UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 16, 2014
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| FALCONSTOR SOFTWARE, INC. |
| (Exact name of registrant as specified in its charter) |
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| Delaware | 000-23970 | 77-0216135 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
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| 2 Huntington Quadrangle, Melville, New York | 11747 |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: 631-777-5188
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| N/A |
| (Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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| Item 7.01 | Regulation FD Disclosure |
As previously disclosed, on June 12, 2014, the Company entered into an agreement to settle claims against the Estate of ReiJane Huai (the “Estate”).
Effective June 27, 2014, in accordance with the settlement agreement, the Estate transferred 3,132,141 shares of FalconStor Software, Inc., common stock to the Company. The Company took those shares into Treasury and the number of shares of FalconStor Software, Inc., common stock issued and outstanding was decreased by 3,132,141.
On July 16, 2014 the Company and the Estate filed a Stipulation of Discontinuance to end the Company’s action against the Estate.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | FALCONSTOR SOFTWARE, INC. |
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| Date: July 16, 2014 | By: | /s/ Louis J. Petrucelly |
| | | Name: | Louis J. Petrucelly |
| | | Title: | Executive Vice President, Chief Financial Officer and Treasurer |
