UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-08518
| Gabelli Gold Fund, Inc. | ||
| (Exact name of registrant as specified in charter) |
| One Corporate Center Rye, New York 10580-1422 | ||
| (Address of principal executive offices) (Zip code) |
| Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 | ||
| (Name and address of agent for service) |
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
ProxyEdge Meeting Date Range: 07/01/2018 - 06/30/2019 The Gabelli Global Gold Fund, Inc. | Report Date: 07/01/2019 1 |
| Investment Company Report | |||||||||||||
| HARMONY GOLD MINING CO LTD | |||||||||||||
| Security | S34320101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 12-Jul-2018 | |||||||||||
| ISIN | ZAE000015228 | Agenda | 709619792 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| S.1 | AUTHORISATION TO EMPOWER THE BOARD TOALLOT AND ISSUE NEW ORDINARY SHARES TOARM | Management | For | For | |||||||||
| HARMONY GOLD MINING COMPANY LIMITED | |||||||||||||
| Security | 413216300 | Meeting Type | Special | ||||||||||
| Ticker Symbol | HMY | Meeting Date | 12-Jul-2018 | ||||||||||
| ISIN | US4132163001 | Agenda | 934851280 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1. | Authorisation to empower the Board to allot and issuenew Ordinary Shares to African Rainbow Minerals. | Management | For | For | |||||||||
| ALEXANDRIA MINERALS CORPORATION | |||||||||||||
| Security | 015100100 | Meeting Type | Contested-Special | ||||||||||
| Ticker Symbol | ALXDF | Meeting Date | 24-Jul-2018 | ||||||||||
| ISIN | CA0151001009 | Agenda | 934853537 - Opposition | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT SIX (6). | Management | For | For | |||||||||
| 02 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TOPASS AN ORDINARY RESOLUTION TO REMOVEINCUMBENT DIRECTOR ERIC OWENS FROM THEBOARD OF DIRECTORS OF ALEXANDRIA. | Management | Against | For | |||||||||
| 03 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TOPASS AN ORDINARY RESOLUTION TO REMOVEEACH OF THE FOLLOWING THREE (3) INCUMBENTDIRECTORS FROM THE BOARD OF DIRECTORS OFALEXANDRIA: PETER GUNDY, WALTER HENRY ANDGARY O'CONNOR (THE "DISSIDENT DIRECTORREMOVAL RESOLUTION"). | Management | For | For | |||||||||
| 04 | DIRECTOR | Management | For | For | |||||||||
| 1 | CHRIS HOPKINS | For | For | ||||||||||
| 2 | IAN ROBERT MELLON | For | For | ||||||||||
| 3 | COLIN SUTHERLAND | For | For | ||||||||||
| REDSTAR GOLD CORP. | |||||||||||||
| Security | 75773Q208 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RGCTF | Meeting Date | 08-Aug-2018 | ||||||||||
| ISIN | CA75773Q2080 | Agenda | 934856949 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To set the number of Directors at five. | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Ken Booth | For | For | ||||||||||
| 2 | Jacques Vaillancourt | For | For | ||||||||||
| 3 | George R. Ireland | For | For | ||||||||||
| 4 | Sean Keenan | For | For | ||||||||||
| 5 | Susan Mitchell | For | For | ||||||||||
| 3 | Appointment of MNP LLP as Auditors of the Company forthe ensuing year. | Management | For | For | |||||||||
| 4 | To approve the Company's 10% rolling stock option planas described in the Information Circular. | Management | For | For | |||||||||
| 5 | To grant the proxyholder authority to vote at his/herdiscretion on any other business or amendment orvariation to the previous resolutions. | Management | Against | Against | |||||||||
| VICTORIA GOLD CORP. | |||||||||||||
| Security | 92625W101 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | VITFF | Meeting Date | 12-Sep-2018 | ||||||||||
| ISIN | CA92625W1014 | Agenda | 934865114 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To set the number of Directors at six (6). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | T. Sean Harvey | For | For | ||||||||||
| 2 | John McConnell | For | For | ||||||||||
| 3 | Christopher Hill | For | For | ||||||||||
| 4 | Michael McInnis | For | For | ||||||||||
| 5 | Jacques Perron | For | For | ||||||||||
| 6 | Sean Roosen | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP asAuditors of the Corporation for the ensuing year andauthorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To consider, and if deemed advisable, pass a specialresolution approving an alteration to the Company'sArticles. | Management | For | For | |||||||||
| 5 | Annual approval in accordance with the policies of theTSX Venture Exchange, of the stock option plan of theCompany. | Management | For | For | |||||||||
| BARRICK GOLD CORPORATION | |||||||||||||
| Security | 067901108 | Meeting Type | Special | ||||||||||
| Ticker Symbol | ABX | Meeting Date | 05-Nov-2018 | ||||||||||
| ISIN | CA0679011084 | Agenda | 934886310 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | ORDINARY RESOLUTION APPROVING THE SHAREISSUANCE by Barrick of such number of common sharesof Barrick as are required to be issued in connection withthe acquisition of the issued and to be issued ordinaryshares of Randgold Resources Limited, the full text ofwhich is set out in Schedule A of Barrick's managementinformation circular for the Special Meeting | Management | For | For | |||||||||
| 2 | SPECIAL RESOLUTION APPROVING THECONTINUANCE of Barrick to the Province of BritishColumbia under the Business Corporations Act (BritishColumbia), the full text of which is set out in Schedule Bof Barrick's management information circular for theSpecial Meeting | Management | For | For | |||||||||
| RANDGOLD RESOURCES LIMITED | |||||||||||||
| Security | 752344309 | Meeting Type | Special | ||||||||||
| Ticker Symbol | GOLD | Meeting Date | 07-Nov-2018 | ||||||||||
| ISIN | US7523443098 | Agenda | 934885243 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| C1. | To approve the scheme of arrangement (the "Scheme")set out in the Scheme Document dated October 4, 2018. | Management | For | For | |||||||||
| E1. | THAT for the purpose of giving effect to the Scheme in itsoriginal form or subject to such modification, addition orcondition approved or imposed by the Royal Court ofJersey (the "Jersey Court") and agreed by the Companyand Barrick Gold Corporation: (A) the directors of theCompany (or a duly authorised committee thereof) beauthorised to take all such action as they may considernecessary or appropriate for carrying the Scheme into fulleffect; and (B) with effect from ...(due to space limits, seeproxy material for full proposal). | Management | For | For | |||||||||
| CONTANGO ORE, INC. | |||||||||||||
| Security | 21077F100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CTGO | Meeting Date | 12-Nov-2018 | ||||||||||
| ISIN | US21077F1003 | Agenda | 934886776 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1a. | Election of Director: Brad Juneau | Management | For | For | |||||||||
| 1b. | Election of Director: Joseph S. Compofelice | Management | For | For | |||||||||
| 1c. | Election of Director: Joseph G. Greenberg | Management | For | For | |||||||||
| 1d. | Election of Director: Richard A. Shortz | Management | For | For | |||||||||
| 2. | The ratification of the appointment of Moss Adams LLPas the independent auditors of the Company for the fiscalyear ending June 30, 2019. | Management | For | For | |||||||||
| 3. | The approval of, on a non-binding, advisory basis, thecompensation of our named executives. | Management | For | For | |||||||||
| NEWCREST MINING LIMITED | |||||||||||||
| Security | Q6651B114 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 14-Nov-2018 | |||||||||||
| ISIN | AU000000NCM7 | Agenda | 710022865 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FORPROPOSALS 3.A, 3.B, 4, 5 AND-VOTES CAST BY ANYINDIVIDUAL OR RELATED PARTY WHO BENEFITFROM THE PASSING OF-THE PROPOSAL/S WILL BEDISREGARDED BY THE COMPANY. HENCE, IF YOUHAVE-OBTAINED BENEFIT OR EXPECT TO OBTAINFUTURE BENEFIT (AS REFERRED IN THE-COMPANYANNOUNCEMENT) VOTE ABSTAIN ON THERELEVANT PROPOSAL ITEMS. BY DOING-SO, YOUACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THEPASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST)-ON THE ABOVEMENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED-BENEFIT NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT-PROPOSAL/S AND YOU COMPLYWITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 2.A | ELECTION OF PETER TOMSETT AS A DIRECTOR | Management | No Action | ||||||||||
| 2.B | RE-ELECTION OF PHILIP AIKEN AM AS A DIRECTOR | Management | No Action | ||||||||||
| 3.A | GRANT OF PERFORMANCE RIGHTS TO MANAGINGDIRECTOR AND CHIEF EXECUTIVE OFFICERSANDEEP BISWAS | Management | No Action | ||||||||||
| 3.B | GRANT OF PERFORMANCE RIGHTS TO FINANCEDIRECTOR AND CHIEF FINANCIAL OFFICERGERARD BOND | Management | No Action | ||||||||||
| 4 | ADOPTION OF THE REMUNERATION REPORT FORTHE YEAR ENDED 30 JUNE 2018 (ADVISORY ONLY) | Management | No Action | ||||||||||
| 5 | APPROVAL OF TERMINATION BENEFITS | Management | No Action | ||||||||||
| ROYAL GOLD, INC. | |||||||||||||
| Security | 780287108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RGLD | Meeting Date | 14-Nov-2018 | ||||||||||
| ISIN | US7802871084 | Agenda | 934881889 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1a. | Election of Director: Tony Jensen | Management | For | For | |||||||||
| 1b. | Election of Director: Jamie C. Sokalsky | Management | For | For | |||||||||
| 2. | The approval, on an advisory basis, of the compensationof the named executive officers. | Management | For | For | |||||||||
| 3. | The ratification of the appointment of Ernst & Young LLPas independent registered public accountants of theCompany for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||
| NORTHERN STAR RESOURCES LTD | |||||||||||||
| Security | Q6951U101 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 15-Nov-2018 | |||||||||||
| ISIN | AU000000NST8 | Agenda | 710054204 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| CMMT | ACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED BENEFIT-NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT PROPOSAL/S-AND YOU COMPLYWITH THE VOTING EXCLUSION-ANNOUNCEMENT)VOTE ABSTAIN ON THE RELEVANT PROPOSALITEMS. BY DOING SO, YOU-VOTING EXCLUSIONSAPPLY TO THIS MEETING FOR PROPOSALS 1, 3 ANDVOTES CAST BY-ANY INDIVIDUAL OR RELATEDPARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THECOMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT(AS REFERRED IN THE COMPANY | Non-Voting | |||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | No Action | ||||||||||
| 2 | RE-ELECTION OF DIRECTOR - SHIRLEY IN'TVELD | Management | No Action | ||||||||||
| 3 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | No Action | ||||||||||
| SARACEN MINERAL HOLDINGS LIMITED | |||||||||||||
| Security | Q8309T109 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2018 | |||||||||||
| ISIN | AU000000SAR9 | Agenda | 710082176 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | ELECTION OF DIRECTOR - ANTHONY (TONY)KIERNAN | Management | For | For | |||||||||
| 2 | RE-ELECTION OF DIRECTOR - GEOFFREYCLIFFORD | Management | For | For | |||||||||
| 3 | ADOPTION OF REMUNERATION REPORT | Management | For | For | |||||||||
| 4 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | For | For | |||||||||
| 5 | APPROVAL OF THE COMPANY'S EMPLOYEEINCENTIVE SHARE PLAN | Management | For | For | |||||||||
| 6 | ISSUE OF PERFORMANCE RIGHTS TO MR RALEIGHFINLAYSON | Management | For | For | |||||||||
| 7 | ISSUE OF "ONE OFF" RETENTION PERFORMANCERIGHTS TO MR RALEIGH FINLAYSON | Management | For | For | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FORPROPOSALS 3 TO 7 AND VOTES CAST-BY ANYINDIVIDUAL OR RELATED PARTY WHO BENEFITFROM THE PASSING OF THE-PROPOSAL/S WILL BEDISREGARDED BY THE COMPANY. HENCE, IF YOUHAVE OBTAINED-BENEFIT OR EXPECT TO OBTAINFUTURE BENEFIT (AS REFERRED IN THE COMPANY-ANNOUNCEMENT) VOTE ABSTAIN ON THERELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED BENEFIT-NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT PROPOSAL/S-AND YOU COMPLYWITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| EVOLUTION MINING LTD | |||||||||||||
| Security | Q3647R147 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2018 | |||||||||||
| ISIN | AU000000EVN4 | Agenda | 710083356 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FORPROPOSALS 1, 4 AND 5 AND VOTES-CAST BY ANYINDIVIDUAL OR RELATED PARTY WHO BENEFITFROM THE PASSING OF THE-PROPOSAL/S WILL BEDISREGARDED BY THE COMPANY. HENCE, IF YOUHAVE OBTAINED-BENEFIT OR EXPECT TO OBTAINFUTURE BENEFIT (AS REFERRED IN THE COMPANY-ANNOUNCEMENT) VOTE ABSTAIN ON THERELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED BENEFIT-NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT PROPOSAL/S-AND YOU COMPLYWITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | |||||||||
| 2 | RE-ELECTION OF MR GRAHAM FREESTONE ASDIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 3 | RE-ELECTION OF MR LAWRENCE (LAWRIE)CONWAY AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 4 | ISSUE OF PERFORMANCE RIGHTS TO MR JACOB(JAKE) KLEIN | Management | For | For | |||||||||
| 5 | ISSUE OF PERFORMANCE RIGHTS TO MRLAWRENCE (LAWRIE) CONWAY | Management | For | For | |||||||||
| PERSEUS MINING LTD | |||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 23-Nov-2018 | |||||||||||
| ISIN | AU000000PRU3 | Agenda | 710053389 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FORPROPOSALS 1, 4, 5 AND VOTES CAST-BY ANYINDIVIDUAL OR RELATED PARTY WHO BENEFITFROM THE PASSING OF THE-PROPOSAL/S WILL BEDISREGARDED BY THE COMPANY. HENCE, IF YOUHAVE OBTAINED-BENEFIT OR EXPECT TO OBTAINFUTURE BENEFIT (AS REFERRED IN THE COMPANY-ANNOUNCEMENT) VOTE ABSTAIN ON THERELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED BENEFIT-NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT PROPOSAL/S-AND YOU COMPLYWITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | |||||||||
| 2 | RE-ELECTION OF MR JOHN MCGLOIN AS ADIRECTOR | Management | For | For | |||||||||
| 3 | RE-ELECTION OF MR COLIN CARSON AS ADIRECTOR | Management | For | For | |||||||||
| 4 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTSTO MR QUARTERMAINE | Management | For | For | |||||||||
| 5 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTSTO MR CARSON | Management | For | For | |||||||||
| WESTGOLD RESOURCES LIMITED | |||||||||||||
| Security | Q97159232 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 28-Nov-2018 | |||||||||||
| ISIN | AU000000WGX6 | Agenda | 710131121 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FORPROPOSALS 1, 4 TO 7 AND VOTES-CAST BY ANYINDIVIDUAL OR RELATED PARTY WHO BENEFITFROM THE PASSING OF THE-PROPOSAL/S WILL BEDISREGARDED BY THE COMPANY. HENCE, IF YOUHAVE OBTAINED-BENEFIT OR EXPECT TO OBTAINFUTURE BENEFIT (AS REFERRED IN THE COMPANY-ANNOUNCEMENT) VOTE ABSTAIN ON THERELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED BENEFIT-NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT PROPOSAL/S-AND YOU COMPLYWITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 1 | REMUNERATION REPORT | Management | For | For | |||||||||
| 2 | RE-ELECTION OF PETER NEWTON AS DIRECTOR | Management | For | For | |||||||||
| 3 | ELECTION OF SURESH SHET AS A DIRECTOR | Management | Against | Against | |||||||||
| 4 | APPROVAL FOR GRANT OF SECURITIES TO PETERCOOK UNDER THE ESOP | Management | For | For | |||||||||
| 5 | APPROVAL FOR GRANT OF SECURITIES TOJOHANNES NORREGAARD UNDER THE ESOP | Management | For | For | |||||||||
| 6 | THAT, FOR THE PURPOSES OF LISTING RULE 7.4AND FOR ALL OTHER PURPOSES, SHAREHOLDERSRATIFY AND APPROVE THE PRIOR ISSUE OF36,000,000 SHARES ON THE TERMS ANDCONDITIONS SET OUT IN THE EXPLANATORYMEMORANDUM | Management | For | For | |||||||||
| 7 | THAT, FOR THE PURPOSES OF LISTING RULE 7.4AND FOR ALL OTHER PURPOSES, SHAREHOLDERSRATIFY AND APPROVE THE PRIOR ISSUE OF4,000,000 SHARES ON THE TERMS ANDCONDITIONS SET OUT IN THE EXPLANATORYMEMORANDUM | Management | For | For | |||||||||
| HARMONY GOLD MINING CO LTD | |||||||||||||
| Security | S34320101 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 07-Dec-2018 | |||||||||||
| ISIN | ZAE000015228 | Agenda | 710128338 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1.O.1 | TO APPOINT MAX SISULU AS A DIRECTOR | Management | For | For | |||||||||
| 2.O.2 | TO RE-ELECT JOAQUIM CHISSANO AS A DIRECTOR | Management | Against | Against | |||||||||
| 3.O.3 | TO RE-ELECT FIKILE DE BUCK AS A DIRECTOR | Management | For | For | |||||||||
| 4.O.4 | TO RE-ELECT MODISE MOTLOBA AS A DIRECTOR | Management | For | For | |||||||||
| 5.O.5 | TO RE-ELECT DR PATRICE MOTSEPE AS ADIRECTOR | Management | For | For | |||||||||
| 6.O.6 | TO RE-ELECT FIKILE DE BUCK AS A MEMBER OFTHE AUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 7.O.7 | TO RE-ELECT DR SIMO LUSHABA AS A MEMBER OFTHE AUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 8.O.8 | TO RE-ELECT MODISE MOTLOBA AS A MEMBER OFTHE AUDIT AND RISK COMMITTEE | Management | Against | Against | |||||||||
| 9.O.9 | TO RE-ELECT KARABO NONDUMO AS A MEMBER OFTHE AUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 10O10 | TO RE-ELECT JOHN WETTON AS A MEMBER OF THEAUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 11O11 | TO REAPPOINT THE EXTERNAL AUDITORS:PRICEWATERHOUSECOOPERS | Management | For | For | |||||||||
| 12O12 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | |||||||||
| 13O13 | TO APPROVE THE IMPLEMENTATION REPORT | Management | Against | Against | |||||||||
| 14O14 | GENERAL AUTHORITY TO ISSUE SHARES FORCASH | Management | For | For | |||||||||
| 15O15 | APPROVAL OF THE HARMONY GOLD MININGCOMPANY LIMITED DSP | Management | For | For | |||||||||
| 16S.1 | AUTHORITY TO ISSUE ORDINARY SHARESPURSUANT TO THE DSP | Management | For | For | |||||||||
| 17S.2 | TO PRE-APPROVE NON-EXECUTIVE DIRECTORS'REMUNERATION | Management | For | For | |||||||||
| HARMONY GOLD MINING COMPANY LIMITED | |||||||||||||
| Security | 413216300 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HMY | Meeting Date | 07-Dec-2018 | ||||||||||
| ISIN | US4132163001 | Agenda | 934892705 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| O1 | To elect Max Sisulu as a director | Management | For | For | |||||||||
| O2 | To re-elect Joaquim Chissano as a director | Management | Against | Against | |||||||||
| O3 | To re-elect Fikile De Buck as a director | Management | For | For | |||||||||
| O4 | To re-elect Modise Motloba as a director | Management | For | For | |||||||||
| O5 | To re-elect Dr. Patrice Motsepe as a director | Management | For | For | |||||||||
| O6 | To re-elect Fikile De Buck as a member of the audit andrisk committee | Management | For | For | |||||||||
| O7 | To re-elect Dr. Simo Lushaba as a member of the auditand risk committee | Management | For | For | |||||||||
| O8 | To re-elect Modise Motloba as a member of the audit andrisk committee | Management | Against | Against | |||||||||
| O9 | To re-elect Karabo Nondumo as a member of the auditand risk committee | Management | For | For | |||||||||
| O10 | To re-elect John Wetton as a member of the audit andrisk committee | Management | For | For | |||||||||
| O11 | To re-appoint the external auditors | Management | For | For | |||||||||
| O12 | To approve the remuneration policy | Management | For | For | |||||||||
| O13 | To approve the implementation report | Management | Against | Against | |||||||||
| O14 | General authority to issue shares for cash | Management | For | For | |||||||||
| O15 | Approval of the Harmony Gold Mining Company LimitedDSP 2018 | Management | For | For | |||||||||
| S1 | Authority to issue ordinary shares pursuant to the DSP | Management | For | For | |||||||||
| S2 | To pre-approve non-executive directors' remuneration | Management | For | For | |||||||||
| DETOUR GOLD CORPORATION | |||||||||||||
| Security | 250669108 | Meeting Type | Contested-Special | ||||||||||
| Ticker Symbol | DRGDF | Meeting Date | 13-Dec-2018 | ||||||||||
| ISIN | CA2506691088 | Agenda | 934901251 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | AN ORDINARY RESOLUTION TO REMOVE LISACOLNETT AS A DIRECTOR OF THE COMPANYPURSUANT TO SECTION 109(1) OF THE CANADABUSINESS CORPORATIONS ACT (THE "CBCA"). | Management | For | For | |||||||||
| 2 | AN ORDINARY RESOLUTION TO REMOVEJONATHAN RUBENSTEIN AS A DIRECTOR OF THECOMPANY PURSUANT TO SECTION 109(1) OF THECBCA. | Management | For | For | |||||||||
| 3 | AN ORDINARY RESOLUTION TO REMOVE EDWARDC. DOWLING, JR. AS A DIRECTOR OF THE COMPANYPURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 4 | AN ORDINARY RESOLUTION TO REMOVE ALANEDWARDS AS A DIRECTOR OF THE COMPANYPURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 5 | AN ORDINARY RESOLUTION TO REMOVE ANDREFALZON AS A DIRECTOR OF THE COMPANYPURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 6 | AN ORDINARY RESOLUTION TO REMOVE J.MICHAEL KENYON AS A DIRECTOR OF THECOMPANY PURSUANT TO SECTION 109(1) OF THECBCA. | Management | Against | For | |||||||||
| 7 | AN ORDINARY RESOLUTION TO REMOVE JUDY KIRKAS A DIRECTOR OF THE COMPANY PURSUANT TOSECTION 109(1) OF THE CBCA. | Management | Against | For | |||||||||
| 8 | AN ORDINARY RESOLUTION TO REMOVE ALEX G.MORRISON AS A DIRECTOR OF THE COMPANYPURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 9 | AN ORDINARY RESOLUTION TO FIX THE NUMBEROF DIRECTORS OF THE COMPANY AT EIGHT. | Management | Against | For | |||||||||
| 10A | IN THE EVENT THAT A VACANCY IS CREATED BYTHE REMOVAL OF ANY INCUMBENT DIRECTOR, ASA RESULT OF RESOLUTIONS 1 THROUGH 8 ABOVEOR OTHERWISE, THEN THE FOLLOWING PERSONSBE ELECTED AS THE DIRECTORS OF THECOMPANY, TO FILL THE VACANCIES PURSUANT TOSECTION 109(3) OF THE CBCA TO HOLD OFFICEUNTIL THE CLOSE OF THE NEXT ANNUAL MEETINGOF SHAREHOLDERS FOLLOWING THEIR ELECTION.YOU MAY VOTE "FOR" UP TO EIGHT (8) NOMINEESFOR ELECTION AS DIRECTOR IN TOTAL. IF THENUMBER OF NOMINEES FOR SUCH ELECTION OFDIRECTORS IS GREATER THAN THE NUMBER OFVACANCIES CREATED BY RESOLUTIONS 1THROUGH 8 ABOVE OR OTHERWISE, THEN THOSE | Management | For | For | |||||||||
| NOMINEES RECEIVING THE GREATEST NUMBER OFVOTES WILL BE DECLARED ELECTED UNTIL ALLSUCH VACANCIES HAVE BEEN FILLED, AND IF THENUMBER OF SUCH NOMINEES FOR ELECTION ISEQUAL TO THE NUMBER OF VACANCIES TO BEFILLED THEN ALL SUCH NOMINEES WILL BEDECLARED ELECTED.STEVEN MARK FELDMAN | |||||||||||||
| 10B | CHRISTOPHER JAMES ROBISON | Management | For | For | |||||||||
| 10C | RONALD STANLEY SIMKUS | Management | For | * | |||||||||
| 10D | DAWN PATRICIA WHITTAKER | Management | For | * | |||||||||
| 10E | MARIA S. JELESCU DREYFUS | Management | Withheld | * | |||||||||
| 10F | WILLIAM C. WILLIAMS | Management | For | * | |||||||||
| 10G | MICHAEL D. WOOLLCOMBE | Management | Withheld | * | |||||||||
| 10H | MARCELO KIM | Management | Withheld | * | |||||||||
| *Management Position Unknown | |||||||||||||
| GOLDCORP INC. | |||||||||||||
| Security | 380956409 | Meeting Type | Special | ||||||||||
| Ticker Symbol | GG | Meeting Date | 04-Apr-2019 | ||||||||||
| ISIN | CA3809564097 | Agenda | 934942738 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | A special resolution to approve an arrangement underSection 182 of the Business Corporations Act (Ontario)involving the Company and Newmont MiningCorporation, all as more particularly described in themanagement information circular of the Company datedMarch 4, 2019. | Management | No Action | ||||||||||
| CENTAMIN PLC | |||||||||||||
| Security | G2055Q105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2019 | |||||||||||
| ISIN | JE00B5TT1872 | Agenda | 710670870 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUALACCOUNTS FOR THE FINANCIAL YEAR ENDED 31DECEMBER 2018 TOGETHER WITH THE STRATEGICAND GOVERNANCE REPORTS AND THE AUDITOR'SREPORT ON THOSE ACCOUNTS | Management | For | For | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 3 US CENTS(USD 0.03) PER ORDINARY SHARE ASRECOMMENDED BY THE DIRECTORS IN RESPECTOF THE FINANCIAL YEAR ENDED 31 DECEMBER2018, TO HOLDERS OF ORDINARY SHARES ON THEREGISTER OF MEMBERS ON THE RECORD DATE OF23 APRIL 2019 | Management | For | For | |||||||||
| 3.1 | TO RECEIVE AND APPROVE THE DIRECTORS'REMUNERATION REPORT (OTHER THAN THEDIRECTORS' REMUNERATION POLICY) FOR THEFINANCIAL YEAR ENDED 31 DECEMBER 2018 ASDETAILED IN THE ANNUAL REPO | Management | Against | Against | |||||||||
| 3.2 | TO RECEIVE AND APPROVE THE DIRECTORS'REMUNERATION POLICY CONTAINED IN THEDIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||||
| 3.3 | TO APPROVE CERTAIN AMENDMENTS TO THERULES OF THE PERFORMANCE SHARE PLAN | Management | For | For | |||||||||
| 4 | THAT PURSUANT TO ARTICLE 39 OF THE ARTICLESOF ASSOCIATION (THE "ARTICLES") OF THECOMPANY, THE MAXIMUM AGGREGATE AMOUNTOF FEES THAT THE COMPANY IS AUTHORISED TOPAY THE DIRECTORS FOR THEIR SERVICES ASDIRECTORS BE INCREASED TO GBP 950,000 WITHIMMEDIATE EFFECT | Management | For | For | |||||||||
| 5.1 | TO RE-ELECT JOSEF EL-RAGHY, WHO RETIRES INACCORDANCE WITH ARTICLE 33 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HIMSELF FOR RE-ELECTION AS ADIRECTOR | Management | For | For | |||||||||
| 5.2 | TO RE-ELECT ANDREW PARDEY, WHO RETIRES INACCORDANCE WITH ARTICLE 33 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HIMSELF FOR RE-ELECTION AS ADIRECTOR | Management | For | For | |||||||||
| 5.3 | TO RE-ELECT ROSS JERRARD, WHO RETIRES INACCORDANCE WITH ARTICLE 33 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HIMSELF FOR RE-ELECTION AS ADIRECTOR | Management | For | For | |||||||||
| 5.4 | TO RE-ELECT EDWARD HASLAM, WHO RETIRES INACCORDANCE WITH ARTICLE 33 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HIMSELF FOR RE-ELECTION AS ADIRECTOR | Management | For | For | |||||||||
| 5.5 | TO RE-ELECT ALISON BAKER, WHO RETIRES INACCORDANCE WITH ARTICLE 33 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HERSELF FOR RE-ELECTION AS ADIRECTOR | Management | For | For | |||||||||
| 5.6 | TO ELECT DR IBRAHIM FAWZY, WHO RETIRES INACCORDANCE WITH ARTICLE 29 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HIMSELF FOR ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.7 | TO RE-ELECT MARK ARNESEN, WHO RETIRES INACCORDANCE WITH ARTICLE 33 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HIMSELF FOR RE-ELECTION AS ADIRECTOR | Management | For | For | |||||||||
| 5.8 | TO RE-ELECT MARK BANKES, WHO RETIRES INACCORDANCE WITH ARTICLE 33 OF THECOMPANY'S ARTICLES AND, BEING ELIGIBLE,OFFERS HIMSELF FRO RE-ELECTION AS ADIRECTOR | Management | For | For | |||||||||
| 6.1 | TO APPOINT PRICEWATERHOUSECOOPERS LLP ASTHE COMPANY'S AUDITOR TO HOLD OFFICE FORTHE CONCLUSION OF THIS MEETING UNTIL THECONCLUSION OF THE NEXT ANNUAL GENERALMEETING AT WHICH THE ACCOUNTS ARE LAIDBEFORE THE MEETING | Management | For | For | |||||||||
| 6.2 | TO AUTHORISE THE DIRECTORS TO AGREE THEREMUNERATION OF THE AUDITOR | Management | For | For | |||||||||
| 7 | ALLOTMENT OF RELEVANT SECURITIES | Management | For | For | |||||||||
| 8.1 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||||
| 8.2 | THAT, SUBJECT TO THE PASSING OF RESOLUTION7 ABOVE, THE DIRECTORS BE GENERALLYEMPOWERED IN ADDITION TO 8.1, TO ALLOTEQUITY SECURITIES (AS SUCH TERM IS DEFINED INTHE COMPANY'S ARTICLES) PURSUANT TO THEAUTHORITY CONFERRED BY RESOLUTION 7 | Management | For | For | |||||||||
| 9 | MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | |||||||||
| NEWMONT MINING CORPORATION | |||||||||||||
| Security | 651639106 | Meeting Type | Special | ||||||||||
| Ticker Symbol | NEM | Meeting Date | 11-Apr-2019 | ||||||||||
| ISIN | US6516391066 | Agenda | 934949287 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1. | To approve an amendment and restatement of theNewmont Restated Certificate of Incorporation toincrease Newmont's authorized shares of common stockfrom 750,000,000 shares to 1,280,000,000 shares. | Management | No Action | ||||||||||
| 2. | To approve the issuance of shares of Newmont commonstock to Goldcorp shareholders in connection with thearrangement agreement, dated as of January 14, 2019,as amended. | Management | No Action | ||||||||||
| 3. | To approve adjournment or postponement of theNewmont special meeting, if necessary or appropriate, tosolicit additional proxies if there are not sufficient votes toapprove Proposal 1 or Proposal 2. | Management | No Action | ||||||||||
| AGNICO EAGLE MINES LIMITED | |||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | AEM | Meeting Date | 26-Apr-2019 | ||||||||||
| ISIN | CA0084741085 | Agenda | 934972072 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Dr. Leanne M. Baker | For | For | ||||||||||
| 2 | Sean Boyd | For | For | ||||||||||
| 3 | Martine A. Celej | For | For | ||||||||||
| 4 | Robert J. Gemmell | For | For | ||||||||||
| 5 | Mel Leiderman | For | For | ||||||||||
| 6 | Deborah McCombe | For | For | ||||||||||
| 7 | James D. Nasso | For | For | ||||||||||
| 8 | Dr. Sean Riley | For | For | ||||||||||
| 9 | J. Merfyn Roberts | For | For | ||||||||||
| 10 | Jamie C. Sokalsky | For | For | ||||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of theCompany for the ensuing year and authorizing theDirectors to fix their remuneration. | Management | For | For | |||||||||
| 3 | Consideration of and, if deemed advisable, the passing ofan ordinary resolution approving an amendment to theCompany's Incentive Share Purchase Plan. | Management | For | For | |||||||||
| 4 | Consideration of and, if deemed advisable, the passing ofa non-bindary, advisory resolution accepting theCompany's approach to executive compensation. | Management | For | For | |||||||||
| ALAMOS GOLD INC. | |||||||||||||
| Security | 011532108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | AGI | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | CA0115321089 | Agenda | 934967514 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Elaine Ellingham | For | For | ||||||||||
| 2 | David Fleck | For | For | ||||||||||
| 3 | David Gower | For | For | ||||||||||
| 4 | Claire M. Kennedy | For | For | ||||||||||
| 5 | John A. McCluskey | For | For | ||||||||||
| 6 | Monique Mercier | For | For | ||||||||||
| 7 | Paul J. Murphy | For | For | ||||||||||
| 8 | J. Robert S. Prichard | For | For | ||||||||||
| 9 | Ronald E. Smith | For | For | ||||||||||
| 10 | Kenneth Stowe | For | For | ||||||||||
| 2 | Appointment of KPMG LLP as auditors of the Companyfor the ensuing year and authorizing the directors to fixtheir remuneration. | Management | For | For | |||||||||
| 3 | To consider, and if deemed advisable, pass a resolutionto approve the Company's Long-Term Incentive Plan. | Management | For | For | |||||||||
| 4 | To consider, and if deemed advisable, pass a resolutionto approve the Company's Employee Share PurchasePlan. | Management | For | For | |||||||||
| 5 | To consider, and if deemed advisable, pass a resolutionto approve the Company's Fourth Amended andRestated Shareholder Rights Plan. | Management | For | For | |||||||||
| 6 | To consider, and if deemed advisable, pass a resolutionto approve an advisory resolution on the Company'sapproach to executive compensation. | Management | For | For | |||||||||
| ALAMOS GOLD INC. | |||||||||||||
| Security | 011532108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | AGI | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | CA0115321089 | Agenda | 934967526 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Elaine Ellingham | For | For | ||||||||||
| 2 | David Fleck | For | For | �� | |||||||||
| 3 | David Gower | For | For | ||||||||||
| 4 | Claire M. Kennedy | For | For | ||||||||||
| 5 | John A. McCluskey | For | For | ||||||||||
| 6 | Monique Mercier | For | For | ||||||||||
| 7 | Paul J. Murphy | For | For | ||||||||||
| 8 | J. Robert S. Prichard | For | For | ||||||||||
| 9 | Ronald E. Smith | For | For | ||||||||||
| 10 | Kenneth Stowe | For | For | ||||||||||
| 2 | Appointment of KPMG LLP as auditors of the Companyfor the ensuing year and authorizing the directors to fixtheir remuneration. | Management | For | For | |||||||||
| 3 | To consider, and if deemed advisable, pass a resolutionto approve the Company's Long-Term Incentive Plan. | Management | For | For | |||||||||
| 4 | To consider, and if deemed advisable, pass a resolutionto approve the Company's Employee Share PurchasePlan. | Management | For | For | |||||||||
| 5 | To consider, and if deemed advisable, pass a resolutionto approve the Company's Fourth Amended andRestated Shareholder Rights Plan. | Management | For | For | |||||||||
| 6 | To consider, and if deemed advisable, pass a resolutionto approve an advisory resolution on the Company'sapproach to executive compensation. | Management | For | For | |||||||||
| PRETIUM RESOURCES INC. | |||||||||||||
| Security | 74139C102 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | PVG | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | CA74139C1023 | Agenda | 934981134 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To set the Number of Directors at seven (7). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | ROBERT A. QUARTERMAIN | For | For | ||||||||||
| 2 | JOSEPH J. OVSENEK | For | For | ||||||||||
| 3 | GEORGE PASPALAS | For | For | ||||||||||
| 4 | PETER BIRKEY | For | For | ||||||||||
| 5 | DAVID SMITH | For | For | ||||||||||
| 6 | FAHEEM TEJANI | For | For | ||||||||||
| 7 | ROBIN BIENENSTOCK | For | For | ||||||||||
| 3 | To appoint PRICEWATERHOUSECOOPERS LLP asAuditors of the Company for the ensuing year and toauthorize the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To authorize and approve the Company's Incentive StockOption Plan, including the amendments thereto, and theunallocated options issuable thereunder. | Management | For | For | |||||||||
| 5 | To authorize and approve the Company's RestrictedShare Unit Plan, including the amendments thereto, andthe unallocated units issuable thereunder. | Management | For | For | |||||||||
| 6 | To authorize and approve the amendments to the Articlesand, as applicable, Notice of Articles of the Company toincrease the quorum requirement for meetings ofshareholders and to delete preferred shares from theCompany's share capital. | Management | For | For | |||||||||
| 7 | To authorize and approve a non-binding advisoryresolution accepting the Company's approach toexecutive compensation. | Management | For | For | |||||||||
| BARRICK GOLD CORPORATION | |||||||||||||
| Security | 067901108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GOLD | Meeting Date | 07-May-2019 | ||||||||||
| ISIN | CA0679011084 | Agenda | 934976260 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | D. M. Bristow | For | For | ||||||||||
| 2 | G. A. Cisneros | For | For | ||||||||||
| 3 | C. L. Coleman | For | For | ||||||||||
| 4 | J. M. Evans | For | For | ||||||||||
| 5 | B. L. Greenspun | For | For | ||||||||||
| 6 | J. B. Harvey | For | For | ||||||||||
| 7 | A. J. Quinn | For | For | ||||||||||
| 8 | J. L. Thornton | For | For | ||||||||||
| 2 | RESOLUTION APPROVING THE APPOINTMENT OFPRICEWATERHOUSECOOPERS LLP as the auditor ofBarrick and authorizing the directors to fix itsremuneration | Management | For | For | |||||||||
| 3 | ADVISORY RESOLUTION ON APPROACH TOEXECUTIVE COMPENSATION | Management | For | For | |||||||||
| PAN AMERICAN SILVER CORP. | |||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | PAAS | Meeting Date | 08-May-2019 | ||||||||||
| ISIN | CA6979001089 | Agenda | 934966853 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Ross J. Beaty | For | For | ||||||||||
| 2 | Michael Steinmann | For | For | ||||||||||
| 3 | Michael L. Carroll | For | For | ||||||||||
| 4 | Neil de Gelder | For | For | ||||||||||
| 5 | Walter T. Segsworth | For | For | ||||||||||
| 6 | Gillian D. Winckler | For | For | ||||||||||
| 7 | Charles A. Jeannes | For | For | ||||||||||
| 8 | C. Kevin McArthur | For | For | ||||||||||
| 2 | Appointment of Deloitte LLP as Auditors of theCorporation for the ensuing year and authorizing theDirectors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider and, if thought appropriate, to pass anordinary resolution approving the Corporation's approachto executive compensation, the complete text of which isset out in the information circular for the Meeting. | Management | For | For | |||||||||
| FRANCO-NEVADA CORPORATION | |||||||||||||
| Security | 351858204 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 08-May-2019 | |||||||||||
| ISIN | US3518582040 | Agenda | 934969455 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Pierre Lassonde | For | For | ||||||||||
| 2 | David Harquail | For | For | ||||||||||
| 3 | Tom Albanese | For | For | ||||||||||
| 4 | Derek W. Evans | For | For | ||||||||||
| 5 | Catharine Farrow | For | For | ||||||||||
| 6 | Louis Gignac | For | For | ||||||||||
| 7 | Jennifer Maki | For | For | ||||||||||
| 8 | Randall Oliphant | For | For | ||||||||||
| 9 | David R. Peterson | For | For | ||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP, CharteredAccountants, as Auditors of the Corporation for theensuing year and authorizing the Directors to fix theirremuneration. | Management | For | For | |||||||||
| 3 | Acceptance of the Corporation's approach to executivecompensation. | Management | For | For | |||||||||
| KINROSS GOLD CORPORATION | |||||||||||||
| Security | 496902404 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | KGC | Meeting Date | 08-May-2019 | ||||||||||
| ISIN | CA4969024047 | Agenda | 934976498 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Ian Atkinson | For | For | ||||||||||
| 2 | John A. Brough | For | For | ||||||||||
| 3 | Kerry D. Dyte | For | For | ||||||||||
| 4 | Ave G. Lethbridge | For | For | ||||||||||
| 5 | C. McLeod-Seltzer | For | For | ||||||||||
| 6 | Kelly J. Osborne | For | For | ||||||||||
| 7 | J. Paul Rollinson | For | For | ||||||||||
| 8 | David A. Scott | For | For | ||||||||||
| 2 | To approve the appointment of KPMG LLP, CharteredAccountants, as auditors of the Company for the ensuingyear and to authorize the directors to fix theirremuneration. | Management | For | For | |||||||||
| 3 | To consider and, if thought fit, to pass, an ordinaryresolution amending the Restricted Share Plan of theCompany to increase the number of common sharesreserved for issuance thereunder from 35,000,000 to50,000,000. | Management | For | For | |||||||||
| 4 | To consider, and, if deemed appropriate, to pass anadvisory resolution on Kinross' approach to executivecompensation. | Management | For | For | |||||||||
| WHEATON PRECIOUS METALS CORP. | |||||||||||||
| Security | 962879102 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | WPM | Meeting Date | 09-May-2019 | ||||||||||
| ISIN | CA9628791027 | Agenda | 934972387 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| a | DIRECTOR | Management | |||||||||||
| 1 | George L. Brack | For | For | ||||||||||
| 2 | John A. Brough | For | For | ||||||||||
| 3 | R. Peter Gillin | For | For | ||||||||||
| 4 | Chantal Gosselin | For | For | ||||||||||
| 5 | Douglas M. Holtby | For | For | ||||||||||
| 6 | Charles A. Jeannes | For | For | ||||||||||
| 7 | Eduardo Luna | For | For | ||||||||||
| 8 | Marilyn Schonberner | For | For | ||||||||||
| 9 | Randy V. J. Smallwood | For | For | ||||||||||
| b | The appointment of Deloitte LLP, IndependentRegistered Public Accounting Firm, as auditors for 2019and to authorize the directors to fix the auditors'remuneration. | Management | For | For | |||||||||
| c | A non-binding advisory resolution on the Company'sapproach to executive compensation. | Management | For | For | |||||||||
| ANGLOGOLD ASHANTI LIMITED | |||||||||||||
| Security | 035128206 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AU | Meeting Date | 09-May-2019 | ||||||||||
| ISIN | US0351282068 | Agenda | 934981982 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1.1 | Ordinary resolution 1 - Re-election of a director: Ms MDCRichter | Management | For | For | |||||||||
| 2.1 | Ordinary resolution 2.1 - Election of director: Mr KPMDushnisky | Management | For | For | |||||||||
| 2.2 | Ordinary resolution 2.2 - Election of director: Mr AMFerguson | Management | For | For | |||||||||
| 2.3 | Ordinary resolution 2.3 - Election of director: Mr JE Tilk | Management | For | For | |||||||||
| 3.1 | Ordinary resolution 3.1 - Re-appointment andappointment of Audit and Risk Committee member: Mr RGasant | Management | For | For | |||||||||
| 3.2 | Ordinary resolution 3.2 - Re-appointment andappointment of Audit and Risk Committee member: MrRJ Ruston | Management | For | For | |||||||||
| 3.3 | Ordinary resolution 3.3 - Re-appointment andappointment of Audit and Risk Committee member: MsMDC Richter | Management | For | For | |||||||||
| 3.4 | Ordinary resolution 3.4 - Re-appointment andappointment of Audit and Risk Committee member: MrAM Ferguson | Management | For | For | |||||||||
| 4. | Ordinary resolution 4 - Re-appointment of Ernst & YoungInc. as auditors of the company | Management | For | For | |||||||||
| 5. | Ordinary resolution 5 - General authority to directors toallot and issue ordinary shares | Management | For | For | |||||||||
| 6.1 | Ordinary resolution 6.1 - Separate non-binding advisoryendorsements of the AngloGold Ashanti Remunerationpolicy | Management | For | For | |||||||||
| 6.2 | Ordinary resolution 6.2 - Separate non-binding advisoryendorsements of the AngloGold Ashanti Implementationreport | Management | For | For | |||||||||
| 7. | Special resolution 1 - Remuneration of non-executivedirectors | Management | For | For | |||||||||
| 8. | Special resolution 2 - General authority to acquire thecompany's own shares | Management | For | For | |||||||||
| 9. | Special resolution 3 - General authority to directors toissue for cash, those ordinary shares which the directorsare authorised to allot and issue in terms of ordinaryresolution 5 | Management | For | For | |||||||||
| 10. | Special resolution 4 - General authority to providefinancial assistance in terms of Sections 44 and 45 of theCompanies Act | Management | For | For | |||||||||
| 11. | Ordinary resolution 7 - Directors' authority to implementspecial and ordinary resolutions | Management | For | For | |||||||||
| GOLDEN QUEEN MINING CO. LTD. | |||||||||||||
| Security | 38115J100 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | GQMNF | Meeting Date | 13-May-2019 | ||||||||||
| ISIN | CA38115J1003 | Agenda | 934995979 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To Set the Number of Directors at three (3). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Paul M. Blythe | For | For | ||||||||||
| 2 | Bryan A. Coates | For | For | ||||||||||
| 3 | Bernard Guarnera | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP asAuditors of the Company for the ensuing year andauthorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To approve the sale of 100% of the shares of GoldenQueen Mining Holdings Inc., which currently holds a 50%ownership interest in the Soledad Mountain Project, asmore particularly described in the accompanying proxystatement and management information circular ("ProxyStatement"). | Management | For | For | |||||||||
| 5 | To approve the share consolidation on a 10 existingcommon shares for each post-consolidation commonshare basis, as more particularly described in theaccompanying Proxy Statement. | Management | For | For | |||||||||
| 6 | To approve, on an advisory and non-binding basis,certain executive compensation, including compensationunder existing agreements that may be paid or becomepayable in connection with the sale of Golden QueenMining Holdings Inc., as more particularly described inthe accompanying Proxy Statement. | Management | For | For | |||||||||
| 7 | To vote, on an advisory and non-binding basis, on thefrequency of holding the Say-on-Pay votes in the future,as described in the accompanying Proxy Statement. | Management | 3 Years | For | |||||||||
| 8 | To approve the Company's 2019 Stock Option Plan, asmore particularly described in the accompanying ProxyStatement. | Management | Against | Against | |||||||||
| GOLDEN QUEEN MINING CO. LTD. | |||||||||||||
| Security | 38115J100 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | GQMNF | Meeting Date | 13-May-2019 | ||||||||||
| ISIN | CA38115J1003 | Agenda | 934995981 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To Set the Number of Directors at three (3). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Paul M. Blythe | For | For | ||||||||||
| 2 | Bryan A. Coates | For | For | ||||||||||
| 3 | Bernard Guarnera | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP asAuditors of the Company for the ensuing year andauthorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To approve the sale of 100% of the shares of GoldenQueen Mining Holdings Inc., which currently holds a 50%ownership interest in the Soledad Mountain Project, asmore particularly described in the accompanying proxystatement and management information circular ("ProxyStatement"). | Management | For | For | |||||||||
| 5 | To approve the share consolidation on a 10 existingcommon shares for each post-consolidation commonshare basis, as more particularly described in theaccompanying Proxy Statement. | Management | For | For | |||||||||
| 6 | To approve, on an advisory and non-binding basis,certain executive compensation, including compensationunder existing agreements that may be paid or becomepayable in connection with the sale of Golden QueenMining Holdings Inc., as more particularly described inthe accompanying Proxy Statement. | Management | For | For | |||||||||
| 7 | To vote, on an advisory and non-binding basis, on thefrequency of holding the Say-on-Pay votes in the future,as described in the accompanying Proxy Statement. | Management | 3 Years | For | |||||||||
| 8 | To approve the Company's 2019 Stock Option Plan, asmore particularly described in the accompanying ProxyStatement. | Management | Against | Against | |||||||||
| CONDOR GOLD PLC | |||||||||||||
| Security | G23474102 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 16-May-2019 | |||||||||||
| ISIN | GB00B8225591 | Agenda | 710797006 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTSFOR THE FINANCIAL YEAR ENDED 31 DECEMBER2018 AND THE REPORTS OF THE DIRECTORS ANDAUDITORS THEREON | Management | For | For | |||||||||
| 2 | TO RE-ELECT MS. KATE HARCOURT AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 3 | TO APPOINT PKF LITTLEJOHN LLP AS AUDITORS OFTHE COMPANY UNTIL THE NEXT ANNUAL GENERALMEETING | Management | For | For | |||||||||
| 4 | TO AUTHORISE THE DIRECTORS TO SET THEAUDITOR'S REMUNERATION | Management | For | For | |||||||||
| 5 | TO AUTHORISE THE DIRECTORS TO ALLOTRELEVANT SECURITIES UP TO AN AGGREGATENOMINAL AMOUNT OF GBP 20,000,000 | Management | Against | Against | |||||||||
| 6 | TO AUTHORISE THE ALLOTMENT OF RELEVANTSECURITIES UP TO AN AGGREGATE NOMINALAMOUNT OF GBP 20,000,000 FREE OF PRE-EMPTIONRIGHTS | Management | Against | Against | |||||||||
| CMMT | 27 MAR 2019: PLEASE NOTE THAT THE MEETINGTYPE WAS CHANGED FROM MIX TO AGM.-IF YOUHAVE ALREADY SENT IN YOUR VOTES, PLEASE DONOT VOTE AGAIN UNLESS YOU-DECIDE TO AMENDYOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||
| FRESNILLO PLC | |||||||||||||
| Security | G371E2108 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 21-May-2019 | |||||||||||
| ISIN | GB00B2QPKJ12 | Agenda | 710995664 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | RECEIVING THE 2018 REPORT AND ACCOUNTS | Management | For | For | |||||||||
| 2 | APPROVAL OF THE FINAL DIVIDEND | Management | For | For | |||||||||
| 3 | APPROVAL OF THE ANNUAL REPORT ONREMUNERATION | Management | For | For | |||||||||
| 4 | RE-ELECTION OF MR ALBERTO BAILLERES AS ADIRECTOR | Management | For | For | |||||||||
| 5 | RE-ELECTION OF MR ALEJANDRO BAILLERES AS ADIRECTOR | Management | For | For | |||||||||
| 6 | RE-ELECTION OF MR JUAN BORDES AS ADIRECTOR | Management | For | For | |||||||||
| 7 | RE-ELECTION OF MR ARTURO FERNANDEZ AS ADIRECTOR | Management | For | For | |||||||||
| 8 | RE-ELECTION OF MR JAIME LOMELIN AS ADIRECTOR | Management | For | For | |||||||||
| 9 | RE-ELECTION OF MR FERNANDO RUIZ AS ADIRECTOR | Management | Against | Against | |||||||||
| 10 | RE-ELECTION OF MR CHARLES JACOBS AS ADIRECTOR | Management | For | For | |||||||||
| 11 | RE-ELECTION OF MS BARBARA GARZA LAGUERAAS A DIRECTOR | Management | For | For | |||||||||
| 12 | RE-ELECTION OF MR ALBERTO TIBURCIO AS ADIRECTOR | Management | For | For | |||||||||
| 13 | RE-ELECTION OF DAME JUDITH MACGREGOR AS ADIRECTOR | Management | For | For | |||||||||
| 14 | RE-ELECTION OF MS GEORGINA KESSEL AS ADIRECTOR | Management | For | For | |||||||||
| 15 | ELECTION OF MR LUIS ROBLES AS A DIRECTOR | Management | For | For | |||||||||
| 16 | APPROVAL OF THE DIRECTORS' REMUNERATIONPOLICY | Management | For | For | |||||||||
| 17 | RE-APPOINTMENT OF ERNST & YOUNG LLP ASAUDITORS | Management | For | For | |||||||||
| 18 | AUTHORITY TO SET THE REMUNERATION OF THEAUDITORS | Management | For | For | |||||||||
| 19 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||
| 20 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTSFOR SHARES ISSUED WHOLLY FOR CASH | Management | For | For | |||||||||
| 21 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTSFOR SHARES ISSUED WHOLLY FOR CASH ANDUSED ONLY FOR FINANCING ACQUISITIONS ORCAPITAL INVESTMENTS | Management | For | For | |||||||||
| 22 | AUTHORITY FOR THE COMPANY TO PURCHASE ITSOWN SHARES | Management | For | For | |||||||||
| 23 | NOTICE PERIOD OF 14 CLEAR DAYS FOR AGENERAL MEETING | Management | For | For | |||||||||
| RTG MINING INC | |||||||||||||
| Security | G7707W178 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 24-May-2019 | |||||||||||
| ISIN | AU000000RTG4 | Agenda | 710931228 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | TO APPOINT BDO AUDIT (WA) PTY LTD. ASAUDITORS OF THE COMPANY FOR THE ENSUINGYEAR AND TO AUTHORIZE THE DIRECTORS TO FIXTHE AUDITOR'S REMUNERATION | Management | For | For | |||||||||
| 2 | TO SET THE NUMBER OF DIRECTORS OF THECOMPANY AT FIVE (5) FOR THE ENSUING YEAR | Management | For | For | |||||||||
| 3.1 | ELECTION OF DIRECTOR: MR. MICHAEL CARRICK | Management | For | For | |||||||||
| 3.2 | ELECTION OF DIRECTOR: MS. JUSTINE MAGEE | Management | For | For | |||||||||
| 3.3 | ELECTION OF DIRECTOR: MR. ROBERT SCOTT | Management | For | For | |||||||||
| 3.4 | ELECTION OF DIRECTOR: MR. DAVID CRUSE | Management | For | For | |||||||||
| 3.5 | ELECTION OF DIRECTOR: MR. PHILLIP LOCKYER | Management | For | For | |||||||||
| CMMT | 11 APR 2019: VOTING EXCLUSIONS APPLY TO THISMEETING FOR PROPOSALS 1, 2 AND-VOTES CASTBY ANY INDIVIDUAL OR RELATED PARTY WHOBENEFIT FROM THE PASSING OF-THE PROPOSAL/SWILL BE DISREGARDED BY THE COMPANY. HENCE,IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TOOBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ONTHE RELEVANT PROPOSAL ITEMS. BY DOING-SO,YOU ACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THEPASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST)-ON THE ABOVEMENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED-BENEFIT NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT-PROPOSAL/S AND YOU COMPLYWITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| CMMT | 11 APR 2019: PLEASE NOTE THAT THIS IS AREVISION DUE TO ADDITION OF COMMENT-ANDMODIFICATION OF THE TEXT OF RESOLUTION 2. IFYOU HAVE ALREADY SENT IN-YOUR VOTES,PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDETO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANKYOU. | Non-Voting | |||||||||||
| GOLD ROAD RESOURCES LTD | |||||||||||||
| Security | Q4202N117 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 29-May-2019 | |||||||||||
| ISIN | AU000000GOR5 | Agenda | 710996452 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FORPROPOSALS 2, 5 TO 9 AND VOTES-CAST BY ANYINDIVIDUAL OR RELATED PARTY WHO BENEFITFROM THE PASSING OF THE-PROPOSAL/S WILL BEDISREGARDED BY THE COMPANY. HENCE, IF YOUHAVE OBTAINED-BENEFIT OR EXPECT TO OBTAINFUTURE BENEFIT (AS REFERRED IN THE COMPANY-ANNOUNCEMENT) VOTE ABSTAIN ON THERELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINEDBENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BYVOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGETHAT YOU HAVE NOT OBTAINED BENEFIT-NEITHEREXPECT TO OBTAIN BENEFIT BY THE PASSING OFTHE RELEVANT PROPOSAL/S-AND YOU COMPLYWITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 2 | REMUNERATION REPORT | Management | For | For | |||||||||
| 3 | ELECTION OF DIRECTOR - MS SHARONWARBURTON | Management | For | For | |||||||||
| CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FORTHE COMPANY, A SHARE TRANSFER TO-THEOFFEROR CANNOT BE REGISTERED UNTIL THE BIDIS APPROVED BY MEMBERS NOT-ASSOCIATEDWITH THE BIDDER. THE RESOLUTION MUST BECONSIDERED AT A MEETING-HELD MORE THAN 14DAYS BEFORE THE BID CLOSES. EACH MEMBERHAS ONE VOTE FOR-EACH FULLY PAID SHAREHELD. THE VOTE IS DECIDED ON A SIMPLEMAJORITY. THE-BIDDER AND ITS ASSOCIATES ARENOT ALLOWED TO VOTE | Non-Voting | |||||||||||
| 4 | APPROVAL OF PROPORTIONAL TAKEOVERPROVISIONS | Management | For | For | |||||||||
| 5 | GRANT OF PERFORMANCE RIGHTS - MR DUNCANGIBBS - ON-BOARDING SHARE ISSUE | Management | For | For | |||||||||
| 6 | GRANT OF LONG TERM INCENTIVE PERFORMANCERIGHTS - MR DUNCAN GIBBS - 2021 LTI PROGRAM | Management | For | For | |||||||||
| 7 | GRANT OF SHORT TERM INCENTIVEPERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2019STI PROGRAM | Management | For | For | |||||||||
| 8 | GRANT OF LONG TERM INCENTIVE PERFORMANCERIGHTS - MR JUSTIN OSBORNE - 2021 LTIPROGRAM | Management | For | For | |||||||||
| 9 | GRANT OF SHORT TERM INCENTIVEPERFORMANCE RIGHTS - MR JUSTIN OSBORNE -2019 STI PROGRAM | Management | For | For | |||||||||
| CONTINENTAL GOLD INC. | |||||||||||||
| Security | 21146A108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | CGOOF | Meeting Date | 30-May-2019 | ||||||||||
| ISIN | CA21146A1084 | Agenda | 935011065 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Leon Teicher | For | For | ||||||||||
| 2 | Ari B. Sussman | For | For | ||||||||||
| 3 | Martín Carrizosa | For | For | ||||||||||
| 4 | Stephen Gottesfeld | For | For | ||||||||||
| 5 | Dr. Claudia Jiménez | For | For | ||||||||||
| 6 | Paul J. Murphy | For | For | ||||||||||
| 7 | Christopher Sattler | For | For | ||||||||||
| 8 | Dr. Kenneth G. Thomas | For | For | ||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP asAuditors of the Company for the ensuing year andauthorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider, and if thought advisable, to pass an ordinaryresolution, on a disinterested basis, to approve theissuance of certain common shares of the Company toNewmont Mining Corporation ("Newmont") uponconversion of a US$50 million convertible debenturedated March 15, 2019, as more particularly described inthe accompanying management information circular. | Management | For | For | |||||||||
| NEWMONT MINING CORPORATION | |||||||||||||
| Security | 651639106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NEM | Meeting Date | 04-Jun-2019 | ||||||||||
| ISIN | US6516391066 | Agenda | 935004298 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1a. | Election of Director: G. H. Boyce | Management | For | For | |||||||||
| 1b. | Election of Director: B. R. Brook | Management | For | For | |||||||||
| 1c. | Election of Director: J. K. Bucknor | Management | For | For | |||||||||
| 1d. | Election of Director: J. A. Carrabba | Management | For | For | |||||||||
| 1e. | Election of Director: N. Doyle | Management | For | For | |||||||||
| 1f. | Election of Director: G. J. Goldberg | Management | For | For | |||||||||
| 1g. | Election of Director: V. M. Hagen | Management | For | For | |||||||||
| 1h. | Election of Director: S. E. Hickok | Management | For | For | |||||||||
| 1i. | Election of Director: R. Médori | Management | For | For | |||||||||
| 1j. | Election of Director: J. Nelson | Management | For | For | |||||||||
| 1k. | Election of Director: J. M. Quintana | Management | For | For | |||||||||
| 1l. | Election of Director: M. P. Zhang | Management | For | For | |||||||||
| 2. | Approve, on an Advisory Basis, Named Executive OfficerCompensation. | Management | For | For | |||||||||
| 3. | Ratify Appointment of Independent Registered PublicAccounting Firm for 2019. | Management | For | For | |||||||||
| DETOUR GOLD CORPORATION | |||||||||||||
| Security | 250669108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | DRGDF | Meeting Date | 05-Jun-2019 | ||||||||||
| ISIN | CA2506691088 | Agenda | 935026004 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | André Falzon | For | For | ||||||||||
| 2 | Steven Feldman | For | For | ||||||||||
| 3 | Judy Kirk | For | For | ||||||||||
| 4 | Michael McMullen | For | For | ||||||||||
| 5 | Christopher Robison | For | For | ||||||||||
| 6 | Ronald Simkus | For | For | ||||||||||
| 7 | Dawn Whittaker | For | For | ||||||||||
| 8 | William C. Williams | For | For | ||||||||||
| 2 | Appointment of KPMG LLP, Chartered ProfessionalAccountants, as Auditors of the Corporation, to holdoffice until the next annual meeting of shareholders, andauthorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To approve the resolution approving the Corporation'samended and restated performance and restricted shareunit plan, as more particularly described in theaccompanying Management Information Circular datedMay 3, 2019 (the "Management Information Circular"). | Management | For | For | |||||||||
| 4 | To approve the resolution approving the Corporation'samended and restated share option plan, as moreparticularly described in the Management InformationCircular. | Management | For | For | |||||||||
| 5 | To approve the non-binding advisory resolution on theCorporation's approach to executive compensation, asmore particularly described in the ManagementInformation Circular. | Management | For | For | |||||||||
| HOCHSCHILD MINING PLC | |||||||||||||
| Security | G4611M107 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 06-Jun-2019 | |||||||||||
| ISIN | GB00B1FW5029 | Agenda | 711144600 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | THAT, THE AUDITED ACCOUNTS OF THE COMPANYFOR THE YEAR ENDED 31 DECEMBER 2018,TOGETHER WITH THE DIRECTORS' REPORT ANDTHE AUDITORS' REPORT THEREON BE RECEIVED | Management | For | For | |||||||||
| 2 | THAT, THE DIRECTORS' REMUNERATION REPORTFOR THE YEAR ENDED 31 DECEMBER 2018 BEAPPROVED | Management | For | For | |||||||||
| 3 | THAT, A FINAL DIVIDEND FOR THE FINANCIAL YEARENDED 31 DECEMBER 2018 OF 1.959 US CENTS PERORDINARY SHARE BE APPROVED | Management | For | For | |||||||||
| 4 | THAT, GRAHAM BIRCH BE RE-ELECTED AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 5 | THAT, JORGE BORN JR BE RE-ELECTED AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 6 | THAT, IGNACIO BUSTAMANTE BE RE-ELECTED AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 7 | THAT, EDUARDO HOCHSCHILD BE RE-ELECTED ASA DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||||
| 8 | THAT, EILEEN KAMERICK BE RE-ELECTED AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 9 | THAT, DIONISIO ROMERO PAOLETTI BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||||
| 10 | THAT, MICHAEL RAWLINSON BE RE-ELECTED AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 11 | THAT, SANJAY SARMA BE RE-ELECTED AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 12 | THAT, ERNST & YOUNG LLP BE RE-APPOINTED ASAUDITORS OF THE COMPANY (THE 'AUDITORS')UNTIL THE CONCLUSION OF THE NEXT GENERALMEETING AT WHICH ACCOUNTS ARE LAID BEFORETHE COMPANY | Management | For | For | |||||||||
| 13 | THAT, THE AUDIT COMMITTEE OF THE COMPANYBE AUTHORISED TO SET THE REMUNERATION OFTHE AUDITORS | Management | For | For | |||||||||
| 14 | THAT, THE DIRECTORS BE AND ARE HEREBYGENERALLY AND UNCONDITIONALLY AUTHORISEDPURSUANT TO AND IN ACCORDANCE WITHSECTION 551 OF THE COMPANIES ACT 2006 (THE'2006 ACT') TO EXERCISE ALL THE POWERS OF THECOMPANY TO ALLOT SHARES OR GRANT RIGHTSTO SUBSCRIBE FOR OR TO CONVERT ANYSECURITY INTO SHARES: 14.1 UP TO AN | Management | For | For | |||||||||
| AGGREGATE NOMINAL AMOUNT OF GBP 42,541,90514.2 COMPRISING EQUITY SECURITIES (ASDEFINED IN SECTION 560(1) OF THE 2006 ACT) UPTO A FURTHER AGGREGATE NOMINAL AMOUNT OFGBP 42,541,905 IN CONNECTION WITH AN OFFER BYWAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TOAPPLY IN SUBSTITUTION FOR ALL PREVIOUSAUTHORITIES AND TO EXPIRE AT THE END OF THENEXT ANNUAL GENERAL MEETING OF THECOMPANY OR ON 30 JUNE 2020, WHICHEVER ISTHE EARLIER BUT, IN EACH CASE, SO THAT THECOMPANY MAY MAKE OFFERS AND ENTER INTOAGREEMENTS DURING THE RELEVANT PERIODWHICH WOULD OR MIGHT REQUIRE SHARES TO BEALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TOCONVERT ANY SECURITY INTO SHARES TO BEGRANTED AFTER THE AUTHORITY ENDS. FOR THEPURPOSES OF THIS RESOLUTION 'RIGHTS ISSUE'MEANS AN OFFER TO: (I) ORDINARYSHAREHOLDERS IN PROPORTION (AS NEARLY ASMAY BE PRACTICABLE) TO THEIR EXISTINGHOLDINGS; AND (II) PEOPLE WHO ARE HOLDERSOF OTHER EQUITY SECURITIES IF THIS ISREQUIRED BY THE RIGHTS OF THOSE SECURITIESOR, IF THE DIRECTORS CONSIDER IT NECESSARY,AS PERMITTED BY THE RIGHTS OF THOSESECURITIES, TO SUBSCRIBE FOR FURTHERSECURITIES BY MEANS OF THE ISSUE OF ARENOUNCEABLE LETTER (OR OTHER NEGOTIABLEDOCUMENT) WHICH MAY BE TRADED FOR APERIOD BEFORE PAYMENT FOR THE SECURITIES ISDUE, BUT SUBJECT IN BOTH CASES TO SUCHEXCLUSIONS OR OTHER ARRANGEMENTS AS THEDIRECTORS MAY DEEM NECESSARY OREXPEDIENT IN RELATION TO TREASURY SHARES,FRACTIONAL ENTITLEMENTS, RECORD DATES ORLEGAL, REGULATORY OR PRACTICAL PROBLEMSIN, OR UNDER THE LAWS OF, ANY TERRITORY | |||||||||||||
| 15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION14 ABOVE, THE DIRECTORS BE AUTHORISED TOALLOT EQUITY SECURITIES (AS DEFINED INSECTION 560(1) OF THE 2006 ACT) WHOLLY FORCASH: 15.1 PURSUANT TO THE AUTHORITY GIVENBY PARAGRAPH 14.1 OF RESOLUTION 14 ABOVE ORWHERE THE ALLOTMENT CONSTITUTES ANALLOTMENT OF EQUITY SECURITIES BY VIRTUE OFSECTION 560(3) OF THE 2006 ACT IN EACH CASE: (I)IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND(II) OTHERWISE THAN IN CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO AN AGGREGATE NOMINALAMOUNT OF GBP 6,381,924; AND 15.2 PURSUANTTO THE AUTHORITY GIVEN BY PARAGRAPH 14.2 OFRESOLUTION 14 ABOVE IN CONNECTION WITH ARIGHTS ISSUE, AS IF SECTION 561(1) OF THE 2006ACT DID NOT APPLY TO ANY SUCH ALLOTMENT;SUCH AUTHORITY TO EXPIRE AT THE END OF THENEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30JUNE 2020, WHICHEVER IS EARLIER BUT SO THATTHE COMPANY MAY, BEFORE SUCH EXPIRY, MAKEOFFERS, AND ENTER INTO AGREEMENTS DURINGTHIS PERIOD WHICH WOULD, OR MIGHT, REQUIREEQUITY SECURITIES TO BE ALLOTTED ANDTREASURY SHARES TO BE SOLD AFTER THEAUTHORITY GIVEN BY THIS RESOLUTION HASEXPIRED AND THE DIRECTORS MAY ALLOT EQUITYSECURITIES AND SELL TREASURY SHARES UNDERANY SUCH OFFER OR AGREEMENT AS IF THEAUTHORITY HAD NOT EXPIRED. FOR THEPURPOSES OF THIS RESOLUTION: (I) 'RIGHTSISSUE' HAS THE SAME MEANING AS IN RESOLUTION14 ABOVE; (II) 'PRE-EMPTIVE OFFER' MEANS ANOFFER OF EQUITY SECURITIES OPEN FORACCEPTANCE FOR A PERIOD FIXED BY THEDIRECTORS TO (A) HOLDERS (OTHER THAN THECOMPANY) ON THE REGISTER ON A RECORD DATEFIXED BY THE DIRECTORS OF ORDINARY SHARESIN PROPORTION TO THEIR RESPECTIVE HOLDINGSAND (B) OTHER PERSONS SO ENTITLED BY VIRTUEOF THE RIGHTS ATTACHING TO ANY OTHEREQUITY SECURITIES HELD BY THEM, BUT SUBJECTIN BOTH CASES TO SUCH EXCLUSIONS OR OTHERARRANGEMENTS AS THE DIRECTORS MAY DEEMNECESSARY OR EXPEDIENT IN RELATION TOTREASURY SHARES, FRACTIONAL ENTITLEMENTS,RECORD DATES OR LEGAL, REGULATORY ORPRACTICAL PROBLEMS IN, OR UNDER THE LAWSOF, ANY TERRITORY; (III) REFERENCES TO ANALLOTMENT OF EQUITY SECURITIES SHALLINCLUDE A SALE OF TREASURY SHARES; AND (IV)THE NOMINAL AMOUNT OF ANY SECURITIES SHALLBE TAKEN TO BE, IN THE CASE OF RIGHTS TOSUBSCRIBE FOR OR CONVERT ANY SECURITIESINTO SHARES OF THE COMPANY, THE NOMINALAMOUNT OF SUCH SHARES WHICH MAY BEALLOTTED PURSUANT TO SUCH RIGHTS | Management | For | For | |||||||||
| 16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION14 ABOVE AND IN ADDITION TO ANY AUTHORITYGRANTED UNDER RESOLUTION 15 ABOVE, THEDIRECTORS BE AUTHORISED TO ALLOT EQUITYSECURITIES (AS DEFINED IN SECTION 560(1) OFTHE 2006 ACT) WHOLLY FOR CASH PURSUANT TOTHE AUTHORITY GIVEN BY RESOLUTION 14 ABOVEOR WHERE THE ALLOTMENT CONSTITUTES ANALLOTMENT OF EQUITY SECURITIES BY VIRTUE OFSECTION 560(3) OF THE 2006 ACT AS IF SECTION561(1) OF THE 2006 ACT DID NOT APPLY TO ANYSUCH ALLOTMENT, SUCH AUTHORITY TO BE: 16.1LIMITED TO THE ALLOTMENT OF EQUITYSECURITIES OR SALE OF TREASURY SHARES UPTO AN AGGREGATE NOMINAL AMOUNT OF GBP6,381,924; AND 16.2 USED ONLY FOR THEPURPOSES OF FINANCING (OR REFINANCING, IFTHE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) ATRANSACTION WHICH THE BOARD OF DIRECTORSOF THE COMPANY DETERMINES TO BE ANACQUISITION OR OTHER CAPITAL INVESTMENT OFA KIND CONTEMPLATED BY THE STATEMENT OFPRINCIPLES ON DISAPPLYING PRE-EMPTIONRIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THISNOTICE, SUCH AUTHORITY TO EXPIRE AT THE ENDOF THE NEXT ANNUAL GENERAL MEETING OF THECOMPANY OR AT THE CLOSE OF BUSINESS ON 30JUNE 2020, WHICHEVER IS THE EARLIER, BUT SOTHAT THE COMPANY MAY, BEFORE SUCH EXPIRY,MAKE OFFERS AND ENTER INTO AGREEMENTSWHICH WOULD, OR MIGHT, REQUIRE EQUITYSECURITIES TO BE ALLOTTED AND TREASURYSHARES TO BE SOLD AFTER THE AUTHORITYGIVEN BY THIS RESOLUTION HAS EXPIRED ANDTHE DIRECTORS MAY ALLOT EQUITY SECURITIESAND SELL TREASURY SHARES UNDER ANY SUCHOFFER OR AGREEMENT AS IF THE AUTHORITY HADNOT EXPIRED | Management | For | For | |||||||||
| 17 | THAT, THE COMPANY BE AND IS HEREBYGENERALLY AND UNCONDITIONALLY AUTHORISEDFOR THE PURPOSE OF SECTION 701 OF THE 2006ACT TO MAKE ONE OR MORE MARKET PURCHASES(AS DEFINED IN SECTION 693 OF THAT ACT) OFORDINARY SHARES OF GBP 0.25 EACH IN THECAPITAL OF THE COMPANY PROVIDED THAT: 17.1THE MAXIMUM AGGREGATE NUMBER OFORDINARY SHARES AUTHORISED TO BEPURCHASED IS 51,055,392 (REPRESENTING ANAMOUNT EQUAL TO 10 PER CENT OF THECOMPANY'S ISSUED ORDINARY SHARE CAPITAL ASAT 23 APRIL 2019); 17.2 THE MINIMUM PRICE WHICHMAY BE PAID FOR AN ORDINARY SHARE IS GBP0.25 PER ORDINARY SHARE; 17.3 THE MAXIMUMPRICE WHICH MAY BE PAID FOR AN ORDINARYSHARE IS AN AMOUNT EQUAL TO THE HIGHER OF(I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGECLOSING PRICE OF SUCH ORDINARY SHARES FORTHE FIVE BUSINESS DAYS ON THE LONDON STOCKEXCHANGE PRIOR TO THE DATE OF PURCHASE;AND (II) AN AMOUNT EQUAL TO THE HIGHER OFTHE PRICE OF THE LAST INDEPENDENT TRADE OFANY ORDINARY SHARE AND THE HIGHESTCURRENT INDEPENDENT BID FOR AN ORDINARYSHARE AS DERIVED FROM THE LONDON STOCKEXCHANGE ELECTRONIC TRADING SERVICE; 17.4THIS AUTHORITY SHALL EXPIRE AT THECONCLUSION OF THE ANNUAL GENERAL MEETINGOF THE COMPANY HELD IN 2020 OR, IF EARLIER, 30JUNE 2020 (EXCEPT IN RELATION TO THE PURCHASE OF SHARES THE CONTRACT FORWHICH WAS CONCLUDED BEFORE THE EXPIRY OFSUCH AUTHORITY AND WHICH MIGHT BEEXECUTED WHOLLY OR PARTLY AFTER SUCHEXPIRY) UNLESS SUCH AUTHORITY IS RENEWEDPRIOR TO SUCH TIME | Management | For | For | |||||||||
| 18 | THAT, A GENERAL MEETING OTHER THAN ANANNUAL GENERAL MEETING MAY BE CALLED ONNOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||
| NORTHERN DYNASTY MINERALS LTD. | |||||||||||||
| Security | 66510M204 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NAK | Meeting Date | 11-Jun-2019 | ||||||||||
| ISIN | CA66510M2040 | Agenda | 935021395 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Ronald W. Thiessen | For | For | ||||||||||
| 2 | Robert A. Dickinson | For | For | ||||||||||
| 3 | Desmond M. Balakrishnan | For | For | ||||||||||
| 4 | Steven A. Decker | For | For | ||||||||||
| 5 | Gordon B. Keep | For | For | ||||||||||
| 6 | David C. Laing | For | For | ||||||||||
| 7 | Christian Milau | For | For | ||||||||||
| 8 | Kenneth W. Pickering | For | For | ||||||||||
| 2 | To appoint Deloitte, Chartered Professional Accountants,as Auditor of the Company for the ensuing year. | Management | For | For | |||||||||
| 3 | To approve the ordinary resolution to ratify and approvethe Shareholder Rights Plan of the Company, asamended and extended, for continuation, as described inthe Company's Information Circular prepared for theMeeting. | Management | Against | Against | |||||||||
| MAG SILVER CORP. | |||||||||||||
| Security | 55903Q104 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | MAG | Meeting Date | 13-Jun-2019 | ||||||||||
| ISIN | CA55903Q1046 | Agenda | 935035320 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Peter D. Barnes | For | For | ||||||||||
| 2 | Richard P. Clark | For | For | ||||||||||
| 3 | Jill D. Leversage | For | For | ||||||||||
| 4 | Daniel T. MacInnis | For | For | ||||||||||
| 5 | George N. Paspalas | For | For | ||||||||||
| 6 | Jonathan A. Rubenstein | For | For | ||||||||||
| 7 | Derek C. White | For | For | ||||||||||
| 3 | To appoint Deloitte LLP, an Independent RegisteredPublic Accounting Firm, as the Auditor of the Companyfor the ensuing year and to authorize the Directors to fixtheir remuneration. | Management | For | For | |||||||||
| 4 | To reconfirm and approve the continuation of theShareholder Rights Plan of the Company in accordancewith its terms. | Management | Against | Against | |||||||||
| 5 | To consider and, if deemed advisable, approve a non-binding advisory resolution to accept the Company'sapproach to executive compensation. | Management | For | For | |||||||||
| ALACER GOLD CORP. | |||||||||||||
| Security | 010679108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | ALIAF | Meeting Date | 14-Jun-2019 | ||||||||||
| ISIN | CA0106791084 | Agenda | 935027082 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Rodney P. Antal | For | For | ||||||||||
| 2 | Thomas R. Bates, Jr. | For | For | ||||||||||
| 3 | Edward C. Dowling, Jr. | For | For | ||||||||||
| 4 | Richard P. Graff | For | For | ||||||||||
| 5 | Anna Kolonchina | For | For | ||||||||||
| 6 | Alan P. Krusi | For | For | ||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP asAuditors. | Management | For | For | |||||||||
| 3 | Advisory Resolution on the Corporation's Approach toExecutive Compensation. | Management | For | For | |||||||||
| B2GOLD CORP. | |||||||||||||
| Security | 11777Q209 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | BTG | Meeting Date | 14-Jun-2019 | ||||||||||
| ISIN | CA11777Q2099 | Agenda | 935035825 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To set the number of Directors at eight (8). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Mr. Kevin Bullock | For | For | ||||||||||
| 2 | Mr. Robert Cross | For | For | ||||||||||
| 3 | Mr. Robert Gayton | For | For | ||||||||||
| 4 | Mr. Clive Johnson | For | For | ||||||||||
| 5 | Mr. George Johnson | For | For | ||||||||||
| 6 | Mr. Jerry Korpan | For | For | ||||||||||
| 7 | Mr. Bongani Mtshisi | For | For | ||||||||||
| 8 | Ms. Robin Weisman | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP asAuditors of the Corporation for the ensuing year andauthorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To ratify and approve the PSU Plan Resolution relating tothe adoption of the Performance Share Unit Plan, asdescribed in the Management Information Circular ofB2Gold Corp. for the Annual General and SpecialMeeting of the shareholders to be held on June 14, 2019. | Shareholder | For | For | |||||||||
| 5 | To approve a non-binding advisory resolution acceptingthe Corporation's approach to executive compensation,as described in the Management Information Circular ofB2Gold Corp. for the Annual General and SpecialMeeting of the shareholders to be held on June 14, 2019. | Management | For | For | |||||||||
| FORTUNA SILVER MINES INC. | |||||||||||||
| Security | 349915108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | FSM | Meeting Date | 20-Jun-2019 | ||||||||||
| ISIN | CA3499151080 | Agenda | 935028666 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Jorge Ganoza Durant | For | For | ||||||||||
| 2 | Simon Ridgway | For | For | ||||||||||
| 3 | Mario Szotlender | For | For | ||||||||||
| 4 | David Farrell | For | For | ||||||||||
| 5 | David Laing | For | For | ||||||||||
| 6 | Alfredo Sillau | For | For | ||||||||||
| 7 | Kylie Dickson | For | For | ||||||||||
| 3 | Appointment of KPMG LLP as Auditors of theCorporation for the ensuing year and authorizing theDirectors to fix their remuneration. | Management | For | For | |||||||||
| TOREX GOLD RESOURCES INC. | |||||||||||||
| Security | 891054603 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | TORXF | Meeting Date | 20-Jun-2019 | ||||||||||
| ISIN | CA8910546032 | Agenda | 935032766 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | A. T. MacGibbon | For | For | ||||||||||
| 2 | Andrew B. Adams | For | For | ||||||||||
| 3 | James A. Crombie | For | For | ||||||||||
| 4 | Franklin L. Davis | For | For | ||||||||||
| 5 | David A. Fennell | For | For | ||||||||||
| 6 | Michael D. Murphy | For | For | ||||||||||
| 7 | William M. Shaver | For | For | ||||||||||
| 8 | Elizabeth A. Wademan | For | For | ||||||||||
| 9 | Frederick M. Stanford | For | For | ||||||||||
| 2 | Appointment of KPMG LLP, Chartered ProfessionalAccountants, as auditors of the Company for the ensuingyear and authorizing the directors to fix theirremuneration. | Management | For | For | |||||||||
| 3 | Approval of all unallocated share units under theCompany's employee share unit plan. | Management | For | For | |||||||||
| 4 | Approval of all unallocated options under the Company'sincentive stock option plan. | Management | For | For | |||||||||
| 5 | Approval of unallocated restricted share units andamendments to the Company's restricted share plan. | Management | For | For | |||||||||
| 6 | To consider and, if deemed appropriate, to pass, with orwithout variation, a non-binding advisory resolution onexecutive compensation. | Management | For | For | |||||||||
| ENDEAVOUR MINING CORPORATION | |||||||||||||
| Security | G3040R158 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | EDVMF | Meeting Date | 24-Jun-2019 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 935040624 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Michael Beckett | For | For | ||||||||||
| 2 | James Askew | For | For | ||||||||||
| 3 | Olivier Colom | For | For | ||||||||||
| 4 | Livia Mahler | For | For | ||||||||||
| 5 | Wayne McManus | For | For | ||||||||||
| 6 | Sébastien de Montessus | For | For | ||||||||||
| 7 | Naguib Sawiris | For | For | ||||||||||
| 2 | Appointment of Deloitte LLP as Auditors of theCorporation for the ensuing year and authorizing theDirectors to fix their remuneration. | Management | For | For | |||||||||
| 3 | On an advisory basis, and not to diminish the role andresponsibilities of the Board, the shareholders supportthe executive compensation and the framework forremuneration disclosed in the Corporation's Circulardelivered in advance of the June 24, 2019 annualmeeting of shareholders. | Management | For | For | |||||||||
| HUMMINGBIRD RESOURCES PLC | |||||||||||||
| Security | G4706Q104 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2019 | |||||||||||
| ISIN | GB00B60BWY28 | Agenda | 711275633 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORTFOR THE 12 MONTH PERIOD ENDING 31 DECEMBER2018 | Management | For | For | |||||||||
| 2 | TO RE-APPOINT RUSSELL KING AS A DIRECTOR OFTHE COMPANY | Management | Against | Against | |||||||||
| 3 | TO RE-APPOINT STEPHEN BETTS AS A DIRECTOROF THE COMPANY | Management | For | For | |||||||||
| 4 | TO RE-APPOINT DAVID STRAKER-SMITH AS ADIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 5 | TO REAPPOINT RSM UK AUDIT LLP AS AUDITORSTO THE COMPANY | Management | For | For | |||||||||
| 6 | TO AUTHORISE THE DIRECTORS TO AGREE ANDFIX THE AUDITORS' REMUNERATION | Management | For | For | |||||||||
| 7 | TO GRANT TO THE DIRECTORS OF THE COMPANYFOR THE PURPOSES OF SECTION 551 OF THECOMPANIES ACT 2006 AUTHORITY TO EXERCISETHE POWERS OF THE COMPANY TO ALLOT SHARESAND SECURITIES OF THE COMPANY UP TO AMAXIMUM NOMINAL AMOUNT OF GBP 2,357,921 | Management | For | For | |||||||||
| 8 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTSON ALLOTMENTS OF EQUITY SECURITIES FORCASH UNDER SECTION 561 OF THE COMPANIESACT 2006 INCLUDING IN RELATION TO THEALLOTMENT OF EQUITY SECURITIES UP TO ANAGGREGATE NOMINAL VALUE NOT EXCEEDINGGBP 353,688 | Management | For | For | |||||||||
| 9 | TO AUTHORISE MARKET PURCHASES OF UP TO35,368,820 ORDINARY SHARES OF 1P EACH IN THECAPITAL OF THE COMPANY FOR THE PURPOSE OFSECTION 701 OF THE COMPANIES ACT 2006SUBJECT TO CERTAIN RESTRICTIONS | Management | For | For | |||||||||
| GOLD STANDARD VENTURES CORP. | |||||||||||||
| Security | 380738104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GSV | Meeting Date | 26-Jun-2019 | ||||||||||
| ISIN | CA3807381049 | Agenda | 935035065 - Management | ||||||||||
| Item | Proposal | Proposedby | Vote | For/AgainstManagement | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Jonathan T. Awde | For | For | ||||||||||
| 2 | D. Bruce McLeod | For | For | ||||||||||
| 3 | Robert J. McLeod | For | For | ||||||||||
| 4 | Jamie D. Strauss | For | For | ||||||||||
| 5 | William E. Threlkeld | For | For | ||||||||||
| 6 | Alex Morrison | For | For | ||||||||||
| 7 | Zara Boldt | For | For | ||||||||||
| 8 | Ron Clayton | For | For | ||||||||||
| 2 | To appoint Davidson & Company LLP, CharteredProfessional Accountants, as the auditor of the Companyfor the ensuing year and to authorize the directors to fixtheir remuneration. | Management | For | For | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli Gold Fund, Inc. |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, Principal Executive Officer |
| Date | August 23, 2019 |
*Print the name and title of each signing officer under his or her signature.