UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________
FORM SD
Specialized Disclosure Report
___________________
ENERGY FOCUS, INC.
(Exact name of registrant as specified in its charter)
| | | | | | | | | | | | | | |
| | | | |
| Delaware | | 001-36583 | | 94-3021850 |
| (State or other jurisdiction | | (Commission | | (IRS Employer |
| of incorporation or organization) | | File Number) | | Identification No.) |
| |
| 32000 Aurora Road, Suite B |
| Solon, Ohio 44139 |
| (Address of principal executive offices) |
| | |
| Lesley Matt |
| (440) 715-1300 |
(Name and telephone number, including area code, of the person to contact in connection with
this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed,
and provide the period to which the information in this form applies:
| | | | | |
| ý | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022. |
| ☐ | Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended December 31, 2022. |
Section 1 - Conflict Minerals Disclosure
Item 1.01. Conflict Minerals Disclosure and Report.
Conflict Minerals Disclosure
This Form SD of Energy Focus, Inc. (the “Company”) is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1 through December 31, 2022.
A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 to this Form SD, and is publicly available at http://www.energyfocus.com. The content of any website referred to in this Form SD is not incorporated by reference in this Form SD.
Item 1.02. Exhibit.
A copy of the Company’s Conflict Minerals Report as required by Item 1.01 is filed as Exhibit 1.01 hereto.
Section 2 - Resource Extraction Issuer Disclosure
Item 2.01 Resource Extraction Issuer Disclosure and Report.
Not applicable.
Section 3 - Exhibits
Item 3.01 Exhibits.
The following exhibit is filed as part of this report.
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Exhibit Number | | Description of Exhibit |
| | | |
1.01
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| | | | | | | | |
| Energy Focus, Inc. |
| (Registrant) |
| |
| |
| May 31, 2023 | By: | /s/ Lesley A. Matt |
| (Date) | | Lesley A. Matt |
| | Chief Executive Officer
(Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer) |
