UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): May 15, 2009 (May 12, 2009)
INVESTMENT TECHNOLOGY GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware |
| 001-32722 |
| 95-2848406 |
(State or Other |
| (Commission File |
| (I.R.S. Employer |
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380 Madison Avenue |
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New York, New York |
| 10017 | ||
(Address of Principal Executive Offices) |
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Registrant’s telephone number, including area code: (212) 588-4000
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
At the annual meeting of stockholders of Investment Technology Group, Inc. (the “Company”), held on May 12, 2009, the Company’s stockholders approved an amendment to the Company’s 2007 Omnibus Equity Compensation Plan (the “Plan”), to increase by 1,300,000 shares the number of shares of common stock reserved and available for issuance under the Plan.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| INVESTMENT TECHNOLOGY GROUP, INC. | ||
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| By: | /s/ P. Mats Goebels |
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| P. Mats Goebels |
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| Managing Director, General Counsel and Duly Authorized Signatory of Registrant |
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Dated: May 15, 2009 |
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