UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
November 4, 2003
Date of Report (Date of earliest event reported):
SuperGen, Inc.
(Exact name of registrant as specified in its charter)
Delaware |
| 0-27628 |
| 91-1841574 |
(State or other |
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4140 Dublin Blvd, Suite 200, Dublin, California |
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(Address of principal executive offices) |
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Registrant’s telephone number, including area code: (925) 560-0100 | ||||
Item 7. Financial Statements and Exhibits.
(c) Exhibits
99.1 Press release dated November 4, 2003, announcing financial results for the quarter and nine months ended September 30, 2003 (solely furnished and not filed herewith, pursuant to Item 12).
Item 12. Results of Operations and Financial Condition.
On November 4, 2003, SuperGen, Inc. (the “Company”) issued a press release announcing its financial results for the quarter and nine months ended September 30, 2003. The full text of this press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
In accordance with Securities and Exchange Commission Release No. 33-8216, the information in this Current Report on Form 8-K and the Exhibit attached hereto is being “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”) or the Exchange Act, except if the Company specifically states that the information and the Exhibit is to be considered “filed” under the Exchange Act or incorporates it by reference into a filing under the Securities Act or the Exchange Act.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SUPERGEN, INC. | ||
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Date: November 4, 2003 | By: | /s/ JOSEPH RUBINFELD |
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| Joseph Rubinfeld, Ph.D. | ||
| Chief Executive Officer, President | ||
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EXHIBIT INDEX
Exhibit No. |
| Description |
99.1 |
| Press release dated November 4, 2003, announcing financial results for the quarter and nine months ended September 30, 2003 (solely furnished and not filed herewith, pursuant to Item 12). |
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