FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07205
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund III
Fund Name: VIP Dynamic Capital Appreciation Portfolio
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: DECEMBER 31
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund III
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/25/2004 07:47:52 AM
EXHIBIT A
VOTE SUMMARY REPORT
VIP Dynamic Capital Appreciation Portfolio
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ISSUER NAME: ADTRAN, INC. MEETING DATE: 04/15/2004 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARK C. SMITH AS A DIRECTOR | Management | For | For |
1.2 | ELECT HOWARD A. THRAILKILL AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD A. ANDERSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. FRANK BLOUNT AS A DIRECTOR | Management | For | For |
1.5 | ELECT H. FENWICK HUSS AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM L. MARKS AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROY J. NICHOLS AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: ADVANCED MICRO DEVICES, INC. MEETING DATE: 04/29/2004 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W.J. SANDERS III AS A DIRECTOR | Management | For | For |
1.2 | ELECT HECTOR DE J. RUIZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. MICHAEL BARNES AS A DIRECTOR | Management | For | For |
1.4 | ELECT CHARLES M. BLALACK AS A DIRECTOR | Management | For | For |
1.5 | ELECT R. GENE BROWN AS A DIRECTOR | Management | For | For |
1.6 | ELECT BRUCE CLAFLIN AS A DIRECTOR | Management | For | For |
1.7 | ELECT H. PAULETT EBERHART AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT B. PALMER AS A DIRECTOR | Management | For | For |
1.9 | ELECT LEONARD M. SILVERMAN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVAL OF THE AMD 2004 EQUITY INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: 10/30/2003 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DARWIN DEASON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JEFFREY A. RICH AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARK A. KING AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOSEPH P. O'NEILL AS A DIRECTOR | Management | For | For |
1.5 | ELECT FRANK A. ROSSI AS A DIRECTOR | Management | For | For |
1.6 | ELECT J. LIVINGSTON KOSBERG AS A DIRECTOR | Management | For | For |
1.7 | ELECT DENNIS MCCUISTION AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE PERFORMANCE-BASED INCENTIVE COMPENSATION FOR THE CORPORATION S EXECUTIVE OFFICERS. | Management | For | For |
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: AGERE SYSTEMS INC. MEETING DATE: 02/19/2004 | ||||
TICKER: AGRA SECURITY ID: 00845V100 | ||||
TICKER: AGRB SECURITY ID: 00845V209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD L. CLEMMER AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN T. DICKSON AS A DIRECTOR | Management | For | For |
ISSUER NAME: ALAMOSA HOLDINGS, INC. MEETING DATE: 06/02/2004 | ||||
TICKER: APCS SECURITY ID: 011589108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RAY M. CLAPP, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN F. OTTO, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT JIMMY R. WHITE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN TO AUTHORIZE FOR ISSUANCE AN ADDITIONAL 200,000 SHARES OF OUR COMMON STOCK. | Management | For | For |
3 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE 2004 FISCAL YEAR. | Management | For | For |
ISSUER NAME: ALCATEL MEETING DATE: 06/04/2004 | ||||
TICKER: ALA SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003. | Management | For | None |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003. | Management | For | None |
3 | RESULT FOR THE FISCAL YEAR-APPROPRIATION. | Management | For | None |
4 | APPROVAL OF REGULATED AGREEMENTS. | Management | For | None |
5 | RENEWAL OF THE TERM OF MR. JOZEF CORNU AS DIRECTOR. | Management | For | None |
6 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE DEBT SECURITIES, AND PARTICULARLY BONDS. | Management | For | None |
7 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. | Management | For | None |
8 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL OF THE COMPANY. | Management | For | None |
9 | DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY. | Management | For | None |
10 | DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | None |
11 | LIMITATION OF THE OVERALL AMOUNT OF ISSUES TO BE MADE PURSUANT TO THE 9TH AND 10TH RESOLUTIONS. | Management | For | None |
12 | DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY. | Management | For | None |
13 | POWERS TO IMPLEMENT THE DECISIONS OF THE SHAREHOLDERS MEETING AND TO CARRY OUT THE CORRESPONDING FORMALITIES. | Management | For | None |
14 | TO TRANSACT SUCH OTHER ORDINARY BUSINESS OF AN ANNUAL GENERAL MEETING AS MAY PROPERLY BE RAISED. | Management | For | None |
ISSUER NAME: AMERITRADE HOLDING CORPORATION MEETING DATE: 02/10/2004 | ||||
TICKER: AMTD SECURITY ID: 03074K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J. PETER RICKETTS AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. KEVIN LANDRY AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARK L. MITCHELL AS A DIRECTOR | Management | For | For |
2 | AUDITORS. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2004. | Management | For | For |
3 | TO VOTE, IN ITS DISCRETION, UPON ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY POSTPONEMENT OR ADJOURNMENT THEREOF. MANAGEMENT IS NOT AWARE OF ANY OTHER MATTERS WHICH SHOULD COME BEFORE THE ANNUAL MEETING. | Management | For | Abstain |
ISSUER NAME: APEX SILVER MINES LIMITED MEETING DATE: 05/27/2004 | ||||
TICKER: SIL SECURITY ID: G04074103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HARRY M. CONGER AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES L. HANSARD AS A DIRECTOR | Management | For | For |
1.3 | ELECT CHARLES B. SMITH AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN | Management | For | Against |
3 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For |
ISSUER NAME: APPLIED MATERIALS, INC. MEETING DATE: 03/24/2004 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL H. ARMACOST AS A DIRECTOR | Management | For | For |
1.2 | ELECT DEBORAH A. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT HERBERT M. DWIGHT, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT PHILIP V. GERDINE AS A DIRECTOR | Management | For | For |
1.5 | ELECT PAUL R. LOW AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAN MAYDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEVEN L. MILLER AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES C. MORGAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT GERHARD H. PARKER AS A DIRECTOR | Management | For | For |
1.10 | ELECT MICHAEL R. SPLINTER AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: ARRIS GROUP, INC. MEETING DATE: 05/26/2004 | ||||
TICKER: ARRS SECURITY ID: 04269Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALEX B. BEST AS A DIRECTOR | Management | For | For |
1.2 | ELECT HARRY L. BOSCO AS A DIRECTOR | Management | For | For |
1.3 | ELECT J.A. IAN CRAIG AS A DIRECTOR | Management | For | For |
1.4 | ELECT MATTHEW B. KEARNEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. LAMBERT AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN R. PETTY AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT J. STANZIONE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL 1, APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: AVAYA INC. MEETING DATE: 02/26/2004 | ||||
TICKER: AV SECURITY ID: 053499109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH P. LANDY AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARK LESLIE AS A DIRECTOR | Management | For | For |
1.3 | ELECT DONALD K. PETERSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANTHONY P. TERRACCIANO AS A DIRECTOR | Management | For | For |
2 | DIRECTORS PROPOSAL - APPROVAL OF THE AVAYA INC. 2004 LONG TERM INCENTIVE PLAN, WHICH IS THE AMENDED AND RESTATED AVAYA INC. LONG TERM INCENTIVE PLAN FOR MANAGEMENT EMPLOYEES. | Management | For | Against |
3 | SHAREHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE OFFICER COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: AVICI SYSTEMS INC. MEETING DATE: 05/26/2004 | ||||
TICKER: AVCI SECURITY ID: 05367L802 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM INGRAM AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT P. SCHECHTER AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE AMENDED 2000 STOCK OPTION AND INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO SAID PLAN BY 1,250,000 SHARES. | Management | For | Against |
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: AXCELIS TECHNOLOGIES, INC. MEETING DATE: 04/29/2004 | ||||
TICKER: ACLS SECURITY ID: 054540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GARY L. TOOKER AS A DIRECTOR | Management | For | For |
1.2 | ELECT PATRICK H. NETTLES AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALEXANDER M. CUTLER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: AXONYX INC. MEETING DATE: 06/22/2004 | ||||
TICKER: AXYX SECURITY ID: 05461R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARVIN S. HAUSMAN, M.D. AS A DIRECTOR | Management | For | For |
1.2 | ELECT GOSSE B. BRUINSMA, M.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT LOUIS G. CORNACCHIA AS A DIRECTOR | Management | For | For |
1.4 | ELECT STEVEN H. FERRIS, PH.D. AS A DIRECTOR | Management | For | For |
1.5 | ELECT GERARD J. VLAK, PH.D. AS A DIRECTOR | Management | For | For |
1.6 | ELECT RALPH SNYDERMAN. M.D. AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION | Management | For | For |
3 | APPROVAL OF SECOND AMENDED AND RESTATED 2000 STOCK OPTION PLAN | Management | For | Against |
4 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: BIOGEN IDEC INC. MEETING DATE: 06/16/2004 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAN BELZER AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARY L. GOOD AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES C. MULLEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT BRUCE R. ROSS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: BJ SERVICES COMPANY MEETING DATE: 01/22/2004 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DON D. JORDAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM H. WHITE AS A DIRECTOR | Management | For | For |
2 | THE 2003 INCENTIVE PLAN. | Management | For | For |
3 | THE STOCKHOLDER PROPOSAL ON THE COMPANY S OPERATIONS IN BURMA. | Shareholder | Against | Against |
ISSUER NAME: BOOKHAM TECHNOLOGY PLC MEETING DATE: 03/05/2004 | ||||
TICKER: BKHM SECURITY ID: 09856Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THAT THE ACQUISITION BY WAY OF MERGER OF NEW FOCUS, INC. (THE ACQUISITION ) UPON THE TERMS AND CONDITIONS OF THE AGREEMENT DATED 21 SEPTEMBER 2003 BE AND IS HEREBY APPROVED. | Management | For | For |
2 | SUBJECT TO THE PASSING OF RESOLUTION 1, THAT THE AUTHORISED SHARE CAPITAL OF THE COMPANY BE AND IS HEREBY INCREASED FROM 1,000,000 POUNDS TO 1,500,000 POUNDS BY THE CREATION OF 150,000,000 ADDITIONAL ORDINARY SHARES OF 1/3P EACH IN THE CAPITAL OF THE COMPANY ( ORDINARY SHARES ). | Management | For | For |
3 | SUBJECT TO THE PASSING OF RESOLUTION 2, THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES. | Management | For | For |
4 | TO AUTHORISE THE DIRECTORS GENERALLY AND UNCONDITIONALLY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES. | Management | For | For |
5 | SUBJECT TO THE PASSING OF RESOLUTION 4, THAT THE DIRECTORS BE AND ARE HEREBY EMPOWERED TO ALLOT EQUITY SECURITIES. | Management | For | For |
ISSUER NAME: BROADCOM CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GEORGE L. FARINSKY AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT JOHN MAJOR AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT ALAN E. ROSS AS A DIRECTOR | Management | For | Withhold |
1.4 | ELECT HENRY SAMUELI, PH.D. AS A DIRECTOR | Management | For | Withhold |
1.5 | ELECT ROBERT E. SWITZ AS A DIRECTOR | Management | For | Withhold |
1.6 | ELECT WERNER F. WOLFEN AS A DIRECTOR | Management | For | Withhold |
2 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY AMENDED AND RESTATED, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | Against |
3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: CALLIDUS SOFTWARE INC. MEETING DATE: 05/27/2004 | ||||
TICKER: CALD SECURITY ID: 13123E500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GEORGE JAMES AS A DIRECTOR | Management | For | For |
1.2 | ELECT REED D. TAUSSIG AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 | Management | For | For |
ISSUER NAME: CARDINAL HEALTH, INC. MEETING DATE: 11/05/2003 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVE BING AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN F. FINN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN F. HAVENS AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID W. RAISBECK AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT D. WALTER AS A DIRECTOR | Management | For | For |
ISSUER NAME: CAREER EDUCATION CORPORATION MEETING DATE: 05/21/2004 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS B. LALLY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN M. LARSON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO THE CAREER EDUCATION CORPORATION 1998 EMPLOYEE INCENTIVE COMPENSATION PLAN WHICH AUTHORIZES THE ADDITION OF 4,000,000 SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN. | Management | For | For |
3 | APPROVAL OF AMENDMENT TO THE CAREER EDUCATION CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150,000,000 SHARES TO 300,000,000 SHARES. | Management | For | For |
4 | RATIFICATION OF AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: CELESTICA INC MEETING DATE: 05/05/2004 | ||||
TICKER: -- SECURITY ID: 15101Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND APPROVE THE FINANCIAL STATEMENTS OF THE CORPORATIONS FOR ITS FYE 31 DEC 2003, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON | N/A | N/A | N/A |
2 | ELECT MR. ROBERT L. CRANDALL AS A DIRECTOR | Management | Unknown | None |
3 | ELECT MR. WILLIAM ETHERINGTON AS A DIRECTOR | Management | Unknown | None |
4 | ELECT MR. RICHARD S. LOVE AS A DIRECTOR | Management | Unknown | None |
5 | ELECT MR. ANTHONY R. MELMAN AS A DIRECTOR | Management | Unknown | None |
6 | ELECT MR. GERALD W. SCHWARTZ AS A DIRECTOR | Management | Unknown | None |
7 | ELECT MR. CHARLES W. SZULUK AS A DIRECTOR | Management | Unknown | None |
8 | ELECT MR. DON TAPSCOTT AS A DIRECTOR | Management | Unknown | None |
9 | APPOINT KPMG LLP AS THE AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS OF CELESTICA INC. TO FIX THE REMUNERATION OF THE AUDITORS | Management | Unknown | None |
10 | TRANSACT ANY OTHER BUSINESS | N/A | N/A | N/A |
ISSUER NAME: CELESTICA INC. MEETING DATE: 05/05/2004 | ||||
TICKER: CLS SECURITY ID: 15101Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTORS | Management | For | For |
2 | APPOINTMENT OF KPMG LLP AS AUDITORS AND AUTHORIZATION OF THE BOARD OF DIRECTORS OF CELESTICA INC. TO FIX THE REMUNERATION OF THE AUDITORS. | Management | For | For |
ISSUER NAME: CENDANT CORPORATION MEETING DATE: 04/20/2004 | ||||
TICKER: CD SECURITY ID: 151313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RT. HON. BRIAN MULRONEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD L. NELSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT W. PITTMAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT MYRA J. BIBLOWIT AS A DIRECTOR | Management | For | For |
1.5 | ELECT SHELI Z. ROSENBERG AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BY-LAWS OF THE COMPANY TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS OF THE COMPANY. | Management | For | For |
3 | TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING THE SEPARATION OF THE OFFICES OF CHIEF EXECUTIVE OFFICER AND CHAIRMAN. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE OFFICER COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: CERIDIAN CORPORATION MEETING DATE: 05/12/2004 | ||||
TICKER: CEN SECURITY ID: 156779100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM J. CADOGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT NICHOLAS D. CHABRAJA AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT H. EWALD AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD T. LEMAY AS A DIRECTOR | Management | For | For |
1.5 | ELECT GEORGE R. LEWIS AS A DIRECTOR | Management | For | For |
1.6 | ELECT RONALD L. TURNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT CAROLE J. UHRICH AS A DIRECTOR | Management | For | For |
1.8 | ELECT ALAN F. WHITE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE CERIDIAN CORPORATION 2004 LONG-TERM STOCK INCENTIVE PLAN. | Management | For | Against |
3 | PROPOSAL TO APPROVE THE CERIDIAN CORPORATION AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: CIENA CORPORATION MEETING DATE: 03/10/2004 | ||||
TICKER: CIEN SECURITY ID: 171779101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PATRICK H. NETTLES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN R. DILLON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LAWTON W. FITT AS A DIRECTOR | Management | For | For |
ISSUER NAME: CIT GROUP INC. MEETING DATE: 05/12/2004 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALBERT R. GAMPER, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT GARY C. BUTLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM A. FARLINGER AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM M. FREEMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT HON. THOMAS H. KEAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT EDWARD J. KELLY, III AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARIANNE MILLER PARRS AS A DIRECTOR | Management | For | For |
1.8 | ELECT JEFFREY M. PEEK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN R. RYAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT PETER J. TOBIN AS A DIRECTOR | Management | For | For |
1.11 | ELECT LOIS M. VAN DEUSEN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS THAT MAY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: CITADEL BROADCASTING CORP MEETING DATE: 05/24/2004 | ||||
TICKER: CDL SECURITY ID: 17285T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID W. CHECKETTS AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. ANTHONY FORSTMANN AS A DIRECTOR | Management | For | For |
1.3 | ELECT CHARLES P. ROSE, JR. AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: CLEAR CHANNEL COMMUNICATIONS, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: CCU SECURITY ID: 184502102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAN D. FELD AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS O. HICKS AS A DIRECTOR | Management | For | For |
1.3 | ELECT PERRY J. LEWIS AS A DIRECTOR | Management | For | For |
1.4 | ELECT L. LOWRY MAYS AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARK P. MAYS AS A DIRECTOR | Management | For | For |
1.6 | ELECT RANDALL T. MAYS AS A DIRECTOR | Management | For | For |
1.7 | ELECT B.J. MCCOMBS AS A DIRECTOR | Management | For | For |
1.8 | ELECT PHYLLIS B. RIGGINS AS A DIRECTOR | Management | For | For |
1.9 | ELECT THEORDORE H. STRAUSS AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.C. WATTS AS A DIRECTOR | Management | For | For |
1.11 | ELECT JOHN H. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: CONCORD EFS, INC. MEETING DATE: 10/28/2003 | ||||
TICKER: CE SECURITY ID: 206197105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: CONEXANT SYSTEMS, INC. MEETING DATE: 02/25/2004 | ||||
TICKER: CNXT SECURITY ID: 207142100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PROPOSAL TO APPROVE THE ISSUANCE OF CONEXANT COMMON STOCK IN THE MERGER PURSUANT TO THE MERGER AGREEMENT | Management | For | For |
2 | PROPOSAL TO APPROVE AMENDMENTS TO THE CONEXANT DIRECTORS STOCK PLAN | Management | For | For |
3 | PROPOSAL TO APPROVE THE ASSUMPTION AND ADOPTION OF GLOBESPANVIRATA S 1999 EQUITY INCENTIVE PLAN, 1999 SUPPLEMENTAL STOCK OPTION PLAN AND AMENDED AND RESTATED 1999 STOCK INCENTIVE PLAN | Management | For | For |
4.1 | ELECT DONALD R. BEALL AS A DIRECTOR | Management | For | For |
4.2 | ELECT BALAKRISHNAN S. IYER AS A DIRECTOR | Management | For | For |
4.3 | ELECT JERRE L. STEAD AS A DIRECTOR | Management | For | For |
5 | RATIFICATION OF APPOINTMENT OF AUDITORS | Management | For | For |
ISSUER NAME: COVAD COMMUNICATIONS GROUP, INC. MEETING DATE: 06/10/2004 | ||||
TICKER: COVD SECURITY ID: 222814204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT L. DALE CRANDALL AS A DIRECTOR | Management | For | For |
1.2 | ELECT HELLENE S. RUNTAGH AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS, PRICEWATERHOUSECOOPERS LLP, FOR THE 2004 FISCAL YEAR | Management | For | For |
ISSUER NAME: CUMULUS MEDIA INC. MEETING DATE: 04/30/2004 | ||||
TICKER: CMLS SECURITY ID: 231082108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ERIC P. ROBISON AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
3 | PROPOSAL TO RATIFY THE BOARD S APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: D.R. HORTON, INC. MEETING DATE: 01/29/2004 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DONALD R. HORTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRADLEY S. ANDERSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL R. BUCHANAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD I. GALLAND AS A DIRECTOR | Management | For | For |
1.5 | ELECT FRANCINE I. NEFF AS A DIRECTOR | Management | For | For |
1.6 | ELECT DONALD J. TOMNITZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT BILL W. WHEAT AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO THE D.R. HORTON, INC. 2000 INCENTIVE BONUS PLAN | Management | For | For |
3 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON OTHER BUSINESS PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT. | Management | For | Abstain |
ISSUER NAME: DOT HILL SYSTEMS CORP. MEETING DATE: 05/03/2004 | ||||
TICKER: HILL SECURITY ID: 25848T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHONG SUP PARK AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO DOT HILL S 2000 AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN BY 2,000,000 SHARES. | Management | For | For |
3 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF DOT HILL FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: DSP GROUP, INC. MEETING DATE: 05/04/2004 | ||||
TICKER: DSPG SECURITY ID: 23332B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ELIYAHU AYALON AS A DIRECTOR | Management | For | For |
1.2 | ELECT ZVI LIMON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LOUIS SILVER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF KOST, FORER, GABBAY & KASIERER AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
ISSUER NAME: ECHOSTAR COMMUNICATIONS CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: DISH SECURITY ID: 278762109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL T. DUGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES DEFRANCO AS A DIRECTOR | Management | For | For |
1.3 | ELECT CANTEY ERGEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT CHARLES W. ERGEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT RAYMOND L. FRIEDLOB AS A DIRECTOR | Management | For | For |
1.6 | ELECT STEVEN R. GOODBARN AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID K. MOSKOWITZ AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. MICHAEL SCHROEDER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | Abstain |
ISSUER NAME: ELECTRONIC ARTS INC. MEETING DATE: 07/31/2003 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M. RICHARD ASHER AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM J. BYRON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LEONARD S. COLEMAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY M. KUSIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT GREGORY B. MAFFEI AS A DIRECTOR | Management | For | For |
1.6 | ELECT TIMOTHY MOTT AS A DIRECTOR | Management | For | For |
1.7 | ELECT LAWRENCE F. PROBST III AS A DIRECTOR | Management | For | For |
1.8 | ELECT LINDA J. SRERE AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN | Management | For | Against |
3 | AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
4 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: EMC CORPORATION MEETING DATE: 05/05/2004 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN R. EGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL C. RUETTGERS AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID N. STROHM AS A DIRECTOR | Management | For | For |
2 | PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S 2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. | Management | For | For |
3 | PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S 1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S PROXY STATEMENT. | Management | For | For |
4 | PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
5 | PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC S PROXY STATEMENT. | Shareholder | Against | Against |
ISSUER NAME: ENSCO INTERNATIONAL INCORPORATED MEETING DATE: 05/11/2004 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID M. CARMICHAEL AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS L. KELLY II AS A DIRECTOR | Management | For | For |
1.3 | ELECT RITA M. RODRIGUEZ AS A DIRECTOR | Management | For | For |
ISSUER NAME: ENTEGRIS, INC. MEETING DATE: 01/20/2004 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF ENTEGRIS, INC. TO DECLASSIFY THE BOARD. | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF ENTEGRIS, INC. TO ELIMINATE SUPERMAJORITY SHAREHOLDER APPROVAL. | Management | For | For |
3.1 | ELECT GARY F. KLINGL AS A DIRECTOR | Management | For | For |
3.2 | ELECT ROGER D. MCDANIEL AS A DIRECTOR | Management | For | For |
4 | TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE COMPANY S FISCAL YEAR ENDING AUGUST 28, 2004. | Management | For | For |
5 | TO APPROVE AN AMENDMENT TO THE ENTEGRIS, INC. 1999 LONG-TERM INCENTIVE AND STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE BY 5,000,000 SHARES. | Management | For | For |
6 | TO APPROVE AN AMENDMENT TO THE ENTEGRIS, INC. OUTSIDE DIRECTORS PLAN TO CHANGE THE DATE AT WHICH THE COMPANY PROVIDES ITS ANNUAL AUTOMATIC GRANT OF OPTIONS TO OUTSIDE DIRECTORS. | Management | For | For |
ISSUER NAME: EURONET WORLDWIDE, INC. MEETING DATE: 05/24/2004 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL J. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. JEANNINE STRANDJORD AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANDREW B. SCHMITT AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE AN AMENDMENT TO THE EURONET WORLDWIDE, INC. 2002 EMPLOYEE STOCK INCENTIVE PLAN ALLOCATING AN ADDITIONAL 1.5 MILLION SHARES OF COMMON STOCK FOR DISTRIBUTION UNDER SUCH PLAN. | Management | For | Against |
ISSUER NAME: F5 NETWORKS, INC. MEETING DATE: 04/29/2004 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN MCADAM AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAN J. HIGGINSON AS A DIRECTOR | Management | For | For |
2 | ELECTION OF ONE CLASS III DIRECTOR: RICH MALONE | Management | For | For |
3 | APPROVAL OF AMENDMENT TO 1998 EQUITY INCENTIVE PLAN | Management | For | Against |
4 | APPROVAL OF AMENDMENT TO 1999 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
ISSUER NAME: FIDELITY CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE TRUST INSTRUMENT TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIRST DATA CORPORATION MEETING DATE: 10/28/2003 | ||||
TICKER: FDC SECURITY ID: 319963104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF SHARES OF FIRST DATA COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: FOREST LABORATORIES, INC. MEETING DATE: 08/11/2003 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HOWARD SOLOMON AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM J. CANDEE, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE S. COHAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAN L. GOLDWASSER AS A DIRECTOR | Management | For | For |
1.5 | ELECT LESTER B. SALANS AS A DIRECTOR | Management | For | For |
1.6 | ELECT KENNETH E. GOODMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT PHILLIP M. SATOW AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AMENDMENT OF THE COMPANY S CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF THE COMPANY S COMMON STOCK. | Management | For | For |
3 | RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: FOX ENTERTAINMENT GROUP, INC. MEETING DATE: 11/25/2003 | ||||
TICKER: FOX SECURITY ID: 35138T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT K. RUPERT MURDOCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT PETER CHERNIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID F. DEVOE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ARTHUR M. SISKIND AS A DIRECTOR | Management | For | For |
1.5 | ELECT LACHLAN K. MURDOCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHRISTOS M. COTSAKOS AS A DIRECTOR | Management | For | For |
1.7 | ELECT THOMAS W. JONES AS A DIRECTOR | Management | For | For |
1.8 | ELECT PETER POWERS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
ISSUER NAME: GENERAL MOTORS CORPORATION MEETING DATE: 10/03/2003 | ||||
TICKER: GMH SECURITY ID: 370442832 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE FIRST GM CHARTER AMENDMENT | Management | For | For |
2 | RATIFICATION OF THE NEW HUGHES CERTIFICATE OF INCORPORATION | Management | For | For |
3 | RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING THE SPECIAL DIVIDEND | Management | For | For |
4 | RATIFICATION OF THE GM/NEWS STOCK SALE | Management | For | For |
5 | RATIFICATION OF THE NEWS STOCK ACQUISITION | Management | For | For |
6 | APPROVAL OF THE SECOND GM CHARTER AMENDMENT | Management | For | For |
ISSUER NAME: GLOBESPANVIRATA, INC. MEETING DATE: 02/25/2004 | ||||
TICKER: GSPN SECURITY ID: 37957V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF NOVEMBER 3, 2003, AS AMENDED AS OF JANUARY 15, 2004 (THE MERGER AGREEMENT ), BY AND AMONG CONEXANT SYSTEMS, INC., A DELAWARE CORPORATION, CONCENTRIC SUB, INC., A DELAWARE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF CONEXANT, AND GLOBESPANVIRATA, AND APPROVE THE MERGER CONTEMPLATED THEREBY. | Management | For | For |
ISSUER NAME: GRANT PRIDECO, INC. MEETING DATE: 05/11/2004 | ||||
TICKER: GRP SECURITY ID: 38821G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID J. BUTTERS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ELIOT M. FRIED AS A DIRECTOR | Management | For | For |
1.3 | ELECT DENNIS R. HENDRIX AS A DIRECTOR | Management | For | For |
1.4 | ELECT HAROLD E. LAYMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT SHELDON B. LUBAR AS A DIRECTOR | Management | For | For |
1.6 | ELECT MICHAEL MCSHANE AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT K. MOSES, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOSEPH E. REID AS A DIRECTOR | Management | For | For |
1.9 | ELECT DAVID A. TRICE AS A DIRECTOR | Management | For | For |
ISSUER NAME: GREY WOLF, INC. MEETING DATE: 05/11/2004 | ||||
TICKER: GW SECURITY ID: 397888108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES K.B. NELSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT E. ROSE AS A DIRECTOR | Management | For | For |
ISSUER NAME: HALLIBURTON COMPANY MEETING DATE: 05/19/2004 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT R.L. CRANDALL AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.T. DERR AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.J. DIBONA AS A DIRECTOR | Management | For | For |
1.4 | ELECT W.R. HOWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT R.L. HUNT AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.J. LESAR AS A DIRECTOR | Management | For | For |
1.7 | ELECT A.B. LEWIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT J.L. MARTIN AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.A. PRECOURT AS A DIRECTOR | Management | For | For |
1.10 | ELECT D.L. REED AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.J. SILAS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF INCORPORATION. | Management | For | For |
3 | STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE THRESHOLD. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. | Shareholder | Against | Against |
ISSUER NAME: HARMONIC INC. MEETING DATE: 05/27/2004 | ||||
TICKER: HLIT SECURITY ID: 413160102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ANTHONY J. LEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT E. FLOYD KVAMME AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM F. REDDERSEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT LEWIS SOLOMON AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHEL L. VAILLAUD AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID R. VAN VALKENBURG AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE 2002 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. | Management | For | For |
3 | TO APPROVE AMENDMENTS TO THE 1995 STOCK PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | Against |
4 | TO APPROVE AMENDMENTS TO THE 2002 DIRECTOR PLAN TO INCREASE THE INITIAL GRANT TO 30,000 SHARES, TO AUTHORIZE A ONE-TIME GRANT OF 10,000 SHARES TO EACH NON-EMPLOYEE DIRECTOR RE-ELECTED AT THIS ANNUAL MEETING, AND TO EXTEND THE EXERCISABILITY PERIOD OF ALL NEW OPTIONS GRANTED UNDER THIS PLAN TO THREE YEARS FOLLOWING A DIRECTOR S RESIGNATION FROM THE BOARD. | Management | For | For |
5 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: I2 TECHNOLOGIES, INC. MEETING DATE: 12/22/2003 | ||||
TICKER: ITWO SECURITY ID: 465754109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SANJIV S. SIDHU AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT L. CRANDALL AS A DIRECTOR | Management | For | For |
ISSUER NAME: IDEC PHARMACEUTICALS CORPORATION MEETING DATE: 11/12/2003 | ||||
TICKER: IDPH SECURITY ID: 449370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF IDEC PHARMACEUTICALS CORPORATION COMMON STOCK UNDER THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 20, 2003, BY AND AMONG IDEC, BRIDGES MERGER CORPORATION AND BIOGEN, INC. | Management | For | For |
2 | PROPOSAL TO AMEND IDEC PHARMACEUTICAL CORPORATION S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000 TO 1,000,000,000 AND TO CHANGE THE NAME OF THE CORPORATION TO BIOGEN IDEC INC., EFFECTIVE UPON COMPLETION OF THE MERGER. | Management | For | For |
3 | PROPOSAL TO APPROVE THE 2003 OMNIBUS EQUITY PLAN, EFFECTIVE UPON COMPLETION OF THE MERGER. | Management | For | For |
4 | PROPOSAL TO APPROVE THE PERFORMANCE BASED MANAGEMENT INCENTIVE PLAN, EFFECTIVE UPON COMPLETION OF THE MERGER. | Management | For | For |
5 | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE FOREGOING PROPOSALS. | Management | For | Abstain |
ISSUER NAME: INTEL CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CRAIG R. BARRETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLENE BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT E. JOHN P. BROWNE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW S. GROVE AS A DIRECTOR | Management | For | For |
1.5 | ELECT D. JAMES GUZY AS A DIRECTOR | Management | For | For |
1.6 | ELECT REED E. HUNDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT PAUL S. OTELLINI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID S. POTTRUCK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JANE E. SHAW AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN L. THORNTON AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID B. YOFFIE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING OF STOCK OPTIONS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-VESTING STOCK | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-BASED STOCK OPTIONS | Shareholder | Against | Against |
ISSUER NAME: INTERACTIVECORP MEETING DATE: 06/23/2004 | ||||
TICKER: IACI SECURITY ID: 45840Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD N. BARTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT R. BENNETT AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDGAR BRONFMAN, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT BARRY DILLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT VICTOR A. KAUFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT DONALD R. KEOUGH* AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARIE-JOSEE KRAVIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN C. MALONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT STEVEN RATTNER AS A DIRECTOR | Management | For | For |
1.10 | ELECT GEN. H.N. SCHWARZKOPF* AS A DIRECTOR | Management | For | For |
1.11 | ELECT ALAN G. SPOON* AS A DIRECTOR | Management | For | For |
1.12 | ELECT DIANE VON FURSTENBERG AS A DIRECTOR | Management | For | For |
2 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004 | Management | For | For |
ISSUER NAME: INTERSIL CORPORATION MEETING DATE: 05/12/2004 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GREGORY L. WILLIAMS AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD M. BEYER AS A DIRECTOR | Management | For | For |
1.3 | ELECT DR. ROBERT W. CONN AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES V. DILLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT GARY E. GIST AS A DIRECTOR | Management | For | For |
1.6 | ELECT JAN PEETERS AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT N. POKELWALDT AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES A. URRY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | INCREASE OF THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 1999 EQUITY COMPENSATION PLAN FROM 17,500,000 TO 22,250,000 | Management | For | For |
ISSUER NAME: J2 GLOBAL COMMUNICATIONS, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: JCOM SECURITY ID: 46626E205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DOUGLAS Y. BECH AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT J. CRESCI AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN F. RIELEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD S. RESSLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHAEL P. SCHULHOF AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR J2 GLOBAL COMMUNICATIONS, INC. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF. | Management | For | Abstain |
ISSUER NAME: JUNIPER NETWORKS, INC. MEETING DATE: 04/16/2004 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF 1.404 SHARES OF JUNIPER NETWORKS COMMON STOCK FOR EACH OUTSTANDING SHARE OF NETSCREEN COMMON STOCK AND EACH OUTSTANDING STOCK OPTION TO PURCHASE NETSCREEN COMMON STOCK AS OF THE EFFECTIVE DATE OF THE MERGER IN CONNECTION WITH AND PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF FEBRUARY 9, 2004. | Management | For | For |
ISSUER NAME: JUNIPER NETWORKS, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PRADEEP SINDHU AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT M. CALDERONI AS A DIRECTOR | Management | For | For |
1.3 | ELECT KENNETH LEVY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: LEHMAN BROTHERS HOLDINGS INC. MEETING DATE: 04/02/2004 | ||||
TICKER: LEH SECURITY ID: 524908100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROGER S. BERLIND AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARSHA JOHNSON EVANS AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT DINA MERRILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: LOCKHEED MARTIN CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E.C."PETE"ALDRIDGE, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT NOLAN D. ARCHIBALD AS A DIRECTOR | Management | For | For |
1.3 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARCUS C. BENNETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT VANCE D. COFFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT GWENDOLYN S. KING AS A DIRECTOR | Management | For | For |
1.7 | ELECT DOUGLAS H. MCCORKINDALE AS A DIRECTOR | Management | For | For |
1.8 | ELECT EUGENE F. MURPHY AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOSEPH W. RALSTON AS A DIRECTOR | Management | For | For |
1.10 | ELECT FRANK SAVAGE AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT ANNE STEVENS AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT J. STEVENS AS A DIRECTOR | Management | For | For |
1.13 | ELECT JAMES R. UKROPINA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS C. YEARLEY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P 500 INDEX FUND | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY AND OTHER GROUPS | Shareholder | Against | Against |
ISSUER NAME: LYONDELL CHEMICAL COMPANY MEETING DATE: 05/06/2004 | ||||
TICKER: LYO SECURITY ID: 552078107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CAROL A. ANDERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM T. BUTLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN I. CHAZEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT TRAVIS ENGEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT S.F. HINCHLIFFE, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT DANNY W. HUFF AS A DIRECTOR | Management | For | For |
1.7 | ELECT RAY R. IRANI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID J. LESAR AS A DIRECTOR | Management | For | For |
1.9 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.10 | ELECT DAN F. SMITH AS A DIRECTOR | Management | For | For |
1.11 | ELECT WILLIAM R. SPIVEY AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT AUDITORS, AS THE COMPANY S AUDITORS FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: 05/28/2004 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DR. JOHN M. CIOFFI, PHD AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. PAUL R. GRAY, PH.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT DOUGLAS KING AS A DIRECTOR | Management | For | For |
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2005 FISCAL YEAR ENDING JANUARY 29, 2005. | Management | For | For |
3 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION FOR THE 2005 FISCAL YEAR ENDING JANUARY 29, 2005. | Management | For | For |
4 | TO APPROVE AN INCREASE TO THE COMPANY S AUTHORIZED SHARE CAPITAL. | Management | For | For |
ISSUER NAME: MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN MARREN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM E. STEVENS AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM D. WATKINS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES B. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO MEMC S 1995 EQUITY INCENTIVE PLAN TO PROVIDE FOR GRANTS OF RESTRICTED STOCK UNITS. | Management | For | Against |
3 | TO APPROVE AN AMENDMENT TO MEMC S 2001 EQUITY INCENTIVE PLAN TO PROVIDE FOR GRANTS OF RESTRICTED STOCK UNITS. | Management | For | Against |
4 | TO APPROVE AN AMENDMENT TO MEMC S 2001 EQUITY INCENTIVE PLAN TO EXPAND THE PLAN TO COVER NON-EMPLOYEE DIRECTORS. | Management | For | Against |
5 | TO APPROVE AN AMENDMENT TO MEMC S 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN FROM 7,000,000 TO 15,000,000. | Management | For | Against |
ISSUER NAME: MERCK & CO., INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER C. WENDELL* AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOWEN** AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. DALEY** AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. SHENK** AS A DIRECTOR | Management | For | For |
1.5 | ELECT WENDELL P. WEEKS** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 | Management | For | For |
4 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | Shareholder | Against | Against |
ISSUER NAME: MICROSOFT CORPORATION MEETING DATE: 11/11/2003 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM H. GATES III AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN A. BALLMER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES I. CASH JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND V. GILMARTIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. MCLAUGHLIN KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLES H. NOSKI AS A DIRECTOR | Management | For | For |
1.8 | ELECT HELMUT PANKE AS A DIRECTOR | Management | For | For |
1.9 | ELECT WM. G. REED JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JON A. SHIRLEY AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Management | For | Against |
3 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | Against |
ISSUER NAME: MONSTER WORLDWIDE, INC. MEETING DATE: 06/16/2004 | ||||
TICKER: MNST SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ANDREW J. MCKELVEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE R. EISELE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN GAULDING AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD J. KRAMER AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHAEL KAUFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN SWANN AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID A. STEIN AS A DIRECTOR | Management | For | For |
2 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE MONSTER WORLDWIDE, INC. 1999 LONG TERM INCENTIVE PLAN | Management | For | For |
ISSUER NAME: MORGAN STANLEY MEETING DATE: 04/20/2004 | ||||
TICKER: MWD SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. MADIGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. KLAUS ZUMWINKEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR HOWARD DAVIES AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | Shareholder | Against | For |
4 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE AGREEMENTS | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: MOTOROLA, INC. MEETING DATE: 05/03/2004 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. ZANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT H.L. FULLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. LEWENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. MASSEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT N. NEGROPONTE AS A DIRECTOR | Management | For | For |
1.6 | ELECT I. NOOYI AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. PEPPER, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. SCOTT III AS A DIRECTOR | Management | For | For |
1.9 | ELECT D. WARNER III AS A DIRECTOR | Management | For | For |
1.10 | ELECT J. WHITE AS A DIRECTOR | Management | For | For |
1.11 | ELECT M. ZAFIROVSKI AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE COMPENSATION | Shareholder | Against | Against |
3 | SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED RESTRICTED SHARES | Shareholder | Against | Against |
ISSUER NAME: NATIONAL-OILWELL, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: NOI SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROGER L. JARVIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT MERRILL A. MILLER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT FREDERICK W. PHEASEY AS A DIRECTOR | Management | For | For |
ISSUER NAME: NETFLIX, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TIMOTHY HALEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL RAMSAY AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL SCHUH AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | TO AMEND THE COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK THE COMPANY IS AUTHORIZED TO ISSUE FROM 90,000,000 (80,000,000 SHARES OF COMMON STOCK AND 10,000,000 SHARES OF PREFERRED STOCK), PAR VALUE $0.001 TO 170,000,000 (160,000,000 SHARES OF COMMON STOCK AND 10,000,000 SHARES OF PREFERRED STOCK), PAR VALUE $0.001. | Management | For | For |
ISSUER NAME: NEWMONT MINING CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT G.A. BARTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT V.A. CALARCO AS A DIRECTOR | Management | For | For |
1.3 | ELECT M.S. HAMSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT L.I. HIGDON, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT P. LASSONDE AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.J. MILLER AS A DIRECTOR | Management | For | For |
1.7 | ELECT W.W. MURDY AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.A. PLUMBRIDGE AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.B. PRESCOTT AS A DIRECTOR | Management | For | For |
1.10 | ELECT M.K. REILLY AS A DIRECTOR | Management | For | For |
1.11 | ELECT S. SCHULICH AS A DIRECTOR | Management | For | For |
1.12 | ELECT J.V. TARANIK AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | STOCKHOLDER PROPOSAL | Shareholder | Against | For |
ISSUER NAME: NEXTEL COMMUNICATIONS, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: NXTL SECURITY ID: 65332V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KEITH J. BANE AS A DIRECTOR | Management | For | For |
1.2 | ELECT V. JANET HILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: NTL INCORPORATED MEETING DATE: 05/06/2004 | ||||
TICKER: NTLI SECURITY ID: 62940M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JEFFREY D. BENJAMIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID ELSTEIN AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NTL 2003 STOCK OPTION PLAN. | Management | For | Against |
4 | ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL GROUP 2004 BONUS SCHEME. | Management | For | For |
5 | ADOPTION OF NTL INCORPORATED SHARESAVE PLAN. | Management | For | For |
ISSUER NAME: OMNICOM GROUP INC. MEETING DATE: 05/25/2004 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN D. WREN AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRUCE CRAWFORD AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT CHARLES CLARK AS A DIRECTOR | Management | For | For |
1.4 | ELECT LEONARD S. COLEMAN, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERROL M. COOK AS A DIRECTOR | Management | For | For |
1.6 | ELECT SUSAN S. DENISON AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL A. HENNING AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN R. MURPHY AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN R. PURCELL AS A DIRECTOR | Management | For | For |
1.10 | ELECT LINDA JOHNSON RICE AS A DIRECTOR | Management | For | For |
1.11 | ELECT GARY L. ROUBOS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG AS OUR INDEPENDENT AUDITORS FOR FISCAL YEAR 2004 | Management | For | For |
3 | TO APPROVE OUR DIRECTOR EQUITY PLAN. | Management | For | For |
ISSUER NAME: PAN AMERICAN SILVER CORP. MEETING DATE: 05/11/2004 | ||||
TICKER: PAAS SECURITY ID: 697900108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY | Management | For | For |
2 | TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION | Management | For | For |
3 | TO DETERMINE THE NUMBER OF DIRECTORS AT EIGHT | Management | For | For |
4.1 | ELECT ROSS J. BEATY AS A DIRECTOR | Management | For | For |
4.2 | ELECT GEOFFREY A. BURNS AS A DIRECTOR | Management | For | For |
4.3 | ELECT WILLIAM A. FLECKENSTEIN AS A DIRECTOR | Management | For | For |
4.4 | ELECT MICHAEL LARSON AS A DIRECTOR | Management | For | For |
4.5 | ELECT MICHAEL J.J. MALONEY AS A DIRECTOR | Management | For | For |
4.6 | ELECT PAUL B. SWEENEY AS A DIRECTOR | Management | For | For |
4.7 | ELECT JOHN M. WILLSON AS A DIRECTOR | Management | For | For |
4.8 | ELECT JOHN H. WRIGHT AS A DIRECTOR | Management | For | For |
5 | TO ISSUE A SHARE BONUS OF 16,058 SHARES TO SENIOR OFFICERS | Management | For | Against |
6 | TO AMEND THE STOCK OPTION PLAN TO PERMIT THE ISSUANCE OF BONUS SHARES | Management | For | Against |
7 | TO AMEND THE STOCK OPTION PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES ISSUABLE BY AN ADDITIONAL 2,153,916 SHARES | Management | For | Against |
ISSUER NAME: PHOTRONICS, INC. MEETING DATE: 03/24/2004 | ||||
TICKER: PLAB SECURITY ID: 719405102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WALTER M. FIEDEROWICZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH A. FIORITA, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.S. MACRICOSTAS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GEORGE MACRICOSTAS AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLEM D. MARIS AS A DIRECTOR | Management | For | For |
1.6 | ELECT MITCHELL G. TYSON AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE PHOTRONICS, INC. EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE FROM 600,000 TO 900,000. | Management | For | For |
ISSUER NAME: PIXAR MEETING DATE: 09/05/2003 | ||||
TICKER: PIXR SECURITY ID: 725811103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEVE JOBS AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWIN E. CATMULL AS A DIRECTOR | Management | For | For |
1.3 | ELECT SKIP M. BRITTENHAM AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOSEPH A. GRAZIANO AS A DIRECTOR | Management | For | For |
1.5 | ELECT LAWRENCE B. LEVY AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOE ROTH AS A DIRECTOR | Management | For | For |
1.7 | ELECT LARRY W. SONSINI AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN S. WADSWORTH, JR. AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS PIXAR S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 3, 2004. | Management | For | For |
ISSUER NAME: PMC-SIERRA, INC. MEETING DATE: 05/14/2004 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT BAILEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALEXANDRE BALKANSKI AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD BELLUZZO AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES DILLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT JONATHAN JUDGE AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM KURTZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT FRANK MARSHALL AS A DIRECTOR | Management | For | For |
1.8 | ELECT LEWIS WILKS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
ISSUER NAME: POWERWAVE TECHNOLOGIES, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE AND EXCHANGE OF UP TO 54,600,000 SHARES OF POWERWAVE COMMON STOCK TO LGP ALLGON SHAREHOLDERS IN CONNECTION WITH THE EXCHANGE OFFER. | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO POWERWAVE S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 135,000,000 SHARES, $0.0001 PAR VALUE PER SHARE, TO 250,000,000 SHARES, $0.0001 PAR VALUE PER SHARE. | Management | For | For |
ISSUER NAME: PRIDE INTERNATIONAL, INC. MEETING DATE: 05/18/2004 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT L. BARBANELL AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL A. BRAGG AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID A.B. BROWN AS A DIRECTOR | Management | For | For |
1.4 | ELECT J.C. BURTON AS A DIRECTOR | Management | For | For |
1.5 | ELECT JORGE E. ESTRADA AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM E. MACAULAY AS A DIRECTOR | Management | For | For |
1.7 | ELECT RALPH D. MCBRIDE AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID B. ROBSON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE COMPANY S 2004 DIRECTORS STOCK INCENTIVE PLAN. | Management | For | For |
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. | Management | For | For |
ISSUER NAME: QUALCOMM, INCORPORATED MEETING DATE: 03/02/2004 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ADELIA A. COFFMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RAYMOND V. DITTAMORE AS A DIRECTOR | Management | For | For |
1.3 | ELECT IRWIN MARK JACOBS AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD SULPIZIO AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S 2001 STOCK OPTION PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN. | Management | For | Against |
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 26, 2004. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL 4 | Management | For | For |
4 | BERNARD LUBRAN - TO ELIMINATE THE CLASSIFIED BOARD. | Shareholder | Against | For |
ISSUER NAME: ROBERT HALF INTERNATIONAL INC. MEETING DATE: 05/04/2004 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ANDREW S. BERWICK, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT FREDERICK P. FURTH AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDWARD W. GIBBONS AS A DIRECTOR | Management | For | For |
1.4 | ELECT HAROLD M. MESSMER, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT THOMAS J. RYAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT J. STEPHEN SCHAUB AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. KEITH WADDELL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF AUDITOR. | Management | For | For |
ISSUER NAME: ROWAN COMPANIES, INC. MEETING DATE: 04/23/2004 | ||||
TICKER: RDC SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM T. FOX III AS A DIRECTOR | Management | For | For |
1.2 | ELECT SIR GRAHAM HEARNE AS A DIRECTOR | Management | For | For |
1.3 | ELECT H.E. LENTZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT P. DEXTER PEACOCK AS A DIRECTOR | Management | For | For |
ISSUER NAME: ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: 05/25/2004 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TOR B. ARNEBERG AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM L. KIMSEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT GERT W. MUNTHE AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS J. PRITZKER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDED AND RESTATED 2000 STOCK AWARD PLAN. | Management | For | Against |
3 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. | Management | For | For |
ISSUER NAME: SAMSUNG ELECTRONICS CO LTD MEETING DATE: 02/27/2004 | ||||
TICKER: -- SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE FINANCIAL STATEMENT, THE BALANCE SHEET, THE PROPOSED DISPOSITION OF RETAINED EARNING, THE STATEMENT OF PROFIT AND LOSS AND KRW 5,000 PER 1 COMMON SHARE AND KRW 5,050 PER 1 PREFERRED SHARE | Management | Unknown | For |
2 | ELECT AN EXTERNAL DIRECTOR | Management | Unknown | For |
3 | ELECT THE AUDITORS | Management | Unknown | For |
4 | ELECT AN INTERNAL DIRECTOR | Management | Unknown | For |
5 | APPROVE THE REMUNERATION LIMIT FOR DIRECTORS | Management | Unknown | For |
ISSUER NAME: SIEBEL SYSTEMS, INC. MEETING DATE: 06/23/2004 | ||||
TICKER: SEBL SECURITY ID: 826170102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. SCOTT HARTZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES R. SCHWAB AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE T. SHAHEEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN W. WHITE AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | TO VOTE ON THE STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS ADOPT A POLICY OF EXPENSING THE COST OF FUTURE EMPLOYEE AND DIRECTOR STOCK OPTIONS IN OUR ANNUAL INCOME STATEMENT. | Shareholder | Unknown | Against |
ISSUER NAME: SILICON LABORATORIES INC. MEETING DATE: 04/29/2004 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL A. ARTUSI AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOCK AS A DIRECTOR | Management | For | For |
1.3 | ELECT R. TED ENLOE III AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF SILICON LABORATORIES INC. FOR THE FISCAL YEAR ENDING JANUARY 1, 2005. | Management | For | For |
ISSUER NAME: SINA CORPORATION MEETING DATE: 06/28/2004 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL CHIANG AS A DIRECTOR | Management | For | For |
1.2 | ELECT TER FUNG TSAO AS A DIRECTOR | Management | For | For |
1.3 | ELECT SONG-YI ZHANG AS A DIRECTOR | Management | For | For |
1.4 | ELECT XIAOTAO CHEN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For |
ISSUER NAME: SMITH INTERNATIONAL, INC. MEETING DATE: 04/20/2004 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES R. GIBBS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JERRY W. NEELY AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For |
ISSUER NAME: SOHU.COM INC. MEETING DATE: 05/14/2004 | ||||
TICKER: SOHU SECURITY ID: 83408W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD B. ROBERTS AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS GURNEE AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARY MA AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO THE 2000 STOCK INCENTIVE PLAN. | Management | For | Against |
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
ISSUER NAME: SOLECTRON CORPORATION MEETING DATE: 01/07/2004 | ||||
TICKER: SLR SECURITY ID: 834182107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM A. HASLER AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL R. CANNON AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD A. D'AMORE AS A DIRECTOR | Management | For | For |
1.4 | ELECT HEINZ FRIDRICH AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM R. GRABER AS A DIRECTOR | Management | For | For |
1.6 | ELECT DR. PAUL R. LOW AS A DIRECTOR | Management | For | For |
1.7 | ELECT C. WESLEY M. SCOTT AS A DIRECTOR | Management | For | For |
1.8 | ELECT OSAMU YAMADA AS A DIRECTOR | Management | For | For |
1.9 | ELECT CYRIL YANSOUNI AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 STOCK OPTION PLAN TO PERMIT AN OPTION EXCHANGE PROGRAM. | Management | For | For |
3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2004. | Management | For | For |
ISSUER NAME: SOVEREIGN BANCORP, INC. MEETING DATE: 04/22/2004 | ||||
TICKER: SOV SECURITY ID: 845905108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ANDREW C. HOVE, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT DANIEL K. ROTHERMEL AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SOVEREIGN S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | APPROVE AN AMENDMENT TO SOVEREIGN S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION SHARES TO 800 MILLION SHARES. | Management | For | For |
4 | APPROVE SOVEREIGN S 2004 BROAD-BASED STOCK INCENTIVE PLAN AND THE CONTINUATION OF SOVEREIGN S EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
5 | APPROVE SOVEREIGN S BONUS RECOGNITION AND RETENTION PROGRAM. | Management | For | For |
ISSUER NAME: SPANISH BROADCASTING SYSTEM, INC. MEETING DATE: 06/30/2004 | ||||
TICKER: SBSA SECURITY ID: 846425882 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RAUL ALARCON, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT PABLO RAUL ALARCON, SR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAN MASON AS A DIRECTOR | Management | For | For |
1.4 | ELECT JASON L. SHRINSKY AS A DIRECTOR | Management | For | For |
1.5 | ELECT ANTONIO S. FERNANDEZ AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOSE A. VILLAMIL AS A DIRECTOR | Management | For | For |
ISSUER NAME: SUN MICROSYSTEMS, INC. MEETING DATE: 11/13/2003 | ||||
TICKER: SUNW SECURITY ID: 866810104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SCOTT G. MCNEALY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES L. BARKSDALE AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. JOHN DOERR AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. FISHER AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHAEL E. LEHMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ROBERT L. LONG AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. KENNETH OSHMAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT NAOMI O. SELIGMAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT LYNN E. TURNER AS A DIRECTOR | Management | For | For |
2 | AMENDMENTS TO THE 1990 EMPLOYEE STOCK PURCHASE PLAN. PROPOSAL TO APPROVE AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 170,000,000 SHARES OF COMMON STOCK TO AN AGGREGATE OF 616,400,000 SHARES | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS SUN S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR | Management | For | For |
4 | STOCKHOLDER PROPOSAL ENTITLED CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA . PROPOSAL REQUESTING IMPLEMENTATION OF PRINCIPLES EMBODIED IN CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA | Shareholder | Against | Against |
ISSUER NAME: TENET HEALTHCARE CORPORATION MEETING DATE: 07/23/2003 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LAWRENCE BIONDI S.J. AS A DIRECTOR | Management | For | For |
1.2 | ELECT VAN B. HONEYCUTT AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDWARD A. KANGAS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
3 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2003. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENCE OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: TERADYNE, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN P. MULRONEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT PATRICIA S. WOLPERT AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE 1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO SAID PLAN BY 5,000,000 SHARES. | Management | For | Against |
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: TEXAS INSTRUMENTS INCORPORATED MEETING DATE: 04/15/2004 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.R. ADAMS AS A DIRECTOR | Management | For | For |
1.2 | ELECT D.L. BOREN AS A DIRECTOR | Management | For | For |
1.3 | ELECT D.A. CARP AS A DIRECTOR | Management | For | For |
1.4 | ELECT T.J. ENGIBOUS AS A DIRECTOR | Management | For | For |
1.5 | ELECT G.W. FRONTERHOUSE AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.R. GOODE AS A DIRECTOR | Management | For | For |
1.7 | ELECT W.R. SANDERS AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.J. SIMMONS AS A DIRECTOR | Management | For | For |
1.9 | ELECT R.K. TEMPLETON AS A DIRECTOR | Management | For | For |
1.10 | ELECT C.T. WHITMAN AS A DIRECTOR | Management | For | For |
2 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: THE DIRECTV GROUP, INC. MEETING DATE: 06/02/2004 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT K. RUPERT MURDOCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT NEIL R. AUSTRIAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT CHARLES R. LEE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 STOCK PLAN | Management | For | Against |
3 | APPROVAL OF THE EXECUTIVE OFFICER CASH BONUS PLAN | Management | For | For |
4 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
ISSUER NAME: THE PROCTER & GAMBLE COMPANY MEETING DATE: 10/14/2003 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.2 | ELECT A.G. LAFLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHNATHAN A. RODGERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN F. SMITH, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARGARET C. WHITMAN AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVE THE PROCTER & GAMBLE 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN | Management | For | Against |
4 | SHAREHOLDER PROPOSAL NO. 1 BOARD OF DIRECTORS TERMS | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL NO. 2 LABEL GENETICALLY ENGINEERED FOODS | Shareholder | Against | Against |
ISSUER NAME: TIME WARNER INC. MEETING DATE: 05/21/2004 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES L. BARKSDALE AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEPHEN F. BOLLENBACH AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN M. CASE AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANK J. CAUFIELD AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT C. CLARK AS A DIRECTOR | Management | For | For |
1.6 | ELECT MILES R. GILBURNE AS A DIRECTOR | Management | For | For |
1.7 | ELECT CARLA A. HILLS AS A DIRECTOR | Management | For | For |
1.8 | ELECT REUBEN MARK AS A DIRECTOR | Management | For | For |
1.9 | ELECT MICHAEL A. MILES AS A DIRECTOR | Management | For | For |
1.10 | ELECT KENNETH J. NOVACK AS A DIRECTOR | Management | For | For |
1.11 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.12 | ELECT R.E. TURNER AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANCIS T. VINCENT, JR. AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITORS. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS PRINCIPLES. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. | Shareholder | Against | Against |
ISSUER NAME: TOLL BROTHERS, INC. MEETING DATE: 03/18/2004 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ZVI BARZILAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD G. BOEHNE AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD J. BRAEMER AS A DIRECTOR | Management | For | For |
1.4 | ELECT CARL B. MARBACH AS A DIRECTOR | Management | For | For |
2 | THE APPROVAL OF ERNST & YOUNG LLP AS THE COMPANY S AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
ISSUER NAME: TRIDENT MICROSYSTEMS, INC. MEETING DATE: 03/17/2004 | ||||
TICKER: TRID SECURITY ID: 895919108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 30,000,000 TO 60,000,000. | Management | For | For |
ISSUER NAME: UNITED ONLINE, INC. MEETING DATE: 05/06/2004 | ||||
TICKER: UNTD SECURITY ID: 911268100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT BERGLASS AS A DIRECTOR | Management | For | For |
1.2 | ELECT KENNETH L. COLEMAN AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF UNITED ONLINE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | IN ACCORDANCE WITH THE DISCRETION OF THE PROXY HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: UNITEDHEALTH GROUP INCORPORATED MEETING DATE: 05/12/2004 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM C. BALLARD, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD T. BURKE AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN J. HEMSLEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT DONNA E. SHALALA AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REGARDING EXPENSING OF STOCK OPTIONS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REGARDING REPLACEMENT OF STOCK OPTIONS WITH RESTRICTED SHARES. | Shareholder | Against | Against |
ISSUER NAME: UNIVISION COMMUNICATIONS INC. MEETING DATE: 05/12/2004 | ||||
TICKER: UVN SECURITY ID: 914906102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT A. JERROLD PERENCHIO AS A DIRECTOR | Management | For | For |
1.2 | ELECT FERNANDO AGUIRRE AS A DIRECTOR | Management | For | For |
1.3 | ELECT HAROLD GABA AS A DIRECTOR | Management | For | For |
1.4 | ELECT ALAN F. HORN AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN G. PERENCHIO AS A DIRECTOR | Management | For | For |
1.6 | ELECT RAY RODRIGUEZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT MCHENRY T. TICHENOR, JR AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
3 | PROPOSAL TO ADOPT THE 2004 PERFORMANCE AWARD PLAN. | Management | For | Against |
ISSUER NAME: UTSTARCOM, INC. MEETING DATE: 05/14/2004 | ||||
TICKER: UTSI SECURITY ID: 918076100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS J. TOY AS A DIRECTOR | Management | For | For |
1.2 | ELECT YING WU AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: VARCO INTERNATIONAL, INC. MEETING DATE: 05/20/2004 | ||||
TICKER: VRC SECURITY ID: 922122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GREG L. ARMSTRONG AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE S. DOTSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD A. KERTSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN F. LAULETTA AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERIC L. MATTSON AS A DIRECTOR | Management | For | For |
1.6 | ELECT L.E. SIMMONS AS A DIRECTOR | Management | For | For |
1.7 | ELECT JEFFERY A. SMISEK AS A DIRECTOR | Management | For | For |
1.8 | ELECT DOUGLAS E. SWANSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT JAMES D. WOODS AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED BY 900,000 SHARES. | Management | For | For |
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS VARCO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: WEATHERFORD INTERNATIONAL LTD. MEETING DATE: 05/25/2004 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PHILIP BURGUIERES AS A DIRECTOR | Management | For | For |
1.2 | ELECT NICHOLAS F. BRADY AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID J. BUTTERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT BERNARD J. DUROC-DANNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT SHELDON B. LUBAR AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM E. MACAULAY AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT B. MILLARD AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT K. MOSES, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT A. RAYNE AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION. | Management | For | For |
ISSUER NAME: WEBMD CORPORATION MEETING DATE: 09/12/2003 | ||||
TICKER: HLTH SECURITY ID: 94769M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PAUL A. BROOKE AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES V. MANNING AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARTIN J. WYGOD AS A DIRECTOR | Management | For | For |
2 | TO RATIFY AND APPROVE AN AMENDMENT TO WEBMD S 2000 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE PLAN BY 9.5 MILLION SHARES TO A TOTAL OF 29.5 MILLION SHARES. | Management | For | Against |
3 | TO APPROVE AN AMENDMENT TO WEBMD S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 300 MILLION SHARES TO 900 MILLION SHARES. | Management | For | For |
ISSUER NAME: WESTERN WIRELESS CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: WWCA SECURITY ID: 95988E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. STANTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN L. BUNCE, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT MITCHELL L. COHEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DANIEL J. EVANS AS A DIRECTOR | Management | For | For |
1.5 | ELECT THERESA E. GILLESPIE AS A DIRECTOR | Management | For | For |
1.6 | ELECT JONATHAN M. NELSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT PEGGY V. PHILLIPS AS A DIRECTOR | Management | For | For |
1.8 | ELECT MIKAL J. THOMSEN AS A DIRECTOR | Management | For | For |
1.9 | ELECT PETER H. VAN OPPEN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | PROPOSAL TO APPROVE THE COMPANY S 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: XO COMMUNICATIONS, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: XOCM SECURITY ID: 983764838 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CARL C. ICAHN AS A DIRECTOR | Management | For | For |
1.2 | ELECT CARL J. GRIVNER AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANDREW R. COHEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ADAM DELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT VINCENT J. INTRIERI AS A DIRECTOR | Management | For | For |
1.6 | ELECT KEITH MEISTER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE BOARD OF DIRECTORS APPROVAL OF THE 2002 STOCK INCENTIVE PLAN. | Management | For | Against |
3 | THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT AUDITORS OF XO COMMUNICATIONS, INC. FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: YAGEO CORPORATION MEETING DATE: 06/18/2004 | ||||
TICKER: -- SECURITY ID: Y9723R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AS PER TRUST ASSOCIATION S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A NO VOTE | N/A | N/A | N/A |
2 | RECEIVE THE REPORT OF THE BUSINESS OPERATION RESULT OF FY 2003 | Management | Unknown | For |
3 | RECEIVE THE SUPERVISORS REVIEW FINANCIAL REPORTS OF FY 2003 | Management | Unknown | For |
4 | RECEIVE THE REPORT OF THE EXECUTIONS STATUS OF TREASURY STOCK | Management | Unknown | For |
5 | RECEIVE THE REPORT OF THE STATUS OF ISSUING COMPANY BONDS AND GDR | Management | Unknown | For |
6 | RECEIVE THE REPORT OF THE STATUS OF EMPLOYEES STOCK OPTIONS SCHEME ISSUANCE | Management | Unknown | For |
7 | APPROVE TO DETERMINE THE RULES FOR THE PROCEEDINGS OF BOARD MEETINGS | Management | Unknown | For |
8 | RATIFY THE FINANCIAL REPORTS OF FY 2003 | Management | Unknown | For |
9 | RATIFY THE CASE OF 2003 OFFSETTING DEFICIT | Management | Unknown | For |
10 | AMEND THE COMPANY ARTICLES | Management | Unknown | Abstain |
11 | ELECT THE DIRECTORS AND THE SUPERVISORS | Management | Unknown | For |
12 | APPROVE TO RELIEVE THE RESTRICTIONS ON THE DIRECTORS FROM ACTING AS THE DIRECTORS OR THE SUPERVISORS OF OTHER COMPANIES | Management | Unknown | For |
13 | EXTRAORDINARY PROPOSALS | Management | Unknown | Abstain |
ISSUER NAME: YAHOO JAPAN CORP, TOKYO MEETING DATE: 06/17/2004 | ||||
TICKER: -- SECURITY ID: J95402103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, WITH NO DIVIDENDS | Management | Unknown | For |
2 | AMEND ARTICLES TO: EXPAND BUSINESS LINES - INCREASE AUTHORIZED CAPITAL FROM7.52 MILLION TO 15.08 MILLION SHARES - AUTHORIZE SHARE REPURCHASES AT BOARD S DISCRETION | Management | Unknown | For |
3 | ELECT DIRECTOR | Management | Unknown | For |
4 | ELECT DIRECTOR | Management | Unknown | For |
5 | ELECT DIRECTOR | Management | Unknown | For |
6 | ELECT DIRECTOR | Management | Unknown | For |
7 | ELECT DIRECTOR | Management | Unknown | For |
8 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
9 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | For |
10 | APPROVE EXECUTIVE STOCK OPTION PLAN | Management | Unknown | For |