UNITED STATES | |||
SECURITIES AND EXCHANGE COMMISSION | |||
Washington, DC 20549 | |||
FORM N-PX | |||
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | |||
MANAGEMENT INVESTMENT COMPANY | |||
Investment Company Act File Number : | 811-7223 | ||
Name of Registrant: | Putnam Classic Equity Fund | ||
Address of Principal Executive Offices: | |||
One Post Office Square | |||
Boston, Massachusetts 02109 | |||
Name and address of agent of service: | |||
James P. Pappas, Vice President | |||
Putnam Classic Equity Fund | |||
One Post Office Square | |||
Boston, Massachusetts 02109 | |||
CC: | |||
John W. Gerstmayr, Esq. | |||
Ropes & Gray LLP | |||
One International Place | |||
Boston, Massachusetts 02110 | |||
Registrant's telephone number including area code: | |||
(617) 292-1000 | |||
Date of fiscal year end: | |||
11/30/2007 | |||
Date of reporting period: | |||
07/01/2007 - 06/30/2008 | |||
Item 1: Proxy Voting Record | ||||||
Registrant : Putnam Classic Equity Fund | ||||||
ACCENTURE LIMITED | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACN | CUSIP9 G1150G111 | 02/07/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Blythe McGarvie | Mgmt | For | For | For | |
2 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |
3 | Bylaw Amendment to Allow the | Mgmt | For | For | For | |
Company to Deliver Proxy Materials | ||||||
Electronically | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Aetna Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AET | CUSIP9 00817Y108 | 05/30/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
FRANK M. CLARK | ||||||
2 | ELECTION OF DIRECTOR: BETSY | Mgmt | For | For | For | |
Z. COHEN | ||||||
3 | ELECTION OF DIRECTOR: MOLLY | Mgmt | For | For | For | |
J. COYE, M.D. | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROGER N. FARAH | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BARBARA HACKMAN FRANKLIN | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JEFFREY E. GARTEN | ||||||
7 | ELECTION OF DIRECTOR: EARL | Mgmt | For | For | For | |
G. GRAVES | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
GERALD GREENWALD | ||||||
9 | ELECTION OF DIRECTOR: ELLEN | Mgmt | For | For | For | |
M. HANCOCK | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
EDWARD J. LUDWIG |
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JOSEPH P. NEWHOUSE | ||||||
12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RONALD A. WILLIAMS | ||||||
13 | APPROVAL OF INDEPENDENT | Mgmt | For | For | For | |
REGISTERED PUBLIC | ||||||
ACCOUNTING FIRM | ||||||
14 | SHAREHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For | |
CUMULATIVE VOTING | ||||||
15 | SHAREHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For | |
NOMINATING A RETIRED AETNA | ||||||
EXECUTIVE TO THE BOARD | ||||||
Affiliated Computer Services Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACS | CUSIP9 008190100 | 05/22/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Darwin Deason | Mgmt | For | For | For | |
1.2 | Elect Lynn Blodgett | Mgmt | For | For | For | |
1.3 | Elect Robert Druskin | Mgmt | For | For | For | |
1.4 | Elect Kurt Krauss | Mgmt | For | For | For | |
1.5 | Elect Ted Miller, Jr. | Mgmt | For | For | For | |
1.6 | Elect Paul Sullivan | Mgmt | For | For | For | |
1.7 | Elect Frank Varasano | Mgmt | For | For | For | |
2 | 2008 Performance-Based Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation | ||||||
American International Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AIG | CUSIP9 026874107 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
STEPHEN F. BOLLENBACH | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARTIN S. FELDSTEIN |
3 | ELECTION OF DIRECTOR: ELLEN | Mgmt | For | For | For | |
V. FUTTER | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD C. HOLBROOKE | ||||||
5 | ELECTION OF DIRECTOR: FRED | Mgmt | For | For | For | |
H. LANGHAMMER | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
GEORGE L. MILES, JR. | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MORRIS W. OFFIT | ||||||
8 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
F. ORR III | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
VIRGINIA M. ROMETTY | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARTIN J. SULLIVAN | ||||||
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MICHAEL H. SUTTON | ||||||
12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
EDMUND S.W. TSE | ||||||
13 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT B. WILLUMSTAD | ||||||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |
15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO THE HUMAN | ||||||
RIGHT TO WATER. | ||||||
16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO THE REPORTING | ||||||
OF POLITICAL CONTRIBUTIONS. | ||||||
AMR (American Airlines) Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMR | CUSIP9 001765106 | 05/21/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gerard Arpey | Mgmt | For | For | For | |
1.2 | Elect John Bachmann | Mgmt | For | For | For | |
1.3 | Elect David Boren | Mgmt | For | For | For | |
1.4 | Elect Armando Codina | Mgmt | For | For | For | |
1.5 | Elect Rajat Gupta | Mgmt | For | For | For | |
1.6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |
1.7 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |
1.8 | Elect Michael Miles | Mgmt | For | For | For | |
1.9 | Elect Philip Purcell | Mgmt | For | For | For |
1.10 | Elect Ray Robinson | Mgmt | For | For | For | |
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |
1.12 | Elect Matthew Rose | Mgmt | For | For | For | |
1.13 | Elect Roger Staubach | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Cumulative Voting | ||||||
4 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO SPECIAL | ||||||
SHAREHOLDER MEETINGS | ||||||
5 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO AN INDEPENDENT | ||||||
BOARD CHAIRMAN | ||||||
6 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation | ||||||
Atmel Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATML | CUSIP9 049513104 | 07/25/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
TSUNG-CHING WU | ||||||
2 | ELECTION OF DIRECTOR: T. | Mgmt | For | For | For | |
PETER THOMAS | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
PIERRE FOUGERE | ||||||
4 | ELECTION OF DIRECTOR: DR. | Mgmt | For | For | For | |
CHAIHO KIM | ||||||
5 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For | |
SUGISHITA | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
STEVEN LAUB | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
PAPKEN DER TOROSSIAN | ||||||
8 | ELECTION OF DIRECTOR: JACK | Mgmt | For | For | For | |
L. SALTICH | ||||||
9 | Amendment to 2005 Stock Plan to | Mgmt | For | Against | Against | |
Permit Option Exchange | ||||||
10 | Ratification of Auditor | Mgmt | For | For | For |
Bank Of America Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAC | CUSIP9 060505104 | 04/23/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM BARNET, III | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
FRANK P. BRAMBLE, SR. | ||||||
3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
T. COLLINS | ||||||
4 | ELECTION OF DIRECTOR: GARY | Mgmt | For | For | For | |
L. COUNTRYMAN | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
TOMMY R. FRANKS | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CHARLES K. GIFFORD | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
KENNETH D. LEWIS | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MONICA C. LOZANO | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WALTER E. MASSEY | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS J. MAY | ||||||
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
PATRICIA E. MITCHELL | ||||||
12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS M. RYAN | ||||||
13 | ELECTION OF DIRECTOR: O. | Mgmt | For | For | For | |
TEMPLE SLOAN, JR. | ||||||
14 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MEREDITH R. SPANGLER | ||||||
15 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT L. TILLMAN | ||||||
16 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
JACKIE M. WARD | ||||||
17 | RATIFICATION OF THE | Mgmt | For | For | For | |
INDEPENDENT REGISTERED | ||||||
PUBLIC ACCOUNTING FIRM FOR | ||||||
2008 | ||||||
18 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
STOCK OPTIONS | ||||||
19 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
ADVISORY VOTE ON EXEC | ||||||
COMP |
20 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
DETERMINATION OF CEO COMP | ||||||
21 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
CUMULATIVE VOTING | ||||||
22 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
INDEPENDENT BOARD | ||||||
CHAIRMAN | ||||||
23 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
SPECIAL SHAREHOLDER | ||||||
MEETINGS | ||||||
24 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
EQUATOR PRINCIPLES | ||||||
25 | STOCKHOLDER PROPOSAL - | ShrHoldr | Against | Against | For | |
HUMAN RIGHTS | ||||||
Berkshire Hathaway Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRK.B | CUSIP9 084670207 | 05/03/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |
1.2 | Elect Charles Munger | Mgmt | For | For | For | |
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |
1.4 | Elect Susan Decker | Mgmt | For | For | For | |
1.5 | Elect William Gates III | Mgmt | For | For | For | |
1.6 | Elect David Gottesman | Mgmt | For | For | For | |
1.7 | Elect Charlotte Guyman | Mgmt | For | For | For | |
1.8 | Elect Donald Keough | Mgmt | For | For | For | |
1.9 | Elect Thomas Murphy | Mgmt | For | For | For | |
1.10 | Elect Ronald Olson | Mgmt | For | For | For | |
1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |
BP PLC - ADR | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BP | CUSIP9 055622104 | 04/17/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | TO RECEIVE THE DIRECTORS' | Mgmt | For | For | For | |
ANNUAL REPORT AND | ||||||
ACCOUNTS |
2 | TO APPROVE THE DIRECTORS' | Mgmt | For | For | For | |
REMUNERATION REPORT | ||||||
3.1 | Re-elect Antony Burgmans | Mgmt | For | For | For | |
3.2 | Elect Cynthia Carroll | Mgmt | For | For | For | |
3.3 | Re-elect Sir William Castell | Mgmt | For | For | For | |
3.4 | Re-elect Iain Conn | Mgmt | For | For | For | |
3.5 | Elect George David | Mgmt | For | For | For | |
3.6 | Re-elect Erroll Davis Jr. | Mgmt | For | For | For | |
3.7 | Re-elect Douglas Flint | Mgmt | For | For | For | |
3.8 | Re-elect Byron Grote | Mgmt | For | For | For | |
3.9 | Re-elect Anthony Hayward | Mgmt | For | For | For | |
3.10 | Re-elect Andrew Inglis | Mgmt | For | For | For | |
3.11 | Re-elect DeAnne Julius | Mgmt | For | For | For | |
3.12 | Re-elect Sir Tom McKillop | Mgmt | For | For | For | |
3.13 | Re-elect Sir Ian Prosser | Mgmt | For | For | For | |
3.14 | Re-elect Peter Sutherland | Mgmt | For | For | For | |
4 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
5 | SPECIAL RESOLUTION: TO | Mgmt | For | For | For | |
ADOPT NEW ARTICLES OF | ||||||
ASSOCIATION | ||||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |
7 | TO GIVE LIMITED AUTHORITY TO | Mgmt | For | For | For | |
ALLOT SHARES UP TO A | ||||||
SPECIFIED AMOUNT | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
Capital One Financial Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COF | CUSIP9 14040H105 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
PATRICK W. GROSS | ||||||
2 | ELECTION OF DIRECTOR: ANN | Mgmt | For | For | For | |
FRITZ HACKETT | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
PIERRE E. LEROY | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Amendment to the Associate Stock | Mgmt | For | For | For | |
Purchase Plan |
6 | STOCKHOLDER PROPOSAL: | ShrHoldr | Against | Against | For | |
STOCKHOLDER ADVISORY VOTE | ||||||
ON EXECUTIVE COMPENSATION. | ||||||
Caterpillar Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CAT | CUSIP9 149123101 | 06/11/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |
1.2 | Elect John Brazil | Mgmt | For | For | For | |
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |
1.4 | Elect Gail Fosler | Mgmt | For | For | For | |
1.5 | Elect Peter Magowan | Mgmt | For | For | For | |
2 | RATIFY AUDITORS | Mgmt | For | For | For | |
3 | STOCKHOLDER PROPOSAL- | ShrHoldr | Against | For | Against | |
ANNUAL ELECTION OF | ||||||
DIRECTORS | ||||||
4 | STOCKHOLDER PROPOSAL- | ShrHoldr | Against | Against | For | |
DIRECTOR ELECTION MAJORITY | ||||||
VOTE STANDARD | ||||||
5 | STOCKHOLDER PROPOSAL- | ShrHoldr | Against | Against | For | |
FOREIGN MILITARY SALES | ||||||
Celanese Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CE | CUSIP9 150870103 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARTIN G. MCGUINN | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DANIEL S. SANDERS | ||||||
3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
K. WULFF | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Chubb Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CB | CUSIP9 171232101 | 04/29/2008 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: ZOE | Mgmt | For | For | For | |
BAIRD | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
SHEILA P. BURKE | ||||||
3 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
I. CASH, JR. | ||||||
4 | ELECTION OF DIRECTOR: JOEL | Mgmt | For | For | For | |
J. COHEN | ||||||
5 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
D. FINNEGAN | ||||||
6 | ELECTION OF DIRECTOR: KLAUS | Mgmt | For | For | For | |
J. MANGOLD | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARTIN G. MCGUINN | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
LAWRENCE M. SMALL | ||||||
9 | ELECTION OF DIRECTOR: JESS | Mgmt | For | For | For | |
SODERBERG | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DANIEL E. SOMERS | ||||||
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
KAREN HASTIE WILLIAMS | ||||||
12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ALFRED W. ZOLLAR | ||||||
13 | TO RATIFY THE APPOINTMENT | Mgmt | For | For | For | |
OF ERNST & YOUNG LLP AS | ||||||
INDEPENDENT AUDITOR. | ||||||
Citigroup Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
C | CUSIP9 172967101 | 04/22/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: C. | Mgmt | For | For | For | |
MICHAEL ARMSTRONG | ||||||
2 | ELECTION OF DIRECTOR: ALAIN | Mgmt | For | Against | Against | |
J.P. BELDA | ||||||
3 | ELECTION OF DIRECTOR: SIR | Mgmt | For | For | For | |
WINFRIED BISCHOFF | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
KENNETH T. DERR |
5 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
M. DEUTCH | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERTO HERNANDEZ | ||||||
RAMIREZ | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ANDREW N. LIVERIS | ||||||
8 | ELECTION OF DIRECTOR: ANNE | Mgmt | For | For | For | |
MULCAHY | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
VIKRAM PANDIT | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
RICHARD D. PARSONS | ||||||
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JUDITH RODIN | ||||||
12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT E. RUBIN | ||||||
13 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT L. RYAN | ||||||
14 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
FRANKLIN A. THOMAS | ||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Disclosure of Prior Government | ||||||
Service | ||||||
17 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REQUESTING A REPORT ON | ||||||
POLITICAL CONTRIBUTIONS. | ||||||
18 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
19 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Double Board Nominees | ||||||
20 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REQUESTING A REPORT ON THE | ||||||
EQUATOR PRINCIPLES. | ||||||
21 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Responsible Employment Principles | ||||||
22 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REQUESTING THAT CITI AMEND | ||||||
ITS GHG EMISSIONS POLICIES. | ||||||
23 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Reporting on Human Rights Issues |
24 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REQUESTING AN INDEPENDENT | ||||||
BOARD CHAIRMAN. | ||||||
25 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
26 | Vote Confidentiality | Mgmt | N/A | For | N/A | |
Clorox Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLX | CUSIP9 189054109 | 11/14/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECT DANIEL BOGGAN, JR. AS | Mgmt | For | For | For | |
A DIRECTOR. | ||||||
2 | ELECT RICHARD H. CARMONA | Mgmt | For | For | For | |
AS A DIRECTOR. | ||||||
3 | ELECT TULLY M. FRIEDMAN AS A | Mgmt | For | For | For | |
DIRECTOR. | ||||||
4 | ELECT GEORGE J. HARAD AS A | Mgmt | For | For | For | |
DIRECTOR. | ||||||
5 | ELECT DONALD R. KNAUSS AS A | Mgmt | For | For | For | |
DIRECTOR. | ||||||
6 | ELECT ROBERT W. | Mgmt | For | For | For | |
MATSCHULLAT AS A DIRECTOR. | ||||||
7 | ELECT GARY G. MICHAEL AS A | Mgmt | For | For | For | |
DIRECTOR. | ||||||
8 | ELECT EDWARD A. MUELLER AS | Mgmt | For | For | For | |
A DIRECTOR. | ||||||
9 | ELECT JAN L. MURLEY AS A | Mgmt | For | For | For | |
DIRECTOR. | ||||||
10 | ELECT PAMELA THOMAS- | Mgmt | For | For | For | |
GRAHAM AS A DIRECTOR. | ||||||
11 | ELECT CAROLYN M. TICKNOR AS | Mgmt | For | For | For | |
A DIRECTOR. | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
ConocoPhillips | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COP | CUSIP9 20825C104 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
HAROLD W. MCGRAW III | ||||||
2 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
J. MULVA | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BOBBY S. SHACKOULS | ||||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | QUALIFICATIONS FOR | ShrHoldr | Against | Against | For | |
DIRECTOR NOMINEES | ||||||
7 | REPORT ON RECOGNITION OF | ShrHoldr | Against | Against | For | |
INDIGENOUS RIGHTS | ||||||
8 | ADVISORY VOTE ON EXECUTIVE | ShrHoldr | Against | Against | For | |
COMPENSATION | ||||||
9 | POLITICAL CONTRIBUTIONS | ShrHoldr | Against | Against | For | |
10 | GREENHOUSE GAS REDUCTION | ShrHoldr | Against | Against | For | |
11 | COMMUNITY ACCOUNTABILITY | ShrHoldr | Against | Against | For | |
12 | DRILLING IN | ShrHoldr | Against | Against | For | |
SENSITIVE/PROTECTED AREAS | ||||||
13 | ENVIRONMENTAL IMPACT | ShrHoldr | Against | Against | For | |
14 | GLOBAL WARMING | ShrHoldr | Against | Against | For | |
COVIDIEN | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COV | CUSIP9 G2552X108 | 03/18/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: CRAIG | Mgmt | For | For | For | |
ARNOLD | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT H. BRUST | ||||||
3 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
M. CONNORS, JR. | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CHRISTOPHER J. COUGHLIN | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
TIMOTHY M. DONAHUE | ||||||
6 | ELECTION OF DIRECTOR: KATHY | Mgmt | For | For | For | |
J. HERBERT | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RANDALL J. HOGAN, III | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD J. MEELIA |
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DENNIS H. REILLEY | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
TADATAKA YAMADA | ||||||
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JOSEPH A. ZACCAGNINO | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
Devon Energy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DVN | CUSIP9 25179M103 | 06/04/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Hager | Mgmt | For | For | For | |
1.2 | Elect John Hill | Mgmt | For | For | For | |
1.3 | Elect Mary Ricciardello | Mgmt | For | For | For | |
2 | RATIFY THE APPOINTMENT OF | Mgmt | For | For | For | |
THE COMPANY'S INDEPENDENT | ||||||
AUDITORS FOR 2008 | ||||||
3 | Increase in Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |
E. I. DuPont de Nemours, & Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DD | CUSIP9 263534109 | 04/30/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Brown | Mgmt | For | For | For | |
1.2 | Elect Robert Brown | Mgmt | For | For | For | |
1.3 | Elect Bertrand Collomb | Mgmt | For | For | For | |
1.4 | Elect Curtis Crawford | Mgmt | For | For | For | |
1.5 | Elect Alexander Cutler | Mgmt | For | For | For | |
1.6 | Elect John Dillon | Mgmt | For | For | For | |
1.7 | Elect Eleuthère Du Pont | Mgmt | For | For | For | |
1.8 | Elect Marillyn Hewson | Mgmt | For | For | For | |
1.9 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |
1.10 | Elect Lois Juliber | Mgmt | For | For | For | |
1.11 | Elect Sean O'Keefe | Mgmt | For | For | For | |
1.12 | Elect William Reilly | Mgmt | For | For | For |
2 | ON RATIFICATION OF | Mgmt | For | For | For | |
INDEPENDENT REGISTERED | ||||||
PUBLIC ACCOUNTING FIRM | ||||||
3 | ON PLANT CLOSURE | ShrHoldr | Against | Against | For | |
4 | ON SEPARATION OF POSITIONS | ShrHoldr | Against | Against | For | |
OF CHAIRMAN AND CEO | ||||||
5 | ON GLOBAL WARMING REPORT | ShrHoldr | Against | Against | For | |
6 | ON AMENDMENT TO HUMAN | ShrHoldr | Against | Against | For | |
RIGHTS POLICY | ||||||
7 | ON SHAREHOLDER SAY ON | ShrHoldr | Against | Against | For | |
EXECUTIVE PAY | ||||||
Edison International Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EIX | CUSIP9 281020107 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Bryson | Mgmt | For | For | For | |
1.2 | Elect Vanessa Chang | Mgmt | For | For | For | |
1.3 | Elect France Cordova | Mgmt | For | For | For | |
1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |
1.5 | Elect Charles Curtis | Mgmt | For | For | For | |
1.6 | Elect Bradford Freeman | Mgmt | For | For | For | |
1.7 | Elect Luis Nogales | Mgmt | For | For | For | |
1.8 | Elect Ronald Olson | Mgmt | For | For | For | |
1.9 | Elect James Rosser | Mgmt | For | For | For | |
1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |
1.11 | Elect Thomas Sutton | Mgmt | For | For | For | |
1.12 | Elect Brett White | Mgmt | For | For | For | |
2 | RATIFICATION OF THE | Mgmt | For | For | For | |
APPOINTMENT OF THE | ||||||
INDEPENDENT PUBLIC | ||||||
ACCOUNTING FIRM. | ||||||
3 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING SHAREHOLDER | ||||||
SAY ON EXECUTIVE PAY. | ||||||
Entergy Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETR | CUSIP9 29364G103 | 05/02/2008 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: M.S. | Mgmt | For | For | For | |
BATEMAN | ||||||
2 | ELECTION OF DIRECTOR: W.F. | Mgmt | For | For | For | |
BLOUNT | ||||||
3 | ELECTION OF DIRECTOR: S.D. | Mgmt | For | For | For | |
DEBREE | ||||||
4 | ELECTION OF DIRECTOR: G.W. | Mgmt | For | For | For | |
EDWARDS | ||||||
5 | ELECTION OF DIRECTOR: A.M. | Mgmt | For | For | For | |
HERMAN | ||||||
6 | ELECTION OF DIRECTOR: D.C. | Mgmt | For | For | For | |
HINTZ | ||||||
7 | ELECTION OF DIRECTOR: J.W. | Mgmt | For | For | For | |
LEONARD | ||||||
8 | ELECTION OF DIRECTOR: S.L. | Mgmt | For | For | For | |
LEVENICK | ||||||
9 | ELECTION OF DIRECTOR: J.R. | Mgmt | For | For | For | |
NICHOLS | ||||||
10 | ELECTION OF DIRECTOR: W.A. | Mgmt | For | For | For | |
PERCY, II | ||||||
11 | ELECTION OF DIRECTOR: W.J. | Mgmt | For | For | For | |
TAUZIN | ||||||
12 | ELECTION OF DIRECTOR: S.V. | Mgmt | For | For | For | |
WILKINSON | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING ADVISORY VOTE | ||||||
ON EXECUTIVE COMPENSATION. | ||||||
15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO LIMITATIONS ON | ||||||
MANAGEMENT COMPENSATION. | ||||||
16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO CORPORATE | ||||||
POLITICAL CONTRIBUTIONS. | ||||||
17 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING SPECIAL | ||||||
SHAREHOLDER MEETINGS. | ||||||
Fannie Mae | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FNM | CUSIP9 313586109 | 05/20/2008 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
STEPHEN B. ASHLEY | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DENNIS R. BERESFORD | ||||||
3 | ELECTION OF DIRECTOR: LOUIS | Mgmt | For | For | For | |
J. FREEH | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BRENDA J. GAINES | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
KAREN N. HORN, PH.D. | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BRIDGET A. MACASKILL | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DANIEL H. MUDD | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
LESLIE RAHL | ||||||
9 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
C. SITES, JR. | ||||||
10 | ELECTION OF DIRECTOR: GREG | Mgmt | For | For | For | |
C. SMITH | ||||||
11 | ELECTION OF DIRECTOR: H. | Mgmt | For | For | For | |
PATRICK SWYGERT | ||||||
12 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
K. WULFF | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | PROPOSAL TO AUTHORIZE | ShrHoldr | Against | Against | For | |
CUMULATIVE VOTING. | ||||||
Freeport-McMoran Copper & Gold | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCX | CUSIP9 35671D857 | 07/10/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |
1.3 | Elect Robert Day | Mgmt | For | For | For | |
1.4 | Elect Gerald Ford | Mgmt | For | For | For | |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |
1.6 | Elect J. Bennet Johnston | Mgmt | For | For | For | |
1.7 | Elect Charles Krulak | Mgmt | For | For | For | |
1.8 | Elect Bobby Lackey | Mgmt | For | For | For | |
1.9 | Elect Jon Madonna | Mgmt | For | For | For | |
1.10 | Elect Dustan McCoy | Mgmt | For | For | For |
1.11 | Elect Gabrielle McDonald | Mgmt | For | For | For | |
1.12 | Elect James Moffett | Mgmt | For | For | For | |
1.13 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |
1.14 | Elect J. Stapleton Roy | Mgmt | For | For | For | |
1.15 | Elect Stephen Siegele | Mgmt | For | For | For | |
1.16 | Elect J. Taylor Wharton | Mgmt | For | For | For | |
2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For | |
OF ERNST & YOUNG LLP AS | ||||||
INDEPENDENT AUDITORS. | ||||||
3 | ADOPTION OF THE PROPOSED | Mgmt | For | For | For | |
AMENDMENTS TO THE 2006 | ||||||
STOCK INCENTIVE PLAN. | ||||||
Genworth Financial Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GNW | CUSIP9 37247D106 | 05/13/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
FRANK J. BORELLI | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MICHAEL D. FRAIZER | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
NANCY J. KARCH | ||||||
4 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For | |
ROBERT BOB KERREY | ||||||
5 | ELECTION OF DIRECTOR: RISA J. | Mgmt | For | For | For | |
LAVIZZO-MOUREY | ||||||
6 | ELECTION OF DIRECTOR: SAIYID | Mgmt | For | For | For | |
T. NAQVI | ||||||
7 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
A. PARKE | ||||||
8 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
S. RIEPE | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BARRETT A. TOAN | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS B. WHEELER | ||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |
Goldman Sachs Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
GS | CUSIP9 38141G104 | 04/10/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF LLOYD C. | Mgmt | For | For | For | |
BLANKFEIN TO THE BOARD OF | ||||||
DIRECTORS | ||||||
2 | ELECTION OF JOHN H. BRYAN | Mgmt | For | For | For | |
TO THE BOARD OF DIRECTORS | ||||||
3 | ELECTION OF GARY D. COHN TO | Mgmt | For | For | For | |
THE BOARD OF DIRECTORS | ||||||
4 | ELECTION OF CLAES DAHLBACK | Mgmt | For | For | For | |
TO THE BOARD OF DIRECTORS | ||||||
5 | ELECTION OF STEPHEN | Mgmt | For | For | For | |
FRIEDMAN TO THE BOARD OF | ||||||
DIRECTORS | ||||||
6 | ELECTION OF WILLIAM W. | Mgmt | For | For | For | |
GEORGE TO THE BOARD OF | ||||||
DIRECTORS | ||||||
7 | ELECTION OF RAJAT K. GUPTA | Mgmt | For | For | For | |
TO THE BOARD OF DIRECTORS | ||||||
8 | ELECTION OF JAMES A. | Mgmt | For | For | For | |
JOHNSON TO THE BOARD OF | ||||||
DIRECTORS | ||||||
9 | ELECTION OF LOIS D. JULIBER | Mgmt | For | For | For | |
TO THE BOARD OF DIRECTORS | ||||||
10 | ELECTION OF EDWARD M. LIDDY | Mgmt | For | For | For | |
TO THE BOARD OF DIRECTORS | ||||||
11 | ELECTION OF RUTH J. SIMMONS | Mgmt | For | For | For | |
TO THE BOARD OF DIRECTORS | ||||||
12 | ELECTION OF JON WINKELRIED | Mgmt | For | For | For | |
TO THE BOARD OF DIRECTORS | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING STOCK OPTIONS | ||||||
15 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING AN ADVISORY VOTE | ||||||
ON EXECUTIVE COMPENSATION | ||||||
16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REQUESTING A SUSTAINABILITY | ||||||
REPORT |
Harley-Davidson Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HOG | CUSIP9 412822108 | 04/26/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George Conrades | Mgmt | For | For | For | |
1.2 | Elect Sara Levinson | Mgmt | For | For | For | |
1.3 | Elect George Miles, Jr. | Mgmt | For | For | For | |
1.4 | Elect Jochen Zeitz | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
JP Morgan Chase & Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JPM | CUSIP9 46625H100 | 05/20/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CRANDALL C. BOWLES | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
STEPHEN B. BURKE | ||||||
3 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For | |
M. COTE | ||||||
4 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
S. CROWN | ||||||
5 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
DIMON | ||||||
6 | ELECTION OF DIRECTOR: ELLEN | Mgmt | For | For | For | |
V. FUTTER | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM H. GRAY, III | ||||||
8 | ELECTION OF DIRECTOR: LABAN | Mgmt | For | For | For | |
P. JACKSON, JR. | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT I. LIPP | ||||||
10 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For | |
C. NOVAK | ||||||
11 | ELECTION OF DIRECTOR: LEE R. | Mgmt | For | For | For | |
RAYMOND | ||||||
12 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM C. WELDON | ||||||
13 | APPOINTMENT OF | Mgmt | For | For | For | |
INDEPENDENT REGISTERED | ||||||
PUBLIC ACCOUNTING FIRM |
14 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For | |
2005 LONG-TERM INCENTIVE | ||||||
PLAN | ||||||
15 | REAPPROVAL OF KEY | Mgmt | For | For | For | |
EXECUTIVE PERFORMANCE | ||||||
PLAN | ||||||
16 | GOVERNMENTAL SERVICE | ShrHoldr | Against | Against | For | |
REPORT | ||||||
17 | POLITICAL CONTRIBUTIONS | ShrHoldr | Against | Against | For | |
REPORT | ||||||
18 | INDEPENDENT CHAIRMAN OF | ShrHoldr | Against | Against | For | |
THE BOARD | ||||||
19 | EXECUTIVE COMPENSATION | ShrHoldr | Against | Against | For | |
APPROVAL | ||||||
20 | TWO CANDIDATES PER | ShrHoldr | Against | Against | For | |
DIRECTORSHIP | ||||||
21 | HUMAN RIGHTS AND | ShrHoldr | Against | Against | For | |
INVESTMENT REPORT | ||||||
22 | LOBBYING PRIORITIES REPORT | ShrHoldr | Against | Against | For | |
Lehman Brothers Holdings Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LEH | CUSIP9 524908100 | 04/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MICHAEL L. AINSLIE | ||||||
2 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
F. AKERS | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROGER S. BERLIND | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS H. CRUIKSHANK | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARSHA JOHNSON EVANS | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD S. FULD, JR. | ||||||
7 | ELECTION OF DIRECTOR: SIR | Mgmt | For | For | For | |
CHRISTOPHER GENT | ||||||
8 | ELECTION OF DIRECTOR: JERRY | Mgmt | For | For | For | |
A. GRUNDHOFER | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROLAND A. HERNANDEZ |
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
HENRY KAUFMAN | ||||||
11 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
D. MACOMBER | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Amendment to the 2005 Stock | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
14 | Amendment to the Executive | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
15 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING POLITICAL | ||||||
CONTRIBUTIONS. | ||||||
16 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
RELATING TO AN | ||||||
ENVIRONMENTAL | ||||||
SUSTAINABILITY REPORT. | ||||||
Lennar Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LEN | CUSIP9 526057104 | 04/08/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stuart Miller | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | PROPOSAL TO DECLASSIFY THE | Mgmt | For | For | For | |
BOARD OF DIRECTORS. | ||||||
4 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING EXECUTIVE PAY | ||||||
FOR SUPERIOR PERFORMANCE. | ||||||
5 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING A COMPLIANCE | ||||||
COMMITTEE. | ||||||
Lockheed Martin Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LMT | CUSIP9 539830109 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect E. C. Aldridge, Jr. | Mgmt | For | For | For | |
1.2 | Elect Nolan Archibald | Mgmt | For | For | For |
1.3 | Elect David Burritt | Mgmt | For | For | For | |
1.4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |
1.5 | Elect Gwendolyn King | Mgmt | For | For | For | |
1.6 | Elect James Loy | Mgmt | For | For | For | |
1.7 | Elect Douglas McCorkindale | Mgmt | For | For | For | |
1.8 | Elect Joseph Ralston | Mgmt | For | For | For | |
1.9 | Elect Frank Savage | Mgmt | For | For | For | |
1.10 | Elect James Schneider | Mgmt | For | For | For | |
1.11 | Elect Anne Stevens | Mgmt | For | For | For | |
1.12 | Elect Robert Stevens | Mgmt | For | For | For | |
1.13 | Elect James Ukropina | Mgmt | For | For | For | |
2 | RATIFICATION OF APPOINTMENT | Mgmt | For | For | For | |
OF INDEPENDENT AUDITORS | ||||||
3 | Adoption of Simple Majority Voting | Mgmt | For | For | For | |
4 | MANAGEMENT PROPOSAL: TO | Mgmt | For | Against | Against | |
AMEND THE CHARTER TO | ||||||
DELETE ARTICLE XIII | ||||||
5 | Amendment to the 2003 Incentive | Mgmt | For | For | For | |
Performance Award Plan | ||||||
6 | MANAGEMENT PROPOSAL: TO | Mgmt | For | For | For | |
ADOPT THE 2009 DIRECTORS | ||||||
EQUITY PLAN | ||||||
7 | STOCKHOLDER PROPOSAL BY | ShrHoldr | Against | Against | For | |
EVELYN Y. DAVIS | ||||||
8 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Report on Nuclear Weapons | ||||||
Involvement | ||||||
9 | STOCKHOLDER PROPOSAL BY | ShrHoldr | Against | Against | For | |
JOHN CHEVEDDEN | ||||||
Loews Corp Carolina Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CG | CUSIP9 540424207 | 05/13/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: A.E. | Mgmt | For | Against | Against | |
BERMAN | ||||||
2 | ELECTION OF DIRECTOR: J.L. | Mgmt | For | Against | Against | |
BOWER | ||||||
3 | ELECTION OF DIRECTOR: C.M. | Mgmt | For | Against | Against | |
DIKER |
4 | ELECTION OF DIRECTOR: P.J. | Mgmt | For | Against | Against | |
FRIBOURG | ||||||
5 | ELECTION OF DIRECTOR: W.L. | Mgmt | For | Against | Against | |
HARRIS | ||||||
6 | ELECTION OF DIRECTOR: P.A. | Mgmt | For | Against | Against | |
LASKAWY | ||||||
7 | ELECTION OF DIRECTOR: G.R. | Mgmt | For | Against | Against | |
SCOTT | ||||||
8 | ELECTION OF DIRECTOR: A.H. | Mgmt | For | Against | Against | |
TISCH | ||||||
9 | ELECTION OF DIRECTOR: J.S. | Mgmt | For | Against | Against | |
TISCH | ||||||
10 | ELECTION OF DIRECTOR: J.M. | Mgmt | For | Against | Against | |
TISCH | ||||||
11 | RATIFY DELOITTE & TOUCHE LLP | Mgmt | For | For | For | |
AS INDEPENDENT AUDITORS | ||||||
12 | SHAREHOLDER PROPOSAL- | ShrHoldr | Against | For | Against | |
CUMULATIVE VOTING | ||||||
13 | SHAREHOLDER PROPOSAL- | ShrHoldr | Against | Against | For | |
PERFORMANCE STANDARDS | ||||||
FOR EXECUTIVE | ||||||
COMPENSATION | ||||||
14 | SHAREHOLDER PROPOSAL- | ShrHoldr | Against | Against | For | |
HEALTH CARE REFORM | ||||||
15 | SHAREHOLDER PROPOSAL- | ShrHoldr | Against | Against | For | |
ADVERTISING EXPENDITURES | ||||||
Marathon Oil Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MRO | CUSIP9 565849106 | 04/30/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CHARLES F. BOLDEN, JR. | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
GREGORY H. BOYCE | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against | |
SHIRLEY ANN JACKSON | ||||||
4 | ELECTION OF DIRECTOR: PHILIP | Mgmt | For | For | For | |
LADER | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CHARLES R. LEE | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DENNIS H. REILLEY |
7 | ELECTION OF DIRECTOR: SETH | Mgmt | For | For | For | |
E. SCHOFIELD | ||||||
8 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
W. SNOW | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS J. USHER | ||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
12 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation | ||||||
MGIC Investment Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTG | CUSIP9 552848103 | 05/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Engelman | Mgmt | For | For | For | |
1.2 | Elect Kenneth Jastrow, II | Mgmt | For | For | For | |
1.3 | Elect Daniel Kearney | Mgmt | For | For | For | |
1.4 | Elect Donald Nicolaisen | Mgmt | For | For | For | |
2 | Amendment to the 2002 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the Annual Bonus | Mgmt | For | For | For | |
Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
MGIC Investment Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTG | CUSIP9 552848103 | 06/27/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Issuance of Common Stock | Mgmt | For | For | For | |
2 | Increase in Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
Molson Coors Brewing Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
TAP | CUSIP9 60871R209 | 05/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Cleghorn | Mgmt | For | Withhold | Against | |
1.2 | Elect Charles Herington | Mgmt | For | Withhold | Against | |
1.3 | Elect David O'Brien | Mgmt | For | Withhold | Against | |
National City Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NCC | CUSIP9 635405103 | 04/29/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jon Barfield | Mgmt | For | For | For | |
1.2 | Elect James Broadhurst | Mgmt | For | For | For | |
1.3 | Elect Christopher Connor | Mgmt | For | For | For | |
1.4 | Elect Bernadine Healy | Mgmt | For | For | For | |
1.5 | Elect Jeffrey Kelly | Mgmt | For | For | For | |
1.6 | Elect Allen Koranda | Mgmt | For | For | For | |
1.7 | Elect Michael McCallister | Mgmt | For | For | For | |
1.8 | Elect Paul Ormond | Mgmt | For | For | For | |
1.9 | Elect Peter Raskind | Mgmt | For | For | For | |
1.10 | Elect Gerald Shaheen | Mgmt | For | For | For | |
1.11 | Elect Jerry Thornton | Mgmt | For | For | For | |
1.12 | Elect Morry Weiss | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Newell Rubbermaid Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NWL | CUSIP9 651229106 | 05/06/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MICHAEL T. COWHIG | ||||||
2 | ELECTION OF DIRECTOR: MARK | Mgmt | For | For | For | |
D. KETCHUM | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM D. MAROHN | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RAYMOND G. VIAULT | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | APPROVE THE COMPANY'S | Mgmt | For | For | For | |
MANAGEMENT CASH BONUS | ||||||
PLAN. | ||||||
7 | Elimination of Supermajority Vote | Mgmt | For | For | For | |
Requirements and Fair Price | ||||||
Provision | ||||||
Oracle Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORCL | CUSIP9 68389X105 | 11/02/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Henley | Mgmt | For | For | For | |
1.2 | Elect Lawrence Ellison | Mgmt | For | For | For | |
1.3 | Elect Donald Lucas | Mgmt | For | For | For | |
1.4 | Elect Michael Boskin | Mgmt | For | For | For | |
1.5 | Elect Jack Kemp | Mgmt | For | For | For | |
1.6 | Elect Jeffrey Berg | Mgmt | For | For | For | |
1.7 | Elect Safra Catz | Mgmt | For | For | For | |
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |
1.9 | Elect H. Raymond Bingham | Mgmt | For | For | For | |
1.10 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |
1.11 | Elect Naomi Seligman | Mgmt | For | For | For | |
2 | Fiscal Year 2008 Executive Bonus | Mgmt | For | For | For | |
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding a | ShrHoldr | Against | Against | For | |
Board Committee on Human Rights | ||||||
5 | STOCKHOLDER PROPOSAL ON | ShrHoldr | Against | Against | For | |
AN OPEN SOURCE REPORT. | ||||||
Parker-Hannifin Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PH | CUSIP9 701094104 | 10/24/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Linda Harty | Mgmt | For | Withhold | Against | |
1.2 | Elect Candy Obourn | Mgmt | For | Withhold | Against | |
1.3 | Elect Donald Washkewicz | Mgmt | For | Withhold | Against |
2 | A MANAGEMENT PROPOSAL TO | Mgmt | For | For | For | |
DECLASSIFY THE BOARD OF | ||||||
DIRECTORS | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Pfizer Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PFE | CUSIP9 717081103 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DENNIS A. AUSIELLO | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MICHAEL S. BROWN | ||||||
3 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For | |
ANTHONY BURNS | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT N. BURT | ||||||
5 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For | |
DON CORNWELL | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM H. GRAY, III | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CONSTANCE J. HORNER | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM R. HOWELL | ||||||
9 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For | |
M. KILTS | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JEFFREY B. KINDLER | ||||||
11 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
GEORGE A. LORCH | ||||||
12 | ELECTION OF DIRECTOR: DANA | Mgmt | For | For | For | |
G. MEAD | ||||||
13 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
SUZANNE NORA JOHNSON | ||||||
14 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
WILLIAM C. STEERE, JR. | ||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REGARDING STOCK OPTIONS. | ||||||
17 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For | |
REQUESTING SEPARATION OF | ||||||
CHAIRMAN AND CEO ROLES. |
PG & E Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PCG | CUSIP9 69331C108 | 05/14/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For | |
R. ANDREWS | ||||||
2 | ELECTION OF DIRECTOR: C. LEE | Mgmt | For | For | For | |
COX | ||||||
3 | ELECTION OF DIRECTOR: PETER | Mgmt | For | For | For | |
A. DARBEE | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARYELLEN C. HERRINGER | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD A. MESERVE | ||||||
6 | ELECTION OF DIRECTOR: MARY | Mgmt | For | For | For | |
S. METZ | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BARBARA L. RAMBO | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
BARRY LAWSON WILLIAMS | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | STATEMENT OF PERSONAL | ShrHoldr | Against | Against | For | |
CONTRIBUTION BY CEO | ||||||
11 | SHAREHOLDER SAY ON | ShrHoldr | Against | Against | For | |
EXECUTIVE PAY | ||||||
12 | INDEPENDENT LEAD DIRECTOR | ShrHoldr | Against | Against | For | |
Radian Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RDN | CUSIP9 750236101 | 05/22/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Herbert Wender | Mgmt | For | For | For | |
1.2 | Elect David Carney | Mgmt | For | For | For | |
1.3 | Elect Howard Culang | Mgmt | For | For | For | |
1.4 | Elect Stephen Hopkins | Mgmt | For | For | For | |
1.5 | Elect Sandford Ibrahim | Mgmt | For | For | For | |
1.6 | Elect James Jennings | Mgmt | For | For | For | |
1.7 | Elect Ronald Moore | Mgmt | For | For | For | |
1.8 | Elect Jan Nicholson | Mgmt | For | For | For |
1.9 | Elect Robert Richards | Mgmt | For | For | For | |
1.10 | Elect Anthony Schweiger | Mgmt | For | For | For | |
2 | Increase in Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3 | TO APPROVE THE RADIAN | Mgmt | For | For | For | |
GROUP INC. 2008 EQUITY | ||||||
COMPENSATION PLAN. | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Staples Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPLS | CUSIP9 855030102 | 06/09/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: BASIL | Mgmt | For | For | For | |
L. ANDERSON | ||||||
2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ARTHUR M. BLANK | ||||||
3 | ELECTION OF DIRECTOR: MARY | Mgmt | For | For | For | |
ELIZABETH BURTON | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JUSTIN KING | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CAROL MEYROWITZ | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROWLAND T. MORIARTY | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT C. NAKASONE | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RONALD L. SARGENT | ||||||
9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT E. SULENTIC | ||||||
10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
MARTIN TRUST | ||||||
11 | ELECTION OF DIRECTOR: VIJAY | Mgmt | For | For | For | |
VISHWANATH | ||||||
12 | ELECTION OF DIRECTOR: PAUL | Mgmt | For | For | For | |
F. WALSH | ||||||
13 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
14 | Executive Officer Incentive Plan | Mgmt | For | For | For | |
15 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For |
17 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
the Right to Call a Special Meeting | ||||||
Symantec Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SYMC | CUSIP9 871503108 | 09/13/2007 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Brown | Mgmt | For | For | For | |
1.2 | Elect William Coleman, III | Mgmt | For | For | For | |
1.3 | Elect Frank Dangeard | Mgmt | For | For | For | |
1.4 | Elect David Mahoney | Mgmt | For | For | For | |
1.5 | Elect Robert Miller | Mgmt | For | For | For | |
1.6 | Elect George Reyes | Mgmt | For | Withhold | Against | |
1.7 | Elect Daniel Schulman | Mgmt | For | For | For | |
1.8 | Elect John Thompson | Mgmt | For | For | For | |
1.9 | Elect V. Paul Unruh | Mgmt | For | For | For | |
2 | Amendment to the 2000 Director | Mgmt | For | For | For | |
Equity Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Advisory Resolution for Executive | ||||||
Compensation | ||||||
US Bancorp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
USB | CUSIP9 902973304 | 04/15/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |
2 | Elect Joel Johnson | Mgmt | For | For | For | |
3 | Elect David O'Maley | Mgmt | For | For | For | |
4 | Elect O'Dell Owens | Mgmt | For | For | For | |
5 | Elect Craig Schnuck | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
8 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For | |
Separation of Chairman and CEO |
Verizon Communications Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VZ | CUSIP9 92343V104 | 05/01/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
RICHARD L. CARRION | ||||||
2 | ELECTION OF DIRECTOR: M. | Mgmt | For | For | For | |
FRANCES KEETH | ||||||
3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
ROBERT W. LANE | ||||||
4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
SANDRA O. MOOSE | ||||||
5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
JOSEPH NEUBAUER | ||||||
6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
DONALD T. NICOLAISEN | ||||||
7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
THOMAS H. O BRIEN | ||||||
8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For | |
CLARENCE OTIS, JR. | ||||||
9 | ELECTION OF DIRECTOR: HUGH | Mgmt | For | For | For | |
B. PRICE | ||||||
10 | ELECTION OF DIRECTOR: IVAN | Mgmt | For | For | For | |
G. SEIDENBERG | ||||||
11 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
W. SNOW | ||||||
12 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For | |
R. STAFFORD | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | ELIMINATE STOCK OPTIONS | ShrHoldr | Against | Against | For | |
15 | GENDER IDENTITY | ShrHoldr | Against | Against | For | |
NONDISCRIMINATION POLICY | ||||||
16 | SEPARATE OFFICES OF | ShrHoldr | Against | Against | For | |
CHAIRMAN AND CEO | ||||||
Wyndham Worldwide Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WYN | CUSIP9 98310W108 | 04/24/2008 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Buckman | Mgmt | For | For | For | |
1.2 | Elect George Herrera | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Putnam Classic Equity Fund |
By: | /s/ Charles E. Porter |
Name: | Charles E. Porter |
Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
Compliance Liaison | |
Date: | August 1, 2008 |