FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07205
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund III
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund III
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP BALANCED PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3PAR INC. MEETING DATE: SEP 09, 2010 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Jung | Management | For | For |
1.2 | Elect Director David C. Scott | Management | For | For |
1.3 | Elect Director Michael J. Sheridan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACCOR MEETING DATE: MAY 30, 2011 | ||||
TICKER: AC SECURITY ID: F00189120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Virginie Morgon as Director | Management | For | For |
5 | Reelect Sebastien Bazin as Director | Management | For | For |
6 | Reelect Denis Hennequin as Director | Management | For | For |
7 | Reelect Franck Riboud as Director | Management | For | For |
8 | Ratify Appointment of Mercedes Erra as Director | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 575,000 | Management | For | For |
10 | Approve Transaction with Groupe Lucien Barriere | Management | For | For |
11 | Approve Transaction with Yann Caillere | Management | For | For |
12 | Approve Transaction with Gilles Pelisson | Management | For | For |
13 | Approve Transaction with Denis Hennequin | Management | For | For |
14 | Authorize Repurchase of Up to 22 Million Shares | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 160 Million | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to Aggregate Nominal Amount of EUR 100 Million, Reserved for Specific Beneficiaries | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 18 Above | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 16 to 21 at EUR 340 Million | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | Against |
24 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
25 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
27 | Change Location of Registered Office to 110, Avenue de France, 75013 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
ACE LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Evan G. Greenberg as Director | Management | For | For |
1.2 | Elect Leo F. Mullin as Director | Management | For | For |
1.3 | Elect Olivier Steimer as Director | Management | For | For |
1.4 | Elect Michael P. Connors as Director | Management | For | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | Management | For | For |
1.6 | Elect John A. Krol as Director | Management | For | For |
2.1 | Approve Annual Report | Management | For | For |
2.2 | Accept Statutory Financial Statements | Management | For | For |
2.3 | Accept Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
5.3 | Ratify BDO AG as Special Auditors | Management | For | For |
6 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACTUANT CORPORATION MEETING DATE: JAN 14, 2011 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 02, 2010 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry D. Gramaglia | Management | For | For |
2 | Elect Director Clark M. Kokich | Management | For | For |
3 | Elect Director Kevin M. Twomey | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AEGON NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: AGN SECURITY ID: N00927298 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation on the Course of Business and Significant Events in 2010 | Management | None | None |
3.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3.2 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Omission of Dividends on Fiscal Year 2010 | Management | None | None |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
8 | Adopt Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9 | Reelect A.R. Wynaendts to Management Board | Management | For | Did Not Vote |
10 | Reelect A. Burgmans to Supervisory Board | Management | For | Did Not Vote |
11 | Reelect K.M.H. Peijs to Supervisory Board | Management | For | Did Not Vote |
12 | Reelect L.M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
13 | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | Management | For | Did Not Vote |
15 | Authorize Board to Issue Shares Up To One Percent of Issued Capital Under Incentive Plans | Management | For | Did Not Vote |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
AJISEN (CHINA) HOLDINGS LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: 00538 SECURITY ID: G0192S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend and Special Dividend | Management | For | For |
3a1 | Reelect Poon Wai as Director | Management | For | For |
3a2 | Reelect Lo Peter as Director | Management | For | For |
3a3 | Reelect Wang Jincheng as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
AKER DRILLING ASA MEETING DATE: APR 05, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
AKER DRILLING ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
AKER SOLUTIONS ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKSO SECURITY ID: R0180X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Receive Information About Business | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
ALCOA INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
1.2 | Elect Director James W. Owens | Management | For | For |
1.3 | Elect Director Ratan N. Tata | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Declassify the Board of Directors | Shareholder | Against | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Harvey | Management | For | For |
1.2 | Elect Director Singleton B. McAllister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN CAPITAL, LTD. MEETING DATE: APR 29, 2011 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Driector Mary C. Baskin | Management | For | For |
2 | Elect Driector Neil M. Hahl | Management | For | For |
3 | Elect Driector Philip R. Harper | Management | For | For |
4 | Elect Driector John A. Koskinen | Management | For | For |
5 | Elect Driector Stan Lundine | Management | For | For |
6 | Elect Driector Kenneth D. Peterson | Management | For | For |
7 | Elect Driector Alvin N. Puryear | Management | For | For |
8 | Elect Driector Malon Wilkus | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY MEETING DATE: JUN 09, 2011 | ||||
TICKER: AEL SECURITY ID: 025676206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joyce A. Chapman | Management | For | For |
1.2 | Elect Director James M. Gerlach | Management | For | For |
1.3 | Elect Director Robert L. Howe | Management | For | For |
1.4 | Elect Director Debra J. Richardson | Management | For | For |
1.5 | Elect Director Gerard D. Neugent | Management | For | For |
1.6 | Elect Director David S. Mulcahy | Management | For | For |
2 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Director Jan Leschly | Management | For | For |
1.8 | Director Richard C. Levin | Management | For | For |
1.9 | Director Richard A. McGinn | Management | For | For |
1.10 | Director Edward D. Miller | Management | For | For |
1.11 | Director Steven S. Reinemund | Management | For | For |
1.12 | Director Robert D. Walter | Management | For | For |
1.13 | Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Emmitt | Management | For | For |
1.2 | Elect Director Christopher H. Porter | Management | For | For |
1.3 | Elect Director D. Verne Sharma | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin III | Management | For | For |
1.10 | Elect Director Jay S. Skyler | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ANALOG DEVICES, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John L. Doyle | Management | For | For |
5 | Elect Director John C. Hodgson | Management | For | For |
6 | Elect Director Yves-Andre Istel | Management | For | For |
7 | Elect Director Neil Novich | Management | For | For |
8 | Elect Director F. Grant Saviers | Management | For | For |
9 | Elect Director Paul J. Severino | Management | For | For |
10 | Elect Director Kenton J. Sicchitano | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
ANGLO AMERICAN PLC MEETING DATE: APR 21, 2011 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Phuthuma Nhleko as Director | Management | For | For |
4 | Re-elect Cynthia Carroll as Director | Management | For | For |
5 | Re-elect David Challen as Director | Management | For | For |
6 | Re-elect Sir CK Chow as Director | Management | For | For |
7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
8 | Re-elect Rene Medori as Director | Management | For | For |
9 | Re-elect Ray O'Rourke as Director | Management | For | For |
10 | Re-elect Sir John Parker as Director | Management | For | For |
11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
12 | Re-elect Jack Thompson as Director | Management | For | For |
13 | Re-elect Peter Woicke as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Approve Long-Term Incentive Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
A3a | Approve Condition Precedent | Management | For | Did Not Vote |
A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3g | Delete Article36bis | Management | For | Did Not Vote |
A4a | Receive Special Board Report | Management | None | None |
A4b | Receive Special Auditor Report | Management | None | None |
A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
B9a | Approve Remuneration Report | Management | For | Did Not Vote |
B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARES CAPITAL CORPORATION MEETING DATE: JUN 06, 2011 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Arougheti | Management | For | For |
1.2 | Elect Director Ann Torre Bates | Management | For | For |
1.3 | Elect Director Kenneth R. Heitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Sale of Common Stock Below Net Asset Value | Management | For | For |
4 | Amend Investment Advisory and Management Agreement Pursuant to the Hurdle Amendment | Management | For | For |
5 | Amend Investment Advisory and Management Agreement Pursuant to the Capital Gains Amendment | Management | For | For |
ARGONAUT GOLD INC MEETING DATE: MAY 10, 2011 | ||||
TICKER: AR SECURITY ID: 04016A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Dougherty | Management | For | For |
1.2 | Elect Director Brian J. Kennedy | Management | For | For |
1.3 | Elect Director James E. Kofman | Management | For | For |
1.4 | Elect Director Christopher R. Lattanzi | Management | For | For |
1.5 | Elect Director Peter Mordaunt | Management | For | For |
1.6 | Elect Director Dale C. Peniuk | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARKANSAS BEST CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: ABFS SECURITY ID: 040790107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Frank Edelstein | Management | For | For |
1.3 | Elect Director William M. Legg | Management | For | For |
1.4 | Elect Director Judy R. McReynolds | Management | For | For |
1.5 | Elect Director Robert A. Young III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARQULE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
1.2 | Elect Director William G. Messenger | Management | For | For |
1.3 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARVINMERITOR, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: MTOR SECURITY ID: 043353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
1.3 | Elect Director Steven G. Rothmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change Company Name | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juanita T. James | Management | For | For |
1.2 | Elect Director Vernon E. Jordan, Jr. | Management | For | For |
1.3 | Elect Director Eugene S. Katz | Management | For | For |
1.4 | Elect Director Craig T. Monaghan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Ligocki | Management | For | For |
1.2 | Elect Director James J. O'Brien | Management | For | For |
1.3 | Elect Director Barry W. Perry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASML HOLDING NV MEETING DATE: APR 20, 2011 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
ASSOCIATED BANC-CORP MEETING DATE: APR 26, 2011 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Philip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Robert A. Jeffe | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director John C. Seramur | Management | For | For |
1.11 | Elect Director Karen T. Van Lith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ASSURED GUARANTY LTD. MEETING DATE: MAY 04, 2011 | ||||
TICKER: AGO SECURITY ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francisco L. Borges as Director | Management | For | For |
1.2 | Elect Patrick W. Kenny as Director | Management | For | For |
1.3 | Elect Robin Monro-Davies as Director | Management | For | For |
1.4 | Elect Michael T. O'Kane as Director | Management | For | For |
1.5 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
1.6 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
1.7 | Elect Russell Brewer II as Director of Assured Guaranty Re Ltd | Management | For | For |
1.8 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
1.9 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
1.10 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
1.11 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
1.12 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-Ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ATOS ORIGIN MEETING DATE: JUN 01, 2011 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Lorrie M. Norrington | Management | For | For |
8 | Elect Director Charles J. Robel | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Peter C. Brandt | Management | For | For |
1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Nancy S. Lurker | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: MAR 30, 2011 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVENG LTD MEETING DATE: OCT 22, 2010 | ||||
TICKER: AEG SECURITY ID: S0805F129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company and WK Kinnear as the Individual Registered Auditor | Management | For | For |
3 | Re-elect RogerJardine as Director | Management | For | For |
4 | Re-elect Juba Mashaba as Director | Management | For | For |
5 | Re-elect Myles Ruck as Director | Management | For | For |
6 | Re-elect Peter Ward as Director | Management | For | For |
7 | Elect May Hermanus as Director | Management | For | For |
8 | Elect Keith Rumble as Director | Management | For | For |
9 | Elect Kobus Verster as Director | Management | For | For |
10 | Approve Non-executive Director Fees with Effect From 1 October 2010 | Management | For | For |
11 | Adopt the Remuneration Policy by Way of a Non-binding Advisory Vote | Management | For | For |
12 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
AVEO PHARMACEUTICALS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: AVEO SECURITY ID: 053588109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
1.7 | Elect Director Henri A. Termeer | Management | For | For |
1.8 | Elect Director Kenneth E. Weg | Management | For | For |
1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALLY TECHNOLOGIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Andre | Management | For | For |
1.2 | Elect Director Richard Haddrill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BANCO DO BRASIL S.A. MEETING DATE: AUG 05, 2010 | ||||
TICKER: BBAS3 SECURITY ID: P11427112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Article 7 | Management | For | For |
BANCO PINE S.A MEETING DATE: APR 29, 2011 | ||||
TICKER: PINE4 SECURITY ID: P14995115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividend and Interest on Capital Stock Payments | Management | For | For |
4 | Elect Directors and Approve Their Remuneration | Management | For | Against |
5 | Approve Remuneration of Executive Officers | Management | For | Abstain |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BANK SARASIN & CIE AG MEETING DATE: APR 05, 2011 | ||||
TICKER: BSAN SECURITY ID: H3822H286 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
4 | Approve Extension of CHF 504,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Reelect Hans-Rudolf Hufschmid as Director | Management | For | Did Not Vote |
5.2 | Reelect Peter Derendinger as Director | Management | For | Did Not Vote |
5.3 | Elect Director | Management | For | Did Not Vote |
6 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
BARLOWORLD LTD MEETING DATE: JAN 26, 2011 | ||||
TICKER: BAW SECURITY ID: S08470189 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010 | Management | For | For |
2 | Elect Peter Bulterman as Director | Management | For | For |
3 | Re-elect Alexander Hamilton as Director | Management | For | For |
4 | Re-elect Martin Laubscher as Director | Management | For | For |
5 | Re-elect Thembalihle Nyasulu as Director | Management | For | Against |
6 | Re-elect Clive Thomson as Director | Management | For | For |
7 | Reappoint the Members of the Audit Committee | Management | For | For |
8 | Reappoint Deloitte & Touche as Auditors with G Berry as the Individual Registered Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
9.1 | Approve Fees for the Chairman of the Board | Management | For | For |
9.2 | Approve Fees for the Resident Non-executive Directors | Management | For | For |
9.3 | Approve Fees for the Non-resident Non-executive Directors | Management | For | For |
9.4 | Approve Fees for the Chairman of the Audit Committee (Non-resident) | Management | For | For |
9.5 | Approve Fees for the Resident Members of the Audit Committee | Management | For | For |
9.6 | Approve Fees for the Chairman of the Remuneration Committee (Non-resident) | Management | For | For |
9.7 | Approve Fees for the Chairman of the Empowerment and Transformation Committee (Resident) | Management | For | For |
9.8 | Approve Fees for the Chairman of the Risk and Sustainability Committee (Resident) | Management | For | For |
9.9 | Approve Fees for the Chairman of the General Purposes Committee (Resident) | Management | For | For |
9.10 | Approve Fees for the Chairman of the Nomination Committee (Resident) | Management | For | For |
9.11 | Approve Fees for the Resident Members of Each of the Board Committees | Management | For | For |
9.12 | Approve Fees for the Non-resident Members of Each of the Board Committees | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
1 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
BAWANG INTERNATIONAL (GROUP) HOLDING LTD. MEETING DATE: MAY 23, 2011 | ||||
TICKER: 01338 SECURITY ID: G09038103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Chen Qiyuan as Executive Director | Management | For | Against |
2a2 | Reelect Guo Jing as Non-Executive Director | Management | For | Against |
2a3 | Reelect Ngai Wai Fung as Independent Non-Executive Director | Management | For | For |
2b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
3 | Elect Director Thomas T. Stallkamp | Management | For | For |
4 | Elect Director Albert P.L. Stroucken | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
BENI STABILI MEETING DATE: APR 26, 2011 | ||||
TICKER: BNS SECURITY ID: T19807139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Bylaws | Management | For | For |
2 | Approve Merger by Absorption of Beni Stabili Zero S.p.A., New Mall S.p.A., and Riqualificazione Grande Distribuzione S.p.A. | Management | For | For |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Director | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
BERRY PETROLEUM COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: BRY SECURITY ID: 085789105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Busch III | Management | For | For |
1.2 | Elect Director W. Bush | Management | For | For |
1.3 | Elect Director S. Cropper | Management | For | For |
1.4 | Elect Director J. Gaul | Management | For | For |
1.5 | Elect Director S. Hadden | Management | For | For |
1.6 | Elect Director R. Heinemann | Management | For | For |
1.7 | Elect Director T. Jamieson | Management | For | For |
1.8 | Elect Director J. Keller | Management | For | For |
1.9 | Elect Director M. Reddin | Management | For | For |
1.10 | Elect Director M. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BEST BUY CO., INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Sanjay Khosla | Management | For | For |
1.3 | Elect Director George L. Mikan III | Management | For | For |
1.4 | Elect Director Matthew H. Paull | Management | For | For |
1.5 | Elect Director Richard M. Schulze | Management | For | For |
1.6 | Elect Director Hatim A. Tyabji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Range for Size of the Board | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
BIG 5 SPORTING GOODS CORPORATION MEETING DATE: JUN 14, 2011 | ||||
TICKER: BGFV SECURITY ID: 08915P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer H. Dunbar | Management | For | For |
1.2 | Elect Director Steven G. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Declassify the Board of Directors | Management | For | For |
BIOSTIME INTERNATIONAL HOLDINGS LTD MEETING DATE: JUN 09, 2011 | ||||
TICKER: 01112 SECURITY ID: G11259101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Final Dividends | Management | For | For |
3a1 | Reelect Luo Fei as Director | Management | For | For |
3a2 | Reelect Zhang Wenhui as Director | Management | For | For |
3a3 | Reelect Kong Qingjuan as Director | Management | For | For |
3a4 | Reelect Wu Xiong as Director | Management | For | For |
3a5 | Reelect Luo Yun as Director | Management | For | For |
3a6 | Reelect Chen Fufang as Director | Management | For | For |
3a7 | Reelect Ngai Wai Fung as Director | Management | For | For |
3a8 | Reelect Tan Wee Seng as Director | Management | For | For |
3a9 | Reelect Xiao Baichun as Director | Management | For | For |
3b | Approve Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Murry S. Gerber | Management | For | For |
1.2 | Elect Director James Grosfeld | Management | For | For |
1.3 | Elect Director Deryck Maughan | Management | For | For |
1.4 | Elect Director Thomas K. Montag | Management | For | For |
1.5 | Elect Director Linda Gosden Robinson | Management | For | For |
1.6 | Elect Director John S. Varley | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BOMBARDIER INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | For |
1.2 | Elect Director Pierre Beaudoin | Management | For | For |
1.3 | Elect Director Andre Berard | Management | For | For |
1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.5 | Elect Director Janine Bombardier | Management | For | For |
1.6 | Elect Director Martha Finn Brooks | Management | For | For |
1.7 | Elect Director L. Denis Desautels | Management | For | For |
1.8 | Elect Director Thierry Desmarest | Management | For | For |
1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.10 | Elect Director Daniel Johnson | Management | For | For |
1.11 | Elect DirectorJean C. Monty | Management | For | For |
1.12 | Elect Director Carlos E. Represas | Management | For | For |
1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.14 | Elect Director Heinrich Weiss | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Bacow | Management | For | For |
2 | Elect Director Zoe Baird | Management | For | For |
3 | Elect Director Alan J. Patricof | Management | For | For |
4 | Elect Director Martin Turchin | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director J. Raymond Elliott | Management | For | For |
1.5 | Elect Director Kristina M. Johnson | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BPZ RESOURCES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: BPZ SECURITY ID: 055639108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Gray | Management | For | For |
1.2 | Elect Director Stephen C. Beasley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BRAVO BRIO RESTAURANT GROUP, INC. MEETING DATE: APR 14, 2011 | ||||
TICKER: BBRG SECURITY ID: 10567B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Allen J. Bernstein | Management | For | For |
2 | Elect Director James S. Gulmi | Management | For | For |
3 | Elect Director Saed Mohseni | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRIGGS & STRATTON CORPORATION MEETING DATE: OCT 20, 2010 | ||||
TICKER: BGG SECURITY ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Achtmeyer | Management | For | For |
1.2 | Elect Director David L. Burner | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. Depinto | Management | For | For |
1.3 | Elect Director Harriet Edelman | Management | For | For |
1.4 | Elect Director Marvin J. Girouard | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Profit Sharing Plan | Management | For | For |
BRITISH AIRWAYS PLC MEETING DATE: NOV 29, 2010 | ||||
TICKER: IAG SECURITY ID: G14980109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BRITISH AIRWAYS PLC MEETING DATE: NOV 29, 2010 | ||||
TICKER: IAG SECURITY ID: G14980109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion and Redesignation of Iberia Shares | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: BATS SECURITY ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Karen de Segundo as Director | Management | For | For |
8 | Re-elect Nicandro Durante as Director | Management | For | For |
9 | Re-elect Robert Lerwill as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Gerry Murphy as Director | Management | For | For |
12 | Re-elect Anthony Ruys as Director | Management | For | For |
13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Elect John Daly as Director | Management | For | For |
16 | Elect Kieran Poynter as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend Long Term Incentive Plan | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRITVIC PLC MEETING DATE: JAN 27, 2011 | ||||
TICKER: BVIC SECURITY ID: G17387104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Joanne Averiss as Director | Management | For | For |
4 | Re-elect Gerald Corbett as Director | Management | For | For |
5 | Re-elect John Gibney as Director | Management | For | For |
6 | Re-elect Ben Gordon as Director | Management | For | For |
7 | Re-elect Bob Ivell as Director | Management | For | For |
8 | Re-elect Paul Moody as Director | Management | For | For |
9 | Re-elect Michael Shallow as Director | Management | For | For |
10 | Reappoint Ernst & Young LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Frank M. Bumstead | Management | For | For |
1.3 | Elect Director W.E. Sheriff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
C&C ENERGIA LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CZE SECURITY ID: 12674A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director James V. Bertram | Management | For | For |
2.2 | Elect Director Andrew L. Evans | Management | For | For |
2.3 | Elect Director Larry G. Evans | Management | For | For |
2.4 | Elect Director Norman Mackenzie | Management | For | For |
2.5 | Elect Director D. Michael G. Stewart | Management | For | For |
2.6 | Elect Director Carl J. Tricoli | Management | For | For |
2.7 | Elect Director Richard A. Walls | Management | For | For |
2.8 | Elect Director Isaac Yanovich | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Blair | Management | For | For |
1.2 | Elect Director Alan D. Frazier | Management | For | For |
1.3 | Elect Director Christopher J. Twomey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CALAVO GROWERS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CVGW SECURITY ID: 128246105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lecil E. Cole | Management | For | For |
1.2 | Elect Director George H. Barnes | Management | For | For |
1.3 | Elect Director Michael D. Hause | Management | For | For |
1.4 | Elect Director Donald M. Sanders | Management | For | For |
1.5 | Elect Director Marc L. Brown | Management | For | For |
1.6 | Elect Director Alva V. Snider | Management | For | For |
1.7 | Elect Director Scott Van Der Kar | Management | For | For |
1.8 | Elect Director J. Link Leavens | Management | For | For |
1.9 | Elect Director Dorcas H. McFarlane | Management | For | For |
1.10 | Elect Director John M. Hunt | Management | For | For |
1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
1.12 | Elect Director Harold Edwards | Management | For | For |
1.13 | Elect Director Steven Hollister | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALIX, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CALX SECURITY ID: 13100M509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Matthews | Management | For | For |
1.2 | Elect Director Thomas Pardun | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CAMINO MINERALS CORP. MEETING DATE: JAN 25, 2011 | ||||
TICKER: COR SECURITY ID: 138050109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Four | Management | For | For |
2.1 | Elect Director R. E. Gordon Davis | Management | For | For |
2.2 | Elect Director Gordon Bogden | Management | For | For |
2.3 | Elect Director James Tutton | Management | For | For |
2.4 | Elect Director David Watkins | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
CAMINO MINERALS CORP. MEETING DATE: JAN 25, 2011 | ||||
TICKER: COR SECURITY ID: B635GT4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Four | Management | For | For |
2.1 | Elect Director R. E. Gordon Davis | Management | For | For |
2.2 | Elect Director Gordon Bogden | Management | For | For |
2.3 | Elect Director James Tutton | Management | For | For |
2.4 | Elect Director David Watkins | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
CAMPUS CREST COMMUNITIES INC MEETING DATE: APR 25, 2011 | ||||
TICKER: CCG SECURITY ID: 13466Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Rollins | Management | For | For |
1.2 | Elect Director Michael S. Hartnett | Management | For | For |
1.3 | Elect Director N. Anthony Coles | Management | For | For |
1.4 | Elect Director Richard S. Kahlbaugh | Management | For | For |
1.5 | Elect Director Denis McGlynn | Management | For | For |
1.6 | Elect Director William G. Popeo | Management | For | For |
1.7 | Elect Director Daniel L. Simmons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Patrick W. Gross | Management | For | For |
2 | Elect Director Ann Fritz Hackett | Management | For | For |
3 | Elect Director Pierre E. Leroy | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAPITALSOURCE INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Eubank, II | Management | For | For |
1.2 | Elect Director Timothy M. Hurd | Management | For | For |
1.3 | Elect Director Steven A. Museles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARDIOME PHARMA CORP. MEETING DATE: JUN 06, 2011 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CARLSBERG MEETING DATE: MAR 24, 2011 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Management | For | Did Not Vote |
4a | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
4c | Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year | Management | For | Did Not Vote |
5a | Reelect Povl Krogsgaard-Larsen as Director | Management | For | Did Not Vote |
5b | Reelect Cornelis Job van der Graaf as Director | Management | For | Did Not Vote |
5c | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
5d | Reelect Niels Kaergard as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. DeCarlo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CASELLA WASTE SYSTEMS, INC. MEETING DATE: OCT 12, 2010 | ||||
TICKER: CWST SECURITY ID: 147448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Callahan, Jr. | Management | For | Withhold |
1.2 | Elect Director Douglas R. Casella | Management | For | Withhold |
1.3 | Elect Director Michael K. Burke | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CASUAL MALE RETAIL GROUP, INC. MEETING DATE: AUG 05, 2010 | ||||
TICKER: CMRG SECURITY ID: 148711302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seymour Holtzman | Management | For | Withhold |
1.2 | Elect Director David A. Levin | Management | For | Withhold |
1.3 | Elect Director Alan S. Bernikow | Management | For | Withhold |
1.4 | Elect Director Jesse Choper | Management | For | Withhold |
1.5 | Elect Director John E. Kyees | Management | For | For |
1.6 | Elect Director Ward K. Mooney | Management | For | Withhold |
1.7 | Elect Director George T. Porter, Jr. | Management | For | Withhold |
1.8 | Elect Director Mitchell S. Presser | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CATALYST HEALTH SOLUTIONS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: CHSI SECURITY ID: 14888B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Blair | Management | For | For |
1.2 | Elect Director Daniel J. Houston | Management | For | For |
1.3 | Elect Director Kenneth A. Samet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CATHEDRAL ENERGY SERVICES LTD. MEETING DATE: APR 14, 2011 | ||||
TICKER: CET SECURITY ID: 14916J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Mark L. Bentsen | Management | For | For |
2.2 | Elect Director Randy H. Pustanyk | Management | For | For |
2.3 | Elect Director Rod Maxwell | Management | For | For |
2.4 | Elect Director Scott Sarjeant | Management | For | For |
2.5 | Elect Director Jay Zammit | Management | For | For |
2.6 | Elect Director Robert L. Chaisson | Management | For | For |
2.7 | Elect Director P. Daniel O'Neil | Management | For | For |
2.8 | Elect Director Ian S. Brown | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CBIZ, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CBZ SECURITY ID: 124805102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph S. DiMartino | Management | For | For |
2 | Elect Director Richard C. Rochon | Management | For | For |
3 | Elect Director Donald V. Weir | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Authorize New Class of Preferred Stock | Management | For | Against |
10 | Other Business | Management | For | Against |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CC MEDIA HOLDINGS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CCMO SECURITY ID: 12502P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Abrams | Management | For | Withhold |
1.2 | Elect Director Irving L. Azoff | Management | For | For |
1.3 | Elect Director Steven W. Barnes | Management | For | For |
1.4 | Elect Director Richard J. Bressler | Management | For | Withhold |
1.5 | Elect Director Charles A. Brizius | Management | For | Withhold |
1.6 | Elect Director John P. Connaughton | Management | For | Withhold |
1.7 | Elect Director Blair E. Hendrix | Management | For | Withhold |
1.8 | Elect Director Jonathon S. Jacobson | Management | For | Withhold |
1.9 | Elect Director Ian K. Loring | Management | For | Withhold |
1.10 | Elect Director Mark P. Mays | Management | For | For |
1.11 | Elect Director Randall T. Mays | Management | For | For |
1.12 | Elect Director Scott M. Sperling | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CELANESE CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CEMEX S.A.B. DE C.V. MEETING DATE: MAR 25, 2011 | ||||
TICKER: CX SECURITY ID: 151290889 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Cemex CPO; Amend First Clause of Issuance Transaction and Increase Amount of Cemex CPO to be subscribed subsequently in Accordance with Resolutions Adopted on the EGM of February 24, 2011 | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
3 | Approve Minutes of Meeting | Management | For | For |
CENTAMIN EGYPT LTD MEETING DATE: MAY 26, 2011 | ||||
TICKER: CEY SECURITY ID: Q2159B110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1 | Elect Mark Arnesen as Director | Management | For | For |
3.2 | Elect Mark Bankes as Director | Management | For | For |
3.3 | Elect Edward Haslam as Director | Management | For | For |
3.4 | Re-elect Trevor Schultz as Director | Management | For | For |
3.5 | Re-elect Josef El-Raghy as Director | Management | For | For |
3.6 | Re-elect Harry Michael as Director | Management | For | For |
3.7 | Re-elect Robert Bowker as Director | Management | For | For |
4.1 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
4.2 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Approve Increase in Remuneration of Non-Executive Directors | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kevin Buchi | Management | For | For |
2 | Elect Director William P. Egan | Management | For | For |
3 | Elect Director Martyn D. Greenacre | Management | For | For |
4 | Elect Director Charles J. Homcy | Management | For | For |
5 | Elect Director Vaughn M. Kailian | Management | For | For |
6 | Elect Director Kevin E. Moley | Management | For | For |
7 | Elect Director Charles A. Sanders | Management | For | For |
8 | Elect Director Gail R. Wilensky | Management | For | For |
9 | Elect Director Dennis L. Winger | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHINA BIOLOGIC PRODUCTS, INC. MEETING DATE: DEC 17, 2010 | ||||
TICKER: CBPO SECURITY ID: 16938C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Siu Ling Chan | Management | For | For |
1.2 | Elect Director Chong Yang Li | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
1.4 | Elect Director Xiangmin Cui | Management | For | For |
1.5 | Elect Director Tong Jun Lin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CHINA GAS HOLDINGS LTD. MEETING DATE: AUG 19, 2010 | ||||
TICKER: 00384 SECURITY ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.017 Per Share | Management | For | For |
3a1 | Reelect Li Xiao Yun as Director | Management | For | Against |
3a2 | Reelect Xu Ying as Director | Management | For | Against |
3a3 | Reelect Feng Zhuo Zhi as Director | Management | For | Against |
3a4 | Reelect Wong Sin Yue, Cynthia as Director | Management | For | Against |
3a5 | Reelect Moon Duk Kyu as Director | Management | For | Against |
3a6 | Reelect Mulham Al Jarf as Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA GAS HOLDINGS LTD. MEETING DATE: APR 26, 2011 | ||||
TICKER: 00384 SECURITY ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Removal of Li Xiao Yun as Director | Management | For | For |
2 | Approve Removal of Xu Ying as Director | Management | For | For |
3 | Approval Removal of Liu Ming Hui as Director | Management | For | For |
CHINA INFORMATION SECURITY TECHNOLOGY, INC. MEETING DATE: AUG 23, 2010 | ||||
TICKER: CNIT SECURITY ID: 16944F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name | Management | For | For |
CHINA LODGING GROUP LTD MEETING DATE: AUG 26, 2010 | ||||
TICKER: HTHT SECURITY ID: 16949N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Elect Joseph Chow as Director | Management | For | For |
3 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 24, 2011 | ||||
TICKER: 00762 SECURITY ID: Y1519S111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Lu Yimin as Director | Management | For | For |
3a2 | Reelect Li Fushen as Director | Management | For | For |
3a3 | Reelect Cesareo Alierta Izuel as Director | Management | For | Against |
3a4 | Reelect Wong Wai Ming as Director | Management | For | For |
3a5 | Reelect Cai Hongbin as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
CHINA ZHENGTONG AUTO SERVICES HOLDINGS LTD MEETING DATE: MAY 06, 2011 | ||||
TICKER: 01728 SECURITY ID: G215A8108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Wang Kunpeng as Director | Management | For | For |
2b | Reelect Li Zhubo as Director | Management | For | For |
2c | Reelect Cao Limin as Director | Management | For | For |
2d | Reelect Liu Dongli as Director | Management | For | For |
2e | Reelect Wang Muqing as Director | Management | For | For |
2f | Reelect Chen Tao as Director | Management | For | For |
2g | Reelect Wong Tin Yau, Kelvin as Director | Management | For | For |
2h | Reelect Tan Xiangyong as Director | Management | For | For |
2i | Reelect Zhang Yansheng as Director | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve KPMG and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHIQUITA BRANDS INTERNATIONAL, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CQB SECURITY ID: 170032809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fernando Aguirre | Management | For | For |
1.2 | Elect Director Kerrii B. Anderson | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director William H. Camp | Management | For | For |
1.5 | Elect Director Clare M. Hasler-Lewis | Management | For | For |
1.6 | Elect Director Jaime Serra | Management | For | For |
1.7 | Elect Director Jeffrey N. Simmons | Management | For | For |
1.8 | Elect Director Steven P. Stanbrook | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CHIYODA CORP. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 6366 SECURITY ID: J06237101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Kubota, Takashi | Management | For | For |
2.2 | Elect Director Kanno, Yoichi | Management | For | For |
2.3 | Elect Director Ogawa, Hiroshi | Management | For | For |
2.4 | Elect Director Yokoi, Satoru | Management | For | For |
2.5 | Elect Director Obokata, Kazuo | Management | For | For |
2.6 | Elect Director Koshizuka, Hiromi | Management | For | For |
2.7 | Elect Director Okawa, Kazushi | Management | For | For |
2.8 | Elect Director Kawashima, Masahito | Management | For | For |
2.9 | Elect Director Shibuya, Shogo | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roman Martinez IV | Management | For | For |
2 | Elect Director Carol Cox Wait | Management | For | For |
3 | Elect Director William D. Zollars | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
CIMAREX ENERGY CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Hentschel | Management | For | For |
2 | Elect Director F.H. Merelli | Management | For | For |
3 | Elect Director L. Paul Teague | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Rosenberg | Management | For | For |
1.2 | Elect Director Enrique F. Senior | Management | For | For |
1.3 | Elect Director Donald G. Soderquist | Management | For | For |
1.4 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CIT GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CLARIANT AG MEETING DATE: MAR 31, 2011 | ||||
TICKER: CLN SECURITY ID: H14843165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Allocation of income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Approve CHF 340 million Capital Increase, Part of which would be issued in Exclusion of Preemptive Rights in Connection with Acquisition of Sued-Chemie AG | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Increase Maximize Board Size to 12 Members if Item 4.1 is Approved | Management | For | Did Not Vote |
5.1.1 | Reelect Peter Isler as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Dominik Koechlin as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Hariolf Kottmann as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Carlo Soave as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Rudolf Wehrli as Director | Management | For | Did Not Vote |
5.1.6 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
5.2.1 | Elect Dolf Stockhausen as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.2 | Elect Konstantin Winterstein as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.3 | Elect Guenter von Au as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
CLINICAL DATA, INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
1.3 | Elect Director Larry D. Horner | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CLUB MEDITERRANEE MEETING DATE: MAR 03, 2011 | ||||
TICKER: CU SECURITY ID: F18690101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Transaction with Rolaco | Management | For | For |
5 | Approve Transaction with Caisse de Depot et de Gestion | Management | For | For |
6 | Approve Transaction with Corporate Officers | Management | For | For |
7 | Receive Auditors' Special Report on Related-Party Transactions and Approve Ongoing Transactions | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 305,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Ratify Appointment of Georges Pauget as Director | Management | For | For |
11 | Ratify Appointment of Jiannong Qian as Director | Management | For | For |
12 | Reelect Jiannong Qian as Director | Management | For | For |
13 | Reelect Anass Houir Alami as Director | Management | For | For |
14 | Reelect Saud Al Sulaiman as Director | Management | For | For |
15 | Reelect Thierry de la Tour d Artaise as Director | Management | For | For |
16 | Reelect Henri Giscard d Estaing as Director | Management | For | For |
17 | Reelect Pascal Lebard as Director | Management | For | For |
18 | Reelect Anne-Claire Taittinger as Director | Management | For | For |
19 | Elect Isabelle Seillier as Director | Management | For | For |
20 | Elect Christina Jeanbart as Director | Management | For | For |
21 | Elect Guangchang Guo as Director | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
26 | Authorize up to 2 Percent per Year of Issued Capital for Use in Stock Option Plan | Management | For | For |
27 | Approve Employee Stock Purchase Plan | Management | For | Against |
28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
29 | Amend Article 14.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
30 | Amend Article 28 of Bylaws Re: Electronic Vote and Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CMS ENERGY CORPORATION MEETING DATE: MAY 20, 2011 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
COINSTAR, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director David M. Eskenazy | Management | For | For |
3 | Elect Director Robert D. Sznewajs | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
COLUMBIA LABORATORIES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: CBRX SECURITY ID: 197779101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valerie L. Andrews | Management | For | Withhold |
1.2 | Elect Director Edward A. Blechschmidt | Management | For | Withhold |
1.3 | Elect Director Frank C. Condella, Jr. | Management | For | Withhold |
1.4 | Elect Director Cristina Csimma | Management | For | Withhold |
1.5 | Elect Director Stephen G. Kasnet | Management | For | Withhold |
1.6 | Elect Director G. Frederick Wilkinson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMMERCIAL METALS COMPANY MEETING DATE: JAN 17, 2011 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Guido | Management | For | For |
1.2 | Elect Director Sarah E. Raiss | Management | For | For |
1.3 | Elect Director J. David Smith | Management | For | For |
1.4 | Elect Director Robert R. Womack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CVGI SECURITY ID: 202608105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Bovee | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CON-WAY INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Anton | Management | For | For |
2 | Elect Director William R. Corbin | Management | For | For |
3 | Elect Director Robert Jaunich II | Management | For | For |
4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
5 | Elect Director Michael J. Murray | Management | For | For |
6 | Elect Director Edith R. Perez | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director William J. Schroeder | Management | For | For |
9 | Elect Director Douglas W. Stotlar | Management | For | For |
10 | Elect Director Peter W. Stott | Management | For | For |
11 | Elect Director Chelsea C. White III | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONOCOPHILLIPS MEETING DATE: MAY 11, 2011 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Harold W. McGraw III | Management | For | Against |
7 | Elect Director James J. Mulva | Management | For | For |
8 | Elect Director Robert A. Niblock | Management | For | For |
9 | Elect Director Harald J. Norvik | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Elect Director Victoria J. Tschinkel | Management | For | For |
12 | Elect Director Kathryn C. Turner | Management | For | Against |
13 | Elect Director William E. Wade, Jr. | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Sanders, Jr. | Management | For | For |
1.2 | Elect Director Robert J. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COOKSON GROUP PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: CKSN SECURITY ID: G24108246 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Butterworth as Director | Management | For | For |
5 | Re-elect Jeff Harris as Director | Management | For | For |
6 | Re-elect Jeff Hewitt as Director | Management | For | For |
7 | Re-elect Peter Hill as Director | Management | For | For |
8 | Re-elect Jan Oosterveld as Director | Management | For | For |
9 | Re-elect Nick Salmon as Director | Management | For | For |
10 | Re-elect John Sussens as Director | Management | For | For |
11 | Re-elect Francois Wanecq as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda A. Hill as Director | Management | For | For |
2 | Elect James J. Postl as Director | Management | For | For |
3 | Elect Mark S. Thompson as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COPA HOLDINGS S.A. MEETING DATE: MAY 04, 2011 | ||||
TICKER: CPAN SECURITY ID: P31076105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
CORESITE REALTY CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: COR SECURITY ID: 21870Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Thomas M. Ray | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Michael Koehler | Management | For | For |
1.5 | Elect Director Paul E. Szurek | Management | For | For |
1.6 | Elect Director J. David Thompson | Management | For | For |
1.7 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CRA INTERNATIONAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CRAI SECURITY ID: 12618T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rowland T. Moriarty | Management | For | For |
1.2 | Elect Director William F. Concannon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CROWN POINT VENTURES LTD. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CWV SECURITY ID: 22856P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Murray D. McCartney | Management | For | For |
2.2 | Elect Director Gordon R. Kettleson | Management | For | For |
2.3 | Elect Director Martin J. Walter | Management | For | For |
2.4 | Elect Director Denny Deren | Management | For | For |
2.5 | Elect Director John Clark | Management | For | For |
2.6 | Elect Director John Chulick | Management | For | For |
2.7 | Elect Director Mateo Turic | Management | For | For |
3 | Approve Smythe Ratcliffe LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Withhold |
CROWN POINT VENTURES LTD. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CWV SECURITY ID: 22856P996 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Murray D. McCartney | Management | For | For |
2.2 | Elect Director Gordon R. Kettleson | Management | For | For |
2.3 | Elect Director Martin J. Walter | Management | For | For |
2.4 | Elect Director Denny Deren | Management | For | For |
2.5 | Elect Director John Clark | Management | For | For |
2.6 | Elect Director John Chulick | Management | For | For |
2.7 | Elect Director Mateo Turic | Management | For | For |
3 | Approve Smythe Ratcliffe LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Withhold |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CVR ENERGY, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director Barbara M. Baumann | Management | For | For |
1.3 | Elect Director William J. Finnerty | Management | For | For |
1.4 | Elect Director C. Scott Hobbs | Management | For | For |
1.5 | Elect Director George E. Matelich | Management | For | For |
1.6 | Elect Director Steve A. Nordaker | Management | For | For |
1.7 | Elect Director Robert T. Smith | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CYMER, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 13, 2011 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. Donald Sherman | Management | For | For |
1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DAVITA INC. MEETING DATE: JUN 06, 2011 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela M. Arway | Management | For | For |
2 | Elect Director Charles G. Berg | Management | For | For |
3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
4 | Elect Director Carol Anthony Davidson | Management | For | For |
5 | Elect Director Paul J. Diaz | Management | For | For |
6 | Elect Director Peter T. Grauer | Management | For | For |
7 | Elect Director John M. Nehra | Management | For | For |
8 | Elect Director William L. Roper | Management | For | For |
9 | Elect Director Kent J. Thiry | Management | For | For |
10 | Elect Director Roger J. Valine | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DAYLIGHT ENERGY LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DAY SECURITY ID: 239590201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DEALERTRACK HOLDINGS, INC. MEETING DATE: MAY 23, 2011 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark F. O'Neil | Management | For | For |
1.2 | Elect Director Mary Cirillo-Goldberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENBURY RESOURCES INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DENNY'S CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: DENN SECURITY ID: 24869P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregg R. Dedrick | Management | For | For |
2 | Elect Director Brenda J. Lauderback | Management | For | For |
3 | Elect Director Robert E. Marks | Management | For | For |
4 | Elect Director John C. Miller | Management | For | For |
5 | Elect Director Louis P. Neeb | Management | For | For |
6 | Elect Director Donald C. Robinson | Management | For | For |
7 | Elect Director Donald R. Shepherd | Management | For | For |
8 | Elect Director Debra Smithart-Oglesby | Management | For | For |
9 | Elect Director Laysha Ward | Management | For | For |
10 | Elect Director F. Mark Wolfinger | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENSO CORP. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 6902 SECURITY ID: J12075107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
2.1 | Elect Director Fukaya, Koichi | Management | For | For |
2.2 | Elect Director Kato, Nobuaki | Management | For | For |
2.3 | Elect Director Tokuda, Hiromi | Management | For | For |
2.4 | Elect Director Kobayashi, Koji | Management | For | For |
2.5 | Elect Director Tsuchiya, Sojiro | Management | For | For |
2.6 | Elect Director Hironaka, Kazuo | Management | For | For |
2.7 | Elect Director Sugi, Hikaru | Management | For | For |
2.8 | Elect Director Shirasaki, Shinji | Management | For | For |
2.9 | Elect Director Miyaki, Masahiko | Management | For | For |
2.10 | Elect Director Shikamura, Akio | Management | For | For |
2.11 | Elect Director Maruyama, Haruya | Management | For | For |
2.12 | Elect Director Tajima, Akio | Management | For | For |
2.13 | Elect Director Toyoda, Shoichiro | Management | For | For |
3.1 | Appoint Statutory Auditor Cho, Fujio | Management | For | Against |
3.2 | Appoint Statutory Auditor Watanabe, Toshio | Management | For | For |
3.3 | Appoint Statutory Auditor Kondo, Toshimichi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DENTSU INC. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 4324 SECURITY ID: J1207N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Ishii, Tadashi | Management | For | For |
3.2 | Elect Director Takashima, Tatsuyoshi | Management | For | For |
3.3 | Elect Director Tachibana, Masuo | Management | For | For |
3.4 | Elect Director Nakamoto, Shoichi | Management | For | For |
3.5 | Elect Director Utsumi, Tomoki | Management | For | For |
3.6 | Elect Director Sugimoto, Akira | Management | For | For |
3.7 | Elect Director Shimura, Kaoru | Management | For | For |
3.8 | Elect Director Kato, Yuzuru | Management | For | For |
3.9 | Elect Director Akiyama, Ryuuhei | Management | For | For |
3.10 | Elect Director Ishikawa, Satoshi | Management | For | For |
3.11 | Elect Director Nakata, Masahiro | Management | For | For |
4 | Appoint Statutory Auditor Hasegawa, Toshiaki | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
DEUTSCHE BOERSE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: DB1 SECURITY ID: D1882G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8 | Amend Articles Re: Majority Voting Requirements for General Meeting | Management | For | Against |
9 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: APR 26, 2011 | ||||
TICKER: DASA3 SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: APR 26, 2011 | ||||
TICKER: DASA3 �� SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of 2008 Stock Option Plan | Management | For | For |
DIAMOND FOODS, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: DMND SECURITY ID: 252603105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gilbert | Management | For | For |
1.2 | Elect Director Robert J. Zollars | Management | For | For |
1.3 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.4 | Elect Director Steven M. Neil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST, INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | For |
1.2 | Elect Director Michael F. Foust | Management | For | For |
1.3 | Elect Director Laurence A. Chapman | Management | For | For |
1.4 | Elect Director Kathleen Earley | Management | For | For |
1.5 | Elect Director Ruann F. Ernst | Management | For | For |
1.6 | Elect Director Dennis E. Singleton | Management | For | For |
1.7 | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howell M. Estes, III | Management | For | For |
1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
1.3 | Elect Director Eddy Zervigon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DINEEQUITY, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: DIN SECURITY ID: 254423106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Gordon | Management | For | For |
1.2 | Elect Director Larry A. Kay | Management | For | For |
1.3 | Elect Director Julia A. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DOREL INDUSTRIES INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: DII.B SECURITY ID: 25822C205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martin Schwartz, Jeff Segel, Alan Schwartz, Jeffrey Schwartz, Maurice Tousson, Harold 'Sonny' Gordon, Dian Cohen, Alain Benedetti, Richard Markee, and Rupert Duchesne as Directors | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
DOUBLE EAGLE PETROLEUM CO. MEETING DATE: MAY 24, 2011 | ||||
TICKER: DBLE SECURITY ID: 258570209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sigmund Balaban | Management | For | For |
2 | Elect Director David Wilson | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOUGLAS EMMETT, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: DEI SECURITY ID: 25960P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Leslie E. Bider | Management | For | Withhold |
1.5 | Elect Director Ghebre Selassie Mehreteab | Management | For | For |
1.6 | Elect Director Thomas E. O'Hern | Management | For | Withhold |
1.7 | Elect Director Andrea Rich | Management | For | Withhold |
1.8 | Elect Director William Wilson III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DOVER CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D.H. Benson | Management | For | For |
2 | Elect Director R.W. Cremin | Management | For | For |
3 | Elect Director J-P.M. Ergas | Management | For | For |
4 | Elect Director P.T. Francis | Management | For | For |
5 | Elect Director K.C. Graham | Management | For | For |
6 | Elect Director R.A. Livingston | Management | For | For |
7 | Elect Director R.K. Lochridge | Management | For | For |
8 | Elect Director B.G. Rethore | Management | For | For |
9 | Elect Director M.B. Stubbs | Management | For | For |
10 | Elect Director S.M. Todd | Management | For | For |
11 | Elect Director S.K. Wagner | Management | For | For |
12 | Elect Director M.A. Winston | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DROGASIL S.A MEETING DATE: DEC 17, 2010 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 1:3 Stock Split | Management | For | For |
2 | Approve Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
3 | Amend Article 4 of Company's Bylaws to Reflect Stock Split | Management | For | For |
DROGASIL S.A MEETING DATE: APR 11, 2011 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolee Friedlander | Management | For | For |
1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DXP ENTERPRISES, INC. MEETING DATE: JUN 30, 2011 | ||||
TICKER: DXPE SECURITY ID: 233377407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Little | Management | For | For |
1.2 | Elect Director Cletus Davis | Management | For | For |
1.3 | Elect Director Timothy P. Halter | Management | For | For |
1.4 | Elect Director Kenneth H. Miller | Management | For | For |
2 | Reduce Par Value of Preferred Stock and Move Unissued Shares of Preferred Stock to Status of Undesignated Preferred Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Kisner | Management | For | For |
1.2 | Elect Director J. Tyler Martin | Management | For | For |
1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
E.ON AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: EOAN SECURITY ID: D24914133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Denise Kingsmill to the Supervisory Board | Management | For | For |
6b | Elect Bard Mikkelsen to the Supervisory Board | Management | For | For |
6c | Elect Rene Obermann to the Supervisory Board | Management | For | For |
7a | Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
7b | Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2011 | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9a | Approve Affiliation Agreement with E.ON Beteiligungsverwaltungs GmbH | Management | For | For |
9b | Approve Affiliation Agreement with E.ON Energy Trading Holding GmbH | Management | For | For |
9c | Approve Affiliation Agreement with E.ON Finanzanlagen GmbH | Management | For | For |
9d | Approve Affiliation Agreement with E.ON Ruhrgas Holding GmbH | Management | For | For |
EACCESS LTD. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 9427 SECURITY ID: J12548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Senmoto, Sachio | Management | For | For |
1.2 | Elect Director Fukata, Koji | Management | For | For |
1.3 | Elect Director Eric Gan | Management | For | For |
1.4 | Elect Director Ankur Sahu | Management | For | For |
1.5 | Elect Director Inoue, Junji | Management | For | For |
1.6 | Elect Director Glenn Gumpel | Management | For | For |
1.7 | Elect Director Kokuryo, Jiro | Management | For | Against |
1.8 | Elect Director Julian Horn-Smith | Management | For | Against |
1.9 | Elect Director Shiong Tan | Management | For | For |
2.1 | Appoint Statutory Auditor Nakamoto, Koichiro | Management | For | Against |
2.2 | Appoint Statutory Auditor Takaoka, Motokuni | Management | For | Against |
3 | Appoint Alternate Statutory Auditor Shibata, Yuuji | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDUCATION REALTY TRUST, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: EDR SECURITY ID: 28140H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul O. Bower | Management | For | For |
1.2 | Elect Director Monte J. Barrow | Management | For | For |
1.3 | Elect Director William J. Cahill, III | Management | For | For |
1.4 | Elect Director Randall L. Churchey | Management | For | For |
1.5 | Elect Director John L. Ford | Management | For | For |
1.6 | Elect Director Howard A. Silver | Management | For | For |
1.7 | Elect Director Wendell W. Weakley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ELDORADO GOLD CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: EAU SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Ross Cory | Management | For | For |
1.2 | Elect Director Robert R. Gilmore | Management | For | For |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
1.4 | Elect Director Wayne D. Lenton | Management | For | For |
1.5 | Elect Director Michael Price | Management | For | For |
1.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
1.7 | Elect Director Donald M. Shumka | Management | For | For |
1.8 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Incentive Stock Option Plan | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Daniel R. Baty | Management | For | For |
1.3 | Elect Director Bruce L. Busby | Management | For | For |
1.4 | Elect Director James R. Ladd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 01, 2011 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C.A. Peters | Management | For | For |
1.4 | Elect Director J.W. Prueher | Management | For | For |
1.5 | Elect Director R.L. Ridgway | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Report on Sustainability | Shareholder | Against | Abstain |
ENDURANCE SPECIALTY HOLDINGS LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ENH SECURITY ID: G30397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William H. Bolinder as Director | Management | For | For |
1.2 | Elect Susan Fleming Cabrera as Director | Management | For | For |
1.3 | Elect Scott D. Moore as Director | Management | For | For |
1.4 | Elect Brendan R. O'Neill as Director | Management | For | For |
1.5 | Elect Robert A. Spass as Director | Management | For | For |
1.6 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.7 | Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.11 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.12 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.13 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.14 | Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.15 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.16 | Elect as David S. Cash Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.17 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.18 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Approve Decrease in Size of Board | Management | For | For |
ENERSYS MEETING DATE: JUL 22, 2010 | ||||
TICKER: ENS SECURITY ID: 29275Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Craig | Management | For | For |
1.2 | Elect Director Howard I. Hoffen | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENN ENERGY HOLDINGS LTD. MEETING DATE: MAY 31, 2011 | ||||
TICKER: 02688 SECURITY ID: G3066L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Approve Final Dividend of HK$0.2835 Per Share | Management | For | For |
2b | Approve Special Dividend of HK$0.0566 Per Share | Management | For | For |
3a1 | Reelect Cheng Chak Ngok as Director | Management | For | Against |
3a2 | Reelect Zhao Shengli as Director | Management | For | Against |
3a3 | Reelect Wang Dongzhi as Director | Management | For | Against |
3a4 | Reelect Yien Yu Yu, Catherine as Director | Management | For | For |
3a5 | Reelect Kong Chung Kau as Director | Management | For | For |
3b | Resolve Not to Fill Up the Vacated Offices Resulting from the Retirement of Liang Zhiwei and Zhai Xiaoqin as Directors | Management | For | For |
3c | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
ENTROPIC COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ENTR SECURITY ID: 29384R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Baruch | Management | For | For |
1.2 | Elect Director Patrick Henry | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | Against |
2 | Elect Director Charles R. Crisp | Management | For | Against |
3 | Elect Director James C. Day | Management | For | Against |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | Against |
6 | Elect Director Donald F. Textor | Management | For | Against |
7 | Elect Director Frank G. Wisner | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Pro-Rata Vesting on Equity Plans | Shareholder | Against | Against |
12 | Report on Political Contributions | Shareholder | Against | Abstain |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clinton A. Clark | Management | For | For |
2 | Elect Director Kristin Gamble | Management | For | For |
3 | Elect Director Don M. Wilson | Management | For | For |
4 | Elect Director James W. Schmotter | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EUROCASH SA MEETING DATE: JUN 13, 2011 | ||||
TICKER: EUR SECURITY ID: X2382S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Meeting Chairman | Management | For | For |
4 | Prepare List of Shareholders | Management | None | None |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Management | None | None |
7 | Receive Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Management | None | None |
8 | Receive Supervisory Board Report on Its Activities in Fiscal 2010 | Management | None | None |
9 | Approve Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Management | For | For |
10 | Approve Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Management | For | For |
11 | Approve Allocation of Income and Dividends of PLN 0.37 per Share | Management | For | For |
12.1 | Approve Discharge of Luis Manuel Conceicao do Amaral (CEO) | Management | For | For |
12.2 | Approve Discharge of Katarzyna Kopaczewska (Management Board Member) | Management | For | For |
12.3 | Approve Discharge of Rui Amaral (Management Board Member) | Management | For | For |
12.4 | Approve Discharge of Arnaldo Guerreiro (Management Board Member) | Management | For | For |
12.5 | Approve Discharge of Pedro Martinho (Management Board Member) | Management | For | For |
12.6 | Approve Discharge of Ryszard Majer (Management Board Member) | Management | For | For |
12.7 | Approve Discharge of Jacek Owczarek (Management Board Member) | Management | For | For |
13.1 | Approve Discharge of Joao Borges de Assuncao (Supervisory Board Chairman) | Management | For | For |
13.2 | Approve Discharge of Eduardo Aguinaga de Moraes (Supervisory Board Member) | Management | For | For |
13.3 | Approve Discharge of Antonio Jose Santos Silva Casanova (Supervisory Board Member) | Management | For | For |
13.4 | Approve Discharge of Ryszard Wojnowski (Supervisory Board Member) | Management | For | For |
13.5 | Approve Discharge of Janusz Lisowski (Supervisory Board Member) | Management | For | For |
14 | Approve List of Participants in Company's Stock Option Plan | Management | For | For |
15 | Approve Liquidation of Special Fund Used to Finance Company's Share Buyback Programs | Management | For | For |
16 | Close Meeting | Management | None | None |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
EXPRESS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: EXPR SECURITY ID: 30219E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Dominik | Management | For | Withhold |
1.2 | Elect Director Sam K. Duncan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
EXTRACT RESOURCES LTD. MEETING DATE: FEB 21, 2011 | ||||
TICKER: EXT SECURITY ID: Q36899104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of Shares to Kalahari Uranium Ltd | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Anthony Lear | Management | For | For |
4 | Elect Director Thomas L. Magnanti | Management | For | For |
5 | Elect Director Kevin J. McGarity | Management | For | For |
6 | Elect Director Bryan R. Roub | Management | For | For |
7 | Elect Director Ronald W. Shelly | Management | For | For |
8 | Elect Director Mark S. Thompson | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
FIAT SPA MEETING DATE: SEP 16, 2010 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Partial Spin-Off of Company Assets and Amend Company Bylaws | Management | For | Did Not Vote |
1 | Approve Reduction of Share Repurchase Authorization | Management | For | Did Not Vote |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FINNING INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: FTT SECURITY ID: 318071404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ricardo Bacarreza as Director | Management | For | For |
1.2 | Elect James E.C. Carter as Director | Management | For | For |
1.3 | Elect David L. Emerson as Director | Management | For | For |
1.4 | Elect Kathleen M. O'Neill as Director | Management | For | For |
1.5 | Elect Christopher W. Patterson as Director | Management | For | For |
1.6 | Elect John M. Reid as Director | Management | For | For |
1.7 | Elect Andrew H. Simon as Director | Management | For | For |
1.8 | Elect Bruce L. Turner as Director | Management | For | For |
1.9 | Elect Michael T. Waites as Director | Management | For | For |
1.10 | Elect Douglas W.G. Whitehead as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FISERV, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald F. Dillon | Management | For | For |
1.2 | Elect Director Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Glenn M. Renwick | Management | For | For |
1.4 | Elect Director Carl W. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FLOWERS FOODS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FLO SECURITY ID: 343498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.2 | Elect Director Jackie M. Ward | Management | For | For |
1.3 | Elect Director C. Martin Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FOOT LOCKER, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas DiPaolo | Management | For | For |
1.2 | Elect Director Matthew M. McKenna | Management | For | For |
1.3 | Elect Director Allen Questrom | Management | For | For |
1.4 | Elect Director Cheryl Nido Turpin | Management | For | For |
1.5 | Elect Director Guillermo Marmol | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FP CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: 7947 SECURITY ID: J13671102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Komatsu, Yasuhiro | Management | For | For |
1.2 | Elect Director Sato, Morimasa | Management | For | For |
1.3 | Elect Director Shimoda, Masateru | Management | For | For |
1.4 | Elect Director Sasabe, Taichiro | Management | For | For |
1.5 | Elect Director Ikegami, Isao | Management | For | For |
1.6 | Elect Director Kaneko, Makoto | Management | For | For |
1.7 | Elect Director Takanishi, Tomoki | Management | For | For |
1.8 | Elect Director Takizaki, Toshio | Management | For | For |
1.9 | Elect Director Torikawa, Yasuhiko | Management | For | For |
1.10 | Elect Director Yasuda, Kazuyuki | Management | For | For |
1.11 | Elect Director Takahashi, Masanobu | Management | For | For |
1.12 | Elect Director Nagai, Nobuyuki | Management | For | For |
1.13 | Elect Director Oka, Koji | Management | For | For |
1.14 | Elect Director Ezaki, Yoshitaka | Management | For | For |
1.15 | Elect Director Takahashi, Minoru | Management | For | For |
1.16 | Elect Director Sato, Osamu | Management | For | For |
1.17 | Elect Director Sueyoshi, Takejiro | Management | For | Against |
1.18 | Elect Director Hibi, Teruyoshi | Management | For | For |
2.1 | Appoint Statutory Auditor Karai, Masazumi | Management | For | For |
2.2 | Appoint Statutory Auditor Sakata, Mikihiko | Management | For | For |
3 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
FRANKLIN STREET PROPERTIES CORP. MEETING DATE: MAY 16, 2011 | ||||
TICKER: FSP SECURITY ID: 35471R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George J. Carter | Management | For | For |
1.2 | Elect Director Georgia Murray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Shareholder | Against | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 12, 2011 | ||||
TICKER: FME SECURITY ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members of Personally Liable Partner | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
7a | Elect Gerd Krick to the Supervisory Board | Management | For | For |
7b | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
7c | Elect Bernd Fahrholz to the Supervisory Board | Management | For | For |
7d | Elect Walter Weisman to the Supervisory Board and Joint Committee | Management | For | For |
7e | Elect William Johnston to the Supervisory Board and Joint Committee | Management | For | For |
7f | Elect Rolf Classon to the Supervisory Board | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9a | Approve Cancellation of Conditional Capital Pools | Management | For | For |
9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
FRONTIER COMMUNICATIONS CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: FTR SECURITY ID: 35906A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director James S. Kahan | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Howard L. Schrott | Management | For | For |
1.8 | Elect Director Larraine D. Segil | Management | For | For |
1.9 | Elect Director Mark Shapiro | Management | For | For |
1.10 | Elect Director Myron A. Wick, III | Management | For | For |
1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
FTI CONSULTING, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Berey | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director Gerard E. Holthaus | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FUSHI COPPERWELD, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: FSIN SECURITY ID: 36113E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Li Fu | Management | For | For |
1.2 | Elect Director Joseph Longever | Management | For | For |
1.3 | Elect Director Wenbing (Christopher) Wang | Management | For | For |
1.4 | Elect Director Barry Raeburn | Management | For | For |
1.5 | Elect Director Feng Bai | Management | For | For |
1.6 | Elect Director Jiping Hua | Management | For | For |
1.7 | Elect Director John Francis Perkowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FXCM INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FXCM SECURITY ID: 302693106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Ahdout | Management | For | For |
1.2 | Elect Director James Brown | Management | For | For |
1.3 | Elect Director Robin Davis | Management | For | For |
1.4 | Elect Director Perry Fish | Management | For | For |
1.5 | Elect Director Kenneth Grossman | Management | For | For |
1.6 | Elect Director Arthur Gruen | Management | For | For |
1.7 | Elect Director Eric LeGoff | Management | For | For |
1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
1.9 | Elect Director David Sakhai | Management | For | For |
1.10 | Elect Director Ryan Silverman | Management | For | For |
1.11 | Elect Director Eduard Yusupov | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
GAFISA S.A. MEETING DATE: OCT 14, 2010 | ||||
TICKER: GFSA3 SECURITY ID: 362607301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors | Management | For | Against |
2 | Amend Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
GARMIN LTD. MEETING DATE: JUN 03, 2011 | ||||
TICKER: GRMN SECURITY ID: H2906T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Elect Director Donald H. Eller | Management | For | Did Not Vote |
3.2 | Elect Director Clifton A. Pemble | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Approve Dividends | Management | For | Did Not Vote |
6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Did Not Vote |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Dividends of RUB 3.85 per Share | Management | For | For |
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
6 | Amend Charter | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | Abstain |
8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
9.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
9.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
9.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
9.4 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
9.5 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
9.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
9.7 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
9.8 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
9.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Management | For | For |
9.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Management | For | For |
9.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Management | For | For |
9.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
9.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.16 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Management | For | For |
9.17 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Management | For | For |
9.18 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
9.19 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Management | For | For |
9.20 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
9.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
9.22 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
9.23 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.24 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.25 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.26 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.27 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.28 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.29 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.30 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.31 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.32 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
9.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Management | For | For |
9.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
9.35 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Management | For | For |
9.36 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
9.37 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
9.38 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
9.39 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
9.42 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
9.43 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
9.44 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Management | For | For |
9.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
9.46 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
9.47 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
9.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
9.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
9.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
9.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Management | For | For |
9.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Management | For | For |
9.53 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
9.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Management | For | For |
9.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Management | For | For |
9.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
9.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.61 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
9.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
9.63 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
9.64 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Management | For | For |
9.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
9.66 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
9.67 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
9.68 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Management | For | For |
9.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
9.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
9.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
9.74 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
9.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Management | For | For |
9.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Management | For | For |
9.77 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.78 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
9.79 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
9.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.81 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
9.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Management | For | For |
9.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Management | For | For |
9.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.104 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.105 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.106 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.107 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.108 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.109 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Management | For | For |
9.110 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
9.111 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Management | For | For |
9.112 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
9.113 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Management | For | For |
9.114 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Management | For | For |
9.115 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
9.116 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.117 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.118 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.119 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.120 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
9.121 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
9.122 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Management | For | For |
9.123 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
10.1 | Elect Andrey Akimov as Director | Management | None | For |
10.2 | Elect Alexandr Ananenkov as Director | Management | For | For |
10.3 | Elect Farit Gazizullin as Director | Management | None | For |
10.4 | Elect Viktor Zubkov as Director | Management | None | For |
10.5 | Elect Elena Karpel as Director | Management | For | For |
10.6 | Elect Aleksey Miller as Director | Management | For | For |
10.7 | Elect Valery Musin as Director | Management | None | For |
10.8 | Elect Elvira Nabiullina as Director | Management | None | For |
10.9 | Elect Mikhail Sereda as Director | Management | For | For |
10.10 | Elect Sergey Shmatko as Director | Management | None | For |
10.11 | Elect Igor Yusufov as Director | Management | None | For |
11.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | None | For |
11.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | None | Against |
11.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | None | For |
11.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | None | Against |
11.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | None | Against |
11.6 | Elect Anna Nesterova as Member of Audit Commission | Management | None | Against |
11.7 | Elect Yury Nosov as Member of Audit Commission | Management | None | For |
11.8 | Elect Karen Oganyan as Member of Audit Commission | Management | None | Against |
11.9 | Elect Konstantin Pesotsky as Member of Audit Commission | Management | None | For |
11.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | None | For |
11.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | None | For |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
2.1 | Elect Andrey Akimov as Director | Management | None | For |
2.2 | Elect Aleksandr Ananenkov as Director | Management | For | For |
2.3 | Elect Farit Gazizullin as Director | Management | None | For |
2.4 | Elect Elena Karpel as Director | Management | For | For |
2.5 | Elect Timur Kulibayev as Director | Management | None | For |
2.6 | Elect Viktor Martynov as Director | Management | None | For |
2.7 | Elect Vladimir Mau as Director | Management | None | For |
2.8 | Elect Aleksey Miller as Director | Management | For | For |
2.9 | Elect Valery Musin as Director | Management | None | For |
2.10 | Elect Mikhail Sereda as Director | Management | For | For |
2.11 | Elect Igor Yusufov as Director | Management | None | For |
2.12 | Elect Viktor Zubkov as Director | Management | None | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GEOEYE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | For |
1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
1.5 | Elect Director Lawrence A. Hough | Management | For | For |
1.6 | Elect Director Matthew M. O'Connell | Management | For | For |
1.7 | Elect Director Roberta E. Lenczowski | Management | For | For |
1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
1.9 | Elect Director William W. Sprague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GIANT MANUFACTURING CO., LTD. MEETING DATE: JUN 15, 2011 | ||||
TICKER: 9921 SECURITY ID: Y2708Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLOBAL DAIRY HOLDINGS LTD. MEETING DATE: JUN 16, 2011 | ||||
TICKER: 01007 SECURITY ID: G3925M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Cheung Hok Fung Alexander as Director | Management | For | For |
3 | Reelect Chan Wah Man Carman as Director | Management | For | Against |
4 | Reelect Zhang Zhou as Director | Management | For | Against |
5 | Approve Remuneration of Directors | Management | For | For |
6 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GLOBAL DAIRY HOLDINGS LTD. MEETING DATE: JUN 16, 2011 | ||||
TICKER: 01007 SECURITY ID: G3925M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name From Global Dairy Holdings Limited to Daqing Dairy Holdings Limited and Adopt New Chinese Name | Management | For | For |
GN STORE NORD A/S MEETING DATE: MAR 25, 2011 | ||||
TICKER: SECURITY ID: K4001S214 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of DKK 600,000 for Chairman, DKK 400,000 for Vice Chairman, and DKK 200,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
5.1 | Reelect Per Wold-Olsen as Director | Management | For | Did Not Vote |
5.2 | Reelect William Hoover Jr. as Director | Management | For | Did Not Vote |
5.3 | Reelect Jorgen Bardenfleth as Director | Management | For | Did Not Vote |
5.4 | Reelect Rene Svendsen-Tune as Director | Management | For | Did Not Vote |
5.5 | Reelect Carsten Thomsen as Director | Management | For | Did Not Vote |
5.6 | Reelect Wolfgang Reim as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
7.1.1 | Approve Amendment to Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
7.1.2 | Extend Board's Authorizations to Create DKK 205 Million Pool of Capital by Share Issuance until April 30, 2012 | Management | For | Did Not Vote |
7.1.3 | Authorize Share Repurchase Program with a Nominal Value of up to 15 Percent of the Share Capital of the Company | Management | For | Did Not Vote |
7.1.4 | Authorize Board to Distribute Special Dividends | Management | For | Did Not Vote |
7.1.5 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7.2 | Other Proposals From Shareholders (None Submitted) | Management | None | None |
8 | Other Business | Management | None | None |
GOLDCORP INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL MEETING DATE: JUN 10, 2011 | ||||
TICKER: 00493 SECURITY ID: G3978C124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.041 Per Share | Management | For | For |
3a | Reelect Zou Xiao Chun as an Executive Director | Management | For | Against |
3b | Reelect Zhang Da Zhong as a Non-Executive Director | Management | For | Against |
3c | Reelect Thomas Joseph Manning as an Independent Non-Executive Director | Management | For | Against |
3d | Reelect Lee Kong Wai, Conway as an Independent Non-Executive Director | Management | For | For |
3e | Elect Ng Wai Hung as an Independent Non-Executive Director | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Annual Remuneration of HK$600,000 for Non-Executive Directors | Management | For | For |
6 | Approve Annual Remuneration of HK$600,000 for Independent Non-Executive Directors | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GP INVESTMENTS LTD MEETING DATE: APR 29, 2011 | ||||
TICKER: GPIV11 SECURITY ID: G4035L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of the Meeting | Management | For | For |
2 | Confirm Meeting Notice | Management | For | For |
3 | Elect Directors | Management | For | Abstain |
4 | Transact Other Business | Management | For | Against |
GRAFTECH INTERNATIONAL LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTI SECURITY ID: 384313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GRAN TIERRA ENERGY INC. MEETING DATE: JUN 28, 2011 | ||||
TICKER: GTE SECURITY ID: 38500T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director Ray Antony | Management | For | For |
1.6 | Elect Director J. Scott Price | Management | For | For |
1.7 | Elect Director Gerald Macey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
GRAND CANYON EDUCATION, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: LOPE SECURITY ID: 38526M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director Christopher C. Richardson | Management | For | For |
1.4 | Elect Director Chad N. Heath | Management | For | For |
1.5 | Elect Director D. Mark Dorman | Management | For | For |
1.6 | Elect Director David J. Johnson | Management | For | For |
1.7 | Elect Director Jack A. Henry | Management | For | For |
1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
2 | Approve Employee Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
GRANDE CACHE COAL CORP. MEETING DATE: AUG 17, 2010 | ||||
TICKER: GCE SECURITY ID: 38655X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Robert H. Stan, Robert G. Brawn, Barry T. Davies, Donald J. Douglas, Nicholas G. Kirton and John R. Morgan as Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
5 | Approve All Unallocated Restricted Share Units Under the Share Unit Plan | Management | For | For |
GREAT LAKES DREDGE & DOCK CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: GLDD SECURITY ID: 390607109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Deutsch | Management | For | For |
1.2 | Elect Director Nathan D. Leight | Management | For | For |
1.3 | Elect Director Douglas B. Mackie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GUARANTY TRUST BANK PLC MEETING DATE: APR 21, 2011 | ||||
TICKER: GTB SECURITY ID: 40124Q208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reelect Directors (Bundled) | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
5 | Authorize Board to Fix Remuneration of External Auditors | Management | For | For |
6 | Elect Members of Audit Committee | Management | For | For |
7 | Authorize Capitalization of Reserves for 1:4 Bonus Share Issue | Management | For | For |
GUESS?, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: GES SECURITY ID: 401617105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kay Isaacson-Leibowitz | Management | For | For |
1.2 | Elect Director Maurice Marciano | Management | For | For |
1.3 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
GULF RESOURCES, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: GFRE SECURITY ID: 40251W309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Yang | Management | For | For |
1.2 | Elect Director Xiaobin Liu | Management | For | For |
1.3 | Elect Director Naihui Miao | Management | For | For |
1.4 | Elect Director Nan Li | Management | For | For |
1.5 | Elect Director Yang Zou | Management | For | For |
1.6 | Elect Director Shi Tong Jiang | Management | For | For |
1.7 | Elect Director Ya Fei Ji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GULFPORT ENERGY CORPORATION MEETING DATE: JUN 16, 2011 | ||||
TICKER: GPOR SECURITY ID: 402635304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Liddell | Management | For | For |
1.2 | Elect Director Donald L. Dillingham | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director James D. Palm | Management | For | For |
1.5 | Elect Director Scott E. Streller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARDINGE INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: HDNG SECURITY ID: 412324303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Burke | Management | For | Withhold |
1.2 | Elect Director J. Philip Hunter | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HARSCO CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. G. Eddy | Management | For | For |
1.2 | Elect Director D. C. Everitt | Management | For | For |
1.3 | Elect Director S. D. Fazzolari | Management | For | For |
1.4 | Elect Director S. E. Graham | Management | For | For |
1.5 | Elect Director T. D. Growcock | Management | For | For |
1.6 | Elect Director H. W. Knueppel | Management | For | For |
1.7 | Elect Director J. M. Loree | Management | For | For |
1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
1.9 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HAVAS MEETING DATE: MAY 10, 2011 | ||||
TICKER: HAV SECURITY ID: F47696111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.10 per Share | Management | For | For |
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | Management | For | For |
5 | Approve Transaction with Bollore | Management | For | For |
6 | Approve Cancellation of Transactions with EURO RSCG and EURO RSCG Worldwide | Management | For | For |
7 | Reelect Vincent Bollore as Director | Management | For | Against |
8 | Elect Mercedes Erra as Director | Management | For | Against |
9 | Reelect Antoine Veil as Director | Management | For | Against |
10 | Reelect Jacques Seguela as Director | Management | For | Against |
11 | Reelect Pierre Gode as Director | Management | For | For |
12 | Reelect Yves Cannac as Director | Management | For | For |
13 | Reelect Bollore as Director | Management | For | Against |
14 | Reelect Longchamp Participations as Director | Management | For | Against |
15 | Reelect Financiere de Longchamp as Director | Management | For | Against |
16 | Authorize Repurchase of up to 40 Million Shares | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
20 | Amend Article 22 of Bylaws Re: Attendance to General Meetings | Management | For | For |
21 | Amend Article 23 of Bylaws Re: Shareholders Proposals | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Marc J. Ostro | Management | For | For |
1.3 | Elect Director George F. Raymond | Management | For | For |
1.4 | Elect Director Mitchell L. Hollin | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director Richard W. Vague | Management | For | For |
1.7 | Elect Director Robert H. Niehaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEICO CORPORATION MEETING DATE: MAR 28, 2011 | ||||
TICKER: HEI SECURITY ID: 422806208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adolfo Henriques | Management | For | For |
1.2 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.5 | Elect Director Eric A. Mendelson | Management | For | For |
1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
1.7 | Elect Director Victor H. Mendelson | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HEIDELBERGCEMENT AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: HEI SECURITY ID: D31709104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: 01044 SECURITY ID: G4402L151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Hui Lin Chit as Executive Director | Management | For | Against |
3b | Reelect Chan Henry as Independent Non-Executive Director | Management | For | For |
3c | Reelect Ada Ying Kay Wong as Independent Non-Executive Director | Management | For | For |
3d | Reelect Xu Shui Shen as Executive Director | Management | For | Against |
3e | Reelect Xu Chun Man as Executive Director | Management | For | Against |
3f | Reelect Sze Wong Kim as Executive Director | Management | For | Against |
3g | Reelect Hui Ching Chi as Executive Director | Management | For | Against |
3h | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Adopt New Share Option Scheme | Management | For | For |
HENGDELI HOLDINGS LTD. MEETING DATE: MAY 12, 2011 | ||||
TICKER: 03389 SECURITY ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhang Yuping as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Liu Xueling as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Elect Zheng Yu as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Golden | Management | For | For |
1.2 | Elect Director W August Hillenbrand | Management | For | For |
1.3 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HIMAX TECHNOLOGIES INC. MEETING DATE: SEP 28, 2010 | ||||
TICKER: HIMX SECURITY ID: 43289P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Directors | Management | For | Against |
3 | Other Business | Management | For | Against |
HOLLY CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director R. Kevin Hardage | Management | For | For |
1.5 | Elect Director Robert G. McKenzie | Management | For | For |
1.6 | Elect Director Jack P. Reid | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
HOLLY CORPORATION MEETING DATE: JUN 28, 2011 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HOLOGIC, INC. MEETING DATE: MAR 02, 2011 | ||||
TICKER: HOLX SECURITY ID: 436440101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Cumming | Management | For | For |
1.2 | Elect Director Robert A. Cascella | Management | For | For |
1.3 | Elect Director Glenn P. Muir | Management | For | For |
1.4 | Elect Director Sally W. Crawford | Management | For | For |
1.5 | Elect Director David R. Lavance, Jr. | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Lawrence M. Levy | Management | For | For |
1.8 | Elect Director Elaine S. Ullian | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HONDA MOTOR CO. LTD. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 7267 SECURITY ID: J22302111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | Management | For | For |
3.1 | Elect Director Kondo, Koichi | Management | For | For |
3.2 | Elect Director Ito, Takanobu | Management | For | For |
3.3 | Elect Director Hamada, Akio | Management | For | For |
3.4 | Elect Director Oyama, Tatsuhiro | Management | For | For |
3.5 | Elect Director Ike, Fumihiko | Management | For | For |
3.6 | Elect Director Kawanabe, Tomohiko | Management | For | For |
3.7 | Elect Director Hogen, Kensaku | Management | For | For |
3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
3.9 | Elect Director Fukui, Takeo | Management | For | For |
3.10 | Elect Director Yamada, Takuji | Management | For | For |
3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
3.12 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
4.1 | Appoint Statutory Auditor Abe, Hirotake | Management | For | For |
4.2 | Appoint Statutory Auditor Iwashita, Tomochika | Management | For | Against |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HORNBECK OFFSHORE SERVICES, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: HOS SECURITY ID: 440543106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Hornbeck | Management | For | For |
1.2 | Elect Director Patricia B. Melcher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HUABAO INTERNATIONAL HOLDINGS LIMITED (FORMERLY LEAPTEK LTD MEETING DATE: AUG 05, 2010 | ||||
TICKER: 00336 SECURITY ID: G4639H122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a | Reelect Chu Lam Yiu as Director | Management | For | For |
3b | Reelect Lau Chi Tak as Director | Management | For | For |
3c | Reelect Lee Luk Shiu as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
I.C.S.A. (INDIA) LIMITED MEETING DATE: JUL 30, 2010 | ||||
TICKER: 531524 SECURITY ID: Y3857H111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.60 Per Share | Management | For | For |
3 | Reappoint S.S. Dua as Director | Management | For | For |
4 | Approve VDNR & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Borrowing Powers to INR 20 Billion | Management | For | For |
6 | Approve Revision in Remuneration of P.K. Ramaiah, Director (Technical) | Management | For | For |
7 | Approve Issuance of up to 4 Million Warrants to G. Lalitha and Sahasra Investments Pvt. Ltd., Promoters | Management | For | For |
8 | Approve Issuance of up to 500,000 Warrants to Shreyansh Commercial Pvt. Ltd., Non-Promoter | Management | For | For |
IGUATEMI EMPRESA SHOPPING CENTERS S.A MEETING DATE: APR 27, 2011 | ||||
TICKER: IGTA3 SECURITY ID: P5352J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILIAD MEETING DATE: MAY 24, 2011 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
6 | Reelect Maxime Lombardini as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | Against | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 02, 2011 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Ken Burnett as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Robert Dyrbus as Director | Management | For | For |
7 | Re-elect Michael Herlihy as Director | Management | For | For |
8 | Re-elect Pierre Jungels as Director | Management | For | For |
9 | Re-elect Susan Murray as Director | Management | For | For |
10 | Re-elect Iain Napier as Director | Management | For | For |
11 | Re-elect Berge Setrakian as Director | Management | For | Against |
12 | Re-elect Mark Williamson as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Adopt New Articles of Association | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.3 | Elect Director Philip J. Koen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA MEETING DATE: NOV 29, 2010 | ||||
TICKER: IAG SECURITY ID: G14980109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Establish BA Holdco SA as the Holding Company of British Airways; Approve Merger Between British Airways and Iberia | Management | For | For |
INTERNET CAPITAL GROUP, INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: ICGE SECURITY ID: 46059C205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Adelman | Management | For | For |
1.2 | Elect Director Walter W. Buckley, III | Management | For | For |
1.3 | Elect Director Michael J. Hagan | Management | For | For |
1.4 | Elect Director Philip J. Ringo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Change Company Name | Management | For | For |
INTEROIL CORPORATION MEETING DATE: JUN 21, 2011 | ||||
TICKER: IOC SECURITY ID: 460951106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Bell | Management | For | For |
2 | Elect Director Robert W. Conn | Management | For | For |
3 | Elect Director James V. Diller | Management | For | For |
4 | Elect Director Gary E. Gist | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Gregory Lang | Management | For | For |
7 | Elect Director Jan Peeters | Management | For | For |
8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
9 | Elect Director James A. Urry | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTESA SANPAOLO SPA MEETING DATE: MAY 09, 2011 | ||||
TICKER: ISP SECURITY ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Amend Company Bylaws | Management | For | For |
2 | Authorize Issuance of Equity with Preemptive Rights | Management | For | For |
INVERNESS MEDICAL INNOVATIONS, INC. MEETING DATE: JUL 14, 2010 | ||||
TICKER: ALR SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Khederian | Management | For | For |
1.2 | Elect Director David Scott | Management | For | For |
1.3 | Elect Director Peter Townsend | Management | For | For |
1.4 | Elect Director Eli Y. Adashi | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ION GEOPHYSICAL CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: IO SECURITY ID: 462044108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Jennings | Management | For | For |
1.2 | Elect Director Robert P. Peebler | Management | For | Withhold |
1.3 | Elect Director John N. Seitz | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
IRON MOUNTAIN INCORPORATED MEETING DATE: JUN 10, 2011 | ||||
TICKER: IRM SECURITY ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarke H. Bailey | Management | For | Withhold |
1.2 | Elect Director Kent P. Dauten | Management | For | Withhold |
1.3 | Elect Director Paul F. Deninger | Management | For | Withhold |
1.4 | Elect Director Per-Kristian Halvorsen | Management | For | Withhold |
1.5 | Elect Director Michael W. Lamach | Management | For | Withhold |
1.6 | Elect Director Allan Z. Loren | Management | For | For |
1.7 | Elect Director Arthur D. Little | Management | For | Withhold |
1.8 | Elect Director C. Richard Reese | Management | For | Withhold |
1.9 | Elect Director Vincent J. Ryan | Management | For | Withhold |
1.10 | Elect Director Laurie A. Tucker | Management | For | Withhold |
1.11 | Elect Director Alfred J. Verrecchia | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ITT EDUCATIONAL SERVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: ESI SECURITY ID: 45068B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Dean | Management | For | For |
2 | Elect Director James D. Fowler, Jr. | Management | For | For |
3 | Elect Director Vin Weber | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IVANHOE MINES LTD. MEETING DATE: MAY 10, 2011 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Friedland as Director | Management | For | For |
1.2 | Elect Peter Meredith as Director | Management | For | For |
1.3 | Elect David Huberman as Director | Management | For | For |
1.4 | Elect R. Edward Flood as Director | Management | For | For |
1.5 | Elect Howard Balloch as Director | Management | For | For |
1.6 | Elect Markus Faber as Director | Management | For | For |
1.7 | Elect David Korbin as Director | Management | For | For |
1.8 | Elect Livia Mahler as Director | Management | For | For |
1.9 | Elect Tracy Stevenson as Director | Management | For | For |
1.10 | Elect Michael Gordon as Director | Management | For | For |
1.11 | Elect Dan Westbrook as Director | Management | For | For |
1.12 | Elect Robert Holland III as Director | Management | For | For |
1.13 | Elect Andrew Harding as Director | Management | For | For |
1.14 | Elect Kay Priestly as Director | Management | For | For |
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JAPAN TOBACCO INC MEETING DATE: JUN 24, 2011 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4000 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Appoint Statutory Auditor Tateishi, Hisao | Management | For | For |
3.2 | Appoint Statutory Auditor Shiozawa, Gisuke | Management | For | For |
3.3 | Appoint Statutory Auditor Ueda, Koichi | Management | For | For |
3.4 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
JARDEN CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Grant | Management | For | For |
1.2 | Elect Director Richard J. Heckmann | Management | For | For |
1.3 | Elect Director Irwin D. Simon | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Range for Size of the Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James D. Armstrong | Management | For | For |
2 | Elect Director Hamish N. Brewer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
JONES LANG LASALLE INCORPORATED MEETING DATE: MAY 26, 2011 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hugo Bague | Management | For | For |
2 | Elect Director Colin Dyer | Management | For | For |
3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
4 | Elect Director Deanne Julius | Management | For | For |
5 | Elect Director Ming Lu | Management | For | For |
6 | Elect Director Lauralee E. Martin | Management | For | For |
7 | Elect Director Martin H. Nesbitt | Management | For | For |
8 | Elect Director Sheila A. Penrose | Management | For | For |
9 | Elect Director David B. Rickard | Management | For | For |
10 | Elect Director Roger T. Staubach | Management | For | For |
11 | Elect Director Thomas C. Theobald | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KAMAN CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: KAMN SECURITY ID: 483548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Barents | Management | For | For |
1.2 | Elect Director George E. Minnich | Management | For | For |
1.3 | Elect Director Thomas W. Rabaut | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
KELLOGG COMPANY MEETING DATE: APR 29, 2011 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Rogelio Rebolledo | Management | For | For |
1.3 | Elect Director Sterling Speirn | Management | For | For |
1.4 | Elect Director John Zabriskie | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KENEDIX INC. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 4321 SECURITY ID: J3243N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honma, Ryosuke | Management | For | For |
1.2 | Elect Director Kawashima, Atsushi | Management | For | For |
1.3 | Elect Director Yoshikawa, Taiji | Management | For | For |
1.4 | Elect Director Tanaka, Akira | Management | For | For |
1.5 | Elect Director Kashiwagi, Noboru | Management | For | For |
1.6 | Elect Director Uematsu, Takashi | Management | For | For |
2 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
KEYENCE CORP. MEETING DATE: JUN 17, 2011 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
2.3 | Elect Director Kanzawa, Akira | Management | For | For |
2.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
2.6 | Elect Director Ogishi, Yuuji | Management | For | For |
2.7 | Elect Director Sasaki, Michio | Management | For | For |
3 | Appoint Statutory Auditor Kinomoto, Yoshiro | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Hashimoto, Kensho | Management | For | For |
KFORCE INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: KFRC SECURITY ID: 493732101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Allred | Management | For | For |
1.2 | Elect Director Richard M. Cocchiaro | Management | For | For |
1.3 | Elect Director A. Gordon Tunstall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Leininger | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director Carl F. Kohrt | Management | For | For |
1.4 | Elect Director David J. Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
KINROSS GOLD CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Brough as Director | Management | For | For |
1.2 | Elect Tye W. Burt as Director | Management | For | For |
1.3 | Elect John K. Carrington as Director | Management | For | For |
1.4 | Elect Richard P. Clark as Director | Management | For | For |
1.5 | Elect John M.H. Huxley as Director | Management | For | For |
1.6 | Elect John A. Keyes as Director | Management | For | For |
1.7 | Elect Catherine McLeod-Seltzer as Director | Management | For | For |
1.8 | Elect George F. Michals as Director | Management | For | For |
1.9 | Elect John E. Oliver as Director | Management | For | For |
1.10 | Elect Terence C.W. Reid as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Share Incentive Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
KNOLL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: KNL SECURITY ID: 498904200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Cogan | Management | For | For |
1.2 | Elect Director Stephen F. Fisher | Management | For | For |
1.3 | Elect Director Sarah E. Nash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KODIAK OIL & GAS CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KOG SECURITY ID: 50015Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynn A. Peterson as Director | Management | For | For |
2 | Elect James E. Catlin as Director | Management | For | For |
3 | Elect Rodney D. Knutson as Director | Management | For | For |
4 | Elect Herrick K. Lidstone, Jr. as Director | Management | For | For |
5 | Elect William J. Krysiak | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
KONINKLIJKE KPN NV MEETING DATE: APR 06, 2011 | ||||
TICKER: KPN SECURITY ID: N4297B146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Approve Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Dividends of EUR 0.80 Per Share | Management | For | Did Not Vote |
6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
10 | Proposal to Amend the Remuneration of the Supervisory Board | Management | For | Did Not Vote |
11 | Opportunity to Make Recommendations | Management | None | None |
12 | Elect J.B.M. Streppel to Supervisory Board | Management | For | Did Not Vote |
13 | Elect M.Bischoff to Supervisory Board | Management | For | Did Not Vote |
14 | Elect C.M. Hooymans to Supervisory Board | Management | For | Did Not Vote |
15 | Composition of Supervisory Board | Management | None | None |
16 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | Did Not Vote |
18 | Other Business and Close Meeting | Management | None | None |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 31, 2011 | ||||
TICKER: PHGFF SECURITY ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | Did Not Vote |
2d | Approve Discharge of Management Board | Management | For | Did Not Vote |
2e | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | Did Not Vote |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | Did Not Vote |
3c | Elect P.A.J. Nota to Management Board | Management | For | Did Not Vote |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | Did Not Vote |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | Did Not Vote |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
4d | Elect J.P. Tai to Supervisory Board | Management | For | Did Not Vote |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | Did Not Vote |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | Did Not Vote |
7 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
KRAFT FOODS INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajaypal S. Banga | Management | For | For |
2 | Elect Director Myra M. Hart | Management | For | For |
3 | Elect Director Peter B. Henry | Management | For | For |
4 | Elect Director Lois D. Juliber | Management | For | For |
5 | Elect Director Mark D. Ketchum | Management | For | For |
6 | Elect Director Richard A. Lerner | Management | For | For |
7 | Elect Director Mackey J. McDonald | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Fredric G. Reynolds | Management | For | For |
10 | Elect Director Irene B. Rosenfeld | Management | For | For |
11 | Elect Director J.F. Van Boxmeer | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
KULICKE AND SOFFA INDUSTRIES, INC. MEETING DATE: FEB 08, 2011 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruno Guilmart | Management | For | For |
1.2 | Elect Director Barry Waite | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LANXESS AG MEETING DATE: MAY 18, 2011 | ||||
TICKER: LXS SECURITY ID: D5032B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 16.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LIHIR GOLD LTD. MEETING DATE: AUG 23, 2010 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LLOYDS BANKING GROUP PLC MEETING DATE: MAY 18, 2011 | ||||
TICKER: LLOY SECURITY ID: G5542W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Anita Frew as Director | Management | For | For |
4 | Elect Antonio Horta-Osorio as Director | Management | For | For |
5 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
6 | Re-elect Sir Julian Horn-Smith as Director | Management | For | For |
7 | Re-elect Lord Leitch as Director | Management | For | For |
8 | Re-elect Glen Moreno as Director | Management | For | For |
9 | Re-elect David Roberts as Director | Management | For | For |
10 | Re-elect Timothy Ryan as Director | Management | For | For |
11 | Re-elect Martin Scicluna as Director | Management | For | For |
12 | Re-elect Truett Tate as Director | Management | For | For |
13 | Re-elect Tim Tookey as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Amend the Deferred Bonus Plan 2008 | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LONZA GROUP LTD. MEETING DATE: APR 12, 2011 | ||||
TICKER: LONN SECURITY ID: H50524133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income; Dividend Payment of CHF 2.15 per Share from Free Reserves | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6 | Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7.1 | Reelect Julia Higgins as Director | Management | For | Did Not Vote |
7.2 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
7.3 | Reelect Gerhard Mayr as Director | Management | For | Did Not Vote |
7.4 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
7.5 | Reelect Richard Sykes as Director | Management | For | Did Not Vote |
7.6 | Reelect Peter Wilden as Director | Management | For | Did Not Vote |
7.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LTX-CREDENCE CORPORATION MEETING DATE: JUL 08, 2010 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 07, 2010 | ||||
TICKER: LTXC SECURITY ID: 502403207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Ain | Management | For | For |
1.2 | Elect Director David G. Tacelli | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
1.2 | Elect Director Peter B. Robinson | Management | For | For |
1.3 | Elect Director Martin F. Roper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS MEETING DATE: JUL 01, 2010 | ||||
TICKER: MDIA3 SECURITY ID: P64876108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | Abstain |
MADALENA VENTURES INC MEETING DATE: JUN 16, 2011 | ||||
TICKER: MVN SECURITY ID: 556232106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Barry Larson, Mike Lock, Keith Macdonald, Anthony Potter, Jay Reid, Ray Smith, Dwayne Warkentin, and Ving Woo as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
MAIDEN HOLDINGS LTD. MEETING DATE: MAY 04, 2011 | ||||
TICKER: MHLD SECURITY ID: 560292104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barry D. Zyskind as Director | Management | For | For |
1.2 | Elect Simcha G. Lyons as Director | Management | For | For |
1.3 | Elect Raymond M. Neff as Director | Management | For | For |
1.4 | Elect Yehuda L. Neuberger as Director | Management | For | For |
1.5 | Elect Steven H. Nigro as Director | Management | For | For |
2.1 | Elect David A. Lamneck as Director of Maiden Insurance Company, Ltd. | Management | For | For |
2.2 | Elect John Marshaleck as Director of Maiden Insurance Company, Ltd. | Management | For | For |
2.3 | Elect Lawrence F. Metz as Director of Maiden Insurance Company, Ltd. | Management | For | For |
2.4 | Elect Arturo M. Raschbaum as Director of Maiden Insurance Company, Ltd. | Management | For | For |
3.1 | Elect Patrick J. Haveron as Director of Maiden Global Holdings, Ltd. | Management | For | For |
3.2 | Elect Ronald M. Judd as Director of Maiden Global Holdings, Ltd. | Management | For | For |
3.3 | Elect John Marshaleck as Director of Maiden Global Holdings, Ltd. | Management | For | For |
3.4 | Elect Lawrence F. Metz as Director of Maiden Global Holdings, Ltd. | Management | For | For |
3.5 | Elect Arturo M. Raschbaum as Director of Maiden Global Holdings, Ltd. | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify BDO Seidman, LLP as Auditors of the Company, and Arthur Morris and Company as Auditors of Maiden Insurance Company, Ltd. | Management | For | For |
MAIDENFORM BRANDS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: MFB SECURITY ID: 560305104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman Axelrod | Management | For | For |
1.2 | Elect Director Bernd Beetz | Management | For | For |
1.3 | Elect Director Harold F. Compton | Management | For | For |
1.4 | Elect Director Barbara Eisenberg | Management | For | For |
1.5 | Elect Director Maurice S. Reznik | Management | For | For |
1.6 | Elect Director Karen Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
MAOYE INTERNATIONAL HOLDINGS LTD MEETING DATE: APR 21, 2011 | ||||
TICKER: 00848 SECURITY ID: G5804G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Huang Mao Ru as an Executive Director | Management | For | Against |
3 | Reelect Wang Bin as an Executive Director | Management | For | Against |
4 | Reelect Chow Chan Lum as an Independent Non-Executive Director | Management | For | For |
5 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
6 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: AUG 23, 2010 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Approve Dividends of NOK 0.20 Per Share | Management | For | Did Not Vote |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: DEC 07, 2010 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Approve Dividends of NOK 0.05 Per Share | Management | For | Did Not Vote |
MARINEMAX, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: HZO SECURITY ID: 567908108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael H. McLamb | Management | For | For |
2 | Elect Director Russell J. Knittel | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MARISA LOJAS SA MEETING DATE: APR 19, 2011 | ||||
TICKER: AMAR3 SECURITY ID: P6462B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: OCT 06, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: JUN 01, 2011 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest Csizar | Management | For | For |
1.2 | Elect Director Julia Johnson | Management | For | For |
1.3 | Elect Director Jorge Mas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.r. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MAZDA MOTOR CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 7261 SECURITY ID: J41551102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Handling of Net Loss | Management | For | For |
2.1 | Elect Director Harada, Yuuji | Management | For | For |
2.2 | Elect Director Kanazawa, Hirotaka | Management | For | For |
2.3 | Elect Director Nakamine, Yuuji | Management | For | For |
2.4 | Elect Director Sakai, Ichiro | Management | For | For |
2.5 | Elect Director Muta, Taizo | Management | For | For |
3.1 | Appoint Statutory Auditor Akaoka, Isao | Management | For | For |
3.2 | Appoint Statutory Auditor Hotta, Takao | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MDC PARTNERS INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: MDZ.A SECURITY ID: 552697104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miles S. Nadal | Management | For | For |
1.2 | Elect Director Robert J. Kamerschen | Management | For | For |
1.3 | Elect Director Clare Copeland | Management | For | For |
1.4 | Elect Director Thomas N. Davidson | Management | For | For |
1.5 | Elect Director Scott L. Kauffman | Management | For | For |
1.6 | Elect Director Micheal J.L. Kirby | Management | For | For |
1.7 | Elect Director Stephen M. Pustil | Management | For | For |
2 | Approve BDO USA LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Incentive Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEGGITT PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Stephen Young as Director | Management | For | Against |
5 | Re-elect Philip Green as Director | Management | For | Against |
6 | Re-elect David Robins as Director | Management | For | Against |
7 | Elect Paul Heiden as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Approve Increase in Directors' Fees | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend Equity Participation Plan 2005 | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
METHANEX CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: MX SECURITY ID: 59151K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Aitken | Management | For | For |
1.2 | Elect Director Howard Balloch | Management | For | For |
1.3 | Elect Director Pierre Choquette | Management | For | For |
1.4 | Elect Director Phillip Cook | Management | For | For |
1.5 | Elect Director Thomas Hamilton | Management | For | For |
1.6 | Elect Director Robert Kostelnik | Management | For | For |
1.7 | Elect Director Douglas Mahaffy | Management | For | For |
1.8 | Elect Director A. Terence Poole | Management | For | For |
1.9 | Elect Director John Reid | Management | For | For |
1.10 | Elect Director Janice Rennie | Management | For | For |
1.11 | Elect Director Monica Sloan | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
METLIFE, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kandarian | Management | For | For |
1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Lulu C. Wang | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICRO FOCUS INTERNATIONAL PLC MEETING DATE: SEP 23, 2010 | ||||
TICKER: MCRO SECURITY ID: G6117L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect David Maloney as Director | Management | For | For |
5 | Re-elect Tom Skelton as Director | Management | For | For |
6 | Re-elect Paul Pester as Director | Management | For | For |
7 | Elect Nigel Clifford as Director | Management | For | For |
8 | Elect Karen Slatford as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 20, 2010 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Matthew W. Chapman | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MINTH GROUP LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00425 SECURITY ID: G6145U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Reelect Zhao Feng as Executive Director | Management | For | Against |
4 | Reelect Mikio Natsume as Non-Executive Director | Management | For | Against |
5 | Reelect Yu Zheng as Non-Executive Director | Management | For | Against |
6 | Elect Kawaguchi Kiyoshi as Executive Director | Management | For | Against |
7 | Elect He Dong Han as Non-Executive Director | Management | For | Against |
8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
9 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MIRABELA NICKEL LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: MBN SECURITY ID: Q6188C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report for the year ended Dec. 31, 2010 | Management | For | For |
2 | Elect Geoffrey Handley as a Director | Management | For | For |
3 | Elect Ian McCubbing as a Director | Management | For | For |
4 | Elect William Clough as a Director | Management | For | For |
5 | Approve the Increase in the Remuneration of Non-Executive Directors from A$300,000 to A$1 Million Per Annum | Management | For | For |
6 | Ratify the Past Issuance of a Total of 112.78 Million Shares at an Issue Price of A$1.60 Each to Institutional Investors in Australia and Canada Made During the September 2010 Placement | Management | For | For |
7 | Section 195 Approval | Management | For | For |
MOLEX INCORPORATED MEETING DATE: OCT 29, 2010 | ||||
TICKER: MOLX SECURITY ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Birck | Management | For | For |
1.2 | Elect Director Anirudh Dhebar | Management | For | For |
1.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
1.4 | Elect Director Martin P. Slark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 25, 2011 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laura K. Ipsen | Management | For | For |
2 | Elect Director William U. Parfet | Management | For | For |
3 | Elect Director George H. Poste | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
MOOD MEDIA CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: MM SECURITY ID: 61534J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lorne K. Abony | Management | For | For |
1.2 | Elect Director Justin F. Beckett | Management | For | For |
1.3 | Elect Director James Lanthier | Management | For | For |
1.4 | Elect Director Richard Weil | Management | For | For |
1.5 | Elect Director Anatoli Plotkine | Management | For | For |
1.6 | Elect Director Harvey Solursh | Management | For | For |
1.7 | Elect Director Philippe von Stauffenberg | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA MOBILITY HOLDINGS, INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: MMI SECURITY ID: 620097105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sanjay K. Jha | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | For |
4 | Elect Director Jeanne P. Jackson | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
8 | Elect Director James R. Stengel | Management | For | For |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Andrew J. Viterbi | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Michael V. Hayden | Management | For | For |
5 | Elect Director Vincent J. Intrieri | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
MYR GROUP INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry W. Fayne | Management | For | For |
1.2 | Elect Director Gary R. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 24, 2010 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Amelio | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director Robert J. Frankenberg | Management | For | For |
6 | Elect Director Donald Macleod | Management | For | For |
7 | Elect Director Edward R. McCracken | Management | For | For |
8 | Elect Director Roderick C. McGeary | Management | For | For |
9 | Elect Director William E. Mitchell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 14, 2011 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
NETEASE.COM, INC. MEETING DATE: SEP 02, 2010 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect William Ding as Director | Management | For | For |
1b | Reelect Alice Cheng as Director | Management | For | For |
1c | Reelect Denny Lee as Director | Management | For | For |
1d | Reelect Joseph Tong as Director | Management | For | For |
1e | Reelect Lun Feng as Director | Management | For | For |
1f | Reelect Michael Leung as Director | Management | For | For |
1g | Reelect Michael Tong as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin C. Conroy | Management | For | For |
2 | Elect Director Michael T. Cowhig | Management | For | For |
3 | Elect Director Mark D. Ketchum | Management | For | For |
4 | Elect Director Raymond G. Viault | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | For |
1.2 | Elect Director Robert M. Beall, II | Management | For | For |
1.3 | Elect Director J. Hyatt Brown | Management | For | For |
1.4 | Elect Director James L. Camaren | Management | For | For |
1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
1.6 | Elect Director J. Brian Ferguson | Management | For | For |
1.7 | Elect Director Lewis Hay, III | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
1.10 | Elect Director Rudy E. Schupp | Management | For | For |
1.11 | Elect Director William H. Swanson | Management | For | For |
1.12 | Elect Director Michael H. Thaman | Management | For | For |
1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NH HOTELES S.A MEETING DATE: JUN 29, 2011 | ||||
TICKER: SECURITY ID: E7650R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements for FY 2010; Approve Allocation of Income, and Discharge Directors | Management | For | For |
2.1 | Ratify Appointment of Mariano Perez Claver as Director | Management | For | Against |
2.2 | Elect Grupo Financiero de Intermediacion y Estudios SA as Director | Management | For | Against |
2.3 | Elect HNA Capital Holding Co. Ltd. as Director | Management | For | Against |
2.4 | Elect HNA Capital Group Co. Ltd. as Director | Management | For | Against |
3.1 | Amend Several Articles of Bylaws | Management | For | For |
3.2 | Add Several Articles to Bylaws | Management | For | For |
4 | Amend Several Articles of General Meeting Regulations | Management | For | For |
5 | Elect Deloitte SL as Auditors of Individual and Consolidated Accounts | Management | For | For |
6 | Fix Annual Remuneration of Directors and Committees | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8.1 | Receive Changes to Board of Directors' Guidelines | Management | None | None |
8.2 | Receive Report on Resolution Approved by Board on May 9, 2011 Re: Capital Increase | Management | None | None |
8.3 | Receive Explanatory Report in Accordance With Article 116bis of Stock Market Law | Management | None | None |
8.4 | Advisory Vote on Remuneration Report | Management | For | For |
NHN CORP. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 035420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director Rosendo G. Parra | Management | For | For |
1.3 | Elect Director John W. Risner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NIKO RESOURCES LTD. MEETING DATE: SEP 09, 2010 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
5 | Approve Stock Option Plan Grants | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NOBLE ENERGY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | Against |
NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald L. Baliles | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Karen N. Horn | Management | For | For |
4 | Elect Director J. Paul Reason | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NORTHERN OIL AND GAS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Reger | Management | For | For |
1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
1.3 | Elect Director Robert Grabb | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
1.6 | Elect Director Loren J. O'Toole | Management | For | For |
1.7 | Elect Director Carter Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NOVO NORDISK A/S MEETING DATE: MAR 23, 2011 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Pedro Granadillo | Management | For | For |
1.4 | Elect Director James G. Groninger | Management | For | For |
1.5 | Elect Director Donald E. Kuhla | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
NSK LTD. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 6471 SECURITY ID: J55505101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | For |
2 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
3.1 | Elect Director Otsuka, Norio | Management | For | Against |
3.2 | Elect Director Saito, Ryoichi | Management | For | Against |
3.3 | Elect Director Komori, Tsutomu | Management | For | Against |
3.4 | Elect Director Shinbo, Toshihide | Management | For | Against |
3.5 | Elect Director Takebe, Yukio | Management | For | Against |
3.6 | Elect Director Shoda, Yoshio | Management | For | Against |
3.7 | Elect Director Shibamoto, Hideyuki | Management | For | Against |
3.8 | Elect Director Ichikawa, Tatsuo | Management | For | Against |
3.9 | Elect Director Ueno, Michio | Management | For | For |
3.10 | Elect Director Sashida, Yoshikazu | Management | For | For |
3.11 | Elect Director Hagiwara, Toshitaka | Management | For | For |
3.12 | Elect Director Suzuki, Kazuo | Management | For | For |
NV ENERGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Glenn C. Christenson | Management | For | For |
1.3 | Elect Director Brian J. Kennedy | Management | For | For |
1.4 | Elect Director John F. O'Reilly | Management | For | For |
1.5 | Elect Director Philip G. Satre | Management | For | For |
1.6 | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
O'CHARLEY'S INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CHUX SECURITY ID: 670823103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Arnaud Ajdler | Management | For | Against |
2 | Election Of Director: William F. Andrews | Management | For | For |
3 | Election Of Director: Douglas Benham | Management | For | For |
4 | Election Of Director: David W. Head | Management | For | For |
5 | Election Of Director: Philip J. Hickey, Jr. | Management | For | For |
6 | Election Of Director: Gregory Monahan | Management | For | For |
7 | Election Of Director: Dale W. Polley | Management | For | For |
8 | Election Of Director: Richard Reiss, Jr. | Management | For | Against |
9 | Election Of Director: H. Steve Tidwell | Management | For | Against |
10 | Election Of Director: Robert J. Walker | Management | For | For |
11 | Election Of Director: Shirley A. Zeitlin | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Seaver | Management | For | For |
1.2 | Elect Director Douglas E. Swanson | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OPEN TEXT CORPORATION MEETING DATE: DEC 02, 2010 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director John Shackleton | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian Jackman | Management | For | For |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | For |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Bylaws | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
ORTHOVITA, INC. MEETING DATE: JUL 26, 2010 | ||||
TICKER: VITA SECURITY ID: 68750U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Scott Barry | Management | For | For |
1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
1.3 | Elect Director Antony Koblish | Management | For | For |
1.4 | Elect Director Mary E. Paetzold | Management | For | For |
1.5 | Elect Director Paul G. Thomas | Management | For | For |
1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
1.7 | Elect Director Paul Touhey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PAINTED PONY PETROLEUM LTD. MEETING DATE: JUN 06, 2011 | ||||
TICKER: PPY.A SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PAINTED PONY PETROLEUM LTD. MEETING DATE: JUN 06, 2011 | ||||
TICKER: PPY.A SECURITY ID: CA6957811046 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PALL CORPORATION MEETING DATE: DEC 15, 2010 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Daniel J. Carroll | Management | For | For |
1.3 | Elect Director Robert B. Coutts | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Eric Krasnoff | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director Edwin W. Martin, Jr. | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward L. Snyder | Management | For | For |
1.11 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws to to Facilitate Use of "Notice and Access" Option to Deliver Proxy Materials via the Internet | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Management Stock Purchase Plan | Management | For | For |
PAN AMERICAN SILVER CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: PAA SECURITY ID: 697900108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ross J. Beaty as Director | Management | For | For |
1.2 | Elect Geoffrey A. Burns as Director | Management | For | For |
1.3 | Elect Robert P. Pirooz as Director | Management | For | For |
1.4 | Elect William Flecknestein as Director | Management | For | For |
1.5 | Elect Michael J.J. Maloney as Director | Management | For | For |
1.6 | Elect David C. Press as Director | Management | For | For |
1.7 | Elect Walter T. Segsworth as Director | Management | For | For |
1.8 | Elect Michael Carroll as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PAN ORIENT ENERGY CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: POE SECURITY ID: 69806Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Fix Number of Directors at Six | Management | For | For |
3.1 | Elect Director Jeff Chisholm | Management | For | For |
3.2 | Elect Director Michael Hibberd | Management | For | For |
3.3 | Elect Director Waleed Jazrawi | Management | For | For |
3.4 | Elect Director Gerald Macey | Management | For | For |
3.5 | Elect Director Cameron Taylor | Management | For | For |
3.6 | Elect Director Paul Wright | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
PDL BIOPHARMA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEAK SPORT PRODUCTS CO., LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 01968 SECURITY ID: G69599101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.10 Per Share | Management | For | For |
3 | Reelect Xu Zhihua as Executive Director | Management | For | Against |
4 | Reelect Wu Tigao as Non-Executive Director | Management | For | Against |
5 | Reelect Wang Mingquan as Independent Non-Executive Director | Management | For | Against |
6 | Reelect Ouyang Zhonghui as Independent Non-Executive Director | Management | For | Against |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
8 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Amend Terms of the Share Option Scheme | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
1.3 | Elect Director Saul V. Reibstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PETROBAKKEN ENERGY LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PBN SECURITY ID: 71645A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian S. Brown | Management | For | For |
1.2 | Elect Director E. Craig Lothian | Management | For | For |
1.3 | Elect Director Corey C. Ruttan | Management | For | For |
1.4 | Elect Director John D. Wright | Management | For | For |
1.5 | Elect Director Martin Hislop | Management | For | For |
1.6 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.7 | Elect Director Dan Themig | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PETROBAKKEN ENERGY LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: PBN SECURITY ID: 71645A208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian S. Brown | Management | For | For |
1.2 | Elect Director E. Craig Lothian | Management | For | For |
1.3 | Elect Director Corey C. Ruttan | Management | For | For |
1.4 | Elect Director John D. Wright | Management | For | For |
1.5 | Elect Director Martin Hislop | Management | For | For |
1.6 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.7 | Elect Director Dan Themig | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PETROLEUM DEVELOPMENT CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: PETD SECURITY ID: 716578109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph E. Casabona | Management | For | For |
1.2 | Elect Director David C. Parke | Management | For | For |
1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PICO HOLDINGS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: PICO SECURITY ID: 693366205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald Langley | Management | For | For |
2 | Elect Director John R. Hart | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
PICO HOLDINGS, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: PICO SECURITY ID: 693366932 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald Langley | Management | For | For |
2 | Elect Director John R. Hart | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
PITNEY BOWES INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: PBI SECURITY ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney C. Adkins | Management | For | For |
2 | Elect Director Murray D. Martin | Management | For | For |
3 | Elect Director Michael I. Roth | Management | For | For |
4 | Elect Director Robert E. Weissman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Removing Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendments to the Certificate | Management | For | For |
9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
PLAINS EXPLORATION & PRODUCTION COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Flores | Management | For | For |
2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
4 | Elect Director Jerry L. Dees | Management | For | For |
5 | Elect Director Tom H. Delimitros | Management | For | For |
6 | Elect Director Thomas A. Fry, III | Management | For | For |
7 | Elect Director Charles G. Groat | Management | For | For |
8 | Elect Director John H. Lollar | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PPL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PPR MEETING DATE: MAY 19, 2011 | ||||
TICKER: PP SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Severance Payment Agreement with Jean-Francois Palus | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 9, 10 and 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRICESMART, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: PSMT SECURITY ID: 741511109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gonzalo Barrutieta | Management | For | For |
1.2 | Elect Director Katherine L. Hensley | Management | For | For |
1.3 | Elect Director Leon C. Janks | Management | For | For |
1.4 | Elect Director Lawrence B. Krause | Management | For | For |
1.5 | Elect Director Jose Luis Laparte | Management | For | For |
1.6 | Elect Director Robert E. Price | Management | For | For |
1.7 | Elect Director Keene Wolcott | Management | For | For |
1.8 | Elect Director Edgar A. Zurcher | Management | For | For |
PROGRESS ENERGY RESOURCES CORP MEETING DATE: MAY 11, 2011 | ||||
TICKER: PRQ SECURITY ID: 74326Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director David D. Johnson | Management | For | For |
2.2 | Elect Director Donald F. Archibald | Management | For | For |
2.3 | Elect Director John A. Brussa | Management | For | For |
2.4 | Elect Director Howard J. Crone | Management | For | For |
2.5 | Elect Director Michael R. Culbert | Management | For | For |
2.6 | Elect Director R. Scott Lawrence | Management | For | For |
2.7 | Elect Director Brian A. McLachlan | Management | For | For |
2.8 | Elect Director Gary E. Perron | Management | For | For |
2.9 | Elect Director Terrance D. Svarich | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Reduction in Stated Capital | Management | For | For |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PROTALIX BIOTHERAPEUTICS, INC. MEETING DATE: NOV 07, 2010 | ||||
TICKER: PLX SECURITY ID: 74365A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zeev Bronfeld | Management | For | For |
1.2 | Elect Director David Aviezer | Management | For | For |
1.3 | Elect Director Yoseph Shaaltiel | Management | For | For |
1.4 | Elect Director Alfred Akirov | Management | For | For |
1.5 | Elect Director Amos Bar-Shalev | Management | For | For |
1.6 | Elect Director Yodfat Harel Gross | Management | For | For |
1.7 | Elect Director Roger D. Kornberg | Management | For | For |
1.8 | Elect Director Eyal Sheratzky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROTO CORPORATION MEETING DATE: JUN 27, 2011 | ||||
TICKER: 4298 SECURITY ID: J6409J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yokoyama, Hiroichi | Management | For | For |
1.2 | Elect Director Irikawa, Tatsuzo | Management | For | For |
1.3 | Elect Director Saito, Minoru | Management | For | For |
1.4 | Elect Director Yokoyama, Motohisa | Management | For | For |
1.5 | Elect Director Iimura, Fujio | Management | For | For |
1.6 | Elect Director Okimura, Atsuya | Management | For | For |
1.7 | Elect Director Kuramoto, Susumu | Management | For | For |
1.8 | Elect Director Kamiya, Kenji | Management | For | For |
1.9 | Elect Director Munehira, Mitsuhiro | Management | For | For |
1.10 | Elect Director Shiraki, Toru | Management | For | For |
1.11 | Elect Director Shimizu, Shigeyoshi | Management | For | For |
2 | Appoint Statutory Auditor Goto, Mitsuo | Management | For | For |
3 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Christine A. Poon | Management | For | For |
12 | Elect Director John R. Strangfield | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
PRYSMIAN S.P.A. MEETING DATE: JAN 21, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors | Management | For | For |
1 | Issue Shares in Connection with Acquisition of Draka Holding NV | Management | For | For |
PRYSMIAN S.P.A. MEETING DATE: APR 12, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 19, 2011 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 05, 2011 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PULTEGROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QBE INSURANCE GROUP LTD. MEETING DATE: APR 05, 2011 | ||||
TICKER: QBE SECURITY ID: Q78063114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Management | For | Against |
4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Management | For | For |
5 | Elect Charles Irby as a Director | Management | For | For |
QUAD/GRAPHICS, INC. MEETING DATE: MAY 16, 2011 | ||||
TICKER: QUAD SECURITY ID: 747301109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Abraham, Jr. | Management | For | For |
1.2 | Elect Director Mark A. Angelson | Management | For | For |
1.3 | Elect Director Douglas P. Buth | Management | For | For |
1.4 | Elect Director Christopher B. Harned | Management | For | For |
1.5 | Elect Director Betty Ewens Quadracci | Management | For | For |
1.6 | Elect Director J. Joel Quadracci | Management | For | For |
1.7 | Elect Director Thomas O. Ryder | Management | For | For |
1.8 | Elect Director John S. Shiely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
R. R. DONNELLEY & SONS COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director Judith H. Hamilton | Management | For | For |
5 | Elect Director Susan M. Ivey | Management | For | For |
6 | Elect Director Thomas S. Johnson | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director Michael T. Riordan | Management | For | For |
9 | Elect Director Oliver R. Sockwell | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Report on Sustainable Paper Purchasing | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Other Business | Management | For | Against |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
RAKUTEN CO. MEETING DATE: MAR 30, 2011 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
1.4 | Elect Director Shimada, Toru | Management | For | For |
1.5 | Elect Director Sugihara, Akio | Management | For | For |
1.6 | Elect Director Suzuki, Hisashi | Management | For | For |
1.7 | Elect Director Takayama, Ken | Management | For | For |
1.8 | Elect Director Takeda, Kazunori | Management | For | For |
1.9 | Elect Director Toshishige, Takao | Management | For | For |
1.10 | Elect Director Hanai, Takeshi | Management | For | For |
1.11 | Elect Director Yasutake, Hiroaki | Management | For | For |
1.12 | Elect Director Kusano, Koichi | Management | For | For |
1.13 | Elect Director Kutaragi, Ken | Management | For | For |
1.14 | Elect Director Fukino, Hiroshi | Management | For | For |
1.15 | Elect Director Charles B. Baxter | Management | For | For |
1.16 | Elect Director Joshua G. James | Management | For | For |
2.1 | Appoint Statutory Auditor Hirata, Takeo | Management | For | For |
2.2 | Appoint Statutory Auditor Seno, Yoshiaki | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 03, 2011 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Philippe Lietard as Director | Management | For | For |
5 | Re-elect Mark Bristow as Director | Management | For | For |
6 | Re-elect Graham Shuttleworth as Director | Management | For | For |
7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
8 | Re-elect Christopher Coleman as Director | Management | For | For |
9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
10 | Re-elect Robert Israel as Director | Management | For | For |
11 | Re-elect Karl Voltaire as Director | Management | For | For |
12 | Reappoint BDO LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Fees Payable to Directors | Management | For | For |
15 | Approve Co-Investment Plan | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: RB SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
RED BACK MINING INC. MEETING DATE: SEP 15, 2010 | ||||
TICKER: SECURITY ID: 756297107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Kinross Gold Corporation | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Figueroa | Management | For | For |
1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
1.3 | Elect Director Douglas M. Hayes | Management | For | For |
1.4 | Elect Director Franklin R. Johnson | Management | For | For |
1.5 | Elect Director Leslie A. Waite | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
RENOVO GROUP PLC MEETING DATE: FEB 08, 2011 | ||||
TICKER: RNVO SECURITY ID: G7491A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Dr John Hutchison as Director | Management | For | For |
4 | Re-elect John Goddard as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
REPSOL YPF S.A MEETING DATE: APR 15, 2011 | ||||
TICKER: REP SECURITY ID: 76026T205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Discharge of Directors for Fiscal Year 2010 | Management | For | For |
3 | Reelect Deloitte SL as Auditor | Management | For | For |
4 | Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations | Management | For | For |
5 | Amend Article 52 of Company Bylaws Re: Allocation of Income | Management | For | For |
6 | Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting | Management | For | For |
7 | Reelect Antonio Brufau Niubo as Director | Management | For | Against |
8 | Reelect Luis Fernando del Rivero Asensio as Director | Management | For | Against |
9 | Reelect Juan Abello Gallo as Director | Management | For | Against |
10 | Reelect Luis Carlos Croissier Batista as Director | Management | For | For |
11 | Reelect Angel Durandez Adeva as Director | Management | For | For |
12 | Reelect Jose Manuel Loureda Mantinan as Director | Management | For | Against |
13 | Elect Mario Fernandez Pelaz as Director | Management | For | For |
14 | Approve Share Matching Plan | Management | For | For |
15 | Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash | Management | For | For |
16 | Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 | Management | For | For |
17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
RESOLUTE ENERGY CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: REN SECURITY ID: 76116A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Covington | Management | For | For |
1.2 | Elect Director James M. Piccone | Management | For | For |
1.3 | Elect Director Robert M. Swartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: RHM SECURITY ID: D65111102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Detlef Moog to the Supervisory Board | Management | For | For |
6b | Elect Toni Wicki to the Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Edward W. Gibbons | Management | For | For |
1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
1.5 | Elect Director Robert J. Pace | Management | For | For |
1.6 | Elect Director Frederick A. Richman | Management | For | For |
1.7 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ROCK-TENN COMPANY MEETING DATE: MAY 27, 2011 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RODINIA OIL CORP. MEETING DATE: DEC 09, 2010 | ||||
TICKER: ROZ SECURITY ID: 77487N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Paul J. Bennett, Robert J. Iverach, James W. Buckee, C. Kent Jespersen, Martin P. McGoldrick and Peter A. Philipchuk as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
RUSH ENTERPRISES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: RUSHA SECURITY ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | For |
1.2 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
1.3 | Elect Director James C. Underwood | Management | For | For |
1.4 | Elect Director Harold D. Marshall | Management | For | For |
1.5 | Elect Director Thomas A. Akin | Management | For | For |
1.6 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SAF-HOLLAND S.A. MEETING DATE: APR 28, 2011 | ||||
TICKER: SFQ SECURITY ID: L7999A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Approve Directors' Reports | Management | For | Did Not Vote |
2 | Receive and Approve Auditors' Reports | Management | For | Did Not Vote |
3 | Accept Financial Statements for FY 2010 | Management | For | Did Not Vote |
4 | Accept Consolidated Financial Statements for FY 2010 | Management | For | Did Not Vote |
5 | Approve Allocation of Income | Management | For | Did Not Vote |
6 | Approve Discharge of Directors for FY 2010 | Management | For | Did Not Vote |
7 | Approve Discharge of Auditors for FY 2010 | Management | For | Did Not Vote |
8 | Re-elect Bernhard Schneider, Richard W. Muzzy, and Elect Sam Martin as Directors (Bundled) | Management | For | Did Not Vote |
9 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
SAFRAN MEETING DATE: APR 21, 2011 | ||||
TICKER: SAF SECURITY ID: F4035A557 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Supervisory and Management Board Members | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Receive Auditors' Special Report on Related-Party Transactions and Approve New Transactions | Management | For | For |
5 | Adopt One-Tiered Board Structure | Management | For | For |
6 | Pursuant to Adoption of One-Tiered Board Structure, Adopt New Articles of Association | Management | For | Against |
7 | Subject to Approval of Item 6, Add Paragraph 12 to Article 31 of Bylaws Re: Cap on Voting Rights | Management | For | Against |
8 | Elect Jean Paul Herteman as Director | Management | For | Against |
9 | Elect Francis Mer as Director | Management | For | Against |
10 | Elect Giovanni Bisignani as Director | Management | For | Against |
11 | Elect Jean Lou Chameau as Director | Management | For | Against |
12 | Elect Odile Desforges as Director | Management | For | Against |
13 | Elect Jean Marc Forneri as Director | Management | For | For |
14 | Elect Xavier Lagarde as Director | Management | For | Against |
15 | Elect Michel Lucas as Director | Management | For | For |
16 | Elect Elisabeth Lulin as Director | Management | For | Against |
17 | Acknowledge Appointment of Four Government Representatives at the Board | Management | For | Against |
18 | Elect Christian Halary as Director | Management | For | Against |
19 | Elect Marc Aubry as Director | Management | For | Against |
20 | Appoint Caroline Gregoire Sainte Marie as Censor | Management | For | For |
21 | Approve Remuneration of Supervisory Board Members of EUR 203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and Remuneration of Directors of EUR 466,300 for the Period from April 22, 2011 till Dec. 31, 2011 | Management | For | For |
22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers | Management | For | For |
26 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23, 24 and 26 | Management | For | For |
28 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 24, 26 and 27 | Management | For | For |
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
30 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
31 | Approve Employee Stock Purchase Plan | Management | For | Against |
32 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
33 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60 Million | Management | For | For |
34 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
35 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
36 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | Against |
37 | Amend Article 14.8 of Bylaws Re: Nomination of Employee Shareholders Representatives to the Board of Directors | Shareholder | For | For |
38 | Elect One or Several Representatives of Employee Shareholders to the Board | Shareholder | Against | Against |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAIA, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda J. French | Management | For | For |
2 | Elect Director William F. Martin, Jr. | Management | For | For |
3 | Elect Director Bjorn E. Olsson | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
SAIPEM MEETING DATE: APR 30, 2011 | ||||
TICKER: SPM SECURITY ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SANDS CHINA LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01928 SECURITY ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Michael Alan Leven as Executive Director | Management | For | Against |
2b | Reelect Toh Hup Hock as Executive Director | Management | For | Against |
2c | Reelect Jeffrey Howard Schwartz as Non-Executive Director | Management | For | For |
2d | Reelect David Muir Turnbull as Independent Non-Executive Director | Management | For | For |
2e | Reelect Iain Ferguson Bruce as Independent Non-Executive Director | Management | For | For |
2f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SARAIVA S/A LIVREIROS EDITORES MEETING DATE: APR 25, 2011 | ||||
TICKER: SLED4 SECURITY ID: P8515A192 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Variable Remuneration | Management | For | Abstain |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Dividend Payment Date | Management | For | For |
5 | Elect Directors | Management | For | Abstain |
SCHAWK, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: SGK SECURITY ID: 806373106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence W. Schawk | Management | For | Withhold |
1.2 | Elect Director David A. Schawk | Management | For | For |
1.3 | Elect Director A. Alex Sarkisian | Management | For | For |
1.4 | Elect Director Leonard S. Caronia | Management | For | For |
1.5 | Elect Director Judith W. McCue | Management | For | For |
1.6 | Elect Director Hollis W. Rademacher | Management | For | For |
1.7 | Elect Director John T. McEnroe | Management | For | For |
1.8 | Elect Director Michael G. O'Rourke | Management | For | For |
1.9 | Elect Director Stanley N. Logan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SCHNEIDER ELECTRIC SA MEETING DATE: APR 21, 2011 | ||||
TICKER: SU SECURITY ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Anand Mahindra as Supervisory Board Member | Management | For | For |
6 | Elect Betsy Atkins as Supervisory Board Member | Management | For | For |
7 | Elect Jeong H. Kim as Supervisory Board Member | Management | For | For |
8 | Elect Dominique Senequier as Supervisory Board Member | Management | For | For |
9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Amend Article 11 Re: Age Limit for Supervisory Board Members | Management | For | For |
12 | Amend Article 16 of Bylaws Re: Censors | Management | For | For |
13 | Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Authorize Capital Increase for Future Exchange Offers | Management | For | For |
19 | Approve Issuance of Shares Up to EUR 108 Million for a Private Placement | Management | For | For |
20 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
21 | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Approve Employee Stock Purchase Plan Reserved for International Employees | Management | For | For |
24 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 13, 2011 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Carlos Ruiz | Management | For | For |
8 | Elect Director William C. Rusnack | Management | For | For |
9 | Elect Director William P. Rutledge | Management | For | For |
10 | Elect Director Lynn Schenk | Management | For | For |
11 | Elect Director Neal E. Schmale | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SENECA FOODS CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: SENEA SECURITY ID: 817070501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Gaylord | Management | For | For |
1.2 | Elect Director Susan A. Henry | Management | For | For |
1.3 | Elect Director Susan W. Stuart | Management | For | For |
2 | Amend Certificate of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Ryan | Management | For | For |
1.2 | Elect Director Malcolm Gillis | Management | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
1.4 | Elect Director W. Blair Waltrip | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Director Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SFN GROUP, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SFN SECURITY ID: 784153108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Forese | Management | For | For |
1.2 | Elect Director Lawrence E. Gillespie, Sr. | Management | For | For |
1.3 | Elect Director J. Ian Morrison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SHENGUAN HOLDINGS (GROUP) LTD. MEETING DATE: MAY 17, 2011 | ||||
TICKER: 00829 SECURITY ID: G8116M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend and Special Dividend | Management | For | For |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Reelect Meng Qinguo as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4b | Reelect Tsui Yung Kwok as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
4c | Reelect Yang Xiaohu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SHENGUAN HOLDINGS (GROUP) LTD. MEETING DATE: JUN 15, 2011 | ||||
TICKER: 00829 SECURITY ID: G8116M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
SIEMENS AG MEETING DATE: JAN 25, 2011 | ||||
TICKER: SIE SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Approve Affiliation Agreements with Siemens Finance GmbH | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14 | Amend Corporate Purpose | Shareholder | Against | Against |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.7 | Elect Director Paul G. Savas | Management | For | For |
1.8 | Elect Director Bruce Slovin | Management | For | For |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SILVER BASE GROUP HOLDINGS LTD. MEETING DATE: OCT 22, 2010 | ||||
TICKER: 00886 SECURITY ID: G81694104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Distribution Agreement and Annual Caps between Silver Base Trading and Development (Shenzhen) Co., Ltd. and Guizhou Yaxi Liquours Co., Ltd. | Management | For | For |
SILVER BASE GROUP HOLDINGS LTD. MEETING DATE: MAY 16, 2011 | ||||
TICKER: 00886 SECURITY ID: G81694104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transaction with a Related Party and Related Annual Caps | Management | For | For |
2 | Reelect Zhang Min as Independent Non-Executive Director | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director David J. McLachlan | Management | For | For |
2.2 | Elect Director David J. Aldrich | Management | For | For |
2.3 | Elect Director Kevin L. Beebe | Management | For | For |
2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
2.5 | Elect Director Timothy R. Furey | Management | For | For |
2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2.7 | Elect Director Thomas C. Leonard | Management | For | For |
2.8 | Elect Director David P. McGlade | Management | For | For |
2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
3.1 | Elect Director David J. Aldrich | Management | For | For |
3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
3.3 | Elect Director David P. McGlade | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Holliday | Management | For | For |
1.2 | Elect Director John S. Levy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SMITHFIELD FOODS, INC. MEETING DATE: SEP 01, 2010 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol T. Crawford | Management | For | For |
2 | Elect Director John T. Schwieters | Management | For | For |
3 | Elect Director Melvin O. Wright | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Phase in Controlled-Atmosphere Killing | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
SOFTBANK CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Inoue, Masahiro | Management | For | For |
3.5 | Elect Director Ronald Fisher | Management | For | For |
3.6 | Elect Director Yun Ma | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
SOL MELIA SA MEETING DATE: JUN 01, 2011 | ||||
TICKER: SOL SECURITY ID: E89049154 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | Management | For | For |
2 | Approve Allocation of Income for FY 2010 | Management | For | For |
3 | Approve Discharge of Directors for FY 2010 | Management | For | For |
4 | Ratify Appointment of Luis Maria Diaz de Bustamante y Terminel as Director | Management | For | For |
5 | Authorize Increase in Capital up to EUR 18.48 Million Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Management | For | For |
6 | Authorize Issuance of Non-Convertible and Convertible Debt Securities Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Management | For | For |
7 | Authorize Repurchase of Shares; Void Unused Authorization Granted at 2010 AGM | Management | For | For |
8 | Amend Article 1 of Bylaws Re: Company Name | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOURCEFIRE, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: FIRE SECURITY ID: 83616T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Burris | Management | For | For |
1.2 | Elect Director Tim A. Guleri | Management | For | For |
1.3 | Elect Director Martin F. Roesch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Gary C. Kelly | Management | For | For |
6 | Elect Director Nancy B. Loeffler | Management | For | For |
7 | Elect Director John T. Montford | Management | For | For |
8 | Elect Director Thomas M. Nealon | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
SPARTECH CORPORATION MEETING DATE: MAR 17, 2011 | ||||
TICKER: SEH SECURITY ID: 847220209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph B. Andy | Management | For | For |
1.2 | Elect Director Lloyd E. Campbell | Management | For | For |
1.3 | Elect Director Edward J. Dineen | Management | For | For |
1.4 | Elect Director Victoria M. Holt | Management | For | For |
1.5 | Elect Director Walter J. Klein | Management | For | For |
1.6 | Elect Director Pamela F. Lenehan | Management | For | For |
1.7 | Elect Director Jackson W. Robinson | Management | For | For |
1.8 | Elect Director Craig A. Wolfanger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SPUR CORPORATION LTD MEETING DATE: DEC 10, 2010 | ||||
TICKER: SUR SECURITY ID: S80521107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
2.1 | Re-elect Phillip Joffe as Director | Management | For | Against |
2.2 | Re-elect Pierre van Tonder as Director | Management | For | Against |
2.3 | Re-elect Ronel van Dijk as Director | Management | For | Against |
2.4 | Re-elect Dean Hyde as Director | Management | For | Against |
3 | Elect Mntungwa Morojele as Director | Management | For | Against |
4 | Reappoint KPMG Inc as Auditors and Ivan Engels as the Individual Designated Auditor; Authorise the Board to Determine Their Remuneration | Management | For | For |
5 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
6 | Appoint Keith Madders (Chairman), Dean Hyde, Muzi Kuzwayo and Mntungwa Morojele as the Company's Audit Committee | Management | For | For |
7 | Amend the Spur Management Share Trust and the Spur Management Incentive Share Scheme 2004 | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard R. Devenuti | Management | For | For |
2 | Elect Director Thomas H. Garrett, III | Management | For | For |
3 | Elect Director Wendy L. Yarno | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Ratify Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Craig | Management | For | For |
1.2 | Elect Director Ivan T. Frisch | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STATE STREET CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | For |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | For |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | For |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Sergel | Management | For | For |
11 | Elect Director R. Skates | Management | For | For |
12 | Elect Director G. Summe | Management | For | For |
13 | Elect Director R. Weissman | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
STEWART ENTERPRISES, INC. MEETING DATE: APR 07, 2011 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
1.4 | Elect Director Ronald H. Patron | Management | For | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
SUN HEALTHCARE GROUP, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: SUNH SECURITY ID: 866933401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Separation Agreement | Management | For | For |
2 | Approve REIT Conversion Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
SUN HEALTHCARE GROUP, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: SUNH SECURITY ID: 86677E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director William A. Mathies | Management | For | For |
7 | Elect Director Milton J. Walters | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNCOR ENERGY INC MEETING DATE: MAY 03, 2011 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
1.4 | Elect Director Paul J. Klaassen | Management | For | For |
1.5 | Elect Director Lynn Krominga | Management | For | For |
1.6 | Elect Director William G. Little | Management | For | For |
1.7 | Elect Director Mark S. Ordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | Withhold |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | Withhold |
1.3 | Elect Director Peter DeSoto | Management | For | For |
1.4 | Elect Director Eddie L. Dunklebarger | Management | For | For |
1.5 | Elect Director Henry R. Gibbel | Management | For | For |
1.6 | Elect Director Bruce A. Hepburn | Management | For | Withhold |
1.7 | Elect Director Donald L. Hoffman | Management | For | For |
1.8 | Elect Director Sara G. Kirkland | Management | For | For |
1.9 | Elect Director Guy W. Miller, Jr. | Management | For | For |
1.10 | Elect Director Michael A. Morello | Management | For | Withhold |
1.11 | Elect Director Scott J. Newkam | Management | For | For |
1.12 | Elect Director E. Susan Piersol | Management | For | For |
1.13 | Elect Director William J. Reuter | Management | For | For |
1.14 | Elect Director Christine Sears | Management | For | For |
1.15 | Elect Director James A. Ulsh | Management | For | For |
1.16 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Approve Acquisition | Management | For | For |
9 | Adjourn Meeting | Management | For | Against |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
1.2 | Elect Director Ronald G. Steinhart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SVB FINANCIAL GROUP MEETING DATE: APR 21, 2011 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director G. Felda Hardymon | Management | For | For |
1.7 | Elect Director Alex W. Hart | Management | For | For |
1.8 | Elect Director C. Richard Kramlich | Management | For | For |
1.9 | Elect Director Lata Krishnan | Management | For | For |
1.10 | Elect Director Kate D. Mitchell | Management | For | For |
1.11 | Elect Director John F. Robinson | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Other Business | Management | None | Against |
SYMMETRY MEDICAL INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: SMA SECURITY ID: 871546206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Sullivan | Management | For | For |
1.2 | Elect Director Francis T. Nusspickel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SYMRISE AG MEETING DATE: MAY 18, 2011 | ||||
TICKER: SY1 SECURITY ID: D827A1108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6a | Elect Michael Becker to the Supervisory Board | Management | For | For |
6b | Elect Horst-Otto Gerberding to the Supervisory Board | Management | For | For |
6c | Elect Peter Grafoner to the Supervisory Board | Management | For | For |
6d | Elect Hans-Heinrich Guertler to the Supervisory Board | Management | For | For |
6e | Elect Andrea Pfeifer to the Supervisory Board | Management | For | For |
6f | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 23 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 12, 2010 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Cassaday | Management | For | For |
2 | Elect Director Manuel A. Fernandez | Management | For | For |
3 | Elect Director Hans-joachim Koerber | Management | For | For |
4 | Elect Director Jackie M. Ward | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director John A. Manzoni | Management | For | For |
1.7 | Elect Director Lisa A. Stewart | Management | For | For |
1.8 | Elect Director Peter W. Tomsett | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 16, 2011 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Joe Ricketts | Management | For | For |
1.2 | ElectDirector Dan W. Cook III | Management | For | For |
1.3 | Elect Director Joseph H. Moglia | Management | For | For |
1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 20, 2011 | ||||
TICKER: 00669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.0625 Per Share | Management | For | For |
3a | Reelect Horst Julius Pudwill as Group Executive Director | Management | For | Against |
3b | Reelect Joseph Galli, Jr. as Group Executive Director | Management | For | Against |
3c | Reelect Christopher Patrick Langley as Independent Non-Executive Director | Management | For | Against |
3d | Reelect Peter David Sullivan as Independent Non-Executive Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TELEFONICA S.A. MEETING DATE: MAY 17, 2011 | ||||
TICKER: TEF SECURITY ID: 879382208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for FY 2010 | Management | For | For |
2 | Approve Dividend Distribution of EUR 0.77 Per Share Charged to Unrestricted Reserves | Management | For | For |
3.1 | Amend Several Articles of Bylaws to Adapt to Revised Legislations | Management | For | For |
3.2 | Add New Paragraph 5 to Article 16 of Bylaws Re: General Meeting | Management | For | For |
3.3 | Add New Article 26 bis to Bylaws Re: Board-Related | Management | For | For |
4.1 | Amend Several Articles of General Meeting Regulations to Adapt to Revised Legislations | Management | For | For |
4.2 | Amend Article 14.1 of General Meeting Regulations | Management | For | For |
5.1 | Re-elect Isidro Faine Casas as Director | Management | For | Against |
5.2 | Re-elect Vitalino Manuel Nafria Aznar as Director | Management | For | Against |
5.3 | Re-elect Julio Linares Lopez as Director | Management | For | Against |
5.4 | Re-elect David Arculus as Director | Management | For | For |
5.5 | Re-elect Carlos Colomer Casellas as Director | Management | For | Against |
5.6 | Re-elect Peter Erskine as Director | Management | For | Against |
5.7 | Re-elect Alfonso Ferrari Herrero as Director | Management | For | Against |
5.8 | Re-elect Antonio Massanell Lavilla as Director | Management | For | Against |
5.9 | Elect Chang Xiaobing as Director | Management | For | Against |
6 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares with Possibility of Total or Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Re-elect Ernst & Young SL as Auditors of Individual and Consolidated Accounts | Management | For | For |
8 | Approve Long-Term Incentive Plan Consisting of Delivery of Company Shares to Executive Team Members of Telefonica Group | Management | For | For |
9 | Approve Long-Term Incentive Restricted Plan Consisting of Delivery of Shares to Employees and Executive Personnel of Telefonica Group | Management | For | Against |
10 | Approve Share Matching Plan | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELEPERFORMANCE MEETING DATE: MAY 31, 2011 | ||||
TICKER: RCF SECURITY ID: F9120F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board Members and Auditors | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Combination of Employment Contract for Michel Peschard | Management | For | For |
4 | Approve Combination of Employment Contract with Corporate Executive Mandate for Brigitte Daubry | Management | For | For |
5 | Approve Combination of Employment Contract with Corporate Executive Mandate for Olivier Rigaudy | Management | For | For |
6 | Approve Transaction Re: Insurance for Management Board Members | Management | For | For |
7 | Approve Allocation of Income and Dividends of EUR 0.33 per Share | Management | For | For |
8 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 227,000 for 2010 and 250,000 for 2011 | Management | For | For |
9 | Ratify KPMG Audit IS SAS as Auditor | Management | For | For |
10 | Ratify Deloitte et Associes as Auditor | Management | For | For |
11 | Ratify KPMG Audit ID SAS as Alternate Auditor | Management | For | For |
12 | Ratify BEAS as Alternate Auditor | Management | For | For |
13 | Adopt One-Tiered Board Structure | Management | For | For |
14 | Adopt New Articles of Association | Management | For | For |
15 | Pursuant to Approval of Items 13 and 14, Acknowledge New Board Structure, New Articles of Association and End of Mandate of Management and Supervisory Board Members | Management | For | For |
16 | Subject to Approval of Items 13 and 14, Elect Daniel Julien as Director | Management | For | For |
17 | Subject to Approval of Items 13 and 14, Elect Daniel G. Bergstein as Director | Management | For | For |
18 | Subject to Approval of Items 13 and 14, Elect Philippe Dominati as Director | Management | For | For |
19 | Subject to Approval of Items 13 and 14, Elect Martine Dassault as Director | Management | For | For |
20 | Subject to Approval of Items 13 and 14, Elect Bernard Canetti as Director | Management | For | For |
21 | Subject to Approval of Items 13 and 14, Elect Mario Sciacca as Director | Management | For | For |
22 | Subject to Approval of Items 13 and 14, Elect Philippe Ginestie as Director | Management | For | For |
23 | Subject to Approval of Items 13 and 14, Elect Robert Paszczak as Director | Management | For | For |
24 | Subject to Approval of Items 13 and 14, Elect Stephen Winningham as Director | Management | For | For |
25 | Subject to Approval of Items 13 and 14, Elect Jean Guez as Director | Management | For | For |
26 | Subject to Approval of Items 13 and 14, Elect Alain Boulet as Director | Management | For | For |
27 | Subject to Approval of Items 13 and 14, Appoint Jacques Berrebi as Censor | Management | For | For |
28 | Subject to Non Approval of Items 13 and 14, Reelect Daniel Bergstein as Supervisory Board Member | Management | For | For |
29 | Subject to Non Approval of Items 13 and 14, Reelect Bernard Canetti as Supervisory Board Member | Management | For | For |
30 | Subject to Non Approval of Items 13 and 14, Reelect Jean Guez as Supervisory Board Member | Management | For | For |
31 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
32 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
33 | Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value | Management | For | For |
34 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
35 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
36 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
37 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
38 | Approve Employee Stock Purchase Plan | Management | For | For |
39 | Subject to Non Approval of Items 13 and 14, Grant Authorizations under Items 32 to 38 to Management Board | Management | For | For |
40 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
2 | Elect Director Frank Doyle | Management | For | For |
3 | Elect Director John A. Heil | Management | For | For |
4 | Elect Director Peter K. Hoffman | Management | For | For |
5 | Elect Director Paul Judge | Management | For | For |
6 | Elect Director Nancy F. Koehn | Management | For | For |
7 | Elect Director Christopher A. Masto | Management | For | For |
8 | Elect Director P. Andrews Mclane | Management | For | For |
9 | Elect Director Mark Sarvary | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TERNIUM S.A. MEETING DATE: JUN 01, 2011 | ||||
TICKER: TX SECURITY ID: 880890108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements for FY 2010, 2009, and 2008 | Management | For | For |
2 | Accept Financial Statements for FY 2010 | Management | For | For |
3 | Approve Allocation of Income and Dividends of USD 0.075 per Share | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Re-elect Ubaldo Aguirre, Roberto Bonatti, Carlos Condorelli, Pedro Pablo Kuczynski, Adrian Lajous, Bruno Marchettini, Gianfelice Mario Rocca, Paolo Rocca, and Daniel Agustin Novegil as Directors (Bundled) | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve PricewaterhouseCoopers as Auditors and Approve Auditor's Remuneration | Management | For | For |
8 | Allow Board to Delegate Company's Day-to-Day Management to One or More of its Members | Management | For | For |
9 | Allow Board to Appoint One or More of its Members as Company's Attorney-in-Fact | Management | For | For |
1 | Amend Articles 1 and 2 Re: Termination of Holding Company Status | Management | For | For |
2 | Change Date of Annual Meeting and Amend Article 15 Accordingly | Management | For | For |
TESORO CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director J.w. Nokes | Management | For | For |
6 | Elect Director Susan Tomasky | Management | For | For |
7 | Elect Director Michael E. Wiley | Management | For | For |
8 | Elect Director Patrick Y. Yang | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 23, 2011 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director W. Rodney Mcmullen | Management | For | For |
8 | Elect Director Jorge P. Montoya | Management | For | For |
9 | Elect Director Clyde R. Moore | Management | For | For |
10 | Elect Director Susan M. Phillips | Management | For | For |
11 | Elect Director Steven R. Rogel | Management | For | For |
12 | Elect Director James A. Runde | Management | For | For |
13 | Elect Director Ronald L. Sargent | Management | For | For |
14 | Elect Director Bobby S. Shackouls | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
18 | Ratify Auditors | Management | For | For |
19 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
THE MANITOWOC COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: MTW SECURITY ID: 563571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon, Jr. | Management | For | Withhold |
1.2 | Elect Director Keith D. Nosbusch | Management | For | Withhold |
1.3 | Elect Director Glen E. Tellock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE MCGRAW-HILL COMPANIES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pedro Aspe | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director Douglas N. Daft | Management | For | For |
4 | Elect Director William D. Green | Management | For | For |
5 | Elect Director Linda Koch Lorimer | Management | For | For |
6 | Elect Director Harold McGraw III | Management | For | For |
7 | Elect Director Robert P. McGraw | Management | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
9 | Elect Director Michael Rake | Management | For | For |
10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
11 | Elect Director Kurt L. Schmoke | Management | For | For |
12 | Elect Director Sidney Taurel | Management | For | For |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE SAGE GROUP PLC MEETING DATE: MAR 02, 2011 | ||||
TICKER: SGE SECURITY ID: G7771K134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Guy Berruyer as Director | Management | For | For |
4 | Re-elect David Clayton as Director | Management | For | For |
5 | Re-elect Paul Harrison as Director | Management | For | For |
6 | Re-elect Anthony Hobson as Director | Management | For | For |
7 | Re-elect Tamara Ingram as Director | Management | For | For |
8 | Re-elect Ruth Markland as Director | Management | For | For |
9 | Re-elect Ian Mason as Director | Management | For | For |
10 | Re-elect Mark Rolfe as Director | Management | For | For |
11 | Re-elect Paul Stobart as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
19 | Authorise Director to Continue to Grant Awards Over Ordinary Shares under the French Appendix to the Sage Group Performance Share Plan | Management | For | For |
THE ST. JOE COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Berkowitz | Management | For | For |
2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
3 | Elect Director Hugh M. Durden | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director Charles M. Fernandez | Management | For | For |
6 | Elect Director Howard S. Frank | Management | For | For |
7 | Elect Director Delores M. Kesler | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
THE TIMKEN COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE VALSPAR CORPORATION MEETING DATE: FEB 17, 2011 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian R. Friendly | Management | For | For |
1.2 | Elect Director Janel S. Haugarth | Management | For | For |
1.3 | Elect Director William L. Mansfield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
THOR INDUSTRIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Orthwein | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
THROMBOGENICS NV MEETING DATE: MAY 03, 2011 | ||||
TICKER: THR SECURITY ID: B91707107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | None |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Approve Consolidated Financial Statements | Management | For | Did Not Vote |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Approve Discharge of Auditors | Management | For | Did Not Vote |
6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
1 | Receive Special Board and Auditor Report Re: Warrant Plan 2011 | Management | None | None |
2 | Approve Warrant Plan 2011 Re: Issue 516,000 Warrants and Change of Control Clausule | Management | For | Did Not Vote |
THROMBOGENICS NV MEETING DATE: MAY 24, 2011 | ||||
TICKER: THR SECURITY ID: B91707107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Special Board and Auditor Report Re: Warrant Plan 2011 | Management | None | None |
2 | Approve Warrant Plan 2011 Re: Issue 516,000 Warrants and Change of Control Clausule | Management | For | Did Not Vote |
TIM PARTICIPACOES S.A. MEETING DATE: APR 11, 2011 | ||||
TICKER: TCSL4 SECURITY ID: P91536204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Elect Directors | Management | For | For |
6 | Elect Fiscal Council | Management | For | For |
TIM PARTICIPACOES S.A. MEETING DATE: APR 11, 2011 | ||||
TICKER: TCSL4 SECURITY ID: P91536204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia SpA and Tim Celular SA | Management | For | For |
2 | Authorize Capitalization of Fiscal Benefit Obtained By TIM Celular in 2010, With Issuance of Shares from Amortization of Goodwill by Subsidiaries in Fiscal 2000 | Management | For | For |
TIM PARTICIPACOES S.A. MEETING DATE: JUN 22, 2011 | ||||
TICKER: TCSL4 SECURITY ID: P91536204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Convert Preferred Shares into Common Shares | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TOTAL SA MEETING DATE: MAY 13, 2011 | ||||
TICKER: FP SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Patricia Barbizet as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr. as Director | Management | For | Against |
8 | Reelect Claude Mandil as Director | Management | For | For |
9 | Elect Marie-Christine Coisne as Director | Management | For | For |
10 | Elect Barbara Kux as Director | Management | For | For |
11 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
A | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | Shareholder | Against | Against |
TOURMALINE OIL CORP MEETING DATE: JUN 09, 2011 | ||||
TICKER: TOU SECURITY ID: 89156V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2 | Elect Michael L. Rose, William D. Armstrong, Lee A. Baker, Robert W. Blakely, Kevin J. Keenan, Phillip A. Lamoreaux, Andrew B. MacDonald, Clayton H. Riddell, Brian G. Robinson, and Robert N. Yurkovich as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: SEP 09, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 12, 2010 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Gabarro | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | For |
3 | Elect Director John J. Haley | Management | For | For |
4 | Elect Director Mark V. Mactas | Management | For | For |
5 | Elect Director Mark Maselli | Management | For | For |
6 | Elect Director Gail E. McKee | Management | For | For |
7 | Elect Director Brendan R. O'Neill | Management | For | For |
8 | Elect Director Linda D. Rabbitt | Management | For | For |
9 | Elect Director Gilbert T. Ray | Management | For | For |
10 | Elect Director Paul Thomas | Management | For | For |
11 | Elect Director Wilhelm Zeller | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRINITY INDUSTRIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: TRN SECURITY ID: 896522109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Rhys J. Best | Management | For | For |
1.3 | Elect Director David W. Biegler | Management | For | For |
1.4 | Elect Director Leldon E. Echols | Management | For | For |
1.5 | Elect Director Ronald J. Gafford | Management | For | For |
1.6 | Elect Director Ronald W. Haddock | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Charles W. Matthews | Management | For | For |
1.9 | Elect Director Diana S. Natalicio | Management | For | For |
1.10 | Elect Director Douglas L. Rock | Management | For | For |
1.11 | Elect Director Timothy R. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director Paul H. O'neill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TURKCELL ILETISIM HIZMETLERI AS MEETING DATE: APR 21, 2011 | ||||
TICKER: TCELL SECURITY ID: M8903B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Board Report | Management | None | None |
4 | Receive Internal Audit Report | Management | None | None |
5 | Receive External Audit Report | Management | None | None |
6 | Accept Financial Statements | Management | For | Did Not Vote |
7 | Approve Discharge of Board | Management | For | Did Not Vote |
8 | Approve Discharge of Auditors | Management | For | Did Not Vote |
9 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
10 | Approve Allocation of Income | Management | For | Did Not Vote |
11 | Receive Information on Charitable Donations | Management | None | None |
12 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
13 | Wishes | Management | None | None |
14 | Close Meeting | Management | None | None |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect Robert Hernandez as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Daniel Phelan as Director | Management | For | For |
6 | Reelect Frederic Poses as Director | Management | For | For |
7 | Reelect Lawrence Smith as Director | Management | For | For |
8 | Reelect Paula Sneed as Director | Management | For | For |
9 | Reelect David Steiner as Director | Management | For | For |
10 | Reelect John Van Scoter as Director | Management | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
14 | Approve Discharge of Board and Senior Management | Management | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
20 | Approve Ordinary Cash Dividend | Management | For | For |
21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital | Management | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
U-STORE-IT TRUST MEETING DATE: JUN 01, 2011 | ||||
TICKER: YSI SECURITY ID: 91274F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer III | Management | For | For |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Dean Jernigan | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director David J. LaRue | Management | For | For |
1.6 | Elect Director John F. Remondi | Management | For | For |
1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
UNICHARM CORP. MEETING DATE: JUN 24, 2011 | ||||
TICKER: 8113 SECURITY ID: J94104114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines | Management | For | For |
2.1 | Elect Director Takahara, Keiichiro | Management | For | For |
2.2 | Elect Director Takahara, Takahisa | Management | For | For |
2.3 | Elect Director Futagami, Gumpei | Management | For | For |
2.4 | Elect Director Nakano, Kennosuke | Management | For | For |
2.5 | Elect Director Ishikawa, Eiji | Management | For | For |
2.6 | Elect Director Mori, Shinji | Management | For | For |
2.7 | Elect Director Ando, Yoshiro | Management | For | For |
2.8 | Elect Director Takai, Masakatsu | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNISYS CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: UIS SECURITY ID: 909214306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Edward Coleman | Management | For | For |
2 | Elect Director James J. Duderstadt | Management | For | For |
3 | Elect Director Henry C. Duques | Management | For | For |
4 | Elect Director Matthew J. Espe | Management | For | For |
5 | Elect Director Denise K. Fletcher | Management | For | For |
6 | Elect Director Leslie F. Kenne | Management | For | For |
7 | Elect Director Charles B. McQuade | Management | For | For |
8 | Elect Director Paul E. Weaver | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNIT CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: UNT SECURITY ID: 909218109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Adcock | Management | For | For |
1.2 | Elect Director Steven B. Hildebrand | Management | For | For |
1.3 | Elect Director Larry C. Payne | Management | For | For |
1.4 | Elect Director G. Bailey Peyton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNIVERSAL TRUCKLOAD SERVICES, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: UACL SECURITY ID: 91388P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald B. Cochran | Management | For | For |
1.2 | Elect Director Matthew T. Moroun | Management | For | For |
1.3 | Elect Director Manuel J. Moroun | Management | For | For |
1.4 | Elect Director Frederick P. Calderone | Management | For | For |
1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
1.6 | Elect Director Daniel J. Deane | Management | For | For |
1.7 | Elect Director Daniel C. Sullivan | Management | For | For |
1.8 | Elect Director Richard P. Urban | Management | For | For |
1.9 | Elect Director Ted B. Wahby | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Joel S. Lawson III | Management | For | For |
1.3 | Elect Director Glen T. Senk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
USANA HEALTH SCIENCES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: USNA SECURITY ID: 90328M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Myron W. Wentz, Ph.D. | Management | For | For |
1.2 | Elect Director Robert Anciaux | Management | For | For |
1.3 | Elect Director Gilbert A. Fuller | Management | For | For |
1.4 | Elect Director Ronald S. Poelman | Management | For | For |
1.5 | Elect Director Jerry G. McClain | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VAIL RESORTS, INC. MEETING DATE: DEC 03, 2010 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director John T. Redmond | Management | For | For |
1.7 | Elect Director Hilary A. Schneider | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 09067J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VANTAGE DRILLING COMPANY MEETING DATE: JAN 07, 2011 | ||||
TICKER: VTG SECURITY ID: G93205113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Ordinary Shares Upon Conversion of A Promissory Note to F3 Capital | Management | For | Against |
2a | Elect Paul A. Bragg as Director | Management | For | For |
2b | Elect Koichiro Esaka as Director | Management | For | Against |
2c | Elect Jorge E. Estrada as Director | Management | For | For |
2d | Elect Robert F. Grantham as Director | Management | For | For |
2e | Elect Marcelo D. Guiscardo as Director | Management | For | Against |
2f | Elect Ong Tian Khiam as Director | Management | For | For |
2g | Elect John C.G. O'Leary as Director | Management | For | For |
2h | Elect Hsin-Chi Su as Director | Management | For | Against |
2i | Elect Steiner Thomassen as Director | Management | For | For |
3 | Increase Authorized Common Stock to 600 Million Ordinary Shares | Management | For | For |
4 | Amend and Restate the 2007 Long-Term Incentive Compensation Plan | Management | For | Against |
5 | Ratify UHY LLP as Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 26, 2011 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony W. Deering | Management | For | For |
1.2 | Elect Director Michael Lynne | Management | For | For |
1.3 | Elect Director Ronald G. Targan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
VOYAGER OIL & GAS, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: VOG SECURITY ID: 92911K944 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lyle Berman | Management | For | For |
1.2 | Elect Director Terry Harris | Management | For | For |
1.3 | Elect Director Joseph Lahti | Management | For | For |
1.4 | Elect Director Steven Lipscomb | Management | For | For |
1.5 | Elect Director Myrna Patterson McLeroy | Management | For | For |
1.6 | Elect Director James Russell (J.R.) Reger | Management | For | For |
1.7 | Elect Director Loren J. O'Toole, II | Management | For | For |
1.8 | Elect Director Mitchell R. Thompson | Management | For | For |
1.9 | Elect Director Josh Sherman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Change State of Incorporation From Delaware To Montana | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: WTW SECURITY ID: 948626106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director John F. Bard | Management | For | For |
1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESTERN REFINING, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carin M. Barth | Management | For | For |
1.2 | Elect Director Paul L. Foster | Management | For | For |
1.3 | Elect Director L. Frederick Francis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WESTFIELD GROUP MEETING DATE: DEC 09, 2010 | ||||
TICKER: WDC SECURITY ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Proposal of the Company to Distribute Approximately A$7.3 Billion of Capital to the Company's Securityholders Through the Establishment of Westfield Retail Trust and the Distribution of the Units to the Company's Securityholders | Management | For | For |
2 | Approve the Amendments to the Constitution of WFT and Authorize Westfield Management Ltd to Execute and Lodge the Supplemental Deed | Management | For | For |
3 | Approve the Amendments to the Constitution of Westfield America Trust and Authorize Westfield America Management Ltd to Execute and Lodge the Supplemental Deed | Management | For | For |
4 | Approve the Adoption of a New Consitution | Management | For | For |
5 | Approve the Units in Westfield Retail Trust 1 and 2 to be Stapled to the Westfield Stapled Securities | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WILLIAM DEMANT HOLDINGS MEETING DATE: APR 13, 2011 | ||||
TICKER: WDH SECURITY ID: K9898W129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles of Association Regarding Agenda for Annual General Meetings | Management | For | Did Not Vote |
6b | Approve Remuneration of Directors for Current Year in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Deputy Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
6c | Amend Articles Re: Amend Article 11.11 to Read: Board Members Receive an Annual Salary to be Approved by the Shareholders. | Management | For | Did Not Vote |
6d | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Management | For | Did Not Vote |
6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6f | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | None |
WILMINGTON TRUST CORPORATION MEETING DATE: MAR 22, 2011 | ||||
TICKER: WL SECURITY ID: 971807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 14, 2010 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert N. Chiusano | Management | For | Withhold |
1.2 | Elect Director Jerry N. Currie | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Erickson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WMS INDUSTRIES INC. MEETING DATE: DEC 09, 2010 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WRIGHT MEDICAL GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
1.4 | Elect Director Ronald K. Labrum | Management | For | For |
1.5 | Elect Director John L. Miclot | Management | For | For |
1.6 | Elect Director Amy S. Paul | Management | For | For |
1.7 | Elect Director Robert J. Quillinan | Management | For | For |
1.8 | Elect Director David D. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
YAHOO! INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol Bartz | Management | For | For |
2 | Elect Director Roy J. Bostock | Management | For | For |
3 | Elect Director Patti S. Hart | Management | For | For |
4 | Elect Director Susan M. James | Management | For | For |
5 | Elect Director Vyomesh Joshi | Management | For | For |
6 | Elect Director David W. Kenny | Management | For | For |
7 | Elect Director Arthur H. Kern | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Jerry Yang | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | Shareholder | Against | Abstain |
YARA INTERNATIONAL ASA MEETING DATE: MAY 10, 2011 | ||||
TICKER: YAR SECURITY ID: R9900C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.50 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors in the Amount of NOK 445,000 for Chairman, and NOK 256,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
6 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
7 | Approve Guidelines for Nominating Committee; Amend Articles Accordingly | Management | For | Did Not Vote |
8 | Amend Articles Re: Electronic Communication | Management | For | Did Not Vote |
9 | Approve NOK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
10 | Authorize Repurchase of up to Five Percent of Issued Shares | Management | For | Did Not Vote |
YOUYUAN INTERNATIONAL HOLDINGS LTD MEETING DATE: MAY 12, 2011 | ||||
TICKER: 02268 SECURITY ID: G98764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2 | Reelect Cao Xu as a Director | Management | For | Against |
3 | Reelect Zhang Guoduan as a Director | Management | For | Against |
4 | Reelect Paul Steven Wolansky as a Director | Management | For | Against |
5 | Approve Remuneration of Directors | Management | For | For |
6 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ZUMTOBEL AG MEETING DATE: JUL 23, 2010 | ||||
TICKER: ZAG SECURITY ID: A989A1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management and Supervisory Board | Management | For | For |
4.1 | Elect Juerg Zumtobel as Supervisory Board Member | Management | For | For |
4.2 | Elect Fritz Zumtobel as Supervisory Board Member | Management | For | For |
4.3 | Elect Hans-Peter Metzler as Supervisory Board Member | Management | For | For |
4.4 | Elect Hero Brahms as Supervisory Board Member | Management | For | For |
4.5 | Elect Johannes Burtscher as Supervisory Board Member | Management | For | For |
4.6 | Elect Stephan Hutter as Supervisory Board Member | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
VIP DYNAMIC CAPITAL APPRECIATION PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3D SYSTEMS CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: TDSC SECURITY ID: 88554D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Curran | Management | For | For |
1.2 | Elect Director Charles W. Hull | Management | For | For |
1.3 | Elect Director Jim D. Kever | Management | For | For |
1.4 | Elect Director G. Walter Loewenbaum, II | Management | For | For |
1.5 | Elect Director Kevin S. Moore | Management | For | For |
1.6 | Elect Director Abraham N. Reichental | Management | For | For |
1.7 | Elect Director Daniel S. Van Riper | Management | For | For |
1.8 | Elect Director Karen E. Welke | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
AIR TRANSPORT SERVICES GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ATSG SECURITY ID: 00922R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Carey | Management | For | For |
1.2 | Elect Director John D. Geary | Management | For | For |
1.3 | Elect Director J. Christopher Teets | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AKER DRILLING ASA MEETING DATE: APR 05, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
AKER DRILLING ASA MEETING DATE: MAY 06, 2011 | ||||
TICKER: AKD SECURITY ID: R01667105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALTRIA GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director John T. Casteen III | Management | For | For |
4 | Elect Director Dinyar S. Devitre | Management | For | For |
5 | Elect Director Thomas F. Farrell II | Management | For | For |
6 | Elect Director Thomas W. Jones | Management | For | For |
7 | Elect Director George Munoz | Management | For | For |
8 | Elect Director Nabil Y. Sakkab | Management | For | For |
9 | Elect Director Michael E. Szymanczyk | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
13 | Cease Production of Flavored Tobacco Products | Shareholder | Against | Against |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Siri S. Marshall | Management | For | For |
2 | Elect Director W. Walker Lewis | Management | For | For |
3 | Elect Director William H. Turner | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
A3a | Approve Condition Precedent | Management | For | Did Not Vote |
A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
A3g | Delete Article36bis | Management | For | Did Not Vote |
A4a | Receive Special Board Report | Management | None | None |
A4b | Receive Special Auditor Report | Management | None | None |
A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
B9a | Approve Remuneration Report | Management | For | Did Not Vote |
B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARIBA, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARKEMA MEETING DATE: MAY 24, 2011 | ||||
TICKER: AKE SECURITY ID: F0392W125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Isabelle Kocher as Director | Management | For | For |
6 | Reelect Francois Enaud as Director | Management | For | For |
7 | Reelect Laurent Mignon as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Amend Article 10.1.3 of Bylaws Re: Age Limit for Directors | Management | For | For |
11 | Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
12 | Amend Article 16.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Ligocki | Management | For | For |
1.2 | Elect Director James J. O'Brien | Management | For | For |
1.3 | Elect Director Barry W. Perry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 10, 2011 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Directo George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Directo Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BED BATH & BEYOND INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | Against |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | Against |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BHP BILLITON LIMITED (FORMERLY BHP LTD.) MEETING DATE: NOV 16, 2010 | ||||
TICKER: BHP SECURITY ID: 088606108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Management | For | For |
2 | Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million | Management | For | For |
12 | Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc | Management | For | For |
13 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
14 | Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan | Management | For | For |
15 | Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director | Management | For | For |
16 | Approve the Amendments to Constitution of BHP Billiton Ltd | Management | For | For |
17 | Approve the Amendments to the Articles of Association of BHP Billiton Plc | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Declassify the Board of Directors | Management | For | For |
BLUE NILE, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: NILE SECURITY ID: 09578R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Carlborg | Management | For | For |
1.2 | Elect Director Mark Vadon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BOISE INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: BZ SECURITY ID: 09746Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nathan D. Leight | Management | For | For |
1.2 | Elect Director Alexander Toeldte | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BOMBARDIER INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | For |
1.2 | Elect Director Pierre Beaudoin | Management | For | For |
1.3 | Elect Director Andre Berard | Management | For | For |
1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.5 | Elect Director Janine Bombardier | Management | For | For |
1.6 | Elect Director Martha Finn Brooks | Management | For | For |
1.7 | Elect Director L. Denis Desautels | Management | For | For |
1.8 | Elect Director Thierry Desmarest | Management | For | For |
1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.10 | Elect Director Daniel Johnson | Management | For | For |
1.11 | Elect DirectorJean C. Monty | Management | For | For |
1.12 | Elect Director Carlos E. Represas | Management | For | For |
1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.14 | Elect Director Heinrich Weiss | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Jack B. Moore | Management | For | For |
3 | Elect Director David Ross | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CAREER EDUCATION CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis H. Chookaszian | Management | For | For |
2 | Elect Director David W. Devonshire | Management | For | For |
3 | Elect Director Patrick W. Gross | Management | For | For |
4 | Elect Director Gregory L. Jackson | Management | For | For |
5 | Elect Director Thomas B. Lally | Management | For | For |
6 | Elect Director Steven H. Lesnik | Management | For | For |
7 | Elect Director Gary E. McCullough | Management | For | For |
8 | Elect Director Leslie T. Thornton | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CHART INDUSTRIES, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: GTLS SECURITY ID: 16115Q308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel F. Thomas | Management | For | For |
1.2 | Elect Director W. Douglas Brown | Management | For | For |
1.3 | Elect Director Richard E. Goodrich | Management | For | For |
1.4 | Elect Director Steven W. Krablin | Management | For | For |
1.5 | Elect Director Michael W. Press | Management | For | For |
1.6 | Elect Director James M. Tidwell | Management | For | For |
1.7 | Elect Director Thomas L. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CIENA CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey B. Cash | Management | For | For |
2 | Elect Director Judith M. O'Brien | Management | For | For |
3 | Elect Director Gary B. Smith | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CLEARWIRE CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Stanton | Management | For | For |
1.2 | Elect Director William R. Blessing | Management | For | For |
1.3 | Elect Director Jose A. Collazo | Management | For | For |
1.4 | Elect Director Mufit Cinali | Management | For | Withhold |
1.5 | Elect Director Hossein Eslambolchi, Ph.D. | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Brian P. McAndrews | Management | For | Withhold |
1.8 | Elect Director Theodore H. Schell | Management | For | For |
1.9 | Elect Director Kathleen H. Rae | Management | For | For |
1.10 | Elect Director Benjamin G. Wolff | Management | For | Withhold |
1.11 | Elect Director Jennifer L. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COACH, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMPAGNIE GENERALE DE GEOPHYSIQUE VERITAS MEETING DATE: MAY 04, 2011 | ||||
TICKER: GA SECURITY ID: F2349S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Reelect Robert Semmens as Director | Management | For | For |
5 | Elect Hilde Myrberg as Director | Management | For | For |
6 | Elect Gilberte Lombard as Director | Management | For | For |
7 | Elect Jean-Georges Malcor as Director | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 730,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve New Related-Party Transactions | Management | For | For |
11 | Approve New Related-Party Transactions Regarding Corporate Officers' Remuneration | Management | For | For |
12 | Approve Severance Payment Agreement with Jean Georges Malcor | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Milllion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
15 | Approve Issuance of up to 15 Percent of Issued Capital for a Private Placement, up to EUR 9 Million | Management | For | For |
16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 13, 14 and 15 | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize up to 0.81 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Authorize up to 1.2 Percent of Issued Capital for Use in Stock Option Plan Reserved for CEO and/or Executive Committee Members | Management | For | For |
23 | Authorize up to 0.53 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
24 | Authorize up to 0.14 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for CEO and/or Executive Committee Members | Management | For | For |
25 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
26 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.2 Billion | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | For |
1.2 | Elect Director David W. Sledge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONTINENTAL AIRLINES, INC. MEETING DATE: SEP 17, 2010 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DEERE & COMPANY MEETING DATE: FEB 23, 2011 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
2 | Elect Director Dipak C. Jain | Management | For | For |
3 | Elect Director Joachim Milberg | Management | For | For |
4 | Elect Director Richard B. Myers | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolee Friedlander | Management | For | For |
1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMERSON ELECTRIC CO. MEETING DATE: FEB 01, 2011 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C.A. Peters | Management | For | For |
1.4 | Elect Director J.W. Prueher | Management | For | For |
1.5 | Elect Director R.L. Ridgway | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Report on Sustainability | Shareholder | Against | Abstain |
EPOCRATES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: EPOC SECURITY ID: 29429D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rosemary A. Crane | Management | For | For |
1.2 | Elect Director Patrick S. Jones | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Philippe O. Chambon | Management | For | For |
1.5 | Elect Director Thomas L. Harrison | Management | For | For |
1.6 | Elect Director John E. Voris | Management | For | For |
1.7 | Elect Director Mark A. Wan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Anthony Lear | Management | For | For |
4 | Elect Director Thomas L. Magnanti | Management | For | For |
5 | Elect Director Kevin J. McGarity | Management | For | For |
6 | Elect Director Bryan R. Roub | Management | For | For |
7 | Elect Director Ronald W. Shelly | Management | For | For |
8 | Elect Director Mark S. Thompson | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG MEETING DATE: FEB 24, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 15, 2011 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Charles B. Johnson | Management | For | For |
5 | Elect Director Gregory E. Johnson | Management | For | For |
6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
7 | Elect Director Mark C. Pigott | Management | For | For |
8 | Elect Director Chutta Ratnathicam | Management | For | For |
9 | Elect Director Peter M. Sacerdote | Management | For | For |
10 | Elect Director Laura Stein | Management | For | For |
11 | Elect Director Anne M. Tatlock | Management | For | For |
12 | Elect Director Geoffrey Y. Yang | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENTEX CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arlyn Lanting | Management | For | For |
1.2 | Elect Director Mark Newton | Management | For | For |
1.3 | Elect Director Richard Schaum | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
GEOEYE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | For |
1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
1.5 | Elect Director Lawrence A. Hough | Management | For | For |
1.6 | Elect Director Matthew M. O'Connell | Management | For | For |
1.7 | Elect Director Roberta E. Lenczowski | Management | For | For |
1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
1.9 | Elect Director William W. Sprague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GULFPORT ENERGY CORPORATION MEETING DATE: JUN 16, 2011 | ||||
TICKER: GPOR SECURITY ID: 402635304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Liddell | Management | For | For |
1.2 | Elect Director Donald L. Dillingham | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director James D. Palm | Management | For | For |
1.5 | Elect Director Scott E. Streller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILIAD MEETING DATE: MAY 24, 2011 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
6 | Reelect Maxime Lombardini as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | Against | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ITT EDUCATIONAL SERVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: ESI SECURITY ID: 45068B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Dean | Management | For | For |
2 | Elect Director James D. Fowler, Jr. | Management | For | For |
3 | Elect Director Vin Weber | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul F. Balser | Management | For | Against |
2 | Elect Director Jeffrey J. Diermeier | Management | For | Against |
3 | Elect Director Glenn S. Schafer | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JCDECAUX SA MEETING DATE: MAY 11, 2011 | ||||
TICKER: DEC SECURITY ID: F5333N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Supervisory and Management Board Members | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Non-Tax Deductible Expenses | Management | For | For |
5 | Elect Monique Cohen as Supervisory Board Member | Management | For | For |
6 | Approve Severance Payment Agreement with Gerard Degonse | Management | For | For |
7 | Approve Severance Payment Agreement with Jeremy Male | Management | For | For |
8 | Approve Non Compete Agreement with Laurence Debroux | Management | For | For |
9 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 200,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million | Management | For | For |
14 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 2.3 Million | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 2.3 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | Against |
19 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KABEL DEUTSCHLAND HOLDING AG MEETING DATE: OCT 20, 2010 | ||||
TICKER: KD8 SECURITY ID: D6424C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Approve Remuneration of Supervisory Board | Management | For | For |
7 | Amend Articles Re: Participation in Supervisory Board Meetings | Management | For | For |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 10, 2011 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George P. Koo | Management | For | For |
1.3 | Elect Director Irwin A. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LORILLARD, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director David E. R. Dangoor | Management | For | For |
1.3 | Elect Director Murray S. Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: MAY 31, 2011 | ||||
TICKER: MIC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acknowledge Delegation by Board Chairman of Duty to Chair Meeting | Management | None | None |
2 | Elect Secretary and Scrutineer of Annual Meeting | Management | For | Did Not Vote |
3 | Receive Directors' and Auditors' Reports | Management | None | None |
4 | Accept Consolidated and Standalone Financial Statements for FY 2010 | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of USD 1.80 per Share | Management | For | Did Not Vote |
6 | Approve Discharge of Directors for FY 2010 | Management | For | Did Not Vote |
7 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
8 | Re-elect Mia Brunell Livfors as Director | Management | For | Did Not Vote |
9 | Re-elect Donna Cordner as Director | Management | For | Did Not Vote |
10 | Re-elect Allen Sangines-Krause as Director | Management | For | Did Not Vote |
11 | Re-elect Paul Donovan as Director | Management | For | Did Not Vote |
12 | Re-elect Hans Holger Albrecht as Director | Management | For | Did Not Vote |
13 | Re-elect Omari Issa as Director | Management | For | Did Not Vote |
14 | Elect Kim Ignatius as New Director | Management | For | Did Not Vote |
15 | Ratify PricewaterhouseCoopers as External Auditor | Management | For | Did Not Vote |
16 | Approve Remuneration of Directors | Management | For | Did Not Vote |
17 | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | Management | For | Did Not Vote |
18.a | Approve Share Repurchase Program | Management | For | Did Not Vote |
18.b | Authorize Board To Delegate Powers to CEO, Board Chairman, and Vice Chairman to Set Conditions of Share Repurchase Program Within Limits Set Out in Item 18.a | Management | For | Did Not Vote |
18.c | Authorize Board to Purchase Repurchased Shares from Subsidiary or Third Party | Management | For | Did Not Vote |
18.d | Authorize Payment of Repurchased Shares Using Either Distributable Reserves or Funds from its Share Premium Account | Management | For | Did Not Vote |
18.e | Authorize (i) Transfer All or Part of Repurchased Shares to Employees in Connection with Any Existing or Future Long Term Incentive Plan, and/or (ii) Use Repurchased Shares as Consideration for Merger and Acquisition Purposes | Management | For | Did Not Vote |
18.f | Grant Board All Powers With Option of Sub-Delegation to Implement Above Authorization | Management | For | Did Not Vote |
1 | Acknowledge Delegation by Board Chairman of Duty to Chair Meeting | Management | None | None |
2 | Elect Secretary and Scrutineer of Special Meeting | Management | For | Did Not Vote |
3 | Approve Reduction in Share Capital by USD 6.3 Million | Management | For | Did Not Vote |
4 | Approve Cancellation of 4.2 Million Shares | Management | For | Did Not Vote |
5 | Instruct and Delegate Power to Board to Take Any Actions Deemed Necessary or Useful in Connection with Items 3 and 4 Above | Management | For | Did Not Vote |
6 | Instruct and Delegate Power to Board to Amend Shares Register to Reflect Reduction of Issued Share Capital and Cancellation of 4.2 Million Shares | Management | For | Did Not Vote |
7 | Amend Article 5 to Reflect Change in Capital | Management | For | Did Not Vote |
8 | Amend Article 7 - Board-Related | Management | For | Did Not Vote |
9 | Amend Article 8 Re: Board Secretary | Management | For | Did Not Vote |
10 | Amend Article 19 Re: Chairman of General Meeting | Management | For | Did Not Vote |
MODINE MANUFACTURING COMPANY MEETING DATE: JUL 22, 2010 | ||||
TICKER: MOD SECURITY ID: 607828100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas A. Burke | Management | For | For |
2 | Elect Director Charles P. Cooley | Management | For | For |
3 | Elect Director Gary L. Neale | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NOVO NORDISK A/S MEETING DATE: MAR 23, 2011 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OXFORD INDUSTRIES, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: OXM SECURITY ID: 691497309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Reese Lanier | Management | For | For |
2 | Elect Director Dennis M. Love | Management | For | For |
3 | Elect Director Clyde C. Tuggle | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PADDY POWER (FRMRLY. POWER LEISURE) MEETING DATE: FEB 22, 2011 | ||||
TICKER: PLS SECURITY ID: G68673105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Minority Shareholding in Sportsbet Pty Ltd | Management | For | For |
PADDY POWER PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: PLS SECURITY ID: G68673105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect William Reeve as Director | Management | For | For |
4(a) | Re-elect Brody Sweeney as Director | Management | For | For |
4(b) | Re-elect Breon Corcoran as Director | Management | For | For |
4(c) | Re-elect Stewart Kenny as Director | Management | For | For |
4(d) | Re-elect David Power as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Determine the Re-issue Price Range of Treasury Shares | Management | For | For |
10 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PAYCHEX, INC. MEETING DATE: OCT 13, 2010 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director David J. S. Flaschen | Management | For | For |
3 | Elect Director Grant M. Inman | Management | For | For |
4 | Elect Director Pamela A. Joseph | Management | For | For |
5 | Elect Director Joseph M. Tucci | Management | For | For |
6 | Elect Director Joseph M. Velli | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PPR MEETING DATE: MAY 19, 2011 | ||||
TICKER: PP SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Severance Payment Agreement with Jean-Francois Palus | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 9, 10 and 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
QUIKSILVER, INC. MEETING DATE: MAR 22, 2011 | ||||
TICKER: ZQK SECURITY ID: 74838C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas K. Ammerman | Management | For | For |
1.2 | Elect Director William M. Barnum, Jr. | Management | For | For |
1.3 | Elect Director James G. Ellis | Management | For | For |
1.4 | Elect Director Charles S. Exon | Management | For | For |
1.5 | Elect Director M. Steven Langman | Management | For | For |
1.6 | Elect Director Robert B. McKnight, Jr. | Management | For | For |
1.7 | Elect Director Robert L. Mettler | Management | For | For |
1.8 | Elect Director Paul C. Speaker | Management | For | For |
1.9 | Elect Director Andrew W. Sweet | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REPSOL YPF S.A MEETING DATE: APR 14, 2011 | ||||
TICKER: REP SECURITY ID: E8471S130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Discharge of Directors for Fiscal Year 2010 | Management | For | For |
3 | Reelect Deloitte SL as Auditor | Management | For | For |
4 | Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations | Management | For | For |
5 | Amend Article 52 of Company Bylaws Re: Allocation of Income | Management | For | For |
6 | Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting | Management | For | For |
7 | Reelect Antonio Brufau Niubo as Director | Management | For | Against |
8 | Reelect Luis Fernando del Rivero Asensio as Director | Management | For | Against |
9 | Reelect Juan Abello Gallo as Director | Management | For | Against |
10 | Reelect Luis Carlos Croissier Batista as Director | Management | For | For |
11 | Reelect Angel Durandez Adeva as Director | Management | For | For |
12 | Reelect Jose Manuel Loureda Mantinan as Director | Management | For | Against |
13 | Elect Mario Fernandez Pelaz as Director | Management | For | For |
14 | Approve Share Matching Plan | Management | For | For |
15 | Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash | Management | For | For |
16 | Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 | Management | For | For |
17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
RETAIL VENTURES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RVI SECURITY ID: 76128Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL GOLD, INC. MEETING DATE: NOV 17, 2010 | ||||
TICKER: RGLD SECURITY ID: 780287108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William Hayes | Management | For | For |
2 | Elect Director James W. Stuckert | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SHIRE PLC MEETING DATE: APR 26, 2011 | ||||
TICKER: SHP SECURITY ID: G8124V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Matthew Emmens as Director | Management | For | For |
4 | Re-elect Angus Russell as Director | Management | For | For |
5 | Re-elect Graham Hetherington as Director | Management | For | For |
6 | Re-elect David Kappler as Director | Management | For | For |
7 | Re-elect Patrick Langlois as Director | Management | For | For |
8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
9 | Elect Dr David Ginsburg as Director | Management | For | For |
10 | Elect Anne Minto as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SOTHEBY'S MEETING DATE: MAY 05, 2011 | ||||
TICKER: BID SECURITY ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Angelo | Management | For | For |
2 | Elect Director Michael Blakenham | Management | For | For |
3 | Elect Director The Duke Of Devonshire | Management | For | For |
4 | Elect Director Daniel Meyer | Management | For | For |
5 | Elect Director James Murdoch | Management | For | For |
6 | Elect Director Allen Questrom | Management | For | For |
7 | Elect Director William F. Ruprecht | Management | For | For |
8 | Elect Director Marsha Simms | Management | For | For |
9 | Elect Director Michael I. Sovern | Management | For | For |
10 | Elect Director Donald M. Stewart | Management | For | For |
11 | Elect Director Robert S. Taubman | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director Dennis M. Weibling | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STERICYCLE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark C. Miller | Management | For | For |
2 | Elect Director Jack W. Schuler | Management | For | For |
3 | Elect Director Thomas D. Brown | Management | For | For |
4 | Elect Director Rod F. Dammeyer | Management | For | For |
5 | Elect Director William K. Hall | Management | For | For |
6 | Elect Director Jonathan T. Lord | Management | For | For |
7 | Elect Director John Patience | Management | For | For |
8 | Elect Director James W.P. Reid-Anderson | Management | For | For |
9 | Elect Director Ronald G. Spaeth | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SVB FINANCIAL GROUP MEETING DATE: APR 21, 2011 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director G. Felda Hardymon | Management | For | For |
1.7 | Elect Director Alex W. Hart | Management | For | For |
1.8 | Elect Director C. Richard Kramlich | Management | For | For |
1.9 | Elect Director Lata Krishnan | Management | For | For |
1.10 | Elect Director Kate D. Mitchell | Management | For | For |
1.11 | Elect Director John F. Robinson | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Other Business | Management | None | Against |
TELENET GROUP HOLDING NV MEETING DATE: APR 27, 2011 | ||||
TICKER: SECURITY ID: B89957110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports | Management | None | None |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Receive Financial Statement Consolidated Financial Statements and Statutory Reports | Management | None | None |
4 | Approve Remuneration Report | Management | For | Did Not Vote |
5 | Announcements and Discuss Consolidated Financial Statements and Statutory Reports | Management | None | None |
6a | Approve Discharge of Director F. Donck | Management | For | Did Not Vote |
6b | Approve Discharge of Director D. Sickinghe | Management | For | Did Not Vote |
6c | Approve Discharge of Director A. Brabers | Management | For | Did Not Vote |
6d | Approve Discharge of Director A. Sarens | Management | For | Did Not Vote |
6e | Approve Discharge of Director J. De Wilde | Management | For | Did Not Vote |
6f | Approve Discharge of Director F. van Oranje - Nassau | Management | For | Did Not Vote |
6g | Approve Discharge of Director M. Delloye | Management | For | Did Not Vote |
6h | Approve Discharge of Director C. Bracken | Management | For | Did Not Vote |
6i | Approve Discharge of Director S. O'Neil | Management | For | Did Not Vote |
6j | Approve Discharge of Director J. Ryan | Management | For | Did Not Vote |
6k | Approve Discharge of Director G. Musselman | Management | For | Did Not Vote |
6l | Approve Discharge of Director B. Dvorak | Management | For | Did Not Vote |
6m | Approve Discharge of Director R. Pirie | Management | For | Did Not Vote |
6n | Approve Discharge of Director N. Curran | Management | For | Did Not Vote |
6o | Approve Discharge of Director D. Karsten | Management | For | Did Not Vote |
6p | Approve Discharge of Director M. Kohnstamm | Management | For | Did Not Vote |
7 | Approve Discharge of Auditors | Management | For | Did Not Vote |
8a | Elect Balan Nair as Director | Management | For | Did Not Vote |
8b | Reelect Jim Ryan as Director | Management | For | Did Not Vote |
8c | Reelect Manuel Kohnstamm as Director | Management | For | Did Not Vote |
8d | Reelect Diederik Karsten as Director | Management | For | Did Not Vote |
8e | Reelect Ruth Pirie as Director | Management | For | Did Not Vote |
8f | Reelect Niall Curran as Director | Management | For | Did Not Vote |
8g | Reelect De Wilde J. Management BVBA, Represented by Julien De Wilde, as Independent Director | Management | For | Did Not Vote |
8h | Reelect Alex Brabers as Independent Director | Management | For | Did Not Vote |
8i | Reelect Frank Donck as Independent Director | Management | For | Did Not Vote |
9 | Ratify KPMG as Auditors and Approve Auditors' Remuneration | Management | For | Did Not Vote |
10 | Approve Deviation from Belgian Requirements on Variable Pay | Management | For | Did Not Vote |
1 | Receive Special Board and Auditor Reports | Management | None | None |
2 | Approve Reduction in Share Capital and Amend Article 6 Accordingly | Management | For | Did Not Vote |
3 | Amend Number and Exercise Price of Options, Profit Shares, and Warrants in Line with Capital Reduction under Item 3 | Management | For | Did Not Vote |
4 | Amend Article 25 Re: Committees and Delegations | Management | For | Did Not Vote |
5 | Amend Articles Re: Shareholders Right Act | Management | For | Did Not Vote |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director S.P. MacMillan | Management | For | For |
5 | Elect Director P.H. Patsley | Management | For | For |
6 | Elect Director R.E. Sanchez | Management | For | For |
7 | Elect Director W.R. Sanders | Management | For | For |
8 | Elect Director R.J. Simmons | Management | For | For |
9 | Elect Director R.K. Templeton | Management | For | For |
10 | Elect Director C.T. Whitman | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank C. Herringer | Management | For | For |
2 | Elect Director Stephen T. McLin | Management | For | For |
3 | Elect Director Charles R. Schwab | Management | For | For |
4 | Elect Director Roger O. Walther | Management | For | For |
5 | Elect Director Robert N. Wilson | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Declassify the Board of Directors | Shareholder | None | For |
THE GREENBRIER COMPANIES, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: GBX SECURITY ID: 393657101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graeme A. Jack | Management | For | For |
1.2 | Elect Director Victoria McManus | Management | For | For |
1.3 | Elect Director Wendy L. Teramoto | Management | For | For |
1.4 | Elect Director Benjamin R. Whiteley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reginald K. Brack | Management | For | For |
2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
3 | Elect Director Jill M. Considine | Management | For | For |
4 | Elect Director Richard A. Goldstein | Management | For | For |
5 | Elect Director H. John Greeniaus | Management | For | For |
6 | Elect Director Mary J. Steele | Management | For | For |
7 | Elect Director William T. Kerr | Management | For | For |
8 | Elect Director Michael I. Roth | Management | For | For |
9 | Elect Director David M. Thomas | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
THE TIMBERLAND COMPANY MEETING DATE: MAY 26, 2011 | ||||
TICKER: TBL SECURITY ID: 887100105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney W. Swartz | Management | For | For |
1.2 | Elect Director Jeffrey B. Swartz | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director Andre J. Hawaux | Management | For | For |
1.5 | Elect Director Kenneth T. Lombard | Management | For | For |
1.6 | Elect Director Edward W. Moneypenny | Management | For | For |
1.7 | Elect Director Peter R. Moore | Management | For | For |
1.8 | Elect Director Bill Shore | Management | For | For |
1.9 | Elect Director Terdema L. Ussery, II | Management | For | For |
1.10 | Elect Director Carden N. Welsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
TIFFANY & CO. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Kowalski | Management | For | For |
2 | Elect Director Rose Marie Bravo | Management | For | For |
3 | Elect Director Gary E. Costley | Management | For | For |
4 | Elect Director Lawrence K. Fish | Management | For | For |
5 | Elect Director Abby F. Kohnstamm | Management | For | For |
6 | Elect Director Charles K. Marquis | Management | For | For |
7 | Elect Director Peter W. May | Management | For | For |
8 | Elect Director J. Thomas Presby | Management | For | For |
9 | Elect Director William A. Shutzer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TITAN INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: TWI SECURITY ID: 88830M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M Cashin, Jr. | Management | For | For |
1.2 | Elect Director Albert J. Febbo | Management | For | For |
1.3 | Elect Director Mitchell I. Quain | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRINITY INDUSTRIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: TRN SECURITY ID: 896522109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Rhys J. Best | Management | For | For |
1.3 | Elect Director David W. Biegler | Management | For | For |
1.4 | Elect Director Leldon E. Echols | Management | For | For |
1.5 | Elect Director Ronald J. Gafford | Management | For | For |
1.6 | Elect Director Ronald W. Haddock | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Charles W. Matthews | Management | For | For |
1.9 | Elect Director Diana S. Natalicio | Management | For | For |
1.10 | Elect Director Douglas L. Rock | Management | For | For |
1.11 | Elect Director Timothy R. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Jane C. Garvey | Management | For | For |
1.5 | Elect Director Walter Isaacson | Management | For | For |
1.6 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.7 | Elect Director Oscar Munoz | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | Withhold |
1.9 | Elect Director Laurence E. Simmons | Management | For | For |
1.10 | Elect Director Jeffery A. Smisek | Management | For | For |
1.11 | Elect Director Glenn F. Tilton | Management | For | For |
1.12 | Elect Director David J. Vitale | Management | For | For |
1.13 | Elect Director John H. Walker | Management | For | For |
1.14 | Elect Director Charles A. Yamarone | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Lakefield | Management | For | For |
2 | Elect Director W. Douglas Parker | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
VALERO ENERGY CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VERISIGN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D. James Bidzos | Management | For | For |
2 | Elect Director William L. Chenevich | Management | For | For |
3 | Elect Director Kathleen A. Cote | Management | For | For |
4 | Elect Director Mark D. Mclaughlin | Management | For | For |
5 | Elect Director Roger H. Moore | Management | For | For |
6 | Elect Director John D. Roach | Management | For | For |
7 | Elect Director Louis A. Simpson | Management | For | For |
8 | Elect Director Timothy Tomlinson | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
VF CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.2 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.3 | Elect Director Eric C Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director William R. Huff | Management | For | For |
1.3 | Elect Director James F. Mooney | Management | For | For |
1.4 | Elect Director John N. Rigsby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WOODWARD GOVERNOR COMPANY MEETING DATE: JAN 26, 2011 | ||||
TICKER: WWD SECURITY ID: 980745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Petrovich | Management | For | For |
1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
1.3 | Elect Director Michael T. Yonker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
VOTE SUMMARY REPORT
VIP GROWTH & INCOME PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 29, 2011 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director H. Laurance Fuller | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
1.7 | Elect Director William A. Osborn | Management | For | For |
1.8 | Elect Director Samuel C. Scott III | Management | For | For |
1.9 | Elect Director Glenn F. Tilton | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | Shareholder | Against | Against |
AERCAP HOLDINGS NV MEETING DATE: MAY 18, 2011 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Board of Directors | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
6a | Elect Homaid Abdulla Al Shemmari as Director | Management | For | Did Not Vote |
6b | Elect Salem Rashed Abdulla Ali Al Noaimi as Director | Management | For | Did Not Vote |
6c | Elect Aengus Kelly as Director | Management | For | Did Not Vote |
6d | Reelect Pieter Korteweg as Director | Management | For | Did Not Vote |
7 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9a | Grant Board Authority to Issue All Shares Comprised in the Authorized Share Capital | Management | For | Did Not Vote |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
11 | Amend Articles Re: Increase Authorised Share Capital | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
AEROVIRONMENT, INC. MEETING DATE: SEP 29, 2010 | ||||
TICKER: AVAV SECURITY ID: 008073108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth R. Baker | Management | For | For |
1.2 | Elect Director Murray Gell-Mann | Management | For | For |
1.3 | Elect Director Charles R. Holland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGGREKO PLC MEETING DATE: APR 27, 2011 | ||||
TICKER: AGK SECURITY ID: G0116S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Philip Rogerson as Director | Management | For | Against |
5 | Re-elect Rupert Soames as Director | Management | For | Against |
6 | Re-elect Angus Cockburn as Director | Management | For | Against |
7 | Re-elect George Walker as Director | Management | For | Against |
8 | Re-elect Bill Caplan as Director | Management | For | Against |
9 | Re-elect Kash Pandya as Director | Management | For | Against |
10 | Re-elect David Hamill as Director | Management | For | Against |
11 | Re-elect Robert MacLeod as Director | Management | For | Against |
12 | Re-elect Russell King as Director | Management | For | Against |
13 | Elect Ken Hanna as Director | Management | For | Against |
14 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
15 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIRCASTLE LIMITED MEETING DATE: MAY 26, 2011 | ||||
TICKER: AYR SECURITY ID: G0129K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Adams, Jr. | Management | For | For |
1.2 | Elect Director Ronald L. Merriman | Management | For | For |
1.3 | Elect Director Charles W. Pollard | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMLIN PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: AML SECURITY ID: G0334Q177 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Simon Beale as Director | Management | For | For |
5 | Re-elect Roger Taylor as Director | Management | For | For |
6 | Re-elect Christine Bosse as Director | Management | For | Against |
7 | Re-elect Nigel Buchanan as Director | Management | For | For |
8 | Re-elect Brian Carpenter as Director | Management | For | For |
9 | Re-elect Richard Davey as Director | Management | For | For |
10 | Re-elect Marty Feinstein as Director | Management | For | For |
11 | Re-elect Richard Hextall as Director | Management | For | For |
12 | Re-elect Charles Philipps as Director | Management | For | For |
13 | Re-elect Sir Mark Wrightson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: OCT 26, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman III | Management | For | For |
1.2 | Elect Director William R. McDermott | Management | For | For |
1.3 | Elect Director Ajei S. Gopal | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay R. LaMarche | Management | For | For |
1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ATLAS COPCO AB MEETING DATE: APR 20, 2011 | ||||
TICKER: ATCOA SECURITY ID: W10020118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8 | Receive Reports from Board and Committees | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Discharge of Board and President | Management | For | Did Not Vote |
9c | Approve Allocation of Income and Dividends of SEK 4 per Share | Management | For | Did Not Vote |
9d | Approve April 27, 2011 as Record Date for Dividend | Management | For | Did Not Vote |
10 | Receive Report from Nominating Committee; Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
11 | Reelect Sune Carlsson (Chair), Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Johan Forssell, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, and Margareth Ovrum as Directors | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amounts of SEK 1.75 Million for Chairman, SEK 645,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration | Management | For | Did Not Vote |
13a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13b | Approve Stock Option Plan 2011 for Key Employees | Management | For | Did Not Vote |
14a | Authorize Repurchase of Up to 4.3 Million Class A Shares in Connection with Stock Option Plan 2011 | Management | For | Did Not Vote |
14b | Authorize Repurchase of Up to 70,000 Million Class A Shares in Connection with Synthetic Share Plan | Management | For | Did Not Vote |
14c | Approve Transfer of Shares in Connection with 2011 Stock Option Plan | Management | For | Did Not Vote |
14d | Approve Transfer of Shares in Connection with Synthetic Share Plan | Management | For | Did Not Vote |
14e | Approve Transfer of Shares in Connection with 2006, 2007, 2008, and 2009 Stock Option Plans | Management | For | Did Not Vote |
15 | Approve Redemption Program: Approve SEK 393 Million Reduction In Share Capital; Approve 2:1 Stock Split; Approve Capitalization of Reserves for a Bonus Issue; Amend Articles Accordingly | Management | For | Did Not Vote |
16 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2011 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Webb as Director | Management | For | For |
4 | Elect Jonathan Bloomer as Director | Management | For | For |
5 | Re-elect Richard Gaunt as Director | Management | For | For |
6 | Re-elect Sushovan Hussain as Director | Management | For | For |
7 | Elect Frank Kelly as Director | Management | For | For |
8 | Re-elect Michael Lynch as Director | Management | For | For |
9 | Re-elect John McMonigall as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 29, 2010 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim C. Cowart | Management | For | For |
1.2 | Elect Director Arthur E. Wegner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BEIERSDORF AG MEETING DATE: APR 21, 2011 | ||||
TICKER: BEI SECURITY ID: D08792109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Amend Articles Re: Location of General Meeting | Management | For | For |
7 | Amend Articles Re: Supervisory Board Remuneration | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Karen de Segundo as Director | Management | For | For |
8 | Re-elect Nicandro Durante as Director | Management | For | For |
9 | Re-elect Robert Lerwill as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Gerry Murphy as Director | Management | For | For |
12 | Re-elect Anthony Ruys as Director | Management | For | For |
13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Elect John Daly as Director | Management | For | For |
16 | Elect Kieran Poynter as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend Long Term Incentive Plan | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Frank M. Bumstead | Management | For | For |
1.3 | Elect Director W.E. Sheriff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS MEETING DATE: MAY 27, 2011 | ||||
TICKER: BVI SECURITY ID: F96888114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Non-Tax Deductible Expenses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Patrick Buffet as Director | Management | For | For |
7 | Reelect Philippe Louis-Dreyfus as Director | Management | For | For |
8 | Reelect Pierre Hessler as Director | Management | For | For |
9 | Reelect Aldo Cardoso as Director | Management | For | For |
10 | Elect Barbara Vernicos as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Management | For | For |
27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Management | For | For |
28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Management | For | For |
29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CARDIOME PHARMA CORP. MEETING DATE: JUN 06, 2011 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CARNIVAL CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Remuneration of Executive and Non-Executive Directors | Management | For | For |
21 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Shares for Market Purchase | Management | For | For |
24 | Approve Omnibus Stock Plan | Management | For | Against |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 11, 2010 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I. Martin Inglis | Management | For | For |
1.2 | Elect Director Peter N. Stephans | Management | For | For |
1.3 | Elect Director Kathryn C. Turner | Management | For | For |
1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
COCA-COLA ENTERPRISES INC. MEETING DATE: OCT 01, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 06, 2011 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cahill | Management | For | For |
2 | Elect Director Ian Cook | Management | For | For |
3 | Elect Director Helene D. Gayle | Management | For | For |
4 | Elect Director Ellen M. Hancock | Management | For | For |
5 | Elect Director Joseph Jimenez | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Delano E. Lewis | Management | For | For |
8 | Elect Director J. Pedro Reinhard | Management | For | For |
9 | Elect Director Stephen I. Sadove | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CORETRONIC CORP(FRMLY OPTOMA CORP) MEETING DATE: JUN 15, 2011 | ||||
TICKER: 5371 SECURITY ID: Y1756P119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Increase of Cash Capital and Issuance of Ordinary Shares or Participation in the Issuance of Global Depository Receipt | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
D.R. HORTON, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Horton | Management | For | For |
2 | Elect Director Bradley S. Anderson | Management | For | For |
3 | Elect Director Michael R. Buchanan | Management | For | For |
4 | Elect Director Michael W. Hewatt | Management | For | For |
5 | Elect Director Bob G. Scott | Management | For | For |
6 | Elect Director Donald J. Tomnitz | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANONE MEETING DATE: APR 28, 2011 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 14, 2010 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
1.9 | Elect Director Andrew H. Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Elect Director Maria A. Sastre | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DAYLIGHT ENERGY LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DAY SECURITY ID: 239590201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Declare Final Dividend of SGD 0.28 Per Ordinary Share | Management | For | For |
2b | Declare Final Dividend of SGD 0.02 Per Non-Voting Convertible Preference Share | Management | For | For |
2c | Declare Final Dividend of SGD 0.02 Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
3 | Approve Directors' Fees of SGD 2.8 Million for 2010 (2009: SGD 1.6 Million) | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Reelect Bart Joseph Broadman as Director | Management | For | For |
5b | Reelect Euleen Goh Yiu Kiang as Director | Management | For | For |
5c | Reelect Christopher Cheng Wai Chee as Director | Management | For | For |
6 | Reelect Danny Teoh Leong Kay as Director | Management | For | For |
7a | Approve Issuance of Shares and Grant Awards Pursuant to the DBSH Share Option Plan and the DBSH Share Plan | Management | For | For |
7b | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7c | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ECOLAB INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Barbara J. Beck | Management | For | For |
3 | Elect Director Jerry W. Levin | Management | For | For |
4 | Elect Director Robert L. Lumpkins | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
10 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EMBRAER SA MEETING DATE: APR 26, 2011 | ||||
TICKER: ERJ SECURITY ID: 29082A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Increase the Size of Board, Increase the Maximum Number of Directors on Committees, and Increase the Number of Director Votes Needed to Remove Directors | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clinton A. Clark | Management | For | For |
2 | Elect Director Kristin Gamble | Management | For | For |
3 | Elect Director Don M. Wilson | Management | For | For |
4 | Elect Director James W. Schmotter | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.2 | Elect Director John P. Phelan | Management | For | For |
1.3 | Elect Director Roger M. Singer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EVERLIGHT ELECTRONICS CO., LTD. MEETING DATE: JUN 10, 2011 | ||||
TICKER: 2393 SECURITY ID: Y2368N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve 2009 Cash Capital Increase and Change of the Funds Usage of the Local Unsecured Convertible Corporate Bonds | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Increase in Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
6 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FTI CONSULTING, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Berey | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director Gerard E. Holthaus | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GATX CORPORATION MEETING DATE: APR 22, 2011 | ||||
TICKER: GMT SECURITY ID: 361448103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne L. Arvia | Management | For | For |
1.2 | Elect Director Deborah M. Fretz | Management | For | For |
1.3 | Elect Director Ernst A. Haberli | Management | For | For |
1.4 | Elect Director Brian A. Kenney | Management | For | For |
1.5 | Elect Director Mark G. McGrath | Management | For | For |
1.6 | Elect Director James B. Ream | Management | For | For |
1.7 | Elect Director David S. Sutherland | Management | For | For |
1.8 | Elect Director Casey J. Sylla | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
HANESBRANDS INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEALTHCARE SERVICES GROUP, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: HCSG SECURITY ID: 421906108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. McCartney | Management | For | For |
1.2 | Elect Director Joseph F. McCartney | Management | For | For |
1.3 | Elect Director Robert L. Frome | Management | For | For |
1.4 | Elect Director Robert J. Moss | Management | For | For |
1.5 | Elect Director John M. Briggs | Management | For | For |
1.6 | Elect Director Dino D. Ottaviano | Management | For | For |
1.7 | Elect Director Theodore Wahl | Management | For | For |
1.8 | Elect Director Michael E. McBryan | Management | For | For |
1.9 | Elect Director Diane S. Casey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HSBC HOLDINGS PLC MEETING DATE: MAY 27, 2011 | ||||
TICKER: HSBA SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Re-elect Rona Fairhead as Director | Management | For | For |
3f | Re-elect Douglas Flint as Director | Management | For | For |
3g | Re-elect Alexander Flockhart as Director | Management | For | For |
3h | Re-elect Stuart Gulliver as Director | Management | For | For |
3i | Re-elect James Hughes-Hallett as Director | Management | For | For |
3j | Re-elect William Laidlaw as Director | Management | For | For |
3k | Re-elect Janis Lomax as Director | Management | For | For |
3l | Elect Iain Mackay as Director | Management | For | For |
3m | Re-elect Gwyn Morgan as Director | Management | For | Against |
3n | Re-elect Nagavara Murthy as Director | Management | For | For |
3o | Re-elect Sir Simon Robertson as Director | Management | For | For |
3p | Re-elect John Thornton as Director | Management | For | For |
3q | Re-elect Sir Brian Williamson as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Approve Share Plan 2011 | Management | For | For |
8 | Approve Fees Payable to Non-Executive Directors | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
IHS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
JACK IN THE BOX INC. MEETING DATE: FEB 18, 2011 | ||||
TICKER: JACK SECURITY ID: 466367109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Goebel | Management | For | For |
1.2 | Elect Director Murray H. Hutchison | Management | For | For |
1.3 | Elect Director Linda A. Lang | Management | For | For |
1.4 | Elect Director Michael W. Murphy | Management | For | For |
1.5 | Elect Director James M. Myers | Management | For | For |
1.6 | Elect Director David M. Tehle | Management | For | For |
1.7 | Elect Director Winifred M. Webb | Management | For | For |
1.8 | Elect Director John T. Wyatt | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KELLOGG COMPANY MEETING DATE: APR 29, 2011 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Rogelio Rebolledo | Management | For | For |
1.3 | Elect Director Sterling Speirn | Management | For | For |
1.4 | Elect Director John Zabriskie | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KIMBERLY-CLARK CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director John F. Bergstrom | Management | For | For |
3 | Elect Director Abelardo E. Bru | Management | For | For |
4 | Elect Director Robert W. Decherd | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Mae C. Jemison | Management | For | For |
7 | Elect Director James M. Jenness | Management | For | For |
8 | Elect Director Nancy J. Karch | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KKR FINANCIAL HOLDINGS LLC MEETING DATE: APR 27, 2011 | ||||
TICKER: KFN SECURITY ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Vincent Paul Finigan | Management | For | For |
1.3 | Elect Director Paul M. Hazen | Management | For | For |
1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
1.5 | Elect Director Ross J. Kari | Management | For | For |
1.6 | Elect Director Ely L. Licht | Management | For | For |
1.7 | Elect Director Deborah H. McAneny | Management | For | For |
1.8 | Elect Director Scott C. Nuttall | Management | For | For |
1.9 | Elect Director Scott A. Ryles | Management | For | For |
1.10 | Elect Director William C. Sonneborn | Management | For | For |
1.11 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 31, 2011 | ||||
TICKER: PHG SECURITY ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | Did Not Vote |
2d | Approve Discharge of Management Board | Management | For | Did Not Vote |
2e | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | Did Not Vote |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | Did Not Vote |
3c | Elect P.A.J. Nota to Management Board | Management | For | Did Not Vote |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | Did Not Vote |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | Did Not Vote |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
4d | Elect J.P. Tai to Supervisory Board | Management | For | Did Not Vote |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | Did Not Vote |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | Did Not Vote |
7 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
KUEHNE & NAGEL INTERNATIONAL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: KNIN SECURITY ID: H4673L145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
4d | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
4e | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
4f | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
4g | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
4h | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
4i | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
4j | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LI & FUNG LIMITED MEETING DATE: SEP 13, 2010 | ||||
TICKER: 00494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
LI & FUNG LIMITED MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.52 Per Share | Management | For | For |
3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
3b | Reelect Allan Wong Chi Yun as Director | Management | For | For |
3c | Reelect Benedict Chang Yew Teck as Director | Management | For | Against |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Subdivision of Every Issued and Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each | Management | For | For |
LONZA GROUP LTD. MEETING DATE: APR 12, 2011 | ||||
TICKER: LONN SECURITY ID: H50524133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income; Dividend Payment of CHF 2.15 per Share from Free Reserves | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6 | Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7.1 | Reelect Julia Higgins as Director | Management | For | Did Not Vote |
7.2 | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
7.3 | Reelect Gerhard Mayr as Director | Management | For | Did Not Vote |
7.4 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
7.5 | Reelect Richard Sykes as Director | Management | For | Did Not Vote |
7.6 | Reelect Peter Wilden as Director | Management | For | Did Not Vote |
7.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
LORILLARD, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director David E. R. Dangoor | Management | For | For |
1.3 | Elect Director Murray S. Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MICHAEL PAGE INTERNATIONAL PLC MEETING DATE: MAY 20, 2011 | ||||
TICKER: MPI SECURITY ID: G68694119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir Adrian Montague as Director | Management | For | For |
4 | Re-elect Steve Ingham as Director | Management | For | For |
5 | Re-elect Charles-Henri Dumon as Director | Management | For | For |
6 | Re-elect Ruby McGregor-Smith as Director | Management | For | For |
7 | Re-elect Tim Miller as Director | Management | For | For |
8 | Re-elect Stephen Puckett as Director | Management | For | For |
9 | Re-elect Hubert Reid as Director | Management | For | For |
10 | Elect Reg Sindall as Director | Management | For | For |
11 | Approve Remuneration Report | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
MSCI INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: MSCI SECURITY ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Benjamin F. duPont | Management | For | For |
2 | Elect Director Henry A. Fernandez | Management | For | For |
3 | Elect Director Alice W. Handy | Management | For | For |
4 | Elect Director Catherine R. Kinney | Management | For | For |
5 | Elect Director Linda H. Riefler | Management | For | For |
6 | Elect Director George W. Siguler | Management | For | For |
7 | Elect Director Scott M. Sipprelle | Management | For | For |
8 | Elect Director Patrick Tierney | Management | For | For |
9 | Elect Director Rodolphe M. Vallee | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
MTU AERO ENGINES HOLDING AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: MTX SECURITY ID: D5565H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Creation of EUR 15.6 Million Pool of Capital with Preemptive Rights | Management | For | For |
7 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | Against |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | Against |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PERRIGO COMPANY MEETING DATE: OCT 27, 2010 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
1.3 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POOL CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: POOL SECURITY ID: 73278L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilson B. Sexton | Management | For | For |
1.2 | Elect Director Andrew W. Code | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1.6 | Elect Director Harlan F. Seymour | Management | For | For |
1.7 | Elect Director Robert C. Sledd | Management | For | For |
1.8 | Elect Director John E. Stokely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PPL CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PPR MEETING DATE: MAY 19, 2011 | ||||
TICKER: PP SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Severance Payment Agreement with Jean-Francois Palus | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 9, 10 and 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Nance K. Dicciani | Management | For | For |
1.4 | Elect Director Edward G. Galante | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Ira D. Hall | Management | For | For |
1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.8 | Elect Director Larry D. McVay | Management | For | For |
1.9 | Elect Director Wayne T. Smith | Management | For | For |
1.10 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRYSMIAN S.P.A. MEETING DATE: APR 12, 2011 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 05, 2011 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QEP RESOURCES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: QEP SECURITY ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
1.2 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
QIAGEN NV MEETING DATE: JUN 30, 2011 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst and Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles Re: Legislative Changes | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RADIAN GROUP INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Wender | Management | For | For |
1.2 | Elect Director David C. Carney | Management | For | For |
1.3 | Elect Director Howard B. Culang | Management | For | For |
1.4 | Elect Director Lisa W. Hess | Management | For | For |
1.5 | Elect Director Stephen T. Hopkins | Management | For | For |
1.6 | Elect Director Sanford A. Ibrahim | Management | For | For |
1.7 | Elect Director James W. Jennings | Management | For | For |
1.8 | Elect Director Ronald W. Moore | Management | For | For |
1.9 | Elect Director Jan Nicholson | Management | For | For |
1.10 | Elect Director Robert W. Richards | Management | For | For |
1.11 | Elect Director Anthony W. Schweiger | Management | For | For |
1.12 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: RB SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 04, 2011 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Kaplan | Management | For | For |
1.2 | Elect Director Jack Tyrrell | Management | For | For |
1.3 | Elect Director Nestor R. Weigand, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.7 | Elect Director Paul G. Savas | Management | For | For |
1.8 | Elect Director Bruce Slovin | Management | For | For |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SONIC CORP. MEETING DATE: JAN 06, 2011 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas N. Benham | Management | For | For |
1.2 | Elect Director H.E. Rainbolt | Management | For | For |
1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
STANDARD CHARTERED PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Steve Bertamini as Director | Management | For | For |
5 | Re-elect Jaspal Bindra as Director | Management | For | For |
6 | Re-elect Richard Delbridge as Director | Management | For | For |
7 | Re-elect Jamie Dundas as Director | Management | For | For |
8 | Re-elect Val Gooding as Director | Management | For | For |
9 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
10 | Re-elect Simon Lowth as Director | Management | For | For |
11 | Re-elect Rudy Markham as Director | Management | For | For |
12 | Re-elect Ruth Markland as Director | Management | For | For |
13 | Re-elect Richard Meddings as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect John Peace as Director | Management | For | For |
16 | Re-elect Mike Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Paul Skinner as Director | Management | For | For |
19 | Re-elect Oliver Stocken as Director | Management | For | For |
20 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Approve 2011 Share Plan | Management | For | Against |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase | Management | For | For |
28 | Authorise Market Purchase | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
SUNCOR ENERGY INC MEETING DATE: MAY 03, 2011 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SXC SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Terrence Burke | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony R. Masso | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2330 SECURITY ID: Y84629107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 09, 2011 | ||||
TICKER: 2330 SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE RYLAND GROUP, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Frecon | Management | For | For |
1.2 | Elect Director Roland A. Hernandez | Management | For | For |
1.3 | Elect Director William L. Jews | Management | For | For |
1.4 | Elect Director Ned Mansour | Management | For | For |
1.5 | Elect Director Robert E. Mellor | Management | For | For |
1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
1.7 | Elect Director Larry T. Nicholson | Management | For | For |
1.8 | Elect Director Charlotte St. Martin | Management | For | For |
1.9 | Elect Director Robert G. van Schoonenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THERAVANCE, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TOLL BROTHERS, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
UNILEVER NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
14 | Reelect M. Treschow to Board of Directors | Management | For | For |
15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
16 | Elect S. Bharti Mittal to Board of Directors | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
20 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
21 | Allow Questions and Close Meeting | Management | None | None |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
VENTAS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Robert D. Reed | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
1.9 | Elect Director James D. Shelton | Management | For | For |
1.10 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VERMILION ENERGY INC MEETING DATE: MAY 06, 2011 | ||||
TICKER: VET SECURITY ID: 923725105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry J. Macdonald | Management | For | For |
1.2 | Elect Director W. Kenneth Davidson | Management | For | For |
1.3 | Elect Director Lorenzo Donadeo | Management | For | For |
1.4 | Elect Director Claudio A. Ghersinich | Management | For | For |
1.5 | Elect Director Joseph F. Killi | Management | For | For |
1.6 | Elect Director William F. Madison | Management | For | For |
1.7 | Elect Director Timothy R. Marchant | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WATSCO, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: WSO SECURITY ID: 942622200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Fedrizzi | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Jeff M. Fettig | Management | For | For |
3 | Elect Director Michael F. Johnston | Management | For | For |
4 | Elect Director William T. Kerr | Management | For | For |
5 | Elect Director John D. Liu | Management | For | For |
6 | Elect Director Miles L. Marsh | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Michael D. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director J. David Grissom | Management | For | For |
4 | Elect Director Bonnie G. Hill | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Elect Director Kenneth G. Langone | Management | For | For |
7 | Elect Director Jonathan S. Linen | Management | For | For |
8 | Elect Director Thomas C. Nelson | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Thomas M. Ryan | Management | For | For |
11 | Elect Director Jing-Shyh S. Su | Management | For | For |
12 | Elect Director Robert D. Walter | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Call Special Meeting | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
VIP GROWTH OPPORTUNITIES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ABBOTT LABORATORIES MEETING DATE: APR 29, 2011 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director H. Laurance Fuller | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
1.7 | Elect Director William A. Osborn | Management | For | For |
1.8 | Elect Director Samuel C. Scott III | Management | For | For |
1.9 | Elect Director Glenn F. Tilton | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | Shareholder | Against | Against |
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lauren J. Brisky | Management | For | For |
2 | Elect Director Archie M. Griffin | Management | For | For |
3 | Elect Director Elizabeth M. Lee | Management | For | For |
4 | Elect Director Michael E. Greenlees | Management | For | For |
5 | Elect Director Kevin S. Huvane | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
ACME PACKET, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Bowen | Management | For | For |
1.2 | Elect Director Robert C. Hower | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry W.K. Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALKERMES, INC. MEETING DATE: OCT 05, 2010 | ||||
TICKER: ALKS SECURITY ID: 01642T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | Withhold |
1.2 | Elect Director Floyd E. Bloom | Management | For | For |
1.3 | Elect Director Robert A. Breyer | Management | For | For |
1.4 | Elect Director Geraldine Henwood | Management | For | For |
1.5 | Elect Director Paul J. Mitchell | Management | For | Withhold |
1.6 | Elect Director Richard F. Pops | Management | For | For |
1.7 | Elect Director Alexander Rich | Management | For | For |
1.8 | Elect Director Mark B. Skaletsky | Management | For | Withhold |
1.9 | Elect Director Michael A. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah Dunsire | Management | For | For |
2 | Elect Director Trevor M. Jones | Management | For | For |
3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Maraganore, Ph.D. | Management | For | For |
1.2 | Elect Director Paul R. Schimmel, Ph.D. | Management | For | For |
1.3 | Elect Director Phillip A. Sharp, Ph.D. | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
ANALOG DEVICES, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John L. Doyle | Management | For | For |
5 | Elect Director John C. Hodgson | Management | For | For |
6 | Elect Director Yves-Andre Istel | Management | For | For |
7 | Elect Director Neil Novich | Management | For | For |
8 | Elect Director F. Grant Saviers | Management | For | For |
9 | Elect Director Paul J. Severino | Management | For | For |
10 | Elect Director Kenton J. Sicchitano | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARCSIGHT, INC. MEETING DATE: SEP 20, 2010 | ||||
TICKER: ARST SECURITY ID: 039666102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Stanton McKee, Jr. | Management | For | For |
1.2 | Elect Director Thomas Reilly | Management | For | For |
1.3 | Elect Director Roger S. Siboni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAR 18, 2011 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BARRICK GOLD CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. L. Beck as Director | Management | For | For |
1.2 | Elect C. W. D. Birchall as Director | Management | For | For |
1.3 | Elect D. J. Carty as Director | Management | For | For |
1.4 | Elect G. Cisneros as Director | Management | For | For |
1.5 | Elect P.A. Crossgrove as Director | Management | For | For |
1.6 | Elect R. M. Franklin as Director | Management | For | For |
1.7 | Elect J. B. Harvey as Director | Management | For | For |
1.8 | Elect D. Moyo as Director | Management | For | For |
1.9 | Elect B. Mulroney as Director | Management | For | For |
1.10 | Elect A. Munk as Director | Management | For | For |
1.11 | Elect P. Munk as Director | Management | For | For |
1.12 | Elect A. W. Regent as Director | Management | For | For |
1.13 | Elect N.P. Rothschild as Director | Management | For | For |
1.14 | Elect S. J. Shapiro as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
3 | Elect Director Thomas T. Stallkamp | Management | For | For |
4 | Elect Director Albert P.L. Stroucken | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
BED BATH & BEYOND INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | Against |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | Against |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BEST BUY CO., INC. MEETING DATE: JUN 21, 2011 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Sanjay Khosla | Management | For | For |
1.3 | Elect Director George L. Mikan III | Management | For | For |
1.4 | Elect Director Matthew H. Paull | Management | For | For |
1.5 | Elect Director Richard M. Schulze | Management | For | For |
1.6 | Elect Director Hatim A. Tyabji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Range for Size of the Board | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter A. Bassi | Management | For | For |
1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 18, 2011 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article | Management | For | For |
2 | Amend Article 7 | Management | For | For |
3 | Amend Article 20 | Management | For | For |
4 | Amend Article 29 | Management | For | For |
5 | Amend Article 61 | Management | For | For |
6 | Amend Article 63 | Management | For | For |
7 | Amend Article 64 | Management | For | For |
8 | Amend Article 65 | Management | For | For |
9 | Amend Articles | Management | For | For |
10 | Amend Article 5 | Management | For | For |
11 | Amend Article 16 | Management | For | For |
12 | Amend Article 18 | Management | For | For |
13 | Amend Articles | Management | For | For |
14 | Amend Article 29 and 38 | Management | For | For |
15 | Amend Article 34 | Management | For | For |
16 | Amend Article 38 | Management | For | For |
17 | Amend Article 45 | Management | For | For |
18 | Amend Article 47 | Management | For | For |
19 | Amend Articles 69 and 70 | Management | For | For |
20 | Amend Article 70 | Management | For | For |
21 | Amend Article 74 | Management | For | For |
22 | Amend Article 73 | Management | For | For |
23 | Amend Articles | Management | For | For |
24 | Amend Articles | Management | For | For |
25 | Consolidate Bylaws | Management | For | For |
26 | Amend Stock Option Plan | Management | For | Against |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 18, 2011 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director Robert W. MacDonald | Management | For | For |
1.3 | Elect Director J. Oliver Maggard | Management | For | For |
1.4 | Elect Director James M. Damian | Management | For | For |
1.5 | Elect Director Dale M. Applequist | Management | For | For |
1.6 | Elect Director Warren E. Mack | Management | For | For |
1.7 | Elect Director Michael P. Johnson | Management | For | For |
1.8 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CAMECO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: CCO SECURITY ID: 13321L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Against |
2.1 | Elect Director Daniel Camus | Management | For | For |
2.2 | Elect Director John H. Clappison | Management | For | For |
2.3 | Elect Director Joe F. Colvin | Management | For | For |
2.4 | Elect Director James R. Curtiss | Management | For | For |
2.5 | Elect Director Donald H.F. Deranger | Management | For | For |
2.6 | Elect DirectorJames K. Gowans | Management | For | For |
2.7 | Elect Director Timothy S. Gitzel | Management | For | For |
2.8 | Elect Director Gerald W. Grandey | Management | For | For |
2.9 | Elect Director Nancy E. Hopkins | Management | For | For |
2.10 | Elect Director Oyvind Hushovd | Management | For | For |
2.11 | Elect Director A. Anne McLellan | Management | For | For |
2.12 | Elect Director A. Neil McMillan | Management | For | Withhold |
2.13 | Elect Director Victor J. Zaleschuk | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend By-Laws | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CELGENE CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Michael D. Casey | Management | For | For |
1.3 | Elect Director Carrie S. Cox | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director Michael A. Friedman | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CEPHEID MEETING DATE: APR 26, 2011 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Easton | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr., M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CERNER CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Denis A. Cortese | Management | For | For |
2 | Elect Director John C. Danforth | Management | For | For |
3 | Elect Director Neal L. Patterson | Management | For | For |
4 | Elect Director William D. Zollars | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Eliminate Class of Preferred Stock | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Charlesworth | Management | For | For |
1.2 | Elect Director Montgomery F. Moran | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COACH, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COINSTAR, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director David M. Eskenazy | Management | For | For |
3 | Elect Director Robert D. Sznewajs | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 27, 2011 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard M. Libenson | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CREE, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
1.3 | Elect Director Clyde R. Hosein | Management | For | For |
1.4 | Elect Director Robert A. Ingram | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 13, 2011 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. Donald Sherman | Management | For | For |
1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANAHER CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DEERE & COMPANY MEETING DATE: FEB 23, 2011 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
2 | Elect Director Dipak C. Jain | Management | For | For |
3 | Elect Director Joachim Milberg | Management | For | For |
4 | Elect Director Richard B. Myers | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
DIRECTV MEETING DATE: APR 28, 2011 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Dillon | Management | For | For |
1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DREAMWORKS ANIMATION SKG, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: DWA SECURITY ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.2 | Elect Director Roger A. Enrico | Management | For | For |
1.3 | Elect Director Lewis Coleman | Management | For | For |
1.4 | Elect Director Harry Brittenham | Management | For | For |
1.5 | Elect Director Thomas Freston | Management | For | Withhold |
1.6 | Elect Director Judson C. Green | Management | For | For |
1.7 | Elect Director Mellody Hobson | Management | For | For |
1.8 | Elect Director Michael Montgomery | Management | For | For |
1.9 | Elect Director Nathan Myhrvold | Management | For | For |
1.10 | Elect Director Richard Sherman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolee Friedlander | Management | For | For |
1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DSW INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ELAN CORPORATION PLC MEETING DATE: MAY 26, 2011 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Robert Ingram as Director | Management | For | For |
3 | Reelect Giles Kerr as Director | Management | For | For |
4 | Reelect Kieran McGowan as Director | Management | For | For |
5 | Reelect Kyran McLaughlin as Director | Management | For | For |
6 | Reelect Dennis Selkoe as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ENDOCYTE, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: ECYT SECURITY ID: 29269A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Aplin, Ph.D. | Management | For | For |
1.2 | Elect Director Douglas G. Bailey | Management | For | For |
1.3 | Elect Director Philip S. Low, Ph.D. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | Against |
2 | Elect Director Charles R. Crisp | Management | For | Against |
3 | Elect Director James C. Day | Management | For | Against |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | Against |
6 | Elect Director Donald F. Textor | Management | For | Against |
7 | Elect Director Frank G. Wisner | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Pro-Rata Vesting on Equity Plans | Shareholder | Against | Against |
12 | Report on Political Contributions | Shareholder | Against | Abstain |
EXELIXIS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank McCormick | Management | For | For |
1.2 | Elect Director Michael M. Morrissey | Management | For | For |
1.3 | Elect Director Stelios Papadopoulos | Management | For | For |
1.4 | Elect Director George A. Scangos | Management | For | For |
1.5 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
F5 NETWORKS, INC. MEETING DATE: MAR 14, 2011 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Chapple | Management | For | For |
2 | Elect Director A. Gary Ames | Management | For | For |
3 | Elect Director Scott Thompson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FIRST SOLAR, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | For |
1.8 | Elect Director Michael Sweeney | Management | For | For |
1.9 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Potential Risks Related to Arizona Immigration Legislation and Public Reaction | Shareholder | Against | Abstain |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Maury Devine | Management | For | For |
2 | Elect Director John T. Gremp | Management | For | For |
3 | Elect Director Thomas M. Hamilton | Management | For | For |
4 | Elect Director Richard A. Pattarozzi | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
9 | Elect Director Richard A. Manoogian | Management | For | For |
10 | Elect Director Ellen R. Marram | Management | For | For |
11 | Elect Director Alan Mulally | Management | For | For |
12 | Elect Director Homer A. Neal | Management | For | For |
13 | Elect Director Gerald L. Shaheen | Management | For | For |
14 | Elect Director John L. Thornton | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Publish Political Contributions | Shareholder | Against | Abstain |
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2011 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Carol M. Stephenson | Management | For | For |
11 | Elect Director Cynthia A. Telles | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GOOGLE INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GREEN MOUNTAIN COFFEE ROASTERS, INC. MEETING DATE: MAR 10, 2011 | ||||
TICKER: GMCR SECURITY ID: 393122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Blanford | Management | For | For |
1.2 | Elect Director Michael J. Mardy | Management | For | For |
1.3 | Elect Director David E. Moran | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HERBALIFE LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E.E. Holiday | Management | For | For |
2 | Elect Director J.H. Mullin | Management | For | For |
3 | Elect Director F.B. Walker | Management | For | For |
4 | Elect Director R.N. Wilson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HOSPIRA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director F. Michael Ball | Management | For | For |
3 | Elect Director Jacque J. Sokolov | Management | For | For |
4 | Reduce Supermajority Vote Requirement to Remove Directors for Cause | Management | For | For |
5 | Reduce Supermajority Vote Requirement for By-law Amendments | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Certificate of Incorporation Amendments | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HYATT HOTELS CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: H SECURITY ID: 448579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Pritzker | Management | For | For |
1.2 | Elect Director James H. Wooten, Jr. | Management | For | For |
1.3 | Elect Director Byron D. Trott | Management | For | For |
1.4 | Elect Director Richard C. Tuttle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILLUMINA, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
IMMUNOGEN, INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IMMUNOMEDICS, INC. MEETING DATE: DEC 01, 2010 | ||||
TICKER: IMMU SECURITY ID: 452907108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Goldenberg | Management | For | For |
2 | Elect Director Cynthia L. Sullivan | Management | For | For |
3 | Elect Director Morton Coleman | Management | For | For |
4 | Elect Director Brian A. Markison | Management | For | Against |
5 | Elect Director Mary E. Paetzold | Management | For | Against |
6 | Elect Director Don C. Stark | Management | For | For |
7 | Elect Director Kenneth J. Zuerblis | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Fallon | Management | For | For |
1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.3 | Elect Director Philip J. Koen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTEL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
INTERMUNE, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTERNATIONAL RECTIFIER CORPORATION MEETING DATE: NOV 12, 2010 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Thomas A. Lacey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
1.2 | Elect Director B. Lynne Parshall | Management | For | For |
1.3 | Elect Director Joseph H. Wender | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ITT CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: ITT SECURITY ID: 450911102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Loranger | Management | For | For |
1.2 | Elect Director Curtis J. Crawford | Management | For | For |
1.3 | Elect Director Christina A. Gold | Management | For | For |
1.4 | Elect Director Ralph F. Hake | Management | For | For |
1.5 | Elect Director John J. Hamre | Management | For | For |
1.6 | Elect Director Paul J. Kern | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Surya N. Mohapatra | Management | For | For |
1.9 | Elect Director Linda S. Sanford | Management | For | For |
1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
JETBLUE AIRWAYS CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: JBLU SECURITY ID: 477143101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Barger | Management | For | For |
1.2 | Elect Director Jens Bischof | Management | For | For |
1.3 | Elect Director Peter Boneparth | Management | For | For |
1.4 | Elect Director David Checketts | Management | For | For |
1.5 | Elect Director Virginia Gambale | Management | For | For |
1.6 | Elect Director Stephan Gemkow | Management | For | For |
1.7 | Elect Director Stanley McChrystal | Management | For | For |
1.8 | Elect Director Joel Peterson | Management | For | For |
1.9 | Elect Director Ann Rhoades | Management | For | For |
1.10 | Elect Director Frank Sica | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JOS. A. BANK CLOTHIERS, INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: JOSB SECURITY ID: 480838101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Neal Black | Management | For | For |
1.2 | Elect Director Robert N. Wildrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Barker | Management | For | For |
1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
1.3 | Elect Director Judith L. Swain | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Benson | Management | For | For |
1.2 | Elect Director Michael J. Christenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LPL INVESTMENT HOLDINGS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: LPLA SECURITY ID: 50213H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Casady | Management | For | For |
1.2 | Elect Director James S. Putnam | Management | For | For |
1.3 | Elect Director Richard W. Boyce | Management | For | For |
1.4 | Elect Director John J. Brennan | Management | For | For |
1.5 | Elect Director Erik D. Ragatz | Management | For | For |
1.6 | Elect Director James S. Riepe | Management | For | For |
1.7 | Elect Director Richard P. Schifter | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
1.9 | Elect Director Allen R. Thorpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
LULULEMON ATHLETICA INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Casey | Management | For | For |
1.2 | Elect Director RoAnn Costin | Management | For | For |
1.3 | Elect Director R. Brad Martin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Stock Split | Management | For | For |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
1.2 | Elect Director Peter B. Robinson | Management | For | For |
1.3 | Elect Director Martin F. Roper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MAP PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MAPP SECURITY ID: 56509R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Freund | Management | For | For |
1.2 | Elect Director H. Ward Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MASTERCARD INCORPORATED MEETING DATE: SEP 21, 2010 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 07, 2011 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 28, 2010 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDTRONIC, INC. MEETING DATE: AUG 25, 2010 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director David L. Calhoun | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director William A. Hawkins | Management | For | For |
1.5 | Elect Director Shirley A. Jackson | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.11 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METABOLIX, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MBLX SECURITY ID: 591018809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay Kouba, Ph.D. | Management | For | Withhold |
1.2 | Elect Director Oliver P. Peoples, Ph.D. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICROSOFT CORPORATION MEETING DATE: NOV 16, 2010 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MOLYCORP INC (DE) MEETING DATE: JUN 01, 2011 | ||||
TICKER: MCP SECURITY ID: 608753109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell D. Ball | Management | For | For |
1.2 | Elect Director Charles R. Henry | Management | For | For |
1.3 | Elect Director Jack E. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
1.2 | Elect Director Peter Barton Hutt | Management | For | For |
1.3 | Elect Director Bruce Downey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MONGOLIAN MINING CORP MEETING DATE: JUN 21, 2011 | ||||
TICKER: 00975 SECURITY ID: G6264V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2a | Reelect Odjargal Jambaljamts as an Executive Director | Management | For | For |
2b | Reelect Battsengel Gotov as an Executive Director | Management | For | For |
2c | Reelect Batsaikhan Purev as a Non-Executive Director | Management | For | For |
2d | Reelect Enkh-Amgalan Luvsantseren as a Non-Executive Director | Management | For | For |
2e | Reelect Gantumur Lingov as a Non-Executive Director | Management | For | For |
2f | Approve Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditor and Authorize Board to Fix Its Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 25, 2011 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laura K. Ipsen | Management | For | For |
2 | Elect Director William U. Parfet | Management | For | For |
3 | Elect Director George H. Poste | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MYREXIS INC MEETING DATE: NOV 11, 2010 | ||||
TICKER: MYRX SECURITY ID: 62856H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian N. Hobden | Management | For | For |
1.2 | Elect Director Timothy R. Franson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NETAPP, INC. MEETING DATE: AUG 31, 2010 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffry R. Allen | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Gerald Held | Management | For | For |
1.5 | Elect Director Nicholas G. Moore | Management | For | For |
1.6 | Elect Director T. Michael Nevens | Management | For | For |
1.7 | Elect Director George T. Shaheen | Management | For | For |
1.8 | Elect Director Robert T. Wall | Management | For | For |
1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NIKE, INC. MEETING DATE: SEP 20, 2010 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jill K. Conway | Management | For | For |
1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.3 | Elect Director John C. Lechleiter | Management | For | For |
1.4 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director M. Truman Hunt | Management | For | For |
1.3 | Elect Director Patricia A. Negron | Management | For | For |
1.4 | Elect Director Sandra N. Tillotson | Management | For | For |
1.5 | Elect Director Daniel W. Campbell | Management | For | For |
1.6 | Elect Director Andrew D. Lipman | Management | For | For |
1.7 | Elect Director Thomas R. Pisano | Management | For | For |
1.8 | Elect Director David D. Ussery | Management | For | For |
1.9 | Elect Director E.J. Garn | Management | For | For |
1.10 | Elect Director Steven J. Lund | Management | For | For |
1.11 | Elect Director Blake M. Roney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NUCOR CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Victoria F. Haynes | Management | For | For |
1.3 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OPENTABLE, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Gurley | Management | For | For |
1.2 | Elect Director Daniel Meyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORACLE CORPORATION MEETING DATE: OCT 06, 2010 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PETROLEO BRASILEIRO MEETING DATE: AUG 12, 2010 | ||||
TICKER: PETR4 SECURITY ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | Management | For | For |
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda's Valuation Report | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PETROLEO BRASILEIRO SA-PETROBRAS MEETING DATE: APR 28, 2011 | ||||
TICKER: PETR4 SECURITY ID: 71654V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Directors | Management | For | Abstain |
5 | Elect Board Chairman | Management | For | For |
6 | Elect Fiscal Council Members | Management | For | For |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
1 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
PHARMASSET, INC. MEETING DATE: MAR 23, 2011 | ||||
TICKER: VRUS SECURITY ID: 71715N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carney | Management | For | For |
1.2 | Elect Director P. Schaefer Price | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
QLIK TECHNOLOGIES INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: QLIK SECURITY ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars Bjork | Management | For | For |
1.2 | Elect Director Bruce Golden | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2011 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QUANTA SERVICES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Bernard Fried | Management | For | For |
6 | Elect Director Louis C. Golm | Management | For | For |
7 | Elect Director Worthing F. Jackman | Management | For | For |
8 | Elect Director James F. O'Neil III | Management | For | For |
9 | Elect Director Bruce Ranck | Management | For | For |
10 | Elect Director Pat Wood, III | Management | For | For |
11 | Increase Authorized Common Stock | Management | For | For |
12 | Approve Conversion of Securities | Management | For | For |
13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
15 | Amend Quorum Requirements | Management | For | Against |
16 | Approve Preferred Stock Amendment | Management | For | Against |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
RAMBUS INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director P. Michael Farmwald, Ph.D. | Management | For | For |
1.3 | Elect Director Penelope A. Herscher | Management | For | For |
1.4 | Elect Director David Shrigley | Management | For | For |
1.5 | Elect Director Eric Stang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REALPAGE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RP SECURITY ID: 75606N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
1.2 | Elect Director Peter Gyenes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RED HAT, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | For |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Christine A. Poon | Management | For | For |
1.4 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RESEARCH IN MOTION LTD MEETING DATE: JUL 13, 2010 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James L. Balsillie as Director | Management | For | For |
1.2 | Elect Mike Lazaridis as Director | Management | For | For |
1.3 | Elect James Estill as Director | Management | For | For |
1.4 | Elect David Kerr as Director | Management | For | For |
1.5 | Elect Roger Martin as Director | Management | For | For |
1.6 | Elect John Richardson as Director | Management | For | For |
1.7 | Elect Barbara Stymiest as Director | Management | For | For |
1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
1.9 | Elect John Wetmore as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Moos, Ph.D. | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director David W. Gryska | Management | For | For |
1.3 | Elect Director John P. McLaughlin | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SIGNATURE BANK MEETING DATE: APR 28, 2011 | ||||
TICKER: SBNY SECURITY ID: 82669G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Shay | Management | For | For |
1.2 | Elect Director Joseph J. Depaolo | Management | For | For |
1.3 | Elect Director Alfred B. Delbello | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SILICON IMAGE, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: SIMG SECURITY ID: 82705T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Raduchel | Management | For | For |
1.2 | Elect Director Camillo Martino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SILICON LABORATORIES INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
1.2 | Elect Director Laurence G. Walker | Management | For | For |
1.3 | Elect Director William P. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Melvyn E. Bergstein | Management | For | For |
2 | Elect Director Linda Walker Bynoe | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Karen N. Horn | Management | For | For |
5 | Elect Director Allan Hubbard | Management | For | For |
6 | Elect Director Reuben S. Leibowitz | Management | For | For |
7 | Elect Director Daniel C. Smith | Management | For | For |
8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
STAPLES, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUCCESSFACTORS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Harris, Jr. | Management | For | For |
2 | Elect Director William E. McGlashan, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 14, 2011 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward C. Bernard | Management | For | For |
2 | Elect Director James T. Brady | Management | For | For |
3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
5 | Elect Director James A.C. Kennedy | Management | For | For |
6 | Elect Director Robert F. MacLellan | Management | For | For |
7 | Elect Director Brian C. Rogers | Management | For | For |
8 | Elect Director Alfred Sommer | Management | For | For |
9 | Elect Director Dwight S. Taylor | Management | For | For |
10 | Elect Director Anne Marie Whittemore | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
2 | Elect Director Frank Doyle | Management | For | For |
3 | Elect Director John A. Heil | Management | For | For |
4 | Elect Director Peter K. Hoffman | Management | For | For |
5 | Elect Director Paul Judge | Management | For | For |
6 | Elect Director Nancy F. Koehn | Management | For | For |
7 | Elect Director Christopher A. Masto | Management | For | For |
8 | Elect Director P. Andrews Mclane | Management | For | For |
9 | Elect Director Mark Sarvary | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TENNECO INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director John B Goodrich | Management | For | For |
1.3 | Elect Director David C Nagel | Management | For | For |
1.4 | Elect Director Henry R Nothhaft | Management | For | For |
1.5 | Elect Director Kevin G Rivette | Management | For | For |
1.6 | Elect Director Robert A Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director S.P. MacMillan | Management | For | For |
5 | Elect Director P.H. Patsley | Management | For | For |
6 | Elect Director R.E. Sanchez | Management | For | For |
7 | Elect Director W.R. Sanders | Management | For | For |
8 | Elect Director R.J. Simmons | Management | For | For |
9 | Elect Director R.K. Templeton | Management | For | For |
10 | Elect Director C.T. Whitman | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ramsey | Management | For | For |
1.2 | Elect Director James R. Zarley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank C. Herringer | Management | For | For |
2 | Elect Director Stephen T. McLin | Management | For | For |
3 | Elect Director Charles R. Schwab | Management | For | For |
4 | Elect Director Roger O. Walther | Management | For | For |
5 | Elect Director Robert N. Wilson | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Declassify the Board of Directors | Shareholder | None | For |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE MOSAIC COMPANY MEETING DATE: MAY 11, 2011 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
TIVO INC. MEETING DATE: AUG 04, 2010 | ||||
TICKER: TIVO SECURITY ID: 888706108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. Hinson | Management | For | For |
1.2 | Elect Director William Cella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TRANSITION THERAPEUTICS INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: TTH SECURITY ID: 893716209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Ashton, Paul Baehr, Tony Cruz, Christopher M. Henley and Gary W. Pace as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Bertini | Management | For | For |
2 | Elect Director Rita Bornstein | Management | For | For |
3 | Elect Director Kriss Cloninger, III | Management | For | For |
4 | Elect Director E. V. Goings | Management | For | For |
5 | Elect Director Clifford J. Grum | Management | For | For |
6 | Elect Director Joe R. Lee | Management | For | For |
7 | Elect Director Bob Marbut | Management | For | For |
8 | Elect Director Angel R. Martinez | Management | For | For |
9 | Elect Director Antonio Monteiro de Castro | Management | For | For |
10 | Elect Director Robert J. Murray | Management | For | For |
11 | Elect Director David R. Parker | Management | For | For |
12 | Elect Director Joyce M. Roche | Management | For | For |
13 | Elect Director J. Patrick Spainhour | Management | For | For |
14 | Elect Director M. Anne Szostak | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Ann M. Livermore | Management | For | For |
8 | Elect Director Rudy H.P. Markham | Management | For | For |
9 | Elect Director Clark T. Randt, Jr. | Management | For | For |
10 | Elect Director John W. Thompson | Management | For | For |
11 | Elect Director Carol B. Tome | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 23, 2011 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
UNIVERSAL DISPLAY CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PANL SECURITY ID: 91347P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven V. Abramson | Management | For | For |
1.2 | Elect Director Leonard Becker | Management | For | For |
1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.4 | Elect Director C. Keith Hartley | Management | For | For |
1.5 | Elect Director Lawrence Lacerte | Management | For | For |
1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VERA BRADLEY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: VRA SECURITY ID: 92335C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Kyees | Management | For | For |
1.2 | Elect Director Michael C. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VERIFONE SYSTEMS, INC. MEETING DATE: JUN 29, 2011 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Charles R. Rinehart | Management | For | For |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renee J. James | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VONAGE HOLDINGS CORP. MEETING DATE: JUN 09, 2011 | ||||
TICKER: VG SECURITY ID: 92886T201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc P. Lefar | Management | For | Withhold |
1.2 | Elect Director John J. Roberts | Management | For | Withhold |
1.3 | Elect Director Carl Sparks | Management | For | For |
1.4 | Elect Director Joseph M. Redling | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
VIP GROWTH STRATEGIES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: FEB 28, 2011 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to Ohio] | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
3 | Other Business | Management | For | Against |
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lauren J. Brisky | Management | For | For |
2 | Elect Director Archie M. Griffin | Management | For | For |
3 | Elect Director Elizabeth M. Lee | Management | For | For |
4 | Elect Director Michael E. Greenlees | Management | For | For |
5 | Elect Director Kevin S. Huvane | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel T. Byrne | Management | For | For |
1.2 | Elect Director Dwight D. Churchill | Management | For | For |
1.3 | Elect Director Sean M. Healey | Management | For | For |
1.4 | Elect Director Harold J. Meyerman | Management | For | For |
1.5 | Elect Director William J. Nutt | Management | For | For |
1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
1.7 | Elect Director Patrick T. Ryan | Management | For | For |
1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Siri S. Marshall | Management | For | For |
2 | Elect Director W. Walker Lewis | Management | For | For |
3 | Elect Director William H. Turner | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
AMYRIS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: AMRS SECURITY ID: 03236M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samir Kaul | Management | For | For |
1.2 | Elect Director Carole Piwnica | Management | For | For |
1.3 | Elect Director Fernando Reinach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman III | Management | For | For |
1.2 | Elect Director William R. McDermott | Management | For | For |
1.3 | Elect Director Ajei S. Gopal | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
ARTHROCARE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: ARTC SECURITY ID: 043136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian P. Ahrens | Management | For | For |
1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
1.4 | Elect Director David Fitzgerald | Management | For | For |
1.5 | Elect Director James G. Foster | Management | For | For |
1.6 | Elect Director Terrence E. Geremski | Management | For | For |
1.7 | Elect Director Tord B. Lendau | Management | For | For |
1.8 | Elect Director Peter L. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Ratify Auditors | Management | For | For |
ASML HOLDING NV MEETING DATE: APR 20, 2011 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
AUTODESK, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Lorrie M. Norrington | Management | For | For |
8 | Elect Director Charles J. Robel | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2011 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Webb as Director | Management | For | For |
4 | Elect Jonathan Bloomer as Director | Management | For | For |
5 | Re-elect Richard Gaunt as Director | Management | For | For |
6 | Re-elect Sushovan Hussain as Director | Management | For | For |
7 | Elect Frank Kelly as Director | Management | For | For |
8 | Re-elect Michael Lynch as Director | Management | For | For |
9 | Re-elect John McMonigall as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robin J. Adams | Management | For | For |
2 | Elect Director David T. Brown | Management | For | For |
3 | Elect Director Jan Carlson | Management | For | For |
4 | Elect Director Dennis C. Cuneo | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CARMAX, INC. MEETING DATE: JUN 27, 2011 | ||||
TICKER: KMX SECURITY ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Folliard | Management | For | For |
1.2 | Elect Director Rakesh Gangwal | Management | For | For |
1.3 | Elect Director Shira Goodman | Management | For | For |
1.4 | Elect Director W. Robert Grafton | Management | For | For |
1.5 | Elect Director Edgar H. Grubb | Management | For | For |
1.6 | Elect Director Mitchell D. Steenrod | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CATALYST HEALTH SOLUTIONS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: CHSI SECURITY ID: 14888B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Blair | Management | For | For |
1.2 | Elect Director Daniel J. Houston | Management | For | For |
1.3 | Elect Director Kenneth A. Samet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAVIUM NETWORKS, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Pantuso | Management | For | For |
1.2 | Elect Director C.N. Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CEVA, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: CEVA SECURITY ID: 157210105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
1.2 | Elect Director Zvi Limon | Management | For | For |
1.3 | Elect Director Bruce A. Mann | Management | For | For |
1.4 | Elect Director Peter McManamon | Management | For | For |
1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.6 | Elect Director Louis Silver | Management | For | For |
1.7 | Elect Director Dan Tocatly | Management | For | For |
1.8 | Elect Director Gideon Wertheizer | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHARTER INTERNATIONAL PLC MEETING DATE: APR 20, 2011 | ||||
TICKER: CHTR SECURITY ID: G2110V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: MAY 24, 2011 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COVANTA HOLDING CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: CVA SECURITY ID: 22282E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barse | Management | For | For |
1.2 | Elect Director Ronald J. Broglio | Management | For | For |
1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.4 | Elect Director Linda J. Fisher | Management | For | For |
1.5 | Elect Director Joseph M. Holsten | Management | For | For |
1.6 | Elect Director Anthony J. Orlando | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Robert S. Silberman | Management | For | For |
1.9 | Elect Director Jean Smith | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CYBERONICS, INC. MEETING DATE: SEP 23, 2010 | ||||
TICKER: CYBX SECURITY ID: 23251P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director Joseph E. Laptewicz, Jr | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
1.7 | Elect Director Jon T. Tremmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DAYLIGHT ENERGY LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DAY SECURITY ID: 239590201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director John C. Malone | Management | For | For |
1.3 | Elect Director David M. Zaslav | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DOLLAR GENERAL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: DG SECURITY ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raj Agrawal | Management | For | Withhold |
1.2 | Elect Director Warren F. Bryant | Management | For | Withhold |
1.3 | Elect Director Michael M. Calbert | Management | For | Withhold |
1.4 | Elect Director Richard W. Dreiling | Management | For | For |
1.5 | Elect Director Adrian Jones | Management | For | Withhold |
1.6 | Elect Director William C. Rhodes, III | Management | For | Withhold |
1.7 | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director Mark A. Mccollum | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
FLOWSERVE CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: FLS SECURITY ID: 34354P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Friedery | Management | For | For |
1.2 | Elect Director Joe E. Harlan | Management | For | For |
1.3 | Elect Director Michael F. Johnston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
HECKMANN CORPORATION MEETING DATE: MAY 16, 2011 | ||||
TICKER: HEK SECURITY ID: 422680108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Barkett | Management | For | For |
1.2 | Elect Director Lou Holtz | Management | For | For |
1.3 | Elect Director Robert B. Simonds, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 02, 2011 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Zeglis | Management | For | For |
1.2 | Elect Director William L. Armstrong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Declassify the Board of Directors | Shareholder | Against | For |
HTC CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INDIABULLS REAL ESTATE LTD. MEETING DATE: AUG 11, 2010 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 28.7 Million Warrants to Promoter Group Entities, Certain Directors, and Key Management Personnel of the Company | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: SEP 30, 2010 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint L.S. Sitara as Director | Management | For | For |
3 | Reappoint A. Katoch as Director | Management | For | For |
4 | Approve Sharma Goel & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Employees Stock Option Scheme (ESOS) 2006 and ESOS 2008 (II) | Management | For | Against |
INDIABULLS REAL ESTATE LTD. MEETING DATE: DEC 28, 2010 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Stock Option Scheme - 2010 (ESOS) | Management | For | Against |
2 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOS | Management | For | Against |
3 | Approve Stock Option Plan Grants of More Than 1 Percent of Issued Share Capital to Eligible Employees Under the ESOS | Management | For | Against |
INDIABULLS REAL ESTATE LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 532832 SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Among Indiabulls Real Estate Ltd., Indiabulls Infrastructure and Power Ltd., Indiabulls Builders Ltd., Indiabulls Power Ltd., and Poena Power Supply Ltd. | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTREPID POTASH, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: IPI SECURITY ID: 46121Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Jornayvaz III | Management | For | For |
1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INVERNESS MEDICAL INNOVATIONS, INC. MEETING DATE: JUL 14, 2010 | ||||
TICKER: ALR SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Khederian | Management | For | For |
1.2 | Elect Director David Scott | Management | For | For |
1.3 | Elect Director Peter Townsend | Management | For | For |
1.4 | Elect Director Eli Y. Adashi | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JARDEN CORPORATION MEETING DATE: JUN 13, 2011 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Grant | Management | For | For |
1.2 | Elect Director Richard J. Heckmann | Management | For | For |
1.3 | Elect Director Irwin D. Simon | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Range for Size of the Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 10, 2011 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George P. Koo | Management | For | For |
1.3 | Elect Director Irwin A. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAXWELL TECHNOLOGIES, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: MXWL SECURITY ID: 577767106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Guyett | Management | For | For |
1.2 | Elect Director David J. Schramm | Management | For | For |
1.3 | Elect Director Yon Yoon Jorden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: APR 26, 2011 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Golsby | Management | For | For |
1.2 | Elect Director Steven M. Altschuler | Management | For | For |
1.3 | Elect Director Howard B. Bernick | Management | For | For |
1.4 | Elect Director Kimberly A. Casiano | Management | For | For |
1.5 | Elect Director Anna C. Catalano | Management | For | For |
1.6 | Elect Director Celeste A. Clark | Management | For | For |
1.7 | Elect Director James M. Cornelius | Management | For | For |
1.8 | Elect Director Peter G. Ratcliffe | Management | For | For |
1.9 | Elect Director Elliott Sigal | Management | For | For |
1.10 | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NETEZZA CORPORATION MEETING DATE: NOV 10, 2010 | ||||
TICKER: NZ SECURITY ID: 64111N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald Jankov | Management | For | For |
1.2 | Elect Director Norman Godinho | Management | For | For |
1.3 | Elect Director Marvin Burkett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NII HOLDINGS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director Rosendo G. Parra | Management | For | For |
1.3 | Elect Director John W. Risner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director M. Truman Hunt | Management | For | For |
1.3 | Elect Director Patricia A. Negron | Management | For | For |
1.4 | Elect Director Sandra N. Tillotson | Management | For | For |
1.5 | Elect Director Daniel W. Campbell | Management | For | For |
1.6 | Elect Director Andrew D. Lipman | Management | For | For |
1.7 | Elect Director Thomas R. Pisano | Management | For | For |
1.8 | Elect Director David D. Ussery | Management | For | For |
1.9 | Elect Director E.J. Garn | Management | For | For |
1.10 | Elect Director Steven J. Lund | Management | For | For |
1.11 | Elect Director Blake M. Roney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | Against |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | Against |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
NUVASIVE, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hunt | Management | For | For |
1.2 | Elect Director Richard W. Treharne | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
NVR, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. E. Andrews | Management | For | For |
2 | Elect Director Robert C. Butler | Management | For | For |
3 | Elect Director Timothy M. Donahue | Management | For | For |
4 | Elect Director Alfred E. Festa | Management | For | For |
5 | Elect Director Manuel H. Johnson | Management | For | For |
6 | Elect Director William A. Moran | Management | For | For |
7 | Elect Director David A. Preiser | Management | For | For |
8 | Elect Director W. Grady Rosier | Management | For | For |
9 | Elect Director Dwight C. Schar | Management | For | For |
10 | Elect Director John M. Toups | Management | For | For |
11 | Elect Director Paul W. Whetsell | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PANERA BREAD COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: PNRA SECURITY ID: 69840W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Shaich | Management | For | For |
1.2 | Elect Director Fred K. Foulkes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
PAYCHEX, INC. MEETING DATE: OCT 13, 2010 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director David J. S. Flaschen | Management | For | For |
3 | Elect Director Grant M. Inman | Management | For | For |
4 | Elect Director Pamela A. Joseph | Management | For | For |
5 | Elect Director Joseph M. Tucci | Management | For | For |
6 | Elect Director Joseph M. Velli | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
PENN WEST ENERGY TRUST MEETING DATE: DEC 14, 2010 | ||||
TICKER: PWT SECURITY ID: 707885109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion from Income Trust to Corporation | Management | For | For |
2 | Approve New Penn West Stock Option Plan | Management | For | For |
PENN WEST PETROLEUM LTD. MEETING DATE: JUN 08, 2011 | ||||
TICKER: PWT SECURITY ID: 707887105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG LLP as Auditors | Management | For | For |
2.1 | Elect Director James E. Allard | Management | For | For |
2.2 | Elect Director William E. Andrew | Management | For | For |
2.3 | Elect Director George H. Brookman | Management | For | For |
2.4 | Elect Director John A. Brussa | Management | For | For |
2.5 | Elect Director Daryl Gilbert | Management | For | For |
2.6 | Elect Director Shirley A. McClellan | Management | For | For |
2.7 | Elect Director Murray R. Nunns | Management | For | For |
2.8 | Elect Director Frank Potter | Management | For | For |
2.9 | Elect Director Jack Schanck | Management | For | For |
2.10 | Elect Director James C. Smith | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 05, 2010 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PORSCHE AUTOMOBIL HOLDING SE MEETING DATE: NOV 30, 2010 | ||||
TICKER: PAH3 SECURITY ID: D6240C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.094 per Ordinary Share and EUR 0.10 per Preferred Share | Management | None | None |
3 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | None | None |
4 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | None | None |
5 | Ratify Ernst & Young GmbH as Auditors for the Abbreviated Fiscal Year Aug. 1, 2010 to Dec. 31, 2010 | Management | None | None |
6 | Approve EUR 2.5 Billion Increase in Share Capital via the Issuance of New Ordinary and Preferred Shares | Management | None | None |
7 | Confirm Resolution of Common Shareholders in Item 6 | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | None | None |
9 | Confirm Resolution of Common Shareholders in Item 8 | Management | For | For |
10 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
11 | Confirm Resolution of Common Shareholders in Item 10 | Management | For | For |
12 | Approve Creation of EUR 87.5 Million Pool of Capital without Preemptive Rights | Management | None | None |
13 | Confirm Resolution of Common Shareholders in Item 12 | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 27, 2011 | ||||
TICKER: BUMI SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on the Duties and Responsibilities of Directors | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Abstain |
2 | Amend Articles of Association | Management | For | Abstain |
QEP RESOURCES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: QEP SECURITY ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
1.2 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. Bernstein | Management | For | For |
1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard R. Devenuti | Management | For | For |
2 | Elect Director Thomas H. Garrett, III | Management | For | For |
3 | Elect Director Wendy L. Yarno | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STERICYCLE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark C. Miller | Management | For | For |
2 | Elect Director Jack W. Schuler | Management | For | For |
3 | Elect Director Thomas D. Brown | Management | For | For |
4 | Elect Director Rod F. Dammeyer | Management | For | For |
5 | Elect Director William K. Hall | Management | For | For |
6 | Elect Director Jonathan T. Lord | Management | For | For |
7 | Elect Director John Patience | Management | For | For |
8 | Elect Director James W.P. Reid-Anderson | Management | For | For |
9 | Elect Director Ronald G. Spaeth | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STIFEL FINANCIAL CORP. MEETING DATE: JUN 27, 2011 | ||||
TICKER: SF SECURITY ID: 860630102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Beda | Management | For | For |
1.2 | Elect Director Frederick O. Hanser | Management | For | For |
1.3 | Elect Director Ronald J. Kruszewski | Management | For | For |
1.4 | Elect Director Thomas P. Mulroy | Management | For | For |
1.5 | Elect Director Thomas W. Weisel | Management | For | For |
1.6 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.7 | Elect Director Alton F. Irby III | Management | For | For |
1.8 | Elect Director Michael W. Brown | Management | For | For |
1.9 | Elect Director Robert E. Grady | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SXC SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Terrence Burke | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony R. Masso | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TESLA MOTORS, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: TSLA SECURITY ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
1.3 | Elect Director Herbert Kohler | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE HANOVER INSURANCE GROUP, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: THG SECURITY ID: 410867105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director john J. Brennan | Management | For | For |
2 | Elect Director David J. Gallitano | Management | For | For |
3 | Elect Director Wendell J. Knox | Management | For | For |
4 | Elect Director Robert J. Murray | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
THE MOSAIC COMPANY MEETING DATE: OCT 07, 2010 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE WARNACO GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRACTOR SUPPLY COMPANY MEETING DATE: APR 28, 2011 | ||||
TICKER: TSCO SECURITY ID: 892356106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Wright | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director William Bass | Management | For | For |
1.4 | Elect Director Peter D. Bewley | Management | For | For |
1.5 | Elect Director Jack C. Bingleman | Management | For | For |
1.6 | Elect Director Richard W. Frost | Management | For | For |
1.7 | Elect Director Cynthia T. Jamison | Management | For | For |
1.8 | Elect Director George MacKenzie | Management | For | For |
1.9 | Elect Director Edna K. Morris | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: OCT 13, 2010 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Establish Range for Size of Board (X to Y Directors) | Management | For | For |
3.1 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
3.2 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
3.3 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
3.4 | Reelect Michael C. Hagan as a Director | Management | For | For |
3.5 | Reelect George Wood as a Director | Management | For | For |
3.6 | Elect Fernando Barros Tocornal as a Director | Management | For | For |
4 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company | Management | For | For |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: JAN 28, 2011 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
URALKALIY MEETING DATE: FEB 04, 2011 | ||||
TICKER: URKA SECURITY ID: 91688E206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Large-Scale Transaction Re: Issuance of Bonds | Management | For | For |
2 | Approve Large-Scale Transaction Re: Monetary and Interest Rate Swaps and Collateral Agreements | Management | For | For |
3 | Approve Large-Scale Transaction Re: Acquisition of Shares in OAO Silvinit | Management | For | For |
4 | Approve Acquisition of OAO Silvinit | Management | For | For |
5 | Approve Large-Scale Transaction Re: Acquisition of OAO Silvinit | Management | For | For |
6 | Determine Quantity, Nominal Value, Category, and Rights of Shares | Management | For | For |
7 | Approve Increase in Share Capital | Management | For | For |
8 | Amend Charter; Approve New Edition of Charter | Management | For | For |
9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
10 | Approve New Edition of Regulations on Remuneration of Directors | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Joel S. Lawson III | Management | For | For |
1.3 | Elect Director Glen T. Senk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VALLAR PLC MEETING DATE: APR 07, 2011 | ||||
TICKER: VAA SECURITY ID: G9314B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Establish Bumi plc as the New Holding company of the Vallar Group | Management | For | For |
2 | Approve the Delisting of the Ordinary Shares in the Capital of the Company from the Official List | Management | For | For |
3 | Approve the Reduction of the Capital of Bumi plc by the Reduction of the Nominal Value of Each Ordinary Share in the Capital of Bumi plc | Management | For | For |
4 | Approve the Bumi Incentive Plan | Management | For | For |
VALLAR PLC MEETING DATE: APR 07, 2011 | ||||
TICKER: VAA SECURITY ID: G9314B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement between Vallar and the Holders of Vallar Shares | Management | For | For |
VALLAR PLC MEETING DATE: JUN 29, 2011 | ||||
TICKER: VAA SECURITY ID: G9314B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Indra Bakrie as a Director | Management | For | For |
3 | Reelect Nathaniel Rothschild as a Director | Management | For | For |
4 | Reelect Ari Hudaya as a Director | Management | For | For |
5 | Reelect Andrew Beckham as a Director | Management | For | For |
6 | Reelect James Campbell as a Director | Management | For | For |
7 | Reelect Rosan Roeslani as a Director | Management | For | For |
8 | Reelect Julian Horn-Smith as a Director | Management | For | For |
9 | Reelect Lord Renwick as a Director | Management | For | For |
10 | Reelect Graham Hearne as a Director | Management | For | For |
11 | Reelect Steven Shapiro as a Director | Management | For | For |
12 | Reelect Amir Sambodo as a Director | Management | For | For |
13 | Reelect Philip Yeo as a Director | Management | For | For |
14 | Reelect Sony Harsono as a Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WHIRLPOOL CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Jeff M. Fettig | Management | For | For |
3 | Elect Director Michael F. Johnston | Management | For | For |
4 | Elect Director William T. Kerr | Management | For | For |
5 | Elect Director John D. Liu | Management | For | For |
6 | Elect Director Miles L. Marsh | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Michael D. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
WYNN RESORTS, LIMITED MEETING DATE: MAY 17, 2011 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
1.2 | Elect Director Robert J. Miller | Management | For | Withhold |
1.3 | Elect Director Kazuo Okada | Management | For | Withhold |
1.4 | Elect Director Allan Zeman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
XILINX, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
VIP MID CAP PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3SBIO INC. MEETING DATE: OCT 29, 2010 | ||||
TICKER: SSRX SECURITY ID: 88575Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1(a) | Reelect Bin Huang as Director | Management | For | For |
1(b) | Reelect Peiguo Cong as Director | Management | For | For |
2 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
3 | Amend Articles of Association Re: Quorum | Management | For | For |
4 | Amend Articles of Association Re: Proper Functioning of the Board and Protecting the Interests of the Company | Management | For | Against |
5 | Amend Articles of Association Re: Efficient Governance Process | Management | For | Against |
51JOB, INC. MEETING DATE: DEC 15, 2010 | ||||
TICKER: JOBS SECURITY ID: 316827104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect David K. Chao as Director | Management | For | For |
2 | Reelect Hiroyuki Honda as Director | Management | For | For |
3 | Elect James Jianzhang Liang as Director | Management | For | For |
4 | Reelect Donald L. Lucas as Director | Management | For | For |
5 | Reelect Rick Yan as Director | Management | For | For |
ABCAM PLC MEETING DATE: NOV 01, 2010 | ||||
TICKER: ABC SECURITY ID: G0060R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
5 | Re-elect Tony Kouzarides as Director | Management | For | Against |
6 | Re-elect Jonathan Milner as Director | Management | For | Against |
7 | Re-elect Jeff Iliffe as Director | Management | For | Against |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Share Sub-Division | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
ADMIRAL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: ADM SECURITY ID: G0110T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Colin Holmes as Director | Management | For | For |
5 | Re-elect Alastair Lyons as Director | Management | For | For |
6 | Re-elect Henry Engelhardt as Director | Management | For | For |
7 | Re-elect David Stevens as Director | Management | For | For |
8 | Re-elect Kevin Chidwick as Director | Management | For | For |
9 | Re-elect Martin Jackson as Director | Management | For | For |
10 | Re-elect Keith James as Director | Management | For | For |
11 | Re-elect Margaret Johnson as Director | Management | For | For |
12 | Re-elect Lucy Kellaway as Director | Management | For | For |
13 | Re-elect John Sussens as Director | Management | For | For |
14 | Re-elect Manfred Aldag as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2011 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
AFRICA CELLULAR TOWERS LTD MEETING DATE: AUG 26, 2010 | ||||
TICKER: ATR SECURITY ID: S0104J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 28 February 2010 | Management | For | For |
2.1 | Re-elect Vuyisa Nkonyeni as Director | Management | For | Against |
2.2 | Re-elect Martin Potgieter as Director | Management | For | Against |
3 | Elect Nick van der Mescht as Director | Management | For | Against |
4 | Approve Non-executive Director Fees for the Year Ending 1 October 2010 | Management | For | For |
5 | Reappoint SAB&T Chartered Accountants Inc as Auditors of the Company and Bashier Adam as the Individual Designated Auditor | Management | For | For |
6 | Amend Share Incentive Scheme | Management | For | Against |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 50 Percent of Issued Share Capital | Management | For | For |
9 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
AFRICAN BANK INVESTMENTS LTD MEETING DATE: JAN 25, 2011 | ||||
TICKER: ABL SECURITY ID: S01035112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Re-elect Mutle Mogase as Director | Management | For | Against |
1.2 | Re-elect Gordon Schachat as Director | Management | For | Against |
1.3 | Re-elect Thamsanqa Sokutu as Director | Management | For | Against |
1.4 | Re-elect Antonio Fourie as Director | Management | For | Against |
2 | Reappoint Deloitte & Touche as Auditors and Mgcinisihlalo Jordan as the Designated Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
3 | Approve Remuneration Policy (Non-binding Advisory Vote) | Management | For | For |
1 | Approve Remuneration Payable to Non-executive Directors | Management | For | For |
4 | Place Unissued Non-redeemable, Non-cumulative, Non-participating Preference Shares under Control of Directors | Management | For | For |
2 | Authorise Repurchase of Shares | Management | For | For |
AGCO CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AGCO SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wolfgang Deml | Management | For | For |
1.2 | Elect Director Luiz F. Furlan | Management | For | For |
1.3 | Elect Director Gerald B. Johanneson | Management | For | For |
1.4 | Elect Director Thomas W. LaSorda | Management | For | For |
1.5 | Elect Director George E. Minnich | Management | For | For |
1.6 | Elect Director Martin H. Richenhagen | Management | For | For |
1.7 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 29, 2011 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leanne M. Baker as Director | Management | For | For |
1.2 | Elect Douglas R. Beaumont as Director | Management | For | For |
1.3 | Elect Sean Boyd as Director | Management | For | For |
1.4 | Elect Martine A. Celej as Director | Management | For | For |
1.5 | Elect Clifford J. Davis as Director | Management | For | For |
1.6 | Elect Robert J. Gemmell as Director | Management | For | For |
1.7 | Elect Bernard Kraft as Director | Management | For | For |
1.8 | Elect Mel Leiderman as Director | Management | For | For |
1.9 | Elect James D.Nasso as Director | Management | For | For |
1.10 | Elect Sean Riley as Director | Management | For | For |
1.11 | Elect J. Merfyn Roberts as Director | Management | For | For |
1.12 | Elect Eberhard Scherkus as Director | Management | For | For |
1.13 | Elect Howard R. Stockford as Director | Management | For | For |
1.14 | Elect Pertti Voutilainen as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
AIXTRON SE MEETING DATE: MAY 19, 2011 | ||||
TICKER: AIXA SECURITY ID: D0198L143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5.1 | Elect Wolfgang Blaettchen to the Supervisory Board | Management | For | For |
5.2 | Elect Petra Denk to the Supervisory Board | Management | For | For |
5.3 | Elect Holger Juergensen to the Supervisory Board | Management | For | For |
5.4 | Elect Karl-Hermann Kuklies to the Supervisory Board | Management | For | For |
5.5 | Elect Ruediger von Rosen to the Supervisory Board | Management | For | For |
5.6 | Elect Kim Schindelhauer to the Supervisory Board | Management | For | For |
6 | Approve Remuneration of First Supervisory Board of Aixtron SE | Management | For | For |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
8 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2011 | Management | For | For |
9 | Approve Creation of EUR 40.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10a | Amend Articles Re: Supervisory Board Terms | Management | For | For |
10b | Amend Articles Re: Deletion of Obsolete Passages | Management | For | For |
AIXTRON SE MEETING DATE: MAY 19, 2011 | ||||
TICKER: AIXA SECURITY ID: 009606104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5.1 | Elect Wolfgang Blaettchen to the Supervisory Board | Management | For | For |
5.2 | Elect Petra Denk to the Supervisory Board | Management | For | For |
5.3 | Elect Holger Juergensen to the Supervisory Board | Management | For | For |
5.4 | Elect Karl-Hermann Kuklies to the Supervisory Board | Management | For | For |
5.5 | Elect Ruediger von Rosen to the Supervisory Board | Management | For | For |
5.6 | Elect Kim Schindelhauer to the Supervisory Board | Management | For | For |
6 | Approve Remuneration of First Supervisory Board of Aixtron SE | Management | For | For |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
8 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2011 | Management | For | For |
9 | Approve Creation of EUR 40.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10a | Amend Articles Re: Supervisory Board Terms | Management | For | For |
10b | Amend Articles Re: Deletion of Obsolete Passages | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: DEC 10, 2010 | ||||
TICKER: 01688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Share Option Scheme | Management | For | For |
2 | Amend Restricted Share Unit Scheme | Management | For | For |
3 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme or the Restricted Share Unit Scheme to 156 Million Shares | Management | For | For |
4 | Approve Replacement of Scheme Mandate to Allot, Issue, and Deal Shares Under the Restricted Share Unit Scheme to 156 Million Shares | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: MAY 14, 2011 | ||||
TICKER: 01688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Reelect Lu Zhaoxi, Jonathan as Director | Management | For | For |
3 | Reelect Wu Wei, Maggie as Director | Management | For | For |
4 | Reelect Shao Xiaofeng as Director | Management | For | For |
5 | Reelect Peng Yi Jie, Sabrina as Director | Management | For | For |
6 | Reelect Kwauk Teh Ming, Walter as Director | Management | For | For |
7 | Reelect Tsuei, Andrew Tian Yuan as Director | Management | For | For |
8 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
13 | Approve Issuance of Shares Pursuant to the Restricted Share Unit Scheme | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: NOV 04, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director John King | Management | For | For |
1.7 | Elect Director Michael J. Kluger | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
1.9 | Elect Director Glen E. Tullman | Management | For | For |
1.10 | Elect Director Stephen Wilson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Chookaszian | Management | For | For |
1.2 | Elect Director Eugene V. Fife | Management | For | For |
1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
1.4 | Elect Director Philip D. Green | Management | For | For |
1.5 | Elect Director Edward A. Kangas | Management | For | For |
1.6 | Elect Director Michael J. Kluger | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
1.8 | Elect Director Glen E. Tullman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC. MEETING DATE: AUG 13, 2010 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Reduce Supermajority Vote Requirement | Management | For | For |
11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
ANCESTRY.COM INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: ACOM SECURITY ID: 032803108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Goldberg | Management | For | For |
1.2 | Elect Director Victor Parker | Management | For | For |
1.3 | Elect Director Michael Schroepfer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ANSWERS CORPORATION MEETING DATE: SEP 15, 2010 | ||||
TICKER: ANSW SECURITY ID: 03662X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Rosenschein | Management | For | For |
1.2 | Elect Director Yehuda Sternlicht | Management | For | For |
1.3 | Elect Director Mark B. Segall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ANSWERS CORPORATION MEETING DATE: APR 14, 2011 | ||||
TICKER: ANSW SECURITY ID: 03662X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ANTA SPORTS PRODUCTS LTD. MEETING DATE: APR 11, 2011 | ||||
TICKER: 02020 SECURITY ID: G04011105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reelect Wang Wenmo as Executive Director | Management | For | For |
4 | Reelect Wu Yonghua as Executive Director | Management | For | For |
5 | Reelect Lu Hong Te as Independent Non-Executive Director | Management | For | For |
6 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
7 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shirakawa, Yuuji | Management | For | For |
1.2 | Elect Director Brian F. Prince | Management | For | For |
1.3 | Elect Director Tokuoka, Kunimi | Management | For | For |
1.4 | Elect Director Baba, Shinsuke | Management | For | For |
1.5 | Elect Director James Danforth Quayle | Management | For | For |
1.6 | Elect Director Frank W. Bruno | Management | For | For |
1.7 | Elect Director Lawrence B. Lindsey | Management | For | Against |
1.8 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
1.10 | Elect Director Takeda, Shunsuke | Management | For | For |
1.11 | Elect Director Cornelis Maas | Management | For | For |
1.12 | Elect Director Louis J. Forster | Management | For | For |
2 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
3 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
APTARGROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ATR SECURITY ID: 038336103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Fotiades | Management | For | For |
1.2 | Elect Director King W. Harris | Management | For | For |
1.3 | Elect Director Peter H. Pfeiffer | Management | For | For |
1.4 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ASIAN PAINTS LTD. MEETING DATE: JUL 16, 2010 | ||||
TICKER: 500820 SECURITY ID: Y03637116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 18.50 Per Share and Confirm Interim Dividend of INR 8.50 Per Share | Management | For | For |
3 | Reappoint M. Shah as Director | Management | For | For |
4 | Reappoint M.Choksi as Director | Management | For | For |
5 | Reappoint T. Vakil as Director | Management | For | For |
6 | Approve Shah & Co. and BSR & Associates as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint S. Ramadorai as Director | Management | For | For |
8 | Approve Appointment and Remuneration of J. Choksi as Executive - Marketing | Management | For | For |
9 | Approve Appointment and Remuneration of V. Vakil as Management Trainee - Marketing | Management | For | For |
ASPEN PHARMACARE HOLDINGS LTD MEETING DATE: NOV 26, 2010 | ||||
TICKER: APN SECURITY ID: S0754A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2010 | Management | For | For |
2a | Re-elect Judy Dlamini as Director | Management | For | Against |
2b | Re-elect John Buchanan as Director | Management | For | Against |
2c | Re-elect Rafique Bagus as Director | Management | For | Against |
2d | Elect Abbas Hussain as Director | Management | For | Against |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Eric MacKeown as the Audit Partner | Management | For | For |
4 | Authorise Board to Fix Remuneration of the Auditors | Management | For | For |
5 | Approve Remuneration of Non-Executive Directors | Management | For | For |
6 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Approve the Restated Deeds of the Aspen Share Incentive Scheme, the Aspen Share Appreciation Plan and the Aspen South African Workers' Share Plan | Management | For | For |
9 | Place Authorised but Unissued Shares under Control of Directors for the Purpose of the Share Schemes | Management | For | For |
10 | Authorise an Executive Director to Ratify and Execute Approved Resolutions | Management | For | Against |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Bush | Management | For | For |
1.2 | Elect Director Brandon H. Hull | Management | For | For |
1.3 | Elect Director William Winkenwerder, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVANIR PHARMACEUTICALS, INC. MEETING DATE: FEB 08, 2011 | ||||
TICKER: AVNR SECURITY ID: 05348P401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Austin | Management | For | For |
1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
B2W COMPANHIA GLOBAL DE VAREJO MEETING DATE: SEP 10, 2010 | ||||
TICKER: BTOW3 SECURITY ID: P19055113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Decrease in Board Size to Seven from Nine Directors | Management | For | For |
2 | Amend Articles to Reflect Change in Board Size | Management | For | For |
3 | Amend Articles to Increase Size of Executive Council | Management | For | For |
4 | Amend Articles to Reflect Composition of Executive Council | Management | For | For |
5 | Consolidate Bylaws | Management | For | For |
BAJAJ AUTO LTD. MEETING DATE: JUL 22, 2010 | ||||
TICKER: 532977 SECURITY ID: Y05490100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 40 Per Share | Management | For | For |
3 | Reappoint J.N. Godrej as Director | Management | For | Against |
4 | Reappoint S.H. Khan as Director | Management | For | For |
5 | Reappoint S. Kirloskar as Director | Management | For | For |
6 | Reappoint N. Chandra as Director | Management | For | For |
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Appointment and Remuneration of Rahul Bajaj as Chairman | Management | For | For |
9 | Approve Appointment and Remuneration of M. Bajaj as Vice Chairman | Management | For | For |
10 | Approve Appointment and Remuneration of Rajiv Bajaj as Managing Director | Management | For | For |
BAJAJ AUTO LTD. MEETING DATE: AUG 28, 2010 | ||||
TICKER: 532977 SECURITY ID: Y05490100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital from INR 1.5 Billion to INR 3 Billion by the Creation of 150 Million New Equity Shares of INR 10.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Authorize Capitalization of Reserves for Bonus Issue of Equity Shares in the Proportion of One Bonus Equity Share for Every One Existing Equity Share Held | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Increase in Limit of Inter-Corporate Loans, Guarantees, Securities, and Investments to Corporate Bodies to up to INR 100 Billion | Management | For | For |
BALL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director George M. Smart | Management | For | For |
1.3 | Elect Director Theodore M. Solso | Management | For | For |
1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
BANK OF BARODA LTD. MEETING DATE: JUL 05, 2010 | ||||
TICKER: 532134 SECURITY ID: Y06451119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 15 Per Share | Management | For | For |
BANK OF BARODA LTD. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 532134 SECURITY ID: Y06451119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 36.4 Million Equity Shares to the Government of India, Promoter of the Company | Management | For | For |
BARRICK GOLD CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. L. Beck as Director | Management | For | For |
1.2 | Elect C. W. D. Birchall as Director | Management | For | For |
1.3 | Elect D. J. Carty as Director | Management | For | For |
1.4 | Elect G. Cisneros as Director | Management | For | For |
1.5 | Elect P.A. Crossgrove as Director | Management | For | For |
1.6 | Elect R. M. Franklin as Director | Management | For | For |
1.7 | Elect J. B. Harvey as Director | Management | For | For |
1.8 | Elect D. Moyo as Director | Management | For | For |
1.9 | Elect B. Mulroney as Director | Management | For | For |
1.10 | Elect A. Munk as Director | Management | For | For |
1.11 | Elect P. Munk as Director | Management | For | For |
1.12 | Elect A. W. Regent as Director | Management | For | For |
1.13 | Elect N.P. Rothschild as Director | Management | For | For |
1.14 | Elect S. J. Shapiro as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLUE LABEL TELECOMS LTD MEETING DATE: OCT 12, 2010 | ||||
TICKER: SECURITY ID: S12461109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 May 2010 | Management | For | For |
2.1 | Re-elect Joe Mthimunye as Director | Management | For | Against |
2.2 | Re-elect Larry Nestadt as Director | Management | For | For |
3 | Elect Kevin Ellerine as Director | Management | For | Against |
4 | Reappoint PricewaterhouseCoopers Inc as Auditors and Eben Gerryts as the Individual Registered Auditor and Authorise Their Remuneration | Management | For | For |
5 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
6 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
7 | Authorise Board to Issue Shares for Cash up to a Maximum of Three Percent of Issued Share Capital | Management | For | For |
8 | Approve Non-executive Directors Fees | Management | For | For |
9 | Approve Consulting Services Fees for Non-executive Directors | Management | For | For |
10 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | Against |
BLUE NILE, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: NILE SECURITY ID: 09578R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Carlborg | Management | For | For |
1.2 | Elect Director Mark Vadon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BLUE STAR LIMITED MEETING DATE: JUL 26, 2010 | ||||
TICKER: 500067 SECURITY ID: Y09172159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 8.00 Per Share | Management | For | For |
3 | Reappoint S.N. Talwar as Director | Management | For | For |
4 | Reappoint G. Singh as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint V.S. Advani as Director | Management | For | Against |
7 | Approve Appointment and Remuneration of V.S. Advani as Executive Director | Management | For | Against |
BLUEBAY ASSET MANAGEMENT PLC MEETING DATE: NOV 23, 2010 | ||||
TICKER: SECURITY ID: G13287100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Hans-Jorg Rudloff as Director | Management | For | Against |
5 | Re-elect Terence Eccles as Director | Management | For | Against |
6 | Re-elect Tom Cross Brown as Director | Management | For | Against |
7 | Re-elect Alan Gibbins as Director | Management | For | Against |
8 | Re-elect Hugh Willis as Director | Management | For | Against |
9 | Re-elect Mark Poole as Director | Management | For | Against |
10 | Re-elect Nick Williams as Director | Management | For | Against |
11 | Re-elect Alex Khein as Director | Management | For | Against |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
BLUEBAY ASSET MANAGEMENT PLC MEETING DATE: NOV 29, 2010 | ||||
TICKER: SECURITY ID: G13287100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of BlueBay Asset Management plc by Royal Bank of Canada | Management | For | For |
2 | Authorise Directors to Ensure that the Scheme becomes Effective, to Not Support Any Alternative Proposal and to Proceed to the Court Hearing for the Scheme | Management | For | For |
BLUEBAY ASSET MANAGEMENT PLC MEETING DATE: NOV 29, 2010 | ||||
TICKER: SECURITY ID: G13287100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: APR 29, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: APR 29, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.99 Percent of Classic Corretora de Seguros Ltda | Management | For | For |
2 | Approve Merger Agreement between the Company and Classic Master BI Participacoes Ltda | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: MAY 20, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.98 Percent of Shares of Sebrasul Assessoria e Corretagem de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of D2X Participacoes Ltda. and Issuance of 1,320 New Shares in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: MAY 26, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Merger Agreement between the Company and Classic Master BI Participacoes Ltda Re: Amount of Shares Subject to Lock-up Provisions | Management | For | For |
2 | Re-ratify Remuneration to Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: JUN 06, 2011 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 40.8 Percent of Previsao Empreendimentos e Corretagens de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition Agreement between the Company and Previsao Representacoes Comerciais Ltda., and Issuance of 3,248 New Shares | Management | For | For |
BREADTALK GROUP LTD MEETING DATE: APR 26, 2011 | ||||
TICKER: 5DA SECURITY ID: Y0969F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare First and Final Dividend of SGD 0.01 Per Share | Management | For | For |
3 | Reelect Katherine Lee Lih Leng as Director | Management | For | For |
4 | Reelect Chan Soo Sen as Director | Management | For | For |
5 | Reelect Tan Khee Giap as Director | Management | For | For |
6 | Approve Directors' Fees of SGD 124,000 for the Year Ended Dec. 31, 2010 (2009: SGD 112,000) | Management | For | For |
7 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
9 | Approve Issuance of Shares and Grant of Options Under the BreadTalk Group Limited Employees' Share Option Scheme | Management | For | For |
10 | Approve Issuance of Shares and Grant of Awards Pursuant to the BreadTalk Group Limited Restricted Share Grant Plan | Management | For | For |
11 | Approve Grant of Awards of Up to 69,000 Shares to George Quek Meng Tong Pursuant to the BreadTalk Group Limited Restricted Share Grant Plan | Management | For | For |
12 | Approve Grant of Awards of Up to 69,000 Shares to Katherine Lee Lih Leng Pursuant to the BreadTalk Group Limited Restricted Share Grant Plan | Management | For | For |
13 | Approve Grant of Awards of Up to 35,000 Shares to Frankie Quek Swee Heng Pursuant to the BreadTalk Group Limited Restricted Share Grant Plan | Management | For | For |
14 | Authorize Share Repurchase Program | Management | For | For |
BRITANNIA INDUSTRIES LTD. MEETING DATE: AUG 09, 2010 | ||||
TICKER: 500825 SECURITY ID: Y0969R110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 25.00 Per Share | Management | For | For |
3 | Reappoint A. Deb as Director | Management | For | Against |
4 | Reappoint N.N. Kampani as Director | Management | For | Against |
5 | Reappoint S.S. Kelkar as Director | Management | For | For |
6 | Appoint BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint N. Munjee as Director | Management | For | For |
8 | Appoint N.N. Wadia as Director | Management | For | For |
9 | Appoint V.L. Kelkar as Director | Management | For | For |
10 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
11 | Approve Five-for-One Stock Split | Management | For | For |
12 | Amend Clause 5 of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
13 | Amend Article 5 of the Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
14 | Amend Employees Stock Option Scheme Re: Adjustments in Number of Options Granted and Exercise Price Resulting from Proposed Stock Split | Management | For | For |
BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: DEC 03, 2010 | ||||
TICKER: 00285 SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Agreement and the Revised Annual Caps | Management | For | For |
BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: JUN 10, 2011 | ||||
TICKER: 00285 SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Sun Yi-zao as Director and Authorize Board to Fix Director's Remuneration | Management | For | Against |
3 | Reelect Chan Yuk-tong as Director and Authorize Board to Fix Director's Remuneration | Management | For | Against |
4 | Reelect Antony Francis Mampilly as Director and Authorize Board to Fix Director's Remuneration | Management | For | Against |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CADILA HEALTHCARE LIMITED MEETING DATE: JUL 27, 2010 | ||||
TICKER: 532321 SECURITY ID: Y10448101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.00 Per Share | Management | For | For |
3 | Reappoint A.S. Diwanji as Director | Management | For | For |
4 | Reappoint M.M. Patel as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Increase Sitting Fees of Non-Executive Directors | Management | For | For |
7 | Approve Revision in Remuneration of S.P. Patel, Deputy Managing Director | Management | For | For |
CADIZ INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CDZI SECURITY ID: 127537207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Brackpool | Management | For | For |
1.2 | Elect Director Murray H. Hutchison | Management | For | For |
1.3 | Elect Director Timothy J. Shaheen | Management | For | For |
1.4 | Elect Director Winston Hickox | Management | For | For |
1.5 | Elect Director Geoffrey Grant | Management | For | Withhold |
1.6 | Elect Director Raymond J. Pacini | Management | For | For |
1.7 | Elect Director Stephen E. Courter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAFE DE CORAL HOLDINGS LTD. MEETING DATE: SEP 20, 2010 | ||||
TICKER: 00341 SECURITY ID: G1744V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Lo Hoi Kwong, Sunny as Director | Management | For | Against |
3b | Reelect Lo Tang Seong, Victor as Director | Management | For | Against |
3c | Reelect Hui Tung Wah, Samuel as Director | Management | For | Against |
3d | Reelect Li Kwok Sing, Aubrey as Director | Management | For | Against |
3e | Reelect Lo Ming Shing, Ian as Director | Management | For | Against |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAMPBELL SOUP COMPANY MEETING DATE: NOV 18, 2010 | ||||
TICKER: CPB SECURITY ID: 134429109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Paul R. Charron | Management | For | For |
1.3 | Elect Director Douglas R. Conant | Management | For | For |
1.4 | Elect Director Bennett Dorrance | Management | For | For |
1.5 | Elect Director Harvey Golub | Management | For | For |
1.6 | Elect Director Lawrence C. Karlson | Management | For | For |
1.7 | Elect Director Randall W. Larrimore | Management | For | For |
1.8 | Elect Director Mary Alice D. Malone | Management | For | For |
1.9 | Elect Director Sara Mathew | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director William D. Perez | Management | For | For |
1.12 | Elect Director Charles R. Perrin | Management | For | For |
1.13 | Elect Director A. Barry Rand | Management | For | For |
1.14 | Elect Director Nick Shreiber | Management | For | For |
1.15 | Elect Director Archbold D. Van Beuren | Management | For | For |
1.16 | Elect Director Les C. Vinney | Management | For | For |
1.17 | Elect Director Charlotte C. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CAREFUSION CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Schlotterbeck | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Edward D. Miller | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CENTERRA GOLD INC. MEETING DATE: JUN 23, 2011 | ||||
TICKER: CG SECURITY ID: 152006102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Niyazbek B. Aldashev | Management | For | For |
1.2 | Elect Director Ian G. Austin | Management | For | For |
1.3 | Elect Director Raphael Girard | Management | For | For |
1.4 | Elect Director Karybek Ibraev | Management | For | For |
1.5 | Elect Director Patrick M. James | Management | For | For |
1.6 | Elect Director Stephen A. Lang | Management | For | For |
1.7 | Elect Director John W. Lill | Management | For | For |
1.8 | Elect Director Amangeldy Muraliev | Management | For | For |
1.9 | Elect Director Sheryl K. Pressler | Management | For | For |
1.10 | Elect Director Terry V. Rogers | Management | For | For |
1.11 | Elect Director Bruce V. Walter | Management | For | For |
1.12 | Elect Director Anthony J. Webb | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Restricted Share Unit Plan | Management | For | Against |
CEPHALON, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kevin Buchi | Management | For | For |
2 | Elect Director William P. Egan | Management | For | For |
3 | Elect Director Martyn D. Greenacre | Management | For | For |
4 | Elect Director Charles J. Homcy | Management | For | For |
5 | Elect Director Vaughn M. Kailian | Management | For | For |
6 | Elect Director Kevin E. Moley | Management | For | For |
7 | Elect Director Charles A. Sanders | Management | For | For |
8 | Elect Director Gail R. Wilensky | Management | For | For |
9 | Elect Director Dennis L. Winger | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CERNER CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Denis A. Cortese | Management | For | For |
2 | Elect Director John C. Danforth | Management | For | For |
3 | Elect Director Neal L. Patterson | Management | For | For |
4 | Elect Director William D. Zollars | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | For |
11 | Eliminate Class of Preferred Stock | Management | For | For |
CHINA AUTOMOTIVE SYSTEMS, INC. MEETING DATE: JUL 08, 2010 | ||||
TICKER: CAAS SECURITY ID: 16936R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hanlin Chen | Management | For | For |
1.2 | Elect Director Qizhou Wu | Management | For | For |
1.3 | Elect Director Guangxun Xu | Management | For | For |
1.4 | Elect Director Bruce Carlton Richardson | Management | For | For |
1.5 | Elect Director Robert Tung | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA NATURAL GAS, INC. MEETING DATE: DEC 08, 2010 | ||||
TICKER: CHNG SECURITY ID: 168910206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Qinan Ji | Management | For | For |
2 | Elect Director Zhiqiang Wang | Management | For | For |
3 | Elect Director Yang Xiang Dong | Management | For | For |
4 | Elect Director Carl Yeung | Management | For | For |
5 | Elect Director Lawrence W. Leighton | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Adjourn Meeting | Management | For | Against |
8 | Other Business | Management | For | Against |
CHINA NATURAL GAS, INC. MEETING DATE: JUN 16, 2011 | ||||
TICKER: CHNG SECURITY ID: 168910206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Qinan Ji | Management | For | For |
2 | Elect Director Zhiqiang Wang | Management | For | For |
3 | Elect Director Yang Xiang Dong | Management | For | For |
4 | Elect Director Frank Waung | Management | For | For |
5 | Elect Director Lawrence W. Leighton | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Adjourn Meeting | Management | For | For |
CHINA PHARMA HOLDINGS, INC. MEETING DATE: DEC 22, 2010 | ||||
TICKER: CPHI SECURITY ID: 16941T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
CHOW SANG SANG HOLDINGS INTERNATIONAL LTD. MEETING DATE: DEC 07, 2010 | ||||
TICKER: 00116 SECURITY ID: G2113M120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Share Option Scheme | Management | For | For |
CINTAS CORPORATION MEETING DATE: OCT 26, 2010 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Richard T. Farmer | Management | For | For |
3 | Elect Director Scott D. Farmer | Management | For | For |
4 | Elect Director James J. Johnson | Management | For | For |
5 | Elect Director Robert J. Kohlhepp | Management | For | For |
6 | Elect Director David C. Phillips | Management | For | For |
7 | Elect Director Joseph Scaminace | Management | For | For |
8 | Elect Director Ronald W. Tysoe | Management | For | For |
9 | Ratify Auditors | Management | For | For |
CIPLA LIMITED MEETING DATE: AUG 25, 2010 | ||||
TICKER: 500087 SECURITY ID: Y1633P142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint H.R. Manchanda as Director | Management | For | For |
4 | Reappoint R. Shroff as Director | Management | For | For |
5 | Approve R.G.N. Price & Co. and V. Sankar Aiyar & Co. as Joint Statutory Auditors and Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Appointment and Remuneration of K. Hamied, Relative of a Director, as a Member of the Management Team | Management | For | For |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CLEAN ENERGY FUELS CORP. MEETING DATE: MAY 25, 2011 | ||||
TICKER: CLNE SECURITY ID: 184499101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew J. Littlefair | Management | For | For |
1.2 | Elect Director Warren I. Mitchell | Management | For | For |
1.3 | Elect Director John S. Herrington | Management | For | For |
1.4 | Elect Director James C. Miller, III | Management | For | For |
1.5 | Elect Director Boone Pickens | Management | For | For |
1.6 | Elect Director Kenneth M. Socha | Management | For | For |
1.7 | Elect Director Vincent C. Taormina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Warrant Issued to Boone Pickens | Management | For | For |
CLICKS GROUP LTD MEETING DATE: JAN 18, 2011 | ||||
TICKER: CLS SECURITY ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2010 | Management | For | For |
2 | Reappoint KPMG Inc as Auditors of the Company and David Friedland as the Individual Registered Auditor | Management | For | For |
3 | Re-elect Michael Harvey as Director | Management | For | For |
4 | Re-elect David Kneale as Director | Management | For | For |
5 | Re-elect Martin Rosen as Director | Management | For | For |
6 | Elect Nkaki Matlala as Director | Management | For | For |
7 | Approve Non-Executive Directors Fees for the Year 1 September 2010 to 31 August 2011 | Management | For | For |
8 | Approve Distributions to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
9 | Authorise Board to Issue Shares for Cash up to 15,000,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd (Companies Act) | Management | For | For |
10 | Authorise Board to Issue Shares for Cash up to 15,000,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd (JSE Listings Requirements) | Management | For | For |
11 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
CLICKS GROUP LTD MEETING DATE: JAN 18, 2011 | ||||
TICKER: CLS SECURITY ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Share Capital to ZAR 6,500,000 | Management | For | For |
2 | Approve Specific Repurchase of A Shares in Terms of the Trust Deed | Management | For | For |
3 | Approve Financial Assistance to the Clicks Group Employee Share Ownership Trust and Qualifying Beneficiaries | Management | For | For |
1 | Approve Clicks Group Employee Share Ownership Trust Deed; Authorise Issue of A Shares to the Clicks Group Employee Share Ownership Trust | Management | For | For |
2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
CLICKS GROUP LTD MEETING DATE: JUN 01, 2011 | ||||
TICKER: CLS SECURITY ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Forfeiture of Unclaimed Dividends | Management | For | For |
2 | Amend Articles of Association Re: Forfeiture of Shareholder's Dividend or Distribution Payable by Cheque of ZAR50 or Less | Management | For | For |
3 | Authorise Board to Issue Shares for Cash up to 10,500,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd | Management | For | For |
1 | Approve Interim Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
CLINICAL DATA, INC. MEETING DATE: SEP 16, 2010 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
1.3 | Elect Director Larry D. Horner | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO MEETING DATE: APR 28, 2011 | ||||
TICKER: ING SECURITY ID: F51723116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses and Dividends of EUR 0.35 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Ratify Appointment of Celeste Thomasson as Director | Management | For | Against |
7 | Ratify Appointment of Alex Fain as Director | Management | For | For |
8 | Ratify Appointment of Jean-Pierre Cojan as Director | Management | For | For |
9 | Reelect Jean-Jacques Poutrel as Director | Management | For | Against |
10 | Reelect Consellior as Director | Management | For | Against |
11 | Acknowledge Decision Not to Renew Mandate of Jacques Stern as Director | Management | For | For |
12 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
15 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | Against |
16 | Approve Employee Stock Purchase Plan | Management | For | Against |
17 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
18 | Amend Articles 11, 12, 19 and 22 of Bylaws Re: Shares, Shareholding Requirements for Directors, General Meetings Convening and Attendance, Treatment of Losses | Management | For | For |
19 | Amend Article 8 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
20 | Amend Article 9 of Bylaws Re: Subscription Period | Management | For | For |
21 | Amend Article 10 of Bylaws Re: Shares | Management | For | For |
22 | Amend Article 19 of Bylaws Re: Ordinary Meeting | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMPUTER MODELLING GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: CMG SECURITY ID: 205249105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Kenneth M. Dedeluk as Director | Management | For | For |
2.2 | Elect Patrick R. Jamieson as Director | Management | For | For |
2.3 | Elect Peter H. Kinash as Director | Management | For | For |
2.4 | Elect Kenneth F. McCready as Director | Management | For | For |
2.5 | Elect Frank L. Meyer as Director | Management | For | For |
2.6 | Elect Robert F.M. Smith as Director | Management | For | For |
2.7 | Elect John B. Zaozirny as Director | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COMPUTER PROGRAMS AND SYSTEMS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: CPSI SECURITY ID: 205306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest F. Ladd, III | Management | For | For |
1.2 | Elect Director David A. Dye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COMPUTER TASK GROUP, INCORPORATED MEETING DATE: MAY 11, 2011 | ||||
TICKER: CTGX SECURITY ID: 205477102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Boldt | Management | For | For |
1.2 | Elect Director Thomas E. Baker | Management | For | For |
1.3 | Elect Director William D. McGuire | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COMSCORE, INC. MEETING DATE: JUL 20, 2010 | ||||
TICKER: SCOR SECURITY ID: 20564W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gian M. Fulgoni | Management | For | For |
1.2 | Elect Director Jeffrey Ganek | Management | For | For |
1.3 | Elect Director Bruce Golden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCERN KALINA OJSC MEETING DATE: MAY 17, 2011 | ||||
TICKER: KLNA SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on Company's Operations in 2010 and Company Strategy in 2011; Approve Annual Report, Financial Statements, and Allocation of Income; Approve Audit Commission Report and Auditor's Report | Management | For | For |
2 | Approve Interim Dividends of RUB 38.83 for Second Half of Fiscal 2010 | Management | For | For |
3.1 | Elect Aleksey Averkiev as Director | Management | None | For |
3.2 | Elect Nikolay Geller as Director | Management | None | For |
3.3 | Elect Timur Goryayev as Director | Management | None | For |
3.4 | Elect Johan Vreeman as Director | Management | None | For |
3.5 | Elect Jochen Wermuth as Director | Management | None | For |
3.6 | Elect Oleg Lunin as Director | Management | None | For |
3.7 | Elect Aleksandr Petrov as Director | Management | None | For |
3.8 | Elect Pierre Letzelter as Director | Management | None | For |
3.9 | Elect Thibault Ponroy as Director | Management | None | For |
3.10 | Elect Franklin Berrebi as Director | Management | None | For |
3.11 | Elect Denis Cherkasov as Director | Management | None | For |
3.12 | Elect Valery Chuvatin as Director | Management | None | For |
3.13 | Elect Marina Shestakova as Director | Management | None | For |
4.1 | Elect Yelena Petrichenko as Member of Audit Commission | Management | For | For |
4.2 | Elect Marina Buynova as Member of Audit Commission | Management | For | For |
4.3 | Elect Ilya Soloviy as Member of Audit Commission | Management | For | For |
5 | Ratify Listik and Partners LLC as Auditor | Management | For | For |
CONCERN KALINA OJSC MEETING DATE: MAY 17, 2011 | ||||
TICKER: KLNA SECURITY ID: 678128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on Company's Operations in 2010 and Company Strategy in 2011; Approve Annual Report, Financial Statements, and Allocation of Income; Approve Audit Commission Report and Auditor's Report | Management | For | Did Not Vote |
2 | Approve Interim Dividends of RUB 38.83 for Second Half of Fiscal 2010 | Management | For | Did Not Vote |
3.1 | Elect Aleksey Averkiev as Director | Management | None | Did Not Vote |
3.2 | Elect Nikolay Geller as Director | Management | None | Did Not Vote |
3.3 | Elect Timur Goryayev as Director | Management | None | Did Not Vote |
3.4 | Elect Johan Vreeman as Director | Management | None | Did Not Vote |
3.5 | Elect Jochen Wermuth as Director | Management | None | Did Not Vote |
3.6 | Elect Oleg Lunin as Director | Management | None | Did Not Vote |
3.7 | Elect Aleksandr Petrov as Director | Management | None | Did Not Vote |
3.8 | Elect Pierre Letzelter as Director | Management | None | Did Not Vote |
3.9 | Elect Thibault Ponroy as Director | Management | None | Did Not Vote |
3.10 | Elect Franklin Berrebi as Director | Management | None | Did Not Vote |
3.11 | Elect Denis Cherkasov as Director | Management | None | Did Not Vote |
3.12 | Elect Valery Chuvatin as Director | Management | None | Did Not Vote |
3.13 | Elect Marina Shestakova as Director | Management | None | Did Not Vote |
4.1 | Elect Yelena Petrichenko as Member of Audit Commission | Management | For | Did Not Vote |
4.2 | Elect Marina Buynova as Member of Audit Commission | Management | For | Did Not Vote |
4.3 | Elect Ilya Soloviy as Member of Audit Commission | Management | For | Did Not Vote |
5 | Ratify Listik and Partners LLC as Auditor | Management | For | Did Not Vote |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 15, 2011 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. McCabe | Management | For | For |
1.2 | Elect Director Edward P. Gilligan | Management | For | For |
1.3 | Elect Director Rajeev Singh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COPA HOLDINGS S.A. MEETING DATE: MAY 04, 2011 | ||||
TICKER: CPAN SECURITY ID: P31076105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
COPART, INC. MEETING DATE: DEC 02, 2010 | ||||
TICKER: CPRT SECURITY ID: 217204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willis J. Johnson | Management | For | For |
1.2 | Elect Director A. Jayson Adair | Management | For | For |
1.3 | Elect Director Matt Blunt | Management | For | For |
1.4 | Elect Director Steven D. Cohan | Management | For | For |
1.5 | Elect Director Daniel J. Englander | Management | For | For |
1.6 | Elect Director James E. Meeks | Management | For | For |
1.7 | Elect Director Thomas W. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CREE, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
1.3 | Elect Director Clyde R. Hosein | Management | For | For |
1.4 | Elect Director Robert A. Ingram | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CRISIL LTD. MEETING DATE: APR 15, 2011 | ||||
TICKER: 500092 SECURITY ID: Y1791U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividends of INR 75 Per Share and Approve Final Dividend of INR 25 Per Share | Management | For | For |
3 | Reappoint B.V. Bhargava as Director | Management | For | For |
4 | Reappoint N. Mor as Director | Management | For | Against |
5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CRISIL LTD. (FRMRLY. CREDIT RATING INF. SERVICE OF INDIA) MEETING DATE: OCT 14, 2010 | ||||
TICKER: 500092 SECURITY ID: Y1791U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Share Buy-Back | Management | For | For |
2 | Authorize Repurchase of Up to 25 Percent of Issued Share Capital | Management | For | For |
CRISIL LTD. (FRMRLY. CREDIT RATING INF. SERVICE OF INDIA) MEETING DATE: JAN 31, 2011 | ||||
TICKER: 500092 SECURITY ID: Y1791U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Stock Option Scheme (ESOS) | Management | For | For |
2 | Approve Stock Option Plan Grants to Employees and Executive Directors of Subsidiary Companies Under the ESOS | Management | For | For |
CYBERSOURCE CORPORATION MEETING DATE: JUL 20, 2010 | ||||
TICKER: CYBS SECURITY ID: 23251J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DAIKOKUTENBUSSAN CO. LTD. MEETING DATE: AUG 25, 2010 | ||||
TICKER: 2791 SECURITY ID: J1012U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 16 | Management | For | For |
2.1 | Elect Director Shouji Ohga | Management | For | For |
2.2 | Elect Director Keiichi Sasaki | Management | For | For |
2.3 | Elect Director Mikio Watanabe | Management | For | For |
2.4 | Elect Director Tomohiro Kawada | Management | For | For |
2.5 | Elect Director Kazuhiro Kikuchi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Kazunari Kuwahara | Management | For | For |
DAPHNE INTERNATIONAL HOLDINGS LTD. MEETING DATE: MAY 12, 2011 | ||||
TICKER: 00210 SECURITY ID: G2830J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Auditors' and Directors' Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Chang Chih-Kai as Director | Management | For | Against |
3b | Reelect Chen Hsien Min as Director | Management | For | Against |
3c | Reelect Hsiao Hsi-Ming as Director | Management | For | Against |
3d | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DEMANDTEC, INC MEETING DATE: AUG 04, 2010 | ||||
TICKER: DMAN SECURITY ID: 24802R506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E.f. Codd | Management | For | For |
1.2 | Elect Director Daniel R. Fishback | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEN NETWORKS LTD MEETING DATE: SEP 10, 2010 | ||||
TICKER: 533137 SECURITY ID: Y2032S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint A. Chand as Director | Management | For | For |
3 | Reappoint A. Sharma as Director | Management | For | For |
4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve DEN Employees Stock Option Plan Scheme, 2010 (DEN ESOP Scheme 2010) | Management | For | Against |
6 | Approve Stock Option Plan Grants to Employees and Directors of Subsidiary Companies Under the DEN ESOP Scheme 2010 | Management | For | Against |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 7.5 Billion | Management | For | For |
DEN NETWORKS LTD MEETING DATE: OCT 18, 2010 | ||||
TICKER: 533137 SECURITY ID: Y2032S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital to INR 2 Billion Divided into 200 Million Equity Shares of INR 10 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Appoint S. Manchanda as Chairman and Managing Director | Management | For | For |
DEN NETWORKS LTD MEETING DATE: DEC 24, 2010 | ||||
TICKER: 533137 SECURITY ID: Y2032S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Loans, Investments, and Guarantee to/from Any Corporate Body up to INR 10 Billion | Management | For | For |
2 | Approve Payment of Remuneration of S. Manchanda, Chairman and Managing Director | Management | For | For |
DENA CO LTD MEETING DATE: JUN 25, 2011 | ||||
TICKER: 2432 SECURITY ID: J1257N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | Management | For | For |
2 | Amend Articles To Limit Rights of Odd-Lot Holders | Management | For | For |
3.1 | Elect Director Namba, Tomoko | Management | For | For |
3.2 | Elect Director Haruta, Makoto | Management | For | For |
3.3 | Elect Director Moriyasu, Isao | Management | For | For |
3.4 | Elect Director Kawasaki, Shuuhei | Management | For | For |
3.5 | Elect Director Neil Young | Management | For | For |
3.6 | Elect Director Kobayashi, Kenji | Management | For | For |
4.1 | Appoint Statutory Auditor Watanabe, Taketsune | Management | For | For |
4.2 | Appoint Statutory Auditor Iida, Masaru | Management | For | Against |
4.3 | Appoint Statutory Auditor Fujikawa, Hisaaki | Management | For | For |
DEUTSCHE POST AG MEETING DATE: MAY 25, 2011 | ||||
TICKER: DPW SECURITY ID: D19225107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exemption of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
7a | Elect Werner Gatzer to the Supervisory Board | Management | For | For |
7b | Elect Thomas Kunz to the Supervisory Board | Management | For | For |
7c | Elect Elmar Toime to the Supervisory Board | Management | For | For |
7d | Elect Katja Windt to the Supervisory Board | Management | For | For |
7e | Elect Hero Brahms to the Supervisory Board | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: SEP 29, 2010 | ||||
TICKER: 00861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Lin Yang as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
DONGFANG ELECTRIC CORP. LTD. MEETING DATE: SEP 08, 2010 | ||||
TICKER: 01072 SECURITY ID: Y20958107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EBIX, INC. MEETING DATE: NOV 17, 2010 | ||||
TICKER: EBIX SECURITY ID: 278715206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans U. Benz | Management | For | For |
1.2 | Elect Director Pavan Bhalla | Management | For | For |
1.3 | Elect Director Neil D. Eckert | Management | For | For |
1.4 | Elect Director Rolf Herter | Management | For | For |
1.5 | Elect Director Hans Ueli Keller | Management | For | For |
1.6 | Elect Director Robin Raina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
ECLIPSYS CORPORATION MEETING DATE: AUG 13, 2010 | ||||
TICKER: ECLP SECURITY ID: 278856109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ECOLAB INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Barbara J. Beck | Management | For | For |
3 | Elect Director Jerry W. Levin | Management | For | For |
4 | Elect Director Robert L. Lumpkins | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
10 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: EAU SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Ross Cory | Management | For | For |
1.2 | Elect Director Robert R. Gilmore | Management | For | For |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
1.4 | Elect Director Wayne D. Lenton | Management | For | For |
1.5 | Elect Director Michael Price | Management | For | For |
1.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
1.7 | Elect Director Donald M. Shumka | Management | For | For |
1.8 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Incentive Stock Option Plan | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: AUG 05, 2010 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jeffrey T. Huber | Management | For | For |
3 | Elect Director Gary M. Kusin | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | For |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Linda J. Srere | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
ENERGY RECOVERY, INC . MEETING DATE: JUN 10, 2011 | ||||
TICKER: ERII SECURITY ID: 29270J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Yu Lang Mao | Management | For | For |
1.2 | Elect Director Thomas S. Rooney, Jr. | Management | For | For |
1.3 | Elect Director Dominique Trempont | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
ENTERTAINMENT NETWORK INDIA LTD MEETING DATE: SEP 07, 2010 | ||||
TICKER: 532700 SECURITY ID: Y22993102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint R. Kulkarni as Director | Management | For | For |
3 | Reappoint D.M. Satwalekar as Director | Management | For | For |
4 | Approve Price Waterhouse & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Appoint A.P. Parigi as Director | Management | For | Against |
6 | Appoint P. Panday as Director | Management | For | Against |
7 | Approve Appointment and Remuneration of P. Panday as Executive Director and CEO | Management | For | Against |
EQUIFAX INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Copeland, Jr. | Management | For | For |
2 | Elect Director Robert D. Daleo | Management | For | For |
3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
4 | Elect Director L. Phillip Humann | Management | For | For |
5 | Elect Director Siri S. Marshall | Management | For | For |
6 | Elect Director Mark B. Templeton | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EVA PRECISION INDUSTRIAL HOLDINGS LTD. MEETING DATE: MAY 20, 2011 | ||||
TICKER: 00838 SECURITY ID: G32148101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Zhang Hwo Jie as Executive Director | Management | For | Against |
2b | Reelect Nomo Kenshiro as Executive Director | Management | For | Against |
2c | Reelect Choy Tak Ho as Independent Non-Executive Director | Management | For | For |
3 | Declare Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Approve Increase in Authorized Share Capital | Management | For | Against |
7 | Approve Bonus Issue | Management | For | For |
FANUC LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 6954 SECURITY ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | Management | For | For |
2 | Amend Articles To Change Company Name - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
3.2 | Elect Director Kojima, Hideo | Management | For | For |
3.3 | Elect Director Yamaguchi, Kenji | Management | For | For |
3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
3.5 | Elect Director Ito, Takayuki | Management | For | For |
3.6 | Elect Director Kurakake, Mitsuo | Management | For | For |
3.7 | Elect Director Kishi, Hajimu | Management | For | For |
3.8 | Elect Director Uchida, Hiroyuki | Management | For | For |
3.9 | Elect Director Matsubara, Shunsuke | Management | For | For |
3.10 | Elect Director Miyajima, Hidehiro | Management | For | For |
3.11 | Elect Director Noda, Hiroshi | Management | For | For |
3.12 | Elect Director Araki, Hiroshi | Management | For | For |
3.13 | Elect Director Kohari, Katsuo | Management | For | For |
3.14 | Elect Director Yamasaki, Mineko | Management | For | For |
3.15 | Elect Director Richard E Schneider | Management | For | For |
3.16 | Elect Director Olaf C Gehrels | Management | For | For |
4.1 | Appoint Statutory Auditor Kimura, Shunsuke | Management | For | For |
4.2 | Appoint Statutory Auditor Shimizu, Naoki | Management | For | For |
4.3 | Appoint Statutory Auditor Nakagawa, Takeo | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 27, 2010 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director John A. Edwardson | Management | For | For |
3 | Elect Director J.R. Hyde, III | Management | For | For |
4 | Elect Director Shirley A. Jackson | Management | For | For |
5 | Elect Director Steven R. Loranger | Management | For | For |
6 | Elect Director Gary W. Loveman | Management | For | For |
7 | Elect Director Susan C. Schwab | Management | For | For |
8 | Elect Director Frederick W. Smith | Management | For | For |
9 | Elect Director Joshua I. Smith | Management | For | For |
10 | Elect Director David P. Steiner | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
16 | Adopt Policy on Succession Planning | Shareholder | Against | For |
FIDESSA GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: FDSA SECURITY ID: G3469C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Special Dividend | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Re-elect John Hamer as Director | Management | For | For |
6 | Re-elect Chris Aspinwall as Director | Management | For | For |
7 | Re-elect Andy Malpass as Director | Management | For | For |
8 | Re-elect Ron Mackintosh as Director | Management | For | For |
9 | Re-elect Philip Hardaker as Director | Management | For | For |
10 | Re-elect Elizabeth Lake as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Approve Performance Share Plan | Management | For | For |
18 | Approve Deferred Annual Bonus Plan | Management | For | For |
19 | Approve Monthly Share Purchase Plan | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | For |
1.8 | Elect Director Michael Sweeney | Management | For | For |
1.9 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Potential Risks Related to Arizona Immigration Legislation and Public Reaction | Shareholder | Against | Abstain |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FRANCO-NEVADA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: FNV SECURITY ID: 351858105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lassonde | Management | For | For |
1.2 | Elect Director David Harquail | Management | For | For |
1.3 | Elect Director Derek W. Evans | Management | For | For |
1.4 | Elect Director Graham Farquharson | Management | For | For |
1.5 | Elect Director Louis Gignac | Management | For | For |
1.6 | Elect Director Randall Oliphant | Management | For | For |
1.7 | Elect Director David R. Peterson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FUEL SYSTEMS SOLUTIONS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FSYS SECURITY ID: 35952W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman L. Bryan | Management | For | For |
1.2 | Elect Director Joseph E. Pompeo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GEELY AUTOMOBILE HOLDINGS LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: 00175 SECURITY ID: G3777B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reelect Li Shu Fu as Director | Management | For | Against |
4 | Reelect Gui Sheng Yue as Director | Management | For | Against |
5 | Reelect Wei Mei as Director | Management | For | Against |
6 | Reelect Wang Yang as Director | Management | For | Against |
7 | Reelect Song Lin as Director | Management | For | For |
8 | Reelect Lee Cheuk Yin, Dannis as Director | Management | For | For |
9 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
10 | Reappoint Grant Thornton Jingdu Tianhua as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GEMALTO MEETING DATE: MAY 18, 2011 | ||||
TICKER: GTO SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.28 Per Share | Management | For | Did Not Vote |
5a | Approve Discharge of CEO | Management | For | Did Not Vote |
5b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
6a | Reelect A.Mandl to Board of Directors | Management | For | Did Not Vote |
6b | Reelect M. Soublin to Board of Directors | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: GNMK SECURITY ID: 372309104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daryl Faulkner | Management | For | Withhold |
1.2 | Elect Director James Fox, Ph.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
GENOMIC HEALTH, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal W. Scott | Management | For | For |
1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Ginger L. Graham | Management | For | For |
1.7 | Elect Director Randall S. Livingston | Management | For | For |
1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GOLDCORP INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
GOLDCREST CO. LTD. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 8871 SECURITY ID: J17451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yasukawa, Hidetoshi | Management | For | For |
1.2 | Elect Director Umeda, Keiko | Management | For | For |
1.3 | Elect Director Yamaguchi, Takeaki | Management | For | For |
2 | Appoint Statutory Auditor Imai, Mitsuaki | Management | For | For |
3 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
GOLDEN EAGLE RETAIL GROUP LTD. MEETING DATE: DEC 21, 2010 | ||||
TICKER: 03308 SECURITY ID: G3958R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquistion by Xuzhou Golden Eagle International Industry Co., Ltd. of the Entire Equity Interest in Xuzhou Jinhao Investment Management Co., Ltd. Pursuant the Equity Transfer Agreement | Management | For | For |
2 | Approve Lease Agreement (Additional Xianlin Retail Area) and Related Transactions | Management | For | For |
3 | Approve Proposed Annual Caps for the Rental in Respect of the Xianlin Golden Eagle Lease Agreements for Each of the Three Years Ending Dec. 31, 2012 | Management | For | For |
4 | Approve Proposed Revised Annual Caps for Each of the Two Years Ending Dec. 31, 2010 and 2011 | Management | For | For |
5 | Approve 2011 Xinjiekou Tenancy Agreement and Related Transactions | Management | For | For |
6 | Approve Proposed Annual Caps for the 2011 Xinjiekou Tenancy Agreement for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
7 | Approve 2011 Lease Agreement (Additional Shanghai Premises) and Related Transactions | Management | For | For |
8 | Approve Proposed Annual Caps for the 2011 Lease Agreement (Additional Shanghai Premises) for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
9 | Approve 2011 Project Management Services Agreement and Related Transactions | Management | For | For |
10 | Approve Proposed Annual Caps for the 2011 Project Management Services Agreement for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
11 | Approve 2011 Decoration Services Agreement and Related Transactions | Management | For | For |
12 | Approve Proposed Annual Caps for the 2011 Decoration Services Agreement for Each of the Three Years Ending Dec. 31, 2013 | Management | For | For |
GRAND CANYON EDUCATION, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: LOPE SECURITY ID: 38526M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director Christopher C. Richardson | Management | For | For |
1.4 | Elect Director Chad N. Heath | Management | For | For |
1.5 | Elect Director D. Mark Dorman | Management | For | For |
1.6 | Elect Director David J. Johnson | Management | For | For |
1.7 | Elect Director Jack A. Henry | Management | For | For |
1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
2 | Approve Employee Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
H & M HENNES & MAURITZ MEETING DATE: OCT 20, 2010 | ||||
TICKER: HMB SECURITY ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Approve an Incentive Programme for all Employees of the H&M Group | Management | For | Did Not Vote |
8 | Amend Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
9 | Close Meeting | Management | None | None |
H & M HENNES & MAURITZ MEETING DATE: APR 28, 2011 | ||||
TICKER: HMB SECURITY ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
3 | Receive President's Report; Allow Questions | Management | None | None |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
8a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8b | Receive Auditor's and Auditing Committee's Reports | Management | None | None |
8c | Receive Chairman's Report About Board Work | Management | None | None |
8d | Receive Report of the Chairman of the Nominating Committee | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Other Members; Approve Remuneration for Committe Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker Schorling, and Christian Sievert as Directors | Management | For | Did Not Vote |
13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of Nominating Committee | Management | For | Did Not Vote |
14 | Amend Articles of Association to Comply with the New Swedish Companies Act | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
HANG LUNG PROPERTIES LTD. MEETING DATE: OCT 20, 2010 | ||||
TICKER: 00101 SECURITY ID: Y30166105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Dominic Chiu Fai Ho as Director | Management | For | For |
3b | Reelect Ronnie Chichung Chan as Director | Management | For | For |
3c | Reelect Philip Nan Lok Chen as Director | Management | For | For |
3d | Reelect William Pak Yau Ko as Director | Management | For | For |
3e | Reelect Henry Tze Yin Yiu as Director | Management | For | For |
3f | Reelect Hau Cheong Ho as Director | Management | For | For |
3g | Approve Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HARBIN ELECTRIC, INC. MEETING DATE: JUL 26, 2010 | ||||
TICKER: HRBN SECURITY ID: 41145W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tianfu Yang | Management | For | For |
1.2 | Elect Director Lanxiang Gao | Management | For | For |
1.3 | Elect Director Ching Chuen Chan | Management | For | For |
1.4 | Elect Director Boyd Plowman | Management | For | For |
1.5 | Elect Director David Gatton | Management | For | For |
1.6 | Elect Director Yunyue Ye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Barberich | Management | For | For |
1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director Robert Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
9 | Approve Stock Option Plan Grants to Christine Bennett | Management | For | For |
10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
11 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
12 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
13 | Approve Issuance of Convertible Debentures | Management | For | For |
14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | For |
HELIX ENERGY SOLUTIONS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy K. Quinn | Management | For | For |
1.2 | Elect Director William L. Transier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HENG TAI CONSUMABLES GROUP LTD. MEETING DATE: DEC 28, 2010 | ||||
TICKER: 00197 SECURITY ID: G44035106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Dividends | Management | For | For |
3a | Reelect Lam Kwok Hing as Director | Management | For | Against |
3b | Reelect Chan Yuk, Foebe as Director | Management | For | Against |
3c | Reelect John Handley as Director | Management | For | Against |
3d | Approve Remuneration of Directors | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Refreshed Scheme Mandate Limit | Management | For | For |
HHGREGG, INC. MEETING DATE: AUG 03, 2010 | ||||
TICKER: HGG SECURITY ID: 42833L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence P. Castellani | Management | For | For |
1.2 | Elect Director Benjamin D. Geiger | Management | For | For |
1.3 | Elect Director Catherine A. Langham | Management | For | For |
1.4 | Elect Director Dennis L. May | Management | For | For |
1.5 | Elect Director John M. Roth | Management | For | For |
1.6 | Elect Director Charles P. Rullman | Management | For | For |
1.7 | Elect Director Michael L. Smith | Management | For | For |
1.8 | Elect Director Peter M. Starrett | Management | For | For |
1.9 | Elect Director Jerry W. Throgmartin | Management | For | For |
1.10 | Elect Director Kathleen C. Tierney | Management | For | For |
1.11 | Elect Director Darell E. Zink | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HI-TECH PHARMACAL CO., INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: HITK SECURITY ID: 42840B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Seltzer | Management | For | For |
1.2 | Elect Director Reuben Seltzer | Management | For | For |
1.3 | Elect Director Martin M. Goldwyn | Management | For | For |
1.4 | Elect Director Yashar Hirshaut | Management | For | Withhold |
1.5 | Elect Director Jack van Hulst | Management | For | Withhold |
1.6 | Elect Director Anthony J. Puglisi | Management | For | For |
1.7 | Elect Director Bruce W. Simpson | Management | For | Withhold |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HIKMA PHARMACEUTICALS PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: HIK SECURITY ID: G4576K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Said Darwazah as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
11 | Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares | Management | For | For |
12 | Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party | Management | For | For |
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD. MEETING DATE: AUG 27, 2010 | ||||
TICKER: 532873 SECURITY ID: Y3722J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint S.P. Talwar as Director | Management | For | For |
3 | Reappoint R.K. Aggarwal as Director | Management | For | For |
4 | Reappoint R.C. Kapoor as Director | Management | For | For |
5 | Approve Thar & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for an Aggregate Amount of $650 Million | Management | For | For |
7 | Approve Loans, Investment, and Corporate Guarantees of up to INR 25 Billion | Management | For | For |
8 | Approve Issuance of up to 26 Million Warrants at a Price Not Less Than INR 275 Per Warrant to S. Wadhawan, One of the Promoters of the Company | Management | For | For |
HYUNDAI MOTOR CO. MEETING DATE: MAR 11, 2011 | ||||
TICKER: 005380 SECURITY ID: 449187707 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 1,500 per Common Share | Management | For | Did Not Vote |
2 | Elect Two Inside Directors and Two Outside Directors (Bundled) | Management | For | Did Not Vote |
3 | Elect Oh Se-Bin as Member of Audit Committee | Management | For | Did Not Vote |
4 | Amend Articles of Incorporation | Management | For | Did Not Vote |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Did Not Vote |
IAMGOLD CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek Bullock | Management | For | For |
1.2 | Elect Director John E. Caldwell | Management | For | For |
1.3 | Elect Director Donald K. Charter | Management | For | For |
1.4 | Elect Director W. Robert Dengler | Management | For | For |
1.5 | Elect Director Guy G. Dufresne | Management | For | For |
1.6 | Elect Director Stephen J. J. Letwin | Management | For | For |
1.7 | Elect Director Mahendra Naik | Management | For | For |
1.8 | Elect Director William D. Pugliese | Management | For | For |
1.9 | Elect Director John T. Shaw | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ICRA LTD. MEETING DATE: AUG 12, 2010 | ||||
TICKER: 532835 SECURITY ID: Y3857F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 17 Per Share | Management | For | For |
3 | Reappoint U. Kohli as Director | Management | For | For |
4 | Reappoint J.A. Elliott as Director | Management | For | For |
5 | Appoint Vipin Aggarwal & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
IGUATEMI EMPRESA SHOPPING CENTERS S.A MEETING DATE: APR 27, 2011 | ||||
TICKER: IGTA3 SECURITY ID: P5352J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
IMMUNOGEN, INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 13, 2010 | ||||
TICKER: ITX SECURITY ID: E6282J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Re-elect Amancio Ortega Gaona as Director | Management | For | For |
4.2 | Re-elect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
4.3 | Re-elect Juan Manuel Urgoiti as Director | Management | For | For |
5.1 | Elect Nils Smedegaard Andersen as Director | Management | For | For |
5.2 | Elect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
6 | Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee | Management | For | For |
7 | Amend Article 15 of General Meeting Regulations | Management | For | For |
8 | Re-elect Auditors | Management | For | For |
9 | Authorize Repurchase of Shares | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
INFO EDGE (INDIA) LIMITED MEETING DATE: JUL 23, 2010 | ||||
TICKER: 532777 SECURITY ID: Y40353107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reappoint A. Duggal as Director | Management | For | For |
4 | Reappoint A. Gupta as Director | Management | For | For |
5 | Appoint Price Waterhouse & Co. as Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
INFO EDGE (INDIA) LIMITED MEETING DATE: SEP 15, 2010 | ||||
TICKER: 532777 SECURITY ID: Y40353107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital to INR 600 Million Divided into 60 Million Equity Shares of INR 10 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Authorize Capitalization of Reserves for Bonus Issue of Equity Shares on the Basis of One New Equity Share for Every One Existing Equity Share Held | Management | For | For |
INSPUR INTERNATIONAL LTD. MEETING DATE: JUL 14, 2010 | ||||
TICKER: 00596 SECURITY ID: G4820C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transaction with a Related Party and Annual Caps | Management | For | For |
2 | Adoption of the registered Chinese name of the Company | Management | For | For |
INTERNET BRANDS, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: INET SECURITY ID: 460608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
IPC THE HOSPITALIST COMPANY, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: IPCM SECURITY ID: 44984A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam D. Singer | Management | For | For |
1.2 | Elect Director Thomas P. Cooper | Management | For | For |
1.3 | Elect Director Chuck Timpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
IPSOS MEETING DATE: APR 07, 2011 | ||||
TICKER: IPS SECURITY ID: F5310M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
4 | Approve Absence of Non-Tax Deductible Expenses | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Severance Payment Agreement with Didier Truchot | Management | For | For |
7 | Approve Severance Payment Agreement with Jean Marc Lech | Management | For | For |
8 | Approve Severance Payment Agreement with Carlos Harding | Management | For | For |
9 | Approve Severance Payment Agreement with Henri Wallard | Management | For | For |
10 | Approve Severance Payment Agreement with Laurence Stoclet | Management | For | For |
11 | Approve Severance Payment Agreement with Pierre Le Manh | Management | For | For |
12 | Reelect Grant Thornton as Auditor | Management | For | For |
13 | Reelect IGEC as Alternate Auditor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4,266,000 | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,280,000 | Management | For | For |
18 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 1,280,000 | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
20 | Authorize Capital Increase of Up to EUR 1,280,000 for Future Exchange Offers | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
22 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Approve Issuance of up to 10 Percent of Issued Capital for Specific Beneficiaries | Management | For | For |
24 | Approve Employee Stock Purchase Plan | Management | For | For |
25 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ITRON, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon E. Eliassen | Management | For | For |
2 | Elect Director Charles H. Gaylord Jr. | Management | For | For |
3 | Elect Director Gary E. Pruitt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
J.CREW GROUP, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: JCG SECURITY ID: 46612H402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Coyne | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Elect Director Craig L. Martin | Management | For | For |
4 | Elect Director John P. Jumper | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JAMMU & KASHMIR BANK LTD. (THE) MEETING DATE: JUL 31, 2010 | ||||
TICKER: 532209 SECURITY ID: Y8743F112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 22 Per Share | Management | For | For |
3 | Reappoint B.L. Dogra as Director | Management | For | For |
4 | Reappoint A.M. Matto as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul F. Balser | Management | For | Against |
2 | Elect Director Jeffrey J. Diermeier | Management | For | Against |
3 | Elect Director Glenn S. Schafer | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JINPAN INTERNATIONAL LIMITED MEETING DATE: SEP 27, 2010 | ||||
TICKER: 3QN SECURITY ID: G5138L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Li Zhiyuan as a Director | Management | For | For |
1.2 | Elect Ling Xiangsheng as a Director | Management | For | For |
1.3 | Elect Stephan R. Clark as a Director | Management | For | For |
1.4 | Elect Donald S. Burris as a Director | Management | For | For |
1.5 | Elect Li Wen Zhang as a Director | Management | For | For |
1.6 | Elect Cai Xu as a Director | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
JOBSTREET CORPORATION BHD MEETING DATE: JUN 22, 2011 | ||||
TICKER: JOBST SECURITY ID: Y44474107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Final Dividend of MYR 0.01 Per Share for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
3 | Approve Remuneration of Directors in the Amount of MYR 195,000 for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
4 | Elect Lin See Yan as Director | Management | For | For |
5 | Elect Lim Chao Li as Director | Management | For | Against |
6 | Elect Ng Kay Yip as Director | Management | For | Against |
7 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
JUBILANT FOODWORKS LTD MEETING DATE: APR 16, 2011 | ||||
TICKER: 533155 SECURITY ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Objects Clause in Clause III of the Memorandum of Association | Management | For | For |
KAKAKU.COM INC MEETING DATE: JUN 23, 2011 | ||||
TICKER: 2371 SECURITY ID: J29258100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3800 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
3.2 | Elect Director Tanaka, Minoru | Management | For | For |
3.3 | Elect Director Hata, Shonosuke | Management | For | For |
3.4 | Elect Director Uchida, Yosuke | Management | For | For |
3.5 | Elect Director Ieuji, Taizo | Management | For | For |
3.6 | Elect Director Fujiwara, Kenji | Management | For | For |
3.7 | Elect Director Uemura, Hajime | Management | For | For |
3.8 | Elect Director Yuuki, Shingo | Management | For | For |
3.9 | Elect Director Matsumoto, Oki | Management | For | For |
3.10 | Elect Director Masuda, Muneaki | Management | For | Against |
4 | Appoint Statutory Auditor Maeno, Hiroshi | Management | For | For |
KALINA CONCERN MEETING DATE: AUG 26, 2010 | ||||
TICKER: KLNA SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 10.66 per Ordinary Share for First Half of Fiscal 2010 | Management | For | For |
KALINA CONCERN MEETING DATE: AUG 26, 2010 | ||||
TICKER: KLNA SECURITY ID: 678128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 10.66 per Ordinary Share for First Half of Fiscal 2010 | Management | For | For |
KAPPA CREATE CO. LTD. MEETING DATE: MAY 30, 2011 | ||||
TICKER: 7421 SECURITY ID: J30675102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2.1 | Elect Director Tokuyama, Keiichi | Management | For | For |
2.2 | Elect Director Hirabayashi, Toru | Management | For | For |
2.3 | Elect Director Ikebata, Nobuho | Management | For | For |
2.4 | Elect Director Shimizu, Sukeichiro | Management | For | For |
2.5 | Elect Director Minemura, Makoto | Management | For | For |
2.6 | Elect Director Ueno, Yasuhiro | Management | For | For |
2.7 | Elect Director Kitamori, Koji | Management | For | For |
2.8 | Elect Director Watanabe, Hironao | Management | For | For |
2.9 | Elect Director Nakai, Tetsutaro | Management | For | For |
KENEDIX INC. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 4321 SECURITY ID: J3243N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honma, Ryosuke | Management | For | For |
1.2 | Elect Director Kawashima, Atsushi | Management | For | For |
1.3 | Elect Director Yoshikawa, Taiji | Management | For | For |
1.4 | Elect Director Tanaka, Akira | Management | For | For |
1.5 | Elect Director Kashiwagi, Noboru | Management | For | For |
1.6 | Elect Director Uematsu, Takashi | Management | For | For |
2 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Leininger | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director Carl F. Kohrt | Management | For | For |
1.4 | Elect Director David J. Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: APR 20, 2011 | ||||
TICKER: 00268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Feng Guo Hua as Director | Management | For | For |
3b | Reelect Gary Clark Biddle as Director | Management | For | For |
3c | Reelect James Ming King as Director | Management | For | For |
3d | Reelect Wu Cheng as Director | Management | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Bonus Issue on the Basis of Two Bonus Shares for Every Ten Existing Shares of HK$0.025 Each in the Share Capital | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: SEP 15, 2010 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares and Warrants in Connection with Acquisition | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Brough as Director | Management | For | For |
1.2 | Elect Tye W. Burt as Director | Management | For | For |
1.3 | Elect John K. Carrington as Director | Management | For | For |
1.4 | Elect Richard P. Clark as Director | Management | For | For |
1.5 | Elect John M.H. Huxley as Director | Management | For | For |
1.6 | Elect John A. Keyes as Director | Management | For | For |
1.7 | Elect Catherine McLeod-Seltzer as Director | Management | For | For |
1.8 | Elect George F. Michals as Director | Management | For | For |
1.9 | Elect John E. Oliver as Director | Management | For | For |
1.10 | Elect Terence C.W. Reid as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Share Incentive Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KODIAK OIL & GAS CORP. MEETING DATE: JUN 15, 2011 | ||||
TICKER: KOG SECURITY ID: 50015Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynn A. Peterson as Director | Management | For | For |
2 | Elect James E. Catlin as Director | Management | For | For |
3 | Elect Rodney D. Knutson as Director | Management | For | For |
4 | Elect Herrick K. Lidstone, Jr. as Director | Management | For | For |
5 | Elect William J. Krysiak | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
KOHL'S CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
KONTRON AG MEETING DATE: JUN 07, 2011 | ||||
TICKER: KBC SECURITY ID: D2233E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6.1 | Elect Chris Burke to the Supervisory Board | Management | For | For |
6.2 | Elect Mathias Hlubek to the Supervisory Board | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 27.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Cancellation of Capital Authorization | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 16.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
L-1 IDENTITY SOLUTIONS, INC. MEETING DATE: FEB 03, 2011 | ||||
TICKER: ID SECURITY ID: 50212A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
LA-Z-BOY INCORPORATED MEETING DATE: AUG 18, 2010 | ||||
TICKER: LZB SECURITY ID: 505336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David K. Hehl | Management | For | For |
1.2 | Elect Director Richard M. Gabrys | Management | For | For |
1.3 | Elect Director Janet L. Gurwitch | Management | For | For |
1.4 | Elect Director Edwin J. Holman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 11, 2011 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-luc Belingard | Management | For | For |
4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
5 | Elect Director Wendy E. Lane | Management | For | For |
6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
8 | Elect Director Arthur H. Rubenstein | Management | For | For |
9 | Elect Director M. Keith Weikel | Management | For | For |
10 | Elect Director R. Sanders Williams | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED) MEETING DATE: JUL 30, 2010 | ||||
TICKER: 00992 SECURITY ID: Y5257Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Nicholas C. Allen as Director | Management | For | For |
3b | Reelect Yang Yuanqing as Director | Management | For | Against |
3c | Reelect Zhu Linan as Director | Management | For | Against |
3d | Reelect James G. Coulter as Director | Management | For | Against |
3e | Reelect Ting Lee Sen as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED) MEETING DATE: JUL 30, 2010 | ||||
TICKER: 00992 SECURITY ID: 526250105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Nicholas C. Allen as Director | Management | For | For |
3b | Reelect Yang Yuanqing as Director | Management | For | Against |
3c | Reelect Zhu Linan as Director | Management | For | Against |
3d | Reelect James G. Coulter as Director | Management | For | Against |
3e | Reelect Ting Lee Sen as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED) MEETING DATE: MAY 27, 2011 | ||||
TICKER: 00992 SECURITY ID: 526250105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transaction with a Related Party | Management | For | Did Not Vote |
LIHIR GOLD LTD. MEETING DATE: AUG 23, 2010 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LKQ CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: LKQX SECURITY ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Victor M. Casini | Management | For | For |
1.3 | Elect Director Robert M. Devlin | Management | For | Withhold |
1.4 | Elect Director Donald F. Flynn | Management | For | For |
1.5 | Elect Director Kevin F. Flynn | Management | For | For |
1.6 | Elect Director Ronald G. Foster | Management | For | For |
1.7 | Elect Director Joseph M. Holsten | Management | For | For |
1.8 | Elect Director Paul M. Meister | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director William M. Webster, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOGITECH INTERNATIONAL SA MEETING DATE: SEP 08, 2010 | ||||
TICKER: LOGN SECURITY ID: H50430232 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Amend Articles Re: Compliance with New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
6.2 | Reelect Sally Davis as Director | Management | For | Did Not Vote |
6.3 | Reelect Guerrino De Luca as Director | Management | For | Did Not Vote |
6.4 | Elect Neil Hunt as Director | Management | For | Did Not Vote |
6.5 | Reelect Monika Ribar as Director | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
LONGTOP FINANCIAL TECHNOLOGIES LTD. MEETING DATE: MAR 24, 2011 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Yinhua Chen as Director | Management | For | Withhold |
1b | Elect Yifeng Shen as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
1.2 | Elect Director Peter B. Robinson | Management | For | For |
1.3 | Elect Director Martin F. Roper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
M3 INC MEETING DATE: JUN 20, 2011 | ||||
TICKER: 2413 SECURITY ID: J4697J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tanimura, Itaru | Management | For | For |
1.2 | Elect Director Nishi, Akihiko | Management | For | For |
1.3 | Elect Director Nagata, Tomoyuki | Management | For | For |
1.4 | Elect Director Chuujo, Osamu | Management | For | For |
1.5 | Elect Director Yokoi, Satoshi | Management | For | For |
1.6 | Elect Director Tsuji, Takahiro | Management | For | For |
1.7 | Elect Director Yoshida, Kenichiro | Management | For | For |
1.8 | Elect Director Yoshida, Yasuhiko | Management | For | For |
2 | Appoint Statutory Auditor Horino, Nobuto | Management | For | For |
3 | Approve Regular Stock Option Plan and Deep Discount Stock Option Plan | Management | For | Against |
MAGNIT OAO MEETING DATE: JAN 20, 2011 | ||||
TICKER: MGNT SECURITY ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ratify Ernst & Young LLC as Auditor for International Financial Reporting Standards | Management | None | Against |
1.2 | Ratify ZAO Deloitte & Touche CIS as Auditor for International Financial Reporting Standards | Management | None | For |
2 | Approve Related-Party Transaction | Management | For | For |
MAGNIT OAO MEETING DATE: MAY 19, 2011 | ||||
TICKER: MGNT SECURITY ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Related-Party Transaction | Management | For | Did Not Vote |
1.2 | Approve Related-Party Transaction | Management | For | Did Not Vote |
MAGNIT OAO MEETING DATE: JUN 23, 2011 | ||||
TICKER: MGNT SECURITY ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividends of RUB 11.24 per Share for Fiscal 2010 and First Quarter of Fiscal 2011 | Management | For | For |
4.1 | Elect Andrey Arutyunyan as Director | Management | None | For |
4.2 | Elect Valery Butenko as Director | Management | None | For |
4.3 | Elect Sergey Galitsky as Director | Management | None | For |
4.4 | Elect Khachatur Pombukhchan as Director | Management | None | For |
4.5 | Elect Aslan Shkhachemukov as Director | Management | None | For |
4.6 | Elect Aleksandr Zayonts as Director | Management | None | For |
4.7 | Elect Aleksey Makhnev as Director | Management | None | For |
5.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
5.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
5.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
6 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
7 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
8 | Elect Members of Counting Commission | Management | For | For |
9.1 | Approve Large-Scale Related-Party Transactions | Management | For | Abstain |
9.2 | Approve Large-Scale Related-Party Transactions | Management | For | Abstain |
9.3 | Approve Large-Scale Related-Party Transactions | Management | For | Abstain |
10.1 | Approve Related-Party Transactions | Management | For | Abstain |
10.2 | Approve Related-Party Transactions | Management | For | Abstain |
10.3 | Approve Related-Party Transactions | Management | For | Abstain |
10.4 | Approve Related-Party Transactions | Management | For | Abstain |
10.5 | Approve Related-Party Transactions | Management | For | Abstain |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARISA LOJAS SA MEETING DATE: APR 19, 2011 | ||||
TICKER: AMAR3 SECURITY ID: P6462B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
MARUSAN SECURITIES CO. LTD. MEETING DATE: JUN 28, 2011 | ||||
TICKER: 8613 SECURITY ID: J40476103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | Management | For | For |
2.1 | Elect Director Hiramoto, Masahide | Management | For | For |
2.2 | Elect Director Nishizawa, Masuo | Management | For | For |
2.3 | Elect Director Takahashi, Koji | Management | For | For |
2.4 | Elect Director Nishimura, Toshihiko | Management | For | For |
3.1 | Appoint Statutory Auditor Nakakubo, Shinichi | Management | For | Against |
3.2 | Appoint Statutory Auditor Kokubo, Tsunechika | Management | For | For |
4 | Appoint Alternate Statutory Auditor Mori, Isamu | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
6 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASIMO CORPORATION MEETING DATE: JUN 01, 2011 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Barker | Management | For | For |
1.2 | Elect Director Sanford Fitch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MAX INDIA LIMITED MEETING DATE: SEP 15, 2010 | ||||
TICKER: 500271 SECURITY ID: Y5903C145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint A. Windlass as Director | Management | For | For |
3 | Reappoint R. Khanna as Director | Management | For | For |
4 | Reappoint L. Puri as Director | Management | For | For |
5 | Reappoint P. Mankad as Director | Management | For | For |
6 | Reappoint S. Mehra as Director | Management | For | For |
7 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Appoint K.N. Murthy as Director | Management | For | For |
9 | Appoint O. Goswami as Director | Management | For | For |
10 | Approve Reappointment and Remuneration of A. Singh as Chairman and Managing Director | Management | For | For |
MAX INDIA LTD. MEETING DATE: JAN 31, 2011 | ||||
TICKER: 500271 SECURITY ID: Y5903C145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment of up to INR 7.5 Billion in Max Healthcare Institute Ltd, a Subsidiary of the Company | Management | For | For |
2 | Amend Articles of Association Re: Investor Agreement between Xenok Ltd, Max India Ltd (MIL), and Promoter Group of MIL | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEGASTUDY CO. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 072870 SECURITY ID: Y59327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 2,300 per Share | Management | For | For |
2.1 | Reelect Ko Ji-Soo as Inside Director | Management | For | Against |
2.2 | Reelect Park Seung-Dong as Inside Director | Management | For | Against |
2.3 | Elect Chung Dong-Sik as Outside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
MIC ELECTRONICS LTD. MEETING DATE: DEC 30, 2010 | ||||
TICKER: 532850 SECURITY ID: Y6020Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint S. Khosla as Director | Management | For | For |
3 | Reappoint N.S. Rao as Director | Management | For | For |
4 | Approve Pinnamaneni & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Article 76 of the Articles of Association Re: Provision of Loans or Guarantee | Management | For | For |
6 | Approve Reappointment and Remuneration of L.N.M. Rao as Executive Director | Management | For | For |
7 | Approve Increase in Remuneration of M.V.R. Rao, Chairman and Managing Director | Management | For | For |
8 | Approve Employees Stock Option Plan, 2010 (ESOP-2010) | Management | For | Against |
9 | Approve Stock Option Plan Grants to Employees/Directors of the Subsidiary and Holding Companies Under the ESOP-2010 | Management | For | Against |
MICROS SYSTEMS, INC. MEETING DATE: NOV 19, 2010 | ||||
TICKER: MCRS SECURITY ID: 594901100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis M. Brown, Jr. | Management | For | For |
1.2 | Elect Director B. Gary Dando | Management | For | For |
1.3 | Elect Director A.L. Giannopoulos | Management | For | For |
1.4 | Elect Director F. Suzanne Jenniches | Management | For | For |
1.5 | Elect Director John G. Puente | Management | For | For |
1.6 | Elect Director Dwight S. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LIMITED MEETING DATE: DEC 22, 2010 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Joyce I-Yin Hsu as Director | Management | For | Against |
2 | Reelect Wu Qiyao as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MOTHERCARE PLC MEETING DATE: JUL 15, 2010 | ||||
TICKER: MTC SECURITY ID: G6291S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Ben Gordon as Director | Management | For | For |
5 | Re-elect David Williams as Director | Management | For | For |
6 | Re-elect Bernard Cragg as Director | Management | For | For |
7 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 03, 2010 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heiner Dreismann | Management | For | For |
1.2 | Elect Director Peter D. Meldrum | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anthony G. Petrello as Director | Management | For | For |
1.2 | Elect Myron M. Sheinfeld as Director | Management | For | For |
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NANOSPHERE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: NSPH SECURITY ID: 63009F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Moffitt, III | Management | For | For |
1.2 | Elect Director Mark Slezak | Management | For | For |
1.3 | Elect Director Jeffrey R. Crisan | Management | For | For |
1.4 | Elect Director Andre de Bruin | Management | For | For |
1.5 | Elect Director Chad A. Mirkin, Ph.D. | Management | For | Withhold |
1.6 | Elect Director Lorin J. Randall | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NASPERS LTD MEETING DATE: AUG 27, 2010 | ||||
TICKER: NPN SECURITY ID: S53435103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2010 | Management | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
3 | Approve Remuneration of Non-executive Directors for the Year Ended 31 March 2010 and for the Year Ending 31 March 2011 | Management | For | For |
4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Anton Wentzel as the Individual Registered Auditor | Management | For | For |
5 | Elect Debra Meyer as Director | Management | For | For |
6.1 | Re-elect Ton Vosloo as Director | Management | For | For |
6.2 | Re-elect Neil van Heerden as Director | Management | For | For |
6.3 | Re-elect Hein Willemse as Director | Management | For | For |
6.4 | Re-elect Lourens Jonker as Director | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
9 | Amend the Trust Deed of the Naspers Share Incentive Scheme | Management | For | For |
10 | Authorise Board to Allot, Issue and Make Application to the JSE for the Listing of up to 40,588,541 Naspers N Ordinary Shares to the Naspers Group Share-Based Incentive Schemes | Management | For | For |
1 | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | Management | For | For |
2 | Authorise Repurchase of A Ordinary Issued Shares | Management | For | For |
11 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
NETFLIX, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | For |
1.2 | Elect Director Jay C. Hoag | Management | For | For |
1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
NETSPEND HOLDINGS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: NTSP SECURITY ID: 64118V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew W. Adams | Management | For | For |
1.2 | Elect Director Daniel R. Henry | Management | For | For |
1.3 | Elect Director Stephen A. Vogel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
NETSUITE INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: N SECURITY ID: 64118Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary Nelson | Management | For | For |
1.2 | Elect Director Kevin Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
NEW FOCUS AUTO TECH HOLDINGS LIMITED MEETING DATE: JUN 10, 2011 | ||||
TICKER: 00360 SECURITY ID: G64545109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Du Haibo as Independent Non-Executive Director | Management | For | Against |
2a2 | Reelect Uang Chii-Maw as Independent Non-Executive Director | Management | For | Against |
2a3 | Reelect Hung Wei-Pi, John as Executive Director | Management | For | Against |
2a4 | Reelect Lu Yuan Cheng as Executive Director | Management | For | Against |
2a5 | Reelect Edward B. Matthew as Executive Director | Management | For | Against |
2b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Appoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Richard T. O'Brien | Management | For | For |
1.8 | Elect Director John B. Prescott | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
1.10 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
NHN CORP. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 035420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NIIT TECHNOLOGIES LIMITED MEETING DATE: JUL 09, 2010 | ||||
TICKER: 532541 SECURITY ID: Y62769107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
3 | Reappoint S. Bhattacharya as Director | Management | For | For |
4 | Reappoint S. Singh as Director | Management | For | For |
5 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of R.S. Pawar as Chairman and Managing Director | Management | For | Against |
7 | Approve Payment of Minimum Remuneration to R.S. Pawar as Chairman and Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of A. Thakur as CEO and Joint Managing Director | Management | For | Against |
9 | Approve Payment of Minimum Remuneration to Arvind Thakur as CEO and Joint Managing Director | Management | For | For |
NIPPON THOMPSON CO. LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 6480 SECURITY ID: J56257116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5.5 | Management | For | For |
2.1 | Elect Director Yamashita, Akira | Management | For | For |
2.2 | Elect Director Sueda, Kohei | Management | For | For |
2.3 | Elect Director Komaba, Kiyoshi | Management | For | For |
2.4 | Elect Director Kondo, Toshio | Management | For | For |
2.5 | Elect Director Tanaka, Kazuhiko | Management | For | For |
2.6 | Elect Director Miyachi, Shigeki | Management | For | For |
2.7 | Elect Director Tanaka, Kiyoharu | Management | For | For |
2.8 | Elect Director Hattori, Shinichi | Management | For | For |
2.9 | Elect Director Akimoto, Toshitaka | Management | For | For |
2.10 | Elect Director Kimura, Toshinao | Management | For | For |
3.1 | Appoint Statutory Auditor Suzuki, Ichio | Management | For | For |
3.2 | Appoint Statutory Auditor Takei, Yoichi | Management | For | For |
3.3 | Appoint Statutory Auditor Ishibe, Kenji | Management | For | Against |
3.4 | Appoint Statutory Auditor Saito, Satoshi | Management | For | Against |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NITORI HOLDINGS CO LTD MEETING DATE: MAY 12, 2011 | ||||
TICKER: 9843 SECURITY ID: J58214107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nitori, Akio | Management | For | For |
1.2 | Elect Director Sugiyama, Kiyoshi | Management | For | For |
1.3 | Elect Director Shirai, Toshiyuki | Management | For | For |
1.4 | Elect Director Komiya, Shoshin | Management | For | For |
2.1 | Appoint Statutory Auditor Satake, Akira | Management | For | For |
2.2 | Appoint Statutory Auditor Imoto, Shogo | Management | For | For |
3 | Approve Stock Option Plan for Directors and Statutory Auditors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
NOBEL BIOCARE HOLDING AG MEETING DATE: MAR 30, 2011 | ||||
TICKER: NOBE SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3.1 | Approve Transfer of CHF 43.3 Million from Capital Reserves to Free Reserves | Management | For | Did Not Vote |
3.2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.3 | Approve Dividend of CHF 0.35 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
5.2 | Reelect Raymund Breu as Director | Management | For | Did Not Vote |
5.3 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
5.4 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
5.5 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
5.6 | Reelect Heino von Prondzynski as Director | Management | For | Did Not Vote |
5.7 | Reelect Oern Stuge as Director | Management | For | Did Not Vote |
5.8 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NORTHERN OIL AND GAS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Reger | Management | For | For |
1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
1.3 | Elect Director Robert Grabb | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
1.6 | Elect Director Loren J. O'Toole | Management | For | For |
1.7 | Elect Director Carter Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
NXSTAGE MEDICAL, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: NXTM SECURITY ID: 67072V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
1.2 | Elect Director Philippe O. Chambon | Management | For | For |
1.3 | Elect Director Daniel A. Giannini | Management | For | For |
1.4 | Elect Director Nancy J. Ham | Management | For | For |
1.5 | Elect Director Earl R. Lewis | Management | For | For |
1.6 | Elect Director Craig W. Moore | Management | For | For |
1.7 | Elect Director Reid S. Perper | Management | For | For |
1.8 | Elect Director David S. Utterberg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
OJSC CONCERN KALINA MEETING DATE: JAN 11, 2011 | ||||
TICKER: KLNA SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Share Capital via Share Repurchase | Management | For | For |
OJSC CONCERN KALINA MEETING DATE: JAN 11, 2011 | ||||
TICKER: KLNA SECURITY ID: 678128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Share Capital via Share Repurchase | Management | For | For |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon | Management | For | For |
1.4 | Elect Director J. Paul Breitbach | Management | For | For |
1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.6 | Elect Director Robert G. Culp, III | Management | For | Withhold |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | Withhold |
1.9 | Elect Director D. Michael Wray | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORPORATION MEETING DATE: MAY 27, 2011 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Hellauer | Management | For | For |
1.2 | Elect Director Arnold L. Steiner | Management | For | For |
1.3 | Elect Director Fredricka Taubitz | Management | For | For |
1.4 | Elect Director Aldo C. Zucaro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PZZA SECURITY ID: 698813102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wade S. Oney | Management | For | For |
2 | Elect Director John H. Schnatter | Management | For | For |
3 | Elect Director Mark S. Shapiro | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PARACON HOLDINGS LIMITED MEETING DATE: OCT 12, 2010 | ||||
TICKER: PCN SECURITY ID: S5975T122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise the Company and/or Any Nominated Wholly-owned Subsidiary of the Company to Purchase 5,165,192 Ordinary Shares in the Capital of the Company from Rasputin 4th Investments (Proprietary) Ltd | Management | For | For |
1 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
PARKER DRILLING COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Parker Jr. | Management | For | Withhold |
1.2 | Elect Director John W. Gibson Jr. | Management | For | Withhold |
1.3 | Elect Director Roger B. Plank | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
PDG REALTY SA EMPREENDIMENTOS E PARTICIPACOES MEETING DATE: NOV 04, 2010 | ||||
TICKER: PDGR3 SECURITY ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PEARSON PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: PSON SECURITY ID: 705015105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect David Arculus as Director | Management | For | For |
4 | Re-elect Patrick Cescau as Director | Management | For | For |
5 | Re-elect Will Ethridge as Director | Management | For | For |
6 | Re-elect Rona Fairhead as Director | Management | For | For |
7 | Re-elect Robin Freestone as Director | Management | For | For |
8 | Re-elect Susan Fuhrman as Director | Management | For | For |
9 | Re-elect Ken Hydon as Director | Management | For | For |
10 | Re-elect John Makinson as Director | Management | For | For |
11 | Re-elect Glen Moreno as Director | Management | For | For |
12 | Re-elect Marjorie Scardino as Director | Management | For | For |
13 | Elect Joshua Lewis as Director | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Renew Long-Term Incentive Plan | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Barnes | Management | For | For |
1.2 | Elect Director Collin P. Baron | Management | For | For |
1.3 | Elect Director Richard M. Hoyt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. MEETING DATE: NOV 01, 2010 | ||||
TICKER: 02318 SECURITY ID: Y69790106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Adjustment of Remuneration Domestic Persons of the Company Acting as Independent Non-Executive Directors | Management | For | For |
2a | Approve Means of Major Asset Restructuring, Object of the Transaction, and Parties to the Transaction | Management | For | For |
2b | Approve Transaction Price and Basis of Pricing Involved in the Major Asset Restructuring | Management | For | For |
2c | Approve Vesting of Profit or Loss from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Management | For | For |
2d | Approve Contract Obligations and Default Liabilities under the Transfer of Ownership of Relevant Assets | Management | For | For |
2e | Approve Validity Period of the Resolution of the Major Asset Restructuring | Management | For | For |
3 | Approve Supplemental Agreement to the Share Subscription Agreement between the Company and SDB | Management | For | For |
4 | Approve Profits Forecast Compensation Agreement between the Company and SDB | Management | For | For |
5 | Authorize Board to Process Matter Relating to the Major Asset Restructuring of the Company | Management | For | For |
PIRAMAL HEALTHCARE LIMITED MEETING DATE: JUL 09, 2010 | ||||
TICKER: 500302 SECURITY ID: Y6941N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.40 Per Share | Management | For | For |
3 | Reappoint R.A. Shah as Director | Management | For | For |
4 | Reappoint N. Vaghul as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
7 | Approve Reappointment and Remuneration of N. Santhanam as Executive Director and COO | Management | For | For |
8 | Approve Transfer of Register of Members, Documents and Certificates to Share Transfer Agents | Management | For | For |
PIRAMAL HEALTHCARE LIMITED MEETING DATE: DEC 01, 2010 | ||||
TICKER: 500302 SECURITY ID: Y6941N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of up to 41.8 Million Equity Shares at a Price of INR 600 Per Share | Management | For | For |
2 | Approve Charitable Donations up to INR 2 Billion | Management | For | For |
PLAINS EXPLORATION & PRODUCTION COMPANY MEETING DATE: MAY 05, 2011 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Flores | Management | For | For |
2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
4 | Elect Director Jerry L. Dees | Management | For | For |
5 | Elect Director Tom H. Delimitros | Management | For | For |
6 | Elect Director Thomas A. Fry, III | Management | For | For |
7 | Elect Director Charles G. Groat | Management | For | For |
8 | Elect Director John H. Lollar | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PMC-SIERRA, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director William H. Kurtz | Management | For | For |
1.6 | Elect Director Gregory S. Lang | Management | For | For |
1.7 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PORTO SEGURO SA MEETING DATE: MAR 30, 2011 | ||||
TICKER: PSSA3 SECURITY ID: P7905C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Ratify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Approve Date of and Dividend and Interest-On-Capital-Stock Payments | Management | For | For |
6 | Elect Director | Management | For | For |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
PORTO SEGURO SA MEETING DATE: MAR 30, 2011 | ||||
TICKER: PSSA3 SECURITY ID: P7905C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 18 Re: Size of Executive Committee | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
PRAKASH INDUSTRIES LTD MEETING DATE: AUG 14, 2010 | ||||
TICKER: 506022 SECURITY ID: Y7078C116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint R.K. Vepa as Director | Management | For | For |
3 | Reappoint G.L. Mohta as Director | Management | For | Against |
4 | Reappoint V. Agarwal as Director | Management | For | Against |
5 | Approve Chaturvedi & Partners as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Amend Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
PRESIDENTIAL LIFE CORPORATION MEETING DATE: AUG 18, 2010 | ||||
TICKER: PLFE SECURITY ID: 740884101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Donald Barnes | Management | For | For |
1.2 | Elect Director William A. DeMilt | Management | For | For |
1.3 | Elect Director W. Thomas Knight | Management | For | For |
1.4 | Elect Director John D. McMahon | Management | For | For |
1.5 | Elect Director Lawrence Read | Management | For | For |
1.6 | Elect Director Lawrence Rivkin | Management | For | For |
1.7 | Elect Director Stanley Rubin | Management | For | For |
1.8 | Elect Director William M. Trust Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Herbert Kurz | Shareholder | For | Did Not Vote |
1.2 | Elect Director Donna L. Brazile | Shareholder | For | Did Not Vote |
1.3 | Elect Director William J. Flynn | Shareholder | For | Did Not Vote |
1.4 | Elect Director John F.X. Mannion | Shareholder | For | Did Not Vote |
1.5 | Elect Director Donald Shaffer | Shareholder | For | Did Not Vote |
1.6 | Elect Director Douglas B. Sosnik | Shareholder | For | Did Not Vote |
1.7 | Elect Director Daniel M. Theriault | Shareholder | For | Did Not Vote |
1.8 | Elect Director Cliff L. Wood | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
PRICESMART, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: PSMT SECURITY ID: 741511109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gonzalo Barrutieta | Management | For | For |
1.2 | Elect Director Katherine L. Hensley | Management | For | For |
1.3 | Elect Director Leon C. Janks | Management | For | For |
1.4 | Elect Director Lawrence B. Krause | Management | For | For |
1.5 | Elect Director Jose Luis Laparte | Management | For | For |
1.6 | Elect Director Robert E. Price | Management | For | For |
1.7 | Elect Director Keene Wolcott | Management | For | For |
1.8 | Elect Director Edgar A. Zurcher | Management | For | For |
PROS HOLDINGS, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: PRO SECURITY ID: 74346Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg B. Petersen | Management | For | For |
1.2 | Elect Director Timothy V. Williams | Management | For | For |
1.3 | Elect Director Mariette M. Woestemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PROTECTIVE LIFE CORPORATION MEETING DATE: MAY 09, 2011 | ||||
TICKER: PL SECURITY ID: 743674103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Burton | Management | For | For |
1.2 | Elect Director Thomas L. Hamby | Management | For | For |
1.3 | Elect Director John D. Johns | Management | For | For |
1.4 | Elect Director Vanessa Leonard | Management | For | For |
1.5 | Elect Director Charles D. McCrary | Management | For | For |
1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.7 | Elect Director Hans H. Miller | Management | For | For |
1.8 | Elect Director Malcolm Portera | Management | For | For |
1.9 | Elect Director C. Dowd Ritter | Management | For | For |
1.10 | Elect Director Jesse J. Spikes | Management | For | For |
1.11 | Elect Director William A. Terry | Management | For | For |
1.12 | Elect Director W. Michael Warren, Jr. | Management | For | For |
1.13 | Elect Director Vanessa Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PROTO CORPORATION MEETING DATE: JUN 27, 2011 | ||||
TICKER: 4298 SECURITY ID: J6409J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yokoyama, Hiroichi | Management | For | For |
1.2 | Elect Director Irikawa, Tatsuzo | Management | For | For |
1.3 | Elect Director Saito, Minoru | Management | For | For |
1.4 | Elect Director Yokoyama, Motohisa | Management | For | For |
1.5 | Elect Director Iimura, Fujio | Management | For | For |
1.6 | Elect Director Okimura, Atsuya | Management | For | For |
1.7 | Elect Director Kuramoto, Susumu | Management | For | For |
1.8 | Elect Director Kamiya, Kenji | Management | For | For |
1.9 | Elect Director Munehira, Mitsuhiro | Management | For | For |
1.10 | Elect Director Shiraki, Toru | Management | For | For |
1.11 | Elect Director Shimizu, Shigeyoshi | Management | For | For |
2 | Appoint Statutory Auditor Goto, Mitsuo | Management | For | For |
3 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
PUNJAB NATIONAL BANK LTD MEETING DATE: JUL 21, 2010 | ||||
TICKER: 532461 SECURITY ID: Y7162Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 12 Per Share | Management | For | For |
QIAGEN NV MEETING DATE: JUN 30, 2011 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst and Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles Re: Legislative Changes | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
QUALITY SYSTEMS, INC. MEETING DATE: AUG 11, 2010 | ||||
TICKER: QSII SECURITY ID: 747582104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig Barbarosh | Management | For | For |
1.2 | Elect Director Dr. Murray Brennan | Management | For | For |
1.3 | Elect Director George Bristol | Management | For | For |
1.4 | Elect Director Patrick Cline | Management | For | For |
1.5 | Elect Director Ahmed Hussein | Management | For | For |
1.6 | Elect Director Russell Pflueger | Management | For | For |
1.7 | Elect Director Steven Plochocki | Management | For | For |
1.8 | Elect Director Sheldon Razin | Management | For | For |
1.9 | Elect Director Maureen Spivak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: QCOR SECURITY ID: 74835Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | For |
1.2 | Elect Director Mitchell J. Blutt | Management | For | For |
1.3 | Elect Director Neal C. Bradsher | Management | For | For |
1.4 | Elect Director Stephen C. Farrell | Management | For | For |
1.5 | Elect Director Louis Silverman | Management | For | For |
1.6 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
QUIDEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan, M.D., Ph.D. | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RADISYS CORPORATION MEETING DATE: AUG 17, 2010 | ||||
TICKER: RSYS SECURITY ID: 750459109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Scott Gibson | Management | For | For |
1.2 | Elect Director Scott C. Grout | Management | For | For |
1.3 | Elect Director Ken J. Bradley | Management | For | For |
1.4 | Elect Director Richard J. Faubert | Management | For | For |
1.5 | Elect Director Dr. William W. Lattin | Management | For | For |
1.6 | Elect Director Kevin C. Melia | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
1.8 | Elect Director Lorene K. Steffes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
RAMSAY HEALTH CARE LTD. MEETING DATE: NOV 16, 2010 | ||||
TICKER: RHC SECURITY ID: Q7982Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
3.1 | Elect Peter John Evans as a Director | Management | For | For |
3.2 | Elect Anthony James Clark as a Director | Management | For | For |
3.3 | Elect Bruce Roger Soden as a Director | Management | For | Against |
4.1 | Approve the Grant of Up to 150,000 Performance Rights to Christopher Paul Rex, Managing Director, Under the Ramsay Executive Performance Rights Plan | Management | For | Against |
4.2 | Approve the Grant of Up to 75,000 Performance Rights to Bruce Roger Soden,Group Finance Director, Under the Ramsay Executive Performance Rights Plan | Management | For | Against |
5 | Approve to Freeze the Non-Executive Directors' Retirement Benefit Plan | Management | For | For |
6 | Approve the Increase in the Non-Executive Directors' Remuneration to A$2 Million Per Annum | Management | For | For |
7 | Approve the Amendments to the Company's Constitution Regarding the Payment of Dividends | Management | For | For |
RANDSTAD HOLDING NV MEETING DATE: MAR 31, 2011 | ||||
TICKER: RAND SECURITY ID: N7291Y137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of the Management Board and Preceding Advice of the Supervisory Board | Management | None | None |
2b | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2d | Approve Dividends of EUR 1.18 Per Share | Management | For | Did Not Vote |
3a | Approve Discharge of Management Board | Management | For | Did Not Vote |
3b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
4a | Reelect Fritz Frohlich to Supervisory Board | Management | For | Did Not Vote |
4b | Elect Jaap Winter to Supervisory Board | Management | For | Did Not Vote |
5a | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | Management | For | Did Not Vote |
5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7 | Amend Articles Re: Change in Legislation on Shareholders Rights | Management | For | Did Not Vote |
8 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 18, 2011 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.3 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
RINO INTERNATIONAL CORPORATION MEETING DATE: OCT 08, 2010 | ||||
TICKER: RINO SECURITY ID: 766883102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2.1 | Elect Director Dejun Zou | Management | For | For |
2.2 | Elect Director Jianping Qiu | Management | For | For |
2.3 | Elect Director Kennith C. Johnson | Management | For | For |
2.4 | Elect Director Xie Quan | Management | For | For |
2.5 | Elect Director Zejin Li | Management | For | For |
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. MEETING DATE: AUG 18, 2010 | ||||
TICKER: RMCF SECURITY ID: 774678403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Franklin E. Crail | Management | For | For |
1.2 | Elect Director Lee N. Mortenson | Management | For | For |
1.3 | Elect Director Bryan J. Merryman | Management | For | For |
1.4 | Elect Director Gerald A. Kien | Management | For | For |
1.5 | Elect Director Clyde Wm. Engle | Management | For | Withhold |
1.6 | Elect Director Scott G. Capdevielle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Orban | Management | For | For |
1.2 | Elect Director Donald H. Seiler | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 28, 2011 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
1.3 | Elect Director Edward W. Rabin | Management | For | For |
1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SANGAMO BIOSCIENCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director William R. Ringo | Management | For | For |
1.7 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SASOL LTD MEETING DATE: NOV 26, 2010 | ||||
TICKER: SOL SECURITY ID: 803866300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
2 | Approve Audit Committee Report on its Statutory Duties for the Year Ended 30 June 2010 | Management | For | For |
3.1 | Re-elect Pat Davies as Director | Management | For | For |
3.2 | Re-elect Mandla Gantsho as Director | Management | For | For |
3.3 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
3.4 | Re-elect Christine Ramon as Director | Management | For | For |
4.1 | Re-elect Nolitha Fakude as Director | Management | For | Against |
4.2 | Re-elect Imogen Mkhize as Director | Management | For | Against |
5 | Elect Greg Lewin as Director | Management | For | For |
6 | Reappoint KPMG Inc as Auditors of the Company and CH Basson as the Individual Registered Auditor | Management | For | For |
7 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
9 | Approve Remuneration Policy | Management | For | For |
10 | Approve Non-executive Directors Fees with Effect from 1 July 2010 | Management | For | For |
SASOL LTD MEETING DATE: NOV 26, 2010 | ||||
TICKER: SOL SECURITY ID: 803866300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: New Definitions for New Articles 162, 163, 164.1 and 165 to 169 | Management | For | For |
2 | Amend Articles of Association Re: Bulk Dematerialisation | Management | For | For |
3 | Amend Articles of Association Re: Continued Application of Cash Contract or New Cash Contract in Respect of Sasol BEE Ordinary Shares That Are Not Dematerialised Pursuant to Bulk Dematerialisation | Management | For | For |
4 | Authorise Transfer Secretaries to Replace Share Certificates of All the Election Shareholders and Issue New Share Certificates in the Event That Sasol BEE Ordinary Shares are Listed on Proposed BEE Segment | Management | For | For |
5 | Amend Articles of Association Re: Additional Terms Applicable to the BEE Contract for Trading in Respect of Sasol BEE Ordinary Shares on the BEE Segment | Management | For | For |
6 | Amend Articles of Association Re: Rights, Privileges and Restrictions Applicable to Sasol BEE Ordinary Shares to Take Account of the Listing on BEE Segment | Management | For | For |
7 | Amend Articles of Association Re: Provisions Covering the Holding of Shares Either in Certificated or Dematerialised Form and Cessation of Any Proof-of-Participation Documents Issued by the Company to Any Holder of Certificated Sasol BEE Ordinary Shares | Management | For | For |
8 | Amend Articles of Association Re: Right on the Part of the Company to Delist the Sasol BEE Ordinary Shares from the JSE in Limited Circumstances | Management | For | For |
9 | Amend Articles of Association Re: Release of Contact Information by the CSD Participant, Broker and/or Nominee Company of any Sasol Shareholder to Sasol | Management | For | For |
10 | Authorise Company to Provide Potential Financial Assistance to the Public Facilitation Trust | Management | For | For |
SAZABY LEAGUE LTD MEETING DATE: FEB 24, 2011 | ||||
TICKER: 7553 SECURITY ID: J69833101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Create Class A Shares | Management | For | For |
2 | Amend Articles To Authorize Company to Acquire All Common Shares Outstanding in Exchange for Class A Shares | Management | For | For |
3 | Approve Acquisition of All Common Shares Outstanding in Exchange for Class A Shares | Management | For | For |
4 | Amend Articles To Authorize Company to Acquire All Common Shares Outstanding in Exchange for Class A Shares | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn M. McCarthy | Management | For | For |
1.2 | Elect Director Sarah W. Blumenstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
SHANDA INTERACTIVE ENTERTAINMENT LIMITED MEETING DATE: OCT 22, 2010 | ||||
TICKER: SNDA SECURITY ID: 81941Q203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Tianqiao Chen as Director | Management | For | For |
1.2 | Elect Danian Chen as Director | Management | For | For |
1.3 | Elect Qianqian Luo as Director | Management | For | For |
1.4 | Elect Jingsheng Huang as Director | Management | For | For |
1.5 | Elect Chengyu Xiong as Director | Management | For | For |
1.6 | Elect Kai Zhao as Director | Management | For | For |
1.7 | Elect Qunzhao Tan as Director | Management | For | For |
1.8 | Elect Grace Wu as Director | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: OCT 08, 2010 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
5 | Amend Articles of Association of the Company | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Report of Board of Directors | Management | For | For |
3 | Approve Report of Supervisory Committee | Management | For | For |
4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 01066 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
SHENGDATECH, INC. MEETING DATE: OCT 18, 2010 | ||||
TICKER: SGAT SECURITY ID: 823213103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xiangzhi Chen | Management | For | For |
1.2 | Elect Director Anhui Guo | Management | For | For |
1.3 | Elect Director Dongquan Zhang | Management | For | For |
1.4 | Elect Director A. Carl Mudd | Management | For | For |
1.5 | Elect Director Sheldon B. Saidman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHINSEGAE FOOD CO. MEETING DATE: MAR 18, 2011 | ||||
TICKER: 031440 SECURITY ID: Y7753W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 750 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Ko Gye-In as Outside Director | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 22, 2011 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
SINO BIOPHARMACEUTICAL LTD. MEETING DATE: MAY 31, 2011 | ||||
TICKER: 01177 SECURITY ID: G8167W138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Zhang Baowen as Director | Management | For | Against |
3a2 | Reelect Tao Huiqi as Director | Management | For | Against |
3a3 | Reelect He Huiyu as Director | Management | For | Against |
3a4 | Reelect Lu Zhengfei as Director | Management | For | For |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
SMART BALANCE, INC. MEETING DATE: FEB 15, 2011 | ||||
TICKER: SMBL SECURITY ID: 83169Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program for Employees other than Executive Officers and Directors | Management | For | For |
2 | Approve Stock Option Exchange Program for Executive Officers and Directors | Management | For | Against |
SMART BALANCE, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SMBL SECURITY ID: 83169Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Hooper | Management | For | For |
1.2 | Elect Director Gerald J. Laber | Management | For | For |
1.3 | Elect Director James B. Leighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOBHA DEVELOPERS LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 532784 SECURITY ID: Y806AJ100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
3 | Reappoint S.K. Gupta as Director | Management | For | For |
4 | Reappoint R.V.S. Rao as Director | Management | For | For |
5 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONGBIRD ESTATES PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: SBD SECURITY ID: G8279H136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect David Pritchard as Director | Management | For | For |
3 | Re-elect John Botts as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise EU Political Donations and Expenditure | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
SONIC CORP. MEETING DATE: JAN 06, 2011 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas N. Benham | Management | For | For |
1.2 | Elect Director H.E. Rainbolt | Management | For | For |
1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
SPG LAND HOLDINGS LIMITED MEETING DATE: AUG 16, 2010 | ||||
TICKER: 00337 SECURITY ID: G8350R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 29 Percent Equity Interest in SPG Investment XI (BVI) Limited from Mausica Investment Ltd. by SPG Investment XII (BVI) Ltd. for a Consideration of RMB 425 Million | Management | For | For |
SPIRAX-SARCO ENGINEERING PLC MEETING DATE: MAY 10, 2011 | ||||
TICKER: SPX SECURITY ID: G83561103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Re-elect Bill Whiteley as Director | Management | For | Against |
6 | Re-elect Mark Vernon as Director | Management | For | Against |
7 | Re-elect Neil Daws as Director | Management | For | Against |
8 | Re-elect Michael Gibbin as Director | Management | For | Against |
9 | Re-elect David Meredith as Director | Management | For | Against |
10 | Re-elect Tony Scrivin as Director | Management | For | Against |
11 | Re-elect Gareth Bullock as Director | Management | For | Against |
12 | Re-elect Krishnamurthy Rajagopal as Director | Management | For | Against |
13 | Re-elect Clive Watson as Director | Management | For | Against |
14 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Approve Scrip Dividend | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2011 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
START TODAY CO LTD MEETING DATE: JUN 26, 2011 | ||||
TICKER: 3092 SECURITY ID: J7665M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2.1 | Elect Director Maezawa, Yuusaku | Management | For | For |
2.2 | Elect Director Yanagisawa, Koji | Management | For | For |
2.3 | Elect Director Oishi, Akiko | Management | For | For |
2.4 | Elect Director Muto, Takanobu | Management | For | For |
2.5 | Elect Director Okura, Mineki | Management | For | For |
2.6 | Elect Director Ono, Koji | Management | For | For |
3.1 | Appoint Statutory Auditor Motai, Junichi | Management | For | For |
3.2 | Appoint Statutory Auditor Yoshioka, Koichi | Management | For | For |
3.3 | Appoint Statutory Auditor Hattori, Shichiro | Management | For | For |
4 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
STERIS CORPORATION MEETING DATE: JUL 29, 2010 | ||||
TICKER: STE SECURITY ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.4 | Elect Director David B. Lewis | Management | For | For |
1.5 | Elect Director Kevin M. McMullen | Management | For | For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
1.8 | Elect Director John P. Wareham | Management | For | For |
1.9 | Elect Director Loyal W. Wilson | Management | For | For |
1.10 | Elect Director Michael B. Wood | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUNOPTA INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SOY SECURITY ID: 8676EP108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jay Amato as Director | Management | For | For |
1.2 | Elect Steven Bromley as Director | Management | For | For |
1.3 | Elect Douglas Greene as Director | Management | For | For |
1.4 | Elect Victor Hepburn as Director | Management | For | For |
1.5 | Elect Katrina Houde as Director | Management | For | For |
1.6 | Elect Cyril Ing as Director | Management | For | For |
1.7 | Elect Jeremy Kendall as Director | Management | For | For |
1.8 | Elect Alan Murray as Director | Management | For | For |
1.9 | Elect Allan Routh as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SUPPORT.COM, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: SPRT SECURITY ID: 86858W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shawn Farshchi | Management | For | For |
1.2 | Elect Director Mark Fries | Management | For | For |
1.3 | Elect Director Michael Linton | Management | For | For |
1.4 | Elect Director J. Martin O'Malley | Management | For | For |
1.5 | Elect Director Joshua Pickus | Management | For | For |
1.6 | Elect Director Toni Portmann | Management | For | For |
1.7 | Elect Director Jim Stephens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNNEX CORPORATION MEETING DATE: MAR 21, 2011 | ||||
TICKER: SNX SECURITY ID: 87162W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dwight Steffensen | Management | For | For |
1.2 | Elect Director Kevin Murai | Management | For | For |
1.3 | Elect Director Fred Breidenbach | Management | For | For |
1.4 | Elect Director Matthew Miau | Management | For | For |
1.5 | Elect Director Gregory Quesnel | Management | For | For |
1.6 | Elect Director James Van Horne | Management | For | For |
1.7 | Elect Director Duane Zitzner | Management | For | For |
1.8 | Elect Director Andrea Zulberti | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
TAJ GVK HOTELS & RESORTS LTD MEETING DATE: JUL 26, 2010 | ||||
TICKER: 532390 SECURITY ID: Y8485R126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint G.V. Sanjay Reddy as Director | Management | For | Against |
4 | Reappoint A. Hussain as Director | Management | For | For |
5 | Reappoint A. Ramakrishna as Director | Management | For | For |
6 | Reappoint P. Abraham as Director | Management | For | For |
7 | Reappoint K.J. Reddy as Director | Management | For | For |
8 | Approve Brahmayya & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Appoint K. Bhupal as Director | Management | For | Against |
10 | Appoint M.B.N. Rao as Director | Management | For | For |
11 | Approve Reappointment and Remuneration of G.V. Krishna Reddy, Executive Chairman | Management | For | Against |
12 | Approve Reappointment and Remuneration of G.I. Reddy, Managing Director | Management | For | Against |
THE ADVISORY BOARD COMPANY MEETING DATE: SEP 10, 2010 | ||||
TICKER: ABCO SECURITY ID: 00762W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director Peter J. Grua | Management | For | For |
1.3 | Elect Director Kelt Kindick | Management | For | For |
1.4 | Elect Director Robert W. Musslewhite | Management | For | For |
1.5 | Elect Director Mark R. Neaman | Management | For | For |
1.6 | Elect Director Leon D. Shapiro | Management | For | For |
1.7 | Elect Director Frank J. Williams | Management | For | For |
1.8 | Elect Director LeAnne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE CHUBB CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zoe Baird | Management | For | For |
2 | Elect Director Sheila P. Burke | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director John D. Finnegan | Management | For | For |
5 | Elect Director Lawrence W. Kellner | Management | For | For |
6 | Elect Director Martin G. McGuinn | Management | For | For |
7 | Elect Director Lawrence M. Small | Management | For | For |
8 | Elect Director Jess Soderberg | Management | For | For |
9 | Elect Director Daniel E. Somers | Management | For | For |
10 | Elect Director James M. Zimmerman | Management | For | For |
11 | Elect Director Alfred W. Zollar | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE CORPORATE EXECUTIVE BOARD COMPANY MEETING DATE: JUN 09, 2011 | ||||
TICKER: EXBD SECURITY ID: 21988R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
1.2 | Elect Director Gregor S. Bailar | Management | For | For |
1.3 | Elect Director Stephen M. Carter | Management | For | For |
1.4 | Elect Director Gordon J. Coburn | Management | For | For |
1.5 | Elect Director L. Kevin Cox | Management | For | For |
1.6 | Elect Director Nancy J. Karch | Management | For | For |
1.7 | Elect Director Daniel O. Leemon | Management | For | For |
1.8 | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE E. W. SCRIPPS COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: SSP SECURITY ID: 811054402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger L. Ogden | Management | For | Withhold |
1.2 | Elect Director J. Marvin Quin | Management | For | Withhold |
1.3 | Elect Director Kim Williams | Management | For | Withhold |
THE PROGRESSIVE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
2 | Elect Director Charles A. Davis | Management | For | For |
3 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 14, 2011 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Lynch | Management | For | For |
2 | Elect Director William G. Parrett | Management | For | For |
3 | Elect Director Michael E. Porter | Management | For | For |
4 | Elect Director Scott M. Sperling | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
THERMOGENESIS CORP. MEETING DATE: AUG 09, 2010 | ||||
TICKER: KOOL SECURITY ID: 883623209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
THERMOGENESIS CORP. MEETING DATE: DEC 10, 2010 | ||||
TICKER: KOOL SECURITY ID: 883623308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hubert E. Huckel | Management | For | For |
1.2 | Elect Director David W. Carter | Management | For | For |
1.3 | Elect Director Patrick McEnany | Management | For | For |
1.4 | Elect Director Craig W. Moore | Management | For | For |
1.5 | Elect Director Mahendra Rao | Management | For | For |
1.6 | Elect Director J. Melville Engle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THOR INDUSTRIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Orthwein | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TINGYI (CAYMAN ISLANDS) HOLDING CORP. MEETING DATE: NOV 11, 2010 | ||||
TICKER: 00322 SECURITY ID: G8878S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve TZCI Supply Agreement and Related Annual Caps | Management | For | For |
2 | Approve TFS Supply Agreement and Related Annual Caps | Management | For | For |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 03, 2011 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TSUTSUMI JEWELRY CO. LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 7937 SECURITY ID: J93558104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
2 | Amend Articles To Expand Board Eligibility | Management | For | For |
3.1 | Elect Director Tsutsumi, Seiji | Management | For | For |
3.2 | Elect Director Fujieda, Keizo | Management | For | For |
3.3 | Elect Director Shindo, Katsumi | Management | For | For |
3.4 | Elect Director Tsuji, Takashi | Management | For | For |
3.5 | Elect Director Otomo, Mitsuo | Management | For | For |
3.6 | Elect Director Shidatsu, Koji | Management | For | For |
4.1 | Appoint Statutory Auditor Yoshida, Yasunari | Management | For | For |
4.2 | Appoint Alternate Statutory Auditor Miyahara, Toshio | Management | For | For |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUL 02, 2010 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Appoint MB Audit as Auditor | Management | For | For |
6 | Appoint Roland Travers as Alternate Auditor | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
13 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 1.45 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
14 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 12 and 13 | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
18 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 4 Million | Management | For | For |
19 | Amend Article 14 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUN 30, 2011 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Sebastien Legeai-Rocade de l Aumaillerie as Auditor | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 10 and 11 | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
16 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UK MAIL GROUP PLC MEETING DATE: JUL 14, 2010 | ||||
TICKER: UKM SECURITY ID: G918FZ102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Peter Kane as Director | Management | For | For |
5 | Re-elect Alec Ross as Director | Management | For | For |
6 | Elect Michael Findlay as Director | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
UNION BANK OF INDIA LTD MEETING DATE: JUL 02, 2010 | ||||
TICKER: 532477 SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.50 Per Share | Management | For | For |
UNION BANK OF INDIA LTD. MEETING DATE: MAR 29, 2011 | ||||
TICKER: 532477 SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 30.9 Million Equity Shares at a Price of INR 355 Per Equity Share to the Government of India, Promoter | Management | For | For |
UNION BANK OF INDIA LTD. MEETING DATE: JUN 29, 2011 | ||||
TICKER: 532477 SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 8.00 Per Share | Management | For | For |
UNIVERSAL TECHNICAL INSTITUTE, INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: UTI SECURITY ID: 913915104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Conrad A. Conrad | Management | For | For |
2 | Elect Director Alan E. Cabito | Management | For | For |
3 | Elect Director Kimberly J. McWaters | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
URANIUM ONE INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: UUU SECURITY ID: 91701P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian Telfer | Management | For | For |
1.2 | Elect Director Andrew Adams | Management | For | For |
1.3 | Elect Director Peter Bowie | Management | For | For |
1.4 | Elect Director D. Jean Nortier | Management | For | For |
1.5 | Elect Director Christopher Sattler | Management | For | For |
1.6 | Elect Director Phillip Shirvington | Management | For | For |
1.7 | Elect Director Kenneth Williamson | Management | For | For |
1.8 | Elect Director Ilya Yampolskiy | Management | For | For |
1.9 | Elect Director Vadim Zhivov | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Joel S. Lawson III | Management | For | For |
1.3 | Elect Director Glen T. Senk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
USANA HEALTH SCIENCES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: USNA SECURITY ID: 90328M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Myron W. Wentz, Ph.D. | Management | For | For |
1.2 | Elect Director Robert Anciaux | Management | For | For |
1.3 | Elect Director Gilbert A. Fuller | Management | For | For |
1.4 | Elect Director Ronald S. Poelman | Management | For | For |
1.5 | Elect Director Jerry G. McClain | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
UZEL MAKINA SANAYI AS MEETING DATE: AUG 25, 2010 | ||||
TICKER: SECURITY ID: M9648Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Board and Internal Audit Reports | Management | None | None |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
6 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
8 | Receive Information on Charitable Donations | Management | None | None |
9 | Ratify External Auditors | Management | For | Did Not Vote |
10 | Wishes | Management | None | None |
11 | Close Meeting | Management | None | None |
VALUE LINE, INC. MEETING DATE: AUG 17, 2010 | ||||
TICKER: VALU SECURITY ID: 920437100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H.A. Brecher | Management | For | For |
1.2 | Elect Director M.E. Appel | Management | For | For |
1.3 | Elect Director S.R. Anastasio | Management | For | For |
1.4 | Elect Director W.E. Reed | Management | For | For |
1.5 | Elect Director A. Fiore | Management | For | For |
1.6 | Elect Director S. Davis | Management | For | For |
1.7 | Elect Director T. Sarkany | Management | For | For |
VALUECLICK, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: VCLK SECURITY ID: 92046N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Zarley | Management | For | For |
1.2 | Elect Director David S. Buzby | Management | For | For |
1.3 | Elect Director Martin T. Hart | Management | For | For |
1.4 | Elect Director Jeffrey F. Rayport | Management | For | For |
1.5 | Elect Director James R. Peters | Management | For | For |
1.6 | Elect Director James A. Crouthamel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VANCEINFO TECHNOLOGIES INC. MEETING DATE: NOV 11, 2010 | ||||
TICKER: VIT SECURITY ID: 921564100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Daniel Mingdong Wu as Director | Management | For | Against |
2 | Re-elect Samuelson S.M. Young as Director | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2009 | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2010 | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Aurelio | Management | For | For |
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VEECO INSTRUMENTS INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Gutierrez | Management | For | For |
1.2 | Elect Director Gordon Hunter | Management | For | For |
1.3 | Elect Director Peter J. Simone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D. James Bidzos | Management | For | For |
2 | Elect Director William L. Chenevich | Management | For | For |
3 | Elect Director Kathleen A. Cote | Management | For | For |
4 | Elect Director Mark D. Mclaughlin | Management | For | For |
5 | Elect Director Roger H. Moore | Management | For | For |
6 | Elect Director John D. Roach | Management | For | For |
7 | Elect Director Louis A. Simpson | Management | For | For |
8 | Elect Director Timothy Tomlinson | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VOYAGER OIL & GAS, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: VOG SECURITY ID: 92911K944 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lyle Berman | Management | For | For |
1.2 | Elect Director Terry Harris | Management | For | For |
1.3 | Elect Director Joseph Lahti | Management | For | For |
1.4 | Elect Director Steven Lipscomb | Management | For | For |
1.5 | Elect Director Myrna Patterson McLeroy | Management | For | For |
1.6 | Elect Director James Russell (J.R.) Reger | Management | For | For |
1.7 | Elect Director Loren J. O'Toole, II | Management | For | For |
1.8 | Elect Director Mitchell R. Thompson | Management | For | For |
1.9 | Elect Director Josh Sherman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Change State of Incorporation From Delaware To Montana | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WANT WANT CHINA HOLDINGS LTD. MEETING DATE: APR 28, 2011 | ||||
TICKER: 00151 SECURITY ID: G9431R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend for the Year Ended Dec. 31, 2010 | Management | For | For |
3a | Reelect Tsai Eng-Meng as Director | Management | For | Against |
3b | Reelect Chu Chi-Wen as Director | Management | For | Against |
3c | Reelect Tsai Wang-Chia as Director | Management | For | Against |
3d | Reelect Chan Yu-Feng as Director | Management | For | Against |
3e | Reelect Cheng Wen-Hsien as Director | Management | For | Against |
3f | Reelect Lee Kwang-Chou as Director | Management | For | Against |
3g | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEB.COM GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: WWWW SECURITY ID: 94733A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Brown | Management | For | For |
1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
1.3 | Elect Director Philip J. Facchina | Management | For | For |
1.4 | Elect Director Deborah H. Quazzo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
WEBMD HEALTH CORP. MEETING DATE: OCT 21, 2010 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTPORT INNOVATIONS INC. MEETING DATE: JUL 15, 2010 | ||||
TICKER: WPT SECURITY ID: 960908309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Beaulieu | Management | For | For |
1.2 | Elect Director Warren J. Baker | Management | For | For |
1.3 | Elect Director M.A. (Jill) Bodkin | Management | For | For |
1.4 | Elect Director David R. Demers | Management | For | For |
1.5 | Elect Director Dezso J. Horvath | Management | For | For |
1.6 | Elect Director Sarah Liao Sau Tung | Management | For | Withhold |
1.7 | Elect Director Albert Maringer | Management | For | For |
1.8 | Elect Director Gottfried (Guff) Muench | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Incentive Plan | Management | For | Against |
WHARF (HOLDINGS) LTD. MEETING DATE: JUN 07, 2011 | ||||
TICKER: 00004 SECURITY ID: Y8800U127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statement and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Paul M. P. Chan as Director | Management | For | For |
3b | Reelect Vincent K. Fang as Director | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Increase in the Authorized Share Capital of the Company | Management | For | Against |
9 | Adopt Share Option Scheme | Management | For | For |
WOTIF.COM HOLDINGS LTD MEETING DATE: OCT 25, 2010 | ||||
TICKER: WTF SECURITY ID: Q9860E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2 | Elect Robert Andrew Creeth Brice as a Director | Management | For | Against |
3 | Approve the Grant of 800,000 Options to Robert Michael Sean Cooke, Managing Director, Under the Company's Executive Share Option Plan | Management | For | For |
4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
YAMANA GOLD INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Marrone as Director | Management | For | For |
1.2 | Elect Patrick J. Mars as Director | Management | For | For |
1.3 | Elect John Begeman as Director | Management | For | For |
1.4 | Elect Alexander Davidson as Director | Management | For | For |
1.5 | Elect Richard Graff as Director | Management | For | For |
1.6 | Elect Robert Horn as Director | Management | For | For |
1.7 | Elect Nigel Lees as Director | Management | For | For |
1.8 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
1.9 | Elect Carl Renzoni as Director | Management | For | For |
1.10 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
1.11 | Elect Dino Titaro as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
YANTAI CHANGYU PIONEER WINE CO LTD MEETING DATE: AUG 31, 2010 | ||||
TICKER: 200869 SECURITY ID: Y9739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Setup of a Company | Management | For | For |
2 | Elect Xiao Wei as Independent Director | Management | For | For |
YANTAI CHANGYU PIONEER WINE CO LTD MEETING DATE: SEP 28, 2010 | ||||
TICKER: 200869 SECURITY ID: Y9739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Cancel the Plan of the Major Assets Restructuring | Management | For | For |
2 | Approve to Cancel the Authorize of the Board to Handle Matters Related to the Investment | Management | For | For |
YES BANK LIMITED MEETING DATE: JUL 02, 2010 | ||||
TICKER: 532648 SECURITY ID: Y97636107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.50 Per Share | Management | For | For |
3 | Reappoint R. Singh as Director | Management | For | For |
4 | Reappoint A. Vohra as Director | Management | For | Against |
5 | Approve B S R & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Appointment and Remuneration of S.L. Kapur as Non-Executive Chairman | Management | For | For |
7 | Approve Increase in Borrowing Powers to INR 120 Billion | Management | For | For |
ZEE ENTERTAINMENT ENTERPRISES LTD (FORMERLY ZEE TELEFILMS LI MEETING DATE: JUL 20, 2010 | ||||
TICKER: 505537 SECURITY ID: Y98893152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Between INX Media Pvt. Ltd. and Zee Entertainment Enterprises Ltd. and Their Respective Shareholders | Management | For | For |
ZEE ENTERTAINMENT ENTERPRISES LTD (FORMERLY ZEE TELEFILMS LI MEETING DATE: OCT 29, 2010 | ||||
TICKER: 505537 SECURITY ID: Y98893152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of INR 2.00 Per Share and Approve Final Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint L.N. Goel as Director | Management | For | Against |
4 | Reappoint N.C. Jain as Director | Management | For | For |
5 | Reappoint R. Vaidyanathan as Director | Management | For | For |
6 | Approve MGB & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Reappointment and Remuneration of P. Goenka as Managing Director & CEO | Management | For | For |
8 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
9 | Approve Reclassification of Differential Authorized Share Capital into 649 Million Equity Shares of INR 1.00 Each and Amend Memorandum of Association to Reflect Changes in Capital | Management | For | For |
10 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
11 | Authorize Capitalization of Reserves for Bonus Issue of One Bonus Equity Share for Every One Equity Share Held | Management | For | For |
ZEE ENTERTAINMENT ENTERPRISES LTD. MEETING DATE: MAR 24, 2011 | ||||
TICKER: 505537 SECURITY ID: Y98893152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 25 Percent of Issued Share Capital at a Price Not Exceeding INR 126 Per Share | Management | For | For |
ZOLTEK COMPANIES, INC. MEETING DATE: JAN 19, 2011 | ||||
TICKER: ZOLT SECURITY ID: 98975W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zsolt Rumy | Management | For | For |
1.2 | Elect Director Charles A. Dill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: SEP 10, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | Management | For | For |
2 | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: NOV 30, 2010 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | Management | For | For |
2 | Approve Resolution of the Company on Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance | Management | For | For |
VOTE SUMMARY REPORT
VIP VALUE STRATEGIES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCURIDE CORPORATION MEETING DATE: NOV 18, 2010 | ||||
TICKER: ACW SECURITY ID: 00439T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACCURIDE CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: ACW SECURITY ID: 00439T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Busse | Management | For | Withhold |
1.2 | Elect Director Richard F. Dauch | Management | For | For |
1.3 | Elect Director Benjamin C. Duster, IV | Management | For | Withhold |
1.4 | Elect Director Robert J. Kelly | Management | For | Withhold |
1.5 | Elect Director William M. Lasky | Management | For | For |
1.6 | Elect Director Stephen S. Ledoux | Management | For | For |
1.7 | Elect Director John W. Risner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACUITY BRANDS, INC. MEETING DATE: JAN 07, 2011 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 02, 2010 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry D. Gramaglia | Management | For | For |
2 | Elect Director Clark M. Kokich | Management | For | For |
3 | Elect Director Kevin M. Twomey | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AEGON NV MEETING DATE: MAY 12, 2011 | ||||
TICKER: AGN SECURITY ID: N00927298 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation on the Course of Business and Significant Events in 2010 | Management | None | None |
3.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3.2 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Omission of Dividends on Fiscal Year 2010 | Management | None | None |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
8 | Adopt Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9 | Reelect A.R. Wynaendts to Management Board | Management | For | Did Not Vote |
10 | Reelect A. Burgmans to Supervisory Board | Management | For | Did Not Vote |
11 | Reelect K.M.H. Peijs to Supervisory Board | Management | For | Did Not Vote |
12 | Reelect L.M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
13 | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | Management | For | Did Not Vote |
15 | Authorize Board to Issue Shares Up To One Percent of Issued Capital Under Incentive Plans | Management | For | Did Not Vote |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2011 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
AGCO CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AGCO SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wolfgang Deml | Management | For | For |
1.2 | Elect Director Luiz F. Furlan | Management | For | For |
1.3 | Elect Director Gerald B. Johanneson | Management | For | For |
1.4 | Elect Director Thomas W. LaSorda | Management | For | For |
1.5 | Elect Director George E. Minnich | Management | For | For |
1.6 | Elect Director Martin H. Richenhagen | Management | For | For |
1.7 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Harvey | Management | For | For |
1.2 | Elect Director Singleton B. McAllister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 03, 2010 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez IV | Management | For | For |
1.9 | Elect Director Mark H. Ronald | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director P. Michael Giftos | Management | For | For |
1.7 | Elect Director Joel Richards, III | Management | For | For |
1.8 | Elect Director James F. Roberts | Management | For | For |
1.9 | Elect Director Ted G. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Efforts to Reduce Pollution From Products and Operations | Shareholder | Against | Abstain |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase Authorized Common Stock | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERISTAR CASINOS, INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: ASCA SECURITY ID: 03070Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry A. Hodges | Management | For | For |
1.2 | Elect Director Luther P. Cochrane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Munoz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARVINMERITOR, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: MTOR SECURITY ID: 043353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
1.3 | Elect Director Steven G. Rothmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change Company Name | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juanita T. James | Management | For | For |
1.2 | Elect Director Vernon E. Jordan, Jr. | Management | For | For |
1.3 | Elect Director Eugene S. Katz | Management | For | For |
1.4 | Elect Director Craig T. Monaghan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ASSURANT, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Elect Director Howard L. Carver | Management | For | For |
3 | Elect Director Juan N. Cento | Management | For | For |
4 | Elect Director Lawrence V. Jackson | Management | For | For |
5 | Elect Director David B. Kelso | Management | For | For |
6 | Elect Director Charles J. Koch | Management | For | For |
7 | Elect Director H. Carroll Mackin | Management | For | For |
8 | Elect Director Robert B. Pollock | Management | For | For |
9 | Elect Director John A.C. Swainson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AUTOLIV INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: ALV SECURITY ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Lars Nyberg | Management | For | For |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 29, 2010 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim C. Cowart | Management | For | For |
1.2 | Elect Director Arthur E. Wegner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BLOUNT INTERNATIONAL, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: BLT SECURITY ID: 095180105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
1.2 | Elect Director Ronald Cami | Management | For | For |
1.3 | Elect Director R. Eugene Cartledge | Management | For | For |
1.4 | Elect Director Andrew C. Clarke | Management | For | For |
1.5 | Elect Director Joshua L. Collins | Management | For | For |
1.6 | Elect Director Thomas J. Fruechtel | Management | For | For |
1.7 | Elect Director E. Daniel James | Management | For | For |
1.8 | Elect Director Harold E. Layman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2010 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O'Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
12 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. Depinto | Management | For | For |
1.3 | Elect Director Harriet Edelman | Management | For | For |
1.4 | Elect Director Marvin J. Girouard | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Profit Sharing Plan | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 27, 2011 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest G. Bachrach | Management | For | For |
1.2 | Elect Director Enrique H. Boilini | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.3 | Elect Director John R. Ryan | Management | For | For |
1.4 | Elect Director Vincent Tese | Management | For | For |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan O. Dinges | Management | For | For |
2 | Elect Director James R. Gibbs | Management | For | For |
3 | Elect Director William P. Vititoe | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALAVO GROWERS, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CVGW SECURITY ID: 128246105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lecil E. Cole | Management | For | For |
1.2 | Elect Director George H. Barnes | Management | For | For |
1.3 | Elect Director Michael D. Hause | Management | For | For |
1.4 | Elect Director Donald M. Sanders | Management | For | For |
1.5 | Elect Director Marc L. Brown | Management | For | For |
1.6 | Elect Director Alva V. Snider | Management | For | For |
1.7 | Elect Director Scott Van Der Kar | Management | For | For |
1.8 | Elect Director J. Link Leavens | Management | For | For |
1.9 | Elect Director Dorcas H. McFarlane | Management | For | For |
1.10 | Elect Director John M. Hunt | Management | For | For |
1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
1.12 | Elect Director Harold Edwards | Management | For | For |
1.13 | Elect Director Steven Hollister | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CALPINE CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 13, 2011 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert G. Bohn | Management | For | For |
2 | Elect Director Terry D. Growcock | Management | For | For |
3 | Elect Director Gregg A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 11, 2010 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I. Martin Inglis | Management | For | For |
1.2 | Elect Director Peter N. Stephans | Management | For | For |
1.3 | Elect Director Kathryn C. Turner | Management | For | For |
1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CASUAL MALE RETAIL GROUP, INC. MEETING DATE: AUG 05, 2010 | ||||
TICKER: CMRG SECURITY ID: 148711302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seymour Holtzman | Management | For | Withhold |
1.2 | Elect Director David A. Levin | Management | For | Withhold |
1.3 | Elect Director Alan S. Bernikow | Management | For | Withhold |
1.4 | Elect Director Jesse Choper | Management | For | Withhold |
1.5 | Elect Director John E. Kyees | Management | For | For |
1.6 | Elect Director Ward K. Mooney | Management | For | Withhold |
1.7 | Elect Director George T. Porter, Jr. | Management | For | Withhold |
1.8 | Elect Director Mitchell S. Presser | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
1.2 | Elect Director Gary L. Bryenton | Management | For | For |
1.3 | Elect Director Gary J. Nay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Declassify the Board of Directors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CEDAR FAIR, L.P. MEETING DATE: JAN 11, 2011 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1 | Require Independent Board Chairman | Shareholder | Against | Against |
2 | Amend Partnership Agreement | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Require Independent Board Chairman | Shareholder | For | Did Not Vote |
2 | Amend Partnership Agreement | Shareholder | For | Did Not Vote |
CEDAR FAIR, L.P. MEETING DATE: JUN 02, 2011 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
2 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
CHINA CONSTRUCTION BANK CORPORATION MEETING DATE: JUN 09, 2011 | ||||
TICKER: 00939 SECURITY ID: Y1397N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of Board of Directors | Management | For | For |
2 | Approve Report of Board of Supervisors | Management | For | For |
3 | Approve Final Financial Accounts | Management | For | For |
4 | Approve Fixed Assets Investment Budget for the Year 2011 | Management | For | For |
5 | Approve Profit Distribution Plan for 2010 | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Elect Dong Shi as Non-Executive Director | Management | For | For |
8 | Approve Purchase of Head Office Business Processing Centre | Management | For | For |
9 | Approve 2010 Final Emolument Distribution Plan for Directors and Supervisors | Shareholder | None | For |
CINTAS CORPORATION MEETING DATE: OCT 26, 2010 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Richard T. Farmer | Management | For | For |
3 | Elect Director Scott D. Farmer | Management | For | For |
4 | Elect Director James J. Johnson | Management | For | For |
5 | Elect Director Robert J. Kohlhepp | Management | For | For |
6 | Elect Director David C. Phillips | Management | For | For |
7 | Elect Director Joseph Scaminace | Management | For | For |
8 | Elect Director Ronald W. Tysoe | Management | For | For |
9 | Ratify Auditors | Management | For | For |
COCA-COLA ENTERPRISES INC. MEETING DATE: OCT 01, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COGENT COMMUNICATIONS GROUP, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: CCOI SECURITY ID: 19239V302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dave Schaeffer | Management | For | For |
1.2 | Elect Director Steven D. Brooks | Management | For | For |
1.3 | Elect Director Erel N. Margalit | Management | For | Withhold |
1.4 | Elect Director Timothy Weingarten | Management | For | Withhold |
1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
1.6 | Elect Director D. Blake Bath | Management | For | Withhold |
1.7 | Elect Director Marc Montagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COGNEX CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: CGNX SECURITY ID: 192422103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Shillman | Management | For | For |
1.2 | Elect Director Jerald G. Fishman | Management | For | For |
1.3 | Elect Director Theodor Krantz | Management | For | For |
1.4 | Elect Director Robert J. Willett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: CVGI SECURITY ID: 202608105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Bovee | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
COMPASS MINERALS INTERNATIONAL, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMP SECURITY ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley J. Bell | Management | For | For |
1.2 | Elect Director Richard S. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
CONOCOPHILLIPS MEETING DATE: MAY 11, 2011 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Harold W. McGraw III | Management | For | Against |
7 | Elect Director James J. Mulva | Management | For | For |
8 | Elect Director Robert A. Niblock | Management | For | For |
9 | Elect Director Harald J. Norvik | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Elect Director Victoria J. Tschinkel | Management | For | For |
12 | Elect Director Kathryn C. Turner | Management | For | Against |
13 | Elect Director William E. Wade, Jr. | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 22, 2010 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.4 | Elect Director James A. Locke III | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORELOGIC, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CLGX SECURITY ID: 21871D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. David Chatham | Management | For | For |
2 | Elect Director Anand K. Nallathambi | Management | For | For |
3 | Elect Director Thomas C. O'Brien | Management | For | For |
4 | Elect Director D. Van Skilling | Management | For | For |
5 | Elect Director David F. Walker | Management | For | For |
6 | Elect Director Mary Lee Widener | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Ratify Auditors | Management | For | For |
COTT CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: BCB SECURITY ID: 22163N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Benadiba | Management | For | For |
1.2 | Elect Director George A. Burnett | Management | For | For |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director David T. Gibbons | Management | For | For |
1.5 | Elect Director Stephen H. Halperin | Management | For | For |
1.6 | Elect Director Betty Jane Hess | Management | For | For |
1.7 | Elect Director Gregory Monahan | Management | For | For |
1.8 | Elect Director Mario Pilozzi | Management | For | For |
1.9 | Elect Director Andrew Prozes | Management | For | For |
1.10 | Elect Director Eric Rosenfeld | Management | For | For |
1.11 | Elect Director Graham Savage | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation | Management | Three Years | One Year |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
DAVITA INC. MEETING DATE: JUN 06, 2011 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela M. Arway | Management | For | For |
2 | Elect Director Charles G. Berg | Management | For | For |
3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
4 | Elect Director Carol Anthony Davidson | Management | For | For |
5 | Elect Director Paul J. Diaz | Management | For | For |
6 | Elect Director Peter T. Grauer | Management | For | For |
7 | Elect Director John M. Nehra | Management | For | For |
8 | Elect Director William L. Roper | Management | For | For |
9 | Elect Director Kent J. Thiry | Management | For | For |
10 | Elect Director Roger J. Valine | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENBURY RESOURCES INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howell M. Estes, III | Management | For | For |
1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
1.3 | Elect Director Eddy Zervigon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMERITUS CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Daniel R. Baty | Management | For | For |
1.3 | Elect Director Bruce L. Busby | Management | For | For |
1.4 | Elect Director James R. Ladd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ENSCO PLC MEETING DATE: MAY 24, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC MEETING DATE: MAY 31, 2011 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 02, 2011 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 16, 2010 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clinton A. Clark | Management | For | For |
2 | Elect Director Kristin Gamble | Management | For | For |
3 | Elect Director Don M. Wilson | Management | For | For |
4 | Elect Director James W. Schmotter | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 18, 2011 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Galtney, Jr. | Management | For | For |
1.2 | Elect Director John P. Phelan | Management | For | For |
1.3 | Elect Director Roger M. Singer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FERRO CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: FOE SECURITY ID: 315405100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Austin Crayton | Management | For | For |
1.2 | Elect Director Richard J. Hipple | Management | For | For |
1.3 | Elect Director William B. Lawrence | Management | For | For |
1.4 | Elect Director Timothy K. Pistell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 10, 2011 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.3 | Elect Director Deborah L. Harmon | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
GAMESTOP CORP. MEETING DATE: JUN 21, 2011 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley (Mickey) Steinberg | Management | For | For |
1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2011 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Carol M. Stephenson | Management | For | For |
11 | Elect Director Cynthia A. Telles | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
7 | Elect Director Christine B. Mead | Management | For | For |
8 | Elect Director Thomas E. Moloney | Management | For | For |
9 | Elect Director James A. Parke | Management | For | For |
10 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
GLOBAL CROSSING LIMITED MEETING DATE: JUL 08, 2010 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Macaluso | Management | For | Withhold |
1.2 | Elect Director Michael Rescoe | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
GLOBAL CROSSING LIMITED MEETING DATE: JUN 14, 2011 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Macaluso | Management | For | For |
1.2 | Elect Director Michael Rescoe | Management | For | For |
2 | Approve Reduction of Share Premium Account | Management | For | For |
3 | Approve Ernst & Young Llp as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLOBE SPECIALTY METALS, INC. MEETING DATE: DEC 06, 2010 | ||||
TICKER: GSM SECURITY ID: 37954N206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
1.2 | Elect Director Thomas A. Danjczek | Management | For | For |
1.3 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.4 | Elect Director Alan Kestenbaum | Management | For | For |
1.5 | Elect Director Franklin L. Lavin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
GULF RESOURCES, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: GFRE SECURITY ID: 40251W929 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Yang | Management | For | For |
1.2 | Elect Director Xiaobin Liu | Management | For | For |
1.3 | Elect Director Naihui Miao | Management | For | For |
1.4 | Elect Director Nan Li | Management | For | For |
1.5 | Elect Director Yang Zou | Management | For | For |
1.6 | Elect Director Shi Tong Jiang | Management | For | For |
1.7 | Elect Director Ya Fei Ji | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HANESBRANDS INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HAYNES INTERNATIONAL, INC. MEETING DATE: FEB 28, 2011 | ||||
TICKER: HAYN SECURITY ID: 420877201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Bohan | Management | For | For |
1.2 | Elect Director Donald C. Campion | Management | For | For |
1.3 | Elect Director Mark M. Comerford | Management | For | For |
1.4 | Elect Director John C. Corey | Management | For | For |
1.5 | Elect Director Robert H. Getz | Management | For | For |
1.6 | Elect Director Timothy J. McCarthy | Management | For | For |
1.7 | Elect Director William P. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HILL-ROM HOLDINGS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Golden | Management | For | For |
1.2 | Elect Director W August Hillenbrand | Management | For | For |
1.3 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Baylis | Management | For | For |
2 | Elect Director Willard W. Brittain | Management | For | For |
3 | Elect Director Terence C. Golden | Management | For | For |
4 | Elect Director Ann M. Korologos | Management | For | For |
5 | Elect Director Richard E. Marriott | Management | For | For |
6 | Elect Director John B. Morse, Jr. | Management | For | For |
7 | Elect Director Gordon H. Smith | Management | For | For |
8 | Elect Director W. Edward Walter | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HOUSTON WIRE & CABLE COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: HWCC SECURITY ID: 44244K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Sorrentino | Management | For | For |
1.2 | Elect Director Michael T. Campbell | Management | For | For |
1.3 | Elect Director I. Stewart Farwell | Management | For | For |
1.4 | Elect Director Peter M. Gotsch | Management | For | For |
1.5 | Elect Director Wilson B. Sexton | Management | For | For |
1.6 | Elect Director William H. Sheffield | Management | For | For |
1.7 | Elect Director Scott L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 19, 2010 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Steven Mendelow | Management | For | For |
1.4 | Elect Director Drew Cohen | Management | For | For |
1.5 | Elect Director F. Peter Cuneo | Management | For | For |
1.6 | Elect Director Mark Friedman | Management | For | For |
1.7 | Elect Director James A. Marcum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INNOPHOS HOLDINGS, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: IPHS SECURITY ID: 45774N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | For |
1.2 | Elect Director Amado Cavazos | Management | For | For |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | For |
1.6 | Elect Director John Steitz | Management | For | For |
1.7 | Elect Director Stephen M. Zide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James D. Armstrong | Management | For | For |
2 | Elect Director Hamish N. Brewer | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOS. A. BANK CLOTHIERS, INC. MEETING DATE: JUN 17, 2011 | ||||
TICKER: JOSB SECURITY ID: 480838101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Neal Black | Management | For | For |
1.2 | Elect Director Robert N. Wildrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KB HOME MEETING DATE: APR 07, 2011 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara T. Alexander | Management | For | For |
2 | Elect Director Stephen F. Bollenbach | Management | For | For |
3 | Elect Director Timothy W. Finchem | Management | For | For |
4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
5 | Elect Director Robert L. Johnson | Management | For | For |
6 | Elect Director Melissa Lora | Management | For | For |
7 | Electi Director Michael G. Mccaffery | Management | For | For |
8 | Elect Director Jeffrey T. Mezger | Management | For | For |
9 | Elect Director Leslie Moonves | Management | For | For |
10 | Elect Director Luis G. Nogales | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 04, 2010 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAURENT PERRIER MEETING DATE: JUL 07, 2010 | ||||
TICKER: LPE SECURITY ID: F55758100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 0.69 per Share | Management | For | For |
5 | Approve Transactions with Supervisory Board Members | Management | For | For |
6 | Approve Transactions with Management Board Members | Management | For | For |
7 | Approve Transactions with Shareholders Holding More Than 10 Percent of Share Capital of the Voting Rights | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 158,340 | Management | For | For |
9 | Ackowledge Continuation of Supervisory Board Members' and Auditors' Mandates | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Allow Board to Use Delegations Granted under Items 10 to 12 of the July 8, 2009 General Meeting in the Event of a Public Tender Offer or Share Exchange | Management | For | Against |
13 | Amend Article 15.1 of Bylaws Re: Attendance to Supervisory Board Meetings Through Videoconference and Telecommunication | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 28, 2011 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2 | Elect Director Gregory T. Lucier | Management | For | For |
3 | EleElect Director Ronald A. Matricaria | Management | For | For |
4 | Elect Director David C. U Prichard | Management | For | For |
5 | Elect Director William H. Longfield | Management | For | For |
6 | Elect Director Ora H. Pescovitz | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Amend Certificate of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUN 28, 2011 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
2 | Elect Director Juergen Gromer | Management | For | For |
3 | Elect Director Arturo Krueger | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Reduction of Share Premium Account | Management | For | For |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Blackmore | Management | For | For |
2 | Elect Director Ahmad R. Chatila | Management | For | For |
3 | Elect Director Marshall Turner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
MENTOR GRAPHICS CORPORATION MEETING DATE: JUL 01, 2010 | ||||
TICKER: MENT SECURITY ID: 587200106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Bonfield | Management | For | For |
1.2 | Elect Director Marsha B. Congdon | Management | For | For |
1.3 | Elect Director James R. Fiebiger | Management | For | For |
1.4 | Elect Director Gregory K. Hinckley | Management | For | For |
1.5 | Elect Director Kevin C. McDonough | Management | For | For |
1.6 | Elect Director Patrick B. McManus | Management | For | For |
1.7 | Elect Director Walden C. Rhines | Management | For | For |
1.8 | Elect Director Fontaine K. Richardson | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MOLEX INCORPORATED MEETING DATE: OCT 29, 2010 | ||||
TICKER: MOLX SECURITY ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Birck | Management | For | For |
1.2 | Elect Director Anirudh Dhebar | Management | For | For |
1.3 | Elect Director Frederick A. Krehbiel | Management | For | For |
1.4 | Elect Director Martin P. Slark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 24, 2010 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Amelio | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director Robert J. Frankenberg | Management | For | For |
6 | Elect Director Donald Macleod | Management | For | For |
7 | Elect Director Edward R. McCracken | Management | For | For |
8 | Elect Director Roderick C. McGeary | Management | For | For |
9 | Elect Director William E. Mitchell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NETEASE.COM, INC. MEETING DATE: SEP 02, 2010 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect William Ding as Director | Management | For | For |
1b | Reelect Alice Cheng as Director | Management | For | For |
1c | Reelect Denny Lee as Director | Management | For | For |
1d | Reelect Joseph Tong as Director | Management | For | For |
1e | Reelect Lun Feng as Director | Management | For | For |
1f | Reelect Michael Leung as Director | Management | For | For |
1g | Reelect Michael Tong as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 28, 2010 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director Rosendo G. Parra | Management | For | For |
1.3 | Elect Director John W. Risner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
O'CHARLEY'S INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: CHUX SECURITY ID: 670823103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Arnaud Ajdler | Management | For | Against |
2 | Election Of Director: William F. Andrews | Management | For | For |
3 | Election Of Director: Douglas Benham | Management | For | For |
4 | Election Of Director: David W. Head | Management | For | For |
5 | Election Of Director: Philip J. Hickey, Jr. | Management | For | For |
6 | Election Of Director: Gregory Monahan | Management | For | For |
7 | Election Of Director: Dale W. Polley | Management | For | For |
8 | Election Of Director: Richard Reiss, Jr. | Management | For | Against |
9 | Election Of Director: H. Steve Tidwell | Management | For | Against |
10 | Election Of Director: Robert J. Walker | Management | For | For |
11 | Election Of Director: Shirley A. Zeitlin | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
OMNICOM GROUP INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Wren | Management | For | For |
2 | Elect Director Bruce Crawford | Management | For | For |
3 | Elect Director Alan R. Batkin | Management | For | For |
4 | Elect Director Robert Charles Clark | Management | For | For |
5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
6 | Elect Director Errol M. Cook | Management | For | For |
7 | Elect Director Susan S. Denison | Management | For | For |
8 | Elect Director Michael A. Henning | Management | For | For |
9 | Elect Director John R. Murphy | Management | For | For |
10 | Elect Director John R. Purcell | Management | For | For |
11 | Elect Director Linda Johnson Rice | Management | For | For |
12 | Elect Director Gary L. Roubos | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 14, 2011 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PACTIV CORPORATION MEETING DATE: NOV 15, 2010 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PERKINELMER, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | For |
5 | Elect Director Dr. Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | For |
7 | Elect Director Kenton J. Sicchitano | Management | For | For |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 10, 2010 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PULTEGROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QUANTA SERVICES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Bernard Fried | Management | For | For |
6 | Elect Director Louis C. Golm | Management | For | For |
7 | Elect Director Worthing F. Jackman | Management | For | For |
8 | Elect Director James F. O'Neil III | Management | For | For |
9 | Elect Director Bruce Ranck | Management | For | For |
10 | Elect Director Pat Wood, III | Management | For | For |
11 | Increase Authorized Common Stock | Management | For | For |
12 | Approve Conversion of Securities | Management | For | For |
13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
15 | Amend Quorum Requirements | Management | For | Against |
16 | Approve Preferred Stock Amendment | Management | For | Against |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 17, 2011 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William F. Buehler | Management | For | For |
2 | Elect Director Daniel C. Stanzione | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RALCORP HOLDINGS, INC. MEETING DATE: JAN 18, 2011 | ||||
TICKER: RAH SECURITY ID: 751028101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin Ola. Akande | Management | For | For |
1.2 | Elect Director Jonathan E. Baum | Management | For | For |
1.3 | Elect Director Kevin J. Hunt | Management | For | For |
1.4 | Elect Director David W. Kemper | Management | For | For |
1.5 | Elect Director David R. Wenzel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 04, 2011 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Kaplan | Management | For | For |
1.2 | Elect Director Jack Tyrrell | Management | For | For |
1.3 | Elect Director Nestor R. Weigand, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 18, 2011 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W.A. Boot | Management | For | For |
1.3 | Elect Director J. Cliff Eason | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: RHM SECURITY ID: D65111102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Detlef Moog to the Supervisory Board | Management | For | For |
6b | Elect Toni Wicki to the Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 07, 2011 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SEMPRA ENERGY MEETING DATE: MAY 13, 2011 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Carlos Ruiz | Management | For | For |
8 | Elect Director William C. Rusnack | Management | For | For |
9 | Elect Director William P. Rutledge | Management | For | For |
10 | Elect Director Lynn Schenk | Management | For | For |
11 | Elect Director Neal E. Schmale | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Ryan | Management | For | For |
1.2 | Elect Director Malcolm Gillis | Management | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
1.4 | Elect Director W. Blair Waltrip | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Director Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SOLUTIA INC. MEETING DATE: APR 18, 2011 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SONIC AUTOMOTIVE, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: SAH SECURITY ID: 83545G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director O. Bruton Smith | Management | For | For |
1.2 | Elect Director B. Scott Smith | Management | For | For |
1.3 | Elect Director David B. Smith | Management | For | For |
1.4 | Elect Director William R. Brooks | Management | For | For |
1.5 | Elect Director William I. Belk | Management | For | For |
1.6 | Elect Director Robert Heller | Management | For | For |
1.7 | Elect Director Robert L. Rewey | Management | For | For |
1.8 | Elect Director Victor H. Doolan | Management | For | For |
1.9 | Elect Director David C. Vorhoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SPANSION INC. MEETING DATE: MAY 31, 2011 | ||||
TICKER: CODE SECURITY ID: 84649R200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Mitchell | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNCOR ENERGY INC MEETING DATE: MAY 03, 2011 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNOPTA INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: SOY SECURITY ID: 8676EP108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jay Amato as Director | Management | For | For |
1.2 | Elect Steven Bromley as Director | Management | For | For |
1.3 | Elect Douglas Greene as Director | Management | For | For |
1.4 | Elect Victor Hepburn as Director | Management | For | For |
1.5 | Elect Katrina Houde as Director | Management | For | For |
1.6 | Elect Cyril Ing as Director | Management | For | For |
1.7 | Elect Jeremy Kendall as Director | Management | For | For |
1.8 | Elect Alan Murray as Director | Management | For | For |
1.9 | Elect Allan Routh as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SYMMETRY MEDICAL INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: SMA SECURITY ID: 871546206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Sullivan | Management | For | For |
1.2 | Elect Director Francis T. Nusspickel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 20, 2011 | ||||
TICKER: 00669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.0625 Per Share | Management | For | For |
3a | Reelect Horst Julius Pudwill as Group Executive Director | Management | For | Against |
3b | Reelect Joseph Galli, Jr. as Group Executive Director | Management | For | Against |
3c | Reelect Christopher Patrick Langley as Independent Non-Executive Director | Management | For | Against |
3d | Reelect Peter David Sullivan as Independent Non-Executive Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 27, 2011 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Frank V. Cahouet | Management | For | For |
1.3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE GEO GROUP, INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Against |
THE SOUTHERN COMPANY MEETING DATE: MAY 25, 2011 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Baranco | Management | For | For |
1.2 | Elect Director J. A. Boscia | Management | For | For |
1.3 | Elect Director H. A. Clark, III | Management | For | For |
1.4 | Elect Director T. A. Fanning | Management | For | For |
1.5 | Elect Director H.W. Habermeyer, Jr. | Management | For | For |
1.6 | Elect Director V.M Hagen | Management | For | For |
1.7 | Elect Director W. A. Hood, Jr. | Management | For | For |
1.8 | Elect Director D. M. James | Management | For | For |
1.9 | Elect Director D. E. Klein | Management | For | For |
1.10 | Elect Director J. N. Purcell | Management | For | For |
1.11 | Elect Director W. G. Smith, Jr. | Management | For | For |
1.12 | Elect Director S. R. Specker | Management | For | For |
1.13 | Elect Director L.D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
THE TIMKEN COMPANY MEETING DATE: MAY 10, 2011 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 03, 2011 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean P. Hennessy | Management | For | For |
1.2 | Elect Director Douglas W. Peacock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Ratify Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2011 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director Paul H. O'neill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 25, 2011 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael D. Watford as Director | Management | For | For |
1.2 | Elect W. Charles Helton as Director | Management | For | For |
1.3 | Elect Robert E. Rigney as Director | Management | For | For |
1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
1.5 | Elect Roger A. Brown as Director | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: OCT 13, 2010 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Establish Range for Size of Board (X to Y Directors) | Management | For | For |
3.1 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
3.2 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
3.3 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
3.4 | Reelect Michael C. Hagan as a Director | Management | For | For |
3.5 | Reelect George Wood as a Director | Management | For | For |
3.6 | Elect Fernando Barros Tocornal as a Director | Management | For | For |
4 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company | Management | For | For |
ULTRAPETROL BAHAMAS LTD. MEETING DATE: JAN 28, 2011 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Stock Option Plan | Management | For | For |
UNUM GROUP MEETING DATE: MAY 25, 2011 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon S. Fossel | Management | For | For |
2 | Elect Director Gloria C. Larson | Management | For | For |
3 | Elect Director William J. Ryan | Management | For | For |
4 | Elect Director Thomas R. Watjen | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VALASSIS COMMUNICATIONS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VCI SECURITY ID: 918866104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Patrick F. Brennan | Management | For | For |
3 | Elect Director Kenneth V. Darish | Management | For | For |
4 | Elect Director Walter H. Ku | Management | For | For |
5 | Elect Director Robert L. Recchia | Management | For | For |
6 | Elect Director Thomas J. Reddin | Management | For | For |
7 | Elect Director Alan F. Schultz | Management | For | For |
8 | Elect Director Wallace S. Snyder | Management | For | For |
9 | Elect Director Faith Whittlesey | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Adjourn Meeting | Management | For | Against |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Hurvitz | Management | For | For |
1.2 | Elect Director Abraham Ludomirski | Management | For | For |
1.3 | Elect Director Wayne M. Rogers | Management | For | For |
1.4 | Elect Director Ronald Ruzic | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOLKSWAGEN AG (VW) MEETING DATE: MAY 03, 2011 | ||||
TICKER: VOW SECURITY ID: D94523145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.20 per Ordinary Share and EUR 2.26 per Preference Share | Management | For | Did Not Vote |
3.1 | Approve Discharge of Management Board Member Martin Winterkorn for Fiscal 2010 | Management | For | Did Not Vote |
3.2 | Approve Discharge of Management Board Member Francisco Garcia for Fiscal 2010 | Management | For | Did Not Vote |
3.3 | Approve Discharge of Management Board Member Jochem Heizmann for Fiscal 2010 | Management | For | Did Not Vote |
3.4 | Approve Discharge of Management Board Member Christian Klingler for Fiscal 2010 | Management | For | Did Not Vote |
3.5 | Approve Discharge of Management Board Member Michael Macht for Fiscal 2010 | Management | For | Did Not Vote |
3.6 | Approve Discharge of Management Board Member Horst Neumann for Fiscal 2010 | Management | For | Did Not Vote |
3.7 | Approve Discharge of Management Board Member Hans Poetsch for Fiscal 2010 | Management | For | Did Not Vote |
3.8 | Approve Discharge of Management Board Member Rupert Stadler for Fiscal 2010 | Management | For | Did Not Vote |
4.1 | Approve Discharge of Supervisory Board Member Ferdinand Piech for Fiscal 2010 | Management | For | Did Not Vote |
4.2 | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2010 | Management | For | Did Not Vote |
4.3 | Approve Discharge of Supervisory Board Member Hussain Al-Abdulla for Fiscal 2010 | Management | For | Did Not Vote |
4.4 | Approve Discharge of Supervisory Board Member Joerg Bode for Fiscal 2010 | Management | For | Did Not Vote |
4.5 | Approve Discharge of Supervisory Board Member Michael Frenzel for Fiscal 2010 | Management | For | Did Not Vote |
4.6 | Approve Discharge of Supervisory Board Member Babette Froehlich for Fiscal 2010 | Management | For | Did Not Vote |
4.7 | Approve Discharge of Supervisory Board Member Hans Gaul for Fiscal 2010 | Management | For | Did Not Vote |
4.8 | Approve Discharge of Supervisory Board Member Juergen Grossmann for Fiscal 2010 | Management | For | Did Not Vote |
4.9 | Approve Discharge of Supervisory Board Member Peter Jacobs for Fiscal 2010 | Management | For | Did Not Vote |
4.10 | Approve Discharge of Supervisory Board Member David McAllister for Fiscal 2010 | Management | For | Did Not Vote |
4.11 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2010 | Management | For | Did Not Vote |
4.12 | Approve Discharge of Supervisory Board Member Peter Mosch for Fiscal 2010 | Management | For | Did Not Vote |
4.13 | Approve Discharge of Supervisory Board Member Roland Oetkerfor Fiscal 2010 | Management | For | Did Not Vote |
4.14 | Approve Discharge of Supervisory Board Member Bernd Osterloh for Fiscal 2010 | Management | For | Did Not Vote |
4.15 | Approve Discharge of Supervisory Board Member Juergen Peters for Fiscal 2010 | Management | For | Did Not Vote |
4.16 | Approve Discharge of Supervisory Board Member Hans Piech for Fiscal 2010 | Management | For | Did Not Vote |
4.17 | Approve Discharge of Supervisory Board Member Ferdinand Porsche for Fiscal 2010 | Management | For | Did Not Vote |
4.18 | Approve Discharge of Supervisory Board Member Wolfgang Porsche for Fiscal 2010 | Management | For | Did Not Vote |
4.19 | Approve Discharge of Supervisory Board Member Wolfgang Ritmeier for Fiscal 2010 | Management | For | Did Not Vote |
4.20 | Approve Discharge of Supervisory Board Member Heinrich Soefjer for Fiscal 2010 | Management | For | Did Not Vote |
4.21 | Approve Discharge of Supervisory Board Member Juergen Stumpf for Fiscal 2010 | Management | For | Did Not Vote |
4.22 | Approve Discharge of Supervisory Board Member Bernd Wehlauer for Fiscal 2010 | Management | For | Did Not Vote |
4.23 | Approve Discharge of Supervisory Board Member Christian Wulff for Fiscal 2010 | Management | For | Did Not Vote |
4.24 | Approve Discharge of Supervisory Board Member Thomas Zwiebler for Fiscal 2010 | Management | For | Did Not Vote |
5.1 | Elect Annika Falkengren to the Supervisory Board | Management | For | Did Not Vote |
5.2 | Elect Khalifa Al-Kuwari to the Supervisory Board | Management | For | Did Not Vote |
6 | Approve Creation of EUR 110 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8 | Approve Affiliation Agreements with Volkswagen Vertriebsbetreuungsgesellschaft mbH | Management | For | Did Not Vote |
9 | Amend Articles Re: Court of Jurisdiction | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | Did Not Vote |
WACKER CHEMIE AG MEETING DATE: MAY 18, 2011 | ||||
TICKER: WCH SECURITY ID: D9540Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KMPG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Affiliation Agreement with Wacker-Chemie Achte Venture GmbH | Management | For | For |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2010 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | For |
2 | Elect Director Kathleen A. Cote | Management | For | For |
3 | Elect Director John F. Coyne | Management | For | For |
4 | Elect Director Henry T. DeNero | Management | For | For |
5 | Elect Director William L. Kimsey | Management | For | For |
6 | Elect Director Michael D. Lambert | Management | For | For |
7 | Elect Director Len J. Lauer | Management | For | For |
8 | Elect Director Matthew E. Massengill | Management | For | For |
9 | Elect Director Roger H. Moore | Management | For | For |
10 | Elect Director Thomas E. Pardun | Management | For | For |
11 | Elect Director Arif Shakeel | Management | For | For |
12 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WHOLE FOODS MARKET, INC. MEETING DATE: FEB 28, 2011 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director W. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WMS INDUSTRIES INC. MEETING DATE: DEC 09, 2010 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
XL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert N. Haag as Director | Management | For | For |
2 | Elect Michael S. McGavick as Director | Management | For | For |
3 | Elect Ellen E. Thrower as Director | Management | For | For |
4 | Elect John M. Vereker as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
ZOGENIX, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: ZGNX SECURITY ID: 98978L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | For |
1.2 | Elect Director Cam L. Garner | Management | For | For |
1.3 | Elect Director Mark Wiggins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer