UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08544
FPA Funds Trust
(Exact name of registrant as specified in charter)
11601 Wilshire Boulevard, Suite 1200, Los Angeles CA | 90025 |
(Address of principal executive offices) | (Zip code) |
J. Richard Atwood, President FPA Funds Trust
11601 Wilshire Boulevard, Suite 1200, Los Angeles CA, 90025
(Name and address of agent for service)
Registrant's telephone number, including area code: (310) 473-0225
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 to June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-08544 Reporting Period: 07/01/2022 - 06/30/2023 FPA FUNDS TRUST ============================== FPA Crescent Fund =============================== ACCELERATE ACQUISITION CORP. Ticker: AAQC Security ID: 00439D102 Meeting Date: DEC 15, 2022 Meeting Type: Special Record Date: NOV 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Eliminate Redemption Limitation 2 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 3 Amend Investment Management Trust For For Management Agreement 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Kerry Carr For For Management 1c Elect Director Robert Corti For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote 6 Adopt Policy on Freedom of Association Against Against Shareholder and Collective Bargaining 7 Report on Prevention of Harassment and None None Shareholder Discrimination in the Workplace - Withdrawn -------------------------------------------------------------------------------- AFRICAN GOLD ACQUISITION CORPORATION Ticker: AGAC Security ID: G0112R116 Meeting Date: MAR 02, 2023 Meeting Type: Extraordinary Shareholders Record Date: FEB 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum and Articles of For For Management Association to Extend Consummation of Business Combination from March 2, 2023 to June 2, 2023, and to Further Extend, Without Another Shareholder Approval, Until March 2, 2024 2 Amend Memorandum and Articles of For For Management Association to Eliminate Redemption Limitation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: G01719114 Meeting Date: SEP 30, 2022 Meeting Type: Annual Record Date: AUG 03, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Yong Zhang For For Management 1.2 Elect Director Jerry Yang For For Management 1.3 Elect Director Wan Ling Martello For For Management 1.4 Elect Director Weijian Shan For For Management 1.5 Elect Director Irene Yun-Lien Lee For For Management 1.6 Elect Director Albert Kong Ping Ng For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For Against Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director R. Martin "Marty" Chavez For For Management 1g Elect Director L. John Doerr For For Management 1h Elect Director Roger W. Ferguson, Jr. For For Management 1i Elect Director Ann Mather For For Management 1j Elect Director K. Ram Shriram For For Management 1k Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Publish Congruency Report on Against Against Shareholder Partnerships with Globalist Organizations and Company Fiduciary Duties 8 Report on Framework to Assess Company Against Against Shareholder Lobbying Alignment with Climate Goals 9 Report on Risks Related to Fulfilling Against Against Shareholder Information Requests for Enforcing Laws Criminalizing Abortion Access 10 Report on Risks of Doing Business in Against Against Shareholder Countries with Significant Human Rights Concerns 11 Publish Independent Human Rights Against Against Shareholder Impact Assessment of Targeted Advertising Technology 12 Disclose More Quantitative and Against Against Shareholder Qualitative Information on Algorithmic Systems 13 Report on Alignment of YouTube Against Against Shareholder Policies With Online Safety Regulations 14 Report on Content Governance and Against Against Shareholder Censorship 15 Commission Independent Assessment of Against Against Shareholder Effectiveness of Audit and Compliance Committee 16 Amend Bylaws to Require Shareholder Against Against Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders 17 Adopt Share Retention Policy For Against Against Shareholder Senior Executives 18 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Andrew R. Jassy For For Management 1c Elect Director Keith B. Alexander For For Management 1d Elect Director Edith W. Cooper For For Management 1e Elect Director Jamie S. Gorelick For For Management 1f Elect Director Daniel P. Huttenlocher For For Management 1g Elect Director Judith A. McGrath For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director Jonathan J. Rubinstein For For Management 1j Elect Director Patricia Q. Stonesifer For For Management 1k Elect Director Wendell P. Weeks For For Management 2 Ratify Ratification of Ernst & Young For For Management LLP as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management 6 Report on Climate Risk in Retirement Against Against Shareholder Plan Options 7 Report on Customer Due Diligence Against Against Shareholder 8 Revise Transparency Report to Provide Against Against Shareholder Greater Disclosure on Government Requests 9 Report on Government Take Down Requests Against Against Shareholder 10 Report on Impact of Climate Change Against Against Shareholder Strategy Consistent With Just Transition Guidelines 11 Publish a Tax Transparency Report Against Against Shareholder 12 Report on Climate Lobbying Against Against Shareholder 13 Report on Median and Adjusted Against Against Shareholder Gender/Racial Pay Gaps 14 Report on Cost/Benefit Analysis of Against Against Shareholder Diversity, Equity and Inclusion Programs 15 Amend Bylaws to Require Shareholder Against Against Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders 16 Commission Third Party Assessment on Against Against Shareholder Company's Commitment to Freedom of Association and Collective Bargaining 17 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees 18 Report on Animal Welfare Standards Against Against Shareholder 19 Establish a Public Policy Committee Against Against Shareholder 20 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 21 Commission a Third Party Audit on Against Against Shareholder Working Conditions 22 Report on Efforts to Reduce Plastic Use Against Against Shareholder 23 Commission Third Party Study and Against Against Shareholder Report on Risks Associated with Use of Rekognition -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paola Bergamaschi For For Management 1b Elect Director James Cole, Jr. For For Management 1c Elect Director W. Don Cornwell For For Management 1d Elect Director Linda A. Mills For For Management 1e Elect Director Diana M. Murphy For For Management 1f Elect Director Peter R. Porrino For For Management 1g Elect Director John G. Rice For For Management 1h Elect Director Therese M. Vaughan For For Management 1i Elect Director Vanessa A. Wittman For For Management 1j Elect Director Peter Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 08, 2023 Meeting Type: Annual Record Date: JAN 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vincent Roche For For Management 1b Elect Director James A. Champy For For Management 1c Elect Director Andre Andonian For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Edward H. Frank For For Management 1f Elect Director Laurie H. Glimcher For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mercedes Johnson For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Ray Stata For For Management 1k Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANGEL POND HOLDINGS CORPORATION Ticker: POND Security ID: G0447J102 Meeting Date: NOV 22, 2022 Meeting Type: Extraordinary Shareholders Record Date: OCT 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Approve Merger Agreement For For Management 3 Approve Amendments to the Memorandum For For Management and Articles of Association of APHC 4 Approve Issuance of Shares for a For For Management Private Placement 5 Approve Amendments to the Memorandum For For Management and Articles of Association of Irish Holdco 6 Elect Directors For For Management 7 Approve Omnibus Stock Plan For For Management 8 Change Company Name of Irish Holdco For For Management from Mangomill plc to MariaDB plc 9 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director Adriana Karaboutis For For Management 1.8 Elect Director Richard C. Notebaert For For Management 1.9 Elect Director Gloria Santona For For Management 1.10 Elect Director Sarah E. Smith For For Management 1.11 Elect Director Byron O. Spruell For For Management 1.12 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Ratify Ernst & Young Chartered For For Management Accountants as Statutory Auditor 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Amend Omnibus Plan For For Management -------------------------------------------------------------------------------- APOLLO STRATEGIC GROWTH CAPITAL II Ticker: APGB Security ID: G0412A110 Meeting Date: MAY 05, 2023 Meeting Type: Extraordinary Shareholders Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from May 12, 2023 to February 12, 2024 2 Amend Articles to Eliminate Redemption For For Management Limitation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ARES ACQUISITION CORP. Ticker: AAC Security ID: G33032114 Meeting Date: FEB 02, 2023 Meeting Type: Extraordinary Shareholders Record Date: DEC 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from February 4, 2023 to August 4, 2023 2 Amend Certificate of Incorporation For For Management Regarding Redemption Limitation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ATLANTIC COASTAL ACQUISITION CORP. Ticker: ACAH Security ID: 048453104 Meeting Date: MAR 02, 2023 Meeting Type: Special Record Date: FEB 01, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ATLANTIC COASTAL ACQUISITION CORP. II Ticker: ACAB Security ID: 04845A207 Meeting Date: APR 18, 2023 Meeting Type: Special Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from April 19, 2023 to October 19, 2023, and to Further Extend, Without Another Shareholder Approval, Until December 19, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 03, 2023 Meeting Type: Annual Record Date: FEB 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane M. Bryant For For Management 1b Elect Director Gayla J. Delly For For Management 1c Elect Director Raul J. Fernandez For For Management 1d Elect Director Eddy W. Hartenstein For For Management 1e Elect Director Check Kian Low For For Management 1f Elect Director Justine F. Page For For Management 1g Elect Director Henry Samueli For For Management 1h Elect Director Hock E. Tan For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BROADSCALE ACQUISITION CORP. Ticker: SCLE Security ID: 11134Y101 Meeting Date: DEC 06, 2022 Meeting Type: Special Record Date: OCT 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 2 Amend Charter to Reduce Redemption For For Management Limitation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BURTECH ACQUISITION CORP. Ticker: BRKH Security ID: 123013104 Meeting Date: MAR 10, 2023 Meeting Type: Special Record Date: JAN 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 15, 2023 to December 15, 2023, and to Modify NTA Requirement 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- C5 ACQUISITION CORPORATION Ticker: CXAC Security ID: 12530D204 Meeting Date: APR 06, 2023 Meeting Type: Special Record Date: MAR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from April 11, 2023 to December 31, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 27, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director David W. McCreight For For Management 1g Elect Director William D. Nash For For Management 1h Elect Director Mark F. O'Neil For For Management 1i Elect Director Pietro Satriano For For Management 1j Elect Director Marcella Shinder For For Management 1k Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For For Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For For Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CHURCHILL CAPITAL CORP. VII Ticker: CVII Security ID: 17144M102 Meeting Date: MAY 11, 2023 Meeting Type: Special Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from May 17, 2023 to February 17, 2024 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Renee J. James For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Diana L. Taylor For For Management 1l Elect Director James S. Turley For For Management 1m Elect Director Casper W. von Koskull For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote 7 Require Independent Board Chair Against Against Shareholder 8 Report on Respecting Indigenous Against Against Shareholder Peoples' Rights 9 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Thomas J. Baltimore, Jr. For For Management 1.3 Elect Director Madeline S. Bell For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Oversee and Report on a Racial Equity Against Against Shareholder Audit 8 Report on Climate Risk in Retirement Against Against Shareholder Plan Options 9 Report on GHG Emissions Reduction Against Against Shareholder Targets Aligned with the Paris Agreement Goal 10 Report on Congruency of Political Against Against Shareholder Spending with Company Values and Priorities 11 Report on Risks Related to Operations Against Against Shareholder in China -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 07, 2022 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Ordinary Dividends of CHF 2.25 per Registered A Share and CHF 0.225 per Registered B Share and a Special Dividend of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Elect Francesco Trapani as Against For Shareholder Representative of Category A Registered Shares 4.2 Elect Wendy Luhabe as Representative For Against Management of Category A Registered Shares 5.1 Reelect Johann Rupert as Director and For For Management Board Chair 5.2 Reelect Josua Malherbe as Director For For Management 5.3 Reelect Nikesh Arora as Director For For Management 5.4 Reelect Clay Brendish as Director For For Management 5.5 Reelect Jean-Blaise Eckert as Director For For Management 5.6 Reelect Burkhart Grund as Director For For Management 5.7 Reelect Keyu Jin as Director For For Management 5.8 Reelect Jerome Lambert as Director For For Management 5.9 Reelect Wendy Luhabe as Director For For Management 5.10 Reelect Jeff Moss as Director For For Management 5.11 Reelect Vesna Nevistic as Director For For Management 5.12 Reelect Guillaume Pictet as Director For For Management 5.13 Reelect Maria Ramos as Director For For Management 5.14 Reelect Anton Rupert as Director For For Management 5.15 Reelect Patrick Thomas as Director For For Management 5.16 Reelect Jasmine Whitbread as Director For For Management 5.17 Elect Francesco Trapani as Director Against For Shareholder 6.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 6.2 Reappoint Keyu Jin as Member of the For For Management Compensation Committee 6.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 6.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 7 Ratify PricewaterhouseCoopers SA as For For Management Auditors 8 Designate Etude Gampert Demierre For For Management Moreno as Independent Proxy 9.1 Approve Remuneration of Directors in For For Management the Amount of CHF 7.7 Million 9.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.4 Million 9.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 27.7 Million 10 Approve Increase in Size of Board to Against For Shareholder Six Members 11 Amend Articles Re: Representatives of Against For Shareholder Holders of Category A and B Registered Shares 12 Transact Other Business (Voting) For For Management -------------------------------------------------------------------------------- COVA ACQUISITION CORP. Ticker: COVA Security ID: G2554Y104 Meeting Date: DEC 14, 2022 Meeting Type: Extraordinary Shareholders Record Date: NOV 08, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Approve Merger Agreement For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DELIVERY HERO SE Ticker: DHER Security ID: D1T0KZ103 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: JUN 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2022 (Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal Year 2022 3.1 Approve Discharge of Supervisory Board For For Management Member Martin Enderle for Fiscal Year 2022 3.2 Approve Discharge of Supervisory Board For For Management Member Patrick Kolek for Fiscal Year 2022 3.3 Approve Discharge of Supervisory Board For For Management Member Jeanette Gorgas for Fiscal Year 2022 3.4 Approve Discharge of Supervisory Board For For Management Member Nils Engvall for Fiscal Year 2022 3.5 Approve Discharge of Supervisory Board For For Management Member Gabriella Ardbo for Fiscal Year 2022 3.6 Approve Discharge of Supervisory Board For For Management Member Dimitrios Tsaousis for Fiscal Year 2022 4 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2023 and for the Review of Interim Financial Statements 5 Approve Remuneration Report For For Management 6 Approve Virtual-Only Shareholder For For Management Meetings Until 2025 7 Amend Articles Re: Participation of For For Management Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission 8 Amend Articles Re: Due Date for For For Management Supervisory Board Remuneration 9 Approve Creation of EUR 13.3 Million For For Management Pool of Authorized Capital 2023/I with or without Exclusion of Preemptive Rights 10 Approve Creation of EUR 13.3 Million For For Management Pool of Authorized Capital 2023/II with or without Exclusion of Preemptive Rights 11 Approve Creation of EUR 7 Million Pool For For Management of Authorized Capital 2023/III for Employee Stock Purchase Plan 12 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 13.3 Million Pool of Conditional Capital 2023/I to Guarantee Conversion Rights 13 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 13.3 Million Pool of Conditional Capital 2023/II to Guarantee Conversion Rights 14 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 15 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 16 Approve Affiliation Agreement with For For Management Delivery Hero Finco Germany GmbH 17 Approve Affiliation Agreement with For For Management Foodpanda GmbH 18 Amend 2019 and 2021 Stock Option Plans For For Management 19 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For For Management 1.2 Elect Director David W. Dorman For For Management 1.3 Elect Director Egon Durban For For Management 1.4 Elect Director David Grain For For Management 1.5 Elect Director William D. Green For For Management 1.6 Elect Director Simon Patterson For For Management 1.7 Elect Director Lynn Vojvodich For For Management Radakovich 1.8 Elect Director Ellen J. Kullman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DHC ACQUISITION CORP Ticker: DHCA Security ID: G2758T109 Meeting Date: MAR 03, 2023 Meeting Type: Extraordinary Shareholders Record Date: FEB 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum and Articles of For For Management Association to Extend Consummation of Business Combination from March 4, 2023 to December 4, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DIGITAL TRANSFORMATION OPPORTUNITIES CORP. Ticker: DTOC Security ID: 25401K107 Meeting Date: DEC 08, 2022 Meeting Type: Annual Record Date: NOV 02, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors Jim Moffatt and For Against Management Heather Zynczak 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- DIGITAL TRANSFORMATION OPPORTUNITIES CORP. Ticker: DTOC Security ID: 25401K107 Meeting Date: MAR 02, 2023 Meeting Type: Special Record Date: JAN 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 12, 2023 to June 30, 2023, and to Further Extend, Without Another Shareholder Approval, to September 30, 2023 2 Amend Certificate of Incorporation to For For Management Eliminate Redemption Limitation 3 Amend Investment Management Trust For For Management Agreement 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DISRUPTIVE ACQUISITION CORPORATION I Ticker: DISA Security ID: G2770Y110 Meeting Date: FEB 14, 2023 Meeting Type: Extraordinary Shareholders Record Date: JAN 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum and Articles of For For Management Association to Extend Consummation of Business Combination from March 26, 2023 to March 26, 2024 2 Amend Investment Management Trust For For Management Agreement 3 Ratify Marcum LLP as Auditors For For Management 4 Elect Director Karen L. Finerman For For Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Leslie E. Bider For For Management 1.5 Elect Director Dorene C. Dominguez For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Ray C. Leonard For For Management 1.8 Elect Director Virginia A. McFerran For For Management 1.9 Elect Director Thomas E. O'Hern For For Management 1.10 Elect Director William E. Simon, Jr. For For Management 1.11 Elect Director Shirley Wang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- ENTAIN PLC Ticker: ENT Security ID: G3167C109 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Barry Gibson as Director For For Management 7 Re-elect Pierre Bouchut as Director For For Management 8 Re-elect Stella David as Director For For Management 9 Re-elect Robert Hoskin as Director For For Management 10 Re-elect Virginia McDowell as Director For For Management 11 Re-elect Jette Nygaard-Andersen as For For Management Director 12 Re-elect David Satz as Director For For Management 13 Re-elect Rob Wood as Director For For Management 14 Elect Rahul Welde as Director For For Management 15 Amend Long Term Incentive Plan For For Management 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: NOV 30, 2022 Meeting Type: Annual Record Date: NOV 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Re-elect Kelly Baker as Director For For Management 3.2 Re-elect Bill Brundage as Director For For Management 3.3 Re-elect Geoff Drabble as Director For For Management 3.4 Re-elect Catherine Halligan as Director For For Management 3.5 Re-elect Brian May as Director For For Management 3.6 Re-elect Kevin Murphy as Director For For Management 3.7 Re-elect Alan Murray as Director For For Management 3.8 Re-elect Tom Schmitt as Director For For Management 3.9 Re-elect Nadia Shouraboura as Director For For Management 3.10 Re-elect Suzanne Wood as Director For For Management 4 Reappoint Deloitte LLP as Auditors For For Management 5 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 6 Authorise UK Political Donations and For For Management Expenditure 7 Authorise Issue of Equity For For Management 8 Approve Non-Employee Director For For Management Incentive Plan 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FIRSTENERGY CORPORATION Ticker: FE Security ID: 337932107 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jana T. Croom For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Lisa Winston Hicks For For Management 1.4 Elect Director Paul Kaleta For For Management 1.5 Elect Director Sean T. Klimczak For For Management 1.6 Elect Director Jesse A. Lynn For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director John W. Somerhalder, II For For Management 1.9 Elect Director Andrew Teno For For Management 1.10 Elect Director Leslie M. Turner For For Management 1.11 Elect Director Melvin Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting to 20% 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote 7 Establish a New Board Committee on Against Against Shareholder Decarbonization Risk -------------------------------------------------------------------------------- FLAME ACQUISITION CORP. Ticker: FLME Security ID: 33850F108 Meeting Date: FEB 27, 2023 Meeting Type: Special Record Date: JAN 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 1, 2023 to September 1, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FOREST ROAD ACQUISITION CORP. II Ticker: FRXB Security ID: 34619V103 Meeting Date: MAR 03, 2023 Meeting Type: Special Record Date: JAN 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 12, 2023 to December 12, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FORTRESS VALUE ACQUISITION CORP. IV Ticker: FVIV Security ID: 34964K207 Meeting Date: NOV 22, 2022 Meeting Type: Special Record Date: OCT 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FUSION ACQUISITION CORP. II Ticker: FSNB Security ID: 36118N201 Meeting Date: FEB 28, 2023 Meeting Type: Special Record Date: JAN 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 2, 2023 to September 2, 2023 2 Amend Charter Re: Founder Share For For Management Amendment 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: MAY 26, 2023 Meeting Type: Annual Record Date: MAY 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of Capital For For Management Contribution Reserves 3 Re-elect Kalidas Madhavpeddi as For For Management Director 4 Re-elect Gary Nagle as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect Gill Marcus as Director For For Management 8 Re-elect Cynthia Carroll as Director For For Management 9 Re-elect David Wormsley as Director For For Management 10 Elect Liz Hewitt as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Approve 2022 Climate Report For For Management 14 Approve Remuneration Report For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Resolution in Respect of the Next Against Against Shareholder Climate Action Transition Plan -------------------------------------------------------------------------------- GLENFARNE MERGER CORP. Ticker: GGMC Security ID: 378579205 Meeting Date: DEC 12, 2022 Meeting Type: Special Record Date: NOV 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL PARTNER ACQUISITION CORP. II Ticker: GPAC Security ID: G3934P110 Meeting Date: JAN 11, 2023 Meeting Type: Extraordinary Shareholders Record Date: DEC 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association to For For Management Change the Original Termination Date 2 Approve Insider Letter Amendment For For Management Proposal 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GOLDEN ARROW MERGER CORP. Ticker: GAMC Security ID: 380799106 Meeting Date: MAR 15, 2023 Meeting Type: Special Record Date: FEB 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 19, 2023 to December 19, 2023 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GORES HOLDINGS VII, INC. Ticker: GSEV Security ID: 38286T101 Meeting Date: DEC 15, 2022 Meeting Type: Special Record Date: NOV 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GORES HOLDINGS VIII, INC. Ticker: GIIX Security ID: 382863108 Meeting Date: DEC 29, 2022 Meeting Type: Special Record Date: DEC 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GORES TECHNOLOGY PARTNERS II, INC. Ticker: GTPB Security ID: 38287L107 Meeting Date: DEC 15, 2022 Meeting Type: Special Record Date: NOV 22, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.2 Approve Financial Statements For For Management 3 Approve Discharge of Directors For For Management 4 Approve Discharge of Auditor For For Management 5.1 Receive Information on Resignation of None None Management Jocelyn Lefebvre as Director 5.2 Receive Information on End of Mandate None None Management of Gerald Frere, Antoinette d'Aspremont Lynden and Marie Polet as Directors 5.3.1 Elect Mary Meaney as Independent For For Management Director 5.3.2 Elect Christian Van Thill as For For Management Independent Director 5.4.1 Reelect Paul Desmarais, Jr. as Director For For Management 5.4.2 Reelect Cedric Frere as Director For For Management 5.4.3 Reelect Segolene Gallienne - Frere as For For Management Director 6 Approve Remuneration Report For For Management 7.1 Receive Special Board Report Re: None None Management Article 7:227 of the Company Code with Respect to the Guarantees in Item 7.2 7.2 Approve Guarantee to Acquire Shares For For Management under Long Term Incentive Plan 8 Transact Other Business None None Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: MAY 04, 2023 Meeting Type: Extraordinary Shareholders Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Treasury Shares For For Management 2 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- GSR II METEORA ACQUISITION CORP. Ticker: GSRM Security ID: 36263W105 Meeting Date: MAY 25, 2023 Meeting Type: Special Record Date: APR 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from June 1, 2023 to July 1, 2023 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GULFPORT ENERGY CORPORATION Ticker: GPOR Security ID: 402635502 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Cutt For For Management 1.2 Elect Director David Wolf For For Management 1.3 Elect Director Guillermo (Bill) For For Management Martinez 1.4 Elect Director Jason Martinez For For Management 1.5 Elect Director David Reganato For For Management 1.6 Elect Director John Reinhart For For Management 1.7 Elect Director Mary Shafer-Malicki For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GULFPORT ENERGY CORPORATION Ticker: GPOR Security ID: 402635601 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy J. Cutt For For Management 1.2 Elect Director David Wolf For For Management 1.3 Elect Director Guillermo (Bill) For For Management Martinez 1.4 Elect Director Jason Martinez For For Management 1.5 Elect Director David Reganato For For Management 1.6 Elect Director John Reinhart For For Management 1.7 Elect Director Mary Shafer-Malicki For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GX ACQUISITION CORP. II Ticker: GXII Security ID: 36260F105 Meeting Date: DEC 28, 2022 Meeting Type: Annual Record Date: NOV 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Hillel Weinberger For Withhold Management 2 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- GX ACQUISITION CORP. II Ticker: GXII Security ID: 36260F105 Meeting Date: MAR 15, 2023 Meeting Type: Special Record Date: JAN 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Amend Charter For For Management 3 Increase Authorized Common Stock For For Management 4 Increase Authorized Preferred Stock For For Management 5 Declassify the Board of Directors For For Management 6 Approve Exclusive Voting Rights of For For Management Holders of GX Class A Shares to Elect and Remove Directors 7 Approve Consent Right for Holders of For For Management GX Founder Shares 8 Eliminate Blank Check Company For For Management Provisions 9 Approve All Other Changes to the For For Management Charter 10 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GX ACQUISITION CORP. II Ticker: GXII Security ID: 36260F105 Meeting Date: MAR 20, 2023 Meeting Type: Special Record Date: JAN 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 22, 2023 to June 22, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2022 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal Year 2022 3.2 Approve Discharge of Management Board For For Management Member Rene Aldach for Fiscal Year 2022 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal Year 2022 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal Year 2022 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal Year 2022 3.6 Approve Discharge of Management Board For For Management Member Nicola Kimm for Fiscal Year 2022 3.7 Approve Discharge of Management Board For For Management Member Dennis Lentz for Fiscal Year 2022 3.8 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal Year 2022 3.9 Approve Discharge of Management Board For For Management Member Chris Ward for Fiscal Year 2022 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal Year 2022 4.2 Approve Discharge of Supervisory Board For For Management Member Bernd Scheifele for Fiscal Year 2022 4.3 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal Year 2022 4.4 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal Year 2022 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal Year 2022 4.6 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal Year 2022 4.7 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal Year 2022 4.8 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal Year 2022 4.9 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal Year 2022 4.10 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal Year 2022 4.11 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal Year 2022 4.12 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal Year 2022 4.13 Approve Discharge of Supervisory Board For For Management Member Sopna Sury for Fiscal Year 2022 4.14 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal Year 2022 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2023 6 Approve Remuneration Report For For Management 7 Amend Affiliation Agreement with For For Management HeidelbergCement International Holding GmbH 8 Change Company Name to Heidelberg For For Management Materials AG 9 Approve Remuneration Policy for the For For Management Supervisory Board 10 Approve Virtual-Only Shareholder For For Management Meetings Until 2025 11 Amend Articles Re: Participation of For For Management Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission 12 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 13 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 14 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 115.8 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 20, 2023 Meeting Type: Annual Record Date: MAR 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Report (Non-Voting) None None Management 2 Approve Remuneration Report For For Management 3 Adopt Financial Statements For For Management 4 Announcement of the Appropriation of None None Management the Balance of the Income Statement Pursuant to the Provisions in Article 10, Paragraph 6, of the Articles of Association 5 Approve Discharge of Directors For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7.a Reelect C.L. de Carvalho-Heineken as For For Management Executive Director 7.b Reelect M.R. de Carvalho as Executive For For Management Director 7.c Reelect C.M. Kwist as Non-Executive For For Management Director 8 Ratify Deloitte Accountants B.V. as For For Management Auditors -------------------------------------------------------------------------------- HERBALIFE NUTRITION LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: FEB 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael O. Johnson For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Celine Del Genes For For Management 1.4 Elect Director Stephan Paulo Gratziani For For Management 1.5 Elect Director Kevin M. Jones For For Management 1.6 Elect Director Sophie L'Helias For For Management 1.7 Elect Director Alan W. LeFevre For For Management 1.8 Elect Director Juan Miguel Mendoza For For Management 1.9 Elect Director Don Mulligan For For Management 1.10 Elect Director Maria Otero For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Change Company Name to Herbalife Ltd. For For Management 5 Approve Omnibus Stock Plan For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HOLCIM LTD. Ticker: HOLN Security ID: H3816Q102 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3.1 Approve Allocation of Income For For Management 3.2 Approve Dividends of CHF 2.50 per For For Management Share from Capital Contribution Reserves 4.1 Amend Corporate Purpose For For Management 4.2 Amend Articles Re: Shares and Share For For Management Register 4.3 Amend Articles of Association (Incl. For For Management Approval of Virtual-Only or Hybrid Shareholder Meetings) 4.4 Amend Articles Re: Restriction on For For Management Share Transferability 4.5 Amend Articles Re: Board of Directors; For For Management Compensation; External Mandates for Members of the Board of Directors and Executive Committee 5.1.1 Reelect Jan Jenisch as Director and For For Management Elect as Board Chair 5.1.2 Reelect Philippe Block as Director For For Management 5.1.3 Reelect Kim Fausing as Director For For Management 5.1.4 Reelect Leanne Geale as Director For For Management 5.1.5 Reelect Naina Kidwai as Director For For Management 5.1.6 Reelect Ilias Laeber as Director For For Management 5.1.7 Reelect Juerg Oleas as Director For For Management 5.1.8 Reelect Claudia Ramirez as Director For For Management 5.1.9 Reelect Hanne Sorensen as Director For For Management 5.2.1 Reappoint Ilias Laeber as Member of For For Management the Nomination, Compensation and Governance Committee 5.2.2 Reappoint Juerg Oleas as Member of the For For Management Nomination, Compensation and Governance Committee 5.2.3 Reappoint Claudia Ramirez as Member of For For Management the Nomination, Compensation and Governance Committee 5.2.4 Reappoint Hanne Sorensen as Member of For For Management the Nomination, Compensation and Governance Committee 5.3.1 Ratify Ernst & Young AG as Auditors For For Management 5.3.2 Designate Sabine Burkhalter For For Management Kaimakliotis as Independent Proxy 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 36 Million 7 Approve CHF 80 Million Reduction in For For Management Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 8 Approve Climate Report For For Management 9 Transact Other Business (Voting) For For Management -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Sharon R. Barner For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Robert F. Leduc For For Management 1f Elect Director David J. Miller For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John C. Plant For For Management 1i Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Provide Right to Call a Special Against Against Shareholder Meeting at a 10 Percent Ownership Threshold -------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Ticker: IFF Security ID: 459506101 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 08, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn J. Boor For For Management 1b Elect Director Barry A. Bruno For For Management 1c Elect Director Frank K. Clyburn, Jr. For For Management 1d Elect Director Mark J. Costa For For Management 1e Elect Director Carol Anthony (John) For For Management Davidson 1f Elect Director Roger W. Ferguson, Jr. For For Management 1g Elect Director John F. Ferraro For For Management 1h Elect Director Christina Gold For For Management 1i Elect Director Gary Hu For For Management 1j Elect Director Kevin O'Byrne For For Management 1k Elect Director Dawn C. Willoughby For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INTERPRIVATE IV INFRATECH PARTNERS, INC. Ticker: IPVI Security ID: 46064T201 Meeting Date: DEC 21, 2022 Meeting Type: Special Record Date: NOV 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 9, 2023 to April 9, 2023, and to Further Extend, Without Another Shareholder Approval, to September 9, 2023 2 Approve the Liquidation Amendment For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- JDE PEET'S NV Ticker: JDEP Security ID: N44664105 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: APR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Board Report (Non-Voting) None None Management 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements For For Management 3.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.b Approve Dividends For For Management 4.a Approve Discharge of Executive For For Management Directors 4.b Approve Discharge of Non-Executive For For Management Directors 5.a Elect Patricia Capel as Non-Executive For For Management Director 5.b Elect Jeroen Katgert as Non-Executive For For Management Director 6 Reappoint Deloitte Accountants B.V. as For For Management Auditors 7.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 7.c Grant Board Authority to Issue Shares For For Management Up To 40 Percent of Issued Capital in Connection with a Rights Issue 8 Approve Reduction in Share Capital For For Management through Cancellation of Shares 9 Other Business (Non-Voting) None None Management 10 Discuss Voting Results None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: MAR 29, 2023 Meeting Type: Annual Record Date: JAN 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Matrice Ellis Kirk For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Thomas W. Jones For For Management 1i Elect Director Jacob M. Katz For For Management 1j Elect Director Michael T. O'Kane For For Management 1k Elect Director Joseph S. Steinberg For For Management 1l Elect Director Melissa V. Weiler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: JUN 28, 2023 Meeting Type: Special Record Date: MAY 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize a New Class of Common Stock For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: NOV 18, 2022 Meeting Type: Extraordinary Shareholders Record Date: OCT 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Approve Disposal by Just Eat Holding For For Management of its Interest in the Issued and Outstanding Capital of Each of the iFood Companies to Movile 3 Approve Transfer of Company's Listing For For Management Category on the Official List from Premium Listing (Commercial Company) to Standard Listing (Shares) 4a Reelect Jorg Gerbig to Management Board For For Management 4b Elect Andrew Kenny to Management Board For For Management 5a Elect Mieke De Schepper to Supervisory For For Management Board 5b Elect Dick Boer to Supervisory Board For For Management 6 Other Business (Non-Voting) None None Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM NV Ticker: TKWY Security ID: N4753E105 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Report of Management Board None None Management (Non-Voting) 2b Approve Remuneration Report For For Management 2c Adopt Financial Statements and For For Management Statutory Reports 3 Amend Remuneration Policy for For For Management Management Board 4a Approve Discharge of Management Board For For Management 4b Approve Discharge of Supervisory Board For For Management 5a Reelect Jitse Groen to Management Board For For Management 5b Reelect Brent Wissink to Management For For Management Board 5c Reelect Jorg Gerbig to Management Board For For Management 5d Reelect Andrew Kenny to Management For For Management Board 6a Reelect Dick Boer to Supervisory Board For For Management 6b Reelect Corinne Vigreux to Supervisory For For Management Board 6c Reelect Lloyd Frink to Supervisory For For Management Board 6d Reelect Jambu Palaniappan to For For Management Supervisory Board 6e Reelect Mieke De Schepper to For For Management Supervisory Board 6f Reelect Ron Teerlink to Supervisory For For Management Board 6g Elect Abbe Luersman to Supervisory For For Management Board 6h Elect Angela Noon to Supervisory Board For For Management 7 Ratify Ernst & Young Accountants LLP For For Management as Auditors 8a Grant Board Authority to Issue Shares For For Management for General Purposes and in Connection with Incentive Plans 8b Grant Board Authority to Issue Shares For For Management in Connection with Amazon 9a Authorize Board to Exclude Preemptive For For Management Rights in Relation to the Issue of Shares for General Purposes and in Connection with Incentive Plans 9b Authorize Board to Exclude Preemptive For For Management Rights in Relation to the Issue of Shares in Connection with Amazon 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For For Management 2 Amend Certificate of Incorporation to For For Management Allow Exculpation of Certain Officers 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANDCADIA HOLDINGS IV, INC. Ticker: LCA Security ID: 51477A203 Meeting Date: DEC 22, 2022 Meeting Type: Special Record Date: NOV 09, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 29, 2023 to September 29, 2023 2 Elect Director Scott Kelly For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LAZARD GROWTH ACQUISITION CORP. I Ticker: LGAC Security ID: G54035129 Meeting Date: DEC 15, 2022 Meeting Type: Annual Record Date: OCT 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 2 Ratify Marcum LLP as Auditors For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: MAR 29, 2023 Meeting Type: Annual Record Date: DEC 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Cho Seong-wook as Outside For For Management Director 2.2 Elect Park Jong-su as Outside Director For For Management 3.1 Elect Cho Seong-wook as a Member of For For Management Audit Committee 3.2 Elect Park Jong-su as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Albert J. Ko For For Management 1f Elect Director Allison H. Mnookin For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director James S. Putnam For For Management 1i Elect Director Richard P. Schifter For For Management 1j Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 12, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony G. Capuano For For Management 1b Elect Director Isabella D. Goren For For Management 1c Elect Director Deborah Marriott For For Management Harrison 1d Elect Director Frederick A. Henderson For For Management 1e Elect Director Eric Hippeau For For Management 1f Elect Director Lauren R. Hobart For For Management 1g Elect Director Debra L. Lee For For Management 1h Elect Director Aylwin B. Lewis For For Management 1i Elect Director David S. Marriott For For Management 1j Elect Director Margaret M. McCarthy For For Management 1k Elect Director Grant F. Reid For For Management 1l Elect Director Horacio D. Rozanski For For Management 1m Elect Director Susan C. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Publish a Congruency Report of Against Against Shareholder Partnerships with Globalist Organizations 7 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- META PLATFORMS, INC. Ticker: META Security ID: 30303M102 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Tracey T. Travis For For Management 1.8 Elect Director Tony Xu For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Report on Government Take Down Requests Against Against Shareholder 4 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 5 Report on Human Rights Impact Against Against Shareholder Assessment of Targeted Advertising 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Report on Allegations of Political Against Against Shareholder Entanglement and Content Management Biases in India 8 Report on Framework to Assess Company Against Against Shareholder Lobbying Alignment with Climate Goals 9 Report on Data Privacy regarding Against Against Shareholder Reproductive Healthcare 10 Report on Enforcement of Community Against Against Shareholder Standards and User Content 11 Report on Child Safety and Harm Against Against Shareholder Reduction 12 Report on Executive Pay Calibration to Against Against Shareholder Externalized Costs 13 Commission Independent Review of Audit Against Against Shareholder & Risk Oversight Committee -------------------------------------------------------------------------------- METALS ACQUISITION CORP. Ticker: MTAL Security ID: G60405100 Meeting Date: JUN 05, 2023 Meeting Type: Extraordinary Shareholders Record Date: MAY 05, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Approve Merger Agreement For For Management 3a Amend Governing Documents Re: Method For For Management to Appoint and Elect Directors 3b Require Advance Notice for Director For For Management Nominations and New Business 3c Approve All Other Changes in For For Management Connection with Adoption of the Proposed Governing Documents 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MISSION ADVANCEMENT CORP. Ticker: MACC Security ID: 60501L200 Meeting Date: DEC 06, 2022 Meeting Type: Special Record Date: OCT 26, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Termination Date 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MONUMENT CIRCLE ACQUISITION CORP. Ticker: MON Security ID: 61531M200 Meeting Date: DEC 14, 2022 Meeting Type: Special Record Date: NOV 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from January 19, 2023 to July 19, 2023 2 Approve Plan of Liquidation For For Management 3 Amend Investment Management Trust For For Management Agreement 4 Ratify WithumSmith+Brown, PC as For For Management Auditors 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mathias Dopfner For For Management 1b Elect Director Reed Hastings For For Management 1c Elect Director Jay C. Hoag For For Management 1d Elect Director Ted Sarandos For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Right to Call Special Meeting Against Against Shareholder 6 Adopt Policy Prohibiting Directors Against Against Shareholder from Simultaneously Sitting on the Board of Directors of Any Other Company 7 Report on Climate Risk in Retirement Against Against Shareholder Plan Options 8 Adopt and Disclose a Freedom of Against Against Shareholder Association and Collective Bargaining Policy -------------------------------------------------------------------------------- NEXON CO., LTD. Ticker: 3659 Security ID: J4914X104 Meeting Date: MAR 24, 2023 Meeting Type: Annual Record Date: DEC 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Owen Mahoney For For Management 1.2 Elect Director Uemura, Shiro For For Management 1.3 Elect Director Junghun Lee For For Management 1.4 Elect Director Patrick Soderlund For For Management 1.5 Elect Director Mitchell Lasky For For Management 2 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- NINTENDO CO., LTD. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, With a For For Management Final Dividend of JPY 123 2.1 Elect Director Furukawa, Shuntaro For For Management 2.2 Elect Director Miyamoto, Shigeru For For Management 2.3 Elect Director Takahashi, Shinya For For Management 2.4 Elect Director Shibata, Satoru For For Management 2.5 Elect Director Shiota, Ko For For Management 2.6 Elect Director Chris Meledandri For For Management -------------------------------------------------------------------------------- NORTHERN STAR INVESTMENT CORP. III Ticker: NSTC Security ID: 66574L100 Meeting Date: MAR 01, 2023 Meeting Type: Special Record Date: FEB 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination March 4, 2023 to September 4, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NORTHERN STAR INVESTMENT CORP. IV Ticker: NSTD Security ID: 66575B101 Meeting Date: MAR 01, 2023 Meeting Type: Special Record Date: FEB 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 4, 2023 to September 4, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: APR 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Reelect Kurt Sievers as Executive For For Management Director 3b Reelect Annette Clayton as For For Management Non-Executive Director 3c Reelect Anthony Foxx as Non-Executive For For Management Director 3d Reelect Chunyuan Gu as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Julie Southern as For For Management Non-Executive Director 3g Reelect Jasmin Staiblin as For For Management Non-Executive Director 3h Reelect Gregory Summe as Non-Executive For For Management Director 3i Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 3j Reelect Moshe Gavrielov as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Share Repurchase Program For For Management 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OPEN TEXT CORPORATION Ticker: OTEX Security ID: 683715106 Meeting Date: SEP 15, 2022 Meeting Type: Annual Record Date: AUG 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Thomas Jenkins For For Management 1.2 Elect Director Mark J. Barrenechea For For Management 1.3 Elect Director Randy Fowlie For For Management 1.4 Elect Director David Fraser For For Management 1.5 Elect Director Gail E. Hamilton For For Management 1.6 Elect Director Robert (Bob) Hau For For Management 1.7 Elect Director Ann M. Powell For For Management 1.8 Elect Director Stephen J. Sadler For For Management 1.9 Elect Director Michael Slaunwhite For For Management 1.10 Elect Director Katharine B. Stevenson For For Management 1.11 Elect Director Deborah Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For Against Management Compensation Approach 4 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- ORION ACQUISITION CORP. Ticker: OHPA Security ID: 68626A207 Meeting Date: NOV 21, 2022 Meeting Type: Special Record Date: OCT 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Amendment of the Amended For For Management and Restated Certificate of Incorporation 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl F. Campbell For For Management 1b Elect Director Kerry W. Cooper For For Management 1c Elect Director Arno L. Harris For For Management 1d Elect Director Carlos M. Hernandez For For Management 1e Elect Director Michael R. Niggli For For Management 1f Elect Director Benjamin F. Wilson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PLUM ACQUISITION CORP. I Ticker: PLMI Security ID: G7134L100 Meeting Date: MAR 15, 2023 Meeting Type: Extraordinary Shareholders Record Date: FEB 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum and Articles of For For Management Association to Extend Consummation of Business Combination from March 18, 2023 to June 18, 2023, and to Further Extend, Without Another Shareholder Approval, to March 18, 2024 2 Amend Memorandum and Articles of For For Management Association to Eliminate Redemption Limitation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- POWERUP ACQUISITION CORP. Ticker: PWUP Security ID: G7207P111 Meeting Date: MAY 18, 2023 Meeting Type: Extraordinary Shareholders Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from May 23, 2023 to May 23, 2024 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PROSUS NV Ticker: PRX Security ID: N7163R103 Meeting Date: AUG 24, 2022 Meeting Type: Annual Record Date: JUL 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Approve Remuneration Report For Against Management 3 Adopt Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Executive For For Management Directors 6 Approve Discharge of Non-Executive For For Management Directors 7 Approve Remuneration Policy for For Against Management Executive and Non-Executive Directors 8 Elect Sharmistha Dubey as For For Management Non-Executive Director 9.1 Reelect JP Bekker as Non-Executive For For Management Director 9.2 Reelect D Meyer as Non-Executive For For Management Director 9.3 Reelect SJZ Pacak as Non-Executive For For Management Director 9.4 Reelect JDT Stofberg as Non-Executive For For Management Director 10 Ratify Deloitte Accountants B.V. as For For Management Auditors 11 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights 12 Authorize Repurchase of Shares For For Management 13 Approve Reduction in Share Capital For For Management Through Cancellation of Shares 14 Discuss Voting Results None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- ROSS ACQUISITION CORP. II Ticker: ROSS Security ID: G7641C106 Meeting Date: MAR 13, 2023 Meeting Type: Extraordinary Shareholders Record Date: FEB 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum and Articles of For For Management Association to Extend Consummation of Business Combination from March 16, 2023 to September 16, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RXR ACQUISITION CORP. Ticker: RXRA Security ID: 74981W206 Meeting Date: DEC 15, 2022 Meeting Type: Special Record Date: NOV 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SAFRAN SA Ticker: SAF Security ID: F4035A557 Meeting Date: MAY 25, 2023 Meeting Type: Annual/Special Record Date: MAY 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Transaction with Airbus SE, For For Management Tikehau ACE Capital, AD Holding and the State 5 Ratify Appointment of Alexandre For For Management Lahousse as Director 6 Ratify Appointment of Robert Peugeot For For Management as Director 7 Reelect Ross McInnes as Director For For Management 8 Reelect Olivier Andries as Director For For Management 9 Elect Fabrice Bregier as Director For For Management 10 Reelect Laurent Guillot as Director For For Management 11 Reelect Alexandre Lahousse as Director For For Management 12 Approve Compensation of Ross McInnes, For For Management Chairman of the Board 13 Approve Compensation of Olivier For For Management Andries, CEO 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For For Management 17 Approve Remuneration Policy of For For Management Directors 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million 21 Authorize Capital Increase of Up to For For Management EUR 8 Million for Future Exchange Offers 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19-22 24 Authorize Capitalization of Reserves For For Management of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize up to 0.4 Percent of Issued For For Management Capital for Use in Restricted Stock Plans With Performance Conditions Attached 28 Authorize up to 0.3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 29 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAMSUNG C&T CORP. Ticker: 028260 Security ID: Y7T71K106 Meeting Date: MAR 17, 2023 Meeting Type: Annual Record Date: DEC 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Cancellation of Treasury Shares For For Management 3.1.1 Elect Jeong Byeong-seok as Outside For Against Management Director 3.1.2 Elect Lee Sang-seung as Outside For Against Management Director 3.2.1 Elect Jeong Hae-rin as Inside Director For Against Management 4 Elect Janice Lee as Outside Director For Against Management to Serve as an Audit Committee Member 5.1 Elect Lee Sang-seung as a Member of For Against Management Audit Committee 5.2 Elect Choi Jung-gyeong as a Member of For Against Management Audit Committee 6 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors -------------------------------------------------------------------------------- SILVER SPIKE ACQUISITION CORP. II Ticker: SPKB Security ID: G8201H105 Meeting Date: MAR 10, 2023 Meeting Type: Extraordinary Shareholders Record Date: FEB 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum and Articles of For For Management Association to Extend Consummation of Business Combination from March 15, 2023 to June 15, 2023 2 Amend Articles to Eliminate Redemption For For Management Limitation 3 Approve Founder Conversion Amendment For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SLAM CORP. Ticker: SLAM Security ID: G8210L113 Meeting Date: FEB 21, 2023 Meeting Type: Extraordinary Shareholders Record Date: JAN 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum and Articles of For For Management Association to Extend Consummation of Business Combination from February 25, 2023 to May 25, 2023 2 Amend Articles of Association For For Management Regarding Redemption Limitation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- STRATIM CLOUD ACQUISITION CORP. Ticker: SCAQ Security ID: 86309R107 Meeting Date: MAR 10, 2023 Meeting Type: Special Record Date: FEB 08, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 16, 2023 to September 16, 2023 2 Amend Certificate of Incorporation to For For Management Eliminate Redemption Limitation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED Ticker: 19 Security ID: Y83310105 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAY 05, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect P K Etchells as Director For For Management 1b Elect Z P Zhang as Director For For Management 1c Elect G D McCallum as Director For For Management 1d Elect E M Ngan as Director For For Management 1e Elect B Y Zhang as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TCW SPECIAL PURPOSE ACQUISITION CORP. Ticker: TSPQ Security ID: 87301L205 Meeting Date: DEC 15, 2022 Meeting Type: Special Record Date: NOV 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Change the Original Termination Date 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 15, 2023 Meeting Type: Annual Record Date: FEB 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean-Pierre Clamadieu For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director Syaru Shirley Lin For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Abhijit Y. Talwalkar For For Management 1j Elect Director Mark C. Trudeau For For Management 1k Elect Director Dawn C. Willoughby For For Management 1l Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3b Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3c Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 30, 2022 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 30, 2022 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 30, 2022 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2023 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year One Year Management 10 Approve Remuneration Report For For Management 11 Approve Remuneration of Executive For For Management Management in the Amount of USD 53.5 Million 12 Approve Remuneration of Board of For For Management Directors in the Amount of USD 4.1 Million 13 Approve Allocation of Available For For Management Earnings at September 30, 2022 14 Approve Declaration of Dividend For For Management 15 Authorize Share Repurchase Program For For Management 16 Approve Reduction in Share Capital via For For Management Cancelation of Shares 17 Amend Articles to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- TLG ACQUISITION ONE CORP. Ticker: TLGA Security ID: 87257M207 Meeting Date: DEC 19, 2022 Meeting Type: Special Record Date: NOV 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from February 1, 2023 to August 1, 2023 2 Amend Investment Management Trust For For Management Agreement 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TWELVE SEAS INVESTMENT CO. II Ticker: TWLV Security ID: 90118T205 Meeting Date: FEB 28, 2023 Meeting Type: Special Record Date: FEB 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Certificate of Incorporation to For For Management Extend Consummation of Business Combination from March 2, 2023 to December 2, 2023 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Ticker: UBER Security ID: 90353T100 Meeting Date: MAY 08, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Sugar For For Management 1b Elect Director Revathi Advaithi For For Management 1c Elect Director Ursula Burns For For Management 1d Elect Director Robert Eckert For For Management 1e Elect Director Amanda Ginsberg For For Management 1f Elect Director Dara Khosrowshahi For For Management 1g Elect Director Wan Ling Martello For For Management 1h Elect Director John Thain For For Management 1i Elect Director David I. Trujillo For For Management 1j Elect Director Alexander Wynaendts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Commission a Third-Party Audit on Against Against Shareholder Driver Health and Safety -------------------------------------------------------------------------------- UNIVAR SOLUTIONS INC. Ticker: UNVR Security ID: 91336L107 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan A. Braca For For Management 1.2 Elect Director Mark J. Byrne For For Management 1.3 Elect Director Daniel P. Doheny For For Management 1.4 Elect Director Rhonda Germany For For Management 1.5 Elect Director David C. Jukes For For Management 1.6 Elect Director Varun Laroyia For For Management 1.7 Elect Director Stephen D. Newlin For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Kerry J. Preete For For Management 1.10 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VIKING ACQUISITION 1 AS Ticker: VIKACQ1 NO Security ID: NO0011018459 Meeting Date: SEP 07, 2022 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Election of a person to co-sign the FOR FOR Management minutes 2 Approval of the notice and agenda FOR FOR Management 3 Approval of the liquidation and notice FOR FOR Management of final dissolution -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Roth For For Management 1.2 Elect Director Candace K. Beinecke For For Management 1.3 Elect Director Michael D. Fascitelli For For Management 1.4 Elect Director Beatrice Hamza Bassey For For Management 1.5 Elect Director William W. Helman, IV For For Management 1.6 Elect Director David M. Mandelbaum For For Management 1.7 Elect Director Raymond J. McGuire For For Management 1.8 Elect Director Mandakini Puri For For Management 1.9 Elect Director Daniel R. Tisch For For Management 1.10 Elect Director Russell B. Wight, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Richard K. Davis For For Management 1f Elect Director Wayne M. Hewett For For Management 1g Elect Director CeCelia (CeCe) G. Morken For For Management 1h Elect Director Maria R. Morris For For Management 1i Elect Director Felicia F. Norwood For For Management 1j Elect Director Richard B. Payne, Jr. For For Management 1k Elect Director Ronald L. Sargent For For Management 1l Elect Director Charles W. Scharf For For Management 1m Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt Simple Majority Vote Against Against Shareholder 6 Report on Political Expenditures Against Against Shareholder Congruence 7 Report on Climate Lobbying Against Against Shareholder 8 Report on Climate Transition Plan Against Against Shareholder Describing Efforts to Align Financing Activities with GHG Targets 9 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development 10 Report on Prevention of Workplace Against Against Shareholder Harassment and Discrimination 11 Adopt Policy on Freedom of Association Against Against Shareholder and Collective Bargaining -------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Ticker: WAB Security ID: 929740108 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rafael Santana For For Management 1b Elect Director Lee C. Banks For For Management 1c Elect Director Byron S. Foster For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management ======================== FPA Flexible Fixed Income Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) FPA Funds Trust
By (Signature and Title)* | /s/ Maureen Quill | |
Maureen Quill, President and Principal Executive Officer | ||
Date | 8/24/23 |
* Print the name and title of each signing officer under his or her signature.