Guinness Atkinson Asia Focus Fund (IASMX) NPORT-P Guinness Atkinson Global Energy Fund (Sep 2021 report)

GUINNESS ATKINSON GLOBAL ENERGY FUND

Schedule of Investments

at September 30, 2021 (Unaudited)

Shares		Common Stocks: 98.0%	Value
		Energy - Alternate Sources: 0.8%
	662	Maxeon Solar Technologies Ltd	$	11,671
	3,400	SunPower Corp.*		77,112
				88,783
		Oil & Gas - Exploration & Production: 26.5%
	12,200	Canadian Natural Resources Ltd.		446,097
	262,000	CNOOC Ltd.		290,571
	7,400	ConocoPhillips		501,498
	2,311,662	Deltic Energy PLC		66,665
	13,300	Devon Energy Corp.		472,283
	50,490	Diversified Gas & Oil PLC		80,589
	248,537	EnQuest PLC*		79,294
	5,650	EOG Resources Inc.		453,525
	93,214	JKX Oil & Gas PLC*		61,898
	137,690	Pharos Energy PLC		36,113
	2,450	Pioneer Natural Resources Company		407,950
	5,221,570	Reabold Resources PLC*		11,280
				2,907,763
		Oil & Gas - Field Services: 4.2%
	23,780	Helix Energy Solutions Group, Inc.*		92,266
	12,500	Schlumberger Ltd.		370,500
				462,766
		Oil & Gas - Integrated: 58.9%
	101,830	BP PLC		464,981
	4,120	Chevron Corp		417,974
	666,000	China Petroleum & Chemical		327,437
	31,240	Eni SpA		415,560
	19,340	Equinor ASA		491,330
	7,950	Exxon Mobil Corp		467,619
	29,790	Galp Energia Sgps Sa		336,834
	51,120	Gazprom OAO - ADR		509,901
	14,251	Imperial Oil Ltd.		450,428
	7,098	OMV AG		428,995
	906,000	PetroChina Co., Ltd. - H Shares		425,033
	33,531	Repsol SA		437,513
	20,540	Royal Dutch Shell PLC - Class A		462,436
	18,176	Suncor Energy, Inc.		376,867
	9,290	TOTAL SA		443,352
				6,456,260

	Oil & Gas - Pipelines and Transportation: 4.1%
11,300	Enbridge Inc.	$	449,740
	Oil Refining & Marketing: 3.4%
5,269	Valero Energy, Corp.		371,833
	Total Common Stocks	$	10,737,145
	(cost $13,342,406)
	Total Investments in Securities		10,737,145
	(cost $13,342,406): 98.0%
	Other Assets less Liabilities: 2.0%		224,927
	Net Assets: 100.0%	$	10,962,072

* Non-income producing security.

ADR - American Depository Receipt

PLC - Public Limited Company