UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 10-Q/A
(Amendment No. 1)
| | | |
| þ | | Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the quarterly period ended December 31, 2008. |
| | | |
| o | | Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
|
For the transition period from to
Commission File Number0-24948
PVF Capital Corp.
(Exact name of registrant as specified in its charter)
| | | |
| Ohio | | 34-1659805 |
| |
(State or other jurisdiction of
incorporation or organization) | | (I.R.S. Employer
Identification No.) |
| | | |
| 30000 Aurora Road, Solon, Ohio | | 44139 |
| |
| (Address of principal executive offices) | | (Zip Code) |
(440) 248-7171
(Registrant’s telephone number, including area code)
Not Applicable
(Former name, former address and former fiscal year, if changed since last report.)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
YESþ NOo
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one)
| | | | | | | |
| Large accelerated filero | | Accelerated filerþ | | Non-accelerated filero | | Smaller reporting companyþ |
| | | | | (Do not check if a smaller reporting company) | | |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
YESo NOþ
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.
| | | |
| Common Stock, $0.01 Par Value | | 7,773,823 |
| | | |
| (Class) | | (Outstanding at February 6, 2009) |
EXPLANATORY NOTE
This Amendment No. 1 to Form 10-Q/A for the quarter ended December 31, 2008 of PVF Capital Corp. (the “Company”) is being filed to include as an exhibit the Letter Agreement among the Company, ParkView Federal Savings Bank and John R. Male, dated January 29, 2009.
Part II. Other Information
Item 6. (a)Exhibits
The following exhibits are filed herewith:
| | 10.1 | | Amended and Restated Severance Agreement among PVF Capital Corp., Park View Federal Savings Bank and John R. Male * (1) |
| |
| | 10.2 | | Amended and Restated Severance Agreement among PVF Capital Corp., Park View Federal Savings Bank and Jeffrey N. Male * (1) |
| |
| | 10.3 | | Amended and Restated Severance Agreement among PVF Capital Corp., Park View Federal Savings Bank and Edward B. Debevec * (1) |
| |
| | 10.4 | | Letter Agreement among PVF Capital Corp., ParkView Federal Savings Bank and John R. Male, dated January 29, 2009* |
| |
| | 31.1 | | Rule 13a-14(a) Certification of Chief Executive Officer |
| |
| | 31.2 | | Rule 13a-14(a) Certification of Chief Financial Officer |
| |
| | 32 | | Section 1350 Certification |
| | |
| * | | Management contract or compensatory plan, contract or arrangement. |
| |
| (1) | | Previously filed |
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | | |
| | PVF Capital Corp.
(Registrant)
| |
| Date: February 23, 2009 | /s/ Edward B. Debevec | |
| | Edward B. Debevec | |
| | Treasurer
(Only authorized officer and Principal Financial Officer) | |
| |
