SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 01/01/2018 | 3. Issuer Name and Ticker or Trading Symbol MCKESSON CORP [ MCK ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 501.3357 | I | By Profit-Sharing Investment Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right-to-buy) | (1) | 08/05/2021 | Common Stock | 3,000 | 191.81 | D | |
Employee Stock Option (Right-to-buy) | (2) | 05/26/2022 | Common Stock | 2,712 | 237.86 | D | |
Restricted Stock Units (RSUs) | (3) | (3) | Common Stock | 1,276 | 0 | D | |
Employee Stock Option (Right-to-buy) | (4) | 11/03/2022 | Common Stock | 885 | 183.37 | D | |
Restricted Stock Units (RSUs) | (5) | (5) | Common Stock | 8,181 | 0 | D | |
Restricted Stock Units (RSUs) | (6) | (6) | Common Stock | 1,390 | 0 | D | |
Employee Stock Option (Right-to-buy) | (7) | 05/24/2023 | Common Stock | 5,563 | 182.77 | D | |
Restricted Stock Units (RSUs) | (8) | (8) | Common Stock | 220 | 0 | D | |
Employee Stock Option (Right-to-buy) | (9) | 05/24/2023 | Common Stock | 1,391 | 182.77 | D | |
Employee Stock Option (Right-to-buy) | (10) | 05/23/2024 | Common Stock | 5,786 | 159 | D | |
Restricted Stock Units (RSUs) | (11) | (11) | Common Stock | 1,367 | 0 | D | |
Restricted Stock Units (RSUs) | (12) | (12) | Common Stock | 2,202 | 0 | D |
Explanation of Responses: |
1. This option granted 8/5/2014 vests 25% per year commencing on the first anniversary of the grant date. |
2. This option granted 5/26/2015 vests 25% per year commencing on the first anniversary of the grant date. |
3. These RSUs vest 100% on 5/26/2018. |
4. This option granted 11/3/2015 vests 25% per year commencing on the first anniversary of the grant date. |
5. These RSUs vest 100% on 11/03/2020. |
6. These RSUs vest 100% on 5/24/2019. |
7. This option granted 5/24/2016 vessts 25% per year commencing on the first anniversary of the grant date. |
8. These RSUs granted 5/24/2016 vest 33% per year commencing on the first anniversary of the grant date. |
9. This option granted 5/24/2016 vests 33% per year commencing on the first anniversary of the grant date. |
10. This option granted 5/23/2017 vests 25% per year commencing on the first anniversary of the grant date. |
11. These RSUs vest 100% on 5/23/2020. |
12. These RSUs vest 50% on 5/23/2019 and 50% on 5/23/2021. |
Remarks: |
Donna Spinola, Attorney-in-fact | 01/10/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |