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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08360
GUINNESS ATKINSON FUNDS
(Exact name of registrant as specified in charter)
225 South Lake Avenue, Suite 216, Pasadena, CA | 91101 |
(Address of principal executive offices) | (Zip code) |
James J. Atkinson Jr.
225 South Lake Avenue, Suite 216, Pasadena, CA 91101
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 915-6566
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 to June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Guinness Atkinson Alternative Energy Fund
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
TIANNENG POWER INTERNATIONAL LTD | |||||||||||
Security | G8655K109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Jul-2019 | |||||||||
ISIN | KYG8655K1094 | Agenda | 711339033 - Management | ||||||||
Record Date | 08-Jul-2019 | Holding Recon Date | 08-Jul-2019 | ||||||||
City / | Country | ZHEJIAN G | / | Cayman Islands | Vote Deadline Date | 05-Jul-2019 | |||||
SEDOL(s) | B1XDJC7 - B1YRBZ5 - B3X92D1 - BD8GGB3 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0624/ltn201906241070.pd-f AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0624/ltn201906241062.pd-f | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO APPROVE THE SPIN-OFF OF (AS SPECIFIED) TIANNENG BATTERY GROUP CO., LTD. (THE "SPIN- OFF COMPANY"), CURRENTLY A 100% INDIRECT NON-WHOLLY OWNED SUBSIDIARY OF THE COMPANY, AND A SEPARATE LISTING OF THE SHARES OF THE SPIN-OFF COMPANY ON THE SHANGHAI STOCK EXCHANGE (THE "PROPOSED SPIN-OFF") AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY TO DO ALL SUCH ACTS AND SIGN ALL SUCH DOCUMENTS AND TO ENTER INTO ALL SUCH TRANSACTIONS AND ARRANGEMENTS ON BEHALF OF THE COMPANY AS MAY BE NECESSARY OR EXPEDIENT IN ORDER TO ENSURE SMOOTH IMPLEMENTATION OF AND TO GIVE EFFECT TO THE PROPOSED SPIN-OFF | Management | No Vote | No Vote | |||||||
JOHNSON MATTHEY PLC | |||||||||||
Security | G51604166 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jul-2019 | |||||||||
ISIN | GB00BZ4BQC70 | Agenda | 711320591 - Management | ||||||||
Record Date | Holding Recon Date | 15-Jul-2019 | |||||||||
City / | Country | WESTMI NSTER | / | United Kingdom | Vote Deadline Date | 11-Jul-2019 | |||||
SEDOL(s) | BDFY4H2 - BYQ06B4 - BYY3CC8 - BZ4BQC7 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED 31ST MARCH 2019 | Management | For | For | |||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY FOR THE YEAR ENDED 31ST MARCH 2019 | Management | For | For | |||||||
3 | TO DECLARE A FINAL DIVIDEND OF 62.25 PENCE PER SHARE ON THE ORDINARY SHARES | Management | For | For | |||||||
4 | TO ELECT MS X LIU AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT MR AM FERGUSON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO RE-ELECT DR JV GRIFFITHS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | TO RE-ELECT MRS AO MANZ AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
10 | TO RE-ELECT MR J OHIGGINS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
11 | TO RE-ELECT MR P THOMAS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
12 | TO RE-ELECT MR JF WALKER AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR FOR THE FORTHCOMING YEAR | Management | For | For | |||||||
14 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
15 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS | Management | For | For | |||||||
16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||
17 | TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES | Management | For | For | |||||||
18 | TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | |||||||
19 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | |||||||
20 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | |||||||
21 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |||||||
CHINA SUNTIEN GREEN ENERGY CORP LTD | |||||||||||
Security | Y15207106 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Aug-2019 | |||||||||
ISIN | CNE100000TW9 | Agenda | 711485234 - Management | ||||||||
Record Date | 29-Jul-2019 | Holding Recon Date | 29-Jul-2019 | ||||||||
City / | Country | HEBEI | / | China | Vote Deadline Date | 26-Aug-2019 | |||||
SEDOL(s) | B3ZXLP6 - B4ZPFR9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0712/ltn20190712393.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0712/ltn20190712385.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0806/ltn20190806459.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0806/ltn20190806471.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO CONSIDER THE RESOLUTION ON THE EXTENSION OF THE VALID PERIOD OF THE PLAN FOR THE INITIAL PUBLIC OFFERING AND LISTING OF A SHARES OF THE COMPANY (THE "A SHARE OFFERING") | Management | No Vote | No Vote | |||||||
2 | TO CONSIDER THE RESOLUTION ON THE EXTENSION OF THE VALID PERIOD OF THE AUTHORISATION GRANTED BY THE GENERAL MEETING TO THE BOARD OF DIRECTORS OF THE COMPANY TO HANDLE ALL MATTERS RELATING TO THE A SHARE OFFERING | Management | No Vote | No Vote | |||||||
3 | TO CONSIDER THE RESOLUTION ON THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION (DRAFT VERSION) (EFFIECTIVE UPON THE LISTING OF A SHARES) | Management | No Vote | No Vote | |||||||
4 | TO CONSIDER THE RESOLUTION ON THE PROPOSED AMENDMENTS TO THE RULES OF PROCEDURE OF THE GENERAL MEETINGS OF THE COMPANY (EFFIECTIVE UPON THE LISTING OF A SHARES) | Management | No Vote | No Vote | |||||||
5 | TO CONSIDER THE RESOLUTION ON THE PROPOSED AMENDMENTS TO THE RULES OF PROCEDURE OF THE BOARD OF DIRECTORS OF THE COMPANY (EFFIECTIVE UPON THE LISTING OF A SHARES) | Management | No Vote | No Vote | |||||||
6 | TO CONSIDER THE RESOLUTION ON THE PROPOSED AMENDMENTS TO THE RULES OF PROCEDURE OF THE SUPERVISORY COMMITTEE OF THE COMPANY (EFFIECTIVE UPON THE LISTING OF A SHARES) | Management | No Vote | No Vote | |||||||
7 | TO CONSIDER THE RESOLUTION ON THE PROPOSED AMENDMENTS TO THE WORKING RULES OF INDEPENDENT DIRECTORS OF THE COMPANY (EFFIECTIVE UPON THE LISTING OF A SHARES) | Management | No Vote | No Vote | |||||||
8 | TO CONSIDER THE RESOLUTION CONCERNING THE REPORT ON THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY | Management | No Vote | No Vote | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 271909 DUE TO ADDITION OF- RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
HELLA GMBH & CO. KGAA | |||||||||||
Security | D3R112160 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Sep-2019 | |||||||||
ISIN | DE000A13SX22 | Agenda | 711498217 - Management | ||||||||
Record Date | 05-Sep-2019 | Holding Recon Date | 05-Sep-2019 | ||||||||
City / | Country | LIPPSTA DT | / | Germany | Vote Deadline Date | 19-Sep-2019 | |||||
SEDOL(s) | BDQZLJ5 - BF16X68 - BSHYK55 - BSM6540 - BT6SHW1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 06.09.2019, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Non-Voting | |||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12 SEP 2019. FURTHER INFORMATION ON- COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE- ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018/2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE SEPARATE NON-FINANCIAL REPORT AND THE REPORT PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE - APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2018/2019 FINANCIAL YEAR | Management | For | For | |||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 372,510,933.38 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.35 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 288,708.18 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: SEPTEMBER 30, 2019 PAYABLE DATE: OCTOBER 2, 2019 | Management | For | For | |||||||
3 | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Management | For | For | |||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | |||||||
5 | RATIFICATION OF THE ACTS OF THE SHAREHOLDERS' COMMITTEE | Management | For | For | |||||||
6 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH | Management | For | For | |||||||
7.1 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: JUERGEN BEHREND | Management | For | For | |||||||
7.2 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: HORST BINNIG | Management | For | For | |||||||
7.3 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: SAMUEL CHRIST | Management | For | For | |||||||
7.4 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: CARL-PETER FORSTER | Management | For | For | |||||||
7.5 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: ROLAND HAMMERSTEIN | Management | For | For | |||||||
7.6 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: KLAUS KUEHN | Management | For | For | |||||||
7.7 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: MATTHIAS ROEPKE | Management | For | For | |||||||
7.8 | ELECTION TO THE SHAREHOLDERS' COMMITTEE: KONSTANTIN THOMAS | Management | For | For | |||||||
8.1 | ELECTION TO THE SUPERVISORY BOARD: DIETRICH HUECK | Management | For | For | |||||||
8.2 | ELECTION TO THE SUPERVISORY BOARD: STEPHANIE HUECK | Management | For | For | |||||||
8.3 | ELECTION TO THE SUPERVISORY BOARD: TOBIAS HUECK | Management | For | For | |||||||
8.4 | ELECTION TO THE SUPERVISORY BOARD: KLAUS KUEHN | Management | For | For | |||||||
8.5 | ELECTION TO THE SUPERVISORY BOARD: CLAUDIA OWEN | Management | For | For | |||||||
8.6 | ELECTION TO THE SUPERVISORY BOARD: THOMAS B. PAUL | Management | For | For | |||||||
8.7 | ELECTION TO THE SUPERVISORY BOARD: CHARLOTTE SOETJE | Management | For | For | |||||||
8.8 | ELECTION TO THE SUPERVISORY BOARD: CHRISTOPH THOMAS | Management | For | For | |||||||
9 | ADJUSTMENT OF THE REMUNERATION FOR THE SHAREHOLDERS' COMMITTEE AS OF SEPTEMBER 28, 2019, THE MEMBERS OF THE SHAREHOLDERS' COMMITTEE SHALL RECEIVE AN ANNUAL REMUNERATION OF EUR 120,000. THE CHAIRMAN OF THE SHAREHOLDERS' COMMITTEE SHALL RECEIVE EUR 360,000 | Management | For | For | |||||||
10 | ADJUSTMENT OF THE REMUNERATION FOR THE SUPERVISORY BOARD AS OF SEPTEMBER 28, 2019, THE MEMBERS OF THE SUPERVISORY BOARD SHALL RECEIVE AN ANNUAL REMUNERATION OF EUR 50,000. THE CHAIRMAN OF THE SUPERVISORY BOARD SHALL RECEIVE EUR 100,000 AND EACH DEPUTY CHAIRMAN EUR 75,000. FURTHERMORE, EACH MEMBER OF THE AUDIT COMMITTEE SHALL RECEIVE AN ADDITIONAL ANNUAL REMUNERATION OF EUR 25,000. THE CHAIRMAN OF THE AUDIT COMMITTEE SHALL RECEIVE EUR 50,000 | Management | For | For | |||||||
11 | RESOLUTION ON THE REVOCATION OF THE EXISTING AUTHORIZED CAPITAL, THE CREATION OF A NEW AUTHORIZED CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING AUTHORIZED CAPITAL 2014/I SHALL BE REVOKED. THE GENERAL PARTNERS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD AND THE SHAREHOLDERS' COMMITTEE, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 44,000,000 THROUGH THE ISSUE OF NEW REGISTERED NO- PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE SEPTEMBER 26, 2024 (AUTHORIZED CAPITAL 2019/I). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - HOLDERS OF CONVERSION OR OPTION RIGHTS HAVE BEEN | Management | For | For | |||||||
GRANTED SUBSCRIPTION RIGHTS, SHARES HAVE BEEN ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL, - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS | |||||||||||
12 | AUTHORIZATION TO ACQUIRE OWN SHARES THE EXISTING AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING OF OCTOBER 31, 2014, TO ACQUIRE OWN SHARES SHALL BE REVOKED. THE GENERAL PARTNERS SHALL BE AUTHORIZED TO ACQUIRE SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, AT PRICES NOT MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE SEPTEMBER 26, 2024. THE GENERAL PARTNERS SHALL BE AUTHORIZED TO USE THE SHARES FOR ALL LEGALLY PERMISSIBLE PURPOSES, ESPECIALLY TO RETIRE THE SHARES, TO SELL THE SHARES ON THE STOCK EXCHANGE OR OFFER THEM TO ALL SHAREHOLDERS, TO DISPOSE OF THE SHARES IN ANOTHER MANNER IF THEY ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO OFFER THE SHARES TO THIRD PARTIES AGAINST CONTRIBUTIONS IN KIND, TO USE THE SHARES FOR SERVICING OPTION OR CONVERSION RIGHTS, AND TO USE THE SHARES WITHIN THE SCOPE OF EMPLOYEE PARTICIPATION PROGRAMS | Management | For | For | |||||||
13 | AUTHORIZATION TO ACQUIRE OWN SHARES USING DERIVATIVES IN CONNECTION WITH ITEM 12, THE COMPANY MAY ALSO ACQUIRE OWN SHARES USING CALL OR PUT OPTIONS | Management | For | For | |||||||
CHINA LONGYUAN POWER GROUP CORPORATION LTD | |||||||||||
Security | Y1501T101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Nov-2019 | |||||||||
ISIN | CNE100000HD4 | Agenda | 711588155 - Management | ||||||||
Record Date | 14-Oct-2019 | Holding Recon Date | 14-Oct-2019 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 11-Nov-2019 | |||||
SEDOL(s) | B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0927/2019092700682.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0927/2019092700695.pdf | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. SUN JINBIAO AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. HUANG QUN | Management | No Vote | No Vote | |||||||
CHINA SUNTIEN GREEN ENERGY CORP LTD | |||||||||||
Security | Y15207106 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Nov-2019 | |||||||||
ISIN | CNE100000TW9 | Agenda | 711613299 - Management | ||||||||
Record Date | 25-Oct-2019 | Holding Recon Date | 25-Oct-2019 | ||||||||
City / | Country | HEBEI | / | China | Vote Deadline Date | 20-Nov-2019 | |||||
SEDOL(s) | B3ZXLP6 - B4ZPFR9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL-LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1010/20191010002-65.pdf-AND https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1010/2019101000263.-pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE PUBLIC REGISTRATION OF THE COMPANY FOR ISSUANCE OF MEDIUM-TERM NOTES OF NOT EXCEEDING RMB1.0 BILLION | Management | No Vote | No Vote | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE PUBLIC REGISTRATION OF THE COMPANY FOR ISSUANCE OF SUPER SHORT-TERM COMMERCIAL PAPERS OF NOT EXCEEDING RMB2.0 BILLION | Management | No Vote | No Vote | |||||||
HUANENG RENEWABLES CORPORATION LTD | |||||||||||
Security | Y3739S111 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-Jan-2020 | |||||||||
ISIN | CNE100000WS1 | Agenda | 711780278 - Management | ||||||||
Record Date | 05-Dec-2019 | Holding Recon Date | 05-Dec-2019 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 31-Dec-2019 | |||||
SEDOL(s) | B4WTBY3 - B52PH17 - BD8NH66 - BHTD5G9 - BYZJSZ0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1121/2019112100063.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1121/2019112100057.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | THAT SUBJECT TO THE PASSING OF THIS SAME RESOLUTION BY THE INDEPENDENT H SHAREHOLDERS AT THE H SHARE CLASS MEETING, AS APPROVED BY WAY OF POLL BY AT LEAST 75% OF THE VOTES ATTACHING TO THE H SHARES HELD BY THE INDEPENDENT H SHAREHOLDERS THAT ARE CAST EITHER IN PERSON OR BY PROXY AT THE H SHARE CLASS MEETING AND WITH THE NUMBER OF VOTES CAST BY POLL AGAINST THE RESOLUTION BY THE INDEPENDENT H SHAREHOLDERS AT THE H SHARE CLASS MEETING AMOUNTING NOT MORE THAN 10% OF THE VOTES ATTACHING TO ALL THE H SHARES HELD BY THE INDEPENDENT H SHAREHOLDERS: (A) SUBJECT TO MINIMUM VALID ACCEPTANCES OF THE H SHARE OFFER BEING RECEIVED (AND NOT, WHERE PERMITTED, WITHDRAWN) BY 4:00 P.M. ON THE CLOSING DATE (OR SUCH LATER TIME OR DATE AS CHINA HUANENG MAY, SUBJECT TO THE TAKEOVERS CODE DECIDE) AMOUNTING TO AT LEAST 90% OF THE H SHARES HELD BY THE INDEPENDENT H SHAREHOLDERS, THE DELISTING BE AND IS HEREBY APPROVED; AND (B) THE BOARD OF DIRECTORS OF THE COMPANY, AND/OR UNLESS THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES OTHERWISE, ANY TWO DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO TAKE SUCH OTHER ACTION AND EXECUTE SUCH DOCUMENTS OR DEEDS AS HE MAY CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF IMPLEMENTING THE DELISTING INCLUDING BUT NOT LIMITED TO: (I) | Management | For | For | |||||||
ESTABLISHING A SPECIFIC PROPOSAL TO IMPLEMENT THE DELISTING BASED ON THE ACTUAL CIRCUMSTANCES, INCLUDING BUT NOT LIMITED TO DETERMINING THE SPECIFIC TIME OF THE DELISTING; (II) CARRYING OUT ALL RELEVANT WORK IN RELATION TO THE DELISTING ON BEHALF OF THE COMPANY, DRAFTING, PREPARING, AMENDING, SIGNING, DELIVERING AND PERFORMING ALL AGREEMENTS, ANNOUNCEMENTS, CIRCULARS TO SHAREHOLDERS AND OTHER DOCUMENTATION REGARDING THE DELISTING AND MAKING APPROPRIATE DISCLOSURE; (III) SIGNING AND SUBMITTING ANY REPORT OR DOCUMENT TO ANY GOVERNMENT REGULATORY AUTHORITIES; (IV) UNLESS THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES OTHERWISE, SELECTING AND APPOINTING QUALIFIED PROFESSIONAL PARTIES, INCLUDING BUT NOT LIMITED TO PARTIES INVOLVED IN THE DELISTING SUCH AS FINANCIAL ADVISERS, LAWYERS ETC.; AND (V) CARRYING OUT ALL NECESSARY ACTIONS, RESOLVING AND PROCESSING OTHER MATTERS IN RELATION TO THE DELISTING ON BEHALF OF THE COMPANY AS PERMITTED BY RELEVANT LAWS | |||||||||||
HUANENG RENEWABLES CORPORATION LTD | |||||||||||
Security | Y3739S111 | Meeting Type | Class Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-Jan-2020 | |||||||||
ISIN | CNE100000WS1 | Agenda | 711780280 - Management | ||||||||
Record Date | 05-Dec-2019 | Holding Recon Date | 05-Dec-2019 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 31-Dec-2019 | |||||
SEDOL(s) | B4WTBY3 - B52PH17 - BD8NH66 - BHTD5G9 - BYZJSZ0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1121/2019112100061.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1121/2019112100069.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE. | Non-Voting | |||||||||
1 | THAT SUBJECT TO THE PASSING OF THIS SAME RESOLUTION BY THE INDEPENDENT H SHAREHOLDERS AT THE EXTRAORDINARY GENERAL MEETING, AS APPROVED BY WAY OF POLL BY AT LEAST 75% OF THE VOTES ATTACHING TO THE SHARES HELD BY THE INDEPENDENT H SHAREHOLDERS THAT ARE CAST EITHER IN PERSON OR BY PROXY AT THE EXTRAORDINARY GENERAL MEETING AND WITH THE NUMBER OF VOTES CAST BY POLL AGAINST THE RESOLUTION AT THE EGM BY THE INDEPENDENT H SHAREHOLDERS AMOUNTING TO NOT MORE THAN 10% OF THE VOTES ATTACHING TO ALL THE SHARES HELD BY THE INDEPENDENT H SHAREHOLDERS: (A) SUBJECT TO MINIMUM VALID ACCEPTANCES OF THE H SHARE OFFER BEING RECEIVED (AND NOT, WHERE PERMITTED, WITHDRAWN) BY 4:00 P.M. ON THE CLOSING DATE (OR SUCH LATER TIME OR DATE AS CHINA HUANENG MAY, SUBJECT TO THE TAKEOVERS CODE DECIDE) AMOUNTING TO AT LEAST 90% OF THE H SHARES HELD BY THE INDEPENDENT H SHAREHOLDERS, THE DELISTING BE AND IS HEREBY APPROVED; AND (B) THE BOARD OF DIRECTORS OF THE COMPANY, AND/OR UNLESS THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES OTHERWISE, ANY TWO DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO TAKE SUCH OTHER ACTION AND EXECUTE SUCH DOCUMENTS OR DEEDS AS HE MAY CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF IMPLEMENTING THE DELISTING | Management | For | For | |||||||
INCLUDING BUT NOT LIMITED TO: (I) ESTABLISHING A SPECIFIC PROPOSAL TO IMPLEMENT THE DELISTING BASED ON THE ACTUAL CIRCUMSTANCES, INCLUDING BUT NOT LIMITED TO DETERMINING THE SPECIFIC TIME OF THE DELISTING; (II) CARRYING OUT ALL RELEVANT WORK IN RELATION TO THE DELISTING ON BEHALF OF THE COMPANY, DRAFTING, PREPARING, AMENDING, SIGNING, DELIVERING AND PERFORMING ALL AGREEMENTS, ANNOUNCEMENTS, CIRCULARS TO SHAREHOLDERS AND OTHER DOCUMENTATION REGARDING THE DELISTING AND MAKING APPROPRIATE DISCLOSURE; (III) SIGNING AND SUBMITTING ANY REPORT OR DOCUMENT TO ANY GOVERNMENT REGULATORY AUTHORITIES; (IV) UNLESS THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES OTHERWISE, SELECTING AND APPOINTING QUALIFIED PROFESSIONAL PARTIES, INCLUDING BUT NOT LIMITED TO PARTIES INVOLVED IN THE DELISTING SUCH AS FINANCIAL ADVISERS, LAWYERS ETC.; AND (V) CARRYING OUT ALL NECESSARY ACTIONS, RESOLVING AND PROCESSING OTHER MATTERS IN RELATION TO THE DELISTING ON BEHALF OF THE COMPANY AS PERMITTED BY RELEVANT LAWS | |||||||||||
CHINA LONGYUAN POWER GROUP CORPORATION LTD | |||||||||||
Security | Y1501T101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Feb-2020 | |||||||||
ISIN | CNE100000HD4 | Agenda | 711966690 - Management | ||||||||
Record Date | 24-Jan-2020 | Holding Recon Date | 24-Jan-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 24-Feb-2020 | |||||
SEDOL(s) | B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0110/2020011000588.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0110/2020011000552.pdf | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHANG XIAOLIANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. LUAN BAOXING | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MS. HAO JINGRU AS A SUPERVISOR OF THE COMPANY TO FILL THE VACANCY LEFT BY RESIGNATION OF MR. CHEN BIN | Management | For | For | |||||||
SAMSUNG SDI CO. LTD | |||||||||||
Security | Y74866107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Mar-2020 | |||||||||
ISIN | KR7006400006 | Agenda | 712196597 - Management | ||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 06-Mar-2020 | |||||
SEDOL(s) | 6771645 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | |||||||
2.1 | ELECTION OF INSIDE DIRECTOR: JEON YEONG HYEON | Management | For | For | |||||||
2.2 | ELECTION OF OUTSIDE DIRECTOR: GWON O GYEONG | Management | For | For | |||||||
2.3 | ELECTION OF OUTSIDE DIRECTOR: GIM DEOK HYEON | Management | For | For | |||||||
2.4 | ELECTION OF OUTSIDE DIRECTOR: BAK TAE JU | Management | For | For | |||||||
2.5 | ELECTION OF OUTSIDE DIRECTOR: CHOE WON UK | Management | For | For | |||||||
3.1 | ELECTION OF AUDIT COMMITTEE MEMBER: GWON O GYEONG | Management | For | For | |||||||
3.2 | ELECTION OF AUDIT COMMITTEE MEMBER: GIM DEOK HYEON | Management | For | For | |||||||
3.3 | ELECTION OF AUDIT COMMITTEE MEMBER: BAK TAE JU | Management | For | For | |||||||
3.4 | ELECTION OF AUDIT COMMITTEE MEMBER: CHOE WON UK | Management | For | For | |||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | |||||||
LG CHEM LTD | |||||||||||
Security | Y52758102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Mar-2020 | |||||||||
ISIN | KR7051910008 | Agenda | 712199721 - Management | ||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 10-Mar-2020 | |||||
SEDOL(s) | 6346913 - B081VN4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | |||||||
2.1 | ELECTION OF A NON-PERMANENT DIRECTOR: KWON YOUNG SOO | Management | For | For | |||||||
2.2 | ELECTION OF INSIDE DIRECTOR: CHA DONG SEOK | Management | For | For | |||||||
2.3 | ELECTION OF OUTSIDE DIRECTOR: JUNG DONG MIN | Management | For | For | |||||||
3 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR: JUNG DONG MIN | Management | For | For | |||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | |||||||
IBERDROLA SA | |||||||||||
Security | E6165F166 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | |||||||||
ISIN | ES0144580Y14 | Agenda | 712221542 - Management | ||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||||||
City / | Country | BILBAO | / | Spain | Vote Deadline Date | 27-Mar-2020 | |||||
SEDOL(s) | B1S7LF1 - B288C92 - B28C614 - BF44659 - BHZLJK9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 APR 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' | Non-Voting | |||||||||
1 | ANNUAL ACCOUNTS 2019 | Management | For | For | |||||||
2 | MANAGEMENT REPORTS 2019 | Management | For | For | |||||||
3 | STATEMENT OF NON FINANCIAL INFORMATION 2019 | Management | For | For | |||||||
4 | CORPORATE MANAGEMENT AND ACTIVITIES OF BOARD OF DIRECTORS IN 2019 | Management | For | For | |||||||
5 | RE-ELECTION OF KPMG AS STATUTORY AUDITOR | Management | For | For | |||||||
6 | AMENDMENT OF ART 6, 7 AND 17 OF BYLAWS TO REDEFINE CORPORATE INTEREST AND SOCIAL DIVIDEND | Management | For | For | |||||||
7 | AMENDMENT OF ART 8 OF BYLAWS ABOUT COMPLIANCE SYSTEM AND UNIT | Management | For | For | |||||||
8 | AMENDMENT OF ART 10 OF BYLAWS TO REFLECT SHARE CAPITAL AFTER RETIREMENT OF MAX 213,592,000 SHARES | Management | For | For | |||||||
9 | AMENDMENT OF ART 9 OF REGULATIONS FOR THE GENERAL MEETINGS | Management | For | For | |||||||
10 | AMENDMENT OF ART 14,19 AND 39 OF REGULATIONS FOR GENERAL MEETINGS | Management | For | For | |||||||
11 | AMENDMENT OF ART 6,7,15,16,17,22, 33 AND 44 OF REGULATIONS FOR GENERAL MEETINGS | Management | For | For | |||||||
12 | ALLOCATION OF PROFITS 2019 | Management | For | For | |||||||
13 | FIRST INCREASE OF CAPITAL | Management | For | For | |||||||
14 | SECOND INCREASE OF CAPITAL | Management | For | For | |||||||
15 | CONSULTATIVE VOTE ON ANNUAL DIRECTORS REMUNERATIONS REPORT 2019 | Management | For | For | |||||||
16 | STRATEGIC BONUS FOR 2020-2021 | Management | For | For | |||||||
17 | APPOINTMENT OF MS NICOLA MARY BREWER AS INDEPENDENT DIRECTOR | Management | For | For | |||||||
18 | APPOINTMENT OF MS REGINA HELENA JORGE NUES AS INDEPENDENT DIRECTOR | Management | For | For | |||||||
19 | REELECTION OF MR INIGO VICTOR DE ORIOL IBARRA AS OTHER EXTERNAL DIRECTOR | Management | For | For | |||||||
20 | REELECTION OF MS SAMANTHA BARBER AS INDEPENDENT DIRECTOR | Management | For | For | |||||||
21 | SETTING OF THE NUMBER OF BOARD MEMBERS AT FOURTEEN | Management | For | For | |||||||
22 | AUTHORISATION TO INCREASE CAPITAL LIMITED TO A MAXIMUM OF 10 PCT OF SHARE CAPITAL | Management | For | For | |||||||
23 | AUTHORISATION TO ISSUE DEBENTURES EXCHANGEABLE FOR AND OR CONVERTIBLE INTO SHARES AND WARRANTS UP TO 5,000M EURO LIMITED TO A MAX OF 10PCT OF SHARE CAPITAL | Management | For | For | |||||||
24 | DELEGATION OF POWERS | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER-DIRECTLY, BY PROXY, OR BY LONG- DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE-AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE. THANK YOU | Non-Voting | |||||||||
VESTAS WIND SYSTEMS A/S | |||||||||||
Security | K9773J128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-Apr-2020 | |||||||||
ISIN | DK0010268606 | Agenda | 712233713 - Management | ||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||||||
City / | Country | AARHUS | / | Denmark | Vote Deadline Date | 27-Mar-2020 | |||||
SEDOL(s) | 5964651 - 5966419 - B0XZ2T4 - BD9MGP4 - BJ056X2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "4.A TO 4.H AND 6". THANK YOU | Non-Voting | |||||||||
1 | THE BOARD OF DIRECTORS' REPORT | Non-Voting | |||||||||
2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | For | For | |||||||
3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 7.93 PER SHARE | Management | For | For | |||||||
4.A | ELECTION OF MEMBER ANDERS RUNEVAD TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.B | RE-ELECTION OF MEMBER BERT NORDBERG TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.C | RE-ELECTION OF MEMBER BRUCE GRANT TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.D | RE-ELECTION OF MEMBER CARSTEN BJERG TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.E | RE-ELECTION OF MEMBER EVA MERETE SOFELDE BERNEKE TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.F | RE-ELECTION OF MEMBER HELLE THORNING- SCHMIDT TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.G | ELECTION OF MEMBER KARL-HENRIK SUNDSTROM TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
4.H | RE-ELECTION OF MEMBER LARS JOSEFSSON TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
5.1 | FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2019 | Management | For | For | |||||||
5.2 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2020 | Management | For | For | |||||||
6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | |||||||
7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF THE COMPANY'S REMUNERATION POLICY - THE REMUNERATION POLICY HAS BEEN UPDATED TO ENSURE COMPLIANCE WITH THE REVISED SECTION 139 AND THE NEW SECTION 139A OF THE DANISH COMPANIES ACT | Management | For | For | |||||||
7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF STANDARD AGENDA OF ANNUAL GENERAL MEETINGS - AMENDMENT OF ARTICLE 5(2) OF THE ARTICLES OF ASSOCIATION - THE STANDARD AGENDA OF ANNUAL GENERAL MEETINGS HAS BEEN AMENDED TO ENSURE COMPLIANCE WITH THE NEW SECTION 139B IN THE DANISH COMPANIES ACT | Management | For | For | |||||||
7.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 198,901,963 TO NOMINALLY DKK 196,924,115 THROUGH CANCELLATION OF TREASURY SHARES | Management | For | For | |||||||
7.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2021 | Management | For | For | |||||||
8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | For | For | |||||||
SCHNEIDER ELECTRIC SE | |||||||||||
Security | F86921107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | |||||||||
ISIN | FR0000121972 | Agenda | 712239715 - Management | ||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | ||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 17-Apr-2020 | |||||
SEDOL(s) | 4834108 - 5395875 - B11BPS1 - BF447N4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202003062000440-29 | Non-Voting | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 2.55 PER SHARE | Management | For | For | |||||||
O.4 | INFORMATION ON THE AGREEMENTS CONCLUDED DURING THE PREVIOUS FINANCIAL YEARS | Management | For | For | |||||||
O.5 | APPROVAL OF A NEW REGULATED AGREEMENT RELATING TO THE CONDITIONS OF DEPARTURE OF THE DEPUTY CHIEF EXECUTIVE OFFICER MR. EMMANUEL BABEAU | Management | For | For | |||||||
O.6 | APPROVAL OF THE COMPENSATION REPORT FOR THE PAST FINANCIAL YEAR | Management | For | For | |||||||
O.7 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-PASCAL TRICOIRE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
O.8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. EMMANUEL BABEAU AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
O.9 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
O.10 | APPROVAL (I) OF THE COMPENSATION POLICY SPECIFICALLY APPLICABLE TO MR. EMMANUEL BABEAU, DEPUTY CHIEF EXECUTIVE OFFICER, IN THE CONTEXT OF HIS DEPARTURE AND (II) OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO THE LATTER | Management | For | For | |||||||
O.11 | APPROVAL OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
O.12 | RENEWAL OF THE TERM OF OFFICE OF MR. LEO APOTHEKER AS DIRECTOR | Management | For | For | |||||||
O.13 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | For | For | |||||||
O.14 | RENEWAL OF THE TERM OF OFFICE OF MR. FRED KINDLE AS DIRECTOR | Management | For | For | |||||||
O.15 | RENEWAL OF THE TERM OF OFFICE OF MR. WILLY KISSLING AS DIRECTOR | Management | For | For | |||||||
O.16 | APPOINTMENT OF MRS. JILL LEE AS DIRECTOR | Management | For | For | |||||||
O.17 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - THE MAXIMUM PURCHASE PRICE IS SET AT 150 EUROS PER SHARE | Management | For | For | |||||||
E.18 | AMENDMENT TO ARTICLE 11.4 OF THE BY-LAWS TO COMPLY WITH THE AMENDED LAWS AND TO ALLOW THE APPOINTMENT OF THE SECOND DIRECTOR REPRESENTING THE EMPLOYEES BY THE EUROPEAN COMMITTEE | Management | For | For | |||||||
E.19 | AMENDMENT TO ARTICLES 13 AND 16 OF THE BY- LAWS TO COMPLY WITH THE AMENDED LAWS AND RECTIFICATION OF A MATERIAL ERROR | Management | For | For | |||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: IN FAVOUR OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY, OR VIA ENTITIES ACTING ON THEIR BEHALF OR ENTITIES ACTING TO OFFER EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP BENEFITS COMPARABLE TO THOSE OFFERED TO THE MEMBERS OF THE COMPANY SAVINGS PLAN, WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
O.22 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||
TRANSALTA RENEWABLES INC | |||||||||||
Security | 893463109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Apr-2020 | |||||||||
ISIN | CA8934631091 | Agenda | 712303611 - Management | ||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | ||||||||
City / | Country | TBD | / | Canada | Vote Deadline Date | 22-Apr-2020 | |||||
SEDOL(s) | BCZLSL8 - BCZS9P0 - BCZXZ79 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | |||||||||
1.1 | ELECTION OF DIRECTOR: DAVID W. DRINKWATER | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: BRETT M. GELLNER | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ALLEN R. HAGERMAN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: PAUL H.E. TAYLOR | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JOHN H. KOUSINIORIS | Management | For | For | |||||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
KINGSPAN GROUP PLC | |||||||||||
Security | G52654103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2020 | |||||||||
ISIN | IE0004927939 | Agenda | 712264198 - Management | ||||||||
Record Date | 29-Apr-2020 | Holding Recon Date | 29-Apr-2020 | ||||||||
City / | Country | TBD | / | Ireland | Vote Deadline Date | 23-Apr-2020 | |||||
SEDOL(s) | 0492793 - 4491235 - B1WSY06 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ADOPT THE FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.A | TO RE-ELECT EUGENE MURTAGH AS A DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR | Management | For | For | |||||||
3.E | TO RE-ELECT PETER WILSON AS A DIRECTOR | Management | For | For | |||||||
3.F | TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR | Management | For | For | |||||||
3.G | TO RE-ELECT LINDA HICKEY AS A DIRECTOR | Management | For | For | |||||||
3.H | TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR | Management | For | For | |||||||
3.I | TO RE-ELECT JOHN CRONIN AS A DIRECTOR | Management | For | For | |||||||
3.J | TO RE-ELECT BRUCE MCLENNAN AS A DIRECTOR | Management | For | For | |||||||
3.K | TO RE-ELECT JOST MASSENBERG AS A DIRECTOR | Management | For | For | |||||||
3.L | TO ELECT ANNE HERATY AS A DIRECTOR | Management | For | For | |||||||
4 | TO AUTHORISE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
5 | TO RECEIVE THE REPORT OF THE REMUNERATION COMMITTEE | Management | For | For | |||||||
6 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES | Management | For | For | |||||||
7 | DIS-APPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
8 | ADDITIONAL 5% DIS-APPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
9 | PURCHASE OF COMPANY SHARES | Management | For | For | |||||||
10 | RE-ISSUE OF TREASURY SHARES | Management | For | For | |||||||
11 | TO APPROVE THE CONVENING OF CERTAIN EGMS ON 14 DAYS' NOTICE | Management | For | For | |||||||
NIBE INDUSTRIER AB | |||||||||||
Security | W57113149 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | |||||||||
ISIN | SE0008321293 | Agenda | 712437246 - Management | ||||||||
Record Date | 08-May-2020 | Holding Recon Date | 08-May-2020 | ||||||||
City / | Country | MARKAR YD | / | Sweden | Vote Deadline Date | 05-May-2020 | |||||
SEDOL(s) | BD1RKL1 - BD4F8N0 - BYYT1T6 - BYYV3X0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 360811 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS 10 TO 14 AND 15.B. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN AT THE MEETING: HANS LINNARSON | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF A VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE BOARD OF DIRECTORS' PROPOSED AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | |||||||||
6 | EXAMINATION IF THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | |||||||||
7 | THE MANAGING DIRECTOR'S STATEMENT | Non-Voting | |||||||||
8 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE GROUP-FINANCIAL STATEMENT AND THE GROUP AUDITOR'S REPORT AS WELL AS THE AUDITOR'S-STATEMENT CONCERNING THE APPLICATION OF THE GUIDING PRINCIPLES FOR-REMUNERATION TO EXECUTIVE EMPLOYEES DECIDED AT THE ANNUAL GENERAL MEETING-2019 | Non-Voting | |||||||||
9.A | RESOLUTION IN RESPECT OF: ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | |||||||
9.B | RESOLUTION IN RESPECT OF: ALLOCATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET | Management | For | For | |||||||
9.C | RESOLUTION IN RESPECT OF: DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE MANAGING DIRECTOR | Management | For | For | |||||||
10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE ELECTED BY THE MEETING: 6 ORDINARY BOARD MEMBERS, WITHOUT DEPUTIES, SHALL BE ELECTED | Shareholder | For | ||||||||
11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED PUBLIC ACCOUNTING FIRMS | Shareholder | For | ||||||||
12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF FEES TO THE BOARD MEMBERS AND THE AUDITORS | Shareholder | For | ||||||||
13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF BOARD MEMBERS, CHAIRMAN OF THE BOARD AND DEPUTY BOARD MEMBERS, IF ANY: IT IS PROPOSED THAT THE BOARD MEMBERS GEORG BRUNSTAM, GERTERIC LINDQUIST, HANS LINNARSON, ANDERS PALSSON AND JENNY SJODAHL ARE RE-ELECTED AS BOARD MEMBERS AND THAT JENNY LARSSON IS NEWLY ELECTED. IT IS PROPOSED THAT HANS LINNARSON IS RE-ELECTED AS CHAIRMAN OF THE BOARD. HELENE RICHMOND, WHO HAS BEEN A BOARD MEMBER SINCE 2015, WAS APPOINTED AS MANAGING DIRECTOR OF ENERTECH AB ON 1 NOVEMBER 2019. ENERTECH AB IS A PART OF THE NIBE GROUP. UNDER THESE CIRCUMSTANCES, HELENE RICHMOND HAS DECLINED RE-ELECTION AT THE ANNUAL GENERAL MEETING | Shareholder | For | ||||||||
14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF AUDITORS AND DEPUTY AUDITORS, IF ANY, OR REGISTERED PUBLIC ACCOUNTING FIRMS: FOR THE PERIOD UP TO THE END OF THE ANNUAL GENERAL MEETING 2021 IT IS PROPOSED THAT KPMG AB IS ELECTED AS REGISTERED PUBLIC ACCOUNTING FIRM. KPMG HAS ANNOUNCED THAT IF THE ANNUAL GENERAL MEETING IS VOTING IN ACCORDANCE WITH THE PROPOSAL, KPMG WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT DAN KJELLQVIST AS AUDITOR IN CHARGE | Shareholder | For | ||||||||
15.A | RESOLUTION IN RESPECT OF: THE BOARD OF DIRECTORS' PROPOSAL FOR CHANGE OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
15.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION IN RESPECT OF: THE CLASS A-SHAREHOLDERS' PROPOSAL FOR CHANGE OF THE ARTICLES OF ASSOCIATION | Shareholder | For | ||||||||
16 | RESOLUTION IN RESPECT OF THE BOARD OF DIRECTORS' PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON ISSUE OF NEW SHARES IN CONNECTION WITH ACQUISITIONS OF COMPANIES/BUSINESS | Management | For | For | |||||||
17 | RESOLUTION IN RESPECT OF GUIDING PRINCIPLES FOR REMUNERATION AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE EMPLOYEES | Management | For | For | |||||||
18 | CLOSING OF THE MEETING | Non-Voting | |||||||||
XINYI SOLAR HOLDINGS LTD | |||||||||||
Security | G9829N102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2020 | |||||||||
ISIN | KYG9829N1025 | Agenda | 712415581 - Management | ||||||||
Record Date | 11-May-2020 | Holding Recon Date | 11-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 08-May-2020 | |||||
SEDOL(s) | BD8NH99 - BGQYNN1 - BGSQH22 - BH88Z43 - BX1D6K0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041400776.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041400786.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND THE AUDITOR OF THE COMPANY (THE "AUDITOR") FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 8.5 HK CENTS PER SHARE (WITH SCRIP OPTION) FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.A.I | TO RE-ELECT DR. LEE YIN YEE, B.B.S. AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.AII | TO RE-ELECT TAN SRI DATUK TUNG CHING SAI P.S.M, D.M.S.M AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3AIII | TO RE-ELECT MR. LEE YAU CHING AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.B | TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO DETERMINE THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
4 | TO RE-APPOINT THE AUDITOR AND TO AUTHORISE THE BOARD TO FIX ITS REMUNERATION | Management | For | For | |||||||
5.A | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | |||||||
5.B | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE SHARES | Management | For | For | |||||||
5.C | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES BY THE SHARES REPURCHASED: THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 5A AND 5B, THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO RESOLUTION 5B BE AND IS HEREBY EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO THE RESOLUTION NO. 5A ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF THE SHARES IN ISSUE AS OF THE DATE OF PASSING THIS RESOLUTION | Management | For | For | |||||||
TIANNENG POWER INTERNATIONAL LTD | |||||||||||
Security | G8655K109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2020 | |||||||||
ISIN | KYG8655K1094 | Agenda | 712460411 - Management | ||||||||
Record Date | 15-May-2020 | Holding Recon Date | 15-May-2020 | ||||||||
City / | Country | ZHEJIAN G | / | Cayman Islands | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | B1XDJC7 - B1YRBZ5 - B3X92D1 - BD8GGB3 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0420/2020042000305.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0420/2020042000315.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.A | TO RE-ELECT DR. ZHANG TIANREN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.B | TO RE-ELECT MR. ZHANG AOGEN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.C | TO RE-ELECT MR. ZHOU JIANZHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
5 | TO RE-APPOINT ZHONGHUI ANDA CPA LIMITED AS AUDITORS AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6.A | "THAT (A) SUBJECT TO PARAGRAPH (C) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") DURING THE RELEVANT PERIOD (AS DEFINED BELOW) OF ALL POWERS TO ALLOT, ISSUE AND DEAL WITH THE ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY, AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF | Management | For | For | |||||||
SUCH POWERS, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION, OTHERWISE THAN PURSUANT TO (I) A RIGHTS ISSUE (AS DEFINED BELOW); (II) ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO OFFICERS AND/OR EMPLOYEES OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES OF SHARES OR RIGHTS TO ACQUIRE SHARES OF THE COMPANY; OR (III) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF THE CASH PAYMENT FOR A DIVIDEND ON SHARES OF THE COMPANY IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, SHALL NOT EXCEED 20% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) FOR THE PURPOSE OF THIS RESOLUTION:- "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW TO BE HELD; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING. "RIGHTS ISSUE" MEANS AN OFFER OF SHARES OR OTHER SECURITIES OF THE COMPANY OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OF THE COMPANY OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR HAVING REGARD | |||||||||||
TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY OUTSIDE THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE'S REPUBLIC OF CHINA)." | |||||||||||
6.B | "THAT (A) SUBJECT TO PARAGRAPH (B) OF THIS RESOLUTION, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS DEFINED BELOW) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE ITS OWN SHARES ON THE STOCK EXCHANGE OF HONG KONG LIMITED ("STOCK EXCHANGE"), SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED AND AUTHORISED; (B) THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY TO BE REPURCHASED BY THE COMPANY PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION DURING THE RELEVANT PERIOD SHALL NOT EXCEED 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; AND (C) FOR THE PURPOSE OF THIS RESOLUTION, "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW TO BE HELD; AND (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING." | Management | For | For | |||||||
7 | AS SPECIAL BUSINESS, TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING AS ORDINARY RESOLUTION: "THAT CONDITIONAL UPON RESOLUTIONS NOS. 6A AND 6B BEING PASSED, THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH ARE REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED TO THE DIRECTORS AS MENTIONED IN RESOLUTION NO. 6B SHALL BE ADDED TO THE AGGREGATE NUMBER OF SHARES THAT MAY BE ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO RESOLUTION NO. 6A ABOVE." | Management | For | For | |||||||
CHINA LONGYUAN POWER GROUP CORPORATION LTD | |||||||||||
Security | Y1501T101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | CNE100000HD4 | Agenda | 712392276 - Management | ||||||||
Record Date | 28-Apr-2020 | Holding Recon Date | 28-Apr-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 25-May-2020 | |||||
SEDOL(s) | B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800601.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800751.pdf | Non-Voting | |||||||||
1 | TO APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
2 | TO APPROVE THE REPORT OF THE SUPERVISORY BOARD FOR THE YEAR 2019 | Management | For | For | |||||||
3 | TO ACCEPT THE INDEPENDENT AUDITOR'S REPORT AND THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2019 | Management | For | For | |||||||
4 | TO APPROVE THE FINAL FINANCIAL ACCOUNTS REPORT FOR THE YEAR 2019 | Management | For | For | |||||||
5 | TO APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR 2019 | Management | For | For | |||||||
6 | TO APPROVE THE FINANCIAL BUDGET PLAN FOR THE YEAR 2020 | Management | For | For | |||||||
7 | TO APPROVE THE DIRECTORS' AND SUPERVISORS' REMUNERATION PLAN FOR THE YEAR 2020 | Management | For | For | |||||||
8 | TO APPROVE THE RE-APPOINTMENT OF PRC AUDITOR FOR THE YEAR 2020 AND GRANT OF AUTHORITY TO THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE ITS REMUNERATION | Management | For | For | |||||||
9 | TO APPROVE THE RE-APPOINTMENT OF THE INTERNATIONAL AUDITOR FOR THE YEAR 2020 AND GRANT OF AUTHORITY TO THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE ITS REMUNERATION | Management | For | For | |||||||
10 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
11 | TO APPROVE A GENERAL MANDATE TO APPLY FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS IN THE PRC | Management | For | For | |||||||
12 | TO APPROVE THE APPLICATION FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS OF NON-FINANCIAL ENTERPRISES IN THE PRC | Management | For | For | |||||||
13 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management | For | For | |||||||
CHINA SUNTIEN GREEN ENERGY CORP LTD | |||||||||||
Security | Y15207106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | CNE100000TW9 | Agenda | 712392808 - Management | ||||||||
Record Date | 28-Apr-2020 | Holding Recon Date | 28-Apr-2020 | ||||||||
City / | Country | SHIJIAZ HUANG | / | China | Vote Deadline Date | 25-May-2020 | |||||
SEDOL(s) | B3ZXLP6 - B4ZPFR9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800880.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800840.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE COMPANY FOR 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2019 | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE BUDGET REPORT OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 | Management | For | For | |||||||
7 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF REANDA CERTIFIED PUBLIC ACCOUNTANTS AS SPECIFIED AND ERNST & YOUNG AS THE COMPANY'S PRC AUDITORS AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR 2020 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR RESPECTIVE REMUNERATIONS | Management | For | For | |||||||
8 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE REPORT ON THE USE OF PROCEEDS PREVIOUSLY RAISED BY THE COMPANY | Management | For | For | |||||||
9 | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED DOMESTIC SHARES AND H SHARES OF THE COMPANY, RESPECTIVELY, AND TO AUTHORISE THE BOARD TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS IT THINKS _T SO AS TO RE_ECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUE OF ADDITIONAL SHARES PURSUANT TO SUCH MANDATE: THAT: (A) (A) SUBJECT TO PARAGRAPH (C) AND IN ACCORDANCE WITH THE RELEVANT REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "LISTING RULES"), THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RELEVANT LAWS AND REGULATIONS OF THE PEOPLE'S REPUBLIC OF CHINA (THE "PRC"), THE EXERCISE BY THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DE_NED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH, EITHER SEPARATELY OR CONCURRENTLY, ADDITIONAL DOMESTIC SHARES AND H SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS BE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) SHALL AUTHORISE THE BOARD DURING THE RELEVANT PERIOD (AS HEREINAFTER DE_NED) TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND RIGHTS OF EXCHANGE OR CONVERSION WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE EXPIRATION OF THE RELEVANT PERIOD; (C) EACH OF THE TOTAL NUMBER OF DOMESTIC SHARES AND H SHARES ALLOTTED, ISSUED OR DEALT WITH OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE BOARD PURSUANT TO THE APPROVAL GRANTED IN PARAGRAPH (A) SHALL NOT EXCEED 20% OF EACH OF THE TOTAL NUMBER OF ISSUED DOMESTIC SHARES AND H SHARES OF THE COMPANY AS OF THE DATE WHEN THIS RESOLUTION IS ADOPTED; (D) THE BOARD WILL ONLY EXERCISE THE ABOVE POWERS IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE LISTING RULES (AS AMENDED FROM TIME TO TIME) AND ONLY IF ALL NECESSARY APPROVALS FROM THE CHINA SECURITIES REGULATORY COMMISSION AND/OR | Management | For | For | |||||||
OTHER RELEVANT PRC GOVERNMENT AUTHORITIES ARE OBTAINED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; OR (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OR OTHER APPLICABLE LAWS TO BE HELD; OR (III) THE DATE OF REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY A SPECIAL RESOLUTION PASSED BY THE SHAREHOLDERS OF THE COMPANY IN A GENERAL MEETING (B) THE BOARD BE AUTHORISED TO MAKE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS NECESSARY SO AS TO RE-ELECT THE NEW SHARE CAPITAL STRUCTURE OF THE COMPANY UPON THE ALLOTMENT OR ISSUE OF SHARES PURSUANT TO THE SUB-PARAGRAPH (A)(A) OF THIS RESOLUTION | |||||||||||
CMMT | PLEASE NOTE THAT THIS IS ANNUAL GENERAL MEETING OF 2019. THANK YOU | Non-Voting | |||||||||
CHINA LONGYUAN POWER GROUP CORPORATION LTD | |||||||||||
Security | Y1501T101 | Meeting Type | Class Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | CNE100000HD4 | Agenda | 712392959 - Management | ||||||||
Record Date | 28-Apr-2020 | Holding Recon Date | 28-Apr-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 25-May-2020 | |||||
SEDOL(s) | B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800546.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800721.pdf | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
ALBIOMA | |||||||||||
Security | F0190K109 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | FR0000060402 | Agenda | 712492521 - Management | ||||||||
Record Date | 26-May-2020 | Holding Recon Date | 26-May-2020 | ||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 26-May-2020 | |||||
SEDOL(s) | B188CY0 - B235Q41 - B28LRQ3 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202004242001098-50 | Non-Voting | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND | Management | For | For | |||||||
O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 IN NEW SHARES | Management | For | For | |||||||
O.5 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS PRESENTED IN THE REPORT ON THE CORPORATE GOVERNANCE REFERRED TO IN ARTICLE L. 225-37 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
O.6 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. JACQUES PETRY, CHAIRMAN OF THE BOARD OF DIRECTORS (PERIOD FROM 1 JANUARY TO 27 MAY 2019) | Management | For | For | |||||||
O.7 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. FREDERIC MOYNE, CHIEF EXECUTIVE OFFICER (PERIOD FROM 1 JANUARY TO 27 MAY 2019) THEN CHAIRMAN AND CHIEF EXECUTIVE OFFICER (PERIOD FROM 27 MAY TO 31 DECEMBER 2019 | Management | For | For | |||||||
O.8 | APPROVAL OF THE COMPENSATION POLICY OF CORPORATE OFFICERS AS OF 1 JANUARY 2020 | Management | For | For | |||||||
O.9 | APPROVAL OF THE AGREEMENTS COVERED BY THE PROVISIONS OF ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||
O.10 | RATIFICATION OF THE PROVISIONAL APPOINTMENT, BY WAY OF CO-OPTATION, OF MR. FRANK LACROIX AS DIRECTOR, FOR THE REMAINING TERM OF OFFICE OF MR. JACQUES PETRY, WHO RESIGNED. | Management | For | For | |||||||
O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER FOR THE COMPANY TO REPURCHASE ITS OWN SHARES UNDER A SHARE REPURCHASE PROGRAMME | Management | For | For | |||||||
E.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY WAY OF CANCELLATION OF SHARES ACQUIRED BY THE COMPANY IN THE CONTEXT OF A SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
E.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE FREE ALLOCATION OF EXISTING PERFORMANCE SHARES FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND CERTAIN EMPLOYEES OF RELATED COMPANIES | Management | For | For | |||||||
E.14 | DELEGATION OF POWERS TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL AS COMPENSATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | For | For | |||||||
E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN OR GROUP SAVINGS PLAN, OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL | Management | Against | Against | |||||||
E.16 | AMENDMENT TO THE PROVISIONS OF ARTICLES 21 AND 38 OF THE BY-LAWS IN ORDER TO CHANGE THE TERMINOLOGY USED TO DESIGNATE THE COMPENSATION OF DIRECTORS FOLLOWING THE ENTRY INTO FORCE OF THE COVENANT LAW | Management | For | For | |||||||
E.17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||
WASION HOLDINGS LIMITED | |||||||||||
Security | G9463P108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Jun-2020 | |||||||||
ISIN | KYG9463P1081 | Agenda | 712644473 - Management | ||||||||
Record Date | 12-Jun-2020 | Holding Recon Date | 12-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 11-Jun-2020 | |||||
SEDOL(s) | B0T4J94 - B0VR4G3 - B18R225 - BKTH4C1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0513/2020051300207.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0513/2020051300215.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE REPORT OF THE DIRECTORS, THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | No Vote | No Vote | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.20 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | No Vote | No Vote | |||||||
3 | TO RE-ELECT MR. KAT CHIT AS A NON-EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
4 | TO APPOINT MS. LI HONG AS AN EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
5 | TO APPOINT MR. CHAN CHEONG TAT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | No Vote | No Vote | |||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | No Vote | No Vote | |||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY'S SHARES | Management | No Vote | No Vote | |||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | Management | No Vote | No Vote | |||||||
10 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 9 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 8 ABOVE | Management | No Vote | No Vote |
Guinness Atkinson Asia Focus Fund
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
NETEASE, INC. | |||||||||||
Security | 64110W102 | Meeting Type | Annual | ||||||||
Ticker Symbol | NTES | Meeting Date | 13-Sep-2019 | ||||||||
ISIN | US64110W1027 | Agenda | 935069484 - Management | ||||||||
Record Date | 31-Jul-2019 | Holding Recon Date | 31-Jul-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Sep-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Re-election of Director: William Lei Ding | Management | No Vote | No Vote | |||||||
1B. | Re-election of Director: Alice Cheng | Management | No Vote | No Vote | |||||||
1C. | Re-election of Director: Denny Lee | Management | No Vote | No Vote | |||||||
1D. | Re-election of Director: Joseph Tong | Management | No Vote | No Vote | |||||||
1E. | Re-election of Director: Lun Feng | Management | No Vote | No Vote | |||||||
1F. | Re-election of Director: Michael Leung | Management | No Vote | No Vote | |||||||
1G. | Re-election of Director: Michael Tong | Management | No Vote | No Vote | |||||||
2. | Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2019. | Management | No Vote | No Vote | |||||||
CHINA CONSTRUCTION BANK CORPORATION | |||||||||||
Security | Y1397N101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Oct-2019 | |||||||||
ISIN | CNE1000002H1 | Agenda | 711568999 - Management | ||||||||
Record Date | 27-Sep-2019 | Holding Recon Date | 27-Sep-2019 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 24-Oct-2019 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0912/ltn20190912259.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0912/ltn20190912319.pdf | Non-Voting | |||||||||
1 | ELECTION OF MR. WANG YONGQING AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | |||||||
2 | ELECTION OF MR. MICHEL MADELAIN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
3 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS OF THE BANK IN 2018 | Management | For | For | |||||||
4 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS OF THE BANK IN 2018 | Management | For | For | |||||||
5 | AUTHORIZATION FOR ADDITIONAL TEMPORARY LIMIT ON POVERTY ALLEVIATION DONATIONS | Management | For | For | |||||||
CORPORATE TRAVEL MANAGEMENT LTD | |||||||||||
Security | Q2909K105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-Nov-2019 | |||||||||
ISIN | AU000000CTD3 | Agenda | 711697574 - Management | ||||||||
Record Date | 04-Nov-2019 | Holding Recon Date | 04-Nov-2019 | ||||||||
City / | Country | BRISBAN E | / | Australia | Vote Deadline Date | 31-Oct-2019 | |||||
SEDOL(s) | B3R1D52 - B7NGMB8 - BLS0ZS1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5, 6 AND 7 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
1 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | |||||||
2 | ELECTION OF DIRECTOR - MS LAURA RUFFLES | Management | For | For | |||||||
3 | ELECTION OF DIRECTOR - MR EWEN CROUCH | Management | For | For | |||||||
4 | ELECTION OF DIRECTOR - MS SOPHIE MITCHELL | Management | For | For | |||||||
5 | APPROVAL OF ISSUE OF SHARE APPRECIATION RIGHTS TO MS LAURA RUFFLES | Management | For | For | |||||||
6 | APPROVAL OF SHARE APPRECIATION RIGHTS PLAN | Management | For | For | |||||||
7 | APPROVAL OF INCREASE IN NON-EXECUTIVE DIRECTORS' FEE POOL | Management | For | For | |||||||
CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 15 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | Non-Voting | |||||||||
8 | APPROVAL OF PROPORTIONAL TAKEOVER PROVISIONS | Management | For | For | |||||||
SONIC HEALTHCARE LIMITED | |||||||||||
Security | Q8563C107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Nov-2019 | |||||||||
ISIN | AU000000SHL7 | Agenda | 711643468 - Management | ||||||||
Record Date | 15-Nov-2019 | Holding Recon Date | 15-Nov-2019 | ||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 14-Nov-2019 | |||||
SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
1 | RE-ELECTION OF DR JANE WILSON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
2 | RE-ELECTION OF DR PHILIP DUBOIS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | |||||||
4 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
5 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | For | For | |||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | |||||||||||
Security | Y69790106 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Dec-2019 | |||||||||
ISIN | CNE1000003X6 | Agenda | 711701599 - Management | ||||||||
Record Date | 08-Nov-2019 | Holding Recon Date | 08-Nov-2019 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 04-Dec-2019 | |||||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1024/ltn20191024167.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1024/ltn20191024173.pdf | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE ELECTION OF MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
AUTOHOME, INC. | |||||||||||
Security | 05278C107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATHM | Meeting Date | 18-Dec-2019 | ||||||||
ISIN | US05278C1071 | Agenda | 935102121 - Management | ||||||||
Record Date | 05-Nov-2019 | Holding Recon Date | 05-Nov-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | Ms. Han Qiu be re-elected as a director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||
2. | Mr. Dazong Wang be re-elected as an independent director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||
3. | Mr. Junling Liu be re-elected as an independent director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||
QUALCOMM INCORPORATED | |||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||
Ticker Symbol | QCOM | Meeting Date | 10-Mar-2020 | ||||||||
ISIN | US7475251036 | Agenda | 935123783 - Management | ||||||||
Record Date | 13-Jan-2020 | Holding Recon Date | 13-Jan-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Mar-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Mark Fields | Management | For | For | |||||||
1B. | Election of Director: Jeffrey W. Henderson | Management | For | For | |||||||
1C. | Election of Director: Ann M. Livermore | Management | For | For | |||||||
1D. | Election of Director: Harish Manwani | Management | For | For | |||||||
1E. | Election of Director: Mark D. McLaughlin | Management | For | For | |||||||
1F. | Election of Director: Steve Mollenkopf | Management | For | For | |||||||
1G. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |||||||
1H. | Election of Director: Irene B. Rosenfeld | Management | For | For | |||||||
1I. | Election of Director: Kornelis "Neil" Smit | Management | For | For | |||||||
1J. | Election of Director: Anthony J. Vinciquerra | Management | For | For | |||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. | Management | For | For | |||||||
3. | To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. | Management | For | For | |||||||
4. | To approve, on an advisory basis, our executive compensation. | Management | For | For | |||||||
5. | To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation. | Management | 1 Year | For | |||||||
SAMSUNG ELECTRONICS CO LTD | |||||||||||
Security | Y74718100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Mar-2020 | |||||||||
ISIN | KR7005930003 | Agenda | 712181786 - Management | ||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||||||
City / | Country | KYUNGG I | / | Korea, Republic Of | Vote Deadline Date | 06-Mar-2020 | |||||
SEDOL(s) | 6771720 - B19VC15 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | |||||||
2.1 | ELECTION OF INSIDE DIRECTOR: HAN JONG HEE | Management | For | For | |||||||
2.2 | ELECTION OF INSIDE DIRECTOR: CHOE YUN HO | Management | For | For | |||||||
3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | |||||||
HANON SYSTEMS | |||||||||||
Security | Y29874107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Mar-2020 | |||||||||
ISIN | KR7018880005 | Agenda | 712239816 - Management | ||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||||||
City / | Country | DAEJEO N | / | Korea, Republic Of | Vote Deadline Date | 13-Mar-2020 | |||||
SEDOL(s) | B00LR01 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | APPROVAL OF GRANT OF STOCK OPTION | Management | Abstain | Against | |||||||
3 | ELECTION OF A NON-PERMANENT DIRECTOR: HAN SANG WON AND ELECTION OF OUTSIDE DIRECTORS: KIM DO EON, CHOI DONG SU, LIM BAN HEE, BAEK SEONG JUN | Management | For | For | |||||||
4 | ELECTION OF AUDIT COMMITTEE MEMBERS: CHOI DONG SU, BAEK SEONG JUN | Management | For | For | |||||||
5 | APPROVAL OF REMUNERATION LIMIT FOR DIRECTOR | Management | For | For | |||||||
6 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Abstain | Against | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 358600 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
CMMT | 13 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFOCATION OF- RESOLUTIONS 3 AND 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 358600-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712162990 - Management | ||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 25-Mar-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300458.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300430.pdf | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: TYPE AND NOMINAL VALUE OF SHARES | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD AND TIMING OF ISSUANCE | Management | For | For | |||||||
1.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF SUBSCRIPTION | Management | For | For | |||||||
1.4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SUBSCRIBERS | Management | For | For | |||||||
1.5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SIZE OF THE ISSUANCE | Management | For | For | |||||||
1.6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF PRICING, PRICING BENCHMARK DATE, ISSUE PRICE AND ADJUSTMENT OF ISSUE PRICE | Management | For | For | |||||||
1.7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: USE OF PROCEEDS | Management | For | For | |||||||
1.8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: THE ARRANGEMENT FOR ACCUMULATED UNDISTRIBUTED PROFITS BEFORE THE COMPLETION OF THE ISSUANCE | Management | For | For | |||||||
1.9 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: PLACE OF LISTING | Management | For | For | |||||||
1.10 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | For | For | |||||||
1.11 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: GRANT OF AUTHORITY | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE CONNECTED/RELATED TRANSACTION CONTEMPLATED UNDER THE NON- PUBLIC ISSUANCE OF H SHARES | Management | For | For | |||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | Class Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712163005 - Management | ||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 25-Mar-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300485.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300505.pdf | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: TYPE AND NOMINAL VALUE OF SHARES | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD AND TIMING OF ISSUANCE | Management | For | For | |||||||
1.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF SUBSCRIPTION | Management | For | For | |||||||
1.4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SUBSCRIBERS | Management | For | For | |||||||
1.5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SIZE OF THE ISSUANCE | Management | For | For | |||||||
1.6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF PRICING, PRICING BENCHMARK DATE, ISSUE PRICE AND ADJUSTMENT OF ISSUE PRICE | Management | For | For | |||||||
1.7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: USE OF PROCEEDS | Management | For | For | |||||||
1.8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: THE ARRANGEMENT FOR ACCUMULATED UNDISTRIBUTED PROFITS BEFORE THE COMPLETION OF THE ISSUANCE | Management | For | For | |||||||
1.9 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: PLACE OF LISTING | Management | For | For | |||||||
1.10 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | For | For | |||||||
1.11 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: GRANT OF AUTHORITY | Management | For | For | |||||||
KT&G CORPORATION | |||||||||||
Security | Y49904108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | |||||||||
ISIN | KR7033780008 | Agenda | 712266798 - Management | ||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||||||
City / | Country | DAEJEO N | / | Korea, Republic Of | Vote Deadline Date | 19-Mar-2020 | |||||
SEDOL(s) | 6175076 - B06NV43 - BFMQ6W4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVAL OF FINANCIAL STATEMENT | Management | For | For | |||||||
2.1 | ELECTION OF OUTSIDE DIRECTOR: KOYOONSUNG | Management | For | For | |||||||
2.2 | ELECTION OF OUTSIDE DIRECTOR: KIM MYUNGCHEOL | Management | For | For | |||||||
2.3 | ELECTION OF OUTSIDE DIRECTOR: HONG HYUN JONG | Management | For | For | |||||||
3.1 | ELECTION OF AUDIT COMMITTEE MEMBER: KO YOONSUNG | Management | For | For | |||||||
3.2 | ELECTION OF AUDIT COMMITTEE MEMBER: KIM MYUNG CHEOL | Management | For | For | |||||||
4 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | Management | For | For | |||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | |||||||||||
Security | Y69790106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2020 | |||||||||
ISIN | CNE1000003X6 | Agenda | 712283869 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 03-Apr-2020 | |||||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0318/2020031801008.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 362445 DUE TO ADDITION OF- RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2019 AND ITS SUMMARY | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2019 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2019 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2020, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE | Management | For | For | |||||||
INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD OF DIRECTORS TO RE- AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | |||||||||||
7 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION OF THE INDEPENDENT NON- EXECUTIVE DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
8 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS | Management | For | For | |||||||
9 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE H SHARES IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF THE 20% LIMIT IMPOSED BY THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND AUTHORIZE THE BOARD OF DIRECTORS TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | Management | For | For | |||||||
10 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF DIRECTOR OF THE COMPANY, ELECTING MR. LU MIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD OF DIRECTORS | Shareholder | For | For | |||||||
DBS GROUP HOLDINGS LTD | |||||||||||
Security | Y20246107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | |||||||||
ISIN | SG1L01001701 | Agenda | 712416711 - Management | ||||||||
Record Date | Holding Recon Date | 28-Apr-2020 | |||||||||
City / | Country | TBD | / | Singapore | Vote Deadline Date | 23-Apr-2020 | |||||
SEDOL(s) | 5783696 - 6175203 - B01DFX5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | ADOPTION OF DIRECTORS' STATEMENT, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT | Management | For | For | |||||||
2 | DECLARATION OF FINAL DIVIDEND ON ORDINARY SHARES: 33 CENTS | Management | For | For | |||||||
3 | APPROVAL OF PROPOSED DIRECTORS' REMUNERATION OF SGD 4,719,707 FOR FY2019 | Management | For | For | |||||||
4 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORISATION FOR DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | |||||||
5 | RE-ELECTION OF MR PETER SEAH LIM HUAT AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
6 | RE-ELECTION OF MR HO TIAN YEE AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
7 | RE-ELECTION OF MR OLIVIER LIM TSE GHOW AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
8 | RE-ELECTION OF MRS OW FOONG PHENG AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
9 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN | Management | For | For | |||||||
10 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH SHARE PLAN | Management | For | For | |||||||
11 | GENERAL AUTHORITY TO ISSUE SHARES AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS SUBJECT TO LIMITS | Management | For | For | |||||||
12 | AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME | Management | For | For | |||||||
13 | APPROVAL OF THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE | Management | For | For | |||||||
CMMT | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF TEXT IN- RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
TENCENT HOLDINGS LTD | |||||||||||
Security | G87572163 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | |||||||||
ISIN | KYG875721634 | Agenda | 712379583 - Management | ||||||||
Record Date | 07-May-2020 | Holding Recon Date | 07-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 06-May-2020 | |||||
SEDOL(s) | BDDXGP3 - BGPHZF7 - BMN9869 - BMNDJT1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0407/2020040701452.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.A | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR | Management | For | For | |||||||
3.D | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Against | Against | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | |||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | Against | Against | |||||||
8 | TO APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
AAC TECHNOLOGIES HOLDINGS INC | |||||||||||
Security | G2953R114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2020 | |||||||||
ISIN | KYG2953R1149 | Agenda | 712405299 - Management | ||||||||
Record Date | 11-May-2020 | Holding Recon Date | 11-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 08-May-2020 | |||||
SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401054.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401067.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2019 | Management | No Vote | No Vote | |||||||
2.A | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
2.B | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDING 31ST DECEMBER, 2020 | Management | No Vote | No Vote | |||||||
3 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | No Vote | No Vote | |||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | Management | No Vote | No Vote | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | No Vote | No Vote | |||||||
6 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY | Management | No Vote | No Vote | |||||||
7 | TO APPROVE THE ADOPTION OF THE SECOND AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Vote | No Vote | |||||||
CHINA LESSO GROUP HOLDINGS LTD | |||||||||||
Security | G2157Q102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2020 | |||||||||
ISIN | KYG2157Q1029 | Agenda | 712460435 - Management | ||||||||
Record Date | 18-May-2020 | Holding Recon Date | 18-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | BCDBKF8 - BCDNX11 - BCDNYZ2 - BD8NL20 - BP3RS64 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700919.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700911.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK28 CENTS PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.A | TO RE-ELECT MR. ZUO MANLUN AS DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MS. ZUO XIAOPING AS DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MR. LAI ZHIQIANG AS DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT MR. CHEN GUONAN AS DIRECTOR | Management | For | For | |||||||
3.E | TO RE-ELECT MR. HUANG GUIRONG AS DIRECTOR | Management | For | For | |||||||
4 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
5 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | |||||||
6.A | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY (''SHARES'') OR SECURITIES | Management | Against | Against | |||||||
CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF THE SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: ''RELEVANT PERIOD'' MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE | |||||||||||
AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; ''RIGHTS ISSUE'' MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNIZED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG) | |||||||||||
6.B | THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY (''SHARES'') ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE CODE ON SHARE BUY-BACKS, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; B) THE AGGREGATE NUMBER OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, ''RELEVANT PERIOD'' MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE | Management | For | For | |||||||
COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | |||||||||||
6.C | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 6A AND 6B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 6A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 6B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
GEELY AUTOMOBILE HOLDINGS LTD | |||||||||||
Security | G3777B103 | �� | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 25-May-2020 | |||||||||
ISIN | KYG3777B1032 | Agenda | 712415973 - Management | ||||||||
Record Date | 19-May-2020 | Holding Recon Date | 19-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 19-May-2020 | |||||
SEDOL(s) | 6531827 - B06GCL6 - BDDXGN1 - BGPHZG8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600909.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600942.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 201 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO RE-ELECT MR. LI SHU FU AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
4 | TO RE-ELECT MR. LI DONG HUI, DANIEL AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
5 | TO RE-ELECT MR. LEE CHEUK YIN, DANNIS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT MR. WANG YANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
8 | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | |||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | |||||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES | Management | For | For | |||||||
SINO BIOPHARMACEUTICAL LTD | |||||||||||
Security | G8167W138 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-May-2020 | |||||||||
ISIN | KYG8167W1380 | Agenda | 712476298 - Management | ||||||||
Record Date | 20-May-2020 | Holding Recon Date | 20-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 20-May-2020 | |||||
SEDOL(s) | B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BP3RXM5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0421/2020042101110.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0421/2020042101120.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO RE-ELECT MS. CHENG CHEUNG LING AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-ELECT MR. TSE, ERIC S Y AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT MR. WANG SHANCHUN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO RE-ELECT MR. TIAN ZHOUSHAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | TO RE-ELECT MR. LU ZHENGFEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
10 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2020 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
11.A | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | Against | Against | |||||||
11.B | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | For | For | |||||||
11.C | TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 11(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 11(B) | Management | For | For | |||||||
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD | |||||||||||
Security | G8087W101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-May-2020 | |||||||||
ISIN | KYG8087W1015 | Agenda | 712492937 - Management | ||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | ||||||||
City / | Country | NINGBO | / | Cayman Islands | Vote Deadline Date | 21-May-2020 | |||||
SEDOL(s) | B0MP1B0 - B0RF706 - B0ZNNK4 - BD8NL97 - BP3RXG9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0424/2020042400844.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0424/2020042400775.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE AND DECLARE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019: TO APPROVE AND DECLARE THE PAYMENT OF A FINAL DIVIDEND OF HKD 1.00 PER SHARE OF HKD 0.10 EACH IN THE CAPITAL OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO RE-ELECT MR. WANG CUNBO AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-ELECT MR. QIU WEIGUO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT MR. CHEN XU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For | |||||||
7 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | Against | Against | |||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | |||||||
10 | TO ADD THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY UNDER THE GENERAL MANDATE TO REPURCHASE THE COMPANY'S SHARES TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 8 | Management | For | For | |||||||
ANHUI CONCH CEMENT CO LTD | |||||||||||
Security | Y01373102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | CNE1000001W2 | Agenda | 712392757 - Management | ||||||||
Record Date | 28-Apr-2020 | Holding Recon Date | 28-Apr-2020 | ||||||||
City / | Country | WUHU | / | China | Vote Deadline Date | 25-May-2020 | |||||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800233.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800239.pdf | Non-Voting | |||||||||
1 | TO APPROVE THE REPORT OF THE BOARD (THE "BOARD") OF DIRECTORS (THE "DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND THE INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
4 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL (FINANCIAL) AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE VOLUME OF AUDITING WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | Management | For | For | |||||||
5 | TO APPROVE THE COMPANY'S 2019 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND) | Management | For | For | |||||||
6 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OR TRADE FINANCE CREDIT OF 9 SUBSIDIARIES AND INVESTED COMPANIES | Management | For | For | |||||||
7 | TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE SHAREHOLDERS' GENERAL MEETING | Management | For | For | |||||||
8 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
9 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY | Management | Against | Against | |||||||
NOVATEK MICROELECTRONICS CORP | |||||||||||
Security | Y64153102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | TW0003034005 | Agenda | 712617224 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | HSINCH U | / | Taiwan, Province of China | Vote Deadline Date | 01-Jun-2020 | |||||
SEDOL(s) | 6346333 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO APPROVE 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD9 PER SHARE. | Management | For | For | |||||||
3 | CASH DISTRIBUTION FROM CAPITAL SURPLUS. PROPOSED CAPITAL DISTRIBUTION: TWD1.5 PER SHARE. | Management | For | For | |||||||
4 | TO AMEND THE COMPANY'S PROCEDURES OF ENDORSEMENTS AND GUARANTEES. | Management | For | For | |||||||
5 | TO AMEND THE COMPANY'S PROCEDURES OF LOANING OF FUNDS. | Management | For | For | |||||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | |||||||||||
Security | Y84629107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | TW0002330008 | Agenda | 712626932 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | HSINCH U | / | Taiwan, Province of China | Vote Deadline Date | 01-Jun-2020 | |||||
SEDOL(s) | 6889106 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ACCEPT 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | TO REVISE THE PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES. | Management | For | For | |||||||
3.1 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YANCEY HAI,SHAREHOLDER NO.D100708XXX | Management | For | For | |||||||
LARGAN PRECISION CO LTD | |||||||||||
Security | Y52144105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jun-2020 | |||||||||
ISIN | TW0003008009 | Agenda | 712627011 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | TAICHUN G | / | Taiwan, Province of China | Vote Deadline Date | 02-Jun-2020 | |||||
SEDOL(s) | 6451668 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | 2019 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 79 PER SHARE. | Management | For | For | |||||||
ST.SHINE OPTICAL CO LTD | |||||||||||
Security | Y8176Z106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jun-2020 | |||||||||
ISIN | TW0001565000 | Agenda | 712627631 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | TAIPEI | / | Taiwan, Province of China | Vote Deadline Date | 02-Jun-2020 | |||||
SEDOL(s) | 6673172 - B125QG7 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | THE 2019 FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | THE 2019 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND :TWD 18 PER SHARE. | Management | For | For | |||||||
SHIN ZU SHING CO LTD | |||||||||||
Security | Y7755T127 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Jun-2020 | |||||||||
ISIN | TW0003376000 | Agenda | 712658410 - Management | ||||||||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | ||||||||
City / | Country | TAIPEI | / | Taiwan, Province of China | Vote Deadline Date | 10-Jun-2020 | |||||
SEDOL(s) | B02GHN7 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | 2019 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | 2019 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 2 PER SHARE. | Management | For | For | |||||||
3 | THE PROPOSED CASH DISTRIBUTION FROM CAPITAL ACCOUNT : TWD 2 PER SHARE. | Management | For | For | |||||||
4 | REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL AND TRADING. | Management | Abstain | Against | |||||||
ELITE MATERIAL CO LTD | |||||||||||
Security | Y2290G102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Jun-2020 | |||||||||
ISIN | TW0002383007 | Agenda | 712658989 - Management | ||||||||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | ||||||||
City / | Country | TAOYUA N | / | Taiwan, Province of China | Vote Deadline Date | 10-Jun-2020 | |||||
SEDOL(s) | 6316121 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ACCEPT YEAR 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF YEAR 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | Management | For | For | |||||||
CHINA CONSTRUCTION BANK CORPORATION | |||||||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2020 | |||||||||
ISIN | CNE1000002H1 | Agenda | 712552959 - Management | ||||||||
Record Date | 19-May-2020 | Holding Recon Date | 19-May-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 15-Jun-2020 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042803137.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042803145.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING | Non-Voting | |||||||||
1 | 2019 REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
2 | 2019 REPORT OF THE BOARD OF SUPERVISORS | Management | For | For | |||||||
3 | 2019 FINAL FINANCIAL ACCOUNTS | Management | For | For | |||||||
4 | 2019 PROFIT DISTRIBUTION PLAN | Management | For | For | |||||||
5 | 2020 BUDGET FOR FIXED ASSETS INVESTMENT | Management | For | For | |||||||
6 | ELECTION OF MR. TIAN GUOLI TO BE RE- APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
7 | ELECTION OF MS. FENG BING TO BE RE- APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
8 | ELECTION OF MR. ZHANG QI TO BE RE-APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
9 | ELECTION OF MR. XU JIANDONG AS NON- EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
10 | ELECTION OF SIR MALCOLM CHRISTOPHER MCCARTHY TO BE RE-APPOINTED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
11 | ELECTION OF MR. YANG FENGLAI AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | |||||||
12 | ELECTION OF MR. LIU HUAN AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | |||||||
13 | ELECTION OF MR. BEN SHENGLIN AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | |||||||
14 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2020: ERNST YOUNG HUA MING LLP AS DOMESTIC AUDITOR AND ERNST YOUNG AS INTERNATIONAL AUDITOR | Management | For | For | |||||||
15 | AUTHORIZATION FOR TEMPORARY LIMIT ON CHARITABLE DONATIONS FOR 2020 | Management | For | For | |||||||
16 | THE CAPITAL PLAN OF CHINA CONSTRUCTION BANK FOR 2021 TO 2023 | Management | For | For | |||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | Class Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712615612 - Management | ||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701110.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701158.pdf | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES | Management | For | For | |||||||
CHINA MERCHANTS BANK CO LTD | |||||||||||
Security | Y14896115 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | CNE1000002M1 | Agenda | 712700411 - Management | ||||||||
Record Date | 02-Jun-2020 | Holding Recon Date | 02-Jun-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0522/2020052200700.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0522/2020052200736.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING | Non-Voting | |||||||||
1 | WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
2 | WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2019 | Management | For | For | |||||||
3 | ANNUAL REPORT FOR THE YEAR 2019 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | For | For | |||||||
4 | AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2019 | Management | For | For | |||||||
5 | PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2019 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | For | For | |||||||
6 | RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS FOR THE YEAR 2020 | Management | For | For | |||||||
7 | RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2019 | Management | For | For | |||||||
8 | MEDIUM-TERM CAPITAL MANAGEMENT PLAN FOR 2020-2022 | Management | For | For | |||||||
9 | PROPOSAL REGARDING THE EXTENSION OF THE GENERAL MANDATE TO ISSUE FINANCIAL BONDS AND CERTIFICATES OF DEPOSIT (CD) | Management | For | For | |||||||
10 | PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | Against | Against | |||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712770797 - Management | ||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 412274 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0601/2020060102120.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0601/2020060102142.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701135.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701094.pdf | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2019 | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2019 (INCLUDING DECLARATION OF FINAL DIVIDEND) | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2020 | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2020 | Management | For | For | |||||||
7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING GUARANTEES FOR SUBSIDIARIES | Management | Abstain | Against | |||||||
8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO DONATION FOR ANTI-EPIDEMIC CAMPAIGN TO HUBEI | Management | For | For | |||||||
9.01 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): ISSUE SIZE AND METHOD | Management | For | For | |||||||
9.02 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): TYPE OF THE DEBENTURES | Management | For | For | |||||||
9.03 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): MATURITY OF THE DEBENTURES | Management | For | For | |||||||
9.04 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS | Management | For | For | |||||||
9.05 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): INTEREST RATE | Management | For | For | |||||||
9.06 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): USE OF PROCEEDS | Management | For | For | |||||||
9.07 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): LISTING | Management | For | For | |||||||
9.08 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): GUARANTEE | Management | For | For | |||||||
9.09 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): VALIDITY OF THE RESOLUTION | Management | For | For | |||||||
9.10 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): AUTHORISATION ARRANGEMENT | Management | For | For | |||||||
10 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES | Management | For | For | |||||||
11 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE EIGHTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | Abstain | Against | |||||||
12 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | Abstain | Against | |||||||
PUBLIC BANK BERHAD | |||||||||||
Security | Y71497104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | MYL1295OO004 | Agenda | 712756064 - Management | ||||||||
Record Date | 22-Jun-2020 | Holding Recon Date | 22-Jun-2020 | ||||||||
City / | Country | KUALA LUMPUR | / | Malaysia | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | 6707123 - 6707145 - B012W42 - B2RDL46 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | RE-ELECTION OF MS THAM CHAI FHONG AS DIRECTOR | Management | For | For | |||||||
2 | RE-ELECTION OF TAN SRI DATO' SRI DR. TEH HONG PIOW AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECTION OF MR TANG WING CHEW AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECTION OF MS CHEAH KIM LING AS DIRECTOR | Management | For | For | |||||||
5 | APPROVAL OF PAYMENT OF DIRECTORS' FEES, BOARD COMMITTEES MEMBERS' FEES, AND ALLOWANCES TO DIRECTORS FOR FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
6 | APPROVAL OF PAYMENT OF REMUNERATION AND BENEFITS-IN-KIND (EXCLUDING DIRECTOR'S FEE AND BOARD MEETING ALLOWANCE) FOR FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO THE CHAIRMAN EMERITUS, DIRECTOR AND ADVISER, TAN SRI DATO' SRI DR. TEH HONG PIOW | Management | Against | Against | |||||||
7 | RE-APPOINTMENT OF MESSRS ERNST & YOUNG PLT AS AUDITORS AND AUTHORITY TO THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION | Management | For | For | |||||||
CATCHER TECHNOLOGY CO LTD | |||||||||||
Security | Y1148A101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Jun-2020 | |||||||||
ISIN | TW0002474004 | Agenda | 712748170 - Management | ||||||||
Record Date | 30-Apr-2020 | Holding Recon Date | 30-Apr-2020 | ||||||||
City / | Country | TAINAN | / | Taiwan, Province of China | Vote Deadline Date | 18-Jun-2020 | |||||
SEDOL(s) | 6186669 - B02W2D0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ACCEPT 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | Management | For | For | |||||||
3 | TO RAISE FUNDS THROUGH ISSUING NEW SHARES OR GDR | Management | For | For | |||||||
4.1 | THE ELECTION OF THE DIRECTOR:YUNG YU INVESTMENT CO. LTD. ,SHAREHOLDER NO.281516,HUNG SHUI-SUNG AS REPRESENTATIVE | Management | For | For |
Guinness Atkinson Asia Pacific Dividend Builder Fund
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
ASCENDAS REAL ESTATE INVESTMENT TRUST | |||||||||||
Security | Y0205X103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Jul-2019 | |||||||||
ISIN | SG1M77906915 | Agenda | 711332267 - Management | ||||||||
Record Date | Holding Recon Date | 05-Jul-2019 | |||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline Date | 02-Jul-2019 | |||||
SEDOL(s) | 6563875 - B01DBD7 - B10SWC6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE OF ASCENDAS REIT ISSUED BY HSBC INSTITUTIONAL TRUST SERVICES (SINGAPORE) LIMITED (AS TRUSTEE OF ASCENDAS REIT) (THE "TRUSTEE"), THE STATEMENT BY THE MANAGER ISSUED BY ASCENDAS FUNDS MANAGEMENT (S) LIMITED (AS MANAGER OF ASCENDAS REIT) (THE "MANAGER"), AND THE AUDITED FINANCIAL STATEMENTS OF ASCENDAS REIT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 AND THE AUDITORS' REPORT THEREON | Management | For | For | |||||||
2 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS OF ASCENDAS REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF ASCENDAS REIT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | Management | For | For | |||||||
3 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE MANAGER, TO: (A) (I) ISSUE UNITS IN ASCENDAS REIT ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY | Management | Against | Against | |||||||
PER CENT (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS SHALL NOT EXCEED TWENTY PER CENT (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY INSTRUMENTS WHICH ARE OUTSTANDING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX- ST (THE "LISTING MANUAL") FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED CONSTITUTING ASCENDAS REIT (AS AMENDED) (THE "TRUST DEED") FOR THE TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF SINGAPORE); (4) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OF ASCENDAS REIT OR (II) THE DATE BY WHICH THE NEXT AGM OF ASCENDAS REIT IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE | |||||||||||
ISSUED; AND (6) THE MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTEREST OF ASCENDAS REIT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | |||||||||||
4 | THAT: (A) THE EXERCISE OF ALL THE POWERS OF THE MANAGER TO REPURCHASE ISSUED UNITS FOR AND ON BEHALF OF ASCENDAS REIT NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE MANAGER FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (1) MARKET REPURCHASE(S) ON THE SGX-ST AND/OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED; AND/OR (2) OFF-MARKET REPURCHASE(S) (WHICH ARE NOT MARKET REPURCHASE(S)) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE MANAGER AS IT CONSIDERS FIT IN ACCORDANCE WITH THE TRUST DEED, AND OTHERWISE IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS INCLUDING THE LISTING MANUAL OF THE SGX-ST, OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "UNIT BUY-BACK MANDATE"); (B) (UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING) THE AUTHORITY CONFERRED ON THE MANAGER PURSUANT TO THE UNIT BUY-BACK MANDATE MAY BE EXERCISED BY THE MANAGER AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (1) THE DATE ON WHICH THE NEXT AGM OF ASCENDAS REIT IS HELD; (2) THE DATE BY WHICH THE NEXT AGM OF ASCENDAS REIT IS REQUIRED BY APPLICABLE LAWS AND REGULATIONS OR THE TRUST DEED TO BE HELD; AND (3) THE DATE ON WHICH REPURCHASE OF UNITS PURSUANT TO THE UNIT BUY-BACK MANDATE IS CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF THE UNITS OVER THE LAST FIVE MARKET DAYS, ON WHICH TRANSACTIONS IN THE UNITS WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET REPURCHASE OR, AS THE CASE MAY BE, | Management | For | For | |||||||
THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET REPURCHASE, AND DEEMED TO BE ADJUSTED FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE MARKET DAYS; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE MANAGER MAKES AN OFFER FOR AN OFF-MARKET REPURCHASE, STATING THEREIN THE REPURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE FOR AN OFF- MARKET REPURCHASE) FOR EACH UNIT AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET REPURCHASE; "MARKET DAY" MEANS A DAY ON WHICH THE SGX-ST OR, AS THE CASE MAY BE, SUCH OTHER STOCK EXCHANGE FOR THE TIME BEING ON WHICH THE UNITS MAY BE LISTED AND QUOTED, IS OPEN FOR TRADING IN SECURITIES; "MAXIMUM LIMIT" MEANS THAT NUMBER OF UNITS REPRESENTING 3.0% OF THE TOTAL NUMBER OF ISSUED UNITS AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING TREASURY UNITS, IF ANY); AND "MAXIMUM PRICE" IN RELATION TO THE UNITS TO BE REPURCHASED, MEANS THE REPURCHASE PRICE (EXCLUDING BROKERAGE, STAMP DUTY, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (1) IN THE CASE OF A MARKET REPURCHASE OF THE UNITS, 105.0% OF THE AVERAGE CLOSING PRICE; AND (2) IN THE CASE OF AN OFF-MARKET REPURCHASE OF THE UNITS, 105.0% OF THE AVERAGE CLOSING PRICE; AND (D) THE MANAGER AND THE TRUSTEE, BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF ASCENDAS REIT TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | |||||||||||
LINK REAL ESTATE INVESTMENT TRUST | |||||||||||
Security | Y5281M111 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Jul-2019 | |||||||||
ISIN | HK0823032773 | Agenda | 711328787 - Management | ||||||||
Record Date | 18-Jul-2019 | Holding Recon Date | 18-Jul-2019 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 19-Jul-2019 | |||||
SEDOL(s) | B0PB4M7 - B0RN5X9 - B0WGPC2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0620/ltn20190620924.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0620/ltn20190620938.pdf | Non-Voting | |||||||||
3.1 | TO RE-ELECT MR ED CHAN YIU CHEONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.2 | TO RE-ELECT MR BLAIR CHILTON PICKERELL AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.3 | TO RE-ELECT MS MAY SIEW BOI TAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
4 | TO GRANT A GENERAL MANDATE TO THE MANAGER TO BUY BACK UNITS OF LINK | Management | No Vote | No Vote | |||||||
PACIFIC TEXTILES HOLDINGS LTD | |||||||||||
Security | G68612103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Aug-2019 | |||||||||
ISIN | KYG686121032 | Agenda | 711395182 - Management | ||||||||
Record Date | 02-Aug-2019 | Holding Recon Date | 02-Aug-2019 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 05-Aug-2019 | |||||
SEDOL(s) | B1WMLF2 - B1XK7X5 - BD8NJZ9 - BHYL966 - BP3RWS4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0708/ltn20190708394.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0708/ltn20190708380.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2019 | Management | No Vote | No Vote | |||||||
2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2019: HK25 CENTS PER SHARE | Management | No Vote | No Vote | |||||||
3.A | TO RE-ELECT MR. WAN WAI LOI AS AN EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.B | TO RE-ELECT MR. LAU YIU TONG AS A NON- EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.C | TO RE-ELECT MR. NG CHING WAH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.D | TO RE-ELECT MR. MASARU OKUTOMI AS AN EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.E | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS | Management | No Vote | No Vote | |||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | No Vote | No Vote | |||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL WITH COMPANY'S SHARES | Management | No Vote | No Vote | |||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | No Vote | No Vote | |||||||
7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH COMPANY'S SHARES | Management | No Vote | No Vote | |||||||
LUK FOOK HOLDINGS (INTERNATIONAL) LTD | |||||||||||
Security | G5695X125 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-Aug-2019 | |||||||||
ISIN | BMG5695X1258 | Agenda | 711440761 - Management | ||||||||
Record Date | 16-Aug-2019 | Holding Recon Date | 16-Aug-2019 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 19-Aug-2019 | |||||
SEDOL(s) | 6536156 - B02V2L5 - B1HKGW3 - BD8NFR3 - BP3RW95 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0719/ltn20190719389.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0719/ltn20190719345.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 MARCH 2019 | Management | No Vote | No Vote | |||||||
2 | TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2019 | Management | No Vote | No Vote | |||||||
3.1.A | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. TSE MOON CHUEN | Management | No Vote | No Vote | |||||||
3.1.B | TO RE-ELECT THE FOLLOWING DIRECTOR: DR. CHAN SO KUEN | Management | No Vote | No Vote | |||||||
3.1.C | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. WONG HO LUNG, DANNY | Management | No Vote | No Vote | |||||||
3.1.D | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. MAK WING SUM, ALVIN | Management | No Vote | No Vote | |||||||
3.1.E | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. HUI KING WAI | Management | No Vote | No Vote | |||||||
3.2 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS | Management | No Vote | No Vote | |||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | No Vote | No Vote | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY | Management | No Vote | No Vote | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY | Management | No Vote | No Vote | |||||||
7 | SUBJECT TO THE PASSING OF RESOLUTION NOS. 5 AND 6, TO AUTHORISE THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPRESENTING THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY | Management | No Vote | No Vote | |||||||
JB HI-FI LIMITED | |||||||||||
Security | Q5029L101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Oct-2019 | |||||||||
ISIN | AU000000JBH7 | Agenda | 711570146 - Management | ||||||||
Record Date | 22-Oct-2019 | Holding Recon Date | 22-Oct-2019 | ||||||||
City / | Country | ABBOTS FORD | / | Australia | Vote Deadline Date | 18-Oct-2019 | |||||
SEDOL(s) | 6702623 - B063GL5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
2 | ADOPTION OF REMUNERATION REPORT | Management | No Vote | No Vote | |||||||
3.A | RE-ELECTION OF MR GREG RICHARDS AS A DIRECTOR | Management | No Vote | No Vote | |||||||
3.B | RE-ELECTION OF MR MARK POWELL AS A DIRECTOR | Management | No Vote | No Vote | |||||||
4 | APPROVAL OF GRANT OF RESTRICTED SHARES TO EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
CHINA CONSTRUCTION BANK CORPORATION | |||||||||||
Security | Y1397N101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Oct-2019 | |||||||||
ISIN | CNE1000002H1 | Agenda | 711568999 - Management | ||||||||
Record Date | 27-Sep-2019 | Holding Recon Date | 27-Sep-2019 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 24-Oct-2019 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0912/ltn20190912259.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0912/ltn20190912319.pdf | Non-Voting | |||||||||
1 | ELECTION OF MR. WANG YONGQING AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | |||||||
2 | ELECTION OF MR. MICHEL MADELAIN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
3 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS OF THE BANK IN 2018 | Management | For | For | |||||||
4 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS OF THE BANK IN 2018 | Management | For | For | |||||||
5 | AUTHORIZATION FOR ADDITIONAL TEMPORARY LIMIT ON POVERTY ALLEVIATION DONATIONS | Management | For | For | |||||||
CORPORATE TRAVEL MANAGEMENT LTD | |||||||||||
Security | Q2909K105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-Nov-2019 | |||||||||
ISIN | AU000000CTD3 | Agenda | 711697574 - Management | ||||||||
Record Date | 04-Nov-2019 | Holding Recon Date | 04-Nov-2019 | ||||||||
City / | Country | BRISBAN E | / | Australia | Vote Deadline Date | 31-Oct-2019 | |||||
SEDOL(s) | B3R1D52 - B7NGMB8 - BLS0ZS1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5, 6 AND 7 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
1 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | |||||||
2 | ELECTION OF DIRECTOR - MS LAURA RUFFLES | Management | For | For | |||||||
3 | ELECTION OF DIRECTOR - MR EWEN CROUCH | Management | For | For | |||||||
4 | ELECTION OF DIRECTOR - MS SOPHIE MITCHELL | Management | For | For | |||||||
5 | APPROVAL OF ISSUE OF SHARE APPRECIATION RIGHTS TO MS LAURA RUFFLES | Management | For | For | |||||||
6 | APPROVAL OF SHARE APPRECIATION RIGHTS PLAN | Management | For | For | |||||||
7 | APPROVAL OF INCREASE IN NON-EXECUTIVE DIRECTORS' FEE POOL | Management | For | For | |||||||
CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 15 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | Non-Voting | |||||||||
8 | APPROVAL OF PROPORTIONAL TAKEOVER PROVISIONS | Management | For | For | |||||||
SONIC HEALTHCARE LIMITED | |||||||||||
Security | Q8563C107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Nov-2019 | |||||||||
ISIN | AU000000SHL7 | Agenda | 711643468 - Management | ||||||||
Record Date | 15-Nov-2019 | Holding Recon Date | 15-Nov-2019 | ||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 14-Nov-2019 | |||||
SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||
1 | RE-ELECTION OF DR JANE WILSON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
2 | RE-ELECTION OF DR PHILIP DUBOIS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | |||||||
4 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
5 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | For | For | |||||||
ASCENDAS REAL ESTATE INVESTMENT TRUST | |||||||||||
Security | Y0205X103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Nov-2019 | |||||||||
ISIN | SG1M77906915 | Agenda | 711736794 - Management | ||||||||
Record Date | Holding Recon Date | 20-Nov-2019 | |||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline Date | 20-Nov-2019 | |||||
SEDOL(s) | 6563875 - B01DBD7 - B10SWC6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO APPROVE THE PROPOSED ACQUISITIONS | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | |||||||||||
Security | Y69790106 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Dec-2019 | |||||||||
ISIN | CNE1000003X6 | Agenda | 711701599 - Management | ||||||||
Record Date | 08-Nov-2019 | Holding Recon Date | 08-Nov-2019 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 04-Dec-2019 | |||||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1024/ltn20191024167.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1024/ltn20191024173.pdf | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE ELECTION OF MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
QUALCOMM INCORPORATED | |||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||
Ticker Symbol | QCOM | Meeting Date | 10-Mar-2020 | ||||||||
ISIN | US7475251036 | Agenda | 935123783 - Management | ||||||||
Record Date | 13-Jan-2020 | Holding Recon Date | 13-Jan-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Mar-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Mark Fields | Management | For | For | |||||||
1B. | Election of Director: Jeffrey W. Henderson | Management | For | For | |||||||
1C. | Election of Director: Ann M. Livermore | Management | For | For | |||||||
1D. | Election of Director: Harish Manwani | Management | For | For | |||||||
1E. | Election of Director: Mark D. McLaughlin | Management | For | For | |||||||
1F. | Election of Director: Steve Mollenkopf | Management | For | For | |||||||
1G. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |||||||
1H. | Election of Director: Irene B. Rosenfeld | Management | For | For | |||||||
1I. | Election of Director: Kornelis "Neil" Smit | Management | For | For | |||||||
1J. | Election of Director: Anthony J. Vinciquerra | Management | For | For | |||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. | Management | For | For | |||||||
3. | To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. | Management | For | For | |||||||
4. | To approve, on an advisory basis, our executive compensation. | Management | For | For | |||||||
5. | To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation. | Management | 1 Year | For | |||||||
HANON SYSTEMS | |||||||||||
Security | Y29874107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Mar-2020 | |||||||||
ISIN | KR7018880005 | Agenda | 712239816 - Management | ||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||||||
City / | Country | DAEJEO N | / | Korea, Republic Of | Vote Deadline Date | 13-Mar-2020 | |||||
SEDOL(s) | B00LR01 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | APPROVAL OF GRANT OF STOCK OPTION | Management | Abstain | Against | |||||||
3 | ELECTION OF A NON-PERMANENT DIRECTOR: HAN SANG WON AND ELECTION OF OUTSIDE DIRECTORS: KIM DO EON, CHOI DONG SU, LIM BAN HEE, BAEK SEONG JUN | Management | For | For | |||||||
4 | ELECTION OF AUDIT COMMITTEE MEMBERS: CHOI DONG SU, BAEK SEONG JUN | Management | For | For | |||||||
5 | APPROVAL OF REMUNERATION LIMIT FOR DIRECTOR | Management | For | For | |||||||
6 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Abstain | Against | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 358600 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
CMMT | 13 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFOCATION OF- RESOLUTIONS 3 AND 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 358600-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
KT&G CORPORATION | |||||||||||
Security | Y49904108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | |||||||||
ISIN | KR7033780008 | Agenda | 712266798 - Management | ||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||||||
City / | Country | DAEJEO N | / | Korea, Republic Of | Vote Deadline Date | 19-Mar-2020 | |||||
SEDOL(s) | 6175076 - B06NV43 - BFMQ6W4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVAL OF FINANCIAL STATEMENT | Management | For | For | |||||||
2.1 | ELECTION OF OUTSIDE DIRECTOR: KOYOONSUNG | Management | For | For | |||||||
2.2 | ELECTION OF OUTSIDE DIRECTOR: KIM MYUNGCHEOL | Management | For | For | |||||||
2.3 | ELECTION OF OUTSIDE DIRECTOR: HONG HYUN JONG | Management | For | For | |||||||
3.1 | ELECTION OF AUDIT COMMITTEE MEMBER: KO YOONSUNG | Management | For | For | |||||||
3.2 | ELECTION OF AUDIT COMMITTEE MEMBER: KIM MYUNG CHEOL | Management | For | For | |||||||
4 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | Management | For | For | |||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | |||||||||||
Security | Y69790106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2020 | |||||||||
ISIN | CNE1000003X6 | Agenda | 712283869 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 03-Apr-2020 | |||||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0318/2020031801008.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 362445 DUE TO ADDITION OF- RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2019 AND ITS SUMMARY | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2019 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2019 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2020, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE | Management | For | For | |||||||
INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD OF DIRECTORS TO RE- AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | |||||||||||
7 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION OF THE INDEPENDENT NON- EXECUTIVE DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
8 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS | Management | For | For | |||||||
9 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE H SHARES IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF THE 20% LIMIT IMPOSED BY THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND AUTHORIZE THE BOARD OF DIRECTORS TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | Management | For | For | |||||||
10 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF DIRECTOR OF THE COMPANY, ELECTING MR. LU MIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD OF DIRECTORS | Shareholder | For | For | |||||||
CHINA LILANG LTD | |||||||||||
Security | G21141109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | KYG211411098 | Agenda | 712298707 - Management | ||||||||
Record Date | 23-Apr-2020 | Holding Recon Date | 23-Apr-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 22-Apr-2020 | |||||
SEDOL(s) | B4JMX94 - B4NYCX3 - BD8GHR6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0325/2020032500414.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0325/2020032500422.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITOR (THE "AUDITOR") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK21 CENTS PER ORDINARY SHARE AND A SPECIAL FINAL DIVIDEND OF HK10 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.I | TO RE-ELECT MR. WANG LIANG XING AS EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.II | TO RE-ELECT DR. LU HONG TE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.III | TO RE-ELECT MR. NIE XING AS INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||
4 | TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
5 | TO RE-APPOINT KPMG AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2020 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | Management | Against | Against | |||||||
7 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | Management | For | For | |||||||
8 | CONDITIONAL UPON RESOLUTIONS 6 AND 7 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY PURSUANT TO RESOLUTION 6 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 7 | Management | Against | Against | |||||||
JANUS HENDERSON GROUP PLC | |||||||||||
Security | G4474Y230 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | |||||||||
ISIN | AU000000JHG6 | Agenda | 712286978 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | DENVER | / | Jersey | Vote Deadline Date | 23-Apr-2020 | |||||
SEDOL(s) | BYW5KD3 - BZ3ZQR5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | |||||||
2 | TO REAPPOINT MS K DESAI AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3 | TO REAPPOINT MR J DIERMEIER AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO REAPPOINT MR K DOLAN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO REAPPOINT MR E FLOOD JR AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO REAPPOINT MR R GILLINGWATER AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | TO REAPPOINT MR L KOCHARD AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | TO REAPPOINT MR G SCHAFER AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | TO REAPPOINT MS A SEYMOUR-JACKSON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
10 | TO REAPPOINT MR R WEIL AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
11 | TO REAPPOINT MR T YAMAMOTO AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
12 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS TO THE COMPANY AND TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
13 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||
14 | AUTHORITY TO PURCHASE OWN CDIS | Management | For | For | |||||||
CMMT | 20 MAR 2020: PLEASE NOTE THAT IF YOU APPLY TO ATTEND AND VOTE ON THIS-MEETING, THE REQUEST COULD BE REJECTED AS CDI HOLDERS CAN ONLY ATTEND AND-VOTE IN SHAREHOLDER MEETINGS SUBJECT TO CERTAIN CRITERIA OUTSIDE OF OUR-CONTROL. IF YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 20 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD | |||||||||||
Security | Y9728A102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | |||||||||
ISIN | SG1U76934819 | Agenda | 712353969 - Management | ||||||||
Record Date | Holding Recon Date | 28-Apr-2020 | |||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline Date | 23-Apr-2020 | |||||
SEDOL(s) | B1VT035 - B1W6C40 - B1WG8Z3 - BCRY268 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE DIRECTORS' STATEMENTS AND THE AUDITORS' REPORT THEREON | Management | For | For | |||||||
2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.045 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 136,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019. (2018: SGD 136,500) | Management | For | For | |||||||
4 | TO RE-ELECT MR XU WEN JIONG WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 94 OF THE COMPANY'S CONSTITUTION | Management | For | For | |||||||
5 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | AUTHORITY TO ALLOT AND ISSUE SHARES | Management | Against | Against | |||||||
7 | RENEWAL OF SHARE PURCHASE MANDATE | Management | For | For | |||||||
DBS GROUP HOLDINGS LTD | |||||||||||
Security | Y20246107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | |||||||||
ISIN | SG1L01001701 | Agenda | 712416711 - Management | ||||||||
Record Date | Holding Recon Date | 28-Apr-2020 | |||||||||
City / | Country | TBD | / | Singapore | Vote Deadline Date | 23-Apr-2020 | |||||
SEDOL(s) | 5783696 - 6175203 - B01DFX5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | ADOPTION OF DIRECTORS' STATEMENT, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT | Management | For | For | |||||||
2 | DECLARATION OF FINAL DIVIDEND ON ORDINARY SHARES: 33 CENTS | Management | For | For | |||||||
3 | APPROVAL OF PROPOSED DIRECTORS' REMUNERATION OF SGD 4,719,707 FOR FY2019 | Management | For | For | |||||||
4 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORISATION FOR DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | |||||||
5 | RE-ELECTION OF MR PETER SEAH LIM HUAT AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
6 | RE-ELECTION OF MR HO TIAN YEE AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
7 | RE-ELECTION OF MR OLIVIER LIM TSE GHOW AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
8 | RE-ELECTION OF MRS OW FOONG PHENG AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | For | For | |||||||
9 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN | Management | For | For | |||||||
10 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH SHARE PLAN | Management | For | For | |||||||
11 | GENERAL AUTHORITY TO ISSUE SHARES AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS SUBJECT TO LIMITS | Management | For | For | |||||||
12 | AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME | Management | For | For | |||||||
13 | APPROVAL OF THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE | Management | For | For | |||||||
CMMT | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF TEXT IN- RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
AFLAC INCORPORATED | |||||||||||
Security | 001055102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AFL | Meeting Date | 04-May-2020 | ||||||||
ISIN | US0010551028 | Agenda | 935145842 - Management | ||||||||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Daniel P. Amos | Management | For | For | |||||||
1B. | Election of Director: W. Paul Bowers | Management | For | For | |||||||
1C. | Election of Director: Toshihiko Fukuzawa | Management | For | For | |||||||
1D. | Election of Director: Thomas J. Kenny | Management | For | For | |||||||
1E. | Election of Director: Georgette D. Kiser | Management | For | For | |||||||
1F. | Election of Director: Karole F. Lloyd | Management | For | For | |||||||
1G. | Election of Director: Nobuchika Mori | Management | For | For | |||||||
1H. | Election of Director: Joseph L. Moskowitz | Management | For | For | |||||||
1I. | Election of Director: Barbara K. Rimer, DrPH | Management | For | For | |||||||
1J. | Election of Director: Katherine T. Rohrer | Management | For | For | |||||||
1K. | Election of Director: Melvin T. Stith | Management | For | For | |||||||
2. | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2020 Annual Meeting of Shareholders and Proxy Statement" | Management | For | For | |||||||
3. | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2020 | Management | For | For | |||||||
AAC TECHNOLOGIES HOLDINGS INC | |||||||||||
Security | G2953R114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2020 | |||||||||
ISIN | KYG2953R1149 | Agenda | 712405299 - Management | ||||||||
Record Date | 11-May-2020 | Holding Recon Date | 11-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 08-May-2020 | |||||
SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401054.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401067.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2019 | Management | No Vote | No Vote | |||||||
2.A | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
2.B | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDING 31ST DECEMBER, 2020 | Management | No Vote | No Vote | |||||||
3 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | No Vote | No Vote | |||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | Management | No Vote | No Vote | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | No Vote | No Vote | |||||||
6 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY | Management | No Vote | No Vote | |||||||
7 | TO APPROVE THE ADOPTION OF THE SECOND AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Vote | No Vote | |||||||
CHINA MOBILE LIMITED | |||||||||||
Security | Y14965100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2020 | |||||||||
ISIN | HK0941009539 | Agenda | 712405213 - Management | ||||||||
Record Date | 13-May-2020 | Holding Recon Date | 13-May-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 14-May-2020 | |||||
SEDOL(s) | 5563575 - 6073556 - BRTM834 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401461.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401488.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO RE-ELECT MR. WANG YUHANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4.I | TO RE-ELECT MR. PAUL CHOW MAN YIU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4.II | TO RE-ELECT MR. STEPHEN YIU KIN WAH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | Management | For | For | |||||||
7 | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | Management | Against | Against | |||||||
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE | Management | For | For | |||||||
9 | TO APPROVE AND ADOPT THE SHARE OPTION SCHEME AND RELATED MATTERS IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 9 AS SET OUT IN THE AGM NOTICE | Management | For | For | |||||||
ZHEJIANG SUPOR CO LTD | |||||||||||
Security | Y98925103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2020 | |||||||||
ISIN | CNE000001KS5 | Agenda | 712518666 - Management | ||||||||
Record Date | 13-May-2020 | Holding Recon Date | 13-May-2020 | ||||||||
City / | Country | ZHEJIAN G | / | China | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | B02JCS6 - BD5M227 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | 2019 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
2 | 2019 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |||||||
3 | 2019 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |||||||
4 | 2019 ANNUAL ACCOUNTS | Management | For | For | |||||||
5 | 2019 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY13.30000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | For | For | |||||||
6 | 2020 REAPPOINTMENT OF AUDIT FIRM | Management | For | For | |||||||
7 | AGREEMENT ON 2020 CONNECTED TRANSACTIONS TO BE SIGNED WITH A COMPANY | Management | For | For | |||||||
8 | PURCHASE OF BANK SHORT-TERM WEALTH MANAGEMENT PRODUCTS WITH IDLE PROPRIETARY WORKING CAPITAL | Management | For | For | |||||||
9 | REPURCHASE AND CANCELLATION OF SOME RESTRICTED STOCKS | Management | For | For | |||||||
10 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |||||||
11 | ELECTION OF SUPERVISORS | Management | For | For | |||||||
12.1 | ELECTION OF NON-INDEPENDENT DIRECTOR: THIERRY DE LA TOUR D'ARTAISE | Management | For | For | |||||||
12.2 | ELECTION OF NON-INDEPENDENT DIRECTOR: HARRY TOURET | Management | For | For | |||||||
12.3 | ELECTION OF NON-INDEPENDENT DIRECTOR: STANISLAS DE GRAMONT | Management | For | For | |||||||
12.4 | ELECTION OF NON-INDEPENDENT DIRECTOR: NATHALIE LOMON | Management | For | For | |||||||
12.5 | ELECTION OF NON-INDEPENDENT DIRECTOR: DAI HUAIZHONG | Management | For | For | |||||||
12.6 | ELECTION OF NON-INDEPENDENT DIRECTOR: SU XIANZE | Management | For | For | |||||||
13.1 | ELECTION OF INDEPENDENT DIRECTOR: HERVE MACHENAUD | Management | For | For | |||||||
13.2 | ELECTION OF INDEPENDENT DIRECTOR: JEAN- MICHEL PIVETEAU | Management | For | For | |||||||
13.3 | ELECTION OF INDEPENDENT DIRECTOR: CHEN JUN | Management | For | For | |||||||
CHINA RESOURCES GAS GROUP LTD | |||||||||||
Security | G2113B108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2020 | |||||||||
ISIN | BMG2113B1081 | Agenda | 712476248 - Management | ||||||||
Record Date | 15-May-2020 | Holding Recon Date | 15-May-2020 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | 5919383 - 6535517 - B01JGR4 - BD8NJD7 - BP3RSR5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 72 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.1 | TO RE-ELECT MR. CHEN YING AS DIRECTOR | Management | For | For | |||||||
3.2 | TO RE-ELECT MR. WANG YAN AS DIRECTOR | Management | For | For | |||||||
3.3 | TO RE-ELECT MR. WONG TAK SHING AS DIRECTOR | Management | For | For | |||||||
3.4 | TO RE-ELECT MR. YU HON TO, DAVID AS DIRECTOR | Management | For | For | |||||||
3.5 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
4 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
5.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20 PER CENT. OF THE EXISTING ISSUED SHARES OF THE COMPANY (THE "GENERAL MANDATE") | Management | Against | Against | |||||||
5.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE EXISTING ISSUED SHARES OF THE COMPANY (THE "REPURCHASE MANDATE") | Management | For | For | |||||||
5.C | TO ISSUE UNDER THE GENERAL MANDATE AN ADDITIONAL NUMBER OF SHARES REPRESENTING THE NUMBER OF SHARES REPURCHASED UNDER THE REPURCHASE MANDATE | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2020/0420/202004200051-1.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0420/2020042000429.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD | |||||||||||
Security | G8087W101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-May-2020 | |||||||||
ISIN | KYG8087W1015 | Agenda | 712492937 - Management | ||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | ||||||||
City / | Country | NINGBO | / | Cayman Islands | Vote Deadline Date | 21-May-2020 | |||||
SEDOL(s) | B0MP1B0 - B0RF706 - B0ZNNK4 - BD8NL97 - BP3RXG9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0424/2020042400844.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0424/2020042400775.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE AND DECLARE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019: TO APPROVE AND DECLARE THE PAYMENT OF A FINAL DIVIDEND OF HKD 1.00 PER SHARE OF HKD 0.10 EACH IN THE CAPITAL OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO RE-ELECT MR. WANG CUNBO AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-ELECT MR. QIU WEIGUO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT MR. CHEN XU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | Management | For | For | |||||||
7 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | Against | Against | |||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | |||||||
10 | TO ADD THE NOMINAL VALUE OF THE SHARES REPURCHASED BY THE COMPANY UNDER THE GENERAL MANDATE TO REPURCHASE THE COMPANY'S SHARES TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 8 | Management | For | For | |||||||
CHINA MEDICAL SYSTEM HOLDINGS LTD | |||||||||||
Security | G21108124 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 04-Jun-2020 | |||||||||
ISIN | KYG211081248 | Agenda | 712582243 - Management | ||||||||
Record Date | 28-May-2020 | Holding Recon Date | 28-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 28-May-2020 | |||||
SEDOL(s) | B4L6015 - B6WY993 - B8873L0 - BD8NGR0 - BP3RSB9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0506/2020050601294.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0506/2020050601320.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO REVIEW, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE RECOMMENDED FINAL DIVIDEND OF RMB0.1271 (EQUIVALENT TO HKD 0.139) PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.A | TO RE-ELECT MR. LAM KONG AS EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR. CHEN HONGBING AS EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MR. WU CHI KEUNG AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT MS. LUO, LAURA YING AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.E | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH UNISSUED SHARES OF THE COMPANY | Management | Against | Against | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | |||||||
7 | TO ADD THE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO.5 ABOVE | Management | For | For | |||||||
NOVATEK MICROELECTRONICS CORP | |||||||||||
Security | Y64153102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | TW0003034005 | Agenda | 712617224 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | HSINCH U | / | Taiwan, Province of China | Vote Deadline Date | 01-Jun-2020 | |||||
SEDOL(s) | 6346333 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO APPROVE 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD9 PER SHARE. | Management | For | For | |||||||
3 | CASH DISTRIBUTION FROM CAPITAL SURPLUS. PROPOSED CAPITAL DISTRIBUTION: TWD1.5 PER SHARE. | Management | For | For | |||||||
4 | TO AMEND THE COMPANY'S PROCEDURES OF ENDORSEMENTS AND GUARANTEES. | Management | For | For | |||||||
5 | TO AMEND THE COMPANY'S PROCEDURES OF LOANING OF FUNDS. | Management | For | For | |||||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | |||||||||||
Security | Y84629107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | TW0002330008 | Agenda | 712626932 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | HSINCH U | / | Taiwan, Province of China | Vote Deadline Date | 01-Jun-2020 | |||||
SEDOL(s) | 6889106 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ACCEPT 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | TO REVISE THE PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES. | Management | For | For | |||||||
3.1 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YANCEY HAI,SHAREHOLDER NO.D100708XXX | Management | For | For | |||||||
LARGAN PRECISION CO LTD | |||||||||||
Security | Y52144105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jun-2020 | |||||||||
ISIN | TW0003008009 | Agenda | 712627011 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | TAICHUN G | / | Taiwan, Province of China | Vote Deadline Date | 02-Jun-2020 | |||||
SEDOL(s) | 6451668 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | 2019 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 79 PER SHARE. | Management | For | For | |||||||
ST.SHINE OPTICAL CO LTD | |||||||||||
Security | Y8176Z106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jun-2020 | |||||||||
ISIN | TW0001565000 | Agenda | 712627631 - Management | ||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | ||||||||
City / | Country | TAIPEI | / | Taiwan, Province of China | Vote Deadline Date | 02-Jun-2020 | |||||
SEDOL(s) | 6673172 - B125QG7 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | THE 2019 FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | THE 2019 PROFIT DISTRIBUTION.PROPOSED CASH DIVIDEND :TWD 18 PER SHARE. | Management | For | For | |||||||
ELITE MATERIAL CO LTD | |||||||||||
Security | Y2290G102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Jun-2020 | |||||||||
ISIN | TW0002383007 | Agenda | 712658989 - Management | ||||||||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | ||||||||
City / | Country | TAOYUA N | / | Taiwan, Province of China | Vote Deadline Date | 10-Jun-2020 | |||||
SEDOL(s) | 6316121 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ACCEPT YEAR 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF YEAR 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | Management | For | For | |||||||
CHINA CONSTRUCTION BANK CORPORATION | |||||||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2020 | |||||||||
ISIN | CNE1000002H1 | Agenda | 712552959 - Management | ||||||||
Record Date | 19-May-2020 | Holding Recon Date | 19-May-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 15-Jun-2020 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042803137.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042803145.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING | Non-Voting | |||||||||
1 | 2019 REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
2 | 2019 REPORT OF THE BOARD OF SUPERVISORS | Management | For | For | |||||||
3 | 2019 FINAL FINANCIAL ACCOUNTS | Management | For | For | |||||||
4 | 2019 PROFIT DISTRIBUTION PLAN | Management | For | For | |||||||
5 | 2020 BUDGET FOR FIXED ASSETS INVESTMENT | Management | For | For | |||||||
6 | ELECTION OF MR. TIAN GUOLI TO BE RE- APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
7 | ELECTION OF MS. FENG BING TO BE RE- APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
8 | ELECTION OF MR. ZHANG QI TO BE RE-APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
9 | ELECTION OF MR. XU JIANDONG AS NON- EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
10 | ELECTION OF SIR MALCOLM CHRISTOPHER MCCARTHY TO BE RE-APPOINTED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
11 | ELECTION OF MR. YANG FENGLAI AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | |||||||
12 | ELECTION OF MR. LIU HUAN AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | |||||||
13 | ELECTION OF MR. BEN SHENGLIN AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | |||||||
14 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2020: ERNST YOUNG HUA MING LLP AS DOMESTIC AUDITOR AND ERNST YOUNG AS INTERNATIONAL AUDITOR | Management | For | For | |||||||
15 | AUTHORIZATION FOR TEMPORARY LIMIT ON CHARITABLE DONATIONS FOR 2020 | Management | For | For | |||||||
16 | THE CAPITAL PLAN OF CHINA CONSTRUCTION BANK FOR 2021 TO 2023 | Management | For | For | |||||||
CHINA MERCHANTS BANK CO LTD | |||||||||||
Security | Y14896115 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | CNE1000002M1 | Agenda | 712700411 - Management | ||||||||
Record Date | 02-Jun-2020 | Holding Recon Date | 02-Jun-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0522/2020052200700.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0522/2020052200736.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING | Non-Voting | |||||||||
1 | WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
2 | WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2019 | Management | For | For | |||||||
3 | ANNUAL REPORT FOR THE YEAR 2019 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | For | For | |||||||
4 | AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2019 | Management | For | For | |||||||
5 | PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2019 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | For | For | |||||||
6 | RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS FOR THE YEAR 2020 | Management | For | For | |||||||
7 | RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2019 | Management | For | For | |||||||
8 | MEDIUM-TERM CAPITAL MANAGEMENT PLAN FOR 2020-2022 | Management | For | For | |||||||
9 | PROPOSAL REGARDING THE EXTENSION OF THE GENERAL MANDATE TO ISSUE FINANCIAL BONDS AND CERTIFICATES OF DEPOSIT (CD) | Management | For | For | |||||||
10 | PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | Against | Against | |||||||
HON HAI PRECISION INDUSTRY CO LTD | |||||||||||
Security | Y36861105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | TW0002317005 | Agenda | 712706211 - Management | ||||||||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | ||||||||
City / | Country | NEW TAIPEI CITY | / | Taiwan, Province of China | Vote Deadline Date | 15-Jun-2020 | |||||
SEDOL(s) | 6438564 - B03W240 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO APPROVE 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2019 EARNINGS.PROPOSED CASH DIVIDEND: TWD 4.2 PER SHARE | Management | For | For | |||||||
3 | DISCUSSION OF AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION | Management | For | For | |||||||
CAPITALAND MALL TRUST | |||||||||||
Security | Y1100L160 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | |||||||||
ISIN | SG1M51904654 | Agenda | 712781182 - Management | ||||||||
Record Date | Holding Recon Date | 24-Jun-2020 | |||||||||
City / | Country | TBD | / | Singapore | Vote Deadline Date | 19-Jun-2020 | |||||
SEDOL(s) | 6420129 - B063JZ0 - B11DTF2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, THE MANAGER'S STATEMENT, THE AUDITED FINANCIAL STATEMENTS OF CMT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE AUDITORS' REPORT THEREON | Management | For | For | |||||||
2 | TO RE-APPOINT KPMG LLP AS AUDITORS OF CMT AND AUTHORISE THE MANAGER TO FIX THE AUDITORS' REMUNERATION | Management | Against | Against | |||||||
3 | TO AUTHORISE THE MANAGER TO ISSUE UNITS AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS | Management | Against | Against | |||||||
4 | TO APPROVE THE RENEWAL OF THE UNIT BUY- BACK MANDATE | Management | For | For | |||||||
TISCO FINANCIAL GROUP PUBLIC COMPANY LTD | |||||||||||
Security | Y8843E171 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | |||||||||
ISIN | TH0999010Z11 | Agenda | 712782970 - Management | ||||||||
Record Date | 04-Jun-2020 | Holding Recon Date | 04-Jun-2020 | ||||||||
City / | Country | BANGKO K | / | Thailand | Vote Deadline Date | 19-Jun-2020 | |||||
SEDOL(s) | B3KFW76 - B3QZ5Q0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 422314 DUE TO RECEIVED-UPDATE AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO CERTIFY THE MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS FOR THE YEAR 2019 | Management | For | For | |||||||
2 | TO RATIFY THE BOARD OF DIRECTORS' BUSINESS ACTIVITIES CONDUCTED IN 2019 AS DESCRIBED IN THE ANNUAL REPORT | Management | For | For | |||||||
3 | TO ADOPT THE STATEMENT OF FINANCIAL POSITION AND STATEMENT OF COMPREHENSIVE INCOME FOR THE YEAR ENDED DECEMBER 31, 2019 OF TISCO FINANCIAL GROUP PUBLIC COMPANY LIMITED AND ITS SUBSIDIARY COMPANIES | Management | For | For | |||||||
4 | TO APPROVE THE APPROPRIATION OF PROFIT ARISING FROM THE YEAR 2019 OPERATING RESULTS AND NO DIVIDEND PAYMENT | Management | For | For | |||||||
5 | TO APPROVE THE APPOINTMENT OF THE AUDITORS AND THEIR REMUNERATION FOR THE YEAR 2020 | Management | For | For | |||||||
6.1 | TO APPROVE THE NUMBER OF DIRECTORS AT 12 (TWELVE) | Management | For | For | |||||||
6.2.1 | THE APPOINTMENT OF DIRECTOR: MR. PLIU MANGKORNKANOK | Management | For | For | |||||||
6.2.2 | THE APPOINTMENT OF DIRECTOR: MR. HON KIT SHING | Management | Abstain | Against | |||||||
6.2.3 | THE APPOINTMENT OF DIRECTOR: MR. SUTHAS RUANGMANAMONGKOL | Management | For | For | |||||||
6.2.4 | THE APPOINTMENT OF DIRECTOR: ASSOC. PROF. DR. ANGKARAT PRIEBJRIVAT | Management | For | For | |||||||
6.2.5 | THE APPOINTMENT OF DIRECTOR: PROF. DR. PRANEE TINAKORN | Management | For | For | |||||||
6.2.6 | THE APPOINTMENT OF DIRECTOR: PROF. DR. TEERANA BHONGMAKAPAT | Management | For | For | |||||||
6.2.7 | THE APPOINTMENT OF DIRECTOR: MR. SATHIT AUNGMANEE | Management | For | For | |||||||
6.2.8 | THE APPOINTMENT OF DIRECTOR: DR. CHARATPONG CHOTIGAVANICH | Management | For | For | |||||||
6.2.9 | THE APPOINTMENT OF DIRECTOR: DR. KULPATRA SIRODOM | Management | For | For | |||||||
6.210 | THE APPOINTMENT OF DIRECTOR: MR. CHI-HAO SUN | Management | Abstain | Against | |||||||
6.211 | THE APPOINTMENT OF DIRECTOR: MR. SATOSHI YOSHITAKE | Management | Abstain | Against | |||||||
6.212 | THE APPOINTMENT OF DIRECTOR: MR. SAKCHAI PEECHAPAT | Management | For | For | |||||||
7 | TO APPROVE THE REMUNERATION OF DIRECTORS | Management | For | For | |||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | Non-Voting | |||||||||
BOC HONG KONG (HOLDINGS) LTD | |||||||||||
Security | Y0920U103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | HK2388011192 | Agenda | 712470145 - Management | ||||||||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | 6536112 - B06MVT5 - BD8NLQ4 - BP3RP41 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700612.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700624.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | THAT THE CONTINUING CONNECTED TRANSACTIONS AND THE NEW CAPS, AS DEFINED AND DESCRIBED IN THE CIRCULAR DATED 16 JANUARY 2020 TO THE SHAREHOLDERS OF THE COMPANY, BE AND ARE HEREBY CONFIRMED, APPROVED AND RATIFIED | Management | For | For | |||||||
PUBLIC BANK BERHAD | |||||||||||
Security | Y71497104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | MYL1295OO004 | Agenda | 712756064 - Management | ||||||||
Record Date | 22-Jun-2020 | Holding Recon Date | 22-Jun-2020 | ||||||||
City / | Country | KUALA LUMPUR | / | Malaysia | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | 6707123 - 6707145 - B012W42 - B2RDL46 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | RE-ELECTION OF MS THAM CHAI FHONG AS DIRECTOR | Management | For | For | |||||||
2 | RE-ELECTION OF TAN SRI DATO' SRI DR. TEH HONG PIOW AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECTION OF MR TANG WING CHEW AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECTION OF MS CHEAH KIM LING AS DIRECTOR | Management | For | For | |||||||
5 | APPROVAL OF PAYMENT OF DIRECTORS' FEES, BOARD COMMITTEES MEMBERS' FEES, AND ALLOWANCES TO DIRECTORS FOR FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
6 | APPROVAL OF PAYMENT OF REMUNERATION AND BENEFITS-IN-KIND (EXCLUDING DIRECTOR'S FEE AND BOARD MEETING ALLOWANCE) FOR FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO THE CHAIRMAN EMERITUS, DIRECTOR AND ADVISER, TAN SRI DATO' SRI DR. TEH HONG PIOW | Management | Against | Against | |||||||
7 | RE-APPOINTMENT OF MESSRS ERNST & YOUNG PLT AS AUDITORS AND AUTHORITY TO THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION | Management | For | For | |||||||
ASCENDAS REAL ESTATE INVESTMENT TRUST | |||||||||||
Security | Y0205X103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | SG1M77906915 | Agenda | 712764984 - Management | ||||||||
Record Date | Holding Recon Date | 25-Jun-2020 | |||||||||
City / | Country | TBD | / | Singapore | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | 6563875 - B01DBD7 - B10SWC6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, THE MANAGER'S STATEMENT, THE AUDITED FINANCIAL STATEMENTS OF ASCENDAS REIT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE AUDITORS' REPORT THEREON | Management | For | For | |||||||
2 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS OF ASCENDAS REIT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF ASCENDAS REIT, AND TO AUTHORISE THE MANAGER TO FIX THEIR REMUNERATION | Management | For | For | |||||||
3 | TO AUTHORISE THE MANAGER TO ISSUE UNITS AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS | Management | Against | Against | |||||||
4 | TO APPROVE THE RENEWAL OF THE UNIT BUY- BACK MANDATE | Management | For | For | |||||||
BOC HONG KONG (HOLDINGS) LTD | |||||||||||
Security | Y0920U103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | HK2388011192 | Agenda | 712789328 - Management | ||||||||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | 6536112 - B06MVT5 - BD8NLQ4 - BP3RP41 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700584.pdf; | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 429453 DUE TO WITHDRAWAL-OF RESOLUTION.3.B .ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31DEC2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD0.992 PER SHARE FOR THE YEAR ENDED 31DEC2019 | Management | For | For | |||||||
3.A | TO RE-ELECT MR WANG JIANG AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.B | TO RE-ELECT MR GAO YINGXIN AS A DIRECTOR OF THE COMPANY | Non-Voting | |||||||||
3.C | TO RE-ELECT MR SUN YU AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.D | TO RE-ELECT MR KOH BENG SENG AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.E | TO RE-ELECT MR TUNG SAVIO WAI-HOK AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.F | TO RE-ELECT MDM. CHENG EVA AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-APPOINT ERNST AND YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | Against | Against | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20PCT OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5PCT OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | Against | Against | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | |||||||
7 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | Management | Against | Against | |||||||
CATCHER TECHNOLOGY CO LTD | |||||||||||
Security | Y1148A101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Jun-2020 | |||||||||
ISIN | TW0002474004 | Agenda | 712748170 - Management | ||||||||
Record Date | 30-Apr-2020 | Holding Recon Date | 30-Apr-2020 | ||||||||
City / | Country | TAINAN | / | Taiwan, Province of China | Vote Deadline Date | 18-Jun-2020 | |||||
SEDOL(s) | 6186669 - B02W2D0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO ACCEPT 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | Management | For | For | |||||||
3 | TO RAISE FUNDS THROUGH ISSUING NEW SHARES OR GDR | Management | For | For | |||||||
4.1 | THE ELECTION OF THE DIRECTOR:YUNG YU INVESTMENT CO. LTD. ,SHAREHOLDER NO.281516,HUNG SHUI-SUNG AS REPRESENTATIVE | Management | For | For |
Guinness Atkinson China & Hong Kong Fund
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
VTECH HOLDINGS LTD | |||||||||||
Security | G9400S132 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Jul-2019 | |||||||||
ISIN | BMG9400S1329 | Agenda | 711299556 - Management | ||||||||
Record Date | 08-Jul-2019 | Holding Recon Date | 08-Jul-2019 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 09-Jul-2019 | |||||
SEDOL(s) | 6928560 - B02V635 - B1BJHN4 - BD8NDC4 - BP3RY44 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0606/LTN20190606994.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0606/LTN201906061018.PDF | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2019 | Management | For | For | |||||||
3.A | TO RE-ELECT DR. ALLAN WONG CHI YUN AS DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR. ANDY LEUNG HON KWONG AS DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT DR. PATRICK WANG SHUI CHUNG AS DIRECTOR | Management | For | For | |||||||
3.D | TO FIX THE DIRECTORS' FEE (INCLUDING THE ADDITIONAL FEE PAYABLE TO CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE, NOMINATION COMMITTEE AND REMUNERATION COMMITTEE) | Management | For | For | |||||||
4 | TO RE-APPOINT KPMG AS THE AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2019 AGM | Management | For | For | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2019 AGM, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT BE MORE THAN 10% TO THE BENCHMARKED PRICE (AS DEFINED IN THE NOTICE OF THE 2019 AGM) | Management | For | For | |||||||
PACIFIC TEXTILES HOLDINGS LTD | |||||||||||
Security | G68612103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Aug-2019 | |||||||||
ISIN | KYG686121032 | Agenda | 711395182 - Management | ||||||||
Record Date | 02-Aug-2019 | Holding Recon Date | 02-Aug-2019 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 05-Aug-2019 | |||||
SEDOL(s) | B1WMLF2 - B1XK7X5 - BD8NJZ9 - BHYL966 - BP3RWS4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0708/ltn20190708394.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0708/ltn20190708380.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2019 | Management | No Vote | No Vote | |||||||
2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2019: HK25 CENTS PER SHARE | Management | No Vote | No Vote | |||||||
3.A | TO RE-ELECT MR. WAN WAI LOI AS AN EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.B | TO RE-ELECT MR. LAU YIU TONG AS A NON- EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.C | TO RE-ELECT MR. NG CHING WAH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.D | TO RE-ELECT MR. MASARU OKUTOMI AS AN EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
3.E | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS | Management | No Vote | No Vote | |||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | No Vote | No Vote | |||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL WITH COMPANY'S SHARES | Management | No Vote | No Vote | |||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | No Vote | No Vote | |||||||
7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH COMPANY'S SHARES | Management | No Vote | No Vote | |||||||
NETEASE, INC. | |||||||||||
Security | 64110W102 | Meeting Type | Annual | ||||||||
Ticker Symbol | NTES | Meeting Date | 13-Sep-2019 | ||||||||
ISIN | US64110W1027 | Agenda | 935069484 - Management | ||||||||
Record Date | 31-Jul-2019 | Holding Recon Date | 31-Jul-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Sep-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Re-election of Director: William Lei Ding | Management | No Vote | No Vote | |||||||
1B. | Re-election of Director: Alice Cheng | Management | No Vote | No Vote | |||||||
1C. | Re-election of Director: Denny Lee | Management | No Vote | No Vote | |||||||
1D. | Re-election of Director: Joseph Tong | Management | No Vote | No Vote | |||||||
1E. | Re-election of Director: Lun Feng | Management | No Vote | No Vote | |||||||
1F. | Re-election of Director: Michael Leung | Management | No Vote | No Vote | |||||||
1G. | Re-election of Director: Michael Tong | Management | No Vote | No Vote | |||||||
2. | Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2019. | Management | No Vote | No Vote | |||||||
WEICHAI POWER CO LTD | |||||||||||
Security | Y9531A109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Sep-2019 | |||||||||
ISIN | CNE1000004L9 | Agenda | 711492633 - Management | ||||||||
Record Date | 23-Aug-2019 | Holding Recon Date | 23-Aug-2019 | ||||||||
City / | Country | WEIFAN G | / | China | Vote Deadline Date | 18-Sep-2019 | |||||
SEDOL(s) | 6743956 - B05PM47 - B066RG6 - BD8GJV4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE(S) BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF CERTAIN LOANS AND THE RELEVANT INTEREST RATE SWAP TRANSACTIONS | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HOLDINGS GENERAL SERVICES AGREEMENT AND THE CHONGQING WEICHAI GENERAL SERVICES AGREEMENT DATED 2 AUGUST 2019 IN RESPECT OF THE PROVISION OF GENERAL SERVICES AND LABOUR SERVICES BY WEICHAI HOLDINGS (AND ITS ASSOCIATES) TO THE COMPANY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI PURCHASE AND PROCESSING SERVICES AGREEMENT DATED 2 AUGUST 2019 IN RESPECT OF THE PURCHASE OF DIESEL ENGINE PARTS AND COMPONENTS, GAS AND SCRAP METALS ETC., MATERIALS, DIESEL ENGINES AND RELATED PRODUCTS, PROCESSING SERVICES AND IMPORT AND EXPORT AGENCY SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) FROM WEICHAI HOLDINGS (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE SHAANXI ZHONGQI PURCHASE AGREEMENT DATED 2 AUGUST 2019 IN RESPECT OF THE PURCHASE OF PARTS AND COMPONENTS OF VEHICLES, SCRAP STEEL AND RELATED PRODUCTS AND LABOUR SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) FROM SHAANXI AUTOMOTIVE (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE SHAANXI ZHONGQI SALE AGREEMENT DATED 2 AUGUST 2019 IN RESPECT OF THE SALE OF VEHICLES, PARTS AND COMPONENTS OF VEHICLES, RAW MATERIALS AND RELATED PRODUCTS AND PROVISION OF THE RELEVANT SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) TO SHAANXI AUTOMOTIVE (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0807/ltn20190807522.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0807/ltn20190807514.pdf | Non-Voting | |||||||||
CHINA CONSTRUCTION BANK CORPORATION | |||||||||||
Security | Y1397N101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Oct-2019 | |||||||||
ISIN | CNE1000002H1 | Agenda | 711568999 - Management | ||||||||
Record Date | 27-Sep-2019 | Holding Recon Date | 27-Sep-2019 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 24-Oct-2019 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0912/ltn20190912259.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0912/ltn20190912319.pdf | Non-Voting | |||||||||
1 | ELECTION OF MR. WANG YONGQING AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | |||||||
2 | ELECTION OF MR. MICHEL MADELAIN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
3 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS OF THE BANK IN 2018 | Management | For | For | |||||||
4 | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS OF THE BANK IN 2018 | Management | For | For | |||||||
5 | AUTHORIZATION FOR ADDITIONAL TEMPORARY LIMIT ON POVERTY ALLEVIATION DONATIONS | Management | For | For | |||||||
CNOOC LTD | |||||||||||
Security | Y1662W117 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-Nov-2019 | |||||||||
ISIN | HK0883013259 | Agenda | 711746062 - Management | ||||||||
Record Date | 15-Nov-2019 | Holding Recon Date | 15-Nov-2019 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 15-Nov-2019 | |||||
SEDOL(s) | B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1106/2019110600027.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1106/2019110600035.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO APPROVE THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSED CAPS FOR EACH CATEGORY OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | |||||||||||
Security | Y69790106 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Dec-2019 | |||||||||
ISIN | CNE1000003X6 | Agenda | 711701599 - Management | ||||||||
Record Date | 08-Nov-2019 | Holding Recon Date | 08-Nov-2019 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 04-Dec-2019 | |||||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1024/ltn20191024167.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1024/ltn20191024173.pdf | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE ELECTION OF MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
AUTOHOME, INC. | |||||||||||
Security | 05278C107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATHM | Meeting Date | 18-Dec-2019 | ||||||||
ISIN | US05278C1071 | Agenda | 935102121 - Management | ||||||||
Record Date | 05-Nov-2019 | Holding Recon Date | 05-Nov-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1. | Ms. Han Qiu be re-elected as a director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||
2. | Mr. Dazong Wang be re-elected as an independent director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||
3. | Mr. Junling Liu be re-elected as an independent director of the Company and each director of the Company be and is hereby authorized to take any and every action that might be necessary to effect the foregoing resolution as such director, in his or her absolute discretion, thinks fit. | Management | For | For | |||||||
TRAVELSKY TECHNOLOGY LTD | |||||||||||
Security | Y8972V101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Jan-2020 | |||||||||
ISIN | CNE1000004J3 | Agenda | 711863503 - Management | ||||||||
Record Date | 16-Dec-2019 | Holding Recon Date | 16-Dec-2019 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 10-Jan-2020 | |||||
SEDOL(s) | 6321954 - B01DRR3 - B1BJTR2 - BD8DQR0 - BD8GFN8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1129/2019112900429.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1129/2019112900451.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE PHASE II H SHARE APPRECIATION RIGHTS SCHEME OF THE COMPANY (THE "SCHEME"), AND AUTHORIZE THE BOARD TO (A) GRANT THE SHARE APPRECIATION RIGHTS TO THE INCENTIVE RECIPIENTS OF THE COMPANY WITHIN A PARTICULAR PERIOD AND UNDER CERTAIN CONDITIONS IN ACCORDANCE WITH THE SCHEME AND THE RELEVANT LEGAL REQUIREMENTS; (B) MAKE CORRESPONDING ADJUSTMENTS TO THE EXERCISE PRICES AND NUMBER OF SHARE APPRECIATION RIGHTS IF THERE IS ANY CHANGE IN THE SHAREHOLDING STRUCTURE OF THE COMPANY AS STIPULATED IN THE SCHEME; (C) AMEND THE SCHEME, AND TO DECIDE AND FORMULATE ANY MATTERS RELATING TO THE SCHEME DURING THE EFFECTIVE PERIOD OF SCHEME; AND (D) PROCEED WITH THE EXAMINATION, REGISTRATION, FILING, APPROVAL AND CONSENT PROCEDURES WITH RELEVANT REGULATORY AUTHORITIES AND TO SIGN, EXECUTE, AMEND, TERMINATE AND COMPLETE DOCUMENTS TO BE SUBMITTED TO RELEVANT REGULATORY AUTHORITIES, ORGANIZATIONS AND INDIVIDUALS AND TO DO ALL ACTS, MATTERS AND THINGS DEEMED NECESSARY, APPROPRIATE OR EXPEDIENT IN RELATION TO THE SCHEME | Management | Against | Against | |||||||
TRAVELSKY TECHNOLOGY LTD | |||||||||||
Security | Y8972V101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Feb-2020 | |||||||||
ISIN | CNE1000004J3 | Agenda | 712063798 - Management | ||||||||
Record Date | 24-Jan-2020 | Holding Recon Date | 24-Jan-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 21-Feb-2020 | |||||
SEDOL(s) | 6321954 - B01DRR3 - B1BJTR2 - BD8DQR0 - BD8GFN8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0109/2020010900287.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 337691 DUE TO RESOLUTION-2.2 HAS BEEN WITHDRAWN. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF MR. CUI ZHIXIONG AS AN EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF MR. XIAO YINHONG AS AN EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
1.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF MR. ZHAO XIAOHANG AS A NONEXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
1.4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF MR. XI SHENG AS A NONEXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
1.5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF MR. LUO LAIJUN AS A NON-EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
1.6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF MR. CAO SHIQING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
1.7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF DR. NGAI WAI FUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
1.8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF MR. LIU XIANGQUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
2.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE RE-APPOINTMENT OF MS. ZENG YIWEI AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | Against | Against | |||||||
2.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF MR.-YU YANBING AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE SEVENTH SESSION-OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR A TERM OF OFFICE OF THREE-YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Non-Voting | |||||||||
2.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF MR. ZHU YAN AS AN INDEPENDENT SUPERVISOR OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR A TERM OF OFFICE OF THREE YEARS COMMENCING FROM THE CONCLUSION OF THE EGM | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE REMUNERATION STANDARDS FOR DIRECTORS OF THE SEVENTH SESSION OF THE BOARD | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE REMUNERATION STANDARDS FOR SUPERVISORS OF THE SEVENTH SESSION OF THE SUPERVISORY COMMITTEE | Management | For | For | |||||||
QUALCOMM INCORPORATED | |||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||
Ticker Symbol | QCOM | Meeting Date | 10-Mar-2020 | ||||||||
ISIN | US7475251036 | Agenda | 935123783 - Management | ||||||||
Record Date | 13-Jan-2020 | Holding Recon Date | 13-Jan-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Mar-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1A. | Election of Director: Mark Fields | Management | For | For | |||||||
1B. | Election of Director: Jeffrey W. Henderson | Management | For | For | |||||||
1C. | Election of Director: Ann M. Livermore | Management | For | For | |||||||
1D. | Election of Director: Harish Manwani | Management | For | For | |||||||
1E. | Election of Director: Mark D. McLaughlin | Management | For | For | |||||||
1F. | Election of Director: Steve Mollenkopf | Management | For | For | |||||||
1G. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |||||||
1H. | Election of Director: Irene B. Rosenfeld | Management | For | For | |||||||
1I. | Election of Director: Kornelis "Neil" Smit | Management | For | For | |||||||
1J. | Election of Director: Anthony J. Vinciquerra | Management | For | For | |||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. | Management | For | For | |||||||
3. | To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. | Management | For | For | |||||||
4. | To approve, on an advisory basis, our executive compensation. | Management | For | For | |||||||
5. | To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation. | Management | 1 Year | For | |||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712162990 - Management | ||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 25-Mar-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300458.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300430.pdf | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: TYPE AND NOMINAL VALUE OF SHARES | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD AND TIMING OF ISSUANCE | Management | For | For | |||||||
1.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF SUBSCRIPTION | Management | For | For | |||||||
1.4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SUBSCRIBERS | Management | For | For | |||||||
1.5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SIZE OF THE ISSUANCE | Management | For | For | |||||||
1.6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF PRICING, PRICING BENCHMARK DATE, ISSUE PRICE AND ADJUSTMENT OF ISSUE PRICE | Management | For | For | |||||||
1.7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: USE OF PROCEEDS | Management | For | For | |||||||
1.8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: THE ARRANGEMENT FOR ACCUMULATED UNDISTRIBUTED PROFITS BEFORE THE COMPLETION OF THE ISSUANCE | Management | For | For | |||||||
1.9 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: PLACE OF LISTING | Management | For | For | |||||||
1.10 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | For | For | |||||||
1.11 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: GRANT OF AUTHORITY | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE CONNECTED/RELATED TRANSACTION CONTEMPLATED UNDER THE NON- PUBLIC ISSUANCE OF H SHARES | Management | For | For | |||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | Class Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712163005 - Management | ||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 25-Mar-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300485.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0213/2020021300505.pdf | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: TYPE AND NOMINAL VALUE OF SHARES | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD AND TIMING OF ISSUANCE | Management | For | For | |||||||
1.3 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF SUBSCRIPTION | Management | For | For | |||||||
1.4 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SUBSCRIBERS | Management | For | For | |||||||
1.5 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: SIZE OF THE ISSUANCE | Management | For | For | |||||||
1.6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: METHOD OF PRICING, PRICING BENCHMARK DATE, ISSUE PRICE AND ADJUSTMENT OF ISSUE PRICE | Management | For | For | |||||||
1.7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: USE OF PROCEEDS | Management | For | For | |||||||
1.8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: THE ARRANGEMENT FOR ACCUMULATED UNDISTRIBUTED PROFITS BEFORE THE COMPLETION OF THE ISSUANCE | Management | For | For | |||||||
1.9 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: PLACE OF LISTING | Management | For | For | |||||||
1.10 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: VALIDITY PERIOD OF THE RESOLUTIONS | Management | For | For | |||||||
1.11 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE NON-PUBLIC ISSUANCE OF H SHARES INDIVIDUALLY: GRANT OF AUTHORITY | Management | For | For | |||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | |||||||||||
Security | Y69790106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2020 | |||||||||
ISIN | CNE1000003X6 | Agenda | 712283869 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 03-Apr-2020 | |||||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0318/2020031801008.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 362445 DUE TO ADDITION OF- RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2019 AND ITS SUMMARY | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2019 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2019 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2020, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE | Management | For | For | |||||||
INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD OF DIRECTORS TO RE- AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | |||||||||||
7 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION OF THE INDEPENDENT NON- EXECUTIVE DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
8 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS | Management | For | For | |||||||
9 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE H SHARES IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF THE 20% LIMIT IMPOSED BY THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND AUTHORIZE THE BOARD OF DIRECTORS TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | Management | For | For | |||||||
10 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF DIRECTOR OF THE COMPANY, ELECTING MR. LU MIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD OF DIRECTORS | Shareholder | For | For | |||||||
CHINA LILANG LTD | |||||||||||
Security | G21141109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | KYG211411098 | Agenda | 712298707 - Management | ||||||||
Record Date | 23-Apr-2020 | Holding Recon Date | 23-Apr-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 22-Apr-2020 | |||||
SEDOL(s) | B4JMX94 - B4NYCX3 - BD8GHR6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0325/2020032500414.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0325/2020032500422.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND AUDITOR (THE "AUDITOR") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK21 CENTS PER ORDINARY SHARE AND A SPECIAL FINAL DIVIDEND OF HK10 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.I | TO RE-ELECT MR. WANG LIANG XING AS EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.II | TO RE-ELECT DR. LU HONG TE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.III | TO RE-ELECT MR. NIE XING AS INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||
4 | TO AUTHORISE THE BOARD (THE "BOARD") OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
5 | TO RE-APPOINT KPMG AS THE AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2020 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | Management | Against | Against | |||||||
7 | TO GRANT A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | Management | For | For | |||||||
8 | CONDITIONAL UPON RESOLUTIONS 6 AND 7 BEING PASSED, THE GENERAL AND UNCONDITIONAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY PURSUANT TO RESOLUTION 6 BE EXTENDED BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 7 | Management | Against | Against | |||||||
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD | |||||||||||
Security | Y9728A102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | |||||||||
ISIN | SG1U76934819 | Agenda | 712353969 - Management | ||||||||
Record Date | Holding Recon Date | 28-Apr-2020 | |||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline Date | 23-Apr-2020 | |||||
SEDOL(s) | B1VT035 - B1W6C40 - B1WG8Z3 - BCRY268 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE DIRECTORS' STATEMENTS AND THE AUDITORS' REPORT THEREON | Management | For | For | |||||||
2 | TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL DIVIDEND OF SGD 0.045 PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO APPROVE THE PROPOSED DIRECTORS' FEES OF SGD 136,500 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019. (2018: SGD 136,500) | Management | For | For | |||||||
4 | TO RE-ELECT MR XU WEN JIONG WHO IS RETIRING BY ROTATION PURSUANT TO REGULATION 94 OF THE COMPANY'S CONSTITUTION | Management | For | For | |||||||
5 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | AUTHORITY TO ALLOT AND ISSUE SHARES | Management | Against | Against | |||||||
7 | RENEWAL OF SHARE PURCHASE MANDATE | Management | For | For | |||||||
TENCENT HOLDINGS LTD | |||||||||||
Security | G87572163 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | |||||||||
ISIN | KYG875721634 | Agenda | 712379583 - Management | ||||||||
Record Date | 07-May-2020 | Holding Recon Date | 07-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 06-May-2020 | |||||
SEDOL(s) | BDDXGP3 - BGPHZF7 - BMN9869 - BMNDJT1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0407/2020040701452.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.A | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR | Management | For | For | |||||||
3.D | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Against | Against | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | |||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | Against | Against | |||||||
8 | TO APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
AAC TECHNOLOGIES HOLDINGS INC | |||||||||||
Security | G2953R114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2020 | |||||||||
ISIN | KYG2953R1149 | Agenda | 712405299 - Management | ||||||||
Record Date | 11-May-2020 | Holding Recon Date | 11-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 08-May-2020 | |||||
SEDOL(s) | B85LKS1 - B8BZ5L5 - B8GPYY6 - BD8NKY5 - BP3RR45 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401054.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0414/2020041401067.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2019 | Management | No Vote | No Vote | |||||||
2.A | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | Management | No Vote | No Vote | |||||||
2.B | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' FEES FOR THE YEAR ENDING 31ST DECEMBER, 2020 | Management | No Vote | No Vote | |||||||
3 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | No Vote | No Vote | |||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | Management | No Vote | No Vote | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | No Vote | No Vote | |||||||
6 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY | Management | No Vote | No Vote | |||||||
7 | TO APPROVE THE ADOPTION OF THE SECOND AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Vote | No Vote | |||||||
HAITIAN INTERNATIONAL HOLDINGS LTD | |||||||||||
Security | G4232C108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-May-2020 | |||||||||
ISIN | KYG4232C1087 | Agenda | 712412030 - Management | ||||||||
Record Date | 13-May-2020 | Holding Recon Date | 13-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 13-May-2020 | |||||
SEDOL(s) | B1L2RC2 - B1LCR66 - BD8NKJ0 - BJZ3W11 - BP3RVD2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0415/2020041501275.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0415/2020041501273.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO RE-ELECT MR. ZHANG JIANFENG AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | |||||||
3 | TO RE-ELECT MR. LIU JIANBO AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | |||||||
4 | TO RE-ELECT MR. LOU BAIJU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | |||||||
5 | TO RE-ELECT MR. GUO YONGHUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | |||||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | For | For | |||||||
7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | |||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | Against | Against | |||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | |||||||
10 | TO ADD THE AMOUNT OF SHARES REPURCHASED BY THE COMPANY TO THE MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 8 | Management | For | For | |||||||
ZHEJIANG SUPOR CO LTD | |||||||||||
Security | Y98925103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2020 | |||||||||
ISIN | CNE000001KS5 | Agenda | 712518666 - Management | ||||||||
Record Date | 13-May-2020 | Holding Recon Date | 13-May-2020 | ||||||||
City / | Country | ZHEJIAN G | / | China | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | B02JCS6 - BD5M227 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | 2019 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
2 | 2019 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |||||||
3 | 2019 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |||||||
4 | 2019 ANNUAL ACCOUNTS | Management | For | For | |||||||
5 | 2019 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY13.30000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):NONE | Management | For | For | |||||||
6 | 2020 REAPPOINTMENT OF AUDIT FIRM | Management | For | For | |||||||
7 | AGREEMENT ON 2020 CONNECTED TRANSACTIONS TO BE SIGNED WITH A COMPANY | Management | For | For | |||||||
8 | PURCHASE OF BANK SHORT-TERM WEALTH MANAGEMENT PRODUCTS WITH IDLE PROPRIETARY WORKING CAPITAL | Management | For | For | |||||||
9 | REPURCHASE AND CANCELLATION OF SOME RESTRICTED STOCKS | Management | For | For | |||||||
10 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |||||||
11 | ELECTION OF SUPERVISORS | Management | For | For | |||||||
12.1 | ELECTION OF NON-INDEPENDENT DIRECTOR: THIERRY DE LA TOUR D'ARTAISE | Management | For | For | |||||||
12.2 | ELECTION OF NON-INDEPENDENT DIRECTOR: HARRY TOURET | Management | For | For | |||||||
12.3 | ELECTION OF NON-INDEPENDENT DIRECTOR: STANISLAS DE GRAMONT | Management | For | For | |||||||
12.4 | ELECTION OF NON-INDEPENDENT DIRECTOR: NATHALIE LOMON | Management | For | For | |||||||
12.5 | ELECTION OF NON-INDEPENDENT DIRECTOR: DAI HUAIZHONG | Management | For | For | |||||||
12.6 | ELECTION OF NON-INDEPENDENT DIRECTOR: SU XIANZE | Management | For | For | |||||||
13.1 | ELECTION OF INDEPENDENT DIRECTOR: HERVE MACHENAUD | Management | For | For | |||||||
13.2 | ELECTION OF INDEPENDENT DIRECTOR: JEAN- MICHEL PIVETEAU | Management | For | For | |||||||
13.3 | ELECTION OF INDEPENDENT DIRECTOR: CHEN JUN | Management | For | For | |||||||
CHINA LESSO GROUP HOLDINGS LTD | |||||||||||
Security | G2157Q102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2020 | |||||||||
ISIN | KYG2157Q1029 | Agenda | 712460435 - Management | ||||||||
Record Date | 18-May-2020 | Holding Recon Date | 18-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | BCDBKF8 - BCDNX11 - BCDNYZ2 - BD8NL20 - BP3RS64 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700919.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700911.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS AND TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK28 CENTS PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.A | TO RE-ELECT MR. ZUO MANLUN AS DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MS. ZUO XIAOPING AS DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MR. LAI ZHIQIANG AS DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT MR. CHEN GUONAN AS DIRECTOR | Management | For | For | |||||||
3.E | TO RE-ELECT MR. HUANG GUIRONG AS DIRECTOR | Management | For | For | |||||||
4 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
5 | TO RE-APPOINT ERNST & YOUNG AS INDEPENDENT AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | |||||||
6.A | THAT: (A) SUBJECT TO PARAGRAPH (C) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY (''SHARES'') OR SECURITIES | Management | Against | Against | |||||||
CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL BE IN ADDITION TO ANY OTHER AUTHORISATIONS GIVEN TO THE DIRECTORS AND SHALL AUTHORISE THE DIRECTORS DURING THE RELEVANT PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWER AFTER THE END OF THE RELEVANT PERIOD; (C) THE AGGREGATE NUMBER OF THE SHARES ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE, OTHERWISE THAN PURSUANT TO: (I) A RIGHTS ISSUE (AS HEREINAFTER DEFINED); (II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES; (III) THE EXERCISE OF ANY OPTIONS GRANTED UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO ELIGIBLE PERSONS OF SHARES OR RIGHT TO ACQUIRE SHARES; AND (IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENTS PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; SHALL NOT EXCEED 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (D) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A), (B) AND (C) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (E) FOR THE PURPOSE OF THIS RESOLUTION: ''RELEVANT PERIOD'' MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE | |||||||||||
AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; ''RIGHTS ISSUE'' MEANS THE ALLOTMENT, ISSUE OR GRANT OF SHARES PURSUANT TO AN OFFER OF SHARES OPEN FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS OF SHARES OR ANY CLASS THEREOF ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR CLASS THEREOF (SUBJECT TO SUCH EXCLUSION OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS, OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNIZED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OUTSIDE HONG KONG) | |||||||||||
6.B | THAT: (A) SUBJECT TO PARAGRAPH (B) BELOW, THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (AS HEREINAFTER DEFINED) OF ALL THE POWERS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY (''SHARES'') ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR ON ANY OTHER STOCK EXCHANGE RECOGNISED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION AND THE STOCK EXCHANGE OF HONG KONG LIMITED UNDER THE CODE ON SHARE BUY-BACKS, AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; B) THE AGGREGATE NUMBER OF SHARES WHICH MAY BE REPURCHASED PURSUANT TO THE APPROVAL IN PARAGRAPH (A) ABOVE SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY; (C) SUBJECT TO THE PASSING OF EACH OF THE PARAGRAPHS (A) AND (B) OF THIS RESOLUTION, ANY PRIOR APPROVALS OF THE KIND REFERRED TO IN PARAGRAPHS (A) AND (B) OF THIS RESOLUTION WHICH HAD BEEN GRANTED TO THE DIRECTORS AND WHICH ARE STILL IN EFFECT BE AND ARE HEREBY REVOKED; AND (D) FOR THE PURPOSE OF THIS RESOLUTION, ''RELEVANT PERIOD'' MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (II) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE | Management | For | For | |||||||
COMPANY IS REQUIRED BY LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD; OR (III) THE REVOCATION OR VARIATION OF THE AUTHORITY GIVEN UNDER THIS RESOLUTION BY ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING | |||||||||||
6.C | THAT CONDITIONAL UPON THE PASSING OF RESOLUTIONS 6A AND 6B AS SET OUT IN THE NOTICE OF THIS MEETING, THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH SHARES OF THE COMPANY PURSUANT TO RESOLUTION 6A ABOVE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ALLOTTED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE NUMBER OF SHARES OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 6B ABOVE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
CHINA RESOURCES GAS GROUP LTD | |||||||||||
Security | G2113B108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2020 | |||||||||
ISIN | BMG2113B1081 | Agenda | 712476248 - Management | ||||||||
Record Date | 15-May-2020 | Holding Recon Date | 15-May-2020 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | 5919383 - 6535517 - B01JGR4 - BD8NJD7 - BP3RSR5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 72 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.1 | TO RE-ELECT MR. CHEN YING AS DIRECTOR | Management | For | For | |||||||
3.2 | TO RE-ELECT MR. WANG YAN AS DIRECTOR | Management | For | For | |||||||
3.3 | TO RE-ELECT MR. WONG TAK SHING AS DIRECTOR | Management | For | For | |||||||
3.4 | TO RE-ELECT MR. YU HON TO, DAVID AS DIRECTOR | Management | For | For | |||||||
3.5 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
4 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
5.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20 PER CENT. OF THE EXISTING ISSUED SHARES OF THE COMPANY (THE "GENERAL MANDATE") | Management | Against | Against | |||||||
5.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE EXISTING ISSUED SHARES OF THE COMPANY (THE "REPURCHASE MANDATE") | Management | For | For | |||||||
5.C | TO ISSUE UNDER THE GENERAL MANDATE AN ADDITIONAL NUMBER OF SHARES REPRESENTING THE NUMBER OF SHARES REPURCHASED UNDER THE REPURCHASE MANDATE | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2020/0420/202004200051-1.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0420/2020042000429.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
GEELY AUTOMOBILE HOLDINGS LTD | |||||||||||
Security | G3777B103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-May-2020 | |||||||||
ISIN | KYG3777B1032 | Agenda | 712415973 - Management | ||||||||
Record Date | 19-May-2020 | Holding Recon Date | 19-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 19-May-2020 | |||||
SEDOL(s) | 6531827 - B06GCL6 - BDDXGN1 - BGPHZG8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600909.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0416/2020041600942.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 201 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO RE-ELECT MR. LI SHU FU AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
4 | TO RE-ELECT MR. LI DONG HUI, DANIEL AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
5 | TO RE-ELECT MR. LEE CHEUK YIN, DANNIS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT MR. WANG YANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
8 | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | |||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | |||||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY'S SHARES | Management | For | For | |||||||
SINO BIOPHARMACEUTICAL LTD | |||||||||||
Security | G8167W138 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-May-2020 | |||||||||
ISIN | KYG8167W1380 | Agenda | 712476298 - Management | ||||||||
Record Date | 20-May-2020 | Holding Recon Date | 20-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 20-May-2020 | |||||
SEDOL(s) | B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BP3RXM5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0421/2020042101110.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0421/2020042101120.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF DIRECTORS OF THE COMPANY ("DIRECTORS") AND THE REPORT OF INDEPENDENT AUDITORS OF THE COMPANY ("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO RE-ELECT MS. CHENG CHEUNG LING AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-ELECT MR. TSE, ERIC S Y AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT MR. WANG SHANCHUN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO RE-ELECT MR. TIAN ZHOUSHAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | TO RE-ELECT MR. LU ZHENGFEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
10 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2020 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
11.A | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | Against | Against | |||||||
11.B | TO GRANT TO THE DIRECTORS A GENERAL MANDATE TO BUY BACK SHARES NOT EXCEEDING 10 PER CENT. OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | For | For | |||||||
11.C | TO EXTEND THE GENERAL MANDATE TO ALLOT, ISSUE AND OTHERWISE DEAL WITH ADDITIONAL SHARES UNDER RESOLUTION 11(A) BY THE ADDITION THERETO OF SUCH NUMBER OF SHARES BOUGHT BACK BY THE COMPANY UNDER RESOLUTION 11(B) | Management | For | For | |||||||
ANHUI CONCH CEMENT CO LTD | |||||||||||
Security | Y01373102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | CNE1000001W2 | Agenda | 712392757 - Management | ||||||||
Record Date | 28-Apr-2020 | Holding Recon Date | 28-Apr-2020 | ||||||||
City / | Country | WUHU | / | China | Vote Deadline Date | 25-May-2020 | |||||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800233.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800239.pdf | Non-Voting | |||||||||
1 | TO APPROVE THE REPORT OF THE BOARD (THE "BOARD") OF DIRECTORS (THE "DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND THE INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
4 | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL (FINANCIAL) AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE VOLUME OF AUDITING WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | Management | For | For | |||||||
5 | TO APPROVE THE COMPANY'S 2019 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND) | Management | For | For | |||||||
6 | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OR TRADE FINANCE CREDIT OF 9 SUBSIDIARIES AND INVESTED COMPANIES | Management | For | For | |||||||
7 | TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE SHAREHOLDERS' GENERAL MEETING | Management | For | For | |||||||
8 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||
9 | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY | Management | Against | Against | |||||||
DALI FOODS GROUP CO LTD | |||||||||||
Security | G2743Y106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | KYG2743Y1061 | Agenda | 712487380 - Management | ||||||||
Record Date | 25-May-2020 | Holding Recon Date | 25-May-2020 | ||||||||
City / | Country | FUJIAN | / | Cayman Islands | Vote Deadline Date | 22-May-2020 | |||||
SEDOL(s) | BD3N404 - BD8NMP0 - BYQ9796 - BYTQ8X5 - BYZJT91 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0423/2020042300853.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0423/2020042300827.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.070 PER SHARE AND A SPECIAL DIVIDEND OF HKD 0.070 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | For | For | |||||||
3.A | TO RE-ELECT MR. XU SHIHUI AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR. ZHUANG WEIQIANG AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MS. XU YANGYANG AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT MS. XU BIYING AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.E | TO RE-ELECT MS. HU XIAOLING AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.F | TO RE-ELECT MR. CHENG HANCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.G | TO RE-ELECT MR. LIU XIAOBIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.H | TO RE-ELECT DR. LIN ZHIJUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
4 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
5 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | |||||||
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY | Management | For | For | |||||||
CHINA MEDICAL SYSTEM HOLDINGS LTD | |||||||||||
Security | G21108124 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 04-Jun-2020 | |||||||||
ISIN | KYG211081248 | Agenda | 712582243 - Management | ||||||||
Record Date | 28-May-2020 | Holding Recon Date | 28-May-2020 | ||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 28-May-2020 | |||||
SEDOL(s) | B4L6015 - B6WY993 - B8873L0 - BD8NGR0 - BP3RSB9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0506/2020050601294.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0506/2020050601320.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO REVIEW, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE RECOMMENDED FINAL DIVIDEND OF RMB0.1271 (EQUIVALENT TO HKD 0.139) PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3.A | TO RE-ELECT MR. LAM KONG AS EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR. CHEN HONGBING AS EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MR. WU CHI KEUNG AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT MS. LUO, LAURA YING AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
3.E | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH UNISSUED SHARES OF THE COMPANY | Management | Against | Against | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | |||||||
7 | TO ADD THE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO.5 ABOVE | Management | For | For | |||||||
GALAXY ENTERTAINMENT GROUP LTD | |||||||||||
Security | Y2679D118 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jun-2020 | |||||||||
ISIN | HK0027032686 | Agenda | 712581998 - Management | ||||||||
Record Date | 04-Jun-2020 | Holding Recon Date | 04-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 03-Jun-2020 | |||||
SEDOL(s) | 6465874 - B1HHLC9 - BD8NC16 - BP3RQ04 - BRTM812 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0506/2020050601347.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0506/2020050601280.pdf | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2.1 | TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A DIRECTOR | Management | For | For | |||||||
2.2 | TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A DIRECTOR | Management | Against | Against | |||||||
2.3 | TO RE-ELECT PROFESSOR PATRICK WONG LUNG TAK AS A DIRECTOR | Management | Against | Against | |||||||
2.4 | TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | |||||||
3 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | Against | Against | |||||||
4.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | Management | For | For | |||||||
4.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | Against | Against | |||||||
4.3 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | Management | Against | Against | |||||||
CHINA CONSTRUCTION BANK CORPORATION | |||||||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2020 | |||||||||
ISIN | CNE1000002H1 | Agenda | 712552959 - Management | ||||||||
Record Date | 19-May-2020 | Holding Recon Date | 19-May-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 15-Jun-2020 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042803137.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042803145.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING | Non-Voting | |||||||||
1 | 2019 REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
2 | 2019 REPORT OF THE BOARD OF SUPERVISORS | Management | For | For | |||||||
3 | 2019 FINAL FINANCIAL ACCOUNTS | Management | For | For | |||||||
4 | 2019 PROFIT DISTRIBUTION PLAN | Management | For | For | |||||||
5 | 2020 BUDGET FOR FIXED ASSETS INVESTMENT | Management | For | For | |||||||
6 | ELECTION OF MR. TIAN GUOLI TO BE RE- APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
7 | ELECTION OF MS. FENG BING TO BE RE- APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
8 | ELECTION OF MR. ZHANG QI TO BE RE-APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
9 | ELECTION OF MR. XU JIANDONG AS NON- EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
10 | ELECTION OF SIR MALCOLM CHRISTOPHER MCCARTHY TO BE RE-APPOINTED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | For | For | |||||||
11 | ELECTION OF MR. YANG FENGLAI AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | Management | For | For | |||||||
12 | ELECTION OF MR. LIU HUAN AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | |||||||
13 | ELECTION OF MR. BEN SHENGLIN AS EXTERNAL SUPERVISOR OF THE BANK | Management | For | For | |||||||
14 | APPOINTMENT OF EXTERNAL AUDITORS FOR 2020: ERNST YOUNG HUA MING LLP AS DOMESTIC AUDITOR AND ERNST YOUNG AS INTERNATIONAL AUDITOR | Management | For | For | |||||||
15 | AUTHORIZATION FOR TEMPORARY LIMIT ON CHARITABLE DONATIONS FOR 2020 | Management | For | For | |||||||
16 | THE CAPITAL PLAN OF CHINA CONSTRUCTION BANK FOR 2021 TO 2023 | Management | For | For | |||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | Class Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712615612 - Management | ||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701110.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701158.pdf | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES | Management | For | For | |||||||
HAIER ELECTRONICS GROUP CO LTD | |||||||||||
Security | G42313125 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | BMG423131256 | Agenda | 712643976 - Management | ||||||||
Record Date | 17-Jun-2020 | Holding Recon Date | 17-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Bermuda | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | B1TL3R8 - B1TR8B5 - BD8NJ82 - BP3RVC1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0512/2020051200796.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0512/2020051200752.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE ''DIRECTORS'') AND AUDITORS (THE ''AUDITORS'') OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2.A | TO RE-ELECT MR. YANG GUANG AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
2.B | TO RE-ELECT MRS. EVA CHENG LI KAM FUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
2.C | TO RE-ELECT MR. GONG SHAO LIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
2.D | TO RE-ELECT DR. JOHN CHANGZHENG MA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
2.E | TO AUTHORISE THE BOARD (THE ''BOARD'') OF THE DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
3 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
4 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND OF HK49 CENTS PER SHARE OF THE COMPANY IN CASH FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
5 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | For | For | |||||||
6 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY OF UP TO 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AND AT DISCOUNT RATES CAPPED AT 15% OF THE BENCHMARKED PRICE OF THE SHARES AS DEFINED IN RULE 13.36(5) OF THE LISTING RULES | Management | Against | Against | |||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY UP TO THE NUMBER OF SHARES REPURCHASED BY THE COMPANY AND AT DISCOUNT RATES CAPPED AT 15% OF THE BENCHMARKED PRICE OF THE SHARES AS DEFINED IN RULE 13.36(5) OF THE LISTING RULES | Management | Against | Against | |||||||
8 | TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE UP TO 9,000,000 NEW SHARES FOR GRANTING RESTRICTED SHARES IN THE SEVENTH YEAR OF THE ENTIRE TRUST PERIOD FOR THE TRUSTEE TO HOLD ON TRUST FOR EMPLOYEES (NOT DIRECTORS OR CHIEF EXECUTIVES) OF THE COMPANY AND ITS SUBSIDIARIES UNDER THE RESTRICTED SHARE AWARD SCHEME RENEWED BY THE COMPANY ON 15 APRIL 2019 | Management | For | For | |||||||
CHINA MERCHANTS BANK CO LTD | |||||||||||
Security | Y14896115 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | CNE1000002M1 | Agenda | 712700411 - Management | ||||||||
Record Date | 02-Jun-2020 | Holding Recon Date | 02-Jun-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0522/2020052200700.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0522/2020052200736.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS 2019 ANNUAL GENERAL MEETING | Non-Voting | |||||||||
1 | WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
2 | WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2019 | Management | For | For | |||||||
3 | ANNUAL REPORT FOR THE YEAR 2019 (INCLUDING THE AUDITED FINANCIAL REPORT) | Management | For | For | |||||||
4 | AUDITED FINANCIAL STATEMENTS FOR THE YEAR 2019 | Management | For | For | |||||||
5 | PROPOSAL REGARDING THE PROFIT APPROPRIATION PLAN FOR THE YEAR 2019 (INCLUDING THE DISTRIBUTION OF FINAL DIVIDEND) | Management | For | For | |||||||
6 | RESOLUTION REGARDING THE ENGAGEMENT OF ACCOUNTING FIRMS FOR THE YEAR 2020 | Management | For | For | |||||||
7 | RELATED PARTY TRANSACTION REPORT FOR THE YEAR 2019 | Management | For | For | |||||||
8 | MEDIUM-TERM CAPITAL MANAGEMENT PLAN FOR 2020-2022 | Management | For | For | |||||||
9 | PROPOSAL REGARDING THE EXTENSION OF THE GENERAL MANDATE TO ISSUE FINANCIAL BONDS AND CERTIFICATES OF DEPOSIT (CD) | Management | For | For | |||||||
10 | PROPOSAL REGARDING THE GENERAL MANDATE TO ISSUE SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | Against | Against | |||||||
SHENZHEN EXPRESSWAY CO LTD | |||||||||||
Security | Y7741B107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 23-Jun-2020 | |||||||||
ISIN | CNE100000478 | Agenda | 712770797 - Management | ||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | ||||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 17-Jun-2020 | |||||
SEDOL(s) | 5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 412274 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0601/2020060102120.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0601/2020060102142.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701135.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0507/2020050701094.pdf | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE AUDITED ACCOUNTS FOR THE YEAR 2019 | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE PROPOSED DISTRIBUTION SCHEME OF PROFITS FOR THE YEAR 2019 (INCLUDING DECLARATION OF FINAL DIVIDEND) | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE BUDGET REPORT FOR THE YEAR 2020 | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF AUDITORS FOR 2020 | Management | For | For | |||||||
7 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO PROVIDING GUARANTEES FOR SUBSIDIARIES | Management | Abstain | Against | |||||||
8 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO DONATION FOR ANTI-EPIDEMIC CAMPAIGN TO HUBEI | Management | For | For | |||||||
9.01 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): ISSUE SIZE AND METHOD | Management | For | For | |||||||
9.02 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): TYPE OF THE DEBENTURES | Management | For | For | |||||||
9.03 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): MATURITY OF THE DEBENTURES | Management | For | For | |||||||
9.04 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): TARGET SUBSCRIBERS AND ARRANGEMENT FOR PLACEMENT TO SHAREHOLDERS | Management | For | For | |||||||
9.05 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): INTEREST RATE | Management | For | For | |||||||
9.06 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): USE OF PROCEEDS | Management | For | For | |||||||
9.07 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): LISTING | Management | For | For | |||||||
9.08 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): GUARANTEE | Management | For | For | |||||||
9.09 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): VALIDITY OF THE RESOLUTION | Management | For | For | |||||||
9.10 | IN RELATION TO THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTOR TO ISSUE DEBENTURES ("DEBENTURES"): AUTHORISATION ARRANGEMENT | Management | For | For | |||||||
10 | TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO REPURCHASE H SHARES | Management | For | For | |||||||
11 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE EIGHTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | Abstain | Against | |||||||
12 | TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | Abstain | Against | |||||||
CHINA OVERSEAS LAND & INVESTMENT LTD | |||||||||||
Security | Y15004107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | |||||||||
ISIN | HK0688002218 | Agenda | 712552795 - Management | ||||||||
Record Date | 22-Jun-2020 | Holding Recon Date | 22-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 18-Jun-2020 | |||||
SEDOL(s) | 5387731 - 6192150 - B01XX64 - BD8NG47 - BP3RPG3 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042801776.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0428/2020042801821.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 OF HK57 CENTS PER SHARE | Management | For | For | |||||||
3.A | TO RE-ELECT MR. ZHANG ZHICHAO AS DIRECTOR | Management | For | For | |||||||
3.B | TO RE-ELECT MR. ZHUANG YONG AS DIRECTOR | Management | For | For | |||||||
3.C | TO RE-ELECT MR. GUO GUANGHUI AS DIRECTOR | Management | For | For | |||||||
3.D | TO RE-ELECT DR. FAN HSU LAI TAI, RITA AS DIRECTOR | Management | For | For | |||||||
3.E | TO RE-ELECT MR. LI MAN BUN, BRIAN DAVID AS DIRECTOR | Management | For | For | |||||||
4 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | Management | Abstain | Against | |||||||
5 | TO APPOINT ERNST & YOUNG AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY BACK SHARES UP TO 10% OF THE NUMBER OF SHARES IN ISSUE | Management | For | For | |||||||
7 | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES | Management | Against | Against | |||||||
8 | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE | Management | Against | Against | |||||||
BOC HONG KONG (HOLDINGS) LTD | |||||||||||
Security | Y0920U103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | HK2388011192 | Agenda | 712470145 - Management | ||||||||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | 6536112 - B06MVT5 - BD8NLQ4 - BP3RP41 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700612.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700624.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | THAT THE CONTINUING CONNECTED TRANSACTIONS AND THE NEW CAPS, AS DEFINED AND DESCRIBED IN THE CIRCULAR DATED 16 JANUARY 2020 TO THE SHAREHOLDERS OF THE COMPANY, BE AND ARE HEREBY CONFIRMED, APPROVED AND RATIFIED | Management | For | For | |||||||
WEICHAI POWER CO LTD | |||||||||||
Security | Y9531A109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | CNE1000004L9 | Agenda | 712743865 - Management | ||||||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | ||||||||
City / | Country | WEIFAN G | / | China | Vote Deadline Date | 23-Jun-2020 | |||||
SEDOL(s) | 6743956 - B05PM47 - B066RG6 - BD8GJV4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0514/2020051401915.pdf; | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE ANNUAL REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
4 | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS' REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE ("AS SPECIFIED") (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE ("AS SPECIFIED") (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 | Management | For | For | |||||||
7 | TO CONSIDER AND APPROVE THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
8 | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 | Management | For | For | |||||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP ("AS SPECIFIED") AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 AND TO AUTHIORSE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | For | |||||||
10 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ("AS SPECIFIED") (HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 | Management | For | For | |||||||
11 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 14 MAY 2020 | Management | For | For | |||||||
12 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURE FOR GENERAL MEETINGS OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 14 MAY 2020 | Management | For | For | |||||||
13 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURE FOR BOARD MEETINGS OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 14 MAY 2020 | Management | For | For | |||||||
14 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG LIANGFU AS A DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF APPROVAL BY THE SHAREHOLDERS OF THE COMPANY AT THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 15.A THROUGH 15.C WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | |||||||||
15.A | TO CONSIDER AND APPROVE THE ELECTION OF MS. JIANG YAN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF APPROVAL BY THE SHAREHOLDERS OF THE COMPANY AT THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | For | For | |||||||
15.B | TO CONSIDER AND APPROVE THE ELECTION OF MR. YU ZHUOPING AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF APPROVAL BY THE SHAREHOLDERS OF THE COMPANY AT THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | Against | Against | |||||||
15.C | TO CONSIDER AND APPROVE THE ELECTION OF MS. ZHAO HUIFANG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM FROM THE DATE OF APPROVAL BY THE SHAREHOLDERS OF THE COMPANY AT THE AGM TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2020 (BOTH DAYS INCLUSIVE) | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 416169 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 15.C. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK- YOU. | Non-Voting | |||||||||
BOC HONG KONG (HOLDINGS) LTD | |||||||||||
Security | Y0920U103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | HK2388011192 | Agenda | 712789328 - Management | ||||||||
Record Date | 19-Jun-2020 | Holding Recon Date | 19-Jun-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 22-Jun-2020 | |||||
SEDOL(s) | 6536112 - B06MVT5 - BD8NLQ4 - BP3RP41 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0417/2020041700584.pdf; | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 429453 DUE TO WITHDRAWAL-OF RESOLUTION.3.B .ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31DEC2019 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD0.992 PER SHARE FOR THE YEAR ENDED 31DEC2019 | Management | For | For | |||||||
3.A | TO RE-ELECT MR WANG JIANG AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.B | TO RE-ELECT MR GAO YINGXIN AS A DIRECTOR OF THE COMPANY | Non-Voting | |||||||||
3.C | TO RE-ELECT MR SUN YU AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.D | TO RE-ELECT MR KOH BENG SENG AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.E | TO RE-ELECT MR TUNG SAVIO WAI-HOK AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3.F | TO RE-ELECT MDM. CHENG EVA AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-APPOINT ERNST AND YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | Against | Against | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20PCT OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5PCT OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | Against | Against | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | |||||||
7 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | Management | Against | Against |
Guinness Atkinson Dividend Builder Fund
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
VF CORPORATION | ||||||||||||
Security | 918204108 | Meeting Type | Annual | |||||||||
Ticker Symbol | VFC | Meeting Date | 16-Jul-2019 | |||||||||
ISIN | US9182041080 | Agenda | 935043935 - Management | |||||||||
Record Date | 22-May-2019 | Holding Recon Date | 22-May-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jul-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Richard T. Carucci | For | For | |||||||||
2 | Juliana L. Chugg | For | For | |||||||||
3 | Benno Dorer | For | For | |||||||||
4 | Mark S. Hoplamazian | For | For | |||||||||
5 | Laura W. Lang | For | For | |||||||||
6 | W. Alan McCollough | For | For | |||||||||
7 | W. Rodney McMullen | For | For | |||||||||
8 | Clarence Otis, Jr. | For | For | |||||||||
9 | Steven E. Rendle | For | For | |||||||||
10 | Carol L. Roberts | For | For | |||||||||
11 | Matthew J. Shattock | For | For | |||||||||
12 | Veronica B. Wu | For | For | |||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||
VODACOM GROUP LIMITED | ||||||||||||
Security | S9453B108 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-Jul-2019 | ||||||||||
ISIN | ZAE000132577 | Agenda | 711321264 - Management | |||||||||
Record Date | 12-Jul-2019 | Holding Recon Date | 12-Jul-2019 | |||||||||
City / | Country | JOHANN ESBURG | / | South Africa | Vote Deadline Date | 16-Jul-2019 | ||||||
SEDOL(s) | B6161Y9 - B65B4D0 - B8DQFM7 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1.O.1 | ADOPTION OF THE AUDITED CONSOLIDATED ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||||
2.O.2 | ELECTION OF MS P MAHANYELE-DABENGWA AS A DIRECTOR | Management | For | For | ||||||||
3.O.3 | ELECTION OF MR S SOOD AS A DIRECTOR | Management | For | For | ||||||||
4.O.4 | ELECTION OF MR T REISTEN AS A DIRECTOR | Management | For | For | ||||||||
5.O.5 | RE-ELECTION OF MR PJ MOLEKETI, AS A DIRECTOR | Management | For | For | ||||||||
6.O.6 | RE-ELECTION OF MR JWL OTTY AS A DIRECTOR | Management | For | For | ||||||||
7.O.7 | APPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||
8.O.8 | APPROVAL OF THE REMUNERATION POLICY | Management | For | For | ||||||||
9.O.9 | APPROVAL FOR THE IMPLEMENTATION OF THE REMUNERATION POLICY | Management | For | For | ||||||||
10O10 | RE-ELECTION OF MR DH BROWN AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY | Management | For | For | ||||||||
11O11 | ELECTION OF MR SJ MACOZOMA AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY | Management | For | For | ||||||||
12O12 | RE-ELECTION OF MS BP MABELANE AS A MEMBER OF AUDIT, RISK AND COMPLIANCE COMMITTEE OF THE COMPANY | Management | For | For | ||||||||
13S.1 | GENERAL AUTHORITY TO REPURCHASE SHARES IN THE COMPANY | Management | For | For | ||||||||
14S.2 | INCREASE IN NON-EXECUTIVE DIRECTORS' FEES | Management | Abstain | Against | ||||||||
15S.3 | SECTION 45 - FINANCIAL ASSISTANCE TO RELATED AND INTER-RELATED COMPANIES | Management | Abstain | Against | ||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2019 | |||||||||
ISIN | US7427181091 | Agenda | 935072998 - Management | |||||||||
Record Date | 09-Aug-2019 | Holding Recon Date | 09-Aug-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Oct-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Francis S. Blake | Management | For | For | ||||||||
1B. | Election of Director: Angela F. Braly | Management | For | For | ||||||||
1C. | Election of Director: Amy L. Chang | Management | For | For | ||||||||
1D. | Election of Director: Scott D. Cook | Management | For | For | ||||||||
1E. | Election of Director: Joseph Jimenez | Management | For | For | ||||||||
1F. | Election of Director: Terry J. Lundgren | Management | For | For | ||||||||
1G. | Election of Director: Christine M. McCarthy | Management | For | For | ||||||||
1H. | Election of Director: W. James McNerney, Jr. | Management | For | For | ||||||||
1I. | Election of Director: Nelson Peltz | Management | For | For | ||||||||
1J. | Election of Director: David S. Taylor | Management | For | For | ||||||||
1K. | Election of Director: Margaret C. Whitman | Management | For | For | ||||||||
1L. | Election of Director: Patricia A. Woertz | Management | For | For | ||||||||
2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | ||||||||
3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | Abstain | Against | ||||||||
4. | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | Management | Abstain | Against | ||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||
Security | 913017109 | Meeting Type | Special | |||||||||
Ticker Symbol | UTX | Meeting Date | 11-Oct-2019 | |||||||||
ISIN | US9130171096 | Agenda | 935079156 - Management | |||||||||
Record Date | 04-Sep-2019 | Holding Recon Date | 04-Sep-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | Against | Against | ||||||||
2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Against | Against | ||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||
Security | 913017109 | Meeting Type | Special | |||||||||
Ticker Symbol | UTX | Meeting Date | 11-Oct-2019 | |||||||||
ISIN | US9130171096 | Agenda | 935080628 - Management | |||||||||
Record Date | 10-Sep-2019 | Holding Recon Date | 10-Sep-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | Against | Against | ||||||||
2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Abstain | Against | ||||||||
PAYCHEX, INC. | ||||||||||||
Security | 704326107 | Meeting Type | Annual | |||||||||
Ticker Symbol | PAYX | Meeting Date | 17-Oct-2019 | |||||||||
ISIN | US7043261079 | Agenda | 935079550 - Management | |||||||||
Record Date | 19-Aug-2019 | Holding Recon Date | 19-Aug-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Oct-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: B. Thomas Golisano | Management | For | For | ||||||||
1B. | Election of Director: Thomas F. Bonadio | Management | For | For | ||||||||
1C. | Election of Director: Joseph G. Doody | Management | For | For | ||||||||
1D. | Election of Director: David J.S. Flaschen | Management | For | For | ||||||||
1E. | Election of Director: Pamela A. Joseph | Management | For | For | ||||||||
1F. | Election of Director: Martin Mucci | Management | For | For | ||||||||
1G. | Election of Director: Joseph M. Tucci | Management | For | For | ||||||||
1H. | Election of Director: Joseph M. Velli | Management | For | For | ||||||||
1I. | Election of Director: Kara Wilson | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
3. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||
WPP PLC | ||||||||||||
Security | G9788D103 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 24-Oct-2019 | ||||||||||
ISIN | JE00B8KF9B49 | Agenda | 711606941 - Management | |||||||||
Record Date | Holding Recon Date | 22-Oct-2019 | ||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 17-Oct-2019 | ||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - BD1MS89 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | THAT: (A) THE PROPOSED SALE BY WPP PLC (THE COMPANY) AND ITS SUBSIDIARIES OF 60 PER CENT. OF THEIR KANTAR BUSINESS, AND THE ESTABLISHMENT OF, AND COMPLIANCE BY THE COMPANY AND ITS SUBSIDIARIES WITH THE TERMS AND CONDITIONS OF, THE JOINT VENTURE, EACH AS DESCRIBED IN THE CIRCULAR (TOGETHER, THE TRANSACTION), AS A CLASS 1 TRANSACTION SUBSTANTIALLY ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE SALE AGREEMENT DATED 12 JULY 2019 (AS AMENDED) BETWEEN THE COMPANY, SUMMER (BC) UK BIDCO LIMITED AND SUMMER (BC) TOPCO S.A R.L. (THE SALE AGREEMENT) AND THE SHAREHOLDERS' AGREEMENT TO BE ENTERED INTO BETWEEN, AMONG OTHERS, CERTAIN SUBSIDIARIES OF THE COMPANY AND SUMMER (BC) TOPCO S.A R.L. (THE SHAREHOLDERS' AGREEMENT), AND ALL OTHER AGREEMENTS AND ANCILLARY DOCUMENTS CONTEMPLATED BY THE SALE AGREEMENT AND THE SHAREHOLDERS' AGREEMENT, BE AND ARE APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY, WITH ANY CHANGES AS ARE PERMITTED IN ACCORDANCE WITH (B) BELOW; AND (B) THE DIRECTORS OF THE COMPANY (THE DIRECTORS) (OR ANY DULY AUTHORISED COMMITTEE OF THE DIRECTORS) BE AND ARE AUTHORISED: (I) TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY OF ITS SUBSIDIARIES AS THE DIRECTORS (OR ANY DULY AUTHORISED COMMITTEE OF THE DIRECTORS) CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE IN CONNECTION WITH, AND TO IMPLEMENT, THE TRANSACTION; AND (II) TO AGREE SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS, EXTENSIONS, ADDITIONS OR AMENDMENTS (NOT BEING MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS, EXTENSIONS, ADDITIONS OR AMENDMENTS OF A MATERIAL NATURE) AS THE DIRECTORS (OR ANY DULY AUTHORISED COMMITTEE OF THE DIRECTORS) | Management | For | For | ||||||||
MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT OR DESIRABLE IN CONNECTION WITH THE TRANSACTION, THE SALE AGREEMENT, THE SHAREHOLDERS' AGREEMENT AND/OR THE ASSOCIATED AND ANCILLARY AGREEMENTS | ||||||||||||
SONIC HEALTHCARE LIMITED | ||||||||||||
Security | Q8563C107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 19-Nov-2019 | ||||||||||
ISIN | AU000000SHL7 | Agenda | 711643468 - Management | |||||||||
Record Date | 15-Nov-2019 | Holding Recon Date | 15-Nov-2019 | |||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 14-Nov-2019 | ||||||
SEDOL(s) | 5975589 - 6821120 - B3BJRY9 - BJ05375 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
1 | RE-ELECTION OF DR JANE WILSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
2 | RE-ELECTION OF DR PHILIP DUBOIS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | ||||||||
4 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
5 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | Management | For | For | ||||||||
MICROSOFT CORPORATION | ||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||||||||
ISIN | US5949181045 | Agenda | 935092849 - Management | |||||||||
Record Date | 08-Oct-2019 | Holding Recon Date | 08-Oct-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Dec-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: William H. Gates III | Management | For | For | ||||||||
1B. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
1C. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
1D. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||
1E. | Election of Director: Satya Nadella | Management | For | For | ||||||||
1F. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
1G. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
1I. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||
1J. | Election of Director: John W. Stanton | Management | For | For | ||||||||
1K. | Election of Director: John W. Thompson | Management | For | For | ||||||||
1L. | Election of Director: Emma Walmsley | Management | For | For | ||||||||
1M. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | ||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | For | ||||||||
5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | For | Against | ||||||||
CISCO SYSTEMS, INC. | ||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||
Ticker Symbol | CSCO | Meeting Date | 10-Dec-2019 | |||||||||
ISIN | US17275R1023 | Agenda | 935094920 - Management | |||||||||
Record Date | 11-Oct-2019 | Holding Recon Date | 11-Oct-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: M. Michele Burns | Management | For | For | ||||||||
1B. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||
1C. | Election of Director: Michael D. Capellas | Management | For | For | ||||||||
1D. | Election of Director: Mark Garrett | Management | For | For | ||||||||
1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | ||||||||
1F. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||
1G. | Election of Director: Charles H. Robbins | Management | For | For | ||||||||
1H. | Election of Director: Arun Sarin | Management | For | For | ||||||||
1I. | Election of Director: Brenton L. Saunders | Management | For | For | ||||||||
1J. | Election of Director: Carol B. Tomé | Management | For | For | ||||||||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||
4. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | ||||||||
IMPERIAL BRANDS PLC | ||||||||||||
Security | G4720C107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 05-Feb-2020 | ||||||||||
ISIN | GB0004544929 | Agenda | 711897566 - Management | |||||||||
Record Date | Holding Recon Date | 03-Feb-2020 | ||||||||||
City / | Country | BRISTOL | / | United Kingdom | Vote Deadline Date | 30-Jan-2020 | ||||||
SEDOL(s) | 0454492 - 5919974 - BGLNNR7 - BRTM7M6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
2 | DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||
4 | TO RE-ELECT MS S M CLARK | Management | For | For | ||||||||
5 | TO RE-ELECT MRS A J COOPER | Management | For | For | ||||||||
6 | TO RE-ELECT MRS T M ESPERDY | Management | For | For | ||||||||
7 | TO RE-ELECT MR S A C LANGELIER | Management | For | For | ||||||||
8 | TO RE-ELECT MR M R PHILLIPS | Management | For | For | ||||||||
9 | TO RE-ELECT MR S P STANBROOK | Management | For | For | ||||||||
10 | TO ELECT MR J A STANTON | Management | For | For | ||||||||
11 | TO RE-ELECT MR O R TANT | Management | For | For | ||||||||
12 | TO RE-ELECT MRS K WITTS | Management | For | For | ||||||||
13 | RE-APPOINTMENT OF AUDITORS: ERNST YOUNG LLP | Management | For | For | ||||||||
14 | REMUNERATION OF AUDITORS | Management | For | For | ||||||||
15 | POLITICAL DONATIONS/EXPENDITURE | Management | For | For | ||||||||
16 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | ||||||||
17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||
18 | PURCHASE OF OWN SHARES | Management | For | For | ||||||||
19 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
CMMT | 23 DEC 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-RESOLUTION 10 AND RECEIPT OF AUDITOR NAME FOR RESOLUTION 13. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
NOVO NORDISK A/S | ||||||||||||
Security | K72807132 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Mar-2020 | ||||||||||
ISIN | DK0060534915 | Agenda | 712181053 - Management | |||||||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||||||||
City / | Country | COPENH AGEN | / | Denmark | Vote Deadline Date | 17-Mar-2020 | ||||||
SEDOL(s) | BD9MGW1 - BHC8X90 - BHWQM42 - BHWQMV9 - BHY3360 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1, 5.2, 5.3.A TO 5.3.G AND 6. THANK YOU | Non-Voting | ||||||||||
2 | ADOPTION OF THE STATUTORY ANNUAL REPORT 2019 | Management | For | For | ||||||||
3.2.A | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2019 | Management | For | For | ||||||||
3.2.B | APPROVAL OF THE REMUNERATION LEVEL FOR 2020 | Management | For | For | ||||||||
3.3 | ADOPTION OF THE NEW REMUNERATION POLICY | Management | For | For | ||||||||
3.4 | APPROVAL OF CHANGES TO THE ARTICLES OF ASSOCIATION (STANDARD AGENDA ITEMS): ARTICLE 7.2 | Management | For | For | ||||||||
4 | RESOLUTION TO DISTRIBUTE THE PROFIT: DKK 5.35 FOR EACH NOVO NORDISK A OR B SHARE OF DKK 0.20 | Management | For | For | ||||||||
5.1 | ELECTION OF HELGE LUND AS CHAIRMAN | Management | For | For | ||||||||
5.2 | ELECTION OF JEPPE CHRISTIANSEN AS VICE CHAIRMAN | Management | For | For | ||||||||
5.3.A | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BRIAN DANIELS | Management | For | For | ||||||||
5.3.B | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LAURENCE DEBROUX | Management | For | For | ||||||||
5.3.C | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ANDREAS FIBIG | Management | For | For | ||||||||
5.3.D | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE | Management | For | For | ||||||||
5.3.E | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LIZ HEWITT | Management | For | For | ||||||||
5.3.F | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: KASIM KUTAY | Management | For | For | ||||||||
5.3.G | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: MARTIN MACKAY | Management | For | For | ||||||||
6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR | Management | For | For | ||||||||
7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL FROM DKK 372,512,800 TO DKK 362,512,800 | Management | For | For | ||||||||
7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES | Management | For | For | ||||||||
7.3.A | AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL: WITHOUT PRE- EMPTIVE RIGHTS FOR THE BENEFIT OF EMPLOYEES | Management | For | For | ||||||||
7.3.B | AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL: WITH PRE- EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS | Management | For | For | ||||||||
7.3.C | AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL: WITHOUT PRE- EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS | Management | Against | Against | ||||||||
7.4 | APPROVAL OF DONATION TO THE WORLD DIABETES FOUNDATION | Management | For | For | ||||||||
8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: INFORMATION ON THE RATIO BETWEEN EXECUTIVE AND EMPLOYEE REMUNERATION | Shareholder | For | Against | ||||||||
ABB LTD | ||||||||||||
Security | H0010V101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Mar-2020 | ||||||||||
ISIN | CH0012221716 | Agenda | 712221352 - Management | |||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 17-Mar-2020 | ||||||
SEDOL(s) | 7108899 - 7144053 - B02V7Z4 - B0YBLH2 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
1 | APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2019 | Management | For | For | ||||||||
2 | CONSULTATIVE VOTE ON THE 2019 COMPENSATION REPORT | Management | For | For | ||||||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | For | For | ||||||||
4 | APPROPRIATION OF EARNINGS: CHF 0.80 GROSS PER REGISTERED SHARE | Management | For | For | ||||||||
5 | AMENDMENT TO THE ARTICLES OF INCORPORATION: ARTICLE 39 PARA. 2 OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||||||
6.1 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2020 ANNUAL GENERAL MEETING TO THE 2021 ANNUAL GENERAL MEETING | Management | For | For | ||||||||
6.2 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2021 | Management | For | For | ||||||||
7.1 | ELECTION OF MATTI ALAHUHTA, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.2 | ELECTION OF GUNNAR BROCK, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.3 | ELECTION OF DAVID CONSTABLE, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.4 | ELECTION OF FREDERICO FLEURY CURADO, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.5 | ELECTION OF LARS FOERBERG, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.6 | ELECTION OF JENNIFER XIN-ZHE LI, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.7 | ELECTION OF GERALDINE MATCHETT, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.8 | ELECTION OF DAVID MELINE, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.9 | ELECTION OF SATISH PAI, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.10 | ELECTION OF JACOB WALLENBERG, AS DIRECTOR | Management | For | For | ||||||||
7.11 | ELECTION OF PETER VOSER, AS DIRECTOR AND CHAIRMAN | Management | For | For | ||||||||
8.1 | ELECTION TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | Management | For | For | ||||||||
8.2 | ELECTION TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO | Management | For | For | ||||||||
8.3 | ELECTION TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI | Management | For | For | ||||||||
9 | ELECTION OF THE INDEPENDENT PROXY: DR. HANS ZEHNDER | Management | For | For | ||||||||
10 | ELECTION OF THE AUDITORS: KPMG AG, ZURICH | Management | For | For | ||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 306339 DUE TO RECEIVED-CHANGE IN TEXT OF RESOLUTION NUMBER 5. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | ||||||||||
BROADCOM INC | ||||||||||||
Security | 11135F101 | Meeting Type | Annual | |||||||||
Ticker Symbol | AVGO | Meeting Date | 30-Mar-2020 | |||||||||
ISIN | US11135F1012 | Agenda | 935130396 - Management | |||||||||
Record Date | 06-Feb-2020 | Holding Recon Date | 06-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Mar-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Mr. Hock E. Tan | Management | For | For | ||||||||
1B. | Election of Director: Dr. Henry Samueli | Management | For | For | ||||||||
1C. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | ||||||||
1D. | Election of Director: Ms. Diane M. Bryant | Management | For | For | ||||||||
1E. | Election of Director: Ms. Gayla J. Delly | Management | For | For | ||||||||
1F. | Election of Director: Mr. Raul J. Fernandez | Management | For | For | ||||||||
1G. | Election of Director: Mr. Check Kian Low | Management | For | For | ||||||||
1H. | Election of Director: Ms. Justine F. Page | Management | For | For | ||||||||
1I. | Election of Director: Mr. Harry L. You | Management | For | For | ||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 1, 2020. | Management | For | For | ||||||||
3. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | For | For | ||||||||
EATON CORPORATION PLC | ||||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||||
Ticker Symbol | ETN | Meeting Date | 22-Apr-2020 | |||||||||
ISIN | IE00B8KQN827 | Agenda | 935138619 - Management | |||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Craig Arnold | Management | For | For | ||||||||
1B. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||
1C. | Election of Director: Michael J. Critelli | Management | For | For | ||||||||
1D. | Election of Director: Richard H. Fearon | Management | For | For | ||||||||
1E. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||
1F. | Election of Director: Deborah L. McCoy | Management | For | For | ||||||||
1G. | Election of Director: Silvio Napoli | Management | For | For | ||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
1I. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||
1J. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||
1K. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||
1L. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||
2. | Approving a proposed 2020 Stock Plan. | Management | For | For | ||||||||
3. | Approving the appointment of Ernst & Young as independent auditor for 2020 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||||||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||
6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||||||||
7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||||||
SCHNEIDER ELECTRIC SE | ||||||||||||
Security | F86921107 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||
ISIN | FR0000121972 | Agenda | 712239715 - Management | |||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 17-Apr-2020 | ||||||
SEDOL(s) | 4834108 - 5395875 - B11BPS1 - BF447N4 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202003062000440-29 | Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 2.55 PER SHARE | Management | For | For | ||||||||
O.4 | INFORMATION ON THE AGREEMENTS CONCLUDED DURING THE PREVIOUS FINANCIAL YEARS | Management | For | For | ||||||||
O.5 | APPROVAL OF A NEW REGULATED AGREEMENT RELATING TO THE CONDITIONS OF DEPARTURE OF THE DEPUTY CHIEF EXECUTIVE OFFICER MR. EMMANUEL BABEAU | Management | For | For | ||||||||
O.6 | APPROVAL OF THE COMPENSATION REPORT FOR THE PAST FINANCIAL YEAR | Management | For | For | ||||||||
O.7 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-PASCAL TRICOIRE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
O.8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. EMMANUEL BABEAU AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
O.9 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
O.10 | APPROVAL (I) OF THE COMPENSATION POLICY SPECIFICALLY APPLICABLE TO MR. EMMANUEL BABEAU, DEPUTY CHIEF EXECUTIVE OFFICER, IN THE CONTEXT OF HIS DEPARTURE AND (II) OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO THE LATTER | Management | For | For | ||||||||
O.11 | APPROVAL OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
O.12 | RENEWAL OF THE TERM OF OFFICE OF MR. LEO APOTHEKER AS DIRECTOR | Management | For | For | ||||||||
O.13 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | For | For | ||||||||
O.14 | RENEWAL OF THE TERM OF OFFICE OF MR. FRED KINDLE AS DIRECTOR | Management | For | For | ||||||||
O.15 | RENEWAL OF THE TERM OF OFFICE OF MR. WILLY KISSLING AS DIRECTOR | Management | For | For | ||||||||
O.16 | APPOINTMENT OF MRS. JILL LEE AS DIRECTOR | Management | For | For | ||||||||
O.17 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - THE MAXIMUM PURCHASE PRICE IS SET AT 150 EUROS PER SHARE | Management | For | For | ||||||||
E.18 | AMENDMENT TO ARTICLE 11.4 OF THE BY-LAWS TO COMPLY WITH THE AMENDED LAWS AND TO ALLOW THE APPOINTMENT OF THE SECOND DIRECTOR REPRESENTING THE EMPLOYEES BY THE EUROPEAN COMMITTEE | Management | For | For | ||||||||
E.19 | AMENDMENT TO ARTICLES 13 AND 16 OF THE BY- LAWS TO COMPLY WITH THE AMENDED LAWS AND RECTIFICATION OF A MATERIAL ERROR | Management | For | For | ||||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: IN FAVOUR OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY, OR VIA ENTITIES ACTING ON THEIR BEHALF OR ENTITIES ACTING TO OFFER EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP BENEFITS COMPARABLE TO THOSE OFFERED TO THE MEMBERS OF THE COMPANY SAVINGS PLAN, WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
O.22 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
NESTLE S.A. | ||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||
ISIN | CH0038863350 | Agenda | 712296866 - Management | |||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | |||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 15-Apr-2020 | ||||||
SEDOL(s) | 7123870 - 7125274 - B0ZGHZ6 - BG43QP3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2019 | Management | For | For | ||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2019 (ADVISORY VOTE) | Management | For | For | ||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | ||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | For | For | ||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. ULF MARK SCHNEIDER | Management | For | For | ||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | For | For | ||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. RENATO FASSBIND | Management | For | For | ||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. ANN M. VENEMAN | Management | For | For | ||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. EVA CHENG | Management | For | For | ||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PATRICK AEBISCHER | Management | For | For | ||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. URSULA M. BURNS | Management | For | For | ||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. KASPER RORSTED | Management | For | For | ||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PABLO ISLA | Management | For | For | ||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. KIMBERLY A. ROSS | Management | For | For | ||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DICK BOER | Management | For | For | ||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DINESH PALIWAL | Management | For | For | ||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: MRS. HANNE JIMENEZ DE MORA | Management | For | For | ||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PATRICK AEBISCHER | Management | For | For | ||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MRS. URSULA M. BURNS | Management | For | For | ||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PABLO ISLA | Management | For | For | ||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. DICK BOER | Management | For | For | ||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG SA, LAUSANNE BRANCH | Management | For | For | ||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | ||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | ||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | ||||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Against | For | ||||||||
JOHNSON & JOHNSON | ||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||
Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | |||||||||
ISIN | US4781601046 | Agenda | 935137934 - Management | |||||||||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
1B. | Election Of Director: D. Scott Davis | Management | For | For | ||||||||
1C. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
1D. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
1E. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
1F. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
1G. | Election of Director: Hubert Joly | Management | For | For | ||||||||
1H. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
1I. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
1J. | Election of Director: Charles Prince | Management | For | For | ||||||||
1K. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
1L. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||
1M. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | For | For | ||||||||
5. | Independent Board Chair | Shareholder | Against | For | ||||||||
6. | Report on Governance of Opioids-Related Risks | Shareholder | Against | For | ||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||
Security | 913017109 | Meeting Type | Annual | |||||||||
Ticker Symbol | UTX | Meeting Date | 27-Apr-2020 | |||||||||
ISIN | US9130171096 | Agenda | 935142707 - Management | |||||||||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Lloyd J. Austin III | Management | For | For | ||||||||
1B. | Election of Director: Gregory J. Hayes | Management | For | For | ||||||||
1C. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||
1D. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | ||||||||
1E. | Election of Director: Margaret L. O'Sullivan | Management | For | For | ||||||||
1F. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||
1H. | Election of Director: Brian C. Rogers | Management | For | For | ||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020. | Management | For | For | ||||||||
4. | Shareowner Proposal regarding a Simple Majority Vote Requirement. | Shareholder | Abstain | |||||||||
5. | Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Against | For | ||||||||
UNILEVER PLC | ||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||
ISIN | GB00B10RZP78 | Agenda | 712287134 - Management | |||||||||
Record Date | Holding Recon Date | 27-Apr-2020 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 23-Apr-2020 | ||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BZ15D54 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
3 | TO RE-ELECT MR N ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||
4 | TO RE-ELECT MRS L CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
5 | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
6 | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||
7 | TO RE-ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||
8 | TO RE-ELECT MS A JUNG AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
9 | TO RE-ELECT MS S KILSBY AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
10 | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||
11 | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||
12 | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||
13 | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||
14 | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||
15 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||
16 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
17 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
18 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||||||
19 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
20 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||
21 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
22 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
BRITISH AMERICAN TOBACCO PLC | ||||||||||||
Security | G1510J102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||||||||
ISIN | GB0002875804 | Agenda | 712306441 - Management | |||||||||
Record Date | Holding Recon Date | 28-Apr-2020 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 24-Apr-2020 | ||||||
SEDOL(s) | 0287580 - 5617278 - B3DCKS1 - B3F9DG9 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | RECEIPT OF THE 2019 ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||
2 | APPROVAL OF THE 2019 DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
3 | REAPPOINTMENT OF THE AUDITORS: KPMG LLP | Management | For | For | ||||||||
4 | AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||
5 | RE-ELECTION OF JACK BOWLES AS A DIRECTOR | Management | For | For | ||||||||
6 | RE-ELECTION OF RICHARD BURROWS AS A DIRECTOR (N) | Management | For | For | ||||||||
7 | RE-ELECTION OF SUE FARR AS A DIRECTOR (N, R) | Management | For | For | ||||||||
8 | RE-ELECTION OF DR MARION HELMES AS A DIRECTOR (N, R) | Management | For | For | ||||||||
9 | RE-ELECTION OF LUC JOBIN AS A DIRECTOR (A, N) | Management | For | For | ||||||||
10 | RE-ELECTION OF HOLLY KELLER KOEPPEL AS A DIRECTOR (A, N) | Management | For | For | ||||||||
11 | RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, R) | Management | For | For | ||||||||
12 | RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A DIRECTOR (N, R) | Management | For | For | ||||||||
13 | ELECTION OF JEREMY FOWDEN AS A DIRECTOR (A, N) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Management | For | For | ||||||||
14 | ELECTION OF TADEU MARROCO AS A DIRECTOR WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | Management | For | For | ||||||||
15 | RENEWAL OF THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
16 | RENEWAL OF THE DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
17 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
18 | APPROVAL OF THE BRITISH AMERICAN TOBACCO RESTRICTED SHARE PLAN | Management | For | For | ||||||||
19 | AUTHORITY TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||
20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
CMMT | 31 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
AFLAC INCORPORATED | ||||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||||
Ticker Symbol | AFL | Meeting Date | 04-May-2020 | |||||||||
ISIN | US0010551028 | Agenda | 935145842 - Management | |||||||||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Daniel P. Amos | Management | For | For | ||||||||
1B. | Election of Director: W. Paul Bowers | Management | For | For | ||||||||
1C. | Election of Director: Toshihiko Fukuzawa | Management | For | For | ||||||||
1D. | Election of Director: Thomas J. Kenny | Management | For | For | ||||||||
1E. | Election of Director: Georgette D. Kiser | Management | For | For | ||||||||
1F. | Election of Director: Karole F. Lloyd | Management | For | For | ||||||||
1G. | Election of Director: Nobuchika Mori | Management | For | For | ||||||||
1H. | Election of Director: Joseph L. Moskowitz | Management | For | For | ||||||||
1I. | Election of Director: Barbara K. Rimer, DrPH | Management | For | For | ||||||||
1J. | Election of Director: Katherine T. Rohrer | Management | For | For | ||||||||
1K. | Election of Director: Melvin T. Stith | Management | For | For | ||||||||
2. | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2020 Annual Meeting of Shareholders and Proxy Statement" | Management | For | For | ||||||||
3. | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2020 | Management | For | For | ||||||||
PEPSICO, INC. | ||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||
Ticker Symbol | PEP | Meeting Date | 06-May-2020 | |||||||||
ISIN | US7134481081 | Agenda | 935148901 - Management | |||||||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Shona L. Brown | Management | For | For | ||||||||
1B. | Election of Director: Cesar Conde | Management | For | For | ||||||||
1C. | Election of Director: Ian Cook | Management | For | For | ||||||||
1D. | Election of Director: Dina Dublon | Management | For | For | ||||||||
1E. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||
1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||
1H. | Election of Director: David C. Page | Management | For | For | ||||||||
1I. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||
1J. | Election of Director: Daniel Vasella | Management | For | For | ||||||||
1K. | Election of Director: Darren Walker | Management | For | For | ||||||||
1L. | Election of Director: Alberto Weisser | Management | For | For | ||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | For | ||||||||
5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | For | ||||||||
CME GROUP INC. | ||||||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CME | Meeting Date | 06-May-2020 | |||||||||
ISIN | US12572Q1058 | Agenda | 935153407 - Management | |||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Equity Director: Terrence A. Duffy | Management | For | For | ||||||||
1B. | Election of Equity Director: Timothy S. Bitsberger | Management | For | For | ||||||||
1C. | Election of Equity Director: Charles P. Carey | Management | For | For | ||||||||
1D. | Election of Equity Director: Dennis H. Chookaszian | Management | For | For | ||||||||
1E. | Election of Equity Director: Bryan T. Durkin | Management | For | For | ||||||||
1F. | Election of Equity Director: Ana Dutra | Management | For | For | ||||||||
1G. | Election of Equity Director: Martin J. Gepsman | Management | For | For | ||||||||
1H. | Election of Equity Director: Larry G. Gerdes | Management | For | For | ||||||||
1I. | Election of Equity Director: Daniel R. Glickman | Management | For | For | ||||||||
1J. | Election of Equity Director: Daniel G. Kaye | Management | For | For | ||||||||
1K. | Election of Equity Director: Phyllis M. Lockett | Management | For | For | ||||||||
1L. | Election of Equity Director: Deborah J. Lucas | Management | For | For | ||||||||
1M. | Election of Equity Director: Terry L. Savage | Management | For | For | ||||||||
1N. | Election of Equity Director: Rahael Seifu | Management | For | For | ||||||||
1O. | Election of Equity Director: William R. Shepard | Management | For | For | ||||||||
1P. | Election of Equity Director: Howard J. Siegel | Management | For | For | ||||||||
1Q. | Election of Equity Director: Dennis A. Suskind | Management | For | For | ||||||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||
BAE SYSTEMS PLC | ||||||||||||
Security | G06940103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||
ISIN | GB0002634946 | Agenda | 712398278 - Management | |||||||||
Record Date | Holding Recon Date | 05-May-2020 | ||||||||||
City / | Country | HAMPSH IRE | / | United Kingdom | Vote Deadline Date | 01-May-2020 | ||||||
SEDOL(s) | 0263494 - 5473759 - BKT32R0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||
3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
4 | RE-ELECT REVATHI ADVAITHI AS DIRECTOR | Management | For | For | ||||||||
5 | RE-ELECT SIR ROGER CARR AS DIRECTOR | Management | For | For | ||||||||
6 | RE-ELECT DAME ELIZABETH CORLEY AS DIRECTOR | Management | For | For | ||||||||
7 | RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR | Management | For | For | ||||||||
8 | RE-ELECT PAULA REYNOLDS AS DIRECTOR | Management | For | For | ||||||||
9 | RE-ELECT NICHOLAS ROSE AS DIRECTOR | Management | For | For | ||||||||
10 | RE-ELECT IAN TYLER AS DIRECTOR | Management | For | For | ||||||||
11 | RE-ELECT CHARLES WOODBURN AS DIRECTOR | Management | For | For | ||||||||
12 | ELECT THOMAS ARSENEAULT AS DIRECTOR | Management | For | For | ||||||||
13 | ELECT BRADLEY GREVE AS DIRECTOR | Management | For | For | ||||||||
14 | ELECT JANE GRIFFITHS AS DIRECTOR | Management | For | For | ||||||||
15 | ELECT STEPHEN PEARCE AS DIRECTOR | Management | For | For | ||||||||
16 | ELECT NICOLE PIASECKI AS DIRECTOR | Management | For | For | ||||||||
17 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||
18 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
19 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
20 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||
22 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
23 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||
ABBVIE INC. | ||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||
Ticker Symbol | ABBV | Meeting Date | 08-May-2020 | |||||||||
ISIN | US00287Y1091 | Agenda | 935152138 - Management | |||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Robert J. Alpern | For | For | |||||||||
2 | Edward M. Liddy | For | For | |||||||||
3 | Melody B. Meyer | For | For | |||||||||
4 | Frederick H. Waddell | For | For | |||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020 | Management | For | For | ||||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | For | ||||||||
4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | ||||||||
5. | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | Against | For | ||||||||
6. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Against | For | ||||||||
7. | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | Shareholder | Against | For | ||||||||
ILLINOIS TOOL WORKS INC. | ||||||||||||
Security | 452308109 | Meeting Type | Annual | |||||||||
Ticker Symbol | ITW | Meeting Date | 08-May-2020 | |||||||||
ISIN | US4523081093 | Agenda | 935153647 - Management | |||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Daniel J. Brutto | Management | For | For | ||||||||
1B. | Election of Director: Susan Crown | Management | For | For | ||||||||
1C. | Election of Director: James W. Griffith | Management | For | For | ||||||||
1D. | Election of Director: Jay L. Henderson | Management | For | For | ||||||||
1E. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||
1F. | Election of Director: E. Scott Santi | Management | For | For | ||||||||
1G. | Election of Director: David B. Smith, Jr. | Management | For | For | ||||||||
1H. | Election of Director: Pamela B. Strobel | Management | For | For | ||||||||
1I. | Election of Director: Kevin M. Warren | Management | For | For | ||||||||
1J. | Election of Director: Anré D. Williams | Management | For | For | ||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2020. | Management | For | For | ||||||||
3. | Advisory vote to approve compensation of ITW's named executive officers. | Management | For | For | ||||||||
4. | A non-binding stockholder proposal, if properly presented at the meeting, to permit stockholders to act by written consent. | Shareholder | Against | For | ||||||||
ANTA SPORTS PRODUCTS LTD | ||||||||||||
Security | G04011105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 11-May-2020 | ||||||||||
ISIN | KYG040111059 | Agenda | 712349530 - Management | |||||||||
Record Date | 05-May-2020 | Holding Recon Date | 05-May-2020 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 05-May-2020 | ||||||
SEDOL(s) | B1YVKN8 - B235FM2 - BD8NKZ6 - BP3RRC3 - BYWLB61 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0406/2020040600925.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0406/2020040600941.pdf | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK36 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
3 | TO RE-ELECT MR. LAI SHIXIAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
4 | TO RE-ELECT MR. WU YONGHUA AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
5 | TO RE-ELECT MR. WANG WENMO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | For | For | ||||||||
7 | TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | For | For | ||||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | ||||||||
10 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 8 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 9 | Management | For | For | ||||||||
RECKITT BENCKISER GROUP PLC | ||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 12-May-2020 | ||||||||||
ISIN | GB00B24CGK77 | Agenda | 712361675 - Management | |||||||||
Record Date | Holding Recon Date | 08-May-2020 | ||||||||||
City / | Country | SLOUGH | / | United Kingdom | Vote Deadline Date | 05-May-2020 | ||||||
SEDOL(s) | B24CGK7 - B28STJ1 - BRTM7X7 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
3 | TO DECLARE THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 101.6 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 PAYABLE ON 28 MAY 2020 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 17 APRIL 2020 | Management | For | For | ||||||||
4 | TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR | Management | For | For | ||||||||
5 | TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR | Management | For | For | ||||||||
6 | TO RE-ELECT MARY HARRIS AS A DIRECTOR | Management | For | For | ||||||||
7 | TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR | Management | For | For | ||||||||
8 | TO RE-ELECT PAM KIRBY AS A DIRECTOR | Management | For | For | ||||||||
9 | TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR | Management | For | For | ||||||||
10 | TO RE-ELECT ELANE STOCK AS A DIRECTOR | Management | For | For | ||||||||
11 | TO ELECT JEFF CARR AS A DIRECTOR | Management | For | For | ||||||||
12 | TO ELECT SARA MATHEW AS A DIRECTOR | Management | For | For | ||||||||
13 | TO ELECT LAXMAN NARASIMHAN AS A DIRECTOR | Management | For | For | ||||||||
14 | TO RE-APPOINT KPMG LLP AS THE EXTERNAL AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE EXTERNAL AUDITOR OF THE COMPANY | Management | For | For | ||||||||
16 | TO RENEW AUTHORITY FOR POLITICAL EXPENDITURE | Management | For | For | ||||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
18 | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||
19 | TO AUTHORISE THE DIRECTORS, SUBJECT TO THE PASSING OF RESOLUTION 17 AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 18 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: A) LIMITED TO THE ALLOTMENT OF EQUITY SHARES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 3,549,000 BEING NOT MORE THAN 5% OF THE ISSUED ORDINARY SHARE CAPITAL (EXCLUDING TREASURY SHARES) OF THE COMPANY AS AT 26 MARCH 2020, BEING THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS NOTICE; AND B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, ON 30 JUNE 2021, BUT IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
21 | TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING OF THE COMPANY, OTHER THAN AN AGM, ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
ARTHUR J. GALLAGHER & CO. | ||||||||||||
Security | 363576109 | Meeting Type | Annual | |||||||||
Ticker Symbol | AJG | Meeting Date | 12-May-2020 | |||||||||
ISIN | US3635761097 | Agenda | 935158825 - Management | |||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||
1B. | Election of Director: William L. Bax | Management | For | For | ||||||||
1C. | Election of Director: D. John Coldman | Management | For | For | ||||||||
1D. | Election of Director: Frank E. English, Jr. | Management | For | For | ||||||||
1E. | Election of Director: J. Patrick Gallagher, Jr. | Management | For | For | ||||||||
1F. | Election of Director: David S. Johnson | Management | For | For | ||||||||
1G. | Election of Director: Kay W. McCurdy | Management | For | For | ||||||||
1H. | Election of Director: Christopher C. Miskel | Management | For | For | ||||||||
1I. | Election of Director: Ralph J. Nicoletti | Management | For | For | ||||||||
1J. | Election of Director: Norman L. Rosenthal | Management | For | For | ||||||||
2. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
3. | Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. | Management | For | For | ||||||||
4. | Stockholder Proposal: Diversity Search Policy. | Shareholder | Against | For | ||||||||
DEUTSCHE BOERSE AG | ||||||||||||
Security | D1882G119 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 19-May-2020 | ||||||||||
ISIN | DE0005810055 | Agenda | 712405819 - Management | |||||||||
Record Date | 12-May-2020 | Holding Recon Date | 12-May-2020 | |||||||||
City / | Country | FRANKF URT AM MAIN | / | Germany | Vote Deadline Date | 11-May-2020 | ||||||
SEDOL(s) | 7021963 - B0ZGJP0 - BF0Z720 - BHZLDG3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.90 PER SHARE | Management | For | For | ||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | For | ||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | For | ||||||||
5 | ELECT MICHAEL RUEDIGER TO THE SUPERVISORY BOARD | Management | For | For | ||||||||
6 | APPROVE CREATION OF EUR 19 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | For | ||||||||
7 | APPROVE CREATION OF EUR 19 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | For | For | ||||||||
8 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||
9 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | For | For | ||||||||
10 | AMEND CORPORATE PURPOSE | Management | For | For | ||||||||
11 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 | Management | For | For | ||||||||
BLACKROCK, INC. | ||||||||||||
Security | 09247X101 | Meeting Type | Annual | |||||||||
Ticker Symbol | BLK | Meeting Date | 21-May-2020 | |||||||||
ISIN | US09247X1019 | Agenda | 935170857 - Management | |||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Bader M. Alsaad | Management | For | For | ||||||||
1B. | Election of Director: Mathis Cabiallavetta | Management | For | For | ||||||||
1C. | Election of Director: Pamela Daley | Management | For | For | ||||||||
1D. | Withdrawn | Management | For | For | ||||||||
1E. | Election of Director: Jessica P. Einhorn | Management | For | For | ||||||||
1F. | Election of Director: Laurence D. Fink | Management | For | For | ||||||||
1G. | Election of Director: William E. Ford | Management | For | For | ||||||||
1H. | Election of Director: Fabrizio Freda | Management | For | For | ||||||||
1I. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||
1J. | Election of Director: Margaret L. Johnson | Management | For | For | ||||||||
1K. | Election of Director: Robert S. Kapito | Management | For | For | ||||||||
1L. | Election of Director: Cheryl D. Mills | Management | For | For | ||||||||
1M. | Election of Director: Gordon M. Nixon | Management | For | For | ||||||||
1N. | Election of Director: Charles H. Robbins | Management | For | For | ||||||||
1O. | Election of Director: Marco Antonio Slim Domit | Management | For | For | ||||||||
1P. | Election of Director: Susan L. Wagner | Management | For | For | ||||||||
1Q. | Election of Director: Mark Wilson | Management | For | For | ||||||||
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | ||||||||
3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||
4. | Shareholder Proposal - Production of a Report on the "Statement on the Purpose of a Corporation." | Shareholder | Against | For | ||||||||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ||||||||||||
Security | Y84629107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 09-Jun-2020 | ||||||||||
ISIN | TW0002330008 | Agenda | 712626932 - Management | |||||||||
Record Date | 10-Apr-2020 | Holding Recon Date | 10-Apr-2020 | |||||||||
City / | Country | HSINCH U | / | Taiwan, Province of China | Vote Deadline Date | 01-Jun-2020 | ||||||
SEDOL(s) | 6889106 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | TO ACCEPT 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | For | ||||||||
2 | TO REVISE THE PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES. | Management | For | For | ||||||||
3.1 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YANCEY HAI,SHAREHOLDER NO.D100708XXX | Management | For | For | ||||||||
HENKEL AG & CO. KGAA | ||||||||||||
Security | D3207M110 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||
ISIN | DE0006048432 | Agenda | 712604986 - Management | |||||||||
Record Date | 26-May-2020 | Holding Recon Date | 26-May-2020 | |||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 09-Jun-2020 | ||||||
SEDOL(s) | 5076705 - B103G18 - BF0Z742 - BJ04W19 - BK598X0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | Non-Voting | ||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE CORPORATE GOVERNANCE-REPORT, THE REMUNERATION REPORT AND THE REPORT PURSUANT TO SECTIONS 289A(1)-AND 315A(1) OF THE GERMAN COMMERCIAL CODE APPROVAL OF THE FINANCIAL-STATEMENTS FOR THE 2019 FINANCIAL YEAR | Non-Voting | ||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE- PROFIT OF EUR 1,712,396,938.19 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A- DIVIDEND OF EUR 1.83 PER ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR 1.85 PER- PREFERRED SHARE EUR 907,369,168.19 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE:-JUNE 18, 2020 PAYABLE DATE: JUNE 22, 2020 | Non-Voting | ||||||||||
3 | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Non-Voting | ||||||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Non-Voting | ||||||||||
5 | RATIFICATION OF THE ACTS OF THE SHAREHOLDERS' COMMITTEE | Non-Voting | ||||||||||
6 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS- AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR AND FOR THE REVIEW OF-THE HALF-YEAR FINANCIAL STATEMENTS: PRICEWATERHOUSECOOPERS GMBH, FRANKFURT AM-MAIN | Non-Voting | ||||||||||
7.A | ELECTION TO THE SUPERVISORY BOARD: SIMONE BAGEL TRAH | Non-Voting | ||||||||||
7.B | ELECTION TO THE SUPERVISORY BOARD: LUTZ BUNNENBERG | Non-Voting | ||||||||||
7.C | ELECTION TO THE SUPERVISORY BOARD: BENEDIKT-RICHARD FREIHERR VON HERMAN | Non-Voting | ||||||||||
7.D | ELECTION TO THE SUPERVISORY BOARD: TIMOTHEUS HOETTGES | Non-Voting | ||||||||||
7.E | ELECTION TO THE SUPERVISORY BOARD: MICHAEL KASCHKE | Non-Voting | ||||||||||
7.F | ELECTION TO THE SUPERVISORY BOARD: BARBARA KUX | Non-Voting | ||||||||||
7.G | ELECTION TO THE SUPERVISORY BOARD: SIMONE MENNE | Non-Voting | ||||||||||
7.H | ELECTION TO THE SUPERVISORY BOARD: PHILIPP SCHOLZ | Non-Voting | ||||||||||
8.A | ELECTION TO THE SHAREHOLDERS' COMMITTEE: PAUL ACHLEITNER | Non-Voting | ||||||||||
8.B | ELECTION TO THE SHAREHOLDERS' COMMITTEE: SIMONE BAGEL-TRAH | Non-Voting | ||||||||||
8.C | ELECTION TO THE SHAREHOLDERS' COMMITTEE: ALEXANDER BIRKEN | Non-Voting | ||||||||||
8.D | ELECTION TO THE SHAREHOLDERS' COMMITTEE: JOHANN-CHRISTOPH FREY | Non-Voting | ||||||||||
8.E | ELECTION TO THE SHAREHOLDERS' COMMITTEE: CHRISTOPH HENKEL | Non-Voting | ||||||||||
8.F | ELECTION TO THE SHAREHOLDERS' COMMITTEE: CHRISTOPH KNEIP | Non-Voting | ||||||||||
8.G | ELECTION TO THE SHAREHOLDERS' COMMITTEE: ULRICH LEHNER | Non-Voting | ||||||||||
8.H | ELECTION TO THE SHAREHOLDERS' COMMITTEE: NORBERT REITHOFER | Non-Voting | ||||||||||
8.I | ELECTION TO THE SHAREHOLDERS' COMMITTEE: KONSTANTIN VON UNGER | Non-Voting | ||||||||||
8.J | ELECTION TO THE SHAREHOLDERS' COMMITTEE: JEAN-FRANCOIS VAN BOXMEER | Non-Voting | ||||||||||
9 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE-BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS-SHALL BE APPROVED | Non-Voting | ||||||||||
10 | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL 2020 AND THE- CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE GENERAL PARTNER-SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHARE-HOLDERS' COMMITTEE AND THE- SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 43,795,875-THROUGH THE ISSUE OF UP TO 43,795,875 NEW BEARER NON- VOTING PREFERRED SHARES-AGAINST CONTRIBUTIONS IN CASH, ON OR BEFORE JUNE 16, 2025 (AUTHORIZED CAPITAL-2020). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS. THE SHARES CAN ALSO-BE TAKEN UP BY ONE OR MORE FINANCIAL INSTITUTIONS OR COMPANIES ACTING UNDER-SECTION 186(5)1 OF THE GERMAN STOCK CORPORATION ACT WITH THE OBLIGATION TO- OFFER THE SHARES TO THE SHAREHOLDERS FOR SUBSCRIPTION. THE GENERAL PARTNER-SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHARE- HOLDERS' COMMITTEE AND THE-SUPERVISORY BOARD, TO DETERMINE THE FURTHER TERMS AND CONDITIONS FOR THE-ISSUE OF THE NEW SHARES | Non-Voting | ||||||||||
11 | RESOLUTION ON THE REVISION OF SECTION 20(2) OF THE ARTICLES OF ASSOCIATION-SECTION 20(2) SHALL BE ADJUSTED IN RESPECT OF THE PROOF OF SHARE OWNER-SHIP-ISSUED IN TEXT FORM IN GERMAN OR ENGLISH BY THE LAST INTERMEDIARY IN-ACCORDANCE WITH SECTION 67C(3) OF THE GERMAN STOCK CORPORATION ACT BEING- SUFFICIENT AS EVIDENCE. THIS PROOF MUST REFER TO THE BEGINNING OF THE 21ST-DAY PRIOR TO THE SHAREHOLDERS' MEETING | Non-Voting | ||||||||||
DANONE SA | ||||||||||||
Security | F12033134 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||
ISIN | FR0000120644 | Agenda | 712789378 - Management | |||||||||
Record Date | 23-Jun-2020 | Holding Recon Date | 23-Jun-2020 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 23-Jun-2020 | ||||||
SEDOL(s) | B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - BF445H4 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202006052002174-68 | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 427874 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND AT 2.10 EUROS PER SHARE | Management | For | For | ||||||||
O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. GREGG L. ENGLES AS DIRECTOR | Management | For | For | ||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. GAELLE OLIVIER AS DIRECTOR | Management | For | For | ||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. ISABELLE SEILLIER AS DIRECTOR | Management | For | For | ||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- MICHEL SEVERINO AS DIRECTOR | Management | For | For | ||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. LIONEL ZINSOU-DERLIN AS DIRECTOR | Management | For | For | ||||||||
O.9 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||
O.10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR GRANTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
O.11 | APPROVAL OF THE COMPENSATION POLICY OF EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||
O.12 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||
O.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY, HOLD OR TRANSFER SHARES OF THE COMPANY | Management | For | For | ||||||||
E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES, CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | For | For | ||||||||
E.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOT EXISTING SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
E.16 | AMENDMENT TO ARTICLE 15.III OF THE BYLAWS OF THE COMPANY RELATING TO THE RULES FOR THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEES | Management | For | For | ||||||||
E.17 | AMENDMENT TO ARTICLE 19.III OF THE BYLAWS OF THE COMPANY RELATING TO REGULATED AGREEMENTS | Management | For | For | ||||||||
E.18 | AMENDMENT TO ARTICLE 21.I OF THE BYLAWS OF THE COMPANY RELATING TO THE RULES FOR THE APPOINTMENT OF DEPUTY STATUTORY AUDITORS | Management | For | For | ||||||||
E.19 | AMENDMENT TO ARTICLES 20.I AND 27.I OF THE BYLAWS OF THE COMPANY RELATING TO THE COMPENSATION OF DIRECTORS AND TO THE POWERS OF THE ORDINARY GENERAL MEETING | Management | For | For | ||||||||
E.20 | AMENDMENT TO ARTICLE 1 AND THE TITLE IV OF THE COMPANY'S BY-LAWS IN ORDER TO ADOPT THE STATUS OF A COMPANY WITH A MISSION | Management | For | For | ||||||||
E.21 | POWERS TO CARRY OUT FORMALITIES | Management | For | For |
Guinness Atkinson Global Innovators Fund
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
NIKE, INC. | ||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||
Ticker Symbol | NKE | Meeting Date | 19-Sep-2019 | |||||||||
ISIN | US6541061031 | Agenda | 935066298 - Management | |||||||||
Record Date | 19-Jul-2019 | Holding Recon Date | 19-Jul-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Sep-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Alan B. Graf, Jr. | For | For | |||||||||
2 | Peter B. Henry | For | For | |||||||||
3 | Michelle A. Peluso | For | For | |||||||||
2. | To approve executive compensation by an advisory vote. | Management | For | For | ||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | ||||||||
LAM RESEARCH CORPORATION | ||||||||||||
Security | 512807108 | Meeting Type | Annual | |||||||||
Ticker Symbol | LRCX | Meeting Date | 05-Nov-2019 | |||||||||
ISIN | US5128071082 | Agenda | 935081959 - Management | |||||||||
Record Date | 06-Sep-2019 | Holding Recon Date | 06-Sep-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Nov-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Sohail U. Ahmed | For | For | |||||||||
2 | Timothy M. Archer | For | For | |||||||||
3 | Eric K. Brandt | For | For | |||||||||
4 | Michael R. Cannon | For | For | |||||||||
5 | Youssef A. El-Mansy | For | For | |||||||||
6 | Catherine P. Lego | For | For | |||||||||
7 | Bethany J. Mayer | For | For | |||||||||
8 | Abhijit Y. Talwalkar | For | For | |||||||||
9 | Lih Shyng (Rick L) Tsai | For | For | |||||||||
10 | Leslie F. Varon | For | For | |||||||||
2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | Abstain | Against | ||||||||
3. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
KLA CORPORATION | ||||||||||||
Security | 482480100 | Meeting Type | Annual | |||||||||
Ticker Symbol | KLAC | Meeting Date | 05-Nov-2019 | |||||||||
ISIN | US4824801009 | Agenda | 935082533 - Management | |||||||||
Record Date | 09-Sep-2019 | Holding Recon Date | 09-Sep-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Nov-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Edward Barnholt | Management | For | For | ||||||||
1B. | Election of Director: Robert Calderoni | Management | For | For | ||||||||
1C. | Election of Director: Jeneanne Hanley | Management | For | For | ||||||||
1D. | Election of Director: Emiko Higashi | Management | For | For | ||||||||
1E. | Election of Director: Kevin Kennedy | Management | For | For | ||||||||
1F. | Election of Director: Gary Moore | Management | For | For | ||||||||
1G. | Election of Director: Kiran Patel | Management | For | For | ||||||||
1H. | Election of Director: Victor Peng | Management | For | For | ||||||||
1I. | Election of Director: Robert Rango | Management | For | For | ||||||||
1J. | Election of Director: Richard Wallace | Management | For | For | ||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||
3. | Approval on a non-binding, advisory basis of our named executive officer compensation. | Management | Abstain | Against | ||||||||
CISCO SYSTEMS, INC. | ||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||
Ticker Symbol | CSCO | Meeting Date | 10-Dec-2019 | |||||||||
ISIN | US17275R1023 | Agenda | 935094920 - Management | |||||||||
Record Date | 11-Oct-2019 | Holding Recon Date | 11-Oct-2019 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2019 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: M. Michele Burns | Management | For | For | ||||||||
1B. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||
1C. | Election of Director: Michael D. Capellas | Management | For | For | ||||||||
1D. | Election of Director: Mark Garrett | Management | For | For | ||||||||
1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | ||||||||
1F. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||
1G. | Election of Director: Charles H. Robbins | Management | For | For | ||||||||
1H. | Election of Director: Arun Sarin | Management | For | For | ||||||||
1I. | Election of Director: Brenton L. Saunders | Management | For | For | ||||||||
1J. | Election of Director: Carol B. Tomé | Management | For | For | ||||||||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||
4. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | For | Against | ||||||||
APPLIED MATERIALS, INC. | ||||||||||||
Security | 038222105 | Meeting Type | Annual | |||||||||
Ticker Symbol | AMAT | Meeting Date | 12-Mar-2020 | |||||||||
ISIN | US0382221051 | Agenda | 935126258 - Management | |||||||||
Record Date | 16-Jan-2020 | Holding Recon Date | 16-Jan-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Mar-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Judy Bruner | Management | For | For | ||||||||
1B. | Election of Director: Xun (Eric) Chen | Management | For | For | ||||||||
1C. | Election of Director: Aart J. de Geus | Management | For | For | ||||||||
1D. | Election of Director: Gary E. Dickerson | Management | For | For | ||||||||
1E. | Election of Director: Stephen R. Forrest | Management | For | For | ||||||||
1F. | Election of Director: Thomas J. Iannotti | Management | For | For | ||||||||
1G. | Election of Director: Alexander A. Karsner | Management | For | For | ||||||||
1H. | Election of Director: Adrianna C. Ma | Management | For | For | ||||||||
1I. | Election of Director: Yvonne McGill | Management | For | For | ||||||||
1J. | Election of Director: Scott A. McGregor | Management | For | For | ||||||||
2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2019. | Management | For | For | ||||||||
3. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
4. | Approval of an amendment and restatement of Applied Materials' Certificate of Incorporation to allow shareholders to act by written consent. | Management | For | For | ||||||||
ADOBE INC | ||||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||||
Ticker Symbol | ADBE | Meeting Date | 09-Apr-2020 | |||||||||
ISIN | US00724F1012 | Agenda | 935132580 - Management | |||||||||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Amy Banse | Management | For | For | ||||||||
1B. | Election of Director: Frank Calderoni | Management | For | For | ||||||||
1C. | Election of Director: James Daley | Management | For | For | ||||||||
1D. | Election of Director: Laura Desmond | Management | For | For | ||||||||
1E. | Election of Director: Charles Geschke | Management | For | For | ||||||||
1F. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
1G. | Election of Director: Kathleen Oberg | Management | For | For | ||||||||
1H. | Election of Director: Dheeraj Pandey | Management | For | For | ||||||||
1I. | Election of Director: David Ricks | Management | For | For | ||||||||
1J. | Election of Director: Daniel Rosensweig | Management | For | For | ||||||||
1K. | Election of Director: John Warnock | Management | For | For | ||||||||
2. | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan. | Management | For | For | ||||||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2020. | Management | For | For | ||||||||
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
5. | Consider and vote upon one stockholder proposal. | Shareholder | Against | For | ||||||||
EATON CORPORATION PLC | ||||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||||
Ticker Symbol | ETN | Meeting Date | 22-Apr-2020 | |||||||||
ISIN | IE00B8KQN827 | Agenda | 935138619 - Management | |||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Craig Arnold | Management | For | For | ||||||||
1B. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||
1C. | Election of Director: Michael J. Critelli | Management | For | For | ||||||||
1D. | Election of Director: Richard H. Fearon | Management | For | For | ||||||||
1E. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||
1F. | Election of Director: Deborah L. McCoy | Management | For | For | ||||||||
1G. | Election of Director: Silvio Napoli | Management | For | For | ||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
1I. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||
1J. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||
1K. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||
1L. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||
2. | Approving a proposed 2020 Stock Plan. | Management | For | For | ||||||||
3. | Approving the appointment of Ernst & Young as independent auditor for 2020 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||||||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||
6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||||||||
7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||||||
DANAHER CORPORATION | ||||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||||
Ticker Symbol | DHR | Meeting Date | 05-May-2020 | |||||||||
ISIN | US2358511028 | Agenda | 935150615 - Management | |||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Linda Hefner Filler | Management | For | For | ||||||||
1B. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | ||||||||
1C. | Election of Director: Teri List-Stoll | Management | For | For | ||||||||
1D. | Election of Director: Walter G. Lohr, Jr. | Management | For | For | ||||||||
1E. | Election of Director: Jessica L. Mega, MD, MPH | Management | For | For | ||||||||
1F. | Election of Director: Pardis C. Sabeti, MD, D. Phil. | Management | For | For | ||||||||
1G. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||
1H. | Election of Director: Steven M. Rales | Management | For | For | ||||||||
1I. | Election of Director: John T. Schwieters | Management | For | For | ||||||||
1J. | Election of Director: Alan G. Spoon | Management | For | For | ||||||||
1K. | Election of Director: Raymond C. Stevens, Ph.D. | Management | For | For | ||||||||
1L. | Election of Director: Elias A. Zerhouni, MD | Management | For | For | ||||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||
3. | To approve on an advisory basis the Company's named executive officer compensation | Management | For | For | ||||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | Shareholder | Against | For | ||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||
Ticker Symbol | BMY | Meeting Date | 05-May-2020 | |||||||||
ISIN | US1101221083 | Agenda | 935151681 - Management | |||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
1B. | Election of Director: Robert Bertolini | Management | For | For | ||||||||
1C. | Election of Director: Michael W. Bonney | Management | For | For | ||||||||
1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
1E. | Election of Director: Matthew W. Emmens | Management | For | For | ||||||||
1F. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||||||
1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||
1L. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | ||||||||
3. | Ratification of the appointment of an independent registered public accounting firm. | Management | For | For | ||||||||
4. | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Against | For | ||||||||
5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||
Security | 45866F104 | Meeting Type | Annual | |||||||||
Ticker Symbol | ICE | Meeting Date | 15-May-2020 | |||||||||
ISIN | US45866F1049 | Agenda | 935159447 - Management | |||||||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Hon. Sharon Y. Bowen | Management | For | For | ||||||||
1B. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||
1C. | Election of Director: Duriya M. Farooqui | Management | For | For | ||||||||
1D. | Election of Director: Jean-Marc Forneri | Management | For | For | ||||||||
1E. | Election of Director: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | ||||||||
1F. | Election of Director: Hon. Frederick W. Hatfield | Management | For | For | ||||||||
1G. | Election of Director: Thomas E. Noonan | Management | For | For | ||||||||
1H. | Election of Director: Frederic V. Salerno | Management | For | For | ||||||||
1I. | Election of Director: Jeffrey C. Sprecher | Management | For | For | ||||||||
1J. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||
1K. | Election of Director: Vincent Tese | Management | For | For | ||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | ||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
THERMO FISHER SCIENTIFIC INC. | ||||||||||||
Security | 883556102 | Meeting Type | Annual | |||||||||
Ticker Symbol | TMO | Meeting Date | 20-May-2020 | |||||||||
ISIN | US8835561023 | Agenda | 935170136 - Management | |||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Marc N. Casper | Management | For | For | ||||||||
1B. | Election of Director: Nelson J. Chai | Management | For | For | ||||||||
1C. | Election of Director: C. Martin Harris | Management | For | For | ||||||||
1D. | Election of Director: Tyler Jacks | Management | For | For | ||||||||
1E. | Election of Director: Judy C. Lewent | Management | For | For | ||||||||
1F. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||
1G. | Election of Director: Jim P. Manzi | Management | For | For | ||||||||
1H. | Election of Director: James C. Mullen | Management | For | For | ||||||||
1I. | Election of Director: Lars R. Sørensen | Management | For | For | ||||||||
1J. | Election of Director: Debora L. Spar | Management | For | For | ||||||||
1K. | Election of Director: Scott M. Sperling | Management | For | For | ||||||||
1L. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2020. | Management | For | For | ||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||
Ticker Symbol | PYPL | Meeting Date | 21-May-2020 | |||||||||
ISIN | US70450Y1038 | Agenda | 935170869 - Management | |||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||
1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||
1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||
1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | Management | For | For | ||||||||
4. | Stockholder Proposal - Stockholder right to act by written consent. | Shareholder | Abstain | Against | ||||||||
5. | Stockholder Proposal - Human and indigenous peoples' rights. | Shareholder | Against | For | ||||||||
FACEBOOK, INC. | ||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||
Ticker Symbol | FB | Meeting Date | 27-May-2020 | |||||||||
ISIN | US30303M1027 | Agenda | 935178221 - Management | |||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Peggy Alford | Withheld | Against | |||||||||
2 | Marc L. Andreessen | Withheld | Against | |||||||||
3 | Andrew W. Houston | Withheld | Against | |||||||||
4 | Nancy Killefer | Withheld | Against | |||||||||
5 | Robert M. Kimmitt | Withheld | Against | |||||||||
6 | Sheryl K. Sandberg | Withheld | Against | |||||||||
7 | Peter A. Thiel | Withheld | Against | |||||||||
8 | Tracey T. Travis | Withheld | Against | |||||||||
9 | Mark Zuckerberg | Withheld | Against | |||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Against | Against | ||||||||
3. | To approve the director compensation policy. | Management | Against | Against | ||||||||
4. | A stockholder proposal regarding change in stockholder voting. | Shareholder | For | Against | ||||||||
5. | A stockholder proposal regarding an independent chair. | Shareholder | For | Against | ||||||||
6. | A stockholder proposal regarding majority voting for directors. | Shareholder | For | Against | ||||||||
7. | A stockholder proposal regarding political advertising. | Shareholder | For | Against | ||||||||
8. | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | For | Against | ||||||||
9. | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | For | Against | ||||||||
10. | A stockholder proposal regarding child exploitation. | Shareholder | For | Against | ||||||||
11. | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | For | Against | ||||||||
AMAZON.COM, INC. | ||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||
Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | |||||||||
ISIN | US0231351067 | Agenda | 935186305 - Management | |||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of director: Jeffrey P. Bezos | Management | For | For | ||||||||
1B. | Election of director: Rosalind G. Brewer | Management | For | For | ||||||||
1C. | Election of director: Jamie S. Gorelick | Management | For | For | ||||||||
1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | ||||||||
1E. | Election of director: Judith A. McGrath | Management | For | For | ||||||||
1F. | Election of director: Indra K. Nooyi | Management | For | For | ||||||||
1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | ||||||||
1H. | Election of director: Thomas O. Ryder | Management | For | For | ||||||||
1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | ||||||||
1J. | Election of director: Wendell P. Weeks | Management | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | ||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | For | ||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | ||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | ||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | For | ||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | For | ||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | For | ||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | For | ||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | For | ||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | For | ||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | ||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | For | ||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | For | ||||||||
COMCAST CORPORATION | ||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||
Ticker Symbol | CMCSA | Meeting Date | 03-Jun-2020 | |||||||||
ISIN | US20030N1019 | Agenda | 935190532 - Management | |||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||
2 | Madeline S. Bell | For | For | |||||||||
3 | Naomi M. Bergman | For | For | |||||||||
4 | Edward D. Breen | For | For | |||||||||
5 | Gerald L. Hassell | For | For | |||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||
7 | Maritza G. Montiel | For | For | |||||||||
8 | Asuka Nakahara | For | For | |||||||||
9 | David C. Novak | For | For | |||||||||
10 | Brian L. Roberts | For | For | |||||||||
2. | Ratification of the appointment of our independent auditors | Management | For | For | ||||||||
3. | Approval of Amended 2003 Stock Option Plan | Management | For | For | ||||||||
4. | Approval of Amended 2002 Restricted Stock Plan | Management | For | For | ||||||||
5. | Advisory vote on executive compensation | Management | For | For | ||||||||
6. | To provide a lobbying report | Shareholder | For | Against | ||||||||
7. | To require an independent board chairman | Shareholder | For | Against | ||||||||
8. | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | Shareholder | Against | For | ||||||||
ALPHABET INC. | ||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||
Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | |||||||||
ISIN | US02079K3059 | Agenda | 935196762 - Management | |||||||||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Larry Page | Withheld | Against | |||||||||
2 | Sergey Brin | Withheld | Against | |||||||||
3 | Sundar Pichai | Withheld | Against | |||||||||
4 | John L. Hennessy | Withheld | Against | |||||||||
5 | Frances H. Arnold | Withheld | Against | |||||||||
6 | L. John Doerr | Withheld | Against | |||||||||
7 | Roger W. Ferguson, Jr. | Withheld | Against | |||||||||
8 | Ann Mather | Withheld | Against | |||||||||
9 | Alan R. Mulally | Withheld | Against | |||||||||
10 | K. Ram Shriram | Withheld | Against | |||||||||
11 | Robin L. Washington | Withheld | Against | |||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Against | Against | ||||||||
3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | Against | Against | ||||||||
4. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | ||||||||
5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | For | Against | ||||||||
14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | For | Against | ||||||||
ROPER TECHNOLOGIES, INC. | ||||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||||
Ticker Symbol | ROP | Meeting Date | 08-Jun-2020 | |||||||||
ISIN | US7766961061 | Agenda | 935189868 - Management | |||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Shellye L. Archambeau | For | For | |||||||||
2 | Amy Woods Brinkley | For | For | |||||||||
3 | John F. Fort, III | For | For | |||||||||
4 | L. Neil Hunn | For | For | |||||||||
5 | Robert D. Johnson | For | For | |||||||||
6 | Robert E. Knowling, Jr. | For | For | |||||||||
7 | Wilbur J. Prezzano | For | For | |||||||||
8 | Laura G. Thatcher | For | For | |||||||||
9 | Richard F. Wallman | For | For | |||||||||
10 | Christopher Wright | For | For | |||||||||
2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For | ||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||
4. | To approve an amendment to the Roper Technologies, Inc. Director Compensation Plan. | Management | For | For | ||||||||
NVIDIA CORPORATION | ||||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||||
Ticker Symbol | NVDA | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | US67066G1040 | Agenda | 935196445 - Management | |||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||
1B. | Election of Director: Tench Coxe | Management | For | For | ||||||||
1C. | Election of Director: Persis S. Drell | Management | For | For | ||||||||
1D. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||
1E. | Election of Director: Dawn Hudson | Management | For | For | ||||||||
1F. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||
1G. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||
1H. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||
1I. | Election of Director: Mark L. Perry | Management | For | For | ||||||||
1J. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||
1K. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||
2. | Approval of our executive compensation. | Management | For | For | ||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||
4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | ||||||||
5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | ||||||||
MASTERCARD INCORPORATED | ||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||
Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |||||||||
ISIN | US57636Q1040 | Agenda | 935196332 - Management | |||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Richard Haythornthwaite | Management | For | For | ||||||||
1B. | Election of Director: Ajay Banga | Management | For | For | ||||||||
1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||
1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||
1G. | Election of Director: Merit E. Janow | Management | For | For | ||||||||
1H. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||
1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||
1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||
1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||
1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||
2. | Advisory approval of Mastercard's executive compensation | Management | For | For | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | ||||||||
SIEMENS AG | ||||||||||||
Security | D69671218 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 05-Feb-2020 | ||||||||||
ISIN | DE0007236101 | Agenda | 711883517 - Management | |||||||||
Record Date | 29-Jan-2020 | Holding Recon Date | 29-Jan-2020 | |||||||||
City / | Country | MUENCH EN | / | Germany | Vote Deadline Date | 28-Jan-2020 | ||||||
SEDOL(s) | 0798725 - 5727973 - 5735233 - B5NMZR9 - B87F0H0 - BF0Z8C7 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. | Non-Voting | ||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | ||||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.01.2020. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018/2019- FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL- STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE CORPORATE GOVERNANCE REPORT | Non-Voting | ||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 5,384,000,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.90 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 2,069,000,000 SHALL BE ALLOCATED TO THE REVENUE RESERVES EUR 139,318,058.10 SHALL BE CARRIED FORWARD EX- DIVIDEND DATE: FEBRUARY 6, 2020 PAYABLE DATE: FEBRUARY 10, 2020 | Management | For | For | ||||||||
3.A | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: J. KAESER | Management | For | For | ||||||||
3.B | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: R. BUSCH | Management | For | For | ||||||||
3.C | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: L. DAVIS | Management | For | For | ||||||||
3.D | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: K. HELMRICH | Management | For | For | ||||||||
3.E | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: J. KUGEL | Management | For | For | ||||||||
3.F | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: C. NEIKE | Management | For | For | ||||||||
3.G | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: M. SEN | Management | For | For | ||||||||
3.H | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: R. P. THOMAS | Management | For | For | ||||||||
4.A | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: J. H. SNABE | Management | For | For | ||||||||
4.B | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: B. STEINBORN | Management | For | For | ||||||||
4.C | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: W. WENNING | Management | For | For | ||||||||
4.D | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: W. BRANDT | Management | For | For | ||||||||
4.E | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: M. DIEKMANN | Management | For | For | ||||||||
4.F | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: A. FEHRMANN | Management | For | For | ||||||||
4.G | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: R. HAHN | Management | For | For | ||||||||
4.H | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: B. HALLER | Management | For | For | ||||||||
4.I | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: R. KENSBOCK | Management | For | For | ||||||||
4.J | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: H. KERN | Management | For | For | ||||||||
4.K | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: J. KERNER | Management | For | For | ||||||||
4.L | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: N. LEIBINGER-KAMMUELLER | Management | For | For | ||||||||
4.M | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: B. POTIER | Management | For | For | ||||||||
4.N | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: H. REIMER | Management | For | For | ||||||||
4.O | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: N. REITHOFER | Management | For | For | ||||||||
4.P | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: D. N. SHAFIK | Management | For | For | ||||||||
4.Q | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: N. VON SIEMENS | Management | For | For | ||||||||
4.R | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: M. SIGMUND | Management | For | For | ||||||||
4.S | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: D. SIMON | Management | For | For | ||||||||
4.T | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: M. ZACHERT | Management | For | For | ||||||||
4.U | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: G. ZUKUNFT | Management | For | For | ||||||||
5 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: ERNST & YOUNG GMBH, STUTTGART | Management | For | For | ||||||||
6 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS: THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED. FURTHER DETAILS CAN BE FOUND ON THE COMPANY'S WEBSITE | Management | For | For | ||||||||
7 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES: THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF ITS SHARE CAPITAL, AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE FEBRUARY 4, 2025. THE BOARD OF MDS SHALL BE AUTHORIZED TO USE THE SHARES FOR ALL LEGALLY PERMISSIBLE PURPOSES, ESPECIALLY TO SELL THE SHARES ON THE STOCK EXCHANGE OR OFFER THEM TO ALL SHAREHOLDERS, TO RETIRE THE SHARES, TO ISSUE THE SHARES TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND ITS AFFILIATES, TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, TO SELL THE SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, AND TO USE THE SHARES FOR SATISFYING CONVERSION AND/OR OPTION RIGHTS | Management | For | For | ||||||||
8 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES USING DERIVATIVES: IN CONNECTION WITH ITEM 7, THE COMPANY MAY ALSO ACQUIRE OWN SHARES USING CALL AND PUT OPTIONS | Management | Abstain | Against | ||||||||
9 | RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE CREATION OF A CONTINGENT CAPITAL 2020, THE REVOCATION OF THE CONTINGENT CAPITAL 2010 AND 2015, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION. THE BOARD OF MDS SHALL BE AUTHORIZED TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS (COLLECTIVELY REFERRED TO IN THE FOLLOWING AS 'BONDS') OF UP TO EUR 15,000,000,000, CONFERRING CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY, ON OR BEFORE FEBRUARY 4, 2025. SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL MARKET VALUE AND CONFER CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, - BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, HOLDERS OF | Management | For | For | ||||||||
CONVERSION AND/OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS. THE EXISTING CONTINGENT CAPITAL 2010 SHALL BE REVOKED. THE EXISTING CONTINGENT CAPITAL 2015 SHALL BE REVOKED. THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 180,000,000 THROUGH THE ISSUE OF UP TO 60,000,000 REGISTERED NO-PAR SHARES, INSOFAR AS CONVERSION AND/OR OPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2020) | ||||||||||||
10 | RESOLUTION ON THE APPROVAL OF A CONTROL AND PROFIT TRANSFER AGREEMENT: THE CONTROL AND PROFIT TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY OWNED SUBSIDIARY SIEMENS MOBILITY GMBH, EFFECTIVE UPON ITS ENTRY INTO THE COMMERCIAL REGISTER, SHALL BE APPROVED | Management | For | For | ||||||||
INFINEON TECHNOLOGIES AG | ||||||||||||
Security | D35415104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 20-Feb-2020 | ||||||||||
ISIN | DE0006231004 | Agenda | 711979849 - Management | |||||||||
Record Date | 13-Feb-2020 | Holding Recon Date | 13-Feb-2020 | |||||||||
City / | Country | MUENCH EN | / | Germany | Vote Deadline Date | 12-Feb-2020 | ||||||
SEDOL(s) | 5889505 - B0CRGY4 - B108X56 - B7N2TT3 - BF0Z753 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | ||||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05.02.2020. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF-THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH-THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP-ANNUAL REPORT | Non-Voting | ||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 337,684,699.17 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.27 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 1,466,556.84 SHALL BE ALLOCATED TO THE OTHER REVENUE RESERVES EX-DIVIDEND DATE: FEBRUARY 21, 2020 PAYABLE DATE: FEBRUARY 25, 2020 | Management | For | For | ||||||||
3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | For | For | ||||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||
5 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, MUNICH | Management | For | For | ||||||||
6.A | ELECTIONS TO THE SUPERVISORY BOARD: XIAOQUN CLEVER | Management | For | For | ||||||||
6.B | ELECTIONS TO THE SUPERVISORY BOARD: FRIEDRICH EICHINER | Management | For | For | ||||||||
6.C | ELECTIONS TO THE SUPERVISORY BOARD: HANS- ULRICH HOLDENRIED | Management | For | For | ||||||||
6.D | ELECTIONS TO THE SUPERVISORY BOARD: MANFRED PUFFER | Management | For | For | ||||||||
6.E | ELECTIONS TO THE SUPERVISORY BOARD: ULRICH SPIESSHOFER | Management | For | For | ||||||||
6.F | ELECTIONS TO THE SUPERVISORY BOARD: MARGRET SUCKALE | Management | For | For | ||||||||
7 | REVOCATION OF THE CONTINGENT CAPITAL 2010/I AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING CONTINGENT CAPITAL 2010/I SHALL BE REVOKED | Management | For | For | ||||||||
8 | CREATION OF A NEW AUTHORIZED CAPITAL 2020/I AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 750,000,000 THROUGH THE ISSUE OF NEW REGISTERED NO- PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE FEBRUARY 19, 2025 (AUTHORIZED CAPITAL 2020/I). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, - HOLDERS OF CONVERSION AND/OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIP-TION RIGHTS, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - SHARES HAVE BEEN ISSUED FOR THE PAYMENT OF SCRIP DIVIDENDS | Management | For | For | ||||||||
9 | REVOCATION OF THE EXISTING AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS, A NEW AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE REVOCATION OF THE CONTINGENT CAPITAL 2018, THE CREATION OF A NEW CONTINGENT CAPITAL 2020/I, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING OF FEBRUARY 22, 2018, TO ISSUE BONDS AND THE CORRESPONDING CONTINGENT CAPITAL 2018 SHALL BE REVOKED. THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE BEARER OR REGISTERED CONVERTIBLE BONDS AND/OR WARRANT BONDS (REFERRED TO IN THE FOLLOWING AS 'BONDS') OF UP TO EUR 4,000,000,000, CONFERRING CONVERSION OR OPTION RIGHTS FOR SHARES OF THE COMPANY, ON OR BEFORE FEBRUARY 19, 2025. SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - BONDS HAVE BEEN ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL MARKET VALUE AND CONFER CONVERSION OR OPTION RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, - RESIDUAL AMOUNTS HAVE BEEN | Management | For | For | ||||||||
EXCLUDED FROM SUBSCRIPTION RIGHTS, - HOLDERS OF CONVERSION OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS, BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND. THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 260,000,000 THROUGH THE ISSUE OF UP TO 130,000,000 NEW REGISTERED NO-PAR SHARES, INSOFAR AS CONVERSION OR OPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2020/I) | ||||||||||||
SAMSUNG ELECTRONICS CO LTD | ||||||||||||
Security | 796050888 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 18-Mar-2020 | ||||||||||
ISIN | US7960508882 | Agenda | 712211010 - Management | |||||||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | |||||||||
City / | Country | GYEONG GI | / | Korea, Republic Of | Vote Deadline Date | 09-Mar-2020 | ||||||
SEDOL(s) | 2763152 - 4942818 - 5263518 - B01D632 - BHZL0Q2 - BYW3ZR6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | 09 MAR 2020: DELETION OF COMMENT | Non-Voting | ||||||||||
1 | APPROVAL OF AUDITED FINANCIAL STATEMENTS AND ANNUAL DIVIDENDS (FY2019) | Management | For | For | ||||||||
2.1 | ELECTION OF EXECUTIVE DIRECTOR: JONG-HEE HAN | Management | For | For | ||||||||
2.2 | ELECTION OF EXECUTIVE DIRECTOR: YOON-HO CHOI | Management | For | For | ||||||||
3 | APPROVAL OF REMUNERATION LIMITS FOR DIRECTORS (FY2020) | Management | For | For | ||||||||
CMMT | 09 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
ABB LTD | ||||||||||||
Security | H0010V101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Mar-2020 | ||||||||||
ISIN | CH0012221716 | Agenda | 712221352 - Management | |||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 17-Mar-2020 | ||||||
SEDOL(s) | 7108899 - 7144053 - B02V7Z4 - B0YBLH2 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
1 | APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2019 | Management | For | For | ||||||||
2 | CONSULTATIVE VOTE ON THE 2019 COMPENSATION REPORT | Management | For | For | ||||||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | For | For | ||||||||
4 | APPROPRIATION OF EARNINGS: CHF 0.80 GROSS PER REGISTERED SHARE | Management | For | For | ||||||||
5 | AMENDMENT TO THE ARTICLES OF INCORPORATION: ARTICLE 39 PARA. 2 OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||||||
6.1 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2020 ANNUAL GENERAL MEETING TO THE 2021 ANNUAL GENERAL MEETING | Management | For | For | ||||||||
6.2 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2021 | Management | For | For | ||||||||
7.1 | ELECTION OF MATTI ALAHUHTA, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.2 | ELECTION OF GUNNAR BROCK, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.3 | ELECTION OF DAVID CONSTABLE, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.4 | ELECTION OF FREDERICO FLEURY CURADO, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.5 | ELECTION OF LARS FOERBERG, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.6 | ELECTION OF JENNIFER XIN-ZHE LI, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.7 | ELECTION OF GERALDINE MATCHETT, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.8 | ELECTION OF DAVID MELINE, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.9 | ELECTION OF SATISH PAI, AS DIRECTOR TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
7.10 | ELECTION OF JACOB WALLENBERG, AS DIRECTOR | Management | For | For | ||||||||
7.11 | ELECTION OF PETER VOSER, AS DIRECTOR AND CHAIRMAN | Management | For | For | ||||||||
8.1 | ELECTION TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | Management | For | For | ||||||||
8.2 | ELECTION TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO | Management | For | For | ||||||||
8.3 | ELECTION TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI | Management | For | For | ||||||||
9 | ELECTION OF THE INDEPENDENT PROXY: DR. HANS ZEHNDER | Management | For | For | ||||||||
10 | ELECTION OF THE AUDITORS: KPMG AG, ZURICH | Management | For | For | ||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 306339 DUE TO RECEIVED-CHANGE IN TEXT OF RESOLUTION NUMBER 5. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | ||||||||||
SCHNEIDER ELECTRIC SE | ||||||||||||
Security | F86921107 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||
ISIN | FR0000121972 | Agenda | 712239715 - Management | |||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 17-Apr-2020 | ||||||
SEDOL(s) | 4834108 - 5395875 - B11BPS1 - BF447N4 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202003062000440-29 | Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND: EUR 2.55 PER SHARE | Management | For | For | ||||||||
O.4 | INFORMATION ON THE AGREEMENTS CONCLUDED DURING THE PREVIOUS FINANCIAL YEARS | Management | For | For | ||||||||
O.5 | APPROVAL OF A NEW REGULATED AGREEMENT RELATING TO THE CONDITIONS OF DEPARTURE OF THE DEPUTY CHIEF EXECUTIVE OFFICER MR. EMMANUEL BABEAU | Management | For | For | ||||||||
O.6 | APPROVAL OF THE COMPENSATION REPORT FOR THE PAST FINANCIAL YEAR | Management | For | For | ||||||||
O.7 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-PASCAL TRICOIRE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
O.8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. EMMANUEL BABEAU AS DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
O.9 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
O.10 | APPROVAL (I) OF THE COMPENSATION POLICY SPECIFICALLY APPLICABLE TO MR. EMMANUEL BABEAU, DEPUTY CHIEF EXECUTIVE OFFICER, IN THE CONTEXT OF HIS DEPARTURE AND (II) OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO THE LATTER | Management | For | For | ||||||||
O.11 | APPROVAL OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||
O.12 | RENEWAL OF THE TERM OF OFFICE OF MR. LEO APOTHEKER AS DIRECTOR | Management | For | For | ||||||||
O.13 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | For | For | ||||||||
O.14 | RENEWAL OF THE TERM OF OFFICE OF MR. FRED KINDLE AS DIRECTOR | Management | For | For | ||||||||
O.15 | RENEWAL OF THE TERM OF OFFICE OF MR. WILLY KISSLING AS DIRECTOR | Management | For | For | ||||||||
O.16 | APPOINTMENT OF MRS. JILL LEE AS DIRECTOR | Management | For | For | ||||||||
O.17 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - THE MAXIMUM PURCHASE PRICE IS SET AT 150 EUROS PER SHARE | Management | For | For | ||||||||
E.18 | AMENDMENT TO ARTICLE 11.4 OF THE BY-LAWS TO COMPLY WITH THE AMENDED LAWS AND TO ALLOW THE APPOINTMENT OF THE SECOND DIRECTOR REPRESENTING THE EMPLOYEES BY THE EUROPEAN COMMITTEE | Management | For | For | ||||||||
E.19 | AMENDMENT TO ARTICLES 13 AND 16 OF THE BY- LAWS TO COMPLY WITH THE AMENDED LAWS AND RECTIFICATION OF A MATERIAL ERROR | Management | For | For | ||||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: IN FAVOUR OF EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY, OR VIA ENTITIES ACTING ON THEIR BEHALF OR ENTITIES ACTING TO OFFER EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP BENEFITS COMPARABLE TO THOSE OFFERED TO THE MEMBERS OF THE COMPANY SAVINGS PLAN, WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||
O.22 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
ANTA SPORTS PRODUCTS LTD | ||||||||||||
Security | G04011105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 11-May-2020 | ||||||||||
ISIN | KYG040111059 | Agenda | 712349530 - Management | |||||||||
Record Date | 05-May-2020 | Holding Recon Date | 05-May-2020 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 05-May-2020 | ||||||
SEDOL(s) | B1YVKN8 - B235FM2 - BD8NKZ6 - BP3RRC3 - BYWLB61 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0406/2020040600925.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0406/2020040600941.pdf | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND OF HK36 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
3 | TO RE-ELECT MR. LAI SHIXIAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
4 | TO RE-ELECT MR. WU YONGHUA AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
5 | TO RE-ELECT MR. WANG WENMO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
6 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | For | For | ||||||||
7 | TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | For | For | ||||||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | For | For | ||||||||
10 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 8 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 9 | Management | For | For | ||||||||
TENCENT HOLDINGS LTD | ||||||||||||
Security | G87572163 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||
ISIN | KYG875721634 | Agenda | 712379583 - Management | |||||||||
Record Date | 07-May-2020 | Holding Recon Date | 07-May-2020 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 06-May-2020 | ||||||
SEDOL(s) | BDDXGP3 - BGPHZF7 - BMN9869 - BMNDJT1 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0407/2020040701452.pdf, | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||
3.A | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | Management | For | For | ||||||||
3.B | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | Management | For | For | ||||||||
3.C | TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR | Management | For | For | ||||||||
3.D | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||
4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Against | Against | ||||||||
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||||||||
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | Against | Against | ||||||||
8 | TO APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
SAP SE | ||||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 20-May-2020 | ||||||||||
ISIN | DE0007164600 | Agenda | 712477202 - Management | |||||||||
Record Date | 07-May-2020 | Holding Recon Date | 07-May-2020 | |||||||||
City / | Country | WALLDO RF | / | Germany | Vote Deadline Date | 14-May-2020 | ||||||
SEDOL(s) | 4846288 - 4882185 - B115107 - B4KJM86 - BF0Z8B6 - BGRHNY0 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- GROUP ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP- MANAGEMENT REPORT OF SAP SE,INCLUDING THE COMPENSATION REPORT AND THE-EXECUTIVE BOARD'S EXPLANATORY NOTES RELATING TO THE INFORMATION PROVIDED-PURSUANTTO SECTIONS 289A (1) AND 315A (1) OF THE GERMAN COMMERCIAL CODE-(HANDELSGESETZBUCH; "HGB"), AND THE SUPERVISORY BOARD'S REPORT,EACH FOR-FISCAL YEAR 2019 | Non-Voting | ||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2019 | Management | For | For | ||||||||
3 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2019 | Management | For | For | ||||||||
4 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2019 | Management | For | For | ||||||||
5 | APPOINTMENT OF THE AUDITORS OF THE ANNUAL FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2020: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN,GERMANY, BE APPOINTED AUDITORS | Management | For | For | ||||||||
6.A | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL I FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS (IN RESPECT OF FRACTIONAL SHARES ONLY), AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (5) OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||||||
6.B | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL II FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH OR IN KIND, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (6) OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||||||
7 | RESOLUTION ON THE APPROVAL OF THE COMPENSATION SYSTEM FOR THE EXECUTIVE BOARD MEMBERS | Management | For | For | ||||||||
8 | RESOLUTION ON THE CONFIRMATION OF THE COMPENSATION OF THE SUPERVISORY BOARD MEMBERS | Management | For | For | ||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting |
Form N-PX Proxy Voting Record
Fund Name: Guinness Atkinson Renminbi Yuan & Bond Fund
Reporting Period: 07/01/2019 through 06/30/2020
The Fund invests in securities that do not have voting rights. No votes have been cast on securities by Fund during the reporting period.
Guinness Atkinson Global Energy Fund
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
REABOLD RESOURCES PLC | |||||||||||
Security | G7398R108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Jul-2019 | |||||||||
ISIN | GB00B95L0551 | Agenda | 711378910 - Management | ||||||||
Record Date | Holding Recon Date | 26-Jul-2019 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 24-Jul-2019 | |||||
SEDOL(s) | B95L055 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS | Management | For | For | |||||||
2 | TO RE-ELECT JEREMY EDELMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3 | TO RE-ELECT ANTHONY SAMAHA AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO RE-APPOINT MAZARS LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,000,000 | Management | For | For | |||||||
6 | TO DIS-APPLY THE PRE-EMPTION RIGHTS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,000,000 | Management | Against | Against | |||||||
7 | THE COMPANY'S SHARE PREMIUM ACCOUNT BE AND IS HEREBY CANCELLED | Management | For | For | |||||||
CMMT | 04 JUL 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
SOCO INTERNATIONAL PLC | |||||||||||
Security | G8248C127 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Oct-2019 | |||||||||
ISIN | GB00B572ZV91 | Agenda | 711590516 - Management | ||||||||
Record Date | Holding Recon Date | 14-Oct-2019 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 10-Oct-2019 | |||||
SEDOL(s) | B572ZV9 - B60MYS3 - B64H893 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | THAT THE REGISTERED NAME OF THE COMPANY BE CHANGED TO "PHAROS ENERGY PLC" | Management | No Vote | No Vote | |||||||
REABOLD RESOURCES PLC | |||||||||||
Security | G7398R108 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Oct-2019 | |||||||||
ISIN | GB00B95L0551 | Agenda | 711615469 - Management | ||||||||
Record Date | Holding Recon Date | 24-Oct-2019 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 22-Oct-2019 | |||||
SEDOL(s) | B95L055 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE PLACING | Management | For | For | |||||||
2 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE PROPOSED EQUITY SWAP | Management | For | For | |||||||
3 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH THE PLACING | Management | For | For | |||||||
CNOOC LTD | |||||||||||
Security | Y1662W117 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-Nov-2019 | |||||||||
ISIN | HK0883013259 | Agenda | 711746062 - Management | ||||||||
Record Date | 15-Nov-2019 | Holding Recon Date | 15-Nov-2019 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 15-Nov-2019 | |||||
SEDOL(s) | B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1106/2019110600027.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 1106/2019110600035.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO APPROVE THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |||||||
2 | TO APPROVE THE PROPOSED CAPS FOR EACH CATEGORY OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |||||||
PETROCHINA CO LTD | |||||||||||
Security | Y6883Q104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Mar-2020 | |||||||||
ISIN | CNE1000003W8 | Agenda | 712247673 - Management | ||||||||
Record Date | 21-Feb-2020 | Holding Recon Date | 21-Feb-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 19-Mar-2020 | |||||
SEDOL(s) | 5939507 - 6226576 - BD8NGP8 - BP3RWW8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0310/2020031000595.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 1.1 THROUGH 1.3 WILL BE PROCESSED AS TAKE NO ACTIONBY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 355182 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION.1.3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | |||||||||
1.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. DAI HOULIANG AS DIRECTOR OF THE COMPANY | Management | For | For | |||||||
1.2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LV BO AS DIRECTOR OF THE COMPANY | Management | For | For | |||||||
1.3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI FANRONG AS DIRECTOR OF THE COMPANY | Management | For | For | |||||||
DIVERSIFIED GAS & OIL PLC | |||||||||||
Security | G2891G105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Apr-2020 | |||||||||
ISIN | GB00BYX7JT74 | Agenda | 712295648 - Management | ||||||||
Record Date | Holding Recon Date | 10-Apr-2020 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 07-Apr-2020 | |||||
SEDOL(s) | BGK1X94 - BYPZWD4 - BYX7JT7 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3 | TO APPOINT THE AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY: APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | |||||||
4 | TO AUTHORISE THE DIRECTORS' TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
5 | TO RE-ELECT DAVID EDWARD JOHNSON AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT ROBERT "RUSTY" RUSSELL HUTSON JR. AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-ELECT BRADLEY GRAFTON GRAY AS A DIRECTOR, | Management | For | For | |||||||
8 | TO RE-ELECT MARTIN KEITH THOMAS AS A DIRECTOR | Management | For | For | |||||||
9 | TO RE-ELECT DAVID JACKSON TURNER, JR. AS A DIRECTOR | Management | For | For | |||||||
10 | TO RE-ELECT SANDRA MARY STASH AS A DIRECTOR | Management | For | For | |||||||
11 | TO RE-ELECT MELANIE ANNE LITTLE AS A DIRECTOR | Management | For | For | |||||||
12 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For | |||||||
13 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
14 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||
15 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURES | Management | For | For | |||||||
16 | TO AUTHORISE COMMUNICATION TO THE SHAREHOLDERS BY ELECTRONIC MEANS | Management | For | For | |||||||
17 | AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
18 | AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND OTHER CAPITAL INVESTMENT | Management | For | For | |||||||
19 | AUTHORITY TO PURCHASE THE COMPANY'S OWN SHARES | Management | For | For | |||||||
20 | AUTHORISATION OF THE APPROPRIATION OF THE COMPANY'S DISTRIBUTABLE PROFITS AND THE DEEDS OF RELEASE | Management | Abstain | Against | |||||||
21 | TO APPROVE AMENDMENT TO ARTICLES | Management | For | For | |||||||
22 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS, OTHER THAN ANNUAL GENERAL MEETINGS, ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
CMMT | 30 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
GALP ENERGIA SGPS SA | |||||||||||
Security | X3078L108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2020 | |||||||||
ISIN | PTGAL0AM0009 | Agenda | 712293579 - Management | ||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | ||||||||
City / | Country | TBD | / | Portugal | Vote Deadline Date | 14-Apr-2020 | |||||
SEDOL(s) | B1FW751 - B1G4TB6 - B28H9J8 - BHZLGV9 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | |||||||||
1 | APPROVE INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||
2 | APPROVE ALLOCATION OF INCOME | Management | For | For | |||||||
3 | APPRAISE MANAGEMENT OF COMPANY AND APPROVE VOTE OF CONFIDENCE TO BOARD OF DIRECTORS | Management | For | For | |||||||
4 | APPRAISE SUPERVISION OF COMPANY AND APPROVE VOTE OF CONFIDENCE TO FISCAL COUNCIL | Management | For | For | |||||||
5 | APPRAISE WORK PERFORMED BY STATUTORY AUDITOR AND APPROVE VOTE OF CONFIDENCE TO STATUTORY AUDITOR | Management | For | For | |||||||
6 | APPROVE STATEMENT ON REMUNERATION POLICY | Management | For | For | |||||||
7 | AUTHORIZE REPURCHASE AND REISSUANCE OF SHARES AND BONDS | Management | For | For | |||||||
CMMT | 08 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 16 APR 2020 TO 17 APR 2020 AND FURTHER CHANGE IN RECORD DATE FROM 17 APR-2020 TO 16 APR 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
IMPERIAL OIL LTD | |||||||||||
Security | 453038408 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2020 | |||||||||
ISIN | CA4530384086 | Agenda | 712262118 - Management | ||||||||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | ||||||||
City / | Country | TBD | / | Canada | Vote Deadline Date | 27-Apr-2020 | |||||
SEDOL(s) | 2454241 - 2454252 - 4455866 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1 AND 2.1 TO 2.7. THANK YOU | Non-Voting | |||||||||
1 | PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY | Management | For | For | |||||||
2.1 | ELECTION OF DIRECTOR: D.C. (DAVID) BROWNELL | Management | For | For | |||||||
2.2 | ELECTION OF DIRECTOR: D.W. (DAVID) CORNHILL | Management | For | For | |||||||
2.3 | ELECTION OF DIRECTOR: B.W. (BRADLEY) CORSON | Management | For | For | |||||||
2.4 | ELECTION OF DIRECTOR: K.T. (KRYSTYNA) HOEG | Management | For | For | |||||||
2.5 | ELECTION OF DIRECTOR: M.C. (MIRANDA) HUBBS | Management | For | For | |||||||
2.6 | ELECTION OF DIRECTOR: J.M. (JACK) MINTZ | Management | For | For | |||||||
2.7 | ELECTION OF DIRECTOR: D.S. (DAVID) SUTHERLAND | Management | For | For | |||||||
SUNCOR ENERGY INC | |||||||||||
Security | 867224107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-May-2020 | |||||||||
ISIN | CA8672241079 | Agenda | 712215929 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 30-Apr-2020 | |||||
SEDOL(s) | B3NB0P5 - B3NB1P2 - B3Y1BQ2 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | |||||||||
1.1 | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: MEL E. BENSON | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JOHN D. GASS | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: DENNIS M. HOUSTON | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: MARK S. LITTLE | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: BRIAN P. MACDONALD | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: MAUREEN MCCAW | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: LORRAINE MITCHELMORE | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: EIRA M. THOMAS | Management | For | For | |||||||
1.10 | ELECTION OF DIRECTOR: MICHAEL M. WILSON | Management | For | For | |||||||
2 | APPOINTMENT OF AUDITORS: APPOINTMENT OF KPMG LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR | Management | For | For | |||||||
3 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION: TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 26, 2020 | Management | For | For | |||||||
REPSOL S.A. | |||||||||||
Security | E8471S130 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | |||||||||
ISIN | ES0173516115 | Agenda | 712342055 - Management | ||||||||
Record Date | 01-May-2020 | Holding Recon Date | 01-May-2020 | ||||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 01-May-2020 | |||||
SEDOL(s) | 2525095 - 5669343 - 5669354 - B114HV7 - BF447G7 - BHZLQX1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 08 MAY 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||||||||
1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS | Management | For | For | |||||||
2 | APPROVAL OF THE NON-FINANCIAL INFORMATION REPORT | Management | For | For | |||||||
3 | ALLOCATION OF RESULTS | Management | For | For | |||||||
4 | APPROVAL OF THE CREATION OF THE VOLUNTARY RESERVES NOT ARISING FROM PROFITS ACCOUNT BY RECOGNISING AND INITIAL CHARGE TO THE SHARE PREMIUM ACCOUNT, AND TRANSFER OF THE BALANCE OF THE RESERVES FOR THE TRANSITION TO THE 2007 SPANISH GENERAL ACCOUNTS PLAN ACCOUNT TO THE VOLUNTARY RESERVES ACCOUNT | Management | For | For | |||||||
5 | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
6 | INCREASE OF SHARE CAPITAL CHARGED TO RESERVES | Management | For | For | |||||||
7 | SECOND CAPITAL INCREASE CHARGED TO RESERVES | Management | For | For | |||||||
8 | APPROVAL OF A REDUCTION OF SHARE CAPITAL | Management | For | For | |||||||
9 | APPROVAL OF THREE NEW ADDITIONAL CYCLES OF THE BENEFICIARIES SHARE PURCHASE PLAN OF THE LONG TERM INCENTIVES PROGRAMMES | Management | For | For | |||||||
10 | APPROVAL OF A NEW LONG TERM INCENTIVE PROGRAM | Management | For | For | |||||||
11 | ADVISORY VOTE ON THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
12 | DELEGATION OF POWERS TO INTERPRET, SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL | Management | For | For | |||||||
CANADIAN NATURAL RESOURCES LTD | |||||||||||
Security | 136385101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | |||||||||
ISIN | CA1363851017 | Agenda | 712343095 - Management | ||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | ||||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 01-May-2020 | |||||
SEDOL(s) | 2125202 - 2171573 - 5313673 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.A, 1.B.1 TO 1.B.11 AND 2. THANK YOU | Non-Voting | |||||||||
1.A | TO VOTE ON THE ELECTION OF DIRECTORS OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: ALL NOMINEES | Management | For | For | |||||||
1.B.1 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: CATHERINE M. BEST | Management | For | For | |||||||
1.B.2 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: M. ELIZABETH CANNON | Management | For | For | |||||||
1.B.3 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: N. MURRAY EDWARDS | Management | For | For | |||||||
1.B.4 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: CHRISTOPHER L. FONG | Management | For | For | |||||||
1.B.5 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: AMBASSADOR GORDON D. GIFFIN | Management | For | For | |||||||
1.B.6 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: WILFRED A. GOBERT | Management | For | For | |||||||
1.B.7 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: STEVE W. LAUT | Management | For | For | |||||||
1.B.8 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: TIM S. MCKAY | Management | For | For | |||||||
1.B.9 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: HONOURABLE FRANK J. MCKENNA | Management | For | For | |||||||
1B.10 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: DAVID A. TUER | Management | For | For | |||||||
1B.11 | TO VOTE ON THE ELECTION OF DIRECTOR OF THE CORPORATION FOR THE ENSUING YEAR, THE NOMINEES PROPOSED BY MANAGEMENT DESCRIBED IN THE INFORMATION CIRCULAR ACCOMPANYING THE NOTICE OF MEETING AND THIS INSTRUMENT OF PROXY: INDIVIDUALLY AS FOLLOW: ANNETTE M. VERSCHUREN | Management | For | For | |||||||
2 | APPOINTMENT OF AUDITORS THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION | Management | For | For | |||||||
3 | EXECUTIVE COMPENSATION ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE INFORMATION CIRCULAR | Management | For | For | |||||||
ENI S.P.A. | |||||||||||
Security | T3643A145 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | |||||||||
ISIN | IT0003132476 | Agenda | 712489992 - Management | ||||||||
Record Date | 04-May-2020 | Holding Recon Date | 04-May-2020 | ||||||||
City / | Country | ROME | / | Italy | Vote Deadline Date | 05-May-2020 | |||||
SEDOL(s) | 7145056 - B07LWK9 - B0ZNKV4 - BF445R4 - BFNKR66 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||
O.1 | ENI S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2019. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS REPORTS | Management | No Vote | No Vote | |||||||
O.2 | NET PROFIT ALLOCATION | Management | No Vote | No Vote | |||||||
O.3 | TO STATE BOARD OF DIRECTORS' MEMBERS NUMBER | Management | No Vote | No Vote | |||||||
O.4 | TO STATE THE BOARD OF DIRECTORS' TERM OF OFFICE | Management | No Vote | No Vote | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | |||||||||
O.5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL: LUCIA CALVOSA, CLAUDIO DESCALZI, FILIPPO GIANSANTE, ADA LUCIA DE CESARIS, NATHALIE TOCCI, EMANUELE PICCINNO | Shareholder | |||||||||
O.5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SD ALLIANZ VAL FUNDS - AGE SPIRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF | Shareholder | |||||||||
THE FUNDS: AMUNDI DIVIDEND ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, | |||||||||||
EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET | |||||||||||
VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; | |||||||||||
MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL: KARINA AUDREY LITVACK, PIETRO ANGELO MARIO GUINDANI, RAPHAEL LOUIS L. VERMEIR | |||||||||||
O.6 | TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Vote | No Vote | |||||||
O.7 | TO STATE THE CHAIRMAN AND BOARD OF DIRECTORS MEMBERS' EMOLUMENTS | Management | No Vote | No Vote | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | |||||||||
O.8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: MARCO SERACINI, MARIO NOTARI, GIOVANNA CERIBELLI, ALTERNATE AUDITORS: ROBERTO MAGLIO, MONICA VECCHIATI | Shareholder | No Vote | No Vote | |||||||
O.8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY ABERDEEN STANDARD IVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SDV ALLIANZ VGL FONDS - AGI SYSPRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA | Shareholder | No Vote | No Vote | |||||||
PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, | |||||||||||
EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION | |||||||||||
PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: ROSALBA CASIRAGHI , ENRICO MARIA BIGNAMI, ALTERNATE AUDITOR: CLAUDIA MEZZABOTTA | |||||||||||
O.9 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | |||||||||
O.10 | TO STATE THE CHAIRMAN AND INTERNAL AUDITORS' EMOLUMENTS | Management | No Vote | No Vote | |||||||
O.11 | LONG-TERM 2020 - 2022 INCENTIVE PLAN AND DISPOSAL OF OWN SHARES TO SERVICE THE PLAN | Management | No Vote | No Vote | |||||||
O.12 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (I SECTION): REMUNERATION POLICY | Management | No Vote | No Vote | |||||||
O.13 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (II SECTION): EMOLUMENTS PAID | Management | No Vote | No Vote | |||||||
E.14 | CANCELLATION OF OWN SHARES IN PORTFOLIO, WITHOUT THE REDUCTION OF SHARE CAPITAL AND SUBSEQUENT AMENDMENT OF ART. 5.1 OF THE COMPANY BYLAWS (SHARE CAPITAL); RESOLUTIONS RELATED THERETO | Management | No Vote | No Vote | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384011 DUE TO RECEIPT OF-SLATES UNDER RESOLUTIONS 5 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | |||||||||
EQUINOR ASA | |||||||||||
Security | R2R90P103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | |||||||||
ISIN | NO0010096985 | Agenda | 712486869 - Management | ||||||||
Record Date | 13-May-2020 | Holding Recon Date | 13-May-2020 | ||||||||
City / | Country | STAVAN GER | / | Norway | Blocking | Vote Deadline Date | 06-May-2020 | ||||
SEDOL(s) | 7133608 - B0334H0 - B0CRGF5 - B28MNJ1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | |||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | |||||||||
3 | ELECTION OF CHAIR FOR THE MEETING: THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING ELECTS THE CHAIR OF THE CORPORATE ASSEMBLY, TONE LUNDE BAKKER, AS CHAIR OF THE MEETING | Management | For | For | |||||||
4 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | For | For | |||||||
5 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | For | |||||||
6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR EQUINOR ASA AND THE EQUINOR GROUP FOR 2019, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF FOURTH QUARTER 2019 DIVIDEND: USD 0.27 PER SHARE | Management | For | For | |||||||
7 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2019 | Management | For | For | |||||||
8 | REDUCTION IN CAPITAL THROUGH THE CANCELLATION OF OWN SHARES AND THE REDEMPTION OF SHARES BELONGING TO THE NORWEGIAN GOVERNMENT | Management | For | For | |||||||
9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER TO SET SHORT-, MEDIUM-, AND LONG -TERM NET CARBON INTENSITY TARGETS (INCLUDING SCOPE 1, 2 AND 3) | Shareholder | For | Against | |||||||
10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER TO STOP ALL EXPLORATION ACTIVITY AND TEST DRILLING FOR FOSSIL ENERGY RESOURCES | Shareholder | For | Against | |||||||
11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER TO CONSIDER THE HEALTH EFFECTS OF GLOBAL WARMING DUE TO FOSSIL ENERGY IN THE COMPANY'S FURTHER STRATEGY | Shareholder | For | Against | |||||||
12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDERS TO REFRAIN FROM OIL AND GAS EXPLORATION AND PRODUCTION ACTIVITIES IN CERTAIN AREAS | Shareholder | For | Against | |||||||
13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER TO STOP ALL OIL AND GAS ACTIVITIES OUTSIDE THE NORWEGIAN CONTINENTAL SHELF | Shareholder | For | Against | |||||||
14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER REGARDING NEW DIRECTION FOR THE COMPANY INCLUDING PHASING OUT OF ALL EXPLORATION ACTIVITIES WITHIN TWO YEARS | Shareholder | For | Against | |||||||
15 | THE BOARD OF DIRECTORS' REPORT ON CORPORATE GOVERNANCE | Management | For | For | |||||||
16.1 | THE BOARD OF DIRECTORS' DECLARATION ON REMUNERATION AND OTHER EMPLOYMENT TERMS FOR EQUINOR'S CORPORATE EXECUTIVE COMMITTEE: ADVISORY VOTE RELATED TO THE BOARD OF DIRECTORS' GUIDELINES ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | Management | For | For | |||||||
16.2 | THE BOARD OF DIRECTORS' DECLARATION ON REMUNERATION AND OTHER EMPLOYMENT TERMS FOR EQUINOR'S CORPORATE EXECUTIVE COMMITTEE: APPROVAL OF THE BOARD OF DIRECTORS' GUIDELINES ON REMUNERATION LINKED TO THE DEVELOPMENT OF THE COMPANY'S SHARE PRICE | Management | For | For | |||||||
17 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2019 | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT RESOLUTION 18 TO 21 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | |||||||||
18.1 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER TONE LUNDE BAKKER (RE- ELECTION, NOMINATED AS CHAIR) | Management | For | For | |||||||
18.2 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER NILS BASTIANSEN (RE- ELECTION, NOMINATED AS DEPUTY CHAIR) | Management | For | For | |||||||
18.3 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER GREGER MANNSVERK (RE- ELECTION) | Management | For | For | |||||||
18.4 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER TERJE VENOLD (RE- ELECTION) | Management | For | For | |||||||
18.5 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER KJERSTI KLEVEN (RE- ELECTION) | Management | For | For | |||||||
18.6 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER FINN KINSERDAL (RE- ELECTION) | Management | For | For | |||||||
18.7 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER JARLE ROTH (RE-ELECTION) | Management | For | For | |||||||
18.8 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER KARI SKEIDSVOLL MOE (RE- ELECTION) | Management | For | For | |||||||
18.9 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER KJERSTIN FYLLINGEN (NEW MEMBER, FORMER 1. DEPUTY MEMBER) | Management | For | For | |||||||
18.10 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER KJERSTIN RASMUSSEN BRAATHEN (NEW ELECTION) | Management | For | For | |||||||
18.11 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER MARI REGE (NEW ELECTION) | Management | For | For | |||||||
18.12 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: MEMBER BRYNJAR KRISTIAN FORBERGSKOG (NEW ELECTION) | Management | For | For | |||||||
18.13 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: KNUT NESSE (NEW ELECTION) | Management | For | For | |||||||
18.14 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: TROND STRAUME (NEW ELECTION) | Management | For | For | |||||||
18.15 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI JONASSEN (RE-ELECTION) | Management | For | For | |||||||
18.16 | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: MARTIN WIEN FJELL (RE-ELECTION) | Management | For | For | |||||||
19 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY MEMBERS | Management | For | For | |||||||
20.1 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: CHAIR TONE LUNDE BAKKER (RE- ELECTION AS CHAIR) | Management | For | For | |||||||
20.2 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: MEMBER BJORN STALE HAAVIK WITH PERSONAL DEPUTY MEMBER ANDREAS HILDING ERIKSEN (NEW ELECTION) | Management | For | For | |||||||
20.3 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: MEMBER JARLE ROTH (RE-ELECTION) | Management | For | For | |||||||
20.4 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: MEMBER BERIT L. HENRIKSEN (RE- ELECTION) | Management | For | For | |||||||
21 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE MEMBERS | Management | For | For | |||||||
22 | AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES IN THE MARKET TO CONTINUE OPERATION OF THE SHARE SAVINGS PLAN FOR EMPLOYEES | Management | For | For | |||||||
23 | AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Management | For | For | |||||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security | G7690A100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-May-2020 | |||||||||
ISIN | GB00B03MLX29 | Agenda | 712414161 - Management | ||||||||
Record Date | Holding Recon Date | 15-May-2020 | |||||||||
City / | Country | THE HAGUE | / | United Kingdom | Vote Deadline Date | 12-May-2020 | |||||
SEDOL(s) | B03MLX2 - B09CBL4 - B0DV8Y9 - B0XPJL5 - BF448N1 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2019, TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED | Management | For | For | |||||||
2 | THAT THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 155 TO 163 OF THE DIRECTORS' REMUNERATION REPORT, BE APPROVED | Management | For | For | |||||||
3 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 135 TO 154 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2019, BE APPROVED | Management | For | For | |||||||
4 | THAT DICK BOER BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 20, 2020 | Management | For | For | |||||||
5 | THAT ANDREW MACKENZIE BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM 1 OCTOBER, 2020 | Management | For | For | |||||||
6 | THAT MARTINA HUND-MEJEAN BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 20, 2020 | Management | For | For | |||||||
7 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | THAT NEIL CARSON BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | THAT ANN GODBEHERE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
10 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
11 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
12 | THAT CATHERINE HUGHES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
13 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
14 | THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
15 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
16 | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | |||||||
17 | THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2020 ON BEHALF OF THE BOARD | Management | For | For | |||||||
18 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 182.7 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021, AND THE END OF THE AGM TO BE HELD IN 2021 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | For | For | |||||||
19 | THAT IF RESOLUTION 18 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF | Management | For | For | |||||||
OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 27.4 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021 AND THE END OF THE AGM TO BE HELD IN 2021 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | |||||||||||
20 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 783 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021, AND THE END OF THE AGM TO BE HELD IN 2021 BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE | Management | For | For | |||||||
ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED | |||||||||||
21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2020 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 | Shareholder | Abstain | Against | |||||||
CHINA PETROLEUM & CHEMICAL CORPORATION | |||||||||||
Security | Y15010104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-May-2020 | |||||||||
ISIN | CNE1000002Q2 | Agenda | 712489649 - Management | ||||||||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 13-May-2020 | |||||
SEDOL(s) | 6291819 - 7027756 - BD8NDW4 - BP3RSM0 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 379967 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0423/2020042301301.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0423/2020042301403.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0329/2020032900327.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF SINOPEC CORP. ("THE BOARD") FOR 2019 | Management | For | For | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. FOR 2019 | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL REPORTS OF SINOPEC CORP. FOR THE YEAR ENDED 31 DECEMBER 2019 PREPARED BY PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS | Management | For | For | |||||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
5 | TO AUTHORISE THE BOARD TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR THE YEAR 2020 | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE EXTERNAL AUDITORS OF SINOPEC CORP. FOR THE YEAR 2020, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATIONS | Management | For | For | |||||||
7 | TO AUTHORISE THE BOARD TO DETERMINE THE PROPOSED PLAN FOR ISSUANCE OF DEBT FINANCING INSTRUMENT(S) | Management | For | For | |||||||
8 | TO GRANT TO THE BOARD A GENERAL MANDATE TO ISSUE NEW DOMESTIC SHARES AND/OR OVERSEAS-LISTED FOREIGN SHARES OF SINOPEC CORP | Management | For | For | |||||||
9 | TO ELECT MR. LIU HONGBIN AS AN EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |||||||
10 | TO CONSIDER AND APPROVE THE PROVISION OF EXTERNAL GUARANTEES | Management | For | For | |||||||
PHAROS ENERGY PLC | |||||||||||
Security | M7S90R102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2020 | |||||||||
ISIN | GB00B572ZV91 | Agenda | 712460839 - Management | ||||||||
Record Date | Holding Recon Date | 18-May-2020 | |||||||||
City / | Country | TBD | / | United Kingdom | Vote Deadline Date | 14-May-2020 | |||||
SEDOL(s) | B572ZV9 - B60MYS3 - B64H893 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | TO APPROVE THE REMUNERATION POLICY INCLUDED IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT INCLUDED IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
4 | TO REAPPOINT JOHN E MARTIN WHO IS THE CHAIR OF THE NOMINATIONS AND ESG COMMITTEES, AS A DIRECTOR | Management | For | For | |||||||
5 | TO REAPPOINT EDWARD T STORY WHO IS A MEMBER OF THE NOMINATIONS AND ESG COMMITTEES AS A DIRECTOR | Management | For | For | |||||||
6 | TO REAPPOINT JANICE M BROWN WHO IS A MEMBER OF THE ESG COMMITTEE AS A DIRECTOR | Management | For | For | |||||||
7 | TO REAPPOINT MICHAEL J WATTS AS A DIRECTOR | Management | For | For | |||||||
8 | TO REAPPOINT ROBERT G GRAY WHO IS CHAIR OF THE REMUNERATION COMMITTEE AND A MEMBER OF THE AUDIT AND RISK NOMINATIONS AND ESG COMMITTEES AS A DIRECTOR | Management | For | For | |||||||
9 | TO REAPPOINT MARIANNE DARYABEGUI WHO IS A MEMBER OF THE AUDIT AND RISK REMUNERATION AND NOMINATIONS COMMITTEES AS A DIRECTOR | Management | For | For | |||||||
10 | TO REAPPOINT LISA MITCHELL WHO IS CHAIR OF THE AUDIT AND RISK COMMITTEE AND A MEMBER OF THE NOMINATIONS AND ESG COMMITTEES AS A DIRECTOR | Management | For | For | |||||||
11 | TO REAPPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
12 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE FOR AND ON BEHALF OF THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION | Management | For | For | |||||||
13 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES S.551 OF THE COMPANIES ACT 2006 | Management | For | For | |||||||
14 | TO DISAPPLY PRE-EMPTION RIGHTS S.570 AND S.573 OF THE COMPANIES ACT 2006 | Management | Against | Against | |||||||
15 | TO DISAPPLY PRE-EMPTION RIGHTS S.570 AND S.573 OF THE COMPANIES ACT 2006 UP TO A FURTHER 5 PERCENT FOR ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS | Management | For | For | |||||||
16 | TO AUTHORISE THE COMPANY TO REPURCHASE ITS OWN SHARES S.701 OF THE COMPANIES ACT 2006 | Management | For | For | |||||||
17 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS OF THE COMPANY OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | |||||||
ENQUEST PLC | |||||||||||
Security | G3159S104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-May-2020 | |||||||||
ISIN | GB00B635TG28 | Agenda | 712486782 - Management | ||||||||
Record Date | Holding Recon Date | 19-May-2020 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | B3K6VK5 - B3SZDK8 - B635TG2 - B63Q8X5 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | Management | For | For | |||||||
2 | TO RE-ELECT MR AMJAD BSEISU AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3 | TO RE-ELECT MR JONATHAN SWINNEY AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4 | TO ELECT MR MARTIN HOUSTON AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | TO RE-ELECT MS LAURIE FITCH AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | TO RE-ELECT MR PHILIP HOLLAND AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | TO RE-ELECT MR CARL HUGHES AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | TO RE-ELECT MR HOWARD PAVER AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | TO RE-ELECT MR JOHN WINTERMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
10 | TO APPOINT DELOITTE AS AUDITOR OF THE COMPANY | Management | For | For | |||||||
11 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
12 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AS SET OUT ON PAGES 71 TO 92 OF THE 2019 ANNUAL REPORT AND ACCOUNTS | Management | For | For | |||||||
13 | TO APPROVE THE RULES OF THE ENQUEST PLC 2020 PERFORMANCE SHARE PLAN (THE 'NEW PSP'), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN APPENDIX 1 AND APPENDIX 2 TO THIS NOTICE AND A COPY OF WHICH IS PRODUCED IN DRAFT TO THE MEETING AND INITIALLED BY THE CHAIRMAN FOR THE PURPOSES OF | Management | For | For | |||||||
IDENTIFICATION, AND TO AUTHORISE THE DIRECTORS TO: (A) ADOPT THE NEW PSP AND DO ALL ACTS AND THINGS NECESSARY TO IMPLEMENT THE NEW PSP, INCLUDING MAKING SUCH MODIFICATIONS AS THE DIRECTORS CONSIDER APPROPRIATE; AND (B) ADOPT FURTHER EMPLOYEE SHARE PLANS BASED ON THE NEW PSP, BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER SUCH FURTHER PLANS AND SCHEDULES ARE TREATED AS COUNTING AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE NEW PSP | |||||||||||
14 | TO APPROVE THE RULES OF THE ENQUEST PLC 2020 RESTRICTED SHARE PLAN (THE 'NEW RSP'), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN APPENDIX 1 AND APPENDIX 3 TO THIS NOTICE AND A COPY OF WHICH IS PRODUCED IN DRAFT TO THE MEETING AND INITIALLED BY THE CHAIRMAN FOR THE PURPOSES OF IDENTIFICATION, AND TO AUTHORISE THE DIRECTORS TO: (A) ADOPT THE NEW RSP AND DO ALL ACTS AND THINGS NECESSARY TO IMPLEMENT THE NEW RSP, INCLUDING MAKING SUCH MODIFICATIONS AS THE DIRECTORS CONSIDER APPROPRIATE; AND (B) ADOPT FURTHER EMPLOYEE SHARE PLANS BASED ON THE NEW RSP, BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER SUCH FURTHER PLANS AND SCHEDULES ARE TREATED AS COUNTING AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE NEW RSP | Management | For | For | |||||||
15 | TO APPROVE THE RULES OF THE ENQUEST PLC 2020 DEFERRED BONUS SHARE PLAN (THE 'NEW DBSP'), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN APPENDIX 1 AND APPENDIX 4 TO THIS NOTICE AND A COPY OF WHICH IS PRODUCED IN DRAFT TO THE MEETING AND INITIALLED BY THE CHAIRMAN FOR THE PURPOSES OF IDENTIFICATION, AND TO AUTHORISE THE DIRECTORS TO: (A) ADOPT THE NEW DBSP AND DO ALL ACTS AND THINGS NECESSARY TO IMPLEMENT THE NEW DBSP, INCLUDING MAKING SUCH MODIFICATIONS AS THE DIRECTORS CONSIDER APPROPRIATE; AND (B) ADOPT FURTHER EMPLOYEE SHARE PLANS BASED ON THE NEW DBSP, BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER SUCH FURTHER PLANS AND SCHEDULES ARE TREATED AS COUNTING AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE NEW DBSP | Management | For | For | |||||||
16 | TO APPROVE THE RULES OF THE ENQUEST PLC 2020 SHARESAVE SCHEME (THE 'NEW SHARESAVE'), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED IN APPENDIX 1 AND APPENDIX 5 TO THIS NOTICE AND A COPY OF WHICH IS PRODUCED IN DRAFT TO THE MEETING AND INITIALLED BY THE CHAIRMAN FOR THE PURPOSES OF IDENTIFICATION, AND TO AUTHORISE THE DIRECTORS TO: (A) ADOPT THE NEW SHARESAVE AND DO ALL ACTS AND THINGS NECESSARY TO IMPLEMENT THE NEW SHARESAVE, INCLUDING MAKING SUCH MODIFICATIONS AS THE DIRECTORS CONSIDER APPROPRIATE; AND (B) ADOPT FURTHER EMPLOYEE SHARE PLANS BASED ON THE NEW SHARESAVE, BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER SUCH FURTHER PLANS AND SCHEDULES ARE TREATED AS COUNTING AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE NEW SHARESAVE | Management | For | For | |||||||
17 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006 (THE 'ACT'), THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION IS EFFECTIVE ARE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR TO INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING USD 80,000 IN TOTAL; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS (OTHER THAN POLITICAL PARTIES) NOT EXCEEDING USD 80,000 IN TOTAL; AND (C) INCUR ANY POLITICAL EXPENDITURE NOT EXCEEDING USD 80,000 IN TOTAL, IN EACH CASE DURING THE PERIOD BEGINNING WITH THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IN 2021 (OR, IF EARLIER, ON 30 JUNE 2021), AND PROVIDED THAT THE AGGREGATE AMOUNT OF POLITICAL DONATIONS AND POLITICAL EXPENDITURE SO MADE AND INCURRED BY THE COMPANY AND ITS SUBSIDIARIES PURSUANT TO THIS RESOLUTION SHALL NOT EXCEED USD80,000. FOR THE PURPOSE OF THIS RESOLUTION 'POLITICAL DONATION', 'POLITICAL PARTY', 'POLITICAL ORGANISATION', 'INDEPENDENT ELECTION CANDIDATE' AND 'POLITICAL EXPENDITURE' ARE TO BE CONSTRUED IN ACCORDANCE WITH SECTIONS 363, 364 AND 365 OF THE ACT | Management | For | For | |||||||
18 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT'), TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES: (A) UP TO AN AGGREGATE NOMINAL AMOUNT (WITHIN THE MEANING OF SECTION 551(3) AND (6) OF THE ACT) OF GBP 28,260,540 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT ALLOTTED OR GRANTED UNDER (B) BELOW IN EXCESS OF SUCH SUM); AND (B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) UP TO AN AGGREGATE NOMINAL AMOUNT (WITHIN THE MEANING OF SECTION 551(3) AND (6) OF THE ACT) OF GBP 56,529,558 (SUCH AMOUNT TO BE REDUCED BY ALLOTMENTS OR GRANTS MADE UNDER (A) ABOVE) IN CONNECTION WITH OR PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY THEM ON THE RECORD DATE FOR SUCH ALLOTMENT (AND HOLDERS OF ANY OTHER CLASS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN OR IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES), BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER, THESE AUTHORISATIONS TO EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IN 2021 (OR, IF EARLIER ON 30 JUNE 2021), (SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES, OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES, IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORISATIONS CONFERRED HEREBY HAD NOT EXPIRED) | Management | For | For | |||||||
19 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 18 SET OUT ABOVE, THE DIRECTORS BE GIVEN POWER PURSUANT TO SECTIONS 570(1) AND 573 OF THE COMPANIES ACT 2006 (THE 'ACT') TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH PURSUANT TO THE AUTHORIZATION CONFERRED BY THAT RESOLUTION; AND (B) SELL ORDINARY SHARES (AS DEFINED IN SECTION 560(1) OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES: (I) IN CONNECTION WITH OR PURSUANT TO AN OFFER OF OR INVITATION TO ACQUIRE EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORISATION GRANTED UNDER RESOLUTION 18(B) ABOVE, BY WAY OF A RIGHTS ISSUE ONLY) IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY THEM ON THE RECORD DATE FOR SUCH ALLOTMENT OR SALE BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL ENTITLEMENTS, TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER THE LAWS OF OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (II) IN THE CASE OF THE AUTHORISATION GRANTED UNDER RESOLUTION 18 (A) ABOVE, AND OTHERWISE THAN PURSUANT TO PARAGRAPH (I) OF THIS RESOLUTION, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP4,239,505, AND SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IN 2021 (OR, IF EARLIER, ON 30 JUNE 2021), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES, OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | Management | For | For | |||||||
20 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 (THE 'ACT') TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ANY OF ITS ORDINARY | Management | For | For | |||||||
SHARES OF 5P EACH IN THE CAPITAL OF THE COMPANY ('ORDINARY SHARES') ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 169,580,196 REPRESENTING 10% OF THE ISSUED ORDINARY SHARE CAPITAL AS AT 22 APRIL 2020; (B) THE MINIMUM PRICE THAT MAY BE PAID FOR EACH ORDINARY SHARE IS 5P WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES, IF ANY; (C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) THAT MAY BE PAID FOR EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES OF THE COMPANY AS DERIVED FROM THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE PLC FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; (D) UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY AT A GENERAL MEETING, THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IN 2021 (OR, IF EARLIER, ON 30 JUNE 2021); AND (E) THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE A CONTRACT TO PURCHASE ORDINARY SHARES THAT WOULD OR MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THIS AUTHORITY, AND MAY MAKE PURCHASES OF ORDINARY SHARES PURSUANT TO IT AS IF THIS AUTHORITY HAD NOT EXPIRED | |||||||||||
CNOOC LTD | |||||||||||
Security | Y1662W117 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-May-2020 | |||||||||
ISIN | HK0883013259 | Agenda | 712565867 - Management | ||||||||
Record Date | 15-May-2020 | Holding Recon Date | 15-May-2020 | ||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 15-May-2020 | |||||
SEDOL(s) | B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0408/2020040800017.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 386409 DUE TO RECEIVED-ADDITIONAL RESOLUTION A.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||||||||
A.1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
A.2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
A.3 | TO RE-ELECT MR. HU GUANGJIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
A.4 | TO RE-ELECT MS. WEN DONGFEN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
A.5 | TO RE-ELECT MR. LAWRENCE J. LAU, WHO HAS ALREADY SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
A.6 | TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS, WHO HAS ALREADY SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | |||||||
A.7 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | Management | For | For | |||||||
A.8 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
B.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
B.2 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
B.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
BP PLC | |||||||||||
Security | G12793108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2020 | |||||||||
ISIN | GB0007980591 | Agenda | 712307241 - Management | ||||||||
Record Date | Holding Recon Date | 25-May-2020 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 20-May-2020 | |||||
SEDOL(s) | 0798059 - 5789401 - 7110786 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||
4.A | TO ELECT MR B LOONEY AS A DIRECTOR | Management | For | For | |||||||
4.B | TO RE-ELECT MR B GILVARY AS A DIRECTOR | Management | For | For | |||||||
4.C | TO RE-ELECT DAME A CARNWATH AS A DIRECTOR | Management | For | For | |||||||
4.D | TO RE-ELECT MS P DALEY AS A DIRECTOR | Management | For | For | |||||||
4.E | TO RE-ELECT SIR I E L DAVIS AS A DIRECTOR | Management | For | For | |||||||
4.F | TO RE-ELECT PROFESSOR DAME A DOWLING AS A DIRECTOR | Management | For | For | |||||||
4.G | TO RE-ELECT MR H LUND AS A DIRECTOR | Management | For | For | |||||||
4.H | TO RE-ELECT MRS M B MEYER AS A DIRECTOR | Management | For | For | |||||||
4.I | TO RE-ELECT MR B R NELSON AS A DIRECTOR | Management | For | For | |||||||
4.J | TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR | Management | For | For | |||||||
4.K | TO RE-ELECT SIR J SAWERS AS A DIRECTOR | Management | For | For | |||||||
5 | TO REAPPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
6 | TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |||||||
7 | TO APPROVE CHANGES TO THE BP EXECUTIVE DIRECTORS' INCENTIVE PLAN | Management | For | For | |||||||
8 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||
9 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For | |||||||
10 | TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
11 | TO GIVE ADDITIONAL AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Management | For | For | |||||||
12 | TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For | |||||||
13 | TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For | |||||||
TOTAL SA | |||||||||||
Security | F92124100 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-May-2020 | |||||||||
ISIN | FR0000120271 | Agenda | 712599452 - Management | ||||||||
Record Date | 26-May-2020 | Holding Recon Date | 26-May-2020 | ||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 22-May-2020 | |||||
SEDOL(s) | B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - BF44831 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202005062001377-55 | Non-Voting | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND | Management | For | For | |||||||
O.4 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | For | For | |||||||
O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. PATRICIA BARBIZET AS DIRECTOR | Management | For | For | |||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-CHRISTINE COISNE-ROQUETTE AS DIRECTOR | Management | For | For | |||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. MARK CUTIFANI AS DIRECTOR | Management | For | For | |||||||
O.9 | APPOINTMENT OF MR. JEROME CONTAMINE AS DIRECTOR | Management | For | For | |||||||
O.10 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||
O.11 | SETTING OF THE AMOUNT OF THE TOTAL ANNUAL COMPENSATION OF DIRECTORS AND APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | |||||||
O.12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THIS FINANCIAL YEAR TO MR. PATRICK POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
O.13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
E.14 | APPROVAL OF THE TRANSFORMATION OF THE COMPANY'S CORPORATE FORM BY ADOPTION OF THE EUROPEAN COMPANY FORM AND OF THE TERMS OF THE TRANSFORMATION PROJECT - ADOPTION OF THE BY-LAWS OF THE COMPANY IN ITS NEW FORM AS AN EUROPEAN COMPANY - AMENDMENTS TO THE BY-LAWS, IN PARTICULAR ARTICLES 3 (AMENDMENT OF THE CORPORATE PURPOSE), 4 (REGISTERED OFFICE), 5 (EXTENSION OF THE TERM OF THE COMPANY), 11 (COMPOSITION OF THE BOARD OF DIRECTORS CONCERNING MAINLY THE DIRECTORS REPRESENTING THE EMPLOYEES), 12 (CONCERNING THE COMPENSATION OF DIRECTORS), 14 (CONCERNING THE POWERS OF THE BOARD OF DIRECTORS, IN PARTICULAR TO TAKE INTO ACCOUNT THE SOCIAL AND ENVIRONMENTAL ISSUES OF THE COMPANY'S ACTIVITY), AND IN PARTICULAR IN ORDER TO TAKE INTO ACCOUNT THE PROVISIONS OF LAW NO.2019- 486 OF 22 MAY 2019 (THE PACT LAW)- POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||
E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE CAPITAL EITHER BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL EITHER BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHERS, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE CAPITAL, IN THE CONTEXT OF A PUBLIC OFFERING, BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO ISSUE, BY AN OFFER REFERRED TO IN SECTION 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, ENTAILING A CAPITAL INCREASE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.19 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||
E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO PROCEED WITH CAPITAL INCREASES, UNDER THE CONDITIONS PROVIDED FOR IN ARTICLES L.3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | For | For | |||||||
E.21 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT MONTHS, IN ORDER TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS OF THE COMPANY, TO CERTAIN EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE GROUP, ENTAILING A WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT ON THE SHARES ISSUED FOLLOWING THE EXERCISE OF SUBSCRIPTION OPTIONS | Management | For | For | |||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION PRESENTED PURSUANT TO THE PROVISIONS OF ARTICLE L. 225-105 OF THE FRENCH COMMERCIAL CODE AND NON-AGREED BY THE BOARD OF DIRECTORS: AMENDMENT TO ARTICLE 19 - FINANCIAL YEAR - CORPORATE FINANCIAL STATEMENTS OF THE BY-LAWS | Shareholder | Abstain | Against | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 378319 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
CLUFF NATURAL RESOURCES PLC | |||||||||||
Security | G2339Z103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 04-Jun-2020 | |||||||||
ISIN | GB00B6SYKF01 | Agenda | 712646097 - Management | ||||||||
Record Date | Holding Recon Date | 02-Jun-2020 | |||||||||
City / | Country | HIGH STREET | / | United Kingdom | Vote Deadline Date | 29-May-2020 | |||||
SEDOL(s) | B6SYKF0 - BDZSR53 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | No Vote | No Vote | |||||||
2 | TO RE-ELECT GRAHAM SWINDELLS AS A DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
3 | TO RE-ELECT MARK LAPPIN AS A DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
4 | TO APPOINT BDO LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | No Vote | No Vote | |||||||
5 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | No Vote | No Vote | |||||||
6 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | No Vote | No Vote | |||||||
7 | TO CHANGE THE NAME OF THE COMPANY: THAT THE NAME OF THE COMPANY BE CHANGED TO DELTIC ENERGY PLC | Management | No Vote | No Vote | |||||||
PETROCHINA CO LTD | |||||||||||
Security | Y6883Q104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Jun-2020 | |||||||||
ISIN | CNE1000003W8 | Agenda | 712656721 - Management | ||||||||
Record Date | 11-May-2020 | Holding Recon Date | 11-May-2020 | ||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 05-Jun-2020 | |||||
SEDOL(s) | 5939507 - 6226576 - BD8NGP8 - BP3RWW8 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0422/2020042200789.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 379139 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR 2019 | Management | No Vote | No Vote | |||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2019 | Management | No Vote | No Vote | |||||||
3 | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2019 | Management | No Vote | No Vote | |||||||
4 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2019 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD | Management | No Vote | No Vote | |||||||
5 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2020 | Management | No Vote | No Vote | |||||||
6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2020 AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATION | Management | No Vote | No Vote | |||||||
CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 7.1 THROUGH 7.2 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET." | Non-Voting | |||||||||
7.1 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS DIRECTOR OF THE COMPANY: LIU YUEZHEN AS A DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
7.2 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS DIRECTOR OF THE COMPANY: DUAN LIANGWEI AS A DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 8.1 THROUGH 8.5 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET." | Non-Voting | |||||||||
8.1 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: ELSIE LEUNG OI-SIE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
8.2 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: TOKUCHI TATSUHITO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
8.3 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: SIMON HENRY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
8.4 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: CAI JINYONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
8.5 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: JIANG, SIMON X. AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 9.1 THROUGH 9.5 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET." | Non-Voting | |||||||||
9.1 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS SUPERVISOR OF THE COMPANY: XU WENRONG AS A SUPERVISOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
9.2 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS SUPERVISOR OF THE COMPANY: ZHANG FENGSHAN AS A SUPERVISOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
9.3 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS SUPERVISOR OF THE COMPANY: JIANG LIFU AS A SUPERVISOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
9.4 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS SUPERVISOR OF THE COMPANY: LU YAOZHONG AS A SUPERVISOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
9.5 | TO CONSIDER AND APPROVE THE ELECTION AND APPOINTMENT OF THE FOLLOWING PERSON NOMINATED AS SUPERVISOR OF THE COMPANY: WANG LIANG AS A SUPERVISOR OF THE COMPANY | Management | No Vote | No Vote | |||||||
10 | TO CONSIDER AND APPROVE THE GUARANTEES TO BE PROVIDED TO THE SUBSIDIARIES AND AFFILIATED COMPANIES OF THE COMPANY AND RELEVANT AUTHORIZATION TO THE BOARD | Management | No Vote | No Vote | |||||||
11 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO THE BOARD TO DETERMINE AND DEAL WITH THE ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITH AN OUTSTANDING BALANCE AMOUNT OF UP TO RMB150 BILLION (THE FOREIGN CURRENCY EQUIVALENT CALCULATED BY USING THE MIDDLE EXCHANGE RATE ANNOUNCED BY THE PEOPLE'S BANK OF CHINA ON THE DATE OF ISSUE) AND DETERMINE THE TERMS AND CONDITIONS OF SUCH ISSUE | Management | No Vote | No Vote | |||||||
12 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE AND DEAL WITH DOMESTIC SHARES (A SHARES) AND/OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY OF NOT MORE THAN 10% OF EACH OF ITS EXISTING DOMESTIC SHARES (A SHARES) OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION AT THE AGM AND DETERMINE THE TERMS AND CONDITIONS OF SUCH ISSUE | Management | No Vote | No Vote | |||||||
13 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE BUSINESS SCOPE OF THE COMPANY AND THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Vote | No Vote | |||||||
JKX OIL & GAS PLC | |||||||||||
Security | G5140Z105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2020 | |||||||||
ISIN | GB0004697420 | Agenda | 712565665 - Management | ||||||||
Record Date | Holding Recon Date | 16-Jun-2020 | |||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 15-Jun-2020 | |||||
SEDOL(s) | 0469742 - 5892859 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | THAT THE NEW DIRECTORS REMUNERATION POLICY IN THE FORM SET OUT IN THE 2019 ANNUAL REPORT AND WITH SUCH RESOLUTION TO TAKE EFFECT IMMEDIATELY IF PASSED | Management | For | For | |||||||
3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT IN THE FORM SET OUT IN THE 2019 ANNUAL REPORT | Management | For | For | |||||||
4 | THAT CHARLES VALCESCHINI BE ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5 | THAT VICTOR GLADUN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6 | THAT TONY ALVES BE ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
7 | THAT MICHAEL BAKUNENKO BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
8 | THAT DR RASHID JAVANSHIR BE ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
9 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS OF THE COMPANY ARE LAID BEFORE THE MEMBERS | Management | For | For | |||||||
10 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
11 | THAT A GENERAL MEETING OTHER AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | |||||||
CMMT | 06 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF MEETING-DATE FROM 19 JUL 2020 TO 19 JUN 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
SHANDONG MOLONG PETROLEUM MACHINERY CO LTD | |||||||||||
Security | Y76819112 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2020 | |||||||||
ISIN | CNE1000001N1 | Agenda | 712703203 - Management | ||||||||
Record Date | 20-May-2020 | Holding Recon Date | 20-May-2020 | ||||||||
City / | Country | SHOUGU ANG | / | China | Vote Deadline Date | 15-Jun-2020 | |||||
SEDOL(s) | B00LNZ8 - B00S8K9 - B0KD280 - BD8GK77 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 380118 DUE TO ADDITION OF- RESOLUTIONS 14, 15 AND 16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0424/2020042401590.pdf, | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | |||||||||
1 | THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
2 | THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
3 | THE ANNUAL REPORT AND ITS ABSTRACT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
4 | THE COMPANY WILL NOT DECLARE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | |||||||
5 | THE REMUNERATION PLAN OF THE DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT OF THE COMPANY FOR THE YEAR 2020 | Management | For | For | |||||||
6 | THE PROPOSAL REGARDING PROVIDING GUARANTEE FACILITY FOR THE WHOLLY-OWNED SUBSIDIARY SHOUGUANG MAOLONG | Management | For | For | |||||||
7 | TO CONSIDER AND, IF THOUGHT FIT, APPROVE THE APPLICATION TO THE PRC FINANCIAL INSTITUTIONS (ALL OF WHICH SHALL BE INDEPENDENT THIRD PARTIES) FOR INTEGRATED BANKING FACILITY CREDIT LINE OF NOT EXCEEDING RMB4.35 BILLION FOR THE YEAR OF 2020, AND TO AUTHORIZE ANY LEGAL | Management | For | For | |||||||
REPRESENTATIVE OF THE COMPANY (THE ''LEGAL REPRESENTATIVE'') OR ANY PERSON AUTHORISED BY THE LEGAL REPRESENTATIVE TO SIGN ON ALL FACILITY AGREEMENTS, FINANCING AGREEMENTS AND OTHER RELEVANT DOCUMENTS IN RELATION TO SUCH INTEGRATED BANKING CREDIT FACILITY | |||||||||||
8 | THE PROPOSAL REGARDING THE UTILISATION OF IDLE PROPRIETARY CAPITAL OF THE COMPANY FOR CASH MANAGEMENT | Management | For | For | |||||||
9 | THE RE-APPOINTMENT OF SHINEWING CERTIFIED PUBLIC ACCOUNTANTS (SPECIAL GENERAL PARTNERSHIP) AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING 31 DECEMBER 2020 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | For | For | |||||||
10 | THE PROPOSAL REGARDING THE PURCHASE OF LIABILITY INSURANCE FOR DIRECTORS AND SUPERVISORS OF THE COMPANY | Management | For | For | |||||||
11 | THE PROPOSAL REGARDING THE AMENDMENTS TO PROCEDURAL RULES OF THE BOARD OF DIRECTORS MEETING | Management | For | For | |||||||
12 | THE PROPOSAL REGARDING THE AMENDMENTS TO PROCEDURAL RULES OF THE GENERAL MEETING | Management | For | For | |||||||
13 | TO AMEND THE PROPOSED AMENDMENTS OF THE ARTICLES OF ASSOCIATION AS SET OUT IN APPENDIX I TO THE CIRCULAR OF THE COMPANY DATED 24 APRIL 2020, AND AUTHORISE THE BOARD OR ANY PERSON AUTHORISED BY THE BOARD TO HANDLE THE MATTERS RELATED TO THE AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
14 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROVISION OF GUARANTEE FOR AS SPECIFIED (SHOUGUANG MAOLONG NEW MATERIALS TECHNOLOGY DEVELOPMENT COMPANY LIMITED) | Management | For | For | |||||||
15 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE AMENDMENTS TO THE MANAGEMENT SYSTEM OF EXTERNAL INVESTMENTS | Management | For | For | |||||||
16 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE AMENDMENTS TO THE MANAGEMENT SYSTEM OF EXTERNAL GUARANTEES | Management | For | For | |||||||
GAZPROM PJSC | |||||||||||
Security | 368287207 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | |||||||||
ISIN | US3682872078 | Agenda | 712787386 - Management | ||||||||
Record Date | 01-Jun-2020 | Holding Recon Date | 01-Jun-2020 | ||||||||
City / | Country | TBD | / | Russian Federation | Vote Deadline Date | 08-Jun-2020 | |||||
SEDOL(s) | 2016629 - 5140989 - 5259528 - BFND7T8 - BJ04DJ4 | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||||||
1 | APPROVE OF PJSC GAZPROM ANNUAL REPORT FOR 2019 | Management | For | For | |||||||
2 | APPROVE OF PJSC GAZPROM ANNUAL ACCOUNTS (FINANCIAL STATEMENTS) FOR 2019 | Management | For | For | |||||||
3 | APPROVE OF PJSC GAZPROM 2019 PROFIT ALLOCATION | Management | For | For | |||||||
4 | APPROVE OF THE AMOUNT, TIMING, AND FORM OF PAYMENT OF THE ANNUAL DIVIDENDS ON THE COMPANY'S SHARES AND THE DATE, AS OF WHICH THE PERSONS ENTITLED TO THE DIVIDENDS ARE DETERMINED, AS PROPOSED BY PJSC GAZPROM BOARD OF DIRECTORS: TO PAY OUT ANNUAL DIVIDENDS BASED ON THE COMPANY'S PERFORMANCE IN 2019, IN THE MONETARY FORM, IN THE AMOUNT OF RUB 15.24 PER PJSC GAZPROM ORDINARY SHARE WITH THE PAR VALUE OF RUB 5; TO ESTABLISH JULY 16, 2020, AS THE DATE AS OF WHICH THE PERSONS ENTITLED TO THE DIVIDENDS ARE DETERMINED; TO ESTABLISH JULY 30, 2020, AS THE END DATE FOR PAYMENT OF DIVIDENDS TO NOMINAL HOLDERS AND TRUST MANAGERS BEING PROFESSIONAL STOCK MARKET PARTICIPANTS REGISTERED IN PJSC GAZPROM SHAREHOLDERS' REGISTER; TO ESTABLISH AUGUST 20, 2020, AS THE END DATE FOR PAYMENT OF DIVIDENDS TO OTHER PERSONS REGISTERED IN PJSC GAZPROM SHAREHOLDERS' REGISTER | Management | For | For | |||||||
5 | APPROVE OF THE FINANCIAL AND ACCOUNTING ADVISORS LIMITED LIABILITY COMPANY AS PJSC GAZPROM AUDITOR | Management | For | For | |||||||
CMMT | REGARDING ITEM 6: MEMBERS OF THE BOARD OF DIRECTORS ARE SDNS, THEREFORE ANY- INSTRUCTIONS RECEIVED FOR THE ITEM 6 WILL NOT BE VOTED OR COUNTED | Non-Voting | |||||||||
6 | ON PAYMENT OF THE REMUNERATION FOR SERVING ON THE BOARD OF DIRECTORS (THE- SUPERVISORY BOARD) TO THE BOARD OF DIRECTORS MEMBERS, OTHER THAN CIVIL- SERVANTS, IN THE AMOUNT ESTABLISHED IN THE COMPANY'S INTERNAL DOCUMENTS: PAY-OUT REMUNERATIONS TO MEMBERS OF THE BOARD OF DIRECTORS IN THE AMOUNTS-RECOMMENDED BY THE COMPANY'S BOARD OF DIRECTORS | Non-Voting | |||||||||
7 | ON PAYMENT OF THE REMUNERATION FOR SERVING ON THE AUDIT COMMISSION TO THE AUDIT COMMISSION MEMBERS, OTHER THAN CIVIL SERVANTS, IN THE AMOUNT ESTABLISHED IN THE COMPANY'S INTERNAL DOCUMENTS: PAY OUT REMUNERATIONS TO MEMBERS OF THE AUDIT COMMISSION IN THE AMOUNTS RECOMMENDED BY THE COMPANY'S BOARD OF DIRECTORS | Management | For | For | |||||||
8 | APPROVE OF THE AMENDMENTS TO PJSC GAZPROM ARTICLES OF ASSOCIATION (THE DRAFT IS INCLUDED IN THE INFORMATION (MATERIALS) PROVIDED TO SHAREHOLDERS IN PREPARATION FOR THE ANNUAL GENERAL SHAREHOLDERS' MEETING) | Management | For | For | |||||||
9 | APPROVE OF THE AMENDMENTS TO THE REGULATION ON PJSC GAZPROM BOARD OF DIRECTORS (THE DRAFT IS INCLUDED IN THE INFORMATION (MATERIALS) PROVIDED TO SHAREHOLDERS IN PREPARATION FOR THE ANNUAL GENERAL SHAREHOLDERS' MEETING) | Management | For | For | |||||||
10 | APPROVE OF THE NEW VERSION OF THE REGULATION ON PJSC GAZPROM AUDIT COMMISSION (THE DRAFT IS INCLUDED IN THE INFORMATION (MATERIALS) PROVIDED TO SHAREHOLDERS IN PREPARATION FOR THE ANNUAL GENERAL SHAREHOLDERS' MEETING) | Management | For | For | |||||||
CMMT | REGARDING ITEM 11: ANY INSTRUCTION BY A GDR HOLDER THAT INCLUDES A VOTE IN-FAVOR OF A BOARD OF DIRECTOR THAT IS AN SDN (AS DEFINED BELOW) OR SANCTIONED-PERSON (ITEM 11.1 AND 11.8), ITEM 11 WILL BE CONSIDERED NULL AND VOID AND-DISREGARDED FOR ALL DIRECTORS AND NO VOTING INSTRUCTIONS FOR THAT ENTIRE- RESOLUTION FROM SUCH GDR HOLDER WILL BE VOTED OR COUNTED | Non-Voting | |||||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 11 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 11 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU | Non-Voting | |||||||||
WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | |||||||||||
11.1 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. ANDREY IGOREVICH-AKIMOV | Non-Voting | |||||||||
11.2 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. VIKTOR ALEKSEEVICH ZUBKOV | Management | For | For | |||||||
11.3 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. TIMUR KULIBAEV | Management | For | For | |||||||
11.4 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. DENIS VALENTINOVICH MANTUROV | Management | For | For | |||||||
11.5 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. VITALY ANATOLIEVICH MARKELOV | Management | For | For | |||||||
11.6 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. VIKTOR GEORGIEVICH MARTYNOV | Management | For | For | |||||||
11.7 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. VLADIMIR ALEXANDROVICH MAU | Management | For | For | |||||||
11.8 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. ALEXEY BORISOVICH-MILLER | Non-Voting | |||||||||
11.9 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. ALEXANDER VALENTINOVICH NOVAK | Management | For | For | |||||||
11.10 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. DMITRY NIKOLAEVICH PATRUSHEV | Management | For | For | |||||||
11.11 | ELECTION OF MEMBER OF THE COMPANY'S BOARD OF DIRECTORS: MR. MIKHAIL LEONIDOVICH SEREDA | Management | For | For | |||||||
12.1 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MR. VADIM KASYMOVICH BIKULOV | Management | For | For | |||||||
12.2 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MR. ALEXANDER ALEXEEVICH GLADKOV | Management | For | For | |||||||
12.3 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MR. ILYA IGOREVICH KARPOV | Management | For | For | |||||||
12.4 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MS. MARGARITA IVANOVNA MIRONOVA | Management | For | For | |||||||
12.5 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MR. KAREN IOSIFOVICH OGANYAN | Management | For | For | |||||||
12.6 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MR. DMITRY ALEXANDROVICH PASHKOVSKY | Management | For | For | |||||||
12.7 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MR. SERGEY REVAZOVICH PLATONOV | Management | For | For | |||||||
12.8 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MS. TATIANA VLADIMIROVNA FISENKO | Management | For | For | |||||||
12.9 | ELECTION OF MEMBER OF THE COMPANY'S AUDIT COMMISSION: MR. PAVEL GENNADIEVICH SHUMOV | Management | For | For | |||||||
CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED | Non-Voting |
SmartETFs Smart Transportation & Technology ETF
Reporting Period: July 1, 2019 through June 30, 2020
Vote Summary
ANALOG DEVICES, INC. | ||||||||||||
Security | 032654105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ADI | Meeting Date | 11-Mar-2020 | |||||||||
ISIN | US0326541051 | Agenda | 935123288 - Management | |||||||||
Record Date | 06-Jan-2020 | Holding Recon Date | 06-Jan-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Mar-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Ray Stata | Management | No Vote | No Vote | ||||||||
1B. | Election of Director: Vincent Roche | Management | No Vote | No Vote | ||||||||
1C. | Election of Director: James A. Champy | Management | No Vote | No Vote | ||||||||
1D. | Election of Director: Anantha P. Chandrakasan | Management | No Vote | No Vote | ||||||||
1E. | Election of Director: Bruce R. Evans | Management | No Vote | No Vote | ||||||||
1F. | Election of Director: Edward H. Frank | Management | No Vote | No Vote | ||||||||
1G. | Election of Director: Karen M. Golz | Management | No Vote | No Vote | ||||||||
1H. | Election of Director: Mark M. Little | Management | No Vote | No Vote | ||||||||
1I. | Election of Director: Kenton J. Sicchitano | Management | No Vote | No Vote | ||||||||
1J. | Election of Director: Susie Wee | Management | No Vote | No Vote | ||||||||
2. | Advisory resolution to approve the compensation of our named executive officers. | Management | No Vote | No Vote | ||||||||
3. | Approval of the Analog Devices, Inc. 2020 Equity Incentive Plan. | Management | No Vote | No Vote | ||||||||
4. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2020. | Management | No Vote | No Vote | ||||||||
FLIR SYSTEMS, INC. | ||||||||||||
Security | 302445101 | Meeting Type | Annual | |||||||||
Ticker Symbol | FLIR | Meeting Date | 16-Apr-2020 | |||||||||
ISIN | US3024451011 | Agenda | 935144561 - Management | |||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: James J. Cannon | Management | For | For | ||||||||
1B. | Election of Director: John D. Carter | Management | For | For | ||||||||
1C. | Election of Director: William W. Crouch | Management | For | For | ||||||||
1D. | Election of Director: Catherine A. Halligan | Management | For | For | ||||||||
1E. | Election of Director: Earl R. Lewis | Management | For | For | ||||||||
1F. | Election of Director: Angus L. Macdonald | Management | For | For | ||||||||
1G. | Election of Director: Michael T. Smith | Management | For | For | ||||||||
1H. | Election of Director: Cathy A. Stauffer | Management | For | For | ||||||||
1I. | Election of Director: Robert S. Tyrer | Management | For | For | ||||||||
1J. | Election of Director: John W. Wood, Jr. | Management | For | For | ||||||||
1K. | Election of Director: Steven E. Wynne | Management | For | For | ||||||||
2. | To ratify the appointment by the Audit Committee of the Company's Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
3. | To approve, on an advisory basis, the Company's executive compensation as disclosed in the proxy statement. | Management | For | For | ||||||||
4. | To approve the Company's reincorporation from Oregon to Delaware. | Management | For | For | ||||||||
EATON CORPORATION PLC | ||||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||||
Ticker Symbol | ETN | Meeting Date | 22-Apr-2020 | |||||||||
ISIN | IE00B8KQN827 | Agenda | 935138619 - Management | |||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Craig Arnold | Management | For | For | ||||||||
1B. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||
1C. | Election of Director: Michael J. Critelli | Management | For | For | ||||||||
1D. | Election of Director: Richard H. Fearon | Management | For | For | ||||||||
1E. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||
1F. | Election of Director: Deborah L. McCoy | Management | For | For | ||||||||
1G. | Election of Director: Silvio Napoli | Management | For | For | ||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
1I. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||
1J. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||
1K. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||
1L. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||
2. | Approving a proposed 2020 Stock Plan. | Management | For | For | ||||||||
3. | Approving the appointment of Ernst & Young as independent auditor for 2020 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||||||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||
6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||||||||
7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||||||
DANA INCORPORATED | ||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||
Ticker Symbol | DAN | Meeting Date | 22-Apr-2020 | |||||||||
ISIN | US2358252052 | Agenda | 935138811 - Management | |||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||
2 | James K. Kamsickas | For | For | |||||||||
3 | Virginia A. Kamsky | For | For | |||||||||
4 | Bridget E. Karlin | For | For | |||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||
7 | R. Bruce McDonald | For | For | |||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||
9 | Keith E. Wandell | For | For | |||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||
4. | A shareholder proposal regarding a non-binding shareholder vote for Board-adopted Bylaw amendments. | Shareholder | For | Against | ||||||||
APTIV PLC | ||||||||||||
Security | G6095L109 | Meeting Type | Annual | |||||||||
Ticker Symbol | APTV | Meeting Date | 23-Apr-2020 | |||||||||
ISIN | JE00B783TY65 | Agenda | 935134673 - Management | |||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||
2. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||
3. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||
4. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||
5. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||
6. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||
7. | Election of Director: Paul M. Meister | Management | For | For | ||||||||
8. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||
9. | Election of Director: Colin J. Parris | Management | For | For | ||||||||
10. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||
11. | Election of Director: Lawrence A. Zimmerman | Management | For | For | ||||||||
12. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||
13. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||
SKYWORKS SOLUTIONS, INC. | ||||||||||||
Security | 83088M102 | Meeting Type | Annual | |||||||||
Ticker Symbol | SWKS | Meeting Date | 06-May-2020 | |||||||||
ISIN | US83088M1027 | Agenda | 935156516 - Management | |||||||||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: David J. Aldrich | Management | For | For | ||||||||
1B. | Election of Director: Alan S. Batey | Management | For | For | ||||||||
1C. | Election of Director: Kevin L. Beebe | Management | For | For | ||||||||
1D. | Election of Director: Timothy R. Furey | Management | For | For | ||||||||
1E. | Election of Director: Liam K. Griffin | Management | For | For | ||||||||
1F. | Election of Director: Christine King | Management | For | For | ||||||||
1G. | Election of Director: David P. McGlade | Management | For | For | ||||||||
1H. | Election of Director: Robert A. Schriesheim | Management | For | For | ||||||||
1I. | Election of Director: Kimberly S. Stevenson | Management | For | For | ||||||||
2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | ||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | For | For | ||||||||
4. | To approve an amendment to the Company's 2002 Employee Stock Purchase Plan, as Amended. | Management | For | For | ||||||||
5. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. | Management | For | For | ||||||||
6. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. | Management | For | For | ||||||||
7. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. | Management | For | For | ||||||||
8. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. | Management | For | For | ||||||||
9. | To approve a stockholder proposal regarding a right by stockholders to act by written consent. | Shareholder | Abstain | Against | ||||||||
POWER INTEGRATIONS, INC. | ||||||||||||
Security | 739276103 | Meeting Type | Annual | |||||||||
Ticker Symbol | POWI | Meeting Date | 08-May-2020 | |||||||||
ISIN | US7392761034 | Agenda | 935149585 - Management | |||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Wendy Arienzo | For | For | |||||||||
2 | Balu Balakrishnan | For | For | |||||||||
3 | Nicholas E. Brathwaite | For | For | |||||||||
4 | Anita Ganti | For | For | |||||||||
5 | William George | For | For | |||||||||
6 | Balakrishnan S. Iyer | For | For | |||||||||
7 | Necip Sayiner | For | For | |||||||||
8 | Steven J. Sharp | For | For | |||||||||
2. | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||
3. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
INTEL CORPORATION | ||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||
Ticker Symbol | INTC | Meeting Date | 14-May-2020 | |||||||||
ISIN | US4581401001 | Agenda | 935158635 - Management | |||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: James J. Goetz | Management | For | For | ||||||||
1B. | Election of Director: Alyssa Henry | Management | For | For | ||||||||
1C. | Election of Director: Omar Ishrak | Management | For | For | ||||||||
1D. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||
1E. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||||||||
1F. | Election of Director: Gregory D. Smith | Management | For | For | ||||||||
1G. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | ||||||||
1H. | Election of Director: Andrew Wilson | Management | For | For | ||||||||
1I. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | For | For | ||||||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | ||||||||
4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | For | For | ||||||||
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Abstain | Against | ||||||||
6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | For | Against | ||||||||
ANSYS, INC. | ||||||||||||
Security | 03662Q105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ANSS | Meeting Date | 15-May-2020 | |||||||||
ISIN | US03662Q1058 | Agenda | 935167418 - Management | |||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Class III Director for three-year term: Ajei S. Gopal | Management | For | For | ||||||||
1B. | Election of Class III Director for three-year term: Glenda M. Dorchak | Management | For | For | ||||||||
1C. | Election of Class III Director for three-year term: Robert M. Calderoni | Management | For | For | ||||||||
2. | The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||
3. | The advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||
ON SEMICONDUCTOR CORPORATION | ||||||||||||
Security | 682189105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ON | Meeting Date | 20-May-2020 | |||||||||
ISIN | US6821891057 | Agenda | 935174184 - Management | |||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Atsushi Abe | Management | No Vote | No Vote | ||||||||
1B. | Election of Director: Alan Campbell | Management | No Vote | No Vote | ||||||||
1C. | Election of Director: Gilles Delfassy | Management | No Vote | No Vote | ||||||||
1D. | Election of Director: Emmanuel T. Hernandez | Management | No Vote | No Vote | ||||||||
1E. | Election of Director: Keith D. Jackson | Management | No Vote | No Vote | ||||||||
1F. | Election of Director: Paul A. Mascarenas | Management | No Vote | No Vote | ||||||||
1G. | Election of Director: Christine Y. Yan | Management | No Vote | No Vote | ||||||||
2. | Advisory (non-binding) resolution to approve executive compensation. | Management | No Vote | No Vote | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current year. | Management | No Vote | No Vote | ||||||||
AMPHENOL CORPORATION | ||||||||||||
Security | 032095101 | Meeting Type | Annual | |||||||||
Ticker Symbol | APH | Meeting Date | 20-May-2020 | |||||||||
ISIN | US0320951017 | Agenda | 935185581 - Management | |||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1.1 | Election of Director: Stanley L. Clark | Management | For | For | ||||||||
1.2 | Election of Director: John D. Craig | Management | For | For | ||||||||
1.3 | Election of Director: David P. Falck | Management | For | For | ||||||||
1.4 | Election of Director: Edward G. Jepsen | Management | For | For | ||||||||
1.5 | Election of Director: Robert A. Livingston | Management | For | For | ||||||||
1.6 | Election of Director: Martin H. Loeffler | Management | For | For | ||||||||
1.7 | Election of Director: R. Adam Norwitt | Management | For | For | ||||||||
1.8 | Election of Director: Anne Clarke Wolff | Management | For | For | ||||||||
2. | Ratification of Selection of Deloitte & Touche LLP as Independent Accountants of the Company | Management | For | For | ||||||||
3. | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For | ||||||||
4. | Stockholder Proposal: Make Shareholder Right to Call Special Meeting More Accessible | Shareholder | Abstain | Against | ||||||||
LEAR CORPORATION | ||||||||||||
Security | 521865204 | Meeting Type | Annual | |||||||||
Ticker Symbol | LEA | Meeting Date | 21-May-2020 | |||||||||
ISIN | US5218652049 | Agenda | 935165666 - Management | |||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Thomas P. Capo | Management | For | For | ||||||||
1B. | Election of Director: Mei-Wei Cheng | Management | For | For | ||||||||
1C. | Election of Director: Jonathan F. Foster | Management | For | For | ||||||||
1D. | Election of Director: Mary Lou Jepsen | Management | For | For | ||||||||
1E. | Election of Director: Kathleen A. Ligocki | Management | For | For | ||||||||
1F. | Election of Director: Conrad L. Mallett, Jr. | Management | For | For | ||||||||
1G. | Election of Director: Raymond E. Scott | Management | For | For | ||||||||
1H. | Election of Director: Gregory C. Smith | Management | For | For | ||||||||
2. | Ratification of the retention of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
3. | Advisory vote to approve Lear Corporation's executive compensation. | Management | For | For | ||||||||
4. | Stockholder proposal to require preparation of a report regarding human rights impact assessment. | Shareholder | Abstain | Against | ||||||||
GENTHERM INCORPORATED | ||||||||||||
Security | 37253A103 | Meeting Type | Annual | |||||||||
Ticker Symbol | THRM | Meeting Date | 21-May-2020 | |||||||||
ISIN | US37253A1034 | Agenda | 935199542 - Management | |||||||||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Sophie Desormière | For | For | |||||||||
2 | Phillip M. Eyler | For | For | |||||||||
3 | Yvonne Hao | For | For | |||||||||
4 | Ronald Hundzinski | For | For | |||||||||
5 | Charles Kummeth | For | For | |||||||||
6 | Byron Shaw II | For | For | |||||||||
7 | John Stacey | For | For | |||||||||
2. | Ratification of the appointment of Ernst & Young LLP to act as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||
3. | Advisory (non-binding) approval of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||||||||
4. | Approval of the Amendment to the Gentherm Incorporated 2013 Equity Incentive Plan. | Management | For | For | ||||||||
NXP SEMICONDUCTORS NV. | ||||||||||||
Security | N6596X109 | Meeting Type | Annual | |||||||||
Ticker Symbol | NXPI | Meeting Date | 27-May-2020 | |||||||||
ISIN | NL0009538784 | Agenda | 935185961 - Management | |||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 26-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Adoption of the 2019 Statutory Annual Accounts | Management | For | For | ||||||||
2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | For | For | ||||||||
3A. | Appoint Kurt Sievers as executive director | Management | For | For | ||||||||
3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | ||||||||
3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | For | For | ||||||||
3D. | Re-appoint Josef Kaeser as non-executive director | Management | For | For | ||||||||
3E. | Re-appoint Lena Olving as non-executive director | Management | For | For | ||||||||
3F. | Re-appoint Peter Smitham as non-executive director | Management | For | For | ||||||||
3G. | Re-appoint Julie Southern as non-executive director | Management | For | For | ||||||||
3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | ||||||||
3I. | Re-appoint Gregory Summe as non-executive director | Management | For | For | ||||||||
3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | For | For | ||||||||
4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | For | For | ||||||||
5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | Against | Against | ||||||||
6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | ||||||||
7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | ||||||||
8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | For | For | ||||||||
9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For | ||||||||
10. | Amendment of the Company's Articles of Association | Management | For | For | ||||||||
11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | For | For | ||||||||
12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | 1 Year | For | ||||||||
NXP SEMICONDUCTORS NV. | ||||||||||||
Security | N6596X109 | Meeting Type | Annual | |||||||||
Ticker Symbol | NXPI | Meeting Date | 27-May-2020 | |||||||||
ISIN | NL0009538784 | Agenda | 935212489 - Management | |||||||||
Record Date | 29-Apr-2020 | Holding Recon Date | 29-Apr-2020 | |||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 26-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Adoption of the 2019 Statutory Annual Accounts | Management | For | For | ||||||||
2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | For | For | ||||||||
3A. | Appoint Kurt Sievers as executive director | Management | For | For | ||||||||
3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | ||||||||
3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | For | For | ||||||||
3D. | Re-appoint Josef Kaeser as non-executive director | Management | For | For | ||||||||
3E. | Re-appoint Lena Olving as non-executive director | Management | For | For | ||||||||
3F. | Re-appoint Peter Smitham as non-executive director | Management | For | For | ||||||||
3G. | Re-appoint Julie Southern as non-executive director | Management | For | For | ||||||||
3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | ||||||||
3I. | Re-appoint Gregory Summe as non-executive director | Management | For | For | ||||||||
3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | For | For | ||||||||
4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | For | For | ||||||||
5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | Against | Against | ||||||||
6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | ||||||||
7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | ||||||||
8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | For | For | ||||||||
9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For | ||||||||
10. | Amendment of the Company's Articles of Association | Management | For | For | ||||||||
11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | For | For | ||||||||
12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | 1 Year | For | ||||||||
QUANTA SERVICES, INC. | ||||||||||||
Security | 74762E102 | Meeting Type | Annual | |||||||||
Ticker Symbol | PWR | Meeting Date | 28-May-2020 | |||||||||
ISIN | US74762E1029 | Agenda | 935180454 - Management | |||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Earl C. (Duke) Austin, Jr. | Management | For | For | ||||||||
1B. | Election of Director: Doyle N. Beneby | Management | For | For | ||||||||
1C. | Election of Director: J. Michal Conaway | Management | For | For | ||||||||
1D. | Election of Director: Vincent D. Foster | Management | For | For | ||||||||
1E. | Election of Director: Bernard Fried | Management | For | For | ||||||||
1F. | Election of Director: Worthing F. Jackman | Management | For | For | ||||||||
1G. | Election of Director: David M. McClanahan | Management | For | For | ||||||||
1H. | Election of Director: Margaret B. Shannon | Management | For | For | ||||||||
1I. | Election of Director: Pat Wood, III | Management | For | For | ||||||||
1J. | Election of Director: Martha B. Wyrsch | Management | For | For | ||||||||
2. | Approval, by non-binding advisory vote, of Quanta's executive compensation | Management | For | For | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2020 | Management | For | For | ||||||||
SENSATA TECHNOLOGIES HOLDING PLC | ||||||||||||
Security | G8060N102 | Meeting Type | Annual | |||||||||
Ticker Symbol | ST | Meeting Date | 28-May-2020 | |||||||||
ISIN | GB00BFMBMT84 | Agenda | 935182977 - Management | |||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 27-May-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Andrew C. Teich | Management | For | For | ||||||||
1B. | Election of Director: Jeffrey J. Cote | Management | For | For | ||||||||
1C. | Election of Director: John P. Absmeier | Management | For | For | ||||||||
1D. | Election of Director: Lorraine A. Bolsinger | Management | For | For | ||||||||
1E. | Election of Director: James E. Heppelmann | Management | For | For | ||||||||
1F. | Election of Director: Charles W. Peffer | Management | For | For | ||||||||
1G. | Election of Director: Constance E. Skidmore | Management | For | For | ||||||||
1H. | Election of Director: Steven A. Sonnenberg | Management | For | For | ||||||||
1I. | Election of Director: Martha N. Sullivan | Management | For | For | ||||||||
1J. | Election of Director: Thomas Wroe Jr. | Management | For | For | ||||||||
1K. | Election of Director: Stephen M. Zide | Management | For | For | ||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
3. | Advisory resolution on frequency of "Say-on-Pay" vote | Management | 1 Year | For | ||||||||
4. | Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm | Management | For | For | ||||||||
5. | Advisory vote on Director Compensation Report | Management | For | For | ||||||||
6. | Ordinary resolution to reappoint Ernst & Young LLP as the Company's U.K. statutory auditor | Management | For | For | ||||||||
7. | Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement | Management | For | For | ||||||||
8. | Ordinary resolution to receive the Company's 2019 Annual Report and Accounts | Management | For | For | ||||||||
9. | Special resolution to approve the form of share repurchase contracts and repurchase counterparties | Management | For | For | ||||||||
10. | Ordinary resolution to authorize the Board of Directors to issue equity securities | Management | For | For | ||||||||
11. | Special resolution to authorize the Board of Directors to issue equity securities without pre-emptive rights | Management | Against | Against | ||||||||
12. | Ordinary resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans | Management | For | For | ||||||||
13. | Special resolution to authorize the Board of Directors to issue equity securities under our equity incentive plans without pre-emptive rights | Management | For | For | ||||||||
NVIDIA CORPORATION | ||||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||||
Ticker Symbol | NVDA | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | US67066G1040 | Agenda | 935196445 - Management | |||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||
1B. | Election of Director: Tench Coxe | Management | For | For | ||||||||
1C. | Election of Director: Persis S. Drell | Management | For | For | ||||||||
1D. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||
1E. | Election of Director: Dawn Hudson | Management | For | For | ||||||||
1F. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||
1G. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||
1H. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||
1I. | Election of Director: Mark L. Perry | Management | For | For | ||||||||
1J. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||
1K. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||
2. | Approval of our executive compensation. | Management | For | For | ||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||
4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | ||||||||
5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | ||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||
Security | 874039100 | Meeting Type | Annual | |||||||||
Ticker Symbol | TSM | Meeting Date | 09-Jun-2020 | |||||||||
ISIN | US8740391003 | Agenda | 935218683 - Management | |||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1) | To accept 2019 Business Report and Financial Statements | Management | No Vote | No Vote | ||||||||
2) | To revise the Procedures for Lending Funds to Other Parties | Management | No Vote | No Vote | ||||||||
3) | DIRECTOR | Management | No Vote | No Vote | ||||||||
1 | Yancey Hai | |||||||||||
TESLA, INC. | ||||||||||||
Security | 88160R101 | Meeting Type | Annual | |||||||||
Ticker Symbol | TSLA | Meeting Date | 29-Jun-2020 | |||||||||
ISIN | US88160R1014 | Agenda | 935225020 - Management | |||||||||
Record Date | 15-May-2020 | Holding Recon Date | 15-May-2020 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2020 | |||||||
SEDOL(s) | Quick Code | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1.1 | Election of Class I Director to serve for a term of three years: Elon Musk | Management | For | For | ||||||||
1.2 | Election of Class I Director to serve for a term of three years: Robyn Denholm | Management | For | For | ||||||||
1.3 | Election of Class I Director to serve for a term of three years: Hiromichi Mizuno | Management | For | For | ||||||||
2. | A Tesla proposal to approve executive compensation on a non-binding advisory basis. | Management | For | For | ||||||||
3. | A Tesla proposal to ratify the appointment of PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
4. | A stockholder proposal regarding paid advertising. | Shareholder | Abstain | Against | ||||||||
5. | A stockholder proposal regarding simple majority voting provisions in our governing documents. | Shareholder | Abstain | Against | ||||||||
6. | A stockholder proposal regarding reporting on employee arbitration. | Shareholder | Abstain | Against | ||||||||
7. | A stockholder proposal regarding additional reporting on human rights. | Shareholder | Abstain | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Guinness Atkinson Funds | |
By: | /s/ James J. Atkinson | |
James J. Atkinson Jr., President | ||
Date | August 24, 2020 |