UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report: July 22, 2005
(Date of earliest event reported)
SOUTHWEST WATER COMPANY
(Exact name of registrant as specified in its charter)
Delaware | | 0-8176 | | 95-1840947 |
(State of
Incorporation) | | (Commission File Number) | | (IRS Employer
Identification No.) |
One Wilshire Building
624 South Grand Avenue, Suite 2900
Los Angeles, California 90017-3782
(Address of principal executive offices, including zip code)
(213) 929-1800
(Registrant’s telephone number, including area code)
Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement
On July 22, 2005, Southwest Water Company (the “Company”) entered into an amendment (the “Amendment”) to the Severance Compensation Agreement, dated August 5, 1998 (the “Agreement”), between the Company and Anton C. Garnier, Chief Executive Officer of the Company. The Agreement, a form of which has been previously filed as Exhibit 10.9A to the Company’s Form 10-K Report for the year ended December 31, 1998, sets forth the severance compensation which the Company agrees to pay to certain executives if his or her employment with the Company terminates under one of the circumstances described therein following a change in control. The Amendment for Mr. Garnier deletes all references to Mr. Garnier’s retirement at a specific age, and deletes all other references to retirement. All other terms of Mr. Garnier’s Agreement not specifically addressed in the Amendment will continue in full force and effect. The Amendment is filed as Exhibit 10.1 to this Current Report on Form 8-K and incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
Number | | Exhibit |
10.1 | | First Amendment to Severance Compensation Agreement, dated as of July 22, 2005, between Southwest Water Company and Anton C. Garnier. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: July 27, 2005
| SOUTHWEST WATER COMPANY |
| |
| |
| By: | /s/ SHELLEY A. FARNHAM | |
| | Shelley A. Farnham |
| | Secretary |
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EXHIBIT INDEX
Number | | Exhibit |
10.1 | | First Amendment to Severance Compensation Agreement, dated July 22, 2005, between Southwest Water Company and Anton C. Garnier. |
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