Guinness Atkinson Asia Focus Fund (IASMX) N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number 811-08360

GUINNESS ATKINSON FUNDS

(Exact name of registrant as specified in charter)

225 South Lake Avenue, Suite 216, Pasadena, CA	91101
(Address of principal executive offices)	(Zip code)

James J. Atkinson Jr.

225 South Lake Avenue, Suite 216, Pasadena, CA 91101

(Name and address of agent for service)

Registrant's telephone number, including area code: (800) 915-6566

Date of fiscal year end: December 31

Date of reporting period: July 1, 2020 to June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

ITEM 1. PROXY VOTING RECORD.

Form N-PX Proxy Voting Records

Guinness Atkinson Alternative Energy Fund

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

SIEMENS GAMESA RENEWABLE ENERGY SA
Security		E8T87A100				Meeting Type		Ordinary General Meeting
Ticker Symbol		SGRE SM				Meeting Date		22-Jul-2020
ISIN		ES0143416115				Agenda		712847764 - Management
Record Date		17-Jul-2020				Holding Recon Date		17-Jul-2020
City /	Country	BILBAO	/	Spain		Vote Deadline Date		16-Jul-2020
SEDOL(s)		B01CP21 - B01D7H3 - B0ZYQK8 - BF447S9				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS				Management	For	For
2	APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS				Management	For	For
3	APPROVAL OF THE NON FINANCIAL INFORMATION REPORT				Management	For	For
4	APPROVAL OF THE SOCIAL MANAGEMENT				Management	For	For
5	ALLOCATION OF RESULTS				Management	For	For
6	APPOINTMENT OF MR ANDREAS C. HOFFMANN AS DIRECTOR				Management	For	For
7	APPOINTMENT OF MR TIM OLIVER HOLT AS DIRECTOR				Management	For	For
8	APPOINTMENT OF MR HARALD VON HEYNITZ AS DIRECTOR				Management	For	For
9	APPOINTMENT OF MS MARIA FERRARO AS DIRECTOR				Management	For	For
10	APPOINTMENT OF MR ANDREAS NAUEN AS DIRECTOR				Management	For	For
11	NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS				Management	For	For
12	REELECTION OF ERNST AND YOUNG AS AUDITORS				Management	For	For
13	AUTHORIZATION FOR THE ACQUISITION OF OWN SHARES				Management	For	For
14	AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL				Management	For	For
15	AUTHORISATION TO THE BOARD OF DIRECTORS, TO ISSUE SIMPLE DEBENTURE AND OTHER FIXED INCOME SECURITIES THAT ARE NEITHER EXCHANGEABLE FOR NOR CONVERTIBLE INTO SHARES				Management	For	For
16	AUHTORIZATION TO ISSUE DEBENTURE S OR BONDS THAT ARE EXCHANGEABLE FOR OR CONVERTIBLE INTO SHARES				Management	For	For
17	APPROVAL OF THE REMUNERATION POLICY				Management	For	For
18.1	AMEND ARTICLES RE RIGHT OF INFORMATION AND INTERVENTION AT GENERAL MEETINGS: AMENDMENT OF THE REGULATION OF THE GENERAL MEETING ARTICLES 9, 11, 17, 27, 28 AND 29				Management	For	For
18.2	AMEND ARTICLE 15 RE PUBLIC REQUEST FOR REPRESENTATION				Management	For	For
18.3	AMEND ARTICLES RE TECHNICAL IMPROVEMENTS: ARTICLES 6, 7, 8, 23, 24, 31 AND 36				Management	For	For
18.4	AMEND ARTICLE 20 AND ADD NEW PROVISION RE REMOTE ATTENDANCE AT GENERAL MEETINGS				Management	For	For
19	DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS				Management	For	For
20	CONSULTIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF DIRECTORS				Management	For	For
CMMT	PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 23 JUL 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.				Non-Voting
CMMT	30 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE TEXT OF- RESOLUTIONS 18.1 TO 18.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.				Non-Voting
JOHNSON MATTHEY PLC
Security		G51604166				Meeting Type		Annual General Meeting
Ticker Symbol		JMAT LN				Meeting Date		23-Jul-2020
ISIN		GB00BZ4BQC70				Agenda		712858058 - Management
Record Date						Holding Recon Date		21-Jul-2020
City /	Country	LONDON	/	United Kingdom		Vote Deadline Date		17-Jul-2020
SEDOL(s)		BDFY4H2 - BKT5ZQ6 - BYQ06B4 - BYY3CC8 - BZ4BQC7				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED 31ST MARCH 2020				Management	For	For
2	TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31ST MARCH 2020				Management	For	For
3	TO APPROVE THE DIRECTORS REMUNERATION POLICY				Management	For	For
4	TO AMEND THE COMPANY'S PERFORMANCE SHARE PLAN RULES				Management	For	For
5	TO DECLARE A FINAL DIVIDEND OF 31.25 PENCE PER SHARE ON THE ORDINARY SHARES				Management	For	For
6	TO ELECT MR DR WEBB AS A DIRECTOR OF THE COMPANY				Management	For	For
7	TO RE-ELECT DR JV GRIFFITHS AS A DIRECTOR OF THE COMPANY				Management	For	For
8	TO RE-ELECT MS X LIU AS A DIRECTOR OF THE COMPANY				Management	For	For
9	TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF THE COMPANY				Management	For	For
10	TO RE-ELECT MRS AO MANZ AS A DIRECTOR OF THE COMPANY				Management	For	For
11	TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR OF THE COMPANY				Management	For	For
12	TO RE-ELECT MR J O HIGGINS AS A DIRECTOR OF THE COMPANY				Management	For	For
13	TO RE-ELECT MR P THOMAS AS A DIRECTOR OF THE COMPANY				Management	For	For
14	TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR FOR THE FORTHCOMING YEAR				Management	For	For
15	TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR				Management	For	For
16	TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS				Management	For	For
17	TO AUTHORISE THE DIRECTORS TO ALLOT SHARES				Management	For	For
18	TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES				Management	For	For
19	TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT				Management	For	For
20	TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES				Management	For	For
21	TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE				Management	For	For
CHINA LONGYUAN POWER GROUP CORPORATION LTD
Security		Y1501T101				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		916 HK				Meeting Date		18-Sep-2020
ISIN		CNE100000HD4				Agenda		713063941 - Management
Record Date		11-Sep-2020				Holding Recon Date		11-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		14-Sep-2020
SEDOL(s)		B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0828/2020082800263.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0828/2020082800297.pdf				Non-Voting
1	TO APPROVE THE GENERAL MANDATE TO APPLY FOR REGISTRATION AND ISSUANCE OF DEBT FINANCING INSTRUMENTS OVERSEAS				Management	No Vote	No Vote
HELLA GMBH & CO. KGAA
Security		D3R112160				Meeting Type		Annual General Meeting
Ticker Symbol		HLKHF				Meeting Date		25-Sep-2020
ISIN		DE000A13SX22				Agenda		713031071 - Management
Record Date		03-Sep-2020				Holding Recon Date		03-Sep-2020
City /	Country	LIPPSTA DT	/	Germany		Vote Deadline Date		17-Sep-2020
SEDOL(s)		BD0R551 - BDQZLJ5 - BDS68M8 - BF16X68 - BSHYK55 - BSM6540 - BT6SHW1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE				Non-Voting
CMMT	ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL				Non-Voting
CMMT	INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE				Non-Voting
1	PRESENTATION OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS TOGETHER WITH THE COMBINED MANAGEMENT REPORT FOR HELLA GMBH & CO. KGAA AND THE GROUP FOR THE FISCAL YEAR 2019/2020, EACH AS ENDORSED BY THE SUPERVISORY BOARD, INCLUDING THE EXPLANATORY REPORT WITH REGARD TO THE INFORMATION PURSUANT TO SECTION 289A (1) AS WELL AS SECTION 315A (1) OF THE GERMAN COMMERCIAL CODE ("HGB") AS WELL AS THE REPORT OF THE SUPERVISORY BOARD AND THE SEPARATE NON-FINANCIAL REPORT OF HELLA GMBH & CO. KGAA AND OF THE GROUP FOR THE FISCAL YEAR 2019/2020; RESOLUTION TO APPROVE THE ANNUAL FINANCIAL STATEMENTS OF HELLA GMBH & CO. KGAA FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
2	RESOLUTION ON THE APPROPRIATION OF DISTRIBUTABLE PROFIT: THE GENERAL PARTNER, THE SHAREHOLDER COMMITTEE AND THE SUPERVISORY BOARD PROPOSE THAT THE DISTRIBUTABLE PROFIT FOR THE FISCAL YEAR 2019/2020 IN THE AMOUNT OF EUR 78,599,387.50 BE APPROPRIATED AS FOLLOWS: (AS SPECIFIED)				Management	No Vote	No Vote
3	RESOLUTION RATIFYING THE ACTS OF MANAGEMENT OF THE GENERAL PARTNER FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
4	RESOLUTION RATIFYING THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
5	RESOLUTION RATIFYING THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SHAREHOLDER COMMITTEE FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
6	APPOINTMENT OF THE AUDITOR FOR THE AUDIT OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020/2021: UPON RECOMMENDATION OF THE AUDIT COMMITTEE, THE SUPERVISORY BOARD PROPOSES TO APPOINT PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT AS AUDITOR FOR THE AUDIT OF THE ANNUAL FINANCIAL STATEMENTS AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020/2021				Management	No Vote	No Vote
CHINA SUNTIEN GREEN ENERGY CORP LTD
Security		Y15207106				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		956 HK				Meeting Date		13-Oct-2020
ISIN		CNE100000TW9				Agenda		713064842 - Management
Record Date		11-Sep-2020				Holding Recon Date		11-Sep-2020
City /	Country	SHIJIAZ HUANG	/	China		Vote Deadline Date		07-Oct-2020
SEDOL(s)		B3ZXLP6 - B4ZPFR9 - BJK6806 - BL6HP84 - BMY4QZ8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0826/2020082601137.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0826/2020082601125.pdf				Non-Voting
1	TO CONSIDER AND APPROVE THE RESOLUTION ON THE COMPANY'S ANNUAL PROFIT DISTRIBUTION PLAN FOR 2019				Management	For	For
2	TO CONSIDER AND APPROVE THE RESOLUTION ON THE CHANGE TO APPOINT ERNST & YOUNG HUA MING LLP AS THE COMPANY'S PRC AUDITOR FOR 2020				Management	For	For
CMMT	PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 3.1 THROUGH 3.2 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET				Non-Voting
3.1	TO ELECT MS. GAO JUN AS AN EXTERNAL SUPERVISOR OF THE COMPANY'S FOURTH SESSION OF THE SUPERVISORY COMMITTEE				Management	For	For
3.2	TO ELECT PROFESSOR ZHANG DONG SHENG AS AN INDEPENDENT SUPERVISOR OF THE COMPANY'S FOURTH SESSION OF THE SUPERVISORY COMMITTEE				Management	For	For
LG CHEM LTD
Security		Y52758102				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		051910 KS				Meeting Date		30-Oct-2020
ISIN		KR7051910008				Agenda		713134726 - Management
Record Date		05-Oct-2020				Holding Recon Date		05-Oct-2020
City /	Country	SEOUL	/	Korea, Republic Of		Vote Deadline Date		20-Oct-2020
SEDOL(s)		6346913 - B081VN4				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	APPROVAL OF SPLIT-OFF				Management	No Vote	No Vote
CMMT	22 SEP 2020: THIS EGM IS RELATED TO THE CORPORATE EVENT OF PHYSICAL SPLIT-OFF.				Non-Voting
CMMT	22 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
CHINA SUNTIEN GREEN ENERGY CORP LTD
Security		Y15207106				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		956 HK				Meeting Date		25-Nov-2020
ISIN		CNE100000TW9				Agenda		713333413 - Management
Record Date		23-Oct-2020				Holding Recon Date		23-Oct-2020
City /	Country	SHIJIAZ HUANG	/	China		Vote Deadline Date		19-Nov-2020
SEDOL(s)		B3ZXLP6 - B4ZPFR9 - BJK6806 - BL6HP84 - BMY4QZ8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 474765 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU				Non-Voting
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1009/2020100900576.pdf,				Non-Voting
1	THE RESOLUTION ON THE PUBLIC OFFERING AND REGISTRATION BY THE COMPANY OF RMB3 BILLION RENEWABLE GREEN CORPORATE BONDS				Management	For	For
2	THE RESOLUTION ON THE ELECTION OF MR. GUO YING JUN AS AN INDEPENDENT DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY				Management	For	For
3	PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE RESOLUTION ON THE PROPOSED UNIFIED USE OF THE CASBE BY THE COMPANY				Shareholder	For	For
4	PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE RESOLUTION ON THE TERMINATION OF APPOINTMENT OF INTERNATIONAL AUDITOR OF THE COMPANY				Shareholder	For	For
5	PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE RESOLUTION ON THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY				Shareholder	For	For
6	PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE RESOLUTION ON THE AMENDMENTS TO THE RULES OF PROCEDURE OF THE GENERAL MEETING OF THE COMPANY				Shareholder	For	For
NIBE INDUSTRIER AB
Security		W57113149				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		NIBEB SS				Meeting Date		16-Dec-2020
ISIN		SE0008321293				Agenda		713408765 - Management
Record Date		08-Dec-2020				Holding Recon Date		08-Dec-2020
City /	Country	TBD	/	Sweden		Vote Deadline Date		03-Dec-2020
SEDOL(s)		BD1RKL1 - BD4F8N0 - BYYT1T6 - BYYV3X0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION				Non-Voting
CMMT	MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED				Non-Voting
CMMT	IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU				Non-Voting
1	OPEN MEETING				Non-Voting
2	ELECT CHAIRMAN OF MEETING				Non-Voting
3	PREPARE AND APPROVE LIST OF SHAREHOLDERS				Non-Voting
4	APPROVE AGENDA OF MEETING				Non-Voting
5	DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING				Non-Voting
6	ACKNOWLEDGE PROPER CONVENING OF MEETING				Non-Voting
7	APPROVE DIVIDENDS OF SEK 1.40 PER SHARE				Management	For	For
8	CLOSE MEETING				Non-Voting
CMMT	25 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU				Non-Voting
CMMT	07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
CMMT	07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU.				Non-Voting
CHINA LONGYUAN POWER GROUP CORPORATION LTD
Security		Y1501T101				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		916 HK				Meeting Date		30-Dec-2020
ISIN		CNE100000HD4				Agenda		713449379 - Management
Record Date		23-Dec-2020				Holding Recon Date		23-Dec-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		23-Dec-2020
SEDOL(s)		B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1214/2020121400508.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1214/2020121400482.pdf				Non-Voting
1	THE EXECUTION OF THE FRAMEWORK AGREEMENT FOR PURCHASE AND SALE OF COMPREHENSIVE PRODUCTS AND SERVICES ENTERING INTO BETWEEN THE COMPANY AND CHINA ENERGY INVESTMENT CORPORATION LIMITED AND THE PROPOSED ANNUAL CAPS OF 2021, 2022 AND 2023 BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED				Management	No Vote	No Vote

Customer Account Name	Company	Ticker	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Accounts and Reports; Non Tax-Deductible Expenses	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Elect Jean Carlos Angulo	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Elect Sébastien Moynot	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Elect Frank Lacroix	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Elect Ulrike Steinhorst	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Authority to Issue Shares and Convertible Debt w/ Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Greenshoe	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Authority to Issue Shares and Convertible Debt Through Private Placement	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Authority to Increase Capital in Consideration for Contributions In Kind	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Consolidated Accounts and Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Amendments to Articles Regarding Staggered Board	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Authorisation of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Scrip Dividend	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	2020 Remuneration Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	2020 Remuneration of Frédéric Moyne, Chair and CEO	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	2021 Remuneration Policy (Corporate Officers)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Guinness Atkinson Alternative Energy Fund	Albioma	ABIO		5/25/2021	Elect Frédéric Moyne	Management	For	For
Guinness Atkinson Alternative Energy Fund	Ameresco Inc.	AMRC	02361E108	5/20/2021	Elect David J. Corrsin	Management	For	For
Guinness Atkinson Alternative Energy Fund	Ameresco Inc.	AMRC	02361E108	5/20/2021	Elect George P. Sakellaris	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Ameresco Inc.	AMRC	02361E108	5/20/2021	Elect Joseph W. Sutton	Management	For	For
Guinness Atkinson Alternative Energy Fund	Ameresco Inc.	AMRC	02361E108	5/20/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Kevin P. Clark	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Richard L. Clemmer	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Nancy E. Cooper	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Nicholas M. Donofrio	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Rajiv L. Gupta	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Joseph L. Hooley	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Merit E. Janow	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Sean O. Mahoney	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Paul M. Meister	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Robert K. Ortberg	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Colin J. Parris	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Ana G. Pinczuk	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Aptiv PLC	APTV	G6095L109	4/30/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Board Size	Management	For	For
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Shawn (Xiaohua) Qu	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Karl E. Olsoni	Management	For	For
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Harry E. Ruda	Management	For	For
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Lauren C. Templeton	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Andrew (Luen Cheung) Wong	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Arthur WONG Lap Tat	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Leslie CHANG Li Hsien	Management	For	For
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Yan ZHUANG	Management	For	For
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Huifeng CHANG	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		12/30/2020	Framework Agreement for Purchase and Sale  of Comprehensive Products and Services	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		4/28/2021	Elect TIAN Shaolin	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		4/28/2021	Elect SHAO Junjie as Supervisor	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Directors' Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	General Mandate to Register and Issue Debt Financing Instruments in the PRC	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	General Mandate to Register and Issue Debt Financing Instruments Overseas	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Authority to Carry Out Financial Derivative Business	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Authority to Issue Domestic and/or H Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Supervisors' Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Final Financial Accounts	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	2021 Financial Budget Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Elect TANG Jian	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Directors' and Supervisors' Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Appointment of International Auditor and Authority to Set Fees	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		6/29/2021	Elect LI Zhongjun	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Longyuan Power Group Corporation Limited	916 HK		6/29/2021	Elect TANG Chaoxiong	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Satisfaction of Criteria for Non-public Issuance of A Shares	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Specific Mandate	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Articles of Association	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Procedural Rules of General Meetings	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Procedural Rules of the Board of Directors	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to the Policy on Management of Provision of External Guarantees	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Asset Financing Services Framework Agreement	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Class and par value of the Shares to be issued	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Effective period	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Method and time of the issuance	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Target subscriber and subscription method	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Pricing benchmark date, issue price and pricing method	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Number of Shares to be issued	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for lock-up period	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for the accumulated profit prior to the Non-public Issuance	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Place of listing of Shares under the issuance	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amount to be raised and use of proceeds	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Resolution on the Proposal for the Non-public Issuance of A Shares	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Subscription Agreement and Connected  Transaction between the Company and Hebei Construction & Investment Group Co., Ltd	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Feasibility Analysis Report on the Use of Proceeds from the Issuance	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Report on the Use of Previously Raised Funds	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Dilution of Current Returns and Remedial Measures	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Shareholder Return Plan (2021-2023)	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Board Authorization in Relation to Non-public Issuance of A Shares	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Class and par value of the Shares to be issued	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Effective Period	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Method and time of the issuance	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Target subscriber and subscription method	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Pricing benchmark date, issue price and pricing method	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Number of Shares to be issued	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for lock-up period	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for the accumulated profit prior to the Non-public Issuance	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Place of listing of Shares under the issuance	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amount to be raised and use of proceeds	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Resolution on the Proposal for the Non-public Issuance of A Shares	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Subscription Agreement and Connected Transaction between the Company and Hebei Construction & Investment Group Co., Ltd	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Board Authorization in Relation to Non-public Issuance of A Shares	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Specific Mandate	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Articles of Association	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Procedural Rules for General Meetings	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authorization of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authorization of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Class and Par Value of the Shares to be Issued	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Effective Period for This Resolution on the Non-public Issuance of Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Method and Time of the Issuance	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Target Subscriber and Subscription Method	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Pricing Benchmark Date, Issue Price and Pricing Method	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Number of Shares to be Issued	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for Lock-up Period	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for the Accumulated Profit Prior to the Non-public Issuance	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Place of Listing of Shares Under the Issuance	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Amount to be Raised and Use of Proceeds	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Intra-company Contracts/Control Agreements	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Approval of Non Financial Statement Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Class and Par Value of the Shares to be Issued	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Effective Period for This Resolution on the Non-public Issuance of Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Method and Time of the Issuance	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Target Subscriber and Subscription Method	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Pricing Benchmark Date, Issue Price and Pricing Method	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Number of Shares to be Issued	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for Lock-up Period	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for the Accumulated Profit Prior to the Non-public Issuance	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Place of Listing of Shares Under the Issuance	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Amount to be Raised and Use of Proceeds	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Issuance of Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Intra-company Contracts/Control Agreements	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authorization of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Annual Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Liability Insurance	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Amendment to Article 68	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Authority to Give Guarantees	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Directors' Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Supervisors' Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Financial Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Profit Distribution Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Use of Proceeds	Management	For	For
Guinness Atkinson Alternative Energy Fund	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	2021 Estimated Connected Transactions	Management	For	For
Guinness Atkinson Alternative Energy Fund	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Elect Badrinarayanan Kothandaraman	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Elect Joseph Malchow	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Increase in Authorized Common Stock	Management	For	For
Guinness Atkinson Alternative Energy Fund	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Approval of the 2021 Equity Incentive Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Michael J. Ahearn	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Sharon L. Allen	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Richard D. Chapman	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect George A. Hambro	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Kathryn A. Hollister	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Molly E. Joseph	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Craig Kennedy	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect William J. Post	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Paul H. Stebbins	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Michael T. Sweeney	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Elect Mark Widmar	Management	For	For
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	First Solar Inc	FSLR	336433107	5/12/2021	Shareholder Proposal Regarding Board Diversity Report	Shareholder	For	Against
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Sophie Desormiere	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Phillip M. Eyler	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Yvonne Hao	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect David W. Heinzmann	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Ronald Hundzinski	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Charles R. Kummeth	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Betsy Meter	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Byron Shaw II	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Elect John Stacey	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	Gentherm Inc	THRM	37253A103	5/20/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Gerben W. Bakker	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Carlos M. Cardoso	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Anthony J. Guzzi	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Rhett A. Hernandez	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Neal J. Keating	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Bonnie C. Lind	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect John F. Malloy	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Jennifer M. Pollino	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect John G. Russell	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Steven R. Shawley	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Advisory Vote on Executive Compensation	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Hubbell Inc.	HUBB	443510607	5/4/2021	Ratification of Auditor	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Accounts	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Board and Committees)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Financial and Non-Financial Information)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Technical Amendments)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Governance and Sustainability System)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Powers)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Remote Attendance)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Remuneration Policy	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	First Scrip Dividend	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Second Scrip Dividend	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Management Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Elect Juan Manuel González Serna	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Elect Francisco Martínez Córcoles	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Ratify Co-Option and Elect Ángel Jesús Acebes Paniagua	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Board Size	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Authority to Issue Debt Instruments	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Authorisation of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Remuneration Report (Advisory)	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Advisory Vote on Climate Action Policy	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Report on Non-Financial Information	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Ratification of Board Acts	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Governance and Sustainability System)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Cancellation of Shares)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (General Meeting Powers; Board Powers)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Remote Attendance)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Climate Action Plan)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Itron Inc.	ITRI	465741106	5/13/2021	Elect Thomas L. Deitrich	Management	For	For
Guinness Atkinson Alternative Energy Fund	Itron Inc.	ITRI	465741106	5/13/2021	Elect Timothy Leyden	Management	For	For
Guinness Atkinson Alternative Energy Fund	Itron Inc.	ITRI	465741106	5/13/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Itron Inc.	ITRI	465741106	5/13/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	L G Chemical	051910 KS		3/25/2021	Financial Statements and Allocation of Profits/Dividends	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	L G Chemical	051910 KS		3/25/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Alternative Energy Fund	L G Chemical	051910 KS		3/25/2021	Elect CHA Dong Seok	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	L G Chemical	051910 KS		3/25/2021	Election of Independent Director to Become Audit Committee Member: KIM Mun Su	Management	For	For
Guinness Atkinson Alternative Energy Fund	L G Chemical	051910 KS		3/25/2021	Directors' Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Sherry S. Barrat	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect James L. Camaren	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Kenneth B. Dunn	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Naren K. Gursahaney	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Kirk S. Hachigian	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Amy B. Lane	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect David L. Porges	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect James L. Robo	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Rudy E. Schupp	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect John L. Skolds	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Lynn M. Utter	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Darryl L. Wilson	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Approval of the 2021 Long Term Incentive Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	NextEra Energy Inc	NEE	65339F101	5/20/2021	Shareholder Proposal Regarding Right to Act by Written Consent	Shareholder	For	Against
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Number of Auditors	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Directors and Auditors' Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Election of Directors	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Remuneration Report	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Stock Split	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Authority to Issue Shares w/ or w/o Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Remuneration Policy	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Ratification of Board and CEO Acts	Management	For	For
Guinness Atkinson Alternative Energy Fund	Nibe Industrier AB	NIBEB SS		5/11/2021	Board Size	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Atsushi Abe	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Alan Campbell	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Susan K. Carter	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Thomas L. Deitrich	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Gilles Delfassy	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Hassaine S. El-Khoury	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Bruce E. Kiddoo	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Paul A. Mascarenas	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Gregory L. Waters	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Christine Y. Yan	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Amendment to the 2000 Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	ON Semiconductor Corp.	ON	682189105	5/20/2021	Amendment to the Stock Incentive Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Isaac Angel	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Albertus Bruggink	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Dan Falk	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect David Granot	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Mike Nikkel	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Dafna Sharir	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Stanley B. Stern	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Hidetake Takahashi	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Byron G. Wong	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Ratification of Auditor	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Ormat Technologies Inc	ORA	686688102	5/5/2021	Advisory Vote on Executive Compensation	Management	No Vote	No Vote
Guinness Atkinson Alternative Energy Fund	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Financial Statements and Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Elect JANG Hyeok	Management	For	For
Guinness Atkinson Alternative Energy Fund	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Elect KIM Jong Seong	Management	For	For
Guinness Atkinson Alternative Energy Fund	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Directors' Fees	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Accounts and Reports; Non Tax-Deductible Expenses	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Elect Anna Ohlsson-Leijon	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Election of Thierry Jacquet (Employee Shareholder Representatives)	Management	Against	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Election of Zennia Csikos (Employee Shareholder Representatives)	Management	Against	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Elect Xiaoyun Ma (Employee Shareholder Representatives)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Election of Malene Kvist Kristensen (Employee Shareholder Representatives)	Management	Against	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares Through Private Placement	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Greenshoe	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Consolidated Accounts and Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital in Consideration for Contributions In Kind	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Stock Purchase Plan for Overseas Employees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Amendments to Article Regarding Board Powers	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Authorisation of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration of Jean-Pascal Tricoire, Chair and CEO	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Chair and CEO)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Board of Directors)	Management	For	For
Guinness Atkinson Alternative Energy Fund	Schneider Electric SE	SU FP		4/28/2021	Elect Jean-Pascal Tricoire	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Allot Shares Under Equity Incentive Plans	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Andrew Teich	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Jeffrey J. Cote	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect John P. Absmeier	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Daniel L. Black	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Lorraine A. Bolsinger	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect James E. Heppelmann	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Charles W. Peffer	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Constance E. Skidmore	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Steven A. Sonnenberg	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Martha N. Sullivan	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Stephen M. Zide	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Approval of the 2021 Equity Incentive Plan	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Remuneration Report (Advisory)	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Appointment of UK Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Set UK Auditor's Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Accounts	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Remuneration Policy	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Long-Term Incentive Plan 2021-2023	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Authorisation of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Remuneration Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Management Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Report on Non-Financial Information	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Ratification of Board Acts	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Allocation of Losses	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Ratify Co-Option and Elect Tim Dawidowsky	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Elect Mariel von Schumann	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Elect Klaus Rosenfeld	Management	For	For
Guinness Atkinson Alternative Energy Fund	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Elect Nadav Zafrir	Management	For	For
Guinness Atkinson Alternative Energy Fund	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Elect Avery More	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Elect Zivi Lando	Management	For	For
Guinness Atkinson Alternative Energy Fund	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Elect ZHANG Kaihong	Management	For	For
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Elect SHI Borong	Management	For	For
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Elect ZHANG Yong	Management	For	For
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Directors' Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	Tianneng Power International Ltd	819 HK		6/18/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Paul G. Giovacchini	Management	For	For
Guinness Atkinson Alternative Energy Fund	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Jayshree S. Desai	Management	Withhold	Against
Guinness Atkinson Alternative Energy Fund	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Linda P. Hudson	Management	For	For
Guinness Atkinson Alternative Energy Fund	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Bavan M. Holloway	Management	For	For
Guinness Atkinson Alternative Energy Fund	TPI Composites Inc	TPIC	87266J104	5/18/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Alternative Energy Fund	TPI Composites Inc	TPIC	87266J104	5/18/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect David W. Drinkwater	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Brett M. Gellner	Management	For	For
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Allen R. Hagerman	Management	For	For
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Georganne Hodges	Management	For	For
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Kerry O'Reilly Wilks	Management	For	For
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Todd J Stack	Management	For	For
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Paul H.E. Taylor	Management	For	For
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Susan M. Ward	Management	For	For
Guinness Atkinson Alternative Energy Fund	TransAlta Renewables Inc	RNW CN		5/18/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Remuneration Report	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Directors' Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Anders Runevad	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Bert Nordberg	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Bruce Grant	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Eva Merete Søfelde Berneke	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Helle Thorning-Schmidt	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Karl-Henrik Sundström	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Lars Josefsson	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Kentaro Hosomi	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Appointment of Auditor	Management	Abstain	Against
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Remuneration Policy	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Articles regarding the Denomination of Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Authority to Issue Shares w/ or w/o Preemptive Rights	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Articles Regarding Virtual meetings	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Articles Regarding Electronic Communication	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Special Dividend	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	Vestas Wind Systems AS	VWS DC		4/8/2021	Authorization of Legal Formalities	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect CHEN Xi	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect LEE Shing Put	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Directors' Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect Paul CHENG Kwok Kin	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Alternative Energy Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Issue Repurchased Shares	Management	Against	Against

Form N-PX Proxy Voting Records

Guinness Atkinson Asia Focus Fund

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

PTT PUBLIC COMPANY LIMITED
Security		Y6883U139				Meeting Type		Annual General Meeting
Ticker Symbol		PTT LN				Meeting Date		03-Jul-2020
ISIN		TH0646010Z18				Agenda		712581746 - Management
Record Date		29-May-2020				Holding Recon Date		29-May-2020
City /	Country	BANGKO K	/	Thailand		Vote Deadline Date		29-Jun-2020
SEDOL(s)		BD0BDJ3 - BF0RN62 - BYVPSP2				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN.				Non-Voting
1	ACKNOWLEDGE PERFORMANCE STATEMENT AND APPROVE FINANCIAL STATEMENTS				Management	For	For
2	APPROVE ALLOCATION OF INCOME AND DIVIDEND PAYMENT				Management	For	For
3	APPROVE EY OFFICE COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION				Management	For	For
4	APPROVE REMUNERATION OF DIRECTORS				Management	Against	Against
5.1	ELECT KRISHNA BOONYACHAI AS DIRECTOR				Management	For	For
5.2	ELECT SUPATTANAPONG PUNMEECHAOW DIRECTOR				Management	For	For
5.3	ELECT RUNGROJ SANGKRAM AS DIRECTOR				Management	Against	Against
5.4	ELECT KITTIPONG KITTAYARAK AS DIRECTOR				Management	For	For
5.5	ELECT PREMRUTAI VINAIPHAT AS DIRECTOR				Management	For	For
6	OTHER BUSINESS				Management	Against	Against
SINO BIOPHARMACEUTICAL LTD
Security		G8167W138				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		1177 HK				Meeting Date		15-Jul-2020
ISIN		KYG8167W1380				Agenda		712857727 - Management
Record Date		09-Jul-2020				Holding Recon Date		09-Jul-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		08-Jul-2020
SEDOL(s)		B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BL63HK8 - BP3RXM5				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0623/2020062300631.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0623/2020062300635.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
1	TO APPROVE THE BONUS ISSUE OF SHARES ON THE BASIS OF ONE BONUS SHARE FOR EVERY TWO EXISTING ISSUED SHARES IN THE SHARE CAPITAL OF THE COMPANY				Management	For	For
2	TO APPROVE THE INCREASE IN THE AUTHORISED SHARE CAPITAL OF THE COMPANY FROM HKD 500,000,000.00 DIVIDED INTO 20,000,000,000 SHARES TO HKD 750,000,000.00 DIVIDED INTO 30,000,000,000 SHARES				Management	For	For
ELECTRICITY GENERATING PUBLIC CO LTD
Security		Y22834116				Meeting Type		Annual General Meeting
Ticker Symbol		EGCO TB				Meeting Date		20-Jul-2020
ISIN		TH0465010013				Agenda		712856989 - Management
Record Date		01-Jul-2020				Holding Recon Date		01-Jul-2020
City /	Country	BANGKO K	/	Thailand		Vote Deadline Date		14-Jul-2020
SEDOL(s)		5336799 - 6304643				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO CONSIDER AND APPROVE THE MINUTES OF THE SHAREHOLDERS 2019 ANNUAL GENERAL MEETING HELD ON APRIL 18, 2019				Management	For	For
2	TO CONSIDER AND ACKNOWLEDGE THE COMPANY'S PERFORMANCE FOR YEAR 2019				Management	For	For
3	TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS AS AT DECEMBER 31, 2019				Management	For	For
4	TO CONSIDER AND APPROVE THE OMISSION OF ADDITIONAL DIVIDEND PAYMENT FROM OPERATING RESULTS OF 2019 AND ACKNOWLEDGE THE INTERIM DIVIDEND PAYMENT				Management	For	For
5	TO CONSIDER THE APPOINTMENT OF THE AUDITORS AND DETERMINE THE AUDIT FEE: PRICEWATERHOUSECOOPERS ABAS LIMITED				Management	Against	Against
6	TO CONSIDER AND DETERMINE THE DIRECTORS REMUNERATION				Management	Against	Against
7.A	TO CONSIDER AND ELECT MR. ANYA KHANTHAVIT AS INDEPENDENT DIRECTOR				Management	For	For
7.B	TO CONSIDER AND ELECT MR. PAISAN MAHAPUNNAPORN AS INDEPENDENT DIRECTOR				Management	For	For
7.C	TO CONSIDER AND ELECT MR. TOSHIRO KUDAMA AS DIRECTOR				Management	Against	Against
7.D	TO CONSIDER AND ELECT MR. TOMOYUKI OCHIAI AS DIRECTOR				Management	Against	Against
7.E	TO CONSIDER AND ELECT MR. NAOKI TSUTSUMI AS DIRECTOR				Management	Against	Against
8.1	TO CONSIDER AND APPROVE THE AMENDMENT OF THE COMPANY'S OBJECTIVE NO.6				Management	For	For
8.2	TO CONSIDER AND APPROVE THE INCLUSION OF THE COMPANY'S NEW OBJECTIVE				Management	For	For
9	TO CONSIDER OTHER MATTERS (IF ANY)				Management	Against	Against
CMMT	IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN				Non-Voting
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 435813 DUE TO SPLITTING-OF RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU				Non-Voting
GEELY AUTOMOBILE HOLDINGS LTD
Security		G3777B103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		175 HK				Meeting Date		29-Jul-2020
ISIN		KYG3777B1032				Agenda		712916797 - Management
Record Date		23-Jul-2020				Holding Recon Date		23-Jul-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		22-Jul-2020
SEDOL(s)		6531827 - B06GCL6 - BDDXGN1 - BGPHZG8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO CONSIDER AND APPROVE THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE" IN THE CIRCULAR ISSUED BY THE COMPANY DATED 6 JULY 2020 (THE "CIRCULAR"))				Management	For	For
2	TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
3	TO CONSIDER AND APPROVE THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
4	TO CONSIDER AND APPROVE THE DIVIDEND RETURN PLAN FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX I TO THE CIRCULAR				Management	For	For
5	TO CONSIDER AND APPROVE THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
6	TO CONSIDER AND APPROVE THE POLICY FOR STABILISATION OF THE PRICE OF THE RMB SHARES FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX II TO THE CIRCULAR				Management	For	For
7	TO CONSIDER AND APPROVE THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
8	TO CONSIDER AND APPROVE THE REMEDIAL MEASURES FOR THE POTENTIAL DILUTION OF IMMEDIATE RETURNS BY THE PROPOSED RMB SHARE ISSUE AND THE CORRESPONDING UNDERTAKINGS IN THE FORM AS SET FORTH IN APPENDIX III TO THE CIRCULAR				Management	For	For
9	TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF GENERAL MEETINGS IN THE FORM AS SET FORTH IN APPENDIX V TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD				Management	For	For
10	TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF BOARD MEETINGS IN THE FORM AS SET FORTH IN APPENDIX VI TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD				Management	For	For
11	TO CONSIDER AND APPROVE THE AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION AS SET FORTH IN APPENDIX IV TO THE CIRCULAR AND THE ADOPTION OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION				Management	For	For
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600049.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600045.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
SANY HEAVY INDUSTRY CO LTD
Security		Y75268105				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		600031 CH				Meeting Date		04-Sep-2020
ISIN		CNE000001F70				Agenda		713058445 - Management
Record Date		26-Aug-2020				Holding Recon Date		26-Aug-2020
City /	Country	CHANGS HA	/	China		Vote Deadline Date		01-Sep-2020
SEDOL(s)		6648824 - BP3R3H0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 457756 DUE TO ADDITION OF- RESOLUTION NO 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU.				Non-Voting
1	CONNECTED TRANSACTION REGARDING SET UP AND APPLICATION FOR ISSUANCE OF ACCOUNTS RECEIVABLE ASSET-BACKED SECURITIES				Management	For	For
2	CONNECTED TRANSACTION REGARDING SET UP A COLLECTIVE CAPITAL TRUST PLAN				Management	Abstain	Against
CHINA MERCHANTS BANK CO LTD
Security		Y14896115				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		3968 HK				Meeting Date		09-Sep-2020
ISIN		CNE1000002M1				Agenda		713042935 - Management
Record Date		02-Sep-2020				Holding Recon Date		02-Sep-2020
City /	Country	SHENZH EN	/	China		Vote Deadline Date		03-Sep-2020
SEDOL(s)		B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0821/2020082101079.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0821/2020082101099.pdf				Non-Voting
1	RESOLUTION REGARDING THE ELECTION OF MR. MIAO JIANMIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY				Management	For	For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		14-Sep-2020
ISIN		CNE100000CS3				Agenda		713066050 - Management
Record Date		08-Sep-2020				Holding Recon Date		08-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		09-Sep-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	2020 INTERIM PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED): CNY0.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES): 5.000000				Management	For	For
2	EXPIRATION OF THE TENURE OF INDEPENDENT DIRECTORS AND CHANGE OF INDEPENDENT DIRECTORS				Management	For	For
3	2020 ISSUANCE OF ACCOUNT RECEIVABLE ASSET- BACKED NOTES				Management	For	For
4	CHANGE OF THE COMPANY'S REGISTERED CAPITAL				Management	For	For
5	AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION				Management	For	For
6	AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING SHAREHOLDERS' GENERAL MEETINGS				Management	For	For
7	AMENDMENTS TO THE SYSTEM FOR INDEPENDENT DIRECTORS				Management	For	For
8	AMENDMENTS TO THE RAISED FUNDS MANAGEMENT SYSTEM				Management	For	For
9	INVESTMENT IN CONSTRUCTION OF A NEW CONSTRUCTION MATERIAL INDUSTRIAL PARK IN BAODING, HEBEI				Management	For	For
10	EXTERNAL INVESTMENT IN CONSTRUCTION OF A NEW MATERIAL COMPOSITE INDUSTRIAL PARK IN YANGPU, HAINAN				Management	For	For
11	EXTERNAL INVESTMENT IN CONSTRUCTION OF A NEW MATERIAL PRODUCTION BASE IN NANTONG, JIANGSU				Management	For	For
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD
Security		Y408DG116				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		600887 C1				Meeting Date		25-Sep-2020
ISIN		CNE000000JP5				Agenda		713096611 - Management
Record Date		16-Sep-2020				Holding Recon Date		16-Sep-2020
City /	Country	HOHHOT	/	China		Vote Deadline Date		22-Sep-2020
SEDOL(s)		6458841 - BP3R2V7				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	LONG-TERM SERVICE PLAN (DRAFT) AND ITS SUMMARY				Management	For	For
2	MANAGEMENT RULES FOR THE LONG-TERM SERVICE PLAN (DRAFT)				Management	For	For
3	REPURCHASE AND CANCELLATION OF SOME 2019 RESTRICTED STOCKS				Management	For	For
4	AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT TO THE REGISTERED CAPITAL AND TOTAL SHARE CAPITAL				Management	For	For
VENUSTECH GROUP INC
Security		Y07764106				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002439C2				Meeting Date		28-Sep-2020
ISIN		CNE100000QJ2				Agenda		713104824 - Management
Record Date		22-Sep-2020				Holding Recon Date		22-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		B5VPN09 - BD5CJQ0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	CHANGE OF THE PURPOSE OF SOME RAISED FUNDS				Management	For	For
2	EXEMPTION OF RELEVANT COMMITMENTS ON PROJECTS FINANCED WITH RAISED FUNDS				Management	For	For
3	ADDITION OF THE IMPLEMENTING PARTIES OF PROJECTS FINANCED WITH RAISED FUNDS AND INCREASE OF CAPITAL IN THE IMPLEMENTING PARTIES WITH RAISED FUNDS				Management	For	For
SHENZHEN EXPRESSWAY CO LTD
Security		Y7741B107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		548 HK				Meeting Date		29-Sep-2020
ISIN		CNE100000478				Agenda		713027236 - Management
Record Date		28-Aug-2020				Holding Recon Date		28-Aug-2020
City /	Country	SHENZH EN	/	China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0813/2020081300694.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0813/2020081300714.pdf				Non-Voting
1	TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ABSORPTION AND MERGER OF CERTAIN WHOLLY-OWNED SUBSIDIARIES				Management	For	For
2	TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: CHEN ZHI SHENG				Management	Abstain	Against
CMMT	17 AUG 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
CATCHER TECHNOLOGY CO LTD
Security		Y1148A101				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		2474 TT				Meeting Date		05-Oct-2020
ISIN		TW0002474004				Agenda		713143220 - Management
Record Date		04-Sep-2020				Holding Recon Date		04-Sep-2020
City /	Country	TAINAN	/	Taiwan, Province of China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		6186669 - B02W2D0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	LYRA INTERNATIONAL CO., LTD., THE SUBSIDIARY OF THE COMPANY, INTENDS TO SELL 100PCT OF ITS STAKES OF TOPO TECHNOLOGY (TAIZHOU) CO., LIMITED, AND MEECA TECHNOLOGY (TAIZHOU) CO., LIMITED IN MAINLAND CHINA TO LENS INTERNATIONAL (HONG KONG) CO., LTD.				Management	For	For
CMMT	22 SEP 2020: THE MEETING SCHEDULED TO BE HELD ON 05 OCT 2020, IS FOR MERGER-AND ACQUISITION OF CATCHER TECHNOLOGY CO LTD & ISIN TW0002474004 AND TOPO-TECHNOLOGY (TAIZHOU) CO., LTD. AND MEECA TECHNOLOGY (TAIZHOU) CO., LTD. IF-YOU WISH TO DISSENT ON THE MERGER PLEASE SUBMIT THIS IN WRITING BEFORE THE-MEETING TO WAIVE YOUR VOTING RIGHTS. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-DIRECTLY IF YOU WISH TO DISSENT ON THE MERGER				Non-Voting
CMMT	22 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU				Non-Voting
VENUSTECH GROUP INC
Security		Y07764106				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002439C2				Meeting Date		15-Oct-2020
ISIN		CNE100000QJ2				Agenda		713149878 - Management
Record Date		28-Sep-2020				Holding Recon Date		28-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		12-Oct-2020
SEDOL(s)		B5VPN09 - BD5CJQ0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	THE THIRD PHASE EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY				Management	For	For
2	MANAGEMENT MEASURES FOR THE THIRD PHASE EQUITY INCENTIVE PLAN				Management	For	For
3	FULL AUTHORIZATION TO THE BOARD TO HANDLE MATTERS REGARDING THE EMPLOYEE STOCK OWNERSHIP PLAN				Management	For	For
CMMT	29 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FROM 12 OCT 2020 TO 15 OCT 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU				Non-Voting
CORPORATE TRAVEL MANAGEMENT LTD
Security		Q2909K105				Meeting Type		Annual General Meeting
Ticker Symbol		CTD AU				Meeting Date		27-Oct-2020
ISIN		AU000000CTD3				Agenda		713152572 - Management
Record Date		23-Oct-2020				Holding Recon Date		23-Oct-2020
City /	Country	VIRTUAL	/	Australia		Vote Deadline Date		22-Oct-2020
SEDOL(s)		B3R1D52 - B7NGMB8 - BLS0ZS1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3, 4.A AND 4.B AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION				Non-Voting
1	REMUNERATION REPORT				Management	For
2.A	ELECTION OF MR JONATHAN BRETT AS A DIRECTOR				Management	For	For
2.B	RE-ELECTION OF MRS SOPHIA (SOPHIE) MITCHELL AS A DIRECTOR				Management	For	For
2.C	RE-ELECTION OF MR EWEN CROUCH AM AS A DIRECTOR				Management	For	For
3	APPROVAL OF THE COMPANY'S OMNIBUS INCENTIVE PLAN				Management	For
4.A	APPROVAL OF GRANT OF 125,000 SHARE APPRECIATION RIGHTS TO MS LAURA RUFFLES				Management	For	For
4.B	APPROVAL OF GRANT OF 62,500 SHARE APPRECIATION RIGHTS TO MS LAURA RUFFLES				Management	For	For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		03-Nov-2020
ISIN		CNE100000CS3				Agenda		713245810 - Management
Record Date		28-Oct-2020				Holding Recon Date		28-Oct-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		29-Oct-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	THE COMPANY'S ELIGIBILITY FOR NON-PUBLIC A- SHARE OFFERING				Management	For	For
2.1	PLAN FOR NON-PUBLIC A-SHARE OFFERING: STOCK TYPE AND PAR VALUE				Management	For	For
2.2	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUING METHOD AND DATE				Management	For	For
2.3	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUING TARGETS AND SUBSCRIPTION METHOD				Management	For	For
2.4	PLAN FOR NON-PUBLIC A-SHARE OFFERING: PRICING BASE DATE, PRICING PRINCIPLES AND ISSUE PRICE				Management	For	For
2.5	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUING VOLUME				Management	For	For
2.6	PLAN FOR NON-PUBLIC A-SHARE OFFERING: PURPOSE AND AMOUNT OF THE RAISED FUNDS				Management	For	For
2.7	PLAN FOR NON-PUBLIC A-SHARE OFFERING: LOCKUP PERIOD				Management	For	For
2.8	PLAN FOR NON-PUBLIC A-SHARE OFFERING: LISTING PLACE				Management	For	For
2.9	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ARRANGEMENT FOR THE ACCUMULATED RETAINED PROFITS BEFORE THE NON-PUBLIC SHARE OFFERING				Management	For	For
2.10	PLAN FOR NON-PUBLIC A-SHARE OFFERING: THE VALID PERIOD OF THE RESOLUTION ON THE NON- PUBLIC SHARE OFFERING				Management	For	For
3	PREPLAN FOR NON-PUBLIC A-SHARE OFFERING				Management	For	For
4	DILUTED IMMEDIATE RETURN AFTER THE NON- PUBLIC A-SHARE OFFERING, FILLING MEASURES AND COMMITMENTS OF RELEVANT PARTIES				Management	For	For
5	FEASIBILITY STUDY REPORT ON THE USE OF FUNDS TO BE RAISED FROM THE NON-PUBLIC A- SHARE OFFERING				Management	For	For
6	REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS				Management	Abstain	Against
7	VERIFICATION REPORT ON USE OF PREVIOUSLY RAISED FUNDS				Management	Abstain	Against
8	SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2020 TO 2022				Management	For	For
9	AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS TO HANDLE MATTERS REGARDING THE NON-PUBLIC A-SHARE OFFERING				Management	For	For
SONIC HEALTHCARE LIMITED
Security		Q8563C107				Meeting Type		Annual General Meeting
Ticker Symbol		SHL AU				Meeting Date		12-Nov-2020
ISIN		AU000000SHL7				Agenda		713184290 - Management
Record Date		10-Nov-2020				Holding Recon Date		10-Nov-2020
City /	Country	VIRTUAL MEETIN G	/	Australia		Vote Deadline Date		06-Nov-2020
SEDOL(s)		5975589 - 6821120 - B3BJRY9 - BJ05375				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5 TO 10 AND 12 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION				Non-Voting
1	RE-ELECTION OF PROFESSOR MARK COMPTON				Management	For	For
2	RE-ELECTION OF MR NEVILLE MITCHELL				Management	For	For
3	ELECTION OF PROFESSOR SUZANNE CROWE				Management	For	For
4	RE-ELECTION OF MR CHRIS WILKS				Management	For	For
5	ADOPTION OF THE REMUNERATION REPORT				Management	For	For
6	INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES				Management	Against	Against
7	APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN				Management	For	For
8	APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN				Management	For	For
9	APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER				Management	For	For
10	APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER				Management	For	For
11	AMENDMENT TO CONSTITUTION				Management	For	For
CMMT	IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION				Non-Voting
12	THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON RESOLUTION 5 BEING CAST AGAINST THE ADOPTION OF THE COMPANY'S REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020: (A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS OF THIS RESOLUTION; (B) ALL OF THE DIRECTORS IN OFFICE WHEN THE RESOLUTION TO APPROVE THE DIRECTORS' REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 WAS PASSED (OTHER THAN THE MANAGING DIRECTOR), AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING				Management	For	Against
WUXI LEAD INTELLIGENT EQUIPMENT CO LTD
Security		Y9717H100				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		300450 CH				Meeting Date		26-Nov-2020
ISIN		CNE100001ZF9				Agenda		713357728 - Management
Record Date		19-Nov-2020				Holding Recon Date		19-Nov-2020
City /	Country	WUXI	/	China		Vote Deadline Date		23-Nov-2020
SEDOL(s)		BD6QWJ5 - BX3G737				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	2020 ESTIMATED ADDITIONAL CONTINUING OPERATIONAL CONNECTED TRANSACTIONS				Management	For	For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		07-Dec-2020
ISIN		CNE100000CS3				Agenda		713420937 - Management
Record Date		01-Dec-2020				Holding Recon Date		01-Dec-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		02-Dec-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	REPURCHASE AND CANCELLATION OF SOME LOCKED RESTRICTED STOCKS GRANTED UNDER THE 3RD PHASE RESTRICTED STOCK INCENTIVE PLAN TO PLAN PARTICIPANTS WHO NO LONGER SATISFY THE INCENTIVE CONDITIONS				Management	For	For
2	INCREASE OF THE COMPANY'S REGISTERED CAPITAL				Management	For	For
3	AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION				Management	For	For
4	REGISTRATION AND ISSUANCE OF ASSET-BACKED SECURITIES				Management	For	For
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 498576 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU.				Non-Voting
SANY HEAVY INDUSTRY CO LTD
Security		Y75268105				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		600031 CH				Meeting Date		14-Dec-2020
ISIN		CNE000001F70				Agenda		713429327 - Management
Record Date		07-Dec-2020				Holding Recon Date		07-Dec-2020
City /	Country	CHANGS HA	/	China		Vote Deadline Date		09-Dec-2020
SEDOL(s)		6648824 - BP3R3H0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	INCREASE OF THE QUOTA FOR MORTGAGE BUSINESS AND FINANCIAL LEASING BUSINESS IN 2020 AND ESTIMATION OF THE QUOTA FOR MORTGAGE BUSINESS AND FINANCIAL LEASING BUSINESS IN 2021				Management	Abstain	Against
2	CONDUCTING DEPOSITS IN, LOANS FROM AND WEALTH MANAGEMENT BUSINESS IN RELATED BANKS				Management	For	For
3	2020 ADDITIONAL CONTINUING CONNECTED TRANSACTIONS QUOTA				Management	For	For
4	PROVISION OF GUARANTEE FOR A SUBSIDIARY				Management	For	For
5	2020 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY				Management	For	For
6	MANAGEMENT MEASURES FOR 2020 EMPLOYEE STOCK OWNERSHIP PLAN				Management	For	For
7	AUTHORIZATION TO THE BOARD TO HANDLE MATTERS REGARDING 2020 EMPLOYEE STOCK OWNERSHIP PLAN				Management	For	For
GEELY AUTOMOBILE HOLDINGS LTD
Security		G3777B103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		175 HK				Meeting Date		22-Dec-2020
ISIN		KYG3777B1032				Agenda		713430039 - Management
Record Date		16-Dec-2020				Holding Recon Date		16-Dec-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		16-Dec-2020
SEDOL(s)		6531827 - B06GCL6 - BDDXGN1 - BGPHZG8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000475.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000493.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
1	TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 DECEMBER 2020 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
2	TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
3	TO APPROVE, RATIFY AND CONFIRM THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
4	TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF THE LYNK & CO FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE LYNK & CO WHOLESALE ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) AND THE LYNK & CO RETAIL ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
5	TO APPROVE, RATIFY AND CONFIRM THE FENGSHENG FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE FENGSHENG FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
6	TO APPROVE, RATIFY AND CONFIRM THE GEELY HOLDING FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE GEELY HOLDING FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		24-Dec-2020
ISIN		CNE100000CS3				Agenda		713443529 - Management
Record Date		18-Dec-2020				Holding Recon Date		18-Dec-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		21-Dec-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	EXTERNAL GUARANTEE PROVIDED BY THE COMPANY AND CONTROLLED SUBSIDIARIES				Management
SHENZHEN EXPRESSWAY CO LTD
Security		Y7741B107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		548 HK				Meeting Date		29-Dec-2020
ISIN		CNE100000478				Agenda		713447147 - Management
Record Date		27-Nov-2020				Holding Recon Date		27-Nov-2020
City /	Country	SHENZH EN	/	China		Vote Deadline Date		22-Dec-2020
SEDOL(s)		5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 495979 DUE TO CHANGE IN-MEETING DATE FROM 28 DEC 2020 TO 29 DEC 2020 AND RECEIPT OF ADDITIONAL NAME-UNDER RESOLUTION.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.				Non-Voting
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1210/2020121000498.pdf,				Non-Voting
1	TO CONSIDER AND APPROVE THE REMUNERATION OF THE NINTH SESSION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE OF THE COMPANY				Management	For	For
CMMT	PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 2.1 THROUGH 2.2 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET				Non-Voting
2.1	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. LIN JI TONG				Management	Abstain	Against
2.2	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. WANG CHAO				Management	Abstain	Against
CMMT	PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 3.1 THROUGH 3.8 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET				Non-Voting
3.1	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU WEI				Management	For	For
3.2	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIAO XIANG WEN				Management	For	For
3.3	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WANG ZENG JIN				Management	Abstain	Against
3.4	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WEN LIANG				Management	For	For
3.5	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CHEN ZHI SHENG				Management	Abstain	Against
3.6	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. DAI JING MING				Management	For	For
3.7	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. LI XIAO YAN				Management	For	For
3.8	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN HAI SHAN				Management	For	For
CMMT	PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 4.1 THROUGH 4.4 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET				Non-Voting
4.1	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WAN SIU WAH WILSON				Management	For	For
4.2	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN XIAO LU				Management	For	For
4.3	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. BAI HUA				Management	For	For
4.4	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LI FEI LONG				Management	For	For

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		12/24/2020	Authority to Give Guarantees by the Company and its Subsidiary	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Purchase of Wealth Management Products with Some Idle Funds	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Amendments to Management System for Raised Funds	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Amendments to Management System for External Guarantees	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Elect LIU Junyan	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Elect ZHANG Xiaoting	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		1/29/2021	Investment in Construction of a Green Building Materials Production Base in Zhengzhou, Henan	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		1/29/2021	Change of the Company's Registered Capital	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		1/29/2021	Amendments to Articles of Association	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Autohome Inc	ATHM	05278C107	2/2/2021	Amendments to Articles of Association	Management	For	For
Guinness Atkinson Asia Focus Fund	Autohome Inc	ATHM	05278C107	2/2/2021	Amendments to Articles of Association	Management	For	For
Guinness Atkinson Asia Focus Fund	Anhui Conch Cement Company Limited	914 HK		2/3/2021	Elect ZHANG Xiaorong	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	2021 Estimated Continuing Operational Related Party Transactions	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the External Guarantee Management Measures	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the External Investment Management System	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	AMENDMENTS TO THE RAISED FUNDS MANAGEMENT SYSTEM	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Yanqing	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Jianxin	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect YOU  Zhiliang	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Lei	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect ZHANG Mingyan	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect SUN Qinglong	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect ZHAO Kanglian	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect CAI Jianbo	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Qingyan	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Approval of Line of Credit	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Authority to Give Guarantees	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Change of Registered Capital	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the Company‘s Rules of Procedure Governing the Board Meetings	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	AMENDMENTS TO THE WORK SYSTEM FOR INDEPENDENT DIRECTORS	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	AMENDMENTS TO THE CONNECTED TRANSACTIONS DECISION-MAKING SYSTEM	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Baidu Inc	BIDU	56752108	3/1/2021	Subdivision of Shares (Stock Split)	Management	For	For
Guinness Atkinson Asia Focus Fund	New Oriental Education & Technology Group Inc.	EDU	6.48E+08	3/8/2021	Share Subdivision	Management	For	For
Guinness Atkinson Asia Focus Fund	New Oriental Education & Technology Group Inc.	EDU	6.48E+08	3/8/2021	Adoption of the Company’s Dual Foreign Name	Management	For	For
Guinness Atkinson Asia Focus Fund	New Oriental Education & Technology Group Inc.	EDU	6.48E+08	3/8/2021	Amendments and Adoption of the Memorandum of Association and Articles of Association	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		3/15/2021	External Transfer of Assets from Terminated Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Recycled Funds	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Financial Statements and Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect PARK Byung Gook	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KIM Jeong Hun	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KIM Ki Nam	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KIM Hyun Suk	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KOH Dong Jin	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Election of Independent Director to Become Audit Committee Member: KIM Sun Uk	Management	For	For
Guinness Atkinson Asia Focus Fund	Samsung Electronics	SSNHZ		3/17/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	KT&G Corporation	033780 KS		3/19/2021	Financial Statements and Allocation of Profits/Dividends	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	KT&G Corporation	033780 KS		3/19/2021	Elect BAEK Bok In as CEO and Executive Director	Management	For	For
Guinness Atkinson Asia Focus Fund	KT&G Corporation	033780 KS		3/19/2021	Elect BANG Kyung Man	Management	For	For
Guinness Atkinson Asia Focus Fund	KT&G Corporation	033780 KS		3/19/2021	Elect LIM Min Kyu	Management	For	For
Guinness Atkinson Asia Focus Fund	KT&G Corporation	033780 KS		3/19/2021	Election of Independent Director to Become Audit Committee Member: BAEK Jong Soo	Management	For	For
Guinness Atkinson Asia Focus Fund	KT&G Corporation	033780 KS		3/19/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Directors' Report	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Authority to Issue Debt Financing Instruments	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Amendments to Articles of Association	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Supervisors' Report	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	2020 Annual Report	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Performance Evaluation Report of the Independent  Non-executive Directors	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect MA Mingzhe	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect XIE Yonglin	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect TAN Sin Yin	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Jason YAO Bo	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect CAI Fangfang	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Soopakij Chearavanont XIE Jiren	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect YANG Xiaoping	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect WANG Yongjian	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect HUANG Wei	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect OUYANG Hui	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Kenneth NG Sing Yip	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect CHU Yiyun	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect LIU Hong	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect JIN Li	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Albert NG Kong NG Kong Ping	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect GU Liji as Supervisor	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect HUANG Baokui as Supervisor	Management	For	For
Guinness Atkinson Asia Focus Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect ZHANG Wangjin as Supervisor	Management	For	For
Guinness Atkinson Asia Focus Fund	Hanon Systems	018880 KS		3/29/2021	Financial Statements and Allocation of Profits/Dividends	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Hanon Systems	018880 KS		3/29/2021	Election of Directors (Slate)	Management	For	For
Guinness Atkinson Asia Focus Fund	Hanon Systems	018880 KS		3/29/2021	Election of Audit Committee Member: UHM Doh Hee	Management	For	For
Guinness Atkinson Asia Focus Fund	Hanon Systems	018880 KS		3/29/2021	Election of Independent Director to Become Audit Committee Member: JOO Hyun Ki	Management	For	For
Guinness Atkinson Asia Focus Fund	Hanon Systems	018880 KS		3/29/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Hanon Systems	018880 KS		3/29/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Authority to Issue Shares w/ or w/o Preemptive Rights	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Elect Piyush Gupta	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Elect Punita Lal	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Elect Anthony LIM Weng Kin	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN	Management	For	For
Guinness Atkinson Asia Focus Fund	DBS Group Holdings Ltd	DBS SP		3/30/2021	Authority to Issues Share under The California Sub-Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Elect Payong Srivanich	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Elect Jatuporn Buruspat	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Elect Chayodom Sabhasri	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Elect Danucha Pichayanan	Management	Against	Against
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Elect Auttapol Rerkpiboon	Management	For	For
Guinness Atkinson Asia Focus Fund	PTT Public Company Limited	PTT LN		4/9/2021	Transaction of Other Business	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	2021 STOCK OPTION INCENTIVE PLAN (DRAFT) AND ITS SUMMARY	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF THE 2021 STOCK OPTION INCENTIVE PLAN	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	Authorization to the Board to Handle Maters Regarding the 2021 Stock Option Incentive Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	2021 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	MANAGEMENT MEASURES FOR 2021 EMPLOYEE STOCK OWNERSHIP PLAN	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	Authorization to the Board to Handle Maters Regarding the 2021 Employee Stock Ownership Plan	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	Approve Employee Share Purchase Plan Intent to Raise Funds through Financing and Securities Lending	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2021 REAPPOINTMENT OF AUDIT FIRM	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	LAUNCHING FINANCIAL DERIVATIVES BUSINESS	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH IDLE PROPRIETARY FUNDS	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 WORK REPORT OF INDEPENDENT DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 Work Report of the Board of Supervisors	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 ANNUAL ACCOUNTS	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 Profit Distribution Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 REMUNERATION APPRAISAL FOR DIRECTORS AND SUPERVISORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	APPLICATION FOR BANK CREDIT LINE	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2021 ESTIMATED CONTINUING CONNECTED TRANSACTIONS	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	CONNECTED TRANSACTION REGARDING SETTING UP OF A TRUST PLAN	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 WORK REPORT OF THE BOARD OF SUPERVISORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 ANNUAL FINAL ACCOUNTS REPORT	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 ANNUAL REPORT AND ITS SUMMARY OF THE COMPANY	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 ANNUAL PROFIT DISTRIBUTION OF THE COMPANY	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	REAPPOINT THE AUDITOR OF THE COMPANY FOR 2021	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	REMUNERATION DISTRIBUTION SCHEME OF DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	REMUNERATION DISTRIBUTION SCHEME OF SUPERVISORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	USE IDLE EQUITY FUNDS FOR INVESTMENT AND WEALTH MANAGEMENT	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Application for Comprehensive Credit Line to Banks and Other Financial Institutions	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Provision of Guarantee for the Comprehensive Credit Line Applied for by Subordinate Companies to Banks and Other Financial Institutions	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	EXTERNAL GUARANTEE	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Change of the Registered Capital of the Company	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Amendments to the Articles of Association of the Company	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Purchase of Liability Insurance for Directors, Supervisors and Senior Management	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 WORK REPORT OF THE SUPERVISORY COMMITTEE	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 ANNUAL ACCOUNTS	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2021 FINANCIAL BUDGET REPORT	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 Profit Distribution Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2021 REAPPOINTMENT OF AUDIT FIRM	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 REMUNERATION FOR DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 REMUNERATION FOR SUPERVISORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 WORK REPORT OF THE SUPERVISORY COMMITTEE	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 ANNUAL ACCOUNTS	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 Profit Distribution Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 Report on Fund Occupation by Controlling Shareholders and Other Related Parties and External Guarantee	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2021 REMUNERATION FOR DIRECTORS AND SENIOR MANAGEMENT	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2021 REAPPOINTMENT OF EXTERNAL AUDIT FIRM	Management	For	For
Guinness Atkinson Asia Focus Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	Authorization to the Board to Conduct Speedy Financing in Small Value	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Give Guarantees for Wholly-Owned Subsidiaries	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Give Guarantees for Hohhot City Yixing Milk Industry Investment Management Co., Ltd.	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Work System for Independent Directors	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Management System for Connected Transactions	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Re-Appointment of Auditor	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Directors' Report	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Supervisors' Report	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2021 Business and Investment Plan	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Accounts and Reports and 2021 Financial Budget	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Independent Directors' Report	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Authorize A Wholly-Owned Subsidiaries to Give Guarantees for Clients	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Registration and Issuance of Ultra Short Term Commercial Papers	Management	For	For
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Elect YANG Siu Shun	Management	For	For
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Adopt the Share Option Plan of a Subsidiary	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect GUI Sheng Yue	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect AN Cong Hui	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect WEI Mei	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect AN Qing Heng	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 ANNUAL ACCOUNTS	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Connected Transactions Regarding Application for Entrust Loans from the Controlling Shareholder	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 REAPPOINTMENT OF FINANCIAL AND INTERNAL CONTROL AUDIT FIRM	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Change of the Implementing Parties of Some Projects Financed with Raised Funds	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Application for Issuance of Debt Financing Instruments to the National Association of Financial Market Institutional Investors	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	The Company's Eligibility for Public Issuance of Corporate Bond	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Public Issuance of Corporate Bonds: Par Value, Issuing Method and Issuing Volume	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: LISTING PLACE	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: UNDERWRITING METHOD	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: THE VALID PERIOD OF THE RESOLUTION	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: BOND DURATION	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: REPAYING THE PRINCIPAL AND INTEREST	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: INTEREST RATE AND ITS DETERMINING METHOD	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: ISSUING TARGETS	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: PURPOSE OF THE RAISED FUNDS	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: GUARANTEE ARRANGEMENT	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: REDEMPTION OR RESALE CLAUSES	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Public Issuance of Corporate Bonds: The Company's Credit Conditions and Repayment Guarantee Measures	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Full Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Change of the Company's Registered Capital and Amendments to the Company's Articles of Association	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Elect DOU Xiaobo	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 Profit Distribution Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 WORK REPORT OF INDEPENDENT DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 Work Report of the Board of Supervisors	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 FINANCIAL BUDGET	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 CONTINUING CONNECTED TRANSACTIONS	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 ENTRUST LOAN QUOTA AMONG INTERNAL ENTERPRISES	Management	For	For
Guinness Atkinson Asia Focus Fund	Elite Material Co. Ltd	2383 TT		5/28/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Elite Material Co. Ltd	2383 TT		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Asia Focus Fund	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Procedural Rules of Acquisition and Disposition of Assets	Management	For	For
Guinness Atkinson Asia Focus Fund	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Procedural Rules of Capital Loans	Management	For	For
Guinness Atkinson Asia Focus Fund	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Procedural Rules of Election of Directors	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect HUANG Guanlin	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect MA Renhe	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect ZHANG Bingsheng	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect LIU Chunhong	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect LIU Xinggao	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Catcher Technology Co., Ltd	2474 TT		5/31/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Catcher Technology Co., Ltd	2474 TT		5/31/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Catcher Technology Co., Ltd	2474 TT		5/31/2021	Authority to Issue Shares w/ or w/o Preemptive Rights or GDR	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect TSE Ping	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect LI Yi	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect LI Mingqin	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect LU Hong	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect ZHANG Lu Fu	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect Donald LI Kwok Tung	Management	For	For
Guinness Atkinson Asia Focus Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect HO Tai-Shun	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Steve WANG Shou-Ren	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Max  WU	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect CHANG J.H	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Representative of United Microelectronics Corporation	Management	Abstain	Against
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Jack TSAI Shih-Chih	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect LIU Jack	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect HWANG Ting-Ting	Management	For	For
Guinness Atkinson Asia Focus Fund	Novatek Microelectronics Corp	3034 TT		6/8/2021	Non-compete Restrictions for Directors	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Amendments to Procedural Rules: Election of Directors	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Adoption of Employee Restricted Stock Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Mark LIU	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect L. Rafael Reif	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Che-Chia  WEI	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Fan-Cheng TSENG	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Ming-Hsin KUNG	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Peter L. Bonfield	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Kok-Choo  CHEN	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Michael R. Splinter	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Moshe  N.Gavrielov	Management	For	For
Guinness Atkinson Asia Focus Fund	Taiwan Semiconductor Manufacturing	TSM		6/8/2021	Elect Yancey HAI	Management	For	For
Guinness Atkinson Asia Focus Fund	Largan Precision Co	3008 TT		6/10/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Largan Precision Co	3008 TT		6/10/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Largan Precision Co	3008 TT		6/10/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Asia Focus Fund	Largan Precision Co	3008 TT		6/10/2021	Amendments to Procedural Rules of Election of Directors and Supervisors	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect LUO Jianfeng	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect LIN Dewei	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect LAN Fang	Management	Against	Against
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect TAO Zhigang	Management	Against	Against
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect Lu Jiandong	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Directors' Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Asia Focus Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Shin Zu Shing Co	3376 TT		6/16/2021	2020 Accounts and Reports	Management	For	For
Guinness Atkinson Asia Focus Fund	Shin Zu Shing Co	3376 TT		6/16/2021	2020 Allocation of Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	Shin Zu Shing Co	3376 TT		6/16/2021	2020 Cash Distribution from Capital Reserves	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		6/17/2021	Elect HU Jiangyi	Management	For	For
Guinness Atkinson Asia Focus Fund	NARI Technology Co Ltd.	600406 CH		6/17/2021	Elect ZHENG Zongqiang	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Application for Registration and Issuance of Various Debt Financing Instruments (""DFIs"")	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Approval to Launch Financial Leasing Business via Sany Financial Leasing Co., Limited	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Related Party Transaction regarding Provision of Guarantees for Financing from Financial Institutions Applied by Sany Financial Leasing Co., Limited	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Approval to Provide Guarantees to Wholly-Owned Subsidiaries	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	2021 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	MANAGEMENT MEASURES FOR 2021 EMPLOYEE STOCK OWNERSHIP PLAN	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Board Authorisation to Handle Matters Related to 2021 Employee Stock Ownership Plan	Management	For	For
Guinness Atkinson Asia Focus Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Approval to Provide Guarantees to an Overseas Wholly-Owned Subsidiary	Management	For	For
Guinness Atkinson Asia Focus Fund	JD.com Inc	JD	47215P106	6/23/2021	Adoption of the Company’s Dual Foreign Name	Management	For	For
Guinness Atkinson Asia Focus Fund	JD.com Inc	JD	47215P106	6/23/2021	Amended And Restated Memorandum of Association and Articles of Association	Management	For	For
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect William Lei Ding	Management	For	For
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect Alice Cheng	Management	For	For
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect Denny Lee	Management	Against	Against
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect Joseph Tong	Management	For	For
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect FENG Lun	Management	For	For
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect LEUNG Man Kit	Management	Against	Against
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Asia Focus Fund	NetEase Inc	NTES	64110W102	6/23/2021	Amendment to Articles	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Directors' Report	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Elect GUO Xikun as a Shareholder Supervisor	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Medium-Term Capital Management Plan (2021-2023)	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Redemption of Capital Bonds	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Authority to Issue Capital Bonds	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Authority to Issue Domestic and/or H Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Supervisors' Report	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Annual Report	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Financial Statements	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	2020 Related Party Transaction Report	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Elect LI Chaoxian	Management	For	For
Guinness Atkinson Asia Focus Fund	China Merchants Bank	3968 HK		6/25/2021	Elect SHI Yongdong	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	The Company‘s Eligibility for Non-public A-share Offering	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Stock Type and Par Value	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	The Valid Period of the Resolution on This Offering	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Method and Date	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Pricing Base Date, Pricing Principles and Issue Price	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Volume	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Targets and Subscription Method	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Amount and Purpose of the Raised Funds	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Lockup Period Arrangement	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Listing Place	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Arrangement for the Accumulated Retained Profits Before the Non-public Offering	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	PREPLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Non-public A-share Offering	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY RAISED FUNDS	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Diluted Immediate Return After 2021 Non-public A-share Offering and Filling Measures, and Commitments of Relevant Parties	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2021 TO 2023	Management	For	For
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering	Management	Against	Against
Guinness Atkinson Asia Focus Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Amendments to the Business Scope and the Articles of Association of the Company	Management	For	For
Guinness Atkinson Asia Focus Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		6/29/2021	Investment in the Establishment of a Wholly-owned Subsidiary and the Construction of a Research and Development and Production Base Project	Management	For	For

Form N-PX Proxy Voting Records

Guinness Atkinson China & Hong Kong Fund

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

SINO BIOPHARMACEUTICAL LTD
Security		G8167W138				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		1177 HK				Meeting Date		15-Jul-2020
ISIN		KYG8167W1380				Agenda		712857727 - Management
Record Date		09-Jul-2020				Holding Recon Date		09-Jul-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		08-Jul-2020
SEDOL(s)		B00XSF9 - B0105K3 - B07C0H5 - BD8NJB5 - BL63HK8 - BP3RXM5				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0623/2020062300631.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0623/2020062300635.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
1	TO APPROVE THE BONUS ISSUE OF SHARES ON THE BASIS OF ONE BONUS SHARE FOR EVERY TWO EXISTING ISSUED SHARES IN THE SHARE CAPITAL OF THE COMPANY				Management	For	For
2	TO APPROVE THE INCREASE IN THE AUTHORISED SHARE CAPITAL OF THE COMPANY FROM HKD 500,000,000.00 DIVIDED INTO 20,000,000,000 SHARES TO HKD 750,000,000.00 DIVIDED INTO 30,000,000,000 SHARES				Management	For	For
GEELY AUTOMOBILE HOLDINGS LTD
Security		G3777B103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		175 HK				Meeting Date		29-Jul-2020
ISIN		KYG3777B1032				Agenda		712916797 - Management
Record Date		23-Jul-2020				Holding Recon Date		23-Jul-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		22-Jul-2020
SEDOL(s)		6531827 - B06GCL6 - BDDXGN1 - BGPHZG8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO CONSIDER AND APPROVE THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE" IN THE CIRCULAR ISSUED BY THE COMPANY DATED 6 JULY 2020 (THE "CIRCULAR"))				Management	For	For
2	TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
3	TO CONSIDER AND APPROVE THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
4	TO CONSIDER AND APPROVE THE DIVIDEND RETURN PLAN FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX I TO THE CIRCULAR				Management	For	For
5	TO CONSIDER AND APPROVE THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
6	TO CONSIDER AND APPROVE THE POLICY FOR STABILISATION OF THE PRICE OF THE RMB SHARES FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX II TO THE CIRCULAR				Management	For	For
7	TO CONSIDER AND APPROVE THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
8	TO CONSIDER AND APPROVE THE REMEDIAL MEASURES FOR THE POTENTIAL DILUTION OF IMMEDIATE RETURNS BY THE PROPOSED RMB SHARE ISSUE AND THE CORRESPONDING UNDERTAKINGS IN THE FORM AS SET FORTH IN APPENDIX III TO THE CIRCULAR				Management	For	For
9	TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF GENERAL MEETINGS IN THE FORM AS SET FORTH IN APPENDIX V TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD				Management	For	For
10	TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF BOARD MEETINGS IN THE FORM AS SET FORTH IN APPENDIX VI TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD				Management	For	For
11	TO CONSIDER AND APPROVE THE AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION AS SET FORTH IN APPENDIX IV TO THE CIRCULAR AND THE ADOPTION OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION				Management	For	For
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600049.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600045.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
WEICHAI POWER CO LTD
Security		Y9531A109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		2338 HK				Meeting Date		31-Jul-2020
ISIN		CNE1000004L9				Agenda		712941687 - Management
Record Date		24-Jul-2020				Holding Recon Date		24-Jul-2020
City /	Country	WEIFAN G	/	China		Vote Deadline Date		27-Jul-2020
SEDOL(s)		6743956 - B05PM47 - B066RG6 - BD8GJV4				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0710/2020071001047.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0710/2020071001039.pdf				Non-Voting
1	TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE(S) BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF CERTAIN LOANS				Management	Against	Against
SUOFEIYA HOME COLLECTION CO LTD
Security		Y29336107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002572 C2				Meeting Date		03-Aug-2020
ISIN		CNE100001203				Agenda		712961641 - Management
Record Date		29-Jul-2020				Holding Recon Date		29-Jul-2020
City /	Country	GUANGD ONG	/	China		Vote Deadline Date		29-Jul-2020
SEDOL(s)		B4QYGC7 - BD5CFM8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	CONTINUATION OF THE GUARANTEE FOR A CONTROLLED SUBSIDIARY				Management	For	For
2	TERMINATION OF EXTERNAL INVESTMENT AND CANCELLATION OF A SUB-SUBSIDIARY				Management	For	For
3	ADJUSTMENT OF THE INVESTMENT PLAN FOR THE EAST CHINA PRODUCTION BASE PHASE III				Management	For	For
SANY HEAVY INDUSTRY CO LTD
Security		Y75268105				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		600031 CH				Meeting Date		04-Sep-2020
ISIN		CNE000001F70				Agenda		713058445 - Management
Record Date		26-Aug-2020				Holding Recon Date		26-Aug-2020
City /	Country	CHANGS HA	/	China		Vote Deadline Date		01-Sep-2020
SEDOL(s)		6648824 - BP3R3H0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 457756 DUE TO ADDITION OF- RESOLUTION NO 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU.				Non-Voting
1	CONNECTED TRANSACTION REGARDING SET UP AND APPLICATION FOR ISSUANCE OF ACCOUNTS RECEIVABLE ASSET-BACKED SECURITIES				Management	For	For
2	CONNECTED TRANSACTION REGARDING SET UP A COLLECTIVE CAPITAL TRUST PLAN				Management	Abstain	Against
CHINA MERCHANTS BANK CO LTD
Security		Y14896115				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		3968 HK				Meeting Date		09-Sep-2020
ISIN		CNE1000002M1				Agenda		713042935 - Management
Record Date		02-Sep-2020				Holding Recon Date		02-Sep-2020
City /	Country	SHENZH EN	/	China		Vote Deadline Date		03-Sep-2020
SEDOL(s)		B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0821/2020082101079.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0821/2020082101099.pdf				Non-Voting
1	RESOLUTION REGARDING THE ELECTION OF MR. MIAO JIANMIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY				Management	For	For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		14-Sep-2020
ISIN		CNE100000CS3				Agenda		713066050 - Management
Record Date		08-Sep-2020				Holding Recon Date		08-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		09-Sep-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	2020 INTERIM PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED): CNY0.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES): NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES): 5.000000				Management	For	For
2	EXPIRATION OF THE TENURE OF INDEPENDENT DIRECTORS AND CHANGE OF INDEPENDENT DIRECTORS				Management	For	For
3	2020 ISSUANCE OF ACCOUNT RECEIVABLE ASSET- BACKED NOTES				Management	For	For
4	CHANGE OF THE COMPANY'S REGISTERED CAPITAL				Management	For	For
5	AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION				Management	For	For
6	AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING SHAREHOLDERS' GENERAL MEETINGS				Management	For	For
7	AMENDMENTS TO THE SYSTEM FOR INDEPENDENT DIRECTORS				Management	For	For
8	AMENDMENTS TO THE RAISED FUNDS MANAGEMENT SYSTEM				Management	For	For
9	INVESTMENT IN CONSTRUCTION OF A NEW CONSTRUCTION MATERIAL INDUSTRIAL PARK IN BAODING, HEBEI				Management	For	For
10	EXTERNAL INVESTMENT IN CONSTRUCTION OF A NEW MATERIAL COMPOSITE INDUSTRIAL PARK IN YANGPU, HAINAN				Management	For	For
11	EXTERNAL INVESTMENT IN CONSTRUCTION OF A NEW MATERIAL PRODUCTION BASE IN NANTONG, JIANGSU				Management	For	For
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD
Security		Y408DG116				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		600887 C1				Meeting Date		25-Sep-2020
ISIN		CNE000000JP5				Agenda		713096611 - Management
Record Date		16-Sep-2020				Holding Recon Date		16-Sep-2020
City /	Country	HOHHOT	/	China		Vote Deadline Date		22-Sep-2020
SEDOL(s)		6458841 - BP3R2V7				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	LONG-TERM SERVICE PLAN (DRAFT) AND ITS SUMMARY				Management	For	For
2	MANAGEMENT RULES FOR THE LONG-TERM SERVICE PLAN (DRAFT)				Management	For	For
3	REPURCHASE AND CANCELLATION OF SOME 2019 RESTRICTED STOCKS				Management	For	For
4	AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT TO THE REGISTERED CAPITAL AND TOTAL SHARE CAPITAL				Management	For	For
VENUSTECH GROUP INC
Security		Y07764106				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002439C2				Meeting Date		28-Sep-2020
ISIN		CNE100000QJ2				Agenda		713104824 - Management
Record Date		22-Sep-2020				Holding Recon Date		22-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		B5VPN09 - BD5CJQ0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	CHANGE OF THE PURPOSE OF SOME RAISED FUNDS				Management	For	For
2	EXEMPTION OF RELEVANT COMMITMENTS ON PROJECTS FINANCED WITH RAISED FUNDS				Management	For	For
3	ADDITION OF THE IMPLEMENTING PARTIES OF PROJECTS FINANCED WITH RAISED FUNDS AND INCREASE OF CAPITAL IN THE IMPLEMENTING PARTIES WITH RAISED FUNDS				Management	For	For
SHENZHEN EXPRESSWAY CO LTD
Security		Y7741B107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		548 HK				Meeting Date		29-Sep-2020
ISIN		CNE100000478				Agenda		713027236 - Management
Record Date		28-Aug-2020				Holding Recon Date		28-Aug-2020
City /	Country	SHENZH EN	/	China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0813/2020081300694.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0813/2020081300714.pdf				Non-Voting
1	TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE ABSORPTION AND MERGER OF CERTAIN WHOLLY-OWNED SUBSIDIARIES				Management	For	For
2	TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE APPOINTMENT OF THE DIRECTOR OF THE EIGHTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: CHEN ZHI SHENG				Management	Abstain	Against
CMMT	17 AUG 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
CSPC PHARMACEUTICAL GROUP LIMITED
Security		Y1837N109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		1093 HK				Meeting Date		12-Oct-2020
ISIN		HK1093012172				Agenda		713145161 - Management
Record Date		06-Oct-2020				Holding Recon Date		06-Oct-2020
City /	Country	HONG KONG	/	Hong Kong		Vote Deadline Date		06-Oct-2020
SEDOL(s)		5928088 - 6191997 - BD8NHX3 - BP3RPS5				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.				Non-Voting
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0922/2020092200664.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0922/2020092200666.pdf				Non-Voting
1	TO APPROVE THE BONUS ISSUE OF THE SHARES ON THE BASIS OF THREE BONUS SHARES FOR EVERY FIVE EXISTING SHARES IN THE COMPANY AND AUTHORISE THE DIRECTORS OF THE COMPANY TO DO ALL ACTS AND THINGS AS MAY BE NECESSARY AND EXPEDIENT IN CONNECTION WITH THE ISSUE OF THE BONUS SHARES				Management	For	For
VENUSTECH GROUP INC
Security		Y07764106				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002439C2				Meeting Date		15-Oct-2020
ISIN		CNE100000QJ2				Agenda		713149878 - Management
Record Date		28-Sep-2020				Holding Recon Date		28-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		12-Oct-2020
SEDOL(s)		B5VPN09 - BD5CJQ0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	THE THIRD PHASE EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY				Management	For	For
2	MANAGEMENT MEASURES FOR THE THIRD PHASE EQUITY INCENTIVE PLAN				Management	For	For
3	FULL AUTHORIZATION TO THE BOARD TO HANDLE MATTERS REGARDING THE EMPLOYEE STOCK OWNERSHIP PLAN				Management	For	For
CMMT	29 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FROM 12 OCT 2020 TO 15 OCT 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU				Non-Voting
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		03-Nov-2020
ISIN		CNE100000CS3				Agenda		713245810 - Management
Record Date		28-Oct-2020				Holding Recon Date		28-Oct-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		29-Oct-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	THE COMPANY'S ELIGIBILITY FOR NON-PUBLIC A- SHARE OFFERING				Management	For	For
2.1	PLAN FOR NON-PUBLIC A-SHARE OFFERING: STOCK TYPE AND PAR VALUE				Management	For	For
2.2	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUING METHOD AND DATE				Management	For	For
2.3	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUING TARGETS AND SUBSCRIPTION METHOD				Management	For	For
2.4	PLAN FOR NON-PUBLIC A-SHARE OFFERING: PRICING BASE DATE, PRICING PRINCIPLES AND ISSUE PRICE				Management	For	For
2.5	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ISSUING VOLUME				Management	For	For
2.6	PLAN FOR NON-PUBLIC A-SHARE OFFERING: PURPOSE AND AMOUNT OF THE RAISED FUNDS				Management	For	For
2.7	PLAN FOR NON-PUBLIC A-SHARE OFFERING: LOCKUP PERIOD				Management	For	For
2.8	PLAN FOR NON-PUBLIC A-SHARE OFFERING: LISTING PLACE				Management	For	For
2.9	PLAN FOR NON-PUBLIC A-SHARE OFFERING: ARRANGEMENT FOR THE ACCUMULATED RETAINED PROFITS BEFORE THE NON-PUBLIC SHARE OFFERING				Management	For	For
2.10	PLAN FOR NON-PUBLIC A-SHARE OFFERING: THE VALID PERIOD OF THE RESOLUTION ON THE NON- PUBLIC SHARE OFFERING				Management	For	For
3	PREPLAN FOR NON-PUBLIC A-SHARE OFFERING				Management	For	For
4	DILUTED IMMEDIATE RETURN AFTER THE NON- PUBLIC A-SHARE OFFERING, FILLING MEASURES AND COMMITMENTS OF RELEVANT PARTIES				Management	For	For
5	FEASIBILITY STUDY REPORT ON THE USE OF FUNDS TO BE RAISED FROM THE NON-PUBLIC A- SHARE OFFERING				Management	For	For
6	REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS				Management	Abstain	Against
7	VERIFICATION REPORT ON USE OF PREVIOUSLY RAISED FUNDS				Management	Abstain	Against
8	SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2020 TO 2022				Management	For	For
9	AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS TO HANDLE MATTERS REGARDING THE NON-PUBLIC A-SHARE OFFERING				Management	For	For
ZHEJIANG SUPOR CO LTD
Security		Y98925103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002032 C2				Meeting Date		12-Nov-2020
ISIN		CNE000001KS5				Agenda		713284569 - Management
Record Date		05-Nov-2020				Holding Recon Date		05-Nov-2020
City /	Country	ZHEJIAN G	/	China		Vote Deadline Date		09-Nov-2020
SEDOL(s)		B02JCS6 - BD5M227				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	2020 ESTIMATED ADDITIONAL CONTINUING CONNECTED TRANSACTIONS				Management	For	For
WEICHAI POWER CO LTD
Security		Y9531A109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		2338 HK				Meeting Date		13-Nov-2020
ISIN		CNE1000004L9				Agenda		713260076 - Management
Record Date		09-Nov-2020				Holding Recon Date		09-Nov-2020
City /	Country	WEIFAN G	/	China		Vote Deadline Date		09-Nov-2020
SEDOL(s)		6743956 - B05PM47 - B066RG6 - BD8GJV4				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1022/2020102200906.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1022/2020102200904.pdf				Non-Voting
1	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI SALE AND PROCESSING SERVICES AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF DIESEL ENGINES, DIESEL ENGINE PARTS AND COMPONENTS, MATERIALS, SEMI-FINISHED PRODUCTS, HYDRAULIC PRODUCTS AND RELATED PRODUCTS AND PROVISION OF PROCESSING SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) TO WEICHAI HOLDINGS (AND ITS ASSOCIATES) AND THE RELEVANT NEW CAPS				Management	For	For
2	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HOLDINGS UTILITIES SERVICES AGREEMENT AND CHONGQING WEICHAI UTILITIES SERVICES AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SUPPLY AND/OR CONNECTION OF UTILITIES BY WEICHAI HOLDINGS (AND ITS ASSOCIATES) TO THE COMPANY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS				Management	For	For
3	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI HEAVY MACHINERY PURCHASE AND PROCESSING SERVICES AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE PURCHASE OF DIESEL ENGINE PARTS AND COMPONENTS, MATERIALS, STEEL AND SCRAP METAL ETC., DIESEL ENGINES AND RELATED PRODUCTS AND LABOUR AND PROCESSING SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES) FROM WEICHAI HEAVY MACHINERY (AND ITS SUBSIDIARIES) AND THE RELEVANT NEW CAPS				Management	For	For
4	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI POWER DIESEL ENGINES SUPPLY FRAMEWORK AGREEMENT AND THE WEICHAI YANGZHOU DIESEL ENGINES SUPPLY FRAMEWORK AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF ENGINES, NEW ENERGY POWERTRAIN AND RELATED PRODUCTS BY THE COMPANY AND ITS SUBSIDIARIES TO YANGZHOU YAXING AND ITS SUBSIDIARIES AND THE RELEVANT NEW CAPS				Management	For	For
5	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE TRANSMISSIONS SUPPLY FRAMEWORK AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF TRANSMISSIONS BY SFGC TO YANGZHOU YAXING AND ITS SUBSIDIARIES AND THE RELEVANT NEW CAPS				Management	For	For
6	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE AXLES SUPPLY FRAMEWORK AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SALE OF AXLES BY HANDE AXLE TO YANGZHOU YAXING AND ITS SUBSIDIARIES AND THE RELEVANT NEW CAPS				Management	For	For
7	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT SUPPLY AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE SUPPLY OF BASE ENGINES, GAS ENGINE PARTS, UTILITY AND LABOUR SERVICES, TECHNOLOGY DEVELOPMENT SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS				Management	For	For
8	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT PURCHASE AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE PURCHASE OF GAS ENGINES, GAS ENGINE PARTS, LABOUR SERVICES AND RELATED PRODUCTS AND SERVICES BY THE COMPANY (AND ITS SUBSIDIARIES AND/OR ASSOCIATES) FROM WEICHAI WESTPORT AND THE RELEVANT NEW CAPS				Management	For	For
9	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LOGISTICS AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE PROVISION OF LOGISTICS AND STORAGE SERVICES BY WEICHAI LOGISTICS (AND ITS ASSOCIATES) TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS				Management	For	For
10	TO CONSIDER AND APPROVE THE SUPPLEMENTAL AGREEMENT TO THE WEICHAI WESTPORT LEASING AGREEMENT DATED 27 AUGUST 2020 IN RESPECT OF THE LEASING OF FACTORY BUILDINGS BY THE COMPANY TO WEICHAI WESTPORT AND THE RELEVANT NEW CAPS				Management	For	For
11	TO CONSIDER AND APPROVE THE GRANT OF THE GUARANTEE(S) BY THE COMPANY FOR THE BENEFIT OF WEICHAI POWER HONG KONG INTERNATIONAL DEVELOPMENT CO., LIMITED IN RESPECT OF CERTAIN LOANS				Management	Against	Against
12	TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE CIRCULAR DATED 23 OCTOBER 2020				Management	For	For
WUXI LEAD INTELLIGENT EQUIPMENT CO LTD
Security		Y9717H100				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		300450 CH				Meeting Date		26-Nov-2020
ISIN		CNE100001ZF9				Agenda		713357728 - Management
Record Date		19-Nov-2020				Holding Recon Date		19-Nov-2020
City /	Country	WUXI	/	China		Vote Deadline Date		23-Nov-2020
SEDOL(s)		BD6QWJ5 - BX3G737				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	2020 ESTIMATED ADDITIONAL CONTINUING OPERATIONAL CONNECTED TRANSACTIONS				Management	For	For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		07-Dec-2020
ISIN		CNE100000CS3				Agenda		713420937 - Management
Record Date		01-Dec-2020				Holding Recon Date		01-Dec-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		02-Dec-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	REPURCHASE AND CANCELLATION OF SOME LOCKED RESTRICTED STOCKS GRANTED UNDER THE 3RD PHASE RESTRICTED STOCK INCENTIVE PLAN TO PLAN PARTICIPANTS WHO NO LONGER SATISFY THE INCENTIVE CONDITIONS				Management	For	For
2	INCREASE OF THE COMPANY'S REGISTERED CAPITAL				Management	For	For
3	AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION				Management	For	For
4	REGISTRATION AND ISSUANCE OF ASSET-BACKED SECURITIES				Management	For	For
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 498576 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU.				Non-Voting
HAIER ELECTRONICS GROUP CO LTD
Security		G42313125				Meeting Type		Special General Meeting
Ticker Symbol		1169 HK				Meeting Date		09-Dec-2020
ISIN		BMG423131256				Agenda		713393534 - Management
Record Date		03-Dec-2020				Holding Recon Date		03-Dec-2020
City /	Country	HONG KONG	/	Bermuda		Vote Deadline Date		02-Dec-2020
SEDOL(s)		B1TL3R8 - B1TR8B5 - BD8NJ82 - BLNNXY7 - BP3RVC1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1116/2020111600041.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1116/2020111600031.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
1	TO APPROVE THE REDUCTION IN THE ISSUED SHARE CAPITAL OF THE COMPANY BY WAY OF A CANCELLATION OF FRACTIONAL SHARES (AS DEFINED IN THE SCHEME DOCUMENT)				Management	For	For
2	TO APPROVE THE SCHEME OF ARRANGEMENT DATED 16 NOVEMBER 2020 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF THE SCHEME SHARES (AS DEFINED IN THE SCHEME DOCUMENT) AND THE IMPLEMENTATION OF THE SCHEME, INCLUDING THE RELATED REDUCTION OF THE ISSUED SHARE CAPITAL OF THE COMPANY, CANCELLATION OF SHARE PREMIUM OF THE COMPANY, AND THE ISSUE OF NEW SHARES IN THE COMPANY AS MORE PARTICULARLY SET OUT IN THE NOTICE OF SPECIAL GENERAL MEETING				Management	For	For
HAIER ELECTRONICS GROUP CO LTD
Security		G42313125				Meeting Type		Court Meeting
Ticker Symbol		1169 HK				Meeting Date		09-Dec-2020
ISIN		BMG423131256				Agenda		713393546 - Management
Record Date		03-Dec-2020				Holding Recon Date		03-Dec-2020
City /	Country	HONG KONG	/	Bermuda		Vote Deadline Date		02-Dec-2020
SEDOL(s)		B1TL3R8 - B1TR8B5 - BD8NJ82 - BLNNXY7 - BP3RVC1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1116/2020111600025.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1116/2020111600037.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
1	TO APPROVE THE SCHEME OF ARRANGEMENT				Management	For	For
SUOFEIYA HOME COLLECTION CO LTD
Security		Y29336107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002572 C2				Meeting Date		11-Dec-2020
ISIN		CNE100001203				Agenda		713426472 - Management
Record Date		07-Dec-2020				Holding Recon Date		07-Dec-2020
City /	Country	GUANGD ONG	/	China		Vote Deadline Date		08-Dec-2020
SEDOL(s)		B4QYGC7 - BD5CFM8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	LETTER OF INTENTION ON PROJECT INVESTMENT TO BE SIGNED WITH THE PEOPLE'S GOVERNMENT OF HAIZHU DISTRICT, GUANGZHOU				Management	For	For
2	AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT SYSTEM				Management	For	For
SANY HEAVY INDUSTRY CO LTD
Security		Y75268105				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		600031 CH				Meeting Date		14-Dec-2020
ISIN		CNE000001F70				Agenda		713429327 - Management
Record Date		07-Dec-2020				Holding Recon Date		07-Dec-2020
City /	Country	CHANGS HA	/	China		Vote Deadline Date		09-Dec-2020
SEDOL(s)		6648824 - BP3R3H0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	INCREASE OF THE QUOTA FOR MORTGAGE BUSINESS AND FINANCIAL LEASING BUSINESS IN 2020 AND ESTIMATION OF THE QUOTA FOR MORTGAGE BUSINESS AND FINANCIAL LEASING BUSINESS IN 2021				Management	Abstain	Against
2	CONDUCTING DEPOSITS IN, LOANS FROM AND WEALTH MANAGEMENT BUSINESS IN RELATED BANKS				Management	For	For
3	2020 ADDITIONAL CONTINUING CONNECTED TRANSACTIONS QUOTA				Management	For	For
4	PROVISION OF GUARANTEE FOR A SUBSIDIARY				Management	For	For
5	2020 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY				Management	For	For
6	MANAGEMENT MEASURES FOR 2020 EMPLOYEE STOCK OWNERSHIP PLAN				Management	For	For
7	AUTHORIZATION TO THE BOARD TO HANDLE MATTERS REGARDING 2020 EMPLOYEE STOCK OWNERSHIP PLAN				Management	For	For
GEELY AUTOMOBILE HOLDINGS LTD
Security		G3777B103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		175 HK				Meeting Date		22-Dec-2020
ISIN		KYG3777B1032				Agenda		713430039 - Management
Record Date		16-Dec-2020				Holding Recon Date		16-Dec-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		16-Dec-2020
SEDOL(s)		6531827 - B06GCL6 - BDDXGN1 - BGPHZG8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000475.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000493.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
1	TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 DECEMBER 2020 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
2	TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
3	TO APPROVE, RATIFY AND CONFIRM THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
4	TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF THE LYNK & CO FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE LYNK & CO WHOLESALE ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) AND THE LYNK & CO RETAIL ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
5	TO APPROVE, RATIFY AND CONFIRM THE FENGSHENG FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE FENGSHENG FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
6	TO APPROVE, RATIFY AND CONFIRM THE GEELY HOLDING FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE GEELY HOLDING FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO L
Security		Y07729109				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002271CH				Meeting Date		24-Dec-2020
ISIN		CNE100000CS3				Agenda		713443529 - Management
Record Date		18-Dec-2020				Holding Recon Date		18-Dec-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		21-Dec-2020
SEDOL(s)		B3CTJX1 - BD5CFP1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	EXTERNAL GUARANTEE PROVIDED BY THE COMPANY AND CONTROLLED SUBSIDIARIES				Management
SHENZHEN EXPRESSWAY CO LTD
Security		Y7741B107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		548 HK				Meeting Date		29-Dec-2020
ISIN		CNE100000478				Agenda		713447147 - Management
Record Date		27-Nov-2020				Holding Recon Date		27-Nov-2020
City /	Country	SHENZH EN	/	China		Vote Deadline Date		22-Dec-2020
SEDOL(s)		5925960 - 6848743 - B3BJR83 - BD8NFG2 - BP3RXD6				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 495979 DUE TO CHANGE IN-MEETING DATE FROM 28 DEC 2020 TO 29 DEC 2020 AND RECEIPT OF ADDITIONAL NAME-UNDER RESOLUTION.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.				Non-Voting
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1210/2020121000498.pdf,				Non-Voting
1	TO CONSIDER AND APPROVE THE REMUNERATION OF THE NINTH SESSION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE OF THE COMPANY				Management	For	For
CMMT	PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 2.1 THROUGH 2.2 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET				Non-Voting
2.1	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. LIN JI TONG				Management	Abstain	Against
2.2	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY: MR. WANG CHAO				Management	Abstain	Against
CMMT	PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 3.1 THROUGH 3.8 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET				Non-Voting
3.1	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. HU WEI				Management	For	For
3.2	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LIAO XIANG WEN				Management	For	For
3.3	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WANG ZENG JIN				Management	Abstain	Against
3.4	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WEN LIANG				Management	For	For
3.5	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. CHEN ZHI SHENG				Management	Abstain	Against
3.6	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. DAI JING MING				Management	For	For
3.7	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. LI XIAO YAN				Management	For	For
3.8	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN HAI SHAN				Management	For	For
CMMT	PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 4.1 THROUGH 4.4 WILL BE PROCESSED AS TAKE NO ACTION BY-THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET				Non-Voting
4.1	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. WAN SIU WAH WILSON				Management	For	For
4.2	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MS. CHEN XIAO LU				Management	For	For
4.3	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. BAI HUA				Management	For	For
4.4	TO CONSIDER AND APPROVE THE RE-ELECTION OR APPOINTMENT (IF APPLICABLE) OF THE FOLLOWING CANDIDATE AS THE INDEPENDENT NONEXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY: MR. LI FEI LONG				Management	For	For

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt	CINS
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		12/24/2020	Authority to Give Guarantees by the Company and its Subsidiary	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Purchase of Wealth Management Products with Some Idle Funds	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Amendments to Management System for Raised Funds	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Amendments to Management System for External Guarantees	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Elect LIU Junyan	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		1/21/2021	Elect ZHANG Xiaoting	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		1/29/2021	Investment in Construction of a Green Building Materials Production Base in Zhengzhou, Henan	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		1/29/2021	Change of the Company's Registered Capital	Management	Abstain	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		1/29/2021	Amendments to Articles of Association	Management	Abstain	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Amendments to Management Measures on the Use of Raised Proceeds	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Company's Compliance with the Conditions for the Non-public Issuance of A Shares	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	class and par value of Shares to be issued	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	use of Proceeds	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	method and time of issuance	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	target subscribers and subscription  method	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Pricing Benchmark Date, issue price and pricing	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	number of Shares to be issued	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	lock-up period arrangement	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	place of listing of the new A Shares to be  issued	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	arrangement of accumulated undistributed  profits	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	validity period	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Plan for the Non-public Issuance of A Shares	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Feasibility Analysis Report on the Use of Proceeds from the Non-public Issuance of A Shares	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Resolution on the absence of need to prepare a report on the use of previously raised proceeds	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Resolution on the remedial measures for the dilution of immediate returns	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Shareholders Return Plan (2021-2023)	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		1/29/2021	Board Authorization in relation to Non-public Issuance of A Shares	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Autohome Inc	ATHM	05278C107	2/2/2021	Amendments to Articles of Association	Management	For	For	05278C107
Guinness Atkinson China & Hong Kong Fund	Autohome Inc	ATHM	05278C107	2/2/2021	Amendments to Articles of Association	Management	For	For	05278C107
Guinness Atkinson China & Hong Kong Fund	Anhui Conch Cement Company Limited	914 HK		2/3/2021	Elect ZHANG Xiaorong	Management	For	For	Y01373110
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	2021 Estimated Continuing Operational Related Party Transactions	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the External Guarantee Management Measures	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the External Investment Management System	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	AMENDMENTS TO THE RAISED FUNDS MANAGEMENT SYSTEM	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Yanqing	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Jianxin	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect YOU  Zhiliang	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Lei	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect ZHANG Mingyan	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect SUN Qinglong	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect ZHAO Kanglian	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect CAI Jianbo	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Elect WANG Qingyan	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Approval of Line of Credit	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Authority to Give Guarantees	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Change of Registered Capital	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to Articles	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	Amendments to the Company‘s Rules of Procedure Governing the Board Meetings	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	AMENDMENTS TO THE WORK SYSTEM FOR INDEPENDENT DIRECTORS	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		2/22/2021	AMENDMENTS TO THE CONNECTED TRANSACTIONS DECISION-MAKING SYSTEM	Management	Abstain	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Baidu Inc	BIDU	56752108	3/1/2021	Subdivision of Shares (Stock Split)	Management	For	For	56752108
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Proposed Domestic Issue and the Specific Mandate	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Adoption of Procedural Rules for Board Meetings	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Elect JIANG Hao	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Elect WANG Hongguang	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Elect Alan AU Chun Kwok	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Amendments to Articles of Association	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Board Authorization in Relation to Proposed Domestic Issue and the Specific Mandate	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Plan for Distribution of Profits Accumulated Before the  Proposed Domestic Issue	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Three Year Price Stabilization Policy	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Dividend Return Plan	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Resolution on the Use of Proceeds from the Proposed Domestic Issue	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Resolution the Remedial Measures for the Potential Dilution of Immediate Returns	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Undertakings and the Corresponding Binding Measures  in Connection with the Proposed Domestic Issue	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		3/5/2021	Adoption of Procedural Rules for General Meetings	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Amendments to Articles	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Appointment of International Accounting Standards Auditor for 2020	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Authority to Repurchase H Shares	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Elect XIE Juzhi	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Elect YU Hon To	Management	Against	Against	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Elect LI Kam Fun	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Elect LI Shipeng	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		3/5/2021	Authority to Repurchase H Shares	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	New Oriental Education & Technology Group Inc.	EDU	6.48E+08	3/8/2021	Share Subdivision	Management	For	For	647581107
Guinness Atkinson China & Hong Kong Fund	New Oriental Education & Technology Group Inc.	EDU	6.48E+08	3/8/2021	Adoption of the Company’s Dual Foreign Name	Management	For	For	647581107
Guinness Atkinson China & Hong Kong Fund	New Oriental Education & Technology Group Inc.	EDU	6.48E+08	3/8/2021	Amendments and Adoption of the Memorandum of Association and Articles of Association	Management	For	For	647581107
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		3/15/2021	External Transfer of Assets from Terminated Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Recycled Funds	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Directors' Report	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Authority to Issue Debt Financing Instruments	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Amendments to Articles of Association	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Supervisors' Report	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	2020 Annual Report	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Accounts and Reports	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Allocation of Profits/Dividends	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Performance Evaluation Report of the Independent  Non-executive Directors	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect MA Mingzhe	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect XIE Yonglin	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect TAN Sin Yin	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Jason YAO Bo	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect CAI Fangfang	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Soopakij Chearavanont XIE Jiren	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect YANG Xiaoping	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect WANG Yongjian	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect HUANG Wei	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect OUYANG Hui	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Kenneth NG Sing Yip	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect CHU Yiyun	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect LIU Hong	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect JIN Li	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Albert NG Kong NG Kong Ping	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect GU Liji as Supervisor	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect HUANG Baokui as Supervisor	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect ZHANG Wangjin as Supervisor	Management	For	For	Y69790106
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	2021 STOCK OPTION INCENTIVE PLAN (DRAFT) AND ITS SUMMARY	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF THE 2021 STOCK OPTION INCENTIVE PLAN	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	Authorization to the Board to Handle Maters Regarding the 2021 Stock Option Incentive Plan	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	2021 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY	Management	Abstain	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	MANAGEMENT MEASURES FOR 2021 EMPLOYEE STOCK OWNERSHIP PLAN	Management	Abstain	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	Authorization to the Board to Handle Maters Regarding the 2021 Employee Stock Ownership Plan	Management	Abstain	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		4/12/2021	Approve Employee Share Purchase Plan Intent to Raise Funds through Financing and Securities Lending	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Directors' Report	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Authority to Repurchase and Cancel Partially Granted Restricted Shares	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Elect Delphine Segura Vaylet	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Amendments to Articles	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Supervisors' Report	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Accounts and Reports	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Allocation of Dividends	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Appointment of Auditor for 2021	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Approval of Related Party Transaction Agreement with SEB S.A.	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Approval of Investment in Short-Term Wealth Management Products Using Idle Proprietary Liquid Funds	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Authority for the Company to Give Guarantees to Wholly-Owned Subsidiaries and for Wholly-Owned Subsidiaries to Give Mutual Guarantees	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2021 REAPPOINTMENT OF AUDIT FIRM	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	LAUNCHING FINANCIAL DERIVATIVES BUSINESS	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH IDLE PROPRIETARY FUNDS	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 WORK REPORT OF INDEPENDENT DIRECTORS	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 Work Report of the Board of Supervisors	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 ANNUAL ACCOUNTS	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 Profit Distribution Plan	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2020 REMUNERATION APPRAISAL FOR DIRECTORS AND SUPERVISORS	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	APPLICATION FOR BANK CREDIT LINE	Management	Against	Against	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	2021 ESTIMATED CONTINUING CONNECTED TRANSACTIONS	Management	Abstain	Against	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		4/23/2021	CONNECTED TRANSACTION REGARDING SETTING UP OF A TRUST PLAN	Management	Abstain	Against	Y75268105
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Accounts and Reports	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Allocation of Profits/Dividends	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Elect CHEN Yanling	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Elect LEUNG Chong Shun	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Elect Laura Ying LUO	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Directors' Fees	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Authority to Repurchase Shares	Management	For	For	G21108116
Guinness Atkinson China & Hong Kong Fund	China Medical System Hldgs Ltd	867 HK		4/27/2021	Authority to Issue Repurchased Shares	Management	Against	Against	G21108116
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Accounts and Reports	Management	For	For	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Allocation of Profits/Dividends	Management	For	For	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Elect WANG Dong Xing	Management	For	For	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Elect CAI Rong Hua	Management	Against	Against	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Elect PAN Rong Bin	Management	For	For	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Directors' Fees	Management	For	For	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Authority to Repurchase Shares	Management	For	For	G21141109
Guinness Atkinson China & Hong Kong Fund	China Lilang Ltd	1234 HK		4/29/2021	Authority to Issue Repurchased Shares	Management	Against	Against	G21141109
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 WORK REPORT OF THE BOARD OF SUPERVISORS	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 ANNUAL FINAL ACCOUNTS REPORT	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 ANNUAL REPORT AND ITS SUMMARY OF THE COMPANY	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	2020 ANNUAL PROFIT DISTRIBUTION OF THE COMPANY	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	REAPPOINT THE AUDITOR OF THE COMPANY FOR 2021	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	REMUNERATION DISTRIBUTION SCHEME OF DIRECTORS	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	REMUNERATION DISTRIBUTION SCHEME OF SUPERVISORS	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Venustech Group Co Ltd.	002439C2		5/10/2021	USE IDLE EQUITY FUNDS FOR INVESTMENT AND WEALTH MANAGEMENT	Management	For	For	Y07764106
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Application for Comprehensive Credit Line to Banks and Other Financial Institutions	Management	Against	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Provision of Guarantee for the Comprehensive Credit Line Applied for by Subordinate Companies to Banks and Other Financial Institutions	Management	Against	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	EXTERNAL GUARANTEE	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Change of the Registered Capital of the Company	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Amendments to the Articles of Association of the Company	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	Purchase of Liability Insurance for Directors, Supervisors and Senior Management	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 WORK REPORT OF THE SUPERVISORY COMMITTEE	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 ANNUAL ACCOUNTS	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2021 FINANCIAL BUDGET REPORT	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 Profit Distribution Plan	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2021 REAPPOINTMENT OF AUDIT FIRM	Management	Against	Against	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 REMUNERATION FOR DIRECTORS	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		5/10/2021	2020 REMUNERATION FOR SUPERVISORS	Management	For	For	Y07729109
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Objective and purpose of the Share Repurchase	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Method of the Share Repurchase	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Price and Pricing Principles of the Share Repurchase	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Type, Number and Percentage to the Total Share Capital of Shares to be Repurchased	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Total Amount and Source of the Funds to be used for the Repurchase	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Source of the Funds for the Repurchase	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Time Limit of the Share Repurchase	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	The Valid Period of the Resolution	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Amendments to Articles	Management	For	For	Y98925103
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 WORK REPORT OF THE SUPERVISORY COMMITTEE	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 ANNUAL ACCOUNTS	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 Profit Distribution Plan	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2020 Report on Fund Occupation by Controlling Shareholders and Other Related Parties and External Guarantee	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2021 REMUNERATION FOR DIRECTORS AND SENIOR MANAGEMENT	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	2021 REAPPOINTMENT OF EXTERNAL AUDIT FIRM	Management	For	For	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Wuxi Lead Intelligent Equipment Co Ltd.	300450 CH		5/13/2021	Authorization to the Board to Conduct Speedy Financing in Small Value	Management	Against	Against	Y9717H100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Accounts and Reports	Management	For	For	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Elect Francis LUI Yiu Tung	Management	For	For	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Elect Joseph CHEE Ying Keung	Management	For	For	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Elect James R. Ancell	Management	For	For	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Authority to Repurchase Shares	Management	For	For	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Authority to Issue Repurchased Shares	Management	Against	Against	Y41515100
Guinness Atkinson China & Hong Kong Fund	Galaxy Entertainment Group Ltd.	27 HK		5/13/2021	Adoption of Share Option Scheme	Management	Against	Against	Y41515100
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Supervisors' Report	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Investment in Principal-Protected Bank Wealth Management Products with Proprietary Funds	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Investment in Principal-Protected Bank Wealth Management Products with Some of Idle Raised Funds	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Articles	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Procedural Rules: Shareholder Meetings	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Procedural Rules: Board Meetings	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Procedural Rules: Supervisory Board Meetings	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Management System for External Guarantees	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Management System for Connected Transaction	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Code of Conduct for Directors, Supervisors, and Senior Management	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Dividend Distribution Policy	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Directors' Report	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Management System for Provision of External Financial Aid	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Securities Investment and Abolishment of Management System for Risk Investment	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Work System for Independent Directors	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Code of Conduct for Controlling Shareholders and De Facto Controller	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Implementation Rules for Cumulative Voting System	Management	Abstain	Against	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Approval of Financing Quota	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Authority to Give External Guarantees	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Accounts and Reports	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2021 Financial Budget	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Allocation of Dividends	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Long-Term Shareholder Returns Plan	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Re-appointment of Auditor for 2021	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2021 Estimated Related Party Transactions of the Company and Its Subsidiaries with Guangxi Fenglin and Its Subsidiaries	Management	For	For	Y29336107
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Accounts and Reports	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Allocation of Profits/Dividends	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Elect CAI Dongchen	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Elect WANG Qingxi	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Directors' Fees	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Elect ZHANG Cuilong	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Elect LI Chunlei	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Elect Stephen LAW Cheuk Kin	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Elect PAN Weidong	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Authority to Repurchase Shares	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For	Y15018131
Guinness Atkinson China & Hong Kong Fund	CSPC Pharmaceutical Group Limited.	1093 HK		5/18/2021	Authority to Grant Options Under share Option Scheme	Management	Against	Against	Y15018131
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Give Guarantees for Wholly-Owned Subsidiaries	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Give Guarantees for Hohhot City Yixing Milk Industry Investment Management Co., Ltd.	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Amendments to Articles	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Work System for Independent Directors	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Management System for Connected Transactions	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Re-Appointment of Auditor	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Directors' Report	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Supervisors' Report	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2021 Business and Investment Plan	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Accounts and Reports and 2021 Financial Budget	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Allocation of Profits/Dividends	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Independent Directors' Report	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Authorize A Wholly-Owned Subsidiaries to Give Guarantees for Clients	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Registration and Issuance of Ultra Short Term Commercial Papers	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Accounts and Reports	Management	For	For	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Allocation of Profits/Dividends	Management	For	For	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Elect YANG Siu Shun	Management	For	For	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Directors' Fees	Management	For	For	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Repurchase Shares	Management	For	For	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Repurchased Shares	Management	Against	Against	G87572122
Guinness Atkinson China & Hong Kong Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Adopt the Share Option Plan of a Subsidiary	Management	Against	Against	G87572122
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Resolution on the Spin-off and Listing of a Subsidiary being in Compliance with Relevant Laws and Regulations	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Authorization to the Board and Its Authorized Persons to Handle Matters regarding the Spin-off	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Amendments to Articles of Association	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Continuing Connected Transaction between the Company and its subsidiaries and Shantui Construction Machinery Co., Ltd.	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	CNHTC Purchase Agreement	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	CNHTC Supply Agreement	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Proposal for the Spin-off and Listing of a Subsidiary	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Plan for the Spin-off and Listing of a Subsidiary	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	The Spin-off and Listing of the Subsidiary on the ChiNext Board of SSE in Compliance with the Regulation on Domestic Spin-off Listing of Subsidiaries of Domestically Listed Companies	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	The Spin-off and Listing of the Above Subsidiary on the  ChiNext Board of the SSE for the Legitimate Rights and Interests of Shareholders and Creditors	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Ability of the Company to Maintain Independence and Sustainable Profitability	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	The Subsidiary is Capable of Conducting Law-based Operation	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Statement on the Compliance and Completeness of the Legal Procedure of the Spin-off and the Validity of the Legal Documents Submitted	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		5/21/2021	Purpose, Commercial Rationality, Necessity and Feasibility Analysis of the Spin-off	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Accounts and Reports	Management	For	For	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Allocation of Profits/Dividends	Management	For	For	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Elect GE Bin	Management	For	For	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Elect WAN Suet Fei	Management	Against	Against	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Elect YANG Yuchuan	Management	For	For	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Directors' Fees	Management	For	For	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Authority to Repurchase Shares	Management	For	For	G2108F122
Guinness Atkinson China & Hong Kong Fund	China Resources Gas Group Ltd	1193 HK		5/21/2021	Authority to Issue Repurchased Shares	Management	Against	Against	G2108F122
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Accounts and Reports	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Allocation of Profits/Dividends	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect GUI Sheng Yue	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect AN Cong Hui	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect WEI Mei	Management	Against	Against	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect AN Qing Heng	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Directors' Fees	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Authority to Repurchase Shares	Management	For	For	G3777B103
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 ANNUAL ACCOUNTS	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Connected Transactions Regarding Application for Entrust Loans from the Controlling Shareholder	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 REAPPOINTMENT OF FINANCIAL AND INTERNAL CONTROL AUDIT FIRM	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Change of the Implementing Parties of Some Projects Financed with Raised Funds	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Application for Issuance of Debt Financing Instruments to the National Association of Financial Market Institutional Investors	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	The Company's Eligibility for Public Issuance of Corporate Bond	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Public Issuance of Corporate Bonds: Par Value, Issuing Method and Issuing Volume	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: LISTING PLACE	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: UNDERWRITING METHOD	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: THE VALID PERIOD OF THE RESOLUTION	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: BOND DURATION	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: REPAYING THE PRINCIPAL AND INTEREST	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: INTEREST RATE AND ITS DETERMINING METHOD	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: ISSUING TARGETS	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: PURPOSE OF THE RAISED FUNDS	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: GUARANTEE ARRANGEMENT	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	PUBLIC ISSUANCE OF CORPORATE BONDS: REDEMPTION OR RESALE CLAUSES	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Public Issuance of Corporate Bonds: The Company's Credit Conditions and Repayment Guarantee Measures	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Full Authorization to the Board or Its Authorized Persons to Handle Matters Regarding the Issuance of Corporate Bonds	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Change of the Company's Registered Capital and Amendments to the Company's Articles of Association	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	Elect DOU Xiaobo	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 Profit Distribution Plan	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 WORK REPORT OF INDEPENDENT DIRECTORS	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 WORK REPORT OF THE BOARD OF DIRECTORS	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 Work Report of the Board of Supervisors	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 FINANCIAL BUDGET	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 CONTINUING CONNECTED TRANSACTIONS	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		5/25/2021	2021 ENTRUST LOAN QUOTA AMONG INTERNAL ENTERPRISES	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Accounts and Reports	Management	For	For	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Allocation of Profits/Dividends	Management	For	For	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect CHEN Xi	Management	For	For	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect LEE Shing Put	Management	For	For	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Directors' Fees	Management	For	For	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect Paul CHENG Kwok Kin	Management	Against	Against	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Repurchase Shares	Management	For	For	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	G9829N102
Guinness Atkinson China & Hong Kong Fund	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Issue Repurchased Shares	Management	Against	Against	G9829N102
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Accounts and Reports	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Authority to Repurchase Shares	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Authority to Issue Repurchased Shares	Management	Against	Against	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Allocation of Profits/Dividends	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect TSE Ping	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect LI Yi	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect LI Mingqin	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect LU Hong	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect ZHANG Lu Fu	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Elect Donald LI Kwok Tung	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Sino Biopharmaceutical Ltd.	1177 HK		6/7/2021	Directors' Fees	Management	For	For	G8167W138
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	2020 Directors' Report	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	2020 Supervisors' Report	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	2020 Accounts and Reports	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	2021 FINANCIAL BUDGET REPORT	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	2020 Allocation of Profits	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	Re-appointment of Auditor	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	Establishment of Management System for Investment and Wealth Management	Management	For	For	Y1588V102
Guinness Atkinson China & Hong Kong Fund	Chongqing Fuling Zhacai Group Co Ltd	002507 C2		6/11/2021	Approval to Purchase Wealth Management Products Using Temporarily Idle Raised Funds	Management	Against	Against	Y1588V102
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Accounts and Reports	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Allocation of Profits/Dividends	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect LUO Jianfeng	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect LIN Dewei	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect LAN Fang	Management	Against	Against	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect TAO Zhigang	Management	Against	Against	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Elect Lu Jiandong	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Directors' Fees	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Authority to Repurchase Shares	Management	For	For	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	China Lesso Group Holdings Limited	2128 HK		6/15/2021	Authority to Issue Repurchased Shares	Management	Against	Against	KYG2159F1046
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		6/17/2021	Elect HU Jiangyi	Management	For	For	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	NARI Technology Co Ltd.	600406 CH		6/17/2021	Elect ZHENG Zongqiang	Management	Against	Against	Y6S99Q112
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Amendments to Articles	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Application for Registration and Issuance of Various Debt Financing Instruments (""DFIs"")	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Approval to Launch Financial Leasing Business via Sany Financial Leasing Co., Limited	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Related Party Transaction regarding Provision of Guarantees for Financing from Financial Institutions Applied by Sany Financial Leasing Co., Limited	Management	Against	Against	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Approval to Provide Guarantees to Wholly-Owned Subsidiaries	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	2021 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	MANAGEMENT MEASURES FOR 2021 EMPLOYEE STOCK OWNERSHIP PLAN	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Board Authorisation to Handle Matters Related to 2021 Employee Stock Ownership Plan	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	Sany Heavy Industry Co	600031 CH		6/18/2021	Approval to Provide Guarantees to an Overseas Wholly-Owned Subsidiary	Management	For	For	Y75268105
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Accounts and Reports	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Allocation of Profits/Dividends	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Elect YAN Jianguo	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Elect LUO Liang	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Elect CHANG Ying	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Elect Chan Ka Keung, Ceajer	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Directors' Fees	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Authority to Repurchase Shares	Management	For	For	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against	Y15004107
Guinness Atkinson China & Hong Kong Fund	China Overseas Land & Investment Ltd.	688 HK		6/22/2021	Authority to Issue Repurchased Shares	Management	Against	Against	Y15004107
Guinness Atkinson China & Hong Kong Fund	JD.com Inc	JD	47215P106	6/23/2021	Adoption of the Company’s Dual Foreign Name	Management	For	For	47215P106
Guinness Atkinson China & Hong Kong Fund	JD.com Inc	JD	47215P106	6/23/2021	Amended And Restated Memorandum of Association and Articles of Association	Management	For	For	47215P106
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect William Lei Ding	Management	For	For	64110W102
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect Alice Cheng	Management	For	For	64110W102
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect Denny Lee	Management	Against	Against	64110W102
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect Joseph Tong	Management	For	For	64110W102
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect FENG Lun	Management	For	For	64110W102
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Elect LEUNG Man Kit	Management	Against	Against	64110W102
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Appointment of Auditor	Management	For	For	64110W102
Guinness Atkinson China & Hong Kong Fund	NetEase Inc	NTES	64110W102	6/23/2021	Amendment to Articles	Management	For	For	64110W102
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Directors' Report	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Elect GUO Xikun as a Shareholder Supervisor	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Medium-Term Capital Management Plan (2021-2023)	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Redemption of Capital Bonds	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Authority to Issue Capital Bonds	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Authority to Issue Domestic and/or H Shares w/o Preemptive Rights	Management	Against	Against	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Supervisors' Report	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Annual Report	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Financial Statements	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Allocation of Profits/Dividends	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	2020 Related Party Transaction Report	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Elect LI Chaoxian	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	China Merchants Bank	3968 HK		6/25/2021	Elect SHI Yongdong	Management	For	For	Y14896115
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued H Shares	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued D Shares	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	2020 Accounts and Reports	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Termination of Some Investment Projects Financed by Raised Funds from Convertible Corporate Bonds and Permanently Replenish Working Capital Using Excess Raised Funds	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	General Authorisation to the Board to Issue H Shares	Management	Against	Against	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	General Authorisation to the Board to Issue D Shares	Management	Against	Against	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued H Shares	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	General Authorisation to the Board to Repurchase No More than 10% of the Company's Issued D Shares	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Amendments to Articles	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Amendments to Procedural Rules: Board Meetings	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Amendments to Procedural Rules: Supervisory Board Meetings	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Amendments to Management System for External Guarantees	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Re-appointment of Auditor for PRC Accounting Standards	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	2020 Annual Report and Its Summary	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Re-appointment of Auditor for International Accounting Standards	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Approval to Renew Financial Service Framework Agreement with Haier Group Corporation and Estimated Related Party Transactions	Management	Against	Against	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	A Share Core Employee Stock Ownership Plan (2021-2025) (Draft) and Its Summary	Management	Against	Against	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	H Share Core Employee Stock Ownership Plan (2021-2025) (Draft) and Its Summary	Management	Against	Against	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Board Authorisation to Handle Matters Related to Core Employee Stock Ownership Plan	Management	Against	Against	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	H Share Restricted Share Unit Scheme (2021-2025) (Draft)	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Board Authorisation to Handle Matters Related to H Share Restricted Share Unit Plan	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Elect WU Qi	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Elect LIU Dalin	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Elect MA Yingjie	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	2020 Directors' Report	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	2020 Supervisors' Report	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	2020 Internal Control Audit Report	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	2020 Allocation of Dividends	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	2021 Estimated Guarantees Provided to Subsidiaries	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Approval of Foreign Exchange Derivatives Transactions	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Haier Smart Home Co Ltd	6690 HK		6/25/2021	Adjustment to Directors' Fees	Management	For	For	Y7166P102
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	The Company‘s Eligibility for Non-public A-share Offering	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Stock Type and Par Value	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	The Valid Period of the Resolution on This Offering	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Method and Date	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Pricing Base Date, Pricing Principles and Issue Price	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Volume	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Targets and Subscription Method	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Amount and Purpose of the Raised Funds	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Lockup Period Arrangement	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Listing Place	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Arrangement for the Accumulated Retained Profits Before the Non-public Offering	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	PREPLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Non-public A-share Offering	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY RAISED FUNDS	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Diluted Immediate Return After 2021 Non-public A-share Offering and Filling Measures, and Commitments of Relevant Parties	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2021 TO 2023	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering	Management	Against	Against	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Amendments to the Business Scope and the Articles of Association of the Company	Management	For	For	Y408DG116
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Annual Report	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Merger and Absortion of Weichai Power (Weifang) Reconstruction Co., Ltd.	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Allocation of Profits/Dividends	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Authority to Declare Interim Dividends	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect TAN Xuguang	Management	Against	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect ZHANG Liangfu	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect JIANG Kui	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect ZHANG Quan	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect XU Xinyu	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect SUN Shaojun	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect YUAN Hongming	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect YAN Jianbo	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect Gordon Riske	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect Michael Martin Macht	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect LI Hongwu	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect WEN Daocai	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect JIANG Yan	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect YU Zhuoping	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect ZHAO Huifang	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect LU Wenwu	Management	Against	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Elect WU Hongwei	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Directors' Report	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Supervisors' Report	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Accounts and Reports	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Final Financial Report	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Financial Budget Report	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Appointment of Internal Control Auditor	Management	For	For	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Weichai Power Co	2338 HK		6/28/2021	Merger and Absorption of Weichai Power (Weifang) Intensive Logistics Co., Ltd.	Management	Abstain	Against	Y9531A109
Guinness Atkinson China & Hong Kong Fund	Beijing Oriental Yuhong Waterproof Technology Co Ltd	002271CH		6/29/2021	Investment in the Establishment of a Wholly-owned Subsidiary and the Construction of a Research and Development and Production Base Project	Management	For	For	Y07729109

Form N-PX Proxy Voting Records

Guinness Atkinson Global Energy Fund

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

REABOLD RESOURCES PLC
Security		G7398R108				Meeting Type		Annual General Meeting
Ticker Symbol		RBD LN				Meeting Date		23-Sep-2020
ISIN		GB00B95L0551				Agenda		713069854 - Management
Record Date						Holding Recon Date		21-Sep-2020
City /	Country	LONDON	/	United Kingdom		Vote Deadline Date		17-Sep-2020
SEDOL(s)		B95L055				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS				Management	No Vote	No Vote
2	TO RE-ELECT SACHIN OZA AS A DIRECTOR OF THE COMPANY				Management	No Vote	No Vote
3	TO RE-ELECT STEPHEN WILLIAMS AS A DIRECTOR OF THE COMPANY				Management	No Vote	No Vote
4	TO RE-APPOINT MAZARS LLP AS AUDITORS AND AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION				Management	No Vote	No Vote
5	TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,000,000				Management	No Vote	No Vote
6	TO DIS-APPLY THE PRE-EMPTION RIGHTS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,000,000				Management	No Vote	No Vote
7	TO ADOPT NEW ARTICLES OF ASSOCIATION				Management	No Vote	No Vote
PETROCHINA CO LTD
Security		Y6883Q104				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		857 HK				Meeting Date		28-Sep-2020
ISIN		CNE1000003W8				Agenda		713024331 - Management
Record Date		28-Aug-2020				Holding Recon Date		28-Aug-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		5939507 - 6226576 - BD8NGP8 - BP3RWW8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0812/2020081200694.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0812/2020081200714.pdf				Non-Voting
1	TO CONSIDER AND APPROVE THE TRANSACTIONS, AND TO AUTHORIZE THE CHAIRMAN (AND THE AUTHORIZED REPRESENTATIVES OF THE CHAIRMAN) TO TAKE ALL NECESSARY ACTIONS TO DETERMINE AND DEAL WITH THE TRANSACTIONS, APPROVE THE RELEVANT AGREEMENTS, CONTRACTS AND LEGAL DOCUMENTS, AMEND, SUPPLEMENT, SIGN, SUBMIT, REPORT AND EXECUTE ALL AGREEMENTS, CONTRACTS AND DOCUMENTS AS DEEMED APPROPRIATE OR NECESSARY, DEAL WITH THE RELEVANT DECLARATION MATTERS, AND TAKE ALL OTHER ACTIONS AS DEEMED NECESSARY, BENEFICIAL OR APPROPRIATE TO EXECUTE THE TERMS OF THE TRANSACTIONS AND/OR MAKE THE TERMS OF THE TRANSACTIONS EFFECTIVE				Management	No Vote	No Vote
2	TO CONSIDER AND APPROVE THE ELECTION OF MR. HUANG YONGZHANG AS DIRECTOR OF THE COMPANY				Management	No Vote	No Vote
CHINA PETROLEUM & CHEMICAL CORPORATION
Security		Y15010104				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		386 HK				Meeting Date		28-Sep-2020
ISIN		CNE1000002Q2				Agenda		713107236 - Management
Record Date		28-Aug-2020				Holding Recon Date		28-Aug-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		6291819 - 7027756 - BD8NDW4 - BP3RSM0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0911/2020091101039.pdf,				Non-Voting
CMMT	PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE.				Non-Voting
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 461682 DUE TO ADDITION OF- RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU				Non-Voting
1	TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO THE DISPOSAL OF OIL AND GAS PIPELINE AND RELEVANT ASSETS				Management	No Vote	No Vote
2	THE SPECIAL INTERIM DIVIDEND DISTRIBUTION PLAN FOR 2020				Management	No Vote	No Vote
3	TO ELECT MR. ZHANG SHAOFENG AS A NON- EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF SINOPEC CORP.				Management	No Vote	No Vote
OMV AG
Security		A51460110				Meeting Type		Annual General Meeting
Ticker Symbol		OMV EU				Meeting Date		29-Sep-2020
ISIN		AT0000743059				Agenda		713059334 - Management
Record Date		18-Sep-2020				Holding Recon Date		18-Sep-2020
City /	Country	VIENNA	/	Austria		Vote Deadline Date		21-Sep-2020
SEDOL(s)		4651459 - 5179950 - B28L3V0 - BHZLP45				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	27 AUG 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 460645, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
CMMT	PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.				Non-Voting
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 458200 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU				Non-Voting
CMMT	PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 18 SEP-2020, SINCE AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE THE ACTUAL-RECORD DATE. THE TRUE RECORD DATE FOR THIS MEETING IS 19 SEP 2020. THANK YOU				Non-Voting
1	RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019				Non-Voting
2	RESOLUTION ON THE APPROPRIATION OF THE BALANCE SHEET PROFIT REPORTED IN THE FINANCIAL STATEMENTS 2019: DIVIDENDS OF EUR 1.75 PER SHARE				Management	No Vote	No Vote
3	RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2019				Management	No Vote	No Vote
4	RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019				Management	No Vote	No Vote
5	RESOLUTION ON THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2019				Management	No Vote	No Vote
6	APPOINTMENT OF THE AUDITOR AND GROUP AUDITOR FOR THE FINANCIAL YEAR 2020: ERNST YOUNG AS AUDITORS FOR FISCAL 2020				Management	No Vote	No Vote
7	RESOLUTION ON THE REMUNERATION POLICY FOR THE EXECUTIVE BOARD AND THE SUPERVISORY BOARD				Management	No Vote	No Vote
8.I	RESOLUTIONS ON THE LONG TERM INCENTIVE PLAN				Management	No Vote	No Vote
8.II	RESOLUTIONS ON THE EQUITY DEFERRAL				Management	No Vote	No Vote
9.A	ELECTION TO THE SUPERVISORY BOARD: MS. GERTRUDE TUMPEL-GUGERELL				Management	No Vote	No Vote
9.B	ELECTION TO THE SUPERVISORY BOARD: MR. WOLFGANG C. BERNDT				Management	No Vote	No Vote
10	RESOLUTION ON THE AUTHORIZATION OF THE EXECUTIVE BOARD TO INCREASE THE SHARE CAPITAL ACCORDING TO SECTION 169 AUSTRIAN STOCK CORPORATION ACT WITH THE POSSIBILITY TO EXCLUDE THE SUBSCRIPTION RIGHT (I) TO ADJUST FRACTIONAL AMOUNTS OR (II) TO SATISFY STOCK TRANSFER PROGRAMS, IN PARTICULAR LONG TERM INCENTIVE PLANS, EQUITY DEFERRALS OR OTHER PARTICIPATION PROGRAMS AND EMPLOYEE STOCK OWNERSHIP PLANS (AUTHORIZED CAPITAL) AND ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION IN SECTION 3 AND AUTHORIZATION OF THE SUPERVISORY BOARD TO ADOPT AMENDMENTS TO THE ARTICLES OF ASSOCIATION RESULTING FROM THE ISSUANCE OF SHARES ACCORDING TO THE AUTHORIZED CAPITAL				Management	No Vote	No Vote
PETROCHINA CO LTD
Security		Y6883Q104				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		857 HK				Meeting Date		05-Nov-2020
ISIN		CNE1000003W8				Agenda		713250568 - Management
Record Date		30-Sep-2020				Holding Recon Date		30-Sep-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		30-Oct-2020
SEDOL(s)		5939507 - 6226576 - BD8NGP8 - BP3RWW8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 468360 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU.				Non-Voting
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0915/2020091500492.pdf,				Non-Voting
1	THAT, AS SET OUT IN THE CIRCULAR DATED 15 SEPTEMBER 2020 ISSUED BY THE COMPANY TO ITS SHAREHOLDERS (THE "CIRCULAR"): THE NEW COMPREHENSIVE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND CHINA NATIONAL PETROLEUM CORPORATION BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THE EXECUTION OF THE NEW COMPREHENSIVE AGREEMENT BY MR. CHAI SHOUPING FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; MR. CHAI SHOUPING BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW COMPREHENSIVE AGREEMENT AS HE THINKS DESIRABLE AND NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS; AND THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS AND				Management	No Vote	No Vote
	THE PROPOSED ANNUAL CAPS OF THE NON- EXEMPT CONTINUING CONNECTED TRANSACTIONS UNDER THE NEW COMPREHENSIVE AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE, AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED
2	TO CONSIDER AND APPROVE THE ELECTION OF MR. LV BO AS A SUPERVISOR OF THE COMPANY				Management	No Vote	No Vote
CNOOC LTD
Security		Y1662W117				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		883 HK				Meeting Date		20-Nov-2020
ISIN		HK0883013259				Agenda		713249616 - Management
Record Date		13-Nov-2020				Holding Recon Date		13-Nov-2020
City /	Country	HONG KONG	/	Hong Kong		Vote Deadline Date		16-Nov-2020
SEDOL(s)		B00G0S5 - B016D18 - BD8NGX6 - BP3RPR4				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.				Non-Voting
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1020/2020102000031.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1020/2020102000035.pdf				Non-Voting
1	TO APPROVE THE SUPPLEMENTAL AGREEMENT AND THE AMENDMENTS TO THE EXISTING NON- COMPETE UNDERTAKING CONTEMPLATED THEREUNDER				Management	No Vote	No Vote
SHANDONG MOLONG PETROLEUM MACHINERY CO LTD
Security		Y76819112				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		568 HK				Meeting Date		25-Nov-2020
ISIN		CNE1000001N1				Agenda		713394120 - Management
Record Date		19-Nov-2020				Holding Recon Date		19-Nov-2020
City /	Country	SHANDO NG	/	China		Vote Deadline Date		19-Nov-2020
SEDOL(s)		B00LNZ8 - B00S8K9 - B0KD280 - BD8GK77				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 492738 DUE TO ADDITION OF- RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU.				Non-Voting
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1113/2020111301280.pdf,				Non-Voting
CMMT	PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE				Non-Voting
1.1	TO CONSIDER AND APPROVE THE ELECTION OF MR. YANG YUN LONG AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY				Management	For	For
1.2	TO CONSIDER AND APPROVE THE ELECTION OF MR. YUAN RUI AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY				Management	For	For
2	TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ACCEPTANCE OF FINANCIAL ASSISTANCE AND THE RELATED PARTY TRANSACTION				Management	For	For
SHANDONG MOLONG PETROLEUM MACHINERY CO LTD
Security		Y76819112				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		568 HK				Meeting Date		04-Dec-2020
ISIN		CNE1000001N1				Agenda		713403385 - Management
Record Date		01-Dec-2020				Holding Recon Date		01-Dec-2020
City /	Country	SHOUGU ANG CITY	/	China		Vote Deadline Date		30-Nov-2020
SEDOL(s)		B00LNZ8 - B00S8K9 - B0KD280 - BD8GK77				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1118/2020111801071.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1118/2020111801079.pdf				Non-Voting
CMMT	PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE				Non-Voting
1	THE RESOLUTION REGARDING DISPOSAL OF ASSETS				Management	Abstain	Against

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Guinness Atkinson Global Energy Fund	Shandong Molong Petroleum Machinery	568 HK		3/3/2021	Amendments to Articles of Association	Management	For	For
Guinness Atkinson Global Energy Fund	Shandong Molong Petroleum Machinery	568 HK		3/3/2021	Purchase of Liability Insurance	Management	For	For
Guinness Atkinson Global Energy Fund	Shandong Molong Petroleum Machinery	568 HK		3/3/2021	Amendments to Procedural Rules of the Supervisory Committee	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Elect Mariano Marzo Carpio	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Elect Isabel Torremocha Ferrezuelo	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Elect Luís Suárez de Lezo Mantilla	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Ratify Co-Option and Elect René Dahan	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Elect Aurora Catá Sala	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Amendments to Articles (Remote Attendance)	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Amendments to General Meeting Regulations (Remote Attendance)	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Remuneration Report (Advisory)	Management	Against	Against
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Remuneration Policy (Binding)	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Authorisation of Legal Formalities	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Report on Non-Financial Information	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Ratification of Board Acts	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Special Dividend	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Authority to Reduce Share Capital and Cancel Treasury Shares	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Authority to Issue Convertible Debt Instruments	Management	For	For
Guinness Atkinson Global Energy Fund	Repsol S.A.	REPYY		3/25/2021	Elect Manuel Manrique Cecilia	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Patrick de la Chevardière	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Miguel M.  Galuccio	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Olivier Le Peuch	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Tatiana A. Mitrova	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Maria Moræus Hanssen	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Mark G. Papa	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Henri Seydoux	Management	Against	Against
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Elect Jeffrey W. Sheets	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Advisory Vote on Executive Compensation	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Accounts and Reports; Approval of Dividend	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Amendment to the 2017 Omnibus Stock Incentive Plan	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Amendment to the Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Global Energy Fund	Schlumberger Ltd.	SLB	806857108	4/7/2021	Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors	Management	For	For
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Ratify Co-Option of  Andrew R.D. Brown	Management	For	For
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Accounts and Reports; Remuneration Report	Management	Against	Against
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Ratification of Board Acts	Management	For	For
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Ratification of the Supervisory Council Acts	Management	For	For
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Ratification of Statutory Auditors Acts	Management	For	For
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Remuneration Policy (Binding)	Management	Against	Against
Guinness Atkinson Global Energy Fund	Galp Energia Sgps	GALP PL		4/23/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Accounts and Reports	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Elect Sandra Stash	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Elect Melanie Little	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Remuneration Report (Advisory)	Management	Against	Against
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Remuneration Policy (Binding)	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Authorisation of Political Donations	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Amendment to Equity Incentive Plan	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Final Dividend	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Authority to Set Auditor's Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Elect David Johnson	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Elect Robert R. Hutson, Jr.	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Elect Bradley Gray	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Elect Martin Thomas	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Elect David J. Turner	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Change of Company Name	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Adoption of New Articles	Management	For	For
Guinness Atkinson Global Energy Fund	Diversified Energy Company Plc	DGOC LN		4/27/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect Janet F. Clark	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect Charles R. Crisp	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect Robert P. Daniels	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect James C. Day	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect C. Christopher Gaut	Management	Against	Against
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect Michael T. Kerr	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect Julie J. Robertson	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect Donald F. Textor	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Elect William R. Thomas	Management	Against	Against
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Approval of the 2021 Omnibus Equity Compensation Plan	Management	For	For
Guinness Atkinson Global Energy Fund	EOG Resources, Inc.	EOG	26875P101	4/29/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect H. Paulett Eberhart	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Joseph W. Gorder	Management	Against	Against
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Kimberly S. Greene	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Deborah P. Majoras	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Eric D. Mullins	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Donald L. Nickles	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Philip J. Pfeiffer	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Robert A. Profusek	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Stephen M. Waters	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Randall J. Weisenburger	Management	Against	Against
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Elect Rayford Wilkins Jr.	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Valero Energy Corp.	VLO	91913Y100	4/29/2021	Advisory Vote on Executive Compensation	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Patricia M. Bedient	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Eira M. Thomas	Management	Against	Against
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Michael M. Wilson	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect John D. Gass	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Russell K. Girling	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Jean Paul Gladu	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Dennis M. Houston	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Mark S. Little	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Brian P. MacDonald	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Maureen McCaw	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Elect Lorraine Mitchelmore	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Amendment to Stock Option Plan	Management	For	For
Guinness Atkinson Global Energy Fund	Suncor Energy, Inc.	SU CN		5/4/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Elect D.W. (David) Cornhill	Management	For	For
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Elect B.W. (Bradley) Corson	Management	Against	Against
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Elect M.R. (Matthew) Crocker	Management	For	For
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Elect K.T. (Krystyna) Hoeg	Management	Against	Against
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Elect M.C. (Miranda) Hubbs	Management	For	For
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Elect J.M. (Jack) Mintz	Management	For	For
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Elect D.S. (David) Sutherland	Management	For	For
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Appointment of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Imperial Oil Ltd.	IMO CN		5/4/2021	Shareholder Proposal Regarding Net Zero by 2050 Ambition	Shareholder	For	Against
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Pamela L. Carter	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Marcel R. Coutu	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Susan M. Cunningham	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Gregory L. Ebel	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect J. Herb England	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Gregory J. Goff	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect V. Maureen Kempston Darkes	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Teresa S. Madden	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Al Monaco	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Stephen S. Poloz	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Elect Dan C. Tutcher	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Appointment of Auditor and Authority to Set Fees	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Enbridge Inc	ENB	29250N105	5/5/2021	Advisory Vote on Executive Compensation	Management	No Vote	No Vote
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Catherine M. Best	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect David A. Tuer	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Annette M. Verschuren	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect M. Elizabeth Cannon	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect N. Murray Edwards	Management	Against	Against
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Christopher L. Fong	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Gordon D. Giffin	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Wilfred A. Gobert	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Steve W. Laut	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Tim S. McKay	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Elect Frank J. McKenna	Management	For	For
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Appointment of Auditor and Authority to Set Fees	Management	Against	Against
Guinness Atkinson Global Energy Fund	Canadian Natural Resources Ltd.	CNQ CN		5/6/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Charles E. Bunch	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Caroline Maury Devine	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect John V. Faraci	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Jody L Freeman	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Gay Huey Evans	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Jeffrey A. Joerres	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Ryan M. Lance	Management	Against	Against
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Timothy A. Leach	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect William H. McRaven	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Sharmila Mulligan	Management	Against	Against
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Eric D. Mullins	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Arjun N. Murti	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect Robert A. Niblock	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect David T. Seaton	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Elect R. A. Walker	Management	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Shareholder Proposal Regarding Simple Majority Vote	Shareholder	For	For
Guinness Atkinson Global Energy Fund	Conoco Phillips	COP	20825C104	5/11/2021	Shareholder Proposal Regarding Greenhouse Gas Reduction Targets	Shareholder	Abstain	Against
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Cessation of All Exploration Activity	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Move from Fossil Fuels to Renewable Energy	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Barents Sea Exploration	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Renewable Energy Business Spin-Off	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Divestment from Overseas Business	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Discontinuing Oil and Gas Exploration and Multiplying Green Investments	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Overseas Losses	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Nuclear Energy	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Corporate Governance Report	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Remuneration Policy	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Remuneration Report	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Authority to Set Auditor's Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Corporate Assembly Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Nomination Committee Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Authority to Repurchase Shares (Share Savings Plan)	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Authority to Repurchase Shares (Cancellation)	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Election of Presiding Chair	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Agenda	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Minutes	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Accounts and Reports; Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Authority to Distribute Interim Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding GHG Reduction Targets	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Equinor ASA	EQNR NO		5/11/2021	Shareholder Proposal Regarding Climate and Nature Risk Report	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Eni Spa	ENI IM		5/12/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Global Energy Fund	Eni Spa	ENI IM		5/12/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Eni Spa	ENI IM		5/12/2021	Use/Transfer of Reserves	Management	For	For
Guinness Atkinson Global Energy Fund	Eni Spa	ENI IM		5/12/2021	Elect Marcella Caradonna as Effective Statutory Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Eni Spa	ENI IM		5/12/2021	Elect Roberto Maglio as Alternate Statutory Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Eni Spa	ENI IM		5/12/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Energy Fund	Eni Spa	ENI IM		5/12/2021	Remuneration Report	Management	Against	Against
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Authority to Repurchase Share	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Shareholder Proposal Regarding GHG Reduction Targets	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Remuneration Report (Advisory)	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Murray Auchincloss	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Tushar Morzaria	Management	Against	Against
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Karen A. Richardson	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Johannes Teyssen	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Bernard Looney	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Pamela Daley	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Helge Lund	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Melody B. Meyer	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Paula Rosput Reynolds	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Elect Sir John Sawers	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Authority to set Auditor's Fees	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Authorisation of Political Donations	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Scrip Dividend	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	BP plc	BP		5/12/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect John Martin Winterman	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Authority to Set Auditor's Fees	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Remuneration Report (Advisory)	Management	Against	Against
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Remuneration Policy (Binding)	Management	Against	Against
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Authorisation of Political Donations	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Adoption of New Articles	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Amjad Bseisu	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Jonathan Swinney	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Martin Houston	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Philip Holland	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Farina binti Farikhullah Khan	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Carl Hughes	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Howard Paver	Management	For	For
Guinness Atkinson Global Energy Fund	EnQuest Plc	ENQ LN		5/12/2021	Elect Liv Monica Stubholt	Management	For	For
Guinness Atkinson Global Energy Fund	Sunpower Corp	SPWR	867652406	5/13/2021	Elect Francois Badoual	Management	For	For
Guinness Atkinson Global Energy Fund	Sunpower Corp	SPWR	867652406	5/13/2021	Elect Denis Toulouse	Management	For	For
Guinness Atkinson Global Energy Fund	Sunpower Corp	SPWR	867652406	5/13/2021	Elect Pat Wood, III	Management	Withhold	Against
Guinness Atkinson Global Energy Fund	Sunpower Corp	SPWR	867652406	5/13/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Global Energy Fund	Sunpower Corp	SPWR	867652406	5/13/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Martina Hund-Mejean	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Andrew Mackenzie	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Abraham Schot	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Jessica Uhl	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Gerrit Zalm	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Authority to Set Auditor's Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Remuneration Report (Advisory)	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Approval of the Energy Transition Strategy	Management	Against	Against
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Shareholder Proposal Regarding GHG Reduction Targets	Shareholder	Abstain	Against
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Jane H. Lute	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Ben Van Beurden	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Dick Boer	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Neil A.P. Carson	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Ann F. Godbehere	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Euleen Y.K. GOH	Management	For	For
Guinness Atkinson Global Energy Fund	Royal Dutch Shell Plc	RDSA NA		5/18/2021	Elect Catherine J. Hughes	Management	For	For
Guinness Atkinson Global Energy Fund	Helix Energy Solutions Group Inc	HLX	42330P107	5/19/2021	Elect Amerino Gatti	Management	Withhold	Against
Guinness Atkinson Global Energy Fund	Helix Energy Solutions Group Inc	HLX	42330P107	5/19/2021	Elect Owen Kratz	Management	For	For
Guinness Atkinson Global Energy Fund	Helix Energy Solutions Group Inc	HLX	42330P107	5/19/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Helix Energy Solutions Group Inc	HLX	42330P107	5/19/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Elect WANG Dongjin	Management	Against	Against
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Elect LI Yong	Management	For	For
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Elect XU Keqiang	Management	For	For
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Elect QIU Zhi Zhong	Management	For	For
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Directors' Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Appointment of Auditor and Authority to Set Fees	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Global Energy Fund	Cnooc Ltd.	883 HK		5/21/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Directors' Report	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect ZHANG Yuzhuo	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect MA Yongsheng	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect ZHAO Dong	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect YU Baocai	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect LIU Hongbin	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect LING Yiqun	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect LI Yonglin	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect CAI Hongbin	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect Johnny NG Kar Ling	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect SHI Dan	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect BI Mingjian	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect ZHANG Shaofeng	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect JIANG Zhenying	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect ZHANG Zhiguo	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect YIN Zhaolin	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Elect GUO Hongjin	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Supervisors' Report	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Authority to Declare Interim Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Appointment of PRC and International Auditors and Authority to Set Fees	Management	For	For
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Authority to Issue Debt Financing Instruments	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Authority to Issue Domestic and/or Foreign Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Global Energy Fund	China Petroleum & Chemical Corp	386 HK		5/25/2021	Service Contract of Directors and Supervisors	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Wanda M. Austin	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect John B. Frank	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Alice P. Gast	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Enrique Hernandez, Jr.	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Marillyn A. Hewson	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Jon M. Huntsman, Jr.	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Charles W. Moorman IV	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Dambisa F. Moyo	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Debra L. Reed-Klages	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Ronald D. Sugar	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect D. James Umpleby III	Management	For	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Elect Michael K. Wirth	Management	Against	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction	Shareholder	For	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis	Shareholder	For	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Shareholder Proposal Regarding Becoming a Public Benefit Corporation	Shareholder	Against	For
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Shareholder Proposal Regarding Lobbying Report	Shareholder	For	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	For	Against
Guinness Atkinson Global Energy Fund	Chevron Corp.	CVX	166764100	5/26/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	For	Against
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Michael J. Angelakis	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Susan K. Avery	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Angela F. Braly	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Ursula M. Burns	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Kenneth C. Frazier	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Joseph L. Hooley	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Steven A. Kandarian	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Douglas R. Oberhelman	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Samuel J. Palmisano	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Jeffrey W. Ubben	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Darren W. Woods	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Wan Zulkiflee	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement	Shareholder	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Ratification of Auditor	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Advisory Vote on Executive Compensation	Management	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis	Shareholder	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Report on Climate-related Activities	Shareholder	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Political Contributions and Expenditures Report	Shareholder	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Lobbying Report	Shareholder	TNA
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Gregory J. Goff (Dissident Nominee)	Shareholder	Withhold
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Kaisa Hietala (Dissident Nominee)	Shareholder	Withhold
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Alexander A. Karsner (Dissident Nominee)	Shareholder	Withhold
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Anders Runevad (Dissident Nominee)	Shareholder	Withhold
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Michael J. Angelakis	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Susan K. Avery	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Angela F. Braly	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Ursula M. Burns	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Kenneth C. Frazier	Shareholder	Withhold
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Joseph L. Hooley	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Jeffrey W. Ubben	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Elect Darren W. Woods	Shareholder	Withhold
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Ratification of Auditor	Management	Against
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Advisory Vote on Executive Compensation	Management	Against
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Report on Climate-related Activities	Shareholder	Abstain
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Political Contributions and Expenditures Report	Shareholder	For
Guinness Atkinson Global Energy Fund	Exxon Mobil Corp.	XOM	30231G102	5/26/2021	Shareholder Proposal Regarding Lobbying Report	Shareholder	For
Guinness Atkinson Global Energy Fund	Deltic Energy Plc	DELT LN		5/26/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Global Energy Fund	Deltic Energy Plc	DELT LN		5/26/2021	Elect Andrew J. Nunn	Management	For	For
Guinness Atkinson Global Energy Fund	Deltic Energy Plc	DELT LN		5/26/2021	Elect Peter N. Cowley	Management	Against	Against
Guinness Atkinson Global Energy Fund	Deltic Energy Plc	DELT LN		5/26/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Deltic Energy Plc	DELT LN		5/26/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	Deltic Energy Plc	DELT LN		5/26/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect A.R. Alameddine	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Edison C. Buchanan	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Matthew Gallagher	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Phillip A. Gobe	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Larry R. Grillot	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Stacy P. Methvin	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Royce W. Mitchell	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Frank A. Risch	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Scott D. Sheffield	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect J. Kenneth Thompson	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Phoebe A. Wood	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Elect Michael D. Wortley	Management	For	For
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	Pioneer Natural Resources Co.	PXD	723787107	5/27/2021	Amendment to the Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Accounts and Reports	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	2020 Remuneration Report	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	2021 Remuneration Policy (Board of Directors)	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	2020 Remuneration of Patrick Pouyanné, Chair and CEO	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	2021 Remuneration Policy (Chair and CEO)	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Shareholder Approval of Decarbonisation Ambition	Management	Against	Against
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Change of Company Name	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Authority to Issue Performance Shares	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Consolidated Accounts and Reports	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Elect Patrick Pouyanné	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Elect Anne-Marie Idrac	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Elect Jacques Aschenbroich	Management	For	For
Guinness Atkinson Global Energy Fund	TotalEnergies SE	TTE FP		5/28/2021	Elect R. Glenn Hubbard	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Authority to Reissue Treasury Shares	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Ratification of Management Board Acts	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Ratification of Supervisory Board Acts	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Supervisory Board Members' Fees	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Remuneration Report	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Long-Term Incentive Plan 2021	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Share Part of Annual Bonus 2021	Management	For	For
Guinness Atkinson Global Energy Fund	OMV AG	OMV EU		6/2/2021	Elect Saeed Mohamed Al Mazrouei as Supervisory Board Member	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect Geoffrey Green	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Authority to Set Auditor's Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Amendment to Long-Term Incentive Plan	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Remuneration Report (Advisory)	Management	Against	Against
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect John E. Martin	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect Edward T. Story	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect Jann Brown	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect Mike J. Watts	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect Robert G. Gray	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect Marianne Daryabegui	Management	For	For
Guinness Atkinson Global Energy Fund	Pharos Energy Plc	PHAR LN		6/8/2021	Elect Lisa Mitchell	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Barbara M. Baumann	Management	Withhold	Against
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect John E. Bethancourt	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Ann G. Fox	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect David A. Hager	Management	Withhold	Against
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Kelt Kindick	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect John Krenicki, Jr.	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Karl F. Kurz	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Robert A. Mosbacher, Jr.	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Richard E. Muncrief	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Duane C. Radtke	Management	Withhold	Against
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Elect Valerie M. Williams	Management	For	For
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Devon Energy Corp.	DVN	25179M103	6/9/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Directors' Report	Management	For	For
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Supervisors' Report	Management	For	For
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Authority to Declare Interim Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Appointment of International and Domestic Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Authority to Give Guarantees	Management	For	For
Guinness Atkinson Global Energy Fund	PetroChina Co. Ltd.	857 HK		6/10/2021	Authority to Issue Debt Financing Instruments	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Remuneration Report	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Elect Charles Valceschini	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Elect Victor Gladun	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Elect Tony Alves	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Elect Michael Bakunenko	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Elect Rashid Javanshir	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Energy Fund	JKX Oil & Gas	JKX LN		6/23/2021	Authority to Set Auditor's Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Annual Report	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Annual Report	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Mikhail L. Sereda	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Mikhail L. Sereda	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Nikolai G. Shulginov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Nikolai G. Shulginov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Viktor A. Zubkov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Viktor A. Zubkov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Timur A. Kulibaev	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Timur A. Kulibaev	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Denis V. Manturov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Denis V. Manturov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Vitaly A. Markelov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Vitaly A. Markelov	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Viktor G Martynov	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Viktor G Martynov	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Vladimir A. Mau	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Vladimir A. Mau	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Alexander V. Novak	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Alexander V. Novak	Management	Abstain	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Tatyana V. Zobkova	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Tatyana V. Zobkova	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Ilya I. Karpov	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Ilya I. Karpov	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Tatyana V. Fisenko	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Tatyana V. Fisenko	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Pavel G. Shumov	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Pavel G. Shumov	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Alexey V. Yakovlev	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Elect Alexey V. Yakovlev	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Financial Statements	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Financial Statements	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Allocation of Profits	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Allocation of Profits	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Dividends	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Appointment of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Appointment of Auditor	Management	Against	Against
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Audit Commission Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Audit Commission Fees	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Amendments to Board of Directors Regulations	Management	For	For
Guinness Atkinson Global Energy Fund	Gazprom	0GZPY		6/25/2021	Amendments to Board of Directors Regulations	Management	For	For

Form N-PX Proxy Voting Records

Guinness Atkinson Global Innovators Fund

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Security				M22465104				Meeting Type		Annual
Ticker Symbol				CHKP				Meeting Date		03-Aug-2020
ISIN				IL0010824113				Agenda		935245729 - Management
Record Date				25-Jun-2020				Holding Recon Date		25-Jun-2020
City /	Country				/	United States		Vote Deadline Date		31-Jul-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1a.	Election of Director: Gil Shwed						Management	For	For
1b.	Election of Director: Jerry Ungerman						Management	For	For
1c.	Election of Director: Dan Propper						Management	For	For
1d.	Election of Director: Dr. Tal Shavit						Management	For	For
1e.	Election of Director: Eyal Waldman						Management	For	For
1f.	Election of Director: Shai Weiss						Management	For	For
2a.	To elect Irwin Federman as outside director for an additional three-year term.						Management	For	For
2b.	To elect Ray Rothrock as outside director for an additional three-year term						Management	For	For
3.	To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2020.						Management	Against	Against
4.	To approve compensation to Check Point's Chief Executive Officer.						Management	For	For
5.	To amend the Company's non-executive director compensation arrangement.						Management	For	For
6a.	The undersigned is not a controlling shareholder and does not have a personal interest in item 2.						Management	Against
6b.	The undersigned is not a controlling shareholder and does not have a personal interest in item 4.						Management	Against
NIKE, INC.
Security				654106103				Meeting Type		Annual
Ticker Symbol				NKE				Meeting Date		17-Sep-2020
ISIN				US6541061031				Agenda		935256378 - Management
Record Date				17-Jul-2020				Holding Recon Date		17-Jul-2020
City /	Country				/	United States		Vote Deadline Date		16-Sep-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1a.	Election of Class B Director: Alan B. Graf, Jr.						Management	For	For
1b.	Election of Class B Director: Peter B. Henry						Management	For	For
1c.	Election of Class B Director: Michelle A. Peluso						Management	For	For
2.	To approve executive compensation by an advisory vote.						Management	For	For
3.	To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm.						Management	For	For
4.	To approve the Nike, Inc. Stock Incentive Plan, as amended and restated.						Management	For	For
5.	To consider a shareholder proposal regarding political contributions disclosure.						Shareholder	Against	For
LAM RESEARCH CORPORATION
Security				512807108				Meeting Type		Annual
Ticker Symbol				LRCX				Meeting Date		03-Nov-2020
ISIN				US5128071082				Agenda		935272675 - Management
Record Date				04-Sep-2020				Holding Recon Date		04-Sep-2020
City /	Country				/	United States		Vote Deadline Date		02-Nov-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1.	DIRECTOR						Management
		1	Sohail U. Ahmed					For	For
		2	Timothy M. Archer					For	For
		3	Eric K. Brandt					For	For
		4	Michael R. Cannon					For	For
		5	Catherine P. Lego					For	For
		6	Bethany J. Mayer					For	For
		7	Abhijit Y. Talwalkar					For	For
		8	Lih Shyng (Rick L) Tsai					For	For
		9	Leslie F. Varon					For	For
2.	Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay."						Management	For	For
3.	Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021.						Management	For	For
KLA CORPORATION
Security				482480100				Meeting Type		Annual
Ticker Symbol				KLAC				Meeting Date		04-Nov-2020
ISIN				US4824801009				Agenda		935275176 - Management
Record Date				16-Sep-2020				Holding Recon Date		16-Sep-2020
City /	Country				/	United States		Vote Deadline Date		03-Nov-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	Election of Director for a one-year term: Edward Barnholt						Management	For	For
1B.	Election of Director for a one-year term: Robert Calderoni						Management	For	For
1C.	Election of Director for a one-year term: Jeneanne Hanley						Management	For	For
1D.	Election of Director for a one-year term: Emiko Higashi						Management	For	For
1E.	Election of Director for a one-year term: Kevin Kennedy						Management	For	For
1F.	Election of Director for a one-year term: Gary Moore						Management	For	For
1G.	Election of Director for a one-year term: Marie Myers						Management	For	For
1H.	Election of Director for a one-year term: Kiran Patel						Management	For	For
1I.	Election of Director for a one-year term: Victor Peng						Management	For	For
1J.	Election of Director for a one-year term: Robert Rango						Management	For	For
1K.	Election of Director for a one-year term: Richard Wallace						Management	For	For
2.	Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021.						Management	For	For
3.	Approval on a non-binding, advisory basis of our named executive officer compensation.						Management	For	For
4.	Stockholder proposal regarding proxy access, if properly submitted at the Annual Meeting.						Shareholder	Against	For
MICROSOFT CORPORATION
Security				594918104				Meeting Type		Annual
Ticker Symbol				MSFT				Meeting Date		02-Dec-2020
ISIN				US5949181045				Agenda		935284478 - Management
Record Date				08-Oct-2020				Holding Recon Date		08-Oct-2020
City /	Country				/	United States		Vote Deadline Date		01-Dec-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	Election of Director: Reid G. Hoffman						Management	For	For
1B.	Election of Director: Hugh F. Johnston						Management	For	For
1C.	Election of Director: Teri L. List-Stoll						Management	For	For
1D.	Election of Director: Satya Nadella						Management	For	For
1E.	Election of Director: Sandra E. Peterson						Management	For	For
1F.	Election of Director: Penny S. Pritzker						Management	For	For
1G.	Election of Director: Charles W. Scharf						Management	For	For
1H.	Election of Director: Arne M. Sorenson						Management	For	For
1I.	Election of Director: John W. Stanton						Management	For	For
1J.	Election of Director: John W. Thompson						Management	For	For
1K.	Election of Director: Emma N. Walmsley						Management	For	For
1L.	Election of Director: Padmasree Warrior						Management	For	For
2.	Advisory vote to approve named executive officer compensation.						Management	Against	Against
3.	Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021.						Management	Against	Against
4.	Shareholder Proposal - Report on Employee Representation on Board of Directors.						Shareholder	Against	For
CISCO SYSTEMS, INC.
Security				17275R102				Meeting Type		Annual
Ticker Symbol				CSCO				Meeting Date		10-Dec-2020
ISIN				US17275R1023				Agenda		935287498 - Management
Record Date				12-Oct-2020				Holding Recon Date		12-Oct-2020
City /	Country				/	United States		Vote Deadline Date		09-Dec-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1a.	Election of Director: M. Michele Burns						Management	For	For
1b.	Election of Director: Wesley G. Bush						Management	For	For
1c.	Election of Director: Michael D. Capellas						Management	For	For
1d.	Election of Director: Mark Garrett						Management	For	For
1e.	Election of Director: Dr. Kristina M. Johnson						Management	For	For
1f.	Election of Director: Roderick C. McGeary						Management	For	For
1g.	Election of Director: Charles H. Robbins						Management	For	For
1h.	Election of Director: Arun Sarin						Management	For	For
1i.	Election of Director: Brenton L. Saunders						Management	For	For
1j.	Election of Director: Dr. Lisa T. Su						Management	For	For
2.	Approval of the reincorporation of Cisco from California to Delaware.						Management	For	For
3.	Approval of amendment and restatement of the 2005 Stock Incentive Plan.						Management	For	For
4.	Approval, on an advisory basis, of executive compensation.						Management	For	For
5.	Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021.						Management	For	For
6.	Approval to have Cisco's Board adopt a policy to have an independent Board chairman.						Shareholder	Abstain	Against
MEDTRONIC PLC
Security				G5960L103				Meeting Type		Annual
Ticker Symbol				MDT				Meeting Date		11-Dec-2020
ISIN				IE00BTN1Y115				Agenda		935288286 - Management
Record Date				15-Oct-2020				Holding Recon Date		15-Oct-2020
City /	Country				/	United States		Vote Deadline Date		10-Dec-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	Election of Director: Richard H. Anderson						Management	For	For
1B.	Election of Director: Craig Arnold						Management	For	For
1C.	Election of Director: Scott C. Donnelly						Management	For	For
1D.	Election of Director: Andrea J. Goldsmith, Ph.D.						Management	For	For
1E.	Election of Director: Randall J. Hogan, III						Management	For	For
1F.	Election of Director: Michael O. Leavitt						Management	For	For
1G.	Election of Director: James T. Lenehan						Management	For	For
1H.	Election of Director: Kevin E. Lofton						Management	For	For
1I.	Election of Director: Geoffrey S. Martha						Management	For	For
1J.	Election of Director: Elizabeth G. Nabel, M.D.						Management	For	For
1K.	Election of Director: Denise M. O'Leary						Management	For	For
1L.	Election of Director: Kendall J. Powell						Management	For	For
2.	To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration.						Management	For	For
3.	To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote).						Management	For	For
4.	To renew the Board's authority to issue shares.						Management	For	For
5.	To renew the Board's authority to opt out of pre-emption rights.						Management	Against	Against
6.	Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares.						Management	For	For
VISA INC.
Security				92826C839				Meeting Type		Annual
Ticker Symbol				V				Meeting Date		26-Jan-2021
ISIN				US92826C8394				Agenda		935315576 - Management
Record Date				27-Nov-2020				Holding Recon Date		27-Nov-2020
City /	Country				/	United States		Vote Deadline Date		25-Jan-2021
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	Election of Director: Lloyd A. Carney						Management	No Vote	No Vote
1B.	Election of Director: Mary B. Cranston						Management	No Vote	No Vote
1C.	Election of Director: Francisco Javier Fernández-Carbajal						Management	No Vote	No Vote
1D.	Election of Director: Alfred F. Kelly, Jr.						Management	No Vote	No Vote
1E.	Election of Director: Ramon Laguarta						Management	No Vote	No Vote
1F.	Election of Director: John F. Lundgren						Management	No Vote	No Vote
1G.	Election of Director: Robert W. Matschullat						Management	No Vote	No Vote
1H.	Election of Director: Denise M. Morrison						Management	No Vote	No Vote
1I.	Election of Director: Suzanne Nora Johnson						Management	No Vote	No Vote
1J.	Election of Director: Linda J. Rendle						Management	No Vote	No Vote
1K.	Election of Director: John A. C. Swainson						Management	No Vote	No Vote
1L.	Election of Director: Maynard G. Webb, Jr.						Management	No Vote	No Vote
2.	Approval, on an advisory basis, of compensation paid to our named executive officers.						Management	No Vote	No Vote
3.	Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year.						Management	No Vote	No Vote
4.	Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated.						Management	No Vote	No Vote
5.	Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders.						Management	No Vote	No Vote
6.	To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented.						Shareholder	No Vote	No Vote
7.	To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented.						Shareholder	No Vote	No Vote

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Amendments to Articles (Supervisory Board's Rules of Procedure)	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Reinhard Ploss	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Helmut Gassel	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Jochen Hanebeck	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Sven Schneider	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Wolfgang Eder	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Hans-Ulrich Holdenried	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Renate Köcher	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Susanne Lachenmann	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Géraldine Picaud	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Manfred Puffer	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Melanie Riedl	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Kerstin Schulzendorf	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Jürgen Scholz	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Ulrich Spiesshofer	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Margret Suckale	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Peter Bauer	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Eckart Sünner	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Diana Vitale	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Xiaoqun Clever	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Johann Dechant	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Herbert Diess	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Friedrich Eichiner	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Annette Engelfried	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Peter Gruber	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Gerhard Hobbach	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Management Board Remuneration Policy	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Supervisory Board Remuneration Policy	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Increase in Authorised Capital for Employee Share Purchase Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Infineon Technologies AG	IFNNF		2/25/2021	Amendments to Articles (SRD II)	Management	For	For
Guinness Atkinson Global Innovators Fund	New Oriental Education & Technology Group Inc.	EDU	647581107	3/8/2021	Share Subdivision	Management	For	For
Guinness Atkinson Global Innovators Fund	New Oriental Education & Technology Group Inc.	EDU	647581107	3/8/2021	Adoption of the Company’s Dual Foreign Name	Management	For	For
Guinness Atkinson Global Innovators Fund	New Oriental Education & Technology Group Inc.	EDU	647581107	3/8/2021	Amendments and Adoption of the Memorandum of Association and Articles of Association	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Rani Borkar	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Judy Bruner	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Eric Chen	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Aart J. de Geus	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Gary E. Dickerson	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Thomas J. Iannotti	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Alexander A. Karsner	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Adrianna C. Ma	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Yvonne McGill	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Elect Scott A. McGregor	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Amendment to the Stock Incentive Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Approval of the Employees Stock Purchase Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Applied Materials Inc.	AMAT	38222105	3/11/2021	Shareholder Proposal Regarding Improvement of Executive Compensation Program	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Financial Statements and Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect PARK Byung Gook	Management	For	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KIM Jeong Hun	Management	For	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KIM Ki Nam	Management	For	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KIM Hyun Suk	Management	For	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Elect KOH Dong Jin	Management	For	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Election of Independent Director to Become Audit Committee Member: KIM Sun Uk	Management	For	For
Guinness Atkinson Global Innovators Fund	Samsung Electronics	SSNHZ		3/17/2021	Directors' Fees	Management	For	For
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Accounts and Reports	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Appointment of Independent Proxy	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Appointment of Auditor	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Compensation Report	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Ratification of Board Acts	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Allocation of Profits/Dividends	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Cancellation of Shares and Reduction in Share Capital	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Increase in Authorised Capital	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Board Compensation	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Executive Compensation	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Gunnar Brock	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Peter R. Voser as Board Chair	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect David E. Constable	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Frederico Fleury Curado	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Lars Förberg	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Jennifer Xin-Zhe Li	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Geraldine Matchett	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect David Meline	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Satish Pai	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Jacob Wallenberg	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect David E. Constable as Compensation Committee Member	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Frederico Fleury Curado as Compensation Committee Member	Management
Guinness Atkinson Global Innovators Fund	ABB Ltd.	ABBN SW		3/25/2021	Elect Jennifer Xin-Zhe Li as Compensation Committee Member	Management
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Amy L. Banse	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Melanie Boulden	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Frank A. Calderoni	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect James E. Daley	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Laura Desmond	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Shantanu Narayen	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Kathleen Oberg	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Dheeraj Pandey	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect David A. Ricks	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Daniel Rosensweig	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Elect John E. Warnock	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Amendment to the 2019 Equity Incentive Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Adobe Inc	ADBE	00724F101	4/20/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Accounts and Reports; Non Tax-Deductible Expenses	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Elect Anna Ohlsson-Leijon	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Election of Thierry Jacquet (Employee Shareholder Representatives)	Management	Against	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Election of Zennia Csikos (Employee Shareholder Representatives)	Management	Against	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Elect Xiaoyun Ma (Employee Shareholder Representatives)	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Election of Malene Kvist Kristensen (Employee Shareholder Representatives)	Management	Against	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares Through Private Placement	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Greenshoe	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Consolidated Accounts and Reports	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital in Consideration for Contributions In Kind	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Stock Purchase Plan for Overseas Employees	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Amendments to Article Regarding Board Powers	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Authorisation of Legal Formalities	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration Report	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration of Jean-Pascal Tricoire, Chair and CEO	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Chair and CEO)	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Board of Directors)	Management	For	For
Guinness Atkinson Global Innovators Fund	Schneider Electric SE	SU FP		4/28/2021	Elect Jean-Pascal Tricoire	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Peter J. Arduini	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Michael W. Bonney	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Giovanni Caforio	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Julia A. Haller	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Paula A. Price	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Derica W. Rice	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Theodore R. Samuels, II	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Gerald Storch	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Karen H. Vousden	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Elect Phyllis R. Yale	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Approval of the 2021 Stock Award and Incentive Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Reduce Ownership Threshold for Shareholders to Call Special Meetings	Management	For	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Shareholder Proposal Regarding Right to Act by Written Consent	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Bristol-Myers Squibb Co.	BMY	110122108	5/4/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Rainer M. Blair	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Linda P. Hefner Filler	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Teri  List	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Walter G. Lohr, Jr.	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Jessica L. Mega	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Mitchell P. Rales	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Steven M. Rales	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Pardis C. Sabeti	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect John T. Schwieters	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Alan G. Spoon	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Raymond C. Stevens	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Elect Elias A. Zerhouni	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Danaher Corp.	DHR	235851102	5/5/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Elect DING Shijia	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Elect ZHENG Jie	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Elect Stephen YIU Kin Wah	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Elect Stephen LAI Hin Wing Henry	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Directors' Fees	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Global Innovators Fund	Anta Sports Products	2020 HK		5/7/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Ratification of Management Board Acts	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Ratification of Supervisory Board Acts	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Elect Qi Lu	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Elect Rouven Westphal	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Amendment to Corporate Purpose	Management	For	For
Guinness Atkinson Global Innovators Fund	Sap SE	SAP		5/12/2021	Amendments to Articles (SRD II)	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Sharon Y. Bowen	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Shantella E. Cooper	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Charles R. Crisp	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Duriya M. Farooqui	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Lord Hague of Richmond	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Mark F. Mulhern	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Thomas E. Noonan	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Frederic V. Salerno	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Caroline Silver	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Jeffrey C. Sprecher	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Judith A. Sprieser	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Elect Vincent S. Tese	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Intercontinental Exchange Inc	ICE	45866F104	5/14/2021	Shareholder Proposal Regarding Simple Majority Vote	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Marc N. Casper	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Nelson J. Chai	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect C. Martin Harris	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Tyler Jacks	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect R. Alexandra Keith	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Thomas J. Lynch	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Jim P. Manzi	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect James C. Mullen	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Lars Rebien Sørensen	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Debora L. Spar	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Scott M. Sperling	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Elect Dion J. Weisler	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Thermo Fisher Scientific Inc.	TMO	883556102	5/19/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Elect YANG Siu Shun	Management	For	For
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Directors' Fees	Management	For	For
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Tencent Holdings Ltd.	700 HK		5/20/2021	Adopt the Share Option Plan of a Subsidiary	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Hourly Associate Representation on the Board	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Anticompetitive Practices	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Lobbying Report	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Jeffrey P. Bezos	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Keith B. Alexander	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Jamie S. Gorelick	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Daniel P. Huttenlocher	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Judith A. McGrath	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Indra K. Nooyi	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Jonathan J. Rubinstein	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Thomas O. Ryder	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Patricia Q. Stonesifer	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Elect Wendell P. Weeks	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Report on Customer Due Diligence	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Report on Promotion Data	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Report on Plastic Packaging	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Amazon.com Inc.	AMZN	23135106	5/26/2021	Shareholder Proposal Regarding Racial Equity Audit	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Peggy Alford	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Marc L. Andreessen	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Andrew W. Houston	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Nancy Killefer	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Robert M. Kimmitt	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Sheryl K. Sandberg	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Peter A. Thiel	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Tracey T. Travis	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Elect Mark Zuckerberg	Management	Withhold	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Amendment to the Director Compensation Policy	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Recapitalization	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Report on Online Child Exploitation	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Report on Reducing False and Divisive Information	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Becoming a Public Benefit Corporation	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Rodney C. Adkins	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Jonathan Christodoro	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect John J. Donahoe II	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect David W. Dorman	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Belinda J. Johnson	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Gail J. McGovern	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Deborah M. Messemer	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect David M. Moffett	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Ann M. Sarnoff	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Daniel H. Schulman	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Elect Frank D. Yeary	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Shareholder Proposal Regarding Right to Act by Written Consent	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	PayPal Holdings Inc	PYPL	70450Y103	5/26/2021	Shareholder Proposal Regarding Report on Racism in Company Culture	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Anticompetitive Practices	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Becoming a Public Benefit Corporation	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Larry Page	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Sergey Brin	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Sundar Pichai	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect John L. Hennessy	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Frances H. Arnold	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect L. John Doerr	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Roger W. Ferguson, Jr.	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Ann Mather	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Alan R. Mulally	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect K. Ram Shriram	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Robin L. Washington	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Approval of the 2021 Stock Plan	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Recapitalization	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Report on Government Takedown Requests	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding  Third-Party Review and Report on Whistleblower Policies	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Charitable Contributions Disclosure	Shareholder	Against	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Kenneth J. Bacon	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Madeline S. Bell	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Naomi M. Bergman	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Edward D. Breen	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Gerald L. Hassell	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Jeffrey A. Honickman	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Maritza Gomez Montiel	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Asuka Nakahara	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect David C. Novak	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Elect Brian L. Roberts	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Comcast Corp	CMCSA	20030N101	6/2/2021	Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment	Shareholder	For	Against
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Robert K. Burgess	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Tench Coxe	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect John O. Dabiri	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Persis S. Drell	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Jen-Hsun Huang	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Dawn Hudson	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Harvey C. Jones	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Michael G. McCaffery	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Stephen C. Neal	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Mark L. Perry	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect A. Brooke Seawell	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Aarti Shah	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Mark A. Stevens	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	NVIDIA Corp	NVDA	67066G104	6/3/2021	Increase in Authorized Common Stock	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect Shellye L. Archambeau	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect Amy W. Brinkley	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect John F. Fort, III	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect L. Neil Hunn	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect Robert D. Johnson	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect Laura G. Thatcher	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect Richard F. Wallman	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Elect Christopher Wright	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Global Innovators Fund	Roper Technologies Inc	ROP	776696106	6/14/2021	Approval of the 2021 Incentive Plan	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Ajay Banga	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Merit E. Janow	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Richard K. Davis	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Steven J. Freiberg	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Julius Genachowski	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect GOH Choon Phong	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Oki Matsumoto	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Michael Miebach	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Youngme E. Moon	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Rima Qureshi	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect José Octavio Reyes Lagunes	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Gabrielle Sulzberger	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Jackson P. Tai	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elect Lance Uggla	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Amendment to the 2006 Long-Term Incentive Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Amendment to the 2006 Non-Employee Director Equity Compensation Plan	Management	For	For
Guinness Atkinson Global Innovators Fund	Mastercard Incorporated	MA	57636Q104	6/22/2021	Elimination of Supermajority Requirements	Management	For	For

Form N-PX Proxy Voting Record

Fund Name: Guinness Atkinson Renminbi Yuan & Bond Fund

Reporting Period: 07/01/2020 through 06/30/2021

The Fund invests in securities that do not have voting rights. No votes have been cast on securities by Fund during the reporting period. 

Form N-PX Proxy Voting Records

SmartETFs Smart Transportation & Technology ETF

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

CONTINENTAL AG
Security		D16212140				Meeting Type		Annual General Meeting
Ticker Symbol		CON EU				Meeting Date		14-Jul-2020
ISIN		DE0005439004				Agenda		712789342 - Management
Record Date		22-Jun-2020				Holding Recon Date		22-Jun-2020
City /	Country	HANNOV ER	/	Germany		Vote Deadline Date		06-Jul-2020
SEDOL(s)		4598589 - B28GLD3 - BF0Z6W3 - BHZLCV1 - BTDY3S0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE				Non-Voting
CMMT	ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL				Non-Voting
CMMT	INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE				Non-Voting
1	RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019				Non-Voting
2	APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE				Management	For	For
3.1	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ELMAR DEGENHART FOR FISCAL 2019				Management	For	For
3.2	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HANS JUERGEN DUENSING FOR FISCAL 2019				Management	For	For
3.3	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRANK JOURDAN FOR FISCAL 2019				Management	For	For
3.4	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CHRISTIAN KOETZ FOR FISCAL 2019				Management	For	For
3.5	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HELMUT MATSCHI FOR FISCAL 2019				Management	For	For
3.6	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ARIANE REINHART FOR FISCAL 2019				Management	For	For
3.7	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER WOLFGANG SCHAEFER FOR FISCAL 2019				Management	For	For
3.8	APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER NIKOLAI SETZER FOR FISCAL 2019				Management	For	For
4.1	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WOLFGANG REITZLE FOR FISCAL 2019				Management	For	For
4.2	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HASAN ALLAK FOR FISCAL 2019				Management	For	For
4.3	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER CHRISTIANE BENNER FOR FISCAL 2019				Management	For	For
4.4	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUNTER DUNKEL FOR FISCAL 2019				Management	For	For
4.5	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRANCESCO GRIOLI FOR FISCAL 2019				Management	For	For
4.6	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER GUTZMER FOR FISCAL 2019				Management	For	For
4.7	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL IGLHAUT FOR FISCAL 2019				Management	For	For
4.8	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SATISH KHATU FOR FISCAL 2019				Management	For	For
4.9	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ISABEL KNAUF FOR FISCAL 2019				Management	For	For
4.10	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KLAUS MANGOLD FOR FISCAL 2019				Management	For	For
4.11	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SABINE NEUSS FOR FISCAL 2019				Management	For	For
4.12	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROLF NONNENMACHER FOR FISCAL 2019				Management	For	For
4.13	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DIRK NORDMANN FOR FISCAL 2019				Management	For	For
4.14	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LORENZ PFAU FOR FISCAL 2019				Management	For	For
4.15	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KLAUS ROSENFELD FOR FISCAL 2019				Management	For	For
4.16	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GEORG SCHAEFFLER FOR FISCAL 2019				Management	For	For
4.17	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARIA ELISABETH SCHAEFFLER- THUMANN FOR FISCAL 2019				Management	For	For
4.18	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOERG SCHOENFELDER FOR FISCAL 2019				Management	For	For
4.19	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STEFAN SCHOLZ FOR FISCAL 2019				Management	For	For
4.20	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUDRUN VALTEN FOR FISCAL 2019				Management	For	For
4.21	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KIRSTEN VOERKEL FOR FISCAL 2019				Management	For	For
4.22	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ELKE VOLKMANN FOR FISCAL 2019				Management	For	For
4.23	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ERWIN WOERLE FOR FISCAL 2019				Management	For	For
4.24	APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SIEGFRIED WOLF FOR FISCAL 2019				Management	For	For
5	RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020				Management	For	For
6	APPROVE REMUNERATION POLICY				Management	For	For
7	APPROVE REMUNERATION OF SUPERVISORY BOARD				Management	For	For
JOHNSON MATTHEY PLC
Security		G51604166				Meeting Type		Annual General Meeting
Ticker Symbol		JMAT LN				Meeting Date		23-Jul-2020
ISIN		GB00BZ4BQC70				Agenda		712858058 - Management
Record Date						Holding Recon Date		21-Jul-2020
City /	Country	LONDON	/	United Kingdom		Vote Deadline Date		17-Jul-2020
SEDOL(s)		BDFY4H2 - BKT5ZQ6 - BYQ06B4 - BYY3CC8 - BZ4BQC7				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED 31ST MARCH 2020				Management	For	For
2	TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31ST MARCH 2020				Management	For	For
3	TO APPROVE THE DIRECTORS REMUNERATION POLICY				Management	For	For
4	TO AMEND THE COMPANY'S PERFORMANCE SHARE PLAN RULES				Management	For	For
5	TO DECLARE A FINAL DIVIDEND OF 31.25 PENCE PER SHARE ON THE ORDINARY SHARES				Management	For	For
6	TO ELECT MR DR WEBB AS A DIRECTOR OF THE COMPANY				Management	For	For
7	TO RE-ELECT DR JV GRIFFITHS AS A DIRECTOR OF THE COMPANY				Management	For	For
8	TO RE-ELECT MS X LIU AS A DIRECTOR OF THE COMPANY				Management	For	For
9	TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF THE COMPANY				Management	For	For
10	TO RE-ELECT MRS AO MANZ AS A DIRECTOR OF THE COMPANY				Management	For	For
11	TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR OF THE COMPANY				Management	For	For
12	TO RE-ELECT MR J O HIGGINS AS A DIRECTOR OF THE COMPANY				Management	For	For
13	TO RE-ELECT MR P THOMAS AS A DIRECTOR OF THE COMPANY				Management	For	For
14	TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR FOR THE FORTHCOMING YEAR				Management	For	For
15	TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR				Management	For	For
16	TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS				Management	For	For
17	TO AUTHORISE THE DIRECTORS TO ALLOT SHARES				Management	For	For
18	TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES				Management	For	For
19	TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT				Management	For	For
20	TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES				Management	For	For
21	TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE				Management	For	For
GEELY AUTOMOBILE HOLDINGS LTD
Security		G3777B103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		175 HK				Meeting Date		29-Jul-2020
ISIN		KYG3777B1032				Agenda		712916797 - Management
Record Date		23-Jul-2020				Holding Recon Date		23-Jul-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		22-Jul-2020
SEDOL(s)		6531827 - B06GCL6 - BDDXGN1 - BGPHZG8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO CONSIDER AND APPROVE THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PROPOSED RMB SHARE ISSUE AND THE SPECIFIC MANDATE" IN THE CIRCULAR ISSUED BY THE COMPANY DATED 6 JULY 2020 (THE "CIRCULAR"))				Management	For	For
2	TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON AUTHORISATION TO THE BOARD TO EXERCISE FULL POWERS TO DEAL WITH MATTERS RELATING TO THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
3	TO CONSIDER AND APPROVE THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE PLAN FOR DISTRIBUTION OF PROFITS ACCUMULATED BEFORE THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
4	TO CONSIDER AND APPROVE THE DIVIDEND RETURN PLAN FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX I TO THE CIRCULAR				Management	For	For
5	TO CONSIDER AND APPROVE THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE UNDERTAKINGS AND THE CORRESPONDING BINDING MEASURES IN CONNECTION WITH THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
6	TO CONSIDER AND APPROVE THE POLICY FOR STABILISATION OF THE PRICE OF THE RMB SHARES FOR THE THREE YEARS AFTER THE PROPOSED RMB SHARE ISSUE IN THE FORM AS SET FORTH IN APPENDIX II TO THE CIRCULAR				Management	For	For
7	TO CONSIDER AND APPROVE THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE (INCLUDING BUT NOT LIMITED TO THE PARTICULARS AS SET OUT IN THE SECTION HEADED "RESOLUTION ON THE USE OF PROCEEDS FROM THE PROPOSED RMB SHARE ISSUE" IN THE CIRCULAR)				Management	For	For
8	TO CONSIDER AND APPROVE THE REMEDIAL MEASURES FOR THE POTENTIAL DILUTION OF IMMEDIATE RETURNS BY THE PROPOSED RMB SHARE ISSUE AND THE CORRESPONDING UNDERTAKINGS IN THE FORM AS SET FORTH IN APPENDIX III TO THE CIRCULAR				Management	For	For
9	TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF GENERAL MEETINGS IN THE FORM AS SET FORTH IN APPENDIX V TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD				Management	For	For
10	TO CONSIDER AND APPROVE THE ADOPTION OF POLICY GOVERNING THE PROCEDURES FOR THE HOLDING OF BOARD MEETINGS IN THE FORM AS SET FORTH IN APPENDIX VI TO THE CIRCULAR WHICH WILL BECOME EFFECTIVE ON THE DATE OF THE LISTING OF THE RMB SHARES ON THE SCI- TECH BOARD				Management	For	For
11	TO CONSIDER AND APPROVE THE AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION AS SET FORTH IN APPENDIX IV TO THE CIRCULAR AND THE ADOPTION OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION				Management	For	For
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600049.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0706/2020070600045.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
HELLA GMBH & CO. KGAA
Security		D3R112160				Meeting Type		Annual General Meeting
Ticker Symbol		HLKHF				Meeting Date		25-Sep-2020
ISIN		DE000A13SX22				Agenda		713031071 - Management
Record Date		03-Sep-2020				Holding Recon Date		03-Sep-2020
City /	Country	LIPPSTA DT	/	Germany		Vote Deadline Date		17-Sep-2020
SEDOL(s)		BD0R551 - BDQZLJ5 - BDS68M8 - BF16X68 - BSHYK55 - BSM6540 - BT6SHW1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE				Non-Voting
CMMT	ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL				Non-Voting
CMMT	INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE				Non-Voting
1	PRESENTATION OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS TOGETHER WITH THE COMBINED MANAGEMENT REPORT FOR HELLA GMBH & CO. KGAA AND THE GROUP FOR THE FISCAL YEAR 2019/2020, EACH AS ENDORSED BY THE SUPERVISORY BOARD, INCLUDING THE EXPLANATORY REPORT WITH REGARD TO THE INFORMATION PURSUANT TO SECTION 289A (1) AS WELL AS SECTION 315A (1) OF THE GERMAN COMMERCIAL CODE ("HGB") AS WELL AS THE REPORT OF THE SUPERVISORY BOARD AND THE SEPARATE NON-FINANCIAL REPORT OF HELLA GMBH & CO. KGAA AND OF THE GROUP FOR THE FISCAL YEAR 2019/2020; RESOLUTION TO APPROVE THE ANNUAL FINANCIAL STATEMENTS OF HELLA GMBH & CO. KGAA FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
2	RESOLUTION ON THE APPROPRIATION OF DISTRIBUTABLE PROFIT: THE GENERAL PARTNER, THE SHAREHOLDER COMMITTEE AND THE SUPERVISORY BOARD PROPOSE THAT THE DISTRIBUTABLE PROFIT FOR THE FISCAL YEAR 2019/2020 IN THE AMOUNT OF EUR 78,599,387.50 BE APPROPRIATED AS FOLLOWS: (AS SPECIFIED)				Management	No Vote	No Vote
3	RESOLUTION RATIFYING THE ACTS OF MANAGEMENT OF THE GENERAL PARTNER FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
4	RESOLUTION RATIFYING THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
5	RESOLUTION RATIFYING THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SHAREHOLDER COMMITTEE FOR THE FISCAL YEAR 2019/2020				Management	No Vote	No Vote
6	APPOINTMENT OF THE AUDITOR FOR THE AUDIT OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020/2021: UPON RECOMMENDATION OF THE AUDIT COMMITTEE, THE SUPERVISORY BOARD PROPOSES TO APPOINT PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT AS AUDITOR FOR THE AUDIT OF THE ANNUAL FINANCIAL STATEMENTS AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020/2021				Management	No Vote	No Vote
VOLKSWAGEN AG
Security		D94523103				Meeting Type		Annual General Meeting
Ticker Symbol		VOW3 GD				Meeting Date		30-Sep-2020
ISIN		DE0007664039				Agenda		713043115 - Management
Record Date		08-Sep-2020				Holding Recon Date		08-Sep-2020
City /	Country	BERLIN	/	Germany		Vote Deadline Date		21-Sep-2020
SEDOL(s)		0309291 - 5497146 - 5497168 - 5497276 - BD9NCZ9 - BF0Z8F0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE				Non-Voting
CMMT	PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD				Non-Voting
CMMT	INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE				Non-Voting
1	PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS, THE APPROVED- CONSOLIDATED FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AS WELL AS- THE COMBINED SEPARATE NONFINANCIAL REPORT OF THE VOLKSWAGEN GROUP AND-VOLKSWAGEN AG FOR THE YEAR ENDED DECEMBER 31, 2019, TOGETHER WITH THE REPORT-OF THE SUPERVISORY BOARD ON FISCAL YEAR 2019 AND THE EXPLANATORY REPORT BY-THE BOARD OF MANAGEMENT ON THE INFORMATION IN ACCORDANCE WITH SECTIONS 289A-AND 315A OF THE HANDELSGESETZBUCH (HGB - GERMAN COMMERCIAL CODE)				Non-Voting
2	RESOLUTION ON THE APPROPRIATION OF THE NET PROFIT OF VOLKSWAGEN-AKTIENGESELLSCHAFT: THE SUPERVISORY BOARD AND THE BOARD OF MANAGEMENT-RECOMMEND THAT VOLKSWAGEN AKTIENGESELLSCHAFT'S NET RETAINED PROFITS FOR-FISCAL YEAR 2019 OF EUR 3,273,363,539.80 BE APPROPRIATED AS FOLLOWS: A) EUR- 1,416,431,126.40 TO PAY A DIVIDEND OF EUR 4.80 PER ORDINARY SHARE CARRYING-DIVIDEND RIGHTS AND B) EUR 1,002,158,462.70 TO PAY A DIVIDEND OF EUR 4.86 PER-PREFERRED SHARE CARRYING DIVIDEND RIGHTS AND C) EUR 854,773,950.70 TO BE-CARRIED FORWARD TO NEW ACCOUNT. ACCORDING TO THE VERSION OF SECTION 58(4)-SENTENCE 2 OF THE AKTIENGESETZ (AKTG - GERMAN STOCK CORPORATION ACT), THE- DIVIDEND IS DUE ON THE THIRD BUSINESS DAY FOLLOWING THE RESOLUTION ADOPTED BY-THE ANNUAL GENERAL MEETING, I.E. ON OCTOBER 5, 2020				Non-Voting
3	RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE- MEMBERS OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019				Non-Voting
4	RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE- MEMBERS OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019				Non-Voting
5	ELECTION OF A MEMBER OF THE SUPERVISORY BOARD: DR. HUSSAIN ALI AL ABDULLA				Non-Voting
6	RESOLUTION ON THE AMENDMENT OF ARTICLE 21(2) SENTENCE 2 OF THE ARTICLES OF- ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ (AKTG - GERMAN STOCK CORPORATION-ACT) AS AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE II IMPLEMENTATION ACT)				Non-Voting
7	RESOLUTION ON THE APPOINTMENT OF THE ANNUAL AUDITORS AND GROUP ANNUAL- AUDITORS AND THE AUDITOR FOR INTERIM CONSOLIDATED FINANCIAL STATEMENTS AND- INTERIM MANAGEMENT REPORTS: ERNST & YOUNG GMBH-WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER				Non-Voting
LG CHEM LTD
Security		Y52758102				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		051910 KS				Meeting Date		30-Oct-2020
ISIN		KR7051910008				Agenda		713134726 - Management
Record Date		05-Oct-2020				Holding Recon Date		05-Oct-2020
City /	Country	SEOUL	/	Korea, Republic Of		Vote Deadline Date		20-Oct-2020
SEDOL(s)		6346913 - B081VN4				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	APPROVAL OF SPLIT-OFF				Management	No Vote	No Vote
CMMT	22 SEP 2020: THIS EGM IS RELATED TO THE CORPORATE EVENT OF PHYSICAL SPLIT-OFF.				Non-Voting
CMMT	22 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
HEXAGON AB
Security		W40063104				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		HEXAB SS				Meeting Date		01-Dec-2020
ISIN		SE0000103699				Agenda		713313550 - Management
Record Date		23-Nov-2020				Holding Recon Date		23-Nov-2020
City /	Country	TBD	/	Sweden		Vote Deadline Date		23-Nov-2020
SEDOL(s)		B1XFTL2 - B1XTHN2 - B1XTHP4 - B290383				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION				Non-Voting
CMMT	MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED				Non-Voting
CMMT	IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU				Non-Voting
1	OPENING OF THE MEETING				Non-Voting
2	ELECTION OF CHAIRMAN OF THE MEETING: THE BOARD OF DIRECTORS PROPOSES THAT GUN- NILSSON SHALL BE ELECTED CHAIRMAN OF THE MEETING				Non-Voting
3	PREPARATION AND APPROVAL OF THE VOTING LIST				Non-Voting
4	APPROVAL OF THE AGENDA				Non-Voting
5	ELECTION OF TWO PERSONS TO CHECK THE MINUTES: THE BOARD OF DIRECTORS PROPOSES- JOHANNES WINGBORG, REPRESENTING LANSFORSAKRINGAR FONDFORVALTNING AND FREDRIK-SKOGLUND, REPRESENTING SPILTAN FONDER, OR IF ONE OR BOTH OF THEM ARE- PREVENTED FROM PARTICIPATING, THE PERSON(S) APPOINTED BY THE BOARD OF- DIRECTORS, TO CHECK THE MINUTES. THE ASSIGNMENT TO CHECK THE MINUTES ALSO- INCLUDE CHECKING THE VOTING LIST AND THAT THE RECEIVED POSTAL VOTES ARE-CORRECTLY REFLECTED IN THE MINUTES OF THE MEETING				Non-Voting
6	DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION				Non-Voting
7	RESOLUTION ON DIVIDEND: DUE TO THE CURRENT UNCERTAINTY IN GLOBAL DEMAND CAUSED BY THE COVID-19-PANDEMIC, THE BOARD OF DIRECTORS DECIDED PRIOR TO THE ANNUAL GENERAL MEETING ON 29 APRIL 2020 TO POSTPONE THE RESOLUTION ON DIVIDEND FOR THE FINANCIAL YEAR 2019 UNTIL THE IMPACT OF THE PANDEMIC IS CLEARER AND MARKET CONDITIONS HAVE STABILISED. THE ANNUAL GENERAL MEETING RESOLVED IN ACCORDANCE WITH THE PROPOSAL BY THE BOARD OF DIRECTORS THAT NO DIVIDEND BE DISTRIBUTED TO THE SHAREHOLDERS. THE BOARD HAS NOW, GIVEN THE COMPANY'S SOLID FINANCIAL POSITION, BOTH IN TERMS OF CAPITAL AND LIQUIDITY, ASSESSED THAT THE PREREQUISITES EXIST TO DISTRIBUTE A DIVIDEND IN ACCORDANCE WITH THE ORIGINAL PROPOSAL. THE BOARD OF DIRECTORS THEREFORE PROPOSES THAT THE EXTRAORDINARY GENERAL MEETING RESOLVES ON A DIVIDEND OF EUR 0.62 PER SHARE. AS RECORD DATE FOR THE DIVIDEND, THE BOARD OF DIRECTORS PROPOSES 3 DECEMBER 2020. IF THE GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON 10 DECEMBER 2020. ACCORDING TO THE MOST RECENTLY APPROVED BALANCE SHEET AS OF 31 DECEMBER 2019, THE NON-RESTRICTED EQUITY OF THE COMPANY AMOUNTED TO TEUR 4,727,240. THE ANNUAL GENERAL MEETING HELD ON 29 APRIL 2020 RESOLVED THAT THE AMOUNT AT THE DISPOSAL OF THE GENERAL MEETING SHOULD BE CARRIED FORWARD. THUS, THE AMOUNT AVAILABLE UNDER CHAPTER 17, SECTION 3, FIRST PARAGRAPH OF THE SWEDISH COMPANIES ACT				Management	For	For
	AMOUNTS TO TEUR 4,727,240. PROVIDED THAT THE EXTRAORDINARY GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS FOR DIVIDEND, TEUR 4,499,359 OF THE COMPANY'S NON-RESTRICTED EQUITY WILL REMAIN
8	RESOLUTION ON A PERFORMANCE BASED LONG TERM INCENTIVE PROGRAMME (SHARE PROGRAMME 2020/2023)				Management	For	For
9	AUTHORIZATION FOR THE BOARD OF DIRECTORS ON ACQUISITION AND TRANSFER OF OWN SHARES				Management	For	For
10	CLOSING OF THE MEETING				Non-Voting
CMMT	05 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIS")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU				Non-Voting
CMMT	05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
GEELY AUTOMOBILE HOLDINGS LTD
Security		G3777B103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		175 HK				Meeting Date		22-Dec-2020
ISIN		KYG3777B1032				Agenda		713430039 - Management
Record Date		16-Dec-2020				Holding Recon Date		16-Dec-2020
City /	Country	HONG KONG	/	Cayman Islands		Vote Deadline Date		16-Dec-2020
SEDOL(s)		6531827 - B06GCL6 - BDDXGN1 - BGPHZG8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000475.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1130/2020113000493.pdf				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING				Non-Voting
1	TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 1 DECEMBER 2020 (THE "CIRCULAR")) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
2	TO APPROVE, RATIFY AND CONFIRM THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE MASTER CKDS AND AUTOMOBILE COMPONENTS PURCHASE AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
3	TO APPROVE, RATIFY AND CONFIRM THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE NEW POWERTRAIN SALES AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
4	TO APPROVE, RATIFY AND CONFIRM THE RENEWAL OF THE LYNK & CO FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE LYNK & CO WHOLESALE ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) AND THE LYNK & CO RETAIL ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
5	TO APPROVE, RATIFY AND CONFIRM THE FENGSHENG FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE FENGSHENG FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For
6	TO APPROVE, RATIFY AND CONFIRM THE GEELY HOLDING FINANCE COOPERATION AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE GEELY HOLDING FINANCING ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2023				Management	For	For

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Guinness Atkinson Smart Transportation ETF	Autohome Inc	ATHM	05278C107	2/2/2021	Amendments to Articles of Association	Management	For	For
Guinness Atkinson Smart Transportation ETF	Autohome Inc	ATHM	05278C107	2/2/2021	Amendments to Articles of Association	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Amendments to Articles (Supervisory Board's Rules of Procedure)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Reinhard Ploss	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Helmut Gassel	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Jochen Hanebeck	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Sven Schneider	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Wolfgang Eder	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Hans-Ulrich Holdenried	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Renate Köcher	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Susanne Lachenmann	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Géraldine Picaud	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Manfred Puffer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Melanie Riedl	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Kerstin Schulzendorf	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Jürgen Scholz	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Ulrich Spiesshofer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Margret Suckale	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Peter Bauer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Eckart Sünner	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Diana Vitale	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Xiaoqun Clever	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Johann Dechant	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Herbert Diess	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Friedrich Eichiner	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Annette Engelfried	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Peter Gruber	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Ratify Gerhard Hobbach	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Appointment of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Management Board Remuneration Policy	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Supervisory Board Remuneration Policy	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Increase in Authorised Capital for Employee Share Purchase Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Infineon Technologies AG	IFNNF		2/25/2021	Amendments to Articles (SRD II)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Ray Stata	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Vincent Roche	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect James A. Champy	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Anantha P. Chandrakasan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Bruce R. Evans	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Edward H. Frank	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Laurie H. Glimcher	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Karen M. Golz	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Mark M. Little	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Kenton J. Sicchitano	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Elect Susie Wee	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Smart Transportation ETF	Analog Devices Inc.	ADI	032654105	3/10/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Financial Statements and Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Smart Transportation ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Elect JANG Hyeok	Management	For	For
Guinness Atkinson Smart Transportation ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Elect KIM Jong Seong	Management	For	For
Guinness Atkinson Smart Transportation ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Directors' Fees	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	L G Chemical	051910 KS		3/25/2021	Financial Statements and Allocation of Profits/Dividends	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	L G Chemical	051910 KS		3/25/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Smart Transportation ETF	L G Chemical	051910 KS		3/25/2021	Elect CHA Dong Seok	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	L G Chemical	051910 KS		3/25/2021	Election of Independent Director to Become Audit Committee Member: KIM Mun Su	Management	For	For
Guinness Atkinson Smart Transportation ETF	L G Chemical	051910 KS		3/25/2021	Directors' Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hanon Systems	018880 KS		3/29/2021	Financial Statements and Allocation of Profits/Dividends	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Hanon Systems	018880 KS		3/29/2021	Election of Directors (Slate)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hanon Systems	018880 KS		3/29/2021	Election of Audit Committee Member: UHM Doh Hee	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hanon Systems	018880 KS		3/29/2021	Election of Independent Director to Become Audit Committee Member: JOO Hyun Ki	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hanon Systems	018880 KS		3/29/2021	Directors' Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hanon Systems	018880 KS		3/29/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Board Size	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Number of Deputies	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Directors' Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Matti Alahuhta	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Helena Stjernholm	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Carl-Henric Svanberg	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Eckhard Cordes	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Eric A. Elzvik	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Martha F. Brooks	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Kurt Jofs	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Martin Lundstedt	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Kathryn V. Marinello	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Martina Merz	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Hanne de Mora	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Carl-Henric Svanberg as Chair	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Bengt Kjell as a Nomination Committee Member	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Anders Oscarsson as a Nomination Committee Member	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Ramsay Brufer as a Nomination Committee Member	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Carine Smith Ihenacho as a Nomination Committee Member	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Elect Carl-Henric Svanberg as a Nomination Committee Member	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Remuneration Report	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Remuneration Policy	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Shareholder Proposal Regarding Charitable Donations	Shareholder	Against
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Matti Alahuhta	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Helena Stjernholm	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Carl-Henric Svanberg	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Lars Ask (Employee Representative)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Mats Henning (Employee Representative)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Mikael Sällström (Employee Representative)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Camilla Johansson (Deputy Employee Representative)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Mari Larsson (Deputy Employee Representative)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Martin Lundstedt (CEO)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Eckhard Cordes	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Eric Elzvik	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Kurt Jofs	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify James W. Griffith	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Martin Lundstedt	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Kathryn V. Marinello	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Martina Merz	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		3/31/2021	Ratify Hanne de Mora	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect Rachel A. Gonzalez	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect James K. Kamsickas	Management	Withhold	Against
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect Virginia A. Kamsky	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect Bridget E. Karlin	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect Raymond E. Mabus, Jr.	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect Michael J. Mack, Jr.	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect R. Bruce McDonald	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect Diarmuid B. O'Connell	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Elect Keith E. Wandell	Management	For	For
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Dana Inc	DAN	235825205	4/21/2021	Approval of the 2021 Omnibus Incentive Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Craig Arnold	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Christopher M. Connor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Olivier Leonetti	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Deborah L. McCoy	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Silvio Napoli	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Gregory R. Page	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Sandra Pianalto	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Lori J. Ryerkerk	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Gerald B. Smith	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Dorothy C. Thompson	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Appointment of Auditor and Authority to Set Fees	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Allocation of Profits/ Dividends	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Nikolai Setzer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Elmar Degenhart	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Hans-Jürgen Duensing	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Frank Jourdan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Christian Kötz	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Helmut Matschi	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Ariane Reinhart	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Wolfgang Schäfer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Andreas Wolf	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Wolfgang Reitzle	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Rolf Nonnenmacher	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Dirk Nordmann	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Lorenz Pfau	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Klaus Rosenfeld	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Georg F. W. Schaeffler	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Maria-Elisabeth Schaeffler-Thumann	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Jörg Schönfelder	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Stefan Scholz	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Kirsten Vörkel	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Elke Volkmann	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Hasan Allak	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Siegfried Wolf	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Christiane Benner	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Gunter Dunkel	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Francesco Grioli	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Michael Iglhau	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Satish Khatu	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Isabel Corinna Knauf	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Ratify Sabine Neuss	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Appointment of Auditor	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Smart Transportation ETF	Continental AG	CON EU		4/29/2021	Spin-Off and Transfer Agreement	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Märta Schörling Andreen	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Appointment of Auditor	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect John Brandon	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Sofia Schörling Högberg	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Ulrika Francke	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Henrik Henriksson	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Ola Rollén	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Gun Nilsson	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Patrick Söderlund	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Elect Gun Nilsson as Chair	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Appointment of Nominating Committee	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Remuneration Report	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Adoption of Share-Based Incentives (Share Programme 2021/2024)	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Authority to Issue Shares w/ or w/o Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Share Split; Amendments to Articles	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of Gun Nilsson	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of Märta Schörling Andreen	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of John Brandon	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of Sofia Schörling Högberg	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of Ulrika Francke	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of Henrik Henriksson	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of Patrick Söderlund	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Ratification of Ola Rollén (CEO)	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Board Size	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Directors' Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Hexagon AB	HEXAB SS		4/29/2021	Authority to Set Auditor's Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Kevin P. Clark	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Richard L. Clemmer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Nancy E. Cooper	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Nicholas M. Donofrio	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Rajiv L. Gupta	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Joseph L. Hooley	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Merit E. Janow	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Sean O. Mahoney	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Paul M. Meister	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Robert K. Ortberg	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Colin J. Parris	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Ana G. Pinczuk	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect Alan S. Batey	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect Kevin L. Beebe	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect Timothy R. Furey	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect Liam K. Griffin	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect Christine King	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect David P. McGlade	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect Robert A. Schriesheim	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Elect Kimberly S. Stevenson	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Amendment to the 2015 Long-Term Incentive Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Skyworks Solutions, Inc.	SWKS	83088M102	5/12/2021	Shareholder Proposal Regarding Simple Majority Vote	Shareholder	For
Guinness Atkinson Smart Transportation ETF	Flir Systems, Inc.	FLIR	302445101	5/13/2021	Merger with Teledyne	Management	For	For
Guinness Atkinson Smart Transportation ETF	Flir Systems, Inc.	FLIR	302445101	5/13/2021	Advisory Vote on Golden Parachutes	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Flir Systems, Inc.	FLIR	302445101	5/13/2021	Right to Adjourn Meeting	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Patrick P. Gelsinger	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect James J. Goetz	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Alyssa Henry	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Omar Ishrak	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Risa Lavizzo-Mourey	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Tsu-Jae King Liu	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Gregory D. Smith	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Dion J. Weisler	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Elect Frank D. Yeary	Management	For	For
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Shareholder Proposal Regarding Right to Act by Written Consent	Shareholder	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report	Shareholder	For	Against
Guinness Atkinson Smart Transportation ETF	Intel Corp.	INTC	458140100	5/13/2021	Shareholder Proposal Regarding Report on Racism in Company Culture	Shareholder	Against	For
Guinness Atkinson Smart Transportation ETF	Ansys Inc.	ANSS	03662Q105	5/14/2021	Elect Jim Frankola	Management	For	For
Guinness Atkinson Smart Transportation ETF	Ansys Inc.	ANSS	03662Q105	5/14/2021	Elect Alec D. Gallimore	Management	For	For
Guinness Atkinson Smart Transportation ETF	Ansys Inc.	ANSS	03662Q105	5/14/2021	Elect Ronald W. Hovsepian	Management	For	For
Guinness Atkinson Smart Transportation ETF	Ansys Inc.	ANSS	03662Q105	5/14/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Ansys Inc.	ANSS	03662Q105	5/14/2021	Approval of the 2021 Equity and Incentive Compensation Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Ansys Inc.	ANSS	03662Q105	5/14/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Ansys Inc.	ANSS	03662Q105	5/14/2021	Shareholder Proposal Regarding Simple Majority Vote	Shareholder	For	Against
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect Stanley L. Clark	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect John D. Craig	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect David P. Falck	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect Edward G. Jepsen	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect Rita S. Lane	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect Robert A. Livingston	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect Martin H. Loeffler	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect R. Adam Norwitt	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Elect Anne C. Wolff	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Amendment to the 2017 Stock Option Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Increase in Authorized Common Stock	Management	For	For
Guinness Atkinson Smart Transportation ETF	Amphenol Corp.	APH	032095101	5/19/2021	Shareholder Proposal Regarding Proxy Access Bylaw Amendment	Shareholder	For	Against
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Sophie Desormiere	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Phillip M. Eyler	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Yvonne Hao	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect David W. Heinzmann	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Ronald Hundzinski	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Charles R. Kummeth	Management	Withhold	Against
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Betsy Meter	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Byron Shaw II	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect John Stacey	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Mei-Wei Cheng	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Jonathan F. Foster	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Bradley M. Halverson	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Mary Lou Jepsen	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Roger A. Krone	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Patricia L. Lewis	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Kathleen A. Ligocki	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Conrad L. Mallett, Jr.	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Raymond E. Scott	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Elect Gregory C. Smith	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Lear Corp.	LEA	521865204	5/20/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Atsushi Abe	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Alan Campbell	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Susan K. Carter	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Thomas L. Deitrich	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Gilles Delfassy	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Hassaine S. El-Khoury	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Bruce E. Kiddoo	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Paul A. Mascarenas	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Gregory L. Waters	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Christine Y. Yan	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Ratification of Auditor	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Amendment to the 2000 Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Amendment to the Stock Incentive Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Wendy Arienzo	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Balu Balakrishnan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Nicholas E. Brathwaite	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Anita Ganti	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect William L. George	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Balakrishnan S. Iyer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Jennifer Lloyd	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Necip Sayiner	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Elect Steven J. Sharp	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Amendment to the 2016 Incentive Award Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Amendment to the 1997 Employee Stock Purchase Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Power Integrations Inc.	POWI	739276103	5/21/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect GUI Sheng Yue	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect AN Cong Hui	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect WEI Mei	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Elect AN Qing Heng	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Directors' Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Appointment of Auditor and Authority to Set Fees	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Geely Automobile Holdings Ltd.	175 HK		5/24/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Ratification of Board Acts	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Kurt Sievers	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Peter L. Bonfield	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Annette K. Clayton	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Anthony Foxx	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Kenneth A. Goldman	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Josef Kaeser	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Lena Olving	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Peter Smitham	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Julie Southern	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Jasmin Staiblin	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Gregory L. Summe	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Elect Karl-Henrik Sundström	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Authority to Cancel Repurchased Shares	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Directors' Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	NXP Semiconductors NV	NXPI	N6596X109	5/26/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Earl C. Austin, Jr.	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Doyle N. Beneby	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Vincent D. Foster	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Bernard Fried	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Worthing F. Jackman	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect David M. McClanahan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Margaret B. Shannon	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Pat Wood, III	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Elect Martha B. Wyrsch	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Advisory Vote on Executive Compensation	Management	For	For
Guinness Atkinson Smart Transportation ETF	Quanta Services, Inc.	PWR	74762E102	5/27/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Allot Shares Under Equity Incentive Plans	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Andrew Teich	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Jeffrey J. Cote	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect John P. Absmeier	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Daniel L. Black	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Lorraine A. Bolsinger	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect James E. Heppelmann	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Charles W. Peffer	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Constance E. Skidmore	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Steven A. Sonnenberg	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Martha N. Sullivan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Stephen M. Zide	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Approval of the 2021 Equity Incentive Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Remuneration Report (Advisory)	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Appointment of UK Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Set UK Auditor's Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Smart Transportation ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Robert K. Burgess	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Tench Coxe	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect John O. Dabiri	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Persis S. Drell	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Jen-Hsun Huang	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Dawn Hudson	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Harvey C. Jones	Management	Abstain	Against
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Michael G. McCaffery	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Stephen C. Neal	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Mark L. Perry	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect A. Brooke Seawell	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Aarti Shah	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Elect Mark A. Stevens	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Ratification of Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	NVIDIA Corp	NVDA	67066G104	6/3/2021	Increase in Authorized Common Stock	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Accounts and Reports	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Amendments to Procedural Rules: Election of Directors	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Adoption of Employee Restricted Stock Plan	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Mark LIU	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Che-Chia  WEI	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Fan-Cheng TSENG	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Ming-Hsin KUNG	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Peter L. Bonfield	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Kok-Choo  CHEN	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Michael R. Splinter	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Moshe  N.Gavrielov	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Yancey HAI	Management	For	For
Guinness Atkinson Smart Transportation ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect L. Rafael Reif	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Takeshi Uchiyamada	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Shigeru Hayakawa	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Akio Toyoda	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Koji Kobayashi	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect James Kuffner	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Kenta Kon	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Ikuro Sugawara	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Philip Craven	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Teiko Kudo	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Elect Ryuji Sakai as Alternate Statutory Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Toyota Motor Corporation	7203 JP		6/16/2021	Amendments to Articles	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Accounts and Reports	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Allocation of Profits/Dividends	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Elect ZHANG Kaihong	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Elect SHI Borong	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Elect ZHANG Yong	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Directors' Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Authority to Repurchase Shares	Management	For	For
Guinness Atkinson Smart Transportation ETF	Tianneng Power International Ltd	819 HK		6/18/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Koji Arima	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Yukihiro Shinohara	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Kenichiro Ito	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Yasushi Matsui	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Akio Toyoda	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect George Olcott	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Shigeki Kushida	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Yuko Mitsuya	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Shingo Kuwamura	Management	Against	Against
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Motomi Niwa	Management	For	For
Guinness Atkinson Smart Transportation ETF	Denso Corporation	6902 JP		6/22/2021	Elect Hiromi Kitagawa as Alternate Statutory Auditor	Management	For	For
Guinness Atkinson Smart Transportation ETF	Volvo AB	VOLV SS		6/29/2021	Extraordinary Dividend	Management	For	For

Form N-PX Proxy Voting Records

SmartETFs Advertising & Marketing Technology ETF

Reporting Period: July 1, 2020 through June 30, 2021

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		1/14/2021	Scheme of Arrangement (Merger/Acquisition)	Management	No Vote	No Vote
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Accounts and Reports	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Hugo Drayton	Management	Against	Against
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Rob Hattrell	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Alan Newman	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Appointment of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Authority to Set Auditor's Fees	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Authorisation of Political Donations	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	U.S. Employee Stock Purchase Plan	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Value Creation Plan	Management	Against	Against
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Final Dividend	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Adoption of New Articles	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Remuneration Policy (Binding)	Management	Against	Against
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Remuneration Report (Advisory)	Management	Against	Against
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Richard N.L. Huntingford	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Zillah Byng-Thorne	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Rachel Addison	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Meredith E. Amdur	Management	For	For
Advertising & Marketing Technology ETF	Future Plc	FUTR LN		2/10/2021	Elect Mark Brooker	Management	For	For
Advertising & Marketing Technology ETF	Baidu Inc	BIDU	56752108	3/1/2021	Subdivision of Shares (Stock Split)	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Amy L. Banse	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Melanie Boulden	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Frank A. Calderoni	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect James E. Daley	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Laura Desmond	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Shantanu Narayen	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Kathleen Oberg	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Dheeraj Pandey	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect David A. Ricks	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect Daniel Rosensweig	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Elect John E. Warnock	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Amendment to the 2019 Equity Incentive Plan	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Adobe Inc	ADBE	00724F101	4/20/2021	Advisory Vote on Executive Compensation	Management	For	For
Advertising & Marketing Technology ETF	ZoomInfo Technologies Inc	ZI	98980F104	4/27/2021	Elect Mitesh Dhruv	Management	Withhold	Against
Advertising & Marketing Technology ETF	ZoomInfo Technologies Inc	ZI	98980F104	4/27/2021	Elect Keith Enright	Management	Withhold	Against
Advertising & Marketing Technology ETF	ZoomInfo Technologies Inc	ZI	98980F104	4/27/2021	Elect Henry Schuck	Management	Withhold	Against
Advertising & Marketing Technology ETF	ZoomInfo Technologies Inc	ZI	98980F104	4/27/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Accounts and Reports	Management	For	For
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Allocation of Profits/Dividends	Management	For	For
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Elect YANG Siu Shun	Management	For	For
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Directors' Fees	Management	For	For
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Repurchase Shares	Management	For	For
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Advertising & Marketing Technology ETF	Tencent Holdings Ltd.	700 HK		5/20/2021	Adopt the Share Option Plan of a Subsidiary	Management	Against	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Peggy Alford	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Marc L. Andreessen	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Andrew W. Houston	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Nancy Killefer	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Robert M. Kimmitt	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Sheryl K. Sandberg	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Peter A. Thiel	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Tracey T. Travis	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Elect Mark Zuckerberg	Management	Withhold	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Amendment to the Director Compensation Policy	Management	Against	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Recapitalization	Shareholder	For	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	For	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Report on Online Child Exploitation	Shareholder	For	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board	Shareholder	For	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Report on Reducing False and Divisive Information	Shareholder	For	Against
Advertising & Marketing Technology ETF	Facebook Inc	FB	30303M102	5/26/2021	Shareholder Proposal Regarding Becoming a Public Benefit Corporation	Shareholder	Against	For
Advertising & Marketing Technology ETF	Trade Desk Inc	TTD	88339J105	5/27/2021	Elect David R. Pickles	Management	For	For
Advertising & Marketing Technology ETF	Trade Desk Inc	TTD	88339J105	5/27/2021	Elect Gokul Rajaram	Management	For	For
Advertising & Marketing Technology ETF	Trade Desk Inc	TTD	88339J105	5/27/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Medallia Inc	MDLA	584021109	5/28/2021	Elect Leslie J. Kilgore	Management	Against	Against
Advertising & Marketing Technology ETF	Medallia Inc	MDLA	584021109	5/28/2021	Elect Stanley J. Meresman	Management	Against	Against
Advertising & Marketing Technology ETF	Medallia Inc	MDLA	584021109	5/28/2021	Elect Steven C. Walske	Management	For	For
Advertising & Marketing Technology ETF	Medallia Inc	MDLA	584021109	5/28/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Medallia Inc	MDLA	584021109	5/28/2021	Advisory Vote on Executive Compensation	Management	For	For
Advertising & Marketing Technology ETF	Medallia Inc	MDLA	584021109	5/28/2021	Frequency of Advisory Vote on Executive Compensation	Management	1 Year	For
Advertising & Marketing Technology ETF	PubMatic Inc	PUBM	74467Q103	6/1/2021	Elect Cathleen P. Black	Management	For	For
Advertising & Marketing Technology ETF	PubMatic Inc	PUBM	74467Q103	6/1/2021	Elect W. Eric Carlborg	Management	For	For
Advertising & Marketing Technology ETF	PubMatic Inc	PUBM	74467Q103	6/1/2021	Elect Susan Daimler	Management	For	For
Advertising & Marketing Technology ETF	PubMatic Inc	PUBM	74467Q103	6/1/2021	Elect Amar K. Goel	Management	For	For
Advertising & Marketing Technology ETF	PubMatic Inc	PUBM	74467Q103	6/1/2021	Elect Rajeev K. Goel	Management	For	For
Advertising & Marketing Technology ETF	PubMatic Inc	PUBM	74467Q103	6/1/2021	Elect Narendra K Gupta	Management	Withhold	Against
Advertising & Marketing Technology ETF	PubMatic Inc	PUBM	74467Q103	6/1/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Anticompetitive Practices	Shareholder	Against	For
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Becoming a Public Benefit Corporation	Shareholder	Against	For
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Larry Page	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Sergey Brin	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Sundar Pichai	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect John L. Hennessy	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Frances H. Arnold	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect L. John Doerr	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Roger W. Ferguson, Jr.	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Ann Mather	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Alan R. Mulally	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect K. Ram Shriram	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Elect Robin L. Washington	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Ratification of Auditor	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Approval of the 2021 Stock Plan	Management	Against	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Recapitalization	Shareholder	For	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board	Shareholder	Against	For
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity	Shareholder	Against	For
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Report on Government Takedown Requests	Shareholder	Against	For
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding  Third-Party Review and Report on Whistleblower Policies	Shareholder	For	Against
Advertising & Marketing Technology ETF	Alphabet Inc	GOOGL	02079K305	6/2/2021	Shareholder Proposal Regarding Charitable Contributions Disclosure	Shareholder	Against	For
Advertising & Marketing Technology ETF	HubSpot Inc	HUBS	443573100	6/3/2021	Elect Brian Halligan	Management	For	For
Advertising & Marketing Technology ETF	HubSpot Inc	HUBS	443573100	6/3/2021	Elect Ron Gill	Management	For	For
Advertising & Marketing Technology ETF	HubSpot Inc	HUBS	443573100	6/3/2021	Elect Jill Ward	Management	For	For
Advertising & Marketing Technology ETF	HubSpot Inc	HUBS	443573100	6/3/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	HubSpot Inc	HUBS	443573100	6/3/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Accounts and Reports	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Paul D. Roy	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Rupert Faure Walker	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Susan Prevezer	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Daniel E. Pinto	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Scott Edward Spirit	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Elizabeth Buchanan	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Margaret Ma Connolly	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Naoko Okumoto	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Miles Young	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Appointment of Auditor	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Remuneration Report (Advisory)	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Authority to Set Auditor's Fees	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Authority to Issue Shares w/o Preemptive Rights (Overseas Shareholders)	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Authority to Repurchase Shares	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Adoption of New Articles	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Employee Stock Purchase Plan	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Martin S. Sorrell	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Victor Knaap	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Wesley ter Haar	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Peter S. P. Kim	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Christopher S. Martin	Management	For	For
Advertising & Marketing Technology ETF	S4 Capital Plc	SFOR LN		6/7/2021	Elect Peter Rademaker	Management	For	For
Advertising & Marketing Technology ETF	Techtarget Inc.	TTGT	87874R100	6/8/2021	Elect Robert D. Burke	Management	For	For
Advertising & Marketing Technology ETF	Techtarget Inc.	TTGT	87874R100	6/8/2021	Elect Bruce Levenson	Management	For	For
Advertising & Marketing Technology ETF	Techtarget Inc.	TTGT	87874R100	6/8/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Techtarget Inc.	TTGT	87874R100	6/8/2021	Amendment to the 2017 Stock Option and Incentive Plan	Management	Against	Against
Advertising & Marketing Technology ETF	Roku Inc	ROKU	77543R102	6/10/2021	Elect Ravi Ahuja	Management	Abstain	Against
Advertising & Marketing Technology ETF	Roku Inc	ROKU	77543R102	6/10/2021	Elect Mai Fyfield	Management	Abstain	Against
Advertising & Marketing Technology ETF	Roku Inc	ROKU	77543R102	6/10/2021	Elect Laurie Simon Hodrick	Management	Abstain	Against
Advertising & Marketing Technology ETF	Roku Inc	ROKU	77543R102	6/10/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Advertising & Marketing Technology ETF	Roku Inc	ROKU	77543R102	6/10/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Marc R. Benioff	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Craig A. Conway	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Parker Harris	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Alan G. Hassenfeld	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Neelie Kroes	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Colin L. Powell	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Sanford R. Robertson	Management	Against	Against
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect John V. Roos	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Robin L. Washington	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Maynard G. Webb	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Elect Susan D. Wojcicki	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Amendment to the 2013 Equity Incentive Plan	Management	For	For
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Ratification of Auditor	Management	Against	Against
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Advertising & Marketing Technology ETF	Salesforce.Com Inc	CRM	79466L302	6/10/2021	Shareholder Proposal Regarding Becoming a Public Benefit Corporation	Shareholder	Against	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Authority to Cancel Lapsed Shares or Options and Reduce Capital	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Authority to Repurchase and Cancel Shares	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Global Ceiling on Capital Increases for Equity Compensation Plans	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (Underwriters)	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Authority to Issue Shares and Convertible Debt Through Private Placement	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Greenshoe	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Employee Stock Purchase Plan	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Global Ceiling on Capital Increases and Debt Issuances	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Amendments to Articles Regarding Board of Directors	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Amendments to Articles Regarding Board of Directors Meetings	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Elect Rachel Picard	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Elect Nathalie Balla	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Elect Hubert de Pesquidoux	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Ratification of Co-Option of Megan Clarken	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Accounts and Reports; Non-Tax Deductible Expenses	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Consolidated Accounts and Reports	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Allocation of Profits/Dividends	Management	For	For
Advertising & Marketing Technology ETF	Criteo S.A	CRTO	226718104	6/15/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Elect Tal Hayek	Management	For	For
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Elect Sheldon Pollack	Management	For	For
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Elect Roger Dent	Management	Withhold	Against
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Elect Igal Mayer	Management	For	For
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Elect Yishay Waxman	Management	For	For
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Elect Corey Ferengul	Management	Withhold	Against
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Elect Elisabeth Donohue	Management	For	For
Advertising & Marketing Technology ETF	AcuityAds Holdings Inc	ATY	00510L106	6/16/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Amendments to Articles	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Elect Kentaro Kawabe	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Elect Takeshi Idezawa	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Elect SHIN Jungho	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Elect Takao Ozawa	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Elect Jun Masuda	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Elect Taku Oketani	Management	For	For
Advertising & Marketing Technology ETF	Z Holdings Corporation	4689 JT		6/18/2021	Elect Yoshio Usumi as Audit Committee Director	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Elect Alan Trefler	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Elect Peter Gyenes	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Elect Richard H. Jones	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Elect Christopher Lafond	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Elect Dianne Ledingham	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Elect Sharon Rowlands	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Elect Lawrence Weber	Management	For	For
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Shareholder Proposal Regarding Proxy Access	Shareholder	For	Against
Advertising & Marketing Technology ETF	Pegasystems Inc.	PEGA	705573103	6/22/2021	Ratification of Auditor	Management	Against	Against
Advertising & Marketing Technology ETF	Magnite Inc	MGNI	55955D100	6/28/2021	Elect Robert J. Frankenberg	Management	For	For
Advertising & Marketing Technology ETF	Magnite Inc	MGNI	55955D100	6/28/2021	Elect Sarah P. Harden	Management	For	For
Advertising & Marketing Technology ETF	Magnite Inc	MGNI	55955D100	6/28/2021	Elect James Rossman	Management	For	For
Advertising & Marketing Technology ETF	Magnite Inc	MGNI	55955D100	6/28/2021	Ratification of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Magnite Inc	MGNI	55955D100	6/28/2021	Advisory Vote on Executive Compensation	Management	For	For
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Approval of the Merger of Yandex.Market B.V. into Yandex N.V.	Management	For	For
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Authority to Exclude Preemptive Rights	Management	Against	Against
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Authority to Repurchase Shares	Management	For	For
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Accounts and Reports	Management	For	For
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Ratification of Board Acts	Management	For	For
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Elect John Boynton	Management	Against	Against
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Elect Esther Dyson	Management	Against	Against
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Elect Ilya A. Strebulaev	Management	Against	Against
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Elect Alexander Moldovan	Management	Against	Against
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Appointment of Auditor	Management	For	For
Advertising & Marketing Technology ETF	Yandex NV	YNDX	N97284108	6/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	Against	Against
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Accounts and Reports	Management	For	For
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Elect SUN Taoyong	Management	Against	Against
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Elect Sun Mingchun	Management	For	For
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Directors' Fees	Management	For	For
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Elect LI Xufu	Management	For	For
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Authority to Repurchase Shares	Management	For	For
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Advertising & Marketing Technology ETF	Weimob Inc	2013 HK		6/29/2021	Authority to Grant Shares Under the Restricted Share Unit Scheme	Management	Against	Against

Form N-PX Proxy Voting Records

SmartETFs Sustainable Energy II ETF

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

NIBE INDUSTRIER AB
Security		W57113149				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		NIBEB SS				Meeting Date		16-Dec-2020
ISIN		SE0008321293				Agenda		713408765 - Management
Record Date		08-Dec-2020				Holding Recon Date		08-Dec-2020
City /	Country	TBD	/	Sweden		Vote Deadline Date		03-Dec-2020
SEDOL(s)		BD1RKL1 - BD4F8N0 - BYYT1T6 - BYYV3X0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION				Non-Voting
CMMT	MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED				Non-Voting
CMMT	IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE				Non-Voting
CMMT	PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU				Non-Voting
1	OPEN MEETING				Non-Voting
2	ELECT CHAIRMAN OF MEETING				Non-Voting
3	PREPARE AND APPROVE LIST OF SHAREHOLDERS				Non-Voting
4	APPROVE AGENDA OF MEETING				Non-Voting
5	DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING				Non-Voting
6	ACKNOWLEDGE PROPER CONVENING OF MEETING				Non-Voting
7	APPROVE DIVIDENDS OF SEK 1.40 PER SHARE				Management	For	For
8	CLOSE MEETING				Non-Voting
CMMT	25 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU				Non-Voting
CMMT	07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.				Non-Voting
CMMT	07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU.				Non-Voting
CHINA LONGYUAN POWER GROUP CORPORATION LTD
Security		Y1501T101				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		916 HK				Meeting Date		30-Dec-2020
ISIN		CNE100000HD4				Agenda		713449379 - Management
Record Date		23-Dec-2020				Holding Recon Date		23-Dec-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		23-Dec-2020
SEDOL(s)		B3MFW30 - B4Q2TX3 - B4XWG35 - BD8NH11 - BP3RS86				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1214/2020121400508.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1214/2020121400482.pdf				Non-Voting
1	THE EXECUTION OF THE FRAMEWORK AGREEMENT FOR PURCHASE AND SALE OF COMPREHENSIVE PRODUCTS AND SERVICES ENTERING INTO BETWEEN THE COMPANY AND CHINA ENERGY INVESTMENT CORPORATION LIMITED AND THE PROPOSED ANNUAL CAPS OF 2021, 2022 AND 2023 BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED				Management

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		12/30/2020	Framework Agreement for Purchase and Sale  of Comprehensive Products and Services	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Satisfaction of Criteria for Non-public Issuance of A Shares	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Specific Mandate	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Articles of Association	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Procedural Rules of General Meetings	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Procedural Rules of the Board of Directors	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to the Policy on Management of Provision of External Guarantees	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Asset Financing Services Framework Agreement	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Class and par value of the Shares to be issued	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Effective period	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Method and time of the issuance	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Target subscriber and subscription method	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Pricing benchmark date, issue price and pricing method	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Number of Shares to be issued	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for lock-up period	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for the accumulated profit prior to the Non-public Issuance	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Place of listing of Shares under the issuance	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amount to be raised and use of proceeds	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Resolution on the Proposal for the Non-public Issuance of A Shares	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Subscription Agreement and Connected  Transaction between the Company and Hebei Construction & Investment Group Co., Ltd	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Feasibility Analysis Report on the Use of Proceeds from the Issuance	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Report on the Use of Previously Raised Funds	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Dilution of Current Returns and Remedial Measures	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Shareholder Return Plan (2021-2023)	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Board Authorization in Relation to Non-public Issuance of A Shares	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Class and par value of the Shares to be issued	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Effective Period	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Method and time of the issuance	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Target subscriber and subscription method	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Pricing benchmark date, issue price and pricing method	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Number of Shares to be issued	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for lock-up period	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Arrangements for the accumulated profit prior to the Non-public Issuance	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Place of listing of Shares under the issuance	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amount to be raised and use of proceeds	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Resolution on the Proposal for the Non-public Issuance of A Shares	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Subscription Agreement and Connected Transaction between the Company and Hebei Construction & Investment Group Co., Ltd	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Board Authorization in Relation to Non-public Issuance of A Shares	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Specific Mandate	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Articles of Association	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		2/8/2021	Amendments to Procedural Rules for General Meetings	Management	Against	Against
Sustainable Energy II ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Financial Statements and Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Elect JANG Hyeok	Management	For	For
Sustainable Energy II ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Elect KIM Jong Seong	Management	For	For
Sustainable Energy II ETF	Samsung SDI Co. Ltd.	018260 KS		3/17/2021	Directors' Fees	Management	Against	Against
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Accounts	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Remuneration Policy	Management	Against	Against
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Long-Term Incentive Plan 2021-2023	Management	Against	Against
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Authorisation of Legal Formalities	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Remuneration Report	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Management Reports	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Report on Non-Financial Information	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Ratification of Board Acts	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Allocation of Losses	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Ratify Co-Option and Elect Tim Dawidowsky	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Elect Mariel von Schumann	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Elect Klaus Rosenfeld	Management	For	For
Sustainable Energy II ETF	Siemens Gamesa Renewable Energy SA	SGRE SM		3/17/2021	Appointment of Auditor	Management	For	For
Sustainable Energy II ETF	L G Chemical	051910 KS		3/25/2021	Financial Statements and Allocation of Profits/Dividends	Management	Against	Against
Sustainable Energy II ETF	L G Chemical	051910 KS		3/25/2021	Amendments to Articles	Management	For	For
Sustainable Energy II ETF	L G Chemical	051910 KS		3/25/2021	Elect CHA Dong Seok	Management	Against	Against
Sustainable Energy II ETF	L G Chemical	051910 KS		3/25/2021	Election of Independent Director to Become Audit Committee Member: KIM Mun Su	Management	For	For
Sustainable Energy II ETF	L G Chemical	051910 KS		3/25/2021	Directors' Fees	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Accounts and Reports	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Remuneration Report	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Directors' Fees	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Anders Runevad	Management	Abstain	Against
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Bert Nordberg	Management	Against	Against
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Bruce Grant	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Eva Merete Søfelde Berneke	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Helle Thorning-Schmidt	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Karl-Henrik Sundström	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Lars Josefsson	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Elect Kentaro Hosomi	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Appointment of Auditor	Management	Abstain	Against
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Remuneration Policy	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Articles regarding the Denomination of Shares	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Authority to Issue Shares w/ or w/o Preemptive Rights	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Articles Regarding Virtual meetings	Management	Against	Against
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Amendments to Articles Regarding Electronic Communication	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Special Dividend	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Authority to Repurchase Shares	Management	For	For
Sustainable Energy II ETF	Vestas Wind Systems AS	VWS DC		4/8/2021	Authorization of Legal Formalities	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authorization of Legal Formalities	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authorization of Legal Formalities	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Class and Par Value of the Shares to be Issued	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Effective Period for This Resolution on the Non-public Issuance of Shares	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Method and Time of the Issuance	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Target Subscriber and Subscription Method	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Pricing Benchmark Date, Issue Price and Pricing Method	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Number of Shares to be Issued	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for Lock-up Period	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for the Accumulated Profit Prior to the Non-public Issuance	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Place of Listing of Shares Under the Issuance	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Amount to be Raised and Use of Proceeds	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Intra-company Contracts/Control Agreements	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Approval of Non Financial Statement Reports	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Class and Par Value of the Shares to be Issued	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Effective Period for This Resolution on the Non-public Issuance of Shares	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Method and Time of the Issuance	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Target Subscriber and Subscription Method	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Pricing Benchmark Date, Issue Price and Pricing Method	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Number of Shares to be Issued	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for Lock-up Period	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Arrangements for the Accumulated Profit Prior to the Non-public Issuance	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Place of Listing of Shares Under the Issuance	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Amount to be Raised and Use of Proceeds	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Issuance of Shares w/o Preemptive Rights	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Intra-company Contracts/Control Agreements	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Authorization of Legal Formalities	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		4/23/2021	Misc. Management Proposal	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		4/28/2021	Elect TIAN Shaolin	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		4/28/2021	Elect SHAO Junjie as Supervisor	Management	Against	Against
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Accounts and Reports; Non Tax-Deductible Expenses	Management	Against	Against
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Elect Anna Ohlsson-Leijon	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Election of Thierry Jacquet (Employee Shareholder Representatives)	Management	Against	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Election of Zennia Csikos (Employee Shareholder Representatives)	Management	Against	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Elect Xiaoyun Ma (Employee Shareholder Representatives)	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Election of Malene Kvist Kristensen (Employee Shareholder Representatives)	Management	Against	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares Through Private Placement	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Greenshoe	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Consolidated Accounts and Reports	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital in Consideration for Contributions In Kind	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Employee Stock Purchase Plan	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Stock Purchase Plan for Overseas Employees	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Amendments to Article Regarding Board Powers	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Authorisation of Legal Formalities	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration Report	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration of Jean-Pascal Tricoire, Chair and CEO	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Chair and CEO)	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Board of Directors)	Management	For	For
Sustainable Energy II ETF	Schneider Electric SE	SU FP		4/28/2021	Elect Jean-Pascal Tricoire	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Kevin P. Clark	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Richard L. Clemmer	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Nancy E. Cooper	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Nicholas M. Donofrio	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Rajiv L. Gupta	Management	Abstain	Against
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Joseph L. Hooley	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Merit E. Janow	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Sean O. Mahoney	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Paul M. Meister	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Robert K. Ortberg	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Colin J. Parris	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Elect Ana G. Pinczuk	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Sustainable Energy II ETF	Aptiv PLC	APTV	G6095L109	4/30/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Gerben W. Bakker	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Carlos M. Cardoso	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Anthony J. Guzzi	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Rhett A. Hernandez	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Neal J. Keating	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Bonnie C. Lind	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect John F. Malloy	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Jennifer M. Pollino	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect John G. Russell	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Elect Steven R. Shawley	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Advisory Vote on Executive Compensation	Management	TNA
Sustainable Energy II ETF	Hubbell Inc.	HUBB	443510607	5/4/2021	Ratification of Auditor	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Isaac Angel	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Albertus Bruggink	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Dan Falk	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect David Granot	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Mike Nikkel	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Dafna Sharir	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Stanley B. Stern	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Hidetake Takahashi	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Elect Byron G. Wong	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Ratification of Auditor	Management	TNA
Sustainable Energy II ETF	Ormat Technologies Inc	ORA	686688102	5/5/2021	Advisory Vote on Executive Compensation	Management	TNA
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Number of Auditors	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Directors and Auditors' Fees	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Election of Directors	Management	Against	Against
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Appointment of Auditor	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Remuneration Report	Management	Against	Against
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Stock Split	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Authority to Issue Shares w/ or w/o Preemptive Rights	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Remuneration Policy	Management	Against	Against
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Accounts and Reports	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Ratification of Board and CEO Acts	Management	For	For
Sustainable Energy II ETF	Nibe Industrier AB	NIBEB SS		5/11/2021	Board Size	Management	Abstain	Against
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Michael J. Ahearn	Management	Against	Against
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Sharon L. Allen	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Richard D. Chapman	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect George A. Hambro	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Kathryn A. Hollister	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Molly E. Joseph	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Craig Kennedy	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect William J. Post	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Paul H. Stebbins	Management	Against	Against
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Michael T. Sweeney	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Elect Mark Widmar	Management	For	For
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Ratification of Auditor	Management	Against	Against
Sustainable Energy II ETF	First Solar Inc	FSLR	336433107	5/12/2021	Shareholder Proposal Regarding Board Diversity Report	Shareholder	For	Against
Sustainable Energy II ETF	Itron Inc.	ITRI	465741106	5/13/2021	Elect Thomas L. Deitrich	Management	For	For
Sustainable Energy II ETF	Itron Inc.	ITRI	465741106	5/13/2021	Elect Timothy Leyden	Management	For	For
Sustainable Energy II ETF	Itron Inc.	ITRI	465741106	5/13/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	Itron Inc.	ITRI	465741106	5/13/2021	Ratification of Auditor	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Annual Report	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Liability Insurance	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Amendment to Article 68	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Authority to Give Guarantees	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Directors' Report	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Supervisors' Report	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Financial Report	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Accounts and Reports	Management	Against	Against
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Profit Distribution Plan	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	Use of Proceeds	Management	For	For
Sustainable Energy II ETF	China Suntien Green Energy Corporation Limited	956 HK		5/14/2021	2021 Estimated Connected Transactions	Management	For	For
Sustainable Energy II ETF	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Paul G. Giovacchini	Management	For	For
Sustainable Energy II ETF	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Jayshree S. Desai	Management	Withhold	Against
Sustainable Energy II ETF	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Linda P. Hudson	Management	For	For
Sustainable Energy II ETF	TPI Composites Inc	TPIC	87266J104	5/18/2021	Elect Bavan M. Holloway	Management	For	For
Sustainable Energy II ETF	TPI Composites Inc	TPIC	87266J104	5/18/2021	Ratification of Auditor	Management	For	For
Sustainable Energy II ETF	TPI Composites Inc	TPIC	87266J104	5/18/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect David W. Drinkwater	Management	Against	Against
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Brett M. Gellner	Management	For	For
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Allen R. Hagerman	Management	For	For
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Georganne Hodges	Management	For	For
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Kerry O'Reilly Wilks	Management	For	For
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Todd J Stack	Management	For	For
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Paul H.E. Taylor	Management	For	For
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Elect Susan M. Ward	Management	For	For
Sustainable Energy II ETF	TransAlta Renewables Inc	RNW CN		5/18/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Sustainable Energy II ETF	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Elect Badrinarayanan Kothandaraman	Management	Withhold	Against
Sustainable Energy II ETF	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Elect Joseph Malchow	Management	Withhold	Against
Sustainable Energy II ETF	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Increase in Authorized Common Stock	Management	For	For
Sustainable Energy II ETF	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Approval of the 2021 Equity Incentive Plan	Management	For	For
Sustainable Energy II ETF	Enphase Energy Inc	ENPH	29355A107	5/19/2021	Ratification of Auditor	Management	For	For
Sustainable Energy II ETF	Ameresco Inc.	AMRC	02361E108	5/20/2021	Elect David J. Corrsin	Management	For	For
Sustainable Energy II ETF	Ameresco Inc.	AMRC	02361E108	5/20/2021	Elect George P. Sakellaris	Management	Withhold	Against
Sustainable Energy II ETF	Ameresco Inc.	AMRC	02361E108	5/20/2021	Elect Joseph W. Sutton	Management	For	For
Sustainable Energy II ETF	Ameresco Inc.	AMRC	02361E108	5/20/2021	Ratification of Auditor	Management	Against	Against
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Sophie Desormiere	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Phillip M. Eyler	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Yvonne Hao	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect David W. Heinzmann	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Ronald Hundzinski	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Charles R. Kummeth	Management	Withhold	Against
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Betsy Meter	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect Byron Shaw II	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Elect John Stacey	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Ratification of Auditor	Management	For	For
Sustainable Energy II ETF	Gentherm Inc	THRM	37253A103	5/20/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Sherry S. Barrat	Management	Against	Against
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect James L. Camaren	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Kenneth B. Dunn	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Naren K. Gursahaney	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Kirk S. Hachigian	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Amy B. Lane	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect David L. Porges	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect James L. Robo	Management	Against	Against
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Rudy E. Schupp	Management	Abstain	Against
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect John L. Skolds	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Lynn M. Utter	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Elect Darryl L. Wilson	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Ratification of Auditor	Management	Against	Against
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Approval of the 2021 Long Term Incentive Plan	Management	For	For
Sustainable Energy II ETF	NextEra Energy Inc	NEE	65339F101	5/20/2021	Shareholder Proposal Regarding Right to Act by Written Consent	Shareholder	For	Against
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Atsushi Abe	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Alan Campbell	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Susan K. Carter	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Thomas L. Deitrich	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Gilles Delfassy	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Hassaine S. El-Khoury	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Bruce E. Kiddoo	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Paul A. Mascarenas	Management	Abstain	Against
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Gregory L. Waters	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Elect Christine Y. Yan	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Advisory Vote on Executive Compensation	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Ratification of Auditor	Management	Against	Against
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Amendment to the 2000 Employee Stock Purchase Plan	Management	For	For
Sustainable Energy II ETF	ON Semiconductor Corp.	ON	682189105	5/20/2021	Amendment to the Stock Incentive Plan	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Accounts and Reports; Non Tax-Deductible Expenses	Management	Against	Against
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Elect Jean Carlos Angulo	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Elect Sébastien Moynot	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Elect Frank Lacroix	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Elect Ulrike Steinhorst	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Authority to Issue Shares and Convertible Debt w/ Preemptive Rights	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Greenshoe	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Authority to Issue Shares and Convertible Debt Through Private Placement	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Authority to Increase Capital in Consideration for Contributions In Kind	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Consolidated Accounts and Reports	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Employee Stock Purchase Plan	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Amendments to Articles Regarding Staggered Board	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Authorisation of Legal Formalities	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Scrip Dividend	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	2020 Remuneration Report	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	2020 Remuneration of Frédéric Moyne, Chair and CEO	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	2021 Remuneration Policy (Corporate Officers)	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Sustainable Energy II ETF	Albioma	ABIO EU		5/25/2021	Elect Frédéric Moyne	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Allot Shares Under Equity Incentive Plans	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Andrew Teich	Management	Abstain	Against
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Jeffrey J. Cote	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect John P. Absmeier	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Daniel L. Black	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Lorraine A. Bolsinger	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect James E. Heppelmann	Management	Against	Against
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Charles W. Peffer	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Constance E. Skidmore	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Steven A. Sonnenberg	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Martha N. Sullivan	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Elect Stephen M. Zide	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Approval of the 2021 Equity Incentive Plan	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Ratification of Auditor	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Remuneration Report (Advisory)	Management	Against	Against
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Appointment of UK Auditor	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Set UK Auditor's Fees	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Accounts and Reports	Management	For	For
Sustainable Energy II ETF	Sensata Technologies Holding Plc	ST	G8060N102	5/27/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Directors' Report	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	General Mandate to Register and Issue Debt Financing Instruments in the PRC	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	General Mandate to Register and Issue Debt Financing Instruments Overseas	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Authority to Carry Out Financial Derivative Business	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Authority to Issue Domestic and/or H Shares w/o Preemptive Rights	Management	Against	Against
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Supervisors' Report	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Accounts and Reports	Management	Against	Against
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Final Financial Accounts	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	2021 Financial Budget Plan	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Elect TANG Jian	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Directors' and Supervisors' Fees	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		5/28/2021	Appointment of International Auditor and Authority to Set Fees	Management	Abstain	Against
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Accounts and Reports	Management	For	For
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect CHEN Xi	Management	For	For
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect LEE Shing Put	Management	For	For
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Directors' Fees	Management	For	For
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Elect Paul CHENG Kwok Kin	Management	Against	Against
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Repurchase Shares	Management	For	For
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Sustainable Energy II ETF	Xinyi Solar Holdings Limited	968 HK		5/28/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Sustainable Energy II ETF	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Elect Nadav Zafrir	Management	For	For
Sustainable Energy II ETF	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Elect Avery More	Management	Abstain	Against
Sustainable Energy II ETF	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Elect Zivi Lando	Management	For	For
Sustainable Energy II ETF	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Ratification of Auditor	Management	For	For
Sustainable Energy II ETF	Solaredge Technologies Inc	SEDG	83417M104	6/1/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Accounts	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Accounts	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Board and Committees)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Board and Committees)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Financial and Non-Financial Information)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Financial and Non-Financial Information)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Technical Amendments)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Technical Amendments)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Governance and Sustainability System)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Governance and Sustainability System)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Powers)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Powers)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Remote Attendance)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to General Meeting Regulations (Remote Attendance)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Remuneration Policy	Management	Against	Against
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Remuneration Policy	Management	Against	Against
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Allocation of Profits/Dividends	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	First Scrip Dividend	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	First Scrip Dividend	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Second Scrip Dividend	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Second Scrip Dividend	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Management Reports	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Management Reports	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Elect Juan Manuel González Serna	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Elect Juan Manuel González Serna	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Elect Francisco Martínez Córcoles	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Elect Francisco Martínez Córcoles	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Ratify Co-Option and Elect Ángel Jesús Acebes Paniagua	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Ratify Co-Option and Elect Ángel Jesús Acebes Paniagua	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Board Size	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Board Size	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Authority to Issue Debt Instruments	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Authority to Issue Debt Instruments	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Authorisation of Legal Formalities	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Authorisation of Legal Formalities	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Remuneration Report (Advisory)	Management	Against	Against
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Remuneration Report (Advisory)	Management	Against	Against
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Advisory Vote on Climate Action Policy	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Advisory Vote on Climate Action Policy	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Report on Non-Financial Information	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Report on Non-Financial Information	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Ratification of Board Acts	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Ratification of Board Acts	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Governance and Sustainability System)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Governance and Sustainability System)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Cancellation of Shares)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Cancellation of Shares)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (General Meeting Powers; Board Powers)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (General Meeting Powers; Board Powers)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Remote Attendance)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Remote Attendance)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Climate Action Plan)	Management	For	For
Sustainable Energy II ETF	Iberdrola S.A.	IBE EU		6/18/2021	Amendments to Articles (Climate Action Plan)	Management	For	For
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Board Size	Management	For	For
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Shawn (Xiaohua) Qu	Management	Withhold	Against
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Karl E. Olsoni	Management	For	For
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Harry E. Ruda	Management	For	For
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Lauren C. Templeton	Management	Withhold	Against
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Andrew (Luen Cheung) Wong	Management	Withhold	Against
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Arthur WONG Lap Tat	Management	Withhold	Against
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Leslie CHANG Li Hsien	Management	For	For
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Yan ZHUANG	Management	For	For
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Elect Huifeng CHANG	Management	Withhold	Against
Sustainable Energy II ETF	Canadian Solar Inc	CSIQ	136635109	6/23/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		6/29/2021	Elect LI Zhongjun	Management	Against	Against
Sustainable Energy II ETF	China Longyuan Power Group Corporation Limited	916 HK		6/29/2021	Elect TANG Chaoxiong	Management	Against	Against

Form N-PX Proxy Voting Records

SmartETFs Asia Pacific Dividend Builder ETF

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

PTT PUBLIC COMPANY LIMITED
Security		Y6883U139				Meeting Type		Annual General Meeting
Ticker Symbol		PTT LN				Meeting Date		03-Jul-2020
ISIN		TH0646010Z18				Agenda		712581746 - Management
Record Date		29-May-2020				Holding Recon Date		29-May-2020
City /	Country	BANGKO K	/	Thailand		Vote Deadline Date		29-Jun-2020
SEDOL(s)		BD0BDJ3 - BF0RN62 - BYVPSP2				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN.				Non-Voting
1	ACKNOWLEDGE PERFORMANCE STATEMENT AND APPROVE FINANCIAL STATEMENTS				Management	For	For
2	APPROVE ALLOCATION OF INCOME AND DIVIDEND PAYMENT				Management	For	For
3	APPROVE EY OFFICE COMPANY LIMITED AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION				Management	For	For
4	APPROVE REMUNERATION OF DIRECTORS				Management	Against	Against
5.1	ELECT KRISHNA BOONYACHAI AS DIRECTOR				Management	For	For
5.2	ELECT SUPATTANAPONG PUNMEECHAOW DIRECTOR				Management	For	For
5.3	ELECT RUNGROJ SANGKRAM AS DIRECTOR				Management	Against	Against
5.4	ELECT KITTIPONG KITTAYARAK AS DIRECTOR				Management	For	For
5.5	ELECT PREMRUTAI VINAIPHAT AS DIRECTOR				Management	For	For
6	OTHER BUSINESS				Management	Against	Against
LINK REAL ESTATE INVESTMENT TRUST
Security		Y5281M111				Meeting Type		Annual General Meeting
Ticker Symbol		823 HK				Meeting Date		22-Jul-2020
ISIN		HK0823032773				Agenda		712845900 - Management
Record Date		16-Jul-2020				Holding Recon Date		16-Jul-2020
City /	Country	KOWLO ON BAY	/	Hong Kong		Vote Deadline Date		15-Jul-2020
SEDOL(s)		B0PB4M7 - B0RN5X9 - B0WGPC2 - BLKMCT5 - BLLXD49				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0617/2020061700687.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0617/2020061700679.pdf				Non-Voting
CMMT	PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE				Non-Voting
3.1	TO RE-ELECT MR PETER TSE PAK WING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR				Management	For	For
3.2	TO RE-ELECT MS NANCY TSE SAU LING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR				Management	For	For
3.3	TO RE-ELECT MS ELAINE CAROLE YOUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR				Management	For	For
4.1	TO ELECT MR NG KOK SIONG AS AN EXECUTIVE DIRECTOR				Management	For	For
5	TO GRANT A GENERAL MANDATE TO THE MANAGER TO BUY BACK UNITS OF LINK				Management	For	For
6	TO APPROVE THE AMENDED SCOPE OF PERMITTED INVESTMENTS AND THE CORRESPONDING INVESTMENT SCOPE TRUST DEED AMENDMENTS				Management	For	For
TECH MAHINDRA LTD
Security		Y85491127				Meeting Type		Annual General Meeting
Ticker Symbol		TECHM IN				Meeting Date		28-Jul-2020
ISIN		INE669C01036				Agenda		712913563 - Management
Record Date		21-Jul-2020				Holding Recon Date		21-Jul-2020
City /	Country	TBD	/	India		Vote Deadline Date		21-Jul-2020
SEDOL(s)		BWFGD63				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	ADOPTION OF FINANCIAL STATEMENTS: TO CONSIDER AND ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON				Management	For	For
2	ADOPTION OF CONSOLIDATED FINANCIAL STATEMENTS: TO CONSIDER AND ADOPT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF THE AUDITORS THEREON				Management	For	For
3	DECLARATION OF DIVIDEND: TO CONFIRM THE INTERIM DIVIDEND PAID ON EQUITY SHARES AND TO DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020				Management	For	For
4	APPOINTMENT OF MR. C. P. GURNANI (DIN: 00018234) AS A DIRECTOR LIABLE TO RETIRE BY ROTATION: TO APPOINT A DIRECTOR IN PLACE OF MR. C. P. GURNANI (DIN: 00018234), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT				Management	For	For
5	APPOINTMENT OF DR. ANISH SHAH (DIN: 02719429) AS A DIRECTOR OF THE COMPANY: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (THE "ACT") AND THE RULES FRAMED THEREUNDER, DR. ANISH SHAH (DIN: 02719429), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY BY THE BOARD OF DIRECTORS WITH EFFECT FROM 10TH SEPTEMBER, 2019 AND WHO HOLDS OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY IN TERMS OF SECTION 161(1) OF THE ACT, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION				Management	For	For
TECH MAHINDRA LTD
Security		Y85491127				Meeting Type		Annual General Meeting
Ticker Symbol		TECHM IN				Meeting Date		28-Jul-2020
ISIN		INE669C01036				Agenda		712913563 - Management
Record Date		21-Jul-2020				Holding Recon Date		21-Jul-2020
City /	Country	TBD	/	India		Vote Deadline Date		21-Jul-2020
SEDOL(s)		BWFGD63				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	ADOPTION OF FINANCIAL STATEMENTS: TO CONSIDER AND ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON				Management	No Vote	No Vote
2	ADOPTION OF CONSOLIDATED FINANCIAL STATEMENTS: TO CONSIDER AND ADOPT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020 AND THE REPORT OF THE AUDITORS THEREON				Management	No Vote	No Vote
3	DECLARATION OF DIVIDEND: TO CONFIRM THE INTERIM DIVIDEND PAID ON EQUITY SHARES AND TO DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2020				Management	No Vote	No Vote
4	APPOINTMENT OF MR. C. P. GURNANI (DIN: 00018234) AS A DIRECTOR LIABLE TO RETIRE BY ROTATION: TO APPOINT A DIRECTOR IN PLACE OF MR. C. P. GURNANI (DIN: 00018234), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT				Management	No Vote	No Vote
5	APPOINTMENT OF DR. ANISH SHAH (DIN: 02719429) AS A DIRECTOR OF THE COMPANY: RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (THE "ACT") AND THE RULES FRAMED THEREUNDER, DR. ANISH SHAH (DIN: 02719429), WHO WAS APPOINTED AS AN ADDITIONAL DIRECTOR OF THE COMPANY BY THE BOARD OF DIRECTORS WITH EFFECT FROM 10TH SEPTEMBER, 2019 AND WHO HOLDS OFFICE UP TO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY IN TERMS OF SECTION 161(1) OF THE ACT, BE AND IS HEREBY APPOINTED AS A DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION				Management	No Vote	No Vote
SUOFEIYA HOME COLLECTION CO LTD
Security		Y29336107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002572 C2				Meeting Date		03-Aug-2020
ISIN		CNE100001203				Agenda		712961641 - Management
Record Date		29-Jul-2020				Holding Recon Date		29-Jul-2020
City /	Country	GUANGD ONG	/	China		Vote Deadline Date		29-Jul-2020
SEDOL(s)		B4QYGC7 - BD5CFM8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	CONTINUATION OF THE GUARANTEE FOR A CONTROLLED SUBSIDIARY				Management	For	For
2	TERMINATION OF EXTERNAL INVESTMENT AND CANCELLATION OF A SUB-SUBSIDIARY				Management	For	For
3	ADJUSTMENT OF THE INVESTMENT PLAN FOR THE EAST CHINA PRODUCTION BASE PHASE III				Management	For	For
CHINA MERCHANTS BANK CO LTD
Security		Y14896115				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		3968 HK				Meeting Date		09-Sep-2020
ISIN		CNE1000002M1				Agenda		713042935 - Management
Record Date		02-Sep-2020				Holding Recon Date		02-Sep-2020
City /	Country	SHENZH EN	/	China		Vote Deadline Date		03-Sep-2020
SEDOL(s)		B1DYPZ5 - B1FL3W7 - B1G4V10 - BD8NN13 - BP3RSD1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0821/2020082101079.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0821/2020082101099.pdf				Non-Voting
1	RESOLUTION REGARDING THE ELECTION OF MR. MIAO JIANMIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY				Management	For	For
CAPITALAND INTEGRATED COMMERCIAL TRUST
Security		Y1100L160				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		CICT SP				Meeting Date		18-Sep-2020
ISIN		SG1M51904654				Agenda		713086468 - Management
Record Date						Holding Recon Date		16-Sep-2020
City /	Country	TBD	/	Singapore		Vote Deadline Date		10-Sep-2020
SEDOL(s)		6420129 - B063JZ0 - B11DTF2				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO-PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU-MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.-THANK YOU				Non-Voting
INNER MONGOLIA YILI INDUSTRIAL GROUP CO LTD
Security		Y408DG116				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		600887 C1				Meeting Date		25-Sep-2020
ISIN		CNE000000JP5				Agenda		713096611 - Management
Record Date		16-Sep-2020				Holding Recon Date		16-Sep-2020
City /	Country	HOHHOT	/	China		Vote Deadline Date		22-Sep-2020
SEDOL(s)		6458841 - BP3R2V7				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	LONG-TERM SERVICE PLAN (DRAFT) AND ITS SUMMARY				Management	For	For
2	MANAGEMENT RULES FOR THE LONG-TERM SERVICE PLAN (DRAFT)				Management	For	For
3	REPURCHASE AND CANCELLATION OF SOME 2019 RESTRICTED STOCKS				Management	For	For
4	AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY IN RESPECT TO THE REGISTERED CAPITAL AND TOTAL SHARE CAPITAL				Management	For	For
CAPITALAND INTEGRATED COMMERCIAL TRUST
Security		Y1100L160				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		CICT SP				Meeting Date		29-Sep-2020
ISIN		SG1M51904654				Agenda		713082333 - Management
Record Date						Holding Recon Date		25-Sep-2020
City /	Country	TBD	/	Singapore		Vote Deadline Date		22-Sep-2020
SEDOL(s)		6420129 - B063JZ0 - B11DTF2				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	TO APPROVE THE PROPOSED AMENDMENTS TO THE TRUST DEED CONSTITUTING CMT				Management	For	For
2	TO APPROVE THE PROPOSED MERGER OF CMT AND CAPITALAND COMMERCIAL TRUST BY WAY OF A TRUST SCHEME OF ARRANGEMENT (THE "MERGER") (CONDITIONAL UPON RESOLUTION 1 AND RESOLUTION 3 BEING PASSED)				Management	For	For
3	TO APPROVE THE PROPOSED ALLOTMENT AND ISSUANCE OF UNITS OF CMT TO THE HOLDERS OF UNITS IN CAPITALAND COMMERCIAL TRUST AS PART OF THE CONSIDERATION FOR THE MERGER (CONDITIONAL UPON RESOLUTION 1 AND RESOLUTION 2 BEING PASSED)				Management	For	For
CATCHER TECHNOLOGY CO LTD
Security		Y1148A101				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		2474 TT				Meeting Date		05-Oct-2020
ISIN		TW0002474004				Agenda		713143220 - Management
Record Date		04-Sep-2020				Holding Recon Date		04-Sep-2020
City /	Country	TAINAN	/	Taiwan, Province of China		Vote Deadline Date		23-Sep-2020
SEDOL(s)		6186669 - B02W2D0				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	LYRA INTERNATIONAL CO., LTD., THE SUBSIDIARY OF THE COMPANY, INTENDS TO SELL 100PCT OF ITS STAKES OF TOPO TECHNOLOGY (TAIZHOU) CO., LIMITED, AND MEECA TECHNOLOGY (TAIZHOU) CO., LIMITED IN MAINLAND CHINA TO LENS INTERNATIONAL (HONG KONG) CO., LTD.				Management	For	For
CMMT	22 SEP 2020: THE MEETING SCHEDULED TO BE HELD ON 05 OCT 2020, IS FOR MERGER-AND ACQUISITION OF CATCHER TECHNOLOGY CO LTD & ISIN TW0002474004 AND TOPO-TECHNOLOGY (TAIZHOU) CO., LTD. AND MEECA TECHNOLOGY (TAIZHOU) CO., LTD. IF-YOU WISH TO DISSENT ON THE MERGER PLEASE SUBMIT THIS IN WRITING BEFORE THE-MEETING TO WAIVE YOUR VOTING RIGHTS. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-DIRECTLY IF YOU WISH TO DISSENT ON THE MERGER				Non-Voting
CMMT	22 SEP 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU				Non-Voting
CORPORATE TRAVEL MANAGEMENT LTD
Security		Q2909K105				Meeting Type		Annual General Meeting
Ticker Symbol		CTD AU				Meeting Date		27-Oct-2020
ISIN		AU000000CTD3				Agenda		713152572 - Management
Record Date		23-Oct-2020				Holding Recon Date		23-Oct-2020
City /	Country	VIRTUAL	/	Australia		Vote Deadline Date		22-Oct-2020
SEDOL(s)		B3R1D52 - B7NGMB8 - BLS0ZS1				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3, 4.A AND 4.B AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION				Non-Voting
1	REMUNERATION REPORT				Management	For
2.A	ELECTION OF MR JONATHAN BRETT AS A DIRECTOR				Management	For	For
2.B	RE-ELECTION OF MRS SOPHIA (SOPHIE) MITCHELL AS A DIRECTOR				Management	For	For
2.C	RE-ELECTION OF MR EWEN CROUCH AM AS A DIRECTOR				Management	For	For
3	APPROVAL OF THE COMPANY'S OMNIBUS INCENTIVE PLAN				Management	For
4.A	APPROVAL OF GRANT OF 125,000 SHARE APPRECIATION RIGHTS TO MS LAURA RUFFLES				Management	For	For
4.B	APPROVAL OF GRANT OF 62,500 SHARE APPRECIATION RIGHTS TO MS LAURA RUFFLES				Management	For	For
JB HI-FI LIMITED
Security		Q5029L101				Meeting Type		Annual General Meeting
Ticker Symbol		JBH AU				Meeting Date		29-Oct-2020
ISIN		AU000000JBH7				Agenda		713136338 - Management
Record Date		27-Oct-2020				Holding Recon Date		27-Oct-2020
City /	Country	VIRTUAL MEETIN G	/	Australia		Vote Deadline Date		23-Oct-2020
SEDOL(s)		6702623 - B063GL5				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
2.A	ELECTION OF MS MELANIE WILSON AS A DIRECTOR				Management	For	For
2.B	RE-ELECTION OF MS BETH LAUGHTON AS A DIRECTOR				Management	For	For
3	ADOPTION OF REMUNERATION REPORT				Management	Abstain	Against
4	APPROVAL OF GRANT OF RESTRICTED SHARES TO EXECUTIVE DIRECTOR				Management	Abstain	Against
CMMT	VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION				Non-Voting
CHINA CONSTRUCTION BANK CORPORATION
Security		Y1397N101				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		939 HK				Meeting Date		12-Nov-2020
ISIN		CNE1000002H1				Agenda		713154057 - Management
Record Date		12-Oct-2020				Holding Recon Date		12-Oct-2020
City /	Country	BEIJING	/	China		Vote Deadline Date		06-Nov-2020
SEDOL(s)		B0LMTQ3 - B0N9XH1 - BD8NH44 - BP3RRZ6				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0925/2020092500590.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 0925/2020092500598.pdf				Non-Voting
1	ELECTION OF MR. LYU JIAJIN AS EXECUTIVE DIRECTOR OF THE BANK				Management	For	For
2	ELECTION OF MS. SHAO MIN AS NON-EXECUTIVE DIRECTOR OF THE BANK				Management	For	For
3	ELECTION OF MS. LIU FANG AS NON-EXECUTIVE DIRECTOR OF THE BANK				Management	For	For
4	ELECTION OF MR. WILLIAM (BILL) COEN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK				Management	For	For
5	REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS FOR THE YEAR 2019				Management	For	For
6	REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS FOR THE YEAR 2019				Management	For	For
7	ISSUANCE OF QUALIFIED WRITE-DOWN TIER 2 CAPITAL INSTRUMENTS				Management	For	For
SONIC HEALTHCARE LIMITED
Security		Q8563C107				Meeting Type		Annual General Meeting
Ticker Symbol		SHL AU				Meeting Date		12-Nov-2020
ISIN		AU000000SHL7				Agenda		713184290 - Management
Record Date		10-Nov-2020				Holding Recon Date		10-Nov-2020
City /	Country	VIRTUAL MEETIN G	/	Australia		Vote Deadline Date		06-Nov-2020
SEDOL(s)		5975589 - 6821120 - B3BJRY9 - BJ05375				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
CMMT	VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5 TO 10 AND 12 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION				Non-Voting
1	RE-ELECTION OF PROFESSOR MARK COMPTON				Management	For	For
2	RE-ELECTION OF MR NEVILLE MITCHELL				Management	For	For
3	ELECTION OF PROFESSOR SUZANNE CROWE				Management	For	For
4	RE-ELECTION OF MR CHRIS WILKS				Management	For	For
5	ADOPTION OF THE REMUNERATION REPORT				Management	For	For
6	INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES				Management	Against	Against
7	APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN				Management	For	For
8	APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN				Management	For	For
9	APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER				Management	For	For
10	APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER				Management	For	For
11	AMENDMENT TO CONSTITUTION				Management	For	For
CMMT	IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION				Non-Voting
12	THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON RESOLUTION 5 BEING CAST AGAINST THE ADOPTION OF THE COMPANY'S REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020: (A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS OF THIS RESOLUTION; (B) ALL OF THE DIRECTORS IN OFFICE WHEN THE RESOLUTION TO APPROVE THE DIRECTORS' REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 WAS PASSED (OTHER THAN THE MANAGING DIRECTOR), AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING				Management	For	Against
ZHEJIANG SUPOR CO LTD
Security		Y98925103				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002032 C2				Meeting Date		12-Nov-2020
ISIN		CNE000001KS5				Agenda		713284569 - Management
Record Date		05-Nov-2020				Holding Recon Date		05-Nov-2020
City /	Country	ZHEJIAN G	/	China		Vote Deadline Date		09-Nov-2020
SEDOL(s)		B02JCS6 - BD5M227				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	2020 ESTIMATED ADDITIONAL CONTINUING CONNECTED TRANSACTIONS				Management	For	For
SUOFEIYA HOME COLLECTION CO LTD
Security		Y29336107				Meeting Type		ExtraOrdinary General Meeting
Ticker Symbol		002572 C2				Meeting Date		11-Dec-2020
ISIN		CNE100001203				Agenda		713426472 - Management
Record Date		07-Dec-2020				Holding Recon Date		07-Dec-2020
City /	Country	GUANGD ONG	/	China		Vote Deadline Date		08-Dec-2020
SEDOL(s)		B4QYGC7 - BD5CFM8				Quick Code
Item	Proposal				Proposed by	Vote	For/Against Management
1	LETTER OF INTENTION ON PROJECT INVESTMENT TO BE SIGNED WITH THE PEOPLE'S GOVERNMENT OF HAIZHU DISTRICT, GUANGZHOU				Management	For	For
2	AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT SYSTEM				Management	For	For

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		1/12/2021	Bonus Share Issuance	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Sylvia Acevedo	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Mark Fields	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Jeffrey W. Henderson	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Gregory N. Johnson	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Ann M. Livermore	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Harish Manwani	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Mark D. McLaughlin	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Jamie S. Miller	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Steven M. Mollenkopf	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Clark T. Randt, Jr.	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Irene B. Rosenfeld	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Neil Smit	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Jean-Pascal Tricoire	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Elect Anthony J. Vinciquerra	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Ratification of Auditor	Management	For	For
Asia Pacific Dividend Builder ETF	Qualcomm, Inc.	QCOM	747525103	3/10/2021	Advisory Vote on Executive Compensation	Management	For	For
Asia Pacific Dividend Builder ETF	KT&G Corporation	033780 KS		3/19/2021	Financial Statements and Allocation of Profits/Dividends	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	KT&G Corporation	033780 KS		3/19/2021	Elect BAEK Bok In as CEO and Executive Director	Management	For	For
Asia Pacific Dividend Builder ETF	KT&G Corporation	033780 KS		3/19/2021	Elect BANG Kyung Man	Management	For	For
Asia Pacific Dividend Builder ETF	KT&G Corporation	033780 KS		3/19/2021	Elect LIM Min Kyu	Management	For	For
Asia Pacific Dividend Builder ETF	KT&G Corporation	033780 KS		3/19/2021	Election of Independent Director to Become Audit Committee Member: BAEK Jong Soo	Management	For	For
Asia Pacific Dividend Builder ETF	KT&G Corporation	033780 KS		3/19/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Directors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Authority to Issue Debt Financing Instruments	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Amendments to Articles of Association	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Supervisors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	2020 Annual Report	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Performance Evaluation Report of the Independent  Non-executive Directors	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect MA Mingzhe	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect XIE Yonglin	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect TAN Sin Yin	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Jason YAO Bo	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect CAI Fangfang	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Soopakij Chearavanont XIE Jiren	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect YANG Xiaoping	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect WANG Yongjian	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect HUANG Wei	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect OUYANG Hui	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Kenneth NG Sing Yip	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect CHU Yiyun	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect LIU Hong	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect JIN Li	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect Albert NG Kong NG Kong Ping	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect GU Liji as Supervisor	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect HUANG Baokui as Supervisor	Management	For	For
Asia Pacific Dividend Builder ETF	Ping AN Insurance (Group) Co. of China, Ltd.	2318 HK		3/25/2021	Elect ZHANG Wangjin as Supervisor	Management	For	For
Asia Pacific Dividend Builder ETF	Korean Reinsurance	003690 KS		3/26/2021	Financial Statements and Allocation of Profits/Dividends	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Korean Reinsurance	003690 KS		3/26/2021	Elect WON Jong Gyu	Management	For	For
Asia Pacific Dividend Builder ETF	Korean Reinsurance	003690 KS		3/26/2021	Elect WON Jong Ik	Management	For	For
Asia Pacific Dividend Builder ETF	Korean Reinsurance	003690 KS		3/26/2021	Elect KIM So Hee	Management	For	For
Asia Pacific Dividend Builder ETF	Korean Reinsurance	003690 KS		3/26/2021	Election of Independent Director to Become Audit Committee Member: KOO Han Seo	Management	For	For
Asia Pacific Dividend Builder ETF	Korean Reinsurance	003690 KS		3/26/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		3/26/2021	Elect WANG Jiang	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		3/26/2021	Confirmation of the 2020 Anti-pandemic Materials Donation	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		3/26/2021	ADDITIONAL LIMIT ON POVERTY ALLEVIATION DONATIONS	Management	For	For
Asia Pacific Dividend Builder ETF	Hanon Systems	018880 KS		3/29/2021	Financial Statements and Allocation of Profits/Dividends	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Hanon Systems	018880 KS		3/29/2021	Election of Directors (Slate)	Management	For	For
Asia Pacific Dividend Builder ETF	Hanon Systems	018880 KS		3/29/2021	Election of Audit Committee Member: UHM Doh Hee	Management	For	For
Asia Pacific Dividend Builder ETF	Hanon Systems	018880 KS		3/29/2021	Election of Independent Director to Become Audit Committee Member: JOO Hyun Ki	Management	For	For
Asia Pacific Dividend Builder ETF	Hanon Systems	018880 KS		3/29/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Hanon Systems	018880 KS		3/29/2021	Amendments to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Authority to Issue Shares w/ or w/o Preemptive Rights	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Elect Piyush Gupta	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Elect Punita Lal	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Elect Anthony LIM Weng Kin	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN	Management	For	For
Asia Pacific Dividend Builder ETF	DBS Group Holdings Ltd	DBS SP		3/30/2021	Authority to Issues Share under The California Sub-Plan	Management	For	For
Asia Pacific Dividend Builder ETF	CapitaLand Integrated Commercial Trust	CICT SP		4/14/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	CapitaLand Integrated Commercial Trust	CICT SP		4/14/2021	Appointment of Auditor and Authority to Set Fees	Management	Against	Against
Asia Pacific Dividend Builder ETF	CapitaLand Integrated Commercial Trust	CICT SP		4/14/2021	Authority to Issue Units w/ or w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	CapitaLand Integrated Commercial Trust	CICT SP		4/14/2021	Authority to Repurchase Units	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Meeting Minutes	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Annual Report	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Board Size	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Pliu Mangkornkanok	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Kanich Punyashthiti	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Howard SUN Chi-Hao	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Satoshi Yoshitake	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Sakchai Peechapat	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Alexander SHING Hon Kit	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Suthas Ruangmanamongkol	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Angkarat Priebjrivat	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Pranee Tinakorn	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Teerana Bhongmakapat	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Sathit Aungmanee	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Charatpong Chotigavanich	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Elect Kulpatra Sirodom	Management	For	For
Asia Pacific Dividend Builder ETF	TISCO Financial Group Public Company Limited	TISCO/F TB		4/22/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Directors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Authority to Repurchase and Cancel Partially Granted Restricted Shares	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Elect Delphine Segura Vaylet	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Amendments to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Supervisors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	2020 Allocation of Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Appointment of Auditor for 2021	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Approval of Related Party Transaction Agreement with SEB S.A.	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Approval of Investment in Short-Term Wealth Management Products Using Idle Proprietary Liquid Funds	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		4/22/2021	Authority for the Company to Give Guarantees to Wholly-Owned Subsidiaries and for Wholly-Owned Subsidiaries to Give Mutual Guarantees	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Elect CHEN Yanling	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Elect LEUNG Chong Shun	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Elect Laura Ying LUO	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Authority to Repurchase Shares	Management	For	For
Asia Pacific Dividend Builder ETF	China Medical System Hldgs Ltd	867 HK		4/27/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Elect WANG Dong Xing	Management	For	For
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Elect CAI Rong Hua	Management	Against	Against
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Elect PAN Rong Bin	Management	For	For
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Authority to Repurchase Shares	Management	For	For
Asia Pacific Dividend Builder ETF	China Lilang Ltd	1234 HK		4/29/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Asia Pacific Dividend Builder ETF	Ascendas Real Estate Investment Trust	AREIT SP		4/29/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Ascendas Real Estate Investment Trust	AREIT SP		4/29/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Ascendas Real Estate Investment Trust	AREIT SP		4/29/2021	Authority to Issue Units w/ or w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	Ascendas Real Estate Investment Trust	AREIT SP		4/29/2021	Authority to Repurchase Units	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Daniel P. Amos	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect W. Paul Bowers	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Toshihiko Fukuzawa	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Thomas J. Kenny	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Georgette D. Kiser	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Karole F. Lloyd	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Nobuchika Mori	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Joseph L. Moskowitz	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Barbara K. Rimer	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Katherine T. Rohrer	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Melvin T. Stith	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Advisory Vote on Executive Compensation	Management	For	For
Asia Pacific Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Ratification of Auditor	Management	Against	Against
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Objective and purpose of the Share Repurchase	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Method of the Share Repurchase	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Price and Pricing Principles of the Share Repurchase	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Type, Number and Percentage to the Total Share Capital of Shares to be Repurchased	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Total Amount and Source of the Funds to be used for the Repurchase	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Source of the Funds for the Repurchase	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Time Limit of the Share Repurchase	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	The Valid Period of the Resolution	Management	For	For
Asia Pacific Dividend Builder ETF	Zhejiang Supor Cookware Co. Ltd.	002032 C2		5/12/2021	Amendments to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Supervisors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Investment in Principal-Protected Bank Wealth Management Products with Proprietary Funds	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Investment in Principal-Protected Bank Wealth Management Products with Some of Idle Raised Funds	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Procedural Rules: Shareholder Meetings	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Procedural Rules: Board Meetings	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Procedural Rules: Supervisory Board Meetings	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Management System for External Guarantees	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Management System for Connected Transaction	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Code of Conduct for Directors, Supervisors, and Senior Management	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Dividend Distribution Policy	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Directors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Management System for Provision of External Financial Aid	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Securities Investment and Abolishment of Management System for Risk Investment	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Work System for Independent Directors	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Code of Conduct for Controlling Shareholders and De Facto Controller	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Amendments to Implementation Rules for Cumulative Voting System	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Approval of Financing Quota	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Authority to Give External Guarantees	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2021 Financial Budget	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 Allocation of Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Long-Term Shareholder Returns Plan	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	Re-appointment of Auditor for 2021	Management	For	For
Asia Pacific Dividend Builder ETF	Suofeiya Home Collection Co Ltd	002572 C2		5/13/2021	2021 Estimated Related Party Transactions of the Company and Its Subsidiaries with Guangxi Fenglin and Its Subsidiaries	Management	For	For
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Elect LIN Jingzhen	Management	For	For
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Elect CHOI Koon Shum	Management	Against	Against
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Elect Quinn LAW Yee Kwan	Management	For	For
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Authority to Repurchase Shares	Management	For	For
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Authority to Issue Repurchased Shares	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	BOC Hong Kong(Hldgs)	2388 HK		5/17/2021	Adoption of New Articles of Association	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 ANNUAL REPORT AND ITS SUMMARY	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Give Guarantees for Wholly-Owned Subsidiaries	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Give Guarantees for Hohhot City Yixing Milk Industry Investment Management Co., Ltd.	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Repurchase and Cancellation of Some Restricted Shares of 2019 Restricted Shares Incentive Plan	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Amendments to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Work System for Independent Directors	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Management System for Connected Transactions	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Re-Appointment of Auditor	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Directors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Supervisors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2021 Business and Investment Plan	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Accounts and Reports and 2021 Financial Budget	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	2020 Independent Directors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Authority to Authorize A Wholly-Owned Subsidiaries to Give Guarantees for Clients	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		5/20/2021	Registration and Issuance of Ultra Short Term Commercial Papers	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Elect GE Bin	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Elect WAN Suet Fei	Management	Against	Against
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Elect YANG Yuchuan	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Authority to Repurchase Shares	Management	For	For
Asia Pacific Dividend Builder ETF	China Resources Gas Group Ltd	1193 HK		5/21/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		5/24/2021	Elect LIM Chao Li	Management	For	For
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		5/24/2021	Elect LAI Wan	Management	For	For
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		5/24/2021	Elect LEE Chin Guan	Management	For	For
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		5/24/2021	Elect Mohd Hanif bin Sher Mohamed	Management	Against	Against
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		5/24/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		5/24/2021	Directors' Benefits	Management	Against	Against
Asia Pacific Dividend Builder ETF	Public Bank Bhd	PBK MK		5/24/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Elite Material Co. Ltd	2383 TT		5/28/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Elite Material Co. Ltd	2383 TT		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Procedural Rules of Acquisition and Disposition of Assets��	Management	For	For
Asia Pacific Dividend Builder ETF	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Procedural Rules of Capital Loans	Management	For	For
Asia Pacific Dividend Builder ETF	Elite Material Co. Ltd	2383 TT		5/28/2021	Amendments to Procedural Rules of Election of Directors	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Authority to Repurchase Shares	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect HUANG Guanlin	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect MA Renhe	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect ZHANG Bingsheng	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect LIU Chunhong	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Elect LIU Xinggao	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Directors' Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Shenzhou International Group Hldgs	2313 HK		5/28/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Catcher Technology Co., Ltd	2474 TT		5/31/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Catcher Technology Co., Ltd	2474 TT		5/31/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Catcher Technology Co., Ltd	2474 TT		5/31/2021	Authority to Issue Shares w/ or w/o Preemptive Rights or GDR	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Amendments to Procedural Rules: Election of Directors	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Adoption of Employee Restricted Stock Plan	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Mark LIU	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Che-Chia  WEI	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Fan-Cheng TSENG	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Ming-Hsin KUNG	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Peter L. Bonfield	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Kok-Choo  CHEN	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Michael R. Splinter	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Moshe  N.Gavrielov	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Yancey HAI	Management	For	For
Asia Pacific Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect L. Rafael Reif	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect HO Tai-Shun	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Steve WANG Shou-Ren	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Max  WU	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect CHANG J.H	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Representative of United Microelectronics Corporation	Management	Abstain	Against
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect Jack TSAI Shih-Chih	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect LIU Jack	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Elect HWANG Ting-Ting	Management	For	For
Asia Pacific Dividend Builder ETF	Novatek Microelectronics Corp	3034 TT		6/8/2021	Non-compete Restrictions for Directors	Management	For	For
Asia Pacific Dividend Builder ETF	Largan Precision Co	3008 TT		6/10/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Largan Precision Co	3008 TT		6/10/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Largan Precision Co	3008 TT		6/10/2021	Amendments to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	Largan Precision Co	3008 TT		6/10/2021	Amendments to Procedural Rules of Election of Directors and Supervisors	Management	For	For
Asia Pacific Dividend Builder ETF	Nien Made Enterprise Co Ltd.	8464 TT		6/16/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	Nien Made Enterprise Co Ltd.	8464 TT		6/16/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	Nien Made Enterprise Co Ltd.	8464 TT		6/16/2021	Amendments to Procedural Rules: Shareholder Meetings	Management	For	For
Asia Pacific Dividend Builder ETF	Ascendas Real Estate Investment Trust	AREIT SP		6/16/2021	Acquisition	Management	For	For
Asia Pacific Dividend Builder ETF	Ascendas Real Estate Investment Trust	AREIT SP		6/16/2021	Issuance of Consideration Units	Management	For	For
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Elect William Lei Ding	Management	For	For
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Elect Alice Cheng	Management	For	For
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Elect Denny Lee	Management	Against	Against
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Elect Joseph Tong	Management	For	For
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Elect FENG Lun	Management	For	For
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Elect LEUNG Man Kit	Management	Against	Against
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Appointment of Auditor	Management	For	For
Asia Pacific Dividend Builder ETF	NetEase Inc	NTES	64110W102	6/23/2021	Amendment to Articles	Management	For	For
Asia Pacific Dividend Builder ETF	Hon Hai Precision Industry	2317 TT		6/23/2021	TO APPROVE 2020 BUSINESS REPORT AND FINANCIAL STATEMENTS.	Management	For	For
Asia Pacific Dividend Builder ETF	Hon Hai Precision Industry	2317 TT		6/23/2021	To Approve the Proposal for Distribution of 2020 Earnings. Proposed Cash Dividend :TWD 4 Per Share.	Management	For	For
Asia Pacific Dividend Builder ETF	Hon Hai Precision Industry	2317 TT		6/23/2021	TO APPROVE THE LIFTING OF DIRECTOR OF NON-COMPETITION RESTRICTIONS.	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Directors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Elect GUO Xikun as a Shareholder Supervisor	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Medium-Term Capital Management Plan (2021-2023)	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Redemption of Capital Bonds	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Authority to Issue Capital Bonds	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Authority to Issue Domestic and/or H Shares w/o Preemptive Rights	Management	Against	Against
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Supervisors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Annual Report	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Financial Statements	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	2020 Related Party Transaction Report	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Elect LI Chaoxian	Management	For	For
Asia Pacific Dividend Builder ETF	China Merchants Bank	3968 HK		6/25/2021	Elect SHI Yongdong	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	Directors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	Supervisors' Report	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	Accounts and Reports	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	Allocation of Profits/Dividends	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	2021 Fixed Asset Investment Plan	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	Elect Kenneth Patrick CHUNG	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	Elect Antony LEUNG Kam Chung	Management	For	For
Asia Pacific Dividend Builder ETF	China Construction Bank Corp.	939 HK		6/25/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	The Company‘s Eligibility for Non-public A-share Offering	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Stock Type and Par Value	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	The Valid Period of the Resolution on This Offering	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Method and Date	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Pricing Base Date, Pricing Principles and Issue Price	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Volume	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Issuing Targets and Subscription Method	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Amount and Purpose of the Raised Funds	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Lockup Period Arrangement	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Listing Place	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Arrangement for the Accumulated Retained Profits Before the Non-public Offering	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	PREPLAN FOR 2021 NON-PUBLIC A-SHARE OFFERING	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Feasibility Analysis Report on the Use of Funds to Be Raised from the 2021 Non-public A-share Offering	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY RAISED FUNDS	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Diluted Immediate Return After 2021 Non-public A-share Offering and Filling Measures, and Commitments of Relevant Parties	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS FROM 2021 TO 2023	Management	For	For
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Full Authorization to the Board to Handle Matters Regarding the Non-public A-share Offering	Management	Against	Against
Asia Pacific Dividend Builder ETF	Inner Mongolia Yili Industrial Group Co. Ltd.	600887 C1		6/28/2021	Amendments to the Business Scope and the Articles of Association of the Company	Management	For	For

Form N-PX Proxy Voting Records

SmartETFs Dividend Builder ETF

Reporting Period: July 1, 2020 through June 30, 2021

Vote Summary

VF CORPORATION
Security				918204108				Meeting Type		Annual
Ticker Symbol				VFC				Meeting Date		28-Jul-2020
ISIN				US9182041080				Agenda		935235831 - Management
Record Date				29-May-2020				Holding Recon Date		29-May-2020
City /	Country				/	United States		Vote Deadline Date		27-Jul-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1.	DIRECTOR						Management
		1	Richard T. Carucci					For	For
		2	Juliana L. Chugg					For	For
		3	Benno Dorer					For	For
		4	Mark S. Hoplamazian					For	For
		5	Laura W. Lang					For	For
		6	W. Alan McCollough					For	For
		7	W. Rodney McMullen					For	For
		8	Clarence Otis, Jr.					For	For
		9	Steven E. Rendle					For	For
		10	Carol L. Roberts					For	For
		11	Matthew J. Shattock					For	For
		12	Veronica B. Wu					For	For
2.	Advisory vote to approve named executive officer compensation.						Management	For	For
3.	Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2021 fiscal year.						Management	For	For
DIAGEO PLC
Security				G42089113				Meeting Type		Annual General Meeting
Ticker Symbol				DGE LN				Meeting Date		28-Sep-2020
ISIN				GB0002374006				Agenda		713039407 - Management
Record Date								Holding Recon Date		18-Sep-2020
City /	Country			LONDON	/	United Kingdom		Vote Deadline Date		22-Sep-2020
SEDOL(s)				0237400 - 5399736 - 5460494 - BKT3247				Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1	REPORT AND ACCOUNTS 2020						Management	For	For
2	DIRECTORS' REMUNERATION REPORT 2020						Management	For	For
3	DIRECTORS' REMUNERATION POLICY 2020						Management	For	For
4	DECLARATION OF FINAL DIVIDEND						Management	For	For
5	ELECTION OF MELISSA BETHELL AS A DIRECTOR						Management	For	For
6	RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR						Management	For	For
7	RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR						Management	For	For
8	RE-ELECTION OF LADY MENDELSOHN AS A DIRECTOR						Management	For	For
9	RE-ELECTION OF IVAN MENEZES AS A DIRECTOR						Management	For	For
10	RE-ELECTION OF KATHRYN MIKELLS AS A DIRECTOR						Management	For	For
11	RE-ELECTION OF ALAN STEWART AS A DIRECTOR						Management	For	For
12	RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP						Management	For	For
13	REMUNERATION OF AUDITOR						Management	For	For
14	AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE						Management	For	For
15	AUTHORITY TO ALLOT SHARES						Management	For	For
16	AMENDMENT OF THE DIAGEO 2001 SHARE INCENTIVE PLAN						Management	For	For
17	ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN						Management	For	For
18	ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE PLAN						Management	For	For
19	AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS						Management	For	For
20	DISAPPLICATION OF PRE-EMPTION RIGHTS						Management	For	For
21	AUTHORITY TO PURCHASE OWN ORDINARY SHARES						Management	For	For
22	REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM						Management	For	For
23	APPROVAL AND ADOPTION OF NEW ARTICLES OF ASSOCIATION						Management	For	For
24	2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT AND SHARE OWNERSHIP TRUST TRANSACTIONS						Management	For	For
CMMT	28 AUG 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.						Non-Voting
UNILEVER PLC
Security				G92087165				Meeting Type		Ordinary General Meeting
Ticker Symbol				ULVR LN				Meeting Date		12-Oct-2020
ISIN				GB00B10RZP78				Agenda		713023339 - Management
Record Date								Holding Recon Date		08-Oct-2020
City /	Country			LONDON	/	United Kingdom		Vote Deadline Date		06-Oct-2020
SEDOL(s)				B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54				Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1	THE SPECIAL RESOLUTION IS TO APPROVE: (I) THE CROSS-BORDER MERGER, INCLUDING ALL SUCH STEPS AS ARE NECESSARY TO BE TAKEN FOR THE PURPOSE OF EFFECTING THE CROSS-BORDER MERGER; AND (II) THE AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION. THE SPECIAL RESOLUTION IS SET OUT IN FULL IN THE NOTICE OF GENERAL MEETING CONTAINED IN SCHEDULE 2 OF THE CIRCULAR						Management	For	For
UNILEVER PLC
Security				G92087165				Meeting Type		Court Meeting
Ticker Symbol				ULVR LN				Meeting Date		12-Oct-2020
ISIN				GB00B10RZP78				Agenda		713023341 - Management
Record Date								Holding Recon Date		08-Oct-2020
City /	Country			LONDON	/	United Kingdom		Vote Deadline Date		06-Oct-2020
SEDOL(s)				B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54				Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT						Non-Voting
1	APPROVAL OF CROSS-BORDER MERGER						Management	For	For
THE PROCTER & GAMBLE COMPANY
Security				742718109				Meeting Type		Annual
Ticker Symbol				PG				Meeting Date		13-Oct-2020
ISIN				US7427181091				Agenda		935264969 - Management
Record Date				14-Aug-2020				Holding Recon Date		14-Aug-2020
City /	Country				/	United States		Vote Deadline Date		12-Oct-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	ELECTION OF DIRECTOR: Francis S. Blake						Management	For	For
1B.	ELECTION OF DIRECTOR: Angela F. Braly						Management	For	For
1C.	ELECTION OF DIRECTOR: Amy L. Chang						Management	For	For
1D.	ELECTION OF DIRECTOR: Joseph Jimenez						Management	For	For
1E.	ELECTION OF DIRECTOR: Debra L. Lee						Management	For	For
1F.	ELECTION OF DIRECTOR: Terry J. Lundgren						Management	For	For
1G.	ELECTION OF DIRECTOR: Christine M. McCarthy						Management	For	For
1H.	ELECTION OF DIRECTOR: W. James McNerney, Jr.						Management	For	For
1I.	ELECTION OF DIRECTOR: Nelson Peltz						Management	For	For
1J.	ELECTION OF DIRECTOR: David S. Taylor						Management	For	For
1K.	ELECTION OF DIRECTOR: Margaret C. Whitman						Management	For	For
1L.	ELECTION OF DIRECTOR: Patricia A. Woertz						Management	For	For
2.	Ratify Appointment of the Independent Registered Public Accounting Firm.						Management	For	For
3.	Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote).						Management	For	For
4.	Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated.						Management	For	For
5.	Shareholder Proposal - Report on Efforts to Eliminate Deforestation.						Shareholder	Against	For
6.	Shareholder Proposal - Annual Report on Diversity.						Shareholder	Against	For
PAYCHEX, INC.
Security				704326107				Meeting Type		Annual
Ticker Symbol				PAYX				Meeting Date		15-Oct-2020
ISIN				US7043261079				Agenda		935267066 - Management
Record Date				17-Aug-2020				Holding Recon Date		17-Aug-2020
City /	Country				/	United States		Vote Deadline Date		14-Oct-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	Election of Director: B. Thomas Golisano						Management	For	For
1B.	Election of Director: Thomas F. Bonadio						Management	For	For
1C.	Election of Director: Joseph G. Doody						Management	For	For
1D.	Election of Director: David J.S. Flaschen						Management	For	For
1E.	Election of Director: Pamela A. Joseph						Management	For	For
1F.	Election of Director: Martin Mucci						Management	For	For
1G.	Election of Director: Joseph M. Tucci						Management	For	For
1H.	Election of Director: Joseph M. Velli						Management	For	For
1I.	Election of Director: Kara Wilson						Management	For	For
2.	ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.						Management	For	For
3.	TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN.						Management	For	For
4.	RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.						Management	For	For
SONIC HEALTHCARE LIMITED
Security				Q8563C107				Meeting Type		Annual General Meeting
Ticker Symbol				SHL AU				Meeting Date		12-Nov-2020
ISIN				AU000000SHL7				Agenda		713184290 - Management
Record Date				10-Nov-2020				Holding Recon Date		10-Nov-2020
City /	Country			VIRTUAL MEETIN G	/	Australia		Vote Deadline Date		06-Nov-2020
SEDOL(s)				5975589 - 6821120 - B3BJRY9 - BJ05375				Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
CMMT	VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5 TO 10 AND 12 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION						Non-Voting
1	RE-ELECTION OF PROFESSOR MARK COMPTON						Management	For	For
2	RE-ELECTION OF MR NEVILLE MITCHELL						Management	For	For
3	ELECTION OF PROFESSOR SUZANNE CROWE						Management	For	For
4	RE-ELECTION OF MR CHRIS WILKS						Management	For	For
5	ADOPTION OF THE REMUNERATION REPORT						Management	For	For
6	INCREASE IN AVAILABLE POOL FOR NON- EXECUTIVE DIRECTORS' FEES						Management	Against	Against
7	APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN						Management	For	For
8	APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN						Management	For	For
9	APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER						Management	For	For
10	APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER						Management	For	For
11	AMENDMENT TO CONSTITUTION						Management	For	For
CMMT	IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION						Non-Voting
12	THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON RESOLUTION 5 BEING CAST AGAINST THE ADOPTION OF THE COMPANY'S REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020: (A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS OF THIS RESOLUTION; (B) ALL OF THE DIRECTORS IN OFFICE WHEN THE RESOLUTION TO APPROVE THE DIRECTORS' REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 WAS PASSED (OTHER THAN THE MANAGING DIRECTOR), AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING						Management	For	Against
MICROSOFT CORPORATION
Security				594918104				Meeting Type		Annual
Ticker Symbol				MSFT				Meeting Date		02-Dec-2020
ISIN				US5949181045				Agenda		935284478 - Management
Record Date				08-Oct-2020				Holding Recon Date		08-Oct-2020
City /	Country				/	United States		Vote Deadline Date		01-Dec-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	Election of Director: Reid G. Hoffman						Management	For	For
1B.	Election of Director: Hugh F. Johnston						Management	For	For
1C.	Election of Director: Teri L. List-Stoll						Management	For	For
1D.	Election of Director: Satya Nadella						Management	For	For
1E.	Election of Director: Sandra E. Peterson						Management	For	For
1F.	Election of Director: Penny S. Pritzker						Management	For	For
1G.	Election of Director: Charles W. Scharf						Management	For	For
1H.	Election of Director: Arne M. Sorenson						Management	For	For
1I.	Election of Director: John W. Stanton						Management	For	For
1J.	Election of Director: John W. Thompson						Management	For	For
1K.	Election of Director: Emma N. Walmsley						Management	For	For
1L.	Election of Director: Padmasree Warrior						Management	For	For
2.	Advisory vote to approve named executive officer compensation.						Management	Against	Against
3.	Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021.						Management	Against	Against
4.	Shareholder Proposal - Report on Employee Representation on Board of Directors.						Shareholder	Against	For
CISCO SYSTEMS, INC.
Security				17275R102				Meeting Type		Annual
Ticker Symbol				CSCO				Meeting Date		10-Dec-2020
ISIN				US17275R1023				Agenda		935287498 - Management
Record Date				12-Oct-2020				Holding Recon Date		12-Oct-2020
City /	Country				/	United States		Vote Deadline Date		09-Dec-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1a.	Election of Director: M. Michele Burns						Management	For	For
1b.	Election of Director: Wesley G. Bush						Management	For	For
1c.	Election of Director: Michael D. Capellas						Management	For	For
1d.	Election of Director: Mark Garrett						Management	For	For
1e.	Election of Director: Dr. Kristina M. Johnson						Management	For	For
1f.	Election of Director: Roderick C. McGeary						Management	For	For
1g.	Election of Director: Charles H. Robbins						Management	For	For
1h.	Election of Director: Arun Sarin						Management	For	For
1i.	Election of Director: Brenton L. Saunders						Management	For	For
1j.	Election of Director: Dr. Lisa T. Su						Management	For	For
2.	Approval of the reincorporation of Cisco from California to Delaware.						Management	For	For
3.	Approval of amendment and restatement of the 2005 Stock Incentive Plan.						Management	For	For
4.	Approval, on an advisory basis, of executive compensation.						Management	For	For
5.	Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021.						Management	For	For
6.	Approval to have Cisco's Board adopt a policy to have an independent Board chairman.						Shareholder	Abstain	Against
MEDTRONIC PLC
Security				G5960L103				Meeting Type		Annual
Ticker Symbol				MDT				Meeting Date		11-Dec-2020
ISIN				IE00BTN1Y115				Agenda		935288286 - Management
Record Date				15-Oct-2020				Holding Recon Date		15-Oct-2020
City /	Country				/	United States		Vote Deadline Date		10-Dec-2020
SEDOL(s)								Quick Code
Item	Proposal						Proposed by	Vote	For/Against Management
1A.	Election of Director: Richard H. Anderson						Management	For	For
1B.	Election of Director: Craig Arnold						Management	For	For
1C.	Election of Director: Scott C. Donnelly						Management	For	For
1D.	Election of Director: Andrea J. Goldsmith, Ph.D.						Management	For	For
1E.	Election of Director: Randall J. Hogan, III						Management	For	For
1F.	Election of Director: Michael O. Leavitt						Management	For	For
1G.	Election of Director: James T. Lenehan						Management	For	For
1H.	Election of Director: Kevin E. Lofton						Management	For	For
1I.	Election of Director: Geoffrey S. Martha						Management	For	For
1J.	Election of Director: Elizabeth G. Nabel, M.D.						Management	For	For
1K.	Election of Director: Denise M. O'Leary						Management	For	For
1L.	Election of Director: Kendall J. Powell						Management	For	For
2.	To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration.						Management	For	For
3.	To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote).						Management	For	For
4.	To renew the Board's authority to issue shares.						Management	For	For
5.	To renew the Board's authority to opt out of pre-emption rights.						Management	Against	Against
6.	Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares.						Management	For	For

Customer Account Name	Company	TICKER	CUSIP	Meeting Date	Proposal Text	Proponent	Vote Decision	For Or Against Mgmt
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Thérèse Esperdy	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Alan Johnson	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Robert Kunze-Concewitz	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Simon Langelier	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Pierre-Jean Sivignon	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Steven P. Stanbrook	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Jon Stanton	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Oliver Tant	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Appointment of Auditor	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Authority to Set Auditor's Fees	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Remuneration Report (Advisory)	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Authorisation of Political Donations	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Remuneration Policy (Binding)	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Sharesave Plan	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Long-Term Incentive Plan	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Deferred Bonus Plan	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Final Dividend	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Stefan Bomhard	Management	For	For
Dividend Builder ETF	Imperial Brands Plc	IMB LN		2/3/2021	Elect Susan M. Clark	Management	For	For
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Accounts and Reports	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Appointment of Independent Proxy	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Appointment of Auditor	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Compensation Report	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Ratification of Board Acts	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Allocation of Profits/Dividends	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Cancellation of Shares and Reduction in Share Capital	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Increase in Authorised Capital	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Board Compensation	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Executive Compensation	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Gunnar Brock	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Peter R. Voser as Board Chair	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect David E. Constable	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Frederico Fleury Curado	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Lars Förberg	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Jennifer Xin-Zhe Li	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Geraldine Matchett	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect David Meline	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Satish Pai	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Jacob Wallenberg	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect David E. Constable as Compensation Committee Member	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Frederico Fleury Curado as Compensation Committee Member	Management	No Vote	No Vote
Dividend Builder ETF	ABB Ltd.	ABBN SW		3/25/2021	Elect Jennifer Xin-Zhe Li as Compensation Committee Member	Management	No Vote	No Vote
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Allocation of Profits/Dividends	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Remuneration Report	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Directors' Fees 2020	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Directors' Fees 2021	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Helge Lund as chair	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Jeppe Christiansen as vice chair	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Laurence Debroux	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Andreas Fibig	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Sylvie Grégoire	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Kasim Kutay	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Martin Mackay	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Elect Henrik Poulsen	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Appointment of Auditor	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Authority to Reduce Share Capital	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Amendments to Articles (Share Capital)	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Authority to Issue Shares w/ or w/o Preemptive Rights for Existing Shareholders	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Indemnification of the Board of Directors and Executive Management	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Indemnification of the Executive Management	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Amendments to Remuneration Policy	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Amendments to Articles (Virtual Meetings)	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Amendments to Articles (Language in documents prepared for General Meetings)	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Amendments to Articles (Differentiation of votes)	Management	For	For
Dividend Builder ETF	Novo Nordisk	NOVOB DC		3/25/2021	Shareholder's Proposal Regarding Allocation of Profits	Shareholder	For	Against
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Diane M. Bryant	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Gayla J. Delly	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Raul J. Fernandez	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Eddy W. Hartenstein	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Check Kian Low	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Justine F. Page	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Dr. Henry S. Samueli	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Hock E. Tan	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Elect Harry L. You	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Ratification of Auditor	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Amendment to the 2012 Stock Incentive Plan	Management	For	For
Dividend Builder ETF	Broadcom Inc	AVGO	11135F101	4/5/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Accounts and Reports	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Compensation Report	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Ratification of Board and Management Acts	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Allocation of Profits/Dividends	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Paul Bulcke as Board Chair	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Ulf Mark Schneider	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Henri de Castries	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Renato Fassbind	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Pablo Isla Álvarez de Tejera	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Ann Veneman	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Eva Cheng Li Kam Fun	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Patrick Aebischer	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Kasper Rorsted	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Kimberly A. Ross	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Dick Boer	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Dinesh C. Paliwal	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Hanne Jimenez de Mora	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Lindiwe Majele Sibanda	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Pablo Isla Álvarez de Tejera as Compensation Committee Member	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Patrick Aebischer as Compensation Committee Member	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Dick Boer as Compensation Committee Member	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Elect Kasper Rorsted as Compensation Committee Member	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Appointment of Auditor	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Appointment of Independent Proxy	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Board Compensation	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Executive Compensation	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Cancellation of Shares and Reduction in Share Capital	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Advisory Vote on Climate Roadmap	Management	No Vote	No Vote
Dividend Builder ETF	Nestle SA	NESN SW		4/15/2021	Additional or Amended Shareholder Proposals	Shareholder	No Vote	No Vote
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Mary C. Beckerle	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect D. Scott Davis	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Ian E.L. Davis	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Jennifer A. Doudna	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Alex Gorsky	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Marillyn A. Hewson	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Hubert Joly	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Mark B. McClellan	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Anne Mulcahy	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Charles Prince	Management	Against	Against
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect A. Eugene Washington	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Mark A. Weinberger	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Nadja Y. West	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Elect Ronald A. Williams	Management	For	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Ratification of Auditor	Management	Against	Against
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Shareholder Proposal Regarding Report on Access to COVID-19 Products	Shareholder	Against	For
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	For	Against
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Shareholder Proposal Regarding Racial Impact Audit	Shareholder	For	Against
Dividend Builder ETF	Johnson & Johnson	JNJ	478160104	4/22/2021	Shareholder Proposal Regarding Bonus Deferral Policy	Shareholder	For	Against
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Tracy A. Atkinson	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Gregory J. Hayes	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Thomas A. Kennedy	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Marshall O. Larsen	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect George R. Oliver	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Robert K. Ortberg	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Margaret L. O'Sullivan	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Dinesh C. Paliwal	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Ellen M. Pawlikowski	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Denise L. Ramos	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Fredric G. Reynolds	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Brian C. Rogers	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect James A. Winnefeld, Jr.	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Elect Robert O. Work	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Ratification of Auditor	Management	Against	Against
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Approval of the Executive Annual Incentive Plan	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Amendment to the 2018 Long-Term Incentive Plan	Management	For	For
Dividend Builder ETF	Raytheon Technologies Corporation	RTX	7.5513E+105	4/26/2021	Shareholder Proposal Regarding Proxy Access Bylaw Amendment	Shareholder	Against	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Jeffrey H. Black	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Kathy Hopinkah Hannan	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Shailesh G. Jejurikar	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Christopher J. Kearney	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Judith F. Marks	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Harold W. McGraw III	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Margaret M.V. Preston	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect Shelley Stewart, Jr.	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Elect John H. Walker	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Frequency of Advisory Vote on Executive Compensation	Management	1 Year	For
Dividend Builder ETF	Otis Worldwide Corp	OTIS	68902V107	4/27/2021	Ratification of Auditor	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Craig Arnold	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Christopher M. Connor	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Olivier Leonetti	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Deborah L. McCoy	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Silvio Napoli	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Gregory R. Page	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Sandra Pianalto	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Lori J. Ryerkerk	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Gerald B. Smith	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Elect Dorothy C. Thompson	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Appointment of Auditor and Authority to Set Fees	Management	Against	Against
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Advisory Vote on Executive Compensation	Management	Against	Against
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Dividend Builder ETF	Eaton Corporation plc	ETN	G29183103	4/28/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Marion Helmes	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Holly K. Koeppel	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Savio Kwan	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Dimitri Panayotopoulos	Management	Against	Against
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Karen Guerra	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Darrell Thomas	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Authorisation of Political Donations	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Remuneration Report (Advisory)	Management	Against	Against
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Appointment of Auditor	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Authority to Set Auditor's Fees	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Luc Jobin	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Jack M. Bowles	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Tadeu Marroco	Management	For	For
Dividend Builder ETF	British American Tobacco Plc	BATS LN		4/28/2021	Elect Susan J. Farr	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Accounts and Reports; Non Tax-Deductible Expenses	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Elect Anna Ohlsson-Leijon	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Election of Thierry Jacquet (Employee Shareholder Representatives)	Management	Against	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Election of Zennia Csikos (Employee Shareholder Representatives)	Management	Against	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Elect Xiaoyun Ma (Employee Shareholder Representatives)	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Election of Malene Kvist Kristensen (Employee Shareholder Representatives)	Management	Against	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Issue Shares Through Private Placement	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Greenshoe	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Consolidated Accounts and Reports	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital in Consideration for Contributions In Kind	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Employee Stock Purchase Plan	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Stock Purchase Plan for Overseas Employees	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Amendments to Article Regarding Board Powers	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Authorisation of Legal Formalities	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Allocation of Profits/Dividends	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration Report	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	2020 Remuneration of Jean-Pascal Tricoire, Chair and CEO	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Chair and CEO)	Management	Against	Against
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	2021 Remuneration Policy (Board of Directors)	Management	For	For
Dividend Builder ETF	Schneider Electric SE	SU FP		4/28/2021	Elect Jean-Pascal Tricoire	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	2020 Remuneration Report	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	2020 Remuneration of Emmanuel Faber, Chair and CEO	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	2021 Remuneration Policy (Corporate Officers)	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	2021 Directors' Fees	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	2021 Remuneration Policy (Board of Directors)	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Repurchase and Reissue Shares	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Issue Shares and Convertible Debt w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and w/ Priority Subscription	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Greenshoe	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Increase Capital in Case of Exchange Offers	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Consolidated Accounts and Reports	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Increase Capital in Consideration for Contributions In Kind	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Increase Capital Through Capitalisations	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Employee Stock Purchase Plan	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Stock Purchase Plan for Overseas Employees	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Issue Performance Shares	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authority to Cancel Shares and Reduce Capital	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Authorisation of Legal Formalities	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	2021 Remuneration Policy (Interim Corporate Officers)	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	2021 Remuneration of Emmanuel Faber, Chair and CEO (Until March 14, 2021)	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Allocation of Profits/Dividends	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Elect Guido Barilla	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Elect Cecile Cabanis	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Elect Michel Landel	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Elect Serpil Timuray	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Ratification of the Co-Option of Gilles Schnepp	Management	For	For
Dividend Builder ETF	Danone	BN FP		4/29/2021	Special Auditors Report on Regulated Agreements	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Daniel P. Amos	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect W. Paul Bowers	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Toshihiko Fukuzawa	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Thomas J. Kenny	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Georgette D. Kiser	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Karole F. Lloyd	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Nobuchika Mori	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Joseph L. Moskowitz	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Barbara K. Rimer	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Katherine T. Rohrer	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Elect Melvin T. Stith	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Aflac Inc.	AFL	1055102	5/3/2021	Ratification of Auditor	Management	Against	Against
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Terrence A. Duffy	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Timothy S. Bitsberger	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Charles P. Carey	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Dennis H. Chookaszian	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Bryan T. Durkin	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Ana Dutra	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Martin J. Gepsman	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Larry G. Gerdes	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Daniel R. Glickman	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Daniel G. Kaye	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Phyllis M. Lockett	Management	Against	Against
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Deborah J. Lucas	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Terry L. Savage	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Rahael Seifu	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect William R. Shepard	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Howard J. Siegel	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Elect Dennis A. Suskind	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Ratification of Auditor	Management	For	For
Dividend Builder ETF	CME Group Inc	CME	12572Q105	5/5/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Segun Agbaje	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Shona L. Brown	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Cesar Conde	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Ian M. Cook	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Dina Dublon	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Michelle D. Gass	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Ramon L. Laguarta	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Dave Lewis	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect David C. Page	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Robert C. Pohlad	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Daniel L. Vasella	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Darren Walker	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Elect Alberto Weisser	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Ratification of Auditor	Management	Against	Against
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Shareholder Proposal Regarding Right to Call Special Meetings	Shareholder	For	Against
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Shareholder Proposal Regarding Report on Sugar and Public Health	Shareholder	Against	For
Dividend Builder ETF	PepsiCo Inc	PEP	713448108	5/5/2021	Shareholder Proposal Regarding Report on External Public Health Costs	Shareholder	Against	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Susan Kilsby	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Strive T. Masiyiwa	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Youngme E. Moon	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Graeme D. Pitkethly	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect John Rishton	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Feike Sijbesma	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Appointment of Auditor	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Authority to Set Auditor's Fees	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Authorisation of Political Donations	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Approval of Performance Share Plan	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Remuneration Report (Advisory)	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Adoption of New Articles	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Reduction in Share Premium Account	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Remuneration Policy (Binding)	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Advisory Vote on Climate Transition Action Plan	Management	Abstain	Against
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Nils Andersen	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Laura M.L. Cha	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Judith Hartmann	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Alan Jope	Management	For	For
Dividend Builder ETF	Unilever plc	ULVR LN		5/5/2021	Elect Andrea Jung	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Remuneration Report (Advisory)	Management	Against	Against
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Final Dividend	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Thomas Arseneault	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Roger Carr	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Elizabeth Corley	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Bradley Greve	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Jane Griffiths	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Chris Grigg	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Stephen T. Pearce	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Nicole W. Piasecki	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Ian Tyler	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Charles Woodburn	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Nick Anderson	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Elect Carolyn  Fairbairn	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Appointment of Auditor	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Authority to Set Auditor's Fees	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Authorisation of Political Donations	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Dividend Builder ETF	BAE Systems plc	BA/ LN		5/6/2021	Amendments to Articles	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Elect Roxanne S. Austin	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Elect Richard A. Gonzalez	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Elect Rebecca B. Roberts	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Elect Glenn F. Tilton	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Ratification of Auditor	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Amendment to the 2013 Incentive Stock Program	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Amendment to the 2013 Employee Stock Purchase Plan	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Elimination of Supermajority Requirement	Management	For	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Shareholder Proposal Regarding Lobbying Report	Shareholder	Against	For
Dividend Builder ETF	Abbvie Inc	ABBV	00287Y109	5/7/2021	Shareholder Proposal Regarding Independent Chair	Shareholder	For	Against
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect Daniel J. Brutto	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect Susan Crown	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect Darrell L. Ford	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect James W. Griffith	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect Jay L. Henderson	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect Richard H. Lenny	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect E. Scott Santi	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect David H. B. Smith, Jr.	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect Pamela B. Strobel	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Elect Anré D. Williams	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Ratification of Auditor	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Illinois Tool Works, Inc.	ITW	452308109	5/7/2021	Shareholder Proposal Regarding Right to Act by Written Consent	Shareholder	For	Against
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Authority to Issue Repurchased Shares	Management	Against	Against
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Allocation of Profits/Dividends	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Elect DING Shijia	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Elect ZHENG Jie	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Elect Stephen YIU Kin Wah	Management	Against	Against
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Elect Stephen LAI Hin Wing Henry	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Directors' Fees	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Appointment of Auditor and Authority to Set Fees	Management	For	For
Dividend Builder ETF	Anta Sports Products	2020 HK		5/7/2021	Authority to Issue Shares w/o Preemptive Rights	Management	Against	Against
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect Sherry S. Barrat	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect William L. Bax	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect D. John Coldman	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect J. Patrick Gallagher, Jr.	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect David S. Johnson	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect Kay W. McCurdy	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect Christopher C. Miskel	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect Ralph J. Nicoletti	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Elect Norman L. Rosenthal	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Ratification of Auditor	Management	For	For
Dividend Builder ETF	Arthur J. Gallagher & Co.	AJG	363576109	5/11/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Allocation of Profits/Dividends	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Ratification of Management Board Acts	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Ratification of Supervisory Board Acts	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Karl-Heinz Flöther	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Andreas Gottschling	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Martin Jetter	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Barbara Lambert	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Michael Martin Rüdiger	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Charles G.T. Stonehill	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Clara-Christina Streit	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Elect Tan Chong Lee	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Increase in Authorised Capital	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Management Board Remuneration Policy	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Amendments to Articles (Location of AGM)	Management	For	For
Dividend Builder ETF	Deutsche Boerse AG	DB1 GR		5/19/2021	Appointment of Auditor	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Bader M. Alsaad	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Pamela Daley	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Jessica P. Einhorn	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Laurence D. Fink	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect William E. Ford	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Fabrizio Freda	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Murry S. Gerber	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Margaret L. Johnson	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Robert S. Kapito	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Cheryl D. Mills	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Gordon M. Nixon	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Charles H. Robbins	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Marco Antonio Slim Domit	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Hans Vestberg	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Susan L. Wagner	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Elect Mark Wilson	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Advisory Vote on Executive Compensation	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Ratification of Auditor	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Charter Amendment to Permit Shareholders to Call Special Meetings	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Charter Amendment to Eliminate Supermajority Voting Requirements	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Charter Amendments to Eliminate Inapplicable Provisions and Make Other Technical Revisions	Management	For	For
Dividend Builder ETF	Blackrock Inc.	BLK	09247X101	5/26/2021	Shareholder Proposal Regarding Becoming a Public Benefit Corporation	Shareholder	Against	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Sara Mathew	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Laxman Narasimhan	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Christopher A. Sinclair	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Elane B. Stock	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Olivier Bohuon	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Margherita Della Valle	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Appointment of Auditor	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Authority to Set Auditor's Fees	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Authorisation of Political Donations	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Authority to Issue Shares w/ Preemptive Rights	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Remuneration Report (Advisory)	Management	Against	Against
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Authority to Issue Shares w/o Preemptive Rights	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Authority to Repurchase Shares	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Amendments to Articles	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Authority to Set General Meeting Notice Period at 14 Days	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Final Dividend	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Andrew RJ Bonfield	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Jeff Carr	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Nicandro Durante	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Mary Harris	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Mehmood Khan	Management	For	For
Dividend Builder ETF	Reckitt Benckiser Group Plc	RKT LN		5/28/2021	Elect Pamela J. Kirby	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Accounts and Reports	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Amendments to Procedural Rules: Election of Directors	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Adoption of Employee Restricted Stock Plan	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Mark LIU	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Che-Chia  WEI	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Fan-Cheng TSENG	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Ming-Hsin KUNG	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Peter L. Bonfield	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Kok-Choo  CHEN	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Michael R. Splinter	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Moshe  N.Gavrielov	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect Yancey HAI	Management	For	For
Dividend Builder ETF	Taiwan Semiconductor Manufacturing	TSM	874039100	6/8/2021	Elect L. Rafael Reif	Management	For	For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)	Guinness Atkinson Funds
By:	/s/ James J. Atkinson
	James J. Atkinson Jr., President
Date	August 31, 2021