As filed with the Securities and Exchange Commission on June 30, 2004 |
California | 32-0061893 | ||
(State or other jurisdiction of | (I.R.S. Employer | ||
incorporation or organization) | Identification No.) |
301 S. Main Street | |||
Salinas, California | 93901 | ||
(Address of principal executive offices) | (Zip Code) |
Title of securities to be registered | Amount to be registered | Proposed maximum offering price per share | Proposed maximum aggregate offering price | Amount of registration fee | |||||
---|---|---|---|---|---|---|---|---|---|
Common Stock, | 1,850,000(1) | $18.31(2) | $33,873,500(2) | $4,292.00 | |||||
no par value | |||||||||
1. | Issuable upon exercise of options under the Central Coast Bancorp 2004 Stock Option Plan. |
2. | Estimated solely for the purpose of determining the registration fee, based upon the average of the bid and asked prices for the Common Stock of Central Coast Bancorp on June 21, 2004, pursuant to Rule 457(h). |
(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) To include any prospectus required by section 10(a)(3) of the Securities Act of 1933 (the "Securities Act"); |
(ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement; |
(iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement. |
Provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the registration statement is on Form S-3 or Form S-8, and the information required to be included in a post effective amendment by those paragraphs is contained in periodic reports filed by the registrant pursuant to section 13 or section 15(d) of the Exchange Act that are incorporated by reference in the registration statement. |
(2) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
Dated: | June 28, 2004 | /s/ NICK VENTIMIGLIA | |||
Nick Ventimiglia | |||||
Chief Executive Officer | |||||
Dated: | June 28, 2004 | /s/ ROBERT M. STANBERRY | |||
Robert M. Stanberry | |||||
Senior Vice President and Chief Financial Officer | |||||
(Principal Financial Officer and Principal Accounting Officer) |
Signature | Title | Date | |||
---|---|---|---|---|---|
/s/ NICK VENTIMIGLIA | Chairman | 6/28/04 | |||
Nick Ventimiglia | |||||
/s/ C. EDWARD BOUTONNET | Director | 6/28/04 | |||
C. Edward Boutonnet | |||||
/s/ DONALD D. CHAPIN | Director | 6/28/04 | |||
Donald D. Chapin | |||||
/s/ BRADFORD G. CRANDALL | Director | 6/28/04 | |||
Bradford G. Crandall | |||||
__________________ | Director | 6/28 /04 | |||
Alfred P. Glover | |||||
/s/ MICHAEL T. LAPSYS | Director | 6/28/04 | |||
Michael T. Lapsys | |||||
/s/ ROBERT M. MRAULE | Director | 6/28/04 | |||
Robert M. Mraule | |||||
/s/ DUNCAN L. MCCARTER | Director | 6/28/04 | |||
Duncan L. McCarter | |||||
/s/ LOUIS A. SOUZA | Director | 6/28/04 | |||
Louis A. Souza | |||||
/s/ MOSE E. THOMAS | Director | 6/28/04 | |||
Mose E. Thomas |
INDEX OF EXHIBITS |
Exhibit No. | Exhibit Name | Sequential Page No. | |||
---|---|---|---|---|---|
5 | .1 | Opinion and consent of Dodd·Mason·George LLP | 8 | ||
23 | .1 | Consent of Dodd·Mason·George LLP (included in Exhibit 5.1) | |||
23 | .2 | Consent of Independent Registered Public Accounting Firm | 9 | ||
24 | .1 | Power of Attorney (included at page 5) | |||
99 | .1 | 2004 Stock Option Plan and Forms of Incentive and | 10 | ||
Nonstatutory Stock Option Agreements |