Exhibit 107
Calculation of Filing Fee Tables
Form S-3ASR
(Form Type)
Capital One Financial Corporation
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial Effective Date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||
Fees to be Paid | Debt | Senior and Subordinated Debt Securities | Rule 456(b) and Rule 457(r) | (2) | (2) | (2) | (1) | (1) | ||||||||||||||||
Equity | Preferred Stock | Rule 456(b) and Rule 457(r) | (2) | (2) | (2) | (1) | (1) | |||||||||||||||||
Equity | Depositary Shares representing Preferred Stock (3) | Rule 456(b) and Rule 457(r) | (2) | (2) | (2) | (1) | (1) | |||||||||||||||||
Equity | Common Stock | Rule 456(b) and Rule 457(r) | (2) | (2) | (2) | (1) | (1) | |||||||||||||||||
Other | Purchase Contracts (4) | Rule 456(b) and Rule 457(r) | (2) | (2) | (2) | (1) | (1) | |||||||||||||||||
Other | Warrants | Rule 456(b) and Rule 457(r) | (2) | (2) | (2) | (1) | (1) | |||||||||||||||||
Other | Units (5) | Rule 456(b) and Rule 457(r) | (2) | (2) | (2) | (1) | (1) | |||||||||||||||||
Fees Previously Paid | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||
Carry Forward Securities | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||||||||||
Total Offering Amounts | (2) | (1) | ||||||||||||||||||||||
Total Fees Previously Paid | N/A | |||||||||||||||||||||||
Total Fee Offsets | N/A | |||||||||||||||||||||||
Net Fee Due | (1) |
(1) The Registrant is relying on Rule 456(b) and Rule 457(r) under the Securities Act of 1933, as amended, to defer payment of all registration fees. In connection with the securities offered hereby, the Registrant will pay “pay-as-you-go registration fees” in accordance with Rule 456(b). The Registrant will calculate the registration fee applicable to an offer of securities pursuant to this Registration Statement based on the fee payment rate in effect on the date of such fee payment.
(2) An indeterminate aggregate initial offering price and number or amount of the securities of each identified class is being registered as may from time to time be issued at indeterminate prices, including securities that may be issued upon exercise, conversion, settlement or exchange of, any securities offered hereunder.
(3) There is being registered under this registration statement an indeterminate number of depositary shares to be evidenced by depositary receipts as may be issued pursuant to a deposit agreement in the event that Capital One Financial Corporation elects to offer to the public fractional shares of the preferred stock registered hereby. Such depositary receipts will be distributed to those persons purchasing such fractional interests and the shares of the preferred stock will be issued to the depositary under the deposit agreement. No separate consideration will be received for depositary shares. An indeterminate number of depositary shares may also be issued upon settlement of purchase contracts.
(4) Each purchase contract obligates Capital One Financial Corporation to sell, and the holder thereof to purchase, an indeterminate number of debt securities, common stock, preferred stock or other securities described herein.
(5) Each unit will be composed of one or more of the other securities registered under this registration statement, in any combination. Each unit will be issued so that the holder of the unit is also the holder of each security included in the unit. The applicable unit agreement under which a unit is issued may provide that the securities included in the unit may not be held or transferred separately, at any time or at any time before a specified date.