8 | Ann Mather | | | | For | | For | | |
| | | | 9 | Alan R. Mulally | | | | For | | For | | |
| | | | 10 | Sundar Pichai | | | | For | | For | | |
| | | | 11 | K. Ram Shriram | | | | For | | For | | |
| | 2. | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | | For | | For | | |
| | 3. | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. | Management | | For | | For | | |
| | 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | 6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | 7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | 8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | 9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | 10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | COMCAST CORPORATION | | |
| | Security | 20030N101 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CMCSA | | | | | | Meeting Date | 11-Jun-2018 | |
| | ISIN | US20030N1019 | | | | | | Agenda | 934808265 - Management | |
| | Record Date | 06-Apr-2018 | | | | | | Holding Recon Date | 06-Apr-2018 | |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 08-Jun-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Kenneth J. Bacon | | | | For | | For | | |
| | | | 2 | Madeline S. Bell | | | | For | | For | | |
| | | | 3 | Sheldon M. Bonovitz | | | | For | | For | | |
| | | | 4 | Edward D. Breen | | | | For | | For | | |
| | | | 5 | Gerald L. Hassell | | | | For | | For | | |
| | | | 6 | Jeffrey A. Honickman | | | | For | | For | | |
| | | | 7 | Maritza G. Montiel | | | | For | | For | | |
| | | | 8 | Asuka Nakahara | | | | For | | For | | |
| | | | 9 | David C. Novak | | | | For | | For | | |
| | | | 10 | Brian L. Roberts | | | | For | | For | | |
| | 2. | Ratification of the appointment of our independent auditors | Management | | For | | For | | |
| | 3. | Advisory vote on executive compensation | Management | | For | | For | | |
| | 4. | To provide a lobbying report | Shareholder | | Against | | For | | |
| | FANUC CORPORATION | | |
| | Security | J13440102 | | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | | Meeting Date | 28-Jun-2018 | |
| | ISIN | JP3802400006 | | | | | | Agenda | 709569048 - Management | |
| | Record Date | 31-Mar-2018 | | | | | | Holding Recon Date | 31-Mar-2018 | |
| | City / | Country | | YAMANA SHI | / | Japan | | | | | Vote Deadline Date | 26-Jun-2018 | |
| | SEDOL(s) | 5477557 - 6356934 - B022218 - B16TB93 - BHZL4G0 | | | | Quick Code | 69540 | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | | Vote | For/Against Management | | |
| | | Please reference meeting materials. | Non-Voting | | | | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| | 2.1 | Appoint a Director Inaba, Yoshiharu | Management | | For | | For | | |
| | 2.2 | Appoint a Director Yamaguchi, Kenji | Management | | For | | For | | |
| | 2.3 | Appoint a Director Uchida, Hiroyuki | Management | | For | | For | | |
| | 2.4 | Appoint a Director Gonda, Yoshihiro | Management | | For | | For | | |
| | 2.5 | Appoint a Director Inaba, Kiyonori | Management | | For | | For | | |
| | 2.6 | Appoint a Director Noda, Hiroshi | Management | | For | | For | | |
| | 2.7 | Appoint a Director Kohari, Katsuo | Management | | For | | For | | |
| | 2.8 | Appoint a Director Matsubara, Shunsuke | Management | | For | | For | | |
| | 2.9 | Appoint a Director Okada, Toshiya | Management | | For | | For | | |
| | 2.10 | Appoint a Director Richard E. Schneider | Management | | For | | For | | |
| | 2.11 | Appoint a Director Tsukuda, Kazuo | Management | | For | | For | | |
| | 2.12 | Appoint a Director Imai, Yasuo | Management | | For | | For | | |
| | 2.13 | Appoint a Director Ono, Masato | Management | | For | | For | | |
| | 3 | Appoint a Corporate Auditor Sumikawa, Masaharu | Management | | For | | For | | |
| Vote Summary | |
| | JA SOLAR HOLDINGS CO., LTD. | | |
| | Security | 466090206 | | | | | | Meeting Type | Special | |
| | Ticker Symbol | JASO | | | | | | Meeting Date | 12-Mar-2018 | |
| | ISIN | US4660902069 | | | | | | Agenda | 934725815 - Management | |
| | Record Date | 26-Jan-2018 | | | | | | Holding Recon Date | 26-Jan-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-Mar-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | THAT the Agreement and Plan of Merger, (the "Merger
Agreement"), among the Company, JASO Holdings
Limited ("Holdco"), JASO Parent Limited, ("Parent"), and
JASO Acquisition Limited, an exempted company with
limited liability incorporated under the laws of the
Cayman Islands and a wholly owned subsidiary of Parent
("Merger Sub"), pursuant to which Merger Sub will be
merged with and into the Company (the "Merger"), with
the Company continuing as the surviving company (the
"Surviving Company") and becoming a wholly owned
subsidiary of Parent | Management | | For | | For | | |
| | 2. | THAT each of the members of the Special Committee,
the Chief Financial Officer of the Company and the
President of the Company be authorized to do all things
necessary to give effect to the Merger Agreement, the
Plan of Merger and the Transactions, including the
Merger, the Variation of Capital and the Adoption of
Amended M&A. | Management | | For | | For | | |
| | 3. | THAT the Extraordinary General Meeting be adjourned in
order to allow the Company to solicit additional proxies in
the event that there are insufficient proxies received at
the time of the Extraordinary General Meeting to pass the
special resolutions to be proposed at the Extraordinary
General Meeting. | Management | | For | | For | | |
| | SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | |
| | Security | 806857108 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SLB | | | | | | Meeting Date | 04-Apr-2018 | |
| | ISIN | AN8068571086 | | | | | | Agenda | 934735246 - Management | |
| | Record Date | 07-Feb-2018 | | | | | | Holding Recon Date | 07-Feb-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-Apr-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Peter L.S. Currie | Management | | For | | For | | |
| | 1B. | Election of Director: Miguel M. Galuccio | Management | | For | | For | | |
| | 1C. | Election of Director: V. Maureen Kempston Darkes | Management | | For | | For | | |
| | 1D. | Election of Director: Paal Kibsgaard | Management | | For | | For | | |
| | 1E. | Election of Director: Nikolay Kudryavtsev | Management | | For | | For | | |
| | 1F. | Election of Director: Helge Lund | Management | | For | | For | | |
| | 1G. | Election of Director: Michael E. Marks | Management | | For | | For | | |
| | 1H. | Election of Director: Indra K. Nooyi | Management | | For | | For | | |
| | 1I. | Election of Director: Lubna S. Olayan | Management | | For | | For | | |
| | 1J. | Election of Director: Leo Rafael Reif | Management | | For | | For | | |
| | 1K. | Election of Director: Henri Seydoux | Management | | For | | For | | |
| | 2. | To approve, on an advisory basis, the Company's
executive compensation. | Management | | For | | For | | |
| | 3. | To report on the course of business during the year
ended December 31, 2017; and approve our
consolidated balance sheet as of December 31, 2017;
our consolidated statement of income for the year ended
December 31, 2017; and our Board of Directors'
declarations of dividends in 2017, as reflected in our
2017 Annual Report to Stockholders. | Management | | For | | For | | |
| | 4. | To ratify the appointment of PricewaterhouseCoopers
LLP as independent auditors for 2018. | Management | | For | | For | | |
| | 5. | To approve amended and restated French Sub Plan for
purposes of qualification under French Law. | Management | | For | | For | | |
| | NOBLE ENERGY, INC. | | |
| | Security | 655044105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NBL | | | | | | Meeting Date | 24-Apr-2018 | |
| | ISIN | US6550441058 | | | | | | Agenda | 934735171 - Management | |
| | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Jeffrey L. Berenson | Management | | For | | For | | |
| | 1B. | Election of Director: Michael A. Cawley | Management | | For | | For | | |
| | 1C. | Election of Director: Edward F. Cox | Management | | For | | For | | |
| | 1D. | Election of Director: James E. Craddock | Management | | For | | For | | |
| | 1E. | Election of Director: Thomas J. Edelman | Management | | For | | For | | |
| | 1F. | Election of Director: Holli C. Ladhani | Management | | For | | For | | |
| | 1G. | Election of Director: David L. Stover | Management | | For | | For | | |
| | 1H. | Election of Director: Scott D. Urban | Management | | For | | For | | |
| | 1I. | Election of Director: William T. Van Kleef | Management | | For | | For | | |
| | 2. | To ratify the appointment of the independent auditor by
the Company's Audit Committee. | Management | | For | | For | | |
| | 3. | To approve, in an advisory vote, executive compensation. | Management | | For | | For | | |
| | 4. | To consider a shareholder proposal requesting a
published assessment of various climate change
scenarios on our portfolio. | Shareholder | | For | | Against | | |
| | UNIT CORPORATION | | |
| | Security | 909218109 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | UNT | | | | | | Meeting Date | 02-May-2018 | |
| | ISIN | US9092181091 | | | | | | Agenda | 934752937 - Management | |
| | Record Date | 05-Mar-2018 | | | | | | Holding Recon Date | 05-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Gary R. Christopher | Management | | For | | For | | |
| | 1.2 | Election of Director: Robert J. Sullivan Jr. | Management | | For | | For | | |
| | 2. | Approve, on an advisory basis, our named executive
officers' compensation. | Management | | For | | For | | |
| | 3. | Ratify the selection of PricewaterhouseCoopers LLP as
the company's independent registered public accounting
firm for fiscal year 2018. | Management | | For | | For | | |
| | VALERO ENERGY CORPORATION | | |
| | Security | 91913Y100 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | VLO | | | | | | Meeting Date | 03-May-2018 | |
| | ISIN | US91913Y1001 | | | | | | Agenda | 934740855 - Management | |
| | Record Date | 06-Mar-2018 | | | | | | Holding Recon Date | 06-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: H. Paulett Eberhart | Management | | For | | For | | |
| | 1B. | Election of Director: Joseph W. Gorder | Management | | For | | For | | |
| | 1C. | Election of Director: Kimberly S. Greene | Management | | For | | For | | |
| | 1D. | Election of Director: Deborah P. Majoras | Management | | For | | For | | |
| | 1E. | Election of Director: Donald L. Nickles | Management | | For | | For | | |
| | 1F. | Election of Director: Philip J. Pfeiffer | Management | | For | | For | | |
| | 1G. | Election of Director: Robert A. Profusek | Management | | For | | For | | |
| | 1H. | Election of Director: Stephen M. Waters | Management | | For | | For | | |
| | 1I. | Election of Director: Randall J. Weisenburger | Management | | For | | For | | |
| | 1J. | Election of Director: Rayford Wilkins, Jr. | Management | | For | | For | | |
| | 2. | Ratify the appointment of KPMG LLP as Valero's
independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | 3. | Approve, by non-binding vote, the 2017 compensation of
our named executive officers. | Management | | For | | For | | |
| | 4. | Vote on an amendment to Valero's Restated Certificate of
Incorporation to remove supermajority vote requirements. | Management | | Abstain | | Against | | |
| | 5. | Vote on an amendment to Valero's Restated Certificate of
Incorporation to permit stockholders to act by written
consent. | Management | | Abstain | | Against | | |
| | OASIS PETROLEUM INC | | |
| | Security | 674215108 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | OAS | | | | | | Meeting Date | 03-May-2018 | |
| | ISIN | US6742151086 | | | | | | Agenda | 934745742 - Management | |
| | Record Date | 08-Mar-2018 | | | | | | Holding Recon Date | 08-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | William J. Cassidy | | | | For | | For | | |
| | | | 2 | Taylor L. Reid | | | | For | | For | | |
| | | | 3 | Bobby S. Shackouls | | | | For | | For | | |
| | 2. | To ratify the selection of PricewaterhouseCoopers LLP as
the Company's independent registered public accounting
firm for 2018. | Management | | For | | For | | |
| | 3. | To approve, on an advisory basis, the compensation of
our named executive officers as disclosed in this proxy
statement pursuant to Item 402 of Regulation S-K
promulgated by the Securities and Exchange
Commission. | Management | | For | | For | | |
| | 4. | To approve the Amended and Restated 2010 Long-Term
Incentive Plan (effective May 3, 2018), including an
increase of the maximum number of shares that may be
issued under the LTIP by 11,250,000 shares. | Management | | For | | For | | |
| | 5. | To approve the amendment of the Company's Amended
and Restated Certificate of Incorporation to increase the
number of authorized shares of the Company's common
stock. | Management | | For | | For | | |
| | OCCIDENTAL PETROLEUM CORPORATION | | |
| | Security | 674599105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | OXY | | | | | | Meeting Date | 04-May-2018 | |
| | ISIN | US6745991058 | | | | | | Agenda | 934747518 - Management | |
| | Record Date | 09-Mar-2018 | | | | | | Holding Recon Date | 09-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Spencer Abraham | Management | | For | | For | | |
| | 1b. | Election of Director: Howard I. Atkins | Management | | For | | For | | |
| | 1c. | Election of Director: Eugene L. Batchelder | Management | | For | | For | | |
| | 1d. | Election of Director: John E. Feick | Management | | For | | For | | |
| | 1e. | Election of Director: Margaret M. Foran | Management | | For | | For | | |
| | 1f. | Election of Director: Carlos M. Gutierrez | Management | | For | | For | | |
| | 1g. | Election of Director: Vicki Hollub | Management | | For | | For | | |
| | 1h. | Election of Director: William R. Klesse | Management | | For | | For | | |
| | 1i. | Election of Director: Jack B. Moore | Management | | For | | For | | |
| | 1j. | Election of Director: Avedick B. Poladian | Management | | For | | For | | |
| | 1k. | Election of Director: Elisse B. Walter | Management | | For | | For | | |
| | 2. | Advisory Vote to Approve Named Executive Officer
Compensation | Management | | For | | For | | |
| | 3. | Approval of the Second Amendment to the 2015 Long-
Term Incentive Plan to Increase the Number of Shares
Available for Grant | Management | | For | | For | | |
| | 4. | Ratification of Selection of KPMG as Independent Auditor
for the Fiscal Year Ending December 31, 2018 | Management | | For | | For | | |
| | ENBRIDGE INC. | | |
| | Security | 29250N105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ENB | | | | | | Meeting Date | 09-May-2018 | |
| | ISIN | CA29250N1050 | | | | | | Agenda | 934764829 - Management | |
| | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 04-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | PAMELA L. CARTER | | | | For | | For | | |
| | | | 2 | C. P. CAZALOT, JR. | | | | For | | For | | |
| | | | 3 | MARCEL R. COUTU | | | | For | | For | | |
| | | | 4 | GREGORY L. EBEL | | | | For | | For | | |
| | | | 5 | J. HERB ENGLAND | | | | For | | For | | |
| | | | 6 | CHARLES W. FISCHER | | | | For | | For | | |
| | | | 7 | V. M. KEMPSTON DARKES | | | | For | | For | | |
| | | | 8 | MICHAEL MCSHANE | | | | For | | For | | |
| | | | 9 | AL MONACO | | | | For | | For | | |
| | | | 10 | MICHAEL E.J. PHELPS | | | | For | | For | | |
| | | | 11 | DAN C. TUTCHER | | | | For | | For | | |
| | | | 12 | CATHERINE L. WILLIAMS | | | | For | | For | | |
| | 2 | APPOINT PRICEWATERHOUSECOOPERS LLP AS
AUDITORS AT REMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS. | Management | | For | | For | | |
| | 3 | ADVISORY VOTE TO APPROVE COMPENSATION OF
NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | 4 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON
PAY VOTES. | Management | | 1 Year | | For | | |
| | HELIX ENERGY SOLUTIONS GROUP, INC. | | |
| | Security | 42330P107 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HLX | | | | | | Meeting Date | 10-May-2018 | |
| | ISIN | US42330P1075 | | | | | | Agenda | 934750818 - Management | |
| | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Owen Kratz | | | | For | | For | | |
| | | | 2 | James A. Watt | | | | For | | For | | |
| | 2. | Ratification of the selection of KPMG LLP as our
independent registered public accounting firm for the
fiscal year 2018. | Management | | For | | For | | |
| | 3. | Approval, on a non-binding advisory basis, of the 2017
compensation of our named executive officers. | Management | | For | | For | | |
| | CONOCOPHILLIPS | | |
| | Security | 20825C104 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | COP | | | | | | Meeting Date | 15-May-2018 | |
| | ISIN | US20825C1045 | | | | | | Agenda | 934756668 - Management | |
| | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Charles E. Bunch | Management | | For | | For | | |
| | 1b. | Election of Director: Caroline Maury Devine | Management | | For | | For | | |
| | 1c. | Election of Director: John V. Faraci | Management | | For | | For | | |
| | 1d. | Election of Director: Jody Freeman | Management | | For | | For | | |
| | 1e. | Election of Director: Gay Huey Evans | Management | | For | | For | | |
| | 1f. | Election of Director: Ryan M. Lance | Management | | For | | For | | |
| | 1g. | Election of Director: Sharmila Mulligan | Management | | For | | For | | |
| | 1h. | Election of Director: Arjun N. Murti | Management | | For | | For | | |
| | 1i. | Election of Director: Robert A. Niblock | Management | | For | | For | | |
| | 1j. | Election of Director: Harald J. Norvik | Management | | For | | For | | |
| | 2. | Proposal to ratify appointment of Ernst & Young LLP as
ConocoPhillips' independent registered public accounting
firm for 2018. | Management | | For | | For | | |
| | 3. | Advisory Approval of Executive Compensation. | Management | | For | | For | | |
| | 4. | Policy to use GAAP Financial Metrics for Purposes of
Determining Executive Compensation. | Shareholder | | Abstain | | Against | | |
| | NEWFIELD EXPLORATION COMPANY | | |
| | Security | 651290108 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NFX | | | | | | Meeting Date | 15-May-2018 | |
| | ISIN | US6512901082 | | | | | | Agenda | 934758307 - Management | |
| | Record Date | 20-Mar-2018 | | | | | | Holding Recon Date | 20-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Lee K. Boothby | Management | | For | | For | | |
| | 1b. | Election of Director: Pamela J. Gardner | Management | | For | | For | | |
| | 1c. | Election of Director: Edgar R. Giesinger, Jr. | Management | | For | | For | | |
| | 1d. | Election of Director: Steven W. Nance | Management | | For | | For | | |
| | 1e. | Election of Director: Roger B. Plank | Management | | For | | For | | |
| | 1f. | Election of Director: Thomas G. Ricks | Management | | For | | For | | |
| | 1g. | Election of Director: Juanita M. Romans | Management | | For | | For | | |
| | 1h. | Election of Director: John W. Schanck | Management | | For | | For | | |
| | 1i. | Election of Director: J. Terry Strange | Management | | For | | For | | |
| | 1j. | Election of Director: J. Kent Wells | Management | | For | | For | | |
| | 2. | Non-binding advisory vote to approve named executive
officer compensation. | Management | | For | | For | | |
| | 3. | Ratification of appointment of PricewaterhouseCoopers
LLP as independent auditor for fiscal 2018. | Management | | For | | For | | |
| | QEP RESOURCES, INC. | | |
| | Security | 74733V100 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | QEP | | | | | | Meeting Date | 15-May-2018 | |
| | ISIN | US74733V1008 | | | | | | Agenda | 934767572 - Management | |
| | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | To approve a Company proposal to amend the Certificate
of Incorporation to declassify the Board. | Management | | For | | For | | |
| | 2. | DIRECTOR | Management | | | | | | |
| | | | 1 | Phillips S. Baker, Jr.* | | | | For | | For | | |
| | | | 2 | Julie A. Dill* | | | | For | | For | | |
| | | | 3 | Robert F. Heinemann* | | | | For | | For | | |
| | | | 4 | Michael J. Minarovic* | | | | For | | For | | |
| | | | 5 | M.W. Scoggins* | | | | For | | For | | |
| | | | 6 | Mary Shafer-Malicki* | | | | For | | For | | |
| | | | 7 | Charles B. Stanley* | | | | For | | For | | |
| | | | 8 | David A. Trice* | | | | For | | For | | |
| | | | 9 | Phillips S. Baker, Jr.& | | | | For | | For | | |
| | | | 10 | Julie A. Dill+ | | | | For | | For | | |
| | | | 11 | Robert F. Heinemann# | | | | For | | For | | |
| | | | 12 | Michael J. Minarovic# | | | | For | | For | | |
| | | | 13 | M.W. Scoggins+ | | | | For | | For | | |
| | | | 14 | Mary Shafer-Malicki& | | | | For | | For | | |
| | | | 15 | Charles B. Stanley& | | | | For | | For | | |
| | | | 16 | David A. Trice# | | | | For | | For | | |
| | 4. | To approve, by non-binding advisory vote, the
compensation of the Company's named executive
officers. | Management | | For | | For | | |
| | 5. | To approve the QEP Resources, Inc. 2018 Long-Term
Incentive Plan. | Management | | For | | For | | |
| | 6. | To ratify the appointment of PricewaterhouseCoopers
LLP for fiscal year 2018. | Management | | For | | For | | |
| | HALLIBURTON COMPANY | | |
| | Security | 406216101 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HAL | | | | | | Meeting Date | 16-May-2018 | |
| | ISIN | US4062161017 | | | | | | Agenda | 934760871 - Management | |
| | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | | For | | For | | |
| | 1b. | Election of Director: William E. Albrecht | Management | | For | | For | | |
| | 1c. | Election of Director: Alan M. Bennett | Management | | For | | For | | |
| | 1d. | Election of Director: James R. Boyd | Management | | For | | For | | |
| | 1e. | Election of Director: Milton Carroll | Management | | For | | For | | |
| | 1f. | Election of Director: Nance K. Dicciani | Management | | For | | For | | |
| | 1g. | Election of Director: Murry S. Gerber | Management | | For | | For | | |
| | 1h. | Election of Director: Jose C. Grubisich | Management | | For | | For | | |
| | 1i. | Election of Director: David J. Lesar | Management | | For | | For | | |
| | 1j. | Election of Director: Robert A. Malone | Management | | For | | For | | |
| | 1k. | Election of Director: Jeffrey A. Miller | Management | | For | | For | | |
| | 1l. | Election of Director: Debra L. Reed | Management | | For | | For | | |
| | 2. | Ratification of Selection of Principal Independent Public
Accountants. | Management | | For | | For | | |
| | 3. | Advisory Approval of Executive Compensation. | Management | | For | | For | | |
| | SUNPOWER CORPORATION | | |
| | Security | 867652406 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SPWR | | | | | | Meeting Date | 17-May-2018 | |
| | ISIN | US8676524064 | | | | | | Agenda | 934769300 - Management | |
| | Record Date | 21-Mar-2018 | | | | | | Holding Recon Date | 21-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Francois Badoual | | | | For | | For | | |
| | | | 2 | Antoine Larenaudie | | | | For | | For | | |
| | | | 3 | Pat Wood III | | | | For | | For | | |
| | 2. | The approval, in an advisory vote, of the compensation of
our named executive officers. | Management | | For | | For | | |
| | 3. | The ratification of the appointment of Ernst & Young LLP
as our independent registered public accounting firm for
fiscal year 2018. | Management | | For | | For | | |
| | APACHE CORPORATION | | |
| | Security | 037411105 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | APA | | | | | | Meeting Date | 24-May-2018 | |
| | ISIN | US0374111054 | | | | | | Agenda | 934764223 - Management | |
| | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | Election of Director: Annell R. Bay | Management | | For | | For | | |
| | 2. | Election of Director: John J. Christmann IV | Management | | For | | For | | |
| | 3. | Election of Director: Chansoo Joung | Management | | For | | For | | |
| | 4. | Election of Director: Rene R. Joyce | Management | | For | | For | | |
| | 5. | Election of Director: George D. Lawrence | Management | | For | | For | | |
| | 6. | Election of Director: John E. Lowe | Management | | For | | For | | |
| | 7. | Election of Director: William C. Montgomery | Management | | For | | For | | |
| | 8. | Election of Director: Amy H. Nelson | Management | | For | | For | | |
| | 9. | Election of Director: Daniel W. Rabun | Management | | For | | For | | |
| | 10. | Election of Director: Peter A. Ragauss | Management | | For | | For | | |
| | 11. | Ratification of Ernst & Young LLP as Apache's
Independent Auditors | Management | | For | | For | | |
| | 12. | Advisory Vote to Approve Compensation of Apache's
Named Executive Officers | Management | | For | | For | | |
| | CHEVRON CORPORATION | | |
| | Security | 166764100 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CVX | | | | | | Meeting Date | 30-May-2018 | |
| | ISIN | US1667641005 | | | | | | Agenda | 934787308 - Management | |
| | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-May-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: W.M. Austin | Management | | For | | For | | |
| | 1b. | Election of Director: J.B. Frank | Management | | For | | For | | |
| | 1c. | Election of Director: A.P. Gast | Management | | For | | For | | |
| | 1d. | Election of Director: E. Hernandez, Jr. | Management | | For | | For | | |
| | 1e. | Election of Director: C.W. Moorman IV | Management | | For | | For | | |
| | 1f. | Election of Director: D.F. Moyo | Management | | For | | For | | |
| | 1g. | Election of Director: R.D. Sugar | Management | | For | | For | | |
| | 1h. | Election of Director: I.G. Thulin | Management | | For | | For | | |
| | 1i. | Election of Director: D.J. Umpleby III | Management | | For | | For | | |
| | 1j. | Election of Director: M.K. Wirth | Management | | For | | For | | |
| | 2. | Ratification of Appointment of PWC as Independent
Registered Public Accounting Firm | Management | | For | | For | | |
| | 3. | Advisory Vote to Approve Named Executive Officer
Compensation | Management | | For | | For | | |
| | 4. | Report on Lobbying | Shareholder | | Abstain | | Against | | |
| | 5. | Report on Feasibility of Policy on Not Doing Business
With Conflict Complicit Governments | Shareholder | | Abstain | | Against | | |
| | 6. | Report on Transition to a Low Carbon Business Model | Shareholder | | Abstain | | Against | | |
| | 7. | Report on Methane Emissions | Shareholder | | Abstain | | Against | | |
| | 8. | Adopt Policy on Independent Chairman | Shareholder | | Abstain | | Against | | |
| | 9. | Recommend Independent Director with Environmental
Expertise | Shareholder | | For | | Against | | |
| | 10. | Set Special Meetings Threshold at 10% | Shareholder | | Abstain | | Against | | |
| | DEVON ENERGY CORPORATION | | |
| | Security | 25179M103 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DVN | | | | | | Meeting Date | 06-Jun-2018 | |
| | ISIN | US25179M1036 | | | | | | Agenda | 934799911 - Management | |
| | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Barbara M. Baumann | | | | For | | For | | |
| | | | 2 | John E. Bethancourt | | | | For | | For | | |
| | | | 3 | David A. Hager | | | | For | | For | | |
| | | | 4 | Robert H. Henry | | | | For | | For | | |
| | | | 5 | Michael M. Kanovsky | | | | For | | For | | |
| | | | 6 | John Krenicki Jr. | | | | For | | For | | |
| | | | 7 | Robert A. Mosbacher Jr. | | | | For | | For | | |
| | | | 8 | Duane C. Radtke | | | | For | | For | | |
| | | | 9 | Mary P. Ricciardello | | | | For | | For | | |
| | | | 10 | John Richels | | | | For | | For | | |
| | 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| | 3. | Ratify the Appointment of the Company's Independent
Auditors for 2018. | Management | | For | | For | | |
| | 4. | Shareholder Right to Act by Written Consent. | Shareholder | | For | | Against | | |
| | HESS CORPORATION | | |
| | Security | 42809H107 | | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HES | | | | | | Meeting Date | 06-Jun-2018 | |
| | ISIN | US42809H1077 | | | | | | Agenda | 934804762 - Management | |
| | Record Date | 16-Apr-2018 | | | | | | Holding Recon Date | 16-Apr-2018 | |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2018 | |
| | SEDOL(s) | | | | | Quick Code | | |
| | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | ELECTION OF DIRECTOR: R.F. CHASE | Management | | For | | For | | |
| | 1b. | ELECTION OF DIRECTOR: T.J. CHECKI | Management | | For | | For | | |
| | 1c. | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | Management | | For | | For | | |
| | 1d. | ELECTION OF DIRECTOR: J.B. HESS | Management | | For | | For | | |
| | 1e. | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | | For | | For | | |
| | 1f. | ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY | Management | | For | | For | | |
| | 1g. | ELECTION OF DIRECTOR: M.S. LIPSCHULTZ | Management | | For | | For | | |
| | 1h. | ELECTION OF DIRECTOR: D. MCMANUS | Management | | For | | For | | |
| | 1i. | ELECTION OF DIRECTOR: K.O. MEYERS | Management | | For | | For | | |
| | 1j. | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | | For | | For | | |
| | 1k. | ELECTION OF DIRECTOR: F.G. REYNOLDS | Management | | For | | For | | |
| | 1l. | ELECTION OF DIRECTOR: W.G. SCHRADER | Management | | For | | For | | |
| | 2. | Advisory vote to approve the compensation of our named
executive officers. | Management | | For | | For | | |
| | 3. | Ratification of the selection of Ernst & Young LLP as our
independent registered public accountants for the fiscal
year ending December 31, 2018. | Management | | For | | For | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
