GUINNESS ATKINSON GLOBAL ENERGY FUND
Schedule of Investments
at September 30, 2021 (Unaudited)
Shares | Common Stocks: 98.0% | Value | ||||||
Energy - Alternate Sources: 0.8% | ||||||||
662 | Maxeon Solar Technologies Ltd | $ | 11,671 | |||||
3,400 | SunPower Corp.* | 77,112 | ||||||
88,783 | ||||||||
Oil & Gas - Exploration & Production: 26.5% | ||||||||
12,200 | Canadian Natural Resources Ltd. | 446,097 | ||||||
262,000 | CNOOC Ltd. | 290,571 | ||||||
7,400 | ConocoPhillips | 501,498 | ||||||
2,311,662 | Deltic Energy PLC | 66,665 | ||||||
13,300 | Devon Energy Corp. | 472,283 | ||||||
50,490 | Diversified Gas & Oil PLC | 80,589 | ||||||
248,537 | EnQuest PLC* | 79,294 | ||||||
5,650 | EOG Resources Inc. | 453,525 | ||||||
93,214 | JKX Oil & Gas PLC* | 61,898 | ||||||
137,690 | Pharos Energy PLC | 36,113 | ||||||
2,450 | Pioneer Natural Resources Company | 407,950 | ||||||
5,221,570 | Reabold Resources PLC* | 11,280 | ||||||
2,907,763 | ||||||||
Oil & Gas - Field Services: 4.2% | ||||||||
23,780 | Helix Energy Solutions Group, Inc.* | 92,266 | ||||||
12,500 | Schlumberger Ltd. | 370,500 | ||||||
462,766 | ||||||||
Oil & Gas - Integrated: 58.9% | ||||||||
101,830 | BP PLC | 464,981 | ||||||
4,120 | Chevron Corp | 417,974 | ||||||
666,000 | China Petroleum & Chemical | 327,437 | ||||||
31,240 | Eni SpA | 415,560 | ||||||
19,340 | Equinor ASA | 491,330 | ||||||
7,950 | Exxon Mobil Corp | 467,619 | ||||||
29,790 | Galp Energia Sgps Sa | 336,834 | ||||||
51,120 | Gazprom OAO - ADR | 509,901 | ||||||
14,251 | Imperial Oil Ltd. | 450,428 | ||||||
7,098 | OMV AG | 428,995 | ||||||
906,000 | PetroChina Co., Ltd. - H Shares | 425,033 | ||||||
33,531 | Repsol SA | 437,513 | ||||||
20,540 | Royal Dutch Shell PLC - Class A | 462,436 | ||||||
18,176 | Suncor Energy, Inc. | 376,867 | ||||||
9,290 | TOTAL SA | 443,352 | ||||||
6,456,260 |
Oil & Gas - Pipelines and Transportation: 4.1% | ||||||||
11,300 | Enbridge Inc. | $ | 449,740 | |||||
Oil Refining & Marketing: 3.4% | ||||||||
5,269 | Valero Energy, Corp. | 371,833 | ||||||
Total Common Stocks | $ | 10,737,145 | ||||||
(cost $13,342,406) | ||||||||
Total Investments in Securities | 10,737,145 | |||||||
(cost $13,342,406): 98.0% | ||||||||
Other Assets less Liabilities: 2.0% | 224,927 | |||||||
Net Assets: 100.0% | $ | 10,962,072 |
* | Non-income producing security. |
ADR - American Depository Receipt
PLC - Public Limited Company