Exhibit 99.5
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
SIMS METAL MANAGEMENT LIMITED
ABN
69 114 838 630
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
DANIEL W. DIENST
Date of last notice
23 September 2011
Part 1 — Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest
Direct interest
Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
N/A
Date of change
11 November 2011
| | |
+ | | See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held prior to change
597,293 American Depositary Shares
410,000 options to acquire American Depositary Shares
61,092 performance rights issued 24 November 2008, and 197,006 performance rights issued 23 November 2009, and 271,865 performance rights issued 22 November 2010, each pursuant to the Sims Metal Management Long Term Incentive Plan (“SimsMM Plan”)
178,037 options exp 23/11/2016 issued 23 November 2009, and 203,908 options exp 22/11/2017 issued 22 November 2010, each pursuant to the SimsMM Plan
Class
Performance rights issued pursuant to the SimsMM Plan
Options issued pursuant to the SimsMM Plan
Number acquired
332,916 performance rights
283,695 options exp 11/11/2018
Number disposed
N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil
No. of securities held after change
597,293 American Depositary Shares
410,000 options to acquire American Depositary Shares
61,092 performance rights issued 24 November 2008, and 197,006 performance rights issued 23 November 2009, and 271,865 performance rights issued 22 November 2010, and 332,916 performance rights issued 11 November 2011, each pursuant to the SimsMM Plan
178,037 options exp 23/11/2016 issued 23 November 2009, and 203,908 options exp 22/11/2017 issued 22 November 2010, and 283,695 options exp 11/11/2018 issued 11 November 2011, each pursuant to the SimsMM Plan
| | |
+ | | See chapter 19 for defined terms. |
| | |
| | |
Appendix 3Y Page 2 | | 01/01/2011 |
Appendix 3Y
Change of Director’s Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Issue of securities under the SimsMM Plan
Part 2 — Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract
N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 —+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?
No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
| | |
+ | | See chapter 19 for defined terms. |
| | |
| | |
01/01/2011 Appendix 3Y Page 3 | | |