Portfolio of Investments
Wanger USA, September 30, 2020 (Unaudited)
Wanger USA, September 30, 2020 (Unaudited)
(Percentages represent value of investments compared to net assets)
Investments in securities
Common Stocks 96.6% | ||
Issuer | Shares | Value ($) |
Consumer Discretionary 14.6% | ||
Auto Components 0.9% | ||
Dorman Products, Inc.(a) | 59,500 | 5,377,610 |
Diversified Consumer Services 1.2% | ||
Grand Canyon Education, Inc.(a) | 87,193 | 6,970,208 |
Hotels, Restaurants & Leisure 5.6% | ||
Choice Hotels International, Inc. | 55,979 | 4,811,955 |
Churchill Downs, Inc. | 48,162 | 7,889,899 |
Planet Fitness, Inc., Class A(a) | 78,100 | 4,812,522 |
Shake Shack, Inc., Class A(a),(b) | 69,000 | 4,449,120 |
Wendy’s Co. (The) | 214,000 | 4,771,130 |
Wingstop, Inc. | 45,000 | 6,149,250 |
Total | 32,883,876 | |
Household Durables 2.9% | ||
Helen of Troy Ltd.(a) | 44,470 | 8,605,834 |
Skyline Champion Corp.(a) | 318,358 | 8,522,444 |
Total | 17,128,278 | |
Leisure Products 1.2% | ||
Brunswick Corp. | 123,673 | 7,285,576 |
Specialty Retail 2.8% | ||
Boot Barn Holdings, Inc.(a) | 203,532 | 5,727,391 |
Five Below, Inc.(a) | 53,558 | 6,801,866 |
Vroom, Inc.(a) | 72,663 | 3,762,490 |
Total | 16,291,747 | |
Total Consumer Discretionary | 85,937,295 | |
Consumer Staples 4.3% | ||
Beverages 0.6% | ||
Primo Water Corp. | 238,078 | 3,380,708 |
Food & Staples Retailing 1.3% | ||
BJ’s Wholesale Club Holdings, Inc.(a) | 180,158 | 7,485,565 |
Household Products 1.5% | ||
WD-40 Co. | 45,989 | 8,706,177 |
Personal Products 0.9% | ||
Inter Parfums, Inc. | 146,096 | 5,456,686 |
Total Consumer Staples | 25,029,136 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Financials 5.1% | ||
Banks 0.9% | ||
Lakeland Financial Corp. | 128,331 | 5,287,237 |
Capital Markets 1.8% | ||
CF Finance Acquisition Corp., Class A(a) | 169,637 | 1,764,225 |
Hamilton Lane, Inc., Class A | 63,873 | 4,125,557 |
Houlihan Lokey, Inc. | 76,758 | 4,532,560 |
Total | 10,422,342 | |
Consumer Finance 0.9% | ||
FirstCash, Inc. | 87,430 | 5,001,871 |
Thrifts & Mortgage Finance 1.5% | ||
Merchants Bancorp | 461,806 | 9,102,196 |
Total Financials | 29,813,646 | |
Health Care 34.5% | ||
Biotechnology 15.3% | ||
ACADIA Pharmaceuticals, Inc.(a) | 79,801 | 3,291,791 |
Acceleron Pharma, Inc.(a) | 90,087 | 10,137,490 |
Anika Therapeutics, Inc.(a) | 194,082 | 6,868,562 |
CRISPR Therapeutics AG(a) | 51,944 | 4,344,596 |
Enanta Pharmaceuticals, Inc.(a) | 105,499 | 4,829,744 |
Fate Therapeutics, Inc.(a) | 205,262 | 8,204,322 |
Immunogen, Inc.(a) | 968,000 | 3,484,800 |
Insmed, Inc.(a) | 364,474 | 11,714,194 |
Intercept Pharmaceuticals, Inc.(a) | 134,749 | 5,586,694 |
Kiniksa Pharmaceuticals Ltd., Class A(a) | 514,012 | 7,874,664 |
Mirati Therapeutics, Inc.(a) | 63,356 | 10,520,264 |
Natera, Inc.(a) | 185,325 | 13,387,878 |
Total | 90,244,999 | |
Health Care Equipment & Supplies 5.4% | ||
Atrion Corp. | 9,619 | 6,021,494 |
Globus Medical, Inc., Class A(a) | 196,867 | 9,748,854 |
Haemonetics Corp.(a) | 54,023 | 4,713,507 |
SI-BONE, Inc.(a) | 463,286 | 10,989,144 |
Total | 31,472,999 |
Wanger USA | Quarterly Report 2020 | 1 |
Portfolio of Investments (continued)
Wanger USA, September 30, 2020 (Unaudited)
Wanger USA, September 30, 2020 (Unaudited)
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Health Care Providers & Services 8.3% | ||
Amedisys, Inc.(a) | 43,712 | 10,334,828 |
Chemed Corp. | 22,888 | 10,994,251 |
Corvel Corp.(a) | 88,730 | 7,580,204 |
LHC Group, Inc.(a) | 44,400 | 9,437,664 |
National Research Corp., Class A | 207,160 | 10,194,343 |
Total | 48,541,290 | |
Health Care Technology 0.6% | ||
American Well Corp., Class A(a) | 120,050 | 3,558,282 |
Life Sciences Tools & Services 2.2% | ||
NanoString Technologies, Inc.(a) | 125,759 | 5,621,427 |
Repligen Corp.(a) | 51,333 | 7,573,671 |
Total | 13,195,098 | |
Pharmaceuticals 2.7% | ||
MyoKardia, Inc.(a) | 65,000 | 8,861,450 |
Reata Pharmaceuticals, Inc., Class A(a) | 38,800 | 3,779,896 |
Theravance Biopharma, Inc.(a) | 229,782 | 3,397,327 |
Total | 16,038,673 | |
Total Health Care | 203,051,341 | |
Industrials 15.5% | ||
Aerospace & Defense 2.2% | ||
BWX Technologies, Inc. | 131,500 | 7,404,765 |
Curtiss-Wright Corp. | 59,144 | 5,515,770 |
Total | 12,920,535 | |
Commercial Services & Supplies 0.8% | ||
Unifirst Corp. | 25,538 | 4,836,131 |
Construction & Engineering 1.7% | ||
Comfort Systems U.S.A., Inc. | 199,736 | 10,288,401 |
Electrical Equipment 1.0% | ||
Atkore International Group, Inc.(a) | 261,028 | 5,933,166 |
Machinery 4.5% | ||
ITT, Inc. | 123,642 | 7,301,060 |
SPX Corp.(a) | 242,797 | 11,260,925 |
Watts Water Technologies, Inc., Class A | 78,140 | 7,825,721 |
Total | 26,387,706 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Professional Services 2.8% | ||
Exponent, Inc. | 157,742 | 11,362,156 |
ICF International, Inc. | 86,210 | 5,304,502 |
Total | 16,666,658 | |
Road & Rail 1.4% | ||
Saia, Inc.(a) | 64,143 | 8,090,998 |
Trading Companies & Distributors 1.1% | ||
SiteOne Landscape Supply, Inc.(a) | 51,386 | 6,266,523 |
Total Industrials | 91,390,118 | |
Information Technology 17.6% | ||
Electronic Equipment, Instruments & Components 2.5% | ||
Badger Meter, Inc. | 94,338 | 6,166,875 |
ePlus, Inc.(a) | 119,512 | 8,748,278 |
Total | 14,915,153 | |
IT Services 2.5% | ||
Endava PLC, ADR(a) | 75,599 | 4,774,077 |
JFrog Ltd.(a) | 33,315 | 2,820,115 |
LiveRamp Holdings, Inc.(a) | 142,613 | 7,383,075 |
Total | 14,977,267 | |
Semiconductors & Semiconductor Equipment 1.9% | ||
Advanced Energy Industries, Inc.(a) | 104,122 | 6,553,439 |
Inphi Corp.(a) | 39,069 | 4,385,495 |
Total | 10,938,934 | |
Software 10.7% | ||
Blackline, Inc.(a) | 66,039 | 5,919,075 |
CyberArk Software Ltd.(a) | 51,366 | 5,312,272 |
Elastic NV(a) | 41,064 | 4,430,395 |
j2 Global, Inc.(a) | 69,150 | 4,786,563 |
Manhattan Associates, Inc.(a) | 122,824 | 11,728,464 |
Mimecast Ltd.(a) | 244,564 | 11,474,943 |
Qualys, Inc.(a) | 90,915 | 8,910,579 |
Sprout Social, Inc., Class A(a) | 261,302 | 10,060,127 |
Total | 62,622,418 | |
Total Information Technology | 103,453,772 |
2 | Wanger USA | Quarterly Report 2020 |
Portfolio of Investments (continued)
Wanger USA, September 30, 2020 (Unaudited)
Wanger USA, September 30, 2020 (Unaudited)
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Materials 1.3% | ||
Chemicals 1.3% | ||
Avient Corp. | 281,572 | 7,450,395 |
Total Materials | 7,450,395 | |
Real Estate 3.7% | ||
Equity Real Estate Investment Trusts (REITS) 0.9% | ||
UMH Properties, Inc. | 390,208 | 5,283,416 |
Real Estate Management & Development 2.8% | ||
Colliers International Group, Inc. | 78,000 | 5,201,820 |
FirstService Corp. | 42,540 | 5,610,601 |
Redfin Corp.(a) | 114,706 | 5,727,270 |
Total | 16,539,691 | |
Total Real Estate | 21,823,107 | |
Total Common Stocks (Cost $450,092,919) | 567,948,810 | |
Securities Lending Collateral 0.2% | ||
Issuer | Shares | Value ($) |
Dreyfus Government Cash Management Fund, Institutional Shares, 0.025%(c),(d) | 1,073,250 | 1,073,250 |
Total Securities Lending Collateral (Cost $1,073,250) | 1,073,250 | |
Money Market Funds 3.5% | ||
Shares | Value ($) | |
Columbia Short-Term Cash Fund, 0.136%(c),(e) | 20,741,034 | 20,738,960 |
Total Money Market Funds (Cost $20,737,868) | 20,738,960 | |
Total Investments in Securities (Cost: $471,904,037) | 589,761,020 | |
Obligation to Return Collateral for Securities Loaned | (1,073,250) | |
Other Assets & Liabilities, Net | (771,188) | |
Net Assets | 587,916,582 |
At September 30, 2020, securities and/or cash totaling $1,293,400 were pledged as collateral.
Long futures contracts | ||||||
Description | Number of contracts | Expiration date | Trading currency | Notional amount | Value/Unrealized appreciation ($) | Value/Unrealized depreciation ($) |
Russell 2000 Index E-mini | 193 | 12/2020 | USD | 14,517,460 | 144,564 | — |
Notes to Portfolio of Investments
(a) | Non-income producing investment. |
(b) | All or a portion of this security was on loan at September 30, 2020. The total market value of securities on loan at September 30, 2020 was $1,044,576. |
(c) | The rate shown is the seven-day current annualized yield at September 30, 2020. |
(d) | Investment made with cash collateral received from securities lending activity. |
(e) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. The value of the holdings and transactions in these affiliated companies during the period ended September 30, 2020 are as follows: |
Affiliated issuers | Beginning of period($) | Purchases($) | Sales($) | Net change in unrealized appreciation (depreciation)($) | End of period($) | Realized gain (loss)($) | Dividends($) | End of period shares |
Columbia Short-Term Cash Fund, 0.136% | ||||||||
30,585,835 | 279,711,764 | (289,559,731) | 1,092 | 20,738,960 | (8,045) | 153,703 | 20,741,034 |
Abbreviation Legend
ADR | American Depositary Receipt |
Currency Legend
USD | US Dollar |
Wanger USA | Quarterly Report 2020 | 3 |
Portfolio of Investments (continued)
Wanger USA, September 30, 2020 (Unaudited)
Wanger USA, September 30, 2020 (Unaudited)
Investments are valued using policies described in the Notes to Financial Statements in the most recent shareholder report.
4 | Wanger USA | Quarterly Report 2020 |