FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07205
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund III
Fund Name: VIP Growth Opportunities Portfolio
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: DECEMBER 31
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund III
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/25/2004 07:49:39 AM
EXHIBIT A
VOTE SUMMARY REPORT
VIP Growth Opportunities Portfolio
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ISSUER NAME: 3M COMPANY MEETING DATE: 05/11/2004 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL L. ESKEW AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. JAMES MCNERNEY, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK | Management | For | For |
4 | STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF THE ROLES OF CEO AND CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: ABBOTT LABORATORIES MEETING DATE: 04/23/2004 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT R.S. AUSTIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT H.L. FULLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.A. GONZALEZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT J.M. GREENBERG AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.M. LEIDEN AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.A.L. OWEN AS A DIRECTOR | Management | For | For |
1.7 | ELECT B. POWELL JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT A.B. RAND AS A DIRECTOR | Management | For | For |
1.9 | ELECT W.A. REYNOLDS AS A DIRECTOR | Management | For | For |
1.10 | ELECT R.S. ROBERTS AS A DIRECTOR | Management | For | For |
1.11 | ELECT W.D. SMITHBURG AS A DIRECTOR | Management | For | For |
1.12 | ELECT J.R. WALTER AS A DIRECTOR | Management | For | For |
1.13 | ELECT M.D. WHITE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SENIOR EXECUTIVES. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS DISEASES. | Shareholder | Against | Against |
ISSUER NAME: ADOBE SYSTEMS INCORPORATED MEETING DATE: 04/28/2004 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL R. CANNON AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRUCE R. CHIZEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES E. DALEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT CHARLES M. GESCHKE AS A DIRECTOR | Management | For | For |
1.5 | ELECT DELBERT W. YOCAM AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AN AMENDMENT TO THE 2003 EQUITY INCENTIVE PLAN INCREASING THE SHARE RESERVE BY 4,500,000 SHARES. | Management | For | Against |
3 | STOCKHOLDER PROPOSAL. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL. | Shareholder | Against | Against |
5 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: AFLAC INCORPORATED MEETING DATE: 05/03/2004 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL P. AMOS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN SHELBY AMOS II AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL H. ARMACOST AS A DIRECTOR | Management | For | For |
1.4 | ELECT KRISS CLONINGER, III AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOE FRANK HARRIS AS A DIRECTOR | Management | For | For |
1.6 | ELECT ELIZABETH J. HUDSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT KENNETH S. JANKE, SR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT DOUGLAS W. JOHNSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT B. JOHNSON AS A DIRECTOR | Management | For | For |
1.10 | ELECT CHARLES B. KNAPP AS A DIRECTOR | Management | For | For |
1.11 | ELECT HIDEFUMI MATSUI AS A DIRECTOR | Management | For | For |
1.12 | ELECT NOBUHIRO MORI AS A DIRECTOR | Management | For | For |
1.13 | ELECT E. STEPHEN PURDOM, M.D. AS A DIRECTOR | Management | For | For |
1.14 | ELECT BARBARA K. RIMER AS A DIRECTOR | Management | For | For |
1.15 | ELECT MARVIN R. SCHUSTER AS A DIRECTOR | Management | For | For |
1.16 | ELECT GLENN VAUGHN, JR. AS A DIRECTOR | Management | For | For |
1.17 | ELECT ROBERT L. WRIGHT AS A DIRECTOR | Management | For | For |
2 | TO CONSIDER AND APPROVE THE 2004 AFLAC INCORPORATED LONG-TERM INCENTIVE PLAN. | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: AGERE SYSTEMS INC. MEETING DATE: 02/19/2004 | ||||
TICKER: AGRA SECURITY ID: 00845V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD L. CLEMMER AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN T. DICKSON AS A DIRECTOR | Management | For | For |
ISSUER NAME: AGILENT TECHNOLOGIES, INC. MEETING DATE: 03/02/2004 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT L. JOSS AS A DIRECTOR | Management | For | For |
1.3 | ELECT WALTER B. HEWLETT AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS AGILENT S INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: ALCOA INC. MEETING DATE: 04/30/2004 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
1.2 | ELECT CARLOS GHOSN AS A DIRECTOR | Management | For | For |
1.3 | ELECT HENRY B. SCHACHT AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE 2004 ALCOA STOCK INCENTIVE PLAN. | Management | For | For |
3 | SHAREHOLDER PROPOSAL RELATING TO PAY DISPARITY | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL RELATING TO CHANGE IN CONTROL SEVERANCE PLAN | Shareholder | Against | Against |
ISSUER NAME: ALCON, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: ACL SECURITY ID: H01301102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2003 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2003 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES | Management | For | For |
2 | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2003 | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For |
4 | ELECTION TO THE BOARD OF DIRECTORS OF: WERNER J. BAUER | Management | For | For |
5 | ELECTION TO THE BOARD OF DIRECTORS OF: FRANCISCO CASTANER | Management | For | For |
6 | ELECTION TO THE BOARD OF DIRECTORS OF: LODEWIJK J.R. DE VINK | Management | For | For |
7 | ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS | Management | For | For |
8 | ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL AUDITORS | Management | For | For |
ISSUER NAME: ALTRIA GROUP, INC. MEETING DATE: 04/29/2004 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ELIZABETH E. BAILEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT MATHIS CABIALLAVETTA AS A DIRECTOR | Management | For | For |
1.3 | ELECT LOUIS C. CAMILLERI AS A DIRECTOR | Management | For | For |
1.4 | ELECT J. DUDLEY FISHBURN AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT E. R. HUNTLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT THOMAS W. JONES AS A DIRECTOR | Management | For | For |
1.7 | ELECT LUCIO A. NOTO AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN S. REED AS A DIRECTOR | Management | For | For |
1.9 | ELECT CARLOS SLIM HELU AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEPHEN M. WOLF AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL NO. 1 | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL NO. 2 | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL NO. 3 | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL NO. 4 | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL NO. 5 | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL NO. 6 | Shareholder | Against | Against |
ISSUER NAME: AMAZON.COM, INC. MEETING DATE: 05/25/2004 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JEFFREY P. BEZOS AS A DIRECTOR | Management | For | For |
1.2 | ELECT TOM A. ALBERG AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. JOHN DOERR AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM B. GORDON AS A DIRECTOR | Management | For | For |
1.5 | ELECT MYRTLE S. POTTER AS A DIRECTOR | Management | For | For |
1.6 | ELECT THOMAS O. RYDER AS A DIRECTOR | Management | For | For |
1.7 | ELECT PATRICIA Q. STONESIFER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL PERFORMANCE AND TIME-BASED RESTRICTED SHARE PROGRAM FOR EXECUTIVES | Shareholder | Against | Against |
ISSUER NAME: AMERICAN EXPRESS COMPANY MEETING DATE: 04/26/2004 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT D.F. AKERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT W.G. BOWEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT U.M. BURNS AS A DIRECTOR | Management | For | For |
1.5 | ELECT K.I. CHENAULT AS A DIRECTOR | Management | For | For |
1.6 | ELECT P.R. DOLAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT V.E. JORDAN, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. LESCHLY AS A DIRECTOR | Management | For | For |
1.9 | ELECT R.A. MCGINN AS A DIRECTOR | Management | For | For |
1.10 | ELECT E.D. MILLER AS A DIRECTOR | Management | For | For |
1.11 | ELECT F.P. POPOFF AS A DIRECTOR | Management | For | For |
1.12 | ELECT R.D. WALTER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL TO ESTABLISH SIX-YEAR TERM LIMITS FOR DIRECTORS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: AIG SECURITY ID: 026874107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M. AIDINOFF AS A DIRECTOR | Management | For | For |
1.2 | ELECT P. CHIA AS A DIRECTOR | Management | For | For |
1.3 | ELECT M. COHEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. COHEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. FELDSTEIN AS A DIRECTOR | Management | For | For |
1.6 | ELECT E. FUTTER AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. GREENBERG AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. HILLS AS A DIRECTOR | Management | For | For |
1.9 | ELECT F. HOENEMEYER AS A DIRECTOR | Management | For | For |
1.10 | ELECT R. HOLBROOKE AS A DIRECTOR | Management | For | For |
1.11 | ELECT D. KANAK AS A DIRECTOR | Management | For | For |
1.12 | ELECT H. SMITH AS A DIRECTOR | Management | For | For |
1.13 | ELECT M. SULLIVAN AS A DIRECTOR | Management | For | For |
1.14 | ELECT E. TSE AS A DIRECTOR | Management | For | For |
1.15 | ELECT F. ZARB AS A DIRECTOR | Management | For | For |
2 | ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION PLAN | Management | For | For |
3 | ADOPT A DIRECTOR STOCK PLAN | Management | For | For |
4 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
5 | SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
ISSUER NAME: ANALOG DEVICES, INC. MEETING DATE: 03/09/2004 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JERALD G. FISHMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT F. GRANT SAVIERS AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. | Management | For | For |
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 30, 2004. | Management | For | For |
ISSUER NAME: ANHEUSER-BUSCH COMPANIES, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: BUD SECURITY ID: 035229103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT AUGUST A. BUSCH III AS A DIRECTOR | Management | For | For |
1.2 | ELECT CARLOS FERNANDEZ G. AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES R. JONES AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW C. TAYLOR AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF INDEPENDENT AUDITORS | Management | For | For |
ISSUER NAME: APPLIED MATERIALS, INC. MEETING DATE: 03/24/2004 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL H. ARMACOST AS A DIRECTOR | Management | For | For |
1.2 | ELECT DEBORAH A. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT HERBERT M. DWIGHT, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT PHILIP V. GERDINE AS A DIRECTOR | Management | For | For |
1.5 | ELECT PAUL R. LOW AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAN MAYDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEVEN L. MILLER AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES C. MORGAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT GERHARD H. PARKER AS A DIRECTOR | Management | For | For |
1.10 | ELECT MICHAEL R. SPLINTER AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: ASTRAZENECA PLC MEETING DATE: 04/29/2004 | ||||
TICKER: -- SECURITY ID: G0593M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE DIRECTOR S REPORT AND ACCOUNTS FOR THE YE 31 DEC 2003 | Management | Unknown | For |
2 | APPROVE THE DIVIDENDS | Management | Unknown | For |
3 | RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | Management | Unknown | For |
4 | AUTHORIZE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Management | Unknown | For |
5 | ELECT MR. PERCY BARNEVIK AS A DIRECTOR | Management | Unknown | For |
6 | ELECT MR. HAKAN MOGREN AS A DIRECTOR | Management | Unknown | For |
7 | ELECT SIR. TOM MCKILLOP AS A DIRECTOR | Management | Unknown | For |
8 | ELECT MR. JONATHAN SYMONDS AS A DIRECTOR | Management | Unknown | For |
9 | ELECT SIR. PETER BONFIELD AS A DIRECTOR | Management | Unknown | For |
10 | ELECT MR. JOHN BUCHANAN AS A DIRECTOR | Management | Unknown | For |
11 | ELECT MS. JANE HENNEY AS A DIRECTOR | Management | Unknown | For |
12 | ELECT MR. MICHELE HOOPER AS A DIRECTOR | Management | Unknown | For |
13 | ELECT MR. JOE JIMENEZ AS A DIRECTOR | Management | Unknown | For |
14 | ELECT MR. EMA MOLLER AS A DIRECTOR | Management | Unknown | For |
15 | ELECT MR. DAME BRIDGET OGILVIE AS A DIRECTOR | Management | Unknown | For |
16 | ELECT MR.LOUIS SCHWEITZER AS A DIRECTOR | Management | Unknown | For |
17 | ELECT MR. MARCUS WALLENBERG AS A DIRECTOR | Management | Unknown | For |
18 | APPROVE THE DIRECTOR S REMUNERATION REPORT FOR THE YE 31 DEC 2003 | Management | Unknown | For |
19 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Unknown | For |
20 | GRANT AUTHORITY FOR LIMITED EU POLITICAL DONATIONS | Management | Unknown | For |
21 | AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED SHARES | Management | Unknown | For |
22 | AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | Unknown | For |
23 | AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Unknown | For |
24 | GRANT AUTHORITY TO INCREASE OF CAPITAL ON NON-EXECUTIVE DIRECTOR S REMUNERATION | Management | Unknown | For |
ISSUER NAME: AVON PRODUCTS, INC. MEETING DATE: 05/06/2004 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD T. FOGARTY AS A DIRECTOR | Management | For | For |
1.2 | ELECT SUSAN J. KROPF AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARIA ELENA LAGOMASINO AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK | Management | For | For |
4 | RESOLUTION REGARDING ELIMINATION OF CLASSIFIED BOARD | Shareholder | Against | Abstain |
5 | RESOLUTION REGARDING REPORT ON REMOVAL OF PARABENS | Shareholder | Against | Against |
6 | RESOLUTION REGARDING REPORT ON REMOVAL OF DIBUTYL PHTHALATE | Shareholder | Against | Against |
ISSUER NAME: BAKER HUGHES INCORPORATED MEETING DATE: 04/28/2004 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD P. DJEREJIAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT H. JOHN RILEY, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT CHARLES L. WATSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED BOARDS. | Shareholder | Against | For |
4 | STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON PILLS. | Shareholder | Against | Against |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 03/17/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPTION OF THE MERGER AGREEMENT | Management | For | For |
2 | ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN | Management | For | Against |
3 | ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK | Management | For | For |
4 | APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM BARNET, III AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES W. COKER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN T. COLLINS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY L. COUNTRYMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT PAUL FULTON AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHARLES K. GIFFORD AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD E. GUINN AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES H. HANCE, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT KENNETH D. LEWIS AS A DIRECTOR | Management | For | For |
1.10 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT THOMAS J. MAY AS A DIRECTOR | Management | For | For |
1.12 | ELECT C. STEVEN MCMILLAN AS A DIRECTOR | Management | For | For |
1.13 | ELECT EUGENE M. MCQUADE AS A DIRECTOR | Management | For | For |
1.14 | ELECT PATRICIA E. MITCHELL AS A DIRECTOR | Management | For | For |
1.15 | ELECT EDWARD L. ROMERO AS A DIRECTOR | Management | For | For |
1.16 | ELECT THOMAS M. RYAN AS A DIRECTOR | Management | For | For |
1.17 | ELECT O. TEMPLE SLOAN, JR. AS A DIRECTOR | Management | For | For |
1.18 | ELECT MEREDITH R. SPANGLER AS A DIRECTOR | Management | For | For |
1.19 | ELECT JACKIE M. WARD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION SECURITY | Shareholder | Against | Against |
ISSUER NAME: BANK ONE CORPORATION MEETING DATE: 05/25/2004 | ||||
TICKER: ONE SECURITY ID: 06423A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MERGER PROPOSAL | Management | For | For |
2.1 | ELECT BRYAN AS A DIRECTOR | Management | For | For |
2.2 | ELECT BURKE AS A DIRECTOR | Management | For | For |
2.3 | ELECT CROWN AS A DIRECTOR | Management | For | For |
2.4 | ELECT DIMON AS A DIRECTOR | Management | For | For |
2.5 | ELECT FAY AS A DIRECTOR | Management | For | For |
2.6 | ELECT JACKSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT KESSLER AS A DIRECTOR | Management | For | For |
2.8 | ELECT LIPP AS A DIRECTOR | Management | For | For |
2.9 | ELECT MANOOGIAN AS A DIRECTOR | Management | For | For |
2.10 | ELECT NOVAK AS A DIRECTOR | Management | For | For |
2.11 | ELECT ROGERS AS A DIRECTOR | Management | For | For |
2.12 | ELECT STRATTON AS A DIRECTOR | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
ISSUER NAME: BARR LABORATORIES, INC. MEETING DATE: 10/23/2003 | ||||
TICKER: BRL SECURITY ID: 068306109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRUCE L. DOWNEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL M. BISARO AS A DIRECTOR | Management | For | For |
1.3 | ELECT CAROLE S. BEN-MAIMON AS A DIRECTOR | Management | For | For |
1.4 | ELECT GEORGE P. STEPHAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT JACK M. KAY AS A DIRECTOR | Management | For | For |
1.6 | ELECT HAROLD N. CHEFITZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT RICHARD R. FRANKOVIC AS A DIRECTOR | Management | For | For |
1.8 | ELECT PETER R. SEAVER AS A DIRECTOR | Management | For | For |
1.9 | ELECT JAMES S. GILMORE, III AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE REINCORPORATION OF THE COMPANY IN THE STATE OF DELAWARE. | Management | For | For |
3 | APPROVAL OF AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK FROM 100,000,000 TO 200,000,000. | Management | For | For |
ISSUER NAME: BAUSCH & LOMB INCORPORATED MEETING DATE: 04/27/2004 | ||||
TICKER: BOL SECURITY ID: 071707103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAN M. BENNETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT DOMENICO DE SOLE AS A DIRECTOR | Management | For | For |
1.3 | ELECT KENNETH L. WOLFE AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD L. ZARRELLA AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: BECTON, DICKINSON AND COMPANY MEETING DATE: 02/11/2004 | ||||
TICKER: BDX SECURITY ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY P. BECTON, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD F. DEGRAAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES F. ORR AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARGARETHA AF UGGLAS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For |
3 | ADOPTION OF 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL 4. | Management | For | For |
4 | CUMULATIVE VOTING. | Shareholder | Against | Abstain |
ISSUER NAME: BELLSOUTH CORPORATION MEETING DATE: 04/26/2004 | ||||
TICKER: BLS SECURITY ID: 079860102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES H. BLANCHARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT ARMANDO M. CODINA AS A DIRECTOR | Management | For | For |
1.3 | ELECT LEO F. MULLIN AS A DIRECTOR | Management | For | For |
2 | RATIFY THE INDEPENDENT AUDITOR | Management | For | For |
3 | APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY | Management | For | For |
4 | APPROVE THE STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For |
5 | SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RE: CEO COMPENSATION | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: BEST BUY CO., INC. MEETING DATE: 06/24/2004 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRADBURY H. ANDERSON* AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.J. HIGGINS VICTOR* AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALLEN U. LENZMEIER* AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANK D. TRESTMAN* AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES C. WETHERBE* AS A DIRECTOR | Management | For | For |
1.6 | ELECT RONALD JAMES** AS A DIRECTOR | Management | For | For |
1.7 | ELECT MATTHEW H. PAULL** AS A DIRECTOR | Management | For | For |
1.8 | ELECT MARY A. TOLAN** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE CURRENT FISCAL YEAR. | Management | For | For |
3 | PROPOSAL TO APPROVE THE COMPANY S 2004 OMNIBUS STOCK AND INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: BOSTON SCIENTIFIC CORPORATION MEETING DATE: 10/06/2003 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AN AMENDMENT TO THE COMPANY S SECOND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For |
ISSUER NAME: BOSTON SCIENTIFIC CORPORATION MEETING DATE: 05/11/2004 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT URSULA M. BURNS AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARYE ANNE FOX AS A DIRECTOR | Management | For | For |
1.3 | ELECT N.J. NICHOLAS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN E. PEPPER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: BP P.L.C. MEETING DATE: 04/15/2004 | ||||
TICKER: BP SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LORD BROWNE AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR B E GROTE AS A DIRECTOR | Management | For | For |
1.3 | ELECT MR H M P MILES AS A DIRECTOR | Management | For | For |
1.4 | ELECT SIR ROBIN NICHOLSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT MR R L OLVER AS A DIRECTOR | Management | For | For |
1.6 | ELECT SIR IAN PROSSER AS A DIRECTOR | Management | For | For |
2 | TO ELECT MR A BURGMANS AS A DIRECTOR | Management | For | For |
3 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For |
4 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For |
5 | TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For |
6 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS | Management | For | For |
7 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For |
8 | TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE SHARE SCHEMES | Management | For | Against |
9 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For |
10 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS | Management | For | For |
11 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS | Management | For | For |
12 | SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS | Shareholder | Against | Against |
ISSUER NAME: BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: 05/04/2004 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.R. DOLAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT L.V. GERSTNER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. JOHANSSON AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | PUBLICATION OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
4 | PROHIBITION OF POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
5 | SEPARATION OF CHAIRMAN AND CEO POSITIONS | Shareholder | Against | Against |
6 | HIV/AIDS-TB-MALARIA | Shareholder | Against | Against |
7 | DIRECTOR VOTE THRESHOLD | Shareholder | Against | Against |
ISSUER NAME: BUNGE LIMITED MEETING DATE: 05/28/2004 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ELECT JORGE BORN, JR., AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For |
2 | TO ELECT OCTAVIO CARABALLO, AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING SHAREHOLDERS. | Management | For | For |
3 | TO ELECT BERNARD DE LA TOUR D AUVERGNE LAURAGUAIS, AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For |
4 | TO ELECT WILLIAM ENGELS, AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For |
5 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 AND TO AUTHORIZE BUNGE LIMITED S BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT COMMITTEE, TO DETERMINE THE INDEPENDENT AUDITORS FEES. | Management | For | For |
6 | TO APPROVE THE TERMS OF BUNGE LIMITED S AMENDED AND RESTATED NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: C.R. BARD, INC. MEETING DATE: 04/21/2004 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ANTHONY WELTERS AS A DIRECTOR | Management | For | For |
1.2 | ELECT TONY L. WHITE AS A DIRECTOR | Management | For | For |
1.3 | ELECT THEODORE E. MARTIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT TIMOTHY M. RING AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO THE 2003 LONG TERM INCENTIVE PLAN. | Management | For | For |
3 | APPROVAL OF CERTAIN PROVISIONS OF THE 1994 EXECUTIVE BONUS PLAN. | Management | For | For |
4 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
ISSUER NAME: CABLEVISION SYSTEMS CORPORATION MEETING DATE: 05/25/2004 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHARLES D. FERRIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD H. HOCHMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT VICTOR ORISTANO AS A DIRECTOR | Management | For | For |
1.4 | ELECT VINCENT TESE AS A DIRECTOR | Management | For | For |
1.5 | ELECT THOMAS V. REIFENHEISER AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN R. RYAN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: CARDINAL HEALTH, INC. MEETING DATE: 11/05/2003 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVE BING AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN F. FINN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN F. HAVENS AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID W. RAISBECK AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT D. WALTER AS A DIRECTOR | Management | For | For |
ISSUER NAME: CARNIVAL CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICKY ARISON AS A DIRECTOR | Management | For | For |
1.2 | ELECT AMB RICHARD G. CAPEN JR AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT H. DICKINSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT ARNOLD W. DONALD AS A DIRECTOR | Management | For | For |
1.5 | ELECT PIER LUIGI FOSCHI AS A DIRECTOR | Management | For | For |
1.6 | ELECT HOWARD S. FRANK AS A DIRECTOR | Management | For | For |
1.7 | ELECT BARONESS HOGG AS A DIRECTOR | Management | For | For |
1.8 | ELECT A. KIRK LANTERMAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT MODESTO A. MAIDIQUE AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN P. MCNULTY AS A DIRECTOR | Management | For | For |
1.11 | ELECT PETER RATCLIFFE AS A DIRECTOR | Management | For | For |
1.12 | ELECT SIR JOHN PARKER AS A DIRECTOR | Management | For | For |
1.13 | ELECT STUART SUBOTNICK AS A DIRECTOR | Management | For | For |
1.14 | ELECT UZI ZUCKER AS A DIRECTOR | Management | For | For |
2 | TO APPOINT PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR CARNIVAL CORPORATION. | Management | For | For |
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Management | For | For |
4 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL PERIOD ENDED NOVEMBER 30, 2003. | Management | For | For |
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC. | Management | For | For |
6 | TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | Management | For | For |
7 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC SHARES. | Management | For | For |
ISSUER NAME: CATERPILLAR INC. MEETING DATE: 04/14/2004 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN T. DILLON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JUAN GALLARDO AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM A. OSBORN AS A DIRECTOR | Management | For | For |
1.4 | ELECT GORDON R. PARKER AS A DIRECTOR | Management | For | For |
1.5 | ELECT EDWARD B. RUST, JR. AS A DIRECTOR | Management | For | For |
2 | AMEND OPTION PLAN | Management | For | Against |
3 | RATIFY AUDITORS | Management | For | For |
4 | STOCKHOLDER PROPOSAL - RIGHTS PLAN | Shareholder | Against | For |
5 | STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT TO ISRAEL | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL - HIV/AIDS | Shareholder | Against | Against |
ISSUER NAME: CELGENE CORPORATION MEETING DATE: 06/15/2004 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. JACKSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT SOL J. BARER, PH.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT J. HUGIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT JACK L. BOWMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT FRANK T. CARY AS A DIRECTOR | Management | For | For |
1.6 | ELECT MICHAEL D. CASEY AS A DIRECTOR | Management | For | For |
1.7 | ELECT A. HULL HAYES, JR, M.D. AS A DIRECTOR | Management | For | For |
1.8 | ELECT GILLA KAPLAN, PH.D. AS A DIRECTOR | Management | For | For |
1.9 | ELECT RICHARD C.E. MORGAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT WALTER L. ROBB, PH.D. AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF STOCK THAT WE ARE AUTHORIZED TO ISSUE TO 280,000,000 | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 | Management | For | For |
ISSUER NAME: CHIQUITA BRANDS INTERNATIONAL, INC. MEETING DATE: 05/25/2004 | ||||
TICKER: CQB SECURITY ID: 170032809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FERNANDO AGUIRRE AS A DIRECTOR | Management | For | For |
1.2 | ELECT MORTEN ARNTZEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JEFFREY D. BENJAMIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT W. FISHER AS A DIRECTOR | Management | For | For |
1.5 | ELECT RODERICK M. HILLS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DURK I. JAGER AS A DIRECTOR | Management | For | For |
1.7 | ELECT JAIME SERRA AS A DIRECTOR | Management | For | For |
1.8 | ELECT STEVEN P. STANBROOK AS A DIRECTOR | Management | For | For |
ISSUER NAME: CIENA CORPORATION MEETING DATE: 03/10/2004 | ||||
TICKER: CIEN SECURITY ID: 171779101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PATRICK H. NETTLES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN R. DILLON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LAWTON W. FITT AS A DIRECTOR | Management | For | For |
ISSUER NAME: CISCO SYSTEMS, INC. MEETING DATE: 11/11/2003 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CAROL A. BARTZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT LARRY R. CARTER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN T. CHAMBERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT DR. JAMES F. GIBBONS AS A DIRECTOR | Management | For | For |
1.5 | ELECT DR. JOHN L. HENNESSY AS A DIRECTOR | Management | For | For |
1.6 | ELECT RODERICK C. MCGEARY AS A DIRECTOR | Management | For | For |
1.7 | ELECT JAMES C. MORGAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN P. MORGRIDGE AS A DIRECTOR | Management | For | For |
1.9 | ELECT DONALD T. VALENTINE AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEVEN M. WEST AS A DIRECTOR | Management | For | For |
1.11 | ELECT JERRY YANG AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2004. | Management | For | For |
4 | PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | Against |
5 | PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1, 2004, A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | Against |
ISSUER NAME: CITIGROUP INC. MEETING DATE: 04/20/2004 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. MICHAEL ARMSTRONG AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.4 | ELECT KENNETH T. DERR AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. HERNANDEZ RAMIREZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANN DIBBLE JORDAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.9 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRALL E. PEARSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHARLES PRINCE AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT E. RUBIN AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
1.14 | ELECT SANFORD I. WEILL AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT B. WILLUMSTAD AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | Shareholder | Against | Against |
ISSUER NAME: CLEAR CHANNEL COMMUNICATIONS, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: CCU SECURITY ID: 184502102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAN D. FELD AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS O. HICKS AS A DIRECTOR | Management | For | For |
1.3 | ELECT PERRY J. LEWIS AS A DIRECTOR | Management | For | For |
1.4 | ELECT L. LOWRY MAYS AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARK P. MAYS AS A DIRECTOR | Management | For | For |
1.6 | ELECT RANDALL T. MAYS AS A DIRECTOR | Management | For | For |
1.7 | ELECT B.J. MCCOMBS AS A DIRECTOR | Management | For | For |
1.8 | ELECT PHYLLIS B. RIGGINS AS A DIRECTOR | Management | For | For |
1.9 | ELECT THEORDORE H. STRAUSS AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.C. WATTS AS A DIRECTOR | Management | For | For |
1.11 | ELECT JOHN H. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: COACH, INC. MEETING DATE: 11/05/2003 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH ELLIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT LEW FRANKFORT AS A DIRECTOR | Management | For | For |
1.3 | ELECT SALLY FRAME KASAKS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY LOVEMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT IRENE MILLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT KEITH MONDA AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL MURPHY AS A DIRECTOR | Management | For | For |
ISSUER NAME: COLGATE-PALMOLIVE COMPANY MEETING DATE: 05/07/2004 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.K. CONWAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.E. FERGUSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.M. GUTIERREZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT E.M. HANCOCK AS A DIRECTOR | Management | For | For |
1.5 | ELECT D.W. JOHNSON AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.J. KOGAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.E. LEWIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT R. MARK AS A DIRECTOR | Management | For | For |
1.9 | ELECT E.A. MONRAD AS A DIRECTOR | Management | For | For |
2 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | REAPPROVAL OF PORTIONS OF THE COMPANY S STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL ON GOLDEN PARACHUTE SEVERANCE PAY | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL ON WORKPLACE HUMAN RIGHTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: CONTINENTAL AIRLINES, INC. MEETING DATE: 03/12/2004 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS J. BARRACK, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT GORDON M. BETHUNE AS A DIRECTOR | Management | For | For |
1.3 | ELECT KIRBYJON H. CALDWELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT LAWRENCE W. KELLNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS H. MCCORKINDALE AS A DIRECTOR | Management | For | For |
1.6 | ELECT HENRY L. MEYER III AS A DIRECTOR | Management | For | For |
1.7 | ELECT GEORGE G. C. PARKER AS A DIRECTOR | Management | For | For |
1.8 | ELECT KAREN HASTIE WILLIAMS AS A DIRECTOR | Management | For | For |
1.9 | ELECT RONALD B. WOODARD AS A DIRECTOR | Management | For | For |
1.10 | ELECT CHARLES A. YAMARONE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO ADOPT 2004 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
3 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
4 | PROPOSAL TO RECOMMEND RETENTION OF STOCKHOLDERS RIGHTS AGREEMENT | Management | For | Against |
5 | PROPOSAL OF STOCKHOLDER | Shareholder | Against | Against |
6 | PLEASE MARK THE FOR BOX ONLY IF ANY STOCK OWNED OF RECORD OR BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY NON-U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT). | Management | Unknown | Abstain |
ISSUER NAME: CORNING INCORPORATED MEETING DATE: 04/29/2004 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JEREMY R. KNOWLES AS A DIRECTOR | Management | For | For |
1.2 | ELECT EUGENE C. SIT AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM D. SMITHBURG AS A DIRECTOR | Management | For | For |
1.4 | ELECT HANSEL E. TOOKES II AS A DIRECTOR | Management | For | For |
1.5 | ELECT WENDELL P. WEEKS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING S INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | SHAREHOLDER PROPOSAL RELATING TO SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES. | Shareholder | Against | Against |
ISSUER NAME: COSTCO WHOLESALE CORPORATION MEETING DATE: 01/29/2004 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BENJAMIN S. CARSON* AS A DIRECTOR | Management | For | For |
1.2 | ELECT HAMILTON E. JAMES* AS A DIRECTOR | Management | For | For |
1.3 | ELECT JILL S. RUCKELSHAUS* AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM H. GATES, II* AS A DIRECTOR | Management | For | For |
1.5 | ELECT DANIEL J. EVANS** AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL TO ELECT DIRECTORS ANNUALLY AND NOT BY CLASSES. | Shareholder | Against | For |
3 | SHAREHOLDER PROPOSAL TO DEVELOP A POLICY FOR LAND PROCUREMENT. | Shareholder | Against | Against |
4 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: CSX CORPORATION MEETING DATE: 05/05/2004 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E.E. BAILEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.L. BURRUS, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT E.J. KELLY, III AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.D. KUNISCH AS A DIRECTOR | Management | For | For |
1.5 | ELECT S.J. MORCOTT AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.M. RATCLIFFE AS A DIRECTOR | Management | For | For |
1.7 | ELECT C.E. RICE AS A DIRECTOR | Management | For | For |
1.8 | ELECT W.C. RICHARDSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT F.S. ROYAL, M.D. AS A DIRECTOR | Management | For | For |
1.10 | ELECT D.J. SHEPARD AS A DIRECTOR | Management | For | For |
1.11 | ELECT M.J. WARD AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REGARDING POISON PILL PROVISIONS. | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL REGARDING SEVERANCE AGREEMENTS. | Shareholder | Against | Against |
ISSUER NAME: DANAHER CORPORATION MEETING DATE: 05/04/2004 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MR. STEVEN M. RALES AS A DIRECTOR | Management | For | For |
1.2 | ELECT MR. JOHN T. SCHWIETERS AS A DIRECTOR | Management | For | For |
1.3 | ELECT MR. ALAN G. SPOON AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | TO APPROVE THE AMENDED AND RESTATED DANAHER CORPORATION 1998 STOCK OPTION PLAN. | Management | For | Against |
4 | TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING INCLUSION OF LANGUAGE ON BOARD DIVERSITY IN THE CHARTER OF THE NOMINATING AND GOVERNANCE COMMITTEE. | Shareholder | Against | Against |
ISSUER NAME: DARDEN RESTAURANTS, INC. MEETING DATE: 09/25/2003 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LEONARD L. BERRY AS A DIRECTOR | Management | For | For |
1.2 | ELECT ODIE C. DONALD AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID H. HUGHES AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOE R. LEE AS A DIRECTOR | Management | For | For |
1.5 | ELECT SENATOR CONNIE MACK III AS A DIRECTOR | Management | For | For |
1.6 | ELECT RICHARD E. RIVERA AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL D. ROSE AS A DIRECTOR | Management | For | For |
1.8 | ELECT MARIA A. SASTRE AS A DIRECTOR | Management | For | For |
1.9 | ELECT JACK A. SMITH AS A DIRECTOR | Management | For | For |
1.10 | ELECT BLAINE SWEATT, III AS A DIRECTOR | Management | For | For |
1.11 | ELECT RITA P. WILSON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: DEAN FOODS COMPANY MEETING DATE: 05/18/2004 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALAN J. BERNON AS A DIRECTOR | Management | For | For |
1.2 | ELECT GREGG L. ENGLES AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOSEPH S. HARDIN, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD KIRK AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN S. LLEWELLYN, JR. AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Management | For | For |
ISSUER NAME: DELL COMPUTER CORPORATION MEETING DATE: 07/18/2003 | ||||
TICKER: DELL SECURITY ID: 247025109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL A. MILES AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALEX J. MANDL AS A DIRECTOR | Management | For | For |
1.3 | ELECT MORTON L. TOPFER AS A DIRECTOR | Management | For | For |
2 | ELIMINATION OF CLASSIFIED BOARD | Management | For | For |
3 | CHANGE OF COMPANY NAME TO DELL INC. | Management | For | For |
4 | APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN | Management | For | For |
ISSUER NAME: DIEBOLD, INCORPORATED MEETING DATE: 04/22/2004 | ||||
TICKER: DBD SECURITY ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT L.V. BOCKIUS III AS A DIRECTOR | Management | For | For |
1.2 | ELECT C.M. CONNOR AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.L. CRANDALL AS A DIRECTOR | Management | For | For |
1.4 | ELECT E.C. EVANS AS A DIRECTOR | Management | For | For |
1.5 | ELECT G.S. FITZGERALD AS A DIRECTOR | Management | For | For |
1.6 | ELECT P.B. LASSITER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.N. LAUER AS A DIRECTOR | Management | For | For |
1.8 | ELECT W.F. MASSY AS A DIRECTOR | Management | For | For |
1.9 | ELECT W.W. O'DELL AS A DIRECTOR | Management | For | For |
1.10 | ELECT E.J. ROORDA AS A DIRECTOR | Management | For | For |
1.11 | ELECT W.R. TIMKEN, JR. AS A DIRECTOR | Management | For | For |
1.12 | ELECT H.D.G. WALLACE AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: DOW JONES & COMPANY, INC. MEETING DATE: 04/21/2004 | ||||
TICKER: DJ SECURITY ID: 260561105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT IRVINE O. HOCKADAY, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT VERNON E. JORDAN, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT LEWIS B. CAMPBELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT DIETER VON HOLTZBRINCK AS A DIRECTOR | Management | For | For |
1.5 | ELECT ELIZABETH STEELE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS FOR 2004. | Management | For | For |
3 | AMENDMENT TO THE COMPANY S 2001 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE FROM 7,000,000 TO 9,000,000 SHARES. | Management | For | Against |
4 | STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. | Shareholder | Against | Against |
ISSUER NAME: E*TRADE FINANCIAL CORPORATION MEETING DATE: 05/27/2004 | ||||
TICKER: ET SECURITY ID: 269246104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RONALD D. FISHER AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE A. HAYTER AS A DIRECTOR | Management | For | For |
1.3 | ELECT DONNA L. WEAVER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: ELI LILLY AND COMPANY MEETING DATE: 04/19/2004 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S.C. BEERING AS A DIRECTOR | Management | For | For |
1.2 | ELECT W. BISCHOFF AS A DIRECTOR | Management | For | For |
1.3 | ELECT F.G. PRENDERGAST AS A DIRECTOR | Management | For | For |
1.4 | ELECT K.P. SEIFERT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVE THE ELI LILLY AND COMPANY BONUS PLAN. | Management | For | For |
4 | PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT A COMPENSATION PROGRAM LIMITING THE COMPENSATION OF SENIOR EXECUTIVES TO SPECIFIED LEVELS. | Shareholder | Against | Against |
5 | PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS. | Shareholder | Against | Against |
ISSUER NAME: EMC CORPORATION MEETING DATE: 05/05/2004 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN R. EGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL C. RUETTGERS AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID N. STROHM AS A DIRECTOR | Management | For | For |
2 | PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S 2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. | Management | For | For |
3 | PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S 1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S PROXY STATEMENT. | Management | For | For |
4 | PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
5 | PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC S PROXY STATEMENT. | Shareholder | Against | Against |
ISSUER NAME: EXXON MOBIL CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M.J. BOSKIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.R. HOUGHTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT W.R. HOWELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.C. KING AS A DIRECTOR | Management | For | For |
1.5 | ELECT P.E. LIPPINCOTT AS A DIRECTOR | Management | For | For |
1.6 | ELECT H.J. LONGWELL AS A DIRECTOR | Management | For | For |
1.7 | ELECT H.A. MCKINNELL, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.C. NELSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT L.R. RAYMOND AS A DIRECTOR | Management | For | For |
1.10 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.W. TILLERSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). | Management | For | For |
3 | APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN (PAGE 28). | Management | For | For |
4 | POLITICAL CONTRIBUTIONS (PAGE 30). | Shareholder | Against | Against |
5 | POLITICAL CONTRIBUTIONS REPORT (PAGE 32). | Shareholder | Against | Against |
6 | MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). | Shareholder | Against | Against |
7 | BOARD CHAIRMAN AND CEO (PAGE 37). | Shareholder | Against | Against |
8 | EXECUTIVE COMPENSATION (PAGE 39). | Shareholder | Against | Against |
9 | EQUITY COMPENSATION REPORT (PAGE 40). | Shareholder | Against | Against |
10 | AMENDMENT OF EEO POLICY (PAGE 42). | Shareholder | Against | Against |
11 | CLIMATE SCIENCE REPORT (PAGE 44). | Shareholder | Against | Against |
ISSUER NAME: FANNIE MAE MEETING DATE: 05/25/2004 | ||||
TICKER: FNM SECURITY ID: 313586109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT S.B. ASHLEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.M. DUBERSTEIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT T.P. GERRITY AS A DIRECTOR | Management | For | For |
1.4 | ELECT T. HOWARD AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT F.V. MALEK AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.B. MARRON AS A DIRECTOR | Management | For | For |
1.8 | ELECT D.H. MUDD AS A DIRECTOR | Management | For | For |
1.9 | ELECT A.M. MULCAHY AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.K. PICKETT AS A DIRECTOR | Management | For | For |
1.11 | ELECT L. RAHL AS A DIRECTOR | Management | For | For |
1.12 | ELECT F.D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT H.P. SWYGERT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE FANNIE MAE EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL TO REINSTATE CUMULATIVE VOTING | Shareholder | Against | Against |
ISSUER NAME: FEDERAL HOME LOAN MORTGAGE CORPORATI MEETING DATE: 03/31/2004 | ||||
TICKER: FRE SECURITY ID: 313400301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOAN E. DONOGHUE AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHELLE ENGLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD KARL GOELTZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT GEORGE D. GOULD AS A DIRECTOR | Management | For | For |
1.5 | ELECT HENRY KAUFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN B. MCCOY AS A DIRECTOR | Management | For | For |
1.7 | ELECT SHAUN F. O'MALLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT RONALD F. POE AS A DIRECTOR | Management | For | For |
1.9 | ELECT STEPHEN A. ROSS AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD J. SCHUENKE AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHRISTINA SEIX AS A DIRECTOR | Management | For | For |
1.12 | ELECT RICHARD F. SYRON AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM J. TURNER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003 | Management | For | For |
ISSUER NAME: FEDEX CORPORATION MEETING DATE: 09/29/2003 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT AUGUST A. BUSCH IV AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN A. EDWARDSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE J. MITCHELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOSHUA I. SMITH AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF INCENTIVE STOCK PLAN. | Management | For | Against |
3 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shareholder | Against | For |
ISSUER NAME: FIDELITY CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE TRUST INSTRUMENT TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE DECLARATION OF TRUST TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIRST DATA CORPORATION MEETING DATE: 10/28/2003 | ||||
TICKER: FDC SECURITY ID: 319963104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF SHARES OF FIRST DATA COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: FOREST LABORATORIES, INC. MEETING DATE: 08/11/2003 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HOWARD SOLOMON AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM J. CANDEE, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE S. COHAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAN L. GOLDWASSER AS A DIRECTOR | Management | For | For |
1.5 | ELECT LESTER B. SALANS AS A DIRECTOR | Management | For | For |
1.6 | ELECT KENNETH E. GOODMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT PHILLIP M. SATOW AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AMENDMENT OF THE COMPANY S CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF THE COMPANY S COMMON STOCK. | Management | For | For |
3 | RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: FOX ENTERTAINMENT GROUP, INC. MEETING DATE: 11/25/2003 | ||||
TICKER: FOX SECURITY ID: 35138T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT K. RUPERT MURDOCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT PETER CHERNIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID F. DEVOE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ARTHUR M. SISKIND AS A DIRECTOR | Management | For | For |
1.5 | ELECT LACHLAN K. MURDOCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHRISTOS M. COTSAKOS AS A DIRECTOR | Management | For | For |
1.7 | ELECT THOMAS W. JONES AS A DIRECTOR | Management | For | For |
1.8 | ELECT PETER POWERS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
ISSUER NAME: GENERAL ELECTRIC COMPANY MEETING DATE: 04/28/2004 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES I. CASH, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT DENNIS D. DAMMERMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANN M. FUDGE AS A DIRECTOR | Management | For | For |
1.4 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT JEFFREY R. IMMELT AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANDREA JUNG AS A DIRECTOR | Management | For | For |
1.7 | ELECT ALAN G. LAFLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT KENNETH G. LANGONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT RALPH S. LARSEN AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROCHELLE B. LAZARUS AS A DIRECTOR | Management | For | For |
1.11 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROGER S. PENSKE AS A DIRECTOR | Management | For | For |
1.13 | ELECT ROBERT J. SWIERINGA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT C. WRIGHT AS A DIRECTOR | Management | For | For |
2 | INDEPENDENT AUDITOR | Management | For | For |
3 | REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER PERFORMANCE GOALS | Management | For | For |
4 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
5 | ANIMAL TESTING | Shareholder | Against | Against |
6 | NUCLEAR RISK | Shareholder | Against | Against |
7 | REPORT ON PCB CLEANUP COSTS | Shareholder | Against | Against |
8 | OFFSHORE SOURCING | Shareholder | Against | Against |
9 | SUSTAINABILITY INDEX | Shareholder | Against | Against |
10 | COMPENSATION COMMITTEE INDEPENDENCE | Shareholder | Against | Against |
11 | PAY DISPARITY | Shareholder | Against | Against |
12 | END STOCK OPTIONS AND BONUSES | Shareholder | Against | Against |
13 | LIMIT OUTSIDE DIRECTORSHIPS | Shareholder | Against | Against |
14 | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | Against |
15 | EXPLORE SALE OF COMPANY | Shareholder | Against | Against |
16 | HOLDING STOCK FROM STOCK OPTIONS | Shareholder | Against | Against |
17 | BOARD INDEPENDENCE | Shareholder | Against | Against |
18 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: GENERAL MOTORS CORPORATION MEETING DATE: 10/03/2003 | ||||
TICKER: GMH SECURITY ID: 370442832 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE FIRST GM CHARTER AMENDMENT | Management | For | For |
2 | RATIFICATION OF THE NEW HUGHES CERTIFICATE OF INCORPORATION | Management | For | For |
3 | RATIFICATION OF THE HUGHES SPLIT-OFF, INCLUDING THE SPECIAL DIVIDEND | Management | For | For |
4 | RATIFICATION OF THE GM/NEWS STOCK SALE | Management | For | For |
5 | RATIFICATION OF THE NEWS STOCK ACQUISITION | Management | For | For |
6 | APPROVAL OF THE SECOND GM CHARTER AMENDMENT | Management | For | For |
ISSUER NAME: GENZYME CORPORATION MEETING DATE: 05/27/2004 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DOUGLAS A. BERTHIAUME AS A DIRECTOR | Management | For | For |
1.2 | ELECT HENRY E. BLAIR AS A DIRECTOR | Management | For | For |
1.3 | ELECT GAIL K. BOUDREAUX AS A DIRECTOR | Management | For | For |
2 | A PROPOSAL TO AMEND THE 1999 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK COVERED BY THE PLAN BY 1,500,000 SHARES. | Management | For | For |
3 | A PROPOSAL TO APPROVE THE 2004 EQUITY INCENTIVE PLAN. | Management | For | For |
4 | A PROPOSAL TO AMEND THE 1998 DIRECTORS STOCK OPTION PLAN TO (I) INCREASE THE NUMBER OF SHARES OF GENZYME GENERAL STOCK COVERED BY THE PLAN BY 200,000 SHARES AND (II) CHANGE THE FORMULA FOR MAKING ANNUAL OPTION GRANTS TO DIRECTORS. | Management | For | For |
5 | A PROPOSAL TO AMEND AND RESTATE OUR RESTATED ARTICLES OF ORGANIZATION. | Management | For | For |
6 | A PROPOSAL TO RATIFY OUR SELECTION OF INDEPENDENT AUDITORS. | Management | For | For |
7 | A SHAREHOLDER PROPOSAL TO REQUIRE THE GRANTING OF RESTRICTED STOCK IN LIEU OF STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: HARLEY-DAVIDSON, INC. MEETING DATE: 04/24/2004 | ||||
TICKER: HDI SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BARRY K. ALLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD I. BEATTIE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDED CORPORATE SHORT TERM INCENTIVE PLAN. | Management | For | For |
3 | APPROVAL OF THE 2004 INCENTIVE STOCK PLAN. | Management | For | Against |
4 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. | Management | For | For |
ISSUER NAME: HELMERICH & PAYNE, INC. MEETING DATE: 03/03/2004 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HANS HELMERICH AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE S. DOTSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT PAULA MARSHALL-CHAPMAN AS A DIRECTOR | Management | For | For |
ISSUER NAME: HERSHEY FOODS CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.A. BOSCIA AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.H. CAMPBELL AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.F. CAVANAUGH AS A DIRECTOR | Management | For | For |
1.4 | ELECT G.P. COUGHLAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT H. EDELMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT B.G. HILL AS A DIRECTOR | Management | For | For |
1.7 | ELECT R.H. LENNY AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.J. MCDONALD AS A DIRECTOR | Management | For | For |
1.9 | ELECT M.J. TOULANTIS AS A DIRECTOR | Management | For | For |
2 | APPROVE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
ISSUER NAME: HEWITT ASSOCIATES, INC. MEETING DATE: 01/28/2004 | ||||
TICKER: HEW SECURITY ID: 42822Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL E. GREENLEES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES P. KELLY AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEVEN P. STANBROOK AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: HEWLETT-PACKARD COMPANY MEETING DATE: 03/17/2004 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT L.T. BABBIO, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT P.C. DUNN AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.S. FIORINA AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.A. HACKBORN AS A DIRECTOR | Management | For | For |
1.5 | ELECT G.A. KEYWORTH II AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.E. KNOWLING, JR. AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.M. LITVACK AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.L. RYAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT L.S. SALHANY AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT-PACKARD COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2004. | Management | For | For |
3 | APPROVAL OF THE HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN | Management | For | Against |
4 | SHAREOWNER PROPOSAL ENTITLED STOCK OPTION EXPENSING PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: HILTON HOTELS CORPORATION MEETING DATE: 05/27/2004 | ||||
TICKER: HLT SECURITY ID: 432848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT A. STEVEN CROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID MICHELS AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN H. MYERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT DONNA F. TUTTLE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY S AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE COMPANY S 2004 OMNIBUS EQUITY COMPENSATION PLAN. | Management | For | Against |
4 | APPROVAL OF THE COMPANY S ANNUAL INCENTIVE PLAN. | Management | For | For |
5 | A STOCKHOLDER PROPOSAL CONCERNING BOARD DECLASSIFICATION. | Shareholder | Against | For |
6 | A STOCKHOLDER PROPOSAL CONCERNING BOARD INDEPENDENCE. | Shareholder | Against | Against |
ISSUER NAME: HONEYWELL INTERNATIONAL INC. MEETING DATE: 04/26/2004 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES J. HOWARD AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRUCE KARATZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT RUSSELL E. PALMER AS A DIRECTOR | Management | For | For |
1.4 | ELECT IVAN G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERIC K. SHINSEKI AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | ANNUAL ELECTION OF DIRECTORS | Shareholder | Against | For |
4 | SHAREOWNER VOTING PROVISIONS | Shareholder | Against | For |
5 | SHAREOWNER INPUT - GOLDEN PARACHUTES | Shareholder | Against | Against |
6 | RESOLUTION ON PAY DISPARITY | Shareholder | Against | Against |
7 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
ISSUER NAME: INTEL CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CRAIG R. BARRETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLENE BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT E. JOHN P. BROWNE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW S. GROVE AS A DIRECTOR | Management | For | For |
1.5 | ELECT D. JAMES GUZY AS A DIRECTOR | Management | For | For |
1.6 | ELECT REED E. HUNDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT PAUL S. OTELLINI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID S. POTTRUCK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JANE E. SHAW AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN L. THORNTON AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID B. YOFFIE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING OF STOCK OPTIONS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-VESTING STOCK | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-BASED STOCK OPTIONS | Shareholder | Against | Against |
ISSUER NAME: INTERNATIONAL BUSINESS MACHINES CORP MEETING DATE: 04/27/2004 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. BLACK AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.I. CHENAULT AS A DIRECTOR | Management | For | For |
1.3 | ELECT C. GHOSN AS A DIRECTOR | Management | For | For |
1.4 | ELECT N.O. KEOHANE AS A DIRECTOR | Management | For | For |
1.5 | ELECT C.F. KNIGHT AS A DIRECTOR | Management | For | For |
1.6 | ELECT L.A. NOTO AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.J. PALMISANO AS A DIRECTOR | Management | For | For |
1.8 | ELECT J.B. SLAUGHTER AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.E. SPERO AS A DIRECTOR | Management | For | For |
1.10 | ELECT S. TAUREL AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.M. VEST AS A DIRECTOR | Management | For | For |
1.12 | ELECT L.H. ZAMBRANO AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22) | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST & YOUNG LLP) (PAGE 22) | Management | For | For |
4 | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES (PAGE 23) | Management | For | For |
5 | STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE 25) | Shareholder | Against | Abstain |
6 | STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT MEDICAL (PAGE 25) | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION (PAGE 26) | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS (PAGE 28) | Shareholder | Against | Against |
9 | STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE COMPENSATION (PAGE 29) | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES (PAGE 30) | Shareholder | Against | Against |
11 | STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS (PAGE 31) | Shareholder | Against | Against |
12 | STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE COMPENSATION POLICIES (PAGE 32) | Shareholder | Against | Against |
ISSUER NAME: INTERNATIONAL FLAVORS & FRAGRANCES I MEETING DATE: 05/11/2004 | ||||
TICKER: IFF SECURITY ID: 459506101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARGARET HAYES ADAME AS A DIRECTOR | Management | For | For |
1.2 | ELECT GUNTER BLOBEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
1.4 | ELECT PETER A. GEORGESCU AS A DIRECTOR | Management | For | For |
1.5 | ELECT RICHARD A. GOLDSTEIN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ALEXANDRA A. HERZAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ARTHUR C. MARTINEZ AS A DIRECTOR | Management | For | For |
1.8 | ELECT BURTON M. TANSKY AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR THE 2004 FISCAL YEAR | Management | For | For |
3 | A SHAREHOLDER PROPOSAL RELATING TO AUDITOR INDEPENDENCE | Shareholder | Against | Against |
ISSUER NAME: INTERNATIONAL PAPER COMPANY MEETING DATE: 05/11/2004 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARTHA F. BROOKS* AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES A. HENDERSON* AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT D. KENNEDY* AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. CRAIG MCCLELLAND* AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT M. AMEN** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2004. | Management | For | For |
3 | APPROVAL OF THE AMENDED LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | For |
4 | REAFFIRMATION OF THE PERFORMANCE GOALS UNDER THE LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | For |
5 | PROPOSAL RELATING TO LIMITING COMPENSATION OF CHIEF EXECUTIVE OFFICER. | Shareholder | Against | Against |
ISSUER NAME: JOHNSON & JOHNSON MEETING DATE: 04/22/2004 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GERARD N. BURROW AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARY S. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. DARRETTA AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. JUDAH FOLKMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANN D. JORDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ARNOLD G. LANGBO AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN L. LINDQUIST AS A DIRECTOR | Management | For | For |
1.9 | ELECT LEO F. MULLIN AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEVEN S REINEMUND AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID SATCHER AS A DIRECTOR | Management | For | For |
1.12 | ELECT HENRY B. SCHACHT AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM C. WELDON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS | Management | For | For |
3 | PROPOSAL ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: JUNIPER NETWORKS, INC. MEETING DATE: 04/16/2004 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF 1.404 SHARES OF JUNIPER NETWORKS COMMON STOCK FOR EACH OUTSTANDING SHARE OF NETSCREEN COMMON STOCK AND EACH OUTSTANDING STOCK OPTION TO PURCHASE NETSCREEN COMMON STOCK AS OF THE EFFECTIVE DATE OF THE MERGER IN CONNECTION WITH AND PURSUANT TO THE TERMS OF THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF FEBRUARY 9, 2004. | Management | For | For |
ISSUER NAME: JUNIPER NETWORKS, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PRADEEP SINDHU AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT M. CALDERONI AS A DIRECTOR | Management | For | For |
1.3 | ELECT KENNETH LEVY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: KLA-TENCOR CORPORATION MEETING DATE: 11/05/2003 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT H. RAYMOND BINGHAM AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT T. BOND AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD J. ELKUS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT MICHAEL E. MARKS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2004. | Management | For | For |
ISSUER NAME: KOHL'S CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WAYNE EMBRY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN F. HERMA AS A DIRECTOR | Management | For | For |
1.3 | ELECT R. LAWRENCE MONTGOMERY AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANK V. SICA AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS COMPENSATION COMMITTEE, IN DEVELOPING FUTURE EXECUTIVE EQUITY COMPENSATION PLANS, UTILIZE PERFORMANCE AND TIME-BASED RESTRICTED SHARE PROGRAMS IN LIEU OF STOCK OPTIONS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO AMEND THE COMPANY S BY-LAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR, AS DEFINED BY THE RULES OF THE NEW YORK STOCK EXCHANGE, BE ITS CHAIRMAN OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: KRISPY KREME DOUGHNUTS, INC. MEETING DATE: 05/26/2004 | ||||
TICKER: KKD SECURITY ID: 501014104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SCOTT A. LIVENGOOD AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT S. MCCOY, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT DR. SU HUA NEWTON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS FOR THE 2005 FISCAL YEAR. | Management | For | For |
ISSUER NAME: LAM RESEARCH CORPORATION MEETING DATE: 11/06/2003 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES W. BAGLEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID G. ARSCOTT AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT M. BERDAHL AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD J. ELKUS, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT JACK R. HARRIS AS A DIRECTOR | Management | For | For |
1.6 | ELECT GRANT M. INMAN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE AMENDMENT OF LAM 1999 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | PROPOSAL TO APPROVE THE LAM 2004 EXECUTIVE INCENTIVE PLAN. | Management | For | For |
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: LAMAR ADVERTISING COMPANY MEETING DATE: 05/27/2004 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ANNA REILLY CULLINAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN MAXWELL HAMILTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT M. JELENIC AS A DIRECTOR | Management | For | For |
1.4 | ELECT CHARLES W. LAMAR, III AS A DIRECTOR | Management | For | For |
1.5 | ELECT STEPHEN P. MUMBLOW AS A DIRECTOR | Management | For | For |
1.6 | ELECT THOMAS V. REIFENHEISER AS A DIRECTOR | Management | For | For |
1.7 | ELECT KEVIN P. REILLY, JR. AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND THE 1996 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK AVAILABLE FOR ISSUANCE BY 2,000,000 SHARES, FROM 8,000,000 TO 10,000,000 SHARES. | Management | For | Against |
ISSUER NAME: LEHMAN BROTHERS HOLDINGS INC. MEETING DATE: 04/02/2004 | ||||
TICKER: LEH SECURITY ID: 524908100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROGER S. BERLIND AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARSHA JOHNSON EVANS AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT DINA MERRILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: LEXMARK INTERNATIONAL, INC. MEETING DATE: 04/22/2004 | ||||
TICKER: LXK SECURITY ID: 529771107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRANK T. CARY AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL J. CURLANDER AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARTIN D. WALKER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES F. HARDYMON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE COMPANY S SENIOR EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For |
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: LIBERTY MEDIA CORPORATION MEETING DATE: 06/09/2004 | ||||
TICKER: L SECURITY ID: 530718105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT R. BENNETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL A. GOULD AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN C. MALONE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19, 2004) | Management | For | Against |
3 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: LOCKHEED MARTIN CORPORATION MEETING DATE: 04/22/2004 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E.C."PETE"ALDRIDGE, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT NOLAN D. ARCHIBALD AS A DIRECTOR | Management | For | For |
1.3 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARCUS C. BENNETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT VANCE D. COFFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT GWENDOLYN S. KING AS A DIRECTOR | Management | For | For |
1.7 | ELECT DOUGLAS H. MCCORKINDALE AS A DIRECTOR | Management | For | For |
1.8 | ELECT EUGENE F. MURPHY AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOSEPH W. RALSTON AS A DIRECTOR | Management | For | For |
1.10 | ELECT FRANK SAVAGE AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT ANNE STEVENS AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT J. STEVENS AS A DIRECTOR | Management | For | For |
1.13 | ELECT JAMES R. UKROPINA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS C. YEARLEY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL BY UNITED ASSOCIATION S&P 500 INDEX FUND | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY AND OTHER GROUPS | Shareholder | Against | Against |
ISSUER NAME: LOWE'S COMPANIES, INC. MEETING DATE: 05/28/2004 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LEONARD L. BERRY AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL FULTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAWN E. HUDSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARSHALL O. LARSEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT A. NIBLOCK AS A DIRECTOR | Management | For | For |
1.6 | ELECT STEPHEN F. PAGE AS A DIRECTOR | Management | For | For |
1.7 | ELECT O. TEMPLE SLOAN, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT L. TILLMAN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
ISSUER NAME: MANPOWER INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEPHANIE A. BURNS AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIE D. DAVIS AS A DIRECTOR | Management | For | For |
1.3 | ELECT JACK M. GREENBERG AS A DIRECTOR | Management | For | For |
1.4 | ELECT TERRY A. HUENEKE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MANPOWER S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: MCDONALD'S CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN W. ROGERS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANNE-MARIE SLAUGHTER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROGER W. STONE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS | Management | For | For |
3 | APPROVAL OF MCDONALD S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN | Management | For | Against |
4 | APPROVAL OF MCDONALD S CORPORATION 2004 CASH INCENTIVE PLAN | Management | For | For |
ISSUER NAME: MEDTRONIC, INC. MEETING DATE: 08/28/2003 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD H. ANDERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL R. BONSIGNORE AS A DIRECTOR | Management | For | For |
1.3 | ELECT GORDON M. SPRENGER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT AUDITORS | Management | For | For |
3 | TO APPROVE MEDTRONIC S 2003 LONG-TERM INCENTIVE PLAN. | Management | For | For |
4 | TO APPROVE MEDTRONIC S EXECUTIVE INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: MERCK & CO., INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER C. WENDELL* AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOWEN** AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. DALEY** AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. SHENK** AS A DIRECTOR | Management | For | For |
1.5 | ELECT WENDELL P. WEEKS** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 | Management | For | For |
4 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | Shareholder | Against | Against |
ISSUER NAME: MEREDITH CORPORATION MEETING DATE: 11/10/2003 | ||||
TICKER: MDP SECURITY ID: 589433101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HERBERT M. BAUM AS A DIRECTOR | Management | For | For |
1.2 | ELECT FREDERICK B. HENRY AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM T. KERR AS A DIRECTOR | Management | For | For |
1.4 | ELECT NICHOLAS L. REDING AS A DIRECTOR | Management | For | For |
2 | TO ADOPT AMENDMENTS TO THE RESTATED ARTICLES OF INCORPORATION RELATING TO LIMITATION OF LIABILITY OF DIRECTORS FOR MONETARY DAMAGES AND INDEMNIFICATION OF DIRECTORS AS PERMITTED UNDER THE RECENTLY AMENDED IOWA BUSINESS CORPORATION ACT. | Management | For | For |
ISSUER NAME: MERRILL LYNCH & CO., INC. MEETING DATE: 04/23/2004 | ||||
TICKER: MER SECURITY ID: 590188108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID K. NEWBIGGING AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH W. PRUEHER AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For |
3 | INSTITUTE CUMULATIVE VOTING | Shareholder | Against | Abstain |
4 | INDEPENDENT CHAIRMAN SEPARATE FROM CHIEF EXECUTIVE OFFICER | Shareholder | Against | Against |
ISSUER NAME: METLIFE, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CURTIS H. BARNETTE AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN C. DANFORTH AS A DIRECTOR | Management | For | For |
1.3 | ELECT BURTON A. DOLE, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT HARRY P. KAMEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT CHARLES M. LEIGHTON AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE METLIFE, INC. 2005 STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For |
3 | APPROVAL OF THE METLIFE ANNUAL VARIABLE INCENTIVE PLAN | Management | For | For |
4 | APPROVAL OF THE METLIFE, INC. 2005 NON-MANAGEMENT DIRECTOR STOCK COMPENSATION PLAN | Management | For | For |
5 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2004 | Management | For | For |
6 | SHAREHOLDER PROPOSAL CONCERNING CEO COMPENSATION | Shareholder | Against | Against |
ISSUER NAME: MICROSOFT CORPORATION MEETING DATE: 11/11/2003 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM H. GATES III AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN A. BALLMER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES I. CASH JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND V. GILMARTIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. MCLAUGHLIN KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLES H. NOSKI AS A DIRECTOR | Management | For | For |
1.8 | ELECT HELMUT PANKE AS A DIRECTOR | Management | For | For |
1.9 | ELECT WM. G. REED JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JON A. SHIRLEY AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Management | For | Against |
3 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | Against |
ISSUER NAME: MONSANTO COMPANY MEETING DATE: 01/29/2004 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRANK V. ATLEE III AS A DIRECTOR | Management | For | For |
1.2 | ELECT GWENDOLYN S. KING AS A DIRECTOR | Management | For | For |
1.3 | ELECT SHARON R. LONG AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
3 | APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN | Management | For | Against |
4 | APPROVAL OF SHAREOWNER PROPOSAL ONE | Shareholder | Against | Against |
5 | APPROVAL OF SHAREOWNER PROPOSAL TWO | Shareholder | Against | Against |
6 | APPROVAL OF SHAREOWNER PROPOSAL THREE | Shareholder | Against | For |
ISSUER NAME: MONSTER WORLDWIDE, INC. MEETING DATE: 06/16/2004 | ||||
TICKER: MNST SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ANDREW J. MCKELVEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE R. EISELE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN GAULDING AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD J. KRAMER AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHAEL KAUFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN SWANN AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID A. STEIN AS A DIRECTOR | Management | For | For |
2 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE MONSTER WORLDWIDE, INC. 1999 LONG TERM INCENTIVE PLAN | Management | For | For |
ISSUER NAME: MORGAN STANLEY MEETING DATE: 04/20/2004 | ||||
TICKER: MWD SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. MADIGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. KLAUS ZUMWINKEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT SIR HOWARD DAVIES AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | Shareholder | Against | For |
4 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE AGREEMENTS | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: MOTOROLA, INC. MEETING DATE: 05/03/2004 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. ZANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT H.L. FULLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT J. LEWENT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. MASSEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT N. NEGROPONTE AS A DIRECTOR | Management | For | For |
1.6 | ELECT I. NOOYI AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. PEPPER, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. SCOTT III AS A DIRECTOR | Management | For | For |
1.9 | ELECT D. WARNER III AS A DIRECTOR | Management | For | For |
1.10 | ELECT J. WHITE AS A DIRECTOR | Management | For | For |
1.11 | ELECT M. ZAFIROVSKI AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE COMPENSATION | Shareholder | Against | Against |
3 | SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME-BASED RESTRICTED SHARES | Shareholder | Against | Against |
ISSUER NAME: NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: 09/26/2003 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRIAN L. HALLA AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN R. APPLETON AS A DIRECTOR | Management | For | For |
1.3 | ELECT GARY P. ARNOLD AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD J. DANZIG AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT J. FRANKENBERG AS A DIRECTOR | Management | For | For |
1.6 | ELECT E. FLOYD KVAMME AS A DIRECTOR | Management | For | For |
1.7 | ELECT MODESTO A. MAIDIQUE AS A DIRECTOR | Management | For | For |
1.8 | ELECT EDWARD R. MCCRACKEN AS A DIRECTOR | Management | For | For |
2 | TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. | Management | For | For |
3 | TO APPROVE THE ADOPTION OF THE 2003 EMPLOYEES STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: NEXTEL COMMUNICATIONS, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: NXTL SECURITY ID: 65332V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KEITH J. BANE AS A DIRECTOR | Management | For | For |
1.2 | ELECT V. JANET HILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: NIKE, INC. MEETING DATE: 09/22/2003 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JILL K. CONWAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAN B. GRAF, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN E. JAQUA AS A DIRECTOR | Management | For | For |
1.4 | ELECT A. MICHAEL SPENCE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE AN AMENDMENT TO THE NIKE, INC. 1990 STOCK INCENTIVE PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
ISSUER NAME: NORDSTROM, INC. MEETING DATE: 06/22/2004 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT D.W. GITTINGER AS A DIRECTOR | Management | For | For |
1.2 | ELECT E. HERNANDEZ, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT J.P. JACKSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT B.A. NORDSTROM AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.N. NORDSTROM AS A DIRECTOR | Management | For | For |
1.6 | ELECT A.E. OSBORNE, JR., PH.D AS A DIRECTOR | Management | For | For |
1.7 | ELECT W.D. RUCKELSHAUS AS A DIRECTOR | Management | For | For |
1.8 | ELECT A.A. WINTER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE NORDSTROM, INC. 2004 EQUITY INCENTIVE PLAN | Management | For | Against |
3 | APPROVAL OF THE NORDSTROM, INC. EXECUTIVE MANAGEMENT GROUP BONUS PLAN | Management | For | For |
4 | RATIFICATION OF THE APPOINTMENT OF AUDITORS | Management | For | For |
ISSUER NAME: NORTHROP GRUMMAN CORPORATION MEETING DATE: 05/18/2004 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LEWIS W. COLEMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
1.3 | ELECT PHILIP A. ODEEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT AULANA L. PETERS AS A DIRECTOR | Management | For | For |
1.5 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REGARDING CRITERIA FOR MILITARY CONTRACTS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REGARDING THE CLASSIFIED BOARD. | Shareholder | Against | For |
ISSUER NAME: NOVARTIS AG MEETING DATE: 02/24/2004 | ||||
TICKER: NVS SECURITY ID: 66987V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003. | Management | For | None |
2 | APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. | Management | For | None |
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. | Management | For | None |
4 | CONVERSION OF GENERAL RESERVES INTO FREE RESERVES. | Management | For | None |
5 | REDUCTION OF SHARE CAPITAL. | Management | For | None |
6 | FURTHER SHARE REPURCHASE PROGRAM. | Management | For | None |
7 | AMENDMENT TO THE ARTICLES OF INCORPORATION. | Management | For | None |
8 | ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR TERM. | Management | For | None |
9 | ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR TERM. | Management | For | None |
10 | ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM. | Management | For | None |
11 | APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS. | Management | For | None |
ISSUER NAME: NVIDIA CORPORATION MEETING DATE: 07/10/2003 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TENCH COXE AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARK A. STEVENS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE SELECTION OF KPMG LLP AS NVIDIA S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 25, 2004. | Management | For | For |
ISSUER NAME: OMNICOM GROUP INC. MEETING DATE: 05/25/2004 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN D. WREN AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRUCE CRAWFORD AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT CHARLES CLARK AS A DIRECTOR | Management | For | For |
1.4 | ELECT LEONARD S. COLEMAN, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERROL M. COOK AS A DIRECTOR | Management | For | For |
1.6 | ELECT SUSAN S. DENISON AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL A. HENNING AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN R. MURPHY AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN R. PURCELL AS A DIRECTOR | Management | For | For |
1.10 | ELECT LINDA JOHNSON RICE AS A DIRECTOR | Management | For | For |
1.11 | ELECT GARY L. ROUBOS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG AS OUR INDEPENDENT AUDITORS FOR FISCAL YEAR 2004 | Management | For | For |
3 | TO APPROVE OUR DIRECTOR EQUITY PLAN. | Management | For | For |
ISSUER NAME: OMNIVISION TECHNOLOGIES, INC. MEETING DATE: 10/01/2003 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH JENG* AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30, 2004. | Management | For | For |
3 | AMENDMENT AND RESTATEMENT OF THE 2000 STOCK PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 500,000 SHARES. | Management | For | Against |
4 | RATIFICATION OF THE OPTION GRANT LIMITATIONS CONTAINED IN THE 2000 STOCK PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | For |
ISSUER NAME: PANERA BREAD COMPANY MEETING DATE: 05/27/2004 | ||||
TICKER: PNRA SECURITY ID: 69840W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LARRY J. FRANKLIN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 25, 2004. | Management | For | For |
ISSUER NAME: PAYCHEX, INC. MEETING DATE: 10/02/2003 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT B. THOMAS GOLISANO AS A DIRECTOR | Management | For | For |
1.2 | ELECT BETSY S. ATKINS AS A DIRECTOR | Management | For | For |
1.3 | ELECT G. THOMAS CLARK AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID J. S. FLASCHEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT PHILLIP HORSLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT GRANT M. INMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. ROBERT SEBO AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOSEPH M. TUCCI AS A DIRECTOR | Management | For | For |
ISSUER NAME: PEPSICO, INC. MEETING DATE: 05/05/2004 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.F. AKERS AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.E. ALLEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.L. HUNT AS A DIRECTOR | Management | For | For |
1.4 | ELECT A.C. MARTINEZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT I.K. NOOYI AS A DIRECTOR | Management | For | For |
1.6 | ELECT F.D. RAINES AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.S. REINEMUND AS A DIRECTOR | Management | For | For |
1.8 | ELECT S.P. ROCKEFELLER AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.J. SCHIRO AS A DIRECTOR | Management | For | For |
1.10 | ELECT F.A. THOMAS AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.M. TRUDELL AS A DIRECTOR | Management | For | For |
1.12 | ELECT S.D. TRUJILLO AS A DIRECTOR | Management | For | For |
1.13 | ELECT D. VASELLA AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS | Management | For | For |
3 | APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For |
4 | SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) | Shareholder | Against | Against |
ISSUER NAME: PFIZER INC. MEETING DATE: 04/22/2004 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL S. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. ANTHONY BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT N. BURT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. DON CORNWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. GRAY III AS A DIRECTOR | Management | For | For |
1.6 | ELECT CONSTANCE J. HORNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM R. HOWELL AS A DIRECTOR | Management | For | For |
1.8 | ELECT STANLEY O. IKENBERRY AS A DIRECTOR | Management | For | For |
1.9 | ELECT GEORGE A. LORCH AS A DIRECTOR | Management | For | For |
1.10 | ELECT HENRY A. MCKINNELL AS A DIRECTOR | Management | For | For |
1.11 | ELECT DANA G. MEAD AS A DIRECTOR | Management | For | For |
1.12 | ELECT FRANKLIN D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT RUTH J. SIMMONS AS A DIRECTOR | Management | For | For |
1.14 | ELECT WILLIAM C. STEERE, JR. AS A DIRECTOR | Management | For | For |
1.15 | ELECT JEAN-PAUL VALLES AS A DIRECTOR | Management | For | For |
2 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS. | Shareholder | Against | Against |
8 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. | Shareholder | Against | Against |
9 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS. | Shareholder | Against | Against |
10 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING. | Shareholder | Against | Against |
ISSUER NAME: PG&E CORPORATION MEETING DATE: 04/21/2004 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID R. ANDREWS AS A DIRECTOR | Management | For | For |
1.2 | ELECT LESLIE S. BILLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID A. COULTER AS A DIRECTOR | Management | For | For |
1.4 | ELECT C. LEE COX AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT D. GLYNN, JR AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID M. LAWRENCE, MD AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARY S. METZ AS A DIRECTOR | Management | For | For |
1.8 | ELECT BARRY LAWSON WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | POISON PILL | Shareholder | Against | For |
4 | GOLDEN PARACHUTES | Shareholder | Against | Against |
5 | LINK-FREE DIRECTORS | Shareholder | Against | Against |
6 | RADIOACTIVE WASTES | Shareholder | Against | Against |
7 | SEPARATE CHAIRMAN/CEO | Shareholder | Against | Against |
8 | EXECUTIVE COMPENSATION | Shareholder | Against | Against |
ISSUER NAME: PRAXAIR, INC. MEETING DATE: 04/27/2004 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALEJANDRO ACHAVAL AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD L. KUEHN, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT H. MITCHELL WATSON, JR. AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND THE LONG TERM INCENTIVE PLAN. | Management | For | For |
3 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION. | Management | For | For |
4 | PROPOSAL TO APPROVE A STOCKHOLDER PROTECTION RIGHTS AGREEMENT. | Management | For | For |
ISSUER NAME: QUALCOMM, INCORPORATED MEETING DATE: 03/02/2004 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ADELIA A. COFFMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RAYMOND V. DITTAMORE AS A DIRECTOR | Management | For | For |
1.3 | ELECT IRWIN MARK JACOBS AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD SULPIZIO AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S 2001 STOCK OPTION PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN. | Management | For | Against |
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 26, 2004. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL 4 | Management | For | For |
4 | BERNARD LUBRAN - TO ELIMINATE THE CLASSIFIED BOARD. | Shareholder | Against | For |
ISSUER NAME: ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: 05/25/2004 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TOR B. ARNEBERG AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM L. KIMSEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT GERT W. MUNTHE AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS J. PRITZKER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDED AND RESTATED 2000 STOCK AWARD PLAN. | Management | For | Against |
3 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004. | Management | For | For |
ISSUER NAME: SAFEWAY INC. MEETING DATE: 05/20/2004 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEVEN A. BURD AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT I. MACDONNELL AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM Y. TAUSCHER AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
3 | APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For |
4 | APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10. | Management | For | Against |
5 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR AS CHAIRMAN OF THE BOARD. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shareholder | Against | Abstain |
7 | STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT OF GENETICALLY ENGINEERED FOOD. | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT. | Shareholder | Against | Against |
9 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION AND PARTICIPATION REPORT. | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: SAMSUNG ELECTRONICS CO LTD MEETING DATE: 02/27/2004 | ||||
TICKER: -- SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE FINANCIAL STATEMENT, THE BALANCE SHEET, THE PROPOSED DISPOSITION OF RETAINED EARNING, THE STATEMENT OF PROFIT AND LOSS AND KRW 5,000 PER 1 COMMON SHARE AND KRW 5,050 PER 1 PREFERRED SHARE | Management | Unknown | For |
2 | ELECT AN EXTERNAL DIRECTOR | Management | Unknown | For |
3 | ELECT THE AUDITORS | Management | Unknown | For |
4 | ELECT AN INTERNAL DIRECTOR | Management | Unknown | For |
5 | APPROVE THE REMUNERATION LIMIT FOR DIRECTORS | Management | Unknown | For |
ISSUER NAME: SANDISK CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DR. ELI HARARI AS A DIRECTOR | Management | For | For |
1.2 | ELECT IRWIN FEDERMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JUDY BRUNER AS A DIRECTOR | Management | For | For |
1.4 | ELECT MICHAEL E. MARKS AS A DIRECTOR | Management | For | For |
1.5 | ELECT DR. JAMES D. MEINDL AS A DIRECTOR | Management | For | For |
1.6 | ELECT ALAN F. SHUGART AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 2, 2005. | Management | For | For |
ISSUER NAME: SBC COMMUNICATIONS INC. MEETING DATE: 04/30/2004 | ||||
TICKER: SBC SECURITY ID: 78387G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES E. BARNES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES A. HENDERSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN B. MCCOY AS A DIRECTOR | Management | For | For |
1.4 | ELECT S. DONLEY RITCHEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOYCE M. ROCHE AS A DIRECTOR | Management | For | For |
1.6 | ELECT PATRICIA P. UPTON AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVE AN AMENDMENT TO SBC S BYLAWS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL A. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL B. | Shareholder | Against | Against |
ISSUER NAME: SCHERING-PLOUGH CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRED HASSAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT PHILIP LEDER, M.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT EUGENE R. MCGRATH AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD DE J. OSBORNE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE OPERATIONS MANAGEMENT TEAM INCENTIVE PLAN | Management | For | For |
ISSUER NAME: SCHLUMBERGER LIMITED (SCHLUMBERGER N MEETING DATE: 04/14/2004 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J. DEUTCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.S. GORELICK AS A DIRECTOR | Management | For | For |
1.3 | ELECT A. GOULD AS A DIRECTOR | Management | For | For |
1.4 | ELECT T. ISAAC AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. LAJOUS AS A DIRECTOR | Management | For | For |
1.6 | ELECT A. LEVY-LANG AS A DIRECTOR | Management | For | For |
1.7 | ELECT D. PRIMAT AS A DIRECTOR | Management | For | For |
1.8 | ELECT T. SANDVOLD AS A DIRECTOR | Management | For | For |
1.9 | ELECT N. SEYDOUX AS A DIRECTOR | Management | For | For |
1.10 | ELECT L.G. STUNTZ AS A DIRECTOR | Management | For | For |
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | Management | For | For |
3 | APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | APPROVAL OF AUDITORS | Management | For | For |
ISSUER NAME: SCIENTIFIC-ATLANTA, INC. MEETING DATE: 11/07/2003 | ||||
TICKER: SFA SECURITY ID: 808655104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARION H. ANTONINI AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID J. MCLAUGHLIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES V. NAPIER AS A DIRECTOR | Management | For | For |
1.4 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2003 LONG-TERM INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: SEAGATE TECHNOLOGY MEETING DATE: 10/29/2003 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID BONDERMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM W. BRADLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES G. COULTER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES A. DAVIDSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT GLENN H. HUTCHINS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DONALD E. KIERNAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT STEPHEN J. LUCZO AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN W. THOMPSON AS A DIRECTOR | Management | For | For |
1.10 | ELECT WILLIAM D. WATKINS AS A DIRECTOR | Management | For | For |
1.11 | ELECT EDWARD J. ZANDER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE MATERIAL TERMS OF SEAGATE TECHNOLOGY S ANNUAL INCENTIVE BONUS PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT AUDITORS OF SEAGATE TECHNOLOGY FOR THE FISCAL YEAR ENDING JULY 2, 2004. | Management | For | For |
ISSUER NAME: SLM CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHARLES L. DALEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT W.M. DIEFENDERFER III AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS J. FITZPATRICK AS A DIRECTOR | Management | For | For |
1.4 | ELECT EDWARD A. FOX AS A DIRECTOR | Management | For | For |
1.5 | ELECT DIANE SUITT GILLELAND AS A DIRECTOR | Management | For | For |
1.6 | ELECT EARL A. GOODE AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANN TORRE GRANT AS A DIRECTOR | Management | For | For |
1.8 | ELECT RONALD F. HUNT AS A DIRECTOR | Management | For | For |
1.9 | ELECT BENJAMIN J. LAMBERT III AS A DIRECTOR | Management | For | For |
1.10 | ELECT ALBERT L. LORD AS A DIRECTOR | Management | For | For |
1.11 | ELECT BARRY A. MUNITZ AS A DIRECTOR | Management | For | For |
1.12 | ELECT A.A. PORTER, JR. AS A DIRECTOR | Management | For | For |
1.13 | ELECT WOLFGANG SCHOELLKOPF AS A DIRECTOR | Management | For | For |
1.14 | ELECT STEVEN L. SHAPIRO AS A DIRECTOR | Management | For | For |
1.15 | ELECT BARRY L. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | ADOPT THE SLM CORPORATION INCENTIVE PLAN. | Management | For | For |
3 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: SOUTHWEST AIRLINES CO. MEETING DATE: 05/19/2004 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HERBERT D. KELLEHER AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROLLIN W. KING AS A DIRECTOR | Management | For | For |
1.3 | ELECT JUNE M. MORRIS AS A DIRECTOR | Management | For | For |
1.4 | ELECT C. WEBB CROCKETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM P. HOBBY AS A DIRECTOR | Management | For | For |
1.6 | ELECT TRAVIS C. JOHNSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF SELECTION OF AUDITOR (ITEM 2) ON PAGE 19 OF THE PROXY STATEMENT. | Management | For | For |
ISSUER NAME: SPECTRASITE, INC. MEETING DATE: 05/25/2004 | ||||
TICKER: SSI SECURITY ID: 84761M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEPHEN H. CLARK AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL M. ALBERT, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT KATZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD MASSON AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: ST. JUDE MEDICAL, INC. MEETING DATE: 05/12/2004 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL A. ROCCA AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID A. THOMPSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEFAN K. WIDENSOHLER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | PROPOSAL TO APPROVE THE COMPANY S MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | For |
4 | PROPOSAL TO INCREASE THE COMPANY S AUTHORIZED SHARES OF COMMON STOCK TO 500 MILLION SHARES. | Management | For | For |
5 | SHAREHOLDER PROPOSAL TO ADOPT THE COMMONSENSE EXECUTIVE COMPENSATION PROPOSAL. | Shareholder | Against | Against |
ISSUER NAME: STAPLES, INC. MEETING DATE: 06/17/2004 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ARTHUR M. BLANK AS A DIRECTOR | Management | For | For |
1.2 | ELECT GARY L. CRITTENDEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARTIN TRUST AS A DIRECTOR | Management | For | For |
1.4 | ELECT PAUL F. WALSH AS A DIRECTOR | Management | For | For |
2 | TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. | Management | For | For |
3 | TO APPROVE STAPLES AMENDED AND RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
5 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For |
6 | TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER RIGHTS PLANS. | Shareholder | Against | For |
7 | TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER INPUT ON POISON PILLS. | Shareholder | Against | For |
8 | TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
9 | TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. | Shareholder | Against | Against |
ISSUER NAME: STARBUCKS CORPORATION MEETING DATE: 03/30/2004 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM W. BRADLEY* AS A DIRECTOR | Management | For | For |
1.2 | ELECT GREGORY B. MAFFEI* AS A DIRECTOR | Management | For | For |
1.3 | ELECT ORIN C. SMITH* AS A DIRECTOR | Management | For | For |
1.4 | ELECT OLDEN LEE** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 3, 2004. | Management | For | For |
ISSUER NAME: STARWOOD HOTELS & RESORTS WORLDWIDE, MEETING DATE: 05/07/2004 | ||||
TICKER: HOT SECURITY ID: 85590A203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ERIC HIPPEAU AS A DIRECTOR | Management | For | For |
1.2 | ELECT DANIEL YIH AS A DIRECTOR | Management | For | For |
1.3 | ELECT KNEELAND YOUNGBLOOD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE 2004 LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | Against |
4 | APPROVAL OF AN AMENDMENT TO THE COMPANY S CHARTER TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
ISSUER NAME: SUN MICROSYSTEMS, INC. MEETING DATE: 11/13/2003 | ||||
TICKER: SUNW SECURITY ID: 866810104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT SCOTT G. MCNEALY AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES L. BARKSDALE AS A DIRECTOR | Management | For | For |
1.3 | ELECT L. JOHN DOERR AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. FISHER AS A DIRECTOR | Management | For | For |
1.5 | ELECT MICHAEL E. LEHMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ROBERT L. LONG AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. KENNETH OSHMAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT NAOMI O. SELIGMAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT LYNN E. TURNER AS A DIRECTOR | Management | For | For |
2 | AMENDMENTS TO THE 1990 EMPLOYEE STOCK PURCHASE PLAN. PROPOSAL TO APPROVE AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 170,000,000 SHARES OF COMMON STOCK TO AN AGGREGATE OF 616,400,000 SHARES | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS SUN S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR | Management | For | For |
4 | STOCKHOLDER PROPOSAL ENTITLED CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA . PROPOSAL REQUESTING IMPLEMENTATION OF PRINCIPLES EMBODIED IN CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA | Shareholder | Against | Against |
ISSUER NAME: SYSCO CORPORATION MEETING DATE: 11/07/2003 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JONATHAN GOLDEN* AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH A. HAFNER, JR.* AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS E. LANKFORD* AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD J. SCHNIEDERS* AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.K. STUBBLEFIELD, JR** AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT SYSCO WILL HAVE THE AUTHORITY TO ISSUE TO TWO BILLION (2,000,000,000). | Management | For | For |
3 | APPROVAL OF THE 2003 STOCK INCENTIVE PLAN. | Management | For | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED INGREDIENTS AND REPORT TO SHAREHOLDERS BY MARCH 2004. | Shareholder | Against | Against |
ISSUER NAME: TARGET CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CALVIN DARDEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHELE J. HOOPER AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANNE M. MULCAHY AS A DIRECTOR | Management | For | For |
1.4 | ELECT STEPHEN W. SANGER AS A DIRECTOR | Management | For | For |
1.5 | ELECT WARREN R. STALEY AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVAL OF THE TARGET CORPORATION LONG-TERM INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: TERADYNE, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN P. MULRONEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT PATRICIA S. WOLPERT AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE 1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO SAID PLAN BY 5,000,000 SHARES. | Management | For | Against |
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: TEXAS INSTRUMENTS INCORPORATED MEETING DATE: 04/15/2004 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.R. ADAMS AS A DIRECTOR | Management | For | For |
1.2 | ELECT D.L. BOREN AS A DIRECTOR | Management | For | For |
1.3 | ELECT D.A. CARP AS A DIRECTOR | Management | For | For |
1.4 | ELECT T.J. ENGIBOUS AS A DIRECTOR | Management | For | For |
1.5 | ELECT G.W. FRONTERHOUSE AS A DIRECTOR | Management | For | For |
1.6 | ELECT D.R. GOODE AS A DIRECTOR | Management | For | For |
1.7 | ELECT W.R. SANDERS AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.J. SIMMONS AS A DIRECTOR | Management | For | For |
1.9 | ELECT R.K. TEMPLETON AS A DIRECTOR | Management | For | For |
1.10 | ELECT C.T. WHITMAN AS A DIRECTOR | Management | For | For |
2 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: THE BOEING COMPANY MEETING DATE: 05/03/2004 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN H. BIGGS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN E. BRYSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LINDA Z. COOK AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROZANNE L. RIDGWAY AS A DIRECTOR | Management | For | For |
2 | APPROVE AMENDMENTS TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. | Management | For | For |
3 | ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Management | For | For |
4 | PREPARE A REPORT ON MILITARY CONTRACTS. | Shareholder | Against | Against |
5 | ADOPT HUMAN RIGHTS POLICIES. | Shareholder | Against | Against |
6 | DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
7 | ADOPT SIMPLE MAJORITY VOTE. | Shareholder | Against | For |
8 | REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. | Shareholder | Against | Against |
9 | ADOPT RETENTION OF STOCK POLICY. | Shareholder | Against | Against |
10 | GIVE EMPLOYEES CHOICE OF PENSION PLANS AT RETIREMENT OR TERMINATION. | Shareholder | Against | Against |
ISSUER NAME: THE CHARLES SCHWAB CORPORATION MEETING DATE: 05/17/2004 | ||||
TICKER: SCH SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DONALD G. FISHER AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAULA A. SNEED AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID B. YOFFIE AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: THE COCA-COLA COMPANY MEETING DATE: 04/21/2004 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HERBERT A. ALLEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD W. ALLEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT CATHLEEN P. BLACK AS A DIRECTOR | Management | For | For |
1.4 | ELECT WARREN E. BUFFETT AS A DIRECTOR | Management | For | For |
1.5 | ELECT DOUGLAS N. DAFT AS A DIRECTOR | Management | For | For |
1.6 | ELECT BARRY DILLER AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD R. KEOUGH AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN BENNETT KING AS A DIRECTOR | Management | For | For |
1.9 | ELECT MARIA ELENA LAGOMASINO AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD F. MCHENRY AS A DIRECTOR | Management | For | For |
1.11 | ELECT ROBERT L. NARDELLI AS A DIRECTOR | Management | For | For |
1.12 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.13 | ELECT J. PEDRO REINHARD AS A DIRECTOR | Management | For | For |
1.14 | ELECT JAMES D. ROBINSON III AS A DIRECTOR | Management | For | For |
1.15 | ELECT PETER V. UEBERROTH AS A DIRECTOR | Management | For | For |
1.16 | ELECT JAMES B. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | SHARE-OWNER PROPOSAL REGARDING REPORT RELATED TO GLOBAL HIV/AIDS PANDEMIC | Shareholder | For | For |
4 | SHARE-OWNER PROPOSAL REGARDING STOCK OPTION GLASS CEILING REPORT | Shareholder | Against | Against |
5 | SHARE-OWNER PROPOSAL REGARDING EXECUTIVE COMPENSATION | Shareholder | Against | Against |
6 | SHARE-OWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | Against |
7 | SHARE-OWNER PROPOSAL REGARDING SENIOR EXECUTIVE PARTICIPATION IN COMPANY S COMPENSATION AND DEFERRAL INVESTMENT PROGRAM | Shareholder | Against | Against |
8 | SHARE-OWNER PROPOSAL ON CHINA BUSINESS PRINCIPLES | Shareholder | Against | Against |
9 | SHARE-OWNER PROPOSAL REGARDING SEPARATE POSITIONS OF CEO AND CHAIRMAN | Shareholder | Against | Against |
ISSUER NAME: THE DOW CHEMICAL COMPANY MEETING DATE: 05/13/2004 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ARNOLD A. ALLEMANG AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN C. DANFORTH AS A DIRECTOR | Management | For | For |
1.3 | ELECT JEFF M. FETTIG AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW N. LIVERIS AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES M. RINGLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL ON BHOPAL. | Shareholder | Against | Against |
ISSUER NAME: THE GILLETTE COMPANY MEETING DATE: 05/20/2004 | ||||
TICKER: G SECURITY ID: 375766102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD F. DEGRAAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILBUR H. GANTZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES M. KILTS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JORGE PAULO LEMANN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF AUDITOR. | Management | For | For |
3 | APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL TO LIMIT SERVICES PROVIDED BY THE AUDITOR. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL TO EXPENSE STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: THE GOLDMAN SACHS GROUP, INC. MEETING DATE: 03/31/2004 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LLOYD C. BLANKFEIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT LD BROWNE OF MADINGLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT CLAES DAHLBACK AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES A. JOHNSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT LOIS D. JULIBER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
3 | ANNUAL ELECTION OF ALL DIRECTORS TO THE BOARD OF DIRECTORS. | Shareholder | Against | For |
ISSUER NAME: THE HOME DEPOT, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GREGORY D. BRENNEMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD H. BROWN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN L. CLENDENIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT BERRY R. COX AS A DIRECTOR | Management | For | For |
1.5 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.6 | ELECT MILLEDGE A. HART, III AS A DIRECTOR | Management | For | For |
1.7 | ELECT BONNIE G. HILL AS A DIRECTOR | Management | For | For |
1.8 | ELECT KENNETH G. LANGONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT L. NARDELLI AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROGER S. PENSKE AS A DIRECTOR | Management | For | For |
2 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING OUTSIDE DIRECTOR TERM LIMITS. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION. | Shareholder | Against | For |
5 | STOCKHOLDER PROPOSAL REGARDING PERFORMANCE GOALS AS A PREREQUISITE TO VESTING. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REGARDING IMPLEMENTATION OF ILO HUMAN RIGHTS STANDARDS. | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE AGREEMENTS. | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING FOR DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: THE J.M. SMUCKER COMPANY MEETING DATE: 08/14/2003 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRED A. DUNCAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES S. MECHEM, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT GARY A. OATEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT TIMOTHY P. SMUCKER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF AUDITORS. | Management | For | For |
ISSUER NAME: THE J.M. SMUCKER COMPANY MEETING DATE: 06/17/2004 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ISSUANCE OF SMUCKER COMMON SHARES IN A MERGER OF INTERNATIONAL MULTIFOODS CORPORATION WITH AND INTO MIX ACQUISITION CORPORATION, A WHOLLY OWNED SUBSIDIARY OF THE J.M. SMUCKER COMPANY. | Management | For | For |
2 | APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL. | Management | For | Abstain |
ISSUER NAME: THE NEWS CORPORATION LIMITED MEETING DATE: 10/15/2003 | ||||
TICKER: NWS SECURITY ID: 652487703 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE RE-ELECTION OF MR. LACHLAN MURDOCH, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
2 | APPROVAL OF THE RE-ELECTION OF MR. THOMAS PERKINS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
3 | APPROVAL OF THE RE-ELECTION OF MR. STANLEY SHUMAN, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
4 | APPROVAL OF THE RE-ELECTION OF MR. ARTHUR SISKIND, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
5 | APPROVAL OF AN ORDINARY RESOLUTION TO GRANT OPTIONS TO CERTAIN EXECUTIVE DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
6 | APPROVAL OF AN ORDINARY RESOLUTION THAT THE COMPANY APPROVES PAYMENT OF AN AGGREGATE OF UP TO A$1.85 MILLION (APPROXIMATELY US$1.2 MILLION) PER ANNUM TO THE DIRECTORS, OTHER THAN ANY IN FULL-TIME EMPLOYMENT OF THE COMPANY OR ANY OF ITS SUBSIDIARIES, FOR THEIR SERVICES AS DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
ISSUER NAME: THE PROCTER & GAMBLE COMPANY MEETING DATE: 10/14/2003 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT NORMAN R. AUGUSTINE AS A DIRECTOR | Management | For | For |
1.2 | ELECT A.G. LAFLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHNATHAN A. RODGERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN F. SMITH, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT MARGARET C. WHITMAN AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVE THE PROCTER & GAMBLE 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN | Management | For | Against |
4 | SHAREHOLDER PROPOSAL NO. 1 BOARD OF DIRECTORS TERMS | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL NO. 2 LABEL GENETICALLY ENGINEERED FOODS | Shareholder | Against | Against |
ISSUER NAME: THE WALT DISNEY COMPANY MEETING DATE: 03/03/2004 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN E. BRYSON AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT JOHN S. CHEN AS A DIRECTOR | Management | For | Withhold |
1.3 | ELECT MICHAEL D. EISNER AS A DIRECTOR | Management | For | Withhold |
1.4 | ELECT JUDITH L. ESTRIN AS A DIRECTOR | Management | For | Withhold |
1.5 | ELECT ROBERT A. IGER AS A DIRECTOR | Management | For | Withhold |
1.6 | ELECT AYLWIN B. LEWIS AS A DIRECTOR | Management | For | Withhold |
1.7 | ELECT MONICA C. LOZANO AS A DIRECTOR | Management | For | Withhold |
1.8 | ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR | Management | For | Withhold |
1.9 | ELECT GEORGE J. MITCHELL AS A DIRECTOR | Management | For | Withhold |
1.10 | ELECT LEO J. O'DONOVAN, S.J. AS A DIRECTOR | Management | For | Withhold |
1.11 | ELECT GARY L. WILSON AS A DIRECTOR | Management | For | Withhold |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | TO APPROVE THE HARRINGTON INVESTMENTS SHAREHOLDER PROPOSAL RELATING TO LABOR STANDARDS FOR CHINA. | Shareholder | Against | Against |
4 | TO APPROVE THE NEW YORK CITY RETIREMENT SYSTEMS AND PENSION FUNDS PROPOSAL RELATING TO LABOR STANDARDS IN CHINA. | Shareholder | Against | Against |
5 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO THEME PARK SAFETY REPORTING. | Shareholder | Against | Against |
ISSUER NAME: THE WARNACO GROUP, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: WRNC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID A. BELL AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT A. BOWMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD KARL GOELTZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOSEPH R. GROMEK AS A DIRECTOR | Management | For | For |
1.5 | ELECT SHEILA A. HOPKINS AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHARLES R. PERRIN AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHERYL NIDO TURPIN AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For |
ISSUER NAME: TIME WARNER INC. MEETING DATE: 05/21/2004 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES L. BARKSDALE AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEPHEN F. BOLLENBACH AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN M. CASE AS A DIRECTOR | Management | For | For |
1.4 | ELECT FRANK J. CAUFIELD AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT C. CLARK AS A DIRECTOR | Management | For | For |
1.6 | ELECT MILES R. GILBURNE AS A DIRECTOR | Management | For | For |
1.7 | ELECT CARLA A. HILLS AS A DIRECTOR | Management | For | For |
1.8 | ELECT REUBEN MARK AS A DIRECTOR | Management | For | For |
1.9 | ELECT MICHAEL A. MILES AS A DIRECTOR | Management | For | For |
1.10 | ELECT KENNETH J. NOVACK AS A DIRECTOR | Management | For | For |
1.11 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.12 | ELECT R.E. TURNER AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANCIS T. VINCENT, JR. AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITORS. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REGARDING CHINA BUSINESS PRINCIPLES. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY. | Shareholder | Against | Against |
ISSUER NAME: TYCO INTERNATIONAL LTD. MEETING DATE: 03/25/2004 | ||||
TICKER: TYC SECURITY ID: 902124106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DENNIS C. BLAIR AS A DIRECTOR | Management | For | For |
1.2 | ELECT EDWARD D. BREEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE W. BUCKLEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT BRIAN DUPERREAULT AS A DIRECTOR | Management | For | For |
1.5 | ELECT BRUCE S. GORDON AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN A. KROL AS A DIRECTOR | Management | For | For |
1.7 | ELECT MACKEY J. MCDONALD AS A DIRECTOR | Management | For | For |
1.8 | ELECT H. CARL MCCALL AS A DIRECTOR | Management | For | For |
1.9 | ELECT BRENDAN R. O'NEILL AS A DIRECTOR | Management | For | For |
1.10 | ELECT SANDRA S. WIJNBERG AS A DIRECTOR | Management | For | For |
1.12 | ELECT JEROME B. YORK AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION. | Management | For | For |
3 | ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. | Management | For | For |
4 | APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. | Management | For | Against |
5 | SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. | Shareholder | For | For |
6 | SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: TYSON FOODS, INC. MEETING DATE: 02/06/2004 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DON TYSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN TYSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LELAND E. TOLLETT AS A DIRECTOR | Management | For | For |
1.4 | ELECT BARBARA A. TYSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT LLOYD V. HACKLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT JIM KEVER AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID A. JONES AS A DIRECTOR | Management | For | For |
1.8 | ELECT RICHARD L. BOND AS A DIRECTOR | Management | For | For |
1.9 | ELECT JO ANN R. SMITH AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE TYSON FOODS, INC. 2000 STOCK INCENTIVE PLAN, WHICH WOULD INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 20,000,000 SHARES TO A TOTAL OF 40,660,000 SHARES. | Management | For | Against |
3 | TO RATIFY THE AMENDMENT AND RESTATEMENT OF THE TYSON FOODS, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 2, 2004. THE BOARD RECOMMENDS A VOTE AGAINST ITEMS 5 AND 6. | Management | For | For |
5 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ALL STEPS NECESSARY TO RE-CAPITALIZE THE COMPANY S EQUITY STRUCTURE TO RESULT IN ONE SHARE, ONE VOTE FOR ALL OUTSTANDING STOCK OF THE COMPANY. | Shareholder | Against | For |
6 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE THE NECESSARY STEPS TO REQUIRE THAT AN INDEPENDENT DIRECTOR WHO IS NOT NOR WAS FORMERLY THE CHIEF EXECUTIVE OF THE COMPANY SERVE AS CHAIR OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: UNION PACIFIC CORPORATION MEETING DATE: 04/16/2004 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT P.F. ANSCHUTZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.K. DAVIDSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT T.J. DONOHUE AS A DIRECTOR | Management | For | For |
1.4 | ELECT A.W. DUNHAM AS A DIRECTOR | Management | For | For |
1.5 | ELECT S.F. ECCLES AS A DIRECTOR | Management | For | For |
1.6 | ELECT I.J. EVANS AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.R. HOPE AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.W. MCCONNELL AS A DIRECTOR | Management | For | For |
1.9 | ELECT S.R. ROGEL AS A DIRECTOR | Management | For | For |
1.10 | ELECT E. ZEDILLO AS A DIRECTOR | Management | For | For |
2 | ADOPT THE UNION PACIFIC CORPORATION 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
3 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE AS INDEPENDENT AUDITORS. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE EQUITY PLANS. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: UNITED PARCEL SERVICE, INC. MEETING DATE: 05/06/2004 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CALVIN DARDEN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL L. ESKEW AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES P. KELLY AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANN M. LIVERMORE AS A DIRECTOR | Management | For | For |
1.5 | ELECT GARY E. MACDOUGAL AS A DIRECTOR | Management | For | For |
1.6 | ELECT VICTOR A. PELSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT LEA N. SOUPATA AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT M. TEETER AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN W. THOMPSON AS A DIRECTOR | Management | For | For |
1.10 | ELECT CAROL B. TOME AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, INDEPENDENT AUDITORS, AS UPS S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: UNITEDHEALTH GROUP INCORPORATED MEETING DATE: 05/12/2004 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM C. BALLARD, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD T. BURKE AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN J. HEMSLEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT DONNA E. SHALALA AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
3 | SHAREHOLDER PROPOSAL REGARDING EXPENSING OF STOCK OPTIONS. | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL REGARDING REPLACEMENT OF STOCK OPTIONS WITH RESTRICTED SHARES. | Shareholder | Against | Against |
ISSUER NAME: UNIVISION COMMUNICATIONS INC. MEETING DATE: 05/12/2004 | ||||
TICKER: UVN SECURITY ID: 914906102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT A. JERROLD PERENCHIO AS A DIRECTOR | Management | For | For |
1.2 | ELECT FERNANDO AGUIRRE AS A DIRECTOR | Management | For | For |
1.3 | ELECT HAROLD GABA AS A DIRECTOR | Management | For | For |
1.4 | ELECT ALAN F. HORN AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN G. PERENCHIO AS A DIRECTOR | Management | For | For |
1.6 | ELECT RAY RODRIGUEZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT MCHENRY T. TICHENOR, JR AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
3 | PROPOSAL TO ADOPT THE 2004 PERFORMANCE AWARD PLAN. | Management | For | Against |
ISSUER NAME: VALERO ENERGY CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. GLENN BIGGS AS A DIRECTOR | Management | For | For |
1.2 | ELECT RUBEN M. ESCOBEDO AS A DIRECTOR | Management | For | For |
1.3 | ELECT BOB MARBUT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF KPMG LLP AS AUDITORS FOR 2004. | Management | For | For |
3 | CLIMATE CHANGE RESOLUTION. | Shareholder | Against | Against |
ISSUER NAME: VERIZON COMMUNICATIONS INC. MEETING DATE: 04/28/2004 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.R. BARKER AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.L. CARRION AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.W. LANE AS A DIRECTOR | Management | For | For |
1.4 | ELECT S.O. MOOSE AS A DIRECTOR | Management | For | For |
1.5 | ELECT J. NEUBAUER AS A DIRECTOR | Management | For | For |
1.6 | ELECT T.H. O'BRIEN AS A DIRECTOR | Management | For | For |
1.7 | ELECT H.B. PRICE AS A DIRECTOR | Management | For | For |
1.8 | ELECT I.G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.9 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.R. STAFFORD AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.D. STOREY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITOR | Management | For | For |
3 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
4 | BOARD COMPOSITION | Shareholder | Against | Against |
5 | SEPARATE CHAIRMAN AND CEO | Shareholder | Against | Against |
6 | FUTURE POISON PILL | Shareholder | Against | Against |
7 | SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS | Shareholder | Against | Against |
8 | OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK | Management | Against | Against |
9 | DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES | Management | Against | Against |
10 | REPORT ON POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
11 | COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY FEES | Shareholder | Against | Against |
ISSUER NAME: WAL-MART STORES, INC. MEETING DATE: 06/04/2004 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES W. BREYER AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. MICHELE BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS M. COUGHLIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID D. GLASS AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROLAND A. HERNANDEZ AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAWN G. LEPORE AS A DIRECTOR | Management | For | For |
1.7 | ELECT JOHN D. OPIE AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. PAUL REASON AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. LEE SCOTT, JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JACK C. SHEWMAKER AS A DIRECTOR | Management | For | For |
1.11 | ELECT JOSE H. VILLARREAL AS A DIRECTOR | Management | For | For |
1.12 | ELECT JOHN T. WALTON AS A DIRECTOR | Management | For | For |
1.13 | ELECT S. ROBSON WALTON AS A DIRECTOR | Management | For | For |
1.14 | ELECT CHRISTOPHER J. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP PLAN 1999 | Management | For | For |
3 | APPROVAL OF THE ASDA SHARESAVE PLAN 2000 | Management | For | For |
4 | APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE STOCK PURCHASE PLAN | Management | For | Against |
5 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
6 | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
7 | A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT | Shareholder | Against | Against |
8 | A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION | Shareholder | Against | Against |
9 | A SHAREHOLDER PROPOSAL REGARDING GENETICALLY ENGINEERED FOOD PRODUCTS | Shareholder | Against | Against |
10 | A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT OPPORTUNITY REPORT | Shareholder | Against | Against |
11 | A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED COMPENSATION PLAN | Shareholder | Against | Against |
ISSUER NAME: WATSON PHARMACEUTICALS, INC. MEETING DATE: 05/17/2004 | ||||
TICKER: WPI SECURITY ID: 942683103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ALLEN CHAO, PH.D. AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHEL J. FELDMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT FRED G. WEISS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR THE 2004 FISCAL YEAR. | Management | For | For |
3 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION | Shareholder | Against | Against |
ISSUER NAME: WEBMD CORPORATION MEETING DATE: 09/12/2003 | ||||
TICKER: HLTH SECURITY ID: 94769M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PAUL A. BROOKE AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES V. MANNING AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARTIN J. WYGOD AS A DIRECTOR | Management | For | For |
2 | TO RATIFY AND APPROVE AN AMENDMENT TO WEBMD S 2000 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE PLAN BY 9.5 MILLION SHARES TO A TOTAL OF 29.5 MILLION SHARES. | Management | For | Against |
3 | TO APPROVE AN AMENDMENT TO WEBMD S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 300 MILLION SHARES TO 900 MILLION SHARES. | Management | For | For |
ISSUER NAME: WYETH MEETING DATE: 04/22/2004 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C.L. ALEXANDER, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT F.A. BENNACK, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.L. CARRION AS A DIRECTOR | Management | For | For |
1.4 | ELECT R. ESSNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.D. FEERICK AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. LANGER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.P. MASCOTTE AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.L. POLAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT I.G. SEIDENBERG AS A DIRECTOR | Management | For | For |
1.10 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT J.R. TORELL III AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS | Shareholder | Against | Against |
4 | ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING | Shareholder | Against | Against |
ISSUER NAME: XEROX CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GLENN A. BRITT AS A DIRECTOR | Management | For | For |
1.2 | ELECT RICHARD J. HARRINGTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM CURT HUNTER AS A DIRECTOR | Management | For | For |
1.4 | ELECT VERNON E. JORDAN, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT HILMAR KOPPER AS A DIRECTOR | Management | For | For |
1.6 | ELECT RALPH S. LARSEN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANNE M. MULCAHY AS A DIRECTOR | Management | For | For |
1.8 | ELECT N.J. NICHOLAS, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN E. PEPPER AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANN N. REESE AS A DIRECTOR | Management | For | For |
1.11 | ELECT STEPHEN ROBERT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITORS. | Management | For | For |
3 | ADOPT THE 2004 PERFORMANCE INCENTIVE PLAN. | Management | For | For |
4 | ADOPT THE 2004 EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | Against |
ISSUER NAME: XILINX, INC. MEETING DATE: 08/07/2003 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLEM P. ROELANDTS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN L. DOYLE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JERALD G. FISHMAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT PHILIP T. GIANOS AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM G. HOWARD, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT HAROLD E. HUGHES, JR. AS A DIRECTOR | Management | For | For |
1.7 | ELECT RICHARD W. SEVCIK AS A DIRECTOR | Management | For | For |
1.8 | ELECT ELIZABETH VANDERSLICE AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF XILINX FOR THE FISCAL YEAR ENDING APRIL 3, 2004. | Management | For | For |
ISSUER NAME: YAHOO! INC. MEETING DATE: 05/21/2004 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TERRY S. SEMEL AS A DIRECTOR | Management | For | For |
1.2 | ELECT JERRY YANG AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROY J. BOSTOCK AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD W. BURKLE AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERIC HIPPEAU AS A DIRECTOR | Management | For | For |
1.6 | ELECT ARTHUR H. KERN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT A. KOTICK AS A DIRECTOR | Management | For | For |
1.8 | ELECT EDWARD R. KOZEL AS A DIRECTOR | Management | For | For |
1.9 | ELECT GARY L. WILSON AS A DIRECTOR | Management | For | For |
2 | AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. | Shareholder | Against | Against |