SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __________)
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President
John Hancock Investments
John Hancock Hedged Equity & Income Fund
John Hancock Preferred Income Fund
John Hancock Preferred Income Fund II
John Hancock Preferred Income Fund III
John Hancock Premium Dividend Fund
John Hancock Tax-Advantaged Dividend Income Fund
John Hancock Tax-Advantaged Global Shareholder Yield Fund
Date: Tuesday, February 20, 2024
Location: 200 Berkeley Street, Boston, Massachusetts 02116
Secretary
December 28, 2023
John Hancock Hedged Equity & Income Fund
John Hancock Preferred Income Fund
John Hancock Preferred Income Fund II
John Hancock Preferred Income Fund III
John Hancock Premium Dividend Fund
John Hancock Tax-Advantaged Dividend Income Fund
John Hancock Tax-Advantaged Global Shareholder Yield Fund
200 Berkeley Street, Boston, Massachusetts 02116
Fund | Shares |
Financial Opportunities Fund | 19,686,612 |
Hedged Equity & Income Fund | 12,151,242 |
Preferred Income Fund | 26,539,504 |
Preferred Income Fund II | 21,511,260 |
Preferred Income Fund III | 31,924,085 |
Premium Dividend Fund | 49,185,225 |
Tax-Advantaged Dividend Income Fund | 35,431,824 |
Tax-Advantaged Global Shareholder Yield Fund | 10,921,751 |
Name of Fund | Name and Address of Owner | Amount | Percent |
Financial Opportunities Fund | Morgan Stanley Smith Barney LLC 1585 Broadway New York, NY 10036 | 1,605,673 | 8.3%1 |
Hedged Equity & Income Fund | First Trust Portfolios LP 120 East Liberty Drive Suite 400 Wheaton, IL 60187 | 2,224,953 | 18.22%2 |
Hedged Equity & Income Fund | Morgan Stanley Smith Barney LLC 1585 Broadway New York, NY 10036 | 994,852 | 8.2%1 |
Tax-Advantaged Global Shareholder Yield Fund | SIT Investment Associates Inc. 3300 IDS Center 80 South Eighth Street Minneapolis, MN 55402 | 1,099,678 | 9.99%3 |
Tax-Advantaged Global Shareholder Yield Fund | First Trust Portfolios LP 120 East Liberty Drive Suite 400 Wheaton, IL 60187 | 1,028,205 | 9.40%4 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Independent Trustees | |||
Noni L. Ellison (1971) | Trustee since 2022 (A-H) | Senior Vice President, General Counsel & Corporate Secretary, Tractor Supply Company (rural lifestyle retailer) (since 2021); General Counsel, Chief Compliance Officer & Corporate Secretary, Carestream Dental, L.L.C. (2017–2021); Associate General Counsel & Assistant Corporate Secretary, W.W. Grainger, Inc. (global industrial supplier) (2015–2017); Board Member, Goodwill of North Georgia, 2018 (FY2019)–2020 (FY2021); Board Member, Howard University School of Law Board of Visitors (since 2021); Board Member, University of Chicago Law School Board of Visitors (since 2016); Board member, Children’s Healthcare of Atlanta Foundation Board (2021–2023). Trustee of various trusts within the John Hancock Fund Complex (since 2022). | 175 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Independent Trustees | |||
Frances G. Rathke (1960) | Trustee since 2020 (A-H) | Director, Audit Committee Chair, Oatly Group AB (plant-based drink company) (since 2021); Director, Audit Committee Chair and Compensation Committee Member, Green Mountain Power Corporation (since 2016); Director, Treasurer and Finance & Audit Committee Chair, Flynn Center for Performing Arts (since 2016); Director and Audit Committee Chair, Planet Fitness (since 2016); Chief Financial Officer and Treasurer, Keurig Green Mountain, Inc. (2003–retired 2015). Trustee of various trusts within the John Hancock Fund Complex (since 2020). | 175 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Independent Trustees | |||
James R. Boyle (1959) | Trustee since 2015 (A-H)1 | Board Member, United of Omaha Life Insurance Company (since 2022). Board Member, Mutual of Omaha Investor Services, Inc. (since 2022). Foresters Financial, Chief Executive Officer (2018–2022) and board member (2017–2022). Manulife Financial and John Hancock, more than 20 years, retiring in 2012 as Chief Executive Officer, John Hancock and Senior Executive Vice President, Manulife Financial. Trustee of various trusts within the John Hancock Fund Complex (2005–2014 and since 2015). | 175 |
William H. Cunningham (1944) | Trustee since: 2011 (B) 1994 (A,F) 2002 (C-D) 2003 (E) 2004 (G) 2007 (H) | Professor, University of Texas, Austin, Texas (since 1971); former Chancellor, University of Texas System and former President of the University of Texas, Austin, Texas; Director (since 2006), Lincoln National Corporation (insurance); Director, Southwest Airlines (since 2000). Trustee of various trusts within the John Hancock Fund Complex (since 1986). | 177 |
Grace K. Fey (1946) | Trustee since 2012 (A-H) | Chief Executive Officer, Grace Fey Advisors (since 2007); Director and Executive Vice President, Frontier Capital Management Company (1988–2007); Director, Fiduciary Trust (since 2009). Trustee of various trusts within the John Hancock Fund Complex (since 2008). | 179 |
Hassell H. McClellan (1945) | Trustee since 2012 (A-H) | Director/Trustee, Virtus Funds (2008–2020); Director, The Barnes Group (2010–2021); Associate Professor, The Wallace E. Carroll School of Management, Boston College (retired 2013). Trustee (since 2005) and Chairperson of the Board (since 2017) of various trusts within the John Hancock Fund Complex. | 179 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Independent Trustees | |||
Gregory A. Russo (1949) | Trustee since: 2011 (B) 2008 (A, C-H) | Director and Audit Committee Chairman (2012–2020), and Member, Audit Committee and Finance Committee (2011–2020), NCH Healthcare System, Inc. (holding company for multi-entity healthcare system); Director and Member (2012–2018), and Finance Committee Chairman (2014–2018), The Moorings, Inc. (nonprofit continuing care community); Global Vice Chairman, Risk & Regulatory Matters, KPMG LLP (KPMG) (2002–2006); Vice Chairman, Industrial Markets, KPMG (1998–2002). Trustee of various trusts within the John Hancock Fund Complex (since 2008). | 175 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Non-Independent Trustees | |||
Paul Lorentz (1968) | Trustee since 2022 (A-H)2 | Global Head, Manulife Wealth and Asset Management (since 2017); General Manager, Manulife, Individual Wealth Management and Insurance (2013–2017); President, Manulife Investments (2010–2016). Trustee of various trusts within the John Hancock Fund Complex (since 2022). | 175 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Independent Trustees | |||
Dean C. Garfield (1968) | Trustee since 2022 (A-H) | Vice President, Netflix, Inc. (since 2019); President & Chief Executive Officer, Information Technology Industry Council (2009–2019); NYU School of Law Board of Trustees (since 2021); Member, U.S. Department of Transportation, Advisory Committee on Automation (since 2021); President of the United States Trade Advisory Council (2010–2018); Board Member, College for Every Student (2017–2021); Board Member, The Seed School of Washington, D.C. (2012–2017); Advisory Board Member of the Block Center for Technology and Society (since 2019). Trustee of various trusts within the John Hancock Fund Complex (since 2022). | 175 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Independent Trustees | |||
Deborah C. Jackson (1952) | Trustee since: 2011 (B) 2008 (A, C-H) | President, Cambridge College, Cambridge, Massachusetts (since 2011); Board of Directors, Amwell Corporation (since 2020); Board of Directors, Massachusetts Women’s Forum (2018–2020); Board of Directors, National Association of Corporate Directors/New England (2015–2020); Chief Executive Officer, American Red Cross of Massachusetts Bay (2002–2011); Board of Directors of Eastern Bank Corporation (since 2001); Board of Directors of Eastern Bank Charitable Foundation (since 2001); Board of Directors of Boston Stock Exchange (2002–2008); Board of Directors of Harvard Pilgrim Healthcare (health benefits company) (2007–2011). Trustee of various trusts within the John Hancock Fund Complex (since 2008). | 177 |
Steven R. Pruchansky (1944) | Trustee since: 2011 (B) 1994 (A) 1992 (F) 2002 (C-D) 2003 (E) 2004 (G) 2007 (H) | Managing Director, Pru Realty (since 2017); Chairman and Chief Executive Officer, Greenscapes of Southwest Florida, Inc. (2014–2020); Director and President, Greenscapes of Southwest Florida, Inc. (until 2000); Member, Board of Advisors, First American Bank (until 2010); Managing Director, Jon James, LLC (real estate) (since 2000); Partner, Right Funding, LLC (2014–2017); Director, First Signature Bank & Trust Company (until 1991); Director, Mast Realty Trust (until 1994); President, Maxwell Building Corp. (until 1991). Trustee (since 1992), Chairperson of the Board (2011–2012), and Vice Chairperson of the Board (since 2012) of various trusts within the John Hancock Fund Complex. | 175 |
Name (Birth Year) | Current Position(s) with the Trusts | Principal Occupation(s) and Other Directorships During the Past 5 Years | Number of Funds in John Hancock Fund Complex Overseen by Trustee |
Non-Independent Trustees | |||
Andrew G. Arnott (1971) | Trustee since 2017 (A-H)1 | Global Head of Retail for Manulife (since 2022); Head of Wealth and Asset Management, United States and Europe, for John Hancock and Manulife (2018-2023); Director and Chairman, John Hancock Investment Management LLC (2005-2023, including prior positions); Director and Chairman, John Hancock Variable Trust Advisers LLC (2006-2023, including prior positions); Director and Chairman, John Hancock Investment Management Distributors LLC (2004-2023, including prior positions); President of various trusts within the John Hancock Fund Complex (2007-2023, including prior positions). Trustee of various trusts within the John Hancock Fund Complex (since 2017). | 177 |
Name (Birth Year) | Current Position(s) with the Trusts1 | Principal Occupation(s) During the Past 5 Years |
Kristie M. Feinberg (1975) | President since: 2022 (A-H) | Head of Wealth & Asset Management, U.S. and Europe, for John Hancock and Manulife (since 2023); Director and Chairman, John Hancock Investment Management LLC (since 2023); Director and Chairman, John Hancock Variable Trust Advisers LLC (since 2023); Director and Chairman, John Hancock Investment Management Distributors LLC (since 2023); CFO and Global Head of Strategy, Manulife Investment Management (2021–2023, including prior positions); CFO Americas & Global Head of Treasury, Invesco, Ltd., Invesco US (2019–2020, including prior positions); Senior Vice President, Corporate Treasurer and Business Controller, OppenheimerFunds (2001–2019, including prior positions); President of various trusts within the John Hancock Fund Complex (since 2023). |
Charles A. Rizzo (1957) | Chief Financial Officer since: 2011 (B) 2007 (A, C-H) | Vice President, John Hancock Financial Services (since 2008); Senior Vice President, John Hancock Investment Management LLC and John Hancock Variable Trust Advisers LLC (since 2008); Chief Financial Officer of various trusts within the John Hancock Fund Complex (since 2007). |
Salvatore Schiavone (1965) | Treasurer since: 2011 (B) 2009 (A, C-H) | Assistant Vice President, John Hancock Financial Services (since 2007); Vice President, John Hancock Investment Management LLC and John Hancock Variable Trust Advisers LLC (since 2007); Treasurer of various trusts within the John Hancock Fund Complex (since 2007, including prior positions). |
Christopher (Kit) Sechler (1973) | Secretary and Chief Legal Officer since: 2018 (A-H) | Vice President and Deputy Chief Counsel, John Hancock Investment Management (since 2015); Assistant Vice President and Senior Counsel (2009–2015), John Hancock Investment Management; Assistant Secretary of John Hancock Investment Management LLC and John Hancock Variable Trust Advisers LLC (since 2009); Chief Legal Officer and Secretary of various trusts within the John Hancock Fund Complex (since 2009, including prior positions). |
Name (Birth Year) | Current Position(s) with the Trusts1 | Principal Occupation(s) During the Past 5 Years |
Trevor Swanberg (1979) | Chief Compliance Officer since: 2020 (A-H) | Chief Compliance Officer, John Hancock Investment Management LLC and John Hancock Variable Trust Advisers LLC (since 2020); Deputy Chief Compliance Officer, John Hancock Investment Management LLC and John Hancock Variable Trust Advisers LLC (2019–2020); Assistant Chief Compliance Officer, John Hancock Investment Management LLC and John Hancock Variable Trust Advisers LLC (2016–2019); Vice President, State Street Global Advisors (2015–2016); Chief Compliance Officer of various trusts within the John Hancock Fund Complex (since 2016, including prior positions). |
Trustee Holdings1 | ||||
Name of Trustee | Financial Opportunities Fund | Amount of Shares | Hedged Equity & Income Fund | Amount of Shares |
Independent Trustees | ||||
James R. Boyle | $10,001-$50,000 | 915 | $10,001-$50,000 | 2,317 |
William H. Cunningham | $10,001-$50,000 | 1,163 | $10,001-$50,000 | 1,753 |
Noni L. Ellison | $10,001-$50,000 | 432 | $10,001-$50,000 | 1,153 |
Grace K. Fey | $10,001-$50,000 | 931 | $10,001-$50,000 | 1,665 |
Dean C. Garfield | None | None | None | None |
Deborah C. Jackson | $10,001-$50,000 | 1,794 | $1-$10,000 | 800 |
Hassell H. McClellan | $10,001-$50,000 | 814 | $10,001-$50,000 | 1,640 |
Steven R. Pruchansky | $1-$10,000 | 220 | $1-$10,000 | 620 |
Frances G. Rathke | $10,001-$50,000 | 453 | $10,001-$50,000 | 1,213 |
Gregory A. Russo | $10,001-$50,000 | 1,634 | $10,001-$50,000 | 2,110 |
Non-Independent Trustees | ||||
Andrew G. Arnott | None | None | None | None |
Paul Lorentz | None | None | None | None |
Trustee Holdings1 | ||||
Name of Trustee | Preferred Income Fund | Amount of Shares | Preferred Income Fund II | Amount of Shares |
Independent Trustees | ||||
James R. Boyle | $10,001-$50,000 | 1,397 | $10,001-$50,000 | 1,444 |
William H. Cunningham | $10,001-$50,000 | 1,344 | $10,001-$50,000 | 1,365 |
Noni L. Ellison | $10,001-$50,000 | 790 | $10,001-$50,000 | 819 |
Grace K. Fey | $10,001-$50,000 | 1,267 | $10,001-$50,000 | 1,284 |
Dean C. Garfield | None | None | None | None |
Deborah C. Jackson | $10,001-$50,000 | 2,387 | $10,001-$50,000 | 1,162 |
Hassell H. McClellan | $10,001-$50,000 | 1,084 | $10,001-$50,000 | 983 |
Steven R. Pruchansky | $1-$10,000 | 408 | $1-$10,000 | 405 |
Frances G. Rathke | $1-$10,000 | 668 | $1-$10,000 | 692 |
Gregory A. Russo | $10,001-$50,000 | 1,659 | $10,001-$50,000 | 1,649 |
Non-Independent Trustees | ||||
Andrew G. Arnott | None | None | None | None |
Paul Lorentz | None | None | None | None |
Trustee Holdings1 | ||||
Name of Trustee | Preferred Income Fund III | Amount of Shares | Premium Dividend Fund | Amount of Shares |
Independent Trustees | ||||
James R. Boyle | $10,001-$50,000 | 1,588 | $10,001-$50,000 | 2,126 |
William H. Cunningham | $10,001-$50,000 | 1,563 | $10,001-$50,000 | 2,123 |
Noni L. Ellison | $10,001-$50,000 | 879 | $10,001-$50,000 | 1,185 |
Grace K. Fey | $10,001-$50,000 | 1,454 | $10,001-$50,000 | 2,065 |
Dean C. Garfield | None | None | None | None |
Deborah C. Jackson | $10,001-$50,000 | 1,274 | $10,001-$50,000 | 2,510 |
Hassell H. McClellan | $10,001-$50,000 | 1,121 | $10,001-$50,000 | 1,523 |
Steven R. Pruchansky | $1-$10,000 | 459 | $1-$10,000 | 525 |
Frances G. Rathke | $1-$10,000 | 756 | $1-$10,000 | 908 |
Gregory A. Russo | $10,001-$50,000 | 1,932 | $10,001-$50,000 | 2,608 |
Non-Independent Trustees | ||||
Andrew G. Arnott | None | None | None | None |
Paul Lorentz | None | None | None | None |
Trustee Holdings1 | |||||
Name of Trustee | Tax-Advantaged Dividend Income Fund | Amount of Shares | Tax-Advantaged Global Shareholder Yield Fund | Amount of Shares | All John Hancock Funds Overseen |
Independent Trustees | |||||
James R. Boyle | $10,001-$50,000 | 1,354 | $10,001-$50,000 | 3,478 | Over $100,000 |
William H. Cunningham | $10,001-$50,000 | 1,355 | $10,001-$50,000 | 2,645 | Over $100,000 |
Noni L. Ellison | $10,001-$50,000 | 650 | None | None | Under $100,000 |
Grace K. Fey | $10,001-$50,000 | 1,265 | $10,001-$50,000 | 2,470 | Over $100,000 |
Dean C. Garfield | None | None | None | None | None |
Deborah C. Jackson | $10,001-$50,000 | 1,905 | $1-$10,000 | 850 | Over $100,000 |
Hassell H. McClellan | $10,001-$50,000 | 962 | $10,001-$50,000 | 2,599 | Over $100,000 |
Trustee Holdings1 | |||||
Name of Trustee | Tax-Advantaged Dividend Income Fund | Amount of Shares | Tax-Advantaged Global Shareholder Yield Fund | Amount of Shares | All John Hancock Funds Overseen |
Steven R. Pruchansky | $1-$10,000 | 304 | $1-$10,000 | 1,422 | Over $100,000 |
Frances G. Rathke | $1-$10,000 | 589 | $10,001-$50,000 | 2,615 | Over $100,000 |
Gregory A. Russo | $10,001-$50,000 | 1,859 | $10,001-$50,000 | 3,151 | Over $100,000 |
Non-Independent Trustees | |||||
Andrew G. Arnott | None | None | None | None | Over $100,000 |
Paul Lorentz | None | None | None | None | None |
Independent Trustees | Financial Opportunities Fund | Hedged Equity & Income Fund | Total Compensation All Funds in the John Hancock Fund Complex1 |
James R. Boyle | $4,000 | $4,000 | $450,000 |
Peter S. Burgess2 | $4,000 | $4,000 | $430,000 |
William H. Cunningham | $4,000 | $4,000 | $525,000 |
Noni L. Ellison | $2,000 | $2,000 | $201,500 |
Grace K. Fey | $4,000 | $4,000 | $597,500 |
Dean C. Garfield | $2,000 | $2,000 | $201,500 |
Deborah C. Jackson | $4,000 | $4,000 | $502,500 |
Patricia Lizarraga3 | $2,000 | $2,000 | $201,500 |
Hassell H. McClellan | $4,000 | $4,000 | $745,500 |
Steven R. Pruchansky | $4,000 | $4,000 | $440,000 |
Frances G. Rathke | $4,000 | $4,000 | $450,000 |
Gregory A. Russo | $4,000 | $4,000 | $460,000 |
Independent Trustees | Preferred Income Fund | Preferred Income Fund II | Preferred Income Fund III | Total Compensation All Funds in the John Hancock Fund Complex1 |
James R. Boyle | $4,000 | $4,000 | $4,000 | $470,000 |
Independent Trustees | Preferred Income Fund | Preferred Income Fund II | Preferred Income Fund III | Total Compensation All Funds in the John Hancock Fund Complex1 |
Peter S. Burgess2 | $0 | $0 | $0 | $49,000 |
William H. Cunningham | $4,000 | $4,000 | $4,000 | $620,000 |
Noni L. Ellison | $6,000 | $6,000 | $6,000 | $592,500 |
Grace K. Fey | $4,000 | $4,000 | $4,000 | $720,000 |
Dean C. Garfield | $6,000 | $6,000 | $6,000 | $592,500 |
Deborah C. Jackson | $4,000 | $4,000 | $4,000 | $550,000 |
Patricia Lizarraga3 | $6,000 | $6,000 | $6,000 | $592,500 |
Hassell H. McClellan | $4,000 | $4,000 | $4,000 | $909,000 |
Steven R. Pruchansky | $4,000 | $4,000 | $4,000 | $460,000 |
Frances G. Rathke | $4,000 | $4,000 | $4,000 | $460,000 |
Gregory A. Russo | $4,000 | $4,000 | $4,000 | $480,000 |
Independent Trustees | Premium Dividend Fund | Tax-Advantaged Dividend Income Fund | Tax-Advantaged Global Shareholder Yield Fund | Total Compensation All Funds in the John Hancock Fund Complex1 |
James R. Boyle | $4,000 | $4,000 | $4,000 | $455,000 |
Peter S. Burgess2 | $4,000 | $4,000 | $4,000 | $22,000 |
William H. Cunningham | $4,000 | $4,000 | $4,000 | $530,000 |
Noni L. Ellison | $4,000 | $4,000 | $4,000 | $435,000 |
Grace K. Fey | $4,000 | $4,000 | $4,000 | $630,000 |
Dean C. Garfield | $4,000 | $4,000 | $4,000 | $435,000 |
Deborah C. Jackson | $4,000 | $4,000 | $4,000 | $535,000 |
Patricia Lizarraga3 | $4,000 | $4,000 | $4,000 | $413,000 |
Hassell H. McClellan | $4,000 | $4,000 | $4,000 | $826,000 |
Steven R. Pruchansky | $4,000 | $4,000 | $4,000 | $455,000 |
Frances G. Rathke | $4,000 | $4,000 | $4,000 | $455,000 |
Gregory A. Russo | $4,000 | $4,000 | $4,000 | $475,000 |
William H. Cunningham
Hassell H. McClellan
Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | |||||
2022 | 2021 | 2022 | 2021 | 2022 | 2021 | 2022 | 2021 | |
Financial Opportunities Fund | $46,611 | $44,192 | $1,805 | $6,747 | $4,110 | $3,914 | $163 | $289 |
Hedged Equity & Income Fund | $51,788 | $49,154 | $5 | $212 | $4,192 | $3,992 | $163 | $289 |
Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | |||||
2023 | 2022 | 2023 | 2022 | 2023 | 2022 | 2023 | 2022 | |
Preferred Income Fund | $55,552 | $54,196 | $5 | $212 | $6,566 | $4,110 | $0 | $362 |
Preferred Income Fund II | $55,552 | $54,196 | $5 | $212 | $5,253 | $4,110 | $0 | $362 |
Preferred Income Fund III | $55,552 | $54,196 | $5 | $212 | $5,253 | $4,110 | $0 | $362 |
Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | |||||
2023 | 2022 | 2023 | 2022 | 2023 | 2022 | 2023 | 2022 | |
Premium Dividend Fund | $47,032 | $46,045 | $12 | $5 | $5,253 | $4,110 | $0 | $163 |
Tax-Advantaged Dividend Income Fund | $47,032 | $46,045 | $12 | $5 | $5,253 | $4,110 | $0 | $163 |
Tax-Advantaged Global Shareholder Yield Fund | $46,490 | $45,527 | $12 | $5 | $5,253 | $4,110 | $0 | $163 |
Fund | Fiscal Year Ended December 31, 2022 | Fiscal Year Ended December 31, 2021 |
Financial Opportunities Fund | $4,273 | $4,203 |
Hedged Equity & Income Fund | $4,355 | $4,281 |
Fund | Fiscal Year Ended July 31, 2023 | Fiscal Year Ended July 31, 2022 |
Preferred Income Fund | $6,566 | $4,472 |
Preferred Income Fund II | $5,253 | $4,472 |
Preferred Income Fund III | $5,253 | $4,472 |
Fund | Fiscal Year Ended October 31, 2023 | Fiscal Year Ended October 31, 2022 |
Premium Dividend Fund | $5,253 | $4,273 |
Tax-Advantaged Dividend Income Fund | $5,253 | $4,273 |
Tax-Advantaged Global Shareholder Yield Fund | $5,253 | $4,273 |
Fiscal Year Ended | Amount Billed to the Advisor and Advisor Affiliates |
December 31, 2022 | $1,324,116 |
December 31, 2021 | $1,161,945 |
July 31, 2023 | $1,446,858 |
July 31, 2022 | $1,121,490 |
October 31, 2023 | $1,349,450 |
October 31, 2022 | $1,194,641 |
Dated: December 28, 2023
Boston, Massachusetts
As Amended September 26, 2014
March 12, 2015
June 25, 2015
December 8, 2015
December 6, 2016
December 12, 2017
December 13, 2018
December 10, 2019
December 8, 2020
December 7, 2021
December 15, 2022
m.Periodically consider whether there should be a rotation of the independent audit firm.
[FUND NAME]
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PROXY | [FUND NAME] |
Annual Meeting of Shareholders
February 20, 2024
THIS PROXY IS SOLICITED BY THE BOARD OF TRUSTEES.
The undersigned, revoking previous proxies, hereby appoint(s) Andrew G. Arnott, Jay Aronowitz, Sarah M. Coutu, Thomas Dee, Phil Fontana, Khimmara Greer, Kinga Kapuscinski, Nicholas Kolokithas, Edward Macdonald, Mara C.S. Moldwin, Harsha Pulluru, Charles A. Rizzo, Salvatore Schiavone, Betsy Anne Seel, Christopher Sechler, and Steven Sunnerberg, or any one or more of them, proxies and attorneys of the undersigned, each with full power of substitution, to vote all common shares of [Fund Name], which the undersigned is entitled to vote at the Annual Meeting of Shareholders of the Fund to be held on February 20, 2024, at the offices of the Fund, 200 Berkeley Street, Boston, Massachusetts 02116, at 2:00 p.m., Eastern Time, and at any adjournments thereof. All powers may be exercised by a majority of said proxy holders or substitutes voting or acting or, if only one votes and acts, then by that one. Receipt of the Notice of the Annual Meeting of Shareholders and the accompanying Proxy Statement is hereby acknowledged.
When this proxy is properly executed, the shares to which this proxy relates will be voted as specified. If no specification is made, this proxy will be voted for the nominees named in the proxy statement. The persons named as proxies have discretionary authority, which they intend to exercise in favor of the proposal referred to and according to their best judgment as to any other matters which may properly come before the meeting.
VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: 1-800-337-3503
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PLEASE MARK, SIGN, DATE ON THE REVERSE SIDE AND RETURN THE PROXY CARD USING THE ENCLOSED ENVELOPE.
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YOUR VOTE IS IMPORTANT. PLEASE VOTE TODAY.
Important Notice Regarding the Availability of Proxy Materials for the
Annual Meeting of Shareholders to Be Held on February 20, 2024.
The Proxy Statement and Proxy Card for this meeting are available free of charge at:
https://www.proxy-direct.com/jhi-33613
IF YOU VOTE ON THE INTERNET OR BY TELEPHONE,
YOU NEED NOT RETURN THIS PROXY CARD
Please detach at perforation before mailing.
TO VOTE MARK BLOCKS BELOW IN BLUE OR BLACK INK AS SHOWN IN THIS Example: |
A | Proposal THE BOARD OF TRUSTEES RECOMMENDS A VOTE FOR EACH OF THE NOMINEES. | |||||||||||
1. | To elect two (2) Trustees to each serve for a three-year term ending at the 2027 Annual Meeting of Shareholders: | |||||||||||
FOR ALL | WITHHOLD ALL | FOR ALL EXCEPT | ||||||||||
01. Noni L. Ellison | 02. Frances G. Rathke | ☐ | ☐ | ☐ | ||||||||
INSTRUCTIONS: To withhold authority to vote for any individual nominee(s), mark the box “FOR ALL EXCEPT” and write the nominee’s number on the line provided below. | ||||||||||||
2. | To transact such other business as may properly come before the meeting or any adjournment of the meeting. | |||||||||||
B | Authorized Signatures — This section must be completed for your vote to be counted.— Sign and Date Below | |||||||||||
Note: Please sign exactly as your name(s) appear(s) on this proxy card, and date it. When shares are held jointly, each holder should sign. When signing as attorney, | ||||||||||||
executor, guardian, administrator, trustee, officer of corporation or other entity or in another representative capacity, please give the full title under the signature. |
Date (mm/dd/yyyy) — Please print date below | Signature 1 — Please keep signature within the box | Signature 2 — Please keep signature within the box | ||||||
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Scanner bar code |
xxxxxxxxxxxxxx | JHI 33613 | xxxxxxxx |
[FUND NAME]
PO Box 43131
Providence, RI 02940-3131
IMPORTANT PROXY INFORMATION | ||||||||
Your Vote Counts! | ||||||||
PLEASE USE THE 14-DIGIT CONTROL NUMBER & 8-DIGIT SECURITY CODE LISTED IN THE BOXES BELOW WHEN REQUESTING MATERIAL VIA THE TELEPHONE & INTERNET. | ||||||||
When you are ready to vote, you can use the same Control Number & Security Code to record your vote. | ||||||||
Shareholder Meeting Notice – THIS IS NOT A PROXY – Please read carefully for voting instructions. |
Important Notice Regarding the Availability of Proxy Materials for the John Hancock Annual Shareholders Meeting to Be Held on February 20, 2024. |
As a shareholder, it is important for you to vote!
On the back of this notice, you will find a summary of the proposals that require a shareholder vote at the Meeting.
This communication is NOT a form for voting and presents only an overview of the more complete proxy materials that are available to you on the Internet or by mail. We encourage you to access and review all of the important information contained in the proxy materials before voting.
The President’s Letter, Notice of Annual Meeting of Shareholders and Proxy Statement are available at:
https://www.proxy-direct.com/jhi-33613
If you want to receive a paper copy of the documents or an email with a link to the documents, you must request them otherwise you will not receive a paper copy or an email with a link to the documents. There is no charge to you for requesting a copy. Paper materials will be mailed to the address on file within 3-business days of receipt of the request. Please make your request as soon as possible, but no later than February 5, 2024, to facilitate timely delivery. The Annual Meeting of Shareholders of [Fund Name] will be held on February 20, 2024, at 2:00 p.m., Eastern Time at 200 Berkeley Street, Boston, Massachusetts 02116. To obtain directions to be able to attend the meeting and vote in person, call 1-800-225-5291.
ONLINE MATERIAL ACCESS AND PAPER COPY REQUESTS CAN BE MADE UTILIZING ONE OF THE THREE METHODS BELOW.
YOU CAN ALSO USE ONE OF THESE THREE METHODS TO ELECT A PERMANENT DELIVERY PREFERENCE FOR FUTURE MEETINGS.
ACCESS MATERIALS AND VOTE OR REQUEST PAPER DELIVERY OF MATERIALS |
EASY ONLINE ACCESS – REQUEST BY INTERNET
Log on to the Internet and go to: https://www.proxy-direct.com/jhi-33613
On this site you can view the The President’s Letter, Notice of Annual Meeting of Shareholders and Proxy Statement online, request paper copies, request an email with a link to the materials and/or set future delivery preferences. Just follow the steps outlined on this secure website. |
TELEPHONE REQUESTS - CALL 1-877-816-5331 Obtain paper copies of the Proxy Statement and/or Form of Proxy with an option to set future delivery preference by touch tone phone. Call toll free from the U.S. or Canada at NO CHARGE to you. Follow the instructions provided in the recorded messages. |
| E-MAIL REQUEST AT: proxymaterials@computershare.com: Email us to request Proxy Materials for the shareholder meeting and/or to set future delivery preferences.
- Provide only your 14-Digit Control Number and 8-Digit Security Code as listed on this notice in your email request for materials. - If you want to elect to receive all future proxy materials in paper form or via email, please note your request and for email, provide the address. |
PAPER COPY REQUESTS SHOULD BE MADE NO LATER THAN FEBRUARY 6, 2023, TO FACILITATE TIMELY DELIVERY. |
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The following matters will be considered at the Meeting:
1. | To elect two (2) Trustees to each serve for a three-year term ending at the 2027 Annual Meeting of Shareholders;); and |
2. | To transact such other business as may properly come before the meeting or any adjournment of the meeting. |
The Board of Trustees recommends that shareholders vote FOR each nominee to the Board of Trustees identified in the Proxy Statement.
If you wish to attend and vote at the Meeting, please bring this notice and proper identification with you to the Meeting.
Directions to attend the Annual Meeting where you may vote in person can be found on our website,
http://www.jhinvestments.com/proxy-information
Please refer to the Proxy Materials for further details on the proposals.
YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN |
Common Questions about Notice and Access
Why am I receiving a Notice of Internet Availability instead of a Proxy card and Proxy statement?
Your funds have elected to utilize a distribution model authorized by the Securities and Exchange Commission in 2007. This model, known as Notice and Access, allows mutual funds and public companies to send you a Notice instead of a full set of printed proxy materials. As a shareholder, you can select the means by which you access those proxy materials. You can view the materials electronically via the Internet, or request a full set of printed materials for this Shareholder Meeting and all future meetings, or you can make that choice on a case by case basis.
How do I access the materials, set my preference for future shareholder meeting materials and record my vote?
On the front side of this Notice are easy to follow instructions on how to access Proxy materials electronically or request a full set of printed materials. Once you are on the website or ordering on the phone, you can also make your selection for future meetings.
When you are ready to vote, electronic voting is available by Internet or Touch Tone Phone by using the Control Number and Security Code on the front of this Notice. The Touch Tone voting phone number is different from the ordering phone number and is displayed on the website. If you want to vote via Mail, you will need to request a paper copy of the materials to receive a Proxy Card and Return Envelope.
If I request printed proxy materials, how long will it take for me to receive them?
The SEC rule requires that the materials be sent via first class mail within three business days of receipt of your request.
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