Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Thoughtworks Holdings, Inc. | ||||
| Ticker/Sedol | TWKS / 88546E105 | ||||
| Principal Amount (US$) | $889,736,841 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $55,608 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/15/2021 | ||||
| Price (US$) | $21 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan | ||||
| Other Syndicate Members: | Goldman Sachs & Co. LLC Credit Suisse BofA Securities Citigroup RBC Capital Markets HSBC Baird Cowen Nomura Piper Sandler Wedbush Securities William Blair CastleOak Securities, L.P. Mischler Financial Group, Inc. Siebert Williams Shank | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Thoughtworks Holdings, Inc. | ||||
| Ticker/Sedol | TWKS / 88546E105 | ||||
| Principal Amount (US$) | $889,736,841 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $54,096 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/15/2021 | ||||
| Price (US$) | $21 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan | ||||
| Other Syndicate Members: | Goldman Sachs & Co. LLC Credit Suisse BofA Securities Citigroup RBC Capital Markets HSBC Baird Cowen Nomura Piper Sandler Wedbush Securities William Blair CastleOak Securities, L.P. Mischler Financial Group, Inc. Siebert Williams Shank | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Thoughtworks Holdings, Inc. | ||||
| Ticker/Sedol | TWKS / 88546E105 | ||||
| Principal Amount (US$) | $889,736,841 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $17,808 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/15/2021 | ||||
| Price (US$) | $21 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan | ||||
| Other Syndicate Members: | Goldman Sachs & Co. LLC Credit Suisse BofA Securities Citigroup RBC Capital Markets HSBC Baird Cowen Nomura Piper Sandler Wedbush Securities William Blair CastleOak Securities, L.P. Mischler Financial Group, Inc. Siebert Williams Shank | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Remitly Global Inc. | ||||
| Ticker/Sedol | RELY / 75960P104 | ||||
| Principal Amount (US$) | $522,880,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $38,571 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/23/2021 | ||||
| Price (US$) | $43 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Securities LLC Barclays Capital Inc. Citigroup Global Markets Inc. William Blair & Company, LLC JMP Securities LLC KeyBanc Capital Markets Inc. Nomura Securities International, Inc | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Remitly Global Inc. | ||||
| Ticker/Sedol | RELY / 75960P104 | ||||
| Principal Amount (US$) | $522,880,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $37,539 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/23/2021 | ||||
| Price (US$) | $43 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Securities LLC Barclays Capital Inc. Citigroup Global Markets Inc. William Blair & Company, LLC JMP Securities LLC KeyBanc Capital Markets Inc. Nomura Securities International, Inc | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Remitly Global Inc. | ||||
| Ticker/Sedol | RELY / 75960P104 | ||||
| Principal Amount (US$) | $522,880,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $12,341 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/23/2021 | ||||
| Price (US$) | $43 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Securities LLC Barclays Capital Inc. Citigroup Global Markets Inc. William Blair & Company, LLC JMP Securities LLC KeyBanc Capital Markets Inc. Nomura Securities International, Inc | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Sterling Check Corp | ||||
| Ticker/Sedol | STER / 85917T109 | ||||
| Principal Amount (US$) | $328,670,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $60,168 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/23/2021 | ||||
| Price (US$) | $23 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Morgan Stanley Baird William Blair KeyBanc Capital Markets Nomura Stifel | ||||
| Underwriting Spread | 6.25% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Sterling Check Corp | ||||
| Ticker/Sedol | STER / 85917T109 | ||||
| Principal Amount (US$) | $328,670,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $58,558 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/23/2021 | ||||
| Price (US$) | $23 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Morgan Stanley Baird William Blair KeyBanc Capital Markets Nomura Stifel | ||||
| Underwriting Spread | 6.25% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Sterling Check Corp | ||||
| Ticker/Sedol | STER / 85917T109 | ||||
| Principal Amount (US$) | $328,670,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $19,274 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 9/23/2021 | ||||
| Price (US$) | $23 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Morgan Stanley Baird William Blair KeyBanc Capital Markets Nomura Stifel | ||||
| Underwriting Spread | 6.25% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Hulic Co Ltd | ||||
| Ticker/Sedol | 3003.T / 6805317 | ||||
| Principal Amount (US$) | $914,995,738 | ||||
| Principal Amount (Foreign$) | JPY 101,990,000,000 | ||||
| Amount Purchased (US$) | $150,877 | ||||
| Amount Purchased (Foreign$) | JPY 16,817,500 | ||||
| Trade Date | 10/06/2021 | ||||
| Price (US$) | $9.734 | ||||
| Price-Foreign | JPY 1,085 | ||||
| Underwriter | Daiwa | ||||
| Other Syndicate Members: | Mizuho International PLC Mizuho Securities Co Ltd Nomura International PLC Nomura Securities Co Ltd SMBC Nikko Securities Inc | ||||
| Underwriting Spread | 4.13% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Hulic Co Ltd | ||||
| Ticker/Sedol | 3003.T / 6805317 | ||||
| Principal Amount (US$) | $914,995,738 | ||||
| Principal Amount (Foreign$) | JPY 101,990,000,000 | ||||
| Amount Purchased (US$) | $135,303 | ||||
| Amount Purchased (Foreign$) | JPY 15,081,500 | ||||
| Trade Date | 10/06/2021 | ||||
| Price (US$) | $9.734 | ||||
| Price-Foreign | JPY 1,085 | ||||
| Underwriter | Daiwa | ||||
| Other Syndicate Members: | Mizuho International PLC Mizuho Securities Co Ltd Nomura International PLC Nomura Securities Co Ltd SMBC Nikko Securities Inc | ||||
| Underwriting Spread | 4.13% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Hulic Co Ltd | ||||
| Ticker/Sedol | 3003.T / 6805317 | ||||
| Principal Amount (US$) | $914,995,738 | ||||
| Principal Amount (Foreign$) | JPY 101,990,000,000 | ||||
| Amount Purchased (US$) | $45,750 | ||||
| Amount Purchased (Foreign$) | JPY 5,099,500 | ||||
| Trade Date | 10/06/2021 | ||||
| Price (US$) | $9.734 | ||||
| Price-Foreign | JPY 1,085 | ||||
| Underwriter | Daiwa | ||||
| Other Syndicate Members: | Mizuho International PLC Mizuho Securities Co Ltd Nomura International PLC Nomura Securities Co Ltd SMBC Nikko Securities Inc | ||||
| Underwriting Spread | 4.13% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Fluence Energy Inc. | ||||
| Ticker/Sedol | FLNC / 34379V103 | ||||
| Principal Amount (US$) | $868,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $36,148 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 10/28/2021 | ||||
| Price (US$) | $28 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Morgan Stanley | ||||
| Other Syndicate Members: | JP Morgan Barclays Capital BofA Securities Citigroup Global Markets Inc Credit Suisse Evercore ISI HSBC Securities UBS Investment Bank Nomura Securities International Penserra Securities LLC RBC Capital Markets Raymond James & Associates Robert W Baird & Co Seaport Global Siebert Williams Shank & Co | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Fluence Energy Inc. | ||||
| Ticker/Sedol | FLNC / 34379V103 | ||||
| Principal Amount (US$) | $868,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $35,168 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 10/28/2021 | ||||
| Price (US$) | $28 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Morgan Stanley | ||||
| Other Syndicate Members: | JP Morgan Barclays Capital BofA Securities Citigroup Global Markets Inc Credit Suisse Evercore ISI HSBC Securities UBS Investment Bank Nomura Securities International Penserra Securities LLC RBC Capital Markets Raymond James & Associates Robert W Baird & Co Seaport Global Siebert Williams Shank & Co | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Fluence Energy Inc. | ||||
| Ticker/Sedol | FLNC / 34379V103 | ||||
| Principal Amount (US$) | $868,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $11,564 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 10/28/2021 | ||||
| Price (US$) | $28 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Morgan Stanley | ||||
| Other Syndicate Members: | JP Morgan Barclays Capital BofA Securities Citigroup Global Markets Inc Credit Suisse Evercore ISI HSBC Securities UBS Investment Bank Nomura Securities International Penserra Securities LLC RBC Capital Markets Raymond James & Associates Robert W Baird & Co Seaport Global Siebert Williams Shank & Co | ||||
| Underwriting Spread | 5.50% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Rivian Automotive Inc | ||||
| Ticker/Sedol | RIVN / 76954A103 | ||||
| Principal Amount (US$) | $13,724,100,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $191,334 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 11/10/2021 | ||||
| Price (US$) | $78 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Morgan Stanley | ||||
| Other Syndicate Members: | Goldman Sachs & Co LLC J.P. Morgan Barclays Capital Inc Deutsche Bank Securities Allen & Company LLC Bank of America Securities Mizuho Securities (USA) Inc Wells Fargo Securities LLC Nomura Piper Sandler RBC Capital Markets Robert W. Baird & Co Inc. Wedbush Securities Academy Securities Blaylock Van LLC Cabrera Capital Markets LLC C.L. King & Associates Loop Capital Markets Samuel A. Ramirez & Co., Inc. Siebert Williams Shank & Co. LLC Tigress Financial Partners LLC | ||||
| Underwriting Spread | 1.42% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Rivian Automotive Inc | ||||
| Ticker/Sedol | RIVN / 76954A103 | ||||
| Principal Amount (US$) | $13,724,100,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $192,426 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 11/10/2021 | ||||
| Price (US$) | $78 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Morgan Stanley | ||||
| Other Syndicate Members: | Goldman Sachs & Co LLC J.P. Morgan Barclays Capital Inc Deutsche Bank Securities Allen & Company LLC Bank of America Securities Mizuho Securities (USA) Inc Wells Fargo Securities LLC Nomura Piper Sandler RBC Capital Markets Robert W. Baird & Co Inc. Wedbush Securities Academy Securities Blaylock Van LLC Cabrera Capital Markets LLC C.L. King & Associates Loop Capital Markets Samuel A. Ramirez & Co., Inc. Siebert Williams Shank & Co. LLC Tigress Financial Partners LLC | ||||
| Underwriting Spread | 1.42% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Rivian Automotive Inc | ||||
| Ticker/Sedol | RIVN / 76954A103 | ||||
| Principal Amount (US$) | $13,724,100,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $59,826 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 11/10/2021 | ||||
| Price (US$) | $78 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Morgan Stanley | ||||
| Other Syndicate Members: | Goldman Sachs & Co LLC J.P. Morgan Barclays Capital Inc Deutsche Bank Securities Allen & Company LLC Bank of America Securities Mizuho Securities (USA) Inc Wells Fargo Securities LLC Nomura Piper Sandler RBC Capital Markets Robert W. Baird & Co Inc. Wedbush Securities Academy Securities Blaylock Van LLC Cabrera Capital Markets LLC C.L. King & Associates Loop Capital Markets Samuel A. Ramirez & Co., Inc. Siebert Williams Shank & Co. LLC Tigress Financial Partners LLC | ||||
| Underwriting Spread | 1.42% | ||||
| Currency | USD | ||||
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Sosila Logistics REIT, Inc. | ||||
| Ticker/Sedol | 2979.T / BG0WNL9 | ||||
| Principal Amount (US$) | $103,499,524 | ||||
| Principal Amount (Foreign$) | JPY 11,671,123,860 | ||||
| Amount Purchased (US$) | $39,558 | ||||
| Amount Purchased (Foreign$) | JPY 4,460,708 | ||||
| Trade Date | 11/26/2021 | ||||
| Price (US$) | $1412.77 | ||||
| Price-Foreign | JPY 159,311 | ||||
| Underwriter | SMBC Nikko Securities Inc | ||||
| Other Syndicate Members: | Daiwa Securities Co., Ltd Mizuho Securities Co., Ltd Nomura Mitsubishi UFJ Morgan Stanley | ||||
| Underwriting Spread | 3.39% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Sosila Logistics REIT, Inc. | ||||
| Ticker/Sedol | 2979.T / BG0WNL9 | ||||
| Principal Amount (US$) | $103,499,524 | ||||
| Principal Amount (Foreign$) | JPY 11,671,123,860 | ||||
| Amount Purchased (US$) | $38,145 | ||||
| Amount Purchased (Foreign$) | JPY 4,301,397 | ||||
| Trade Date | 11/26/2021 | ||||
| Price (US$) | $1412.77 | ||||
| Price-Foreign | JPY 159,311 | ||||
| Underwriter | SMBC Nikko Securities Inc | ||||
| Other Syndicate Members: | Daiwa Securities Co., Ltd Mizuho Securities Co., Ltd Nomura Mitsubishi UFJ Morgan Stanley | ||||
| Underwriting Spread | 3.39% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Sosila Logistics REIT, Inc. | ||||
| Ticker/Sedol | 2979.T / BG0WNL9 | ||||
| Principal Amount (US$) | $103,499,524 | ||||
| Principal Amount (Foreign$) | JPY 11,671,123,860 | ||||
| Amount Purchased (US$) | $12,715 | ||||
| Amount Purchased (Foreign$) | JPY 1,433,799 | ||||
| Trade Date | 11/26/2021 | ||||
| Price (US$) | $1412.77 | ||||
| Price-Foreign | JPY 159,311 | ||||
| Underwriter | SMBC Nikko Securities Inc | ||||
| Other Syndicate Members: | Daiwa Securities Co., Ltd Mizuho Securities Co., Ltd Nomura Mitsubishi UFJ Morgan Stanley | ||||
| Underwriting Spread | 3.39% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Aggressive | ||||
| Issuer | Mitsubishi Estate Logistics REIT | ||||
| Ticker/Sedol | 3481.T / BF46Y06 | ||||
| Principal Amount (US$) | $206,958,201 | ||||
| Principal Amount (Foreign$) | JPY 23,929,542,000 | ||||
| Amount Purchased (US$) | $14,079 | ||||
| Amount Purchased (Foreign$) | JPY 1,627,860 | ||||
| Trade Date | 02/16/2022 | ||||
| Price (US$) | $3519.70 | ||||
| Price-Foreign | JPY 406,965 | ||||
| Underwriter | SMBC Nikko Securities Inc | ||||
| Other Syndicate Members: | DAIWA SECURITIES GROUP MORGAN STANLEY NOMURA SECURITIES Mitsubishi UFJ Morgan Stanly Mizuho International PLC SBI Securities Co Ltd | ||||
| Underwriting Spread | 3.28% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Moderate | ||||
| Issuer | Mitsubishi Estate Logistics REIT | ||||
| Ticker/Sedol | 3481.T / BF46Y06 | ||||
| Principal Amount (US$) | $206,958,201 | ||||
| Principal Amount (Foreign$) | JPY 23,929,542,000 | ||||
| Amount Purchased (US$) | $14,079 | ||||
| Amount Purchased (Foreign$) | JPY 1,627,860 | ||||
| Trade Date | 02/16/2022 | ||||
| Price (US$) | $3519.70 | ||||
| Price-Foreign | JPY 406,965 | ||||
| Underwriter | SMBC Nikko Securities Inc | ||||
| Other Syndicate Members: | DAIWA SECURITIES GROUP MORGAN STANLEY NOMURA SECURITIES Mitsubishi UFJ Morgan Stanly Mizuho International PLC SBI Securities Co Ltd | ||||
| Underwriting Spread | 3.28% | ||||
| Currency | JPY | ||||
| Fund | Strategic Allocation: Conservative | ||||
| Issuer | Mitsubishi Estate Logistics REIT | ||||
| Ticker/Sedol | 3481.T / BF46Y06 | ||||
| Principal Amount (US$) | $206,958,201 | ||||
| Principal Amount (Foreign$) | JPY 23,929,542,000 | ||||
| Amount Purchased (US$) | $3,520 | ||||
| Amount Purchased (Foreign$) | JPY 406,965 | ||||
| Trade Date | 02/16/2022 | ||||
| Price (US$) | $3519.70 | ||||
| Price-Foreign | JPY 406,965 | ||||
| Underwriter | SMBC Nikko Securities Inc | ||||
| Other Syndicate Members: | DAIWA SECURITIES GROUP MORGAN STANLEY NOMURA SECURITIES Mitsubishi UFJ Morgan Stanly Mizuho International PLC SBI Securities Co Ltd | ||||
| Underwriting Spread | 3.28% | ||||
| Currency | JPY | ||||