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| Registrant : | Putnam Investment Funds | | | |
| Fund Name : | Putnam Capital Opportunities Fund | | | |
| Date of Fiscal Year End: | 04/30/2013 | | | |
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| Aaron's, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAN | CUSIP 002535300 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gilbert L. Danielson | | Mgmt | For | For | For |
| | 1.2 | Elect David L. Kolb | | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia N. Day | | Mgmt | For | For | For |
| | 1.4 | Elect Hubert L. Harris, Jr. | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Actuant Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ATU | CUSIP 00508X203 | | 01/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Arzbaecher | | Mgmt | For | For | For |
| | 1.2 | Elect Gurminder Bedi | | Mgmt | For | For | For |
| | 1.3 | Elect Gustav Boel | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Fischer | | Mgmt | For | For | For |
| | 1.5 | Elect William Hall | | Mgmt | For | For | For |
| | 1.6 | Elect R. Alan Hunter, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Robert Peterson | | Mgmt | For | For | For |
| | 1.8 | Elect Holly Van Deursen | | Mgmt | For | For | For |
| | 1.9 | Elect Dennis Williams | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2009 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 4 | Amendment to the Executive Officer Bonus Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
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| Aeropostale, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ARO | CUSIP 007865108 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald R. Beegle | | Mgmt | For | For | For |
| | 1.2 | Elect Robert B. Chavez | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Cunningham | | Mgmt | For | For | For |
| | 1.4 | Elect Evelyn S. Dilsaver | | Mgmt | For | For | For |
| | 1.5 | Elect Janet E. Grove | | Mgmt | For | For | For |
| | 1.6 | Elect John N. Haugh | | Mgmt | For | For | For |
| | 1.7 | Elect Karin Hirtler-Garvey | | Mgmt | For | For | For |
| | 1.8 | Elect John D. Howard | | Mgmt | For | For | For |
| | 1.9 | Elect Thomas P. Johnson | | Mgmt | For | For | For |
| | 1.10 | Elect Arthur Rubinfeld | | Mgmt | For | For | For |
| | 1.11 | Elect David B. Vermylen | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| AeroVironment, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AVAV | CUSIP 008073108 | | 10/04/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Timothy Conver | | Mgmt | For | For | For |
| | 1.2 | Elect Arnold Fishman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| AGCO Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGCO | CUSIP 001084102 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect P. George Benson | | Mgmt | For | For | For |
| | 2 | Elect Wolfgang Deml | | Mgmt | For | For | For |
| | 3 | Elect Luiz Fernando Furlan | | Mgmt | For | For | For |
| | 4 | Elect George E. Minnich | | Mgmt | For | For | For |
| | 5 | Elect Martin H. Richenhagen | | Mgmt | For | For | For |
| | 6 | Elect Gerald L. Shaheen | | Mgmt | For | For | For |
| | 7 | Elect Mallika Srinivasan | | Mgmt | For | For | For |
| | 8 | Elect Hendrikus Visser | | Mgmt | For | For | For |
| | 9 | Amendment to the Management Incentive Plan | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
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| Albemarle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALB | CUSIP 012653101 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William H. Hernandez | | Mgmt | For | For | For |
| | 1.2 | Elect Luther C. Kissam IV | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph M. Mahady | | Mgmt | For | For | For |
| | 1.4 | Elect Jim W. Nokes | | Mgmt | For | For | For |
| | 1.5 | Elect James J. O'Brien | | Mgmt | For | For | For |
| | 1.6 | Elect Barry W. Perry | | Mgmt | For | For | For |
| | 1.7 | Elect John Sherman Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Harriett Tee Taggart | | Mgmt | For | For | For |
| | 1.9 | Elect Anne Marie Whittemore | | Mgmt | For | For | For |
| | 2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Allegiant Travel Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALGT | CUSIP 01748X102 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Montie Brewer | | Mgmt | For | For | For |
| | 1.2 | Elect Gary Ellmer | | Mgmt | For | For | For |
| | 1.3 | Elect Timothy P. Flynn | | Mgmt | For | For | For |
| | 1.4 | Elect Maurice J. Gallagher, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Linda A. Marvin | | Mgmt | For | For | For |
| | 1.6 | Elect Charles W. Pollard | | Mgmt | For | For | For |
| | 1.7 | Elect John Redmond | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| Alliance Data Systems Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADS | CUSIP 018581108 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lawrence M. Benveniste | | Mgmt | For | For | For |
| | 2 | Elect D. Keith Cobb | | Mgmt | For | For | For |
| | 3 | Elect Kenneth R. Jensen | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | Right to Call a Special Meeting | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
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| Alliant Techsystems Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ATK | CUSIP 018804104 | | 08/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Roxanne Decyk | | Mgmt | For | For | For |
| | 1.2 | Elect Mark DeYoung | | Mgmt | For | For | For |
| | 1.3 | Elect Martin Faga | | Mgmt | For | For | For |
| | 1.4 | Elect Ronald Fogleman | | Mgmt | For | For | For |
| | 1.5 | Elect April Foley | | Mgmt | For | For | For |
| | 1.6 | Elect Tig Krekel | | Mgmt | For | For | For |
| | 1.7 | Elect Douglas Maine | | Mgmt | For | For | For |
| | 1.8 | Elect Roman Martinez IV | | Mgmt | For | For | For |
| | 1.9 | Elect Mark Ronald | | Mgmt | For | For | For |
| | 1.10 | Elect William Van Dyke | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
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| American Financial Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFG | CUSIP 025932104 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carl H. Lindner, III | | Mgmt | For | For | For |
| | 1.2 | Elect S. Craig Lindner | | Mgmt | For | For | For |
| | 1.3 | Elect Kenneth C. Ambrecht | | Mgmt | For | For | For |
| | 1.4 | Elect John B. Berding | | Mgmt | For | For | For |
| | 1.5 | Elect Joseph E. Consolino | | Mgmt | For | For | For |
| | 1.6 | Elect Virginia C. Drosos | | Mgmt | For | For | For |
| | 1.7 | Elect James E. Evans | | Mgmt | For | For | For |
| | 1.8 | Elect Terry S. Jacobs | | Mgmt | For | For | For |
| | 1.9 | Elect Gregory G. Joseph | | Mgmt | For | For | For |
| | 1.10 | Elect William W. Verity | | Mgmt | For | For | For |
| | 1.11 | Elect John I. Von Lehman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHldr | Against | Against | For |
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| AMETEK, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AME | CUSIP 031100100 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ruby R. Chandy | | Mgmt | For | For | For |
| | 1.2 | Elect Charles D. Klein | | Mgmt | For | For | For |
| | 1.3 | Elect Steven W. Kohlhagen | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
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| AmTrust Financial Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFSI | CUSIP 032359309 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Donald T. DeCarlo | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Susan C. Fisch | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Abraham Gulkowitz | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect George Karfunkel | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Michael Karfunkel | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Jay J. Miller | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Barry D. Zyskind | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
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| ANSYS, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ANSS | CUSIP 03662Q105 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ronald W. Hovsepian | | Mgmt | For | For | For |
| | 2 | Elect Michael Thurk | | Mgmt | For | For | For |
| | 3 | Elect Barbara V. Scherer | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
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| Applied Industrial Technologies Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AIT | CUSIP 03820C105 | | 10/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter Dorsman | | Mgmt | For | For | For |
| | 1.2 | Elect J. Michael Moore | | Mgmt | For | For | For |
| | 1.3 | Elect Vincent Petrella | | Mgmt | For | For | For |
| | 1.4 | Elect Jerry Thornton | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | Against | Against |
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| Ashland Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ASH | CUSIP 044209104 | | 01/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Brendan Cummins | | Mgmt | For | For | For |
| | 2 | Elect Mark Rohr | | Mgmt | For | For | For |
| | 3 | Elect Janice Teal | | Mgmt | For | For | For |
| | 4 | Elect Michael Ward | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Amendment to the 2011 Incentive Plan | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
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| Aspen Insurance Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AHL | CUSIP G05384105 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Bucknall | | Mgmt | For | For | For |
| | 1.2 | Elect Peter O'Flinn | | Mgmt | For | For | For |
| | 1.3 | Elect Ronald Pressman | | Mgmt | For | For | For |
| | 1.4 | Elect Gordon Ireland | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 4 | 2013 Share Incentive Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
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| Associated Banc-Corp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ASBC | CUSIP 045487105 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Bergstrom | | Mgmt | For | For | For |
| | 1.2 | Elect Ruth M. Crowley | | Mgmt | For | For | For |
| | 1.3 | Elect Philip B. Flynn | | Mgmt | For | For | For |
| | 1.4 | Elect Ronald R. Harder | | Mgmt | For | For | For |
| | 1.5 | Elect William R. Hutchinson | | Mgmt | For | For | For |
| | 1.6 | Elect Robert A. Jeffe | | Mgmt | For | For | For |
| | 1.7 | Elect Eileen A. Kamerick | | Mgmt | For | For | For |
| | 1.8 | Elect Richard T. Lommen | | Mgmt | For | For | For |
| | 1.9 | Elect J. Douglas Quick | | Mgmt | For | For | For |
| | 1.10 | Elect Karen T. Van Lith | | Mgmt | For | For | For |
| | 1.11 | Elect John B. Williams | | Mgmt | For | For | For |
| | 2 | 2013 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
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| Assurant, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AIZ | CUSIP 04621X108 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Elaine D. Rosen | | Mgmt | For | For | For |
| | 2 | Elect Howard L. Carver | | Mgmt | For | For | For |
| | 3 | Elect Juan N. Cento | | Mgmt | For | For | For |
| | 4 | Elect Elyse Douglas | | Mgmt | For | For | For |
| | 5 | Elect Lawrence V. Jackson | | Mgmt | For | For | For |
| | 6 | Elect David B. Kelso | | Mgmt | For | For | For |
| | 7 | Elect Charles J. Koch | | Mgmt | For | For | For |
| | 8 | Elect Jean-Paul L. Montupet | | Mgmt | For | For | For |
| | 9 | Elect Robert B. Pollock | | Mgmt | For | For | For |
| | 10 | Elect Paul J. Reilly | | Mgmt | For | For | For |
| | 11 | Elect Robert W. Stein | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Atwood Oceanics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ATW | CUSIP 050095108 | | 02/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Deborah Beck | | Mgmt | For | For | For |
| | 1.2 | Elect George Dotson | | Mgmt | For | For | For |
| | 1.3 | Elect Jack Golden | | Mgmt | For | For | For |
| | 1.4 | Elect Hans Helmerich | | Mgmt | For | For | For |
| | 1.5 | Elect James Montague | | Mgmt | For | For | For |
| | 1.6 | Elect Robert Saltiel | | Mgmt | For | For | For |
| | 1.7 | Elect Phil D. Wedemeyer | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 4 | Amendment to the Certificate of Formation | | Mgmt | For | Against | Against |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
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| Autodesk, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADSK | CUSIP 052769106 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carl Bass | | Mgmt | For | For | For |
| | 2 | Elect Crawford W. Beveridge | | Mgmt | For | For | For |
| | 3 | Elect J. Hallam Dawson | | Mgmt | For | For | For |
| | 4 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 5 | Elect Per-Kristian Halvorsen | | Mgmt | For | Against | Against |
| | 6 | Elect Mary T. McDowell | | Mgmt | For | For | For |
| | 7 | Elect Lorrie M. Norrington | | Mgmt | For | For | For |
| | 8 | Elect Stacy J. Smith | | Mgmt | For | For | For |
| | 9 | Elect Steven M. West | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Autoliv, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALV | CUSIP 052800109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert W. Alspaugh | | Mgmt | For | For | For |
| | 1.2 | Elect Bo I Anderson | | Mgmt | For | For | For |
| | 1.3 | Elect Wolfgang Ziebart | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Bank of Hawaii Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BOH | CUSIP 062540109 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect S. Haunani Apoliona | | Mgmt | For | For | For |
| | 1.2 | Elect Mary G.F. Bitterman | | Mgmt | For | For | For |
| | 1.3 | Elect Mark A. Burak | | Mgmt | For | For | For |
| | 1.4 | Elect Michael J. Chun | | Mgmt | For | For | For |
| | 1.5 | Elect Clinton R. Churchill | | Mgmt | For | For | For |
| | 1.6 | Elect David A. Heenan | | Mgmt | For | For | For |
| | 1.7 | Elect Peter S. Ho | | Mgmt | For | For | For |
| | 1.8 | Elect Robert A. Huret | | Mgmt | For | For | For |
| | 1.9 | Elect Kent T. Lucien | | Mgmt | For | For | For |
| | 1.10 | Elect Martin A. Stein | | Mgmt | For | For | For |
| | 1.11 | Elect Donald M. Takaki | | Mgmt | For | For | For |
| | 1.12 | Elect Barbara J. Tanabe | | Mgmt | For | For | For |
| | 1.13 | Elect Raymond P. Vara, Jr. | | Mgmt | For | Withhold | Against |
| | 1.14 | Elect Robert W. Wo | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Bank Of The Ozarks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OZRK | CUSIP 063904106 | | 04/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George Gleason | | Mgmt | For | For | For |
| | 1.2 | Elect Jean Arehart | | Mgmt | For | For | For |
| | 1.3 | Elect Nicholas Brown | | Mgmt | For | For | For |
| | 1.4 | Elect Richard Cisne | | Mgmt | For | For | For |
| | 1.5 | Elect Robert East | | Mgmt | For | For | For |
| | 1.6 | Elect Linda Gleason | | Mgmt | For | For | For |
| | 1.7 | Elect Peter Kenny | | Mgmt | For | For | For |
| | 1.8 | Elect Henry Mariani | | Mgmt | For | For | For |
| | 1.9 | Elect Robert L. Proost | | Mgmt | For | For | For |
| | 1.10 | Elect R. L. Qualls | | Mgmt | For | For | For |
| | 1.11 | Elect John Reynolds | | Mgmt | For | For | For |
| | 1.12 | Elect Dan Thomas | | Mgmt | For | For | For |
| | 1.13 | Elect Sherece West-Scantlebury | | Mgmt | For | For | For |
| | 2 | Amendment to the 2009 Restricted Stock Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the Non-Employee Director Stock Option Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Big Lots, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BIG | CUSIP 089302103 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey P. Berger | | Mgmt | For | For | For |
| | 1.2 | Elect James R. Chambers | | Mgmt | For | For | For |
| | 1.3 | Elect Steven S. Fishman | | Mgmt | For | For | For |
| | 1.4 | Elect Peter J. Hayes | | Mgmt | For | For | For |
| | 1.5 | Elect Brenda J. Lauderback | | Mgmt | For | For | For |
| | 1.6 | Elect Philip E. Mallott | | Mgmt | For | For | For |
| | 1.7 | Elect Russell Solt | | Mgmt | For | For | For |
| | 1.8 | Elect James R. Tener | | Mgmt | For | For | For |
| | 1.9 | Elect Dennis B. Tishkoff | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Black Hills Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BKH | CUSIP 092113109 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jack W. Eugster | | Mgmt | For | For | For |
| | 1.2 | Elect Gary L. Pechota | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas J. Zeller | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Boise Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BZ | CUSIP 09746Y105 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jonathan W. Berger | | Mgmt | For | For | For |
| | 1.2 | Elect Jack Goldman | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| BOK Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BOKF | CUSIP 05561Q201 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gregory S. Allen | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Alan S. Armstrong | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect C. Fred Ball, Jr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Sharon J. Bell | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Peter C. Boylan, III | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Chester Cadieux, III | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Joseph W. Craft III | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John W. Gibson | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect David F. Griffin | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect V. Burns Hargis | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Douglas D Hawthorne | | Mgmt | For | Withhold | Against |
| | 1.12 | Elect E. Carey Joullian, IV | | Mgmt | For | Withhold | Against |
| | 1.13 | Elect George B. Kaiser | | Mgmt | For | Withhold | Against |
| | 1.14 | Elect Robert J. LaFortune | | Mgmt | For | Withhold | Against |
| | 1.15 | Elect Stanley A. Lybarger | | Mgmt | For | Withhold | Against |
| | 1.16 | Elect Steven J. Malcolm | | Mgmt | For | Withhold | Against |
| | 1.17 | Elect E.C. Richards | | Mgmt | For | Withhold | Against |
| | 1.18 | Elect John Richels | | Mgmt | For | Withhold | Against |
| | 1.19 | Elect Michael C. Turpen | | Mgmt | For | Withhold | Against |
| | 1.20 | Elect R.A. Walker | | Mgmt | For | Withhold | Against |
| | 2 | Amendment to the 2003 Executive Incentive Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the 2009 Omnibus Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| BorgWarner Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BWA | CUSIP 099724106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jere A. Drummond | | Mgmt | For | For | For |
| | 2 | Elect John R. McKernan, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Ernest J. Novak, Jr. | | Mgmt | For | For | For |
| | 4 | Elect James R. Verrier | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | For | For | For |
|
|
|
| Brandywine Realty Trust | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BDN | CUSIP 105368203 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect M. Walter D'Alessio | | Mgmt | For | For | For |
| | 1.2 | Elect Anthony A. Nichols, Sr. | | Mgmt | For | For | For |
| | 1.3 | Elect Gerard H. Sweeney | | Mgmt | For | For | For |
| | 1.4 | Elect Wyche Fowler | | Mgmt | For | For | For |
| | 1.5 | Elect Michael J. Joyce | | Mgmt | For | For | For |
| | 1.6 | Elect Charles P. Pizzi | | Mgmt | For | For | For |
| | 1.7 | Elect James C. Diggs | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Bruker Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BRKR | CUSIP 116794108 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Wolf-Dieter Emmerich | | Mgmt | For | For | For |
| | 1.2 | Elect Brenda J. Furlong | | Mgmt | For | For | For |
| | 1.3 | Elect Frank H. Laukien | | Mgmt | For | For | For |
| | 1.4 | Elect Richard A. Packer | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cabot Oil & Gas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COG | CUSIP 127097103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Keiser | | Mgmt | For | For | For |
| | 2 | Elect W. Matt Ralls | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| CATO Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CATO | CUSIP 149205106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect D. Harding Stowe | | Mgmt | For | For | For |
| | 1.2 | Elect Edward I. Weisiger, Jr. | | Mgmt | For | For | For |
| | 2 | 2013 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 3 | 2013 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| CBOE Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBOE | CUSIP 12503M108 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Brodsky | | Mgmt | For | For | For |
| | 1.2 | Elect James Boris | | Mgmt | For | For | For |
| | 1.3 | Elect Frank English Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Edward Fitzpatrick | | Mgmt | For | For | For |
| | 1.5 | Elect Janet Froetscher | | Mgmt | For | For | For |
| | 1.6 | Elect Jill Goodman | | Mgmt | For | For | For |
| | 1.7 | Elect Duane Kullberg | | Mgmt | For | For | For |
| | 1.8 | Elect R. Eden Martin | | Mgmt | For | For | For |
| | 1.9 | Elect Roderick Palmore | | Mgmt | For | For | For |
| | 1.10 | Elect Susan Phillips | | Mgmt | For | For | For |
| | 1.11 | Elect Douglas Shulman | | Mgmt | For | For | For |
| | 1.12 | Elect Samuel Skinner | | Mgmt | For | For | For |
| | 1.13 | Elect Carole Stone | | Mgmt | For | For | For |
| | 1.14 | Elect Eugene Sunshine | | Mgmt | For | For | For |
| | 1.15 | Elect Edward Tilly | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cheesecake Factory Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAKE | CUSIP 163072101 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Overton | | Mgmt | For | For | For |
| | 2 | Elect Alexander L. Cappello | | Mgmt | For | For | For |
| | 3 | Elect Jerome I. Kransdorf | | Mgmt | For | For | For |
| | 4 | Elect Laurence B. Mindel | | Mgmt | For | For | For |
| | 5 | Elect David B. Pittaway | | Mgmt | For | For | For |
| | 6 | Elect Douglas L. Schmick | | Mgmt | For | For | For |
| | 7 | Elect Herbert Simon | | Mgmt | For | For | For |
| | 8 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Chemed Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CHE | CUSIP 16359R103 | | 05/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin J. McNamara | | Mgmt | For | For | For |
| | 2 | Elect Joel F. Gemunder | | Mgmt | For | For | For |
| | 3 | Elect Patrick P. Grace | | Mgmt | For | For | For |
| | 4 | Elect Thomas C. Hutton | | Mgmt | For | For | For |
| | 5 | Elect Walter L. Krebs | | Mgmt | For | For | For |
| | 6 | Elect Andrea R. Lindell | | Mgmt | For | For | For |
| | 7 | Elect Thomas P. Rice | | Mgmt | For | For | For |
| | 8 | Elect Donald E. Saunders | | Mgmt | For | For | For |
| | 9 | Elect George J. Walsh III | | Mgmt | For | For | For |
| | 10 | Elect Frank E. Wood | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Choice Hotels International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CHH | CUSIP 169905106 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William L. Jews | | Mgmt | For | For | For |
| | 1.2 | Elect John T. Schwieters | | Mgmt | For | For | For |
| | 1.3 | Elect John P. Tague | | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Executive Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 4 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Showerheads | | ShrHldr | N/A | For | N/A |
|
|
|
| City National Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CYN | CUSIP 178566105 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kenneth Coleman | | Mgmt | For | For | For |
| | 2 | Elect Bruce Rosenblum | | Mgmt | For | For | For |
| | 3 | Elect Peter Thomas | | Mgmt | For | For | For |
| | 4 | Elect Christopher Warmuth | | Mgmt | For | For | For |
| | 5 | Elect Russell Goldsmith | | Mgmt | For | For | For |
| | 6 | Elect Ronald Olson | | Mgmt | For | Against | Against |
| | 7 | Elect Robert Tuttle | | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | | Mgmt | For | For | For |
| | 9 | Amendment to the 2008 Omnibus Plan | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Coca-Cola Bottling Co. Consolidated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COKE | CUSIP 191098102 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. Frank Harrison, III | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect H.W. McKay Belk | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Alexander B. Cummings, Jr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Sharon A. Decker | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect William B. Elmore | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Morgan H. Everett | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Deborah H. Everhart | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Henry W. Flint | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect William H. Jones | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect James H. Morgan | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect John W. Murrey, III | | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Dennis A. Wicker | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Commerce Bancshares, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBSH | CUSIP 200525103 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Earl H. Devanny, III | | Mgmt | For | For | For |
| | 1.2 | Elect Benjamin F. Rassieur, III | | Mgmt | For | For | For |
| | 1.3 | Elect Todd R. Schnuck | | Mgmt | For | For | For |
| | 1.4 | Elect Andrew C. Taylor | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2005 Equity Incentive Plan | | Mgmt | For | For | For |
| | 5 | Stock Purchase Plan for Non-Employee Directors | | Mgmt | For | For | For |
|
|
|
| Coventry Health Care, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVH | CUSIP 222862104 | | 11/21/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | Against | Against |
|
|
|
| Crocs, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CROX | CUSIP 227046109 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raymond D. Croghan | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Jacobi | | Mgmt | For | For | For |
| | 1.3 | Elect Doreen A. Wright | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| CSS Industries, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSS | CUSIP 125906107 | | 07/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Scott Beaumont | | Mgmt | For | For | For |
| | 1.2 | Elect James Bromley | | Mgmt | For | For | For |
| | 1.3 | Elect Jack Farber | | Mgmt | For | For | For |
| | 1.4 | Elect John Gavin | | Mgmt | For | For | For |
| | 1.5 | Elect Rebecca Matthias | | Mgmt | For | For | For |
| | 1.6 | Elect Christopher Munyan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cubic Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CUB | CUSIP 229669106 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Walter C. Zable | | Mgmt | For | For | For |
| | 1.2 | Elect Bruce G. Blakley | | Mgmt | For | For | For |
| | 1.3 | Elect William W. Boyle | | Mgmt | For | For | For |
| | 1.4 | Elect Edwin A. Guiles | | Mgmt | For | For | For |
| | 1.5 | Elect Robert S. Sullivan | | Mgmt | For | For | For |
| | 1.6 | Elect John H. Warner, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cubist Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBST | CUSIP 229678107 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael W. Bonney | | Mgmt | For | For | For |
| | 1.2 | Elect Mark Corrigan | | Mgmt | For | For | For |
| | 1.3 | Elect Alison Lawton | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 4 | Technical Amendment to Bylaws | | Mgmt | For | For | For |
| | 5 | Technical Amendment to Bylaws | | Mgmt | For | For | For |
| | 6 | Technical Amendment to Certificate of Incorporation | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cullen/Frost Bankers, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CFR | CUSIP 229899109 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect R. Denny Alexander | | Mgmt | For | For | For |
| | 1.2 | Elect Carlos Alvarez | | Mgmt | For | For | For |
| | 1.3 | Elect Royce S. Caldwell | | Mgmt | For | For | For |
| | 1.4 | Elect Crawford H. Edwards | | Mgmt | For | For | For |
| | 1.5 | Elect Ruben M. Escobedo | | Mgmt | For | For | For |
| | 1.6 | Elect Richard W. Evans, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Patrick B. Frost | | Mgmt | For | For | For |
| | 1.8 | Elect David J. Haemisegger | | Mgmt | For | For | For |
| | 1.9 | Elect Karen E. Jennings | | Mgmt | For | For | For |
| | 1.10 | Elect Richard M. Kleberg III | | Mgmt | For | For | For |
| | 1.11 | Elect Charles W. Matthews | | Mgmt | For | For | For |
| | 1.12 | Elect Ida Clement Steen | | Mgmt | For | For | For |
| | 1.13 | Elect Horace Wilkins, Jr. | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cyberonics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CYBX | CUSIP 23251P102 | | 09/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Guy Jackson | | Mgmt | For | For | For |
| | 1.2 | Elect Joseph E. Laptewicz | | Mgmt | For | For | For |
| | 1.3 | Elect Daniel Moore | | Mgmt | For | For | For |
| | 1.4 | Elect Hugh Morrison | | Mgmt | For | For | For |
| | 1.5 | Elect Alfred Novak | | Mgmt | For | For | For |
| | 1.6 | Elect Arthur Rosenthal | | Mgmt | For | For | For |
| | 1.7 | Elect John Tremmel | | Mgmt | For | For | For |
| | 2 | Amendment to the 2009 Stock Plan | | Mgmt | For | Against | Against |
| | 3 | 2013 Executive Bonus Program | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Deckers Outdoor Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DECK | CUSIP 243537107 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Angel R. Martinez | | Mgmt | For | For | For |
| | 1.2 | Elect Rex A. Licklider | | Mgmt | For | For | For |
| | 1.3 | Elect John M. Gibbons | | Mgmt | For | For | For |
| | 1.4 | Elect John G. Perenchio | | Mgmt | For | For | For |
| | 1.5 | Elect Maureen Conners | | Mgmt | For | For | For |
| | 1.6 | Elect Karyn O. Barsa | | Mgmt | For | For | For |
| | 1.7 | Elect Michael F. Devine III | | Mgmt | For | For | For |
| | 1.8 | Elect James Quinn | | Mgmt | For | For | For |
| | 1.9 | Elect Lauri Shanahan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| DiamondRock Hospitality Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DRH | CUSIP 252784301 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William W. McCarten | | Mgmt | For | For | For |
| | 1.2 | Elect Daniel J. Altobello | | Mgmt | For | For | For |
| | 1.3 | Elect W. Robert Grafton | | Mgmt | For | For | For |
| | 1.4 | Elect Maureen L. McAvey | | Mgmt | For | For | For |
| | 1.5 | Elect Gilbert T. Ray | | Mgmt | For | For | For |
| | 1.6 | Elect Bruce D. Wardinski | | Mgmt | For | For | For |
| | 1.7 | Elect Mark W. Brugger | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Dolby Laboratories, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DLB | CUSIP 25659T107 | | 02/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kevin Yeaman | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Gotcher | | Mgmt | For | For | For |
| | 1.3 | Elect David Dolby | | Mgmt | For | For | For |
| | 1.4 | Elect Nicholas Donatiello, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Micheline Chau | | Mgmt | For | For | For |
| | 1.6 | Elect Bill Jasper | | Mgmt | For | For | For |
| | 1.7 | Elect Sanford Robertson | | Mgmt | For | For | For |
| | 1.8 | Elect Roger Siboni | | Mgmt | For | For | For |
| | 1.9 | Elect Avadis Tevanian, Jr. | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Stock Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Domtar Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UFS | CUSIP 257559203 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Giannella Alvarez | | Mgmt | For | For | For |
| | 2 | Elect Robert E Apple | | Mgmt | For | For | For |
| | 3 | Elect Louis P. Gignac | | Mgmt | For | For | For |
| | 4 | Elect Brian M. Levitt | | Mgmt | For | For | For |
| | 5 | Elect Harold H. MacKay | | Mgmt | For | For | For |
| | 6 | Elect David G. Maffucci | | Mgmt | For | For | For |
| | 7 | Elect Robert J. Steacy | | Mgmt | For | For | For |
| | 8 | Elect Pamela B. Strobel | | Mgmt | For | For | For |
| | 9 | Elect Denis Turcotte | | Mgmt | For | For | For |
| | 10 | Elect John D. Williams | | Mgmt | For | For | For |
| | 11 | Advisory Vote to Approve Named Executive Officer Compensation | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| E TRADE Financial Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETFC | CUSIP 269246401 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul T. Idzik | | Mgmt | For | For | For |
| | 2 | Elect Frederick W. Kanner | | Mgmt | For | For | For |
| | 3 | Elect James Lam | | Mgmt | For | For | For |
| | 4 | Elect Rodger A. Lawson | | Mgmt | For | For | For |
| | 5 | Elect Rebecca Saeger | | Mgmt | For | For | For |
| | 6 | Elect Joseph L. Sclafani | | Mgmt | For | For | For |
| | 7 | Elect Joseph M. Velli | | Mgmt | For | For | For |
| | 8 | Elect Donna L. Weaver | | Mgmt | For | For | For |
| | 9 | Elect Stephen H. Willard | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| East West Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EWBC | CUSIP 27579R104 | | 05/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Iris S. Chan | | Mgmt | For | For | For |
| | 1.2 | Elect Rudolph I. Estrada | | Mgmt | For | For | For |
| | 1.3 | Elect Julia S. Gouw | | Mgmt | For | For | For |
| | 1.4 | Elect Paul H. Irving | | Mgmt | For | For | For |
| | 1.5 | Elect Andrew S. Kane | | Mgmt | For | For | For |
| | 1.6 | Elect Tak-Chuen Clarence Kwan | | Mgmt | For | For | For |
| | 1.7 | Elect John Lee | | Mgmt | For | For | For |
| | 1.8 | Elect Herman Y. Li | | Mgmt | For | For | For |
| | 1.9 | Elect Jack C. Liu | | Mgmt | For | For | For |
| | 1.10 | Elect Dominic Ng | | Mgmt | For | For | For |
| | 1.11 | Elect Keith W. Renken | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Eastman Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMN | CUSIP 277432100 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary E. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Brett D. Begemann | | Mgmt | For | For | For |
| | 3 | Elect Stephen R. Demeritt | | Mgmt | For | For | For |
| | 4 | Elect Robert M. Hernandez | | Mgmt | For | For | For |
| | 5 | Elect Julie F. Holder | | Mgmt | For | For | For |
| | 6 | Elect Renee J. Hornbaker | | Mgmt | For | For | For |
| | 7 | Elect Lewis M. Kling | | Mgmt | For | For | For |
| | 8 | Elect David W. Raisbeck | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Endurance Specialty Holdings Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENH | CUSIP G30397106 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John T. Baily | | Mgmt | For | For | For |
| | 2 | Elect Norman Barham | | Mgmt | For | For | For |
| | 3 | Elect Galen R. Barnes | | Mgmt | For | For | For |
| | 4 | Elect Scott D. Moore | | Mgmt | For | For | For |
| | 5 | Elect William H. Bolinder* | | Mgmt | For | For | For |
| | 6 | Elect David Cash* | | Mgmt | For | For | For |
| | 7 | Elect John V. Del Col* | | Mgmt | For | For | For |
| | 8 | Elect Alan Barlow** | | Mgmt | For | For | For |
| | 9 | Elect William H. Bolinder** | | Mgmt | For | For | For |
| | 10 | Elect David Cash** | | Mgmt | For | For | For |
| | 11 | Elect Simon Minshall** | | Mgmt | For | For | For |
| | 12 | Elect Brendan R. O'Neill** | | Mgmt | For | For | For |
| | 13 | Elect Alan Barlow*** | | Mgmt | For | For | For |
| | 14 | Elect William H. Bolinder*** | | Mgmt | For | For | For |
| | 15 | Elect David Cash*** | | Mgmt | For | For | For |
| | 16 | Elect Simon Minshall*** | | Mgmt | For | For | For |
| | 17 | Elect Brendan R. O'Neill*** | | Mgmt | For | For | For |
| | 18 | Ratification of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 19 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 20 | Bundled Amendments to the Company's Bye-Laws | | Mgmt | For | For | For |
|
|
|
| Energizer Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENR | CUSIP 29266R108 | | 01/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel Heinrich | | Mgmt | For | For | For |
| | 2 | Elect R. David Hoover | | Mgmt | For | For | For |
| | 3 | Elect John Hunter III | | Mgmt | For | For | For |
| | 4 | Elect John Klein | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Ensign Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENSG | CUSIP 29358P101 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Antoinette T. Hubenette | | Mgmt | For | For | For |
| | 1.2 | Elect Clayton M. Christensen | | Mgmt | For | For | For |
| | 1.3 | Elect Lee A. Daniels | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Exponent, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EXPO | CUSIP 30214U102 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Samuel H. Armacost | | Mgmt | For | For | For |
| | 2 | Elect Mary B. Cranston | | Mgmt | For | For | For |
| | 3 | Elect Michael R. Gaulke | | Mgmt | For | For | For |
| | 4 | Elect Paul R. Johnston | | Mgmt | For | For | For |
| | 5 | Elect Stephen C. Riggins | | Mgmt | For | For | For |
| | 6 | Elect John B. Shoven | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Reapproval of the Performance Measures under the 2008 Equity Incentive Plan | | Mgmt | For | Against | Against |
|
|
|
| F.N.B. Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FNB | CUSIP 302520101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William B. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect James D. Chiafullo | | Mgmt | For | For | For |
| | 1.3 | Elect Vincent J. Delie, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Laura E. Ellsworth | | Mgmt | For | For | For |
| | 1.5 | Elect Robert B. Goldstein | | Mgmt | For | For | For |
| | 1.6 | Elect Stephen J. Gurgovits | | Mgmt | For | For | For |
| | 1.7 | Elect David J. Malone | | Mgmt | For | For | For |
| | 1.8 | Elect D. Stephen Martz | | Mgmt | For | For | For |
| | 1.9 | Elect Robert J. McCarthy, Jr. | | Mgmt | For | For | For |
| | 1.10 | Elect Arthur J. Rooney II | | Mgmt | For | For | For |
| | 1.11 | Elect John W. Rose | | Mgmt | For | For | For |
| | 1.12 | Elect John S. Stanik | | Mgmt | For | For | For |
| | 1.13 | Elect William J. Strimbu | | Mgmt | For | For | For |
| | 1.14 | Elect Earl K. Wahl, Jr. | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| F5 Networks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FFIV | CUSIP 315616102 | | 03/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Dreyer | | Mgmt | For | For | For |
| | 2 | Elect Sandra Bergeron | | Mgmt | For | For | For |
| | 3 | Elect Deborah L. Bevier | | Mgmt | For | For | For |
| | 4 | Elect Alan J. Higginson | | Mgmt | For | For | For |
| | 5 | Elect John McAdam | | Mgmt | For | For | For |
| | 6 | Elect Stephen Smith | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Factset Research Systems Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FDS | CUSIP 303075105 | | 12/18/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Scott Billeadeau | | Mgmt | For | For | For |
| | 1.2 | Elect Philip Hadley | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph Zimmel | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Fair Isaac Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FICO | CUSIP 303250104 | | 02/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect A. George Battle | | Mgmt | For | Against | Against |
| | 2 | Elect Nicholas Graziano | | Mgmt | For | For | For |
| | 3 | Elect Braden Kelly | | Mgmt | For | For | For |
| | 4 | Elect James Kirsner | | Mgmt | For | For | For |
| | 5 | Elect William Lansing | | Mgmt | For | For | For |
| | 6 | Elect Rahul Merchant | | Mgmt | For | For | For |
| | 7 | Elect David Rey | | Mgmt | For | For | For |
| | 8 | Elect Duane White | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| First Citizens BancShares, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FCNCA | CUSIP 31946M103 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John M. Alexander, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Victor E. Bell III | | Mgmt | For | For | For |
| | 1.3 | Elect Hope H. Connell | | Mgmt | For | For | For |
| | 1.4 | Elect Hubert M. Craig III | | Mgmt | For | For | For |
| | 1.5 | Elect H. Lee Durham, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Daniel L. Heavner | | Mgmt | For | For | For |
| | 1.7 | Elect Frank B. Holding | | Mgmt | For | For | For |
| | 1.8 | Elect Frank B. Holding, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Lucius S. Jones | | Mgmt | For | For | For |
| | 1.10 | Elect Robert E. Mason IV | | Mgmt | For | For | For |
| | 1.11 | Elect Robert T. Newcomb | | Mgmt | For | For | For |
| | 1.12 | Elect James M. Parker | | Mgmt | For | For | For |
| | 1.13 | Elect Ralph K. Shelton | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
|
|
|
| Firstenergy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FE | CUSIP 337932107 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul T. Addison | | Mgmt | For | For | For |
| | 1.2 | Elect Anthony J. Alexander | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Anderson | | Mgmt | For | For | For |
| | 1.4 | Elect Carol A. Cartwright | | Mgmt | For | For | For |
| | 1.5 | Elect William T. Cottle | | Mgmt | For | For | For |
| | 1.6 | Elect Robert B. Heisler, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Julia L. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Ted J. Kleisner | | Mgmt | For | For | For |
| | 1.9 | Elect Donald T. Misheff | | Mgmt | For | For | For |
| | 1.10 | Elect Ernest J. Novak, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect Christopher D. Pappas | | Mgmt | For | For | For |
| | 1.12 | Elect Catherine A. Rein | | Mgmt | For | For | For |
| | 1.13 | Elect George M. Smart | | Mgmt | For | For | For |
| | 1.14 | Elect Wesley M. Taylor | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation Benchmarking | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 9 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Flir Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FLIR | CUSIP 302445101 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Carter | | Mgmt | For | For | For |
| | 2 | Elect Michael T. Smith | | Mgmt | For | For | For |
| | 3 | Elect John W. Wood, Jr. | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
|
|
|
| FMC Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FMC | CUSIP 302491303 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 2 | Elect Dirk A. Kempthorne | | Mgmt | For | For | For |
| | 3 | Elect Robert C. Pallash | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Forward Air Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FWRD | CUSIP 349853101 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Bruce A. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect C. Robert Campbell | | Mgmt | For | For | For |
| | 1.3 | Elect C. John Langley, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Tracy A. Leinbach | | Mgmt | For | For | For |
| | 1.5 | Elect Larry D. Leinweber | | Mgmt | For | For | For |
| | 1.6 | Elect G. Michael Lynch | | Mgmt | For | For | For |
| | 1.7 | Elect Ray A. Mundy | | Mgmt | For | For | For |
| | 1.8 | Elect Gary L. Paxton | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Fresh Del Monte Produce Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FDP | CUSIP G36738105 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Amir Abu-Ghazaleh | | Mgmt | For | For | For |
| | 2 | Elect Salvatore Alfiero | | Mgmt | For | For | For |
| | 3 | Elect Edward Boykin | | Mgmt | For | For | For |
| | 4 | Approval of Financial Statements | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Allocation of Dividends | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Genworth Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GNW | CUSIP 37247D106 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William H. Bolinder | | Mgmt | For | For | For |
| | 2 | Elect G. Kent Conrad | | Mgmt | For | For | For |
| | 3 | Elect Nancy J. Karch | | Mgmt | For | For | For |
| | 4 | Elect Thomas J. McInerney | | Mgmt | For | For | For |
| | 5 | Elect Christine B. Mead | | Mgmt | For | For | For |
| | 6 | Elect David M. Moffett | | Mgmt | For | For | For |
| | 7 | Elect Thomas E. Moloney | | Mgmt | For | For | For |
| | 8 | Elect James A. Parke | | Mgmt | For | For | For |
| | 9 | Elect James S. Riepe | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
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| Global Payments Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPN | CUSIP 37940X102 | | 09/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alex Hart | | Mgmt | For | For | For |
| | 1.2 | Elect William Jacobs | | Mgmt | For | For | For |
| | 1.3 | Elect Alan Silberstein | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
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| Greatbatch, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GB | CUSIP 39153L106 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Pamela G. Bailey | | Mgmt | For | For | For |
| | 1.2 | Elect Anthony P. Bihl, III | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph W. Dziedzie | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas J. Hook | | Mgmt | For | For | For |
| | 1.5 | Elect Rudy A. Mazzocchi | | Mgmt | For | For | For |
| | 1.6 | Elect Kevin C. Melia | | Mgmt | For | For | For |
| | 1.7 | Elect Joseph A. Miller, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Bill R. Sanford | | Mgmt | For | For | For |
| | 1.9 | Elect Peter H. Soderberg | | Mgmt | For | For | For |
| | 1.10 | Elect William B. Summers, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Guess, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GES | CUSIP 401617105 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Anthony Chidoni | | Mgmt | For | For | For |
| | 1.2 | Elect Paul Marciano | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| Hanger Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HGR | CUSIP 41043F208 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Vinit K. Asar | | Mgmt | For | For | For |
| | 1.2 | Elect Thomas P. Cooper | | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia L. Feldmann | | Mgmt | For | For | For |
| | 1.4 | Elect Eric A. Green | | Mgmt | For | For | For |
| | 1.5 | Elect Stephen E. Hare | | Mgmt | For | For | For |
| | 1.6 | Elect Isaac Kaufman | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas F. Kirk | | Mgmt | For | For | For |
| | 1.8 | Elect Patricia B. Shrader | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Harman International Industries, Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAR | CUSIP 413086109 | | 12/05/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jiren Liu | | Mgmt | For | For | For |
| | 2 | Elect Edward Meyer | | Mgmt | For | For | For |
| | 3 | Elect Dinesh Paliwal | | Mgmt | For | For | For |
| | 4 | Elect Hellene Runtagh | | Mgmt | For | For | For |
| | 5 | Elect Frank Sklarsky | | Mgmt | For | For | For |
| | 6 | Elect Gary Steel | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| HCC Insurance Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HCC | CUSIP 404132102 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Emmanuel T. Ballases | | Mgmt | For | For | For |
| | 1.2 | Elect Judy C. Bozeman | | Mgmt | For | For | For |
| | 1.3 | Elect Frank J. Bramanti | | Mgmt | For | For | For |
| | 1.4 | Elect Walter M. Duer | | Mgmt | For | For | For |
| | 1.5 | Elect James C. Flagg | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas Hamilton | | Mgmt | For | For | For |
| | 1.7 | Elect Leslie S. Heisz | | Mgmt | For | For | For |
| | 1.8 | Elect John N. Molbeck, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Robert A. Rosholt | | Mgmt | For | For | For |
| | 1.10 | Elect J. Mikesell Thomas | | Mgmt | For | For | For |
| | 1.11 | Elect Christopher J. B. Williams | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 5 | Re-Approval of the Performance Goals Under the 2008 Flexible Incentive Plan | | Mgmt | For | For | For |
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| Heartland Express, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HTLD | CUSIP 422347104 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Gerdin | | Mgmt | For | For | For |
| | 1.2 | Elect Richard O. Jacobson | | Mgmt | For | For | For |
| | 1.3 | Elect Benjamin J. Allen | | Mgmt | For | For | For |
| | 1.4 | Elect Lawrence D. Crouse | | Mgmt | For | For | For |
| | 1.5 | Elect James G. Pratt | | Mgmt | For | For | For |
| | 1.6 | Elect Tahira K. Hira | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| Helen of Troy Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HELE | CUSIP G4388N106 | | 08/28/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary Abromovitz | | Mgmt | For | For | For |
| | 2 | Elect John Butterworth | | Mgmt | For | For | For |
| | 3 | Elect Timothy Meeker | | Mgmt | For | For | For |
| | 4 | Elect Gerald Rubin | | Mgmt | For | For | For |
| | 5 | Elect William Susetka | | Mgmt | For | For | For |
| | 6 | Elect Adolpho Telles | | Mgmt | For | For | For |
| | 7 | Elect Darren Woody | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
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| Helix Energy Solutions Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HLX | CUSIP 42330P107 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Owen Kratz | | Mgmt | For | For | For |
| | 1.2 | Elect John V. Lovoi | | Mgmt | For | For | For |
| | 1.3 | Elect Jan Rask | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Hexcel Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HXL | CUSIP 428291108 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David E. Berges | | Mgmt | For | For | For |
| | 2 | Elect Joel S. Beckman | | Mgmt | For | For | For |
| | 3 | Elect Lynn Brubaker | | Mgmt | For | For | For |
| | 4 | Elect Jeffrey C. Campbell | | Mgmt | For | For | For |
| | 5 | Elect Sandra L. Derickson | | Mgmt | For | For | For |
| | 6 | Elect W. Kim Foster | | Mgmt | For | For | For |
| | 7 | Elect Thomas A. Gendron | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey A. Graves | | Mgmt | For | For | For |
| | 9 | Elect David C. Hill | | Mgmt | For | For | For |
| | 10 | Elect David L. Pugh | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | 2013 Incentive Stock Plan | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
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| Highwoods Properties, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HIW | CUSIP 431284108 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas W. Adler | | Mgmt | For | For | For |
| | 1.2 | Elect Gene H. Anderson | | Mgmt | For | For | For |
| | 1.3 | Elect Edward J. Fritsch | | Mgmt | For | For | For |
| | 1.4 | Elect David J. Hartzell | | Mgmt | For | For | For |
| | 1.5 | Elect Sherry A. Kellett | | Mgmt | For | For | For |
| | 1.6 | Elect Mark F. Mulhern | | Mgmt | For | For | For |
| | 1.7 | Elect L. Glenn Orr, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect O. Temple Sloan, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
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| Hill-Rom Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HRC | CUSIP 431475102 | | 03/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rolf A. Classon | | Mgmt | For | For | For |
| | 1.2 | Elect James R. Giertz | | Mgmt | For | For | For |
| | 1.3 | Elect Charles E. Golden | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Greisch | | Mgmt | For | For | For |
| | 1.5 | Elect W. August Hillenbrand | | Mgmt | For | For | For |
| | 1.6 | Elect William H. Kucheman | | Mgmt | For | For | For |
| | 1.7 | Elect Ronald A. Malone | | Mgmt | For | For | For |
| | 1.8 | Elect Eduardo R. Menasce | | Mgmt | For | For | For |
| | 1.9 | Elect Joanne C. Smith | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| HollyFrontier Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HFC | CUSIP 436106108 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas Y. Bech | | Mgmt | For | For | For |
| | 2 | Elect Buford P. Berry | | Mgmt | For | For | For |
| | 3 | Elect Leldon E. Echols | | Mgmt | For | For | For |
| | 4 | Elect R. Kevin Hardage | | Mgmt | For | For | For |
| | 5 | Elect Michael C. Jennings | | Mgmt | For | For | For |
| | 6 | Elect Robert J. Kostelnik | | Mgmt | For | For | For |
| | 7 | Elect James H. Lee | | Mgmt | For | For | For |
| | 8 | Elect Robert G. McKenzie | | Mgmt | For | For | For |
| | 9 | Elect Franklin Myers | | Mgmt | For | For | For |
| | 10 | Elect Michael E. Rose | | Mgmt | For | For | For |
| | 11 | Elect Tommy A. Valenta | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
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| Horace Mann Educators Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HMN | CUSIP 440327104 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary H. Futrell | | Mgmt | For | For | For |
| | 2 | Elect Stephen J. Hasenmiller | | Mgmt | For | For | For |
| | 3 | Elect Peter H. Heckman | | Mgmt | For | For | For |
| | 4 | Elect Ronald J. Helow | | Mgmt | For | For | For |
| | 5 | Elect Beverley McClure | | Mgmt | For | For | For |
| | 6 | Elect Gabriel L. Shaheen | | Mgmt | For | For | For |
| | 7 | Elect Roger J. Steinbecker | | Mgmt | For | For | For |
| | 8 | Elect Robert Stricker | | Mgmt | For | For | For |
| | 9 | Elect Charles R. Wright | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
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| Hospitality Properties Trust | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HPT | CUSIP 44106M102 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William A. Lamkin | | Mgmt | For | Against | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
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| Hubbell Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HUB.A | CUSIP 443510201 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carlos M. Cardoso | | Mgmt | For | For | For |
| | 1.2 | Elect Lynn J. Good | | Mgmt | For | For | For |
| | 1.3 | Elect Anthony J. Guzzi | | Mgmt | For | For | For |
| | 1.4 | Elect Neal J. Keating | | Mgmt | For | For | For |
| | 1.5 | Elect John F. Malloy | | Mgmt | For | For | For |
| | 1.6 | Elect Andrew McNally, IV | | Mgmt | For | For | For |
| | 1.7 | Elect David G. Nord | | Mgmt | For | For | For |
| | 1.8 | Elect Timothy H. Powers | | Mgmt | For | For | For |
| | 1.9 | Elect G. Jackson Ratcliffe | | Mgmt | For | For | For |
| | 1.10 | Elect Carlos A. Rodriguez | | Mgmt | For | For | For |
| | 1.11 | Elect John G. Russell | | Mgmt | For | For | For |
| | 1.12 | Elect Richard J. Swift | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| IAC/InterActiveCorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IACI | CUSIP 44919P508 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gregory R. Blatt | | Mgmt | For | For | For |
| | 1.2 | Elect Edgar Bronfman, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Chelsea Clinton | | Mgmt | For | For | For |
| | 1.4 | Elect Sonali De Rycker | | Mgmt | For | For | For |
| | 1.5 | Elect Barry Diller | | Mgmt | For | For | For |
| | 1.6 | Elect Michael D. Eisner | | Mgmt | For | For | For |
| | 1.7 | Elect Victor A. Kaufman | | Mgmt | For | For | For |
| | 1.8 | Elect Donald R. Keough | | Mgmt | For | For | For |
| | 1.9 | Elect Bryan Lourd | | Mgmt | For | For | For |
| | 1.10 | Elect Arthur C. Martinez | | Mgmt | For | For | For |
| | 1.11 | Elect David Rosenblatt | | Mgmt | For | For | For |
| | 1.12 | Elect Alan G. Spoon | | Mgmt | For | For | For |
| | 1.13 | Elect Alexander von Furstenberg | | Mgmt | For | For | For |
| | 1.14 | Elect Richard F. Zannino | | Mgmt | For | For | For |
| | 2 | 2013 Stock and Annual Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| IAMGOLD Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IMG | CUSIP 450913108 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John E. Caldwell | | Mgmt | For | For | For |
| | 1.2 | Elect Donald K. Charter | | Mgmt | For | For | For |
| | 1.3 | Elect W. Robert Dengler | | Mgmt | For | For | For |
| | 1.4 | Elect Guy G. Dufresne | | Mgmt | For | For | For |
| | 1.5 | Elect Richard J. Hall | | Mgmt | For | For | For |
| | 1.6 | Elect Stephen J.J. Letwin | | Mgmt | For | For | For |
| | 1.7 | Elect Mahendra Naik | | Mgmt | For | For | For |
| | 1.8 | Elect William D. Pugliese | | Mgmt | For | For | For |
| | 1.9 | Elect John T. Shaw | | Mgmt | For | For | For |
| | 1.10 | Elect Timothy R. Snider | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendments to By-Laws Regarding Advance Notice Provisions and Quorum Requirements | | Mgmt | For | For | For |
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| Innophos Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IPHS | CUSIP 45774N108 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gary Cappeline | | Mgmt | For | For | For |
| | 1.2 | Elect Amado Cavazos | | Mgmt | For | For | For |
| | 1.3 | Elect Randolph Gress | | Mgmt | For | For | For |
| | 1.4 | Elect Linda Myrick | | Mgmt | For | For | For |
| | 1.5 | Elect Karen R. Osar | | Mgmt | For | For | For |
| | 1.6 | Elect John Steitz | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
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| Inter Parfums, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IPAR | CUSIP 458334109 | | 07/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jean Madar | | Mgmt | For | For | For |
| | 1.2 | Elect Philippe Benacin | | Mgmt | For | For | For |
| | 1.3 | Elect Russell Greenberg | | Mgmt | For | For | For |
| | 1.4 | Elect Philippe Santi | | Mgmt | For | For | For |
| | 1.5 | Elect Francois Heilbronn | | Mgmt | For | For | For |
| | 1.6 | Elect Jean Levy | | Mgmt | For | For | For |
| | 1.7 | Elect Robert Bensoussan-Torres | | Mgmt | For | For | For |
| | 1.8 | Elect Serge Rosinoer | | Mgmt | For | For | For |
| | 1.9 | Elect Patrick Choel | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
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| International Flavors & Fragrances Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IFF | CUSIP 459506101 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marcello V. Bottoli | | Mgmt | For | For | For |
| | 2 | Elect Linda B. Buck | | Mgmt | For | For | For |
| | 3 | Elect J. Michael Cook | | Mgmt | For | For | For |
| | 4 | Elect Roger W. Ferguson, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Andreas Fibig | | Mgmt | For | For | For |
| | 6 | Elect Christina A. Gold | | Mgmt | For | For | For |
| | 7 | Elect Alexandra A. Herzan | | Mgmt | For | For | For |
| | 8 | Elect Henry W. Howell, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Katherine M. Hudson | | Mgmt | For | For | For |
| | 10 | Elect Arthur C. Martinez | | Mgmt | For | For | For |
| | 11 | Elect Dale Morrison | | Mgmt | For | For | For |
| | 12 | Elect Douglas D. Tough | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| iRobot Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IRBT | CUSIP 462726100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George C. McNamee | | Mgmt | For | For | For |
| | 1.2 | Elect Paul Sagan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| j2 GLOBAL, INC. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JCOM | CUSIP 48123V102 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas Y. Bech | | Mgmt | For | For | For |
| | 2 | Elect Robert J. Cresci | | Mgmt | For | For | For |
| | 3 | Elect W. Brian Kretzmer | | Mgmt | For | For | For |
| | 4 | Elect Richard S. Ressler | | Mgmt | For | For | For |
| | 5 | Elect Stephen Ross | | Mgmt | For | For | For |
| | 6 | Elect Michael P. Schulhof | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Jarden Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JAH | CUSIP 471109108 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ian Ashken | | Mgmt | For | For | For |
| | 1.2 | Elect William P. Lauder | | Mgmt | For | For | For |
| | 1.3 | Elect Robert L. Wood | | Mgmt | For | For | For |
| | 2 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 3 | 2013 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Jones Lang LaSalle Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JLL | CUSIP 48020Q107 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hugo Bague | | Mgmt | For | For | For |
| | 2 | Elect Colin Dyer | | Mgmt | For | For | For |
| | 3 | Elect DeAnne S. Julius | | Mgmt | For | For | For |
| | 4 | Elect Kate S. Lavelle | | Mgmt | For | For | For |
| | 5 | Elect Ming Lu | | Mgmt | For | For | For |
| | 6 | Elect Martin H. Nesbitt | | Mgmt | For | For | For |
| | 7 | Elect Sheila A. Penrose | | Mgmt | For | For | For |
| | 8 | Elect David B. Rickard | | Mgmt | For | For | For |
| | 9 | Elect Roger T. Staubach | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Jos. A. Bank Clothiers, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JOSB | CUSIP 480838101 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James H. Ferstl | | Mgmt | For | For | For |
| | 2 | Elect Sidney H. Ritman | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Amendment to the 2010 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Kaiser Aluminum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KALU | CUSIP 483007704 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alfred E. Osborne, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Jack Quinn | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas M. Van Leeuwen | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Kaiser Federal Financial Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KFFG | CUSIP 483056107 | | 10/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Giovani Dacumos | | Mgmt | For | For | For |
| | 1.2 | Elect Michael Sacher | | Mgmt | For | For | For |
| | 1.3 | Elect Robert Steinbach | | Mgmt | For | For | For |
| | 1.4 | Elect Dustin Luton | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kennametal Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KMT | CUSIP 489170100 | | 10/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald DeFeo | | Mgmt | For | For | For |
| | 1.2 | Elect William Newlin | | Mgmt | For | For | For |
| | 1.3 | Elect Lawrence Stranghoener | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Key Energy Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEG | CUSIP 492914106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn R. Coleman | | Mgmt | For | For | For |
| | 2 | Elect Kevin P. Collins | | Mgmt | For | For | For |
| | 3 | Elect W. Phillip Marcum | | Mgmt | For | For | For |
| | 4 | Elect William F. Owens | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kimco Realty Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KIM | CUSIP 49446R109 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Milton Cooper | | Mgmt | For | For | For |
| | 1.2 | Elect Philip E. Coviello | | Mgmt | For | For | For |
| | 1.3 | Elect Richard G. Dooley | | Mgmt | For | For | For |
| | 1.4 | Elect Joe Grills | | Mgmt | For | For | For |
| | 1.5 | Elect David B. Henry | | Mgmt | For | For | For |
| | 1.6 | Elect F. Patrick Hughes | | Mgmt | For | For | For |
| | 1.7 | Elect Frank Lourenso | | Mgmt | For | For | For |
| | 1.8 | Elect Colombe M. Nicholas | | Mgmt | For | For | For |
| | 1.9 | Elect Richard Saltzman | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| KLA-Tencor Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KLAC | CUSIP 482480100 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Akins | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert Bond | | Mgmt | For | For | For |
| | 1.3 | Elect Kiran Patel | | Mgmt | For | For | For |
| | 1.4 | Elect David Wang | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Lam Research Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LRCX | CUSIP 512807108 | | 11/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin Anstice | | Mgmt | For | For | For |
| | 1.2 | Elect Eric Brandt | | Mgmt | For | For | For |
| | 1.3 | Elect Michael Cannon | | Mgmt | For | For | For |
| | 1.4 | Elect Youssef El-Mansy | | Mgmt | For | For | For |
| | 1.5 | Elect Christine Heckart | | Mgmt | For | For | For |
| | 1.6 | Elect Grant Inman | | Mgmt | For | For | For |
| | 1.7 | Elect Catherine Lego | | Mgmt | For | For | For |
| | 1.8 | Elect Stephen Newberry | | Mgmt | For | For | For |
| | 1.9 | Elect Krishna Saraswat | | Mgmt | For | For | For |
| | 1.10 | Elect William Spivey | | Mgmt | For | For | For |
| | 1.11 | Elect Abhijit Talwalkar | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Landstar System, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LSTR | CUSIP 515098101 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Homaira Akbari | | Mgmt | For | For | For |
| | 1.2 | Elect Diana M. Murphy | | Mgmt | For | For | For |
| | 1.3 | Elect Larry J. Thoele | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Stock Compensation Plan | | Mgmt | For | For | For |
|
|
|
| LaSalle Hotel Properties | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LHO | CUSIP 517942108 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Denise M. Coll | | Mgmt | For | For | For |
| | 1.2 | Elect Stuart L. Scott | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Legg Mason, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LM | CUSIP 524901 | | 07/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Angelica | | Mgmt | For | For | For |
| | 1.2 | Elect Barry Huff | | Mgmt | For | For | For |
| | 1.3 | Elect John Koerner III | | Mgmt | For | For | For |
| | 1.4 | Elect Cheryl Krongard | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Lennar Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LEN | CUSIP 526057302 | | 04/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Irving Bolotin | | Mgmt | For | For | For |
| | 1.2 | Elect Steven L. Gerard | | Mgmt | For | For | For |
| | 1.3 | Elect Theron I. Gilliam | | Mgmt | For | For | For |
| | 1.4 | Elect Sherrill W. Hudson | | Mgmt | For | For | For |
| | 1.5 | Elect R. Kirk Landon | | Mgmt | For | For | For |
| | 1.6 | Elect Sidney Lapidus | | Mgmt | For | For | For |
| | 1.7 | Elect Stuart A. Miller | | Mgmt | For | For | For |
| | 1.8 | Elect Jeffrey A. Sonnenfeld | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Liberty Property Trust | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LRY | CUSIP 531172104 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frederick F. Buchholz | | Mgmt | For | For | For |
| | 1.2 | Elect Thomas C. DeLoach, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Katherine E. Dietze | | Mgmt | For | For | For |
| | 1.4 | Elect Daniel P. Garton | | Mgmt | For | For | For |
| | 1.5 | Elect William P. Hankowsky | | Mgmt | For | For | For |
| | 1.6 | Elect M. Leanne Lachman | | Mgmt | For | For | For |
| | 1.7 | Elect David L. Lingerfelt | | Mgmt | For | For | For |
| | 1.8 | Elect Stephen D. Steinour | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Mack-Cali Realty Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CLI | CUSIP 554489104 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth M. Duberstein | | Mgmt | For | For | For |
| | 1.2 | Elect Vincent Tese | | Mgmt | For | For | For |
| | 1.3 | Elect Roy J. Zuckerberg | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Incentive Stock Plan | | Mgmt | For | For | For |
|
|
|
| Magellan Health Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MGLN | CUSIP 559079207 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael P. Ressner | | Mgmt | For | For | For |
| | 1.2 | Elect Michael S. Diament | | Mgmt | For | For | For |
| | 1.3 | Elect Barry M. Smith | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Manhattan Associates, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MANH | CUSIP 562750109 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John J. Huntz, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Dan J. Lautenbach | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas E. Noonan | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Mednax, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MD | CUSIP 58502B106 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Cesar L. Alvarez | | Mgmt | For | For | For |
| | 1.2 | Elect Waldemar A. Carlo | | Mgmt | For | For | For |
| | 1.3 | Elect Michael B. Fernandez | | Mgmt | For | For | For |
| | 1.4 | Elect Roger K. Freeman | | Mgmt | For | For | For |
| | 1.5 | Elect Paul G. Gabos | | Mgmt | For | For | For |
| | 1.6 | Elect Pascal J. Goldschmidt | | Mgmt | For | For | For |
| | 1.7 | Elect Manuel Kadre | | Mgmt | For | For | For |
| | 1.8 | Elect Roger J. Medel | | Mgmt | For | For | For |
| | 1.9 | Elect Donna E. Shalala | | Mgmt | For | For | For |
| | 1.10 | Elect Enrique J. Sosa | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Methanex Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MX | CUSIP 59151K108 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Bruce Aitken | | Mgmt | For | For | For |
| | 1.2 | Elect Howard Balloch | | Mgmt | For | For | For |
| | 1.3 | Elect Phillip Cook | | Mgmt | For | For | For |
| | 1.4 | Elect John Floren | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas Hamilton | | Mgmt | For | For | For |
| | 1.6 | Elect Robert Kostelnik | | Mgmt | For | For | For |
| | 1.7 | Elect Douglas Mahaffy | | Mgmt | For | For | For |
| | 1.8 | Elect A. Terence Poole | | Mgmt | For | For | For |
| | 1.9 | Elect John Reid | | Mgmt | For | For | For |
| | 1.10 | Elect Janice Rennie | | Mgmt | For | For | For |
| | 1.11 | Elect Monica Sloan | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| MSC Industrial Direct Co., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MSM | CUSIP 553530106 | | 01/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mitchell Jacobson | | Mgmt | For | For | For |
| | 1.2 | Elect David Sandler | | Mgmt | For | For | For |
| | 1.3 | Elect Jonathan Byrnes | | Mgmt | For | For | For |
| | 1.4 | Elect Roger Fradin | | Mgmt | For | For | For |
| | 1.5 | Elect Erik Gershwind | | Mgmt | For | For | For |
| | 1.6 | Elect Louise Goeser | | Mgmt | For | For | For |
| | 1.7 | Elect Denis Kelly | | Mgmt | For | For | For |
| | 1.8 | Elect Philip Peller | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| MSCI Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MSCI | CUSIP 55354G100 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Benjamin F. duPont | | Mgmt | For | For | For |
| | 2 | Elect Henry A. Fernandez | | Mgmt | For | For | For |
| | 3 | Elect Alice W. Handy | | Mgmt | For | For | For |
| | 4 | Elect Catherine R. Kinney | | Mgmt | For | For | For |
| | 5 | Elect Linda H. Riefler | | Mgmt | For | For | For |
| | 6 | Elect George W Siguler | | Mgmt | For | For | For |
| | 7 | Elect Patrick Tierney | | Mgmt | For | For | For |
| | 8 | Elect Rodolphe M. Vallee | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Nash-Finch Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NAFC | CUSIP 631158102 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Christopher W. Bodine | | Mgmt | For | For | For |
| | 1.2 | Elect Alec C. Covington | | Mgmt | For | For | For |
| | 1.3 | Elect Mickey P. Foret | | Mgmt | For | For | For |
| | 1.4 | Elect Douglas A. Hacker | | Mgmt | For | For | For |
| | 1.5 | Elect Hawthorne L. Proctor | | Mgmt | For | For | For |
| | 1.6 | Elect William R. Voss | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| National Bank Holdings Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBHC | CUSIP 633707104 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank V. Cahouet | | Mgmt | For | For | For |
| | 1.2 | Elect Ralph W. Clermont | | Mgmt | For | For | For |
| | 1.3 | Elect Robert E. Dean | | Mgmt | For | For | For |
| | 1.4 | Elect Lawrence K. Fish | | Mgmt | For | For | For |
| | 1.5 | Elect G. Timothy Laney | | Mgmt | For | For | For |
| | 1.6 | Elect Micho F. Spring | | Mgmt | For | For | For |
| | 1.7 | Elect Burney S. Warren, III | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| National Health Investors, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NHI | CUSIP 63633D104 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect J. Justin Hutchens | | Mgmt | For | For | For |
| | 2 | Elect James R. Jobe | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| NetGear, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NTGR | CUSIP 64111Q104 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Patrick C.S. Lo | | Mgmt | For | For | For |
| | 1.2 | Elect Jocelyn E. Carter-Miller | | Mgmt | For | For | For |
| | 1.3 | Elect Ralph E. Faison | | Mgmt | For | For | For |
| | 1.4 | Elect A. Timothy Godwin | | Mgmt | For | For | For |
| | 1.5 | Elect Jef Graham | | Mgmt | For | For | For |
| | 1.6 | Elect Linwood A. Lacy, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Gregory J. Rossmann | | Mgmt | For | For | For |
| | 1.8 | Elect Barbara V. Scherer | | Mgmt | For | For | For |
| | 1.9 | Elect Julie A. Shimer | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Renewal of the Executive Bonus Plan | | Mgmt | For | For | For |
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| NeuStar, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NSR | CUSIP 64126X201 | | 06/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gareth Chang | | Mgmt | For | For | For |
| | 2 | Elect Lisa A. Hook | | Mgmt | For | For | For |
| | 3 | Elect Hellene S. Runtagh | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| NVR, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NVR | CUSIP 62944T105 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charles E. Andrews | | Mgmt | For | For | For |
| | 2 | Elect Robert C. Butler | | Mgmt | For | For | For |
| | 3 | Elect Timothy M. Donahue | | Mgmt | For | For | For |
| | 4 | Elect Thomas D. Eckert | | Mgmt | For | For | For |
| | 5 | Elect Alfred E. Festa | | Mgmt | For | For | For |
| | 6 | Elect Ed Grier | | Mgmt | For | For | For |
| | 7 | Elect Manuel H. Johnson | | Mgmt | For | For | For |
| | 8 | Elect Mel Martinez | | Mgmt | For | For | For |
| | 9 | Elect William A. Moran | | Mgmt | For | For | For |
| | 10 | Elect David A. Preiser | | Mgmt | For | For | For |
| | 11 | Elect W. Grady Rosier | | Mgmt | For | For | For |
| | 12 | Elect Dwight C. Schar | | Mgmt | For | For | For |
| | 13 | Elect Paul W. Whetsell | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Oil States International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OIS | CUSIP 678026105 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin A. Lambert | | Mgmt | For | For | For |
| | 1.2 | Elect Mark G. Papa | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen A. Wells | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2001 Equity Participation Plan | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
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| Omega Healthcare Investors, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OHI | CUSIP 681936100 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward Lowenthal | | Mgmt | For | For | For |
| | 1.2 | Elect Stephen D. Plavin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
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| OmniAmerican Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OABC | CUSIP 68216R107 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Elaine Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect James Herring | | Mgmt | For | For | For |
| | 1.3 | Elect Wesley R. Turner | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| OmniVision Technologies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OVTI | CUSIP 682128103 | | 09/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph Jeng | | Mgmt | For | For | For |
| | 1.2 | Elect Dwight Steffensen | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
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| Open Text Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OTC | CUSIP 683715106 | | 09/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect P. Thomas Jenkins | | Mgmt | For | For | For |
| | 1.2 | Elect Mark Barrenechea | | Mgmt | For | For | For |
| | 1.3 | Elect Randy Fowlie | | Mgmt | For | For | For |
| | 1.4 | Elect Gail Hamilton | | Mgmt | For | For | For |
| | 1.5 | Elect Brian Jackman | | Mgmt | For | For | For |
| | 1.6 | Elect Stephen Sadler | | Mgmt | For | For | For |
| | 1.7 | Elect Michael Slaunwhite | | Mgmt | For | For | For |
| | 1.8 | Elect Katharine Stevenson | | Mgmt | For | For | For |
| | 1.9 | Elect Deborah Weinstein | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Stock Option Plan | | Mgmt | For | For | For |
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| Oshkosh Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OSK | CUSIP 688239201 | | 01/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Donnelly | | Mgmt | For | For | For |
| | 1.2 | Elect Michael Grebe | | Mgmt | For | For | For |
| | 1.3 | Elect Peter Hamilton | | Mgmt | For | For | For |
| | 1.4 | Elect Kathleen Hempel | | Mgmt | For | For | For |
| | 1.5 | Elect Leslie Kenne | | Mgmt | For | For | For |
| | 1.6 | Elect J. Peter Mosling, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Stephen Newlin | | Mgmt | For | For | For |
| | 1.8 | Elect Craig Omtvedt | | Mgmt | For | For | For |
| | 1.9 | Elect Duncan Palmer | | Mgmt | For | For | For |
| | 1.10 | Elect John Shiely | | Mgmt | For | For | For |
| | 1.11 | Elect Richard Sim | | Mgmt | For | For | For |
| | 1.12 | Elect Charles Szews | | Mgmt | For | For | For |
| | 1.13 | Elect William Wallace | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
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| Owens & Minor Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OMI | CUSIP 690732102 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard E. Fogg | | Mgmt | For | For | For |
| | 1.2 | Elect John W. Gerdelman | | Mgmt | For | For | For |
| | 1.3 | Elect Lemuel E. Lewis | | Mgmt | For | For | For |
| | 1.4 | Elect Martha H. Marsh | | Mgmt | For | For | For |
| | 1.5 | Elect Eddie N. Moore, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect James E. Rogers | | Mgmt | For | For | For |
| | 1.7 | Elect Robert C. Sledd | | Mgmt | For | For | For |
| | 1.8 | Elect Craig R. Smith | | Mgmt | For | For | For |
| | 1.9 | Elect Anne Marie Whittemore | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
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| Panera Bread Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PNRA | CUSIP 69840W108 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry J. Franklin | | Mgmt | For | For | For |
| | 1.2 | Elect Diane Hessan | | Mgmt | For | For | For |
| | 1.3 | Elect William W. Moreton | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| PAREXEL International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRXL | CUSIP 699462107 | | 12/06/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Eduard Holdener | | Mgmt | For | For | For |
| | 1.2 | Elect Richard Love | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
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| Parker Drilling Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PKD | CUSIP 701081101 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jonathan M. Clarkson | | Mgmt | For | For | For |
| | 1.2 | Elect George J. Donnelly | | Mgmt | For | For | For |
| | 1.3 | Elect Gary R. King | | Mgmt | For | For | For |
| | 2 | Amendment to the 2010 Long Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
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| Pepco Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | POM | CUSIP 713291102 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jack B. Dunn, IV | | Mgmt | For | For | For |
| | 1.2 | Elect H. Russell Frisby | | Mgmt | For | For | For |
| | 1.3 | Elect Terence C. Golden | | Mgmt | For | For | For |
| | 1.4 | Elect Patrick T. Harker | | Mgmt | For | For | For |
| | 1.5 | Elect Frank O. Heintz | | Mgmt | For | For | For |
| | 1.6 | Elect Barbara J. Krumsiek | | Mgmt | For | For | For |
| | 1.7 | Elect George F. MacCormack | | Mgmt | For | For | For |
| | 1.8 | Elect Lawrence C. Nussdorf | | Mgmt | For | For | For |
| | 1.9 | Elect Patricia A. Oelrich | | Mgmt | For | For | For |
| | 1.10 | Elect Joseph M. Rigby | | Mgmt | For | For | For |
| | 1.11 | Elect Frank K. Ross | | Mgmt | For | For | For |
| | 1.12 | Elect Pauline A. Schneider | | Mgmt | For | Withhold | Against |
| | 1.13 | Elect Lester P. Silverman | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Piedmont Office Realty Trust Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PDM | CUSIP 720190206 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect W. Wayne Woody | | Mgmt | For | For | For |
| | 1.2 | Elect Michael R. Buchanan | | Mgmt | For | For | For |
| | 1.3 | Elect Wesley E. Cantrell | | Mgmt | For | For | For |
| | 1.4 | Elect William H. Keogler, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Frank C. McDowell | | Mgmt | For | For | For |
| | 1.6 | Elect Donald A. Miller | | Mgmt | For | For | For |
| | 1.7 | Elect Raymond G. Milnes, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Donald S. Moss | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey L. Swope | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| PNM Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PNM | CUSIP 69349H107 | | 05/09/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Adelmo Archuleta | | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Patricia Collawn | | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Julie Dobson | | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Alan Fohrer | | Mgmt | For | TNA | N/A |
| | 1.5 | Elect Robert Nordhaus | | Mgmt | For | TNA | N/A |
| | 1.6 | Elect Bonnie Reitz | | Mgmt | For | TNA | N/A |
| | 1.7 | Elect Donald Schwanz | | Mgmt | For | TNA | N/A |
| | 1.8 | Elect Bruce Wilkinson | | Mgmt | For | TNA | N/A |
| | 1.9 | Elect Joan Woodard | | Mgmt | For | TNA | N/A |
| | 2 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | TNA | N/A |
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| Polaris Industries Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PII | CUSIP 731068102 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian C. Cornell | | Mgmt | For | For | For |
| | 1.2 | Elect Bernd F. Kessler | | Mgmt | For | For | For |
| | 1.3 | Elect Scott W. Wine | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Polycom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLCM | CUSIP 73172K104 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew M. Miller | | Mgmt | For | For | For |
| | 2 | Elect Betsy S. Atkins | | Mgmt | For | For | For |
| | 3 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 4 | Elect John A. Kelley, Jr. | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 6 | Elect William A. Owens | | Mgmt | For | For | For |
| | 7 | Elect Kevin T. Parker | | Mgmt | For | For | For |
| | 8 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
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| Popular, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BPOP | CUSIP 733174700 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joaquin E. Bacardi III | | Mgmt | For | For | For |
| | 2 | Elect David Goel | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2004 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
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| Portfolio Recovery Associates | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRAA | CUSIP 73640Q105 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John H. Fain | | Mgmt | For | For | For |
| | 1.2 | Elect David Roberts | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | 2013 Annual Non-Equity Incentive Plan | | Mgmt | For | For | For |
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| Primoris Services Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRIM | CUSIP 74164F103 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen C. Cook | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Peter J. Moerbeek | | Mgmt | For | Withhold | Against |
| | 2 | 2013 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Protective Life Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PL | CUSIP 743674103 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert O. Burton | | Mgmt | For | For | For |
| | 2 | Elect Elaine L. Chao | | Mgmt | For | For | For |
| | 3 | Elect Thomas L. Hamby | | Mgmt | For | For | For |
| | 4 | Elect John D. Johns | | Mgmt | For | For | For |
| | 5 | Elect Vanessa Leonard | | Mgmt | For | For | For |
| | 6 | Elect Charles D. McCrary | | Mgmt | For | Against | Against |
| | 7 | Elect John J. McMahon, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Hans Hugh Miller | | Mgmt | For | For | For |
| | 9 | Elect Malcolm Portera | | Mgmt | For | For | For |
| | 10 | Elect C. Dowd Ritter | | Mgmt | For | For | For |
| | 11 | Elect Jesse J. Spikes | | Mgmt | For | For | For |
| | 12 | Elect William A. Terry | | Mgmt | For | For | For |
| | 13 | Elect W. Michael Warren, Jr. | | Mgmt | For | For | For |
| | 14 | Elect Vanessa Wilson | | Mgmt | For | For | For |
| | 15 | Amendment to the Stock Plan for Non-Employee Directors | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
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| Provident New York Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PBNY | CUSIP 744028101 | | 02/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Deutsch | | Mgmt | For | For | For |
| | 1.2 | Elect William Helmer | | Mgmt | For | For | For |
| | 1.3 | Elect R. Michael Kennedy | | Mgmt | For | For | For |
| | 1.4 | Elect Jack Kopnisky | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| QLogic Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QLGC | CUSIP 747277101 | | 08/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Simon Biddiscombe | | Mgmt | For | For | For |
| | 2 | Elect H.K. Desai | | Mgmt | For | For | For |
| | 3 | Elect Balakrishnan Iyer | | Mgmt | For | For | For |
| | 4 | Elect Kathryn Lewis | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 6 | Elect George Wells | | Mgmt | For | For | For |
| | 7 | Elect William Zeitler | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | Against | Against |
|
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| Reliance Steel & Aluminum Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RS | CUSIP 759509102 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sarah J Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect John G. Figueroa | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas W. Gimbel | | Mgmt | For | For | For |
| | 1.4 | Elect David H. Hannah | | Mgmt | For | For | For |
| | 1.5 | Elect Douglas M. Hayes | | Mgmt | For | For | For |
| | 1.6 | Elect Mark V. Kaminski | | Mgmt | For | For | For |
| | 1.7 | Elect Gregg J. Mollins | | Mgmt | For | For | For |
| | 1.8 | Elect Andrew G. Sharkey III | | Mgmt | For | For | For |
| | 1.9 | Elect Leslie A. Waite | | Mgmt | For | For | For |
| | 2 | Amendment to the Stock Option and Restricted Stock Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Republic Airways Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RJET | CUSIP 760276105 | | 08/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Bryan Bedford | | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence Cohen | | Mgmt | For | For | For |
| | 1.3 | Elect Neal Cohen | | Mgmt | For | For | For |
| | 1.4 | Elect Douglas Lambert | | Mgmt | For | For | For |
| | 1.5 | Elect Mark Plaumann | | Mgmt | For | For | For |
| | 1.6 | Elect Richard P. Schifter | | Mgmt | For | For | For |
| | 1.7 | Elect David Siegel | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| RF Micro Devices, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RFMD | CUSIP 749941100 | | 08/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Walter Wilkinson, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Robert Bruggeworth | | Mgmt | For | For | For |
| | 1.3 | Elect Daniel DiLeo | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffery Gardner | | Mgmt | For | For | For |
| | 1.5 | Elect John Harding | | Mgmt | For | For | For |
| | 1.6 | Elect Masood Jabbar | | Mgmt | For | For | For |
| | 1.7 | Elect Casimir Skrzypczak | | Mgmt | For | For | For |
| | 1.8 | Elect Erik van der Kaay | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Approval of the 2012 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Schweitzer-Mauduit | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWM | CUSIP 808541106 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frederic P. Villoutreix | | Mgmt | For | For | For |
| | 1.2 | Elect Anderson D. Warlick | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| SEI Investments Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SEIC | CUSIP 784117103 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alfred P. West, Jr. | | Mgmt | For | Against | Against |
| | 2 | Elect William M. Doran | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Signature Bank | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SBNY | CUSIP 82669G104 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Judith Huntington | | Mgmt | For | For | For |
| | 1.2 | Elect Michael V. Pappagallo | | Mgmt | For | For | For |
| | 1.3 | Elect John Tamberlane | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Silicon Laboratories Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLAB | CUSIP 826919102 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William G. Bock | | Mgmt | For | For | For |
| | 1.2 | Elect R. Ted Enloe, III | | Mgmt | For | For | For |
| | 1.3 | Elect Jack R. Lazar | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Skyworks Solutions, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWKS | CUSIP 83088M102 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David J. McLachlan | | Mgmt | For | For | For |
| | 1.2 | Elect David J. Aldrich | | Mgmt | For | For | For |
| | 1.3 | Elect Kevin L. Beebe | | Mgmt | For | For | For |
| | 1.4 | Elect Timothy R. Furey | | Mgmt | For | For | For |
| | 1.5 | Elect Balakrishnan S. Iyer | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas C. Leonard | | Mgmt | For | For | For |
| | 1.7 | Elect David P. McGlade | | Mgmt | For | For | For |
| | 1.8 | Elect Robert A. Schriesheim | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| SM Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SM | CUSIP 78454L100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara M. Baumann | | Mgmt | For | For | For |
| | 2 | Elect Anthony J. Best | | Mgmt | For | For | For |
| | 3 | Elect Larry W. Bickle | | Mgmt | For | For | For |
| | 4 | Elect Stephen R. Brand | | Mgmt | For | For | For |
| | 5 | Elect William J. Gardiner | | Mgmt | For | For | For |
| | 6 | Elect Loren M. Leiker | | Mgmt | For | For | For |
| | 7 | Elect Julio M. Quintana | | Mgmt | For | For | For |
| | 8 | Elect John M. Seidl | | Mgmt | For | For | For |
| | 9 | Elect William D. Sullivan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to the Equity Incentive Compensation Plan | | Mgmt | For | For | For |
| | 13 | Re-Approval of the Cash Bonus Plan | | Mgmt | For | For | For |
|
|
|
| Sotheby's | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BID | CUSIP 835898107 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Angelo | | Mgmt | For | For | For |
| | 2 | Elect Steven Dodge | | Mgmt | For | For | For |
| | 3 | Elect The Duke of Devonshire | | Mgmt | For | For | For |
| | 4 | Elect Daniel Meyer | | Mgmt | For | For | For |
| | 5 | Elect Allen Questrom | | Mgmt | For | For | For |
| | 6 | Elect William Ruprecht | | Mgmt | For | For | For |
| | 7 | Elect Marsha Simms | | Mgmt | For | For | For |
| | 8 | Elect Michael Sovern | | Mgmt | For | For | For |
| | 9 | Elect Robert Taubman | | Mgmt | For | For | For |
| | 10 | Elect Diana Taylor | | Mgmt | For | For | For |
| | 11 | Elect Dennis Weibling | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Amendment to the Restricted Stock Unit Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Spirit Airlines, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAVE | CUSIP 848577102 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect B. Ben Baldanza | | Mgmt | For | For | For |
| | 1.2 | Elect Carlton D. Donaway | | Mgmt | For | For | For |
| | 1.3 | Elect David G. Elkins | | Mgmt | For | For | For |
| | 1.4 | Elect Horacio Scapparone | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| StanCorp Financial Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SFG | CUSIP 852891100 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Deborah D. Horvath | | Mgmt | For | For | For |
| | 2 | Elect Duane C. McDougall | | Mgmt | For | For | For |
| | 3 | Elect E. Kay Stepp | | Mgmt | For | For | For |
| | 4 | Elect Michael G. Thorne | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Amendment to the 2002 Stock Incentive Plan | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Steelcase Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCS | CUSIP 858155203 | | 07/11/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Crawford | | Mgmt | For | TNA | N/A |
| | 1.2 | Elect R. David Hoover | | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Elizabeth Long | | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Robert Pew III | | Mgmt | For | TNA | N/A |
| | 1.5 | Elect P. Craig Welch, Jr. | | Mgmt | For | TNA | N/A |
| | 2 | Amendment to the Management Incentive Plan | | Mgmt | For | TNA | N/A |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
|
|
|
| Steven Madden, Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SHOO | CUSIP 556269108 | | 05/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward R. Rosenfeld | | Mgmt | For | For | For |
| | 1.2 | Elect John L. Madden | | Mgmt | For | For | For |
| | 1.3 | Elect Peter Migliorini | | Mgmt | For | For | For |
| | 1.4 | Elect Richard P. Randall | | Mgmt | For | For | For |
| | 1.5 | Elect Ravi Sachdev | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas H. Schwartz | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Stone Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SGY | CUSIP 861642106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George R. Christmas | | Mgmt | For | For | For |
| | 1.2 | Elect B.J. Duplantis | | Mgmt | For | For | For |
| | 1.3 | Elect Peter D. Kinnear | | Mgmt | For | For | For |
| | 1.4 | Elect John P. Laborde | | Mgmt | For | For | For |
| | 1.5 | Elect Robert S. Murley | | Mgmt | For | For | For |
| | 1.6 | Elect Richard A. Pattarozzi | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Donald E. Powell | | Mgmt | For | For | For |
| | 1.8 | Elect Kay G. Priestly | | Mgmt | For | For | For |
| | 1.9 | Elect Phyllis M. Taylor | | Mgmt | For | For | For |
| | 1.10 | Elect David H. Welch | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Superior Energy Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPN | CUSIP 868157108 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Harold J. Bouillion | | Mgmt | For | For | For |
| | 1.2 | Elect Enoch L. Dawkins | | Mgmt | For | For | For |
| | 1.3 | Elect David D. Dunlap | | Mgmt | For | For | For |
| | 1.4 | Elect James M. Funk | | Mgmt | For | For | For |
| | 1.5 | Elect Terence E. Hall | | Mgmt | For | For | For |
| | 1.6 | Elect Ernest E. Howard, III | | Mgmt | For | For | For |
| | 1.7 | Elect Peter D. Kinnear | | Mgmt | For | For | For |
| | 1.8 | Elect Michael McShane | | Mgmt | For | For | For |
| | 1.9 | Elect W. Matt Ralls | | Mgmt | For | For | For |
| | 1.10 | Elect Justin L. Sullivan | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | 2013 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 5 | Amendment to Remove the Limitation of Non-U.S. Citizen Stock Ownership | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Surmodics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SRDX | CUSIP 868873100 | | 02/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Benson | | Mgmt | For | For | For |
| | 1.2 | Elect Mary Brainerd | | Mgmt | For | For | For |
| | 1.3 | Elect Gerald Fischer | | Mgmt | For | For | For |
| | 2 | Authorization of Board to Set Board Size | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| SVB Financial Group | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SIVB | CUSIP 78486Q101 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Greg W. Becker | | Mgmt | For | For | For |
| | 1.2 | Elect Eric A. Benhamou | | Mgmt | For | For | For |
| | 1.3 | Elect David M. Clapper | | Mgmt | For | For | For |
| | 1.4 | Elect Roger F. Dunbar | | Mgmt | For | For | For |
| | 1.5 | Elect Joel P. Friedman | | Mgmt | For | For | For |
| | 1.6 | Elect C. Richard Kramlich | | Mgmt | For | For | For |
| | 1.7 | Elect Lata Krishnan | | Mgmt | For | For | For |
| | 1.8 | Elect Jeffrey N. Maggioncalda | | Mgmt | For | For | For |
| | 1.9 | Elect Kate Mitchell | | Mgmt | For | For | For |
| | 1.10 | Elect John F. Robinson | | Mgmt | For | For | For |
| | 1.11 | Elect Garen K. Staglin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Synopsys, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNPS | CUSIP 871607107 | | 04/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Aart J. de Geus | | Mgmt | For | For | For |
| | 1.2 | Elect Chi-Foon Chan | | Mgmt | For | For | For |
| | 1.3 | Elect Alfred Castino | | Mgmt | For | For | For |
| | 1.4 | Elect Bruce R. Chizen | | Mgmt | For | For | For |
| | 1.5 | Elect Deborah A. Coleman | | Mgmt | For | For | For |
| | 1.6 | Elect Chrysostomos L. Nikias | | Mgmt | For | For | For |
| | 1.7 | Elect John Schwarz | | Mgmt | For | For | For |
| | 1.8 | Elect Roy A. Vallee | | Mgmt | For | For | For |
| | 1.9 | Elect Steven C. Walske | | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Employee Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Teradyne, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TER | CUSIP 880770102 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James W. Bagley | | Mgmt | For | For | For |
| | 2 | Elect Michael A. Bradley | | Mgmt | For | For | For |
| | 3 | Elect Albert Carnesale | | Mgmt | For | For | For |
| | 4 | Elect Daniel W. Christman | | Mgmt | For | For | For |
| | 5 | Elect Edwin J. Gillis | | Mgmt | For | For | For |
| | 6 | Elect Timothy E. Guertin | | Mgmt | For | For | For |
| | 7 | Elect Paul J. Tufano | | Mgmt | For | For | For |
| | 8 | Elect Roy A. Vallee | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Amendment to the 2006 Equity and Cash Compensation Incentive Plan | | Mgmt | For | For | For |
| | 11 | Amendment to the 1996 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Tesoro Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TSO | CUSIP 881609101 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Rodney F. Chase | | Mgmt | For | For | For |
| | 2 | Elect Gregory J. Goff | | Mgmt | For | For | For |
| | 3 | Elect Robert W. Goldman | | Mgmt | For | For | For |
| | 4 | Elect Steven H. Grapstein | | Mgmt | For | For | For |
| | 5 | Elect David Lilley | | Mgmt | For | For | For |
| | 6 | Elect Mary Pat McCarthy | | Mgmt | For | For | For |
| | 7 | Elect Jim W. Nokes | | Mgmt | For | For | For |
| | 8 | Elect Susan Tomasky | | Mgmt | For | For | For |
| | 9 | Elect Michael E. Wiley | | Mgmt | For | For | For |
| | 10 | Elect Patrick Y. Yang | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to the 2011 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Tetra Tech, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TTEK | CUSIP 88162G103 | | 02/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dan L. Batrack | | Mgmt | For | For | For |
| | 1.2 | Elect Hugh M. Grant | | Mgmt | For | For | For |
| | 1.3 | Elect Patrick C. Haden | | Mgmt | For | For | For |
| | 1.4 | Elect J. Christopher Lewis | | Mgmt | For | For | For |
| | 1.5 | Elect Albert E. Smith | | Mgmt | For | For | For |
| | 1.6 | Elect J. Kenneth Thompson | | Mgmt | For | For | For |
| | 1.7 | Elect Richard H. Truly | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TBBK | CUSIP 05969A105 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 2 | Elect Daniel G. Cohen | | Mgmt | For | For | For |
| | 3 | Elect Walter T. Beach | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Bradley | | Mgmt | For | For | For |
| | 5 | Elect Matthew Cohn | | Mgmt | For | For | For |
| | 6 | Elect William H. Lamb | | Mgmt | For | For | For |
| | 7 | Elect Frank M. Mastrangelo | | Mgmt | For | For | For |
| | 8 | Elect James J. McEntee, III | | Mgmt | For | For | For |
| | 9 | Elect Linda Schaeffer | | Mgmt | For | For | For |
| | 10 | Elect John C. Chrystal | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Stock Option and Equity Plan of 2013 | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Buckle, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BKE | CUSIP 118440106 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Daniel J. Hirschfeld | | Mgmt | For | For | For |
| | 1.2 | Elect Dennis H. Nelson | | Mgmt | For | For | For |
| | 1.3 | Elect Karen B. Rhoads | | Mgmt | For | For | For |
| | 1.4 | Elect James E. Shada | | Mgmt | For | For | For |
| | 1.5 | Elect Robert E. Campbell | | Mgmt | For | For | For |
| | 1.6 | Elect Bill L. Fairfield | | Mgmt | For | For | For |
| | 1.7 | Elect Bruce L. Hoberman | | Mgmt | For | For | For |
| | 1.8 | Elect John P. Peetz | | Mgmt | For | For | For |
| | 1.9 | Elect Michael E. Huss | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | 2013 Management Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Amendment to the 2005 Restricted Stock Plan | | Mgmt | For | For | For |
| | 5 | Approval of Material Terms Under the 2005 Restricted Stock Plan | | Mgmt | For | For | For |
|
|
|
| The Medicines Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDCO | CUSIP 584688105 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William W. Crouse | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect John C. Kelly | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Hiroaki Shigeta | | Mgmt | For | Withhold | Against |
| | 2 | 2013 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Valspar Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VAL | CUSIP 920355104 | | 02/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Willam Cook | | Mgmt | For | For | For |
| | 1.2 | Elect Gary Hendrickson | | Mgmt | For | For | For |
| | 1.3 | Elect Mae Jemison | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Thoratec Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | THOR | CUSIP 885175307 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Neil F. Dimick | | Mgmt | For | For | For |
| | 1.2 | Elect Gerhard F. Burbach | | Mgmt | For | For | For |
| | 1.3 | Elect J. Daniel Cole | | Mgmt | For | For | For |
| | 1.4 | Elect Steven H. Collis | | Mgmt | For | For | For |
| | 1.5 | Elect D. Keith Grossman | | Mgmt | For | For | For |
| | 1.6 | Elect William A. Hawkins, III | | Mgmt | For | For | For |
| | 1.7 | Elect Paul A. LaViolette | | Mgmt | For | For | For |
| | 1.8 | Elect Daniel M. Mulvena | | Mgmt | For | For | For |
| | 1.9 | Elect Todd C. Schermerhorn | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| TIBCO Software Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TIBX | CUSIP 88632Q103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Vivek Y. Ranadive | | Mgmt | For | For | For |
| | 1.2 | Elect Nanci E. Caldwell | | Mgmt | For | For | For |
| | 1.3 | Elect Eric C.W. Dunn | | Mgmt | For | For | For |
| | 1.4 | Elect Narendra K. Gupta | | Mgmt | For | For | For |
| | 1.5 | Elect Peter J. Job | | Mgmt | For | For | For |
| | 1.6 | Elect Philip K. Wood | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Torchmark Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TMK | CUSIP 891027104 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charles E. Adair | | Mgmt | For | For | For |
| | 2 | Elect Marilyn A. Alexander | | Mgmt | For | For | For |
| | 3 | Elect David L. Boren | | Mgmt | For | For | For |
| | 4 | Elect M. Jane Buchan | | Mgmt | For | For | For |
| | 5 | Elect Gary L. Coleman | | Mgmt | For | For | For |
| | 6 | Elect Larry M. Hutchinson | | Mgmt | For | For | For |
| | 7 | Elect Robert W. Ingram | | Mgmt | For | For | For |
| | 8 | Elect Mark S. McAndrew | | Mgmt | For | For | For |
| | 9 | Elect Lloyd W. Newton | | Mgmt | For | For | For |
| | 10 | Elect Wesley D. Protheroe | | Mgmt | For | For | For |
| | 11 | Elect Darren M. Rebelez | | Mgmt | For | For | For |
| | 12 | Elect Lamar C. Smith | | Mgmt | For | For | For |
| | 13 | Elect Paul J. Zucconi | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | 2013 Management Incentive Plan | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Towers Watson & Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TW | CUSIP 891894107 | | 11/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Victor Ganzi | | Mgmt | For | For | For |
| | 2 | Elect John Haley | | Mgmt | For | For | For |
| | 3 | Elect Leslie Heisz | | Mgmt | For | For | For |
| | 4 | Elect Brendan O'Neill | | Mgmt | For | For | For |
| | 5 | Elect Linda Rabbitt | | Mgmt | For | For | For |
| | 6 | Elect Gilbert Ray | | Mgmt | For | For | For |
| | 7 | Elect Paul Thomas | | Mgmt | For | For | For |
| | 8 | Elect Wilhelm Zeller | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| TrueBlue, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TBI | CUSIP 89785X101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven C. Cooper | | Mgmt | For | For | For |
| | 2 | Elect Thomas E. McChesney | | Mgmt | For | For | For |
| | 3 | Elect Gates McKibbin | | Mgmt | For | For | For |
| | 4 | Elect Jeffrey B. Sakaguchi | | Mgmt | For | For | For |
| | 5 | Elect Joseph P. Sambataro, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Bonnie W. Soodik | | Mgmt | For | For | For |
| | 7 | Elect William W. Steele | | Mgmt | For | For | For |
| | 8 | Elect Craig E. Tall | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Unit Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNT | CUSIP 909218109 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William B. Morgan | | Mgmt | For | For | For |
| | 1.2 | Elect John H. Williams | | Mgmt | For | For | For |
| | 1.3 | Elect Larry D. Pinkston | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Universal Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UVV | CUSIP 913456109 | | 08/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Adams, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Diana Cantor | | Mgmt | For | For | For |
| | 1.3 | Elect Robert Sledd | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Amendment to the 2007 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Valassis Communications, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VCI | CUSIP 918866104 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph B. Anderson, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Kenneth V. Darish | | Mgmt | For | For | For |
| | 3 | Elect Robert A. Mason | | Mgmt | For | For | For |
| | 4 | Elect Robert L. Recchia | | Mgmt | For | For | For |
| | 5 | Elect Thomas J. Reddin | | Mgmt | For | For | For |
| | 6 | Elect Alan F. Schultz | | Mgmt | For | For | For |
| | 7 | Elect Wallace S. Snyder | | Mgmt | For | For | For |
| | 8 | Elect Luis A. Ubinas | | Mgmt | For | For | For |
| | 9 | Elect Faith Whittlesey | | Mgmt | For | For | For |
| | 10 | Amendment to the 2008 Omnibus Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 11 | Amendment to the 2008 Senior Executives Bonus Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Validus Holdings, Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VR | CUSIP G9319H102 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward J. Noonan | | Mgmt | For | For | For |
| | 1.2 | Elect Mahmoud Abdallah | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey W. Greenberg | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Hendrickson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Valley National Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VLY | CUSIP 919794107 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Andrew B. Abramson | | Mgmt | For | For | For |
| | 1.2 | Elect Peter J. Baum | | Mgmt | For | For | For |
| | 1.3 | Elect Pamela R. Bronander | | Mgmt | For | For | For |
| | 1.4 | Elect Peter Crocitto | | Mgmt | For | For | For |
| | 1.5 | Elect Eric P. Edelstein | | Mgmt | For | For | For |
| | 1.6 | Elect Alan D. Eskow | | Mgmt | For | For | For |
| | 1.7 | Elect Mary J. Steele Guilfoile | | Mgmt | For | For | For |
| | 1.8 | Elect Graham O. Jones | | Mgmt | For | For | For |
| | 1.9 | Elect Walter H. Jones, III | | Mgmt | For | For | For |
| | 1.10 | Elect Gerald Korde | | Mgmt | For | For | For |
| | 1.11 | Elect Michael L. LaRusso | | Mgmt | For | For | For |
| | 1.12 | Elect Marc J. Lenner | | Mgmt | For | For | For |
| | 1.13 | Elect Gerald H. Lipkin | | Mgmt | For | For | For |
| | 1.14 | Elect Barnett Rukin | | Mgmt | For | For | For |
| | 1.15 | Elect Suresh L. Sani | | Mgmt | For | For | For |
| | 1.16 | Elect Robert C. Soldoveri | | Mgmt | For | For | For |
| | 1.17 | Elect Jeffrey S. Wilks | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| ValueClick, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VCLK | CUSIP 92046N102 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James R. Zarley | | Mgmt | For | For | For |
| | 1.2 | Elect David S. Buzby | | Mgmt | For | For | For |
| | 1.3 | Elect Martin T. Hart | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey F. Rayport | | Mgmt | For | For | For |
| | 1.5 | Elect James R. Peters | | Mgmt | For | For | For |
| | 1.6 | Elect James A. Crouthamel | | Mgmt | For | For | For |
| | 1.7 | Elect John Giuliani | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| W.R. Berkley Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WRB | CUSIP 084423102 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect W. Robert Berkley, Jr | | Mgmt | For | For | For |
| | 2 | Elect Ronald E. Blaylock | | Mgmt | For | For | For |
| | 3 | Elect Mark E. Brockbank | | Mgmt | For | For | For |
| | 4 | Elect George G. Daly | | Mgmt | For | For | For |
| | 5 | Elect Mary C. Farrell | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| WABCO Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WBC | CUSIP 92927K102 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jacques Esculier | | Mgmt | For | For | For |
| | 1.2 | Elect Kenneth J. Martin | | Mgmt | For | For | For |
| | 1.3 | Elect Donald J. Stebbins | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2009 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Waddell & Reed Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WDR | CUSIP 930059100 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Henry J. Herrmann | | Mgmt | For | For | For |
| | 1.2 | Elect James M. Raines | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Whiting Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WLL | CUSIP 966387102 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas L. Aller | | Mgmt | For | For | For |
| | 1.2 | Elect Michael B Walen | | Mgmt | For | For | For |
| | 2 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| World Fuel Services Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INT | CUSIP 981475106 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Kasbar | | Mgmt | For | For | For |
| | 1.2 | Elect Paul H. Stebbins | | Mgmt | For | For | For |
| | 1.3 | Elect Ken Bakshi | | Mgmt | For | For | For |
| | 1.4 | Elect Richard A. Kassar | | Mgmt | For | For | For |
| | 1.5 | Elect Myles Klein | | Mgmt | For | For | For |
| | 1.6 | Elect John L. Manley | | Mgmt | For | For | For |
| | 1.7 | Elect J. Thomas Presby | | Mgmt | For | For | For |
| | 1.8 | Elect Stephen K. Roddenberry | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Reapproval of the 2008 Executive Incentive Plan | | Mgmt | For | For | For |
| |
| | | | | | | | |
| Registrant : | Putnam Investment Funds | | | |
| Fund Name : | Putnam Growth Opportunities Fund | | | |
| Date of Fiscal Year End: | 07/31/2012 | | | |
|
|
|
| AbbVie Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABBV | CUSIP 00287Y109 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Burnside | | Mgmt | For | For | For |
| | 1.2 | Elect Edward Rapp | | Mgmt | For | For | For |
| | 1.3 | Elect Roy Roberts | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 5 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Actavis, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACT | CUSIP 00507K103 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jack Michelson | | Mgmt | For | For | For |
| | 2 | Elect Ronald R. Taylor | | Mgmt | For | For | For |
| | 3 | Elect Andrew L. Turner | | Mgmt | For | For | For |
| | 4 | Elect Paul M. Bisaro | | Mgmt | For | For | For |
| | 5 | Elect Christopher W. Bodine | | Mgmt | For | For | For |
| | 6 | Elect Michel J. Feldman | | Mgmt | For | For | For |
| | 7 | Elect Fred G. Weiss | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Aetna Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AET | CUSIP 00817Y108 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Fernando Aguirre | | Mgmt | For | For | For |
| | 2 | Elect Mark T. Bertolini | | Mgmt | For | For | For |
| | 3 | Elect Frank M. Clark, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 5 | Elect Molly J. Coye | | Mgmt | For | For | For |
| | 6 | Elect Roger N. Farah | | Mgmt | For | For | For |
| | 7 | Elect Barbara H. Franklin | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey E. Garten | | Mgmt | For | For | For |
| | 9 | Elect Ellen M. Hancock | | Mgmt | For | For | For |
| | 10 | Elect Richard J. Harrington | | Mgmt | For | For | For |
| | 11 | Elect Edward J. Ludwig | | Mgmt | For | For | For |
| | 12 | Elect Joseph P. Newhouse | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Board Oversight of Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Agilent Technologies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | A | CUSIP 00846U101 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul N. Clark | | Mgmt | For | For | For |
| | 2 | Elect James G. Cullen | | Mgmt | For | For | For |
| | 3 | Elect Tadataka Yamada | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Albemarle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALB | CUSIP 012653101 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William H. Hernandez | | Mgmt | For | For | For |
| | 1.2 | Elect Luther C. Kissam IV | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph M. Mahady | | Mgmt | For | For | For |
| | 1.4 | Elect Jim W. Nokes | | Mgmt | For | For | For |
| | 1.5 | Elect James J. O'Brien | | Mgmt | For | For | For |
| | 1.6 | Elect Barry W. Perry | | Mgmt | For | For | For |
| | 1.7 | Elect John Sherman Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Harriett Tee Taggart | | Mgmt | For | For | For |
| | 1.9 | Elect Anne Marie Whittemore | | Mgmt | For | For | For |
| | 2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Amazon.com, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMZN | CUSIP 023135106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey P. Bezos | | Mgmt | For | For | For |
| | 2 | Elect Tom A. Alberg | | Mgmt | For | For | For |
| | 3 | Elect John Seely Brown | | Mgmt | For | For | For |
| | 4 | Elect William B. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 6 | Elect Alain Monie | | Mgmt | For | For | For |
| | 7 | Elect Jonathan Rubinstein | | Mgmt | For | For | For |
| | 8 | Elect Thomas O. Ryder | | Mgmt | For | For | For |
| | 9 | Elect Patricia Q. Stonesifer | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
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|
| American Axle & Manufacturing Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXL | CUSIP 024061103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Elizabeth A. Chappell | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Steven B Hantler | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect John F Smith | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| American Tower Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMT | CUSIP 03027X100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Raymond P. Dolan | | Mgmt | For | For | For |
| | 2 | Elect Ronald M. Dykes | | Mgmt | For | For | For |
| | 3 | Elect Carolyn Katz | | Mgmt | For | For | For |
| | 4 | Elect Gustavo Lara Cantu | | Mgmt | For | For | For |
| | 5 | Elect JoAnn A. Reed | | Mgmt | For | For | For |
| | 6 | Elect Pamela D.A. Reeve | | Mgmt | For | For | For |
| | 7 | Elect David E. Sharbutt | | Mgmt | For | For | For |
| | 8 | Elect James D. Taiclet, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Samme L. Thompson | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Right to Call a Special Meeting | | Mgmt | For | For | For |
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|
| Anadarko Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APC | CUSIP 032511107 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin P. Chilton | | Mgmt | For | For | For |
| | 2 | Elect Luke R. Corbett | | Mgmt | For | For | For |
| | 3 | Elect H. Paulett Eberhart | | Mgmt | For | For | For |
| | 4 | Elect Peter J. Fluor | | Mgmt | For | For | For |
| | 5 | Elect Richard L. George | | Mgmt | For | For | For |
| | 6 | Elect Preston M. Geren, III | | Mgmt | For | For | For |
| | 7 | Elect Charles W. Goodyear | | Mgmt | For | For | For |
| | 8 | Elect John R. Gordon | | Mgmt | For | For | For |
| | 9 | Elect Eric D. Mullins | | Mgmt | For | For | For |
| | 10 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 11 | Elect R. A. Walker | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
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|
|
| Aon plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AON | CUSIP G0408V102 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lester B. Knight | | Mgmt | For | For | For |
| | 2 | Elect Gregory C. Case | | Mgmt | For | For | For |
| | 3 | Elect Fulvio Conti | | Mgmt | For | For | For |
| | 4 | Elect Cheryl A. Francis | | Mgmt | For | For | For |
| | 5 | Elect Edgar D. Jannotta | | Mgmt | For | For | For |
| | 6 | Elect J. Michael Losh | | Mgmt | For | Against | Against |
| | 7 | Elect Robert S. Morrison | | Mgmt | For | For | For |
| | 8 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 9 | Elect Richard C. Notebaert | | Mgmt | For | For | For |
| | 10 | Elect Gloria Santona | | Mgmt | For | For | For |
| | 11 | Elect Carolyn Y. Woo | | Mgmt | For | For | For |
| | 12 | Accounts and Reports | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | U.K. Remuneration Report | | Mgmt | For | For | For |
| | 18 | Global Share Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Apple Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAPL | CUSIP 037833100 | | 02/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William V. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy D. Cook | | Mgmt | For | For | For |
| | 1.3 | Elect Millard S. Drexler | | Mgmt | For | For | For |
| | 1.4 | Elect Albert A. Gore, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 1.6 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 1.7 | Elect Arthur D. Levinson | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald D. Sugar | | Mgmt | For | For | For |
| | 2 | Amendments to Articles of Incorporation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHldr | Against | Against | For |
|
|
|
| Arris Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ARRS | CUSIP 04270V106 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alex B. Best | | Mgmt | For | For | For |
| | 1.2 | Elect Harry L. Bosco | | Mgmt | For | For | For |
| | 1.3 | Elect James A. Chiddix | | Mgmt | For | For | For |
| | 1.4 | Elect John A. Craig | | Mgmt | For | For | For |
| | 1.5 | Elect Andrew T. Heller | | Mgmt | For | For | For |
| | 1.6 | Elect Matthew B. Kearney | | Mgmt | For | For | For |
| | 1.7 | Elect Robert J. Stanzione | | Mgmt | For | For | For |
| | 1.8 | Elect Debora J. Wilson | | Mgmt | For | For | For |
| | 1.9 | Elect David A. Woodle | | Mgmt | For | For | For |
| | 2 | Amendment to the 2011 Stock Incentive Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Reapproval of the the Material Terms under the Management Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Auxilium Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AUXL | CUSIP 05334D107 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rolf A. Classon | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Adrian Adams | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Peter C. Brandt | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Oliver S. Fetzer | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Paul A. Friedman | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Nancy Lurker | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect William T. McKee | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Avago Technologies Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AVGO | CUSIP Y0486S104 | | 04/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hock E. Tan | | Mgmt | For | For | For |
| | 2 | Elect John T. Dickson | | Mgmt | For | For | For |
| | 3 | Elect James V. Diller, Sr. | | Mgmt | For | For | For |
| | 4 | Elect Kenneth Y. Hao | | Mgmt | For | For | For |
| | 5 | Elect John HSUAN Min-Chih | | Mgmt | For | For | For |
| | 6 | Elect Justine Lien | | Mgmt | For | For | For |
| | 7 | Elect Donald Macleod | | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Bank of America Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAC | CUSIP 060505559 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sharon Allen | | Mgmt | For | For | For |
| | 2 | Elect Susan Bies | | Mgmt | For | For | For |
| | 3 | Elect Jack Bovender, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Frank Bramble, Sr. | | Mgmt | For | For | For |
| | 5 | Elect Arnold Donald | | Mgmt | For | For | For |
| | 6 | Elect Charles Gifford | | Mgmt | For | For | For |
| | 7 | Elect Charles Holliday, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Linda Hudson | | Mgmt | For | For | For |
| | 9 | Elect Monica Lozano | | Mgmt | For | For | For |
| | 10 | Elect Thomas May | | Mgmt | For | For | For |
| | 11 | Elect Brian Moynihan | | Mgmt | For | For | For |
| | 12 | Elect Lionel Nowell, III | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHldr | Against | Against | For |
|
|
|
| Barrick Gold Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABX | CUSIP 067901108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard L. Beck | | Mgmt | For | For | For |
| | 1.2 | Elect Charles W. D. Birchall | | Mgmt | For | For | For |
| | 1.3 | Elect Donald J. Carty | | Mgmt | For | For | For |
| | 1.4 | Elect Gustavo A. Cisneros | | Mgmt | For | For | For |
| | 1.5 | Elect Robert M. Franklin | | Mgmt | For | For | For |
| | 1.6 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.7 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 1.8 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.9 | Elect Anthony Munk | | Mgmt | For | For | For |
| | 1.10 | Elect Peter Munk | | Mgmt | For | For | For |
| | 1.11 | Elect Steven J. Shapiro | | Mgmt | For | For | For |
| | 1.12 | Elect Jamie C. Sokalsky | | Mgmt | For | For | For |
| | 1.13 | Elect John L. Thornton | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Baxter International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAX | CUSIP 071813109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas Chen | | Mgmt | For | For | For |
| | 2 | Elect Blake Devitt | | Mgmt | For | For | For |
| | 3 | Elect John Forsyth | | Mgmt | For | For | For |
| | 4 | Elect Gail Fosler | | Mgmt | For | For | For |
| | 5 | Elect Carole Shapazian | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 9 | Restoration of Right to Call a Special Meeting | | Mgmt | For | For | For |
|
|
|
| Beam Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BEAM | CUSIP 073730103 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard A. Goldstein | | Mgmt | For | For | For |
| | 2 | Elect Stephen W. Golsby | | Mgmt | For | For | For |
| | 3 | Elect Ann F. Hackett | | Mgmt | For | For | For |
| | 4 | Elect David Mackay | | Mgmt | For | For | For |
| | 5 | Elect Gretchen W. Price | | Mgmt | For | For | For |
| | 6 | Elect Matthew J. Shattock | | Mgmt | For | For | For |
| | 7 | Elect Robert A. Steele | | Mgmt | For | For | For |
| | 8 | Elect Peter M. Wilson | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Bed Bath & Beyond Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBBY | CUSIP 075896100 | | 06/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Warren Eisenberg | | Mgmt | For | For | For |
| | 2 | Elect Leonard Feinstein | | Mgmt | For | For | For |
| | 3 | Elect Steven H. Temares | | Mgmt | For | For | For |
| | 4 | Elect Dean S. Adler | | Mgmt | For | For | For |
| | 5 | Elect Stanley F. Barshay | | Mgmt | For | For | For |
| | 6 | Elect Klaus Eppler | | Mgmt | For | For | For |
| | 7 | Elect Patrick R. Gaston | | Mgmt | For | For | For |
| | 8 | Elect Jordan Heller | | Mgmt | For | For | For |
| | 9 | Elect Victoria A. Morrison | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cabot Oil & Gas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COG | CUSIP 127097103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Keiser | | Mgmt | For | For | For |
| | 2 | Elect W. Matt Ralls | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Calpine Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CPN | CUSIP 131347304 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank Cassidy | | Mgmt | For | For | For |
| | 1.2 | Elect Jack A. Fusco | | Mgmt | For | For | For |
| | 1.3 | Elect Robert C. Hinckley | | Mgmt | For | For | For |
| | 1.4 | Elect Michael W. Hofmann | | Mgmt | For | For | For |
| | 1.5 | Elect David C. Merritt | | Mgmt | For | For | For |
| | 1.6 | Elect W. Benjamin Moreland | | Mgmt | For | For | For |
| | 1.7 | Elect Robert A. Mosbacher, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Denise M. O'Leary | | Mgmt | For | For | For |
| | 1.9 | Elect J. Stuart Ryan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cameron International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAM | CUSIP 13342B105 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James T. Hackett | | Mgmt | For | For | For |
| | 2 | Elect Michael E. Patrick | | Mgmt | For | For | For |
| | 3 | Elect Jon Erik Reinhardsen | | Mgmt | For | For | For |
| | 4 | Elect Bruce W. Wilkinson | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Capital One Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COF | CUSIP 14040H105 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard D. Fairbank | | Mgmt | For | For | For |
| | 2 | Elect W. Ronald Dietz | | Mgmt | For | For | For |
| | 3 | Elect Lewis Hay, III | | Mgmt | For | For | For |
| | 4 | Elect Benjamin P. Jenkins, III | | Mgmt | For | For | For |
| | 5 | Elect Peter E. Raskind | | Mgmt | For | For | For |
| | 6 | Elect Mayo A. Shattuck III | | Mgmt | For | For | For |
| | 7 | Elect Bradford H. Warner | | Mgmt | For | For | For |
| | 8 | Elect Catherine G. West | | Mgmt | For | Against | Against |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | | Mgmt | For | For | For |
| | 12 | Elimination of Supermajority Requirement for the Removal of Directors | | Mgmt | For | For | For |
| | 13 | Elimination of Supermajority Requirement for Certain Business Combinations | | Mgmt | For | For | For |
|
|
|
| Catamaran Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CTRX | CUSIP 148887102 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark A. Thierer | | Mgmt | For | For | For |
| | 1.2 | Elect Peter J. Bensen | | Mgmt | For | For | For |
| | 1.3 | Elect Steven Cosler | | Mgmt | For | For | For |
| | 1.4 | Elect William J. Davis | | Mgmt | For | For | For |
| | 1.5 | Elect Steven B. Epstein | | Mgmt | For | For | For |
| | 1.6 | Elect Betsy D. Holden | | Mgmt | For | For | For |
| | 1.7 | Elect Karen L. Katen | | Mgmt | For | For | For |
| | 1.8 | Elect Harry M. Kraemer | | Mgmt | For | For | For |
| | 1.9 | Elect Anthony Masso | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| CBRE Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBG | CUSIP 12504L109 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard C. Blum | | Mgmt | For | For | For |
| | 1.2 | Elect Brandon B. Boze | | Mgmt | For | For | For |
| | 1.3 | Elect Curtis F. Feeny | | Mgmt | For | For | For |
| | 1.4 | Elect Bradford M. Freeman | | Mgmt | For | For | For |
| | 1.5 | Elect Michael Kantor | | Mgmt | For | For | For |
| | 1.6 | Elect Frederic V. Malek | | Mgmt | For | For | For |
| | 1.7 | Elect Jane J. Su | | Mgmt | For | For | For |
| | 1.8 | Elect Robert E. Sulentic | | Mgmt | For | For | For |
| | 1.9 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 1.10 | Elect Gary L. Wilson | | Mgmt | For | For | For |
| | 1.11 | Elect Ray Wirta | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Celanese Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CE | CUSIP 150870103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jay V. Ihlenfeld | | Mgmt | For | For | For |
| | 2 | Elect Mark C. Rohr | | Mgmt | For | For | For |
| | 3 | Elect Farah M. Walters | | Mgmt | For | For | For |
| | 4 | Elect Edward G. Galante | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
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| Celgene Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CELG | CUSIP 151020104 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Hugin | | Mgmt | For | For | For |
| | 1.2 | Elect Richard W. Barker D. Phil | | Mgmt | For | For | For |
| | 1.3 | Elect Michael D. Casey | | Mgmt | For | For | For |
| | 1.4 | Elect Carrie S. Cox | | Mgmt | For | For | For |
| | 1.5 | Elect Rodman L. Drake | | Mgmt | For | For | For |
| | 1.6 | Elect Michael Friedman | | Mgmt | For | For | For |
| | 1.7 | Elect Gilla Kaplan | | Mgmt | For | For | For |
| | 1.8 | Elect James J. Loughlin | | Mgmt | For | For | For |
| | 1.9 | Elect Ernest Mario | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
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| Charles Schwab Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCHW | CUSIP 808513105 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen A. Ellis | | Mgmt | For | For | For |
| | 2 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 3 | Elect Charles R. Schwab | | Mgmt | For | For | For |
| | 4 | Elect Paula A. Sneed | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
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| Cisco Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSCO | CUSIP 17275R102 | | 11/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol Bartz | | Mgmt | For | For | For |
| | 2 | Elect Marc Benioff | | Mgmt | For | For | For |
| | 3 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 4 | Elect Michael Capellas | | Mgmt | For | For | For |
| | 5 | Elect Larry Carter | | Mgmt | For | For | For |
| | 6 | Elect John Chambers | | Mgmt | For | For | For |
| | 7 | Elect Brian Halla | | Mgmt | For | For | For |
| | 8 | Elect John Hennessy | | Mgmt | For | For | For |
| | 9 | Elect Kristina Johnson | | Mgmt | For | For | For |
| | 10 | Elect Richard Kovacevich | | Mgmt | For | For | For |
| | 11 | Elect Roderick McGeary | | Mgmt | For | For | For |
| | 12 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 13 | Elect Steven West | | Mgmt | For | For | For |
| | 14 | Amendment to the Executive Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Report on Conflict Minerals | | ShrHldr | Against | Against | For |
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| Citigroup Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | C | CUSIP 172967424 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Corbat | | Mgmt | For | For | For |
| | 2 | Elect Franz B. Humer | | Mgmt | For | For | For |
| | 3 | Elect Robert L. Joss | | Mgmt | For | For | For |
| | 4 | Elect Michael E. O'Neill | | Mgmt | For | For | For |
| | 5 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 6 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 7 | Elect Anthony M. Santomero | | Mgmt | For | For | For |
| | 8 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 9 | Elect Diana L. Taylor | | Mgmt | For | For | For |
| | 10 | Elect William S. Thompson, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Director Indemnification | | ShrHldr | Against | Against | For |
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| CME Group Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CME | CUSIP 12572Q105 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Terrence A. Duffy | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Charles P. Carey | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Mark E. Cermak | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Martin J. Gepsman | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Leo Melamed | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Joseph Niciforo | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect C.C. Odom II | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John F. Sandner | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Dennis A. Suskind | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | For | Against |
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| Coach, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COH | CUSIP 189754104 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Lew Frankfort | | Mgmt | For | For | For |
| | 1.2 | Elect Susan Kropf | | Mgmt | For | For | For |
| | 1.3 | Elect Gary Loveman | | Mgmt | For | For | For |
| | 1.4 | Elect Ivan Menezes | | Mgmt | For | For | For |
| | 1.5 | Elect Irene Ruth Miller | | Mgmt | For | For | For |
| | 1.6 | Elect Michael Murphy | | Mgmt | For | For | For |
| | 1.7 | Elect Stephanie Tilenius | | Mgmt | For | For | For |
| | 1.8 | Elect Jide Zeitlin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Coca-Cola Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCE | CUSIP 19122T109 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jan Bennink | | Mgmt | For | For | For |
| | 1.2 | Elect John F. Brock | | Mgmt | For | For | For |
| | 1.3 | Elect Calvin Darden | | Mgmt | For | For | For |
| | 1.4 | Elect L. Phillip Humann | | Mgmt | For | For | For |
| | 1.5 | Elect Orrin H. Ingram II | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas H. Johnson | | Mgmt | For | For | For |
| | 1.7 | Elect Suzanne B. Labarge | | Mgmt | For | For | For |
| | 1.8 | Elect Veronique Morali | | Mgmt | For | For | For |
| | 1.9 | Elect Andrea L. Saia | | Mgmt | For | For | For |
| | 1.10 | Elect Garry Watts | | Mgmt | For | For | For |
| | 1.11 | Elect Curtis R. Welling | | Mgmt | For | For | For |
| | 1.12 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Cognizant Technology Solutions Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CTSH | CUSIP 192446102 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Maureen Breakiron-Evans | | Mgmt | For | For | For |
| | 2 | Elect John E. Klein | | Mgmt | For | For | For |
| | 3 | Elect Lakshmi Narayanan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | Amendment to the 2004 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
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| Comcast Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMCSA | CUSIP 20030N101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth J. Bacon | | Mgmt | For | For | For |
| | 1.2 | Elect Sheldon M. Bonovitz | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph J. Collins | | Mgmt | For | For | For |
| | 1.4 | Elect J. Michael Cook | | Mgmt | For | For | For |
| | 1.5 | Elect Gerald L. Hassell | | Mgmt | For | For | For |
| | 1.6 | Elect Jeffrey A. Honickman | | Mgmt | For | For | For |
| | 1.7 | Elect Eduardo G. Mestre | | Mgmt | For | For | For |
| | 1.8 | Elect Brian L. Roberts | | Mgmt | For | For | For |
| | 1.9 | Elect Ralph J. Roberts | | Mgmt | For | For | For |
| | 1.10 | Elect Johnathan A. Rodgers | | Mgmt | For | For | For |
| | 1.11 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 4 | Sharheolder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
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| Costco Wholesale Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COST | CUSIP 22160K105 | | 01/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Benjamin Carson, Sr. | | Mgmt | For | For | For |
| | 1.2 | Elect William Gates | | Mgmt | For | For | For |
| | 1.3 | Elect Hamilton James | | Mgmt | For | For | For |
| | 1.4 | Elect W. Craig Jelinek | | Mgmt | For | For | For |
| | 1.5 | Elect Jill Ruckelshaus | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
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| Covidien Public Limited Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COV | CUSIP G2554F113 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | | Mgmt | For | For | For |
| | 2 | Elect Joy A. Amundson | | Mgmt | For | For | For |
| | 3 | Elect Craig Arnold | | Mgmt | For | For | For |
| | 4 | Elect Robert H. Brust | | Mgmt | For | For | For |
| | 5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Christopher J. Coughlin | | Mgmt | For | For | For |
| | 7 | Elect Randall J. Hogan, III | | Mgmt | For | For | For |
| | 8 | Elect Martin D. Madaus | | Mgmt | For | For | For |
| | 9 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 10 | Elect Joseph A. Zaccagnino | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Remuneration | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock and Incentive Plan | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 16 | Amendments to Articles to Update Share Transfer Procedures | | Mgmt | For | For | For |
| | 17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | | Mgmt | For | For | For |
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| Cummins Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMI | CUSIP 231021106 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect N. Thomas Linebarger | | Mgmt | For | For | For |
| | 2 | Elect William I. Miller | | Mgmt | For | For | For |
| | 3 | Elect Alexis M. Herman | | Mgmt | For | For | For |
| | 4 | Elect Georgia R. Nelson | | Mgmt | For | For | For |
| | 5 | Elect Carl Ware | | Mgmt | For | For | For |
| | 6 | Elect Robert K. Herdman | | Mgmt | For | For | For |
| | 7 | Elect Robert J. Bernhard | | Mgmt | For | For | For |
| | 8 | Elect Franklin R. Chang-Diaz | | Mgmt | For | For | For |
| | 9 | Elect Stephen B. Dobbs | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
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| DISH Network Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DISH | CUSIP 25470M109 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph P. Clayton | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect James DeFranco | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Cantey M. Ergen | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Charles W. Ergen | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Steven R. Goodbarn | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Gary S. Howard | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect David K. Moskowitz | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Tom A. Ortolf | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Carl E. Vogel | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
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| Dollar General Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DG | CUSIP 256677105 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raj Agrawal | | Mgmt | For | For | For |
| | 1.2 | Elect Warren F. Bryant | | Mgmt | For | For | For |
| | 1.3 | Elect Michael M. Calbert | | Mgmt | For | For | For |
| | 1.4 | Elect Sandra B. Cochran | | Mgmt | For | For | For |
| | 1.5 | Elect Richard W. Dreiling | | Mgmt | For | For | For |
| | 1.6 | Elect Patricia Fili-Krushel | | Mgmt | For | For | For |
| | 1.7 | Elect Adrian Jones | | Mgmt | For | For | For |
| | 1.8 | Elect William C. Rhodes III | | Mgmt | For | For | For |
| | 1.9 | Elect David B. Rickard | | Mgmt | For | For | For |
| | 2 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Eastman Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMN | CUSIP 277432100 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary E. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Brett D. Begemann | | Mgmt | For | For | For |
| | 3 | Elect Stephen R. Demeritt | | Mgmt | For | For | For |
| | 4 | Elect Robert M. Hernandez | | Mgmt | For | For | For |
| | 5 | Elect Julie F. Holder | | Mgmt | For | For | For |
| | 6 | Elect Renee J. Hornbaker | | Mgmt | For | For | For |
| | 7 | Elect Lewis M. Kling | | Mgmt | For | For | For |
| | 8 | Elect David W. Raisbeck | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
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| Eaton Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP 278058102 | | 10/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Reduction in Share Premium Account to Create Distributable Reserves | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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| Eaton Corporation plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP G29183103 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect George S. Barrett | | Mgmt | For | For | For |
| | 2 | Elect Todd M. Bluedorn | | Mgmt | For | For | For |
| | 3 | Elect Christopher M. Connor | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Critelli | | Mgmt | For | For | For |
| | 5 | Elect Alexander M. Cutler | | Mgmt | For | For | For |
| | 6 | Elect Charles E. Golden | | Mgmt | For | For | For |
| | 7 | Elect Linda A. Hill | | Mgmt | For | For | For |
| | 8 | Elect Arthur E. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Ned C. Lautenbach | | Mgmt | For | For | For |
| | 10 | Elect Deborah L. McCoy | | Mgmt | For | For | For |
| | 11 | Elect Gregory R. Page | | Mgmt | For | For | For |
| | 12 | Elect Gerald B. Smith | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 14 | Senior Executive Incentive Compensation Plan | | Mgmt | For | For | For |
| | 15 | Executive Strategic Incentive Plan | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Issuance of Treasury Shares | | Mgmt | For | For | For |
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| EBay Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EBAY | CUSIP 278642103 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David M. Moffett | | Mgmt | For | For | For |
| | 2 | Elect Richard T. Schlosberg, III | | Mgmt | For | For | For |
| | 3 | Elect Thomas J. Tierney | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Privacy and Data Security | | ShrHldr | Against | Against | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
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| Elan Corporation, plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ELN | CUSIP 284131208 | | 04/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Repurchase of Shares | | Mgmt | For | For | For |
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| Elan Corporation, plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ELN | CUSIP 284131208 | | 12/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Prothena Spin-Off | | Mgmt | For | For | For |
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| Eli Lilly and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLY | CUSIP 532457108 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph Alvarez | | Mgmt | For | For | For |
| | 2 | Elect Sir Winfried Bischoff | | Mgmt | For | For | For |
| | 3 | Elect R. David Hoover | | Mgmt | For | For | For |
| | 4 | Elect Franklyn G. Prendergast | | Mgmt | For | For | For |
| | 5 | Elect Kathi P. Seifert | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | | Mgmt | For | For | For |
|
|
|
| Embraer SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMBR3 | CUSIP 29082A107 | | 03/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Management and Board Functions | | Mgmt | For | For | For |
| | 2 | Amendments to Articles Regarding Board Size and Election of Directors | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| EMC Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMC | CUSIP 268648102 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael W. Brown | | Mgmt | For | For | For |
| | 2 | Elect Randolph L. Cowen | | Mgmt | For | For | For |
| | 3 | Elect Gail Deegan | | Mgmt | For | For | For |
| | 4 | Elect James S. DiStasio | | Mgmt | For | For | For |
| | 5 | Elect John R. Egan | | Mgmt | For | For | For |
| | 6 | Elect Edmund F. Kelly | | Mgmt | For | For | For |
| | 7 | Elect Jami Miscik | | Mgmt | For | For | For |
| | 8 | Elect Windle B. Priem | | Mgmt | For | For | For |
| | 9 | Elect Paul Sagan | | Mgmt | For | For | For |
| | 10 | Elect David N. Strohm | | Mgmt | For | For | For |
| | 11 | Elect Joseph M. Tucci | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2003 Stock Plan | | Mgmt | For | For | For |
| | 15 | Amendment to the 1989 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 16 | Amendments to Articles and Bylaws Regarding Written Consent | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| F5 Networks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FFIV | CUSIP 315616102 | | 03/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Dreyer | | Mgmt | For | For | For |
| | 2 | Elect Sandra Bergeron | | Mgmt | For | For | For |
| | 3 | Elect Deborah L. Bevier | | Mgmt | For | For | For |
| | 4 | Elect Alan J. Higginson | | Mgmt | For | For | For |
| | 5 | Elect John McAdam | | Mgmt | For | For | For |
| | 6 | Elect Stephen Smith | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Facebook, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FB | CUSIP 30303M102 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marc L. Andreessen | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Erskine B. Bowles | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Susan D. Desmond-Hellmann | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Donald E. Graham | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Reed Hastings | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Sheryl K. Sandberg | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Peter A. Thiel | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Mark Zuckerberg | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| FedEx Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FDX | CUSIP 31428X106 | | 09/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James Barksdale | | Mgmt | For | For | For |
| | 2 | Elect John Edwardson | | Mgmt | For | For | For |
| | 3 | Elect Shirley Jackson | | Mgmt | For | For | For |
| | 4 | Elect Steven Loranger | | Mgmt | For | For | For |
| | 5 | Elect Gary Loveman | | Mgmt | For | For | For |
| | 6 | Elect R. Brad Martin | | Mgmt | For | For | For |
| | 7 | Elect Joshua Ramo | | Mgmt | For | For | For |
| | 8 | Elect Susan Schwab | | Mgmt | For | For | For |
| | 9 | Elect Frederick Smith | | Mgmt | For | For | For |
| | 10 | Elect Joshua Smith | | Mgmt | For | For | For |
| | 11 | Elect David Steiner | | Mgmt | For | For | For |
| | 12 | Elect Paul Walsh | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
|
|
|
| Fidelity National Information Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FIS | CUSIP 31620M106 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephan A. James | | Mgmt | For | For | For |
| | 2 | Elect Frank R. Martire | | Mgmt | For | For | For |
| | 3 | Elect Gary A. Norcross | | Mgmt | For | For | For |
| | 4 | Elect James B. Stallings | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Amendment to the 2008 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Fortune Brands Home & Security, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FBHS | CUSIP 34964C106 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard A. Goldstein | | Mgmt | For | For | For |
| | 2 | Elect Christopher J. Klein | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 6 | Executive Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| GenMark Diagnostics Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GNMK | CUSIP 372309104 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Christopher Gleeson | | Mgmt | For | For | For |
| | 1.2 | Elect Stephen T. Worland | | Mgmt | For | For | For |
| | 2 | 2013 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Gilead Sciences, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GILD | CUSIP 375558103 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Cogan | | Mgmt | For | For | For |
| | 1.2 | Elect Etienne F. Davignon | | Mgmt | For | For | For |
| | 1.3 | Elect Carla A. Hills | | Mgmt | For | For | For |
| | 1.4 | Elect Kevin E. Lofton | | Mgmt | For | For | For |
| | 1.5 | Elect John W. Madigan | | Mgmt | For | For | For |
| | 1.6 | Elect John C. Martin | | Mgmt | For | For | For |
| | 1.7 | Elect Nicholas G. Moore | | Mgmt | For | For | For |
| | 1.8 | Elect Richard J. Whitley | | Mgmt | For | For | For |
| | 1.9 | Elect Gayle E. Wilson | | Mgmt | For | For | For |
| | 1.10 | Elect Per Wold-Olsen | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Increase of Authorized Common Shares | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Google Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GOOG | CUSIP 38259P508 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Page | | Mgmt | For | For | For |
| | 1.2 | Elect Sergey Brin | | Mgmt | For | For | For |
| | 1.3 | Elect Eric E. Schmidt | | Mgmt | For | For | For |
| | 1.4 | Elect L. John Doerr | | Mgmt | For | For | For |
| | 1.5 | Elect Diane B. Greene | | Mgmt | For | For | For |
| | 1.6 | Elect John L. Hennessy | | Mgmt | For | For | For |
| | 1.7 | Elect Ann Mather | | Mgmt | For | For | For |
| | 1.8 | Elect Paul S. Otellini | | Mgmt | For | For | For |
| | 1.9 | Elect K. Ram Shriram | | Mgmt | For | For | For |
| | 1.10 | Elect Shirley M. Tilghman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Lead Batteries | | ShrHldr | Against | Against | For |
| | 4 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding CEO Succession Planning | | ShrHldr | Against | Against | For |
|
|
|
| GSE Holding Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GSE | CUSIP 36191X100 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark C. Arnold | | Mgmt | For | For | For |
| | 1.2 | Elect Michael G. Evans | | Mgmt | For | For | For |
| | 1.3 | Elect Marcus J. George | | Mgmt | For | For | For |
| | 1.4 | Elect Robert C. Griffin | | Mgmt | For | For | For |
| | 1.5 | Elect Richard E. Goodrich | | Mgmt | For | For | For |
| | 1.6 | Elect Charles A. Sorrentino | | Mgmt | For | For | For |
| | 1.7 | Elect Craig A. Steinke | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
|
|
|
| Gulfport Energy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPOR | CUSIP 402635304 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Donald Dillingham | | Mgmt | For | For | For |
| | 1.2 | Elect Craig Groeschel | | Mgmt | For | For | For |
| | 1.3 | Elect David L. Houston | | Mgmt | For | For | For |
| | 1.4 | Elect James D. Palm | | Mgmt | For | For | For |
| | 1.5 | Elect Scott E. Streller | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert Malone | | Mgmt | For | For | For |
| | 10 | Elect Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to Company Stock and Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| Honeywell International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HON | CUSIP 438516106 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gordon M. Bethune | | Mgmt | For | For | For |
| | 2 | Elect Kevin Burke | | Mgmt | For | For | For |
| | 3 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Davis | | Mgmt | For | For | For |
| | 6 | Elect Linnet F. Deily | | Mgmt | For | For | For |
| | 7 | Elect Judd Gregg | | Mgmt | For | For | For |
| | 8 | Elect Lord Clive Hollick | | Mgmt | For | For | For |
| | 9 | Elect Grace D. Lieblein | | Mgmt | For | For | For |
| | 10 | Elect George Paz | | Mgmt | For | For | For |
| | 11 | Elect Bradley T. Sheares | | Mgmt | For | For | For |
| | 12 | Elect Robin L. Washington | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Interxion Holding N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INXN | CUSIP N47279109 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Discharge of the Members of the Board of Directors from Certain Liabilities | | Mgmt | For | For | For |
| | 3 | Elect John C. Baker | | Mgmt | For | Against | Against |
| | 4 | Elect Jean Mandeville | | Mgmt | For | Against | Against |
| | 5 | Elect David Ruberg | | Mgmt | For | Against | Against |
| | 6 | Amendment to the Company's Directors' Remuneration Policy | | Mgmt | For | For | For |
| | 7 | Award of Restricted Shares to Non-Executive Directors | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Invesco Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IVZ | CUSIP G491BT108 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph R. Canion | | Mgmt | For | For | For |
| | 2 | Elect Edward P. Lawrence | | Mgmt | For | For | For |
| | 3 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Amendment to the Executive Incentive Bonus Plan | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Japan Tobacco Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2914 | CINS J27869106 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Masamichi Terahatake | | Mgmt | For | For | For |
| | 4 | Elect Tomotaka Kojima as Statutory Auditor | | Mgmt | For | Against | Against |
| | 5 | Shareholder Proposal Regarding Distribution of Dividends | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Share Repurchases | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | | ShrHldr | Against | Against | For |
|
|
|
| Johnson Controls, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JCI | CUSIP 478366107 | | 01/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Abney | | Mgmt | For | For | For |
| | 1.2 | Elect Julie Bushman | | Mgmt | For | For | For |
| | 1.3 | Elect Eugenio Clariond Reyes-Retana | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey Joerres | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 4 | 2012 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Key Energy Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEG | CUSIP 492914106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn R. Coleman | | Mgmt | For | For | For |
| | 2 | Elect Kevin P. Collins | | Mgmt | For | For | For |
| | 3 | Elect W. Phillip Marcum | | Mgmt | For | For | For |
| | 4 | Elect William F. Owens | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kirby Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEX | CUSIP 497266106 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. Sean Day | | Mgmt | For | Against | Against |
| | 2 | Elect William M. Lamont, Jr. | | Mgmt | For | For | For |
| | 3 | Elect William M. Waterman | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Las Vegas Sands Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LVS | CUSIP 517834107 | | 06/05/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sheldon G. Adelson | | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Irwin Chafetz | | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Victor Chaltiel | | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Charles A. Koppelman | | Mgmt | For | TNA | N/A |
| | 2 | Amendment to the 2004 Equity Award Plan | | Mgmt | For | TNA | N/A |
| | 3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | | Mgmt | For | TNA | N/A |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
|
|
|
| Lowe's Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LOW | CUSIP 548661107 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raul Alvarez | | Mgmt | For | For | For |
| | 1.2 | Elect David W. Bernauer | | Mgmt | For | For | For |
| | 1.3 | Elect Leonard L. Berry | | Mgmt | For | For | For |
| | 1.4 | Elect Peter C. Browning | | Mgmt | For | For | For |
| | 1.5 | Elect Richard W. Dreiling | | Mgmt | For | For | For |
| | 1.6 | Elect Dawn E. Hudson | | Mgmt | For | For | For |
| | 1.7 | Elect Robert L. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 1.9 | Elect Richard K. Lochridge | | Mgmt | For | For | For |
| | 1.10 | Elect Robert A. Niblock | | Mgmt | For | For | For |
| | 1.11 | Elect Eric C. Wiseman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| McDonald's Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MCD | CUSIP 580135101 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Walter E. Massey | | Mgmt | For | For | For |
| | 2 | Elect John W. Rogers, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Roger W. Stone | | Mgmt | For | For | For |
| | 4 | Elect Miles D. White | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Report on Childhood Obesity | | ShrHldr | Against | Against | For |
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| Mead Johnson Nutrition Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MJN | CUSIP 582839106 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven M. Altschuler | | Mgmt | For | For | For |
| | 2 | Elect Howard B. Bernick | | Mgmt | For | For | For |
| | 3 | Elect Kimberly A. Casiano | | Mgmt | For | For | For |
| | 4 | Elect Anna C. Catalano | | Mgmt | For | For | For |
| | 5 | Elect Celeste A. Clark | | Mgmt | For | For | For |
| | 6 | Elect James M. Cornelius | | Mgmt | For | For | For |
| | 7 | Elect Stephen W. Golsby | | Mgmt | For | For | For |
| | 8 | Elect Peter K. Jakobsen | | Mgmt | For | For | For |
| | 9 | Elect Peter G. Ratcliffe | | Mgmt | For | For | For |
| | 10 | Elect Elliott Sigal | | Mgmt | For | For | For |
| | 11 | Elect Robert S. Singer | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
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|
| Microsoft Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MSFT | CUSIP 594918104 | | 11/28/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven Ballmer | | Mgmt | For | For | For |
| | 2 | Elect Dina Dublon | | Mgmt | For | For | For |
| | 3 | Elect William Gates III | | Mgmt | For | For | For |
| | 4 | Elect Maria Klawe | | Mgmt | For | For | For |
| | 5 | Elect Stephen Luczo | | Mgmt | For | For | For |
| | 6 | Elect David Marquardt | | Mgmt | For | For | For |
| | 7 | Elect Charles Noski | | Mgmt | For | For | For |
| | 8 | Elect Helmut Panke | | Mgmt | For | For | For |
| | 9 | Elect John Thompson | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
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| Monsanto Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MON | CUSIP 61166W101 | | 01/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Chicoine | | Mgmt | For | For | For |
| | 2 | Elect Arthur Harper | | Mgmt | For | For | For |
| | 3 | Elect Gwendolyn King | | Mgmt | For | For | For |
| | 4 | Elect Jon Moeller | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHldr | Against | Against | For |
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| Morgan Stanley | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MS | CUSIP 617446448 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Erskine B. Bowles | | Mgmt | For | For | For |
| | 2 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 3 | Elect Thomas H. Glocer | | Mgmt | For | For | For |
| | 4 | Elect James P. Gorman | | Mgmt | For | For | For |
| | 5 | Elect Robert H. Herz | | Mgmt | For | For | For |
| | 6 | Elect C. Robert Kidder | | Mgmt | For | For | For |
| | 7 | Elect Klaus Kleinfield | | Mgmt | For | For | For |
| | 8 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 9 | Elect Hutham S. Olayan | | Mgmt | For | For | For |
| | 10 | Elect James W. Owens | | Mgmt | For | For | For |
| | 11 | Elect O. Griffith Sexton | | Mgmt | For | For | For |
| | 12 | Elect Ryosuke Tamakoshi | | Mgmt | For | For | For |
| | 13 | Elect Masaaki Tanaka | | Mgmt | For | For | For |
| | 14 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 17 | Amendment to the 2007 Equity Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | | Mgmt | For | Against | Against |
| | 19 | Amendment to the Annual Incentive Compensation Plan | | Mgmt | For | For | For |
|
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| NetApp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NTAP | CUSIP 64110D104 | | 08/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Daniel Warmenhoven | | Mgmt | For | For | For |
| | 1.2 | Elect Nicholas Moore | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffry Allen | | Mgmt | For | For | For |
| | 1.5 | Elect Alan Earhart | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald Held | | Mgmt | For | For | For |
| | 1.7 | Elect T. Michael Nevens | | Mgmt | For | For | For |
| | 1.8 | Elect George Shaheen | | Mgmt | For | For | For |
| | 1.9 | Elect Robert Wall | | Mgmt | For | For | For |
| | 1.10 | Elect Richard Wallace | | Mgmt | For | For | For |
| | 2 | Amendment to the 1999 Stock Option Plan | | Mgmt | For | Against | Against |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | N/A | For | N/A |
|
|
|
| Noble Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBL | CUSIP 655044105 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey L. Berenson | | Mgmt | For | For | For |
| | 2 | Elect Michael A. Cawley | | Mgmt | For | For | For |
| | 3 | Elect Edward F. Cox | | Mgmt | For | For | For |
| | 4 | Elect Charles D. Davidson | | Mgmt | For | For | For |
| | 5 | Elect Thomas J. Edelman | | Mgmt | For | For | For |
| | 6 | Elect Eric P. Grubman | | Mgmt | For | For | For |
| | 7 | Elect Kirby L. Hedrick | | Mgmt | For | For | For |
| | 8 | Elect Scott D. Urban | | Mgmt | For | For | For |
| | 9 | Elect William T. Van Kleef | | Mgmt | For | For | For |
| | 10 | Elect Molly K. Williamson | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | | Mgmt | For | For | For |
| | 14 | Adoption of Exclusive Forum Provisions | | Mgmt | For | Against | Against |
| | 15 | Bundled Technical Amendments to Bylaws | | Mgmt | For | For | For |
|
|
|
| Nordstrom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JWN | CUSIP 655664100 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Phyllis J. Campbell | | Mgmt | For | For | For |
| | 2 | Elect Michelle M. Ebanks | | Mgmt | For | For | For |
| | 3 | Elect Enrique Hernandez, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Robert G. Miller | | Mgmt | For | For | For |
| | 5 | Elect Blake W. Nordstrom | | Mgmt | For | For | For |
| | 6 | Elect Erik B. Nordstrom | | Mgmt | For | For | For |
| | 7 | Elect Peter E. Nordstrom | | Mgmt | For | For | For |
| | 8 | Elect Philip G. Satre | | Mgmt | For | For | For |
| | 9 | Elect B. Kevin Turner | | Mgmt | For | For | For |
| | 10 | Elect Robert D. Walter | | Mgmt | For | For | For |
| | 11 | Elect Alison A. Winter | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2010 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Oil States International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OIS | CUSIP 678026105 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin A. Lambert | | Mgmt | For | For | For |
| | 1.2 | Elect Mark G. Papa | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen A. Wells | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2001 Equity Participation Plan | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Oracle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORCL | CUSIP 68389X105 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey Berg | | Mgmt | For | For | For |
| | 1.2 | Elect H. Raymond Bingham | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Boskin | | Mgmt | For | For | For |
| | 1.4 | Elect Safra Catz | | Mgmt | For | For | For |
| | 1.5 | Elect Bruce Chizen | | Mgmt | For | For | For |
| | 1.6 | Elect George Conrades | | Mgmt | For | For | For |
| | 1.7 | Elect Lawrence Ellison | | Mgmt | For | For | For |
| | 1.8 | Elect Hector Garcia-Molina | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Henley | | Mgmt | For | For | For |
| | 1.10 | Elect Mark Hurd | | Mgmt | For | For | For |
| | 1.11 | Elect Donald Lucas | | Mgmt | For | For | For |
| | 1.12 | Elect Naomi Seligman | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 1993 Directors' Stock Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
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|
|
| PepsiCo, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PEP | CUSIP 713448108 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shona L. Brown | | Mgmt | For | For | For |
| | 2 | Elect George W. Buckley | | Mgmt | For | For | For |
| | 3 | Elect Ian M. Cook | | Mgmt | For | For | For |
| | 4 | Elect Dina Dublon | | Mgmt | For | For | For |
| | 5 | Elect Victor J. Dzau | | Mgmt | For | For | For |
| | 6 | Elect Ray L. Hunt | | Mgmt | For | For | For |
| | 7 | Elect Alberto Ibarguen | | Mgmt | For | For | For |
| | 8 | Elect Indra K. Nooyi | | Mgmt | For | For | For |
| | 9 | Elect Sharon Percy Rockefeller | | Mgmt | For | For | For |
| | 10 | Elect James J. Schiro | | Mgmt | For | For | For |
| | 11 | Elect Lloyd G. Trotter | | Mgmt | For | For | For |
| | 12 | Elect Daniel Vasella | | Mgmt | For | For | For |
| | 13 | Elect Alberto Weisser | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
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| Philip Morris International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PM | CUSIP 718172109 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Harold Brown | | Mgmt | For | For | For |
| | 2 | Elect Mathis Cabiallavetta | | Mgmt | For | For | For |
| | 3 | Elect Andre Calantzopoulos | | Mgmt | For | For | For |
| | 4 | Elect Louis Camilleri | | Mgmt | For | For | For |
| | 5 | Elect J. Dudley Fishburn | | Mgmt | For | For | For |
| | 6 | Elect Jennifer Li | | Mgmt | For | For | For |
| | 7 | Elect Graham Mackay | | Mgmt | For | For | For |
| | 8 | Elect Sergio Marchionne | | Mgmt | For | For | For |
| | 9 | Elect Kalpana Morparia | | Mgmt | For | For | For |
| | 10 | Elect Lucio Noto | | Mgmt | For | For | For |
| | 11 | Elect Robert Polet | | Mgmt | For | For | For |
| | 12 | Elect Carlos Slim Helu | | Mgmt | For | For | For |
| | 13 | Elect Stephen Wolf | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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|
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| Polycom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLCM | CUSIP 73172K104 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew M. Miller | | Mgmt | For | For | For |
| | 2 | Elect Betsy S. Atkins | | Mgmt | For | For | For |
| | 3 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 4 | Elect John A. Kelley, Jr. | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 6 | Elect William A. Owens | | Mgmt | For | For | For |
| | 7 | Elect Kevin T. Parker | | Mgmt | For | For | For |
| | 8 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
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|
| Precision Castparts Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCP | CUSIP 740189105 | | 08/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark Donegan | | Mgmt | For | For | For |
| | 1.2 | Elect Vernon Oechsle | | Mgmt | For | For | For |
| | 1.3 | Elect Rick Schmidt | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the Executive Performance Incentive Plan | | Mgmt | For | For | For |
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| Priceline.com Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCLN | CUSIP 741503403 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Tim Armstrong | | Mgmt | For | For | For |
| | 1.2 | Elect Howard W. Barker, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey H. Boyd | | Mgmt | For | For | For |
| | 1.4 | Elect Jan L. Docter | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey E. Epstein | | Mgmt | For | For | For |
| | 1.6 | Elect James M. Guyette | | Mgmt | For | For | For |
| | 1.7 | Elect Nancy B. Peretsman | | Mgmt | For | For | For |
| | 1.8 | Elect Thomas E. Rothman | | Mgmt | For | For | For |
| | 1.9 | Elect Craig W. Rydin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 1999 Omnibus Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Prothena Corporation plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRTA | CUSIP G72800108 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lars Ekman | | Mgmt | For | Against | Against |
| | 2 | Elect Christopher S. Henney | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
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| Prudential plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRU | CINS G72899100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Philip Remnant | | Mgmt | For | For | For |
| | 5 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 6 | Elect Rob Devey | | Mgmt | For | For | For |
| | 7 | Elect John W. Foley | | Mgmt | For | For | For |
| | 8 | Elect Michael W.O. Garrett | | Mgmt | For | For | For |
| | 9 | Elect Ann Godbehere | | Mgmt | For | For | For |
| | 10 | Elect Alexander Johnston | | Mgmt | For | For | For |
| | 11 | Elect Paul Manduca | | Mgmt | For | For | For |
| | 12 | Elect Michael G. A. McLintock | | Mgmt | For | For | For |
| | 13 | Elect Kaikhushru Nargolwala | | Mgmt | For | For | For |
| | 14 | Elect Nic Nicandrou | | Mgmt | For | For | For |
| | 15 | Elect Barry Stowe | | Mgmt | For | For | For |
| | 16 | Elect Tidjane Thiam | | Mgmt | For | For | For |
| | 17 | Elect Lord Andrew Turnbull | | Mgmt | For | For | For |
| | 18 | Elect Michael A. Wells | | Mgmt | For | For | For |
| | 19 | Appointment of Auditor | | Mgmt | For | For | For |
| | 20 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 21 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Issue Repurchased Shares | | Mgmt | For | For | For |
| | 24 | Savings-Related Share Option Scheme | | Mgmt | For | For | For |
| | 25 | Long Term incentive Plan | | Mgmt | For | For | For |
| | 26 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 27 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 28 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
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|
|
| QUALCOMM Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QCOM | CUSIP 747525103 | | 03/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara T. Alexander | | Mgmt | For | For | For |
| | 2 | Elect Donald G. Cruickshank | | Mgmt | For | For | For |
| | 3 | Elect Raymond V. Dittamore | | Mgmt | For | For | For |
| | 4 | Elect Susan Hockfield | | Mgmt | For | For | For |
| | 5 | Elect Thomas W. Horton | | Mgmt | For | For | For |
| | 6 | Elect Paul E. Jacobs | | Mgmt | For | For | For |
| | 7 | Elect Sherry Lansing | | Mgmt | For | For | For |
| | 8 | Elect Duane A. Nelles | | Mgmt | For | For | For |
| | 9 | Elect Francisco Ros | | Mgmt | For | For | For |
| | 10 | Elect Brent Scowcroft | | Mgmt | For | For | For |
| | 11 | Elect Marc I. Stern | | Mgmt | For | For | For |
| | 12 | Amendment to the 2006 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Rexel SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RXL | CINS F7782J366 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Scrip Dividend | | Mgmt | For | For | For |
| | 8 | Related Party Transactions (Re-Invoicing Agreements) | | Mgmt | For | For | For |
| | 9 | Related Party Transactions (Purchase and Indenture Agreements) | | Mgmt | For | For | For |
| | 10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | | Mgmt | For | For | For |
| | 11 | Elect Representative of Eurazeo | | Mgmt | For | Against | Against |
| | 12 | Elect Manfred Kindle | | Mgmt | For | Against | Against |
| | 13 | Elect Thomas Farrell | | Mgmt | For | Against | Against |
| | 14 | Elect Vivianne Akriche | | Mgmt | For | Against | Against |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | Against | Against |
| | 16 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| | 17 | Authority to Cancel Shares and Reduce Share Capital | | Mgmt | For | For | For |
| | 18 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 19 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 20 | Employee Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| | 21 | Amend Article 23 | | Mgmt | For | Against | Against |
| | 22 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| salesforce.com, inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CRM | CUSIP 79466L302 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
|
|
|
| SanDisk Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNDK | CUSIP 80004C101 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 2 | Elect Kevin A. DeNuccio | | Mgmt | For | For | For |
| | 3 | Elect Irwin Federman | | Mgmt | For | For | For |
| | 4 | Elect Steven J. Gomo | | Mgmt | For | For | For |
| | 5 | Elect Eddy W. Hartenstein | | Mgmt | For | For | For |
| | 6 | Elect Chenming Hu | | Mgmt | For | For | For |
| | 7 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 8 | Elect Sanjay Mehrotra | | Mgmt | For | For | For |
| | 9 | 2013 Incentive Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Sap AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAP | CUSIP 803054204 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 3 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Schlumberger N.V. (Schlumberger Limited) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLB | CUSIP 806857108 | | 04/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter L.S. Currie | | Mgmt | For | For | For |
| | 2 | Elect Anthony Isaac | | Mgmt | For | For | For |
| | 3 | Elect K.V. Kamath | | Mgmt | For | For | For |
| | 4 | Elect Paal Kibsgaard | | Mgmt | For | For | For |
| | 5 | Elect Nikolay Kudryavtsev | | Mgmt | For | For | For |
| | 6 | Elect Adrian Lajous | | Mgmt | For | For | For |
| | 7 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 8 | Elect Lubna Olayan | | Mgmt | For | For | For |
| | 9 | Elect Leo Rafael Reif | | Mgmt | For | For | For |
| | 10 | Elect Tore I. Sandvold | | Mgmt | For | For | For |
| | 11 | Elect Henri Seydoux | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Approval of Financial Statements/Dividends | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 16 | Amendment to the Discounted Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| SS&C Technologies Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SSNC | CUSIP 78467J100 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Allan Holt | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect William Stone | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Starbucks Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SBUX | CUSIP 855244109 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Howard Schultz | | Mgmt | For | For | For |
| | 2 | Elect William W. Bradley | | Mgmt | For | For | For |
| | 3 | Elect Robert M. Gates | | Mgmt | For | For | For |
| | 4 | Elect Mellody Hobson | | Mgmt | For | For | For |
| | 5 | Elect Kevin R. Johnson | | Mgmt | For | For | For |
| | 6 | Elect Olden Lee | | Mgmt | For | For | For |
| | 7 | Elect Joshua C. Ramo | | Mgmt | For | For | For |
| | 8 | Elect James G. Shennan, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Clara Shih | | Mgmt | For | For | For |
| | 10 | Elect Javier G. Teruel | | Mgmt | For | For | For |
| | 11 | Elect Myron E. Ullman III | | Mgmt | For | For | For |
| | 12 | Elect Craig E. Weatherup | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Long-Term Equity Incentive Plan | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Prohibition on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| TE Connectivity Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEL | CUSIP H84989104 | | 07/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Reallocation of Legal Reserves to Free Reserves | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Texas Instruments Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TXN | CUSIP 882508104 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph W. Babb, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Mark A. Blinn | | Mgmt | For | For | For |
| | 3 | Elect Daniel A. Carp | | Mgmt | For | For | For |
| | 4 | Elect Carrie S. Cox | | Mgmt | For | For | For |
| | 5 | Elect Pamela H. Patsley | | Mgmt | For | For | For |
| | 6 | Elect Robert E. Sanchez | | Mgmt | For | For | For |
| | 7 | Elect Wayne R. Sanders | | Mgmt | For | For | For |
| | 8 | Elect Ruth J. Simmons | | Mgmt | For | For | For |
| | 9 | Elect Richard K. Templeton | | Mgmt | For | For | For |
| | 10 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Coca-Cola Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KO | CUSIP 191216100 | | 07/10/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approval of Stock Split | | Mgmt | For | For | For |
|
|
|
| The Dow Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOW | CUSIP 260543103 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold A. Allemang | | Mgmt | For | For | For |
| | 2 | Elect Ajay S. Banga | | Mgmt | For | For | For |
| | 3 | Elect Jacqueline K. Barton | | Mgmt | For | For | For |
| | 4 | Elect James A. Bell | | Mgmt | For | For | For |
| | 5 | Elect Jeff M. Fettig | | Mgmt | For | For | For |
| | 6 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 7 | Elect Paul Polman | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect James M. Ringler | | Mgmt | For | Against | Against |
| | 10 | Elect Ruth G. Shaw | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| The Hillshire Brands Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HSH | CUSIP 432589109 | | 10/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Todd Becker | | Mgmt | For | For | For |
| | 2 | Elect Christopher Begley | | Mgmt | For | For | For |
| | 3 | Elect Ellen Brothers | | Mgmt | For | For | For |
| | 4 | Elect Virgis Colbert | | Mgmt | For | For | For |
| | 5 | Elect Sean Connolly | | Mgmt | For | For | For |
| | 6 | Elect Laurette Koellner | | Mgmt | For | For | For |
| | 7 | Elect Craig Omtvedt | | Mgmt | For | For | For |
| | 8 | Elect Ian Prosser | | Mgmt | For | For | For |
| | 9 | Elect Jonathan Ward | | Mgmt | For | For | For |
| | 10 | Elect James White | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2012 Long-Term Incentive Stock Plan | | Mgmt | For | For | For |
|
|
|
| The Procter & Gamble Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PG | CUSIP 742718109 | | 10/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Angela Braly | | Mgmt | For | For | For |
| | 2 | Elect Kenneth Chenault | | Mgmt | For | For | For |
| | 3 | Elect Scott Cook | | Mgmt | For | For | For |
| | 4 | Elect Susan Desmond-Hellmann | | Mgmt | For | For | For |
| | 5 | Elect Robert McDonald | | Mgmt | For | For | For |
| | 6 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Johnathan Rodgers | | Mgmt | For | For | For |
| | 8 | Elect Margaret Whitman | | Mgmt | For | For | For |
| | 9 | Elect Mary Wilderotter | | Mgmt | For | For | For |
| | 10 | Elect Patricia Woertz | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| The Timken Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TKR | CUSIP 887389104 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John M. Ballbach | | Mgmt | For | For | For |
| | 1.2 | Elect Phillip R. Cox | | Mgmt | For | For | For |
| | 1.3 | Elect Diane C. Creel | | Mgmt | For | For | For |
| | 1.4 | Elect James W. Griffith | | Mgmt | For | For | For |
| | 1.5 | Elect John A. Luke, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Joseph W. Ralston | | Mgmt | For | For | For |
| | 1.7 | Elect John P. Reilly | | Mgmt | For | For | For |
| | 1.8 | Elect Frank C. Sullivan | | Mgmt | For | For | For |
| | 1.9 | Elect John M. Timken, Jr. | | Mgmt | For | For | For |
| | 1.10 | Elect Ward J. Timken | | Mgmt | For | For | For |
| | 1.11 | Elect Ward J. Timken, Jr. | | Mgmt | For | For | For |
| | 1.12 | Elect Jacqueline F. Woods | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to Articles of Incorporation to Reduce Supermajority Requirement | | Mgmt | For | For | For |
| | 5 | Amendment to Regulations to Reduce Supermajority Requirement | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Steel Business | | Mgmt | Against | For | Against |
|
|
|
| The TJX Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TJX | CUSIP 872540109 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zein Abdalla | | Mgmt | For | For | For |
| | 2 | Elect Jose B. Alvarez | | Mgmt | For | For | For |
| | 3 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 4 | Elect Bernard Cammarata | | Mgmt | For | For | For |
| | 5 | Elect David T. Ching | | Mgmt | For | For | For |
| | 6 | Elect Michael F. Hines | | Mgmt | For | For | For |
| | 7 | Elect Amy B. Lane | | Mgmt | For | For | For |
| | 8 | Elect Dawn G. Lepore | | Mgmt | For | For | For |
| | 9 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 10 | Elect John F. O'Brien | | Mgmt | For | For | For |
| | 11 | Elect Willow B. Shire | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Thermo Fisher Scientific Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TMO | CUSIP 883556102 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. Martin Harris | | Mgmt | For | For | For |
| | 2 | Elect Judy C. Lewent | | Mgmt | For | For | For |
| | 3 | Elect Jim P. Manzi | | Mgmt | For | For | For |
| | 4 | Elect Lars R. Sorenson | | Mgmt | For | For | For |
| | 5 | Elect Elaine S. Ullian | | Mgmt | For | For | For |
| | 6 | Elect Marc N. Casper | | Mgmt | For | For | For |
| | 7 | Elect Nelson J. Chai | | Mgmt | For | For | For |
| | 8 | Elect Tyler Jacks | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 11 | 2013 Annual Incentive Award Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Time Warner Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TWX | CUSIP 887317303 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James L. Barksdale | | Mgmt | For | For | For |
| | 2 | Elect William P. Barr | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey L. Bewkes | | Mgmt | For | For | For |
| | 4 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 5 | Elect Robert C. Clark | | Mgmt | For | For | For |
| | 6 | Elect Mathias Dopfner | | Mgmt | For | For | For |
| | 7 | Elect Jessica P. Einhorn | | Mgmt | For | For | For |
| | 8 | Elect Fred Hassan | | Mgmt | For | For | For |
| | 9 | Elect Kenneth J. Novack | | Mgmt | For | For | For |
| | 10 | Elect Paul D. Wachter | | Mgmt | For | For | For |
| | 11 | Elect Deborah C. Wright | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Trimas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRS | CUSIP 896215209 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marshall A. Cohen | | Mgmt | For | For | For |
| | 1.2 | Elect David M. Wathen | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| TRW Automotive Holdings Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRW | CUSIP 87264S106 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jody G. Miller | | Mgmt | For | For | For |
| | 1.2 | Elect John C. Plant | | Mgmt | For | For | For |
| | 1.3 | Elect Neil P. Simpkins | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3.1 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 3.2 | Elect Michael E. Daniels | | Mgmt | For | For | For |
| | 3.3 | Elect Frank M. Drendel | | Mgmt | For | For | For |
| | 3.4 | Elect Brian Duperreault | | Mgmt | For | For | For |
| | 3.5 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 3.6 | Elect John A. Krol | | Mgmt | For | For | For |
| | 3.7 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 3.8 | Elect Brendan R. O'Neill | | Mgmt | For | For | For |
| | 3.9 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 3.10 | Elect R. David Yost | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment of Special Auditor | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Renewal of Authorized Share Capital | | Mgmt | For | For | For |
| | 11 | Approval of a Reduction in Registered Share Capital | | Mgmt | For | For | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 09/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | The ADT Spin-off | | Mgmt | For | For | For |
| | 2 | The Tyco Flow Control Spin-off | | Mgmt | For | For | For |
| | 3.1 | Elect George Oliver | | Mgmt | For | For | For |
| | 3.2 | Elect Frank Drendel | | Mgmt | For | For | For |
| | 4 | Approval of Ordinary Cash Dividends | | Mgmt | For | For | For |
| | 5 | 2012 Stock and Incentive Plan | | Mgmt | For | For | For |
|
|
|
| United Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UTX | CUSIP 913017109 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Louis Chenevert | | Mgmt | For | For | For |
| | 2 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 3 | Elect Jean-Pierre Garnier | | Mgmt | For | For | For |
| | 4 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 5 | Elect Edward A. Kangas | | Mgmt | For | For | For |
| | 6 | Elect Ellen J. Kullman | | Mgmt | For | For | For |
| | 7 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 8 | Elect Harold W. McGraw III | | Mgmt | For | For | For |
| | 9 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 10 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 11 | Elect Andre Villeneuve | | Mgmt | For | For | For |
| | 12 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| UnitedHealth Group Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNH | CUSIP 91324P102 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William C. Ballard, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Edson Bueno | | Mgmt | For | For | For |
| | 3 | Elect Richard T. Burke | | Mgmt | For | For | For |
| | 4 | Elect Robert J. Darretta | | Mgmt | For | For | For |
| | 5 | Elect Stephen J. Hemsley | | Mgmt | For | For | For |
| | 6 | Elect Michele J. Hooper | | Mgmt | For | For | For |
| | 7 | Elect Rodger A. Lawson | | Mgmt | For | For | For |
| | 8 | Elect Douglas W. Leatherdale | | Mgmt | For | For | For |
| | 9 | Elect Glenn M. Renwick | | Mgmt | For | For | For |
| | 10 | Elect Kenneth I. Shine | | Mgmt | For | For | For |
| | 11 | Elect Gail R. Wilensky | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Verint Systems Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VRNT | CUSIP 92343X100 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dan Bodner | | Mgmt | For | For | For |
| | 1.2 | Elect Victor A. DeMarines | | Mgmt | For | For | For |
| | 1.3 | Elect John Egan | | Mgmt | For | For | For |
| | 1.4 | Elect Larry Myers | | Mgmt | For | For | For |
| | 1.5 | Elect Richard Nottenburg | | Mgmt | For | For | For |
| | 1.6 | Elect Howard Safir | | Mgmt | For | For | For |
| | 1.7 | Elect Earl Shanks | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Verisk Analytics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VRSK | CUSIP 92345Y106 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Lehman, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew G. Mills | | Mgmt | For | For | For |
| | 1.3 | Elect Constantine P. Iordanou | | Mgmt | For | For | For |
| | 1.4 | Elect Scott G. Stephenson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Executive Officer Annual Incentive Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Visa Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | V | CUSIP 92826C839 | | 01/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary Coughlan | | Mgmt | For | For | For |
| | 2 | Elect Mary Cranston | | Mgmt | For | For | For |
| | 3 | Elect Francisco Javier Fernandez Carbajal | | Mgmt | For | For | For |
| | 4 | Elect Robert Matschullat | | Mgmt | For | For | For |
| | 5 | Elect Cathy Minehan | | Mgmt | For | For | For |
| | 6 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 7 | Elect David Pang | | Mgmt | For | For | For |
| | 8 | Elect Joseph Saunders | | Mgmt | For | For | For |
| | 9 | Elect Charles Scharf | | Mgmt | For | For | For |
| | 10 | Elect William Shanahan | | Mgmt | For | For | For |
| | 11 | Elect John Swainson | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Expenditures | | ShrHldr | Against | Against | For |
|
|
|
| Walgreen Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAG | CUSIP 931422109 | | 01/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Janice Babiak | | Mgmt | For | For | For |
| | 2 | Elect David J. Brailer | | Mgmt | For | For | For |
| | 3 | Elect Steven Davis | | Mgmt | For | For | For |
| | 4 | Elect William Foote | | Mgmt | For | For | For |
| | 5 | Elect Mark Frissora | | Mgmt | For | For | For |
| | 6 | Elect Ginger Graham | | Mgmt | For | For | For |
| | 7 | Elect Alan McNally | | Mgmt | For | For | For |
| | 8 | Elect Dominic Murphy | | Mgmt | For | For | For |
| | 9 | Elect Stefano Pessina | | Mgmt | For | For | For |
| | 10 | Elect Nancy Schlichting | | Mgmt | For | For | For |
| | 11 | Elect Alejandro Silva | | Mgmt | For | For | For |
| | 12 | Elect James Skinner | | Mgmt | For | For | For |
| | 13 | Elect Gregory Wasson | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Weatherford International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFT | CUSIP H27013103 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Bernard J. Duroc-Danner | | Mgmt | For | For | For |
| | 4 | Elect Nicholas F. Brady | | Mgmt | For | For | For |
| | 5 | Elect David J. Butters | | Mgmt | For | For | For |
| | 6 | Elect John D. Gass | | Mgmt | For | For | For |
| | 7 | Elect Francis S. Kalman | | Mgmt | For | For | For |
| | 8 | Elect William E. Macaulay | | Mgmt | For | For | For |
| | 9 | Elect Robert K. Moses, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Guillermo Ortiz | | Mgmt | For | For | For |
| | 11 | Elect Emyr J. Parry | | Mgmt | For | For | For |
| | 12 | Elect Robert A. Rayne | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Increase in Authorized Capital | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Westinghouse Air Brake Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAB | CUSIP 929740108 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Brooks | | Mgmt | For | For | For |
| | 1.2 | Elect William E. Kassling | | Mgmt | For | For | For |
| | 1.3 | Elect Albert J. Neupaver | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Whole Foods Market, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFM | CUSIP 966837106 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John B. Elstrott | | Mgmt | For | For | For |
| | 1.2 | Elect Gabrielle E. Greene | | Mgmt | For | For | For |
| | 1.3 | Elect Hass Hassan | | Mgmt | For | For | For |
| | 1.4 | Elect Stephanie Kugelman | | Mgmt | For | For | For |
| | 1.5 | Elect John P. Mackey | | Mgmt | For | For | For |
| | 1.6 | Elect Walter Robb | | Mgmt | For | For | For |
| | 1.7 | Elect Jonathan A. Seiffer | | Mgmt | For | For | For |
| | 1.8 | Elect Morris J. Siegel | | Mgmt | For | For | For |
| | 1.9 | Elect Jonathan D. Sokoloff | | Mgmt | For | For | For |
| | 1.10 | Elect Ralph Z. Sorenson | | Mgmt | For | For | For |
| | 1.11 | Elect William A. Tindell | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
|
|
|
| Wyndham Worldwide Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WYN | CUSIP 98310W108 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.2 | Elect Michael H. Wargotz | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Xilinx, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XLNX | CUSIP 983919101 | | 08/08/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Philip Gianos | | Mgmt | For | For | For |
| | 2 | Elect Moshe Gavrielov | | Mgmt | For | For | For |
| | 3 | Elect John Doyle | | Mgmt | For | For | For |
| | 4 | Elect Jerald Fishman | | Mgmt | For | For | For |
| | 5 | Elect William Howard, Jr. | | Mgmt | For | For | For |
| | 6 | Elect J. Michael Patterson | | Mgmt | For | For | For |
| | 7 | Elect Albert Pimentel | | Mgmt | For | For | For |
| | 8 | Elect Marshall Turner, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Elizabeth Vanderslice | | Mgmt | For | For | For |
| | 10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | | Mgmt | For | For | For |
| | 11 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Yahoo Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | YHOO | CUSIP 984332106 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Hayes | | Mgmt | For | For | For |
| | 2 | Elect Susan M. James | | Mgmt | For | For | For |
| | 3 | Elect Max R. Levchin | | Mgmt | For | For | For |
| | 4 | Elect Peter Liguori | | Mgmt | For | For | For |
| | 5 | Elect Daniel S. Loeb | | Mgmt | For | For | For |
| | 6 | Elect Marissa A. Mayer | | Mgmt | For | For | For |
| | 7 | Elect Thomas J. McInerney | | Mgmt | For | For | For |
| | 8 | Elect Maynard G. Webb, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Harry J. Wilson | | Mgmt | For | For | For |
| | 10 | Elect Michael J. Wolf | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Regarding Corporate Social Responsibility Report | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Yandex N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | YNDX | CUSIP N97284108 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 4 | Elect Rogier Rijnja | | Mgmt | For | Against | Against |
| | 5 | Elect Ilya Segalovich | | Mgmt | For | Against | Against |
| | 6 | Elect Charles Ryan | | Mgmt | For | Against | Against |
| | 7 | Elect Alexander S. Voloshin | | Mgmt | For | Against | Against |
| | 8 | Cancellation of Shares | | Mgmt | For | For | For |
| | 9 | Amendment to Articles | | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | Against | Against |
| | 12 | Suppress Preemptive Rights | | Mgmt | For | Against | Against |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Zimmer Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ZMH | CUSIP 98956P102 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Christopher B. Begley | | Mgmt | For | For | For |
| | 2 | Elect Betsy J. Bernard | | Mgmt | For | For | For |
| | 3 | Elect Gail K. Boudreaux | | Mgmt | For | For | For |
| | 4 | Elect David C. Dvorak | | Mgmt | For | For | For |
| | 5 | Elect Larry C. Glasscock | | Mgmt | For | For | For |
| | 6 | Elect Robert A. Hagemann | | Mgmt | For | For | For |
| | 7 | Elect Arthur J. Higgins | | Mgmt | For | For | For |
| | 8 | Elect John L. McGoldrick | | Mgmt | For | For | For |
| | 9 | Elect Cecil B. Pickett | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Amendment to the Executive Performance Incentive Plan | | Mgmt | For | For | For |
| | 13 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| |
| | | | | | | | |
| Registrant : | Putnam Investment Funds | | | |
| Fund Name : | Putnam International Capital Opportunities Fund | | | |
| Date of Fiscal Year End: | 08/31/2012 | | | |
|
|
|
| AAC Technologies Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2018 | CINS G2953R114 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Cayman Islands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect Ingrid WU Chunyuan | | Mgmt | For | Against | Against |
| | 6 | Elect KOH Boon Hwee | | Mgmt | For | Against | Against |
| | 7 | Elect Carmen CHANG I-Hua | | Mgmt | For | Against | Against |
| | 8 | Directors' Fees | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
|
|
|
| Aalberts Industries NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AALB | CINS N00089271 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 8 | Supervisory Board Fees | | Mgmt | For | For | For |
| | 9 | Amendments to Supervisory Board Regulations | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares Pursuant to a Stock Dividend | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 14 | Amendments to Articles | | Mgmt | For | For | For |
| | 15 | Authority to Coordinate Articles | | Mgmt | For | For | For |
| | 16 | Appointment of Auditor | | Mgmt | For | For | For |
| | 17 | Announcements and Other Business | | Mgmt | For | Against | Against |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 19 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Abacus Property Group | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABP | CINS Q0015N187 | | 11/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Remuneration Report | | Mgmt | For | For | For |
| | 3 | Re-elect William Bartlett | | Mgmt | For | Against | Against |
| | 4 | Equity Grant (MD Frank Wolf) | | Mgmt | For | For | For |
|
|
|
| ABC-Mart | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2670 | CINS J00056101 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Minoru Noguchi | | Mgmt | For | For | For |
| | 3 | Elect Tohru Nakao | | Mgmt | For | For | For |
| | 4 | Elect Yukie Yoshida | | Mgmt | For | For | For |
| | 5 | Elect Kiyoshi Katsunuma | | Mgmt | For | For | For |
| | 6 | Elect Joh Kojima | | Mgmt | For | For | For |
| | 7 | Elect Takashi Kikuchi | | Mgmt | For | For | For |
| | 8 | Elect Hideo Akimoto | | Mgmt | For | For | For |
| | 9 | Elect Yutaka Hayashi | | Mgmt | For | For | For |
| | 10 | Elect Keizoh Uehara | | Mgmt | For | For | For |
|
|
|
| Aberdeen Asset Management plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADN | CINS G00434111 | | 01/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 4 | Elect Julie Chakraverty | | Mgmt | For | Against | Against |
| | 5 | Elect Roger Cornick | | Mgmt | For | Against | Against |
| | 6 | Elect Anita Frew | | Mgmt | For | Against | Against |
| | 7 | Elect Martin Gilbert | | Mgmt | For | Against | Against |
| | 8 | Elect Andrew Laing | | Mgmt | For | Against | Against |
| | 9 | Elect Kenichi Miyanaga | | Mgmt | For | Against | Against |
| | 10 | Elect James Pettigrew | | Mgmt | For | Against | Against |
| | 11 | Elect Bill Rattray | | Mgmt | For | Against | Against |
| | 12 | Elect Anne Richards | | Mgmt | For | Against | Against |
| | 13 | Elect Simon Troughton | | Mgmt | For | Against | Against |
| | 14 | Elect Hugh Young | | Mgmt | For | Against | Against |
| | 15 | Elect Richard Mully | | Mgmt | For | Against | Against |
| | 16 | Elect Rod MacRae | | Mgmt | For | Against | Against |
| | 17 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 22 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 23 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Admiral Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADM | CINS G0110T106 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Alastair D. Lyons | | Mgmt | For | For | For |
| | 5 | Elect Henry Engelhardt | | Mgmt | For | For | For |
| | 6 | Elect David Stevens | | Mgmt | For | For | For |
| | 7 | Elect Kevin Chidwick | | Mgmt | For | For | For |
| | 8 | Elect Martin Jackson | | Mgmt | For | For | For |
| | 9 | Elect Margaret Johnson | | Mgmt | For | For | For |
| | 10 | Elect Lucy Kellaway | | Mgmt | For | For | For |
| | 11 | Elect John Sussens | | Mgmt | For | Against | Against |
| | 12 | Elect Manfred Aldag | | Mgmt | For | For | For |
| | 13 | Elect Colin P. Holmes | | Mgmt | For | For | For |
| | 14 | Elect Roger Abravanel | | Mgmt | For | For | For |
| | 15 | Elect Annette Court | | Mgmt | For | For | For |
| | 16 | Appointment of Auditor | | Mgmt | For | For | For |
| | 17 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Authority to Set General Meeting Notice Period at 14 Days. | | Mgmt | For | Against | Against |
|
|
|
| Aeon Credit Service Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8570 | CINS J0021H107 | | 02/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Absorption of Wholly-Owned Subsidiary | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| Aeon Financial Service Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8570 | CINS J0021H107 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Tsunekazu Haraguchi | | Mgmt | For | For | For |
| | 2 | Elect Kazuhide Kamitani | | Mgmt | For | For | For |
| | 3 | Elect Takashi Kiyonaga | | Mgmt | For | For | For |
| | 4 | Elect Hideki Wakabayashi | | Mgmt | For | For | For |
| | 5 | Elect Hiroyuki Watanabe | | Mgmt | For | For | For |
| | 6 | Elect Yutaka Yuge | | Mgmt | For | For | For |
| | 7 | Elect Masao Mizuno | | Mgmt | For | For | For |
| | 8 | Elect Takamitsu Moriyama | | Mgmt | For | For | For |
| | 9 | Elect Yohtoku Hiramatsu | | Mgmt | For | Against | Against |
| | 10 | Elect Kohshi Yamaura | | Mgmt | For | Against | Against |
| | 11 | Elect Kazumasa Hamada | | Mgmt | For | Against | Against |
|
|
|
| AF AB | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AF'B | CINS W05244103 | | 04/26/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Sweden | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 13 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 14 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 15 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 16 | Board Size | | Mgmt | For | TNA | N/A |
| | 17 | Directors and Auditors' Fees | | Mgmt | For | TNA | N/A |
| | 18 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 19 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 20 | Nominating Committee | | Mgmt | For | TNA | N/A |
| | 21 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 22 | Employee Convertible Program | | Mgmt | For | TNA | N/A |
| | 23 | Performance Share Plan | | Mgmt | For | TNA | N/A |
| | 24 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 25 | Authority to Issue Treasury Shares Pursuant to LTIPs 2010-12 | | Mgmt | For | TNA | N/A |
| | 26 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 27 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| AF AB | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AF'B | CINS W05244103 | | 11/19/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Sweden | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Amendments to Articles Regarding General Meeting | | Mgmt | For | TNA | N/A |
| | 10 | Amendments to Articles Regarding Share Capital | | Mgmt | For | TNA | N/A |
| | 11 | Merger/Acquisition | | Mgmt | For | TNA | N/A |
| | 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 13 | Shareholder Proposal Regarding Board Size | | ShrHldr | For | TNA | N/A |
| | 14 | Shareholder Proposal Regarding Directors' Fees | | ShrHldr | For | TNA | N/A |
| | 15 | Shareholder Proposal Regarding Election of Directors | | ShrHldr | For | TNA | N/A |
| | 16 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Amdocs Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOX | CUSIP G02602103 | | 01/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert Minicucci | | Mgmt | For | For | For |
| | 2 | Elect Adrian Gardner | | Mgmt | For | For | For |
| | 3 | Elect John McLennan | | Mgmt | For | For | For |
| | 4 | Elect Simon Olswang | | Mgmt | For | For | For |
| | 5 | Elect Zohar Zisapel | | Mgmt | For | For | For |
| | 6 | Elect Julian Brodsky | | Mgmt | For | For | For |
| | 7 | Elect Eli Gelman | | Mgmt | For | For | For |
| | 8 | Elect James Kahan | | Mgmt | For | For | For |
| | 9 | Elect Richard LeFave | | Mgmt | For | For | For |
| | 10 | Elect Nehemia Lemelbaum | | Mgmt | For | For | For |
| | 11 | Elect Giora Yaron | | Mgmt | For | For | For |
| | 12 | Accounts and Reports | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Amdocs Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOX | CUSIP G02602103 | | 07/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Quarterly Dividend Policy | | Mgmt | For | For | For |
|
|
|
| Amlin plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AML | CINS G0334Q177 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Julie Chakraverty | | Mgmt | For | Against | Against |
| | 5 | Elect Shonaid Jemmett-Page | | Mgmt | For | Against | Against |
| | 6 | Elect Simon Beale | | Mgmt | For | Against | Against |
| | 7 | Elect Brian Carpenter | | Mgmt | For | Against | Against |
| | 8 | Elect Sir Alan Collins | | Mgmt | For | Against | Against |
| | 9 | Elect Richard Davey | | Mgmt | For | Against | Against |
| | 10 | Elect Martin D. Feinstein | | Mgmt | For | Against | Against |
| | 11 | Elect Richard Hextall | | Mgmt | For | Against | Against |
| | 12 | Elect Charles Philipps | | Mgmt | For | Against | Against |
| | 13 | Elect Mark Wrightson | | Mgmt | For | Against | Against |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 21 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Andritz AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ANDR | CINS A11123105 | | 03/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Austria | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 5 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 6 | Supervisory Board Members' Fees | | Mgmt | For | For | For |
| | 7 | Appointment of Auditor | | Mgmt | For | For | For |
| | 8 | Amendments to Articles Regarding Reporting Requirements | | Mgmt | For | Against | Against |
| | 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Ansaldo STS S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STS | CINS T0421V119 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Remuneration Report | | Mgmt | For | For | For |
| | 4 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| | 5 | Election of Director | | Mgmt | For | Against | Against |
| | 6 | Election of Chairman of Board | | Mgmt | For | Against | Against |
| | 7 | Amendments to Articles | | Mgmt | For | For | For |
| | 8 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Arcadis NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ARCAD | CINS N0605M147 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 4 | Ratification of CEO Acts | | Mgmt | For | For | For |
| | 5 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 6 | Appointment of Auditor | | Mgmt | For | For | For |
| | 7 | Elect Z.A. Smith to the Management Board | | Mgmt | For | For | For |
| | 8 | Elect Nicolaas Willem Hoek | | Mgmt | For | Against | Against |
| | 9 | Elect Ruth Markland | | Mgmt | For | Against | Against |
| | 10 | Elect Armando R. Perez | | Mgmt | For | Against | Against |
| | 11 | Elect George R. Nethercutt | | Mgmt | For | Against | Against |
| | 12 | Authority to Issue Ordinary and Cumulative Financing Preference Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares as Dividends | | Mgmt | For | For | For |
| | 14 | Authority to Issue Cumulative Preference Shares | | Mgmt | For | For | For |
| | 15 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Aryzta AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ARYN | CINS H0336B110 | | 12/11/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 5 | Allocation of Profits | | Mgmt | For | TNA | N/A |
| | 6 | Dividend from Reserves | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Elect Denis Lucey | | Mgmt | For | TNA | N/A |
| | 9 | Elect Wolfgang Werle | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
|
|
|
| Ashmore Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ASHM | CINS G0609C101 | | 10/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Michael Benson | | Mgmt | For | Against | Against |
| | 4 | Elect Mark Coombs | | Mgmt | For | Against | Against |
| | 5 | Elect Graeme Dell | | Mgmt | For | Against | Against |
| | 6 | Elect Nick Land | | Mgmt | For | Against | Against |
| | 7 | Elect Melda Donnelly | | Mgmt | For | Against | Against |
| | 8 | Elect Simon Fraser | | Mgmt | For | Against | Against |
| | 9 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 10 | Appointment of Auditor | | Mgmt | For | Against | Against |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | Against | Against |
| | 12 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 16 | Waiver of Mandatory Takeover Requirement | | Mgmt | For | Against | Against |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Ashtead Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AHT | CINS G05320109 | | 09/04/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Chris Cole | | Mgmt | For | Against | Against |
| | 5 | Elect Geoffrey Drabble | | Mgmt | For | Against | Against |
| | 6 | Elect Brendan Horgan | | Mgmt | For | Against | Against |
| | 7 | Elect Sat Dhaiwal | | Mgmt | For | Against | Against |
| | 8 | Elect Suzanne Wood | | Mgmt | For | Against | Against |
| | 9 | Elect Hugh Etheridge | | Mgmt | For | Against | Against |
| | 10 | Elect Michael Burrow | | Mgmt | For | Against | Against |
| | 11 | Elect Bruce Edwards | | Mgmt | For | Against | Against |
| | 12 | Elect Ian Sutcliffe | | Mgmt | For | Against | Against |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Asics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 7936 | CINS J03234150 | | 06/21/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 3 | Elect Motoi Oyama | | Mgmt | For | TNA | N/A |
| | 4 | Elect Toshiyuki Sano | | Mgmt | For | TNA | N/A |
| | 5 | Elect Kazuhito Matsuo | | Mgmt | For | TNA | N/A |
| | 6 | Elect Kohsuke Hashimoto | | Mgmt | For | TNA | N/A |
| | 7 | Elect Masao Hijikata | | Mgmt | For | TNA | N/A |
| | 8 | Elect Katsumi Katoh | | Mgmt | For | TNA | N/A |
| | 9 | Elect Isao Katoh | | Mgmt | For | TNA | N/A |
| | 10 | Elect Kenji Kajiwara | | Mgmt | For | TNA | N/A |
| | 11 | Elect Katsuroh Tanaka | | Mgmt | For | TNA | N/A |
| | 12 | Elect Keiji Miyakawa | | Mgmt | For | TNA | N/A |
| | 13 | Elect Mitsuhiko Inaba as Statutory Auditor | | Mgmt | For | TNA | N/A |
| | 14 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 15 | Equity Compensation Plan | | Mgmt | For | TNA | N/A |
|
|
|
| Aspen Insurance Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AHL | CUSIP G05384105 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Bucknall | | Mgmt | For | For | For |
| | 1.2 | Elect Peter O'Flinn | | Mgmt | For | For | For |
| | 1.3 | Elect Ronald Pressman | | Mgmt | For | For | For |
| | 1.4 | Elect Gordon Ireland | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 4 | 2013 Share Incentive Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| AuRico Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AUQ | CUSIP 05155C105 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Colin K. Benner | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Luis M. Chavez | | Mgmt | For | For | For |
| | 1.3 | Elect Richard M. Colterjohn | | Mgmt | For | For | For |
| | 1.4 | Elect Mark J. Daniel | | Mgmt | For | For | For |
| | 1.5 | Elect Patrick D. Downey | | Mgmt | For | For | For |
| | 1.6 | Elect Alan R. Edwards | | Mgmt | For | For | For |
| | 1.7 | Elect Scott G. Perry | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald E. Smith | | Mgmt | For | For | For |
| | 1.9 | Elect Joseph G. Spiteri | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Renewal of Shareholder Rights Plan | | Mgmt | For | For | For |
| | 4 | Omnibus Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Aurubis AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NDA | CINS D10004105 | | 02/28/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 9 | Elect Sandra Luth | | Mgmt | For | TNA | N/A |
| | 10 | Elect Burkhard Becker | | Mgmt | For | TNA | N/A |
| | 11 | Elect Bernd Drouven | | Mgmt | For | TNA | N/A |
| | 12 | Elect Heinz Jorg Fuhrmann | | Mgmt | For | TNA | N/A |
| | 13 | Elect Fritz Vahrenholt | | Mgmt | For | TNA | N/A |
| | 14 | Elect Ernst J. Wortberg | | Mgmt | For | TNA | N/A |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
|
|
|
| AVEVA Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AVV | CINS G06812112 | | 07/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Philip Aiken | | Mgmt | For | Against | Against |
| | 5 | Elect Richard Longdon | | Mgmt | For | Against | Against |
| | 6 | Elect James Kidd | | Mgmt | For | Against | Against |
| | 7 | Elect Jonathan Brooks | | Mgmt | For | Against | Against |
| | 8 | Elect Philip Dayer | | Mgmt | For | Against | Against |
| | 9 | Elect Herve Couturier | | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Baloise Holding AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BALN | CINS H04530202 | | 05/02/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 7 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 8 | Elect Georg F. Krayer | | Mgmt | For | TNA | N/A |
| | 9 | Elect Michael Becker | | Mgmt | For | TNA | N/A |
| | 10 | Elect Werner Kummer | | Mgmt | For | TNA | N/A |
| | 11 | Elect Karin Keller-Sutter | | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 13 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
| | 14 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Banque Cantonale Vaudoise | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BCVN | CINS H0482P863 | | 04/25/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 10 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
|
|
|
| Barratt Developments plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BDEV | CINS G08288105 | | 11/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Elect Richard Akers | | Mgmt | For | For | For |
| | 3 | Elect Bob Lawson | | Mgmt | For | For | For |
| | 4 | Elect Mark Clare | | Mgmt | For | For | For |
| | 5 | Elect David Thomas | | Mgmt | For | For | For |
| | 6 | Elect Steven Boyes | | Mgmt | For | For | For |
| | 7 | Elect Tessa Bamford | | Mgmt | For | For | For |
| | 8 | Elect Roderick MacEachrane | | Mgmt | For | For | For |
| | 9 | Elect Mark Rolfe | | Mgmt | For | For | For |
| | 10 | Appointment of Auditor | | Mgmt | For | Against | Against |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 12 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 13 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 14 | Long-Term Performance Plan | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Barry Callebaut | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BARN | CINS H05072105 | | 04/22/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 4 | Elect Fernando Aguirre | | Mgmt | For | TNA | N/A |
| | 5 | Elect Timothy Minges | | Mgmt | For | TNA | N/A |
| | 6 | Additional and/or counter-proposals; no additional and/or counter-proposals have been submitted at this time | | ShrHldr | N/A | TNA | N/A |
| | 7 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Barry Callebaut | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BARN | CINS H05072105 | | 12/05/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Approval of Reports | | Mgmt | For | TNA | N/A |
| | 4 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 5 | Approval of Financial Statements | | Mgmt | For | TNA | N/A |
| | 6 | Authority to Transfer Reserves | | Mgmt | For | TNA | N/A |
| | 7 | Allocation of Dividends from Reserves | | Mgmt | For | TNA | N/A |
| | 8 | Allocation of Profits | | Mgmt | For | TNA | N/A |
| | 9 | Reduction in Par Value of Shares; Capital Distribution | | Mgmt | For | TNA | N/A |
| | 10 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 11 | Elect Andreas Jacobs | | Mgmt | For | TNA | N/A |
| | 12 | Elect Andreas Schmid | | Mgmt | For | TNA | N/A |
| | 13 | Elect James Donald | | Mgmt | For | TNA | N/A |
| | 14 | Elect Markus Fiechter | | Mgmt | For | TNA | N/A |
| | 15 | Elect Jakob Baer | | Mgmt | For | TNA | N/A |
| | 16 | Elect Ajai Puri | | Mgmt | For | TNA | N/A |
| | 17 | Elect Nicoals Jacobs | | Mgmt | For | TNA | N/A |
| | 18 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 19 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
|
|
|
| Bertrandt AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BDT | CINS D1014N107 | | 02/20/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Intra-company Control Agreement with Bertrandt Fahrerprobung Sud GmbH | | Mgmt | For | TNA | N/A |
| | 9 | Intra-company Control Agreement with Bertrandt Ehningen GmbH | | Mgmt | For | TNA | N/A |
| | 10 | Intra-company Control Agreement with Bertrandt GmbH | | Mgmt | For | TNA | N/A |
| | 11 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Bilfinger SE | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GBF | CINS D11648108 | | 04/18/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Elect Herbert Bodner | | Mgmt | For | TNA | N/A |
| | 9 | Elect Jens Tischendorf | | Mgmt | For | TNA | N/A |
| | 10 | Elect Wolfgang Faden as a Substitute Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | | Mgmt | For | TNA | N/A |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 13 | Profit-and-Loss Transfer Agreement with Bilfinger Industrial Technologies | | Mgmt | For | TNA | N/A |
| | 14 | Profit-and-Loss Transfer Agreement with Roediger Grundbesitz GmbH | | Mgmt | For | TNA | N/A |
| | 15 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 16 | Remuneration Report | | Mgmt | For | TNA | N/A |
|
|
|
| Boliden AB | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BOL | CINS W17218103 | | 05/03/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Sweden | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 15 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 16 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 17 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 19 | Board Size | | Mgmt | For | TNA | N/A |
| | 20 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 21 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 22 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 23 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 24 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 25 | Nominating Committee | | Mgmt | For | TNA | N/A |
| | 26 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| BS Financial Group Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 138930 | CINS Y0997Y103 | | 03/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | Against | Against |
| | 3 | Amendments to Articles | | Mgmt | For | Against | Against |
| | 4 | Elect LIM Young Rok | | Mgmt | For | For | For |
| | 5 | Elect SUNG Se Hwan | | Mgmt | For | For | For |
| | 6 | Elect KIM Sung Ho | | Mgmt | For | For | For |
| | 7 | Elect KIM Woo Suk | | Mgmt | For | For | For |
| | 8 | Elect LEE Jong Soo | | Mgmt | For | For | For |
| | 9 | Elect PARK Maeng Eon | | Mgmt | For | For | For |
| | 10 | Election of Audit Committee Member : KIM Sung Ho | | Mgmt | For | For | For |
| | 11 | Election of Audit Committee Member : KIM Woo Suk | | Mgmt | For | For | For |
| | 12 | Election of Audit Committee Member : PARK Maeng Eon | | Mgmt | For | For | For |
| | 13 | Directors' Fees | | Mgmt | For | Against | Against |
| | 14 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Bucher Industries AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BUCN | CINS H10914176 | | 04/11/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Compensation Report | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 7 | Elect Rolf Broglie | | Mgmt | For | TNA | N/A |
| | 8 | Elect Anita Hauser | | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 10 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
| | 11 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Bunzl plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BNZL | CINS G16968110 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Philip G. Rogerson | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Roney | | Mgmt | For | For | For |
| | 5 | Elect Pat Larmon | | Mgmt | For | For | For |
| | 6 | Elect Brian May | | Mgmt | For | For | For |
| | 7 | Elect Peter Johnson | | Mgmt | For | For | For |
| | 8 | Elect David Sleath | | Mgmt | For | For | For |
| | 9 | Elect Eugenia Ulasewicz | | Mgmt | For | For | For |
| | 10 | Elect Jean-Charles Pauze | | Mgmt | For | For | For |
| | 11 | Elect Meinie Oldersma | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Burberry Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BRBY | CINS G1699R107 | | 07/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect John Peace | | Mgmt | For | For | For |
| | 5 | Elect Angela Ahrendts | | Mgmt | For | For | For |
| | 6 | Elect Philip Bowman | | Mgmt | For | For | For |
| | 7 | Elect Ian Carter | | Mgmt | For | For | For |
| | 8 | Elect Stacey Cartwright | | Mgmt | For | For | For |
| | 9 | Elect Stephanie George | | Mgmt | For | For | For |
| | 10 | Elect John Smith | | Mgmt | For | For | For |
| | 11 | Elect David Tyler | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Burckhardt Compression Holding AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BCHN | CINS H12013100 | | 06/29/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 5 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 8 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 9 | Amendments to Articles Regarding Registration of Shares | | Mgmt | For | TNA | N/A |
| | 10 | Elect Hans Hess | | Mgmt | For | TNA | N/A |
| | 11 | Elect Valentin Vogt | | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 13 | In the case of ad-hoc shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | | ShrHldr | N/A | TNA | N/A |
|
|
|
| Calfrac Well Services Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CFW | CUSIP 129584108 | | 05/14/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald P. Mathison | | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Douglas R. Ramsay | | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Kevin R. Baker | | Mgmt | For | TNA | N/A |
| | 1.4 | Elect James S. Blair | | Mgmt | For | TNA | N/A |
| | 1.5 | Elect Gregory S. Fletcher | | Mgmt | For | TNA | N/A |
| | 1.6 | Elect Lorne Gartner | | Mgmt | For | TNA | N/A |
| | 1.7 | Elect R. Timothy Swinton | | Mgmt | For | TNA | N/A |
| | 1.8 | Elect Fernando Aguilar | | Mgmt | For | TNA | N/A |
| | 2 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 3 | Amendments to Articles Regarding Board Appointments | | Mgmt | For | TNA | N/A |
|
|
|
| Canaccord Financial Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CF | CUSIP 134801109 | | 07/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect Charles Bralver | | Mgmt | For | For | For |
| | 2.2 | Elect Peter Brown | | Mgmt | For | For | For |
| | 2.3 | Elect Massimo Carello | | Mgmt | For | For | For |
| | 2.4 | Elect William Eeuwes | | Mgmt | For | Withhold | Against |
| | 2.5 | Elect Michael Harris | | Mgmt | For | For | For |
| | 2.6 | Elect David Kassie | | Mgmt | For | For | For |
| | 2.7 | Elect Terrence Lyons | | Mgmt | For | Withhold | Against |
| | 2.8 | Elect Paul Reynolds | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Canadian Real Estate Investment Trust | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | REF.UN | CUSIP 13650J104 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John A. Brough | | Mgmt | For | For | For |
| | 1.2 | Elect James D. Fisher | | Mgmt | For | For | For |
| | 1.3 | Elect Brian M. Flood | | Mgmt | For | For | For |
| | 1.4 | Elect Andrew L. Hoffman | | Mgmt | For | For | For |
| | 1.5 | Elect Stephen E. Johnson | | Mgmt | For | For | For |
| | 1.6 | Elect W. Reay Mackay | | Mgmt | For | For | For |
| | 1.7 | Elect Mary C. Ritchie | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Cap Gemini SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAP | CINS F13587120 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports; Ratification of Board Acts | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Related Party Transactions | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Elect Daniel Bernard | | Mgmt | For | Against | Against |
| | 9 | Elect Bernard Liautaud | | Mgmt | For | Against | Against |
| | 10 | Elect Pierre Pringuet | | Mgmt | For | Against | Against |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 13 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 14 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Capcom Co. Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 9697 | CINS J05187109 | | 06/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Kenzoh Tsujimoto | | Mgmt | For | For | For |
| | 4 | Elect Haruhiro Tsujimoto | | Mgmt | For | For | For |
| | 5 | Elect Tamio Oda | | Mgmt | For | For | For |
| | 6 | Elect Kazuhiko Abe | | Mgmt | For | For | For |
| | 7 | Elect Yoshifumi Yamashita | | Mgmt | For | For | For |
| | 8 | Elect Katsuhiko Ichii | | Mgmt | For | For | For |
| | 9 | Elect Yohichi Egawa | | Mgmt | For | For | For |
| | 10 | Elect Hiroshi Yasuda | | Mgmt | For | For | For |
| | 11 | Elect Makoto Matsuo | | Mgmt | For | For | For |
| | 12 | Elect Takayuki Morinaga | | Mgmt | For | For | For |
|
|
|
| Cape Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CIU | CINS G1933N102 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Tim Eggar | | Mgmt | For | Against | Against |
| | 5 | Elect Michael Merton | | Mgmt | For | Against | Against |
| | 6 | Elect Brendan Connolly | | Mgmt | For | Against | Against |
| | 7 | Elect Joe Oatley | | Mgmt | For | Against | Against |
| | 8 | Elect Michael Speakman | | Mgmt | For | Against | Against |
| | 9 | Elect Leslie Van de Walle | | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Carl Zeiss Meditec AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFX | CINS D14895102 | | 03/05/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Centerra Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CG | CUSIP 152006102 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ian Atkinson | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Richard Connor | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Raphael Girard | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Karybek Ibraev | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Stephen A. Lang | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect John W. Lill | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Amangeldy Muraliev | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Sheryl K. Pressler | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Terry V. Rogers | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Bruce V. Walter | | Mgmt | For | Withhold | Against |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Century Tokyo Leasing Corp (fka Century Leasing System Inc) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8439 | CINS J05607106 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Toshihito Tamba | | Mgmt | For | For | For |
| | 3 | Elect Shunichi Asada | | Mgmt | For | For | For |
| | 4 | Elect Makoto Nogami | | Mgmt | For | For | For |
| | 5 | Elect Kohichi Nakajima | | Mgmt | For | For | For |
| | 6 | Elect Masao Mizuno | | Mgmt | For | For | For |
| | 7 | Elect Masuo Suzuki | | Mgmt | For | For | For |
| | 8 | Elect Masataka Yukiya | | Mgmt | For | For | For |
| | 9 | Elect Hideo Kondoh | | Mgmt | For | For | For |
| | 10 | Elect Yoshinori Shimizu | | Mgmt | For | For | For |
|
|
|
| China BlueChemical Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3983 | CINS Y14251105 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Directors' Report | | Mgmt | For | For | For |
| | 5 | Supervisors' Report | | Mgmt | For | For | For |
| | 6 | Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | FInancial Budget | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 10 | Elect WANG Mingyang as Supervisor | | Mgmt | For | Against | Against |
| | 11 | Amendments to Articles | | Mgmt | For | For | For |
| | 12 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | | Mgmt | For | For | For |
|
|
|
| China New Town Development Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | D4N | CINS G2156N100 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Virgin Islands (British) | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Elect Shi Jian | | Mgmt | For | Against | Against |
| | 5 | Elect Li Yao Min | | Mgmt | For | Against | Against |
| | 6 | Elect Gu Biya | | Mgmt | For | Against | Against |
| | 7 | Elect Yang Yonggang | | Mgmt | For | Against | Against |
| | 8 | Elect Song Yiqing | | Mgmt | For | Against | Against |
| | 9 | Elect E Hock Yap | | Mgmt | For | Against | Against |
| | 10 | Directors' Fees | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to grant options and issue Shares under CNTD share Option Scheme | | Mgmt | For | For | For |
|
|
|
| Chiyoda Integre Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6915 | CINS J0627M104 | | 11/29/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Akira Satoh | | Mgmt | For | For | For |
| | 3 | Elect Takumi Murasawa | | Mgmt | For | For | For |
| | 4 | Elect Akira Oikawa | | Mgmt | For | For | For |
| | 5 | Elect Hiroyasu Kanabe | | Mgmt | For | For | For |
| | 6 | Elect Naofumi Watanabe as Alternate Statutory Auditor | | Mgmt | For | For | For |
|
|
|
| Close Brothers Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBG | CINS G22120102 | | 11/22/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect P. Strone Macpherson | | Mgmt | For | Against | Against |
| | 5 | Elect Preben Prebensen | | Mgmt | For | Against | Against |
| | 6 | Elect Stephen Hodges | | Mgmt | For | Against | Against |
| | 7 | Elect Jonathan Howell | | Mgmt | For | Against | Against |
| | 8 | Elect Bruce Carnegie-Brown | | Mgmt | For | Against | Against |
| | 9 | Elect Jamie Cayzer-Colvin | | Mgmt | For | Against | Against |
| | 10 | Elect Ray Greenshields | | Mgmt | For | Against | Against |
| | 11 | Elect Geoffrey Howe | | Mgmt | For | Against | Against |
| | 12 | Elect Douglas Paterson | | Mgmt | For | Against | Against |
| | 13 | Elect Shonaid Jemmett-Page | | Mgmt | For | Against | Against |
| | 14 | Elect Elizabeth Lee | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| DAELIM INDUSTRIAL CO.,LTD | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 000210 | CINS Y1860N109 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | Against | Against |
| | 4 | Elect KIM Yoon | | Mgmt | For | Against | Against |
| | 5 | Elect SHIN Jung Sik | | Mgmt | For | Against | Against |
| | 6 | Elect OH Soo Keun | | Mgmt | For | Against | Against |
| | 7 | Elect SHIN Young Joon | | Mgmt | For | Against | Against |
| | 8 | Elect LIM Sung Kyun | | Mgmt | For | Against | Against |
| | 9 | Elect JANG Dal Jung | | Mgmt | For | Against | Against |
| | 10 | Election of Board Committee Member: SHIN Jung Sik | | Mgmt | For | For | For |
| | 11 | Election of Board Committee Member: OH Soo Keun | | Mgmt | For | For | For |
| | 12 | Election of Board Committee Member: LIM Sung Kyun | | Mgmt | For | For | For |
| | 13 | Directors' Fees | | Mgmt | For | Against | Against |
|
|
|
| Dah Sing Financial Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 0440 | CINS Y19182107 | | 05/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Hong Kong | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect David WONG Shou-Yeh | | Mgmt | For | Against | Against |
| | 6 | Elect Nicholas J. MAYHEW | | Mgmt | For | Against | Against |
| | 7 | Elect Hidekazu Horikoshi | | Mgmt | For | Against | Against |
| | 8 | Elect Seiji Nakamura | | Mgmt | For | Against | Against |
| | 9 | Elect Yuan Shu | | Mgmt | For | Against | Against |
| | 10 | Directors' Fees | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | Against | Against |
| | 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | 15 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Dampskibsselskabet Norden A/S | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DNORD | CINS K19911146 | | 04/24/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Denmark | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Elect Alison Riegels | | Mgmt | For | TNA | N/A |
| | 9 | Elect Karsten Knudsen | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Danieli & C. Officine Meccaniche S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DAN | CINS T73148115 | | 10/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | List Presented by SIND International S.p.A. | | Mgmt | N/A | For | N/A |
| | 3 | List Presented by SIND International S.p.A. | | Mgmt | For | For | For |
| | 4 | Remuneration Report | | Mgmt | For | Against | Against |
| | 5 | Authority to Repurchase and Reissue Shares | | Mgmt | For | For | For |
| | 6 | Amendments to Articles | | Mgmt | For | For | For |
| | 7 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Daum Communication Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 035720 | CINS Y2020U108 | | 03/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect CHOI Jun Ho | | Mgmt | For | For | For |
| | 4 | Elect David Hoffman | | Mgmt | For | For | For |
| | 5 | Election of Audit Committee Member: HAN Soo Jung | | Mgmt | For | For | For |
| | 6 | Election of Audit Committee Member: CHOI Jun Ho | | Mgmt | For | For | For |
| | 7 | Election of Audit Committee Member: David Hoffman | | Mgmt | For | For | For |
| | 8 | Directors' Fees | | Mgmt | For | For | For |
| | 9 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| De' Longhi S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DLG | CINS T3508H102 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Remuneration Report | | Mgmt | For | For | For |
| | 3 | List Presented by De Longhi Industrial S.A. | | Mgmt | N/A | Against | N/A |
| | 4 | List Presented by De Longhi Industrial S.A. | | Mgmt | N/A | For | N/A |
| | 5 | Authority to Repurchase Shares and Reissue Shares | | Mgmt | For | For | For |
| | 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| DGB Financial Group Co Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 139130 | CINS Y2058E109 | | 03/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect PARK Dong Gwan | | Mgmt | For | For | For |
| | 5 | Elect AHN Choong Young | | Mgmt | For | For | For |
| | 6 | Elect LEE Jung Do | | Mgmt | For | For | For |
| | 7 | Elect KIM Ssang Soo | | Mgmt | For | For | For |
| | 8 | Elect JANG Ik Hyun | | Mgmt | For | For | For |
| | 9 | Elect LEE Ji Eun | | Mgmt | For | For | For |
| | 10 | Election of Audit Committee Member: AHN Choong Young | | Mgmt | For | For | For |
| | 11 | Election of Audit Committee Member: KIM Ssang Soo | | Mgmt | For | For | For |
| | 12 | Election of Audit Committee Member: JANG Ik Hyun | | Mgmt | For | For | For |
| | 13 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Diasorin S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DIA | CINS T3475Y104 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports; Allocation of Profits and Dividends | | Mgmt | For | For | For |
| | 4 | Remuneration Report | | Mgmt | For | For | For |
| | 5 | List presented by IP Investimenti e Partecipazioni S.r.l. | | Mgmt | N/A | Against | N/A |
| | 6 | List presented by IP Investimenti e Partecipazioni S.r.l. | | Mgmt | For | For | For |
| | 7 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Disco Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6146 | CINS J12327102 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Hitoshi Mizorogi | | Mgmt | For | For | For |
| | 3 | Elect Kazuma Sekiya | | Mgmt | For | For | For |
| | 4 | Elect Hideyuki Sekiya | | Mgmt | For | For | For |
| | 5 | Elect Takao Tamura | | Mgmt | For | For | For |
| | 6 | Elect Keizoh Sekiya | | Mgmt | For | For | For |
| | 7 | Elect Ishiroh Inazaki | | Mgmt | For | For | For |
| | 8 | Election of Mimata Tsutomu as Statutory Auditor | | Mgmt | For | For | For |
| | 9 | Bonus | | Mgmt | For | For | For |
|
|
|
| Dollarama Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOL | CUSIP 25675T107 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joshua Bekenstein | | Mgmt | For | For | For |
| | 1.2 | Elect Gregory David | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen K. Gunn | | Mgmt | For | For | For |
| | 1.4 | Elect Nicholas Nomicos | | Mgmt | For | For | For |
| | 1.5 | Elect Larry Rossy | | Mgmt | For | For | For |
| | 1.6 | Elect Neil Rossy | | Mgmt | For | For | For |
| | 1.7 | Elect Richard G. Roy | | Mgmt | For | For | For |
| | 1.8 | Elect John J. Swidler | | Mgmt | For | For | For |
| | 1.9 | Elect Huw Thomas | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Domtar Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UFS | CUSIP 257559203 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Giannella Alvarez | | Mgmt | For | For | For |
| | 2 | Elect Robert E Apple | | Mgmt | For | For | For |
| | 3 | Elect Louis P. Gignac | | Mgmt | For | For | For |
| | 4 | Elect Brian M. Levitt | | Mgmt | For | For | For |
| | 5 | Elect Harold H. MacKay | | Mgmt | For | For | For |
| | 6 | Elect David G. Maffucci | | Mgmt | For | For | For |
| | 7 | Elect Robert J. Steacy | | Mgmt | For | For | For |
| | 8 | Elect Pamela B. Strobel | | Mgmt | For | For | For |
| | 9 | Elect Denis Turcotte | | Mgmt | For | For | For |
| | 10 | Elect John D. Williams | | Mgmt | For | For | For |
| | 11 | Advisory Vote to Approve Named Executive Officer Compensation | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Dong-A Pharmaceutical Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 000640 | CINS Y20949106 | | 01/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Spin-off | | Mgmt | For | For | For |
| | 3 | Amendments to Articles - Company Name | | Mgmt | For | For | For |
| | 4 | Amendments to Articles - Business Purpose | | Mgmt | For | For | For |
| | 5 | Amendments to Articles - Issuance of New Shares | | Mgmt | For | For | For |
| | 6 | Amendments to Articles - Board Size | | Mgmt | For | For | For |
| | 7 | Elect LEE Dong Hoon | | Mgmt | For | Against | Against |
| | 8 | Elect KANG Soo Hyung | | Mgmt | For | Against | Against |
| | 9 | Elect CHAE Hong Ki | | Mgmt | For | Against | Against |
| | 10 | Elect CHO Bong Soon | | Mgmt | For | Against | Against |
|
|
|
| Dong-A Pharmaceutical Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 000640 | CINS Y20949106 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Article 9. Preemptive Right | | Mgmt | For | For | For |
| | 3 | Article 27.2 Share Disposal of Subsidiary | | Mgmt | For | For | For |
| | 4 | Directors' Fees | | Mgmt | For | For | For |
| | 5 | Corporate Auditors' Fees | | Mgmt | For | For | For |
|
|
|
| Dongbu Insurance Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 005830 | CINS Y2096K109 | | 06/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Election of Directors (Slate) | | Mgmt | For | For | For |
| | 3 | Election of Independent Audit Committee Members (Slate) | | Mgmt | For | For | For |
| | 4 | Election of Non-independent Audit Committee Member: ANN Hyung Joon | | Mgmt | For | For | For |
| | 5 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Dowa Holdings Co., Ltd. (fka Dowa Mining) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5714 | CINS J12432126 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Masao Yamada | | Mgmt | For | For | For |
| | 3 | Elect Fumitoshi Sugiyama | | Mgmt | For | For | For |
| | 4 | Elect Hiroshi Nakashio | | Mgmt | For | For | For |
| | 5 | Elect Hiroyuki Kai | | Mgmt | For | For | For |
| | 6 | Elect Katsuji Matsushita | | Mgmt | For | For | For |
| | 7 | Elect Eiji Hosoda | | Mgmt | For | For | For |
| | 8 | Elect Kazu Iwano | | Mgmt | For | Against | Against |
| | 9 | Elect Osamu Hamamatsu | | Mgmt | For | Against | Against |
| | 10 | Elect Kohichiroh Ohba as Alternate Statutory Auditor | | Mgmt | For | For | For |
|
|
|
| Dragon Oil Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DGO | CINS G2828W132 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Ireland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Mohammed Al Ghurair | | Mgmt | For | Against | Against |
| | 4 | Elect Abdul Jaleel Al Khalifa | | Mgmt | For | Against | Against |
| | 5 | Elect Ahmad Sharaf | | Mgmt | For | Against | Against |
| | 6 | Elect Ahmad Al Muhairbi | | Mgmt | For | Against | Against |
| | 7 | Elect Saeed Al Mazrooei | | Mgmt | For | Against | Against |
| | 8 | Elect Thor Haugnaess | | Mgmt | For | Against | Against |
| | 9 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 10 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 11 | Meeting Location | | Mgmt | For | For | For |
| | 12 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares and Re issuance of Treasury Shares | | Mgmt | For | For | For |
|
|
|
| DSV A/S | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DSV | CINS K3013J154 | | 03/21/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Denmark | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Authority to Reduce Share Capital | | Mgmt | For | TNA | N/A |
| | 7 | Directors' Fees 2012 | | Mgmt | For | TNA | N/A |
| | 8 | Directors' Fees 2013 | | Mgmt | For | TNA | N/A |
| | 9 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 10 | Elect Kurt K. Larsen | | Mgmt | For | TNA | N/A |
| | 11 | Elect Erik B. Pedersen | | Mgmt | For | TNA | N/A |
| | 12 | Elect Kaj Christiansen | | Mgmt | For | TNA | N/A |
| | 13 | Elect Annette Sadolin | | Mgmt | For | TNA | N/A |
| | 14 | Elect Birgit W. Norgaard | | Mgmt | For | TNA | N/A |
| | 15 | Elect Thomas Plenborg | | Mgmt | For | TNA | N/A |
| | 16 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 17 | Authority to Reduce Share Capital | | Mgmt | For | TNA | N/A |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 19 | Amendments to Authority to Issue Convertible Securities | | Mgmt | For | TNA | N/A |
| | 20 | Amendment to Articles | | Mgmt | For | TNA | N/A |
| | 21 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Dufry AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DUFN | CINS H2082J107 | | 04/30/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Board Size | | Mgmt | For | TNA | N/A |
| | 7 | Elect Jorge Born, Jr. | | Mgmt | For | TNA | N/A |
| | 8 | Elect Luis Andres Holzer Neumann | | Mgmt | For | TNA | N/A |
| | 9 | Elect Jose Lucas Ferreira de Melo | | Mgmt | For | TNA | N/A |
| | 10 | Elect Joaquin Moya-Angeler Cabrera | | Mgmt | For | TNA | N/A |
| | 11 | Elect Julian Diaz Gonzalez | | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Exercise the voting rights in accordance with the proposals of the Board of Directors | | Mgmt | For | TNA | N/A |
| | 15 | Abstain from voting | | Mgmt | For | TNA | N/A |
|
|
|
| Ensign Energy Services Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ESI | CUSIP 293570107 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect N. Murray Edwards | | Mgmt | For | For | For |
| | 2.2 | Elect Robert H. Geddes | | Mgmt | For | For | For |
| | 2.3 | Elect James B. Howe | | Mgmt | For | For | For |
| | 2.4 | Elect Len O. Kangas | | Mgmt | For | For | For |
| | 2.5 | Elect Selby W. Porter | | Mgmt | For | For | For |
| | 2.6 | Elect John G. Schroeder | | Mgmt | For | For | For |
| | 2.7 | Elect Kenneth J. Skirka | | Mgmt | For | For | For |
| | 2.8 | Elect Gail D. Surkan | | Mgmt | For | For | For |
| | 2.9 | Elect Barth E. Whitham | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| EVN AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EVN | CINS A19833101 | | 01/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Austria | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Ratification of Management and Supervisory Board Acts | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Amendments to Articles | | Mgmt | For | For | For |
| | 7 | Elect Thomas Kusterer | | Mgmt | For | For | For |
|
|
|
| Flight Centre Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FLT | CINS Q39175106 | | 10/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Re-elect Peter Morahan | | Mgmt | For | For | For |
| | 3 | Elect John Eales | | Mgmt | For | For | For |
| | 4 | Remuneration Report | | Mgmt | For | For | For |
| | 5 | Appoint Auditor | | Mgmt | For | For | For |
|
|
|
| Forbo Holding AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FORN | CINS H26865214 | | 04/26/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Compensation Report | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Dividend from Reserves | | Mgmt | For | TNA | N/A |
| | 7 | Elect Albert Gnagi | | Mgmt | For | TNA | N/A |
| | 8 | Elect Michael Pieper | | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 10 | Additional and/or counter proposals; no additional and/or counter proposals have been submitted at this time | | ShrHldr | N/A | TNA | N/A |
|
|
|
| Forbo Holding AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FORN | CINS H26865214 | | 11/05/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Cancellation of Shares and Reduction of Share Capital | | Mgmt | For | TNA | N/A |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 5 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
|
|
|
| Fred. Olsen Energy ASA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FOE | CINS R25663106 | | 05/28/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Norway | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Opening of Meeting | | Mgmt | For | TNA | N/A |
| | 7 | Election of Presiding Chairman and an Individual to Check Minutes; Notice of Meeting and Agenda | | Mgmt | For | TNA | N/A |
| | 8 | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 9 | Authority to Issue Shares and Convertible Debt Instruments w/ or w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 11 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 12 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 14 | Elect Anette S. Olsen | | Mgmt | For | TNA | N/A |
| | 15 | Elect Cecilie B. Heuch | | Mgmt | For | TNA | N/A |
| | 16 | Elect Agnar Gravdal | | Mgmt | For | TNA | N/A |
| | 17 | Elect Jan Peter Valheim | | Mgmt | For | TNA | N/A |
| | 18 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Fuyo General Lease | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8424 | CINS J1755C108 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Toshiyuki Ogura | | Mgmt | For | For | For |
| | 4 | Elect Takashi Satoh | | Mgmt | For | For | For |
| | 5 | Elect Shuji Ayabe | | Mgmt | For | For | For |
| | 6 | Elect Shohzoh Kazama | | Mgmt | For | For | For |
| | 7 | Elect Shunzoh Yoneda | | Mgmt | For | For | For |
| | 8 | Elect Shinya Aizawa | | Mgmt | For | For | For |
| | 9 | Elect Kazuori Yoshizumi | | Mgmt | For | For | For |
| | 10 | Elect Takao Sohtome | | Mgmt | For | For | For |
| | 11 | Elect Nobuya Minami | | Mgmt | For | For | For |
| | 12 | Elect Teruhiko Numano | | Mgmt | For | For | For |
| | 13 | Elect Sumio Uesugi | | Mgmt | For | Against | Against |
|
|
|
| Genel Energy Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GENL | CINS G3791G104 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Rodney F. Chase | | Mgmt | For | For | For |
| | 4 | Elect Anthony B. Hayward | | Mgmt | For | For | For |
| | 5 | Elect Julian Metherell | | Mgmt | For | For | For |
| | 6 | Elect Sir Graham Hearne | | Mgmt | For | For | For |
| | 7 | Elect James William Leng | | Mgmt | For | For | For |
| | 8 | Elect Mehmet Ogutcu | | Mgmt | For | For | For |
| | 9 | Elect Mark Parris | | Mgmt | For | For | For |
| | 10 | Elect George Rose | | Mgmt | For | For | For |
| | 11 | Elect Nathaniel P. Rothschild | | Mgmt | For | Against | Against |
| | 12 | Elect Gulsun Nazli Karamehmet Williams | | Mgmt | For | For | For |
| | 13 | Elect Murat Yazici | | Mgmt | For | For | For |
| | 14 | Elect Chakib Sbiti | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 18 | Waiver of Mandatory Takeover Requirement | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Georg Fischer AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FI-N | CINS H26091142 | | 03/20/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 6 | Compensation Report | | Mgmt | For | TNA | N/A |
| | 7 | Allocation of Profits | | Mgmt | For | TNA | N/A |
| | 8 | Dividends from Reserves | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 10 | Elect Roman Boutellier | | Mgmt | For | TNA | N/A |
| | 11 | Elect Zhiqiang Zhang | | Mgmt | For | TNA | N/A |
| | 12 | Elect Roger Michaelis | | Mgmt | For | TNA | N/A |
| | 13 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 14 | Additional and/or counter-proposals; no additional proposals have been submitted at this time | | ShrHldr | N/A | TNA | N/A |
|
|
|
| Gerresheimer AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GXI | CINS D2852S109 | | 04/18/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Gerry Weber International AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GWI | CINS D95473225 | | 06/06/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 9 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | | Mgmt | For | TNA | N/A |
| | 11 | Intra-company Control Agreements | | Mgmt | For | TNA | N/A |
| | 12 | Intra-company Control Agreements | | Mgmt | For | TNA | N/A |
| | 13 | Intra-company Control Agreements | | Mgmt | For | TNA | N/A |
|
|
|
| Gildemeister AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GIL | CINS D2825P117 | | 05/17/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Elect Raimund Klinkner | | Mgmt | For | TNA | N/A |
| | 9 | Elect Edgar Ernst | | Mgmt | For | TNA | N/A |
| | 10 | Elect Masahiko Mori | | Mgmt | For | TNA | N/A |
| | 11 | Elect Ulrich Hocker | | Mgmt | For | TNA | N/A |
| | 12 | Elect Hans Henning Offen | | Mgmt | For | TNA | N/A |
| | 13 | Elect Berend Denkena | | Mgmt | For | TNA | N/A |
| | 14 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 15 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Great Eastern Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | G07 | CINS Y2854Q108 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Singapore | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect CHEONG Choong Kong | | Mgmt | For | Against | Against |
| | 4 | Elect TAN Yam Pin | | Mgmt | For | Against | Against |
| | 5 | Elect Norman IP Ka Cheung | | Mgmt | For | Against | Against |
| | 6 | Elect LEE Chien Shih | | Mgmt | For | Against | Against |
| | 7 | Elect LAW Song Keng | | Mgmt | For | Against | Against |
| | 8 | Directors' Fees | | Mgmt | For | Against | Against |
| | 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Authority to Issue Shares under Scrip Dividend Scheme | | Mgmt | For | For | For |
| | 15 | Transaction of Other Business | | Mgmt | For | Against | Against |
| | 16 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 01/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Subsidiaries | | Mgmt | For | For | For |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | New Agreement of Shared Reponsibilities | | Mgmt | For | For | For |
| | 4 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 5 | Minutes | | Mgmt | For | For | For |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 01/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Special Dividend | | Mgmt | For | For | For |
| | 2 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 3 | Minutes | | Mgmt | For | For | For |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Subsidiaries | | Mgmt | For | For | For |
| | 2 | Agreement of Shared Responsibilities | | Mgmt | For | For | For |
| | 3 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 4 | Minutes | | Mgmt | For | For | For |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | | Mgmt | For | For | For |
| | 3 | Allocation of Profits | | Mgmt | For | For | For |
| | 4 | Elect Guillermo Ortiz Martinez | | Mgmt | For | Against | Against |
| | 5 | Elect Bertha Gonzalez Moreno | | Mgmt | For | Against | Against |
| | 6 | Elect David Villarreal Montemayor | | Mgmt | For | Against | Against |
| | 7 | Elect Manuel Saba Ades | | Mgmt | For | Against | Against |
| | 8 | Elect Alfredo Elias Ayub | | Mgmt | For | Against | Against |
| | 9 | Elect Herminio Blanco Mendoza | | Mgmt | For | Against | Against |
| | 10 | Elect Everardo Elizondo Almaguer | | Mgmt | For | Against | Against |
| | 11 | Elect Patricia Armendariz Guerra | | Mgmt | For | Against | Against |
| | 12 | Elect Armando Garza Sada | | Mgmt | For | Against | Against |
| | 13 | Elect Hector Reyes Retana | | Mgmt | For | Against | Against |
| | 14 | Elect Juan Carlos Braniff Hierro | | Mgmt | For | Against | Against |
| | 15 | Elect Alejandro Burillo Azcarraga | | Mgmt | For | Against | Against |
| | 16 | Elect Miguel Aleman Magnani | | Mgmt | For | Against | Against |
| | 17 | Elect Enrique Castillo Sanchez Mejorada | | Mgmt | For | Against | Against |
| | 18 | Elect Alejandro Valenzuela del Rio | | Mgmt | For | Against | Against |
| | 19 | Elect Alternate Jesus O. Garza Martinez | | Mgmt | For | Against | Against |
| | 20 | Elect Alternate Juan Antonio Gonzalez Moreno | | Mgmt | For | Against | Against |
| | 21 | Elect Alternate Jose G. Garza Montemayor | | Mgmt | For | Against | Against |
| | 22 | Elect Alternate Alberto Saba Ades | | Mgmt | For | Against | Against |
| | 23 | Elect Alternate Isaac Becker Kabacnik | | Mgmt | For | Against | Against |
| | 24 | Elect Alternate Manuel Aznar Nicolin | | Mgmt | For | Against | Against |
| | 25 | Elect Alternate Ramon A. Leal Chapa | | Mgmt | For | Against | Against |
| | 26 | Elect Alternate Julio Cesar Mendez Rubio | | Mgmt | For | Against | Against |
| | 27 | Elect Alternate Guillermo Mascarenas Milmo | | Mgmt | For | Against | Against |
| | 28 | Elect Alternate Javier Molinar Horcasitas | | Mgmt | For | Against | Against |
| | 29 | Elect Alternate Jose Marcos Ramirez Miguel | | Mgmt | For | Against | Against |
| | 30 | Authority to Exempt Directors from Providing Own Indemnification | | Mgmt | For | For | For |
| | 31 | Election of Board Secretary and Deputy Secretary | | Mgmt | For | For | For |
| | 32 | Directors' Fees | | Mgmt | For | For | For |
| | 33 | Elect Hector Reyes Retana | | Mgmt | For | For | For |
| | 34 | Elect Herminio Blanco Mendoza | | Mgmt | For | For | For |
| | 35 | Elect Manuel Aznar Nicolin | | Mgmt | For | For | For |
| | 36 | Elect Patricia Armendariz Guerra | | Mgmt | For | For | For |
| | 37 | Elect Julio Cesar Mendez Rubio | | Mgmt | For | For | For |
| | 38 | Elect Juan Carlos Braniff Hierro | | Mgmt | For | For | For |
| | 39 | Elect Alfredo Elias Ayub | | Mgmt | For | For | For |
| | 40 | Elect Everardo Elizondo Almaguer | | Mgmt | For | For | For |
| | 41 | Elect Manuel Aznar Nicolin | | Mgmt | For | For | For |
| | 42 | Elect Alejandro Valenzuela del Rio | | Mgmt | For | For | For |
| | 43 | Elect Manuel Romo Villafuerte | | Mgmt | For | For | For |
| | 44 | Elect Fernando Solis Soberon | | Mgmt | For | For | For |
| | 45 | Elect Gerardo Zamora Nanez | | Mgmt | For | For | For |
| | 46 | Elect Marcos Ramirez Miguel | | Mgmt | For | For | For |
| | 47 | Elect David Aaron Margolin Schabes | | Mgmt | For | For | For |
| | 48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | | Mgmt | For | For | For |
| | 49 | Amendment to the Duties of the Regional Boards | | Mgmt | For | For | For |
| | 50 | Certification of Articles | | Mgmt | For | For | For |
| | 51 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 52 | Minutes | | Mgmt | For | For | For |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 10/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 4 | Minutes | | Mgmt | For | For | For |
|
|
|
| GS Home Shopping Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 028150 | cins Y2901Q101 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect HUH Tae Soo | | Mgmt | For | Against | Against |
| | 3 | Elect YOO Kyeong Soo | | Mgmt | For | Against | Against |
| | 4 | Elect JEONG Chan Soo | | Mgmt | For | Against | Against |
| | 5 | Elect LEE Man Woo | | Mgmt | For | Against | Against |
| | 6 | Elect KOO Hee Kwon | | Mgmt | For | Against | Against |
| | 7 | Election of Audit Committee Member: LEE Man Woo | | Mgmt | For | Against | Against |
| | 8 | Election of Audit Committee Member: KOO Hee Kwon | | Mgmt | For | For | For |
| | 9 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Gunma Bank Limited (The) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8334 | CINS J17766106 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Hiroshi Yomo | | Mgmt | For | For | For |
| | 4 | Elect Kazuo Saitoh | | Mgmt | For | For | For |
| | 5 | Elect Kazuo Kibe | | Mgmt | For | For | For |
| | 6 | Elect Tomisaburoh Igarashi | | Mgmt | For | For | For |
| | 7 | Elect Kenichi Takai | | Mgmt | For | For | For |
| | 8 | Elect Masayuki Murota | | Mgmt | For | For | For |
| | 9 | Elect Hisao Tsunoda | | Mgmt | For | For | For |
| | 10 | Elect Takaya Kimura | | Mgmt | For | For | For |
| | 11 | Elect Shigeaki Ninomiya | | Mgmt | For | For | For |
| | 12 | Elect Isamu Tsukui | | Mgmt | For | For | For |
| | 13 | Elect Hiroshi Kurihara | | Mgmt | For | For | For |
| | 14 | Elect Nobuyuki Horie | | Mgmt | For | For | For |
| | 15 | Elect Akihiko Fukai | | Mgmt | For | For | For |
|
|
|
| H. Lundbeck A/S | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LUN | CINS K4406L129 | | 03/21/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Denmark | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 7 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 8 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 9 | Elect Hakan Bjorklund | | Mgmt | For | TNA | N/A |
| | 10 | Elect Christian Dyvig | | Mgmt | For | TNA | N/A |
| | 11 | Elect Thorleif Krarup | | Mgmt | For | TNA | N/A |
| | 12 | Elect Jes Ostergaard | | Mgmt | For | TNA | N/A |
| | 13 | Elect Melanie G Lee | | Mgmt | For | TNA | N/A |
| | 14 | Elect Lars Rasmussen | | Mgmt | For | TNA | N/A |
| | 15 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 17 | Authority to Carry Out Formalities | | Mgmt | For | TNA | N/A |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Hargreaves Lansdown Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HL | CINS G43940108 | | 11/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | Against | Against |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 4 | Elect Michael Evans | | Mgmt | For | For | For |
| | 5 | Elect Ian Gorham | | Mgmt | For | For | For |
| | 6 | Elect Tracey Taylor | | Mgmt | For | For | For |
| | 7 | Elect Peter Hargreaves | | Mgmt | For | For | For |
| | 8 | Elect Jonathan Bloomer | | Mgmt | For | For | For |
| | 9 | Elect Chris Barling | | Mgmt | For | For | For |
| | 10 | Elect Stephen Robertson | | Mgmt | For | For | For |
| | 11 | Elect Dharmash Mistry | | Mgmt | For | For | For |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Share Option Plan | | Mgmt | For | For | For |
|
|
|
| Harry Winston Diamond Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HW | CUSIP 41587B100 | | 07/18/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Matthew Barrett | | Mgmt | For | For | For |
| | 1.2 | Elect Micheline Bouchard | | Mgmt | For | For | For |
| | 1.3 | Elect David Carey | | Mgmt | For | For | For |
| | 1.4 | Elect Robert Gannicott | | Mgmt | For | For | For |
| | 1.5 | Elect Noel Harwerth | | Mgmt | For | For | For |
| | 1.6 | Elect Daniel Jarvis | | Mgmt | For | For | For |
| | 1.7 | Elect Jean-Marc Loubier | | Mgmt | For | For | For |
| | 1.8 | Elect Laurent Mommeja | | Mgmt | For | For | For |
| | 1.9 | Elect J. Roger Phillimore | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | 2012 Restricted Share Unit Plan | | Mgmt | For | For | For |
|
|
|
| Hays plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAS | CINS G4361D109 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Pippa Wicks | | Mgmt | For | For | For |
| | 5 | Elect Alan Thomson | | Mgmt | For | For | For |
| | 6 | Elect Alistair Cox | | Mgmt | For | For | For |
| | 7 | Elect Paul Venables | | Mgmt | For | For | For |
| | 8 | Elect William Eccleshare | | Mgmt | For | For | For |
| | 9 | Elect Paul Harrison | | Mgmt | For | For | For |
| | 10 | Elect Victoria Jarman | | Mgmt | For | For | For |
| | 11 | Elect Richard Smelt | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 21 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 22 | Performance Share Plan | | Mgmt | For | For | For |
|
|
|
| Horiba Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6856 | CINS J22428106 | | 03/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Atsushi Horiba | | Mgmt | For | For | For |
| | 3 | Elect Kohzoh Ishida | | Mgmt | For | For | For |
| | 4 | Elect Fumitoshi Satoh | | Mgmt | For | For | For |
| | 5 | Elect Juichi Saitoh | | Mgmt | For | For | For |
| | 6 | Elect Masahiro Sugita | | Mgmt | For | For | For |
| | 7 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Hugo Boss AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BOS3 | CINS D34902102 | | 05/16/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Amendment to Intra-company Control Agreement with HUGO BOSS Beteiligungsgesellschaft mbH | | Mgmt | For | TNA | N/A |
| | 12 | Amendment to Intra-company Control Agreement with HUGO BOSS Internationale Beteiligungs GmbH | | Mgmt | For | TNA | N/A |
|
|
|
| Hutchison Telecommunications Hong Kong Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 215 | CINS G4672G106 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Cayman Islands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect Peter WONG King Fai | | Mgmt | For | Against | Against |
| | 6 | Elect Frank J. Sixt | | Mgmt | For | Against | Against |
| | 7 | Elect Rosanna WONG Yick Ming | | Mgmt | For | Against | Against |
| | 8 | Directors' Fees | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 16 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 17 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
|
|
|
| Hyundai Marine & Fire Insurance Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 001450 | CINS Y3842K104 | | 02/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Election of Directors (Slate) | | Mgmt | For | Against | Against |
|
|
|
| Hyundai Marine & Fire Insurance Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 001450 | CINS Y3842K104 | | 06/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect CHUNG Mong Yoon | | Mgmt | For | For | For |
| | 3 | Elect KIM Hee Dong | | Mgmt | For | For | For |
| | 4 | Election of Audit Committee Member : KIM Hee Dong | | Mgmt | For | For | For |
| | 5 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Hyundai Mipo Dockyard Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 010620 | CINS Y3844T103 | | 03/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Election of Directors (Slate) | | Mgmt | For | For | For |
| | 3 | Election of Audit Committee Member : PARK Hae Sung | | Mgmt | For | For | For |
| | 4 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| IMI plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IMI | CINS G47152106 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 2 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 3 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Elect Phil Bentley | | Mgmt | For | For | For |
| | 8 | Elect Carl-Peter Forster | | Mgmt | For | For | For |
| | 9 | Elect Birgit W. Norgaard | | Mgmt | For | For | For |
| | 10 | Elect Douglas Hurt | | Mgmt | For | For | For |
| | 11 | Elect Martin J. Lamb | | Mgmt | For | For | For |
| | 12 | Elect Roy M. Twite | | Mgmt | For | For | For |
| | 13 | Elect Anita Frew | | Mgmt | For | For | For |
| | 14 | Elect Roberto Quarta | | Mgmt | For | For | For |
| | 15 | Elect Bob J. Stack | | Mgmt | For | For | For |
| | 16 | Appointment of Auditor | | Mgmt | For | For | For |
| | 17 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 20 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Imtech N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IM | CINS N7635T109 | | 12/10/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Elect Gerard van de Aast to the Management Board | | Mgmt | For | For | For |
| | 3 | Amendment to the Long-term Incentive Plan | | Mgmt | For | For | For |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Inchcape plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INCH | CINS G47320208 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Ken Hanna | | Mgmt | For | Against | Against |
| | 5 | Elect Andre Lacroix | | Mgmt | For | Against | Against |
| | 6 | Elect John McConnell | | Mgmt | For | Against | Against |
| | 7 | Elect Simon A. Borrows | | Mgmt | For | Against | Against |
| | 8 | Elect Alison Cooper | | Mgmt | For | Against | Against |
| | 9 | Elect Nigel Northridge | | Mgmt | For | Against | Against |
| | 10 | Elect Vicky Bindra | | Mgmt | For | Against | Against |
| | 11 | Elect Till Vestring | | Mgmt | For | Against | Against |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 18 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Industrial Alliance Insurance and Financial Services Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IAG | CUSIP 455871103 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Anne Belec | | Mgmt | For | For | For |
| | 1.2 | Elect Pierre Brodeur | | Mgmt | For | For | For |
| | 1.3 | Elect Yvon Charest | | Mgmt | For | For | For |
| | 1.4 | Elect Michel Gervais | | Mgmt | For | For | For |
| | 1.5 | Elect Lise Lachapelle | | Mgmt | For | For | For |
| | 1.6 | Elect John LeBoutillier | | Mgmt | For | For | For |
| | 1.7 | Elect Jacques Martin | | Mgmt | For | For | For |
| | 1.8 | Elect Francis P. McGuire | | Mgmt | For | For | For |
| | 1.9 | Elect Mary C. Ritchie | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Ingenico | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ING | CINS F51723116 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports; Ratification of Board Acts; Approval of Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Scrip Dividend | | Mgmt | For | For | For |
| | 8 | Related Party Transactions | | Mgmt | For | For | For |
| | 9 | Severance Package (Philippe Lazare) | | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For |
| | 11 | Appointment of Alternate Auditor | | Mgmt | For | For | For |
| | 12 | Directors' Fees | | Mgmt | For | For | For |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | Against | Against |
| | 14 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 15 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares Through Private Placement | | Mgmt | For | For | For |
| | 19 | Greenshoe | | Mgmt | For | Against | Against |
| | 20 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | Against | Against |
| | 21 | Global Ceiling on Capital Increases | | Mgmt | For | For | For |
| | 22 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 23 | Employee Stock Purchase Plan For Overseas Employees | | Mgmt | For | For | For |
| | 24 | Authority to Grant Stock Options | | Mgmt | For | Against | Against |
| | 25 | Authority to Issue Restricted Shares | | Mgmt | For | Against | Against |
| | 26 | Authority to Use Capital Authorities as Takeover Defense | | Mgmt | For | Against | Against |
| | 27 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Innvest Real Estate Investment Trust | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INN.UN | CUSIP 45771T132 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect Frank Anderson | | Mgmt | For | For | For |
| | 2.2 | Elect Edward W. Boomer | | Mgmt | For | For | For |
| | 2.3 | Elect Laurence S. Geller | | Mgmt | For | For | For |
| | 2.4 | Elect Morton G. Gross | | Mgmt | For | For | For |
| | 2.5 | Elect Fernand Perreault | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 4 | Unitholder Rights Plan Renewal | | Mgmt | For | For | For |
| | 5 | Amendment to Articles Regarding Electronic Distribution of Materials | | Mgmt | For | For | For |
|
|
|
| Interserve Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IRV | CINS G49105102 | | 01/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Disposal of PFI Holdings to Trustee | | Mgmt | For | For | For |
|
|
|
| Interserve Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IRV | CINS G49105102 | | 05/13/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 3 | Directors' Remuneration Report | | Mgmt | For | TNA | N/A |
| | 4 | Elect Anne Fahy | | Mgmt | For | TNA | N/A |
| | 5 | Elect Norman Blackwell | | Mgmt | For | TNA | N/A |
| | 6 | Elect Les Cullen | | Mgmt | For | TNA | N/A |
| | 7 | Elect Steven Dance | | Mgmt | For | TNA | N/A |
| | 8 | Elect Tim Haywood | | Mgmt | For | TNA | N/A |
| | 9 | Elect Keith Ludeman | | Mgmt | For | TNA | N/A |
| | 10 | Elect Bruce Melizan | | Mgmt | For | TNA | N/A |
| | 11 | Elect Adrian Ringrose | | Mgmt | For | TNA | N/A |
| | 12 | Elect Dougie Sutherland | | Mgmt | For | TNA | N/A |
| | 13 | Elect David Thorpe | | Mgmt | For | TNA | N/A |
| | 14 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 16 | Authorisation of Political Donations | | Mgmt | For | TNA | N/A |
| | 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 20 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 21 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 22 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 23 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 24 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 25 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 26 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 27 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 28 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 29 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 30 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 31 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 32 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 33 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 34 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 35 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 36 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 37 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 38 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 39 | Amendments to Articles Regarding Share Certificate Authentication | | Mgmt | For | TNA | N/A |
| | 40 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | TNA | N/A |
| | 41 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Intertek Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ITRK | CINS G4911B108 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Sir David Reid | | Mgmt | For | For | For |
| | 5 | Elect Edward Astle | | Mgmt | For | For | For |
| | 6 | Elect Alan Brown | | Mgmt | For | For | For |
| | 7 | Elect Wolfhart Hauser | | Mgmt | For | For | For |
| | 8 | Elect Christopher J. Knight | | Mgmt | For | For | For |
| | 9 | Elect Louise Makin | | Mgmt | For | For | For |
| | 10 | Elect Lloyd Pitchford | | Mgmt | For | For | For |
| | 11 | Elect Michael P. Wareing | | Mgmt | For | For | For |
| | 12 | Elect Lena Wilson | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 20 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Intrum Justitia AB | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IJ | CINS W4662R106 | | 04/24/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Sweden | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 15 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 16 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 17 | Board Size | | Mgmt | For | TNA | N/A |
| | 18 | Directors and Auditors' Fees | | Mgmt | For | TNA | N/A |
| | 19 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 20 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 21 | Nomination Committee | | Mgmt | For | TNA | N/A |
| | 22 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 24 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Itochu Techno-Solutions Corporation (fka: Itochu Techno Science) | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4739 | CINS J25022104 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Satoshi Kikuchi | | Mgmt | For | For | For |
| | 3 | Elect Yoshinori Warashina | | Mgmt | For | For | For |
| | 4 | Elect Shuji Ikeda | | Mgmt | For | For | For |
| | 5 | Elect Shinichiroh Sakuraba | | Mgmt | For | For | For |
| | 6 | Elect Masaaki Matsuzawa | | Mgmt | For | For | For |
| | 7 | Elect Shigemitsu Takatori | | Mgmt | For | For | For |
| | 8 | Elect Mitsuaki Katoh | | Mgmt | For | For | For |
| | 9 | Elect Takahiro Susaki | | Mgmt | For | For | For |
| | 10 | Elect Katsuyuki Shirota | | Mgmt | For | For | For |
| | 11 | Elect Takatoshi Matsumoto | | Mgmt | For | For | For |
| | 12 | Elect Makiko Nakamori | | Mgmt | For | For | For |
| | 13 | Elect Shunsuke Noda | | Mgmt | For | For | For |
| | 14 | Elect Shintaroh Ishimaru as Statutory Auditor | | Mgmt | For | Against | Against |
|
|
|
| Japan Petroleum Exploration Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1662 | CINS J2740Q103 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Yuji Tanahashi | | Mgmt | For | For | For |
| | 4 | Elect Osamu Watanabe | | Mgmt | For | For | For |
| | 5 | Elect Hiroshi Satoh | | Mgmt | For | For | For |
| | 6 | Elect Shohichi Ishii | | Mgmt | For | For | For |
| | 7 | Elect Mitsuru Saitoh | | Mgmt | For | For | For |
| | 8 | Elect Junichi Matsumoto | | Mgmt | For | For | For |
| | 9 | Elect Nobuyuki Ogura | | Mgmt | For | For | For |
| | 10 | Elect Hitoshi Yamatoya | | Mgmt | For | For | For |
| | 11 | Elect Kazuo Nakayama | | Mgmt | For | For | For |
| | 12 | Elect Kiyoshi Ogino | | Mgmt | For | For | For |
| | 13 | Elect Hikaru Fukasawa | | Mgmt | For | For | For |
| | 14 | Elect Yohsuke Higai | | Mgmt | For | For | For |
| | 15 | Elect Shigeru Mitsuya | | Mgmt | For | For | For |
| | 16 | Elect Kazuo Kawakami | | Mgmt | For | For | For |
| | 17 | Elect Nobuaki Moritani | | Mgmt | For | Against | Against |
| | 18 | Elect Morio Ishizeki | | Mgmt | For | Against | Against |
| | 19 | Retirement Allowances for Directors and Statutory Auditors | | Mgmt | For | For | For |
| | 20 | Bonus | | Mgmt | For | For | For |
| | 21 | Statutory Auditors' Fees | | Mgmt | For | For | For |
|
|
|
| Japan Real Estate Investment Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8952 | CINS J27523109 | | 03/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles | | Mgmt | For | For | For |
| | 2 | Elect Noritada Terasawa | | Mgmt | For | For | For |
| | 3 | Elect Hiroshi Katayama as Alternate Executive Director | | Mgmt | For | For | For |
| | 4 | Elect Kenji Kusakabe | | Mgmt | For | For | For |
| | 5 | Elect Tomohiro Okanoya | | Mgmt | For | For | For |
|
|
|
| JM AB | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JM | CINS W4939T109 | | 04/25/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Sweden | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 11 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 12 | Board Size | | Mgmt | For | TNA | N/A |
| | 13 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 15 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 16 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 17 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 18 | Nomination Committee | | Mgmt | For | TNA | N/A |
| | 19 | Compensation Plan | | Mgmt | For | TNA | N/A |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 21 | Authority to Issue Convertible Debt Instruments Pursuant to Employee Incentive Program | | Mgmt | For | TNA | N/A |
| | 22 | Reduction in Share Capital | | Mgmt | For | TNA | N/A |
| | 23 | Amendments to Articles | | Mgmt | For | TNA | N/A |
|
|
|
| JSR Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4185 | CINS J2856K106 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Mitsunobu Koshiba | | Mgmt | For | For | For |
| | 4 | Elect Hozumi Satoh | | Mgmt | For | For | For |
| | 5 | Elect Yoshinori Yoshida | | Mgmt | For | For | For |
| | 6 | Elect Hayato Hirano | | Mgmt | For | For | For |
| | 7 | Elect Takuya Gotoh | | Mgmt | For | For | For |
| | 8 | Elect Michio Kariya | | Mgmt | For | For | For |
| | 9 | Elect Kazunori Yagi | | Mgmt | For | For | For |
| | 10 | Elect Hiroichi Uekusa | | Mgmt | For | For | For |
| | 11 | Elect Yasumi Kawasaki | | Mgmt | For | Against | Against |
| | 12 | Elect Makoto Doi as Alternate Statutory Auditor | | Mgmt | For | Against | Against |
| | 13 | Bonus | | Mgmt | For | For | For |
| | 14 | Equity Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Kakaku.com Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2371 | CINS J29258100 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Kaoru Hayashi | | Mgmt | For | For | For |
| | 4 | Elect Minoru Tanaka | | Mgmt | For | For | For |
| | 5 | Elect Shohnosuke Hata | | Mgmt | For | For | For |
| | 6 | Elect Taizoh Ieuji | | Mgmt | For | For | For |
| | 7 | Elect Kenji Fujiwara | | Mgmt | For | For | For |
| | 8 | Elect Hajime Uemura | | Mgmt | For | For | For |
| | 9 | Elect Shingo Yuki | | Mgmt | For | For | For |
| | 10 | Elect Atsuhiro Murakami | | Mgmt | For | For | For |
| | 11 | Elect Ohki Matsumoto | | Mgmt | For | For | For |
| | 12 | Elect Yoshiharu Hayakawa | | Mgmt | For | For | For |
| | 13 | Elect Ryuhei Akiyama | | Mgmt | For | For | For |
| | 14 | Elect Shinichi Sejimo as Statutory Auditor | | Mgmt | For | For | For |
| | 15 | Elect Tetsuo Itoh as Alternate Statutory Auditor | | Mgmt | For | For | For |
|
|
|
| Kamigumi Co Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 9364 | CINS J29438116 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Masami Kubo | | Mgmt | For | For | For |
| | 5 | Elect Yoshihiro Fukai | | Mgmt | For | For | For |
| | 6 | Elect Kohji Mukai | | Mgmt | For | For | For |
| | 7 | Elect Hideo Makita | | Mgmt | For | For | For |
| | 8 | Elect Toshio Hirase | | Mgmt | For | For | For |
| | 9 | Elect Norihito Tahara | | Mgmt | For | For | For |
| | 10 | Elect Kuniharu Saeki | | Mgmt | For | For | For |
| | 11 | Elect Toshihiro Horiuchi | | Mgmt | For | For | For |
| | 12 | Elect Yohichiroh Ichihara | | Mgmt | For | For | For |
| | 13 | Elect Katsumi Murakami | | Mgmt | For | For | For |
| | 14 | Elect Tatsuhiko Miyazaki | | Mgmt | For | For | For |
| | 15 | Elect Tetsuo Itakura | | Mgmt | For | For | For |
| | 16 | Elect Hirokazu Hayashi | | Mgmt | For | For | For |
|
|
|
| Kansai Paint Co. Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4613 | CINS J30255129 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Hiroshi Ishino | | Mgmt | For | For | For |
| | 4 | Elect Mitsuhiro Fukuda | | Mgmt | For | For | For |
| | 5 | Elect Masanobu Ohta | | Mgmt | For | For | For |
| | 6 | Elect Kunishi Mohri | | Mgmt | For | For | For |
| | 7 | Elect Masaru Tanaka | | Mgmt | For | For | For |
| | 8 | Elect Yoshikazu Takahashi | | Mgmt | For | For | For |
| | 9 | Elect Kohji Kamikado | | Mgmt | For | For | For |
| | 10 | Elect HIdenori Furukawa | | Mgmt | For | For | For |
| | 11 | Elect Shigeaki Nakahara | | Mgmt | For | For | For |
| | 12 | Elect Yohko Miyazaki as Statutory Auditor | | Mgmt | For | For | For |
| | 13 | Elect Jun Ueda as Alternate Statutory Auditor | | Mgmt | For | For | For |
| | 14 | Renewal of Takeover Defense Plan | | Mgmt | For | Against | Against |
|
|
|
| Kazakhmys plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KAZ | CINS G5221U108 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Michael Lynch-Bell | | Mgmt | For | Against | Against |
| | 5 | Elect Vladimir Kim | | Mgmt | For | Against | Against |
| | 6 | Elect Oleg Novachuk | | Mgmt | For | Against | Against |
| | 7 | Elect Eduard Ogay | | Mgmt | For | Against | Against |
| | 8 | Elect Philip Aiken | | Mgmt | For | Against | Against |
| | 9 | Elect Clinton J. Dines | | Mgmt | For | Against | Against |
| | 10 | Elect Simon Heale | | Mgmt | For | Against | Against |
| | 11 | Elect Lord Robin Renwick | | Mgmt | For | Against | Against |
| | 12 | Elect Charles Watson | | Mgmt | For | Against | Against |
| | 13 | Elect Daulet Yergozhin | | Mgmt | For | Against | Against |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 20 | Waiver of Mandatory Takeover Requirement | | Mgmt | For | For | For |
| | 21 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Kier Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KIE | CINS G52549105 | | 11/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Amanda Mellor | | Mgmt | For | Against | Against |
| | 5 | Elect Richard Bailey | | Mgmt | For | Against | Against |
| | 6 | Elect Steve Bowcott | | Mgmt | For | Against | Against |
| | 7 | Elect Chris Geoghegan | | Mgmt | For | Against | Against |
| | 8 | Elect Ian Lawson | | Mgmt | For | Against | Against |
| | 9 | Elect Haydn Mursell | | Mgmt | For | Against | Against |
| | 10 | Elect Paul Sheffield | | Mgmt | For | Against | Against |
| | 11 | Elect Phil White | | Mgmt | For | Against | Against |
| | 12 | Elect Nick Winser | | Mgmt | For | Against | Against |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Kingspan Group Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KSP | CINS G52654103 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Ireland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Eugene Murtagh | | Mgmt | For | Against | Against |
| | 5 | Elect Gene M. Murtagh | | Mgmt | For | Against | Against |
| | 6 | Elect Geoff P. Doherty | | Mgmt | For | Against | Against |
| | 7 | Elect Peter Wilson | | Mgmt | For | Against | Against |
| | 8 | Elect Russell Shiels | | Mgmt | For | Against | Against |
| | 9 | Elect Gilbert McCarthy | | Mgmt | For | Against | Against |
| | 10 | Elect David Byrne | | Mgmt | For | Against | Against |
| | 11 | Elect Brian Hill | | Mgmt | For | Against | Against |
| | 12 | Elect Helen Kirkpatrick | | Mgmt | For | Against | Against |
| | 13 | Elect Kieran Murphy | | Mgmt | For | Against | Against |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Directors' Fees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Kobayashi Pharmaceutical Co. Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4967 | CINS J3430E103 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Kazumasa Kobayashi | | Mgmt | For | For | For |
| | 3 | Elect Yutaka Kobayashi | | Mgmt | For | For | For |
| | 4 | Elect Akihiro Kobayashi | | Mgmt | For | For | For |
| | 5 | Elect Takashi Tsujino | | Mgmt | For | For | For |
| | 6 | Elect Satoshi Yamane | | Mgmt | For | For | For |
| | 7 | Elect Haruo Tsuji | | Mgmt | For | For | For |
| | 8 | Elect Kunio Itoh | | Mgmt | For | For | For |
| | 9 | Elect Yasuhiko Fujitsu as Alternate Statutory Auditor | | Mgmt | For | For | For |
| | 10 | Equity Compensation Plan | | Mgmt | For | For | For |
| | 11 | Renewal of Takeover Defense Plan | | Mgmt | For | Against | Against |
|
|
|
| Krones AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KRN | CINS D47441171 | | 06/19/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Amendments to Articles Regarding Official Announcements | | Mgmt | For | TNA | N/A |
| | 9 | Amendments to Articles Regarding Company's Establishment | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Kurita Water Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6370 | CINS J37221116 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Toshiyuki Nakai | | Mgmt | For | For | For |
| | 5 | Elect Tetsuo Saeki | | Mgmt | For | For | For |
| | 6 | Elect Kaoru Kajii | | Mgmt | For | For | For |
| | 7 | Elect Kohichi Iioka | | Mgmt | For | For | For |
| | 8 | Elect Kiyoshi Itoh | | Mgmt | For | For | For |
| | 9 | Elect Motoyuki Yoda | | Mgmt | For | For | For |
| | 10 | Elect Takahito Namura | | Mgmt | For | For | For |
| | 11 | Elect Yohichi Kurokawa | | Mgmt | For | For | For |
| | 12 | Elect Seiji Nakamura | | Mgmt | For | For | For |
| | 13 | Elect Tamio Uda as Statutory Auditor | | Mgmt | For | For | For |
| | 14 | Elect Yoshihiro Tsuji as Alternate Statutory Auditor | | Mgmt | For | For | For |
|
|
|
| Kuroda Electric Co. Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 7517 | CINS J37254109 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Takashi Kaneko | | Mgmt | For | Against | Against |
| | 3 | Elect Nobuyuki Kuroda | | Mgmt | For | Against | Against |
| | 4 | Elect Kunio Tsuneyama | | Mgmt | For | Against | Against |
| | 5 | Elect Shigetoshi Okada | | Mgmt | For | Against | Against |
| | 6 | Elect Syohji Ushijima | | Mgmt | For | Against | Against |
| | 7 | Elect Teruo Saitoh as Alternate Director | | Mgmt | For | Against | Against |
|
|
|
| Kyorin Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4569 | CINS J37996113 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Masahiro Yamashita | | Mgmt | For | Against | Against |
| | 2 | Elect Mitsutomo Miyashita | | Mgmt | For | Against | Against |
| | 3 | Elect Minoru Hogawa | | Mgmt | For | Against | Against |
| | 4 | Elect Tomiharu Matsumoto | | Mgmt | For | Against | Against |
| | 5 | Elect Yutaka Ogihara | | Mgmt | For | Against | Against |
| | 6 | Elect Masakatsu Komuro | | Mgmt | For | Against | Against |
| | 7 | Elect Satoru Kanai | | Mgmt | For | Against | Against |
| | 8 | Elect Shigeru Ogihara | | Mgmt | For | Against | Against |
| | 9 | Elect Senji Ozaki | | Mgmt | For | Against | Against |
| | 10 | Elect Noriyuki Shikanai | | Mgmt | For | Against | Against |
|
|
|
| Leoni AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LEO | CINS D5009P118 | | 04/30/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Amendment to Supervisory Board Members' Fees | | Mgmt | For | TNA | N/A |
| | 12 | Amendments to Articles | | Mgmt | For | TNA | N/A |
|
|
|
| LIG Insurance Co. Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 002550 | CINS Y5277H100 | | 06/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Election of Directors (Slate) | | Mgmt | For | Against | Against |
| | 3 | Election of Audit Committee Member: IM Seong Joon | | Mgmt | For | For | For |
| | 4 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Lululemon Athletica inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LULU | CUSIP 550021109 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Bensoussan | | Mgmt | For | For | For |
| | 1.2 | Elect William H. Glenn | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas G. Stemberg | | Mgmt | For | For | For |
| | 1.4 | Elect Dennis J. Wilson | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Lundin Mining Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LUN | CUSIP 550372106 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Colin K. Benner | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Donald K. Charter | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Paul K. Conibear | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect John H. Craig | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Brian D. Edgar | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Lukas H. Lundin | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Dale C. Peniuk | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect William A. Rand | | Mgmt | For | Withhold | Against |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to Bylaws Regarding Advanced Notice | | Mgmt | For | For | For |
|
|
|
| M1 Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | B2F | CINS Y6132C104 | | 04/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Singapore | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect TEO Soon Hoe | | Mgmt | For | Against | Against |
| | 4 | Elect Roger Barlow | | Mgmt | For | Against | Against |
| | 5 | Elect CHOW Kok Kee | | Mgmt | For | Against | Against |
| | 6 | Elect Reggie M. Thein | | Mgmt | For | Against | Against |
| | 7 | Directors' Fees | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Authority to Grant Awards and Issue Shares under M1 Share Option Scheme | | Mgmt | For | Against | Against |
| | 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Related Party Transactions | | Mgmt | For | For | For |
| | 13 | Adoption of M1 Share Option Scheme 2013 | | Mgmt | For | Against | Against |
| | 14 | Authority to Grant Options at a Discount | | Mgmt | For | For | For |
|
|
|
| MacDonald, Dettwiler and Associates Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDA | CUSIP 554282103 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert L. Phillips | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Daniel E. Friedmann | | Mgmt | For | For | For |
| | 1.3 | Elect Brian C. Bentz | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Chambers | | Mgmt | For | For | For |
| | 1.5 | Elect Dennis H. Chookaszian | | Mgmt | For | For | For |
| | 1.6 | Elect Brian G. Kenning | | Mgmt | For | For | For |
| | 1.7 | Elect Fares F. Salloum | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Mando Corp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 060980 | CINS ADPV14140 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect KIM Dae Sik | | Mgmt | For | For | For |
| | 2 | Election of Audit Committee Member: KIM Dae Sik | | Mgmt | For | For | For |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Mandom Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4917 | CINS J39659107 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Motonobu Nishimura | | Mgmt | For | For | For |
| | 4 | Elect Masayoshi Momota | | Mgmt | For | For | For |
| | 5 | Elect Ryuichi Terabayashi | | Mgmt | For | For | For |
| | 6 | Elect Kazuyoshi Okada | | Mgmt | For | For | For |
| | 7 | Elect Tsutomu Tsukada | | Mgmt | For | For | For |
| | 8 | Elect Satoshi Nakajima | | Mgmt | For | For | For |
| | 9 | Elect Yoshiaki Saitoh | | Mgmt | For | Against | Against |
| | 10 | Elect Yukihiro Tsujimura | | Mgmt | For | For | For |
|
|
|
| Maruichi Steel Tube Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5463 | CINS J40046104 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles | | Mgmt | For | For | For |
| | 2 | Elect Hiroyuki Suzuki | | Mgmt | For | For | For |
| | 3 | Elect Yoshinori Yoshimura | | Mgmt | For | For | For |
| | 4 | Elect Daiji Horikawa | | Mgmt | For | For | For |
| | 5 | Elect Shohzoh Suzuki | | Mgmt | For | For | For |
| | 6 | Elect Yoshitaka Meguro | | Mgmt | For | For | For |
| | 7 | Elect Yoshifumi Takasago | | Mgmt | For | For | For |
| | 8 | Elect Kenji Nakano | | Mgmt | For | For | For |
| | 9 | Elect Masuo Okumura as Statutory Auditor | | Mgmt | For | For | For |
| | 10 | Renewal of Takeover Defense Plan | | Mgmt | For | Against | Against |
|
|
|
| Medusa Mining Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MML | CINS Q59444101 | | 11/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Re-elect Robert Weinberg | | Mgmt | For | Against | Against |
| | 2 | Authorise Board to Issue Shares without Preemptive Rights | | Mgmt | For | For | For |
| | 3 | Remuneration Report | | Mgmt | For | For | For |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Meggitt plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MGGT | CINS G59640105 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Sir Colin Terry | | Mgmt | For | For | For |
| | 5 | Elect Stephen Young | | Mgmt | For | For | For |
| | 6 | Elect Philip Green | | Mgmt | For | For | For |
| | 7 | Elect Paul Heiden | | Mgmt | For | For | For |
| | 8 | Elect Brenda L. Reichelderfer | | Mgmt | For | For | For |
| | 9 | Elect David Robins | | Mgmt | For | For | For |
| | 10 | Elect David Williams | | Mgmt | For | For | For |
| | 11 | Elect Guy Berruyer | | Mgmt | For | For | For |
| | 12 | Elect Philip Cox | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 19 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Methanex Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MX | CUSIP 59151K108 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Bruce Aitken | | Mgmt | For | For | For |
| | 1.2 | Elect Howard Balloch | | Mgmt | For | For | For |
| | 1.3 | Elect Phillip Cook | | Mgmt | For | For | For |
| | 1.4 | Elect John Floren | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas Hamilton | | Mgmt | For | For | For |
| | 1.6 | Elect Robert Kostelnik | | Mgmt | For | For | For |
| | 1.7 | Elect Douglas Mahaffy | | Mgmt | For | For | For |
| | 1.8 | Elect A. Terence Poole | | Mgmt | For | For | For |
| | 1.9 | Elect John Reid | | Mgmt | For | For | For |
| | 1.10 | Elect Janice Rennie | | Mgmt | For | For | For |
| | 1.11 | Elect Monica Sloan | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Metro Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRU | CUSIP 59162N109 | | 01/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marc DeSerres | | Mgmt | For | For | For |
| | 1.2 | Elect Claude Dussault | | Mgmt | For | For | For |
| | 1.3 | Elect Serge Ferland | | Mgmt | For | For | For |
| | 1.4 | Elect Paule Gauthier | | Mgmt | For | For | For |
| | 1.5 | Elect Paul Gobeil | | Mgmt | For | For | For |
| | 1.6 | Elect Russell Goodman | | Mgmt | For | For | For |
| | 1.7 | Elect Christian Haub | | Mgmt | For | For | For |
| | 1.8 | Elect Michel Labonte | | Mgmt | For | For | For |
| | 1.9 | Elect Eric La Fleche | | Mgmt | For | For | For |
| | 1.10 | Elect Pierre Lessard | | Mgmt | For | For | For |
| | 1.11 | Elect Marie-Jose Nadeau | | Mgmt | For | For | For |
| | 1.12 | Elect Real Raymond | | Mgmt | For | For | For |
| | 1.13 | Elect Michael Rosicki | | Mgmt | For | For | For |
| | 1.14 | Elect John Tory | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | ADVANCE NOTICE BY-LAW | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Gender Parity on Board | | Mgmt | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | | Mgmt | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Consideration of Stakeholders | | Mgmt | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Company Name Change | | Mgmt | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Company Name Change | | Mgmt | Against | Against | For |
|
|
|
| Metropole TV (M6) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MMT | CINS F6160D108 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Related Party Transactions | | Mgmt | For | For | For |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 9 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 10 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Misumi Group | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 9962 | CINS J43293109 | | 06/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Tadashi Saegusa | | Mgmt | For | For | For |
| | 4 | Elect Masayuki Takaya | | Mgmt | For | For | For |
| | 5 | Elect Masahiko Eguchi | | Mgmt | For | For | For |
| | 6 | Elect Ryusei Ohno | | Mgmt | For | For | For |
| | 7 | Elect Tokuya Ikeguchi | | Mgmt | For | For | For |
| | 8 | Elect Hiroshi Fukino | | Mgmt | For | For | For |
| | 9 | Elect Tsuyoshi Numagami | | Mgmt | For | For | For |
| | 10 | Elect Juichi Nozue as Statutory Auditor | | Mgmt | For | For | For |
| | 11 | Equity Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Mitie Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MTO | CINS G6164F157 | | 07/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Roger Matthews | | Mgmt | For | For | For |
| | 5 | Elect Ruby McGregor-Smith | | Mgmt | For | For | For |
| | 6 | Elect Suzanne Baxter | | Mgmt | For | For | For |
| | 7 | Elect Bill Robson | | Mgmt | For | For | For |
| | 8 | Elect Larry Hirst | | Mgmt | For | For | For |
| | 9 | Elect David Jenkins | | Mgmt | For | For | For |
| | 10 | Elect Terry Morgan | | Mgmt | For | For | For |
| | 11 | Elect Graeme Potts | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 16 | Amendment to Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Monadelphous Group Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MND | CINS Q62925104 | | 11/20/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Re-elect Peter Dempsey | | Mgmt | For | Against | Against |
| | 3 | Remuneration Report | | Mgmt | For | For | For |
|
|
|
| Morgan Sindall plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MGNS | CINS G81560107 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Steve Crummett | | Mgmt | For | Against | Against |
| | 4 | Elect Elizabeth Peace | | Mgmt | For | Against | Against |
| | 5 | Elect Patrick De Smedt | | Mgmt | For | Against | Against |
| | 6 | Elect Geraldine Gallacher | | Mgmt | For | Against | Against |
| | 7 | Elect Simon Gulliford | | Mgmt | For | Against | Against |
| | 8 | Elect Adrian Martin | | Mgmt | For | Against | Against |
| | 9 | Elect John Morgan | | Mgmt | For | Against | Against |
| | 10 | Elect Paul Whitmore | | Mgmt | For | Against | Against |
| | 11 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 18 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 19 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Moshi Moshi Hotline | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4708 | CINS J46733101 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Hideaki Takeno | | Mgmt | For | For | For |
| | 3 | Elect Yoshihiro Shimomura | | Mgmt | For | For | For |
| | 4 | Elect Hiroaki Yamada | | Mgmt | For | For | For |
| | 5 | Elect Takahisa Iwasaki | | Mgmt | For | For | For |
| | 6 | Elect Hiroyuki Iwata | | Mgmt | For | For | For |
| | 7 | Elect Jun Nakagome | | Mgmt | For | For | For |
| | 8 | Elect Seiichiroh Tanaka | | Mgmt | For | For | For |
| | 9 | Elect Yasutomo Shirakawa | | Mgmt | For | Against | Against |
| | 10 | Elect Akihiro Satoh | | Mgmt | For | For | For |
| | 11 | Elect Kohichi Shimoinaba | | Mgmt | For | Against | Against |
| | 12 | Elect Yasuhiro Wakasa | | Mgmt | For | For | For |
|
|
|
| MTU Aero Engines Holding AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MTX | CINS D5565H104 | | 05/03/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Supervisory Board Members' Fees | | Mgmt | For | TNA | N/A |
| | 12 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 13 | Elect Wilhelm Bender | | Mgmt | For | TNA | N/A |
| | 14 | Elect Klaus Eberhardt | | Mgmt | For | TNA | N/A |
| | 15 | Elect Jurgen M. Geibinger | | Mgmt | For | TNA | N/A |
| | 16 | Elect Klaus Steffens | | Mgmt | For | TNA | N/A |
| | 17 | Elect Marion Weissenberger-Eibl | | Mgmt | For | TNA | N/A |
|
|
|
| Mullen Group Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MTL | CUSIP 625284104 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect Alan D. Archibald | | Mgmt | For | For | For |
| | 2.2 | Elect Greg Bay | | Mgmt | For | For | For |
| | 2.3 | Elect Steven C. Grant | | Mgmt | For | For | For |
| | 2.4 | Elect Dennis J. Hoffman | | Mgmt | For | For | For |
| | 2.5 | Elect Stephen H. Lockwood | | Mgmt | For | For | For |
| | 2.6 | Elect David E. Mullen | | Mgmt | For | For | For |
| | 2.7 | Elect Murray K. Mullen | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Musashino Bank | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8336 | CINS J46883104 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Kikuo Katoh | | Mgmt | For | For | For |
| | 4 | Elect Tsuneshi Kurihara | | Mgmt | For | For | For |
| | 5 | Elect Makoto Ishikawa | | Mgmt | For | For | For |
| | 6 | Elect Motonobu Nakamura | | Mgmt | For | For | For |
| | 7 | Elect Kenichiroh Inaba | | Mgmt | For | For | For |
| | 8 | Elect Kohichi Akagi | | Mgmt | For | For | For |
| | 9 | Elect Kazuya Koyama | | Mgmt | For | For | For |
| | 10 | Elect Emi Yano | | Mgmt | For | For | For |
| | 11 | Elect Tomio Kezuka as Statutory Auditor | | Mgmt | For | For | For |
|
|
|
| Nexity | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NXI | CINS F6527B126 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| | 5 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 8 | Related Party Transactions (Excluding BPCE Group) | | Mgmt | For | For | For |
| | 9 | Related Party Transactions (BPCE Group) | | Mgmt | For | For | For |
| | 10 | Elect Jacques Veyrat (Caisse des Depots et Consignations) | | Mgmt | For | Against | Against |
| | 11 | Elect Martine Carette | | Mgmt | For | Against | Against |
| | 12 | Elect Charles-Henri Filippi as Censor | | Mgmt | For | Against | Against |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 14 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 15 | Authority to Issue Restricted Shares | | Mgmt | For | Against | Against |
| | 16 | Authority to Use Capital Authorities as a Takeover Defense | | Mgmt | For | Against | Against |
| | 17 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Next plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NXT | CINS G6500M106 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect John Barton | | Mgmt | For | For | For |
| | 6 | Elect Christos Angelides | | Mgmt | For | For | For |
| | 7 | Elect Steve Barber | | Mgmt | For | For | For |
| | 8 | Elect Christine Cross | | Mgmt | For | For | For |
| | 9 | Elect Jonathan Dawson | | Mgmt | For | For | For |
| | 10 | Elect David Keens | | Mgmt | For | For | For |
| | 11 | Elect Caroline Goodall | | Mgmt | For | For | For |
| | 12 | Elect Francis Salway | | Mgmt | For | For | For |
| | 13 | Elect Andrew Varley | | Mgmt | For | For | For |
| | 14 | Elect Simon Wolfson | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares Off-Market | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Nihon Kohden | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6849 | CINS J50538115 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Kazuo Ogino | | Mgmt | For | For | For |
| | 3 | Elect Fumio Suzuki | | Mgmt | For | For | For |
| | 4 | Elect Kenji Hakuta | | Mgmt | For | For | For |
| | 5 | Elect Toshitsugu Izawa | | Mgmt | For | For | For |
| | 6 | Elect Yoshito Tsukahara | | Mgmt | For | For | For |
| | 7 | Elect Hirokazu Ogino | | Mgmt | For | For | For |
| | 8 | Elect Takashi Tamura | | Mgmt | For | For | For |
| | 9 | Elect Hiroshi Aida | | Mgmt | For | For | For |
| | 10 | Elect Masaya Yamauchi | | Mgmt | For | For | For |
| | 11 | Elect Minoru Obara | | Mgmt | For | For | For |
| | 12 | Elect Toshinobu Mayuzumi as Statutory Auditor | | Mgmt | For | Against | Against |
| | 13 | Renewal of Takeover Defense Plan | | Mgmt | For | Against | Against |
|
|
|
| Nippo Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1881 | CINS J53935102 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Kazunori Mizushima | | Mgmt | For | For | For |
| | 4 | Elect Yukio Yamagata | | Mgmt | For | For | For |
| | 5 | Elect Mitsuo Uesaka | | Mgmt | For | For | For |
| | 6 | Elect Shigeru Yokoyama | | Mgmt | For | For | For |
| | 7 | Elect Kohichi Ishikawa | | Mgmt | For | For | For |
| | 8 | Elect Junichi Terabun | | Mgmt | For | For | For |
| | 9 | Elect Hiromi Iwata | | Mgmt | For | For | For |
| | 10 | Elect Fumiaki Watari | | Mgmt | For | For | For |
| | 11 | Elect Akio Sobata | | Mgmt | For | Against | Against |
| | 12 | Elect Yasuhiro Yoshida | | Mgmt | For | Against | Against |
| | 13 | Elect Yukoh Ishida | | Mgmt | For | For | For |
|
|
|
| Nitto Denko Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6988 | CINS J58472119 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Bonus | | Mgmt | For | For | For |
| | 4 | Elect Yukio Nagira | | Mgmt | For | For | For |
| | 5 | Elect Kaoru Aizawa | | Mgmt | For | For | For |
| | 6 | Elect Hideo Takasaki | | Mgmt | For | For | For |
| | 7 | Elect Yohichiroh Sakuma | | Mgmt | For | For | For |
| | 8 | Elect Toshihiko Omote | | Mgmt | For | For | For |
| | 9 | Elect Tohru Takeuchi | | Mgmt | For | For | For |
| | 10 | Elect Yohichiroh Furuse | | Mgmt | For | For | For |
| | 11 | Elect Kohshi Mizukoshi | | Mgmt | For | For | For |
| | 12 | Equity Compensation Plan | | Mgmt | For | Against | Against |
|
|
|
| NTT Urban Development Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8933 | CINS J5940Z104 | | 06/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Kanya Shiokawa | | Mgmt | For | For | For |
| | 5 | Elect Akira Komatsu | | Mgmt | For | For | For |
| | 6 | Elect Hiroshi Ikegawa | | Mgmt | For | For | For |
| | 7 | Elect Takashi Hiroi | | Mgmt | For | Against | Against |
|
|
|
| Open Text Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OTC | CUSIP 683715106 | | 09/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect P. Thomas Jenkins | | Mgmt | For | For | For |
| | 1.2 | Elect Mark Barrenechea | | Mgmt | For | For | For |
| | 1.3 | Elect Randy Fowlie | | Mgmt | For | For | For |
| | 1.4 | Elect Gail Hamilton | | Mgmt | For | For | For |
| | 1.5 | Elect Brian Jackman | | Mgmt | For | For | For |
| | 1.6 | Elect Stephen Sadler | | Mgmt | For | For | For |
| | 1.7 | Elect Michael Slaunwhite | | Mgmt | For | For | For |
| | 1.8 | Elect Katharine Stevenson | | Mgmt | For | For | For |
| | 1.9 | Elect Deborah Weinstein | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Stock Option Plan | | Mgmt | For | For | For |
|
|
|
| Oriflame Cosmetics SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORI | CINS L7272A100 | | 12/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Luxembourg | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Election of Presiding Chairman | | Mgmt | For | For | For |
| | 6 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 7 | Authority to Carry Out Formalities | | Mgmt | For | For | For |
| | 8 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Park 24 Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4666 | CINS J63581102 | | 01/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Kohichi Nishikawa | | Mgmt | For | For | For |
| | 4 | Elect Kenichi Sasaki | | Mgmt | For | For | For |
| | 5 | Elect Tsugio Kondoh | | Mgmt | For | For | For |
| | 6 | Elect Seishi Uenishi | | Mgmt | For | For | For |
| | 7 | Elect Norifumi Kawakami | | Mgmt | For | For | For |
| | 8 | Stock Option Plan | | Mgmt | For | For | For |
| | 9 | Elect Akio Okuyama as Alternate Statutory Auditor | | Mgmt | For | For | For |
|
|
|
| Partners Group Holding | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PGHN | CINS H6120A101 | | 05/02/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 5 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 7 | Elect Alfred Gantner | | Mgmt | For | TNA | N/A |
| | 8 | Elect Peter Wuffli | | Mgmt | For | TNA | N/A |
| | 9 | Elect Steffen Meister | | Mgmt | For | TNA | N/A |
| | 10 | Elect Charles Dallara | | Mgmt | For | TNA | N/A |
| | 11 | Elect Patrick Ward | | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Persimmon plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSN | CINS G70202109 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Nicholas Wrigley | | Mgmt | For | For | For |
| | 4 | Elect Jeff Fairburn | | Mgmt | For | For | For |
| | 5 | Elect Mike Killoran | | Mgmt | For | For | For |
| | 6 | Elect Nigel Greenaway | | Mgmt | For | For | For |
| | 7 | Elect Richard Pennycook | | Mgmt | For | For | For |
| | 8 | Elect Jonathan Davie | | Mgmt | For | For | For |
| | 9 | Elect Mark Preston | | Mgmt | For | For | For |
| | 10 | Elect Marion Sears | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 16 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Persimmon plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSN | CINS G70202109 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | B/C Shares (Special Dividend) | | Mgmt | For | For | For |
|
|
|
| Persimmon plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSN | CINS G70202109 | | 10/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Long Term Incentive Plan | | Mgmt | For | Against | Against |
|
|
|
| Prosegur Compania de Seguridad, S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSG | CINS E8353N100 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Spain | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports; Allocation of Profits; Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Allocation of Dividends | | Mgmt | For | For | For |
| | 4 | Elect Helena Irene Revoredo Delvecchio | | Mgmt | For | Against | Against |
| | 5 | Elect Christian Gut Revoredo | | Mgmt | For | Against | Against |
| | 6 | Elect Chantal Gut Revoredo | | Mgmt | For | Against | Against |
| | 7 | Elect Mirta Maria Giesso Cazenave | | Mgmt | For | Against | Against |
| | 8 | Elect Isidro Fernandez Barreiro | | Mgmt | For | Against | Against |
| | 9 | Appointment of Auditor | | Mgmt | For | For | For |
| | 10 | Spin-Off | | Mgmt | For | For | For |
| | 11 | Authority to Carry Out Formalities | | Mgmt | For | For | For |
| | 12 | Remuneration Report | | Mgmt | For | For | For |
|
|
|
| Provident Financial plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFG | CINS G72783171 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Stuart Sinclair | | Mgmt | For | Against | Against |
| | 5 | Elect John van Kuffeler | | Mgmt | For | Against | Against |
| | 6 | Elect Rob Anderson | | Mgmt | For | Against | Against |
| | 7 | Elect Peter Crook | | Mgmt | For | Against | Against |
| | 8 | Elect Andrew C. Fisher | | Mgmt | For | Against | Against |
| | 9 | Elect Chris Gillespie | | Mgmt | For | Against | Against |
| | 10 | Elect Manjit Wolstenholme | | Mgmt | For | Against | Against |
| | 11 | Appointment of Auditor | | Mgmt | For | For | For |
| | 12 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 13 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Performance Share Plan Renewal | | Mgmt | For | For | For |
| | 16 | Save As You Earn Plan Renewal | | Mgmt | For | For | For |
| | 17 | Share Incentive Plan | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Publicis Groupe SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PUB | CINS F7607Z165 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Scrip Dividend | | Mgmt | For | For | For |
| | 8 | Related Party Transactions | | Mgmt | For | For | For |
| | 9 | Elect Jean Charest | | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For |
| | 11 | Appointment of Alternate Auditor | | Mgmt | For | For | For |
| | 12 | Remuneration Policy (Elisabeth Badinter) | | Mgmt | For | For | For |
| | 13 | Remuneration Policy (Maurice Levy) | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | Against | Against |
| | 15 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | Against | Against |
| | 18 | Authority to Grant Stock Options | | Mgmt | For | For | For |
| | 19 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 20 | Employee Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| | 21 | Amendment to Articles Regarding Supervisory Board Term Length | | Mgmt | For | For | For |
| | 22 | Amendment to Articles Regarding Internet Broadcasting of Shareholders' Meetings | | Mgmt | For | For | For |
| | 23 | Amendment to Articles Regarding Remote Participation in Shareholders' Meetings | | Mgmt | For | For | For |
| | 24 | Amendment to Articles Regarding Remote Voting | | Mgmt | For | For | For |
| | 25 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Radiant Opto-Electronics Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6176 | CINS Y7174K103 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Taiwan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Capitalization of Profits and Issuance of New Shares | | Mgmt | For | For | For |
| | 8 | Amendments to Articles | | Mgmt | For | For | For |
| | 9 | Amendments to Procedural Rules: Capital Loans | | Mgmt | For | For | For |
| | 10 | Amendments to Procedural Rules: Endorsements and Guarantees | | Mgmt | For | For | For |
| | 11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| | 12 | Extraordinary motions | | Mgmt | For | Against | Against |
|
|
|
| Rathbone Brothers plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RAT | CINS G73904107 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Paul D. G. Chavasse | | Mgmt | For | Against | Against |
| | 5 | Elect Oliver R. P. Corbett | | Mgmt | For | Against | Against |
| | 6 | Elect David T. D. Harrel | | Mgmt | For | Against | Against |
| | 7 | Elect Kathryn A. Matthews | | Mgmt | For | Against | Against |
| | 8 | Elect Mark P. Nicholls | | Mgmt | For | Against | Against |
| | 9 | Elect Andy D. Pomfret | | Mgmt | For | Against | Against |
| | 10 | Elect Paul P. Stockton | | Mgmt | For | Against | Against |
| | 11 | Appointment of Auditor | | Mgmt | For | For | For |
| | 12 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 13 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 18 | Ratification of Dividends | | Mgmt | For | For | For |
|
|
|
| Rexam plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | REX | CINS G1274K212 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Johanna Waterous | | Mgmt | For | For | For |
| | 5 | Elect Stuart Chambers | | Mgmt | For | For | For |
| | 6 | Elect Graham Chipchase | | Mgmt | For | For | For |
| | 7 | Elect David Robbie | | Mgmt | For | For | For |
| | 8 | Elect John Langston | | Mgmt | For | For | For |
| | 9 | Elect Leo Oosterveer | | Mgmt | For | For | For |
| | 10 | Elect Jean-Pierre Rodier | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor | | Mgmt | For | For | For |
| | 12 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 16 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Rinnai Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5947 | CINS J65199101 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Susumu Naitoh | | Mgmt | For | For | For |
| | 4 | Elect Kenji Hayashi | | Mgmt | For | For | For |
| | 5 | Elect Hiroyasu Naitoh | | Mgmt | For | For | For |
| | 6 | Elect Tsunenori Narita | | Mgmt | For | For | For |
| | 7 | Elect Masao Kosugi | | Mgmt | For | For | For |
| | 8 | Elect Yuji Kondoh | | Mgmt | For | For | For |
|
|
|
| Rotork plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ROR | CINS G76717126 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Ian G. King | | Mgmt | For | Against | Against |
| | 4 | Elect Peter I. France | | Mgmt | For | Against | Against |
| | 5 | Elect Jonathan M. Davis | | Mgmt | For | Against | Against |
| | 6 | Elect Robert H. Arnold | | Mgmt | For | Against | Against |
| | 7 | Elect Graham M. Ogden | | Mgmt | For | Against | Against |
| | 8 | Elect John E. Nicholas | | Mgmt | For | Against | Against |
| | 9 | Elect Roger C. Lockwood | | Mgmt | For | Against | Against |
| | 10 | Elect Gary Bullard | | Mgmt | For | Against | Against |
| | 11 | Elect Sally James | | Mgmt | For | Against | Against |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Ordinary Shares | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Preference Shares | | Mgmt | For | For | For |
| | 19 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 20 | Sharesave Scheme Renewal | | Mgmt | For | For | For |
|
|
|
| Royal Boskalis Westminster NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BOKA | CINS N14952266 | | 01/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 4 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Royal Boskalis Westminster NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BOKA | CINS N14952266 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 11 | Opportunity to Recommend Nominees to the Supervisory Board | | Mgmt | For | For | For |
| | 12 | Elect M. Niggebrugge | | Mgmt | For | Against | Against |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Option to Recommend Nominees to the Supervisory Board | | Mgmt | For | For | For |
| | 15 | Elect A. Baan | | Mgmt | For | Against | Against |
| | 16 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 19 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| S1 Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 012750 | CINS Y75435100 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Election of Directors (Slate) | | Mgmt | For | Against | Against |
| | 4 | Election of Corporate Auditor | | Mgmt | For | For | For |
| | 5 | Directors' Fees | | Mgmt | For | Against | Against |
| | 6 | Corporate Auditor's Fees | | Mgmt | For | For | For |
|
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| Sanwa Holdings Corp (fka Sanwa Shutter Corp) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5929 | CINS J6858G104 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
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| Savills plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SVS | CINS G78283119 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Peter A. Smith | | Mgmt | For | For | For |
| | 5 | Elect Jeremy Helsby | | Mgmt | For | For | For |
| | 6 | Elect Martin D. Angle | | Mgmt | For | For | For |
| | 7 | Elect Timothy G. Freshwater | | Mgmt | For | Against | Against |
| | 8 | Elect Clare Hollingsworth | | Mgmt | For | For | For |
| | 9 | Elect Charles McVeigh | | Mgmt | For | For | For |
| | 10 | Elect Simon Shaw | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor | | Mgmt | For | For | For |
| | 12 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 21 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 22 | Renew Share Incentive Plan | | Mgmt | For | For | For |
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| Sawai Pharmaceutical Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4555 | CINS J69811107 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Hiroyuki Sawai | | Mgmt | For | For | For |
| | 5 | Elect Mitsuo Sawai | | Mgmt | For | For | For |
| | 6 | Elect Takashi Iwasa | | Mgmt | For | For | For |
| | 7 | Elect Harumasa Toya | | Mgmt | For | For | For |
| | 8 | Elect Keiichi Kimura | | Mgmt | For | For | For |
| | 9 | Elect Shigeharu Yokohama | | Mgmt | For | For | For |
| | 10 | Elect Minoru Kodama | | Mgmt | For | For | For |
| | 11 | Elect Kenzoh Sawai | | Mgmt | For | For | For |
| | 12 | Elect Hidefumi Sugao | | Mgmt | For | For | For |
| | 13 | Elect Takashi Takahashi as Statutory Auditor | | Mgmt | For | For | For |
| | 14 | Retirement Allowances and Special Allowances for Director | | Mgmt | For | For | For |
| | 15 | Special Allowances for Statutory Auditor | | Mgmt | For | For | For |
| | 16 | Equity Compensation Plan | | Mgmt | For | Against | Against |
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| Schroders plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SDR | CINS G7860B102 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Nichola Pease | | Mgmt | For | Against | Against |
| | 5 | Elect Ashley Almanza | | Mgmt | For | Against | Against |
| | 6 | Elect Andrew Beeson | | Mgmt | For | Against | Against |
| | 7 | Elect Luc Bertrand | | Mgmt | For | Against | Against |
| | 8 | Elect Robin Buchanan | | Mgmt | For | Against | Against |
| | 9 | Elect Michael Dobson | | Mgmt | For | Against | Against |
| | 10 | Elect Lord Philip E. Howard | | Mgmt | For | Against | Against |
| | 11 | Elect Philip Mallinckrodt | | Mgmt | For | Against | Against |
| | 12 | Elect Bruno Schroder | | Mgmt | For | Against | Against |
| | 13 | Elect Massimo Tosato | | Mgmt | For | Against | Against |
| | 14 | Appointment of Auditor | | Mgmt | For | Against | Against |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | Against | Against |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
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| Seah Besteel Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 001430 | CINS Y7548M108 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Election of Directors (Slate) | | Mgmt | For | Against | Against |
| | 4 | Election of Audit Committee Members (Slate) | | Mgmt | For | For | For |
| | 5 | Directors' Fees | | Mgmt | For | For | For |
| | 6 | Corporate Auditors' Fees | | Mgmt | For | For | For |
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| SEB SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SK | CINS F82059100 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Elect Christian Peugeot | | Mgmt | For | Against | Against |
| | 8 | Elect Laure Thomas | | Mgmt | For | Against | Against |
| | 9 | Elect Sarah Chauleur | | Mgmt | For | Against | Against |
| | 10 | Elect Yseulys Costes | | Mgmt | For | Against | Against |
| | 11 | Related Party Transactions | | Mgmt | For | For | For |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | Against | Against |
| | 13 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 14 | Authority to Issue Restricted Shares | | Mgmt | For | Against | Against |
| | 15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 18 | Global Ceiling on Capital Increases | | Mgmt | For | For | For |
| | 19 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 20 | Authorization of Legal Formalities | | Mgmt | For | For | For |
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| Shimamura Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8227 | CINS J72208101 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Masato Nonaka | | Mgmt | For | For | For |
| | 3 | Elect Akihiko Fukuma | | Mgmt | For | For | For |
| | 4 | Elect Harunobu Shimamura | | Mgmt | For | For | For |
| | 5 | Elect Takahisa Nakamura | | Mgmt | For | For | For |
| | 6 | Elect Kazuo Konno | | Mgmt | For | For | For |
| | 7 | Elect Masaaki Satoh | | Mgmt | For | For | For |
| | 8 | Elect Masaaki Kurihara | | Mgmt | For | For | For |
| | 9 | Elect Kohji Yamada | | Mgmt | For | For | For |
| | 10 | Elect Tsuneyoshi Kitajima | | Mgmt | For | For | For |
| | 11 | Elect Hideyuki Kondoh | | Mgmt | For | For | For |
| | 12 | Elect Makoto Suzuki | | Mgmt | For | For | For |
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| Ship Healthcare Holdings Inc. (fka GREEN HOSPITAL SUPPLY, INC.) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3360 | CINS J7T445100 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Kunihisa Furukawa | | Mgmt | For | For | For |
| | 3 | Elect Hirotaka Ogawa | | Mgmt | For | For | For |
| | 4 | Elect Jun Masuda | | Mgmt | For | For | For |
| | 5 | Elect Futoshi Ohhashi | | Mgmt | For | For | For |
| | 6 | Elect Kohichi Okimoto | | Mgmt | For | For | For |
| | 7 | Elect Hiroyuki Kobayashi | | Mgmt | For | For | For |
| | 8 | Elect Hiroshi Yokoyama | | Mgmt | For | For | For |
| | 9 | Elect Kenji Hosokawa | | Mgmt | For | For | For |
| | 10 | Elect Horoshi Yamamoto | | Mgmt | For | For | For |
| | 11 | Elect Yoshiaki Wada | | Mgmt | For | For | For |
| | 12 | Elect Hiroshi Iwamoto | | Mgmt | For | Against | Against |
| | 13 | Elect Hidemitsu Nakao | | Mgmt | For | Against | Against |
| | 14 | Elect Masaya Mizuno | | Mgmt | For | For | For |
| | 15 | Elect Hiroyasu Ohyama | | Mgmt | For | For | For |
| | 16 | Elect Hiroshi Hayashi as Alternate Statutory Auditor | | Mgmt | For | For | For |
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| Sika AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SIK | CINS H7631K158 | | 04/16/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 3 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Elect Willi K. Leimer | | Mgmt | For | TNA | N/A |
| | 7 | Elect Christoph Tobler | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
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| SmarTone Telecommunications Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 0315 | CINS G8219Z105 | | 11/06/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Bermuda | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect CHEUNG Wing-Yui | | Mgmt | For | Against | Against |
| | 6 | Elect David Prince | | Mgmt | For | Against | Against |
| | 7 | Elect Thomas SIU Hon-Wah | | Mgmt | For | Against | Against |
| | 8 | Elect Alfred TSIM Wing-Kit | | Mgmt | For | Against | Against |
| | 9 | Elect Eric GAN Fock-Kin | | Mgmt | For | Against | Against |
| | 10 | Directors' Fees | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | 15 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Software AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SOW | CINS D7045M133 | | 05/03/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 9 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 10 | Authority to Repurchase Shares Using Equity Derivatives | | Mgmt | For | TNA | N/A |
| | 11 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
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| SpareBank 1 SR-Bank ASA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ROGG | CINS R8T70X105 | | 04/25/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Norway | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Agenda | | Mgmt | For | TNA | N/A |
| | 8 | Election of Individuals to Check Minutes | | Mgmt | For | TNA | N/A |
| | 9 | Accounts and Reports, Allocation of Profits/Dividend | | Mgmt | For | TNA | N/A |
| | 10 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 11 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 12 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 13 | Election of Audit Committee | | Mgmt | For | TNA | N/A |
| | 14 | Election of Supervisory Board | | Mgmt | For | TNA | N/A |
| | 15 | Nomination Committee | | Mgmt | For | TNA | N/A |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 17 | Authority to Issue Debt Instruments | | Mgmt | For | TNA | N/A |
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| Spectris plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SXS | CINS G8338K104 | | 04/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Steve Blair | | Mgmt | For | Against | Against |
| | 5 | Elect Martha B. Wyrsch | | Mgmt | For | Against | Against |
| | 6 | Elect Peter Chambre | | Mgmt | For | Against | Against |
| | 7 | Elect John O'Higgins | | Mgmt | For | Against | Against |
| | 8 | Elect John Hughes | | Mgmt | For | Against | Against |
| | 9 | Elect Russell J. King | | Mgmt | For | Against | Against |
| | 10 | Elect John Warren | | Mgmt | For | Against | Against |
| | 11 | Elect Clive Watson | | Mgmt | For | Against | Against |
| | 12 | Elect Jim Webster | | Mgmt | For | Against | Against |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
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| Speedy Hire Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SDY | CINS G0175D103 | | 07/18/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Steven Corcoran | | Mgmt | For | Against | Against |
| | 5 | Elect Michael McGrath | | Mgmt | For | Against | Against |
| | 6 | Elect James Morley | | Mgmt | For | Against | Against |
| | 7 | Elect Lynn Krige | | Mgmt | For | Against | Against |
| | 8 | Elect Chris Masters | | Mgmt | For | Against | Against |
| | 9 | Appointment of Auditor | | Mgmt | For | For | For |
| | 10 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 16 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 18 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 19 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
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| SRE Group Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1207 | CINS G8403X106 | | 09/21/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Bermuda | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Special Dividend | | Mgmt | For | For | For |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
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| Sumitomo Real Estate Sales | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8870 | CINS J7786K100 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Shigeto Iwai | | Mgmt | For | For | For |
| | 3 | Elect Masayoshi Ohhashi | | Mgmt | For | For | For |
| | 4 | Elect Hidekazu Shinji | | Mgmt | For | For | For |
| | 5 | Elect Hiroshi Arai | | Mgmt | For | For | For |
| | 6 | Elect Takeaki Motohashi | | Mgmt | For | For | For |
| | 7 | Elect Takenori Mori | | Mgmt | For | For | For |
| | 8 | Elect Toshikazu Tanaka | | Mgmt | For | For | For |
| | 9 | Elect Kazuo Ashikawa | | Mgmt | For | For | For |
| | 10 | Elect Shunsaku Yamazoe | | Mgmt | For | Against | Against |
| | 11 | Elect Masayuki Iwamoto | | Mgmt | For | Against | Against |
| | 12 | Elect Isamu Johboh | | Mgmt | For | Against | Against |
| | 13 | Retirement Allowances for Directors and Statutory Auditors | | Mgmt | For | For | For |
| | 14 | Amendments to Articles | | Mgmt | For | For | For |
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| Suruga Bank Limited (The) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8358 | CINS J78400108 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Mitsuyoshi Okano | | Mgmt | For | For | For |
| | 3 | Elect Kinosuke Okano | | Mgmt | For | For | For |
| | 4 | Elect Toshihiko Shirai | | Mgmt | For | For | For |
| | 5 | Elect Kazuya Mochizuki | | Mgmt | For | For | For |
| | 6 | Elect Yoshiroh Uchiyama | | Mgmt | For | For | For |
| | 7 | Elect Toshiyuki Haibara | | Mgmt | For | For | For |
| | 8 | Elect Takeshi Yagi | | Mgmt | For | For | For |
| | 9 | Elect Tsuneo Yahagi | | Mgmt | For | For | For |
| | 10 | Elect Makoto Naruke | | Mgmt | For | For | For |
| | 11 | Elect Yoshinori Andoh | | Mgmt | For | For | For |
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| Sydbank A/S | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SYDB | CINS K9419V113 | | 03/14/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Denmark | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 9 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 10 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 11 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 12 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 13 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 14 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 15 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 16 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 17 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 18 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 19 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 20 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 21 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 22 | Elect Kent Kirk as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 23 | Elect Erik Bank Lauridsen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 24 | Elect Jorgen Sorensen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 25 | Elect Finn Alexandersen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 26 | Elect Peter S. Sorensen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 27 | Elect Cees Kuypers as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 28 | Elect Gitte Poulsen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 29 | Elect Knud K. Damsgaard as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 30 | Elect Bent Eegholm as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 31 | Elect Hanni Toosbay Kasprzak as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 32 | Elect Svend Erik Busk as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 33 | Elect Claus Christensen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 34 | Elect Niels Opstrup as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 35 | Elect Torben Nielsen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 36 | Elect Arne Gerlyng-Hansen as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 37 | Elect Lars Thuro Moller as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 38 | Elect Johan Nicolaj Flach de Neergaard as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 39 | Elect Claus Dyrmose as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 40 | Elect Lasse Meldgaard as Shareholder Representative | | Mgmt | For | TNA | N/A |
| | 41 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 42 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 43 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Taikisha Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1979 | CINS J79389102 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Eitaroh Uenishi | | Mgmt | For | For | For |
| | 4 | Elect Satoru Kamiyama | | Mgmt | For | For | For |
| | 5 | Elect Kiyoshi Hashimoto | | Mgmt | For | For | For |
| | 6 | Elect Toshiaki Shiba | | Mgmt | For | For | For |
| | 7 | Elect Takashi Sakurai | | Mgmt | For | For | For |
| | 8 | Elect Kohji Katoh | | Mgmt | For | For | For |
| | 9 | Elect Tetsuya Ogawa | | Mgmt | For | For | For |
| | 10 | Elect Shuichi Murakami | | Mgmt | For | For | For |
| | 11 | Elect Masaaki Saitoh as Statutory Auditor | | Mgmt | For | Against | Against |
| | 12 | Renewal of Takeover Defense Plan | | Mgmt | For | Against | Against |
|
|
|
| Tate & Lyle plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TATE | CINS G86838128 | | 07/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Sir Peter Gershon | | Mgmt | For | For | For |
| | 5 | Elect Javed Ahmed | | Mgmt | For | For | For |
| | 6 | Elect Tim Lodge | | Mgmt | For | For | For |
| | 7 | Elect Liz Airey | | Mgmt | For | For | For |
| | 8 | Elect William Camp | | Mgmt | For | For | For |
| | 9 | Elect Evert Henkes | | Mgmt | For | For | For |
| | 10 | Elect Douglas Hurt | | Mgmt | For | For | For |
| | 11 | Elect Ajai Puri | | Mgmt | For | For | For |
| | 12 | Elect Robert Walker | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 16 | Performance Share Plan 2012 | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Techtronic Industries Co Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 669 | CINS Y8563B159 | | 05/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Hong Kong | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect Patrick CHAN Kin Wah | | Mgmt | For | Against | Against |
| | 6 | Elect Roy CHUNG Chi Ping | | Mgmt | For | Against | Against |
| | 7 | Elect Joel A. Schleicher | | Mgmt | For | Against | Against |
| | 8 | Elect Christopher P. Langley | | Mgmt | For | Against | Against |
| | 9 | Directors' Fees | | Mgmt | For | For | For |
| | 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
|
|
|
| Teleperformance | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RCF | CINS F9120F106 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Scrip Dividend | | Mgmt | For | For | For |
| | 8 | Related Party Transactions | | Mgmt | For | For | For |
| | 9 | Elect Emily A. Abrera | | Mgmt | For | For | For |
| | 10 | Ratification of the Cooption of Emily Abrera | | Mgmt | For | For | For |
| | 11 | Elect Alain Boulet | | Mgmt | For | For | For |
| | 12 | Elect Bernard Canetti | | Mgmt | For | For | For |
| | 13 | Elect Robert Paszczak | | Mgmt | For | For | For |
| | 14 | Elect Mario Sciacca | | Mgmt | For | For | For |
| | 15 | Elect Stephen Winningham | | Mgmt | For | For | For |
| | 16 | Elect Paulo Cesar Salles Vasques | | Mgmt | For | For | For |
| | 17 | Directors' Fees | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Cancel Shares | | Mgmt | For | For | For |
| | 20 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 23 | Greenshoe | | Mgmt | For | Against | Against |
| | 24 | Restricted Share Plan | | Mgmt | For | For | For |
| | 25 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 26 | Amendment Regarding Shareholder Ownership Disclosure | | Mgmt | For | Against | Against |
| | 27 | Amendment Regarding Board Size | | Mgmt | For | Against | Against |
| | 28 | Amendment Regarding Director Age Limits | | Mgmt | For | For | For |
| | 29 | Amendment Regarding Director Term Length | | Mgmt | For | For | For |
| | 30 | Amendment Regarding Form of Dividends | | Mgmt | For | For | For |
| | 31 | Amendment Regarding Electronic Voting | | Mgmt | For | For | For |
| | 32 | Ratification of Amended Articles | | Mgmt | For | For | For |
| | 33 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Teleperformance | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RCF | CINS F9120F106 | | 10/04/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Television Broadcasts Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 0511 | CINS Y85830126 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Hong Kong | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect Raymond OR Ching Fai | | Mgmt | For | Against | Against |
| | 6 | Elect Norman LEUNG Nai Pang | | Mgmt | For | Against | Against |
| | 7 | Elect Mark LEE Po On | | Mgmt | For | Against | Against |
| | 8 | Elect Edward CHENG Wai Sun | | Mgmt | For | Against | Against |
| | 9 | Directors' Fees | | Mgmt | For | For | For |
| | 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | Against | Against |
| | 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 13 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | 14 | Extension of Book Close Period | | Mgmt | For | Against | Against |
|
|
|
| TGS-NOPEC Geophysical Company ASA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TGS | CINS R9138B102 | | 06/04/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Norway | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Election of Presiding Chairman; Election of Individuals to Check Minutes | | Mgmt | For | TNA | N/A |
| | 6 | Notice of Meeting and Agenda | | Mgmt | For | TNA | N/A |
| | 7 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 8 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 9 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 10 | Elect Henry H. Hamilton III | | Mgmt | For | TNA | N/A |
| | 11 | Elect Colette Lewiner | | Mgmt | For | TNA | N/A |
| | 12 | Elect Elisabeth Harstad | | Mgmt | For | TNA | N/A |
| | 13 | Elect Mark Leonard | | Mgmt | For | TNA | N/A |
| | 14 | Elect Bengt Lie Hansen | | Mgmt | For | TNA | N/A |
| | 15 | Elect Vicki Messer | | Mgmt | For | TNA | N/A |
| | 16 | Elect Tor Magne Lonnum | | Mgmt | For | TNA | N/A |
| | 17 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 18 | Nomination Committee's Fees | | Mgmt | For | TNA | N/A |
| | 19 | Elect Tor Himberg-Larsen | | Mgmt | For | TNA | N/A |
| | 20 | Elect Christina Stray | | Mgmt | For | TNA | N/A |
| | 21 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 22 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 23 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 24 | Stock Option Plan | | Mgmt | For | TNA | N/A |
| | 25 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
|
|
|
| Thomas Cook Group Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TCG | CINS G88471100 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Placing and Rights Issue | | Mgmt | For | For | For |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| TMX Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | X | CUSIP 87261X108 | | 09/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Acquisition | | Mgmt | For | For | For |
| | 2 | Maple Stock Option Plan | | Mgmt | For | For | For |
|
|
|
| Topdanmark A/S | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TOP | CINS K96213176 | | 04/17/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Denmark | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports and Allocation of Profit | | Mgmt | For | TNA | N/A |
| | 6 | Elect Anders Colding Friis | | Mgmt | For | TNA | N/A |
| | 7 | Elect Birgitte Nielsen | | Mgmt | For | TNA | N/A |
| | 8 | Elect Jens Maaloe | | Mgmt | For | TNA | N/A |
| | 9 | Elect Michael Pram Rasmussen | | Mgmt | For | TNA | N/A |
| | 10 | Elect Annette Sadolin | | Mgmt | For | TNA | N/A |
| | 11 | Elect Soren Thorup Sorensen | | Mgmt | For | TNA | N/A |
| | 12 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 13 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 14 | Authority to Reduce Share Capital | | Mgmt | For | TNA | N/A |
| | 15 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 16 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Toridoll Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 3397 | CINS J8963E107 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Takaya Awata | | Mgmt | For | For | For |
| | 2 | Elect Takashi Nagasawa | | Mgmt | For | For | For |
| | 3 | Elect Yoshiaki Kobatake | | Mgmt | For | For | For |
| | 4 | Elect Kimihiro Tanaka | | Mgmt | For | For | For |
| | 5 | Elect Kuniaki Suzuki | | Mgmt | For | For | For |
| | 6 | Elect Hiroaki Umeda as Alternate Statutory Auditor | | Mgmt | For | For | For |
|
|
|
| TSRC Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2103 | CINS Y84690109 | | 06/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Taiwan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Amendments to Procedural Rules: Endorsements and Guarantees | | Mgmt | For | For | For |
| | 9 | Amendments to Procedural Rules: Capital Loans | | Mgmt | For | For | For |
| | 10 | Extraordinary motions | | Mgmt | For | Against | Against |
|
|
|
| UBM plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UBM | CINS G91709108 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | | Mgmt | For | For | For |
| | 5 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 6 | Elect Helen Alexander | | Mgmt | For | For | For |
| | 7 | Elect Alan Gillespie | | Mgmt | For | For | For |
| | 8 | Elect Robert Gray | | Mgmt | For | For | For |
| | 9 | Elect Pradeep Kar | | Mgmt | For | For | For |
| | 10 | Elect David Levin | | Mgmt | For | For | For |
| | 11 | Elect Greg Lock | | Mgmt | For | For | For |
| | 12 | Elect Terry Neill | | Mgmt | For | For | For |
| | 13 | Elect Jonathan Newcomb | | Mgmt | For | For | For |
| | 14 | Elect Karen Thomson | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| UBM Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UBM | CINS G91709108 | | 11/26/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Adoption of New Articles and Relocation to the United Kingdom | | Mgmt | For | TNA | N/A |
|
|
|
| Ultra Electronics Holdings plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ULE | CINS G9187G103 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Douglas Caster | | Mgmt | For | For | For |
| | 5 | Elect Christopher Bailey | | Mgmt | For | For | For |
| | 6 | Elect Sir Robert Walmsley | | Mgmt | For | For | For |
| | 7 | Elect Martin Broadhurst | | Mgmt | For | For | For |
| | 8 | Elect Mark Anderson | | Mgmt | For | For | For |
| | 9 | Elect Rakesh Sharma | | Mgmt | For | For | For |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 12 | Amendment to Long Term Incentive Plan | | Mgmt | For | For | For |
| | 13 | Directors' Fees | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Unipres Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5949 | CINS J9425W107 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Masanobu Yoshizawa | | Mgmt | For | For | For |
| | 3 | Elect Shigeru Asahi | | Mgmt | For | For | For |
| | 4 | Elect Tetsuo Uotsu | | Mgmt | For | For | For |
| | 5 | Elect Masahide Masuda | | Mgmt | For | For | For |
| | 6 | Elect Hideki Ogoshi | | Mgmt | For | For | For |
| | 7 | Elect Yoshio Itoh | | Mgmt | For | For | For |
| | 8 | Elect Hiroyoshi Yamakawa | | Mgmt | For | For | For |
| | 9 | Elect Yukihiko Morita | | Mgmt | For | For | For |
| | 10 | Elect Shinji Shiokawa | | Mgmt | For | For | For |
| | 11 | Elect Sohichiroh Shiomi | | Mgmt | For | Against | Against |
| | 12 | Elect Nobuo Tatsuzawa | | Mgmt | For | Against | Against |
| | 13 | Elect Masamitsu Takano | | Mgmt | For | Against | Against |
| | 14 | Elect Mitsuhiro Kakinuma | | Mgmt | For | Against | Against |
|
|
|
| United Drug Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UDG | CINS G9230Q157 | | 02/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Ireland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Christopher Brinsmead | | Mgmt | For | For | For |
| | 5 | Elect Chris Corbin | | Mgmt | For | For | For |
| | 6 | Elect Liam FitzGerald | | Mgmt | For | For | For |
| | 7 | Elect Hugh Friel | | Mgmt | For | For | For |
| | 8 | Elect Peter Gray | | Mgmt | For | For | For |
| | 9 | Elect Gary McGann | | Mgmt | For | For | For |
| | 10 | Elect Barry McGrane | | Mgmt | For | For | For |
| | 11 | Elect John Peter | | Mgmt | For | For | For |
| | 12 | Elect Alan Ralph | | Mgmt | For | For | For |
| | 13 | Elect Philip Toomey | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 15 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 20 | Adoption of New Articles | | Mgmt | For | For | For |
|
|
|
| Vossloh AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VOS | CINS D9494V101 | | 05/29/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 9 | Elect Kay Mayland | | Mgmt | For | TNA | N/A |
| | 10 | Elect Wolfgang Scholl | | Mgmt | For | TNA | N/A |
| | 11 | Elect Alexander Selent | | Mgmt | For | TNA | N/A |
| | 12 | Elect Heinz Hermann Thiele | | Mgmt | For | TNA | N/A |
|
|
|
| Whitbread plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WTB | CINS G9606P197 | | 06/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Nicholas Cadbury | | Mgmt | For | For | For |
| | 5 | Elect Louise Smalley | | Mgmt | For | For | For |
| | 6 | Elect Richard Baker | | Mgmt | For | For | For |
| | 7 | Elect Wendy Becker | | Mgmt | For | For | For |
| | 8 | Elect Ian Cheshire | | Mgmt | For | For | For |
| | 9 | Elect Patrick Dempsey | | Mgmt | For | For | For |
| | 10 | Elect Anthony Habgood | | Mgmt | For | For | For |
| | 11 | Elect Andrew Harrison | | Mgmt | For | For | For |
| | 12 | Elect Susan Hooper | | Mgmt | For | For | For |
| | 13 | Elect Simon Melliss | | Mgmt | For | For | For |
| | 14 | Elect Christopher Rogers | | Mgmt | For | For | For |
| | 15 | Elect Susan Taylor Martin | | Mgmt | For | For | For |
| | 16 | Elect Stephen Williams | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | | Mgmt | For | For | For |
| | 18 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Directors' Fees | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 23 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| William Hill plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WMH | CINS G9645P117 | | 03/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 2 | 2008 LTIP | | Mgmt | For | For | For |
|
|
|
| William Hill plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WMH | CINS G9645P117 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Gareth Davis | | Mgmt | For | For | For |
| | 5 | Elect Ralph Topping | | Mgmt | For | For | For |
| | 6 | Elect Neil Cooper | | Mgmt | For | For | For |
| | 7 | Elect David Edmonds | | Mgmt | For | For | For |
| | 8 | Elect Georgina Harvey | | Mgmt | For | For | For |
| | 9 | Elect Ashley Highfield | | Mgmt | For | For | For |
| | 10 | Elect David S. Lowden | | Mgmt | For | For | For |
| | 11 | Elect Imelda Walsh | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Amendment to the International Savings Related Share Option Plan | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 20 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| Wing Hang Bank | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 302 | CINS Y9588K109 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Hong Kong | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Election of Directors | | Mgmt | For | Against | Against |
| | 6 | Elect Frank J. WANG | | Mgmt | For | Against | Against |
| | 7 | Elect Billy LI Sze Kuen | | Mgmt | For | Against | Against |
| | 8 | Directors' Fees | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
|
|
|
| Wotif.Com Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WTF | CINS Q9860E101 | | 10/22/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Re-elect Richard McIlwain | | Mgmt | For | Against | Against |
| | 3 | Remuneration Report | | Mgmt | For | For | For |
|
|
|
| YPF S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | YPF | CUSIP 984245100 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Election of Delegates in Charge of Meeting Minutes | | Mgmt | For | For | For |
| | 2 | Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | Against | Against |
| | 5 | Ratification of Auditor's Fees | | Mgmt | N/A | Abstain | N/A |
| | 6 | Appointment of Auditor and Authority to Set Fees | | Mgmt | N/A | For | N/A |
| | 7 | Authority to Issue Debt Instruments | | Mgmt | For | Abstain | Against |
| | 8 | Ratification of Board and Supervisory Council Acts | | Mgmt | N/A | Abstain | N/A |
| | 9 | Ratification of Directors' Fees | | Mgmt | N/A | Against | N/A |
| | 10 | Ratification of Supervisory Council's Fees | | Mgmt | N/A | Against | N/A |
| | 11 | Supervisory Council Size | | Mgmt | N/A | Abstain | N/A |
| | 12 | Election of Supervisory Council Members and Alternates (Class A) | | Mgmt | N/A | Against | N/A |
| | 13 | Election of Supervisory Council Members and Alternates (Class D) | | Mgmt | N/A | Against | N/A |
| | 14 | Board Size | | Mgmt | N/A | Against | N/A |
| | 15 | Election of Directors (Class A) | | Mgmt | N/A | Against | N/A |
| | 16 | Election of Directors (Class D) | | Mgmt | N/A | Against | N/A |
| | 17 | Directors' Fees; Supervisory Council's Fees | | Mgmt | N/A | Against | N/A |
| | 18 | Report of Excess Compensation | | Mgmt | N/A | For | N/A |
| |
| | | | | | | | |
| Registrant : | Putnam Investment Funds | | | |
| Fund Name : | Putnam International Growth Fund | | | |
| Date of Fiscal Year End: | 09/30/2012 | | | |
|
|
|
| AIA Group Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1299 | CINS Y002A1105 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Hong Kong | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect Barry CHEUNG Chun-yuen | | Mgmt | For | Against | Against |
| | 6 | Elect YEO George Yong-Boon | | Mgmt | For | Against | Against |
| | 7 | Elect Narongchai Akrasanee | | Mgmt | For | Against | Against |
| | 8 | Elect QIN Xiao | | Mgmt | For | Against | Against |
| | 9 | Elect Mark E. Tucker | | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 13 | Amendment to Restricted Share Plan | | Mgmt | For | For | For |
| | 14 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| Anheuser-Busch Inbev SA/NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABI | CINS B6399C107 | | 04/24/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Belgium | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Disapplication of Preemptive Rights for Stock Option Grants | | Mgmt | For | TNA | N/A |
| | 6 | Authority to Grant Stock Options | | Mgmt | For | TNA | N/A |
| | 7 | Authority to Increase Capital for Stock Options | | Mgmt | For | TNA | N/A |
| | 8 | Authority to Grant Stock Options to Non-Executive Directors | | Mgmt | For | TNA | N/A |
| | 9 | Authorization of Legal Formalities | | Mgmt | For | TNA | N/A |
| | 10 | Authorization of Legal Formalities | | Mgmt | For | TNA | N/A |
|
|
|
| Anheuser-Busch Inbev SA/NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABI | CINS B6399C107 | | 04/24/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Belgium | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Auditor's Acts | | Mgmt | For | TNA | N/A |
| | 10 | Elect Kees J. Storm | | Mgmt | For | TNA | N/A |
| | 11 | Appointment of PricewaterhouseCoopers and Authority to Set Fees | | Mgmt | For | TNA | N/A |
| | 12 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 13 | Stock Option Plan for US Employees | | Mgmt | For | TNA | N/A |
| | 14 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 15 | Change of Control Clause Regarding the EMNT Program | | Mgmt | For | TNA | N/A |
| | 16 | Change of Control Clause Regarding the Senior Facilities Agreement | | Mgmt | For | TNA | N/A |
| | 17 | Authorization of Legal Formalities | | Mgmt | For | TNA | N/A |
| | 18 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Apple Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAPL | CUSIP 037833100 | | 02/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William V. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy D. Cook | | Mgmt | For | For | For |
| | 1.3 | Elect Millard S. Drexler | | Mgmt | For | For | For |
| | 1.4 | Elect Albert A. Gore, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 1.6 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 1.7 | Elect Arthur D. Levinson | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald D. Sugar | | Mgmt | For | For | For |
| | 2 | Amendments to Articles of Incorporation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHldr | Against | Against | For |
|
|
|
| Ashmore Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ASHM | CINS G0609C101 | | 10/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Michael Benson | | Mgmt | For | Against | Against |
| | 4 | Elect Mark Coombs | | Mgmt | For | Against | Against |
| | 5 | Elect Graeme Dell | | Mgmt | For | Against | Against |
| | 6 | Elect Nick Land | | Mgmt | For | Against | Against |
| | 7 | Elect Melda Donnelly | | Mgmt | For | Against | Against |
| | 8 | Elect Simon Fraser | | Mgmt | For | Against | Against |
| | 9 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 10 | Appointment of Auditor | | Mgmt | For | Against | Against |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | Against | Against |
| | 12 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 16 | Waiver of Mandatory Takeover Requirement | | Mgmt | For | Against | Against |
| | 17 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| ASML Holding N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ASML | CUSIP N07059210 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Management Acts | | Mgmt | For | For | For |
| | 3 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Remuneration Policy | | Mgmt | For | For | For |
| | 6 | Authority to Grant Performance Shares under 2010-2013 Plan | | Mgmt | For | For | For |
| | 7 | Authority to Grant Performance Shares under 2014 Plan | | Mgmt | For | For | For |
| | 8 | Stock Option Grant to Employees | | Mgmt | For | For | For |
| | 9 | Elect H. C. J. van den Burg | | Mgmt | For | For | For |
| | 10 | Elect P.F.M. Van der Meer Mohr | | Mgmt | For | For | For |
| | 11 | Elect W. Ziebart | | Mgmt | For | For | For |
| | 12 | Elect D.A. Grose | | Mgmt | For | For | For |
| | 13 | Elect C.M.S. Smits-Nusteling | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares in Case of Merger/Acquisition | | Mgmt | For | For | For |
| | 18 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Additional Shares | | Mgmt | For | For | For |
| | 21 | Authority to Cancel Shares | | Mgmt | For | For | For |
|
|
|
| Associated British Foods plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABF | CINS G05600138 | | 12/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Emma Adamo | | Mgmt | For | For | For |
| | 5 | Elect John Bason | | Mgmt | For | For | For |
| | 6 | Elect Timothy Clarke | | Mgmt | For | For | For |
| | 7 | Elect Lord Michael Jay | | Mgmt | For | For | For |
| | 8 | Elect Javier Ferran | | Mgmt | For | For | For |
| | 9 | Elect Charles Sinclair | | Mgmt | For | For | For |
| | 10 | Elect Peter Smith | | Mgmt | For | For | For |
| | 11 | Elect George Weston | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 15 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Astellas Pharma Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4503 | CINS J03393105 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Masafumi Nogimori | | Mgmt | For | For | For |
| | 4 | Elect Yoshihiko Hatanaka | | Mgmt | For | For | For |
| | 5 | Elect Yoshiroh Miyokawa | | Mgmt | For | For | For |
| | 6 | Elect Kanoko Ohishi | | Mgmt | For | For | For |
| | 7 | Elect Naoki Aikawa | | Mgmt | For | For | For |
| | 8 | Elect Yutaka Kase | | Mgmt | For | For | For |
| | 9 | Elect Hironobu Yasuda | | Mgmt | For | For | For |
| | 10 | Elect Goh Ohtani as Statutory Auditor | | Mgmt | For | Against | Against |
| | 11 | Bonus | | Mgmt | For | For | For |
| | 12 | Equity Compensation Plan | | Mgmt | For | Against | Against |
|
|
|
| Banco Bilbao Vizcaya Argentaria S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBVA | CINS E11805103 | | 03/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Spain | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Francisco Gonzalez Rodriguez | | Mgmt | For | Against | Against |
| | 4 | Elect Angel Cano Fernandez | | Mgmt | For | Against | Against |
| | 5 | Elect Ramon Bustamante y de la Mora | | Mgmt | For | Against | Against |
| | 6 | Elect Ignacio Ferrero Jordi | | Mgmt | For | Against | Against |
| | 7 | Merger by Absorption | | Mgmt | For | For | For |
| | 8 | Bonus Issue | | Mgmt | For | For | For |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Bonus Issue | | Mgmt | For | For | For |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Annual Incentive Plan | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Approval of Corporate Website | | Mgmt | For | For | For |
| | 15 | Authority to Carry Out Formalities | | Mgmt | For | For | For |
| | 16 | Remuneration Report | | Mgmt | For | For | For |
| | 17 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Barclays plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BARC | CINS G08036124 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Sir David Walker | | Mgmt | For | For | For |
| | 4 | Elect Tim Breedon | | Mgmt | For | For | For |
| | 5 | Elect Antony Jenkins | | Mgmt | For | For | For |
| | 6 | Elect Diane de Saint Victor | | Mgmt | For | For | For |
| | 7 | Elect David Booth | | Mgmt | For | For | For |
| | 8 | Elect Fulvio Conti | | Mgmt | For | For | For |
| | 9 | Elect Simon J. Fraser | | Mgmt | For | Against | Against |
| | 10 | Elect Reuben Jeffery III | | Mgmt | For | For | For |
| | 11 | Elect Christopher Lucas | | Mgmt | For | For | For |
| | 12 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 13 | Elect Sir Michael Rake | | Mgmt | For | For | For |
| | 14 | Elect Sir John Sunderland | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 23 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 24 | Scrip Dividend | | Mgmt | For | For | For |
| | 25 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| Barrick Gold Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABX | CUSIP 067901108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard L. Beck | | Mgmt | For | For | For |
| | 1.2 | Elect Charles W. D. Birchall | | Mgmt | For | For | For |
| | 1.3 | Elect Donald J. Carty | | Mgmt | For | For | For |
| | 1.4 | Elect Gustavo A. Cisneros | | Mgmt | For | For | For |
| | 1.5 | Elect Robert M. Franklin | | Mgmt | For | For | For |
| | 1.6 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.7 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 1.8 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.9 | Elect Anthony Munk | | Mgmt | For | For | For |
| | 1.10 | Elect Peter Munk | | Mgmt | For | For | For |
| | 1.11 | Elect Steven J. Shapiro | | Mgmt | For | For | For |
| | 1.12 | Elect Jamie C. Sokalsky | | Mgmt | For | For | For |
| | 1.13 | Elect John L. Thornton | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Bayer AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAY | CINS D0712D163 | | 04/26/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Intra-company Control Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Beijing Capital International Airport | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 0694 | CINS Y07717104 | | 06/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Directors' Report | | Mgmt | For | For | For |
| | 3 | Supervisors' Report | | Mgmt | For | For | For |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 7 | Amendments to Articles | | Mgmt | For | For | For |
| | 8 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Beijing Enterprises Water Group Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 371 | CINS G0957L109 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Bermuda | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect JIANG Xinhao | | Mgmt | For | Against | Against |
| | 6 | Elect HU Xiaoyong | | Mgmt | For | Against | Against |
| | 7 | Elect HOU Feng | | Mgmt | For | Against | Against |
| | 8 | Elect GUO Rui | | Mgmt | For | Against | Against |
| | 9 | Elect HANG Shijun | | Mgmt | For | Against | Against |
| | 10 | Elect WANG Kaijun | | Mgmt | For | Against | Against |
| | 11 | Elect YU Ning | | Mgmt | For | Against | Against |
| | 12 | Directors' Fees | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 16 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | 17 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Beijing Enterprises Water Group Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 371 | CINS G0957L109 | | 12/18/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Bermuda | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Acquisition | | Mgmt | For | For | For |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Whitewash Waiver | | Mgmt | For | For | For |
|
|
|
| BG Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BG | CINS G1245Z108 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Den Jones | | Mgmt | For | For | For |
| | 5 | Elect LIM Haw Kuang | | Mgmt | For | For | For |
| | 6 | Elect Peter Backhouse | | Mgmt | For | For | For |
| | 7 | Elect Vivienne Cox | | Mgmt | For | For | For |
| | 8 | Elect Chris Finlayson | | Mgmt | For | For | For |
| | 9 | Elect Andrew Gould | | Mgmt | For | For | For |
| | 10 | Elect Baroness Hogg | | Mgmt | For | For | For |
| | 11 | Elect John Hood | | Mgmt | For | For | For |
| | 12 | Elect Martin Houston | | Mgmt | For | For | For |
| | 13 | Elect Caio Koch-Weser | | Mgmt | For | For | For |
| | 14 | Elect Sir David Manning | | Mgmt | For | For | For |
| | 15 | Elect Mark Seligman | | Mgmt | For | For | For |
| | 16 | Elect Patrick W. Thomas | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | | Mgmt | For | For | For |
| | 18 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 23 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| BR Malls Participacoes SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BRML3 | CINS P1908S102 | | 04/30/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Brazil | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| BR Malls Participacoes SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BRML3 | CINS P1908S102 | | 04/30/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Special | Brazil | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Remuneration Policy | | Mgmt | For | TNA | N/A |
| | 4 | Capitalization of Reserves w/o Share Issuance | | Mgmt | For | TNA | N/A |
| | 5 | Amendments to Articles Regarding Reconciliation of Share Capital | | Mgmt | For | TNA | N/A |
| | 6 | Amendments to Articles Regarding Guarantees | | Mgmt | For | TNA | N/A |
|
|
|
| Bridgestone Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5108 | CINS J04578126 | | 03/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Masaaki Tsuya | | Mgmt | For | For | For |
| | 4 | Elect Kazuhisa Nishigai | | Mgmt | For | For | For |
| | 5 | Elect Yoshiyuki Morimoto | | Mgmt | For | For | For |
| | 6 | Elect Narumi Zaitsu | | Mgmt | For | For | For |
| | 7 | Elect Sakie Tachibana-Fukushima | | Mgmt | For | For | For |
| | 8 | Elect Takao Enkawa | | Mgmt | For | For | For |
| | 9 | Elect Kimiko Murofushi | | Mgmt | For | For | For |
| | 10 | Elect Scott Davis | | Mgmt | For | For | For |
| | 11 | Bonus | | Mgmt | For | For | For |
| | 12 | Equity Compensation Plan | | Mgmt | For | Against | Against |
|
|
|
| Brilliance China Automotive Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1114 | CINS G1368B102 | | 12/21/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Bermuda | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Revised Caps for Revised Continuing Connected Transaction | | Mgmt | For | For | For |
| | 4 | Cross Guarantee Agreement | | Mgmt | For | For | For |
|
|
|
| British American Tobacco plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BATS | CINS G1510J102 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | | Mgmt | For | For | For |
| | 5 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 6 | Elect Richard Burrows | | Mgmt | For | For | For |
| | 7 | Elect John P. Daly | | Mgmt | For | For | For |
| | 8 | Elect Karen de Segundo | | Mgmt | For | For | For |
| | 9 | Elect Nicandro Durante | | Mgmt | For | For | For |
| | 10 | Elect Ann Godbehere | | Mgmt | For | For | For |
| | 11 | Elect Christine Morin-Postel | | Mgmt | For | For | For |
| | 12 | Elect Gerard Murphy | | Mgmt | For | For | For |
| | 13 | Elect Kieran Poynter | | Mgmt | For | For | For |
| | 14 | Elect Anthony Ruys | | Mgmt | For | For | For |
| | 15 | Elect Ben Stevens | | Mgmt | For | For | For |
| | 16 | Elect Richard Tubb | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 21 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Centrica plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNA | CINS G2018Z143 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Roger Carr | | Mgmt | For | Against | Against |
| | 5 | Elect Sam H. Laidlaw | | Mgmt | For | Against | Against |
| | 6 | Elect Phil Bentley | | Mgmt | For | Against | Against |
| | 7 | Elect Margherita Della Valle | | Mgmt | For | Against | Against |
| | 8 | Elect Mary Francis | | Mgmt | For | Against | Against |
| | 9 | Elect Mark Hanafin | | Mgmt | For | Against | Against |
| | 10 | Elect Lesley Knox | | Mgmt | For | Against | Against |
| | 11 | Elect Nick Luff | | Mgmt | For | Against | Against |
| | 12 | Elect Ian K. Meakins | | Mgmt | For | Against | Against |
| | 13 | Elect Paul Rayner | | Mgmt | For | Against | Against |
| | 14 | Elect Chris Weston | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| China Communications Construction Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1800 | CINS Y14369105 | | 02/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Authority to Issue Super Short-Term Debentures | | Mgmt | For | For | For |
| | 4 | Joint Venture | | Mgmt | For | For | For |
|
|
|
| China Communications Construction Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1800 | CINS Y14369105 | | 06/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 5 | Internal Guarantee of the Group | | Mgmt | For | For | For |
| | 6 | Related Party Transactions | | Mgmt | For | For | For |
| | 7 | Deposit Service Framework Agreement | | Mgmt | For | Against | Against |
| | 8 | Directors' Report | | Mgmt | For | For | For |
| | 9 | Supervisors' Report | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| China Construction Bank Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 0939 | CINS Y1397N101 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Directors' Report | | Mgmt | For | For | For |
| | 4 | Supervisors' Report | | Mgmt | For | For | For |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Budget of 2013 fixed assets investment | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Elect ZHANG Jianguo | | Mgmt | For | Against | Against |
| | 10 | Elect ZHAO Xijun | | Mgmt | For | Against | Against |
| | 11 | Elect CHEN Yuanling | | Mgmt | For | Against | Against |
| | 12 | Elect ZHU Hongbo | | Mgmt | For | Against | Against |
| | 13 | Elect HU Zheyi | | Mgmt | For | Against | Against |
| | 14 | Elect Timpson CHUNG Shui Ming | | Mgmt | For | Against | Against |
| | 15 | Elect Margaret LEUNG KO May Yee | | Mgmt | For | Against | Against |
| | 16 | Elect WIM Kok | | Mgmt | For | Against | Against |
| | 17 | Elect Murray Horn | | Mgmt | For | Against | Against |
| | 18 | Elect XU Tie | | Mgmt | For | Against | Against |
| | 19 | Elect QI Shouyin | | Mgmt | For | Against | Against |
| | 20 | Terms of Office for Directors | | Mgmt | For | For | For |
| | 21 | Elect ZHANG Furong | | Mgmt | For | Against | Against |
| | 22 | Elect LIU Jin | | Mgmt | For | Against | Against |
| | 23 | Elect LI Xiaoling | | Mgmt | For | Against | Against |
| | 24 | Elect BAI Jianjun | | Mgmt | For | Against | Against |
| | 25 | Elect WANG Xinmin | | Mgmt | For | Against | Against |
| | 26 | Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| | 27 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| China Shanshui Cement Group Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 0691 | CINS G2116M101 | | 05/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Cayman Islands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect Homer Sun | | Mgmt | For | Against | Against |
| | 6 | Elect WANG Jian | | Mgmt | For | Against | Against |
| | 7 | Elect Xiao Yu | | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 11 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
|
|
|
| Citigroup Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | C | CUSIP 172967424 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Corbat | | Mgmt | For | For | For |
| | 2 | Elect Franz B. Humer | | Mgmt | For | For | For |
| | 3 | Elect Robert L. Joss | | Mgmt | For | For | For |
| | 4 | Elect Michael E. O'Neill | | Mgmt | For | For | For |
| | 5 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 6 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 7 | Elect Anthony M. Santomero | | Mgmt | For | For | For |
| | 8 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 9 | Elect Diana L. Taylor | | Mgmt | For | For | For |
| | 10 | Elect William S. Thompson, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Director Indemnification | | ShrHldr | Against | Against | For |
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| Compass Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CPG | CINS G23296182 | | 02/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Sir Roy Gardner | | Mgmt | For | For | For |
| | 5 | Elect Dominic Blakemore | | Mgmt | For | For | For |
| | 6 | Elect Richard Cousins | | Mgmt | For | For | For |
| | 7 | Elect Gary Green | | Mgmt | For | For | For |
| | 8 | Elect Andrew Martin | | Mgmt | For | For | For |
| | 9 | Elect John Bason | | Mgmt | For | For | For |
| | 10 | Elect Sir James Crosby | | Mgmt | For | For | For |
| | 11 | Elect Susan Murray | | Mgmt | For | For | For |
| | 12 | Elect Don Robert | | Mgmt | For | For | For |
| | 13 | Elect Sir Ian Robinson | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 17 | Amendment to the Long Term Incentive Plan | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
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| Covidien Public Limited Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COV | CUSIP G2554F113 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | | Mgmt | For | For | For |
| | 2 | Elect Joy A. Amundson | | Mgmt | For | For | For |
| | 3 | Elect Craig Arnold | | Mgmt | For | For | For |
| | 4 | Elect Robert H. Brust | | Mgmt | For | For | For |
| | 5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Christopher J. Coughlin | | Mgmt | For | For | For |
| | 7 | Elect Randall J. Hogan, III | | Mgmt | For | For | For |
| | 8 | Elect Martin D. Madaus | | Mgmt | For | For | For |
| | 9 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 10 | Elect Joseph A. Zaccagnino | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Remuneration | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock and Incentive Plan | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 16 | Amendments to Articles to Update Share Transfer Procedures | | Mgmt | For | For | For |
| | 17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | | Mgmt | For | For | For |
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| Credicorp Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAP | CUSIP G2519Y108 | | 03/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Director and Committee Member Fees | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
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| DAELIM INDUSTRIAL CO.,LTD | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 000210 | CINS Y1860N109 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | Against | Against |
| | 4 | Elect KIM Yoon | | Mgmt | For | Against | Against |
| | 5 | Elect SHIN Jung Sik | | Mgmt | For | Against | Against |
| | 6 | Elect OH Soo Keun | | Mgmt | For | Against | Against |
| | 7 | Elect SHIN Young Joon | | Mgmt | For | Against | Against |
| | 8 | Elect LIM Sung Kyun | | Mgmt | For | Against | Against |
| | 9 | Elect JANG Dal Jung | | Mgmt | For | Against | Against |
| | 10 | Election of Board Committee Member: SHIN Jung Sik | | Mgmt | For | For | For |
| | 11 | Election of Board Committee Member: OH Soo Keun | | Mgmt | For | For | For |
| | 12 | Election of Board Committee Member: LIM Sung Kyun | | Mgmt | For | For | For |
| | 13 | Directors' Fees | | Mgmt | For | Against | Against |
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| Daikin Industries Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6367 | CINS J10038115 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Ryu Yano | | Mgmt | For | For | For |
| | 4 | Elect Kenji Fukunaga | | Mgmt | For | Against | Against |
| | 5 | Elect Ichiroh Ono As Alternate Statutory Auditor | | Mgmt | For | For | For |
| | 6 | Bonus | | Mgmt | For | For | For |
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| Daimler AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DAI | CINS D1668R123 | | 04/10/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Elect Sari Baldauf | | Mgmt | For | TNA | N/A |
| | 12 | Elect Jurgen Hambrecht | | Mgmt | For | TNA | N/A |
| | 13 | Elect Andrea Jung | | Mgmt | For | TNA | N/A |
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| Delphi Automotive PLC | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DLPH | CUSIP G27823106 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary L. Cowger | | Mgmt | For | For | For |
| | 2 | Elect Nicholas M. Donofrio | | Mgmt | For | For | For |
| | 3 | Elect Mark P. Frissora | | Mgmt | For | For | For |
| | 4 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 5 | Elect John A. Krol | | Mgmt | For | For | For |
| | 6 | Elect J. Randall MacDonald | | Mgmt | For | For | For |
| | 7 | Elect Sean O. Mahoney | | Mgmt | For | For | For |
| | 8 | Elect Rodney O'Neal | | Mgmt | For | For | For |
| | 9 | Elect Thomas W. Sidlik | | Mgmt | For | For | For |
| | 10 | Elect Bernd Wiedemann | | Mgmt | For | For | For |
| | 11 | Elect Lawrence A. Zimmerman | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
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| Deutsche Bank AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DBK | CINS D18190898 | | 05/23/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Authority to Trade in Company Stock | | Mgmt | For | TNA | N/A |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 13 | Authority to Repurchase Shares Using Equity Derivatives | | Mgmt | For | TNA | N/A |
| | 14 | Compensation Policy | | Mgmt | For | TNA | N/A |
| | 15 | Supervisory Board Members' Fees | | Mgmt | For | TNA | N/A |
| | 16 | Elect John Cryan | | Mgmt | For | TNA | N/A |
| | 17 | Elect Henning Kagermann | | Mgmt | For | TNA | N/A |
| | 18 | Elect Suzanne B. Labarge | | Mgmt | For | TNA | N/A |
| | 19 | Elect Johannes Teyssen | | Mgmt | For | TNA | N/A |
| | 20 | Elect George F. Thoma | | Mgmt | For | TNA | N/A |
| | 21 | Elect Tilman Todenhofer | | Mgmt | For | TNA | N/A |
| | 22 | Elect Dina Dublon | | Mgmt | For | TNA | N/A |
| | 23 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 24 | Intra-company Control Agreement | | Mgmt | For | TNA | N/A |
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| Deutsche Post AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DPW | CINS D19225107 | | 05/29/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 10 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 11 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
| | 12 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | | Mgmt | For | TNA | N/A |
| | 13 | Elect Wulf von Schimmelmann | | Mgmt | For | TNA | N/A |
| | 14 | Supervisory Board Members' Fees | | Mgmt | For | TNA | N/A |
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| Dongfang Electric Co Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1072 | CINS Y20958107 | | 12/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | H Share Appreciation Rights Scheme | | Mgmt | For | For | For |
| | 3 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 4 | Amendments to Article 191 | | Mgmt | For | For | For |
| | 5 | Amendments to Article 198 | | Mgmt | For | For | For |
| | 6 | Amendments to Article 124 | | Mgmt | For | For | For |
| | 7 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 8 | Liability Insurance | | Mgmt | For | Against | Against |
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| EADS: European Aeronautic Defence and Space Company N.V. | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EAD | CINS F17114103 | | 03/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Amendments to Articles | | Mgmt | For | For | For |
| | 5 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 6 | Cancellation of Shares | | Mgmt | For | For | For |
| | 7 | Elect Thomas Enders | | Mgmt | For | For | For |
| | 8 | Elect Manfred Bischoff | | Mgmt | For | For | For |
| | 9 | Elect Ralph D. Crosby, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Hans-Peter Keitel | | Mgmt | For | For | For |
| | 11 | Elect Hermann-Josef Lamberti | | Mgmt | For | For | For |
| | 12 | Elect Anne Lauvergeon | | Mgmt | For | For | For |
| | 13 | Elect Lakshmi N. Mittal | | Mgmt | For | For | For |
| | 14 | Elect Sir John Parker | | Mgmt | For | For | For |
| | 15 | Elect Michel Pebereau | | Mgmt | For | For | For |
| | 16 | Elect Josep Pique i Camps | | Mgmt | For | For | For |
| | 17 | Elect Denis Ranque | | Mgmt | For | For | For |
| | 18 | Elect Jean-Claude Trichet | | Mgmt | For | For | For |
| | 19 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
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|
| EADS: European Aeronautic Defence and Space Company N.V. | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EAD | CINS N3114C808 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 9 | Appointment of Ernst & Young | | Mgmt | For | For | For |
| | 10 | Appointment of KPMG | | Mgmt | For | For | For |
| | 11 | Compensation Guidelines | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Cancel Shares and Reduce Share Capital | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
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| Embraer SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMBR3 | CUSIP 29082A107 | | 03/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Management and Board Functions | | Mgmt | For | For | For |
| | 2 | Amendments to Articles Regarding Board Size and Election of Directors | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
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| Embraer SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMBR3 | CUSIP 29082A107 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Election of Directors | | Mgmt | For | For | For |
| | 4 | Election of Supervisory Council | | Mgmt | For | For | For |
| | 5 | Remuneration Policy | | Mgmt | For | Against | Against |
| | 6 | Supervisory Council's Fees | | Mgmt | For | For | For |
| | 7 | Amendments to the Stock Option Plan | | Mgmt | For | For | For |
| | 8 | Stock Option Plan for Board of Directors | | Mgmt | For | For | For |
|
|
|
| Ezion Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5ME | CINS Y2186W104 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Singapore | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Wang Kai Yuen | | Mgmt | For | Against | Against |
| | 4 | Elect Lim Thean Ee | | Mgmt | For | Against | Against |
| | 5 | Directors' Fees | | Mgmt | For | For | For |
| | 6 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 7 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| | 8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | | Mgmt | For | For | For |
| | 9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | | Mgmt | For | Against | Against |
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| Ezion Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 5ME | CINS Y2186W104 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Singapore | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Related Party Transactions | | Mgmt | For | For | For |
| | 2 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | | Mgmt | For | For | For |
| | 4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | | Mgmt | For | For | For |
| | 5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | | Mgmt | For | Against | Against |
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| F5 Networks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FFIV | CUSIP 315616102 | | 03/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Dreyer | | Mgmt | For | For | For |
| | 2 | Elect Sandra Bergeron | | Mgmt | For | For | For |
| | 3 | Elect Deborah L. Bevier | | Mgmt | For | For | For |
| | 4 | Elect Alan J. Higginson | | Mgmt | For | For | For |
| | 5 | Elect John McAdam | | Mgmt | For | For | For |
| | 6 | Elect Stephen Smith | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
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| Fomento Economico Mexicano SAB de CV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FEMSA | CUSIP 344419106 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | Against | Against |
| | 2 | Report on Tax Compliance | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 5 | Election of Directors; Fees | | Mgmt | For | Against | Against |
| | 6 | Election of Board Committee Members; Fees | | Mgmt | For | Against | Against |
| | 7 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 8 | Minutes | | Mgmt | For | For | For |
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|
| Gemalto N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GTO | CINS N3465M108 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Ratification of CEO Acts | | Mgmt | For | For | For |
| | 4 | Ratification of Non-Executive Directors' Acts | | Mgmt | For | For | For |
| | 5 | Elect Buford Alexander | | Mgmt | For | For | For |
| | 6 | Elect John Ormerod | | Mgmt | For | For | For |
| | 7 | Elect Homaira Akbari | | Mgmt | For | For | For |
| | 8 | Directors' Fees | | Mgmt | For | For | For |
| | 9 | Amendments to Articles | | Mgmt | For | Against | Against |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | Against | Against |
| | 12 | Authority to Suppress Preemptive Rights | | Mgmt | For | Against | Against |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Glaxosmithkline plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GSK | CINS G3910J112 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Lynn L. Elsenhans | | Mgmt | For | For | For |
| | 4 | Elect Jing Ulrich | | Mgmt | For | For | For |
| | 5 | Elect Hans Wijers | | Mgmt | For | For | For |
| | 6 | Elect Sir Christopher Gent | | Mgmt | For | For | For |
| | 7 | Elect Sir Andrew Witty | | Mgmt | For | For | For |
| | 8 | Elect Sir Roy Anderson | | Mgmt | For | For | For |
| | 9 | Elect Stephanie A. Burns | | Mgmt | For | For | For |
| | 10 | Elect Stacey Cartwright | | Mgmt | For | For | For |
| | 11 | Elect Simon Dingemans | | Mgmt | For | For | For |
| | 12 | Elect Judy C. Lewent | | Mgmt | For | For | For |
| | 13 | Elect Sir Deryck C. Maughan | | Mgmt | For | For | For |
| | 14 | Elect Daniel Podolsky | | Mgmt | For | For | For |
| | 15 | Elect Moncef Slaoui | | Mgmt | For | For | For |
| | 16 | Elect Tom de Swaan | | Mgmt | For | For | For |
| | 17 | Elect Sir Robert Wilson | | Mgmt | For | For | For |
| | 18 | Appointment of Auditor | | Mgmt | For | For | For |
| | 19 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 20 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Exemption from Statement of Senior Auditor's Name | | Mgmt | For | For | For |
| | 25 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Glencore International plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GLEN | CINS G39420107 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Ivan Glasenberg | | Mgmt | For | Against | Against |
| | 4 | Elect Anthony B. Hayward | | Mgmt | For | Against | Against |
| | 5 | Elect Leonhard Fischer | | Mgmt | For | Against | Against |
| | 6 | Elect William E. Macaulay | | Mgmt | For | Against | Against |
| | 7 | Elect John R.H. Bond | | Mgmt | For | Against | Against |
| | 8 | Elect Sir Steve Robson | | Mgmt | For | Against | Against |
| | 9 | Elect Ian C. Strachan | | Mgmt | For | Against | Against |
| | 10 | Elect Con Fauconnier | | Mgmt | For | Against | Against |
| | 11 | Elect Peter Hooley | | Mgmt | For | Against | Against |
| | 12 | Elect Simon Murray | | Mgmt | For | Against | Against |
| | 13 | Elect Steven Kalmin | | Mgmt | For | Against | Against |
| | 14 | Elect Peter R. Coates | | Mgmt | For | Against | Against |
| | 15 | Elect LI Ning | | Mgmt | For | Against | Against |
| | 16 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | | Mgmt | For | For | For |
| | 18 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 23 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Goldcorp Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | G | CUSIP 380956409 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John P. Bell | | Mgmt | For | For | For |
| | 1.2 | Elect Beverley A. Briscoe | | Mgmt | For | For | For |
| | 1.3 | Elect Peter J. Dey | | Mgmt | For | For | For |
| | 1.4 | Elect Douglas M. Holtby | | Mgmt | For | For | For |
| | 1.5 | Elect Charles A. Jeannes | | Mgmt | For | For | For |
| | 1.6 | Elect P. Randy Reifel | | Mgmt | For | For | For |
| | 1.7 | Elect A. Dan Rovig | | Mgmt | For | For | For |
| | 1.8 | Elect Ian W. Telfer | | Mgmt | For | For | For |
| | 1.9 | Elect Blanca Triveno de Vega | | Mgmt | For | For | For |
| | 1.10 | Elect Kenneth F. Williamson | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the Restricted Share Unit Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 01/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Subsidiaries | | Mgmt | For | For | For |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | New Agreement of Shared Reponsibilities | | Mgmt | For | For | For |
| | 4 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 5 | Minutes | | Mgmt | For | For | For |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 01/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Special Dividend | | Mgmt | For | For | For |
| | 2 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 3 | Minutes | | Mgmt | For | For | For |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Subsidiaries | | Mgmt | For | For | For |
| | 2 | Agreement of Shared Responsibilities | | Mgmt | For | For | For |
| | 3 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 4 | Minutes | | Mgmt | For | For | For |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Grupo Financiero Banorte, S.A.B. de C.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GFNORTE | CINS P49501201 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Mexico | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | | Mgmt | For | For | For |
| | 3 | Allocation of Profits | | Mgmt | For | For | For |
| | 4 | Elect Guillermo Ortiz Martinez | | Mgmt | For | Against | Against |
| | 5 | Elect Bertha Gonzalez Moreno | | Mgmt | For | Against | Against |
| | 6 | Elect David Villarreal Montemayor | | Mgmt | For | Against | Against |
| | 7 | Elect Manuel Saba Ades | | Mgmt | For | Against | Against |
| | 8 | Elect Alfredo Elias Ayub | | Mgmt | For | Against | Against |
| | 9 | Elect Herminio Blanco Mendoza | | Mgmt | For | Against | Against |
| | 10 | Elect Everardo Elizondo Almaguer | | Mgmt | For | Against | Against |
| | 11 | Elect Patricia Armendariz Guerra | | Mgmt | For | Against | Against |
| | 12 | Elect Armando Garza Sada | | Mgmt | For | Against | Against |
| | 13 | Elect Hector Reyes Retana | | Mgmt | For | Against | Against |
| | 14 | Elect Juan Carlos Braniff Hierro | | Mgmt | For | Against | Against |
| | 15 | Elect Alejandro Burillo Azcarraga | | Mgmt | For | Against | Against |
| | 16 | Elect Miguel Aleman Magnani | | Mgmt | For | Against | Against |
| | 17 | Elect Enrique Castillo Sanchez Mejorada | | Mgmt | For | Against | Against |
| | 18 | Elect Alejandro Valenzuela del Rio | | Mgmt | For | Against | Against |
| | 19 | Elect Alternate Jesus O. Garza Martinez | | Mgmt | For | Against | Against |
| | 20 | Elect Alternate Juan Antonio Gonzalez Moreno | | Mgmt | For | Against | Against |
| | 21 | Elect Alternate Jose G. Garza Montemayor | | Mgmt | For | Against | Against |
| | 22 | Elect Alternate Alberto Saba Ades | | Mgmt | For | Against | Against |
| | 23 | Elect Alternate Isaac Becker Kabacnik | | Mgmt | For | Against | Against |
| | 24 | Elect Alternate Manuel Aznar Nicolin | | Mgmt | For | Against | Against |
| | 25 | Elect Alternate Ramon A. Leal Chapa | | Mgmt | For | Against | Against |
| | 26 | Elect Alternate Julio Cesar Mendez Rubio | | Mgmt | For | Against | Against |
| | 27 | Elect Alternate Guillermo Mascarenas Milmo | | Mgmt | For | Against | Against |
| | 28 | Elect Alternate Javier Molinar Horcasitas | | Mgmt | For | Against | Against |
| | 29 | Elect Alternate Jose Marcos Ramirez Miguel | | Mgmt | For | Against | Against |
| | 30 | Authority to Exempt Directors from Providing Own Indemnification | | Mgmt | For | For | For |
| | 31 | Election of Board Secretary and Deputy Secretary | | Mgmt | For | For | For |
| | 32 | Directors' Fees | | Mgmt | For | For | For |
| | 33 | Elect Hector Reyes Retana | | Mgmt | For | For | For |
| | 34 | Elect Herminio Blanco Mendoza | | Mgmt | For | For | For |
| | 35 | Elect Manuel Aznar Nicolin | | Mgmt | For | For | For |
| | 36 | Elect Patricia Armendariz Guerra | | Mgmt | For | For | For |
| | 37 | Elect Julio Cesar Mendez Rubio | | Mgmt | For | For | For |
| | 38 | Elect Juan Carlos Braniff Hierro | | Mgmt | For | For | For |
| | 39 | Elect Alfredo Elias Ayub | | Mgmt | For | For | For |
| | 40 | Elect Everardo Elizondo Almaguer | | Mgmt | For | For | For |
| | 41 | Elect Manuel Aznar Nicolin | | Mgmt | For | For | For |
| | 42 | Elect Alejandro Valenzuela del Rio | | Mgmt | For | For | For |
| | 43 | Elect Manuel Romo Villafuerte | | Mgmt | For | For | For |
| | 44 | Elect Fernando Solis Soberon | | Mgmt | For | For | For |
| | 45 | Elect Gerardo Zamora Nanez | | Mgmt | For | For | For |
| | 46 | Elect Marcos Ramirez Miguel | | Mgmt | For | For | For |
| | 47 | Elect David Aaron Margolin Schabes | | Mgmt | For | For | For |
| | 48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | | Mgmt | For | For | For |
| | 49 | Amendment to the Duties of the Regional Boards | | Mgmt | For | For | For |
| | 50 | Certification of Articles | | Mgmt | For | For | For |
| | 51 | Election of Meeting Delegates | | Mgmt | For | For | For |
| | 52 | Minutes | | Mgmt | For | For | For |
|
|
|
| Haier Electronics Group | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1169 | CINS G42313125 | | 10/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Bermuda | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Logistics Services Agreement | | Mgmt | For | For | For |
| | 4 | Products Procurement Agreement | | Mgmt | For | For | For |
| | 5 | Materials Procurement Agreement | | Mgmt | For | For | For |
| | 6 | Export Agreement | | Mgmt | For | For | For |
| | 7 | Ratification of Board Acts | | Mgmt | For | For | For |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert Malone | | Mgmt | For | For | For |
| | 10 | Elect Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to Company Stock and Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| Hartalega Holdings Berhad | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HARTA | CINS Y31139101 | | 08/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Malaysia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Directors' Fees | | Mgmt | For | For | For |
| | 3 | Elect KUAN Mun Leong | | Mgmt | For | Against | Against |
| | 4 | Elect LIEW Ben Poh | | Mgmt | For | Against | Against |
| | 5 | Elect TAN Guan Cheong | | Mgmt | For | Against | Against |
| | 6 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 7 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Hon Hai Precision Industry Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2317 | CINS Y36861105 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Taiwan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Accounts and Reports | | Mgmt | For | For | For |
| | 9 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 10 | Capitalization of Profits and Issuance of New Shares | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 12 | Employee Restricted Stock Scheme | | Mgmt | For | Against | Against |
| | 13 | Amendments to Procedural Rules: Capital Loans | | Mgmt | For | For | For |
| | 14 | Amendments to Procedural Rules: Endorsements and Guarantees | | Mgmt | For | For | For |
| | 15 | Amendments to Articles | | Mgmt | For | For | For |
| | 16 | Elect Terry GOU Tai-ming | | Mgmt | For | For | For |
| | 17 | Elect TAI Jeng-wu | | Mgmt | For | For | For |
| | 18 | Elect HUANG Qing-yuan | | Mgmt | For | Against | Against |
| | 19 | Elect LU Fang-ming | | Mgmt | For | For | For |
| | 20 | Elect CHIEN Yi-bin | | Mgmt | For | Against | Against |
| | 21 | Elect WU Yu-chi | | Mgmt | For | For | For |
| | 22 | Elect LIU Cheng-yu | | Mgmt | For | For | For |
| | 23 | Elect WAN Jui-hsia as Supervisor | | Mgmt | For | For | For |
| | 24 | Elect CHUO Min-chih as Supervisor | | Mgmt | For | Against | Against |
| | 25 | Non-compete Restrictions for Directors | | Mgmt | For | Against | Against |
| | 26 | Extraordinary Motions | | Mgmt | For | Against | Against |
| | 27 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Housing Development Finance Corporation Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HDFC | CINS Y37246207 | | 07/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | India | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Shirish Patel | | Mgmt | For | Against | Against |
| | 4 | Elect Bansidhar Mehta | | Mgmt | For | Against | Against |
| | 5 | Elect Surendra Dave | | Mgmt | For | Against | Against |
| | 6 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Appointment of Branch Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Elect Jamshed Irani | | Mgmt | For | Against | Against |
| | 10 | Amendment to Compensation of Managing Directors | | Mgmt | For | For | For |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Amendment to Foreign Investor Restrictions | | Mgmt | For | For | For |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Hyflux Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 600 | CINS Y3817K105 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Singapore | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect LEE Joo Hai | | Mgmt | For | Against | Against |
| | 4 | Elect GAY Chee Cheong | | Mgmt | For | Against | Against |
| | 5 | Directors' Fees | | Mgmt | For | For | For |
| | 6 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 7 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 11 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 12 | Authority to Issue Preferred Shares | | Mgmt | For | Against | Against |
| | 13 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 14 | Authority to Grant Awards and Issue Shares under the Hyflux Employees' Share Option Scheme 2001 and Scheme 2011 | | Mgmt | For | For | For |
| | 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Indocement Tunggal Prakarsa | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INTP | CINS Y7127B135 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Indonesia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor | | Mgmt | For | For | For |
| | 4 | Elect Tju Lie Sukanto | | Mgmt | For | Against | Against |
| | 5 | Directors' and Commissioners' Fees | | Mgmt | For | For | For |
| | 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Indocement Tunggal Prakarsa | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INTP | CINS Y7127B135 | | 11/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Indonesia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Election of the member of the Board of Commissioners and the Board of Directors | | Mgmt | For | Against | Against |
|
|
|
| ING Group N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INGA | CINS N4578E413 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 11 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Elect Jan Hommen to the Management Board | | Mgmt | For | For | For |
| | 14 | Elect Patrick Flynn to the Management Board | | Mgmt | For | For | For |
| | 15 | Elect Ralph Hamers to the Management Board | | Mgmt | For | For | For |
| | 16 | Elect Jeroen van der Veer | | Mgmt | For | Against | Against |
| | 17 | Elect Tineke Bahlmann | | Mgmt | For | Against | Against |
| | 18 | Elect Carin Gorter | | Mgmt | For | Against | Against |
| | 19 | Elect Hermann-Josef Lamberti | | Mgmt | For | Against | Against |
| | 20 | Elect Isabel Martin Castella | | Mgmt | For | Against | Against |
| | 21 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | | Mgmt | For | For | For |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Authority to Repurchase Shares in Connection with Capital Restructuring | | Mgmt | For | For | For |
| | 25 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Interxion Holding N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INXN | CUSIP N47279109 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Discharge of the Members of the Board of Directors from Certain Liabilities | | Mgmt | For | For | For |
| | 3 | Elect John C. Baker | | Mgmt | For | Against | Against |
| | 4 | Elect Jean Mandeville | | Mgmt | For | Against | Against |
| | 5 | Elect David Ruberg | | Mgmt | For | Against | Against |
| | 6 | Amendment to the Company's Directors' Remuneration Policy | | Mgmt | For | For | For |
| | 7 | Award of Restricted Shares to Non-Executive Directors | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Invensys plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ISYS | CINS G49133161 | | 12/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Disposal | | Mgmt | For | For | For |
| | 2 | Amendment to the Long Term Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Itochu Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8001 | CINS J2501P104 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Eizoh Kobayashi | | Mgmt | For | For | For |
| | 4 | Elect Masahiro Okafuji | | Mgmt | For | For | For |
| | 5 | Elect Yohichi Kobayashi | | Mgmt | For | For | For |
| | 6 | Elect Tadayuki Seki | | Mgmt | For | For | For |
| | 7 | Elect Yoshihisa Aoki | | Mgmt | For | For | For |
| | 8 | Elect Kohji Takayanagi | | Mgmt | For | For | For |
| | 9 | Elect Tohru Matsushima | | Mgmt | For | For | For |
| | 10 | Elect Yuji Fukuda | | Mgmt | For | For | For |
| | 11 | Elect Ichiroh Nakamura | | Mgmt | For | For | For |
| | 12 | Elect Tomofumi Yoshida | | Mgmt | For | For | For |
| | 13 | Elect Hitoshi Okamoto | | Mgmt | For | For | For |
| | 14 | Elect Takao Shiomi | | Mgmt | For | For | For |
| | 15 | Elect Ichiroh Fujisaki | | Mgmt | For | For | For |
| | 16 | Elect Chikara Kawakita | | Mgmt | For | For | For |
| | 17 | Elect Shingo Majima as statutory auditor | | Mgmt | For | For | For |
| | 18 | Elect Hideo Miki as alternate statutory auditor | | Mgmt | For | For | For |
|
|
|
| Japan Airlines Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 9201 | CINS J25979121 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Masaru Ohnishi | | Mgmt | For | For | For |
| | 4 | Elect Yoshiharu Ueki | | Mgmt | For | For | For |
| | 5 | Elect Hirohide Kamikawa | | Mgmt | For | For | For |
| | 6 | Elect Nobuhiro Satou | | Mgmt | For | For | For |
| | 7 | Elect Junko Ohkawa | | Mgmt | For | For | For |
| | 8 | Elect Tatsuo Kainaka | | Mgmt | For | For | For |
| | 9 | Elect Kimie Iwata | | Mgmt | For | For | For |
|
|
|
| Japan Tobacco Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2914 | CINS J27869106 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Masamichi Terahatake | | Mgmt | For | For | For |
| | 4 | Elect Tomotaka Kojima as Statutory Auditor | | Mgmt | For | Against | Against |
| | 5 | Shareholder Proposal Regarding Distribution of Dividends | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Share Repurchases | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | | ShrHldr | Against | Against | For |
|
|
|
| Kabel Deutschland Holding AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KD8 | CINS D6424C104 | | 10/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | For | For |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
| | 9 | Elect Antoinette Aris | | Mgmt | For | For | For |
| | 10 | Elect Catherine Muhlemann | | Mgmt | For | For | For |
| | 11 | Elect Paul Stodden | | Mgmt | For | For | For |
| | 12 | Elect Torsten Winkler | | Mgmt | For | For | For |
| | 13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | | Mgmt | For | For | For |
|
|
|
| Kering | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PP | CINS F7440G127 | | 06/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Change in Company Name | | Mgmt | For | For | For |
| | 5 | Amendment to Article Regarding Tax Equalization | | Mgmt | For | For | For |
| | 6 | Amendment to Article Regarding Form of Dividend | | Mgmt | For | For | For |
| | 7 | Accounts and Reports | | Mgmt | For | For | For |
| | 8 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 9 | Allocation of Profits/Dividends; Spin-off of Groupe Fnac | | Mgmt | For | For | For |
| | 10 | Elect Francois-Henri Pinault | | Mgmt | For | Against | Against |
| | 11 | Elect Baudouin Prot | | Mgmt | For | Against | Against |
| | 12 | Elect Patricia Barbizet | | Mgmt | For | Against | Against |
| | 13 | Elect Jean-Francois Palus | | Mgmt | For | Against | Against |
| | 14 | Related Party Transactions | | Mgmt | For | For | For |
| | 15 | Supplementary Pension Grant (Jean-Francois Palus) | | Mgmt | For | Against | Against |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| | 19 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| | 22 | Authority to Set Offering Price of Shares | | Mgmt | For | For | For |
| | 23 | Greenshoe | | Mgmt | For | For | For |
| | 24 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | For | For |
| | 25 | Employee Stock Purchase Plan | | Mgmt | Against | Against | For |
| | 26 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 27 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Kerry Group Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KRZ | CINS G52416107 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Ireland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Sean Bulger | | Mgmt | For | Against | Against |
| | 4 | Elect Denis Buckley | | Mgmt | For | Against | Against |
| | 5 | Elect Gerry Behan | | Mgmt | For | Against | Against |
| | 6 | Elect Kieran Breen | | Mgmt | For | Against | Against |
| | 7 | Elect Denis Carroll | | Mgmt | For | Against | Against |
| | 8 | Elect Michael Dowling | | Mgmt | For | Against | Against |
| | 9 | Elect Patrick Flahive | | Mgmt | For | Against | Against |
| | 10 | Elect Joan Garahy | | Mgmt | For | Against | Against |
| | 11 | Elect Flor Healy | | Mgmt | For | Against | Against |
| | 12 | Elect James C Kenny | | Mgmt | For | Against | Against |
| | 13 | Elect Stan McCarthy | | Mgmt | For | Against | Against |
| | 14 | Elect Brian Mehigan | | Mgmt | For | Against | Against |
| | 15 | Elect Gerard O'Hanlon | | Mgmt | For | Against | Against |
| | 16 | Elect Michael Teahan | | Mgmt | For | Against | Against |
| | 17 | Elect Philip Toomey | | Mgmt | For | Against | Against |
| | 18 | Elect Denis Wallis | | Mgmt | For | Against | Against |
| | 19 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 20 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 25 | Amendment to Articles | | Mgmt | For | For | For |
|
|
|
| Kingfisher plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KGF | CINS G5256E441 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Daniel Bernard | | Mgmt | For | For | For |
| | 5 | Elect Andrew Bonfield | | Mgmt | For | For | For |
| | 6 | Elect Pascal Cagni | | Mgmt | For | For | For |
| | 7 | Elect Clare Chapman | | Mgmt | For | For | For |
| | 8 | Elect Ian Cheshire | | Mgmt | For | For | For |
| | 9 | Elect Anders Dahlvig | | Mgmt | For | For | For |
| | 10 | Elect Janis Kong | | Mgmt | For | For | For |
| | 11 | Elect Kevin O'Byrne | | Mgmt | For | For | For |
| | 12 | Elect Mark Seligman | | Mgmt | For | For | For |
| | 13 | Elect Philippe Tible | | Mgmt | For | For | For |
| | 14 | Elect Karen Witts | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 21 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 22 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 24 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 25 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 26 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 27 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 28 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Magnit OAO | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MGNT | CINS X51729105 | | 05/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Russian Federation | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Elect Andrey N. Arutyunyan | | Mgmt | For | Abstain | Against |
| | 6 | Elect Valeriy V Butenko | | Mgmt | For | Abstain | Against |
| | 7 | Elect Sergey N. Galitsky | | Mgmt | For | Abstain | Against |
| | 8 | Elect Alexander L. Zayonts | | Mgmt | For | For | For |
| | 9 | Elect Alexei P Makhnev | | Mgmt | For | Abstain | Against |
| | 10 | Elect Khachatur E. Pombykhchan | | Mgmt | For | Abstain | Against |
| | 11 | Elect Aslan Shkhachemukov | | Mgmt | For | Abstain | Against |
| | 12 | Elect Roman G Yefimenko | | Mgmt | For | For | For |
| | 13 | Elect Angela Udovichenko | | Mgmt | For | For | For |
| | 14 | Elect Denis Fedotov | | Mgmt | For | For | For |
| | 15 | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | | Mgmt | For | For | For |
| | 16 | Appointment of Ernst & Young as IFRS Auditor | | Mgmt | For | For | For |
| | 17 | Election of Counting Commission | | Mgmt | For | For | For |
| | 18 | Amendments to Charter | | Mgmt | For | For | For |
| | 19 | Amendments to Regulations on General Meetings | | Mgmt | For | For | For |
| | 20 | Related Party Major Transaction | | Mgmt | For | For | For |
| | 21 | Related Party Transaction with Subsidiary and VTB Bank | | Mgmt | For | For | For |
| | 22 | Related Party Transaction with Subsidiary and ROSBANK | | Mgmt | For | For | For |
| | 23 | Related Party Transaction with Subsidiary and Sberbank | | Mgmt | For | For | For |
| | 24 | Related Party Transaction with Subsidiary and ALFA Bank | | Mgmt | For | For | For |
| | 25 | Related Party Transaction with Subsidiary and Sviaz-Bank | | Mgmt | For | For | For |
| | 26 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Magnit OAO | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MGNT | CINS 55953Q202 | | 09/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Russian Federation | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Interim Dividend | | Mgmt | For | For | For |
|
|
|
| Merck KGAA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRK | CINS D5357W103 | | 04/26/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Financial Statements | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 10 | Amendments to Intra-company Control Agreements | | Mgmt | For | TNA | N/A |
| | 11 | Amendment to Articles Regarding Supervisory Board Composition | | Mgmt | For | TNA | N/A |
| | 12 | Amendments to Supervisory Board Members' Fees | | Mgmt | For | TNA | N/A |
| | 13 | Elect Johannes Baillou | | Mgmt | For | TNA | N/A |
| | 14 | Elect Frank Binder | | Mgmt | For | TNA | N/A |
| | 15 | Elect Wolfgang Buchele | | Mgmt | For | TNA | N/A |
| | 16 | Elect Rolf Krebs | | Mgmt | For | TNA | N/A |
| | 17 | Elect Hans-Jurgen Leuchs | | Mgmt | For | TNA | N/A |
| | 18 | Elect Theo Siegert | | Mgmt | For | TNA | N/A |
| | 19 | Increase in Authorized Capital | | Mgmt | For | TNA | N/A |
|
|
|
| Mitsubishi Electric Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6503 | CINS J43873116 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Setsuhiro Shimomura | | Mgmt | For | Against | Against |
| | 3 | Elect Kenichiroh Yamanishi | | Mgmt | For | Against | Against |
| | 4 | Elect Hiroki Yoshimatsu | | Mgmt | For | Against | Against |
| | 5 | Elect Noritomo Hashimoto | | Mgmt | For | Against | Against |
| | 6 | Elect Ryohsuke Fujimoto | | Mgmt | For | Against | Against |
| | 7 | Elect Nobuyuki Ohkuma | | Mgmt | For | Against | Against |
| | 8 | Elect Akihiro Matsuyama | | Mgmt | For | Against | Against |
| | 9 | Elect Mikio Sasaki | | Mgmt | For | Against | Against |
| | 10 | Elect Shigemitsu Miki | | Mgmt | For | Against | Against |
| | 11 | Elect Fujiatsu Makino | | Mgmt | For | Against | Against |
| | 12 | Elect Mitoji Yabunaka | | Mgmt | For | Against | Against |
| | 13 | Elect Hiroshi Ohbayashi | | Mgmt | For | Against | Against |
|
|
|
| Mitsubishi Estate Co Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8802 | CINS J43916113 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Keiji Kimura | | Mgmt | For | For | For |
| | 4 | Elect Hirotaka Sugiyama | | Mgmt | For | For | For |
| | 5 | Elect Yutaka Yanagisawa | | Mgmt | For | For | For |
| | 6 | Elect Masaaki Kohno | | Mgmt | For | For | For |
| | 7 | Elect Toshihiko Kazama | | Mgmt | For | For | For |
| | 8 | Elect Joh Katoh | | Mgmt | For | For | For |
| | 9 | Elect Naoto Aiba | | Mgmt | For | For | For |
| | 10 | Elect Masamichi Ono | | Mgmt | For | For | For |
| | 11 | Elect Tohru Ohkusa | | Mgmt | For | For | For |
| | 12 | Elect Isao Matsuhashi | | Mgmt | For | For | For |
| | 13 | Elect Fumikatsu Tokiwa | | Mgmt | For | For | For |
| | 14 | Elect Yasumasa Gomi | | Mgmt | For | For | For |
| | 15 | Elect Shu Tomioka | | Mgmt | For | For | For |
| | 16 | Renewal of Takeover Defense Plan | | Mgmt | For | Against | Against |
|
|
|
| Mitsubishi UFJ Financial Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8306 | CINS J44497105 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Takamune Okihara | | Mgmt | For | For | For |
| | 5 | Elect Tatsuo Wakabayashi | | Mgmt | For | For | For |
| | 6 | Elect Nobuyuki Hirano | | Mgmt | For | For | For |
| | 7 | Elect Masaaki Tanaka | | Mgmt | For | For | For |
| | 8 | Elect Taihei Yuki | | Mgmt | For | For | For |
| | 9 | Elect Ichiroh Hamakawa | | Mgmt | For | For | For |
| | 10 | Elect Akihiko Kagawa | | Mgmt | For | For | For |
| | 11 | Elect Toshiroh Toyoizumi | | Mgmt | For | For | For |
| | 12 | Elect Junichi Okamoto | | Mgmt | For | For | For |
| | 13 | Elect Saburoh Araki | | Mgmt | For | For | For |
| | 14 | Elect Hiroyuki Noguchi | | Mgmt | For | For | For |
| | 15 | Elect Muneaki Tokunari | | Mgmt | For | For | For |
| | 16 | Elect Ryuji Araki | | Mgmt | For | For | For |
| | 17 | Elect Kazuhiro Watanabe | | Mgmt | For | For | For |
| | 18 | Elect Yuko Kawamoto | | Mgmt | For | For | For |
| | 19 | Elect Takashi Mikumo | | Mgmt | For | For | For |
| | 20 | Elect Kunie Okamoto | | Mgmt | For | For | For |
| | 21 | Elect Yasushi Ikeda | | Mgmt | For | For | For |
| | 22 | Elect Hideo Kojima | | Mgmt | For | For | For |
| | 23 | Amendment to Equity Compensation Plan and Directors' and Statutory Auditors' Fees | | Mgmt | For | Against | Against |
|
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| Mitsui & Co Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8031 | CINS J44690139 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Shohei Utsuda | | Mgmt | For | For | For |
| | 4 | Elect Masami Iijima | | Mgmt | For | For | For |
| | 5 | Elect Seiichi Tanaka | | Mgmt | For | For | For |
| | 6 | Elect Fuminobu Kawashima | | Mgmt | For | For | For |
| | 7 | Elect Daisuke Saiga | | Mgmt | For | For | For |
| | 8 | Elect Johji Okada | | Mgmt | For | For | For |
| | 9 | Elect Masayuki Kinoshita | | Mgmt | For | For | For |
| | 10 | Elect Shintaroh Ambe | | Mgmt | For | For | For |
| | 11 | Elect Kohichi Tanaka | | Mgmt | For | For | For |
| | 12 | Elect Nobuko Matsubara | | Mgmt | For | For | For |
| | 13 | Elect Ikujiroh Nonaka | | Mgmt | For | For | For |
| | 14 | Elect Hiroshi Hirabayashi | | Mgmt | For | For | For |
| | 15 | Elect Toshiroh Mutoh | | Mgmt | For | For | For |
| | 16 | Elect Hiroyasu Watanabe as Statutory Auditor | | Mgmt | For | For | For |
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| Nestle S.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NESN | CINS H57312649 | | 04/11/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Compensation Report | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 7 | Elect Peter Brabeck-Letmathe | | Mgmt | For | TNA | N/A |
| | 8 | Elect Steven Hoch | | Mgmt | For | TNA | N/A |
| | 9 | Elect Titia de Lange | | Mgmt | For | TNA | N/A |
| | 10 | Elect Jean-Pierre Roth | | Mgmt | For | TNA | N/A |
| | 11 | Elect Eva Cheng | | Mgmt | For | TNA | N/A |
| | 12 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
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| Nissan Motor Co Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 7201 | CINS J57160129 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Carlos Ghosn | | Mgmt | For | For | For |
| | 3 | Elect Toshiyuki Shiga | | Mgmt | For | For | For |
| | 4 | Elect Hiroto Saikawa | | Mgmt | For | For | For |
| | 5 | Elect Colin Dodge | | Mgmt | For | For | For |
| | 6 | Elect Mitsuhiko Yamashita | | Mgmt | For | For | For |
| | 7 | Elect Hidetoshi Imazu | | Mgmt | For | For | For |
| | 8 | Elect Greg Kelly | | Mgmt | For | For | For |
| | 9 | Elect Jean-Baptiste Duzan | | Mgmt | For | For | For |
| | 10 | Elect Katsumi Nakamura | | Mgmt | For | For | For |
| | 11 | Equity Compensation Plan | | Mgmt | For | For | For |
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| Olam International Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | O32 | CINS Y6421B106 | | 10/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Singapore | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Mark Daniell | | Mgmt | For | Against | Against |
| | 4 | Elect Andy TSE Po Shing | | Mgmt | For | Against | Against |
| | 5 | Elect WONG Heng Tew | | Mgmt | For | Against | Against |
| | 6 | Elect Sridhar Krishnan | | Mgmt | For | Against | Against |
| | 7 | Directors' Fees | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares under Olam Employee Share Option Scheme | | Mgmt | For | For | For |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares under Olam Scrip Dividend Scheme | | Mgmt | For | For | For |
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| Origin Energy Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORG | CINS Q71610101 | | 11/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Ralph Norris | | Mgmt | For | Against | Against |
| | 3 | Re-elect John Akehurst | | Mgmt | For | Against | Against |
| | 4 | Re-elect Karen Moses | | Mgmt | For | Against | Against |
| | 5 | Re-elect Helen Nugent | | Mgmt | For | Against | Against |
| | 6 | Remuneration Report | | Mgmt | For | For | For |
| | 7 | Equity Grant (MD Grant King) | | Mgmt | For | For | For |
| | 8 | Equity Grant (Executive Director Karen Moses) | | Mgmt | For | For | For |
| | 9 | Approve Termination Payments | | Mgmt | For | For | For |
| | 10 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Orix Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8591 | CINS J61933123 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect Yoshihiko Miyauchi | | Mgmt | For | For | For |
| | 3 | Elect Makoto Inoue | | Mgmt | For | For | For |
| | 4 | Elect Haruyuki Urata | | Mgmt | For | For | For |
| | 5 | Elect Tamio Umaki | | Mgmt | For | For | For |
| | 6 | Elect Kazuo Kojima | | Mgmt | For | For | For |
| | 7 | Elect Yoshiyuki Yamaya | | Mgmt | For | For | For |
| | 8 | Elect Katsutoshi Kadowaki | | Mgmt | For | For | For |
| | 9 | Elect Takeshi Sasaki | | Mgmt | For | For | For |
| | 10 | Elect Eiko Tsujiyama | | Mgmt | For | For | For |
| | 11 | Elect Robert Feldman | | Mgmt | For | For | For |
| | 12 | Elect Takeshi Niinami | | Mgmt | For | For | For |
| | 13 | Elect Nobuaki Usui | | Mgmt | For | For | For |
| | 14 | Elect Ryuuji Yasuda | | Mgmt | For | For | For |
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| Pegatron Corp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4938 | CINS Y6784J100 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Taiwan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Amendments to Articles | | Mgmt | For | Abstain | Against |
| | 9 | Amendments to Procedural Rules: Election of Directors and Supervisors | | Mgmt | For | For | For |
| | 10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | For | For | For |
| | 11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | | Mgmt | For | For | For |
| | 12 | Elect T.H. Tung | | Mgmt | For | Abstain | Against |
| | 13 | Elect Ted Hsu | | Mgmt | For | Abstain | Against |
| | 14 | Elect Jason Cheng | | Mgmt | For | Abstain | Against |
| | 15 | Elect K.C. Liu | | Mgmt | For | Abstain | Against |
| | 16 | Elect C.I. Chia | | Mgmt | For | Abstain | Against |
| | 17 | Elect C.V. Chen | | Mgmt | For | Abstain | Against |
| | 18 | Elect C.B. Chang as Independent Director | | Mgmt | For | Abstain | Against |
| | 19 | Elect C. Lin as Independent Director | | Mgmt | For | Abstain | Against |
| | 20 | Elect C.S. Yan as Independent Director | | Mgmt | For | Abstain | Against |
| | 21 | Non-Compete Restrictions for Directors | | Mgmt | For | Against | Against |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Pernod Ricard SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RI | CINS F72027109 | | 11/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Related Party Transactions | | Mgmt | For | For | For |
| | 5 | Compensation Elements (Pierre Pringuet) | | Mgmt | For | For | For |
| | 6 | Compensation Elements (Alexandre Ricard) | | Mgmt | For | For | For |
| | 7 | Ratification of the Co-option of Martina Gonzalez-Gallarza | | Mgmt | For | For | For |
| | 8 | Ratification of the Co-option of Alexandre Ricard | | Mgmt | For | For | For |
| | 9 | Elect Alexandre Ricard | | Mgmt | For | Against | Against |
| | 10 | Elect Pierre Pringuet | | Mgmt | For | Against | Against |
| | 11 | Elect Wolfgang Colberg | | Mgmt | For | Against | Against |
| | 12 | Elect Cesar Giron | | Mgmt | For | Against | Against |
| | 13 | Elect Martina Gonzalez-Gallarza | | Mgmt | For | Against | Against |
| | 14 | Elect Ian Gallienne | | Mgmt | For | Against | Against |
| | 15 | Directors' Fees | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 18 | Authority to Grant Stock Options | | Mgmt | For | For | For |
| | 19 | Authority to Increase Capital Under Employee Savings Plan | | Mgmt | For | For | For |
| | 20 | Amendments to Articles | | Mgmt | For | For | For |
| | 21 | Amendment Regarding Age Limit for Chairman | | Mgmt | For | For | For |
| | 22 | Amendments to Articles Regarding Related Party Transactions | | Mgmt | For | For | For |
| | 23 | Amendments to Articles Regarding Convening Shareholders' Meetings | | Mgmt | For | For | For |
| | 24 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | | Mgmt | For | For | For |
| | 25 | Authorization of Legal Formalities | | Mgmt | For | For | For |
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| Persimmon plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSN | CINS G70202109 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Nicholas Wrigley | | Mgmt | For | For | For |
| | 4 | Elect Jeff Fairburn | | Mgmt | For | For | For |
| | 5 | Elect Mike Killoran | | Mgmt | For | For | For |
| | 6 | Elect Nigel Greenaway | | Mgmt | For | For | For |
| | 7 | Elect Richard Pennycook | | Mgmt | For | For | For |
| | 8 | Elect Jonathan Davie | | Mgmt | For | For | For |
| | 9 | Elect Mark Preston | | Mgmt | For | For | For |
| | 10 | Elect Marion Sears | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 16 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Persimmon plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSN | CINS G70202109 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | B/C Shares (Special Dividend) | | Mgmt | For | For | For |
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| Persimmon plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSN | CINS G70202109 | | 10/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Long Term Incentive Plan | | Mgmt | For | Against | Against |
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| Petrofac Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFC | CINS G7052T101 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Norman Murray | | Mgmt | For | Against | Against |
| | 5 | Elect Thomas Thune Andersen | | Mgmt | For | Against | Against |
| | 6 | Elect Stefano Cao | | Mgmt | For | Against | Against |
| | 7 | Elect Roxanne Decyk | | Mgmt | For | Against | Against |
| | 8 | Elect Rene Medori | | Mgmt | For | Against | Against |
| | 9 | Elect Rijnhard van Tets | | Mgmt | For | Against | Against |
| | 10 | Elect Ayman Asfari | | Mgmt | For | Against | Against |
| | 11 | Elect Maroun Semaan | | Mgmt | For | Against | Against |
| | 12 | Elect Marwan Chedid | | Mgmt | For | Against | Against |
| | 13 | Elect Andrew G. Inglis | | Mgmt | For | Against | Against |
| | 14 | Elect Tim Weller | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
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| Prada S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1913HK | CINS T7733C101 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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| Prudential plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRU | CINS G72899100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Philip Remnant | | Mgmt | For | For | For |
| | 5 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 6 | Elect Rob Devey | | Mgmt | For | For | For |
| | 7 | Elect John W. Foley | | Mgmt | For | For | For |
| | 8 | Elect Michael W.O. Garrett | | Mgmt | For | For | For |
| | 9 | Elect Ann Godbehere | | Mgmt | For | For | For |
| | 10 | Elect Alexander Johnston | | Mgmt | For | For | For |
| | 11 | Elect Paul Manduca | | Mgmt | For | For | For |
| | 12 | Elect Michael G. A. McLintock | | Mgmt | For | For | For |
| | 13 | Elect Kaikhushru Nargolwala | | Mgmt | For | For | For |
| | 14 | Elect Nic Nicandrou | | Mgmt | For | For | For |
| | 15 | Elect Barry Stowe | | Mgmt | For | For | For |
| | 16 | Elect Tidjane Thiam | | Mgmt | For | For | For |
| | 17 | Elect Lord Andrew Turnbull | | Mgmt | For | For | For |
| | 18 | Elect Michael A. Wells | | Mgmt | For | For | For |
| | 19 | Appointment of Auditor | | Mgmt | For | For | For |
| | 20 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 21 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Issue Repurchased Shares | | Mgmt | For | For | For |
| | 24 | Savings-Related Share Option Scheme | | Mgmt | For | For | For |
| | 25 | Long Term incentive Plan | | Mgmt | For | For | For |
| | 26 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 27 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 28 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
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| PT Global Mediacom Tbk | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BMTR | CINS Y7119T144 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Indonesia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Annual Report | | Mgmt | For | For | For |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Election of Directors and/or Commissioners (Slate) | | Mgmt | For | Against | Against |
| | 5 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
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| PT Global Mediacom Tbk | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BMTR | CINS Y7119T144 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Indonesia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Authority to Issue Shares under the Employee and Management Stock Option Program | | Mgmt | For | Against | Against |
| | 2 | Increase in Authorized Capital | | Mgmt | For | For | For |
| | 3 | Issuance of Shares w/o Preemptive Rights | | Mgmt | For | For | For |
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| PT Global Mediacom Tbk | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BMTR | CINS Y7119T144 | | 10/29/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Indonesia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Election of Directors and Commissioners | | Mgmt | For | Against | Against |
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| PT Matahari Department Store Tbk | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LPPF | CINS Y7139L105 | | 06/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Indonesia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor | | Mgmt | For | For | For |
| | 4 | Election of Directors and Commissioners (Slate) | | Mgmt | For | Against | Against |
| | 5 | Composition of Shareholders | | Mgmt | For | For | For |
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| Rakuten Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 4755 | CINS J64264104 | | 03/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hiroshi Mikitani | | Mgmt | For | For | For |
| | 2 | Elect Atsushi Kunishige | | Mgmt | For | For | For |
| | 3 | Elect Masatada Kobayashi | | Mgmt | For | For | For |
| | 4 | Elect Tohru Shimada | | Mgmt | For | For | For |
| | 5 | Elect Akio Sugihara | | Mgmt | For | For | For |
| | 6 | Elect Kazunori Takeda | | Mgmt | For | For | For |
| | 7 | Elect Hiroaki Yasutake | | Mgmt | For | For | For |
| | 8 | Elect Yoshihisa Yamada | | Mgmt | For | For | For |
| | 9 | Elect Charles B. Baxter | | Mgmt | For | For | For |
| | 10 | Elect Kohichi Kusano | | Mgmt | For | For | For |
| | 11 | Elect Ken Kutaragi | | Mgmt | For | For | For |
| | 12 | Elect Joshua G. James | | Mgmt | For | For | For |
| | 13 | Elect Hiroshi Fukino | | Mgmt | For | For | For |
| | 14 | Elect Jun Murai | | Mgmt | For | For | For |
| | 15 | Elect Kentaroh Hyakuno | | Mgmt | For | For | For |
| | 16 | Elect Tanekiyo Kunitake as Statutory Auditor | | Mgmt | For | Against | Against |
| | 17 | Equity Compensation Plan | | Mgmt | For | Against | Against |
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| Realogy Holdings Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RLGY | CUSIP 75605Y106 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect V. Ann Hailey | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect M. Ali Rashid | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Brett White | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
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| Regus plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RGU | CINS G7477W101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Appointment of Auditor | | Mgmt | For | For | For |
| | 7 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 8 | Elect Mark Dixon | | Mgmt | For | Against | Against |
| | 9 | Elect Dominique Yates | | Mgmt | For | Against | Against |
| | 10 | Elect Lance Browne | | Mgmt | For | Against | Against |
| | 11 | Elect Elmar Heggen | | Mgmt | For | Against | Against |
| | 12 | Elect Alex Sulkowski | | Mgmt | For | Against | Against |
| | 13 | Elect Douglas Sutherland | | Mgmt | For | Against | Against |
| | 14 | Elect Florence Pierre | | Mgmt | For | Against | Against |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Hold Treasury Shares | | Mgmt | For | For | For |
| | 17 | Waiver of Mandatory Takeover Requirement | | Mgmt | For | Against | Against |
| | 18 | Waiver of Mandatory Takeover Requirement | | Mgmt | For | Against | Against |
| | 19 | Amendments to Articles | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Rio Tinto Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RIO | CINS Q81437107 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Remuneration Report | | Mgmt | For | For | For |
| | 4 | Re-elect Robert E. Brown | | Mgmt | For | For | For |
| | 5 | Re-elect Vivienne Cox | | Mgmt | For | For | For |
| | 6 | Re-elect Jan du Plessis | | Mgmt | For | For | For |
| | 7 | Re-elect Guy Elliott | | Mgmt | For | For | For |
| | 8 | Re-elect Michael Fitzpatrick | | Mgmt | For | For | For |
| | 9 | Re-elect Ann Godbehere | | Mgmt | For | For | For |
| | 10 | Re-elect Richard R. Goodmanson | | Mgmt | For | For | For |
| | 11 | Re-elect Lord John Kerr of Kinlochard | | Mgmt | For | For | For |
| | 12 | Re-elect Chris J. Lynch | | Mgmt | For | For | For |
| | 13 | Re-elect Paul M. Tellier | | Mgmt | For | For | For |
| | 14 | Re-elect John S. Varley | | Mgmt | For | For | For |
| | 15 | Re-elect Samuel M.C. Walsh | | Mgmt | For | For | For |
| | 16 | Appoint Auditor | | Mgmt | For | For | For |
| | 17 | Authorise Board to Set Auditor's Fees | | Mgmt | For | For | For |
| | 18 | Approve Performance Share Plan | | Mgmt | For | For | For |
| | 19 | Renew Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Royal Dutch Shell Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RDSB | CINS G7690A100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Josef Ackermann | | Mgmt | For | For | For |
| | 4 | Elect Guy Elliott | | Mgmt | For | For | For |
| | 5 | Elect Simon Henry | | Mgmt | For | For | For |
| | 6 | Elect Charles O. Holliday, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Gerard Kleisterlee | | Mgmt | For | For | For |
| | 8 | Elect Jorma Ollila | | Mgmt | For | For | For |
| | 9 | Elect Sir Nigel Sheinwald | | Mgmt | For | For | For |
| | 10 | Elect Linda G. Stuntz | | Mgmt | For | For | For |
| | 11 | Elect Peter Voser | | Mgmt | For | For | For |
| | 12 | Elect Hans Wijers | | Mgmt | For | For | For |
| | 13 | Elect Gerrit Zalm | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 20 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Safran SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAF | CINS F4035A557 | | 05/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Related Party Transactions | | Mgmt | For | Against | Against |
| | 9 | Elect Jean-Marc Forneri | | Mgmt | For | Against | Against |
| | 10 | Elect Monique Cohen | | Mgmt | For | Against | Against |
| | 11 | Elect Christian Streiff | | Mgmt | For | Against | Against |
| | 12 | Elect Representatives of the French State | | Mgmt | For | Against | Against |
| | 13 | Directors' Fees | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Increase Capital in Case of Exchange Offer | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | | Mgmt | For | For | For |
| | 19 | Greenshoe | | Mgmt | For | For | For |
| | 20 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | Against | Against |
| | 21 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 22 | Employee Stock Purchase Plan | | Mgmt | For | Abstain | Against |
| | 23 | Global Ceiling on Capital Increases | | Mgmt | For | For | For |
| | 24 | Authority to Grant Stock Options | | Mgmt | For | Against | Against |
| | 25 | Authority to Issue Restricted Shares | | Mgmt | For | Against | Against |
| | 26 | Shareholder Proposal Regarding Election of Employee Representative | | ShrHldr | For | Against | Against |
| | 27 | Shareholder Proposal Regarding Dividend Payments | | ShrHldr | Against | Against | For |
| | 28 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Samsung Electronics Co., Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 005930 | CINS Y74718100 | | 03/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect LEE In Ho | | Mgmt | For | Against | Against |
| | 3 | Elect SONG Kwang Soo | | Mgmt | For | Against | Against |
| | 4 | Elect KIM Eun Mee | | Mgmt | For | Against | Against |
| | 5 | Elect YOON Boo Keun | | Mgmt | For | Against | Against |
| | 6 | Elect SHIN Jong Kyun | | Mgmt | For | Against | Against |
| | 7 | Elect LEE Sang Hoon | | Mgmt | For | Against | Against |
| | 8 | Election of Audit Committee Members: LEE In Ho | | Mgmt | For | For | For |
| | 9 | Election of Audit Committee Members: SONG Kwang Soo | | Mgmt | For | For | For |
| | 10 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| SanDisk Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNDK | CUSIP 80004C101 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 2 | Elect Kevin A. DeNuccio | | Mgmt | For | For | For |
| | 3 | Elect Irwin Federman | | Mgmt | For | For | For |
| | 4 | Elect Steven J. Gomo | | Mgmt | For | For | For |
| | 5 | Elect Eddy W. Hartenstein | | Mgmt | For | For | For |
| | 6 | Elect Chenming Hu | | Mgmt | For | For | For |
| | 7 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 8 | Elect Sanjay Mehrotra | | Mgmt | For | For | For |
| | 9 | 2013 Incentive Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Sanofi | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAN | CINS F5548N101 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Fabienne Lecorvaisier | | Mgmt | For | Against | Against |
| | 5 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 6 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | | Mgmt | For | For | For |
| | 7 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 8 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | For | For |
| | 9 | Greenshoe | | Mgmt | For | For | For |
| | 10 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 11 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 13 | Authority to Grant Stock Options | | Mgmt | For | For | For |
| | 14 | Authority to Cancel Shares and Reduce Share Capital | | Mgmt | For | For | For |
| | 15 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Sap AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAP | CINS D66992104 | | 06/04/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Sberbank | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SBER | CUSIP 80585Y308 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Annual Report | | Mgmt | For | For | N/A |
| | 2 | Accounts | | Mgmt | For | For | N/A |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | N/A |
| | 4 | Appointment of Auditor | | Mgmt | For | For | N/A |
| | 5 | Elect German O. Gref | | Mgmt | N/A | Abstain | N/A |
| | 6 | Elect Sergey M. Guriev | | Mgmt | N/A | For | N/A |
| | 7 | Elect Mikhail E. Dmitriev | | Mgmt | N/A | For | N/A |
| | 8 | Elect Bella I. Zlatkis | | Mgmt | N/A | Abstain | N/A |
| | 9 | Elect Nadezhda Y. Ivanova | | Mgmt | N/A | Abstain | N/A |
| | 10 | Elect Sergey M. Ignatyev | | Mgmt | N/A | Abstain | N/A |
| | 11 | Elect Alexey L Kudrin | | Mgmt | N/A | Abstain | N/A |
| | 12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | | Mgmt | N/A | Abstain | N/A |
| | 13 | Elect Georgy I. Luntovsky | | Mgmt | N/A | Abstain | N/A |
| | 14 | Elect Mikhail Matovnikov | | Mgmt | N/A | For | N/A |
| | 15 | Elect Vladimir A. Mau | | Mgmt | N/A | Abstain | N/A |
| | 16 | Elect Alexey Vladimirovich Moiseev | | Mgmt | N/A | Abstain | N/A |
| | 17 | Elect Alessandro Profumo | | Mgmt | N/A | Abstain | N/A |
| | 18 | Elect Sergey H. Sinelnikov-Murylev | | Mgmt | N/A | Abstain | N/A |
| | 19 | Elect Dmitry Tulin | | Mgmt | N/A | For | N/A |
| | 20 | Elect Alexey V. Ulyukaev | | Mgmt | N/A | Abstain | N/A |
| | 21 | Elect Ronald Freeman | | Mgmt | N/A | Abstain | N/A |
| | 22 | Elect Sergei A. Shvetsov | | Mgmt | N/A | Abstain | N/A |
| | 23 | Elect Ahmet Mahfi Egilmez | | Mgmt | N/A | For | N/A |
| | 24 | Elect N.P Borodina | | Mgmt | For | For | N/A |
| | 25 | Elect V.M. Volkov | | Mgmt | For | For | N/A |
| | 26 | Electi M.L. Dolzhnikov | | Mgmt | For | For | N/A |
| | 27 | Elect Y.Y. Isakhanova | | Mgmt | For | For | N/A |
| | 28 | Elect A.E. Minenko | | Mgmt | For | For | N/A |
| | 29 | Elect O.V. Polyakova | | Mgmt | For | For | N/A |
| | 30 | Elect N.V. Revina | | Mgmt | For | For | N/A |
| | 31 | Director and Audit Commission Fees | | Mgmt | For | For | N/A |
| | 32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | | Mgmt | For | For | N/A |
| | 33 | New Edition of Charter | | Mgmt | For | For | N/A |
|
|
|
| Shanghai Fosun Pharmaceutical (Group) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 600196 | CINS Y7682D112 | | 06/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Amendments to Procedural Rules: Board Meetings | | Mgmt | For | For | For |
| | 4 | Absorption of Subsidiary | | Mgmt | For | For | For |
| | 5 | Annual Report | | Mgmt | For | For | For |
| | 6 | Directors' Report | | Mgmt | For | For | For |
| | 7 | Supervisors' Report | | Mgmt | For | For | For |
| | 8 | Accounts and Reports | | Mgmt | For | For | For |
| | 9 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 10 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 11 | Related Party Transactions | | Mgmt | For | Against | Against |
| | 12 | Directors' Fees | | Mgmt | For | For | For |
| | 13 | Director Remuneration Policy | | Mgmt | For | For | For |
| | 14 | Fee Adjustment for Independent Non-executive Directors | | Mgmt | For | For | For |
| | 15 | Approval of Entrusted Loans to Subsidiaries | | Mgmt | For | Against | Against |
| | 16 | Authority to Give Guarantees | | Mgmt | For | For | For |
| | 17 | Elect CHEN Qiyu | | Mgmt | For | Against | Against |
| | 18 | Elect YAO Fang | | Mgmt | For | Against | Against |
| | 19 | Elect GUO Guangcang | | Mgmt | For | Against | Against |
| | 20 | Elect WANG Qunbin | | Mgmt | For | Against | Against |
| | 21 | Elect ZHANG Guozheng | | Mgmt | For | Against | Against |
| | 22 | Elect WANG Pinliang | | Mgmt | For | Against | Against |
| | 23 | Elect KANG Lan | | Mgmt | For | Against | Against |
| | 24 | Elect HAN Tong | | Mgmt | For | Against | Against |
| | 25 | Elect ZHANG Weitong | | Mgmt | For | Against | Against |
| | 26 | Elect LI Minqiao | | Mgmt | For | Against | Against |
| | 27 | Elect CAO Huimin | | Mgmt | For | Against | Against |
| | 28 | Elect CAO Genxing | | Mgmt | For | Against | Against |
| | 29 | Elect LI Haifeng | | Mgmt | For | Against | Against |
| | 30 | Amendments to the Administrative Measures for Related Party Transaction | | Mgmt | For | For | For |
| | 31 | Amendments to the Administrative Measures for Management of Raised Funds | | Mgmt | For | For | For |
|
|
|
| Shanghai Prime Machinery Co Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2345 | CINS Y7687Y103 | | 02/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Elect WANG Qiang | | Mgmt | For | Against | Against |
|
|
|
| Shanghai Prime Machinery Co Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 2345 | CINS Y7687Y103 | | 06/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Directors' Report | | Mgmt | For | For | For |
| | 4 | Supervisors' Report | | Mgmt | For | For | For |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 8 | Directors' and Supervisors' Fees | | Mgmt | For | For | For |
| | 9 | Elect ZHOU Zhiyan | | Mgmt | For | Against | Against |
| | 10 | Elect CHEN Hui | | Mgmt | For | Against | Against |
| | 11 | Elect DONG Jianhua as Supervisor | | Mgmt | For | Against | Against |
| | 12 | Elect WEI Li as Supervisor | | Mgmt | For | Against | Against |
| | 13 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Shire plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SHP | CINS G8124V108 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect William M. Burns | | Mgmt | For | For | For |
| | 4 | Elect Matthew W. Emmens | | Mgmt | For | For | For |
| | 5 | Elect David Ginsburg | | Mgmt | For | For | For |
| | 6 | Elect Graham Hetherington | | Mgmt | For | For | For |
| | 7 | Elect David Kappler | | Mgmt | For | For | For |
| | 8 | Elect Susan Kilsby | | Mgmt | For | For | For |
| | 9 | Elect Anne Minto | | Mgmt | For | For | For |
| | 10 | Elect David M. Stout | | Mgmt | For | For | For |
| | 11 | Elect Steven Gillis | | Mgmt | For | For | For |
| | 12 | Elect Flemming Ornskov | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 19 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Siemens AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SIE | CINS D69671218 | | 01/23/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 9 | Elect Josef Ackermann | | Mgmt | For | TNA | N/A |
| | 10 | Elect Gerd von Brandenstein | | Mgmt | For | TNA | N/A |
| | 11 | Elect Gerhard Cromme | | Mgmt | For | TNA | N/A |
| | 12 | Elect Michael Diekmann | | Mgmt | For | TNA | N/A |
| | 13 | Elect Hans Gaul | | Mgmt | For | TNA | N/A |
| | 14 | Elect Peter Gruss | | Mgmt | For | TNA | N/A |
| | 15 | Elect Nicola Leibinger-Kammuller | | Mgmt | For | TNA | N/A |
| | 16 | Elect Gerard Mestrallet | | Mgmt | For | TNA | N/A |
| | 17 | Elect Guler Sabanci | | Mgmt | For | TNA | N/A |
| | 18 | Elect Werner Wenning | | Mgmt | For | TNA | N/A |
| | 19 | Approval of Settlement Agreement with Thomas Ganswindt | | Mgmt | For | TNA | N/A |
| | 20 | Spin-Off of Osram Licht AG | | Mgmt | For | TNA | N/A |
| | 21 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 23 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Sinopharm Group Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1099 | CINS Y8008N107 | | 12/29/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | China | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Elect LI Ling | | Mgmt | For | Against | Against |
|
|
|
| SK Hynix Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 000660 | CINS Y3817W109 | | 03/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Korea, Republic of | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Election of Direcotor: KIM Jun Ho | | Mgmt | For | For | For |
| | 3 | Directors' Fees | | Mgmt | For | For | For |
|
|
|
| Societe Generale | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GLE | CINS F43638141 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Scrip Dividend | | Mgmt | For | For | For |
| | 7 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 8 | Related Party Transactions | | Mgmt | For | For | For |
| | 9 | Elect Jean-Bernard Levy | | Mgmt | For | Against | Against |
| | 10 | Elect Alexandra Schaapveld | | Mgmt | For | Against | Against |
| | 11 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 12 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Softbank Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 9984 | CINS J75963108 | | 06/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
| | 4 | Elect Masayoshi Son | | Mgmt | For | For | For |
| | 5 | Elect Ken Miyauchi | | Mgmt | For | For | For |
| | 6 | Elect Kazuhiko Kasai | | Mgmt | For | For | For |
| | 7 | Elect Ronald Fisher | | Mgmt | For | For | For |
| | 8 | Elect Yun MA | | Mgmt | For | For | For |
| | 9 | Elect Manabu Miyasaka | | Mgmt | For | For | For |
| | 10 | Elect Tadashi Yanai | | Mgmt | For | For | For |
| | 11 | Elect Mark Schwartz | | Mgmt | For | For | For |
| | 12 | Elect Mitsuo Sano | | Mgmt | For | For | For |
| | 13 | Elect Sohichiroh Uno | | Mgmt | For | For | For |
| | 14 | Elect Kohichi Shibayama | | Mgmt | For | For | For |
| | 15 | Elect Hidekazu Kubokawa | | Mgmt | For | For | For |
|
|
|
| Spreadtrum Communications, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPRD | CUSIP 849415203 | | 07/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Leo Li | | Mgmt | For | Against | Against |
| | 2 | Elect Carol Yu | | Mgmt | For | Against | Against |
| | 3 | Elect Zhongrui Xia | | Mgmt | For | Against | Against |
| | 4 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 5 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Sun Hung Kai Properties Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 0016 | CINS Y82594121 | | 11/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Hong Kong | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect Victor LUI Ting | | Mgmt | For | Against | Against |
| | 6 | Elect Norman LEUNG Nai Pang | | Mgmt | For | Against | Against |
| | 7 | Elect Donald LEUNG Kui King | | Mgmt | For | Against | Against |
| | 8 | Elect Thomas KWOK Ping Kwong | | Mgmt | For | Against | Against |
| | 9 | Elect LEE Shau Kee | | Mgmt | For | Against | Against |
| | 10 | Elect Dicky Peter YIP | | Mgmt | For | Against | Against |
| | 11 | Elect Richard WONG Yue Chim | | Mgmt | For | Against | Against |
| | 12 | Elect William FUNG Kwok Lun | | Mgmt | For | Against | Against |
| | 13 | Elect William KWAN Cheuk Yin | | Mgmt | For | Against | Against |
| | 14 | Elect Michael WONG Yick Kam | | Mgmt | For | Against | Against |
| | 15 | Elect Patrick CHAN Kwok Wai | | Mgmt | For | Against | Against |
| | 16 | Directors' Fees | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 20 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
| | 21 | Adoption of New SHKP Share Option Scheme | | Mgmt | For | For | For |
| | 22 | Adoption of New SUNeVision Share Option Scheme | | Mgmt | For | Against | Against |
|
|
|
| Suncor Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SU | CUSIP 867224107 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mel E. Benson | | Mgmt | For | For | For |
| | 1.2 | Elect Dominic D'Alessandro | | Mgmt | For | For | For |
| | 1.3 | Elect John T. Ferguson | | Mgmt | For | For | For |
| | 1.4 | Elect W. Douglas Ford | | Mgmt | For | For | For |
| | 1.5 | Elect Paul Haseldonckx | | Mgmt | For | For | For |
| | 1.6 | Elect John R. Huff | | Mgmt | For | For | For |
| | 1.7 | Elect Jacques Lamarre | | Mgmt | For | For | For |
| | 1.8 | Elect Maureen McCaw | | Mgmt | For | For | For |
| | 1.9 | Elect Michael W. O'Brien | | Mgmt | For | For | For |
| | 1.10 | Elect James W. Simpson | | Mgmt | For | For | For |
| | 1.11 | Elect Eira M. Thomas | | Mgmt | For | For | For |
| | 1.12 | Elect Steven W. Williams | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the Stock Option Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Surya Semesta Internusa | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SSIA | CINS Y7147Y131 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Indonesia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Annual Report | | Mgmt | For | For | For |
| | 2 | Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 5 | Election of Directors | | Mgmt | For | Against | Against |
| | 6 | Directors' and Commissioners' Fees | | Mgmt | For | Against | Against |
| | 7 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Syngenta AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SYNN | CINS H84140112 | | 04/23/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Remuneration Report | | Mgmt | For | TNA | N/A |
| | 5 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 7 | Elect Michael Mack | | Mgmt | For | TNA | N/A |
| | 8 | Elect Jacques Vincent | | Mgmt | For | TNA | N/A |
| | 9 | Elect Eleni Gabre-Madhin | | Mgmt | For | TNA | N/A |
| | 10 | Elect Eveline Saupper | | Mgmt | For | TNA | N/A |
| | 11 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 12 | Additional and/or counter proposals; no additional and/or counter proposals have been submitted at this time | | ShrHldr | For | TNA | N/A |
|
|
|
| Teva Pharmaceutical Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEVA | CUSIP 881624209 | | 09/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Phillip Frost | | Mgmt | For | Against | Against |
| | 3 | Elect Roger Abravanel | | Mgmt | For | Against | Against |
| | 4 | Elect Richard Lerner | | Mgmt | For | Against | Against |
| | 5 | Elect Galia Maor | | Mgmt | For | Against | Against |
| | 6 | Elect Erez Vigodman | | Mgmt | For | Against | Against |
| | 7 | Directors' Fees | | Mgmt | For | For | For |
| | 8 | Fee and Reimbursement to Chairman Phillip Frost | | Mgmt | For | For | For |
| | 9 | Payment to Vice Chairman Moshe Many | | Mgmt | For | For | For |
| | 10 | Amendments to Articles | | Mgmt | For | For | For |
| | 11 | Indemnification of Directors/Officers | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| The Foschini Group Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TFG | CINS S29260155 | | 09/03/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | South Africa | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | | Mgmt | For | For | For |
| | 3 | Re-elect David Nurek | | Mgmt | For | Against | Against |
| | 4 | Re-elect W. Cuba | | Mgmt | For | Against | Against |
| | 5 | Re-elect M. Lewis | | Mgmt | For | Against | Against |
| | 6 | Re-elect Peter Meiring | | Mgmt | For | Against | Against |
| | 7 | Elect Audit Committee Member (S. Abrahams) | | Mgmt | For | Abstain | Against |
| | 8 | Elect Audit Committee Member (Cuba) | | Mgmt | For | Abstain | Against |
| | 9 | Elect Audit Committee Member (Oblowitz) | | Mgmt | For | Abstain | Against |
| | 10 | Elect Audit Committee Member (Simamane) | | Mgmt | For | Abstain | Against |
| | 11 | Approve Remuneration Policy | | Mgmt | For | For | For |
| | 12 | Increase NEDs' Fees | | Mgmt | For | For | For |
| | 13 | Adopt Memorandum of Incorporation | | Mgmt | For | Abstain | Against |
| | 14 | Specific Authority to Repurchase Shares | | Mgmt | For | Abstain | Against |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | Abstain | Against |
| | 16 | Approve Financial Assistance | | Mgmt | For | Abstain | Against |
| | 17 | Authorisation of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Thomas Cook Group Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TCG | CINS G88471100 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Placing and Rights Issue | | Mgmt | For | For | For |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 10 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 8766 | CINS J86298106 | | 06/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Shuzoh Sumi | | Mgmt | For | For | For |
| | 4 | Elect Takaaki Tamai | | Mgmt | For | For | For |
| | 5 | Elect Tsuyoshi Nagano | | Mgmt | For | For | For |
| | 6 | Elect Masashi Ohba | | Mgmt | For | For | For |
| | 7 | Elect Hirokazu Fujita | | Mgmt | For | For | For |
| | 8 | Elect Kunio Itoh | | Mgmt | For | For | For |
| | 9 | Elect Akio Mimura | | Mgmt | For | For | For |
| | 10 | Elect Toshifumi Kitazawa | | Mgmt | For | For | For |
| | 11 | Elect Mikio Sasaki | | Mgmt | For | For | For |
| | 12 | Elect Takashi Itoh | | Mgmt | For | For | For |
|
|
|
| Tokyo Gas Co Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 9531 | CINS J87000105 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Mitsunori Torihara | | Mgmt | For | For | For |
| | 3 | Elect Tsuyoshi Okamoto | | Mgmt | For | For | For |
| | 4 | Elect Shigeru Muraki | | Mgmt | For | For | For |
| | 5 | Elect Michiaki Hirose | | Mgmt | For | For | For |
| | 6 | Elect Kazuo Yoshino | | Mgmt | For | For | For |
| | 7 | Elect Matsuhiko Hataba | | Mgmt | For | For | For |
| | 8 | Elect Yutaka Kunigoh | | Mgmt | For | For | For |
| | 9 | Elect Masahiro Mikami | | Mgmt | For | For | For |
| | 10 | Elect Yukio Satoh | | Mgmt | For | For | For |
| | 11 | Elect Ryuichi Tomizawa | | Mgmt | For | For | For |
| | 12 | Elect Yoshihiko Nakagaki | | Mgmt | For | For | For |
| | 13 | Elect Tsutomu Ohya | | Mgmt | For | Against | Against |
| | 14 | Elect Kohjiroh Ohtani | | Mgmt | For | For | For |
|
|
|
| Tom Tailor Holding AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TTI | CINS D83837100 | | 06/03/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 7 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 10 | Increase in Conditional Capital; Stock Option Plan | | Mgmt | For | TNA | N/A |
| | 11 | Profit-and-Loss Transfer Agreement with BONITA Deutschland Holding GmbH | | Mgmt | For | TNA | N/A |
| | 12 | Amendments to Intra-Company Control Agreement with Tom Tailor GmbH | | Mgmt | For | TNA | N/A |
| | 13 | Increase in Authorized Capital 2013/I | | Mgmt | For | TNA | N/A |
| | 14 | Increase in Authorized Capital 2013/II | | Mgmt | For | TNA | N/A |
|
|
|
| Turkcell Iletisim Hizmetleri A.S. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TCELL | CINS M8903B102 | | 05/22/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Turkey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Opening; Election of Presiding Chairman | | Mgmt | For | TNA | N/A |
| | 3 | Minutes | | Mgmt | For | TNA | N/A |
| | 4 | Report of the Board for 2010 | | Mgmt | For | TNA | N/A |
| | 5 | Reports of the Statutory Auditor for 2010 | | Mgmt | For | TNA | N/A |
| | 6 | Report of the Independent Auditor for 2010 | | Mgmt | For | TNA | N/A |
| | 7 | Accounts for 2010 | | Mgmt | For | TNA | N/A |
| | 8 | Allocation of Profits/Dividends for 2010 | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Director Colin J. Williams' Acts for 2010 | | Mgmt | For | TNA | N/A |
| | 10 | Ratification of Statutory Auditors' Acts for 2010 | | Mgmt | For | TNA | N/A |
| | 11 | Report of the Board for 2011 | | Mgmt | For | TNA | N/A |
| | 12 | Report of the Statutory Auditors for 2011 | | Mgmt | For | TNA | N/A |
| | 13 | Report of the Independent Auditor for 2011 | | Mgmt | For | TNA | N/A |
| | 14 | Accounts for 2011 | | Mgmt | For | TNA | N/A |
| | 15 | Allocation of Profits/Dividends for 2011 | | Mgmt | For | TNA | N/A |
| | 16 | Ratification of Board Acts for 2011 | | Mgmt | For | TNA | N/A |
| | 17 | Ratification of Statutory Auditors' Acts for 2011 | | Mgmt | For | TNA | N/A |
| | 18 | Report of the Board for 2012 | | Mgmt | For | TNA | N/A |
| | 19 | Report of the Statutory Auditor for 2012 | | Mgmt | For | TNA | N/A |
| | 20 | Appointment of Auditor for 2012 | | Mgmt | For | TNA | N/A |
| | 21 | Report of the Independent Auditor for 2012 | | Mgmt | For | TNA | N/A |
| | 22 | Accounts for 2012 | | Mgmt | For | TNA | N/A |
| | 23 | Allocation of Profits/Dividends for 2012 | | Mgmt | For | TNA | N/A |
| | 24 | Ratification of Board Acts for 2012 | | Mgmt | For | TNA | N/A |
| | 25 | Ratification of Statutory Auditors' Acts for 2012 | | Mgmt | For | TNA | N/A |
| | 26 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 27 | Ratification of the Co-Option of Board Members | | Mgmt | For | TNA | N/A |
| | 28 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 29 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 30 | Appointment of Auditor for 2013 | | Mgmt | For | TNA | N/A |
| | 31 | Internal Regulation of General Assembly | | Mgmt | For | TNA | N/A |
| | 32 | Related Party Transactions | | Mgmt | For | TNA | N/A |
| | 33 | Dividend Policy | | Mgmt | For | TNA | N/A |
| | 34 | Compensation Policy | | Mgmt | For | TNA | N/A |
| | 35 | Charitable Donations | | Mgmt | For | TNA | N/A |
| | 36 | Report on Guarantees | | Mgmt | For | TNA | N/A |
| | 37 | Report on Related Party Transactions | | Mgmt | For | TNA | N/A |
| | 38 | Closing | | Mgmt | For | TNA | N/A |
|
|
|
| Turkcell Iletisim Hizmetleri A.S. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TCELL | CINS M8903B102 | | 06/24/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Turkey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Opening; Election of Presiding Chairman | | Mgmt | For | TNA | N/A |
| | 3 | Minutes | | Mgmt | For | TNA | N/A |
| | 4 | Report of the Board for 2010 | | Mgmt | For | TNA | N/A |
| | 5 | Report of the Statutory Auditor for 2010 | | Mgmt | For | TNA | N/A |
| | 6 | Report of the Independent Auditor for 2010 | | Mgmt | For | TNA | N/A |
| | 7 | Accounts for 2010 | | Mgmt | For | TNA | N/A |
| | 8 | Allocation of Profits/Dividends for 2010 | | Mgmt | For | TNA | N/A |
| | 9 | Ratification of Director Colin J. Williams' Acts for 2010 | | Mgmt | For | TNA | N/A |
| | 10 | Ratification of Statutory Auditors' Acts for 2010 | | Mgmt | For | TNA | N/A |
| | 11 | Report of the Board for 2011 | | Mgmt | For | TNA | N/A |
| | 12 | Report of the Statutory Auditors for 2011 | | Mgmt | For | TNA | N/A |
| | 13 | Report of the Independent Auditor for 2011 | | Mgmt | For | TNA | N/A |
| | 14 | Accounts for 2011 | | Mgmt | For | TNA | N/A |
| | 15 | Allocation of Profits/Dividends for 2011 | | Mgmt | For | TNA | N/A |
| | 16 | Ratification of Board Acts for 2011 | | Mgmt | For | TNA | N/A |
| | 17 | Ratification of Statutory Auditors' Acts for 2011 | | Mgmt | For | TNA | N/A |
| | 18 | Report of the Board for 2012 | | Mgmt | For | TNA | N/A |
| | 19 | Report of the Statutory Auditor for 2012 | | Mgmt | For | TNA | N/A |
| | 20 | Appointment of Auditor for 2012 | | Mgmt | For | TNA | N/A |
| | 21 | Report of the Independent Auditor for 2012 | | Mgmt | For | TNA | N/A |
| | 22 | Accounts for 2012 | | Mgmt | For | TNA | N/A |
| | 23 | Allocation of Profits/Dividends for 2012 | | Mgmt | For | TNA | N/A |
| | 24 | Ratification of Board Acts for 2012 | | Mgmt | For | TNA | N/A |
| | 25 | Ratification of Statutory Auditors' Acts for 2012 | | Mgmt | For | TNA | N/A |
| | 26 | Amendments to Articles | | Mgmt | For | TNA | N/A |
| | 27 | Ratification of the Co-Option of Board Members | | Mgmt | For | TNA | N/A |
| | 28 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 29 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 30 | Appointment of Auditor for 2013 | | Mgmt | For | TNA | N/A |
| | 31 | Internal Regulation of General Assembly | | Mgmt | For | TNA | N/A |
| | 32 | Related Party Transactions | | Mgmt | For | TNA | N/A |
| | 33 | Dividend Policy | | Mgmt | For | TNA | N/A |
| | 34 | Compensation Policy | | Mgmt | For | TNA | N/A |
| | 35 | Charitable Donations | | Mgmt | For | TNA | N/A |
| | 36 | Report on Guarantees | | Mgmt | For | TNA | N/A |
| | 37 | Report on Related Party Transactions | | Mgmt | For | TNA | N/A |
| | 38 | Closing | | Mgmt | For | TNA | N/A |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3.1 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 3.2 | Elect Michael E. Daniels | | Mgmt | For | For | For |
| | 3.3 | Elect Frank M. Drendel | | Mgmt | For | For | For |
| | 3.4 | Elect Brian Duperreault | | Mgmt | For | For | For |
| | 3.5 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 3.6 | Elect John A. Krol | | Mgmt | For | For | For |
| | 3.7 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 3.8 | Elect Brendan R. O'Neill | | Mgmt | For | For | For |
| | 3.9 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 3.10 | Elect R. David Yost | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment of Special Auditor | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Renewal of Authorized Share Capital | | Mgmt | For | For | For |
| | 11 | Approval of a Reduction in Registered Share Capital | | Mgmt | For | For | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 09/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | The ADT Spin-off | | Mgmt | For | For | For |
| | 2 | The Tyco Flow Control Spin-off | | Mgmt | For | For | For |
| | 3.1 | Elect George Oliver | | Mgmt | For | For | For |
| | 3.2 | Elect Frank Drendel | | Mgmt | For | For | For |
| | 4 | Approval of Ordinary Cash Dividends | | Mgmt | For | For | For |
| | 5 | 2012 Stock and Incentive Plan | | Mgmt | For | For | For |
|
|
|
| UBS AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UBSN | CINS H89231338 | | 05/02/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Switzerland | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 4 | Compensation Report | | Mgmt | For | TNA | N/A |
| | 5 | Dividend from Reserves | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Board and Management Acts | | Mgmt | For | TNA | N/A |
| | 7 | Elect Axel A Weber | | Mgmt | For | TNA | N/A |
| | 8 | Elect Michel Demare | | Mgmt | For | TNA | N/A |
| | 9 | Elect David Sidwell | | Mgmt | For | TNA | N/A |
| | 10 | Elect Rainer-Marc Frey | | Mgmt | For | TNA | N/A |
| | 11 | Elect Ann Godbehere | | Mgmt | For | TNA | N/A |
| | 12 | Elect Axel Lehmann | | Mgmt | For | TNA | N/A |
| | 13 | Elect Helmut Panke | | Mgmt | For | TNA | N/A |
| | 14 | Elect William Parrett | | Mgmt | For | TNA | N/A |
| | 15 | Elect Isabelle Romy | | Mgmt | For | TNA | N/A |
| | 16 | Elect Beatrice Weder di Mauro | | Mgmt | For | TNA | N/A |
| | 17 | Elect Joseph YAM Chi Kwong | | Mgmt | For | TNA | N/A |
| | 18 | Elect Reto Francioni | | Mgmt | For | TNA | N/A |
| | 19 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 20 | Transaction of Other Business | | Mgmt | For | TNA | N/A |
|
|
|
| Unicredit S.p.A. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UCG | CINS T960AS101 | | 05/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | Italy | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | | Mgmt | For | For | For |
| | 2 | Allocation of Losses/Dividends | | Mgmt | For | For | For |
| | 3 | Election of Statutory Auditors | | N/A | N/A | N/A | N/A |
| | 4 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | | Mgmt | For | N/A | N/A |
| | 5 | List Presented by a Group of Institutional Investors | | Mgmt | For | For | For |
| | 6 | Statutory Auditors' Fees | | Mgmt | For | Against | Against |
| | 7 | Election of Directors | | Mgmt | For | Against | Against |
| | 8 | Directors' Fees | | Mgmt | For | For | For |
| | 9 | Remuneration Report | | Mgmt | For | For | For |
| | 10 | Equity Compensation Plan | | Mgmt | For | For | For |
| | 11 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Amendments to Articles | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
|
|
|
| Veidekke ASA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VEI | CINS R9590N107 | | 05/06/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Norway | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 5 | Opening of Meeting | | Mgmt | For | TNA | N/A |
| | 6 | Election of Presiding Chairman and Individuals to Check Minutes | | Mgmt | For | TNA | N/A |
| | 7 | Meeting Notice and Agenda | | Mgmt | For | TNA | N/A |
| | 8 | Presentation of Management Report | | Mgmt | For | TNA | N/A |
| | 9 | Report of the Board of Directors, Committees, and Auditor | | Mgmt | For | TNA | N/A |
| | 10 | Questions | | Mgmt | For | TNA | N/A |
| | 11 | Accounts and Reports | | Mgmt | For | TNA | N/A |
| | 12 | Compensation Guidelines | | Mgmt | For | TNA | N/A |
| | 13 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 14 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A |
| | 16 | Nomination Committee | | Mgmt | For | TNA | N/A |
| | 17 | Directors' Fees | | Mgmt | For | TNA | N/A |
| | 18 | Election of Directors | | Mgmt | For | TNA | N/A |
| | 19 | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | For | TNA | N/A |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
|
|
|
| Veolia Environnement | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VIE | CINS F9686M107 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Approval of Non Tax Deductible Expenses | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Scrip Dividend | | Mgmt | For | For | For |
| | 9 | Related Party Transactions | | Mgmt | For | For | For |
| | 10 | Supplementary Retirement Benefits (Antoine Frerot) | | Mgmt | For | For | For |
| | 11 | Elect Olivier Mareuse (Caisse des depots et consignations) | | Mgmt | For | Against | Against |
| | 12 | Elect Paolo Scaroni | | Mgmt | For | Against | Against |
| | 13 | Elect Marion Guillou | | Mgmt | For | Against | Against |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Appointment of Alternate Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 17 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 18 | Employee Stock Purchase Plan for Foreign Employees | | Mgmt | For | For | For |
| | 19 | Amendments to Articles Regarding Age Limit | | Mgmt | For | For | For |
| | 20 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Virgin Media Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VMED | CUSIP 92769L101 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Golden Parachutes | | Mgmt | For | Abstain | Against |
| | 3 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Visa Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | V | CUSIP 92826C839 | | 01/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary Coughlan | | Mgmt | For | For | For |
| | 2 | Elect Mary Cranston | | Mgmt | For | For | For |
| | 3 | Elect Francisco Javier Fernandez Carbajal | | Mgmt | For | For | For |
| | 4 | Elect Robert Matschullat | | Mgmt | For | For | For |
| | 5 | Elect Cathy Minehan | | Mgmt | For | For | For |
| | 6 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 7 | Elect David Pang | | Mgmt | For | For | For |
| | 8 | Elect Joseph Saunders | | Mgmt | For | For | For |
| | 9 | Elect Charles Scharf | | Mgmt | For | For | For |
| | 10 | Elect William Shanahan | | Mgmt | For | For | For |
| | 11 | Elect John Swainson | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Expenditures | | ShrHldr | Against | Against | For |
|
|
|
| Vodafone Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VOD | CINS G93882135 | | 07/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Elect Gerard Kleisterlee | | Mgmt | For | For | For |
| | 3 | Elect Vittorio Colao | | Mgmt | For | For | For |
| | 4 | Elect Andy Halford | | Mgmt | For | For | For |
| | 5 | Elect Steve Pusey | | Mgmt | For | For | For |
| | 6 | Elect Renee James | | Mgmt | For | For | For |
| | 7 | Elect Alan Jebson | | Mgmt | For | For | For |
| | 8 | Elect Samuel Jonah | | Mgmt | For | For | For |
| | 9 | Elect Nick Land | | Mgmt | For | For | For |
| | 10 | Elect Anne Lauvergeon | | Mgmt | For | For | For |
| | 11 | Elect Luc Vandevelde | | Mgmt | For | For | For |
| | 12 | Elect Anthony Watson | | Mgmt | For | For | For |
| | 13 | Elect Philip Yea | | Mgmt | For | For | For |
| | 14 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 15 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 16 | Appointment of Auditor | | Mgmt | For | For | For |
| | 17 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 22 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Wolseley plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WOS | CINS G9736L108 | | 11/29/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Tessa Bamford | | Mgmt | For | For | For |
| | 5 | Elect Michael Clarke | | Mgmt | For | For | For |
| | 6 | Elect Gareth Davis | | Mgmt | For | For | For |
| | 7 | Elect Andrew Duff | | Mgmt | For | For | For |
| | 8 | Elect John Martin | | Mgmt | For | For | For |
| | 9 | Elect Ian Meakins | | Mgmt | For | For | For |
| | 10 | Elect Frank Roach | | Mgmt | For | For | For |
| | 11 | Elect Michael Wareing | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 14 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Special Dividend and Share Consolidation | | Mgmt | For | For | For |
| | 19 | Long Term Incentive Plan | | Mgmt | For | For | For |
| | 20 | Executive Share Option Plan | | Mgmt | For | For | For |
|
|
|
| WPP Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WPP | CINS G9788D103 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Sustainability Report | | Mgmt | For | For | For |
| | 5 | Elect Colin Day | | Mgmt | For | For | For |
| | 6 | Elect Esther Dyson | | Mgmt | For | For | For |
| | 7 | Elect Orit Gadiesh | | Mgmt | For | Against | Against |
| | 8 | Elect Philip Lader | | Mgmt | For | For | For |
| | 9 | Elect Ruigang Li | | Mgmt | For | Against | Against |
| | 10 | Elect Mark Read | | Mgmt | For | For | For |
| | 11 | Elect Paul Richardson | | Mgmt | For | For | For |
| | 12 | Elect Jeffrey A. Rosen | | Mgmt | For | For | For |
| | 13 | Elect Timothy Shriver | | Mgmt | For | For | For |
| | 14 | Elect Martin Sorrell | | Mgmt | For | For | For |
| | 15 | Elect Solomon D. Trujillo | | Mgmt | For | For | For |
| | 16 | Elect Roger Agnelli | | Mgmt | For | For | For |
| | 17 | Elect Jacques Aigrain | | Mgmt | For | For | For |
| | 18 | Elect Hugo Shong | | Mgmt | For | For | For |
| | 19 | Elect Sally Susman | | Mgmt | For | For | For |
| | 20 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 21 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Executive Performance Share Plan | | Mgmt | For | Against | Against |
| | 23 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 24 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
|
|
|
| WPP Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WPP | CINS G9787K108 | | 12/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Court | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Scheme of Arrangement | | Mgmt | For | For | For |
|
|
|
| WPP Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WPP | CINS G9787K108 | | 12/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Migration of Tax Residence | | Mgmt | For | For | For |
| | 2 | Reduction in Share Premium Account | | Mgmt | For | For | For |
| | 3 | Change in Company Name | | Mgmt | For | For | For |
|
|
|
| Yandex N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | YNDX | CUSIP N97284108 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 4 | Elect Rogier Rijnja | | Mgmt | For | Against | Against |
| | 5 | Elect Ilya Segalovich | | Mgmt | For | Against | Against |
| | 6 | Elect Charles Ryan | | Mgmt | For | Against | Against |
| | 7 | Elect Alexander S. Voloshin | | Mgmt | For | Against | Against |
| | 8 | Cancellation of Shares | | Mgmt | For | For | For |
| | 9 | Amendment to Articles | | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | Against | Against |
| | 12 | Suppress Preemptive Rights | | Mgmt | For | Against | Against |
| | 13 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Yokogawa Electric Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 6841 | CINS J97272124 | | 06/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Shuzoh Kaihori | | Mgmt | For | For | For |
| | 4 | Elect Takashi Nishijima | | Mgmt | For | For | For |
| | 5 | Elect Satoru Kurosu | | Mgmt | For | For | For |
| | 6 | Elect Hitoshi Nara | | Mgmt | For | For | For |
| | 7 | Elect Yasuroh Tanahashi | | Mgmt | For | For | For |
| | 8 | Elect Nobuo Katsumata | | Mgmt | For | For | For |
| | 9 | Elect Mitsudo Urano | | Mgmt | For | For | For |
| | 10 | Elect Kiyoshi Makino | | Mgmt | For | Against | Against |
| | 11 | Elect Satoru Mishibari | | Mgmt | For | Against | Against |
| |
| | | | | | | | |
| Registrant : | Putnam Investment Funds | | | |
| Fund Name : | Putnam Multi-Cap Value Fund | | | |
| Date of Fiscal Year End: | 04/30/2013 | | | |
|
|
|
| AbbVie Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABBV | CUSIP 00287Y109 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Burnside | | Mgmt | For | For | For |
| | 1.2 | Elect Edward Rapp | | Mgmt | For | For | For |
| | 1.3 | Elect Roy Roberts | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 5 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Actavis, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACT | CUSIP 00507K103 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jack Michelson | | Mgmt | For | For | For |
| | 2 | Elect Ronald R. Taylor | | Mgmt | For | For | For |
| | 3 | Elect Andrew L. Turner | | Mgmt | For | For | For |
| | 4 | Elect Paul M. Bisaro | | Mgmt | For | For | For |
| | 5 | Elect Christopher W. Bodine | | Mgmt | For | For | For |
| | 6 | Elect Michel J. Feldman | | Mgmt | For | For | For |
| | 7 | Elect Fred G. Weiss | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| ADT Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADT | CUSIP 00101J106 | | 03/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas J. Colligan | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy M. Donahue | | Mgmt | For | For | For |
| | 1.3 | Elect Robert M. Dutkowsky | | Mgmt | For | For | For |
| | 1.4 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 1.5 | Elect Naren K. Gursahaney | | Mgmt | For | For | For |
| | 1.6 | Elect Bridgette Heller | | Mgmt | For | For | For |
| | 1.7 | Elect Kathleen W Hyle | | Mgmt | For | For | For |
| | 1.8 | Elect Keith A. Meister | | Mgmt | For | For | For |
| | 1.9 | Elect Dinesh Paliwal | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Aetna Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AET | CUSIP 00817Y108 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Fernando Aguirre | | Mgmt | For | For | For |
| | 2 | Elect Mark T. Bertolini | | Mgmt | For | For | For |
| | 3 | Elect Frank M. Clark, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 5 | Elect Molly J. Coye | | Mgmt | For | For | For |
| | 6 | Elect Roger N. Farah | | Mgmt | For | For | For |
| | 7 | Elect Barbara H. Franklin | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey E. Garten | | Mgmt | For | For | For |
| | 9 | Elect Ellen M. Hancock | | Mgmt | For | For | For |
| | 10 | Elect Richard J. Harrington | | Mgmt | For | For | For |
| | 11 | Elect Edward J. Ludwig | | Mgmt | For | For | For |
| | 12 | Elect Joseph P. Newhouse | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Board Oversight of Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Alere Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALR | CUSIP 01449J105 | | 07/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carol Goldberg | | Mgmt | For | For | For |
| | 1.2 | Elect James Roosevelt, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Ron Zwanziger | | Mgmt | For | For | For |
| | 2 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 3 | Amendment to the 2010 Stock Option and Incentive Plan | | Mgmt | For | For | For |
| | 4 | Approval of Option Grants to Executive Officers | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Amarin Corp. plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMRN | CUSIP 023111206 | | 07/10/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lars Ekman | | Mgmt | For | For | For |
| | 2 | Elect Carl Gordon | | Mgmt | For | For | For |
| | 3 | Elect Jan van Heek | | Mgmt | For | For | For |
| | 4 | Elect Patrick O'Sullivan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Remuneration Report | | Mgmt | For | Against | Against |
| | 7 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 8 | Amendment to the 2011 Stock Incentive Plan | | Mgmt | For | Against | Against |
|
|
|
| Amedisys, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMED | CUSIP 023436108 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William F. Borne | | Mgmt | For | For | For |
| | 1.2 | Elect Linda J. Hall | | Mgmt | For | For | For |
| | 1.3 | Elect Ronald A. LaBorde | | Mgmt | For | For | For |
| | 1.4 | Elect Jake L. Netterville | | Mgmt | For | For | For |
| | 1.5 | Elect David R. Pitts | | Mgmt | For | For | For |
| | 1.6 | Elect Peter Ricchuiti | | Mgmt | For | For | For |
| | 1.7 | Elect Donald A. Washburn | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Approval of the Material Terms under the 2008 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| American Electric Power Company, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AEP | CUSIP 025537101 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nicholas K. Akins | | Mgmt | For | For | For |
| | 2 | Elect David J. Anderson | | Mgmt | For | For | For |
| | 3 | Elect Ralph D. Crosby, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Linda A. Goodspeed | | Mgmt | For | For | For |
| | 5 | Elect Thomas E. Hoaglin | | Mgmt | For | For | For |
| | 6 | Elect Sandra Beach Lin | | Mgmt | For | For | For |
| | 7 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 8 | Elect Richard C. Notebaert | | Mgmt | For | For | For |
| | 9 | Elect Lionel L. Nowell III | | Mgmt | For | For | For |
| | 10 | Elect Stephen S. Rasmussen | | Mgmt | For | For | For |
| | 11 | Elect Oliver G. Richard III | | Mgmt | For | For | For |
| | 12 | Elect Richard L. Sandor | | Mgmt | For | For | For |
| | 13 | Elect Sara M. Tucker | | Mgmt | For | For | For |
| | 14 | Elect John F. Turner | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Ameriprise Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMP | CUSIP 03076C106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James M. Cracchiolo | | Mgmt | For | For | For |
| | 2 | Elect Lon R. Greenberg | | Mgmt | For | For | For |
| | 3 | Elect Warren D. Knowlton | | Mgmt | For | For | For |
| | 4 | Elect W. Walker Lewis | | Mgmt | For | For | For |
| | 5 | Elect Siri S. Marshall | | Mgmt | For | For | For |
| | 6 | Elect Jeffrey Noddle | | Mgmt | For | For | For |
| | 7 | Elect H. Jay Sarles | | Mgmt | For | For | For |
| | 8 | Elect Robert F. Sharpe, Jr. | | Mgmt | For | For | For |
| | 9 | Elect William H. Turner | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| AMETEK, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AME | CUSIP 031100100 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ruby R. Chandy | | Mgmt | For | For | For |
| | 1.2 | Elect Charles D. Klein | | Mgmt | For | For | For |
| | 1.3 | Elect Steven W. Kohlhagen | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Axiall Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXLL | CUSIP 05463D100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul D. Carrico | | Mgmt | For | For | For |
| | 2 | Elect T. Kevin DeNicola | | Mgmt | For | For | For |
| | 3 | Elect Patrick J. Fleming | | Mgmt | For | For | For |
| | 4 | Elect Robert M. Gervis | | Mgmt | For | For | For |
| | 5 | Elect Victoria F. Haynes | | Mgmt | For | For | For |
| | 6 | Elect Stephen E. Macadam | | Mgmt | For | For | For |
| | 7 | Elect Michael H. McGarry | | Mgmt | For | For | For |
| | 8 | Elect William L. Mansfield | | Mgmt | For | For | For |
| | 9 | Elect Mark L. Noetzel | | Mgmt | For | For | For |
| | 10 | Elect Robert Ripp | | Mgmt | For | For | For |
| | 11 | Elect David N. Weinstein | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Bank of America Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAC | CUSIP 060505559 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sharon Allen | | Mgmt | For | For | For |
| | 2 | Elect Susan Bies | | Mgmt | For | For | For |
| | 3 | Elect Jack Bovender, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Frank Bramble, Sr. | | Mgmt | For | For | For |
| | 5 | Elect Arnold Donald | | Mgmt | For | For | For |
| | 6 | Elect Charles Gifford | | Mgmt | For | For | For |
| | 7 | Elect Charles Holliday, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Linda Hudson | | Mgmt | For | For | For |
| | 9 | Elect Monica Lozano | | Mgmt | For | For | For |
| | 10 | Elect Thomas May | | Mgmt | For | For | For |
| | 11 | Elect Brian Moynihan | | Mgmt | For | For | For |
| | 12 | Elect Lionel Nowell, III | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHldr | Against | Against | For |
|
|
|
| BB&T Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBT | CUSIP 054937107 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John A. Allison IV | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jennifer S. Banner | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect K. David Boyer, Jr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Anna R. Cablik | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Ronald E. Deal | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect James A. Faulkner | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect I. Patricia Henry | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John P. Howe III | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Eric C. Kendrick | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Kelly S. King | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Louis B. Lynn | | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Edward C. Milligan | | Mgmt | For | Withhold | Against |
| | 1.13 | Elect Charles A. Patton | | Mgmt | For | Withhold | Against |
| | 1.14 | Elect Nido R. Qubein | | Mgmt | For | Withhold | Against |
| | 1.15 | Elect Tollie W. Rich, Jr. | | Mgmt | For | Withhold | Against |
| | 1.16 | Elect Thomas E. Skains | | Mgmt | For | Withhold | Against |
| | 1.17 | Elect Thomas N. Thompson | | Mgmt | For | Withhold | Against |
| | 1.18 | Elect Edwin H. Welch Ph.D. | | Mgmt | For | Withhold | Against |
| | 1.19 | Elect Stephen T. Williams | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Political Spending | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
|
|
|
| BB&T Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBT | CUSIP 054937107 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendment to Terms of Preferred Stock | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Beam Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BEAM | CUSIP 073730103 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard A. Goldstein | | Mgmt | For | For | For |
| | 2 | Elect Stephen W. Golsby | | Mgmt | For | For | For |
| | 3 | Elect Ann F. Hackett | | Mgmt | For | For | For |
| | 4 | Elect David Mackay | | Mgmt | For | For | For |
| | 5 | Elect Gretchen W. Price | | Mgmt | For | For | For |
| | 6 | Elect Matthew J. Shattock | | Mgmt | For | For | For |
| | 7 | Elect Robert A. Steele | | Mgmt | For | For | For |
| | 8 | Elect Peter M. Wilson | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Best Buy Co., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBY | CUSIP 086516101 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bradbury H. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Sanjay Khosla | | Mgmt | For | For | For |
| | 3 | Elect Allen U. Lenzmeier | | Mgmt | For | For | For |
| | 4 | Elect Hatim A. Tyabji | | Mgmt | For | For | For |
| | 5 | Elect Russell P. Fradin | | Mgmt | For | For | For |
| | 6 | Elect Hubert Joly | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| C&J Energy Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CJES | CUSIP 12467B106 | | 05/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joshua E. Comstock | | Mgmt | For | For | For |
| | 1.2 | Elect Randall C. McMullen, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Darren M. Friedman | | Mgmt | For | For | For |
| | 1.4 | Elect Michael Roemer | | Mgmt | For | For | For |
| | 1.5 | Elect H.H. Wommack, III | | Mgmt | For | For | For |
| | 1.6 | Elect C. James Stewart, III | | Mgmt | For | For | For |
| | 1.7 | Elect Adrianna Ma | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cameron International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAM | CUSIP 13342B105 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James T. Hackett | | Mgmt | For | For | For |
| | 2 | Elect Michael E. Patrick | | Mgmt | For | For | For |
| | 3 | Elect Jon Erik Reinhardsen | | Mgmt | For | For | For |
| | 4 | Elect Bruce W. Wilkinson | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| CareFusion Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CFN | CUSIP 14170T101 | | 04/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Philip L. Francis | | Mgmt | For | For | For |
| | 2 | Elect Robert F. Friel | | Mgmt | For | For | For |
| | 3 | Elect Gregory T. Lucier | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Celanese Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CE | CUSIP 150870103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jay V. Ihlenfeld | | Mgmt | For | For | For |
| | 2 | Elect Mark C. Rohr | | Mgmt | For | For | For |
| | 3 | Elect Farah M. Walters | | Mgmt | For | For | For |
| | 4 | Elect Edward G. Galante | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Charles Schwab Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCHW | CUSIP 808513105 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen A. Ellis | | Mgmt | For | For | For |
| | 2 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 3 | Elect Charles R. Schwab | | Mgmt | For | For | For |
| | 4 | Elect Paula A. Sneed | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Chubb Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CB | CUSIP 171232101 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zoe Baird Budinger | | Mgmt | For | For | For |
| | 2 | Elect Sheila P. Burke | | Mgmt | For | For | For |
| | 3 | Elect James I. Cash, Jr. | | Mgmt | For | For | For |
| | 4 | Elect John D. Finnegan | | Mgmt | For | For | For |
| | 5 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 6 | Elect Martin G. McGuinn | | Mgmt | For | For | For |
| | 7 | Elect Lawrence M. Small | | Mgmt | For | For | For |
| | 8 | Elect Jess Soderberg | | Mgmt | For | For | For |
| | 9 | Elect Daniel E. Somers | | Mgmt | For | For | For |
| | 10 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 11 | Elect James M. Zimmerman | | Mgmt | For | For | For |
| | 12 | Elect Alfred W. Zollar | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Sustainability Report | | ShrHldr | Against | Against | For |
|
|
|
| CIGNA Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CI | CUSIP 125509109 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David M. Cordani | | Mgmt | For | For | For |
| | 2 | Elect Isaiah Harris, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Jane E. Henney | | Mgmt | For | For | For |
| | 4 | Elect Donna F. Zarcone | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Cisco Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSCO | CUSIP 17275R102 | | 11/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol Bartz | | Mgmt | For | For | For |
| | 2 | Elect Marc Benioff | | Mgmt | For | For | For |
| | 3 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 4 | Elect Michael Capellas | | Mgmt | For | For | For |
| | 5 | Elect Larry Carter | | Mgmt | For | For | For |
| | 6 | Elect John Chambers | | Mgmt | For | For | For |
| | 7 | Elect Brian Halla | | Mgmt | For | For | For |
| | 8 | Elect John Hennessy | | Mgmt | For | For | For |
| | 9 | Elect Kristina Johnson | | Mgmt | For | For | For |
| | 10 | Elect Richard Kovacevich | | Mgmt | For | For | For |
| | 11 | Elect Roderick McGeary | | Mgmt | For | For | For |
| | 12 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 13 | Elect Steven West | | Mgmt | For | For | For |
| | 14 | Amendment to the Executive Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Report on Conflict Minerals | | ShrHldr | Against | Against | For |
|
|
|
| Cliffs Natural Resources Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CLF | CUSIP 18683K101 | | 05/07/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph A. Carrabba | | Mgmt | For | TNA | N/A |
| | 2 | Elect Susan M. Cunningham | | Mgmt | For | TNA | N/A |
| | 3 | Elect Barry J. Eldridge | | Mgmt | For | TNA | N/A |
| | 4 | Elect Andres R. Gluski | | Mgmt | For | TNA | N/A |
| | 5 | Elect Susan M. Green | | Mgmt | For | TNA | N/A |
| | 6 | Elect Janice K. Henry | | Mgmt | For | TNA | N/A |
| | 7 | Elect James Kirsch | | Mgmt | For | TNA | N/A |
| | 8 | Elect Francis R. McAllister | | Mgmt | For | TNA | N/A |
| | 9 | Elect Richard K. Riederer | | Mgmt | For | TNA | N/A |
| | 10 | Elect Timothy W. Sullivan | | Mgmt | For | TNA | N/A |
| | 11 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | TNA | N/A |
| | 12 | Elimination of Cumulative Voting | | Mgmt | For | TNA | N/A |
| | 13 | Amend the Regulations Without Shareholder Approval | | Mgmt | For | TNA | N/A |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| | 15 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Coca-Cola Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCE | CUSIP 19122T109 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jan Bennink | | Mgmt | For | For | For |
| | 1.2 | Elect John F. Brock | | Mgmt | For | For | For |
| | 1.3 | Elect Calvin Darden | | Mgmt | For | For | For |
| | 1.4 | Elect L. Phillip Humann | | Mgmt | For | For | For |
| | 1.5 | Elect Orrin H. Ingram II | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas H. Johnson | | Mgmt | For | For | For |
| | 1.7 | Elect Suzanne B. Labarge | | Mgmt | For | For | For |
| | 1.8 | Elect Veronique Morali | | Mgmt | For | For | For |
| | 1.9 | Elect Andrea L. Saia | | Mgmt | For | For | For |
| | 1.10 | Elect Garry Watts | | Mgmt | For | For | For |
| | 1.11 | Elect Curtis R. Welling | | Mgmt | For | For | For |
| | 1.12 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Covidien Public Limited Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COV | CUSIP G2554F113 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | | Mgmt | For | For | For |
| | 2 | Elect Joy A. Amundson | | Mgmt | For | For | For |
| | 3 | Elect Craig Arnold | | Mgmt | For | For | For |
| | 4 | Elect Robert H. Brust | | Mgmt | For | For | For |
| | 5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Christopher J. Coughlin | | Mgmt | For | For | For |
| | 7 | Elect Randall J. Hogan, III | | Mgmt | For | For | For |
| | 8 | Elect Martin D. Madaus | | Mgmt | For | For | For |
| | 9 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 10 | Elect Joseph A. Zaccagnino | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Remuneration | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock and Incentive Plan | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 16 | Amendments to Articles to Update Share Transfer Procedures | | Mgmt | For | For | For |
| | 17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | | Mgmt | For | For | For |
|
|
|
| DISH Network Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DISH | CUSIP 25470M109 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph P. Clayton | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect James DeFranco | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Cantey M. Ergen | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Charles W. Ergen | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Steven R. Goodbarn | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Gary S. Howard | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect David K. Moskowitz | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Tom A. Ortolf | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Carl E. Vogel | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Dr Pepper Snapple Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DPS | CUSIP 26138E109 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John L. Adams | | Mgmt | For | For | For |
| | 2 | Elect Ronald G. Rogers | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Re-Approval of the Material Terms under the Management Incentive Plan | | Mgmt | For | For | For |
|
|
|
| E TRADE Financial Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETFC | CUSIP 269246401 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul T. Idzik | | Mgmt | For | For | For |
| | 2 | Elect Frederick W. Kanner | | Mgmt | For | For | For |
| | 3 | Elect James Lam | | Mgmt | For | For | For |
| | 4 | Elect Rodger A. Lawson | | Mgmt | For | For | For |
| | 5 | Elect Rebecca Saeger | | Mgmt | For | For | For |
| | 6 | Elect Joseph L. Sclafani | | Mgmt | For | For | For |
| | 7 | Elect Joseph M. Velli | | Mgmt | For | For | For |
| | 8 | Elect Donna L. Weaver | | Mgmt | For | For | For |
| | 9 | Elect Stephen H. Willard | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Eaton Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP 278058102 | | 10/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Reduction in Share Premium Account to Create Distributable Reserves | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Edison International | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EIX | CUSIP 281020107 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jagjeet S. Bindra | | Mgmt | For | For | For |
| | 2 | Elect Vanessa C.L. Chang | | Mgmt | For | For | For |
| | 3 | Elect France A. Cordova | | Mgmt | For | For | For |
| | 4 | Elect Theodore F. Craver, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Bradford M. Freeman | | Mgmt | For | For | For |
| | 6 | Elect Luis G. Nogales | | Mgmt | For | For | For |
| | 7 | Elect Ronald L. Olson | | Mgmt | For | For | For |
| | 8 | Elect Richard T. Schlosberg, III | | Mgmt | For | For | For |
| | 9 | Elect Thomas C. Sutton | | Mgmt | For | For | For |
| | 10 | Elect Peter J. Taylor | | Mgmt | For | For | For |
| | 11 | Elect Brett White | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Electronics For Imaging, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EFII | CUSIP 286082102 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Eric Brown | | Mgmt | For | For | For |
| | 1.2 | Elect Gill Cogan | | Mgmt | For | For | For |
| | 1.3 | Elect Guy Gecht | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 1.5 | Elect Richard A. Kashnow | | Mgmt | For | For | For |
| | 1.6 | Elect Dan Maydan | | Mgmt | For | For | For |
| | 2 | Amendment to the 2009 Equity Incentive Award Plan | | Mgmt | For | Against | Against |
| | 3 | Amendment to the 2000 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Energen Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EGN | CUSIP 29265N108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect T. Michael Goodrich | | Mgmt | For | For | For |
| | 1.2 | Elect Jay Grinney | | Mgmt | For | For | For |
| | 1.3 | Elect Frances Powell Hawes | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Esterline Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ESL | CUSIP 297425100 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul V. Haack | | Mgmt | For | For | For |
| | 2 | Elect Scott E. Kuechle | | Mgmt | For | For | For |
| | 3 | Elect R. Bradley Lawrence | | Mgmt | For | For | For |
| | 4 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Fidelity National Information Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FIS | CUSIP 31620M106 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephan A. James | | Mgmt | For | For | For |
| | 2 | Elect Frank R. Martire | | Mgmt | For | For | For |
| | 3 | Elect Gary A. Norcross | | Mgmt | For | For | For |
| | 4 | Elect James B. Stallings | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Amendment to the 2008 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Fifth Third Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FITB | CUSIP 316773209 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Darryl F. Allen | | Mgmt | For | For | For |
| | 2 | Elect Evan Bayh | | Mgmt | For | For | For |
| | 3 | Elect Ulysses L. Bridgeman, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Emerson L. Brumback | | Mgmt | For | For | For |
| | 5 | Elect James P. Hackett | | Mgmt | For | For | For |
| | 6 | Elect Gary R. Heminger | | Mgmt | For | For | For |
| | 7 | Elect Jewell D. Hoover | | Mgmt | For | For | For |
| | 8 | Elect William M. Isaac | | Mgmt | For | For | For |
| | 9 | Elect Kevin T. Kabat | | Mgmt | For | For | For |
| | 10 | Elect Mitchel D. Livingston | | Mgmt | For | For | For |
| | 11 | Elect Michael B. McCallister | | Mgmt | For | For | For |
| | 12 | Elect Hendrick G. Meijer | | Mgmt | For | For | For |
| | 13 | Elect John J. Schiff, Jr. | | Mgmt | For | For | For |
| | 14 | Elect Marsha C. Williams | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| First Horizon National Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FHN | CUSIP 320517105 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert B. Carter | | Mgmt | For | For | For |
| | 2 | Elect John C. Compton | | Mgmt | For | For | For |
| | 3 | Elect Mark A. Emkes | | Mgmt | For | For | For |
| | 4 | Elect Corydon J. Gilchrist | | Mgmt | For | For | For |
| | 5 | Elect Vicky B. Gregg | | Mgmt | For | For | For |
| | 6 | Elect D. Bryan Jordan | | Mgmt | For | For | For |
| | 7 | Elect R. Brad Martin | | Mgmt | For | For | For |
| | 8 | Elect Scott M. Niswonger | | Mgmt | For | For | For |
| | 9 | Elect Vicki R. Palmer | | Mgmt | For | For | For |
| | 10 | Elect Colin V. Reed | | Mgmt | For | For | For |
| | 11 | Elect Luke Yancy III | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Firstenergy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FE | CUSIP 337932107 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul T. Addison | | Mgmt | For | For | For |
| | 1.2 | Elect Anthony J. Alexander | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Anderson | | Mgmt | For | For | For |
| | 1.4 | Elect Carol A. Cartwright | | Mgmt | For | For | For |
| | 1.5 | Elect William T. Cottle | | Mgmt | For | For | For |
| | 1.6 | Elect Robert B. Heisler, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Julia L. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Ted J. Kleisner | | Mgmt | For | For | For |
| | 1.9 | Elect Donald T. Misheff | | Mgmt | For | For | For |
| | 1.10 | Elect Ernest J. Novak, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect Christopher D. Pappas | | Mgmt | For | For | For |
| | 1.12 | Elect Catherine A. Rein | | Mgmt | For | For | For |
| | 1.13 | Elect George M. Smart | | Mgmt | For | For | For |
| | 1.14 | Elect Wesley M. Taylor | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation Benchmarking | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 9 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| GameStop Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GME | CUSIP 36467W109 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jerome L. Davis | | Mgmt | For | For | For |
| | 2 | Elect R. Richard Fontaine | | Mgmt | For | For | For |
| | 3 | Elect Steven R. Koonin | | Mgmt | For | For | For |
| | 4 | Elect Stephanie M. Shern | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 7 | Amendment to the 2011 Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Garmin Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GRMN | CUSIP H2906T109 | | 06/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph J. Hartnett | | Mgmt | For | For | For |
| | 2 | Elect Thomas P. Poberezny | | Mgmt | For | For | For |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 6 | Indemnification of Directors and Officers | | Mgmt | For | For | For |
| | 7 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Great Plains Energy Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GXP | CUSIP 391164100 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Terry Bassham | | Mgmt | For | For | For |
| | 1.2 | Elect David L. Bodde | | Mgmt | For | For | For |
| | 1.3 | Elect Randall C. Ferguson, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Gary D. Forsee | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas D. Hyde | | Mgmt | For | For | For |
| | 1.6 | Elect James A. Mitchell | | Mgmt | For | For | For |
| | 1.7 | Elect Ann D. Murtlow | | Mgmt | For | For | For |
| | 1.8 | Elect John J. Sherman | | Mgmt | For | For | For |
| | 1.9 | Elect Linda H. Talbott | | Mgmt | For | For | For |
| | 1.10 | Elect Robert H. West | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert Malone | | Mgmt | For | For | For |
| | 10 | Elect Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to Company Stock and Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| Hartford Financial Services Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HIG | CUSIP 416515104 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert B. Allardice III | | Mgmt | For | For | For |
| | 2 | Elect Trevor Fetter | | Mgmt | For | For | For |
| | 3 | Elect Paul G. Kirk, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Liam E. McGee | | Mgmt | For | For | For |
| | 5 | Elect Kathryn A. Mikells | | Mgmt | For | For | For |
| | 6 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 7 | Elect Thomas A. Renyi | | Mgmt | For | For | For |
| | 8 | Elect Charles B. Strauss | | Mgmt | For | For | For |
| | 9 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Hercules Offshore, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HERO | CUSIP 427093109 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas R. Bates, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Hamilton | | Mgmt | For | For | For |
| | 1.3 | Elect Thierry Pilenko | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Invesco Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IVZ | CUSIP G491BT108 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph R. Canion | | Mgmt | For | For | For |
| | 2 | Elect Edward P. Lawrence | | Mgmt | For | For | For |
| | 3 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Amendment to the Executive Incentive Bonus Plan | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Joy Global Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JOY | CUSIP 481165108 | | 03/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Steven L. Gerard | | Mgmt | For | For | For |
| | 1.2 | Elect John T. Gremp | | Mgmt | For | For | For |
| | 1.3 | Elect John N. Hanson | | Mgmt | For | For | For |
| | 1.4 | Elect Gale E. Klappa | | Mgmt | For | For | For |
| | 1.5 | Elect Richard B. Loynd | | Mgmt | For | For | For |
| | 1.6 | Elect P. Eric Siegert | | Mgmt | For | For | For |
| | 1.7 | Elect Michael W. Sutherlin | | Mgmt | For | For | For |
| | 1.8 | Elect James H. Tate | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | | Mgmt | N/A | For | N/A |
|
|
|
| JPMorgan Chase & Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JPM | CUSIP 46625H100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James A. Bell | | Mgmt | For | For | For |
| | 2 | Elect Crandall C. Bowles | | Mgmt | For | For | For |
| | 3 | Elect Stephen B. Burke | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect James S. Crown | | Mgmt | For | For | For |
| | 6 | Elect James Dimon | | Mgmt | For | For | For |
| | 7 | Elect Timothy P. Flynn | | Mgmt | For | For | For |
| | 8 | Elect Ellen V. Futter | | Mgmt | For | For | For |
| | 9 | Elect Laban P. Jackson, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Lee R. Raymond | | Mgmt | For | For | For |
| | 11 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Allow Shareholders to Act by Written Consent | | Mgmt | For | For | For |
| | 15 | Key Executive Performance Plan | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Genocide-Free Investing | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Key Energy Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEG | CUSIP 492914106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn R. Coleman | | Mgmt | For | For | For |
| | 2 | Elect Kevin P. Collins | | Mgmt | For | For | For |
| | 3 | Elect W. Phillip Marcum | | Mgmt | For | For | For |
| | 4 | Elect William F. Owens | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| L-3 Communications Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLL | CUSIP 502424104 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Claude Canizares | | Mgmt | For | For | For |
| | 2 | Elect Thomas Corcoran | | Mgmt | For | For | For |
| | 3 | Elect Lloyd Newton | | Mgmt | For | For | For |
| | 4 | Elect Vincent Pagano, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Alan Washkowitz | | Mgmt | For | For | For |
| | 6 | Amendment to the 2008 Long Term Performance Plan | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Elimination of Board Supermajority Requirement | | Mgmt | For | For | For |
| | 9 | Provide Right to Act by Written Consent | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| LeapFrog Enterprises, Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LF | CUSIP 52186N106 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Barbour | | Mgmt | For | For | For |
| | 1.2 | Elect William B. Chiasson | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas J. Kalinske | | Mgmt | For | For | For |
| | 1.4 | Elect Stanley E. Maron | | Mgmt | For | For | For |
| | 1.5 | Elect E. Stanton McKee, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Theodore R. Mitchell | | Mgmt | For | For | For |
| | 1.7 | Elect Randy O. Rissman | | Mgmt | For | For | For |
| | 1.8 | Elect Caden Wang | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against |
|
|
|
| LyondellBasell Industries NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LYB | CUSIP N53745100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jacques Aigrain | | Mgmt | For | For | For |
| | 1.2 | Elect Scott M. Kleinman | | Mgmt | For | For | For |
| | 1.3 | Elect Bruce A. Smith | | Mgmt | For | For | For |
| | 2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | | Mgmt | For | For | For |
| | 3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | For | For | For |
| | 4 | Discharge From Liability Of Members Of The Supervisory Board | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 7 | Approval of Compensation of the Members of the Supervisory Board | | Mgmt | For | For | For |
| | 8 | Approval of Compensation of the Members of the Supervisory Board | | Mgmt | For | For | For |
| | 9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | | Mgmt | For | For | For |
| | 12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | | Mgmt | For | For | For |
|
|
|
| Macy's Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | M | CUSIP 55616P104 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 2 | Elect Deirdre P. Connelly | | Mgmt | For | For | For |
| | 3 | Elect Meyer Feldberg | | Mgmt | For | For | For |
| | 4 | Elect Sara Levinson | | Mgmt | For | For | For |
| | 5 | Elect Terry J. Lundgren | | Mgmt | For | For | For |
| | 6 | Elect Joseph Neubauer | | Mgmt | For | For | For |
| | 7 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 8 | Elect Paul C. Varga | | Mgmt | For | For | For |
| | 9 | Elect Craig E. Weatherup | | Mgmt | For | For | For |
| | 10 | Elect Marna C. Whittington | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Marathon Oil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRO | CUSIP 565849106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory H. Boyce | | Mgmt | For | For | For |
| | 2 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 3 | Elect Clarence P. Cazalot, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 5 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 6 | Elect Philip Lader | | Mgmt | For | For | For |
| | 7 | Elect Michael E.J. Phelps | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Marsh & McLennan Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MMC | CUSIP 571748102 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zachary W. Carter | | Mgmt | For | For | For |
| | 2 | Elect Oscar Fanjul Martin | | Mgmt | For | For | For |
| | 3 | Elect Daniel S. Glaser | | Mgmt | For | For | For |
| | 4 | Elect H. Edward Hanway | | Mgmt | For | For | For |
| | 5 | Elect Ian Lang | | Mgmt | For | For | For |
| | 6 | Elect Elaine La Roche | | Mgmt | For | For | For |
| | 7 | Elect Steven A. Mills | | Mgmt | For | For | For |
| | 8 | Elect Bruce P. Nolop | | Mgmt | For | For | For |
| | 9 | Elect Marc D. Oken | | Mgmt | For | For | For |
| | 10 | Elect Morton O. Schapiro | | Mgmt | For | For | For |
| | 11 | Elect Adele S. Simmons | | Mgmt | For | For | For |
| | 12 | Elect Lloyd M. Yates | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Mattel, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MAT | CUSIP 577081102 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael J. Dolan | | Mgmt | For | For | For |
| | 2 | Elect Trevor A. Edwards | | Mgmt | For | For | For |
| | 3 | Elect Frances D. Fergusson | | Mgmt | For | For | For |
| | 4 | Elect Dominic Ng | | Mgmt | For | For | For |
| | 5 | Elect Vasant M. Prabhu | | Mgmt | For | For | For |
| | 6 | Elect Andrea L. Rich | | Mgmt | For | For | For |
| | 7 | Elect Dean A. Scarborough | | Mgmt | For | For | For |
| | 8 | Elect Christopher A. Sinclair | | Mgmt | For | For | For |
| | 9 | Elect Bryan G. Stockton | | Mgmt | For | For | For |
| | 10 | Elect Dirk Van de Put | | Mgmt | For | For | For |
| | 11 | Elect Kathy White Loyd | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
|
|
|
| McDermott International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDR | CUSIP 580037109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Bookout III | | Mgmt | For | For | For |
| | 1.2 | Elect Roger A. Brown | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen G. Hanks | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen M. Johnson | | Mgmt | For | For | For |
| | 1.5 | Elect D. Bradley McWilliams | | Mgmt | For | For | For |
| | 1.6 | Elect William H. Schumann III | | Mgmt | For | For | For |
| | 1.7 | Elect Mary Shafer-Malicki | | Mgmt | For | For | For |
| | 1.8 | Elect David A. Trice | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Mednax, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MD | CUSIP 58502B106 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Cesar L. Alvarez | | Mgmt | For | For | For |
| | 1.2 | Elect Waldemar A. Carlo | | Mgmt | For | For | For |
| | 1.3 | Elect Michael B. Fernandez | | Mgmt | For | For | For |
| | 1.4 | Elect Roger K. Freeman | | Mgmt | For | For | For |
| | 1.5 | Elect Paul G. Gabos | | Mgmt | For | For | For |
| | 1.6 | Elect Pascal J. Goldschmidt | | Mgmt | For | For | For |
| | 1.7 | Elect Manuel Kadre | | Mgmt | For | For | For |
| | 1.8 | Elect Roger J. Medel | | Mgmt | For | For | For |
| | 1.9 | Elect Donna E. Shalala | | Mgmt | For | For | For |
| | 1.10 | Elect Enrique J. Sosa | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Merit Medical Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MMSI | CUSIP 589889104 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard W. Edelman | | Mgmt | For | For | For |
| | 1.2 | Elect Michael E. Stillabower | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Nabors Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBR | CUSIP G6359F103 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James R. Crane | | Mgmt | For | For | For |
| | 1.2 | Elect Michael C. Linn | | Mgmt | For | For | For |
| | 1.3 | Elect John V. Lombardi | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Howard Wolf | | Mgmt | For | For | For |
| | 1.5 | Elect John Yearwood | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | 2013 Incentive Bonus Plan | | Mgmt | For | For | For |
| | 4 | 2013 Stock Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Navistar International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NAV | CUSIP 63934E108 | | 02/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Pope | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Vincent Intrieri | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Hammes | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Mark Rachesky | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Samuel Merksamer | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Stanley McChrystal | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | 2013 Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| NetApp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NTAP | CUSIP 64110D104 | | 08/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Daniel Warmenhoven | | Mgmt | For | For | For |
| | 1.2 | Elect Nicholas Moore | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffry Allen | | Mgmt | For | For | For |
| | 1.5 | Elect Alan Earhart | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald Held | | Mgmt | For | For | For |
| | 1.7 | Elect T. Michael Nevens | | Mgmt | For | For | For |
| | 1.8 | Elect George Shaheen | | Mgmt | For | For | For |
| | 1.9 | Elect Robert Wall | | Mgmt | For | For | For |
| | 1.10 | Elect Richard Wallace | | Mgmt | For | For | For |
| | 2 | Amendment to the 1999 Stock Option Plan | | Mgmt | For | Against | Against |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | N/A | For | N/A |
|
|
|
| Northrop Grumman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NOC | CUSIP 666807102 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Wesley G. Bush | | Mgmt | For | For | For |
| | 2 | Elect Victor H. Fazio | | Mgmt | For | For | For |
| | 3 | Elect Donald E. Felsinger | | Mgmt | For | For | For |
| | 4 | Elect Stephen E. Frank | | Mgmt | For | For | For |
| | 5 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 6 | Elect Madeleine A. Kleiner | | Mgmt | For | For | For |
| | 7 | Elect Karl J. Krapek | | Mgmt | For | For | For |
| | 8 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 9 | Elect Aulana L. Peters | | Mgmt | For | For | For |
| | 10 | Elect Gary Roughead | | Mgmt | For | For | For |
| | 11 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 12 | Elect Kevin W. Sharer | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
|
|
|
| NVR, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NVR | CUSIP 62944T105 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charles E. Andrews | | Mgmt | For | For | For |
| | 2 | Elect Robert C. Butler | | Mgmt | For | For | For |
| | 3 | Elect Timothy M. Donahue | | Mgmt | For | For | For |
| | 4 | Elect Thomas D. Eckert | | Mgmt | For | For | For |
| | 5 | Elect Alfred E. Festa | | Mgmt | For | For | For |
| | 6 | Elect Ed Grier | | Mgmt | For | For | For |
| | 7 | Elect Manuel H. Johnson | | Mgmt | For | For | For |
| | 8 | Elect Mel Martinez | | Mgmt | For | For | For |
| | 9 | Elect William A. Moran | | Mgmt | For | For | For |
| | 10 | Elect David A. Preiser | | Mgmt | For | For | For |
| | 11 | Elect W. Grady Rosier | | Mgmt | For | For | For |
| | 12 | Elect Dwight C. Schar | | Mgmt | For | For | For |
| | 13 | Elect Paul W. Whetsell | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Occidental Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OXY | CUSIP 674599105 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect E. Spencer Abraham | | Mgmt | For | Against | Against |
| | 2 | Elect Howard Atkins | | Mgmt | For | Against | Against |
| | 3 | Elect Stephen Chazen | | Mgmt | For | For | For |
| | 4 | Elect Edward Djerejian | | Mgmt | For | Against | Against |
| | 5 | Elect John Feick | | Mgmt | For | For | For |
| | 6 | Elect Margaret Foran | | Mgmt | For | For | For |
| | 7 | Elect Carlos Gutierrez | | Mgmt | For | For | For |
| | 8 | Elect Ray Irani | | Mgmt | For | Against | Against |
| | 9 | Elect Avedick Poladian | | Mgmt | For | Against | Against |
| | 10 | Elect Aziz Syriani | | Mgmt | For | Against | Against |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| OfficeMax Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OMX | CUSIP 67622P101 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Warren F. Bryant | | Mgmt | For | For | For |
| | 2 | Elect Joseph DePinto | | Mgmt | For | For | For |
| | 3 | Elect Rakesh Gangwal | | Mgmt | For | For | For |
| | 4 | Elect V. James Marino | | Mgmt | For | For | For |
| | 5 | Elect William J. Montgoris | | Mgmt | For | For | For |
| | 6 | Elect Francesca Ruiz de Luzuriaga | | Mgmt | For | For | For |
| | 7 | Elect Ravichandra K. Saligram | | Mgmt | For | For | For |
| | 8 | Elect David M. Szymanski | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Amendment to the 2003 OfficeMax Incentive and Performance Plan | | Mgmt | For | For | For |
|
|
|
| Oil States International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OIS | CUSIP 678026105 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin A. Lambert | | Mgmt | For | For | For |
| | 1.2 | Elect Mark G. Papa | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen A. Wells | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2001 Equity Participation Plan | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Polycom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLCM | CUSIP 73172K104 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew M. Miller | | Mgmt | For | For | For |
| | 2 | Elect Betsy S. Atkins | | Mgmt | For | For | For |
| | 3 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 4 | Elect John A. Kelley, Jr. | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 6 | Elect William A. Owens | | Mgmt | For | For | For |
| | 7 | Elect Kevin T. Parker | | Mgmt | For | For | For |
| | 8 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| PSS World Medical, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSSI | CUSIP 69366A100 | | 08/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey Crowe | | Mgmt | For | For | For |
| | 2 | Elect A. Hugh Greene | | Mgmt | For | For | For |
| | 3 | Elect Steven Halverson | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Raymond James Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RJF | CUSIP 754730109 | | 02/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Shelley Broader | | Mgmt | For | For | For |
| | 2 | Elect Francis Godbold | | Mgmt | For | For | For |
| | 3 | Elect H. William Habermeyer, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Chet Helck | | Mgmt | For | For | For |
| | 5 | Elect Thomas James | | Mgmt | For | For | For |
| | 6 | Elect Gordon Johnson | | Mgmt | For | For | For |
| | 7 | Elect Paul Reilly | | Mgmt | For | For | For |
| | 8 | Elect Robert Saltzman | | Mgmt | For | For | For |
| | 9 | Elect Hardwick Simmons | | Mgmt | For | For | For |
| | 10 | Elect Susan Story | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Regal Entertainment Group | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RGC | CUSIP 758766109 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas D. Bell, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect David H. Keyte | | Mgmt | For | For | For |
| | 1.3 | Elect Amy E. Miles | | Mgmt | For | For | For |
| | 1.4 | Elect Lee M. Thomas | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the Annual Executive Incentive Program and 2002 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Sealed Air Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SEE | CUSIP 81211K100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hank Brown | | Mgmt | For | For | For |
| | 2 | Elect Michael Chu | | Mgmt | For | For | For |
| | 3 | Elect Lawrence R. Codey | | Mgmt | For | For | For |
| | 4 | Elect Patrick Duff | | Mgmt | For | For | For |
| | 5 | Elect William V. Hickey | | Mgmt | For | For | For |
| | 6 | Elect Jacqueline B. Kosecoff | | Mgmt | For | For | For |
| | 7 | Elect Kenneth P. Manning | | Mgmt | For | Against | Against |
| | 8 | Elect William J. Marino | | Mgmt | For | For | For |
| | 9 | Elect Jerome A. Peribere | | Mgmt | For | For | For |
| | 10 | Elect Richard L. Wambold | | Mgmt | For | For | For |
| | 11 | Elect Jerry R. Whitaker | | Mgmt | For | For | For |
| | 12 | Amendment to the 2005 Contingent Stock Plan | | Mgmt | For | For | For |
| | 13 | Amendment to the Performance-Based Compensation Program | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Silgan Holdings Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLGN | CUSIP 827048109 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect R. Philip Silver | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect William C. Jennings | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Snap-on Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNA | CUSIP 833034101 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John F. Fiedler | | Mgmt | For | For | For |
| | 2 | Elect James P. Holden | | Mgmt | For | For | For |
| | 3 | Elect W. Dudley Lehman | | Mgmt | For | For | For |
| | 4 | Elect Edward H. Rensi | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Southwestern Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWN | CUSIP 845467109 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Gass | | Mgmt | For | For | For |
| | 2 | Elect Catherine A. Kehr | | Mgmt | For | For | For |
| | 3 | Elect Greg D. Kerley | | Mgmt | For | For | For |
| | 4 | Elect Harold M. Korell | | Mgmt | For | For | For |
| | 5 | Elect Vello A. Kuuskraa | | Mgmt | For | For | For |
| | 6 | Elect Kenneth R. Mourton | | Mgmt | For | For | For |
| | 7 | Elect Steven L. Mueller | | Mgmt | For | For | For |
| | 8 | Elect Elliott Pew | | Mgmt | For | For | For |
| | 9 | Elect Alan H. Stevens | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | 2013 Incentive Plan | | Mgmt | For | For | For |
|
|
|
| St. Jude Medical, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STJ | CUSIP 790849103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stuart M. Essig | | Mgmt | For | For | For |
| | 2 | Elect Barbara B. Hill | | Mgmt | For | For | For |
| | 3 | Elect Michael A. Rocca | | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Steel Dynamics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STLD | CUSIP 858119100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark D. Millett | | Mgmt | For | For | For |
| | 1.2 | Elect Richard P. Teets, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect John C. Bates | | Mgmt | For | For | For |
| | 1.4 | Elect Keith E. Busse | | Mgmt | For | For | For |
| | 1.5 | Elect Frank D. Byrne | | Mgmt | For | For | For |
| | 1.6 | Elect Traci M. Dolan | | Mgmt | For | For | For |
| | 1.7 | Elect Paul B. Edgerley | | Mgmt | For | For | For |
| | 1.8 | Elect Jurgen Kolb | | Mgmt | For | For | For |
| | 1.9 | Elect James C. Marcuccilli | | Mgmt | For | For | For |
| | 1.10 | Elect Gabriel L. Shaheen | | Mgmt | For | For | For |
| | 1.11 | Elect James A. Tretheway | | Mgmt | For | For | For |
| | 2 | 2013 Executive Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Suntrust Banks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STI | CUSIP 867914103 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert M. Beall II | | Mgmt | For | For | For |
| | 2 | Elect Alston D. Correll | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey C. Crowe | | Mgmt | For | For | For |
| | 4 | Elect David H. Hughes | | Mgmt | For | For | For |
| | 5 | Elect M. Douglas Ivester | | Mgmt | For | For | For |
| | 6 | Elect Kyle P. Legg | | Mgmt | For | For | For |
| | 7 | Elect William A. Linnenbringer | | Mgmt | For | For | For |
| | 8 | Elect Donna S. Morea | | Mgmt | For | For | For |
| | 9 | Elect David M. Ratcliffe | | Mgmt | For | For | For |
| | 10 | Elect William H. Rogers, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Frank W. Scruggs | | Mgmt | For | For | For |
| | 12 | Elect Thomas R. Watjen | | Mgmt | For | For | For |
| | 13 | Elect Phail Wynn, Jr. | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Swift Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SFY | CUSIP 870738101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Greg Matiuk | | Mgmt | For | For | For |
| | 1.2 | Elect Bruce H. Vincent | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Stock Compensation Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Synopsys, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNPS | CUSIP 871607107 | | 04/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Aart J. de Geus | | Mgmt | For | For | For |
| | 1.2 | Elect Chi-Foon Chan | | Mgmt | For | For | For |
| | 1.3 | Elect Alfred Castino | | Mgmt | For | For | For |
| | 1.4 | Elect Bruce R. Chizen | | Mgmt | For | For | For |
| | 1.5 | Elect Deborah A. Coleman | | Mgmt | For | For | For |
| | 1.6 | Elect Chrysostomos L. Nikias | | Mgmt | For | For | For |
| | 1.7 | Elect John Schwarz | | Mgmt | For | For | For |
| | 1.8 | Elect Roy A. Vallee | | Mgmt | For | For | For |
| | 1.9 | Elect Steven C. Walske | | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Employee Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Tenet Healthcare Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | THC | CUSIP 88033G407 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Bush | | Mgmt | For | For | For |
| | 2 | Elect Trevor Fetter | | Mgmt | For | For | For |
| | 3 | Elect Brenda Gaines | | Mgmt | For | For | For |
| | 4 | Elect Karen Garrison | | Mgmt | For | For | For |
| | 5 | Elect Edward Kangas | | Mgmt | For | For | For |
| | 6 | Elect J. Robert Kerrey | | Mgmt | For | For | For |
| | 7 | Elect Richard Pettingill | | Mgmt | For | For | For |
| | 8 | Elect Ronald Rittenmeyer | | Mgmt | For | For | For |
| | 9 | Elect James Unruh | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Tenneco, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEN | CUSIP 880349105 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas Freyman | | Mgmt | For | For | For |
| | 2 | Elect Dennis Letham | | Mgmt | For | For | For |
| | 3 | Elect Hari Nair | | Mgmt | For | For | For |
| | 4 | Elect Roger Porter | | Mgmt | For | For | For |
| | 5 | Elect David Price, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Gregg Sherrill | | Mgmt | For | For | For |
| | 7 | Elect Paul Stecko | | Mgmt | For | For | For |
| | 8 | Elect Jane Warner | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Amendment to the 2006 Long Term Incentive Plan | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| The Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TBBK | CUSIP 05969A105 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 2 | Elect Daniel G. Cohen | | Mgmt | For | For | For |
| | 3 | Elect Walter T. Beach | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Bradley | | Mgmt | For | For | For |
| | 5 | Elect Matthew Cohn | | Mgmt | For | For | For |
| | 6 | Elect William H. Lamb | | Mgmt | For | For | For |
| | 7 | Elect Frank M. Mastrangelo | | Mgmt | For | For | For |
| | 8 | Elect James J. McEntee, III | | Mgmt | For | For | For |
| | 9 | Elect Linda Schaeffer | | Mgmt | For | For | For |
| | 10 | Elect John C. Chrystal | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Stock Option and Equity Plan of 2013 | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Kroger Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KR | CUSIP 501044101 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Reuben V. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Robert D. Beyer | | Mgmt | For | For | For |
| | 3 | Elect David B. Dillon | | Mgmt | For | For | For |
| | 4 | Elect Susan J. Kropf | | Mgmt | For | For | For |
| | 5 | Elect John T. LaMacchia | | Mgmt | For | For | For |
| | 6 | Elect David B. Lewis | | Mgmt | For | For | For |
| | 7 | Elect W. Rodney McMullen | | Mgmt | For | For | For |
| | 8 | Elect Jorge P. Montoya | | Mgmt | For | For | For |
| | 9 | Elect Clyde R. Moore | | Mgmt | For | For | For |
| | 10 | Elect Susan M. Phillips | | Mgmt | For | For | For |
| | 11 | Elect Steven R. Rogel | | Mgmt | For | For | For |
| | 12 | Elect James A. Runde | | Mgmt | For | For | For |
| | 13 | Elect Ronald L. Sargent | | Mgmt | For | For | For |
| | 14 | Elect Bobby S. Shackouls | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Human Rights Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | | ShrHldr | Against | Against | For |
|
|
|
| The TJX Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TJX | CUSIP 872540109 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zein Abdalla | | Mgmt | For | For | For |
| | 2 | Elect Jose B. Alvarez | | Mgmt | For | For | For |
| | 3 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 4 | Elect Bernard Cammarata | | Mgmt | For | For | For |
| | 5 | Elect David T. Ching | | Mgmt | For | For | For |
| | 6 | Elect Michael F. Hines | | Mgmt | For | For | For |
| | 7 | Elect Amy B. Lane | | Mgmt | For | For | For |
| | 8 | Elect Dawn G. Lepore | | Mgmt | For | For | For |
| | 9 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 10 | Elect John F. O'Brien | | Mgmt | For | For | For |
| | 11 | Elect Willow B. Shire | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Total System Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TSS | CUSIP 891906109 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James H. Blanchard | | Mgmt | For | For | For |
| | 2 | Elect Richard Y. Bradley | | Mgmt | For | For | For |
| | 3 | Elect Kriss Cloninger III | | Mgmt | For | For | For |
| | 4 | Elect Walter W. Driver, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Gardiner W. Garrard, Jr. | | Mgmt | For | Against | Against |
| | 6 | Elect Sidney E. Harris | | Mgmt | For | For | For |
| | 7 | Elect Mason H. Lampton | | Mgmt | For | For | For |
| | 8 | Elect H. Lynn Page | | Mgmt | For | For | For |
| | 9 | Elect Philip W. Tomlinson | | Mgmt | For | For | For |
| | 10 | Elect John T. Turner | | Mgmt | For | For | For |
| | 11 | Elect Richard W. Ussery | | Mgmt | For | For | For |
| | 12 | Elect M. Troy Woods | | Mgmt | For | For | For |
| | 13 | Elect James D. Yancey | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Tronox Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TROX | CUSIP Q9235V101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Casey | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew P. Hines | | Mgmt | For | For | For |
| | 1.3 | Elect Wayne A. Hinman | | Mgmt | For | For | For |
| | 1.4 | Elect Ilan Kaufthal | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffry N. Quinn | | Mgmt | For | For | For |
| | 1.6 | Elect Peter Johnston | | Mgmt | For | For | For |
| | 2 | Annual Performance Bonus Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3.1 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 3.2 | Elect Michael E. Daniels | | Mgmt | For | For | For |
| | 3.3 | Elect Frank M. Drendel | | Mgmt | For | For | For |
| | 3.4 | Elect Brian Duperreault | | Mgmt | For | For | For |
| | 3.5 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 3.6 | Elect John A. Krol | | Mgmt | For | For | For |
| | 3.7 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 3.8 | Elect Brendan R. O'Neill | | Mgmt | For | For | For |
| | 3.9 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 3.10 | Elect R. David Yost | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment of Special Auditor | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Renewal of Authorized Share Capital | | Mgmt | For | For | For |
| | 11 | Approval of a Reduction in Registered Share Capital | | Mgmt | For | For | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 09/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | The ADT Spin-off | | Mgmt | For | For | For |
| | 2 | The Tyco Flow Control Spin-off | | Mgmt | For | For | For |
| | 3.1 | Elect George Oliver | | Mgmt | For | For | For |
| | 3.2 | Elect Frank Drendel | | Mgmt | For | For | For |
| | 4 | Approval of Ordinary Cash Dividends | | Mgmt | For | For | For |
| | 5 | 2012 Stock and Incentive Plan | | Mgmt | For | For | For |
|
|
|
| UMB Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UMBF | CUSIP 902788108 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Warner L. Baxter | | Mgmt | For | For | For |
| | 1.2 | Elect David R. Bradley, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Nancy K. Buese | | Mgmt | For | For | For |
| | 1.4 | Elect Peter J. deSilva | | Mgmt | For | For | For |
| | 1.5 | Elect Terrence P. Dunn | | Mgmt | For | For | For |
| | 1.6 | Elect Alexander C. Kemper | | Mgmt | For | For | For |
| | 1.7 | Elect J. Mariner Kemper | | Mgmt | For | For | For |
| | 1.8 | Elect Kris A. Robbins | | Mgmt | For | For | For |
| | 1.9 | Elect Thomas D. Sanders | | Mgmt | For | For | For |
| | 1.10 | Elect L. Joshua Sosland | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Long-Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Validus Holdings, Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VR | CUSIP G9319H102 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward J. Noonan | | Mgmt | For | For | For |
| | 1.2 | Elect Mahmoud Abdallah | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey W. Greenberg | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Hendrickson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| ViroPharma Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VPHM | CUSIP 928241108 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William D. Claypool | | Mgmt | For | For | For |
| | 1.2 | Elect Julie H McHugh | | Mgmt | For | For | For |
| | 2 | Annual Incentive Plan | | Mgmt | For | For | For |
| | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Weatherford International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFT | CUSIP H27013103 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Bernard J. Duroc-Danner | | Mgmt | For | For | For |
| | 4 | Elect Nicholas F. Brady | | Mgmt | For | For | For |
| | 5 | Elect David J. Butters | | Mgmt | For | For | For |
| | 6 | Elect John D. Gass | | Mgmt | For | For | For |
| | 7 | Elect Francis S. Kalman | | Mgmt | For | For | For |
| | 8 | Elect William E. Macaulay | | Mgmt | For | For | For |
| | 9 | Elect Robert K. Moses, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Guillermo Ortiz | | Mgmt | For | For | For |
| | 11 | Elect Emyr J. Parry | | Mgmt | For | For | For |
| | 12 | Elect Robert A. Rayne | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Increase in Authorized Capital | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Webster Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WBS | CUSIP 947890109 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joel S. Becker | | Mgmt | For | For | For |
| | 2 | Elect David A. Coulter | | Mgmt | For | For | For |
| | 3 | Elect Robert A. Finkenzeller | | Mgmt | For | For | For |
| | 4 | Elect Laurence C. Morse | | Mgmt | For | For | For |
| | 5 | Elect Mark Pettie | | Mgmt | For | For | For |
| | 6 | Elect Charles W. Shivery | | Mgmt | For | For | For |
| | 7 | Elect James C. Smith | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Renewal of the Qualified Performance-Based Compensation Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Wellcare Health Plans, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WCG | CUSIP 94946T106 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol J. Burt | | Mgmt | For | For | For |
| | 2 | Elect Roel C. Campos | | Mgmt | For | For | For |
| | 3 | Elect Alec Cunningham | | Mgmt | For | For | For |
| | 4 | Elect David J. Gallitano | | Mgmt | For | For | For |
| | 5 | Elect D. Robert Graham | | Mgmt | For | For | For |
| | 6 | Elect Kevin F. Hickey | | Mgmt | For | For | For |
| | 7 | Elect Christian P. Michalik | | Mgmt | For | For | For |
| | 8 | Elect Glenn D. Steele, Jr. | | Mgmt | For | For | For |
| | 9 | Elect William L. Trubeck | | Mgmt | For | For | For |
| | 10 | Elect Paul E. Weaver | | Mgmt | For | For | For |
| | 11 | 2013 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Westinghouse Air Brake Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAB | CUSIP 929740108 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Brooks | | Mgmt | For | For | For |
| | 1.2 | Elect William E. Kassling | | Mgmt | For | For | For |
| | 1.3 | Elect Albert J. Neupaver | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Xerox Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XRX | CUSIP 984121103 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Glenn A. Britt | | Mgmt | For | For | For |
| | 2 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 3 | Elect Richard J. Harrington | | Mgmt | For | For | For |
| | 4 | Elect William C. Hunter | | Mgmt | For | For | For |
| | 5 | Elect Robert J. Keegan | | Mgmt | For | For | For |
| | 6 | Elect Robert A. McDonald | | Mgmt | For | For | For |
| | 7 | Elect Charles Prince | | Mgmt | For | For | For |
| | 8 | Elect Ann N. Reese | | Mgmt | For | For | For |
| | 9 | Elect Sara M. Tucker | | Mgmt | For | For | For |
| | 10 | Elect Mary Agnes Wilderotter | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | | Mgmt | For | For | For |
|
|
|
| XL Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XL | CUSIP G98290102 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph Mauriello | | Mgmt | For | For | For |
| | 2 | Elect Eugene M. McQuade | | Mgmt | For | For | For |
| | 3 | Elect Clayton S. Rose | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor and Authority to Set Remuneration | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| |
| | | | | | | | |
| Registrant : | Putnam Investment Funds | | | |
| Fund Name : | Putnam Research Fund | | | |
| Date of Fiscal Year End: | 07/31/2012 | | | |
|
|
|
| Abbott Laboratories | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABT | CUSIP 002824100 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Alpern | | Mgmt | For | For | For |
| | 1.2 | Elect Roxanne S. Austin | | Mgmt | For | For | For |
| | 1.3 | Elect Sally E. Blount | | Mgmt | For | For | For |
| | 1.4 | Elect W. James Farrell | | Mgmt | For | For | For |
| | 1.5 | Elect Edward M. Liddy | | Mgmt | For | For | For |
| | 1.6 | Elect Nancy McKinstry | | Mgmt | For | For | For |
| | 1.7 | Elect Phebe N. Novakovic | | Mgmt | For | For | For |
| | 1.8 | Elect William A. Osborn | | Mgmt | For | For | For |
| | 1.9 | Elect Samuel C. Scott III | | Mgmt | For | For | For |
| | 1.10 | Elect Glenn F. Tilton | | Mgmt | For | For | For |
| | 1.11 | Elect Miles D. White | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| AbbVie Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABBV | CUSIP 00287Y109 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Burnside | | Mgmt | For | For | For |
| | 1.2 | Elect Edward Rapp | | Mgmt | For | For | For |
| | 1.3 | Elect Roy Roberts | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 5 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Actavis, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACT | CUSIP 00507K103 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jack Michelson | | Mgmt | For | For | For |
| | 2 | Elect Ronald R. Taylor | | Mgmt | For | For | For |
| | 3 | Elect Andrew L. Turner | | Mgmt | For | For | For |
| | 4 | Elect Paul M. Bisaro | | Mgmt | For | For | For |
| | 5 | Elect Christopher W. Bodine | | Mgmt | For | For | For |
| | 6 | Elect Michel J. Feldman | | Mgmt | For | For | For |
| | 7 | Elect Fred G. Weiss | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| ADT Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADT | CUSIP 00101J106 | | 03/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas J. Colligan | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy M. Donahue | | Mgmt | For | For | For |
| | 1.3 | Elect Robert M. Dutkowsky | | Mgmt | For | For | For |
| | 1.4 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 1.5 | Elect Naren K. Gursahaney | | Mgmt | For | For | For |
| | 1.6 | Elect Bridgette Heller | | Mgmt | For | For | For |
| | 1.7 | Elect Kathleen W Hyle | | Mgmt | For | For | For |
| | 1.8 | Elect Keith A. Meister | | Mgmt | For | For | For |
| | 1.9 | Elect Dinesh Paliwal | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Aetna Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AET | CUSIP 00817Y108 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Fernando Aguirre | | Mgmt | For | For | For |
| | 2 | Elect Mark T. Bertolini | | Mgmt | For | For | For |
| | 3 | Elect Frank M. Clark, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 5 | Elect Molly J. Coye | | Mgmt | For | For | For |
| | 6 | Elect Roger N. Farah | | Mgmt | For | For | For |
| | 7 | Elect Barbara H. Franklin | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey E. Garten | | Mgmt | For | For | For |
| | 9 | Elect Ellen M. Hancock | | Mgmt | For | For | For |
| | 10 | Elect Richard J. Harrington | | Mgmt | For | For | For |
| | 11 | Elect Edward J. Ludwig | | Mgmt | For | For | For |
| | 12 | Elect Joseph P. Newhouse | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Board Oversight of Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Aflac Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFL | CUSIP 001055102 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel P. Amos | | Mgmt | For | For | For |
| | 2 | Elect John Shelby Amos II | | Mgmt | For | For | For |
| | 3 | Elect Paul S. Amos II | | Mgmt | For | For | For |
| | 4 | Elect W. Paul Bowers | | Mgmt | For | For | For |
| | 5 | Elect Kriss Cloninger III | | Mgmt | For | For | For |
| | 6 | Elect Elizabeth J. Hudson | | Mgmt | For | For | For |
| | 7 | Elect Douglas W. Johnson | | Mgmt | For | For | For |
| | 8 | Elect Robert B. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Charles B. Knapp | | Mgmt | For | For | For |
| | 10 | Elect E. Stephen Purdom | | Mgmt | For | For | For |
| | 11 | Elect Barbara K. Rimer | | Mgmt | For | For | For |
| | 12 | Elect Melvin T. Stith | | Mgmt | For | For | For |
| | 13 | Elect David Gary Thompson | | Mgmt | For | For | For |
| | 14 | Elect Takuro Yoshida | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Agilent Technologies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | A | CUSIP 00846U101 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul N. Clark | | Mgmt | For | For | For |
| | 2 | Elect James G. Cullen | | Mgmt | For | For | For |
| | 3 | Elect Tadataka Yamada | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Agrium Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGU | CUSIP 008916108 | | 04/09/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| | 3 | Amendment to Shareholder Rights Plan | | Mgmt | For | TNA | N/A |
| | 4.1 | Elect David C. Everitt | | Mgmt | For | TNA | N/A |
| | 4.2 | Elect Russell K. Girling | | Mgmt | For | TNA | N/A |
| | 4.3 | Elect Susan A. Henry | | Mgmt | For | TNA | N/A |
| | 4.4 | Elect Russell J. Horner | | Mgmt | For | TNA | N/A |
| | 4.5 | Elect David J. Lesar | | Mgmt | For | TNA | N/A |
| | 4.6 | Elect John E. Lowe | | Mgmt | For | TNA | N/A |
| | 4.7 | Elect A. Anne McLellan | | Mgmt | For | TNA | N/A |
| | 4.8 | Elect Derek G. Pannell | | Mgmt | For | TNA | N/A |
| | 4.9 | Elect Frank W. Proto | | Mgmt | For | TNA | N/A |
| | 4.10 | Elect Mayo M. Schmidt | | Mgmt | For | TNA | N/A |
| | 4.11 | Elect Michael M. Wilson | | Mgmt | For | TNA | N/A |
| | 4.12 | Elect Victor J. Zaleschuk | | Mgmt | For | TNA | N/A |
|
|
|
| Agrium Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGU | CUSIP 008916108 | | 04/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Appointment of Auditor | | Mgmt | N/A | For | N/A |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | N/A | Against | N/A |
| | 3 | Amendment to Shareholder Rights Plan | | Mgmt | N/A | For | N/A |
| | 4 | Elect Dissident Nominee Barry Rosenstein | | Mgmt | N/A | For | N/A |
| | 5 | Elect Dissident Nominee Mitchell Jacobson | | Mgmt | N/A | For | N/A |
| | 6 | Elect Dissident Nominee Stephen Clark | | Mgmt | N/A | For | N/A |
| | 7 | Elect Dissident Nominee David Bullock | | Mgmt | N/A | For | N/A |
| | 8 | Elect Dissident Nominee Lyle Vanclief | | Mgmt | N/A | Withhold | N/A |
| | 9 | Elect Management Nominee David Everitt | | Mgmt | N/A | For | N/A |
| | 10 | Elect Management Nominee Russell Girling | | Mgmt | N/A | For | N/A |
| | 11 | Elect Management Nominee David Lesar | | Mgmt | N/A | For | N/A |
| | 12 | Elect Management Nominee John Lowe | | Mgmt | N/A | For | N/A |
| | 13 | Elect Management Nominee A. Anne McLellan | | Mgmt | N/A | For | N/A |
| | 14 | Elect Management Nominee Michael Wilson | | Mgmt | N/A | For | N/A |
| | 15 | Elect Management Nominee Victor Zaleschuk | | Mgmt | N/A | For | N/A |
|
|
|
| Airgas, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ARG | CUSIP 009363102 | | 08/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Hovey | | Mgmt | For | For | For |
| | 1.2 | Elect Michael Molinini | | Mgmt | For | For | For |
| | 1.3 | Elect Paula Sneed | | Mgmt | For | For | For |
| | 1.4 | Elect David Stout | | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Albemarle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALB | CUSIP 012653101 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William H. Hernandez | | Mgmt | For | For | For |
| | 1.2 | Elect Luther C. Kissam IV | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph M. Mahady | | Mgmt | For | For | For |
| | 1.4 | Elect Jim W. Nokes | | Mgmt | For | For | For |
| | 1.5 | Elect James J. O'Brien | | Mgmt | For | For | For |
| | 1.6 | Elect Barry W. Perry | | Mgmt | For | For | For |
| | 1.7 | Elect John Sherman Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Harriett Tee Taggart | | Mgmt | For | For | For |
| | 1.9 | Elect Anne Marie Whittemore | | Mgmt | For | For | For |
| | 2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Alliance Data Systems Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADS | CUSIP 018581108 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lawrence M. Benveniste | | Mgmt | For | For | For |
| | 2 | Elect D. Keith Cobb | | Mgmt | For | For | For |
| | 3 | Elect Kenneth R. Jensen | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | Right to Call a Special Meeting | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Altera Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALTR | CUSIP 021441100 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John P. Daane | | Mgmt | For | For | For |
| | 2 | Elect T. Michael Nevens | | Mgmt | For | For | For |
| | 3 | Elect A. Blaine Bowman | | Mgmt | For | For | For |
| | 4 | Elect Elisha W. Finney | | Mgmt | For | For | For |
| | 5 | Elect Kevin McGarity | | Mgmt | For | For | For |
| | 6 | Elect Shane V. Robison | | Mgmt | For | For | For |
| | 7 | Elect John Shoemaker | | Mgmt | For | For | For |
| | 8 | Elect Thomas H. Waechter | | Mgmt | For | For | For |
| | 9 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
| | 10 | Second Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
| | 11 | Amendment to 1987 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Altria Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MO | CUSIP 02209S103 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gerald L. Baliles | | Mgmt | For | For | For |
| | 2 | Elect Martin J. Barrington | | Mgmt | For | For | For |
| | 3 | Elect John T. Casteen III | | Mgmt | For | For | For |
| | 4 | Elect Dinyar S. Devitre | | Mgmt | For | For | For |
| | 5 | Elect Thomas F. Farrell II | | Mgmt | For | For | For |
| | 6 | Elect Thomas W. Jones | | Mgmt | For | For | For |
| | 7 | Elect Debra J. Kelly-Ennis | | Mgmt | For | For | For |
| | 8 | Elect W. Leo Kiely III | | Mgmt | For | For | For |
| | 9 | Elect Kathryn B. McQuade | | Mgmt | For | For | For |
| | 10 | Elect George Munoz | | Mgmt | For | For | For |
| | 11 | Elect Nabil Y. Sakkab | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Amazon.com, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMZN | CUSIP 023135106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey P. Bezos | | Mgmt | For | For | For |
| | 2 | Elect Tom A. Alberg | | Mgmt | For | For | For |
| | 3 | Elect John Seely Brown | | Mgmt | For | For | For |
| | 4 | Elect William B. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 6 | Elect Alain Monie | | Mgmt | For | For | For |
| | 7 | Elect Jonathan Rubinstein | | Mgmt | For | For | For |
| | 8 | Elect Thomas O. Ryder | | Mgmt | For | For | For |
| | 9 | Elect Patricia Q. Stonesifer | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| American Axle & Manufacturing Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXL | CUSIP 024061103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Elizabeth A. Chappell | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Steven B Hantler | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect John F Smith | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| American Electric Power Company, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AEP | CUSIP 025537101 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nicholas K. Akins | | Mgmt | For | For | For |
| | 2 | Elect David J. Anderson | | Mgmt | For | For | For |
| | 3 | Elect Ralph D. Crosby, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Linda A. Goodspeed | | Mgmt | For | For | For |
| | 5 | Elect Thomas E. Hoaglin | | Mgmt | For | For | For |
| | 6 | Elect Sandra Beach Lin | | Mgmt | For | For | For |
| | 7 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 8 | Elect Richard C. Notebaert | | Mgmt | For | For | For |
| | 9 | Elect Lionel L. Nowell III | | Mgmt | For | For | For |
| | 10 | Elect Stephen S. Rasmussen | | Mgmt | For | For | For |
| | 11 | Elect Oliver G. Richard III | | Mgmt | For | For | For |
| | 12 | Elect Richard L. Sandor | | Mgmt | For | For | For |
| | 13 | Elect Sara M. Tucker | | Mgmt | For | For | For |
| | 14 | Elect John F. Turner | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| American Express Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXP | CUSIP 025816109 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charlene Barshefsky | | Mgmt | For | For | For |
| | 1.2 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 1.3 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| | 1.4 | Elect Peter Chernin | | Mgmt | For | For | For |
| | 1.5 | Elect Anne Lauvergeon | | Mgmt | For | For | For |
| | 1.6 | Elect Theodore J. Leonsis | | Mgmt | For | For | For |
| | 1.7 | Elect Richard C. Levin | | Mgmt | For | For | For |
| | 1.8 | Elect Richard A. McGinn | | Mgmt | For | For | For |
| | 1.9 | Elect Samuel J. Palmisano | | Mgmt | For | For | For |
| | 1.10 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 1.11 | Elect Daniel L. Vasella | | Mgmt | For | For | For |
| | 1.12 | Elect Robert D. Walter | | Mgmt | For | For | For |
| | 1.13 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| American International Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AIG | CUSIP 026874784 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert H. Benmosche | | Mgmt | For | For | For |
| | 2 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| | 3 | Elect John Fitzpatrick | | Mgmt | For | For | For |
| | 4 | Elect William G. Jurgensen | | Mgmt | For | For | For |
| | 5 | Elect Christopher S. Lynch | | Mgmt | For | For | For |
| | 6 | Elect Arthur C. Martinez | | Mgmt | For | For | For |
| | 7 | Elect George L. Miles, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Henry S. Miller | | Mgmt | For | For | For |
| | 9 | Elect Robert S. Miller | | Mgmt | For | For | For |
| | 10 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 11 | Elect Ronald A. Rittenmeyer | | Mgmt | For | For | For |
| | 12 | Elect Douglas M. Steenland | | Mgmt | For | For | For |
| | 13 | Elect Theresa M. Stone | | Mgmt | For | For | For |
| | 14 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
|
|
|
| American Tower Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMT | CUSIP 03027X100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Raymond P. Dolan | | Mgmt | For | For | For |
| | 2 | Elect Ronald M. Dykes | | Mgmt | For | For | For |
| | 3 | Elect Carolyn Katz | | Mgmt | For | For | For |
| | 4 | Elect Gustavo Lara Cantu | | Mgmt | For | For | For |
| | 5 | Elect JoAnn A. Reed | | Mgmt | For | For | For |
| | 6 | Elect Pamela D.A. Reeve | | Mgmt | For | For | For |
| | 7 | Elect David E. Sharbutt | | Mgmt | For | For | For |
| | 8 | Elect James D. Taiclet, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Samme L. Thompson | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Right to Call a Special Meeting | | Mgmt | For | For | For |
|
|
|
| American Water Works Company, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AWK | CUSIP 030420103 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen P. Adik | | Mgmt | For | For | For |
| | 2 | Elect Martha C. Goss | | Mgmt | For | For | For |
| | 3 | Elect Julie A. Dobson | | Mgmt | For | For | For |
| | 4 | Elect Paul J. Evanson | | Mgmt | For | For | For |
| | 5 | Elect Richard R. Grigg | | Mgmt | For | For | For |
| | 6 | Elect Julia L. Johnson | | Mgmt | For | For | For |
| | 7 | Elect George MacKenzie | | Mgmt | For | For | For |
| | 8 | Elect William J. Marrazzo | | Mgmt | For | For | For |
| | 9 | Elect Jeffry E. Sterba | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Ameriprise Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMP | CUSIP 03076C106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James M. Cracchiolo | | Mgmt | For | For | For |
| | 2 | Elect Lon R. Greenberg | | Mgmt | For | For | For |
| | 3 | Elect Warren D. Knowlton | | Mgmt | For | For | For |
| | 4 | Elect W. Walker Lewis | | Mgmt | For | For | For |
| | 5 | Elect Siri S. Marshall | | Mgmt | For | For | For |
| | 6 | Elect Jeffrey Noddle | | Mgmt | For | For | For |
| | 7 | Elect H. Jay Sarles | | Mgmt | For | For | For |
| | 8 | Elect Robert F. Sharpe, Jr. | | Mgmt | For | For | For |
| | 9 | Elect William H. Turner | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| AMGEN Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMGN | CUSIP 031162100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Baltimore | | Mgmt | For | For | For |
| | 2 | Elect Frank J. Biondi, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Robert A. Bradway | | Mgmt | For | For | For |
| | 4 | Elect Francois de Carbonnel | | Mgmt | For | For | For |
| | 5 | Elect Vance D. Coffman | | Mgmt | For | For | For |
| | 6 | Elect Robert A. Eckert | | Mgmt | For | For | For |
| | 7 | Elect Rebecca M. Henderson | | Mgmt | For | For | For |
| | 8 | Elect Frank C. Herringer | | Mgmt | For | For | For |
| | 9 | Elect Tyler Jacks | | Mgmt | For | For | For |
| | 10 | Elect Gilbert S. Omenn | | Mgmt | For | For | For |
| | 11 | Elect Judith C. Pelham | | Mgmt | For | For | For |
| | 12 | Elect Leonard D. Schaeffer | | Mgmt | For | For | For |
| | 13 | Elect Ronald D. Sugar | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Amendment to the 2009 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Anadarko Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APC | CUSIP 032511107 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin P. Chilton | | Mgmt | For | For | For |
| | 2 | Elect Luke R. Corbett | | Mgmt | For | For | For |
| | 3 | Elect H. Paulett Eberhart | | Mgmt | For | For | For |
| | 4 | Elect Peter J. Fluor | | Mgmt | For | For | For |
| | 5 | Elect Richard L. George | | Mgmt | For | For | For |
| | 6 | Elect Preston M. Geren, III | | Mgmt | For | For | For |
| | 7 | Elect Charles W. Goodyear | | Mgmt | For | For | For |
| | 8 | Elect John R. Gordon | | Mgmt | For | For | For |
| | 9 | Elect Eric D. Mullins | | Mgmt | For | For | For |
| | 10 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 11 | Elect R. A. Walker | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Apartment Investment and Management Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AIV | CUSIP 03748R101 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James N. Bailey | | Mgmt | For | For | For |
| | 2 | Elect Terry Considine | | Mgmt | For | For | For |
| | 3 | Elect Thomas L. Keltner | | Mgmt | For | For | For |
| | 4 | Elect J. Landis Martin | | Mgmt | For | For | For |
| | 5 | Elect Robert A. Miller | | Mgmt | For | For | For |
| | 6 | Elect Kathleen M. Nelson | | Mgmt | For | For | For |
| | 7 | Elect Michael A. Stein | | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Apple Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAPL | CUSIP 037833100 | | 02/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William V. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy D. Cook | | Mgmt | For | For | For |
| | 1.3 | Elect Millard S. Drexler | | Mgmt | For | For | For |
| | 1.4 | Elect Albert A. Gore, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 1.6 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 1.7 | Elect Arthur D. Levinson | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald D. Sugar | | Mgmt | For | For | For |
| | 2 | Amendments to Articles of Incorporation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHldr | Against | Against | For |
|
|
|
| Archer-Daniels-Midland Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADM | CUSIP 039483102 | | 11/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan Boeckmann | | Mgmt | For | For | For |
| | 2 | Elect George Buckley | | Mgmt | For | For | For |
| | 3 | Elect Mollie Carter | | Mgmt | For | For | For |
| | 4 | Elect Terrell Crews | | Mgmt | For | For | For |
| | 5 | Elect Pierre Dufour | | Mgmt | For | For | For |
| | 6 | Elect Donald Felsinger | | Mgmt | For | For | For |
| | 7 | Elect Antonio Maciel Neto | | Mgmt | For | For | For |
| | 8 | Elect Patrick Moore | | Mgmt | For | For | For |
| | 9 | Elect Thomas O'Neill | | Mgmt | For | For | For |
| | 10 | Elect Daniel Shih | | Mgmt | For | For | For |
| | 11 | Elect Kelvin Westbrook | | Mgmt | For | For | For |
| | 12 | Elect Patricia Woertz | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
|
|
|
| Arris Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ARRS | CUSIP 04270V106 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alex B. Best | | Mgmt | For | For | For |
| | 1.2 | Elect Harry L. Bosco | | Mgmt | For | For | For |
| | 1.3 | Elect James A. Chiddix | | Mgmt | For | For | For |
| | 1.4 | Elect John A. Craig | | Mgmt | For | For | For |
| | 1.5 | Elect Andrew T. Heller | | Mgmt | For | For | For |
| | 1.6 | Elect Matthew B. Kearney | | Mgmt | For | For | For |
| | 1.7 | Elect Robert J. Stanzione | | Mgmt | For | For | For |
| | 1.8 | Elect Debora J. Wilson | | Mgmt | For | For | For |
| | 1.9 | Elect David A. Woodle | | Mgmt | For | For | For |
| | 2 | Amendment to the 2011 Stock Incentive Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Reapproval of the the Material Terms under the Management Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| ASML Holding N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ASML | CUSIP N07059210 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Management Acts | | Mgmt | For | For | For |
| | 3 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Remuneration Policy | | Mgmt | For | For | For |
| | 6 | Authority to Grant Performance Shares under 2010-2013 Plan | | Mgmt | For | For | For |
| | 7 | Authority to Grant Performance Shares under 2014 Plan | | Mgmt | For | For | For |
| | 8 | Stock Option Grant to Employees | | Mgmt | For | For | For |
| | 9 | Elect H. C. J. van den Burg | | Mgmt | For | For | For |
| | 10 | Elect P.F.M. Van der Meer Mohr | | Mgmt | For | For | For |
| | 11 | Elect W. Ziebart | | Mgmt | For | For | For |
| | 12 | Elect D.A. Grose | | Mgmt | For | For | For |
| | 13 | Elect C.M.S. Smits-Nusteling | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares in Case of Merger/Acquisition | | Mgmt | For | For | For |
| | 18 | Authority to Suppress Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Additional Shares | | Mgmt | For | For | For |
| | 21 | Authority to Cancel Shares | | Mgmt | For | For | For |
|
|
|
| AT&T Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | T | CUSIP 00206R102 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Randall L. Stephenson | | Mgmt | For | For | For |
| | 2 | Elect Gilbert F. Amelio | | Mgmt | For | For | For |
| | 3 | Elect Reuben V. Anderson | | Mgmt | For | For | For |
| | 4 | Elect James H. Blanchard | | Mgmt | For | For | For |
| | 5 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 6 | Elect Scott T. Ford | | Mgmt | For | For | For |
| | 7 | Elect James P. Kelly | | Mgmt | For | For | For |
| | 8 | Elect Jon C. Madonna | | Mgmt | For | For | For |
| | 9 | Elect Michael B. McCallister | | Mgmt | For | For | For |
| | 10 | Elect John B. McCoy | | Mgmt | For | For | For |
| | 11 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 12 | Elect Matthew K. Rose | | Mgmt | For | For | For |
| | 13 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Amendment to the Stock Purchase and Deferral Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Political Spending | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lead Batteries | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| AutoZone, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AZO | CUSIP 053332102 | | 12/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sue Gove | | Mgmt | For | For | For |
| | 2 | Elect Earl Graves, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Enderson Guimaraes | | Mgmt | For | For | For |
| | 4 | Elect J.R. Hyde III | | Mgmt | For | For | For |
| | 5 | Elect W. Andrew McKenna | | Mgmt | For | For | For |
| | 6 | Elect George Mrkonic | | Mgmt | For | For | For |
| | 7 | Elect Luis Nieto | | Mgmt | For | For | For |
| | 8 | Elect William Rhodes III | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Auxilium Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AUXL | CUSIP 05334D107 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rolf A. Classon | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Adrian Adams | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Peter C. Brandt | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Oliver S. Fetzer | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Paul A. Friedman | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Nancy Lurker | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect William T. McKee | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| AvalonBay Communities, Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AVB | CUSIP 053484101 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Glyn F. Aeppel | | Mgmt | For | For | For |
| | 1.2 | Elect Alan B. Buckelew | | Mgmt | For | For | For |
| | 1.3 | Elect Bruce A. Choate | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Healy, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Timothy J. Naughton | | Mgmt | For | For | For |
| | 1.6 | Elect Lance R. Primis | | Mgmt | For | For | For |
| | 1.7 | Elect Peter S. Rummell | | Mgmt | For | For | For |
| | 1.8 | Elect H. Jay Sarles | | Mgmt | For | For | For |
| | 1.9 | Elect W. Edward Walter | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
|
|
|
| Bank of America Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAC | CUSIP 060505559 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sharon Allen | | Mgmt | For | For | For |
| | 2 | Elect Susan Bies | | Mgmt | For | For | For |
| | 3 | Elect Jack Bovender, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Frank Bramble, Sr. | | Mgmt | For | For | For |
| | 5 | Elect Arnold Donald | | Mgmt | For | For | For |
| | 6 | Elect Charles Gifford | | Mgmt | For | For | For |
| | 7 | Elect Charles Holliday, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Linda Hudson | | Mgmt | For | For | For |
| | 9 | Elect Monica Lozano | | Mgmt | For | For | For |
| | 10 | Elect Thomas May | | Mgmt | For | For | For |
| | 11 | Elect Brian Moynihan | | Mgmt | For | For | For |
| | 12 | Elect Lionel Nowell, III | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHldr | Against | Against | For |
|
|
|
| Barrick Gold Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABX | CUSIP 067901108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard L. Beck | | Mgmt | For | For | For |
| | 1.2 | Elect Charles W. D. Birchall | | Mgmt | For | For | For |
| | 1.3 | Elect Donald J. Carty | | Mgmt | For | For | For |
| | 1.4 | Elect Gustavo A. Cisneros | | Mgmt | For | For | For |
| | 1.5 | Elect Robert M. Franklin | | Mgmt | For | For | For |
| | 1.6 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.7 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 1.8 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.9 | Elect Anthony Munk | | Mgmt | For | For | For |
| | 1.10 | Elect Peter Munk | | Mgmt | For | For | For |
| | 1.11 | Elect Steven J. Shapiro | | Mgmt | For | For | For |
| | 1.12 | Elect Jamie C. Sokalsky | | Mgmt | For | For | For |
| | 1.13 | Elect John L. Thornton | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Baxter International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAX | CUSIP 071813109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas Chen | | Mgmt | For | For | For |
| | 2 | Elect Blake Devitt | | Mgmt | For | For | For |
| | 3 | Elect John Forsyth | | Mgmt | For | For | For |
| | 4 | Elect Gail Fosler | | Mgmt | For | For | For |
| | 5 | Elect Carole Shapazian | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 9 | Restoration of Right to Call a Special Meeting | | Mgmt | For | For | For |
|
|
|
| Beam Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BEAM | CUSIP 073730103 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard A. Goldstein | | Mgmt | For | For | For |
| | 2 | Elect Stephen W. Golsby | | Mgmt | For | For | For |
| | 3 | Elect Ann F. Hackett | | Mgmt | For | For | For |
| | 4 | Elect David Mackay | | Mgmt | For | For | For |
| | 5 | Elect Gretchen W. Price | | Mgmt | For | For | For |
| | 6 | Elect Matthew J. Shattock | | Mgmt | For | For | For |
| | 7 | Elect Robert A. Steele | | Mgmt | For | For | For |
| | 8 | Elect Peter M. Wilson | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Bed Bath & Beyond Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBBY | CUSIP 075896100 | | 06/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Warren Eisenberg | | Mgmt | For | For | For |
| | 2 | Elect Leonard Feinstein | | Mgmt | For | For | For |
| | 3 | Elect Steven H. Temares | | Mgmt | For | For | For |
| | 4 | Elect Dean S. Adler | | Mgmt | For | For | For |
| | 5 | Elect Stanley F. Barshay | | Mgmt | For | For | For |
| | 6 | Elect Klaus Eppler | | Mgmt | For | For | For |
| | 7 | Elect Patrick R. Gaston | | Mgmt | For | For | For |
| | 8 | Elect Jordan Heller | | Mgmt | For | For | For |
| | 9 | Elect Victoria A. Morrison | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Berkshire Hathaway Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BRK.A | CUSIP 084670702 | | 05/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Warren Buffett | | Mgmt | For | For | For |
| | 1.2 | Elect Charles Munger | | Mgmt | For | For | For |
| | 1.3 | Elect Howard Buffett | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen Burke | | Mgmt | For | For | For |
| | 1.5 | Elect Susan Decker | | Mgmt | For | For | For |
| | 1.6 | Elect William Gates III | | Mgmt | For | For | For |
| | 1.7 | Elect David Gottesman | | Mgmt | For | For | For |
| | 1.8 | Elect Charlotte Guyman | | Mgmt | For | For | For |
| | 1.9 | Elect Donald Keough | | Mgmt | For | For | For |
| | 1.10 | Elect Thomas Murphy | | Mgmt | For | For | For |
| | 1.11 | Elect Ronald Olson | | Mgmt | For | For | For |
| | 1.12 | Elect Walter Scott, Jr. | | Mgmt | For | For | For |
| | 1.13 | Elect Meryl B. Witmer | | Mgmt | For | For | For |
| | 2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| Best Buy Co., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBY | CUSIP 086516101 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bradbury H. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Sanjay Khosla | | Mgmt | For | For | For |
| | 3 | Elect Allen U. Lenzmeier | | Mgmt | For | For | For |
| | 4 | Elect Hatim A. Tyabji | | Mgmt | For | For | For |
| | 5 | Elect Russell P. Fradin | | Mgmt | For | For | For |
| | 6 | Elect Hubert Joly | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| BHP Billiton plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BLT | CINS G10877101 | | 10/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 2 | Elect Pat Davies (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 3 | Elect Malcolm Broomhead (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 4 | Elect Sir John Buchanan (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 5 | Elect Carlos Cordeiro (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 6 | Elect David Crawford (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 7 | Elect Carolyn Hewson (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 8 | Elect Marius Kloppers (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 9 | Elect Lindsay Maxsted (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 10 | Elect Wayne Murdy (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 11 | Elect Keith Rumble (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 12 | Elect John Schubert (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 13 | Elect Shriti Vadera (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 14 | Elect Jacques Nasser (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares (BHP Billiton plc) | | Mgmt | For | For | For |
| | 19 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 20 | Approve Equity Grant (CEO Marius Kloppers) | | Mgmt | For | For | For |
|
|
|
| Boeing Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BA | CUSIP 097023105 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David L. Calhoun | | Mgmt | For | For | For |
| | 2 | Elect Arthur D. Collins, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 4 | Elect Kenneth M. Duberstein | | Mgmt | For | For | For |
| | 5 | Elect Edmund P. Giambastiani, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 7 | Elect Edward M. Liddy | | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Susan C. Schwab | | Mgmt | For | For | For |
| | 10 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 11 | Elect Mike S. Zafirovski | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| BorgWarner Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BWA | CUSIP 099724106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jere A. Drummond | | Mgmt | For | For | For |
| | 2 | Elect John R. McKernan, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Ernest J. Novak, Jr. | | Mgmt | For | For | For |
| | 4 | Elect James R. Verrier | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | For | For | For |
|
|
|
| Boston Properties, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BXP | CUSIP 101121101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zoe Baird Budinger | | Mgmt | For | For | For |
| | 2 | Elect Carol B. Einiger | | Mgmt | For | For | For |
| | 3 | Elect Jacob A. Frenkel | | Mgmt | For | For | For |
| | 4 | Elect Joel I. Klein | | Mgmt | For | For | For |
| | 5 | Elect Douglas T. Linde | | Mgmt | For | For | For |
| | 6 | Elect Matthew J. Lustig | | Mgmt | For | For | For |
| | 7 | Elect Alan J. Patricof | | Mgmt | For | For | For |
| | 8 | Elect Owen D. Thomas | | Mgmt | For | For | For |
| | 9 | Elect Martin Turchin | | Mgmt | For | For | For |
| | 10 | Elect David A. Twardock | | Mgmt | For | For | For |
| | 11 | Elect Mortimer B. Zuckerman | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Boston Scientific Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BSX | CUSIP 101137107 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Katharine T. Bartlett | | Mgmt | For | For | For |
| | 2 | Elect Bruce L. Byrnes | | Mgmt | For | For | For |
| | 3 | Elect Nelda J. Connors | | Mgmt | For | For | For |
| | 4 | Elect Kristina M. Johnson | | Mgmt | For | For | For |
| | 5 | Elect Michael F. Mahoney | | Mgmt | For | For | For |
| | 6 | Elect Ernest Mario | | Mgmt | For | Abstain | Against |
| | 7 | Elect N.J. Nicholas, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Pete M. Nicholas | | Mgmt | For | For | For |
| | 9 | Elect Uwe E. Reinhardt | | Mgmt | For | For | For |
| | 10 | Elect John E. Sununu | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Bristol-Myers Squibb Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BMY | CUSIP 110122108 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lamberto Andreotti | | Mgmt | For | For | For |
| | 2 | Elect Lewis B. Campbell | | Mgmt | For | For | For |
| | 3 | Elect James M. Cornelius | | Mgmt | For | For | For |
| | 4 | Elect Laurie H. Glimcher | | Mgmt | For | For | For |
| | 5 | Elect Michael Grobstein | | Mgmt | For | For | For |
| | 6 | Elect Alan J. Lacy | | Mgmt | For | For | For |
| | 7 | Elect Vicki L. Sato | | Mgmt | For | For | For |
| | 8 | Elect Elliott Sigal | | Mgmt | For | For | For |
| | 9 | Elect Gerald L. Storch | | Mgmt | For | For | For |
| | 10 | Elect Togo D. West, Jr. | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cabot Oil & Gas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COG | CUSIP 127097103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Keiser | | Mgmt | For | For | For |
| | 2 | Elect W. Matt Ralls | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Calpine Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CPN | CUSIP 131347304 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank Cassidy | | Mgmt | For | For | For |
| | 1.2 | Elect Jack A. Fusco | | Mgmt | For | For | For |
| | 1.3 | Elect Robert C. Hinckley | | Mgmt | For | For | For |
| | 1.4 | Elect Michael W. Hofmann | | Mgmt | For | For | For |
| | 1.5 | Elect David C. Merritt | | Mgmt | For | For | For |
| | 1.6 | Elect W. Benjamin Moreland | | Mgmt | For | For | For |
| | 1.7 | Elect Robert A. Mosbacher, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Denise M. O'Leary | | Mgmt | For | For | For |
| | 1.9 | Elect J. Stuart Ryan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cameron International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAM | CUSIP 13342B105 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James T. Hackett | | Mgmt | For | For | For |
| | 2 | Elect Michael E. Patrick | | Mgmt | For | For | For |
| | 3 | Elect Jon Erik Reinhardsen | | Mgmt | For | For | For |
| | 4 | Elect Bruce W. Wilkinson | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Capital One Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COF | CUSIP 14040H105 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard D. Fairbank | | Mgmt | For | For | For |
| | 2 | Elect W. Ronald Dietz | | Mgmt | For | For | For |
| | 3 | Elect Lewis Hay, III | | Mgmt | For | For | For |
| | 4 | Elect Benjamin P. Jenkins, III | | Mgmt | For | For | For |
| | 5 | Elect Peter E. Raskind | | Mgmt | For | For | For |
| | 6 | Elect Mayo A. Shattuck III | | Mgmt | For | For | For |
| | 7 | Elect Bradford H. Warner | | Mgmt | For | For | For |
| | 8 | Elect Catherine G. West | | Mgmt | For | Against | Against |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | | Mgmt | For | For | For |
| | 12 | Elimination of Supermajority Requirement for the Removal of Directors | | Mgmt | For | For | For |
| | 13 | Elimination of Supermajority Requirement for Certain Business Combinations | | Mgmt | For | For | For |
|
|
|
| CareFusion Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CFN | CUSIP 14170T101 | | 04/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Philip L. Francis | | Mgmt | For | For | For |
| | 2 | Elect Robert F. Friel | | Mgmt | For | For | For |
| | 3 | Elect Gregory T. Lucier | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| CarMax, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KMX | CUSIP 143130102 | | 06/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ronald E. Blaylock | | Mgmt | For | For | For |
| | 2 | Elect Rakesh Gangwal | | Mgmt | For | For | For |
| | 3 | Elect Mitchell D. Steenrod | | Mgmt | For | For | For |
| | 4 | Elect Thomas G. Stemberg | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Director & Officer Liability/Indemnification | | Mgmt | For | For | For |
|
|
|
| Catamaran Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CTRX | CUSIP 148887102 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark A. Thierer | | Mgmt | For | For | For |
| | 1.2 | Elect Peter J. Bensen | | Mgmt | For | For | For |
| | 1.3 | Elect Steven Cosler | | Mgmt | For | For | For |
| | 1.4 | Elect William J. Davis | | Mgmt | For | For | For |
| | 1.5 | Elect Steven B. Epstein | | Mgmt | For | For | For |
| | 1.6 | Elect Betsy D. Holden | | Mgmt | For | For | For |
| | 1.7 | Elect Karen L. Katen | | Mgmt | For | For | For |
| | 1.8 | Elect Harry M. Kraemer | | Mgmt | For | For | For |
| | 1.9 | Elect Anthony Masso | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| CBRE Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBG | CUSIP 12504L109 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard C. Blum | | Mgmt | For | For | For |
| | 1.2 | Elect Brandon B. Boze | | Mgmt | For | For | For |
| | 1.3 | Elect Curtis F. Feeny | | Mgmt | For | For | For |
| | 1.4 | Elect Bradford M. Freeman | | Mgmt | For | For | For |
| | 1.5 | Elect Michael Kantor | | Mgmt | For | For | For |
| | 1.6 | Elect Frederic V. Malek | | Mgmt | For | For | For |
| | 1.7 | Elect Jane J. Su | | Mgmt | For | For | For |
| | 1.8 | Elect Robert E. Sulentic | | Mgmt | For | For | For |
| | 1.9 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 1.10 | Elect Gary L. Wilson | | Mgmt | For | For | For |
| | 1.11 | Elect Ray Wirta | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Celanese Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CE | CUSIP 150870103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jay V. Ihlenfeld | | Mgmt | For | For | For |
| | 2 | Elect Mark C. Rohr | | Mgmt | For | For | For |
| | 3 | Elect Farah M. Walters | | Mgmt | For | For | For |
| | 4 | Elect Edward G. Galante | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Celgene Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CELG | CUSIP 151020104 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Hugin | | Mgmt | For | For | For |
| | 1.2 | Elect Richard W. Barker D. Phil | | Mgmt | For | For | For |
| | 1.3 | Elect Michael D. Casey | | Mgmt | For | For | For |
| | 1.4 | Elect Carrie S. Cox | | Mgmt | For | For | For |
| | 1.5 | Elect Rodman L. Drake | | Mgmt | For | For | For |
| | 1.6 | Elect Michael Friedman | | Mgmt | For | For | For |
| | 1.7 | Elect Gilla Kaplan | | Mgmt | For | For | For |
| | 1.8 | Elect James J. Loughlin | | Mgmt | For | For | For |
| | 1.9 | Elect Ernest Mario | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| CenturyLink, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CTL | CUSIP 156700106 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect W. Bruce Hanks | | Mgmt | For | For | For |
| | 1.2 | Elect C. G. Melville, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Fred R. Nichols | | Mgmt | For | For | For |
| | 1.4 | Elect William A. Owens | | Mgmt | For | For | For |
| | 1.5 | Elect Harvey P. Perry | | Mgmt | For | For | For |
| | 1.6 | Elect Glen F. Post III | | Mgmt | For | For | For |
| | 1.7 | Elect Laurie A. Siegel | | Mgmt | For | For | For |
| | 1.8 | Elect Joseph R. Zimmel | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Bonus Deferrals | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Voting Disclosure | | ShrHldr | Against | Against | For |
|
|
|
| Charles Schwab Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCHW | CUSIP 808513105 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen A. Ellis | | Mgmt | For | For | For |
| | 2 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 3 | Elect Charles R. Schwab | | Mgmt | For | For | For |
| | 4 | Elect Paula A. Sneed | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Chevron Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVX | CUSIP 166764100 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linnet F. Deily | | Mgmt | For | Against | Against |
| | 2 | Elect Robert E. Denham | | Mgmt | For | Against | Against |
| | 3 | Elect Alice P. Gast | | Mgmt | For | Against | Against |
| | 4 | Elect Enrique Hernandez, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect George L. Kirkland | | Mgmt | For | Against | Against |
| | 6 | Elect Charles W. Moorman, IV | | Mgmt | For | Against | Against |
| | 7 | Elect Kevin W. Sharer | | Mgmt | For | Against | Against |
| | 8 | Elect John G. Stumpf | | Mgmt | For | Against | Against |
| | 9 | Elect Ronald D. Sugar | | Mgmt | For | Against | Against |
| | 10 | Elect Carl Ware | | Mgmt | For | Against | Against |
| | 11 | Elect John S. Watson | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Offshore Drilling Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Report on Climate Change | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Prohibition on Political Spending | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
| | 23 | Shareholder Proposal Regarding Country Selection Guidelines | | ShrHldr | Against | Against | For |
|
|
|
| Chubb Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CB | CUSIP 171232101 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zoe Baird Budinger | | Mgmt | For | For | For |
| | 2 | Elect Sheila P. Burke | | Mgmt | For | For | For |
| | 3 | Elect James I. Cash, Jr. | | Mgmt | For | For | For |
| | 4 | Elect John D. Finnegan | | Mgmt | For | For | For |
| | 5 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 6 | Elect Martin G. McGuinn | | Mgmt | For | For | For |
| | 7 | Elect Lawrence M. Small | | Mgmt | For | For | For |
| | 8 | Elect Jess Soderberg | | Mgmt | For | For | For |
| | 9 | Elect Daniel E. Somers | | Mgmt | For | For | For |
| | 10 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 11 | Elect James M. Zimmerman | | Mgmt | For | For | For |
| | 12 | Elect Alfred W. Zollar | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Sustainability Report | | ShrHldr | Against | Against | For |
|
|
|
| Cisco Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSCO | CUSIP 17275R102 | | 11/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol Bartz | | Mgmt | For | For | For |
| | 2 | Elect Marc Benioff | | Mgmt | For | For | For |
| | 3 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 4 | Elect Michael Capellas | | Mgmt | For | For | For |
| | 5 | Elect Larry Carter | | Mgmt | For | For | For |
| | 6 | Elect John Chambers | | Mgmt | For | For | For |
| | 7 | Elect Brian Halla | | Mgmt | For | For | For |
| | 8 | Elect John Hennessy | | Mgmt | For | For | For |
| | 9 | Elect Kristina Johnson | | Mgmt | For | For | For |
| | 10 | Elect Richard Kovacevich | | Mgmt | For | For | For |
| | 11 | Elect Roderick McGeary | | Mgmt | For | For | For |
| | 12 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 13 | Elect Steven West | | Mgmt | For | For | For |
| | 14 | Amendment to the Executive Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Report on Conflict Minerals | | ShrHldr | Against | Against | For |
|
|
|
| Citigroup Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | C | CUSIP 172967424 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Corbat | | Mgmt | For | For | For |
| | 2 | Elect Franz B. Humer | | Mgmt | For | For | For |
| | 3 | Elect Robert L. Joss | | Mgmt | For | For | For |
| | 4 | Elect Michael E. O'Neill | | Mgmt | For | For | For |
| | 5 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 6 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 7 | Elect Anthony M. Santomero | | Mgmt | For | For | For |
| | 8 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 9 | Elect Diana L. Taylor | | Mgmt | For | For | For |
| | 10 | Elect William S. Thompson, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Director Indemnification | | ShrHldr | Against | Against | For |
|
|
|
| CME Group Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CME | CUSIP 12572Q105 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Terrence A. Duffy | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Charles P. Carey | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Mark E. Cermak | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Martin J. Gepsman | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Leo Melamed | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Joseph Niciforo | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect C.C. Odom II | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John F. Sandner | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Dennis A. Suskind | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | For | Against |
|
|
|
| CMS Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMS | CUSIP 125896100 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jon E. Barfield | | Mgmt | For | For | For |
| | 2 | Elect Stephen E. Ewing | | Mgmt | For | For | For |
| | 3 | Elect Richard M. Gabrys | | Mgmt | For | For | For |
| | 4 | Elect William D. Harvey | | Mgmt | For | For | For |
| | 5 | Elect David W. Joos | | Mgmt | For | For | For |
| | 6 | Elect Philip R. Lochner, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Michael T. Monahan | | Mgmt | For | For | For |
| | 8 | Elect John G. Russell | | Mgmt | For | For | For |
| | 9 | Elect Kenneth L. Way | | Mgmt | For | For | For |
| | 10 | Elect Laura H. Wright | | Mgmt | For | For | For |
| | 11 | Elect John B. Yasinsky | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Coach, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COH | CUSIP 189754104 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Lew Frankfort | | Mgmt | For | For | For |
| | 1.2 | Elect Susan Kropf | | Mgmt | For | For | For |
| | 1.3 | Elect Gary Loveman | | Mgmt | For | For | For |
| | 1.4 | Elect Ivan Menezes | | Mgmt | For | For | For |
| | 1.5 | Elect Irene Ruth Miller | | Mgmt | For | For | For |
| | 1.6 | Elect Michael Murphy | | Mgmt | For | For | For |
| | 1.7 | Elect Stephanie Tilenius | | Mgmt | For | For | For |
| | 1.8 | Elect Jide Zeitlin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Coca-Cola Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCE | CUSIP 19122T109 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jan Bennink | | Mgmt | For | For | For |
| | 1.2 | Elect John F. Brock | | Mgmt | For | For | For |
| | 1.3 | Elect Calvin Darden | | Mgmt | For | For | For |
| | 1.4 | Elect L. Phillip Humann | | Mgmt | For | For | For |
| | 1.5 | Elect Orrin H. Ingram II | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas H. Johnson | | Mgmt | For | For | For |
| | 1.7 | Elect Suzanne B. Labarge | | Mgmt | For | For | For |
| | 1.8 | Elect Veronique Morali | | Mgmt | For | For | For |
| | 1.9 | Elect Andrea L. Saia | | Mgmt | For | For | For |
| | 1.10 | Elect Garry Watts | | Mgmt | For | For | For |
| | 1.11 | Elect Curtis R. Welling | | Mgmt | For | For | For |
| | 1.12 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Cognizant Technology Solutions Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CTSH | CUSIP 192446102 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Maureen Breakiron-Evans | | Mgmt | For | For | For |
| | 2 | Elect John E. Klein | | Mgmt | For | For | For |
| | 3 | Elect Lakshmi Narayanan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | Amendment to the 2004 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Colgate-Palmolive Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CL | CUSIP 194162103 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nikesh Arora | | Mgmt | For | For | For |
| | 2 | Elect John T. Cahill | | Mgmt | For | For | For |
| | 3 | Elect Ian M. Cook | | Mgmt | For | For | For |
| | 4 | Elect Helene D. Gayle | | Mgmt | For | For | For |
| | 5 | Elect Ellen M. Hancock | | Mgmt | For | For | For |
| | 6 | Elect Joseph Jimenez | | Mgmt | For | For | For |
| | 7 | Elect Richard J. Kogan | | Mgmt | For | For | For |
| | 8 | Elect Delano E. Lewis | | Mgmt | For | For | For |
| | 9 | Elect J. Pedro Reinhard | | Mgmt | For | For | For |
| | 10 | Elect Stephen I. Sadove | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2013 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Comcast Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMCSA | CUSIP 20030N101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth J. Bacon | | Mgmt | For | For | For |
| | 1.2 | Elect Sheldon M. Bonovitz | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph J. Collins | | Mgmt | For | For | For |
| | 1.4 | Elect J. Michael Cook | | Mgmt | For | For | For |
| | 1.5 | Elect Gerald L. Hassell | | Mgmt | For | For | For |
| | 1.6 | Elect Jeffrey A. Honickman | | Mgmt | For | For | For |
| | 1.7 | Elect Eduardo G. Mestre | | Mgmt | For | For | For |
| | 1.8 | Elect Brian L. Roberts | | Mgmt | For | For | For |
| | 1.9 | Elect Ralph J. Roberts | | Mgmt | For | For | For |
| | 1.10 | Elect Johnathan A. Rodgers | | Mgmt | For | For | For |
| | 1.11 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 4 | Sharheolder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
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|
|
| Comerica Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMA | CUSIP 200340107 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph W. Babb, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Roger A. Cregg | | Mgmt | For | For | For |
| | 3 | Elect T. Kevin DeNicola | | Mgmt | For | For | For |
| | 4 | Elect Jacqueline P. Kane | | Mgmt | For | For | For |
| | 5 | Elect Richard G. Lindner | | Mgmt | For | For | For |
| | 6 | Elect Alfred A. Piergallini | | Mgmt | For | Against | Against |
| | 7 | Elect Robert S. Taubman | | Mgmt | For | For | For |
| | 8 | Elect Reginald M. Turner | | Mgmt | For | For | For |
| | 9 | Elect Nina G. Vaca | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Amendment to the 2006 Amended and Restated Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Computer Sciences Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSC | CUSIP 205363104 | | 08/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Irving Bailey, II | | Mgmt | For | For | For |
| | 2 | Elect David Barram | | Mgmt | For | For | For |
| | 3 | Elect Stephen Baum | | Mgmt | For | For | For |
| | 4 | Elect Erik Brynjolfsson | | Mgmt | For | For | For |
| | 5 | Elect Rodney Chase | | Mgmt | For | For | For |
| | 6 | Elect Judith Haberkorn | | Mgmt | For | For | For |
| | 7 | Elect J. Michael Lawrie | | Mgmt | For | For | For |
| | 8 | Elect Chong Sup Park | | Mgmt | For | For | For |
| | 9 | Elect Lawrence Zimmerman | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
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|
| CONSOL Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNX | CUSIP 20854P109 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.2 | Elect Philip W. Baxter | | Mgmt | For | For | For |
| | 1.3 | Elect James E. Altmeyer, Sr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect William E. Davis | | Mgmt | For | For | For |
| | 1.5 | Elect Raj K. Gupta | | Mgmt | For | For | For |
| | 1.6 | Elect David C. Hardesty, Jr. | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect John T. Mills | | Mgmt | For | For | For |
| | 1.8 | Elect William P. Powell | | Mgmt | For | For | For |
| | 1.9 | Elect Joseph T. Williams | | Mgmt | For | For | For |
| | 2 | Amendment to the Executive Annual Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 5 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Climate Change Report | | ShrHldr | Against | Against | For |
|
|
|
| Costco Wholesale Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COST | CUSIP 22160K105 | | 01/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Benjamin Carson, Sr. | | Mgmt | For | For | For |
| | 1.2 | Elect William Gates | | Mgmt | For | For | For |
| | 1.3 | Elect Hamilton James | | Mgmt | For | For | For |
| | 1.4 | Elect W. Craig Jelinek | | Mgmt | For | For | For |
| | 1.5 | Elect Jill Ruckelshaus | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Covidien Public Limited Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COV | CUSIP G2554F113 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | | Mgmt | For | For | For |
| | 2 | Elect Joy A. Amundson | | Mgmt | For | For | For |
| | 3 | Elect Craig Arnold | | Mgmt | For | For | For |
| | 4 | Elect Robert H. Brust | | Mgmt | For | For | For |
| | 5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Christopher J. Coughlin | | Mgmt | For | For | For |
| | 7 | Elect Randall J. Hogan, III | | Mgmt | For | For | For |
| | 8 | Elect Martin D. Madaus | | Mgmt | For | For | For |
| | 9 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 10 | Elect Joseph A. Zaccagnino | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Remuneration | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock and Incentive Plan | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 16 | Amendments to Articles to Update Share Transfer Procedures | | Mgmt | For | For | For |
| | 17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | | Mgmt | For | For | For |
|
|
|
| CVS Caremark Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVS | CUSIP 126650100 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. David Brown II | | Mgmt | For | For | For |
| | 2 | Elect David W. Dorman | | Mgmt | For | For | For |
| | 3 | Elect Anne M. Finucane | | Mgmt | For | For | For |
| | 4 | Elect Kristen E. Gibney Williams | | Mgmt | For | For | For |
| | 5 | Elect Larry J. Merlo | | Mgmt | For | For | For |
| | 6 | Elect Jean-Pierre Millon | | Mgmt | For | For | For |
| | 7 | Elect Richard J. Swift | | Mgmt | For | For | For |
| | 8 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 9 | Elect Tony L. White | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to the 2007 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 13 | Reduction of Voting Thresholds in the Fair Price Provision | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| D.R. Horton, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DHI | CUSIP 23331A109 | | 01/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Donald Horton | | Mgmt | For | For | For |
| | 2 | Elect Bradley Anderson | | Mgmt | For | For | For |
| | 3 | Elect Michael Buchanan | | Mgmt | For | For | For |
| | 4 | Elect Michael Hewatt | | Mgmt | For | For | For |
| | 5 | Elect Bob Scott | | Mgmt | For | For | For |
| | 6 | Elect Donald Tomnitz | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Dean Foods Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DF | CUSIP 242370104 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregg L. Engles | | Mgmt | For | For | For |
| | 2 | Elect Tom C. Davis | | Mgmt | For | For | For |
| | 3 | Elect Jim L. Turner | | Mgmt | For | For | For |
| | 4 | Elect Robert Wiseman | | Mgmt | For | For | For |
| | 5 | Reverse Stock Split | | Mgmt | For | For | For |
| | 6 | Amendment to the 2007 Stock Incentive Plan | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 8 | Ratification of Auditor | | Mgmt | For | For | For |
| | 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 11 | Shareholder Proposal Regarding Cow Dehorning | | ShrHldr | Against | Against | For |
| | 12 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| DIRECTV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DTV | CUSIP 25490A309 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Neil R. Austrian | | Mgmt | For | For | For |
| | 2 | Elect Ralph F. Boyd, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Abelardo E. Bru | | Mgmt | For | For | For |
| | 4 | Elect David B. Dillon | | Mgmt | For | For | For |
| | 5 | Elect Samuel A. DiPiazza, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Dixon R. Doll | | Mgmt | For | For | For |
| | 7 | Elect Charles R. Lee | | Mgmt | For | For | For |
| | 8 | Elect Peter A. Lund | | Mgmt | For | For | For |
| | 9 | Elect Nancy S. Newcomb | | Mgmt | For | For | For |
| | 10 | Elect Lorrie M. Norrington | | Mgmt | For | For | For |
| | 11 | Elect Michael D. White | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Discover Financial Services | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DFS | CUSIP 254709108 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey S. Aronin | | Mgmt | For | For | For |
| | 2 | Elect Mary K. Bush | | Mgmt | For | For | For |
| | 3 | Elect Gregory C. Case | | Mgmt | For | For | For |
| | 4 | Elect Cynthia A. Glassman | | Mgmt | For | For | For |
| | 5 | Elect Richard H. Lenny | | Mgmt | For | For | For |
| | 6 | Elect Thomas G. Maheras | | Mgmt | For | For | For |
| | 7 | Elect Michael H. Moskow | | Mgmt | For | For | For |
| | 8 | Elect David W. Nelms | | Mgmt | For | For | For |
| | 9 | Elect E. Follin Smith | | Mgmt | For | For | For |
| | 10 | Elect Mark A. Thierer | | Mgmt | For | For | For |
| | 11 | Elect Lawrence A. Weinbach | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| DISH Network Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DISH | CUSIP 25470M109 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph P. Clayton | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect James DeFranco | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Cantey M. Ergen | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Charles W. Ergen | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Steven R. Goodbarn | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Gary S. Howard | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect David K. Moskowitz | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Tom A. Ortolf | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Carl E. Vogel | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Dollar General Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DG | CUSIP 256677105 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raj Agrawal | | Mgmt | For | For | For |
| | 1.2 | Elect Warren F. Bryant | | Mgmt | For | For | For |
| | 1.3 | Elect Michael M. Calbert | | Mgmt | For | For | For |
| | 1.4 | Elect Sandra B. Cochran | | Mgmt | For | For | For |
| | 1.5 | Elect Richard W. Dreiling | | Mgmt | For | For | For |
| | 1.6 | Elect Patricia Fili-Krushel | | Mgmt | For | For | For |
| | 1.7 | Elect Adrian Jones | | Mgmt | For | For | For |
| | 1.8 | Elect William C. Rhodes III | | Mgmt | For | For | For |
| | 1.9 | Elect David B. Rickard | | Mgmt | For | For | For |
| | 2 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Dominion Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | D | CUSIP 25746U109 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William P. Barr | | Mgmt | For | For | For |
| | 2 | Elect Peter W. Brown | | Mgmt | For | For | For |
| | 3 | Elect Helen E. Dragas | | Mgmt | For | For | For |
| | 4 | Elect James O. Ellis, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Thomas F. Farrell II | | Mgmt | For | For | For |
| | 6 | Elect John W. Harris | | Mgmt | For | For | For |
| | 7 | Elect Robert S. Jepson, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Mark J. Kington | | Mgmt | For | For | For |
| | 9 | Elect Pamela L. Royal | | Mgmt | For | For | For |
| | 10 | Elect Robert H. Spilman, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Michael E. Szymanczyk | | Mgmt | For | For | For |
| | 12 | Elect David A. Wollard | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Linking Pay to Sustainability | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Regarding Nuclear Fuel Storage and Safety | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Financial Risks of Climate Change | | ShrHldr | Against | Against | For |
|
|
|
| Dr Pepper Snapple Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DPS | CUSIP 26138E109 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John L. Adams | | Mgmt | For | For | For |
| | 2 | Elect Ronald G. Rogers | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Re-Approval of the Material Terms under the Management Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Duke Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DUK | CUSIP 26441C204 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Barnet III | | Mgmt | For | For | For |
| | 1.2 | Elect G. Alex Bernhardt, Sr. | | Mgmt | For | For | For |
| | 1.3 | Elect Michael G. Browning | | Mgmt | For | For | For |
| | 1.4 | Elect Harris E. DeLoach, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Daniel R. DiMicco | | Mgmt | For | For | For |
| | 1.6 | Elect John H. Forsgren | | Mgmt | For | For | For |
| | 1.7 | Elect Ann Maynard Gray | | Mgmt | For | For | For |
| | 1.8 | Elect James H. Hance, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect John T. Herron | | Mgmt | For | For | For |
| | 1.10 | Elect James B. Hyler, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect E. Marie McKee | | Mgmt | For | For | For |
| | 1.12 | Elect E. James Reinsch | | Mgmt | For | For | For |
| | 1.13 | Elect James T. Rhodes | | Mgmt | For | For | For |
| | 1.14 | Elect James E. Rogers | | Mgmt | For | For | For |
| | 1.15 | Elect Carlos A. Saladrigas | | Mgmt | For | For | For |
| | 1.16 | Elect Philip R. Sharp | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Amended Short-Term Incentive Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
|
|
|
| EADS: European Aeronautic Defence and Space Company N.V. | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EAD | CINS N3114C808 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 6 | Accounts and Reports | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 9 | Appointment of Ernst & Young | | Mgmt | For | For | For |
| | 10 | Appointment of KPMG | | Mgmt | For | For | For |
| | 11 | Compensation Guidelines | | Mgmt | For | For | For |
| | 12 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 13 | Authority to Cancel Shares and Reduce Share Capital | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
|
|
|
| Eastman Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMN | CUSIP 277432100 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary E. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Brett D. Begemann | | Mgmt | For | For | For |
| | 3 | Elect Stephen R. Demeritt | | Mgmt | For | For | For |
| | 4 | Elect Robert M. Hernandez | | Mgmt | For | For | For |
| | 5 | Elect Julie F. Holder | | Mgmt | For | For | For |
| | 6 | Elect Renee J. Hornbaker | | Mgmt | For | For | For |
| | 7 | Elect Lewis M. Kling | | Mgmt | For | For | For |
| | 8 | Elect David W. Raisbeck | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Eaton Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP 278058102 | | 10/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Reduction in Share Premium Account to Create Distributable Reserves | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Eaton Corporation plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP G29183103 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect George S. Barrett | | Mgmt | For | For | For |
| | 2 | Elect Todd M. Bluedorn | | Mgmt | For | For | For |
| | 3 | Elect Christopher M. Connor | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Critelli | | Mgmt | For | For | For |
| | 5 | Elect Alexander M. Cutler | | Mgmt | For | For | For |
| | 6 | Elect Charles E. Golden | | Mgmt | For | For | For |
| | 7 | Elect Linda A. Hill | | Mgmt | For | For | For |
| | 8 | Elect Arthur E. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Ned C. Lautenbach | | Mgmt | For | For | For |
| | 10 | Elect Deborah L. McCoy | | Mgmt | For | For | For |
| | 11 | Elect Gregory R. Page | | Mgmt | For | For | For |
| | 12 | Elect Gerald B. Smith | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 14 | Senior Executive Incentive Compensation Plan | | Mgmt | For | For | For |
| | 15 | Executive Strategic Incentive Plan | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Issuance of Treasury Shares | | Mgmt | For | For | For |
|
|
|
| EBay Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EBAY | CUSIP 278642103 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David M. Moffett | | Mgmt | For | For | For |
| | 2 | Elect Richard T. Schlosberg, III | | Mgmt | For | For | For |
| | 3 | Elect Thomas J. Tierney | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Privacy and Data Security | | ShrHldr | Against | Against | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Edison International | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EIX | CUSIP 281020107 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jagjeet S. Bindra | | Mgmt | For | For | For |
| | 2 | Elect Vanessa C.L. Chang | | Mgmt | For | For | For |
| | 3 | Elect France A. Cordova | | Mgmt | For | For | For |
| | 4 | Elect Theodore F. Craver, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Bradford M. Freeman | | Mgmt | For | For | For |
| | 6 | Elect Luis G. Nogales | | Mgmt | For | For | For |
| | 7 | Elect Ronald L. Olson | | Mgmt | For | For | For |
| | 8 | Elect Richard T. Schlosberg, III | | Mgmt | For | For | For |
| | 9 | Elect Thomas C. Sutton | | Mgmt | For | For | For |
| | 10 | Elect Peter J. Taylor | | Mgmt | For | For | For |
| | 11 | Elect Brett White | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Electronic Arts Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EA | CUSIP 285512109 | | 07/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Leonard Coleman, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Jay Hoag | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey Huber | | Mgmt | For | For | For |
| | 4 | Elect Geraldine Laybourne | | Mgmt | For | For | For |
| | 5 | Elect Gregory Maffei | | Mgmt | For | Against | Against |
| | 6 | Elect Vivek Paul | | Mgmt | For | For | For |
| | 7 | Elect Lawrence Probst III | | Mgmt | For | For | For |
| | 8 | Elect John Riccitiello | | Mgmt | For | For | For |
| | 9 | Elect Richard Simonson | | Mgmt | For | For | For |
| | 10 | Elect Luis Ubinas | | Mgmt | For | For | For |
| | 11 | Amendment to the 2000 Equity Incentive Plan | | Mgmt | For | For | For |
| | 12 | Executive Bonus Plan | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Eli Lilly and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLY | CUSIP 532457108 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph Alvarez | | Mgmt | For | For | For |
| | 2 | Elect Sir Winfried Bischoff | | Mgmt | For | For | For |
| | 3 | Elect R. David Hoover | | Mgmt | For | For | For |
| | 4 | Elect Franklyn G. Prendergast | | Mgmt | For | For | For |
| | 5 | Elect Kathi P. Seifert | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | | Mgmt | For | For | For |
|
|
|
| Embraer SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMBR3 | CUSIP 29082A107 | | 03/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Management and Board Functions | | Mgmt | For | For | For |
| | 2 | Amendments to Articles Regarding Board Size and Election of Directors | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| Embraer SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMBR3 | CUSIP 29082A107 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Election of Directors | | Mgmt | For | For | For |
| | 4 | Election of Supervisory Council | | Mgmt | For | For | For |
| | 5 | Remuneration Policy | | Mgmt | For | Against | Against |
| | 6 | Supervisory Council's Fees | | Mgmt | For | For | For |
| | 7 | Amendments to the Stock Option Plan | | Mgmt | For | For | For |
| | 8 | Stock Option Plan for Board of Directors | | Mgmt | For | For | For |
|
|
|
| EMC Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EMC | CUSIP 268648102 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael W. Brown | | Mgmt | For | For | For |
| | 2 | Elect Randolph L. Cowen | | Mgmt | For | For | For |
| | 3 | Elect Gail Deegan | | Mgmt | For | For | For |
| | 4 | Elect James S. DiStasio | | Mgmt | For | For | For |
| | 5 | Elect John R. Egan | | Mgmt | For | For | For |
| | 6 | Elect Edmund F. Kelly | | Mgmt | For | For | For |
| | 7 | Elect Jami Miscik | | Mgmt | For | For | For |
| | 8 | Elect Windle B. Priem | | Mgmt | For | For | For |
| | 9 | Elect Paul Sagan | | Mgmt | For | For | For |
| | 10 | Elect David N. Strohm | | Mgmt | For | For | For |
| | 11 | Elect Joseph M. Tucci | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2003 Stock Plan | | Mgmt | For | For | For |
| | 15 | Amendment to the 1989 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 16 | Amendments to Articles and Bylaws Regarding Written Consent | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Emeritus Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ESC | CUSIP 291005106 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stanley L. Baty | | Mgmt | For | For | For |
| | 1.2 | Elect Granger Cobb | | Mgmt | For | For | For |
| | 1.3 | Elect Richard W. Macedonia | | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Equity Residential | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EQR | CUSIP 29476L107 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John W. Alexander | | Mgmt | For | For | For |
| | 1.2 | Elect Charles L. Atwood | | Mgmt | For | For | For |
| | 1.3 | Elect Linda Walker Bynoe | | Mgmt | For | For | For |
| | 1.4 | Elect Mary Kay Haben | | Mgmt | For | For | For |
| | 1.5 | Elect Bradley A. Keywell | | Mgmt | For | For | For |
| | 1.6 | Elect John E. Neal | | Mgmt | For | For | For |
| | 1.7 | Elect David J. Neithercut | | Mgmt | For | For | For |
| | 1.8 | Elect Mark S. Shapiro | | Mgmt | For | For | For |
| | 1.9 | Elect Gerald A. Spector | | Mgmt | For | For | For |
| | 1.10 | Elect B. Joseph White | | Mgmt | For | For | For |
| | 1.11 | Elect Samuel Zell | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Sustainability Report | | ShrHldr | Against | Against | For |
|
|
|
| Express Scripts Holding Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ESRX | CUSIP 30219G108 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary Benanav | | Mgmt | For | For | For |
| | 2 | Elect Maura Breen | | Mgmt | For | For | For |
| | 3 | Elect William DeLaney | | Mgmt | For | For | For |
| | 4 | Elect Nicholas LaHowchic | | Mgmt | For | For | For |
| | 5 | Elect Thomas Mac Mahon | | Mgmt | For | For | For |
| | 6 | Elect Frank Mergenthaler | | Mgmt | For | For | For |
| | 7 | Elect Woodrow Myers, Jr. | | Mgmt | For | For | For |
| | 8 | Elect John Parker, Jr. | | Mgmt | For | For | For |
| | 9 | Elect George Paz | | Mgmt | For | For | For |
| | 10 | Elect William Roper | | Mgmt | For | For | For |
| | 11 | Elect Samuel Skinner | | Mgmt | For | For | For |
| | 12 | Elect Seymour Sternberg | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Exxon Mobil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XOM | CUSIP 30231G102 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Boskin | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Brabeck-Letmathe | | Mgmt | For | For | For |
| | 1.3 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 1.4 | Elect Larry R. Faulkner | | Mgmt | For | For | For |
| | 1.5 | Elect Jay S. Fishman | | Mgmt | For | For | For |
| | 1.6 | Elect Henrietta H. Fore | | Mgmt | For | For | For |
| | 1.7 | Elect Kenneth C. Frazier | | Mgmt | For | For | For |
| | 1.8 | Elect William W. George | | Mgmt | For | For | For |
| | 1.9 | Elect Samuel J. Palmisano | | Mgmt | For | For | For |
| | 1.10 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 1.11 | Elect Rex W. Tillerson | | Mgmt | For | For | For |
| | 1.12 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 1.13 | Elect Edward E. Whitacre, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| F5 Networks, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FFIV | CUSIP 315616102 | | 03/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael Dreyer | | Mgmt | For | For | For |
| | 2 | Elect Sandra Bergeron | | Mgmt | For | For | For |
| | 3 | Elect Deborah L. Bevier | | Mgmt | For | For | For |
| | 4 | Elect Alan J. Higginson | | Mgmt | For | For | For |
| | 5 | Elect John McAdam | | Mgmt | For | For | For |
| | 6 | Elect Stephen Smith | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Facebook, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FB | CUSIP 30303M102 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marc L. Andreessen | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Erskine B. Bowles | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Susan D. Desmond-Hellmann | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Donald E. Graham | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Reed Hastings | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Sheryl K. Sandberg | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Peter A. Thiel | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Mark Zuckerberg | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| FedEx Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FDX | CUSIP 31428X106 | | 09/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James Barksdale | | Mgmt | For | For | For |
| | 2 | Elect John Edwardson | | Mgmt | For | For | For |
| | 3 | Elect Shirley Jackson | | Mgmt | For | For | For |
| | 4 | Elect Steven Loranger | | Mgmt | For | For | For |
| | 5 | Elect Gary Loveman | | Mgmt | For | For | For |
| | 6 | Elect R. Brad Martin | | Mgmt | For | For | For |
| | 7 | Elect Joshua Ramo | | Mgmt | For | For | For |
| | 8 | Elect Susan Schwab | | Mgmt | For | For | For |
| | 9 | Elect Frederick Smith | | Mgmt | For | For | For |
| | 10 | Elect Joshua Smith | | Mgmt | For | For | For |
| | 11 | Elect David Steiner | | Mgmt | For | For | For |
| | 12 | Elect Paul Walsh | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
|
|
|
| Fidelity National Information Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FIS | CUSIP 31620M106 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephan A. James | | Mgmt | For | For | For |
| | 2 | Elect Frank R. Martire | | Mgmt | For | For | For |
| | 3 | Elect Gary A. Norcross | | Mgmt | For | For | For |
| | 4 | Elect James B. Stallings | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Amendment to the 2008 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Fifth Third Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FITB | CUSIP 316773209 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Darryl F. Allen | | Mgmt | For | For | For |
| | 2 | Elect Evan Bayh | | Mgmt | For | For | For |
| | 3 | Elect Ulysses L. Bridgeman, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Emerson L. Brumback | | Mgmt | For | For | For |
| | 5 | Elect James P. Hackett | | Mgmt | For | For | For |
| | 6 | Elect Gary R. Heminger | | Mgmt | For | For | For |
| | 7 | Elect Jewell D. Hoover | | Mgmt | For | For | For |
| | 8 | Elect William M. Isaac | | Mgmt | For | For | For |
| | 9 | Elect Kevin T. Kabat | | Mgmt | For | For | For |
| | 10 | Elect Mitchel D. Livingston | | Mgmt | For | For | For |
| | 11 | Elect Michael B. McCallister | | Mgmt | For | For | For |
| | 12 | Elect Hendrick G. Meijer | | Mgmt | For | For | For |
| | 13 | Elect John J. Schiff, Jr. | | Mgmt | For | For | For |
| | 14 | Elect Marsha C. Williams | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| First Solar, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FSLR | CUSIP 336433107 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Ahearn | | Mgmt | For | For | For |
| | 1.2 | Elect Richard D. Chapman | | Mgmt | For | For | For |
| | 1.3 | Elect George A. Hambro | | Mgmt | For | For | For |
| | 1.4 | Elect James A. Hughes | | Mgmt | For | For | For |
| | 1.5 | Elect Craig Kennedy | | Mgmt | For | For | For |
| | 1.6 | Elect James F. Nolan | | Mgmt | For | For | For |
| | 1.7 | Elect William J. Post | | Mgmt | For | For | For |
| | 1.8 | Elect J. Thomas Presby | | Mgmt | For | For | For |
| | 1.9 | Elect Paul H. Stebbins | | Mgmt | For | For | For |
| | 1.10 | Elect Michael T. Sweeney | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
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| Firstenergy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FE | CUSIP 337932107 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul T. Addison | | Mgmt | For | For | For |
| | 1.2 | Elect Anthony J. Alexander | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Anderson | | Mgmt | For | For | For |
| | 1.4 | Elect Carol A. Cartwright | | Mgmt | For | For | For |
| | 1.5 | Elect William T. Cottle | | Mgmt | For | For | For |
| | 1.6 | Elect Robert B. Heisler, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Julia L. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Ted J. Kleisner | | Mgmt | For | For | For |
| | 1.9 | Elect Donald T. Misheff | | Mgmt | For | For | For |
| | 1.10 | Elect Ernest J. Novak, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect Christopher D. Pappas | | Mgmt | For | For | For |
| | 1.12 | Elect Catherine A. Rein | | Mgmt | For | For | For |
| | 1.13 | Elect George M. Smart | | Mgmt | For | For | For |
| | 1.14 | Elect Wesley M. Taylor | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation Benchmarking | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 9 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| FMC Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FMC | CUSIP 302491303 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 2 | Elect Dirk A. Kempthorne | | Mgmt | For | For | For |
| | 3 | Elect Robert C. Pallash | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
|
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| FMC Technologies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FTI | CUSIP 30249U101 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Eleazar de Carvalho Filho | | Mgmt | For | For | For |
| | 2 | Elect Claire S. Farley | | Mgmt | For | For | For |
| | 3 | Elect Joseph H. Netherland | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Amendment to the Incentive Compensation and Stock Plan | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Ford Motor Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | F | CUSIP 345370860 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen G. Butler | | Mgmt | For | For | For |
| | 2 | Elect Kimberly A. Casiano | | Mgmt | For | For | For |
| | 3 | Elect Anthony F. Earley, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Edsel B. Ford II | | Mgmt | For | For | For |
| | 5 | Elect William C. Ford, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Richard A. Gephardt | | Mgmt | For | For | For |
| | 7 | Elect James H. Hance, Jr. | | Mgmt | For | For | For |
| | 8 | Elect William W. Helman IV | | Mgmt | For | For | For |
| | 9 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Richard A. Manoogian | | Mgmt | For | For | For |
| | 11 | Elect Ellen R. Marram | | Mgmt | For | For | For |
| | 12 | Elect Alan Mulally | | Mgmt | For | For | For |
| | 13 | Elect Homer A. Neal | | Mgmt | For | For | For |
| | 14 | Elect Gerald L. Shaheen | | Mgmt | For | For | For |
| | 15 | Elect John L. Thornton | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 18 | Reapproval of the Annual Incentive Compensation Plan | | Mgmt | For | For | For |
| | 19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 20 | Approval of the Tax Benefit Preservation Plan | | Mgmt | For | For | For |
| | 21 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
|
|
|
| Fortune Brands Home & Security, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FBHS | CUSIP 34964C106 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard A. Goldstein | | Mgmt | For | For | For |
| | 2 | Elect Christopher J. Klein | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 6 | Executive Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Franklin Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BEN | CUSIP 354613101 | | 03/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Samuel H. Armacost | | Mgmt | For | For | For |
| | 2 | Elect Peter K. Barker | | Mgmt | For | For | For |
| | 3 | Elect Charles Crocker | | Mgmt | For | For | For |
| | 4 | Elect Charles B. Johnson | | Mgmt | For | For | For |
| | 5 | Elect Gregory E. Johnson | | Mgmt | For | For | For |
| | 6 | Elect Rupert H. Johnson, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Mark C. Pigott | | Mgmt | For | For | For |
| | 8 | Elect Chutta Ratnathicam | | Mgmt | For | For | For |
| | 9 | Elect Laura Stein | | Mgmt | For | For | For |
| | 10 | Elect Anne M. Tatlock | | Mgmt | For | For | For |
| | 11 | Elect Geoffrey Y. Yang | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Genocide-Free Investing | | ShrHldr | Against | Against | For |
|
|
|
| General Dynamics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GD | CUSIP 369550108 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary Barra | | Mgmt | For | For | For |
| | 2 | Elect Nicholas Chabraja | | Mgmt | For | For | For |
| | 3 | Elect James Crown | | Mgmt | For | For | For |
| | 4 | Elect William Fricks | | Mgmt | For | For | For |
| | 5 | Elect Paul Kaminski | | Mgmt | For | For | For |
| | 6 | Elect John Keane | | Mgmt | For | For | For |
| | 7 | Elect Lester Lyles | | Mgmt | For | For | For |
| | 8 | Elect Phebe Novakovic | | Mgmt | For | For | For |
| | 9 | Elect William Osborn | | Mgmt | For | For | For |
| | 10 | Elect Sir Robert Walmsley | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| General Motors Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GM | CUSIP 37045V100 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel F. Akerson | | Mgmt | For | For | For |
| | 2 | Elect David Bonderman | | Mgmt | For | Against | Against |
| | 3 | Elect Erroll B. Davis, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Stephen J. Girsky | | Mgmt | For | For | For |
| | 5 | Elect E. Neville Isdell | | Mgmt | For | For | For |
| | 6 | Elect Robert D. Krebs | | Mgmt | For | For | For |
| | 7 | Elect Kathryn V. Marinello | | Mgmt | For | For | For |
| | 8 | Elect Michael G. Mullen | | Mgmt | For | For | For |
| | 9 | Elect James J. Mulva | | Mgmt | For | For | For |
| | 10 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 11 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 12 | Elect Theodore M. Solso | | Mgmt | For | For | For |
| | 13 | Elect Carol M. Stephenson | | Mgmt | For | For | For |
| | 14 | Elect Cynthia A. Telles | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Gilead Sciences, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GILD | CUSIP 375558103 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Cogan | | Mgmt | For | For | For |
| | 1.2 | Elect Etienne F. Davignon | | Mgmt | For | For | For |
| | 1.3 | Elect Carla A. Hills | | Mgmt | For | For | For |
| | 1.4 | Elect Kevin E. Lofton | | Mgmt | For | For | For |
| | 1.5 | Elect John W. Madigan | | Mgmt | For | For | For |
| | 1.6 | Elect John C. Martin | | Mgmt | For | For | For |
| | 1.7 | Elect Nicholas G. Moore | | Mgmt | For | For | For |
| | 1.8 | Elect Richard J. Whitley | | Mgmt | For | For | For |
| | 1.9 | Elect Gayle E. Wilson | | Mgmt | For | For | For |
| | 1.10 | Elect Per Wold-Olsen | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Increase of Authorized Common Shares | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Glencore International plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GLEN | CINS G39420107 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Ivan Glasenberg | | Mgmt | For | Against | Against |
| | 4 | Elect Anthony B. Hayward | | Mgmt | For | Against | Against |
| | 5 | Elect Leonhard Fischer | | Mgmt | For | Against | Against |
| | 6 | Elect William E. Macaulay | | Mgmt | For | Against | Against |
| | 7 | Elect John R.H. Bond | | Mgmt | For | Against | Against |
| | 8 | Elect Sir Steve Robson | | Mgmt | For | Against | Against |
| | 9 | Elect Ian C. Strachan | | Mgmt | For | Against | Against |
| | 10 | Elect Con Fauconnier | | Mgmt | For | Against | Against |
| | 11 | Elect Peter Hooley | | Mgmt | For | Against | Against |
| | 12 | Elect Simon Murray | | Mgmt | For | Against | Against |
| | 13 | Elect Steven Kalmin | | Mgmt | For | Against | Against |
| | 14 | Elect Peter R. Coates | | Mgmt | For | Against | Against |
| | 15 | Elect LI Ning | | Mgmt | For | Against | Against |
| | 16 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 17 | Appointment of Auditor | | Mgmt | For | For | For |
| | 18 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 22 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 23 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
|
|
|
| Goldman Sachs Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GS | CUSIP 38141G104 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lloyd C. Blankfein | | Mgmt | For | For | For |
| | 2 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 3 | Elect Gary D. Cohn | | Mgmt | For | For | For |
| | 4 | Elect Claes Dahlback | | Mgmt | For | For | For |
| | 5 | Elect William W. George | | Mgmt | For | For | For |
| | 6 | Elect James A. Johnson | | Mgmt | For | For | For |
| | 7 | Elect Lakshmi N. Mittal | | Mgmt | For | For | For |
| | 8 | Elect Adebayo O. Ogunlesi | | Mgmt | For | For | For |
| | 9 | Elect James J. Schiro | | Mgmt | For | For | For |
| | 10 | Elect Debra L. Spar | | Mgmt | For | For | For |
| | 11 | Elect Mark E. Tucker | | Mgmt | For | For | For |
| | 12 | Elect David A. Viniar | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2013 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Sale of the Company | | ShrHldr | Against | Against | For |
|
|
|
| Google Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GOOG | CUSIP 38259P508 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Page | | Mgmt | For | For | For |
| | 1.2 | Elect Sergey Brin | | Mgmt | For | For | For |
| | 1.3 | Elect Eric E. Schmidt | | Mgmt | For | For | For |
| | 1.4 | Elect L. John Doerr | | Mgmt | For | For | For |
| | 1.5 | Elect Diane B. Greene | | Mgmt | For | For | For |
| | 1.6 | Elect John L. Hennessy | | Mgmt | For | For | For |
| | 1.7 | Elect Ann Mather | | Mgmt | For | For | For |
| | 1.8 | Elect Paul S. Otellini | | Mgmt | For | For | For |
| | 1.9 | Elect K. Ram Shriram | | Mgmt | For | For | For |
| | 1.10 | Elect Shirley M. Tilghman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Lead Batteries | | ShrHldr | Against | Against | For |
| | 4 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding CEO Succession Planning | | ShrHldr | Against | Against | For |
|
|
|
| H.J. Heinz Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HNZ | CUSIP 423074103 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | For | For |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert Malone | | Mgmt | For | For | For |
| | 10 | Elect Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to Company Stock and Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| Hartford Financial Services Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HIG | CUSIP 416515104 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert B. Allardice III | | Mgmt | For | For | For |
| | 2 | Elect Trevor Fetter | | Mgmt | For | For | For |
| | 3 | Elect Paul G. Kirk, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Liam E. McGee | | Mgmt | For | For | For |
| | 5 | Elect Kathryn A. Mikells | | Mgmt | For | For | For |
| | 6 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 7 | Elect Thomas A. Renyi | | Mgmt | For | For | For |
| | 8 | Elect Charles B. Strauss | | Mgmt | For | For | For |
| | 9 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Hasbro, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAS | CUSIP 418056107 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Basil L. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Alan R. Batkin | | Mgmt | For | For | For |
| | 1.3 | Elect Frank J. Biondi, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth A. Bronfin | | Mgmt | For | For | For |
| | 1.5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Michael W.O. Garrett | | Mgmt | For | For | For |
| | 1.7 | Elect Lisa Gersh | | Mgmt | For | For | For |
| | 1.8 | Elect Brian D. Goldner | | Mgmt | For | For | For |
| | 1.9 | Elect Jack M. Greenberg | | Mgmt | For | For | For |
| | 1.10 | Elect Alan Hassenfeld | | Mgmt | For | For | For |
| | 1.11 | Elect Tracy A. Leinbach | | Mgmt | For | For | For |
| | 1.12 | Elect Edward M. Philip | | Mgmt | For | For | For |
| | 1.13 | Elect Alfred J. Verrecchia | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2003 Stock Incentive Performance Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Supplier Sustainability Report | | ShrHldr | Against | Against | For |
|
|
|
| HCP, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HCP | CUSIP 40414L109 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James F. Flaherty III | | Mgmt | For | For | For |
| | 2 | Elect Christine N. Garvey | | Mgmt | For | For | For |
| | 3 | Elect David B. Henry | | Mgmt | For | For | For |
| | 4 | Elect Lauralee E. Martin | | Mgmt | For | For | For |
| | 5 | Elect Michael D. McKee | | Mgmt | For | For | For |
| | 6 | Elect Peter L. Rhein | | Mgmt | For | For | For |
| | 7 | Elect Kenneth B. Roath | | Mgmt | For | For | For |
| | 8 | Elect Joseph P. Sullivan | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Health Care Reit, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HCN | CUSIP 42217K106 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William C. Ballard, Jr. | | Mgmt | For | For | For |
| | 2 | Elect George L. Chapman | | Mgmt | For | For | For |
| | 3 | Elect Thomas J. DeRosa | | Mgmt | For | For | For |
| | 4 | Elect Jeffrey H. Donahue | | Mgmt | For | For | For |
| | 5 | Elect Peter J. Grua | | Mgmt | For | For | For |
| | 6 | Elect Fred S. Klipsch | | Mgmt | For | For | For |
| | 7 | Elect Sharon M. Oster | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey R. Otten | | Mgmt | For | For | For |
| | 9 | Elect Judith C. Pelham | | Mgmt | For | For | For |
| | 10 | Elect R. Scott Trumbull | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| HealthSouth Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HLS | CUSIP 421924408 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John W. Chidsey | | Mgmt | For | For | For |
| | 1.2 | Elect Donald L. Correll | | Mgmt | For | For | For |
| | 1.3 | Elect Yvonne M. Curl | | Mgmt | For | For | For |
| | 1.4 | Elect Charles M. Elson | | Mgmt | For | For | For |
| | 1.5 | Elect Jay Grinney | | Mgmt | For | For | For |
| | 1.6 | Elect Jon F. Hanson | | Mgmt | For | For | For |
| | 1.7 | Elect Joan E. Herman | | Mgmt | For | For | For |
| | 1.8 | Elect Leo I. Higdon, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Leslye G. Katz | | Mgmt | For | For | For |
| | 1.10 | Elect John E. Maupin, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect L. Edward Shaw, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Hewlett-Packard Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HPQ | CUSIP 428236103 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc Andreessen | | Mgmt | For | For | For |
| | 2 | Elect Shumeet Banerji | | Mgmt | For | For | For |
| | 3 | Elect Rajiv Gupta | | Mgmt | For | For | For |
| | 4 | Elect John Hammergren | | Mgmt | For | For | For |
| | 5 | Elect Raymond. Lane | | Mgmt | For | For | For |
| | 6 | Elect Ann Livermore | | Mgmt | For | For | For |
| | 7 | Elect Gary Reiner | | Mgmt | For | For | For |
| | 8 | Elect Patricia Russo | | Mgmt | For | For | For |
| | 9 | Elect G. Kennedy Thompson | | Mgmt | For | For | For |
| | 10 | Elect Margaret Whitman | | Mgmt | For | For | For |
| | 11 | Elect Ralph Whitworth | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | Amendment to Bylaws to Permit Shareholder Proxy Access | | Mgmt | For | For | For |
| | 15 | Amendment to the 2004 Stock Incentive Plan | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Review of Human Rights | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| HomeAway Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AWAY | CUSIP 43739Q100 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian H. Sharples | | Mgmt | For | For | For |
| | 1.2 | Elect Charles C. Baker | | Mgmt | For | For | For |
| | 1.3 | Elect Tina B. Sharkey | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Honeywell International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HON | CUSIP 438516106 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gordon M. Bethune | | Mgmt | For | For | For |
| | 2 | Elect Kevin Burke | | Mgmt | For | For | For |
| | 3 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Davis | | Mgmt | For | For | For |
| | 6 | Elect Linnet F. Deily | | Mgmt | For | For | For |
| | 7 | Elect Judd Gregg | | Mgmt | For | For | For |
| | 8 | Elect Lord Clive Hollick | | Mgmt | For | For | For |
| | 9 | Elect Grace D. Lieblein | | Mgmt | For | For | For |
| | 10 | Elect George Paz | | Mgmt | For | For | For |
| | 11 | Elect Bradley T. Sheares | | Mgmt | For | For | For |
| | 12 | Elect Robin L. Washington | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Hormel Foods Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HRL | CUSIP 440452100 | | 01/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Terrell Crews | | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey Ettinger | | Mgmt | For | For | For |
| | 1.3 | Elect Jody Feragen | | Mgmt | For | For | For |
| | 1.4 | Elect Glenn Forbes | | Mgmt | For | For | For |
| | 1.5 | Elect Stephen Lacy | | Mgmt | For | For | For |
| | 1.6 | Elect Susan Marvin | | Mgmt | For | For | For |
| | 1.7 | Elect John Morrison | | Mgmt | For | For | For |
| | 1.8 | Elect Elsa Murano | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Robert Nakasone | | Mgmt | For | For | For |
| | 1.10 | Elect Susan Nestegard | | Mgmt | For | For | For |
| | 1.11 | Elect Dakota Pippins | | Mgmt | For | For | For |
| | 1.12 | Elect Christopher Policinski | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Operators’ Share Incentive Compensation Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Host Hotels & Resorts, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HST | CUSIP 44107P104 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sheila C. Bair | | Mgmt | For | For | For |
| | 2 | Elect Robert M. Baylis | | Mgmt | For | For | For |
| | 3 | Elect Terence C. Golden | | Mgmt | For | For | For |
| | 4 | Elect Ann McLaughlin Korologos | | Mgmt | For | For | For |
| | 5 | Elect Richard E. Marriott | | Mgmt | For | For | For |
| | 6 | Elect John B. Morse, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Walt Rakowich | | Mgmt | For | For | For |
| | 8 | Elect Gordon H. Smith | | Mgmt | For | For | For |
| | 9 | Elect W. Edward Walter | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Humana Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HUM | CUSIP 444859102 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bruce D. Broussard | | Mgmt | For | For | For |
| | 2 | Elect Frank A. D'Amelio | | Mgmt | For | For | For |
| | 3 | Elect W. Roy Dunbar | | Mgmt | For | For | For |
| | 4 | Elect Kurt Hilzinger | | Mgmt | For | For | For |
| | 5 | Elect David Jones Jr. | | Mgmt | For | For | For |
| | 6 | Elect Michael McCallister | | Mgmt | For | For | For |
| | 7 | Elect William McDonald | | Mgmt | For | For | For |
| | 8 | Elect William Mitchell | | Mgmt | For | For | For |
| | 9 | Elect David Nash | | Mgmt | For | For | For |
| | 10 | Elect James O'Brien | | Mgmt | For | For | For |
| | 11 | Elect Marissa Peterson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
|
|
|
| Huntsman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HUN | CUSIP 447011107 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Nolan D. Archibald | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect M. Anthony Burns | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Robert J. Margetts | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Intel Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INTC | CUSIP 458140100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charlene Barshefsky | | Mgmt | For | Against | Against |
| | 2 | Elect Andy D. Bryant | | Mgmt | For | For | For |
| | 3 | Elect Susan L. Decker | | Mgmt | For | For | For |
| | 4 | Elect John J. Donahoe | | Mgmt | For | For | For |
| | 5 | Elect Reed E. Hundt | | Mgmt | For | For | For |
| | 6 | Elect James D. Plummer | | Mgmt | For | For | For |
| | 7 | Elect David S. Pottruck | | Mgmt | For | For | For |
| | 8 | Elect Frank D. Yeary | | Mgmt | For | For | For |
| | 9 | Elect David B. Yoffie | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to the 2006 Equity Incentive Plan | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| International Business Machines Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IBM | CUSIP 459200101 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alain J. P. Belda | | Mgmt | For | For | For |
| | 2 | Elect William R. Brody | | Mgmt | For | For | For |
| | 3 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| | 4 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 5 | Elect David N. Farr | | Mgmt | For | For | For |
| | 6 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 7 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 9 | Elect James W. Owens | | Mgmt | For | For | For |
| | 10 | Elect Virginia M. Rometty | | Mgmt | For | For | For |
| | 11 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 12 | Elect Sidney Taurel | | Mgmt | For | For | For |
| | 13 | Elect Lorenzo H Zambrano | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| International Paper Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IP | CUSIP 460146103 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David J. Bronczek | | Mgmt | For | For | For |
| | 2 | Elect Ahmet C. Dorduncu | | Mgmt | For | For | For |
| | 3 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 4 | Elect Ilene S. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Stacey J. Mobley | | Mgmt | For | For | For |
| | 6 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 7 | Elect John L. Townsend, III | | Mgmt | For | For | For |
| | 8 | Elect John F. Turner | | Mgmt | For | For | For |
| | 9 | Elect William G. Walter | | Mgmt | For | For | For |
| | 10 | Elect J. Steven Whisler | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Right to Act by Written Consent | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Intrepid Potash, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IPI | CUSIP 46121Y102 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect J. Landis Martin | | Mgmt | For | For | For |
| | 2 | Elect Barth E. Whitham | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Intuitive Surgical, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ISRG | CUSIP 46120E602 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Amal M. Johnson | | Mgmt | For | For | For |
| | 2 | Elect Eric H. Halvorson | | Mgmt | For | For | For |
| | 3 | Elect Alan J. Levy | | Mgmt | For | For | For |
| | 4 | Amendment to the 2010 Incentive Award Plan | | Mgmt | For | Against | Against |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Invesco Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IVZ | CUSIP G491BT108 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph R. Canion | | Mgmt | For | For | For |
| | 2 | Elect Edward P. Lawrence | | Mgmt | For | For | For |
| | 3 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Amendment to the Executive Incentive Bonus Plan | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| JDS Uniphase Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JDSU | CUSIP 46612J507 | | 11/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard Belluzzo | | Mgmt | For | For | For |
| | 2 | Elect Harold Covert | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | Amendment to the 2003 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Johnson & Johnson | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JNJ | CUSIP 478160104 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary Sue Coleman | | Mgmt | For | For | For |
| | 2 | Elect James G. Cullen | | Mgmt | For | For | For |
| | 3 | Elect Ian E.L. Davis | | Mgmt | For | For | For |
| | 4 | Elect Alex Gorsky | | Mgmt | For | For | For |
| | 5 | Elect Michael M. E. Johns | | Mgmt | For | For | For |
| | 6 | Elect Susan L. Lindquist | | Mgmt | For | For | For |
| | 7 | Elect Anne M. Mulcahy | | Mgmt | For | For | For |
| | 8 | Elect Leo F. Mullin | | Mgmt | For | For | For |
| | 9 | Elect William D. Perez | | Mgmt | For | For | For |
| | 10 | Elect Charles Prince | | Mgmt | For | For | For |
| | 11 | Elect A. Eugene Washington | | Mgmt | For | For | For |
| | 12 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Johnson Controls, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JCI | CUSIP 478366107 | | 01/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Abney | | Mgmt | For | For | For |
| | 1.2 | Elect Julie Bushman | | Mgmt | For | For | For |
| | 1.3 | Elect Eugenio Clariond Reyes-Retana | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey Joerres | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 4 | 2012 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Joy Global Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JOY | CUSIP 481165108 | | 03/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Steven L. Gerard | | Mgmt | For | For | For |
| | 1.2 | Elect John T. Gremp | | Mgmt | For | For | For |
| | 1.3 | Elect John N. Hanson | | Mgmt | For | For | For |
| | 1.4 | Elect Gale E. Klappa | | Mgmt | For | For | For |
| | 1.5 | Elect Richard B. Loynd | | Mgmt | For | For | For |
| | 1.6 | Elect P. Eric Siegert | | Mgmt | For | For | For |
| | 1.7 | Elect Michael W. Sutherlin | | Mgmt | For | For | For |
| | 1.8 | Elect James H. Tate | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | | Mgmt | N/A | For | N/A |
|
|
|
| JPMorgan Chase & Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JPM | CUSIP 46625H100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James A. Bell | | Mgmt | For | For | For |
| | 2 | Elect Crandall C. Bowles | | Mgmt | For | For | For |
| | 3 | Elect Stephen B. Burke | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect James S. Crown | | Mgmt | For | For | For |
| | 6 | Elect James Dimon | | Mgmt | For | For | For |
| | 7 | Elect Timothy P. Flynn | | Mgmt | For | For | For |
| | 8 | Elect Ellen V. Futter | | Mgmt | For | For | For |
| | 9 | Elect Laban P. Jackson, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Lee R. Raymond | | Mgmt | For | For | For |
| | 11 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Allow Shareholders to Act by Written Consent | | Mgmt | For | For | For |
| | 15 | Key Executive Performance Plan | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Genocide-Free Investing | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| KBR, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KBR | CUSIP 48242W106 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect W. Frank Blount | | Mgmt | For | For | For |
| | 1.2 | Elect Loren K. Carroll | | Mgmt | For | For | For |
| | 1.3 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey E. Curtiss | | Mgmt | For | For | For |
| | 1.5 | Elect Jack B. Moore | | Mgmt | For | For | For |
| | 1.6 | Elect William P. Utt | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kellogg Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | K | CUSIP 487836108 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gordon Gund | | Mgmt | For | For | For |
| | 1.2 | Elect Mary Laschinger | | Mgmt | For | For | For |
| | 1.3 | Elect Ann McLaughlin Korologos | | Mgmt | For | For | For |
| | 1.4 | Elect Cynthia H. Milligan | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Kimco Realty Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KIM | CUSIP 49446R109 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Milton Cooper | | Mgmt | For | For | For |
| | 1.2 | Elect Philip E. Coviello | | Mgmt | For | For | For |
| | 1.3 | Elect Richard G. Dooley | | Mgmt | For | For | For |
| | 1.4 | Elect Joe Grills | | Mgmt | For | For | For |
| | 1.5 | Elect David B. Henry | | Mgmt | For | For | For |
| | 1.6 | Elect F. Patrick Hughes | | Mgmt | For | For | For |
| | 1.7 | Elect Frank Lourenso | | Mgmt | For | For | For |
| | 1.8 | Elect Colombe M. Nicholas | | Mgmt | For | For | For |
| | 1.9 | Elect Richard Saltzman | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Kinross Gold Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | K | CUSIP 496902404 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John A. Brough | | Mgmt | For | For | For |
| | 1.2 | Elect John K. Carrington | | Mgmt | For | For | For |
| | 1.3 | Elect John M. H. Huxley | | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth C. Irving | | Mgmt | For | For | For |
| | 1.5 | Elect John A. Keyes | | Mgmt | For | For | For |
| | 1.6 | Elect John A. Macken | | Mgmt | For | For | For |
| | 1.7 | Elect Catherine McLeod-Seltzer | | Mgmt | For | For | For |
| | 1.8 | Elect John E. Oliver | | Mgmt | For | For | For |
| | 1.9 | Elect Una M. Power | | Mgmt | For | For | For |
| | 1.10 | Elect Terence C.W. Reid | | Mgmt | For | For | For |
| | 1.11 | Elect J. Paul Rollinson | | Mgmt | For | For | For |
| | 1.12 | Elect Ruth G. Woods | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kraft Foods Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KRFT | CUSIP 50076Q106 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Abelardo E. Bru | | Mgmt | For | For | For |
| | 2 | Elect Jeanne P. Jackson | | Mgmt | For | For | For |
| | 3 | Elect E. Follin Smith | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 6 | Reapproval of the 2012 Performance Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHldr | Against | Against | For |
|
|
|
| L-3 Communications Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLL | CUSIP 502424104 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Claude Canizares | | Mgmt | For | For | For |
| | 2 | Elect Thomas Corcoran | | Mgmt | For | For | For |
| | 3 | Elect Lloyd Newton | | Mgmt | For | For | For |
| | 4 | Elect Vincent Pagano, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Alan Washkowitz | | Mgmt | For | For | For |
| | 6 | Amendment to the 2008 Long Term Performance Plan | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Elimination of Board Supermajority Requirement | | Mgmt | For | For | For |
| | 9 | Provide Right to Act by Written Consent | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Las Vegas Sands Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LVS | CUSIP 517834107 | | 06/05/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sheldon G. Adelson | | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Irwin Chafetz | | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Victor Chaltiel | | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Charles A. Koppelman | | Mgmt | For | TNA | N/A |
| | 2 | Amendment to the 2004 Equity Award Plan | | Mgmt | For | TNA | N/A |
| | 3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | | Mgmt | For | TNA | N/A |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
|
|
|
| Legg Mason, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LM | CUSIP 524901 | | 07/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Angelica | | Mgmt | For | For | For |
| | 1.2 | Elect Barry Huff | | Mgmt | For | For | For |
| | 1.3 | Elect John Koerner III | | Mgmt | For | For | For |
| | 1.4 | Elect Cheryl Krongard | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Lincoln National Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LNC | CUSIP 534187109 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William J. Avery | | Mgmt | For | For | For |
| | 2 | Elect William H. Cunningham | | Mgmt | For | For | For |
| | 3 | Elect William P. Payne | | Mgmt | For | For | For |
| | 4 | Elect Patrick S. Pittard | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Lorillard, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LO | CUSIP 544147101 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 2 | Elect Andrew H. Card, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Virgis W. Colbert | | Mgmt | For | For | For |
| | 4 | Elect Richard W. Roedel | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Lowe's Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LOW | CUSIP 548661107 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raul Alvarez | | Mgmt | For | For | For |
| | 1.2 | Elect David W. Bernauer | | Mgmt | For | For | For |
| | 1.3 | Elect Leonard L. Berry | | Mgmt | For | For | For |
| | 1.4 | Elect Peter C. Browning | | Mgmt | For | For | For |
| | 1.5 | Elect Richard W. Dreiling | | Mgmt | For | For | For |
| | 1.6 | Elect Dawn E. Hudson | | Mgmt | For | For | For |
| | 1.7 | Elect Robert L. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 1.9 | Elect Richard K. Lochridge | | Mgmt | For | For | For |
| | 1.10 | Elect Robert A. Niblock | | Mgmt | For | For | For |
| | 1.11 | Elect Eric C. Wiseman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| LyondellBasell Industries NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LYB | CUSIP N53745100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jacques Aigrain | | Mgmt | For | For | For |
| | 1.2 | Elect Scott M. Kleinman | | Mgmt | For | For | For |
| | 1.3 | Elect Bruce A. Smith | | Mgmt | For | For | For |
| | 2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | | Mgmt | For | For | For |
| | 3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | For | For | For |
| | 4 | Discharge From Liability Of Members Of The Supervisory Board | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 7 | Approval of Compensation of the Members of the Supervisory Board | | Mgmt | For | For | For |
| | 8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | | Mgmt | For | For | For |
| | 9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | | Mgmt | For | For | For |
| | 12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | | Mgmt | For | For | For |
|
|
|
| M.D.C. Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDC | CUSIP 552676108 | | 03/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael A. Berman | | Mgmt | For | For | For |
| | 1.2 | Elect Herbert T. Buchwald | | Mgmt | For | For | For |
| | 1.3 | Elect Larry A. Mizel | | Mgmt | For | For | For |
| | 2 | 2013 Executive Officer Performance-Based Compensation Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| M/I Homes, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MHO | CUSIP 55305B101 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Friedrich K. M. Bohm | | Mgmt | For | For | For |
| | 1.2 | Elect William H. Carter | | Mgmt | For | For | For |
| | 1.3 | Elect Michael P. Glimcher | | Mgmt | For | For | For |
| | 1.4 | Elect Robert H. Schottenstein | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Macy's Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | M | CUSIP 55616P104 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 2 | Elect Deirdre P. Connelly | | Mgmt | For | For | For |
| | 3 | Elect Meyer Feldberg | | Mgmt | For | For | For |
| | 4 | Elect Sara Levinson | | Mgmt | For | For | For |
| | 5 | Elect Terry J. Lundgren | | Mgmt | For | For | For |
| | 6 | Elect Joseph Neubauer | | Mgmt | For | For | For |
| | 7 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 8 | Elect Paul C. Varga | | Mgmt | For | For | For |
| | 9 | Elect Craig E. Weatherup | | Mgmt | For | For | For |
| | 10 | Elect Marna C. Whittington | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Marathon Oil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRO | CUSIP 565849106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory H. Boyce | | Mgmt | For | For | For |
| | 2 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 3 | Elect Clarence P. Cazalot, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 5 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 6 | Elect Philip Lader | | Mgmt | For | For | For |
| | 7 | Elect Michael E.J. Phelps | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Marsh & McLennan Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MMC | CUSIP 571748102 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zachary W. Carter | | Mgmt | For | For | For |
| | 2 | Elect Oscar Fanjul Martin | | Mgmt | For | For | For |
| | 3 | Elect Daniel S. Glaser | | Mgmt | For | For | For |
| | 4 | Elect H. Edward Hanway | | Mgmt | For | For | For |
| | 5 | Elect Ian Lang | | Mgmt | For | For | For |
| | 6 | Elect Elaine La Roche | | Mgmt | For | For | For |
| | 7 | Elect Steven A. Mills | | Mgmt | For | For | For |
| | 8 | Elect Bruce P. Nolop | | Mgmt | For | For | For |
| | 9 | Elect Marc D. Oken | | Mgmt | For | For | For |
| | 10 | Elect Morton O. Schapiro | | Mgmt | For | For | For |
| | 11 | Elect Adele S. Simmons | | Mgmt | For | For | For |
| | 12 | Elect Lloyd M. Yates | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| McDermott International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDR | CUSIP 580037109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Bookout III | | Mgmt | For | For | For |
| | 1.2 | Elect Roger A. Brown | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen G. Hanks | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen M. Johnson | | Mgmt | For | For | For |
| | 1.5 | Elect D. Bradley McWilliams | | Mgmt | For | For | For |
| | 1.6 | Elect William H. Schumann III | | Mgmt | For | For | For |
| | 1.7 | Elect Mary Shafer-Malicki | | Mgmt | For | For | For |
| | 1.8 | Elect David A. Trice | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| McDonald's Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MCD | CUSIP 580135101 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Walter E. Massey | | Mgmt | For | For | For |
| | 2 | Elect John W. Rogers, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Roger W. Stone | | Mgmt | For | For | For |
| | 4 | Elect Miles D. White | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Report on Childhood Obesity | | ShrHldr | Against | Against | For |
|
|
|
| McKesson Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MCK | CUSIP 58155Q103 | | 07/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andy Bryant | | Mgmt | For | For | For |
| | 2 | Elect Wayne Budd | | Mgmt | For | For | For |
| | 3 | Elect John Hammergren | | Mgmt | For | For | For |
| | 4 | Elect Alton Irby III | | Mgmt | For | For | For |
| | 5 | Elect M. Christine Jacobs | | Mgmt | For | For | For |
| | 6 | Elect Marie Knowles | | Mgmt | For | For | For |
| | 7 | Elect David Lawrence | | Mgmt | For | For | For |
| | 8 | Elect Edward Mueller | | Mgmt | For | For | For |
| | 9 | Elect Jane Shaw | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 13 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Mead Johnson Nutrition Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MJN | CUSIP 582839106 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven M. Altschuler | | Mgmt | For | For | For |
| | 2 | Elect Howard B. Bernick | | Mgmt | For | For | For |
| | 3 | Elect Kimberly A. Casiano | | Mgmt | For | For | For |
| | 4 | Elect Anna C. Catalano | | Mgmt | For | For | For |
| | 5 | Elect Celeste A. Clark | | Mgmt | For | For | For |
| | 6 | Elect James M. Cornelius | | Mgmt | For | For | For |
| | 7 | Elect Stephen W. Golsby | | Mgmt | For | For | For |
| | 8 | Elect Peter K. Jakobsen | | Mgmt | For | For | For |
| | 9 | Elect Peter G. Ratcliffe | | Mgmt | For | For | For |
| | 10 | Elect Elliott Sigal | | Mgmt | For | For | For |
| | 11 | Elect Robert S. Singer | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| MeadWestvaco Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MWV | CUSIP 583334107 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Campbell | | Mgmt | For | For | For |
| | 2 | Elect James G. Kaiser | | Mgmt | For | For | For |
| | 3 | Elect Richard B. Kelson | | Mgmt | For | For | For |
| | 4 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 5 | Elect Susan J. Kropf | | Mgmt | For | For | For |
| | 6 | Elect Douglas S. Luke | | Mgmt | For | For | For |
| | 7 | Elect John A. Luke, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Gracia C. Martore | | Mgmt | For | For | For |
| | 9 | Elect Timothy H. Powers | | Mgmt | For | For | For |
| | 10 | Elect Jane L. Warner | | Mgmt | For | For | For |
| | 11 | Elect Alan D. Wilson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Medtronic, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDT | CUSIP 585055106 | | 08/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Victor Dzau | | Mgmt | For | For | For |
| | 1.3 | Elect Omar Ishrak | | Mgmt | For | For | For |
| | 1.4 | Elect Shirley Jackson | | Mgmt | For | For | For |
| | 1.5 | Elect Michael Leavitt | | Mgmt | For | For | For |
| | 1.6 | Elect James Lenehan | | Mgmt | For | For | For |
| | 1.7 | Elect Denise O'Leary | | Mgmt | For | For | For |
| | 1.8 | Elect Kendall Powell | | Mgmt | For | For | For |
| | 1.9 | Elect Robert Pozen | | Mgmt | For | For | For |
| | 1.10 | Elect Jack Schuler | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| Merck & Co., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRK | CUSIP 58933Y105 | | 05/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Leslie A. Brun | | Mgmt | For | For | For |
| | 2 | Elect Thomas R. Cech | | Mgmt | For | For | For |
| | 3 | Elect Kenneth C. Frazier | | Mgmt | For | For | For |
| | 4 | Elect Thomas H. Glocer | | Mgmt | For | For | For |
| | 5 | Elect William B. Harrison, Jr. | | Mgmt | For | For | For |
| | 6 | Elect C. Robert Kidder | | Mgmt | For | For | For |
| | 7 | Elect Rochelle B. Lazarus | | Mgmt | For | For | For |
| | 8 | Elect Carlos E. Represas | | Mgmt | For | For | For |
| | 9 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 10 | Elect Craig B. Thompson | | Mgmt | For | For | For |
| | 11 | Elect Wendell P. Weeks | | Mgmt | For | For | For |
| | 12 | Elect Peter C. Wendell | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | | ShrHldr | Against | Against | For |
|
|
|
| MetLife, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MET | CUSIP 59156R108 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect R. Glenn Hubbard | | Mgmt | For | For | For |
| | 2 | Elect Steven A. Kandarian | | Mgmt | For | For | For |
| | 3 | Elect John M. Keane | | Mgmt | For | For | For |
| | 4 | Elect Alfred F. Kelly, Jr. | | Mgmt | For | For | For |
| | 5 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 6 | Elect Catherine R. Kinney | | Mgmt | For | For | For |
| | 7 | Elect Hugh B. Price | | Mgmt | For | For | For |
| | 8 | Elect Kenton J. Sicchitano | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Microsoft Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MSFT | CUSIP 594918104 | | 11/28/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven Ballmer | | Mgmt | For | For | For |
| | 2 | Elect Dina Dublon | | Mgmt | For | For | For |
| | 3 | Elect William Gates III | | Mgmt | For | For | For |
| | 4 | Elect Maria Klawe | | Mgmt | For | For | For |
| | 5 | Elect Stephen Luczo | | Mgmt | For | For | For |
| | 6 | Elect David Marquardt | | Mgmt | For | For | For |
| | 7 | Elect Charles Noski | | Mgmt | For | For | For |
| | 8 | Elect Helmut Panke | | Mgmt | For | For | For |
| | 9 | Elect John Thompson | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
|
|
|
| MicroStrategy Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MSTR | CUSIP 594972408 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Saylor | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Sanju K. Bansal | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Matthew W. Calkins | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Robert H. Epstein | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect David W. LaRue | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Jarrod M. Patten | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Carl J. Rickertsen | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Thomas P. Spahr | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Mondelez International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDLZ | CUSIP 50075N104 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 2 | Elect Lewis W.K. Booth | | Mgmt | For | For | For |
| | 3 | Elect Lois D. Juliber | | Mgmt | For | For | For |
| | 4 | Elect Mark D. Ketchum | | Mgmt | For | For | For |
| | 5 | Elect Jorge S. Mesquita | | Mgmt | For | For | For |
| | 6 | Elect Fredric G. Reynolds | | Mgmt | For | For | For |
| | 7 | Elect Irene B. Rosenfeld | | Mgmt | For | For | For |
| | 8 | Elect Patrick T. Siewert | | Mgmt | For | For | For |
| | 9 | Elect Ruth J. Simmons | | Mgmt | For | For | For |
| | 10 | Elect Ratan N. Tata | | Mgmt | For | For | For |
| | 11 | Elect Jean-Francois M. L. van Boxmeer | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | | ShrHldr | Against | Against | For |
|
|
|
| Monsanto Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MON | CUSIP 61166W101 | | 01/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David Chicoine | | Mgmt | For | For | For |
| | 2 | Elect Arthur Harper | | Mgmt | For | For | For |
| | 3 | Elect Gwendolyn King | | Mgmt | For | For | For |
| | 4 | Elect Jon Moeller | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHldr | Against | Against | For |
|
|
|
| Moody's Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MCO | CUSIP 615369105 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Basil L. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Darrell Duffie | | Mgmt | For | For | For |
| | 3 | Elect Raymond W. McDaniel, Jr. | | Mgmt | For | For | For |
| | 4 | Amendment to the 2001 Key Employees' Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Amendment to the 1998 Non-Employee Directors' Stock Incentive Plan | | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Morgan Stanley | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MS | CUSIP 617446448 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Erskine B. Bowles | | Mgmt | For | For | For |
| | 2 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 3 | Elect Thomas H. Glocer | | Mgmt | For | For | For |
| | 4 | Elect James P. Gorman | | Mgmt | For | For | For |
| | 5 | Elect Robert H. Herz | | Mgmt | For | For | For |
| | 6 | Elect C. Robert Kidder | | Mgmt | For | For | For |
| | 7 | Elect Klaus Kleinfield | | Mgmt | For | For | For |
| | 8 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 9 | Elect Hutham S. Olayan | | Mgmt | For | For | For |
| | 10 | Elect James W. Owens | | Mgmt | For | For | For |
| | 11 | Elect O. Griffith Sexton | | Mgmt | For | For | For |
| | 12 | Elect Ryosuke Tamakoshi | | Mgmt | For | For | For |
| | 13 | Elect Masaaki Tanaka | | Mgmt | For | For | For |
| | 14 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 17 | Amendment to the 2007 Equity Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | | Mgmt | For | Against | Against |
| | 19 | Amendment to the Annual Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Nabors Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBR | CUSIP G6359F103 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James R. Crane | | Mgmt | For | For | For |
| | 1.2 | Elect Michael C. Linn | | Mgmt | For | For | For |
| | 1.3 | Elect John V. Lombardi | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Howard Wolf | | Mgmt | For | For | For |
| | 1.5 | Elect John Yearwood | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | 2013 Incentive Bonus Plan | | Mgmt | For | For | For |
| | 4 | 2013 Stock Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| National Grid Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NG | CUSIP 636274300 | | 07/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | N/A | For | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | N/A | For | N/A |
| | 3 | Elect Sir Peter Gershon | | Mgmt | N/A | For | N/A |
| | 4 | Elect Steven Holliday | | Mgmt | N/A | For | N/A |
| | 5 | Elect Andrew Bonfield | | Mgmt | N/A | For | N/A |
| | 6 | Elect Thomas King | | Mgmt | N/A | For | N/A |
| | 7 | Elect Nick Winser | | Mgmt | N/A | For | N/A |
| | 8 | Elect Kenneth Harvey | | Mgmt | N/A | For | N/A |
| | 9 | Elect Linda Adamany | | Mgmt | N/A | For | N/A |
| | 10 | Elect Philip Aiken | | Mgmt | N/A | Against | N/A |
| | 11 | Elect Nora Brownell | | Mgmt | N/A | For | N/A |
| | 12 | Elect Paul Golby | | Mgmt | N/A | For | N/A |
| | 13 | Elect Ruth Kelly | | Mgmt | N/A | For | N/A |
| | 14 | Elect Maria Richter | | Mgmt | N/A | For | N/A |
| | 15 | Elect George Rose | | Mgmt | N/A | For | N/A |
| | 16 | Appointment of Auditor | | Mgmt | N/A | For | N/A |
| | 17 | Authority to Set Auditor's Fees | | Mgmt | N/A | For | N/A |
| | 18 | Directors' Remuneration Report | | Mgmt | N/A | For | N/A |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | N/A | For | N/A |
| | 20 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | N/A | For | N/A |
| | 21 | Authority to Repurchase Shares | | Mgmt | N/A | For | N/A |
| | 22 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | N/A | Against | N/A |
| | 23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | | Mgmt | N/A | For | N/A |
|
|
|
| Navistar International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NAV | CUSIP 63934E108 | | 02/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Pope | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Vincent Intrieri | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Hammes | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Mark Rachesky | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Samuel Merksamer | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Stanley McChrystal | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | 2013 Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| NetApp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NTAP | CUSIP 64110D104 | | 08/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Daniel Warmenhoven | | Mgmt | For | For | For |
| | 1.2 | Elect Nicholas Moore | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffry Allen | | Mgmt | For | For | For |
| | 1.5 | Elect Alan Earhart | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald Held | | Mgmt | For | For | For |
| | 1.7 | Elect T. Michael Nevens | | Mgmt | For | For | For |
| | 1.8 | Elect George Shaheen | | Mgmt | For | For | For |
| | 1.9 | Elect Robert Wall | | Mgmt | For | For | For |
| | 1.10 | Elect Richard Wallace | | Mgmt | For | For | For |
| | 2 | Amendment to the 1999 Stock Option Plan | | Mgmt | For | Against | Against |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | N/A | For | N/A |
|
|
|
| Newmont Mining Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NEM | CUSIP 651639106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bruce R. Brook | | Mgmt | For | For | For |
| | 2 | Elect J. Kofi Bucknor | | Mgmt | For | For | For |
| | 3 | Elect Vincent A. Calarco | | Mgmt | For | For | For |
| | 4 | Elect Joseph A. Carrabba | | Mgmt | For | For | For |
| | 5 | Elect Noreen Doyle | | Mgmt | For | For | For |
| | 6 | Elect Gary J. Goldberg | | Mgmt | For | For | For |
| | 7 | Elect Veronica M. Hagen | | Mgmt | For | For | For |
| | 8 | Elect Jane Nelson | | Mgmt | For | For | For |
| | 9 | Elect Donald C. Roth | | Mgmt | For | For | For |
| | 10 | Elect Simon R. Thompson | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Performance Pay Plan | | Mgmt | For | For | For |
|
|
|
| News Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NWS | CUSIP 65248E104 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Certificate Amendment Regarding Separation Transactions | | Mgmt | For | For | For |
| | 2 | Certificate Amendment Regarding Non-Cash Distributions | | Mgmt | For | For | For |
|
|
|
| NextEra Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NEE | CUSIP 65339F101 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sherry S. Barrat | | Mgmt | For | For | For |
| | 2 | Elect Robert M. Beall II | | Mgmt | For | For | For |
| | 3 | Elect James L. Camaren | | Mgmt | For | For | For |
| | 4 | Elect Kenneth B. Dunn | | Mgmt | For | For | For |
| | 5 | Elect Lewis Hay, III | | Mgmt | For | For | For |
| | 6 | Elect Toni Jennings | | Mgmt | For | For | For |
| | 7 | Elect James L. Robo | | Mgmt | For | For | For |
| | 8 | Elect Rudy E. Schupp | | Mgmt | For | For | For |
| | 9 | Elect John L. Skolds | | Mgmt | For | For | For |
| | 10 | Elect William H. Swanson | | Mgmt | For | For | For |
| | 11 | Elect Michael H. Thaman | | Mgmt | For | For | For |
| | 12 | Elect Hansel E. Tookes II | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Regarding Nuclear Fuel Storage and Safety | | ShrHldr | Against | Against | For |
|
|
|
| Nike, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NKE | CUSIP 654106103 | | 09/20/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alan Graf, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect John Lechleiter | | Mgmt | For | For | For |
| | 1.3 | Elect Phyllis Wise | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | Abstain | Against |
| | 4 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures | | ShrHldr | Against | Against | For |
|
|
|
| Noble Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBL | CUSIP 655044105 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey L. Berenson | | Mgmt | For | For | For |
| | 2 | Elect Michael A. Cawley | | Mgmt | For | For | For |
| | 3 | Elect Edward F. Cox | | Mgmt | For | For | For |
| | 4 | Elect Charles D. Davidson | | Mgmt | For | For | For |
| | 5 | Elect Thomas J. Edelman | | Mgmt | For | For | For |
| | 6 | Elect Eric P. Grubman | | Mgmt | For | For | For |
| | 7 | Elect Kirby L. Hedrick | | Mgmt | For | For | For |
| | 8 | Elect Scott D. Urban | | Mgmt | For | For | For |
| | 9 | Elect William T. Van Kleef | | Mgmt | For | For | For |
| | 10 | Elect Molly K. Williamson | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | | Mgmt | For | For | For |
| | 14 | Adoption of Exclusive Forum Provisions | | Mgmt | For | Against | Against |
| | 15 | Bundled Technical Amendments to Bylaws | | Mgmt | For | For | For |
|
|
|
| Nordstrom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JWN | CUSIP 655664100 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Phyllis J. Campbell | | Mgmt | For | For | For |
| | 2 | Elect Michelle M. Ebanks | | Mgmt | For | For | For |
| | 3 | Elect Enrique Hernandez, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Robert G. Miller | | Mgmt | For | For | For |
| | 5 | Elect Blake W. Nordstrom | | Mgmt | For | For | For |
| | 6 | Elect Erik B. Nordstrom | | Mgmt | For | For | For |
| | 7 | Elect Peter E. Nordstrom | | Mgmt | For | For | For |
| | 8 | Elect Philip G. Satre | | Mgmt | For | For | For |
| | 9 | Elect B. Kevin Turner | | Mgmt | For | For | For |
| | 10 | Elect Robert D. Walter | | Mgmt | For | For | For |
| | 11 | Elect Alison A. Winter | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2010 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Northrop Grumman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NOC | CUSIP 666807102 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Wesley G. Bush | | Mgmt | For | For | For |
| | 2 | Elect Victor H. Fazio | | Mgmt | For | For | For |
| | 3 | Elect Donald E. Felsinger | | Mgmt | For | For | For |
| | 4 | Elect Stephen E. Frank | | Mgmt | For | For | For |
| | 5 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 6 | Elect Madeleine A. Kleiner | | Mgmt | For | For | For |
| | 7 | Elect Karl J. Krapek | | Mgmt | For | For | For |
| | 8 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 9 | Elect Aulana L. Peters | | Mgmt | For | For | For |
| | 10 | Elect Gary Roughead | | Mgmt | For | For | For |
| | 11 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 12 | Elect Kevin W. Sharer | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
|
|
|
| NRG Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NRG | CUSIP 629377508 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kirbyjon H. Caldwell | | Mgmt | For | For | For |
| | 2 | Elect David W. Crane | | Mgmt | For | For | For |
| | 3 | Elect Kathleen A. McGinty | | Mgmt | For | For | For |
| | 4 | Elect Evan J. Silverstein | | Mgmt | For | For | For |
| | 5 | Elect Thomas H. Weidemeyer | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Nucor Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NUE | CUSIP 670346105 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter C. Browning | | Mgmt | For | For | For |
| | 1.2 | Elect Clayton C. Daley, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Daniel R. DiMicco | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Ferriola | | Mgmt | For | For | For |
| | 1.5 | Elect Harvey B. Gantt | | Mgmt | For | For | For |
| | 1.6 | Elect Victoria F. Haynes | | Mgmt | For | For | For |
| | 1.7 | Elect Bernard L. Kasriel | | Mgmt | For | For | For |
| | 1.8 | Elect Christopher J. Kearney | | Mgmt | For | For | For |
| | 1.9 | Elect Raymond J. Milchovich | | Mgmt | For | For | For |
| | 1.10 | Elect John H. Walker | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | | Mgmt | For | For | For |
| | 4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | | Mgmt | For | For | For |
| | 5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Occidental Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OXY | CUSIP 674599105 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect E. Spencer Abraham | | Mgmt | For | Against | Against |
| | 2 | Elect Howard Atkins | | Mgmt | For | Against | Against |
| | 3 | Elect Stephen Chazen | | Mgmt | For | For | For |
| | 4 | Elect Edward Djerejian | | Mgmt | For | Against | Against |
| | 5 | Elect John Feick | | Mgmt | For | For | For |
| | 6 | Elect Margaret Foran | | Mgmt | For | For | For |
| | 7 | Elect Carlos Gutierrez | | Mgmt | For | For | For |
| | 8 | Elect Ray Irani | | Mgmt | For | Against | Against |
| | 9 | Elect Avedick Poladian | | Mgmt | For | Against | Against |
| | 10 | Elect Aziz Syriani | | Mgmt | For | Against | Against |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Oceaneering International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OII | CUSIP 675232102 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul B. Murphy Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Harris J. Pappas | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Oil States International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OIS | CUSIP 678026105 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin A. Lambert | | Mgmt | For | For | For |
| | 1.2 | Elect Mark G. Papa | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen A. Wells | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2001 Equity Participation Plan | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Oracle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORCL | CUSIP 68389X105 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey Berg | | Mgmt | For | For | For |
| | 1.2 | Elect H. Raymond Bingham | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Boskin | | Mgmt | For | For | For |
| | 1.4 | Elect Safra Catz | | Mgmt | For | For | For |
| | 1.5 | Elect Bruce Chizen | | Mgmt | For | For | For |
| | 1.6 | Elect George Conrades | | Mgmt | For | For | For |
| | 1.7 | Elect Lawrence Ellison | | Mgmt | For | For | For |
| | 1.8 | Elect Hector Garcia-Molina | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Henley | | Mgmt | For | For | For |
| | 1.10 | Elect Mark Hurd | | Mgmt | For | For | For |
| | 1.11 | Elect Donald Lucas | | Mgmt | For | For | For |
| | 1.12 | Elect Naomi Seligman | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 1993 Directors' Stock Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Owens Corning | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OC | CUSIP 690742101 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ralph F. Hake | | Mgmt | For | For | For |
| | 1.2 | Elect J. Brian Ferguson | | Mgmt | For | For | For |
| | 1.3 | Elect F. Philip Handy | | Mgmt | For | For | For |
| | 1.4 | Elect Michael H. Thaman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | 2013 Stock Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Pall Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLL | CUSIP 696429307 | | 12/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Amy Alving | | Mgmt | For | For | For |
| | 2 | Elect Robert Coutts | | Mgmt | For | For | For |
| | 3 | Elect Mark Goldstein | | Mgmt | For | For | For |
| | 4 | Elect Cheryl Grise | | Mgmt | For | For | For |
| | 5 | Elect Ronald Hoffman | | Mgmt | For | For | For |
| | 6 | Elect Lawrence Kingsley | | Mgmt | For | For | For |
| | 7 | Elect Dennis Longstreet | | Mgmt | For | For | For |
| | 8 | Elect Craig Owens | | Mgmt | For | For | For |
| | 9 | Elect Katharine Plourde | | Mgmt | For | For | For |
| | 10 | Elect Edward Travaglianti | | Mgmt | For | For | For |
| | 11 | Elect Bret Wise | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Amendments to the Company's Bylaws | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Parker-Hannifin Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PH | CUSIP 701094104 | | 10/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Bohn | | Mgmt | For | For | For |
| | 1.2 | Elect Linda Harty | | Mgmt | For | For | For |
| | 1.3 | Elect William Kassling | | Mgmt | For | For | For |
| | 1.4 | Elect Robert Kohlhepp | | Mgmt | For | For | For |
| | 1.5 | Elect Klaus-Peter Muller | | Mgmt | For | For | For |
| | 1.6 | Elect Candy Obourn | | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Scaminace | | Mgmt | For | For | For |
| | 1.8 | Elect Wolfgang Schmitt | | Mgmt | For | For | For |
| | 1.9 | Elect Ake Svensson | | Mgmt | For | For | For |
| | 1.10 | Elect James Wainscott | | Mgmt | For | For | For |
| | 1.11 | Elect Donald Washkewicz | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2009 Omnibus Stock Incentive Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| PBF Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PBF | CUSIP 69318G106 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas D. O'Malley | | Mgmt | For | For | For |
| | 2 | Elect Spencer Abraham | | Mgmt | For | For | For |
| | 3 | Elect Jefferson F. Allen | | Mgmt | For | For | For |
| | 4 | Elect Martin J. Brand | | Mgmt | For | For | For |
| | 5 | Elect Timothy H. Day | | Mgmt | For | For | For |
| | 6 | Elect David I. Foley | | Mgmt | For | For | For |
| | 7 | Elect Dennis M. Houston | | Mgmt | For | For | For |
| | 8 | Elect Edward F. Kosnik | | Mgmt | For | For | For |
| | 9 | Elect Neil A. Wizel | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
|
|
|
| Penn National Gaming, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PENN | CUSIP 707569109 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Wesley R. Edens | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Ronald J. Naples | | Mgmt | For | For | For |
| | 1.3 | Elect Barbara Z. Shattuck Kohn | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Petrofac Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFC | CINS G7052T101 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Norman Murray | | Mgmt | For | Against | Against |
| | 5 | Elect Thomas Thune Andersen | | Mgmt | For | Against | Against |
| | 6 | Elect Stefano Cao | | Mgmt | For | Against | Against |
| | 7 | Elect Roxanne Decyk | | Mgmt | For | Against | Against |
| | 8 | Elect Rene Medori | | Mgmt | For | Against | Against |
| | 9 | Elect Rijnhard van Tets | | Mgmt | For | Against | Against |
| | 10 | Elect Ayman Asfari | | Mgmt | For | Against | Against |
| | 11 | Elect Maroun Semaan | | Mgmt | For | Against | Against |
| | 12 | Elect Marwan Chedid | | Mgmt | For | Against | Against |
| | 13 | Elect Andrew G. Inglis | | Mgmt | For | Against | Against |
| | 14 | Elect Tim Weller | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Pfizer Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFE | CUSIP 717081103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Dennis A. Ausiello | | Mgmt | For | For | For |
| | 2 | Elect M. Anthony Burns | | Mgmt | For | For | For |
| | 3 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| | 4 | Elect Frances D. Fergusson | | Mgmt | For | For | For |
| | 5 | Elect William H. Gray, III | | Mgmt | For | For | For |
| | 6 | Elect Helen H. Hobbs | | Mgmt | For | For | For |
| | 7 | Elect Constance J. Horner | | Mgmt | For | For | For |
| | 8 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 9 | Elect George A. Lorch | | Mgmt | For | For | For |
| | 10 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 11 | Elect Ian C. Read | | Mgmt | For | For | For |
| | 12 | Elect Stephen W. Sanger | | Mgmt | For | For | For |
| | 13 | Elect Marc Tessier-Lavigne | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| PG&E Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCG | CUSIP 69331C108 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David R. Andrews | | Mgmt | For | Against | Against |
| | 2 | Elect Lewis Chew | | Mgmt | For | Against | Against |
| | 3 | Elect C. Lee Cox | | Mgmt | For | Against | Against |
| | 4 | Elect Anthony F. Earley, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect Fred J. Fowler | | Mgmt | For | Against | Against |
| | 6 | Elect Maryellen C. Herringer | | Mgmt | For | Against | Against |
| | 7 | Elect Roger H. Kimmel | | Mgmt | For | Against | Against |
| | 8 | Elect Richard A. Meserve | | Mgmt | For | Against | Against |
| | 9 | Elect Forrest E. Miller | | Mgmt | For | Against | Against |
| | 10 | Elect Rosendo G. Parra | | Mgmt | For | Against | Against |
| | 11 | Elect Barbara L. Rambo | | Mgmt | For | Against | Against |
| | 12 | Elect Barry Lawson Williams | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Philip Morris International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PM | CUSIP 718172109 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Harold Brown | | Mgmt | For | For | For |
| | 2 | Elect Mathis Cabiallavetta | | Mgmt | For | For | For |
| | 3 | Elect Andre Calantzopoulos | | Mgmt | For | For | For |
| | 4 | Elect Louis Camilleri | | Mgmt | For | For | For |
| | 5 | Elect J. Dudley Fishburn | | Mgmt | For | For | For |
| | 6 | Elect Jennifer Li | | Mgmt | For | For | For |
| | 7 | Elect Graham Mackay | | Mgmt | For | For | For |
| | 8 | Elect Sergio Marchionne | | Mgmt | For | For | For |
| | 9 | Elect Kalpana Morparia | | Mgmt | For | For | For |
| | 10 | Elect Lucio Noto | | Mgmt | For | For | For |
| | 11 | Elect Robert Polet | | Mgmt | For | For | For |
| | 12 | Elect Carlos Slim Helu | | Mgmt | For | For | For |
| | 13 | Elect Stephen Wolf | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Plum Creek Timber Company, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCL | CUSIP 729251108 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Rick R. Holley | | Mgmt | For | For | For |
| | 2 | Elect Robin Josephs | | Mgmt | For | For | For |
| | 3 | Elect John G. McDonald | | Mgmt | For | For | For |
| | 4 | Elect Robert B. McLeod | | Mgmt | For | For | For |
| | 5 | Elect John F. Morgan, Sr. | | Mgmt | For | For | For |
| | 6 | Elect Marc F. Racicot | | Mgmt | For | For | For |
| | 7 | Elect Laurence A. Selzer | | Mgmt | For | For | For |
| | 8 | Elect Stephen C. Tobias | | Mgmt | For | For | For |
| | 9 | Elect Martin A. White | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Polycom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLCM | CUSIP 73172K104 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew M. Miller | | Mgmt | For | For | For |
| | 2 | Elect Betsy S. Atkins | | Mgmt | For | For | For |
| | 3 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 4 | Elect John A. Kelley, Jr. | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 6 | Elect William A. Owens | | Mgmt | For | For | For |
| | 7 | Elect Kevin T. Parker | | Mgmt | For | For | For |
| | 8 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| PPL Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PPL | CUSIP 69351T106 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frederick M. Bernthal | | Mgmt | For | For | For |
| | 1.2 | Elect John W. Conway | | Mgmt | For | For | For |
| | 1.3 | Elect Philip G. Cox | | Mgmt | For | For | For |
| | 1.4 | Elect Steven G. Elliott | | Mgmt | For | For | For |
| | 1.5 | Elect Louise K. Goeser | | Mgmt | For | For | For |
| | 1.6 | Elect Stuart E. Graham | | Mgmt | For | For | For |
| | 1.7 | Elect Stuart Heydt | | Mgmt | For | For | For |
| | 1.8 | Elect Raja Rajamannar | | Mgmt | For | For | For |
| | 1.9 | Elect Craig A. Rogerson | | Mgmt | For | For | For |
| | 1.10 | Elect William H. Spence | | Mgmt | For | For | For |
| | 1.11 | Elect Natica von Althann | | Mgmt | For | For | For |
| | 1.12 | Elect Keith H. Williamson | | Mgmt | For | For | For |
| | 2 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Precision Castparts Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCP | CUSIP 740189105 | | 08/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark Donegan | | Mgmt | For | For | For |
| | 1.2 | Elect Vernon Oechsle | | Mgmt | For | For | For |
| | 1.3 | Elect Rick Schmidt | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the Executive Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Pretium Resources Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PVG | CUSIP 74139C201 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect Robert A. Quartermain | | Mgmt | For | For | For |
| | 2.2 | Elect Joseph J. Ovsenek | | Mgmt | For | For | For |
| | 2.3 | Elect Ross A. Mitchell | | Mgmt | For | For | For |
| | 2.4 | Elect Christopher Noel Dunn | | Mgmt | For | For | For |
| | 2.5 | Elect Tom S.Q. Yip | | Mgmt | For | For | For |
| | 2.6 | Elect George Paspalas | | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 4 | Amend and Renew the Stock Option Plan | | Mgmt | For | Against | Against |
|
|
|
| Priceline.com Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCLN | CUSIP 741503403 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Tim Armstrong | | Mgmt | For | For | For |
| | 1.2 | Elect Howard W. Barker, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey H. Boyd | | Mgmt | For | For | For |
| | 1.4 | Elect Jan L. Docter | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey E. Epstein | | Mgmt | For | For | For |
| | 1.6 | Elect James M. Guyette | | Mgmt | For | For | For |
| | 1.7 | Elect Nancy B. Peretsman | | Mgmt | For | For | For |
| | 1.8 | Elect Thomas E. Rothman | | Mgmt | For | For | For |
| | 1.9 | Elect Craig W. Rydin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 1999 Omnibus Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Prologis | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLD | CUSIP 74340W103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hamid R. Moghadam | | Mgmt | For | For | For |
| | 2 | Elect George L. Fotiades | | Mgmt | For | For | For |
| | 3 | Elect Christine N. Garvey | | Mgmt | For | For | For |
| | 4 | Elect Lydia H. Kennard | | Mgmt | For | For | For |
| | 5 | Elect J. Michael Losh | | Mgmt | For | Against | Against |
| | 6 | Elect Irving F. Lyons III | | Mgmt | For | For | For |
| | 7 | Elect Jeffrey L. Skelton | | Mgmt | For | For | For |
| | 8 | Elect D. Michael Steuert | | Mgmt | For | For | For |
| | 9 | Elect Carl B. Webb | | Mgmt | For | For | For |
| | 10 | Elect William D. Zollars | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Public Storage | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PSA | CUSIP 74460D109 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald L. Havner, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Tamara Hughes Gustavson | | Mgmt | For | For | For |
| | 1.3 | Elect Uri P. Harkham | | Mgmt | For | For | For |
| | 1.4 | Elect B. Wayne Hughes, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Avedick B. Poladian | | Mgmt | For | For | For |
| | 1.6 | Elect Gary E. Pruitt | | Mgmt | For | For | For |
| | 1.7 | Elect Ronald P. Spogli | | Mgmt | For | For | For |
| | 1.8 | Elect Daniel C. Staton | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| PulteGroup, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PHM | CUSIP 745867101 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian P. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Bryce Blair | | Mgmt | For | For | For |
| | 1.3 | Elect Richard J. Dugas, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas J. Folliard | | Mgmt | For | For | For |
| | 1.5 | Elect Cheryl W. Grise | | Mgmt | For | For | For |
| | 1.6 | Elect Andre J. Hawaux | | Mgmt | For | For | For |
| | 1.7 | Elect Debra J. Kelly-Ennis | | Mgmt | For | For | For |
| | 1.8 | Elect Patrick J. O'Leary | | Mgmt | For | For | For |
| | 1.9 | Elect James J. Postl | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2013 Senior Management Incentive Plan | | Mgmt | For | For | For |
| | 5 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 6 | Amendment to NOL Preservation Shareholder Rights Plan | | Mgmt | For | Against | Against |
| | 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHldr | Against | Against | For |
|
|
|
| QUALCOMM Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QCOM | CUSIP 747525103 | | 03/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara T. Alexander | | Mgmt | For | For | For |
| | 2 | Elect Donald G. Cruickshank | | Mgmt | For | For | For |
| | 3 | Elect Raymond V. Dittamore | | Mgmt | For | For | For |
| | 4 | Elect Susan Hockfield | | Mgmt | For | For | For |
| | 5 | Elect Thomas W. Horton | | Mgmt | For | For | For |
| | 6 | Elect Paul E. Jacobs | | Mgmt | For | For | For |
| | 7 | Elect Sherry Lansing | | Mgmt | For | For | For |
| | 8 | Elect Duane A. Nelles | | Mgmt | For | For | For |
| | 9 | Elect Francisco Ros | | Mgmt | For | For | For |
| | 10 | Elect Brent Scowcroft | | Mgmt | For | For | For |
| | 11 | Elect Marc I. Stern | | Mgmt | For | For | For |
| | 12 | Amendment to the 2006 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Quest Diagnostics Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DGX | CUSIP 74834L100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John C. Baldwin | | Mgmt | For | For | For |
| | 2 | Elect Gary M. Pfeiffer | | Mgmt | For | For | For |
| | 3 | Elect Stephen H. Rusckowski | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | Eliminate Series A Junior Participating Preferred Stock | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Abstain | For | Against |
| | 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Raytheon Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RTN | CUSIP 755111507 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James E. Cartwright | | Mgmt | For | For | For |
| | 2 | Elect Vernon E. Clark | | Mgmt | For | For | For |
| | 3 | Elect Stephen J. Hadley | | Mgmt | For | For | For |
| | 4 | Elect Michael C. Ruettgers | | Mgmt | For | For | For |
| | 5 | Elect Ronald L. Skates | | Mgmt | For | For | For |
| | 6 | Elect William R. Spivey | | Mgmt | For | For | For |
| | 7 | Elect Linda G. Stuntz | | Mgmt | For | For | For |
| | 8 | Elect William H. Swanson | | Mgmt | For | For | For |
| | 9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Regions Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RF | CUSIP 7591EP100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect George W. Bryan | | Mgmt | For | For | For |
| | 2 | Elect Carolyn H. Byrd | | Mgmt | For | For | For |
| | 3 | Elect David J. Cooper, Sr. | | Mgmt | For | For | For |
| | 4 | Elect Don DeFosset | | Mgmt | For | For | For |
| | 5 | Elect Eric C. Fast | | Mgmt | For | For | For |
| | 6 | Elect O. B. Grayson Hall, Jr. | | Mgmt | For | For | For |
| | 7 | Elect John D. Johns | | Mgmt | For | For | For |
| | 8 | Elect Charles D. McCrary | | Mgmt | For | For | For |
| | 9 | Elect James R. Malone | | Mgmt | For | For | For |
| | 10 | Elect Ruth Ann Marshall | | Mgmt | For | For | For |
| | 11 | Elect Susan W. Matlock | | Mgmt | For | For | For |
| | 12 | Elect John E. Maupin, Jr. | | Mgmt | For | For | For |
| | 13 | Elect John R. Roberts | | Mgmt | For | For | For |
| | 14 | Elect Lee J. Styslinger III | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Executive Incentive Plan | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Republic Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RSG | CUSIP 760759100 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James W. Crownover | | Mgmt | For | For | For |
| | 2 | Elect William J. Flynn | | Mgmt | For | For | For |
| | 3 | Elect Michael Larson | | Mgmt | For | Against | Against |
| | 4 | Elect Nolan Lehmann | | Mgmt | For | For | For |
| | 5 | Elect W. Lee Nutter | | Mgmt | For | For | For |
| | 6 | Elect Ramon A. Rodriguez | | Mgmt | For | For | For |
| | 7 | Elect Donald W. Slager | | Mgmt | For | For | For |
| | 8 | Elect Allan C. Sorensen | | Mgmt | For | For | For |
| | 9 | Elect John M. Trani | | Mgmt | For | For | For |
| | 10 | Elect Michael W. Wickham | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Amendment to the 2007 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | | ShrHldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Rockwell Collins, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COL | CUSIP 774341101 | | 02/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Edwardson | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew Policano | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey Turner | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | N/A | For | N/A |
|
|
|
| Royal Dutch Shell Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RDSB | CUSIP 780259206 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Josef Ackermann | | Mgmt | For | For | For |
| | 4 | Elect Guy Elliott | | Mgmt | For | For | For |
| | 5 | Elect Simon Henry | | Mgmt | For | For | For |
| | 6 | Elect Charles O. Holliday, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Gerard Kleisterlee | | Mgmt | For | For | For |
| | 8 | Elect Jorma Ollila | | Mgmt | For | For | For |
| | 9 | Elect Sir Nigel Sheinwald | | Mgmt | For | For | For |
| | 10 | Elect Linda G. Stuntz | | Mgmt | For | For | For |
| | 11 | Elect Peter Voser | | Mgmt | For | For | For |
| | 12 | Elect Hans Wijers | | Mgmt | For | For | For |
| | 13 | Elect Gerrit Zalm | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
|
|
|
| salesforce.com, inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CRM | CUSIP 79466L302 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
|
|
|
| salesforce.com, inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CRM | CUSIP 79466L302 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stratton Sclavos | | Mgmt | For | For | For |
| | 2 | Elect Lawrence Tomlinson | | Mgmt | For | For | For |
| | 3 | Elect Shirley Young | | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 5 | 2013 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 6 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| SanDisk Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNDK | CUSIP 80004C101 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 2 | Elect Kevin A. DeNuccio | | Mgmt | For | For | For |
| | 3 | Elect Irwin Federman | | Mgmt | For | For | For |
| | 4 | Elect Steven J. Gomo | | Mgmt | For | For | For |
| | 5 | Elect Eddy W. Hartenstein | | Mgmt | For | For | For |
| | 6 | Elect Chenming Hu | | Mgmt | For | For | For |
| | 7 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 8 | Elect Sanjay Mehrotra | | Mgmt | For | For | For |
| | 9 | 2013 Incentive Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Sap AG | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAP | CINS D66992104 | | 06/04/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | Germany | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A |
| | 6 | Ratification of Management Board Acts | | Mgmt | For | TNA | N/A |
| | 7 | Ratification of Supervisory Board Acts | | Mgmt | For | TNA | N/A |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | TNA | N/A |
| | 9 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Schlumberger N.V. (Schlumberger Limited) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLB | CUSIP 806857108 | | 04/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter L.S. Currie | | Mgmt | For | For | For |
| | 2 | Elect Anthony Isaac | | Mgmt | For | For | For |
| | 3 | Elect K.V. Kamath | | Mgmt | For | For | For |
| | 4 | Elect Paal Kibsgaard | | Mgmt | For | For | For |
| | 5 | Elect Nikolay Kudryavtsev | | Mgmt | For | For | For |
| | 6 | Elect Adrian Lajous | | Mgmt | For | For | For |
| | 7 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 8 | Elect Lubna Olayan | | Mgmt | For | For | For |
| | 9 | Elect Leo Rafael Reif | | Mgmt | For | For | For |
| | 10 | Elect Tore I. Sandvold | | Mgmt | For | For | For |
| | 11 | Elect Henri Seydoux | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Approval of Financial Statements/Dividends | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 16 | Amendment to the Discounted Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Sealed Air Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SEE | CUSIP 81211K100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Hank Brown | | Mgmt | For | For | For |
| | 2 | Elect Michael Chu | | Mgmt | For | For | For |
| | 3 | Elect Lawrence R. Codey | | Mgmt | For | For | For |
| | 4 | Elect Patrick Duff | | Mgmt | For | For | For |
| | 5 | Elect William V. Hickey | | Mgmt | For | For | For |
| | 6 | Elect Jacqueline B. Kosecoff | | Mgmt | For | For | For |
| | 7 | Elect Kenneth P. Manning | | Mgmt | For | Against | Against |
| | 8 | Elect William J. Marino | | Mgmt | For | For | For |
| | 9 | Elect Jerome A. Peribere | | Mgmt | For | For | For |
| | 10 | Elect Richard L. Wambold | | Mgmt | For | For | For |
| | 11 | Elect Jerry R. Whitaker | | Mgmt | For | For | For |
| | 12 | Amendment to the 2005 Contingent Stock Plan | | Mgmt | For | For | For |
| | 13 | Amendment to the Performance-Based Compensation Program | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Sempra Energy | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SRE | CUSIP 816851109 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan L. Boeckmann | | Mgmt | For | Against | Against |
| | 2 | Elect James G. Brocksmith, Jr. | | Mgmt | For | For | For |
| | 3 | Elect William D. Jones | | Mgmt | For | For | For |
| | 4 | Elect William G. Ouchi | | Mgmt | For | Against | Against |
| | 5 | Elect Debra L. Reed | | Mgmt | For | For | For |
| | 6 | Elect William C. Rusnack | | Mgmt | For | For | For |
| | 7 | Elect William P. Rutledge | | Mgmt | For | Against | Against |
| | 8 | Elect Lynn Schenk | | Mgmt | For | For | For |
| | 9 | Elect Jack T. Taylor | | Mgmt | For | For | For |
| | 10 | Elect Luis M. Tellez | | Mgmt | For | Against | Against |
| | 11 | Elect James C. Yardley | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Abstain | N/A |
|
|
|
| Simon Property Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPG | CUSIP 828806109 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Melvyn E. Bergstein | | Mgmt | For | For | For |
| | 2 | Elect Larry C. Glasscock | | Mgmt | For | For | For |
| | 3 | Elect Karen N. Horn | | Mgmt | For | For | For |
| | 4 | Elect Allan B. Hubbard | | Mgmt | For | For | For |
| | 5 | Elect Reuben S. Leibowitz | | Mgmt | For | For | For |
| | 6 | Elect Daniel C. Smith | | Mgmt | For | For | For |
| | 7 | Elect J. Albert Smith, Jr. | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Sodastream International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SODA | CUSIP M9068E105 | | 12/20/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | CEO Salary and Fringe Benefits | | Mgmt | For | TNA | N/A |
| | 2 | CEO 2011 Bonus | | Mgmt | For | TNA | N/A |
| | 3 | CEO 2012 Bonus | | Mgmt | For | TNA | N/A |
| | 4 | CEO 2013 Bonus Plan | | Mgmt | For | TNA | N/A |
| | 5 | CEO Long Term Incentive Plan | | Mgmt | For | TNA | N/A |
| | 6 | Amendment to the 2010 Employee Share Option Plan | | Mgmt | For | TNA | N/A |
| | 7 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | TNA | N/A |
|
|
|
| Southwestern Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWN | CUSIP 845467109 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Gass | | Mgmt | For | For | For |
| | 2 | Elect Catherine A. Kehr | | Mgmt | For | For | For |
| | 3 | Elect Greg D. Kerley | | Mgmt | For | For | For |
| | 4 | Elect Harold M. Korell | | Mgmt | For | For | For |
| | 5 | Elect Vello A. Kuuskraa | | Mgmt | For | For | For |
| | 6 | Elect Kenneth R. Mourton | | Mgmt | For | For | For |
| | 7 | Elect Steven L. Mueller | | Mgmt | For | For | For |
| | 8 | Elect Elliott Pew | | Mgmt | For | For | For |
| | 9 | Elect Alan H. Stevens | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | 2013 Incentive Plan | | Mgmt | For | For | For |
|
|
|
| SPT Energy Group Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 1251 | CINS G8405W106 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Cayman Islands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Accounts and Reports | | Mgmt | For | For | For |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 5 | Elect CHEN Chunhua | | Mgmt | For | Against | Against |
| | 6 | Elect Andrew WU Kwok Keung | | Mgmt | For | Against | Against |
| | 7 | Elect WAN Kah Ming | | Mgmt | For | Against | Against |
| | 8 | Elect Lin Yang | | Mgmt | For | Against | Against |
| | 9 | Elect Jin Shumao | | Mgmt | For | Against | Against |
| | 10 | Elect Zhang Yujuan | | Mgmt | For | Against | Against |
| | 11 | Directors' Fees | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against |
|
|
|
| St. Jude Medical, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STJ | CUSIP 790849103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stuart M. Essig | | Mgmt | For | For | For |
| | 2 | Elect Barbara B. Hill | | Mgmt | For | For | For |
| | 3 | Elect Michael A. Rocca | | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Stanley Black & Decker, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWK | CUSIP 854502101 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George W. Buckley | | Mgmt | For | For | For |
| | 1.2 | Elect Patrick D. Campbell | | Mgmt | For | For | For |
| | 1.3 | Elect Carlos M. Cardoso | | Mgmt | For | For | For |
| | 1.4 | Elect Robert B. Coutts | | Mgmt | For | For | For |
| | 1.5 | Elect Benjamin H. Griswold, IV | | Mgmt | For | For | For |
| | 1.6 | Elect John F. Lundgren | | Mgmt | For | For | For |
| | 1.7 | Elect Anthony Luiso | | Mgmt | For | For | For |
| | 1.8 | Elect Marianne M. Parrs | | Mgmt | For | For | For |
| | 1.9 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 2 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Staples, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPLS | CUSIP 855030102 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Basil L. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Arthur M. Blank | | Mgmt | For | For | For |
| | 3 | Elect Drew G. Faust | | Mgmt | For | For | For |
| | 4 | Elect Justin King | | Mgmt | For | For | For |
| | 5 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 6 | Elect Rowland T. Moriarty | | Mgmt | For | For | For |
| | 7 | Elect Robert C. Nakasone | | Mgmt | For | For | For |
| | 8 | Elect Ronald L. Sargent | | Mgmt | For | For | For |
| | 9 | Elect Elizabeth A. Smith | | Mgmt | For | For | For |
| | 10 | Elect Robert E. Sulentic | | Mgmt | For | For | For |
| | 11 | Elect Raul Vazquez | | Mgmt | For | For | For |
| | 12 | Elect Vijay Vishwanath | | Mgmt | For | For | For |
| | 13 | Elect Paul F. Walsh | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Starbucks Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SBUX | CUSIP 855244109 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Howard Schultz | | Mgmt | For | For | For |
| | 2 | Elect William W. Bradley | | Mgmt | For | For | For |
| | 3 | Elect Robert M. Gates | | Mgmt | For | For | For |
| | 4 | Elect Mellody Hobson | | Mgmt | For | For | For |
| | 5 | Elect Kevin R. Johnson | | Mgmt | For | For | For |
| | 6 | Elect Olden Lee | | Mgmt | For | For | For |
| | 7 | Elect Joshua C. Ramo | | Mgmt | For | For | For |
| | 8 | Elect James G. Shennan, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Clara Shih | | Mgmt | For | For | For |
| | 10 | Elect Javier G. Teruel | | Mgmt | For | For | For |
| | 11 | Elect Myron E. Ullman III | | Mgmt | For | For | For |
| | 12 | Elect Craig E. Weatherup | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Long-Term Equity Incentive Plan | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Prohibition on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| State Street Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STT | CUSIP 857477103 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kennett F. Burnes | | Mgmt | For | For | For |
| | 2 | Elect Peter Coym | | Mgmt | For | For | For |
| | 3 | Elect Patrick de Saint-Aignan | | Mgmt | For | For | For |
| | 4 | Elect Amelia C. Fawcett | | Mgmt | For | For | For |
| | 5 | Elect Linda A. Hill | | Mgmt | For | For | For |
| | 6 | Elect Joseph L. Hooley | | Mgmt | For | For | For |
| | 7 | Elect Robert S. Kaplan | | Mgmt | For | For | For |
| | 8 | Elect Richard P. Sergel | | Mgmt | For | For | For |
| | 9 | Elect Ronald L. Skates | | Mgmt | For | For | For |
| | 10 | Elect Gregory L. Summe | | Mgmt | For | For | For |
| | 11 | Elect Thomas J. Wilson | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Suncor Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SU | CUSIP 867224107 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mel E. Benson | | Mgmt | For | For | For |
| | 1.2 | Elect Dominic D'Alessandro | | Mgmt | For | For | For |
| | 1.3 | Elect John T. Ferguson | | Mgmt | For | For | For |
| | 1.4 | Elect W. Douglas Ford | | Mgmt | For | For | For |
| | 1.5 | Elect Paul Haseldonckx | | Mgmt | For | For | For |
| | 1.6 | Elect John R. Huff | | Mgmt | For | For | For |
| | 1.7 | Elect Jacques Lamarre | | Mgmt | For | For | For |
| | 1.8 | Elect Maureen McCaw | | Mgmt | For | For | For |
| | 1.9 | Elect Michael W. O'Brien | | Mgmt | For | For | For |
| | 1.10 | Elect James W. Simpson | | Mgmt | For | For | For |
| | 1.11 | Elect Eira M. Thomas | | Mgmt | For | For | For |
| | 1.12 | Elect Steven W. Williams | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the Stock Option Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Target Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TGT | CUSIP 87612E106 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Roxanne S. Austin | | Mgmt | For | Against | Against |
| | 2 | Elect Douglas M. Baker, Jr. | | Mgmt | For | Against | Against |
| | 3 | Elect Henrique de Castro | | Mgmt | For | Against | Against |
| | 4 | Elect Calvin Darden | | Mgmt | For | Against | Against |
| | 5 | Elect Mary N. Dillon | | Mgmt | For | Against | Against |
| | 6 | Elect James A. Johnson | | Mgmt | For | Against | Against |
| | 7 | Elect Mary E. Minnick | | Mgmt | For | Against | Against |
| | 8 | Elect Anne M. Mulcahy | | Mgmt | For | Against | Against |
| | 9 | Elect Derica W. Rice | | Mgmt | For | Against | Against |
| | 10 | Elect Gregg W. Steinhafel | | Mgmt | For | Against | Against |
| | 11 | Elect John G. Stumpf | | Mgmt | For | Against | Against |
| | 12 | Elect Solomon D. Trujillo | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Report on Electronic Waste | | ShrHldr | Against | Against | For |
|
|
|
| TE Connectivity Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEL | CUSIP H84989104 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 2 | Elect Juergen W. Gromer | | Mgmt | For | For | For |
| | 3 | Elect William A. Jeffrey | | Mgmt | For | For | For |
| | 4 | Elect Thomas J. Lynch | | Mgmt | For | For | For |
| | 5 | Elect Yong Nam | | Mgmt | For | For | For |
| | 6 | Elect Daniel J. Phelan | | Mgmt | For | For | For |
| | 7 | Elect Frederic M. Poses | | Mgmt | For | For | For |
| | 8 | Elect Lawrence S. Smith | | Mgmt | For | For | For |
| | 9 | Elect Paula A. Sneed | | Mgmt | For | For | For |
| | 10 | Elect David P. Steiner | | Mgmt | For | For | For |
| | 11 | Elect John C. Van Scoter | | Mgmt | For | For | For |
| | 12 | 2012 Annual Report | | Mgmt | For | For | For |
| | 13 | Statutory Financial Statements | | Mgmt | For | For | For |
| | 14 | Consolidated Financial Statements | | Mgmt | For | For | For |
| | 15 | Release Board of Directors and Executive Officers | | Mgmt | For | For | For |
| | 16 | Deloitte & Touche | | Mgmt | For | For | For |
| | 17 | Deloitte AG, Zurich | | Mgmt | For | For | For |
| | 18 | PricewaterhouseCoopers AG, Zurich | | Mgmt | For | For | For |
| | 19 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 20 | Declaration of Dividend | | Mgmt | For | For | For |
| | 21 | Renewal of Authorized Capital | | Mgmt | For | For | For |
| | 22 | Reduction of Share Capital Under the Share Repurchase Program | | Mgmt | For | For | For |
| | 23 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| TE Connectivity Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEL | CUSIP H84989104 | | 07/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Reallocation of Legal Reserves to Free Reserves | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Texas Instruments Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TXN | CUSIP 882508104 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph W. Babb, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Mark A. Blinn | | Mgmt | For | For | For |
| | 3 | Elect Daniel A. Carp | | Mgmt | For | For | For |
| | 4 | Elect Carrie S. Cox | | Mgmt | For | For | For |
| | 5 | Elect Pamela H. Patsley | | Mgmt | For | For | For |
| | 6 | Elect Robert E. Sanchez | | Mgmt | For | For | For |
| | 7 | Elect Wayne R. Sanders | | Mgmt | For | For | For |
| | 8 | Elect Ruth J. Simmons | | Mgmt | For | For | For |
| | 9 | Elect Richard K. Templeton | | Mgmt | For | For | For |
| | 10 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Allstate Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALL | CUSIP 020002101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect F. Duane Ackerman | | Mgmt | For | For | For |
| | 2 | Elect Robert D. Beyer | | Mgmt | For | For | For |
| | 3 | Elect Kermit R. Crawford | | Mgmt | For | For | For |
| | 4 | Elect Jack M. Greenberg | | Mgmt | For | For | For |
| | 5 | Elect Herbert L. Henkel | | Mgmt | For | For | For |
| | 6 | Elect Ronald T. LeMay | | Mgmt | For | For | For |
| | 7 | Elect Andrea Redmond | | Mgmt | For | For | For |
| | 8 | Elect H. John Riley, Jr. | | Mgmt | For | For | For |
| | 9 | Elect John W. Rowe | | Mgmt | For | For | For |
| | 10 | Elect Judith A. Sprieser | | Mgmt | For | For | For |
| | 11 | Elect Mary Alice Taylor | | Mgmt | For | For | For |
| | 12 | Elect Thomas J. Wilson | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| The Dow Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOW | CUSIP 260543103 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold A. Allemang | | Mgmt | For | For | For |
| | 2 | Elect Ajay S. Banga | | Mgmt | For | For | For |
| | 3 | Elect Jacqueline K. Barton | | Mgmt | For | For | For |
| | 4 | Elect James A. Bell | | Mgmt | For | For | For |
| | 5 | Elect Jeff M. Fettig | | Mgmt | For | For | For |
| | 6 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 7 | Elect Paul Polman | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect James M. Ringler | | Mgmt | For | Against | Against |
| | 10 | Elect Ruth G. Shaw | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| The Hershey Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HSY | CUSIP 427866108 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Pamela M. Arway | | Mgmt | For | For | For |
| | 1.2 | Elect John P. Bilbrey | | Mgmt | For | For | For |
| | 1.3 | Elect Robert F. Cavanaugh | | Mgmt | For | For | For |
| | 1.4 | Elect Charles A. Davis | | Mgmt | For | For | For |
| | 1.5 | Elect Robert M. Malcolm | | Mgmt | For | For | For |
| | 1.6 | Elect James M. Mead | | Mgmt | For | For | For |
| | 1.7 | Elect James E. Nevels | | Mgmt | For | For | For |
| | 1.8 | Elect Anthony J. Palmer | | Mgmt | For | For | For |
| | 1.9 | Elect Thomas J. Ridge | | Mgmt | For | For | For |
| | 1.10 | Elect David L. Shedlarz | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| The Hillshire Brands Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HSH | CUSIP 432589109 | | 10/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Todd Becker | | Mgmt | For | For | For |
| | 2 | Elect Christopher Begley | | Mgmt | For | For | For |
| | 3 | Elect Ellen Brothers | | Mgmt | For | For | For |
| | 4 | Elect Virgis Colbert | | Mgmt | For | For | For |
| | 5 | Elect Sean Connolly | | Mgmt | For | For | For |
| | 6 | Elect Laurette Koellner | | Mgmt | For | For | For |
| | 7 | Elect Craig Omtvedt | | Mgmt | For | For | For |
| | 8 | Elect Ian Prosser | | Mgmt | For | For | For |
| | 9 | Elect Jonathan Ward | | Mgmt | For | For | For |
| | 10 | Elect James White | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2012 Long-Term Incentive Stock Plan | | Mgmt | For | For | For |
|
|
|
| The Kroger Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KR | CUSIP 501044101 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Reuben V. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Robert D. Beyer | | Mgmt | For | For | For |
| | 3 | Elect David B. Dillon | | Mgmt | For | For | For |
| | 4 | Elect Susan J. Kropf | | Mgmt | For | For | For |
| | 5 | Elect John T. LaMacchia | | Mgmt | For | For | For |
| | 6 | Elect David B. Lewis | | Mgmt | For | For | For |
| | 7 | Elect W. Rodney McMullen | | Mgmt | For | For | For |
| | 8 | Elect Jorge P. Montoya | | Mgmt | For | For | For |
| | 9 | Elect Clyde R. Moore | | Mgmt | For | For | For |
| | 10 | Elect Susan M. Phillips | | Mgmt | For | For | For |
| | 11 | Elect Steven R. Rogel | | Mgmt | For | For | For |
| | 12 | Elect James A. Runde | | Mgmt | For | For | For |
| | 13 | Elect Ronald L. Sargent | | Mgmt | For | For | For |
| | 14 | Elect Bobby S. Shackouls | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Human Rights Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | | ShrHldr | Against | Against | For |
|
|
|
| The Mosaic Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MOS | CUSIP 61945C103 | | 10/04/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Phyllis Cochran | | Mgmt | For | For | For |
| | 2 | Elect Gregory Ebel | | Mgmt | For | For | For |
| | 3 | Elect Robert Lumpkins | | Mgmt | For | For | For |
| | 4 | Elect William Monahan | | Mgmt | For | For | For |
| | 5 | Elect Harold MacKay | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| The NASDAQ OMX Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NDAQ | CUSIP 631103108 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven D. Black | | Mgmt | For | For | For |
| | 2 | Elect Borje Ekholm | | Mgmt | For | For | For |
| | 3 | Elect Robert Greifeld | | Mgmt | For | For | For |
| | 4 | Elect Glenn H. Hutchins | | Mgmt | For | For | For |
| | 5 | Elect Essa Kazim | | Mgmt | For | For | For |
| | 6 | Elect John D. Markese | | Mgmt | For | For | For |
| | 7 | Elect Ellyn A. McColgan | | Mgmt | For | For | For |
| | 8 | Elect Thomas F. O'Neill | | Mgmt | For | For | For |
| | 9 | Elect James S. Riepe | | Mgmt | For | For | For |
| | 10 | Elect Michael R. Splinter | | Mgmt | For | For | For |
| | 11 | Elect Lars Wedenborn | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 15 | Amendments to the Certificate of Incorporation to Make Non-substantive Changes | | Mgmt | For | For | For |
|
|
|
| The PNC Financial Services Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PNC | CUSIP 693475105 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard Berndt | | Mgmt | For | For | For |
| | 2 | Elect Charles Bunch | | Mgmt | For | For | For |
| | 3 | Elect Paul Chellgren | | Mgmt | For | For | For |
| | 4 | Elect William Demchak | | Mgmt | For | For | For |
| | 5 | Elect Kay Coles James | | Mgmt | For | For | For |
| | 6 | Elect Richard Kelson | | Mgmt | For | For | For |
| | 7 | Elect Bruce Lindsay | | Mgmt | For | For | For |
| | 8 | Elect Anthony Massaro | | Mgmt | For | For | For |
| | 9 | Elect Jane Pepper | | Mgmt | For | For | For |
| | 10 | Elect James Rohr | | Mgmt | For | For | For |
| | 11 | Elect Donald Shepard | | Mgmt | For | For | For |
| | 12 | Elect Lorene Steffes | | Mgmt | For | For | For |
| | 13 | Elect Dennis Strigl | | Mgmt | For | For | For |
| | 14 | Elect Thomas Usher | | Mgmt | For | For | For |
| | 15 | Elect George Walls, Jr. | | Mgmt | For | For | For |
| | 16 | Elect Helge Wehmeier | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | | ShrHldr | Against | Against | For |
|
|
|
| The Procter & Gamble Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PG | CUSIP 742718109 | | 10/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Angela Braly | | Mgmt | For | For | For |
| | 2 | Elect Kenneth Chenault | | Mgmt | For | For | For |
| | 3 | Elect Scott Cook | | Mgmt | For | For | For |
| | 4 | Elect Susan Desmond-Hellmann | | Mgmt | For | For | For |
| | 5 | Elect Robert McDonald | | Mgmt | For | For | For |
| | 6 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Johnathan Rodgers | | Mgmt | For | For | For |
| | 8 | Elect Margaret Whitman | | Mgmt | For | For | For |
| | 9 | Elect Mary Wilderotter | | Mgmt | For | For | For |
| | 10 | Elect Patricia Woertz | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| The Southern Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SO | CUSIP 842587107 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Juanita Powell Baranco | | Mgmt | For | Against | Against |
| | 2 | Elect Jon A. Boscia | | Mgmt | For | Against | Against |
| | 3 | Elect Henry A. Clark III | | Mgmt | For | Against | Against |
| | 4 | Elect Thomas A. Fanning | | Mgmt | For | Against | Against |
| | 5 | Elect David J. Grain | | Mgmt | For | Against | Against |
| | 6 | Elect H. William Habermeyer, Jr. | | Mgmt | For | Against | Against |
| | 7 | Elect Veronica M. Hagen | | Mgmt | For | Against | Against |
| | 8 | Elect Warren A. Hood, Jr. | | Mgmt | For | Against | Against |
| | 9 | Elect Donald M. James | | Mgmt | For | Against | Against |
| | 10 | Elect Dale E. Klein | | Mgmt | For | Against | Against |
| | 11 | Elect William G. Smith, Jr. | | Mgmt | For | Against | Against |
| | 12 | Elect Steven R. Specker | | Mgmt | For | Against | Against |
| | 13 | Elect E. Jenner Wood III | | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors | | Mgmt | For | For | For |
| | 17 | Elimination of Certain Supermajority Vote Requirements | | Mgmt | For | For | For |
| | 18 | Reduction of Voting Thresholds in the Fair Price Provision | | Mgmt | For | For | For |
|
|
|
| The TJX Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TJX | CUSIP 872540109 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zein Abdalla | | Mgmt | For | For | For |
| | 2 | Elect Jose B. Alvarez | | Mgmt | For | For | For |
| | 3 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 4 | Elect Bernard Cammarata | | Mgmt | For | For | For |
| | 5 | Elect David T. Ching | | Mgmt | For | For | For |
| | 6 | Elect Michael F. Hines | | Mgmt | For | For | For |
| | 7 | Elect Amy B. Lane | | Mgmt | For | For | For |
| | 8 | Elect Dawn G. Lepore | | Mgmt | For | For | For |
| | 9 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 10 | Elect John F. O'Brien | | Mgmt | For | For | For |
| | 11 | Elect Willow B. Shire | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| The Travelers Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRV | CUSIP 89417E109 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan L. Beller | | Mgmt | For | For | For |
| | 2 | Elect John H. Dasburg | | Mgmt | For | For | For |
| | 3 | Elect Janet M. Dolan | | Mgmt | For | For | For |
| | 4 | Elect Kenneth M. Duberstein | | Mgmt | For | For | For |
| | 5 | Elect Jay S. Fishman | | Mgmt | For | For | For |
| | 6 | Elect Patricia L. Higgins | | Mgmt | For | For | For |
| | 7 | Elect Thomas R. Hodgson | | Mgmt | For | For | For |
| | 8 | Elect William J. Kane | | Mgmt | For | For | For |
| | 9 | Elect Cleve L. Killingsworth, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Donald J. Shepard | | Mgmt | For | For | For |
| | 11 | Elect Laurie J. Thomsen | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Authorization of Preferred Stock | | Mgmt | For | Against | Against |
| | 15 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
|
|
|
| The Walt Disney Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DIS | CUSIP 254687106 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Susan E. Arnold | | Mgmt | For | For | For |
| | 2 | Elect John S. Chen | | Mgmt | For | For | For |
| | 3 | Elect Judith L. Estrin | | Mgmt | For | For | For |
| | 4 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 5 | Elect Fred H. Langhammer | | Mgmt | For | For | For |
| | 6 | Elect Aylwin B. Lewis | | Mgmt | For | For | For |
| | 7 | Elect Monica C. Lozano | | Mgmt | For | For | For |
| | 8 | Elect Robert W. Matschullat | | Mgmt | For | For | For |
| | 9 | Elect Sheryl Sandberg | | Mgmt | For | For | For |
| | 10 | Elect Orin C. Smith | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Amendment to the 2002 Executive Performance Plan | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Separation of Chairman and CEO | | ShrHldr | Against | For | Against |
|
|
|
| Thermo Fisher Scientific Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TMO | CUSIP 883556102 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. Martin Harris | | Mgmt | For | For | For |
| | 2 | Elect Judy C. Lewent | | Mgmt | For | For | For |
| | 3 | Elect Jim P. Manzi | | Mgmt | For | For | For |
| | 4 | Elect Lars R. Sorenson | | Mgmt | For | For | For |
| | 5 | Elect Elaine S. Ullian | | Mgmt | For | For | For |
| | 6 | Elect Marc N. Casper | | Mgmt | For | For | For |
| | 7 | Elect Nelson J. Chai | | Mgmt | For | For | For |
| | 8 | Elect Tyler Jacks | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 11 | 2013 Annual Incentive Award Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Time Warner Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TWX | CUSIP 887317303 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James L. Barksdale | | Mgmt | For | For | For |
| | 2 | Elect William P. Barr | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey L. Bewkes | | Mgmt | For | For | For |
| | 4 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 5 | Elect Robert C. Clark | | Mgmt | For | For | For |
| | 6 | Elect Mathias Dopfner | | Mgmt | For | For | For |
| | 7 | Elect Jessica P. Einhorn | | Mgmt | For | For | For |
| | 8 | Elect Fred Hassan | | Mgmt | For | For | For |
| | 9 | Elect Kenneth J. Novack | | Mgmt | For | For | For |
| | 10 | Elect Paul D. Wachter | | Mgmt | For | For | For |
| | 11 | Elect Deborah C. Wright | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Tornier N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRNX | CUSIP N87237108 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David H. Mowry | | Mgmt | For | For | For |
| | 2 | Elect Kevin C. O'Boyle | | Mgmt | For | For | For |
| | 3 | Elect Richard F. Wallman | | Mgmt | For | For | For |
| | 4 | Misc. Article Amendments | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Ratification of Statutory Auditor for Dutch Accounts | | Mgmt | For | For | For |
| | 7 | Accounts and Reports | | Mgmt | For | For | For |
| | 8 | Director & Officer Liability/Indemnification | | Mgmt | For | For | For |
| | 9 | Authority to Repurchase Shares | | Mgmt | For | For | For |
|
|
|
| Tronox Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TROX | CUSIP Q9235V101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Casey | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew P. Hines | | Mgmt | For | For | For |
| | 1.3 | Elect Wayne A. Hinman | | Mgmt | For | For | For |
| | 1.4 | Elect Ilan Kaufthal | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffry N. Quinn | | Mgmt | For | For | For |
| | 1.6 | Elect Peter Johnston | | Mgmt | For | For | For |
| | 2 | Annual Performance Bonus Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3.1 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 3.2 | Elect Michael E. Daniels | | Mgmt | For | For | For |
| | 3.3 | Elect Frank M. Drendel | | Mgmt | For | For | For |
| | 3.4 | Elect Brian Duperreault | | Mgmt | For | For | For |
| | 3.5 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 3.6 | Elect John A. Krol | | Mgmt | For | For | For |
| | 3.7 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 3.8 | Elect Brendan R. O'Neill | | Mgmt | For | For | For |
| | 3.9 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 3.10 | Elect R. David Yost | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment of Special Auditor | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Renewal of Authorized Share Capital | | Mgmt | For | For | For |
| | 11 | Approval of a Reduction in Registered Share Capital | | Mgmt | For | For | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 09/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | The ADT Spin-off | | Mgmt | For | For | For |
| | 2 | The Tyco Flow Control Spin-off | | Mgmt | For | For | For |
| | 3.1 | Elect George Oliver | | Mgmt | For | For | For |
| | 3.2 | Elect Frank Drendel | | Mgmt | For | For | For |
| | 4 | Approval of Ordinary Cash Dividends | | Mgmt | For | For | For |
| | 5 | 2012 Stock and Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Tyson Foods, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TSN | CUSIP 902494103 | | 02/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Tyson | | Mgmt | For | For | For |
| | 2 | Elect Kathleen Bader | | Mgmt | For | For | For |
| | 3 | Elect Gaurdie Banister, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Jim Kever | | Mgmt | For | For | For |
| | 5 | Elect Kevin McNamara | | Mgmt | For | For | For |
| | 6 | Elect Brad Sauer | | Mgmt | For | For | For |
| | 7 | Elect Robert Thurber | | Mgmt | For | For | For |
| | 8 | Elect Barbara Tyson | | Mgmt | For | For | For |
| | 9 | Elect Albert Zapanta | | Mgmt | For | For | For |
| | 10 | Amendment to the 2000 Stock Incentive Plan | | Mgmt | For | For | For |
| | 11 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| U.S. Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | USB | CUSIP 902973304 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas M. Baker, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Y. Marc Belton | | Mgmt | For | For | For |
| | 3 | Elect Victoria Buyniski Gluckman | | Mgmt | For | For | For |
| | 4 | Elect Arthur D. Collins, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Richard K. Davis | | Mgmt | For | For | For |
| | 6 | Elect Roland A. Hernandez | | Mgmt | For | For | For |
| | 7 | Elect Doreen Woo Ho | | Mgmt | For | For | For |
| | 8 | Elect Joel W. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Olivia F. Kirtley | | Mgmt | For | For | For |
| | 10 | Elect Jerry W. Levin | | Mgmt | For | For | For |
| | 11 | Elect David B. O'Maley | | Mgmt | For | For | For |
| | 12 | Elect O'Dell M. Owens | | Mgmt | For | For | For |
| | 13 | Elect Craig D. Schnuck | | Mgmt | For | For | For |
| | 14 | Elect Patrick T. Stokes | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| United Parcel Service, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UPS | CUSIP 911312106 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect F. Duane Ackerman | | Mgmt | For | For | For |
| | 2 | Elect Michael J. Burns | | Mgmt | For | For | For |
| | 3 | Elect D. Scott Davis | | Mgmt | For | For | For |
| | 4 | Elect Stuart E. Eizenstat | | Mgmt | For | For | For |
| | 5 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 6 | Elect William R. Johnson | | Mgmt | For | For | For |
| | 7 | Elect Candace Kendle | | Mgmt | For | For | For |
| | 8 | Elect Ann M. Livermore | | Mgmt | For | For | For |
| | 9 | Elect Rudy H.P. Markham | | Mgmt | For | For | For |
| | 10 | Elect Clark T. Randt, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Carol B. Tome | | Mgmt | For | For | For |
| | 12 | Elect Kevin M. Warsh | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
|
|
|
| United Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UTX | CUSIP 913017109 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Louis Chenevert | | Mgmt | For | For | For |
| | 2 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 3 | Elect Jean-Pierre Garnier | | Mgmt | For | For | For |
| | 4 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 5 | Elect Edward A. Kangas | | Mgmt | For | For | For |
| | 6 | Elect Ellen J. Kullman | | Mgmt | For | For | For |
| | 7 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 8 | Elect Harold W. McGraw III | | Mgmt | For | For | For |
| | 9 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 10 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 11 | Elect Andre Villeneuve | | Mgmt | For | For | For |
| | 12 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| UnitedHealth Group Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNH | CUSIP 91324P102 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William C. Ballard, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Edson Bueno | | Mgmt | For | For | For |
| | 3 | Elect Richard T. Burke | | Mgmt | For | For | For |
| | 4 | Elect Robert J. Darretta | | Mgmt | For | For | For |
| | 5 | Elect Stephen J. Hemsley | | Mgmt | For | For | For |
| | 6 | Elect Michele J. Hooper | | Mgmt | For | For | For |
| | 7 | Elect Rodger A. Lawson | | Mgmt | For | For | For |
| | 8 | Elect Douglas W. Leatherdale | | Mgmt | For | For | For |
| | 9 | Elect Glenn M. Renwick | | Mgmt | For | For | For |
| | 10 | Elect Kenneth I. Shine | | Mgmt | For | For | For |
| | 11 | Elect Gail R. Wilensky | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Vail Resorts, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MTN | CUSIP 91879Q109 | | 11/29/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Roland Hernandez | | Mgmt | For | For | For |
| | 2 | Elect Robert Katz | | Mgmt | For | For | For |
| | 3 | Elect Richard Kincaid | | Mgmt | For | For | For |
| | 4 | Elect John Redmond | | Mgmt | For | For | For |
| | 5 | Elect Hilary Schneider | | Mgmt | For | For | For |
| | 6 | Elect John Sorte | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Ventas, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VTR | CUSIP 92276F100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Debra A. Cafaro | | Mgmt | For | For | For |
| | 2 | Elect Douglas Crocker, II | | Mgmt | For | For | For |
| | 3 | Elect Ronald G. Geary | | Mgmt | For | For | For |
| | 4 | Elect Jay M. Gellert | | Mgmt | For | For | For |
| | 5 | Elect Richard I. Gilchrist | | Mgmt | For | For | For |
| | 6 | Elect Matthew J. Lustig | | Mgmt | For | For | For |
| | 7 | Elect Douglas M. Pasquale | | Mgmt | For | For | For |
| | 8 | Elect Robert D. Reed | | Mgmt | For | For | For |
| | 9 | Elect Sheli Z. Rosenberg | | Mgmt | For | For | For |
| | 10 | Elect Glenn J. Rufrano | | Mgmt | For | For | For |
| | 11 | Elect James D. Shelton | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Tax Gross-Up Payments | | ShrHldr | Against | For | Against |
|
|
|
| Verisk Analytics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VRSK | CUSIP 92345Y106 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Lehman, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew G. Mills | | Mgmt | For | For | For |
| | 1.3 | Elect Constantine P. Iordanou | | Mgmt | For | For | For |
| | 1.4 | Elect Scott G. Stephenson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Executive Officer Annual Incentive Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Verizon Communications Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VZ | CUSIP 92343V104 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard L. Carrion | | Mgmt | For | For | For |
| | 2 | Elect Melanie L. Healey | | Mgmt | For | For | For |
| | 3 | Elect M. Frances Keeth | | Mgmt | For | For | For |
| | 4 | Elect Robert W. Lane | | Mgmt | For | For | For |
| | 5 | Elect Lowell C. McAdam | | Mgmt | For | For | For |
| | 6 | Elect Sandra O. Moose | | Mgmt | For | For | For |
| | 7 | Elect Joseph Neubauer | | Mgmt | For | For | For |
| | 8 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 9 | Elect Clarence Otis, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Hugh B. Price | | Mgmt | For | For | For |
| | 11 | Elect Rodney E. Slater | | Mgmt | For | For | For |
| | 12 | Elect Kathryn A. Tesija | | Mgmt | For | For | For |
| | 13 | Elect Gregory D. Wasson | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Amendment to the 2009 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Network Neutrality | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Visa Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | V | CUSIP 92826C839 | | 01/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary Coughlan | | Mgmt | For | For | For |
| | 2 | Elect Mary Cranston | | Mgmt | For | For | For |
| | 3 | Elect Francisco Javier Fernandez Carbajal | | Mgmt | For | For | For |
| | 4 | Elect Robert Matschullat | | Mgmt | For | For | For |
| | 5 | Elect Cathy Minehan | | Mgmt | For | For | For |
| | 6 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 7 | Elect David Pang | | Mgmt | For | For | For |
| | 8 | Elect Joseph Saunders | | Mgmt | For | For | For |
| | 9 | Elect Charles Scharf | | Mgmt | For | For | For |
| | 10 | Elect William Shanahan | | Mgmt | For | For | For |
| | 11 | Elect John Swainson | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Expenditures | | ShrHldr | Against | Against | For |
|
|
|
| VMware, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VMW | CUSIP 928563402 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2007 Equity And Incentive Plan | | Mgmt | For | For | For |
| | 4 | Amendment to the 2007 Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Vornado Realty Trust | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VNO | CUSIP 929042109 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Candace K. Beinecke | | Mgmt | For | For | For |
| | 1.2 | Elect Robert P. Kogod | | Mgmt | For | For | For |
| | 1.3 | Elect David Mandelbaum | | Mgmt | For | For | For |
| | 1.4 | Elect Richard R. West | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Wal-Mart Stores, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WMT | CUSIP 931142103 | | 06/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Aida M. Alvarez | | Mgmt | For | For | For |
| | 2 | Elect James I. Cash, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Roger C. Corbett | | Mgmt | For | For | For |
| | 4 | Elect Douglas N. Daft | | Mgmt | For | For | For |
| | 5 | Elect Michael T. Duke | | Mgmt | For | For | For |
| | 6 | Elect Timothy P. Flynn | | Mgmt | For | For | For |
| | 7 | Elect Marissa A. Mayer | | Mgmt | For | For | For |
| | 8 | Elect Gregory B. Penner | | Mgmt | For | For | For |
| | 9 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 10 | Elect H. Lee Scott, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Jim C. Walton | | Mgmt | For | For | For |
| | 12 | Elect S. Robson Walton | | Mgmt | For | For | For |
| | 13 | Elect Christopher J. Williams | | Mgmt | For | For | For |
| | 14 | Elect Linda S. Wolf | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Approval of the Management Incentive Plan | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Right to Call Special Meeting | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 21 | Shareholder Proposal Regarding Recoupment Report | | ShrHldr | Against | Against | For |
|
|
|
| Walgreen Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAG | CUSIP 931422109 | | 01/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Janice Babiak | | Mgmt | For | For | For |
| | 2 | Elect David J. Brailer | | Mgmt | For | For | For |
| | 3 | Elect Steven Davis | | Mgmt | For | For | For |
| | 4 | Elect William Foote | | Mgmt | For | For | For |
| | 5 | Elect Mark Frissora | | Mgmt | For | For | For |
| | 6 | Elect Ginger Graham | | Mgmt | For | For | For |
| | 7 | Elect Alan McNally | | Mgmt | For | For | For |
| | 8 | Elect Dominic Murphy | | Mgmt | For | For | For |
| | 9 | Elect Stefano Pessina | | Mgmt | For | For | For |
| | 10 | Elect Nancy Schlichting | | Mgmt | For | For | For |
| | 11 | Elect Alejandro Silva | | Mgmt | For | For | For |
| | 12 | Elect James Skinner | | Mgmt | For | For | For |
| | 13 | Elect Gregory Wasson | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Walter Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WLT | CUSIP 93317Q105 | | 04/25/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward G. Scholtz | | Mgmt | N/A | TNA | N/A |
| | 1.2 | Elect Mark H. Lochtenberg | | Mgmt | N/A | TNA | N/A |
| | 1.3 | Elect Robert H. Stan | | Mgmt | N/A | TNA | N/A |
| | 1.4 | Elect Lawrence M. Clark, Jr. | | Mgmt | N/A | TNA | N/A |
| | 1.5 | Elect Julian A. Treger | | Mgmt | N/A | TNA | N/A |
| | 1.6 | Elect David R. Beatty | | Mgmt | N/A | TNA | N/A |
| | 1.7 | Elect Mary R. Henderson | | Mgmt | N/A | TNA | N/A |
| | 1.8 | Elect Patrick A. Kriegshauser | | Mgmt | N/A | TNA | N/A |
| | 1.9 | Elect Graham Mascall | | Mgmt | N/A | TNA | N/A |
| | 1.10 | Elect Walter J. Scheller, III | | Mgmt | N/A | TNA | N/A |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | N/A | TNA | N/A |
| | 3 | Ratification of Auditor | | Mgmt | N/A | TNA | N/A |
|
|
|
| Walter Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WLT | CUSIP 93317Q105 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David R. Beatty | | Mgmt | For | For | For |
| | 1.2 | Elect Mary R. Henderson | | Mgmt | For | For | For |
| | 1.3 | Elect Jerry W. Kolb | | Mgmt | For | For | For |
| | 1.4 | Elect Patrick A. Kriegshauser | | Mgmt | For | For | For |
| | 1.5 | Elect Joseph B. Leonard | | Mgmt | For | For | For |
| | 1.6 | Elect Graham Mascall | | Mgmt | For | For | For |
| | 1.7 | Elect Bernard G. Rethore | | Mgmt | For | For | For |
| | 1.8 | Elect Walter J. Scheller, III | | Mgmt | For | For | For |
| | 1.9 | Elect Michael T. Tokarz | | Mgmt | For | For | For |
| | 1.10 | Elect A.J. Wagner | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Weatherford International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFT | CUSIP H27013103 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Bernard J. Duroc-Danner | | Mgmt | For | For | For |
| | 4 | Elect Nicholas F. Brady | | Mgmt | For | For | For |
| | 5 | Elect David J. Butters | | Mgmt | For | For | For |
| | 6 | Elect John D. Gass | | Mgmt | For | For | For |
| | 7 | Elect Francis S. Kalman | | Mgmt | For | For | For |
| | 8 | Elect William E. Macaulay | | Mgmt | For | For | For |
| | 9 | Elect Robert K. Moses, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Guillermo Ortiz | | Mgmt | For | For | For |
| | 11 | Elect Emyr J. Parry | | Mgmt | For | For | For |
| | 12 | Elect Robert A. Rayne | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Increase in Authorized Capital | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Wells Fargo & Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFC | CUSIP 949746101 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Baker II | | Mgmt | For | For | For |
| | 2 | Elect Elaine L. Chao | | Mgmt | For | For | For |
| | 3 | Elect John S. Chen | | Mgmt | For | For | For |
| | 4 | Elect Lloyd H. Dean | | Mgmt | For | For | For |
| | 5 | Elect Susan E. Engel | | Mgmt | For | For | For |
| | 6 | Elect Enrique Hernandez, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Donald M. James | | Mgmt | For | For | For |
| | 8 | Elect Cynthia H. Milligan | | Mgmt | For | For | For |
| | 9 | Elect Federico F. Pena | | Mgmt | For | For | For |
| | 10 | Elect Howard V. Richardson | | Mgmt | For | For | For |
| | 11 | Elect Judith M. Runstad | | Mgmt | For | For | For |
| | 12 | Elect Stephen W. Sanger | | Mgmt | For | For | For |
| | 13 | Elect John G. Stumpf | | Mgmt | For | For | For |
| | 14 | Elect Susan G. Swenson | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHldr | Against | Against | For |
|
|
|
| Western Refining, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WNR | CUSIP 959319104 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William D. Sanders | | Mgmt | For | For | For |
| | 1.2 | Elect Ralph A. Schmidt | | Mgmt | For | For | For |
| | 1.3 | Elect Jeff A. Stevens | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Whitewave Foods Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WWAV | CUSIP 966244105 | | 04/17/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen L. Green | | Mgmt | For | TNA | N/A |
| | 2 | Elect Michelle P. Goolsby | | Mgmt | For | TNA | N/A |
| | 3 | Approval of the 2012 Stock Incentive Plan | | Mgmt | For | TNA | N/A |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | TNA | Against |
| | 6 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| Wyndham Worldwide Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WYN | CUSIP 98310W108 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.2 | Elect Michael H. Wargotz | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Xilinx, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XLNX | CUSIP 983919101 | | 08/08/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Philip Gianos | | Mgmt | For | For | For |
| | 2 | Elect Moshe Gavrielov | | Mgmt | For | For | For |
| | 3 | Elect John Doyle | | Mgmt | For | For | For |
| | 4 | Elect Jerald Fishman | | Mgmt | For | For | For |
| | 5 | Elect William Howard, Jr. | | Mgmt | For | For | For |
| | 6 | Elect J. Michael Patterson | | Mgmt | For | For | For |
| | 7 | Elect Albert Pimentel | | Mgmt | For | For | For |
| | 8 | Elect Marshall Turner, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Elizabeth Vanderslice | | Mgmt | For | For | For |
| | 10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | | Mgmt | For | For | For |
| | 11 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Xylem Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XYL | CUSIP 98419M100 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Curtis J. Crawford | | Mgmt | For | For | For |
| | 2 | Elect Robert F. Friel | | Mgmt | For | For | For |
| | 3 | Elect Surya N. Mohapatra | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
|
|
|
| Yahoo Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | YHOO | CUSIP 984332106 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Hayes | | Mgmt | For | For | For |
| | 2 | Elect Susan M. James | | Mgmt | For | For | For |
| | 3 | Elect Max R. Levchin | | Mgmt | For | For | For |
| | 4 | Elect Peter Liguori | | Mgmt | For | For | For |
| | 5 | Elect Daniel S. Loeb | | Mgmt | For | For | For |
| | 6 | Elect Marissa A. Mayer | | Mgmt | For | For | For |
| | 7 | Elect Thomas J. McInerney | | Mgmt | For | For | For |
| | 8 | Elect Maynard G. Webb, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Harry J. Wilson | | Mgmt | For | For | For |
| | 10 | Elect Michael J. Wolf | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Regarding Corporate Social Responsibility Report | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Zimmer Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ZMH | CUSIP 98956P102 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Christopher B. Begley | | Mgmt | For | For | For |
| | 2 | Elect Betsy J. Bernard | | Mgmt | For | For | For |
| | 3 | Elect Gail K. Boudreaux | | Mgmt | For | For | For |
| | 4 | Elect David C. Dvorak | | Mgmt | For | For | For |
| | 5 | Elect Larry C. Glasscock | | Mgmt | For | For | For |
| | 6 | Elect Robert A. Hagemann | | Mgmt | For | For | For |
| | 7 | Elect Arthur J. Higgins | | Mgmt | For | For | For |
| | 8 | Elect John L. McGoldrick | | Mgmt | For | For | For |
| | 9 | Elect Cecil B. Pickett | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Amendment to the Executive Performance Incentive Plan | | Mgmt | For | For | For |
| | 13 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| |
| | | | | | | | |
| Registrant : | Putnam Investment Funds | | | |
| Fund Name : | Putnam Small Cap Value Fund | | | |
| Date of Fiscal Year End: | 02/28/2013 | | | |
|
|
|
| Aaron's, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAN | CUSIP 002535300 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gilbert L. Danielson | | Mgmt | For | For | For |
| | 1.2 | Elect David L. Kolb | | Mgmt | For | For | For |
| | 1.3 | Elect Cynthia N. Day | | Mgmt | For | For | For |
| | 1.4 | Elect Hubert L. Harris, Jr. | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Acco Brands Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACCO | CUSIP 00081T108 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George V. Bayly | | Mgmt | For | For | For |
| | 1.2 | Elect James A. Buzzard | | Mgmt | For | For | For |
| | 1.3 | Elect Kathleen S. Dvorak | | Mgmt | For | For | For |
| | 1.4 | Elect G. Thomas Hargrove | | Mgmt | For | For | For |
| | 1.5 | Elect Robert H. Jenkins | | Mgmt | For | For | For |
| | 1.6 | Elect Robert J. Keller | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas Kroeger | | Mgmt | For | For | For |
| | 1.8 | Elect Michael Norkus | | Mgmt | For | For | For |
| | 1.9 | Elect E. Mark Rajkowski | | Mgmt | For | For | For |
| | 1.10 | Elect Sheila G. Talton | | Mgmt | For | For | For |
| | 1.11 | Elect Norman H. Wesley | | Mgmt | For | For | For |
| | 1.12 | Elect Boris Elisman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Actuate Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BIRT | CUSIP 00508B102 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter I. Cittadini | | Mgmt | For | For | For |
| | 1.2 | Elect Kenneth E. Marshall | | Mgmt | For | For | For |
| | 1.3 | Elect Nicholas C. Nierenberg | | Mgmt | For | For | For |
| | 1.4 | Elect Arthur C. Patterson | | Mgmt | For | For | For |
| | 1.5 | Elect Steven D. Whiteman | | Mgmt | For | For | For |
| | 1.6 | Elect Raymond L. Ocampo, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Timothy B. Yeaton | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| ADA-ES, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADES | CUSIP 005208103 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kim B. Clarke | | Mgmt | For | For | For |
| | 1.2 | Elect Michael D. Durham | | Mgmt | For | For | For |
| | 1.3 | Elect Alan Bradley Gabbard | | Mgmt | For | For | For |
| | 1.4 | Elect Derek C. Johnson | | Mgmt | For | For | For |
| | 1.5 | Elect W. Phillip Marcum | | Mgmt | For | For | For |
| | 1.6 | Elect Mark H. McKinnies | | Mgmt | For | For | For |
| | 1.7 | Elect Robert E. Shanklin | | Mgmt | For | For | For |
| | 1.8 | Elect Jeffrey C. Smith | | Mgmt | For | For | For |
| | 1.9 | Elect Richard J. Swanson | | Mgmt | For | For | For |
| | 2 | Reincorporation from Colorado to Delaware | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Addus HomeCare Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADUS | CUSIP 006739106 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark S. Heaney | | Mgmt | For | For | For |
| | 1.2 | Elect Simon A. Bachleda | | Mgmt | For | For | For |
| | 2 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
|
|
|
| Aegean Marine Petroleum Network, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ANW | CUSIP Y0017S102 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Yiannis N. Papanicolaou | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Konstantinos Koutsomitopoulos | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Allied World Assurance Company Holdings Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AWH | CUSIP H01531104 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara T. Alexander | | Mgmt | For | For | For |
| | 2 | Elect Scott Hunter | | Mgmt | For | For | For |
| | 3 | Elect Patrick de Saint-Aignan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits | | Mgmt | For | For | For |
| | 7 | Dividend from Reserves | | Mgmt | For | For | For |
| | 8 | Amendment to Cancel Treasury Shares | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor and Statutory Auditor | | Mgmt | For | For | For |
| | 10 | Appointment of Special Auditor | | Mgmt | For | For | For |
| | 11 | Indemnification of Directors and Officers | | Mgmt | For | For | For |
|
|
|
| Ambarella Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AMBA | CUSIP G037AX101 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Chenming C. Hu | | Mgmt | For | For | For |
| | 1.2 | Elect Feng-Ming Wang | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| American Assets Trust Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAT | CUSIP 024013104 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ernest S. Rady | | Mgmt | For | For | For |
| | 1.2 | Elect John W. Chamberlain | | Mgmt | For | For | For |
| | 1.3 | Elect Larry E. Finger | | Mgmt | For | For | For |
| | 1.4 | Elect Duane A. Nelles | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas S. Olinger | | Mgmt | For | For | For |
| | 1.6 | Elect Robert S. Sullivan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| American Assets Trust, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAT | CUSIP 024013104 | | 07/10/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ernest Rady | | Mgmt | For | For | For |
| | 1.2 | Elect John Chamberlain | | Mgmt | For | For | For |
| | 1.3 | Elect Larry Finger | | Mgmt | For | For | For |
| | 1.4 | Elect Alan Gold | | Mgmt | For | For | For |
| | 1.5 | Elect Duane Nelles | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas Olinger | | Mgmt | For | For | For |
| | 1.7 | Elect Robert Sullivan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| American Financial Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFG | CUSIP 025932104 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carl H. Lindner, III | | Mgmt | For | For | For |
| | 1.2 | Elect S. Craig Lindner | | Mgmt | For | For | For |
| | 1.3 | Elect Kenneth C. Ambrecht | | Mgmt | For | For | For |
| | 1.4 | Elect John B. Berding | | Mgmt | For | For | For |
| | 1.5 | Elect Joseph E. Consolino | | Mgmt | For | For | For |
| | 1.6 | Elect Virginia C. Drosos | | Mgmt | For | For | For |
| | 1.7 | Elect James E. Evans | | Mgmt | For | For | For |
| | 1.8 | Elect Terry S. Jacobs | | Mgmt | For | For | For |
| | 1.9 | Elect Gregory G. Joseph | | Mgmt | For | For | For |
| | 1.10 | Elect William W. Verity | | Mgmt | For | For | For |
| | 1.11 | Elect John I. Von Lehman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHldr | Against | Against | For |
|
|
|
| AmTrust Financial Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFSI | CUSIP 032359309 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Donald T. DeCarlo | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Susan C. Fisch | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Abraham Gulkowitz | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect George Karfunkel | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Michael Karfunkel | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Jay J. Miller | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Barry D. Zyskind | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
|
|
|
| Arch Capital Group Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACGL | CUSIP G0450A105 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John L. Bunce, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Yiorgos Lillikas | | Mgmt | For | For | For |
| | 3 | Elect Deanna M. Mulligan | | Mgmt | For | For | For |
| | 4 | Elect Anthony Asquith | | Mgmt | For | For | For |
| | 5 | Elect Edgardo Balois | | Mgmt | For | For | For |
| | 6 | Elect Dennis R. Brand | | Mgmt | For | For | For |
| | 7 | Elect Peter Calleo | | Mgmt | For | For | For |
| | 8 | Elect Paul Cole | | Mgmt | For | For | For |
| | 9 | Elect Michael Constantinides | | Mgmt | For | For | For |
| | 10 | Elect Graham B.R. Collis | | Mgmt | For | For | For |
| | 11 | Elect William J. Cooney | | Mgmt | For | For | For |
| | 12 | Elect Nick Denniston | | Mgmt | For | For | For |
| | 13 | Elect Michael Feetham | | Mgmt | For | For | For |
| | 14 | Elect Stephan Fogarty | | Mgmt | For | For | For |
| | 15 | Elect Elizabeth Fullerton-Rome | | Mgmt | For | For | For |
| | 16 | Elect Marc Grandisson | | Mgmt | For | For | For |
| | 17 | Elect Michael A. Greene | | Mgmt | For | For | For |
| | 18 | Elect Jerome Halgan | | Mgmt | For | For | For |
| | 19 | Elect David W. Hipkin | | Mgmt | For | For | For |
| | 20 | Elect W. Preston Hutchings | | Mgmt | For | For | For |
| | 21 | Elect Constantine Iordanou | | Mgmt | For | For | For |
| | 22 | Elect Wolbert H. Kamphuijs | | Mgmt | For | For | For |
| | 23 | Elect Michael H. Kier | | Mgmt | For | For | For |
| | 24 | Elect Lin Li-Williams | | Mgmt | For | For | For |
| | 25 | Elect Mark D. Lyons | | Mgmt | For | For | For |
| | 26 | Elect Adam Matteson | | Mgmt | For | For | For |
| | 27 | Elect Robert McDowell | | Mgmt | For | For | For |
| | 28 | Elect David H. McElroy | | Mgmt | For | For | For |
| | 29 | Elect Rommel Mercado | | Mgmt | For | For | For |
| | 30 | Elect David J. Mulholland | | Mgmt | For | For | For |
| | 31 | Elect Michael R. Murphy | | Mgmt | For | For | For |
| | 32 | Elect Martin J. Nilsen | | Mgmt | For | For | For |
| | 33 | Elect Mark Nolan | | Mgmt | For | For | For |
| | 34 | Elect Marita Oliver | | Mgmt | For | For | For |
| | 35 | Elect Nicolas Papadopoulo | | Mgmt | For | For | For |
| | 36 | Elect Elisabeth Quinn | | Mgmt | For | For | For |
| | 37 | Elect Maamoun Rajeh | | Mgmt | For | For | For |
| | 38 | Elect John F. Rathgeber | | Mgmt | For | For | For |
| | 39 | Elect Andrew Rippert | | Mgmt | For | For | For |
| | 40 | Elect Carla Santamaria-Sena | | Mgmt | For | For | For |
| | 41 | Elect Elect Arthur Scace | | Mgmt | For | For | For |
| | 42 | Elect Scott Schenker | | Mgmt | For | For | For |
| | 43 | Elect Soren Scheuer | | Mgmt | For | For | For |
| | 44 | Elect Budhi Singh | | Mgmt | For | For | For |
| | 45 | Elect Helmut Sohler | | Mgmt | For | For | For |
| | 46 | Elect Iwan van Munster | | Mgmt | For | For | For |
| | 47 | Elect Angus Watson | | Mgmt | For | For | For |
| | 48 | Elect James R. Weatherstone | | Mgmt | For | For | For |
| | 49 | Elect Gerald Wolfe | | Mgmt | For | For | For |
| | 50 | Ratification of Auditor | | Mgmt | For | For | For |
| | 51 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Ascena Retail Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ASNA | CUSIP 04351G101 | | 12/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Usdan | | Mgmt | For | For | For |
| | 1.2 | Elect Randy Pearce | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Avista Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AVA | CUSIP 05379B107 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Erik J. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Kristianne Blake | | Mgmt | For | For | For |
| | 3 | Elect Donald C Burke | | Mgmt | For | For | For |
| | 4 | Elect Rick R Holley | | Mgmt | For | For | For |
| | 5 | Elect John F. Kelly | | Mgmt | For | For | For |
| | 6 | Elect Rebecca A. Klein | | Mgmt | For | For | For |
| | 7 | Elect Scott L. Morris | | Mgmt | For | For | For |
| | 8 | Elect Marc F. Racicot | | Mgmt | For | For | For |
| | 9 | Elect Heidi B. Stanley | | Mgmt | For | For | For |
| | 10 | Elect R. John Taylor | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Reduce Shareholder Approval Requirements to Amend Articles | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| BancTec Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BATCL | CUSIP 059784504 | | 07/03/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| | 2 | Elect Felipe Atela | | Mgmt | For | Against | Against |
| | 3 | Elect Gary Fernandes | | Mgmt | For | Against | Against |
|
|
|
| Berkshire Hills Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BHLB | CUSIP 084680107 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John B. Davies | | Mgmt | For | For | For |
| | 1.2 | Elect Rodney C. Dimock | | Mgmt | For | For | For |
| | 1.3 | Elect Laurie Norton Moffatt | | Mgmt | For | For | For |
| | 1.4 | Elect J. Williar Dunlaevy | | Mgmt | For | For | For |
| | 2 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| BofI Holding, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BOFI | CUSIP 05566U108 | | 11/08/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jerry Englert | | Mgmt | For | For | For |
| | 1.2 | Elect Gregory Garrabrants | | Mgmt | For | For | For |
| | 1.3 | Elect Paul Grinberg | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
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| Brookline Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BRKL | CUSIP 11373M107 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David C. Chapin | | Mgmt | For | For | For |
| | 1.2 | Elect John A. Hackett | | Mgmt | For | For | For |
| | 1.3 | Elect John L. Hall II | | Mgmt | For | For | For |
| | 1.4 | Elect Rosamond B. Vaule | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Brunswick Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BC | CUSIP 117043109 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Nolan D. Archibald | | Mgmt | For | For | For |
| | 2 | Elect David C. Everitt | | Mgmt | For | For | For |
| | 3 | Elect Roger J. Wood | | Mgmt | For | For | For |
| | 4 | Elect Lawrence A. Zimmerman | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Senior Management Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
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| Cabot Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBT | CUSIP 127055101 | | 03/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John S. Clarkeson | | Mgmt | For | For | For |
| | 2 | Elect Roderick C.G. MacLeod | | Mgmt | For | For | For |
| | 3 | Elect Sue H. Rataj | | Mgmt | For | For | For |
| | 4 | Elect Ronaldo H. Schmitz | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
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| Campus Crest Communities Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCG | CUSIP 13466Y105 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ted W. Rollins | | Mgmt | For | For | For |
| | 1.2 | Elect Michael S. Hartnett | | Mgmt | For | For | For |
| | 1.3 | Elect Richard S. Kahlbaugh | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Denis McGlynn | | Mgmt | For | For | For |
| | 1.5 | Elect William G. Popeo | | Mgmt | For | For | For |
| | 1.6 | Elect Daniel L. Simmons | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Centene Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNC | CUSIP 15135B101 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Orlando Ayala | | Mgmt | For | For | For |
| | 1.2 | Elect Pamela A. Joseph | | Mgmt | For | For | For |
| | 1.3 | Elect Tommy G. Thompson | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Ceragon Networks Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CRNT | CUSIP M22013102 | | 12/19/2012 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles to Declassify Board | | Mgmt | For | TNA | N/A |
| | 2 | Elect Zohar Zisapel | | Mgmt | For | TNA | N/A |
| | 3 | Elect Joseph Atsmon | | Mgmt | For | TNA | N/A |
| | 4 | Stock Option Grants to Directors | | Mgmt | For | TNA | N/A |
| | 5 | Elect Yair Orgler | | Mgmt | For | TNA | N/A |
| | 6 | Elect Avi Patir | | Mgmt | For | TNA | N/A |
| | 7 | Appointment of Auditor | | Mgmt | For | TNA | N/A |
| | 8 | Declaration of Material Interest | | Mgmt | For | TNA | N/A |
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| Chiquita Brands International | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CQB | CUSIP 170032809 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kerrii B. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Howard W. Barker, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Clare M. Hasler-Lewis | | Mgmt | For | For | For |
| | 1.4 | Elect Edward F Lonergan | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey N. Simmons | | Mgmt | For | For | For |
| | 1.6 | Elect Steven P. Stanbrook | | Mgmt | For | For | For |
| | 1.7 | Elect Ronald V. Waters III | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
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| Ciber, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBR | CUSIP 17163B102 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jean-Francois Heitz | | Mgmt | For | For | For |
| | 1.2 | Elect James C. Spira | | Mgmt | For | For | For |
| | 1.3 | Elect Bobby G. Stevenson | | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
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| CMS Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMS | CUSIP 125896100 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jon E. Barfield | | Mgmt | For | For | For |
| | 2 | Elect Stephen E. Ewing | | Mgmt | For | For | For |
| | 3 | Elect Richard M. Gabrys | | Mgmt | For | For | For |
| | 4 | Elect William D. Harvey | | Mgmt | For | For | For |
| | 5 | Elect David W. Joos | | Mgmt | For | For | For |
| | 6 | Elect Philip R. Lochner, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Michael T. Monahan | | Mgmt | For | For | For |
| | 8 | Elect John G. Russell | | Mgmt | For | For | For |
| | 9 | Elect Kenneth L. Way | | Mgmt | For | For | For |
| | 10 | Elect Laura H. Wright | | Mgmt | For | For | For |
| | 11 | Elect John B. Yasinsky | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
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| Cogent Communications Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCOI | CUSIP 19239V302 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dave Schaeffer | | Mgmt | For | For | For |
| | 1.2 | Elect Steven D. Brooks | | Mgmt | For | For | For |
| | 1.3 | Elect Erel N. Margalit | | Mgmt | For | For | For |
| | 1.4 | Elect Timothy Weingarten | | Mgmt | For | For | For |
| | 1.5 | Elect Richard T. Liebhaber | | Mgmt | For | For | For |
| | 1.6 | Elect D. Blake Bath | | Mgmt | For | For | For |
| | 1.7 | Elect Marc Montagner | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Incentive Award Plan | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Colony Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CLNY | CUSIP 19624R106 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas J. Barrack, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Richard Saltzman | | Mgmt | For | For | For |
| | 1.3 | Elect George G. C. Parker | | Mgmt | For | For | For |
| | 1.4 | Elect John A. Somers | | Mgmt | For | For | For |
| | 1.5 | Elect John L. Steffens | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Columbus McKinnon Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMCO | CUSIP 199333105 | | 07/23/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Timothy Tevens | | Mgmt | For | For | For |
| | 1.2 | Elect Richard Fleming | | Mgmt | For | For | For |
| | 1.3 | Elect Ernest Verebelyi | | Mgmt | For | For | For |
| | 1.4 | Elect Stephanie Kushner | | Mgmt | For | For | For |
| | 1.5 | Elect Stephen Rabinowitz | | Mgmt | For | For | For |
| | 1.6 | Elect Linda Goodspeed | | Mgmt | For | For | For |
| | 1.7 | Elect Nicholas Pinchuk | | Mgmt | For | For | For |
| | 1.8 | Elect Liam McCarthy | | Mgmt | For | For | For |
| | 1.9 | Elect Christian Ragot | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Convergys Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVG | CUSIP 212485106 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Andrea J. Ayers | | Mgmt | For | For | For |
| | 1.2 | Elect John F. Barrett | | Mgmt | For | For | For |
| | 1.3 | Elect Richard R. Devenuti | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey H. Fox | | Mgmt | For | For | For |
| | 1.5 | Elect Joseph E. Gibbs | | Mgmt | For | For | For |
| | 1.6 | Elect Joan E. Herman | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas L. Monahan III | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald L. Nelson | | Mgmt | For | For | For |
| | 1.9 | Elect Richard F. Wallman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Re-approval of the Performance Goals Under the Long Term Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Core-Mark Holding Company, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CORE | CUSIP 218681104 | | 05/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert A. Allen | | Mgmt | For | For | For |
| | 2 | Elect Stuart W. Booth | | Mgmt | For | For | For |
| | 3 | Elect Gary F. Colter | | Mgmt | For | For | For |
| | 4 | Elect Robert G. Gross | | Mgmt | For | For | For |
| | 5 | Elect L. William Krause | | Mgmt | For | For | For |
| | 6 | Elect Thomas B. Perkins | | Mgmt | For | For | For |
| | 7 | Elect Harvey L. Tepner | | Mgmt | For | For | For |
| | 8 | Elect Randolph I. Thornton | | Mgmt | For | For | For |
| | 9 | Elect J. Michael Walsh | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
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| Corinthian Colleges, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COCO | CUSIP 218868107 | | 11/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul St. Pierre | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Linda Skladany | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Robert Lee | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Jack Massimino | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Terry Hartshorn | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Timothy Sullivan | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Sharon Robinson | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Hank Adler | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect John Dionisio | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Alice Kane | | Mgmt | For | Withhold | Against |
| | 2 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Cowen Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COWN | CUSIP 223622101 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter A. Cohen | | Mgmt | For | For | For |
| | 1.2 | Elect Katherine Elizabeth Dietze | | Mgmt | For | For | For |
| | 1.3 | Elect Steven Kotler | | Mgmt | For | For | For |
| | 1.4 | Elect Jerome S. Markowitz | | Mgmt | For | For | For |
| | 1.5 | Elect Jack H. Nusbaum | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Jeffrey M. Solomon | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas W. Strauss | | Mgmt | For | For | For |
| | 1.8 | Elect John E. Toffolon, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Joseph R. Wright | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| Cutera, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CUTR | CUSIP 232109108 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect W. Mark Lortz | | Mgmt | For | For | For |
| | 1.2 | Elect Gregory Barrett | | Mgmt | For | For | For |
| | 1.3 | Elect Jerry P. Widman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Datalink Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DTLK | CUSIP 237934104 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Brent G. Blackey | | Mgmt | For | For | For |
| | 1.2 | Elect Paul F. Lidsky | | Mgmt | For | For | For |
| | 1.3 | Elect Margaret A. Loftus | | Mgmt | For | For | For |
| | 1.4 | Elect Greg R. Meland | | Mgmt | For | For | For |
| | 1.5 | Elect J. Patrick O'Halloran | | Mgmt | For | For | For |
| | 1.6 | Elect James E. Ousley | | Mgmt | For | For | For |
| | 1.7 | Elect Robert M. Price | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Deluxe Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DLX | CUSIP 248019101 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald C. Baldwin | | Mgmt | For | For | For |
| | 1.2 | Elect Charles A. Haggerty | | Mgmt | For | For | For |
| | 1.3 | Elect Cheryl Mayberry McKissack | | Mgmt | For | For | For |
| | 1.4 | Elect Don J. McGrath | | Mgmt | For | For | For |
| | 1.5 | Elect Neil J. Metviner | | Mgmt | For | For | For |
| | 1.6 | Elect Stephen P. Nachtsheim | | Mgmt | For | For | For |
| | 1.7 | Elect Mary Ann O'Dwyer | | Mgmt | For | For | For |
| | 1.8 | Elect Martyn R. Redgrave | | Mgmt | For | For | For |
| | 1.9 | Elect Lee J. Schram | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| Domtar Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UFS | CUSIP 257559203 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Giannella Alvarez | | Mgmt | For | For | For |
| | 2 | Elect Robert E Apple | | Mgmt | For | For | For |
| | 3 | Elect Louis P. Gignac | | Mgmt | For | For | For |
| | 4 | Elect Brian M. Levitt | | Mgmt | For | For | For |
| | 5 | Elect Harold H. MacKay | | Mgmt | For | For | For |
| | 6 | Elect David G. Maffucci | | Mgmt | For | For | For |
| | 7 | Elect Robert J. Steacy | | Mgmt | For | For | For |
| | 8 | Elect Pamela B. Strobel | | Mgmt | For | For | For |
| | 9 | Elect Denis Turcotte | | Mgmt | For | For | For |
| | 10 | Elect John D. Williams | | Mgmt | For | For | For |
| | 11 | Advisory Vote to Approve Named Executive Officer Compensation | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For |
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| DXP Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DXPE | CUSIP 233377407 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David R. Little | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Cletus Davis | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Timothy P. Halter | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Eagle Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EGBN | CUSIP 268948106 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Leslie M. Alperstein | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert P. Pincus | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Donald R. Rogers | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Leland M. Weinstein | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| EarthLink, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ELNK | CUSIP 270321102 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Susan D. Bowick | | Mgmt | For | For | For |
| | 2 | Elect S. Marce Fuller | | Mgmt | For | For | For |
| | 3 | Elect Rolla P. Huff | | Mgmt | For | For | For |
| | 4 | Elect David A. Koretz | | Mgmt | For | For | For |
| | 5 | Elect Garry K. McGuire | | Mgmt | For | For | For |
| | 6 | Elect Thomas E. Wheeler | | Mgmt | For | For | For |
| | 7 | Elect M. Wayne Wisehart | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Amendment to Advance Notice Requirement | | Mgmt | For | Against | Against |
| | 10 | Ratification of Auditor | | Mgmt | For | Against | Against |
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| Education Realty Trust, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EDR | CUSIP 28140H104 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul O. Bower | | Mgmt | For | For | For |
| | 1.2 | Elect Monte J. Barrow | | Mgmt | For | For | For |
| | 1.3 | Elect William J. Cahill, III | | Mgmt | For | For | For |
| | 1.4 | Elect Randy L. Churchey | | Mgmt | For | For | For |
| | 1.5 | Elect John L. Ford | | Mgmt | For | For | For |
| | 1.6 | Elect Howard A. Silver | | Mgmt | For | For | For |
| | 1.7 | Elect Wendell W. Weakley | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Electro Scientific Industries, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ESIO | CUSIP 285229100 | | 08/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Faubert | | Mgmt | For | For | For |
| | 1.2 | Elect David Nierenberg | | Mgmt | For | For | For |
| | 1.3 | Elect Jon Tompkins | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Reapproval of the 2004 Stock Incentive Plan for Section 162(m) Purposes | | Mgmt | For | For | For |
|
|
|
| Electronics For Imaging, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EFII | CUSIP 286082102 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Eric Brown | | Mgmt | For | For | For |
| | 1.2 | Elect Gill Cogan | | Mgmt | For | For | For |
| | 1.3 | Elect Guy Gecht | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 1.5 | Elect Richard A. Kashnow | | Mgmt | For | For | For |
| | 1.6 | Elect Dan Maydan | | Mgmt | For | For | For |
| | 2 | Amendment to the 2009 Equity Incentive Award Plan | | Mgmt | For | Against | Against |
| | 3 | Amendment to the 2000 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Emcor Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EME | CUSIP 29084Q100 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen W. Bershad | | Mgmt | For | For | For |
| | 1.2 | Elect David A.B. Brown | | Mgmt | For | For | For |
| | 1.3 | Elect Larry J. Bump | | Mgmt | For | For | For |
| | 1.4 | Elect Albert Fried, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Anthony J. Guzzi | | Mgmt | For | For | For |
| | 1.6 | Elect Richard F. Hamm, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect David H. Laidley | | Mgmt | For | For | For |
| | 1.8 | Elect Frank T. MacInnis | | Mgmt | For | For | For |
| | 1.9 | Elect Jerry E. Ryan | | Mgmt | For | For | For |
| | 1.10 | Elect Michael T. Yonker | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the Key Executive Incentive Bonus Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Employers Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EIG | CUSIP 292218104 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael D. Rumbolz | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Emulex Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ELX | CUSIP 292475209 | | 11/20/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Downey | | Mgmt | For | For | For |
| | 1.2 | Elect Bruce Edwards | | Mgmt | For | For | For |
| | 1.3 | Elect Paul Folino | | Mgmt | For | For | For |
| | 1.4 | Elect Robert Goon | | Mgmt | For | For | For |
| | 1.5 | Elect Beatriz Infante | | Mgmt | For | For | For |
| | 1.6 | Elect Don Lyle | | Mgmt | For | For | For |
| | 1.7 | Elect James McCluney | | Mgmt | For | For | For |
| | 1.8 | Elect Nersi Nazari | | Mgmt | For | For | For |
| | 1.9 | Elect Dean Yoost | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the 1997 Stock Award Plan for Non-Employee Directors | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Encore Capital Group, Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ECPG | CUSIP 292554102 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George Lund | | Mgmt | For | For | For |
| | 1.2 | Elect Willem Mesdag | | Mgmt | For | For | For |
| | 1.3 | Elect Francis E. Quinlan | | Mgmt | For | For | For |
| | 1.4 | Elect Norman R. Sorensen | | Mgmt | For | For | For |
| | 1.5 | Elect J. Christopher Teets | | Mgmt | For | For | For |
| | 1.6 | Elect Kenneth A. Vecchione | | Mgmt | For | For | For |
| | 1.7 | Elect H. Ronald Weissman | | Mgmt | For | For | For |
| | 1.8 | Elect Warren Wilcox | | Mgmt | For | For | For |
| | 2 | 2013 Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Energen Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EGN | CUSIP 29265N108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect T. Michael Goodrich | | Mgmt | For | For | For |
| | 1.2 | Elect Jay Grinney | | Mgmt | For | For | For |
| | 1.3 | Elect Frances Powell Hawes | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Ensign Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENSG | CUSIP 29358P101 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Antoinette T. Hubenette | | Mgmt | For | For | For |
| | 1.2 | Elect Clayton M. Christensen | | Mgmt | For | For | For |
| | 1.3 | Elect Lee A. Daniels | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Entropic Communications, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ENTR | CUSIP 29384R105 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Keith Bechard | | Mgmt | For | For | For |
| | 1.2 | Elect Robert L. Bailey | | Mgmt | For | For | For |
| | 1.3 | Elect Theodore L. Tewksbury | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| EPL Oil & Gas, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EPL | CUSIP 26883D108 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charles O. Buckner | | Mgmt | For | For | For |
| | 1.2 | Elect Scott A. Griffiths | | Mgmt | For | For | For |
| | 1.3 | Elect Gary C. Hanna | | Mgmt | For | For | For |
| | 1.4 | Elect Marc McCarthy | | Mgmt | For | For | For |
| | 1.5 | Elect Steven J. Pully | | Mgmt | For | For | For |
| | 1.6 | Elect William F. Wallace | | Mgmt | For | For | For |
| | 2 | Amendment to the 2009 Long Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| EPR Properties | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EPR | CUSIP 26884U109 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Barrett Brady | | Mgmt | For | For | For |
| | 1.2 | Elect Peter C. Brown | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas M. Bloch | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Esterline Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ESL | CUSIP 297425100 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul V. Haack | | Mgmt | For | For | For |
| | 2 | Elect Scott E. Kuechle | | Mgmt | For | For | For |
| | 3 | Elect R. Bradley Lawrence | | Mgmt | For | For | For |
| | 4 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| EverBank Financial Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EVER | CUSIP 29977G102 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gerald S. Armstrong | | Mgmt | For | For | For |
| | 1.2 | Elect Joseph D. Hinkel | | Mgmt | For | For | For |
| | 1.3 | Elect Robert J. Mylod, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Russell B. Newton | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Exco Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XCO | CUSIP 269279402 | | 06/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Douglas H. Miller | | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey D. Benjamin | | Mgmt | For | For | For |
| | 1.3 | Elect Earl E. Ellis | | Mgmt | For | For | For |
| | 1.4 | Elect B. James Ford | | Mgmt | For | For | For |
| | 1.5 | Elect Samuel A. Mitchell | | Mgmt | For | For | For |
| | 1.6 | Elect T. Boone Pickens | | Mgmt | For | For | For |
| | 1.7 | Elect Wilbur L. Ross, Jr. | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Jeffrey S. Serota | | Mgmt | For | For | For |
| | 1.9 | Elect Robert L. Stillwell | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Express, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EXPR | CUSIP 30219E103 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sona Chawla | | Mgmt | For | For | For |
| | 1.2 | Elect Theo Killion | | Mgmt | For | For | For |
| | 1.3 | Elect Michael A. Weiss | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 4 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Extreme Networks, Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EXTR | CUSIP 30226D106 | | 11/27/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward B. Meyercord III | | Mgmt | For | For | For |
| | 1.2 | Elect John Kispert | | Mgmt | For | For | For |
| | 1.3 | Elect Oscar Rodriguez | | Mgmt | For | For | For |
| | 1.4 | Elect Harry Silverglide | | Mgmt | For | For | For |
| | 1.5 | Elect Maury Austin | | Mgmt | For | For | For |
| | 1.6 | Elect Edward Terino | | Mgmt | For | For | For |
| | 2 | Amendment to Shareholder Rights Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Financial Institutions, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FISI | CUSIP 317585404 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Samuel M. Gullo | | Mgmt | For | For | For |
| | 1.2 | Elect James L. Robinson | | Mgmt | For | For | For |
| | 1.3 | Elect James H. Wyckoff | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| First Connecticut Bancorp Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FBNK | CUSIP 319850103 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald A. Bucchi | | Mgmt | For | For | For |
| | 1.2 | Elect Ronald A. Carson | | Mgmt | For | For | For |
| | 1.3 | Elect Kevin S. Ray | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Flagstone Reinsurance Holdings Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FSR | CUSIP L3466T104 | | 11/28/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Golden Parachutes | | Mgmt | For | Against | Against |
|
|
|
| Flushing Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FFIC | CUSIP 343873105 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John R. Buran | | Mgmt | For | For | For |
| | 1.2 | Elect James D. Bennett | | Mgmt | For | For | For |
| | 1.3 | Elect Vincent F. Nicolosi | | Mgmt | For | For | For |
| | 1.4 | Elect Gerard P. Tully, Sr. | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Forestar Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FOR | CUSIP 346233109 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James M. DeCosmo | | Mgmt | For | For | For |
| | 2 | Elect Kenneth M. Jastrow II | | Mgmt | For | For | For |
| | 3 | Elect James A. Johnson | | Mgmt | For | For | For |
| | 4 | Elect Charles W. Matthews | | Mgmt | For | For | For |
| | 5 | Elect Richard M. Smith | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Fred's, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FRED | CUSIP 356108100 | | 07/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Hayes | | Mgmt | For | For | For |
| | 1.2 | Elect John Eisenman | | Mgmt | For | For | For |
| | 1.3 | Elect Roger Knox | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Tashjian | | Mgmt | For | For | For |
| | 1.5 | Elect B. Mary McNabb | | Mgmt | For | For | For |
| | 1.6 | Elect Michael McMillan | | Mgmt | For | For | For |
| | 1.7 | Elect Bruce Efird | | Mgmt | For | For | For |
| | 1.8 | Elect Steven Fitzpatrick | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | 2012 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Amendment to Shareholder Rights Plan | | Mgmt | For | Against | Against |
| | 6 | Shareholder Proposal Regarding Director Candidate with Corporate Governance Expertise | | ShrHldr | Against | Against | For |
|
|
|
| G-III Apparel Group, Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GIII | CUSIP 36237H101 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Morris Goldfarb | | Mgmt | For | For | For |
| | 1.2 | Elect Sammy Aaron | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas J. Brosig | | Mgmt | For | For | For |
| | 1.4 | Elect Alan Feller | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffrey Goldfarb | | Mgmt | For | For | For |
| | 1.6 | Elect Laura H. Pomerantz | | Mgmt | For | For | For |
| | 1.7 | Elect Allen E. Sirkin | | Mgmt | For | For | For |
| | 1.8 | Elect Willem van Bokhorst | | Mgmt | For | For | For |
| | 1.9 | Elect Cheryl Vitali | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Richard D. White | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| General Cable Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BGC | CUSIP 369300108 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gregory B. Kenny | | Mgmt | For | For | For |
| | 1.2 | Elect Gregory E. Lawton | | Mgmt | For | For | For |
| | 1.3 | Elect Craig P. Omtvedt | | Mgmt | For | For | For |
| | 1.4 | Elect Patrick M. Prevost | | Mgmt | For | For | For |
| | 1.5 | Elect Robert L. Smialek | | Mgmt | For | For | For |
| | 1.6 | Elect John E. Welsh, III | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2008 Annual Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Great Lakes Dredge & Dock Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GLDD | CUSIP 390607109 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carl A. Albert | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jonathan W. Berger | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Gulfport Energy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPOR | CUSIP 402635304 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Donald Dillingham | | Mgmt | For | For | For |
| | 1.2 | Elect Craig Groeschel | | Mgmt | For | For | For |
| | 1.3 | Elect David L. Houston | | Mgmt | For | For | For |
| | 1.4 | Elect James D. Palm | | Mgmt | For | For | For |
| | 1.5 | Elect Scott E. Streller | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| H.B. Fuller Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FUL | CUSIP 359694106 | | 04/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dante C. Parrini | | Mgmt | For | For | For |
| | 1.2 | Elect John C. van Roden, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect James J. Owens | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Master Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Harris Teeter Supermarkets, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HTSI | CUSIP 414585109 | | 02/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Belk | | Mgmt | For | For | For |
| | 1.2 | Elect John Cato | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Dickson | | Mgmt | For | For | For |
| | 1.4 | Elect James Hynes | | Mgmt | For | For | For |
| | 1.5 | Elect Anna Nelson | | Mgmt | For | For | For |
| | 1.6 | Elect Mark Ordan | | Mgmt | For | For | For |
| | 1.7 | Elect Bailey Patrick | | Mgmt | For | For | For |
| | 1.8 | Elect Robert Spilman, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Harold Stowe | | Mgmt | For | For | For |
| | 1.10 | Elect Isaiah Tidwell | | Mgmt | For | For | For |
| | 1.11 | Elect William Warden, Jr. | | Mgmt | For | For | For |
| | 2 | 2013 Cash Incentive Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
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| Hercules Technology Growth Capital, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HTGC | CUSIP 427096508 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Manuel A. Henriquez | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Authority to Sell Shares Below Net Asset Value | | Mgmt | For | For | For |
| | 5 | Issuance of Debt Instruments | | Mgmt | For | For | For |
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| Horizon Technology Finance Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HRZN | CUSIP 44045A102 | | 06/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Christopher B. Woodward | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert D. Pomeroy, Jr. | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
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| Horizon Technology Finance Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HRZN | CUSIP 44045A102 | | 06/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Authorization to Offer and Sell Shares of Common Stock Below Net Asset Value | | Mgmt | For | For | For |
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| Horsehead Holding Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ZINC | CUSIP 440694305 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James M. Hensler | | Mgmt | For | For | For |
| | 1.2 | Elect George A. Schreiber, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
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|
| Huntington Ingalls Industries, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HII | CUSIP 446413106 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert F. Bruner | | Mgmt | For | For | For |
| | 1.2 | Elect Artur G. Davis | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas B. Fargo | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Hyster-Yale Materials | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HY | CUSIP 449172204 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. C. Butler, Jr. | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Carolyn Corvi | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect John P. Jumper | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Dennis W. LaBarre | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Alfred M. Rankin, Jr. | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Claiborne R. Rankin | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Michael E. Shannon | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Britton T. Taplin | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Eugene Wong | | Mgmt | For | Withhold | Against |
| | 2 | Approval of the NACCO Materials Handling Group, Inc. Annual Incentive Compensation Plan | | Mgmt | For | For | For |
| | 3 | Approval of the NACCO Materials Handling Group, Inc. Long-Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 4 | Approval of the Hyster-Yale Materials Handling, Inc. Long-Term Equity Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Idacorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IDA | CUSIP 451107106 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Judith A. Johansen | | Mgmt | For | For | For |
| | 1.2 | Elect J. LaMont Keen | | Mgmt | For | For | For |
| | 1.3 | Elect Robert A. Tinstman | | Mgmt | For | For | For |
| | 1.4 | Elect Dennis L. Johnson | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
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|
| Innovative Solutions and Support, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ISSC | CUSIP 45769N105 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert A. Mionis | | Mgmt | For | For | For |
| | 2 | Elect Robert H. Rau | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Integrated Silicon Solution, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ISSI | CUSIP 45812P107 | | 02/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jimmy Lee | | Mgmt | For | For | For |
| | 1.2 | Elect Scott Howarth | | Mgmt | For | For | For |
| | 1.3 | Elect Kong Yeu Han | | Mgmt | For | For | For |
| | 1.4 | Elect Paul Chien | | Mgmt | For | For | For |
| | 1.5 | Elect Jonathan Khazam | | Mgmt | For | For | For |
| | 1.6 | Elect Keith McDonald | | Mgmt | For | For | For |
| | 1.7 | Elect Stephen Pletcher | | Mgmt | For | For | For |
| | 1.8 | Elect Bruce Wooley | | Mgmt | For | For | For |
| | 1.9 | Elect John Zimmerman | | Mgmt | For | For | For |
| | 2 | Amendment to the 2007 Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Investors Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ISBC | CUSIP 46146P102 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Plan of Merger | | Mgmt | For | For | For |
| | 2.1 | Elect Domenick A. Cama | | Mgmt | For | For | For |
| | 2.2 | Elect James J. Garibaldi | | Mgmt | For | For | For |
| | 2.3 | Elect Vincent D. Manahan III | | Mgmt | For | For | For |
| | 2.4 | Elect James H. Ward III | | Mgmt | For | For | For |
| | 3 | Approval of the Executive Officer Annual Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| iStar Financial Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SFI | CUSIP 45031U408 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jay Sugarman | | Mgmt | For | For | For |
| | 1.2 | Elect Robert W. Holman, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Robin Josephs | | Mgmt | For | For | For |
| | 1.4 | Elect John G. McDonald | | Mgmt | For | For | For |
| | 1.5 | Elect Dale Anne Reiss | | Mgmt | For | For | For |
| | 1.6 | Elect Barry W. Ridings | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| KAR Auction Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KAR | CUSIP 48238T109 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David J. Ament | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Ryan M. Birtwell | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Thomas J. Carella | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Brian T. Clingen | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Robert M. Finlayson | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Peter R. Formanek | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Michael B. Goldberg | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect James P. Hallett | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Sanjeev K. Mehra | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Church M. Moore | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Thomas C. O'Brien | | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Gregory P. Spivy | | Mgmt | For | Withhold | Against |
| | 1.13 | Elect Jonathan P. Ward | | Mgmt | For | Withhold | Against |
| | 2 | Amendment to the 2009 Omnibus Stock and Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Key Energy Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEG | CUSIP 492914106 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn R. Coleman | | Mgmt | For | For | For |
| | 2 | Elect Kevin P. Collins | | Mgmt | For | For | For |
| | 3 | Elect W. Phillip Marcum | | Mgmt | For | For | For |
| | 4 | Elect William F. Owens | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Kforce Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KFRC | CUSIP 493732101 | | 04/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Elaine D. Rosen | | Mgmt | For | For | For |
| | 1.2 | Elect Ralph E. Struzziero | | Mgmt | For | For | For |
| | 1.3 | Elect Howard W. Sutter | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Approval of Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Approval of 2013 Stock Incentive Plan | | Mgmt | For | Against | Against |
|
|
|
| Kodiak Oil & Gas Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KOG | CUSIP 50015Q100 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lynn A. Peterson | | Mgmt | For | For | For |
| | 2 | Elect James E. Catlin | | Mgmt | For | For | For |
| | 3 | Elect Rodney D. Knutson | | Mgmt | For | For | For |
| | 4 | Elect Herrick K. Lidstone, Jr. | | Mgmt | For | For | For |
| | 5 | Elect William J. Krysiak | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| La-Z-Boy Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LZB | CUSIP 505336107 | | 08/22/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kurt Darrow | | Mgmt | For | For | For |
| | 1.2 | Elect John Foss | | Mgmt | For | For | For |
| | 1.3 | Elect Janet Kerr | | Mgmt | For | For | For |
| | 1.4 | Elect H. George Levy | | Mgmt | For | For | For |
| | 1.5 | Elect W. Alan McCollough | | Mgmt | For | For | For |
| | 1.6 | Elect Nido Qubein | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to Articles | | Mgmt | For | For | For |
|
|
|
| Lakeland Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LKFN | CUSIP 511656100 | | 04/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Blake W. Augsburger | | Mgmt | For | For | For |
| | 1.2 | Elect Charles E. Niemier | | Mgmt | For | For | For |
| | 1.3 | Elect Brian J. Smith | | Mgmt | For | For | For |
| | 1.4 | Elect Bradley J. Toothaker | | Mgmt | For | For | For |
| | 1.5 | Elect Ronald D. Truex | | Mgmt | For | For | For |
| | 2 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Lithia Motors, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LAD | CUSIP 536797103 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sidney B. DeBoer | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Thomas Becker | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Susan O. Cain | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Bryan B. DeBoer | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect M.L. Dick Heimann | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Kenneth J. Roberts | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect William J. Young | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2003 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 4 | 2013 Discretionary Support Services Variable Performance Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| LSB Industries, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LXU | CUSIP 502160104 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Webster L. Benham | | Mgmt | For | For | For |
| | 1.2 | Elect Robert A. Butkin | | Mgmt | For | For | For |
| | 1.3 | Elect Charles A. Burtch | | Mgmt | For | For | For |
| | 1.4 | Elect Steven J. Golsen | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| M/I Homes, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MHO | CUSIP 55305B101 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Friedrich K. M. Bohm | | Mgmt | For | For | For |
| | 1.2 | Elect William H. Carter | | Mgmt | For | For | For |
| | 1.3 | Elect Michael P. Glimcher | | Mgmt | For | For | For |
| | 1.4 | Elect Robert H. Schottenstein | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Maiden Holdings, Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MHLD | CUSIP G5753U112 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Barry D. Zyskind | | Mgmt | For | For | For |
| | 1.2 | Elect Simcha Lyons | | Mgmt | For | For | For |
| | 1.3 | Elect Raymond M. Neff | | Mgmt | For | For | For |
| | 1.4 | Elect Yehuda L. Neuberger | | Mgmt | For | For | For |
| | 1.5 | Elect Steven H. Nigro | | Mgmt | For | For | For |
| | 1.6 | Elect David A. Lamneck | | Mgmt | For | For | For |
| | 1.7 | Elect John Marshaleck | | Mgmt | For | For | For |
| | 1.8 | Elect Lawrence F. Metz | | Mgmt | For | For | For |
| | 1.9 | Elect Arturo M. Raschbaum | | Mgmt | For | For | For |
| | 1.10 | Elect Patrick J. Haveron | | Mgmt | For | For | For |
| | 1.11 | Elect Ronald M. Judd | | Mgmt | For | For | For |
| | 1.12 | Elect John Marshaleck | | Mgmt | For | For | For |
| | 1.13 | Elect Lawrence F. Metz | | Mgmt | For | For | For |
| | 1.14 | Elect Arturo M. Raschbaum | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Manitowoc Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MTW | CUSIP 563571108 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joan K. Chow | | Mgmt | For | For | For |
| | 1.2 | Elect Kenneth W. Krueger | | Mgmt | For | For | For |
| | 1.3 | Elect Robert C. Stift | | Mgmt | For | For | For |
| | 2 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Marriott Vacations Worldwide Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VAC | CUSIP 57164Y107 | | 06/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raymond L. Gellein, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Thomas J. Hutchison III | | Mgmt | For | For | For |
| | 1.3 | Elect Dianna F. Morgan | | Mgmt | For | For | For |
| | 2 | Amendment of the Stock and Cash Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Materion Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MTRN | CUSIP 576690101 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Vinod M. Khilnani | | Mgmt | For | For | For |
| | 1.2 | Elect Darlene J.S. Solomon | | Mgmt | For | For | For |
| | 1.3 | Elect Robert B. Toth | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Management Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| MDC Partners Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDCA | CUSIP 552697104 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Miles S. Nadal | | Mgmt | For | For | For |
| | 1.2 | Elect Clare R. Copeland | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas N. Davidson | | Mgmt | For | For | For |
| | 1.4 | Elect Robert J. Kamerschen | | Mgmt | For | For | For |
| | 1.5 | Elect Scott L. Kauffman | | Mgmt | For | For | For |
| | 1.6 | Elect Michael Kirby | | Mgmt | For | For | For |
| | 1.7 | Elect Stephen M. Pustil | | Mgmt | For | For | For |
| | 1.8 | Elect Irwin D. Simon | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the Stock Appreciation Rights Plan | | Mgmt | For | Against | Against |
|
|
|
| MedAssets, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDAS | CUSIP 584045108 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John A. Bardis | | Mgmt | For | For | For |
| | 1.2 | Elect Harris Hyman IV | | Mgmt | For | For | For |
| | 1.3 | Elect Terrence J. Mulligan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the Long Term Performance Incentive Plan | | Mgmt | For | For | For |
| | 5 | 2013 Annual Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Medley Capital Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MCC | CUSIP 58503F106 | | 02/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Seth Taube | | Mgmt | For | For | For |
| | 1.2 | Elect Arthur Ainsberg | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Issuance of Common Stock Below Net Asset Value | | Mgmt | For | For | For |
|
|
|
| Mentor Graphics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MENT | CUSIP 587200106 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Keith L. Barnes | | Mgmt | For | For | For |
| | 1.2 | Elect Peter L. Bonfield | | Mgmt | For | For | For |
| | 1.3 | Elect Gregory K. Hinckley | | Mgmt | For | For | For |
| | 1.4 | Elect J. Daniel McCranie | | Mgmt | For | For | For |
| | 1.5 | Elect Kevin C. McDonough | | Mgmt | For | For | For |
| | 1.6 | Elect Patrick B. McManus | | Mgmt | For | For | For |
| | 1.7 | Elect Walden C. Rhines | | Mgmt | For | For | For |
| | 1.8 | Elect David S. Schechter | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | N/A | For | N/A |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| MFA Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MFA | CUSIP 55272X102 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James A. Brodsky | | Mgmt | For | For | For |
| | 2 | Elect Alan L. Gosule | | Mgmt | For | For | For |
| | 3 | Elect Stewart Zimmerman | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Midstates Petroleum Co. Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MPO | CUSIP 59804T100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter J. Hill | | Mgmt | For | For | For |
| | 1.2 | Elect Thomas C. Knudson | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen J. McDaniel | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Minerals Technologies Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MTX | CUSIP 603158106 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph C. Muscari | | Mgmt | For | For | For |
| | 1.2 | Elect Barbara R. Smith | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Modine Manufacturing Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MOD | CUSIP 607828100 | | 07/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Suresh Garimella | | Mgmt | For | For | For |
| | 2 | Elect Christopher Patterson | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Morgans Hotel Group Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MHGC | CUSIP 61748W108 | | 06/14/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Gross | | Mgmt | For | TNA | N/A |
| | 1.2 | Elect Ronald W. Burkle | | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Robert Friedman | | Mgmt | For | TNA | N/A |
| | 1.4 | Elect Jeffrey M. Gault | | Mgmt | For | TNA | N/A |
| | 1.5 | Elect Thomas L. Harrison | | Mgmt | For | TNA | N/A |
| | 1.6 | Elect Michael D. Malone | | Mgmt | For | TNA | N/A |
| | 2 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | TNA | N/A |
| | 4 | Shareholder Proposal Regarding Poison Pill | | ShrHldr | Against | TNA | N/A |
| | 5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | | ShrHldr | Against | TNA | N/A |
|
|
|
| Morgans Hotel Group Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MHGC | CUSIP 61748W108 | | 06/14/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Dougherty | | Mgmt | N/A | TNA | N/A |
| | 1.2 | Elect Jason Taubman Kalisman | | Mgmt | N/A | TNA | N/A |
| | 1.3 | Elect Mahmood Khimji | | Mgmt | N/A | TNA | N/A |
| | 1.4 | Elect Jonathan Langer | | Mgmt | N/A | TNA | N/A |
| | 1.5 | Elect Andrea L. Olshan | | Mgmt | N/A | TNA | N/A |
| | 1.6 | Elect Michael E. Olshan | | Mgmt | N/A | TNA | N/A |
| | 1.7 | Elect Parag Vora | | Mgmt | N/A | TNA | N/A |
| | 2 | Ratification of Auditor | | Mgmt | N/A | TNA | N/A |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | N/A | TNA | N/A |
| | 4 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | | ShrHldr | N/A | TNA | N/A |
| | 5 | Shareholder Proposal Regarding Poison Pill | | ShrHldr | N/A | TNA | N/A |
|
|
|
| MRC Global Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRC | CUSIP 55345K103 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Andrew R. Lane | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Leonard M. Anthony | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Rhys J. Best | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Peter C. Boylan, III | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Henry Cornell | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Christopher A.S. Crampton | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect John F.X. Daly | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Craig Ketchum | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Gerald P. Krans | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Cornelis A. Linse | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect John A. Perkins | | Mgmt | For | Withhold | Against |
| | 1.12 | Elect H.B. Wehrle, III | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| National Bank Holdings Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBHC | CUSIP 633707104 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank V. Cahouet | | Mgmt | For | For | For |
| | 1.2 | Elect Ralph W. Clermont | | Mgmt | For | For | For |
| | 1.3 | Elect Robert E. Dean | | Mgmt | For | For | For |
| | 1.4 | Elect Lawrence K. Fish | | Mgmt | For | For | For |
| | 1.5 | Elect G. Timothy Laney | | Mgmt | For | For | For |
| | 1.6 | Elect Micho F. Spring | | Mgmt | For | For | For |
| | 1.7 | Elect Burney S. Warren, III | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Navistar International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NAV | CUSIP 63934E108 | | 02/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Pope | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Vincent Intrieri | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Hammes | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Mark Rachesky | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Samuel Merksamer | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Stanley McChrystal | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | 2013 Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| NCI Building Systems, Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NCS | CUSIP 628852204 | | 02/26/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gary L. Forbes | | Mgmt | For | TNA | N/A |
| | 1.2 | Elect George Martinez | | Mgmt | For | TNA | N/A |
| | 1.3 | Elect Jonathan L. Zrebiec | | Mgmt | For | TNA | N/A |
| | 2 | Amendment to the 2003 Long-Term Stock Incentive Plan | | Mgmt | For | TNA | N/A |
| | 3 | Ratification of Auditor | | Mgmt | For | TNA | N/A |
|
|
|
| New Mountain Finance Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NMFC | CUSIP 647551100 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert A. Hamwee | | Mgmt | For | For | For |
| | 1.2 | Elect Alfred F. Hurley, Jr. | | Mgmt | For | For | For |
|
|
|
| Newell Rubbermaid, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NWL | CUSIP 651229106 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Scott S. Cowen | | Mgmt | For | For | For |
| | 2 | Elect Cynthia A. Montgomery | | Mgmt | For | For | For |
| | 3 | Elect Jose Ignacio Perez-Lizaur | | Mgmt | For | For | For |
| | 4 | Elect Michael B. Polk | | Mgmt | For | For | For |
| | 5 | Elect Michael A. Todman | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | 2013 Incentive Plan | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| NV Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NVE | CUSIP 67073Y106 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph Anderson, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Glenn Christenson | | Mgmt | For | For | For |
| | 3 | Elect Susan Clark | | Mgmt | For | For | For |
| | 4 | Elect Stephen Frank | | Mgmt | For | For | For |
| | 5 | Elect Brian Kennedy | | Mgmt | For | For | For |
| | 6 | Elect Maureen Mullarkey | | Mgmt | For | For | For |
| | 7 | Elect John O'Reilly | | Mgmt | For | For | For |
| | 8 | Elect Philip Satre | | Mgmt | For | For | For |
| | 9 | Elect Donald Snyder | | Mgmt | For | For | For |
| | 10 | Elect Michael W. Yackira | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Olin Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OLN | CUSIP 680665205 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. Robert Bunch | | Mgmt | For | For | For |
| | 2 | Elect Randall W. Larrimore | | Mgmt | For | For | For |
| | 3 | Elect John M. B. O'Connor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Om Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OMG | CUSIP 670872100 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Katharine L. Plourde | | Mgmt | For | For | For |
| | 1.2 | Elect Patrick S. Mullin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| One Liberty Properties, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OLP | CUSIP 682406103 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph A. Amato | | Mgmt | For | For | For |
| | 2 | Elect Jeffrey A. Gould | | Mgmt | For | For | For |
| | 3 | Elect Matthew J. Gould | | Mgmt | For | For | For |
| | 4 | Elect J. Robert Lovejoy | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Oplink Communications, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OPLK | CUSIP 68375Q403 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Tim Christofferson | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jesse Jack | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Oriental Financial Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OFG | CUSIP 68618W100 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jose Rafael Fernandez | | Mgmt | For | For | For |
| | 1.2 | Elect Jose E. Rossi | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2007 Omnibus Performance Incentive Plan | | Mgmt | For | For | For |
| | 4 | Company Name Change | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Orion Marine Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORN | CUSIP 68628V308 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Austin J. Shanfelter | | Mgmt | For | For | For |
| | 2 | Elect Gene Stoever | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Pacific Premier Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PPBI | CUSIP 69478X105 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth A. Boudreau | | Mgmt | For | For | For |
| | 1.2 | Elect John J Carona | | Mgmt | For | For | For |
| | 1.3 | Elect Steven R. Gardner | | Mgmt | For | For | For |
| | 1.4 | Elect Joseph L Garrett | | Mgmt | For | For | For |
| | 1.5 | Elect John D. Goddard | | Mgmt | For | For | For |
| | 1.6 | Elect Jeff C. Jones | | Mgmt | For | For | For |
| | 1.7 | Elect Michael L. McKennon | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Partnerre Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRE | CUSIP G6852T105 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jean-Paul L. Montupet | | Mgmt | For | For | For |
| | 1.2 | Elect Lucio Stanca | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| PBF Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PBF | CUSIP 69318G106 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas D. O'Malley | | Mgmt | For | For | For |
| | 2 | Elect Spencer Abraham | | Mgmt | For | For | For |
| | 3 | Elect Jefferson F. Allen | | Mgmt | For | For | For |
| | 4 | Elect Martin J. Brand | | Mgmt | For | For | For |
| | 5 | Elect Timothy H. Day | | Mgmt | For | For | For |
| | 6 | Elect David I. Foley | | Mgmt | For | For | For |
| | 7 | Elect Dennis M. Houston | | Mgmt | For | For | For |
| | 8 | Elect Edward F. Kosnik | | Mgmt | For | For | For |
| | 9 | Elect Neil A. Wizel | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against |
|
|
|
| Pep Boys-Manny, Moe & Jack | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PBY | CUSIP 713278109 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jane Scaccetti | | Mgmt | For | For | For |
| | 2 | Elect John T. Sweetwood | | Mgmt | For | For | For |
| | 3 | Elect M. Shan Atkins | | Mgmt | For | For | For |
| | 4 | Elect Robert H. Hotz | | Mgmt | For | For | For |
| | 5 | Elect James A. Mitarotonda | | Mgmt | For | For | For |
| | 6 | Elect Nick White | | Mgmt | For | For | For |
| | 7 | Elect Michael R. Odell | | Mgmt | For | For | For |
| | 8 | Elect Robert Rosenblatt | | Mgmt | For | For | For |
| | 9 | Elect Andrea M. Weiss | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Perficient, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRFT | CUSIP 71375U101 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey S. Davis | | Mgmt | For | For | For |
| | 1.2 | Elect Ralph C. Derrickson | | Mgmt | For | For | For |
| | 1.3 | Elect John S. Hamlin | | Mgmt | For | For | For |
| | 1.4 | Elect James R. Kackley | | Mgmt | For | For | For |
| | 1.5 | Elect David S. Lundeen | | Mgmt | For | For | For |
| | 1.6 | Elect David D. May | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Performant Financial Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFMT | CUSIP 71377E105 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Todd R. Ford | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Brian P. Golson | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| PharMerica Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PMC | CUSIP 71714F104 | | 06/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gregory S. Weishar | | Mgmt | For | For | For |
| | 1.2 | Elect W. Robert Dahl, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Frank E. Collins | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas P. Mac Mahon | | Mgmt | For | For | For |
| | 1.5 | Elect Marjorie W. Dorr | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas P. Gerrity | | Mgmt | For | For | For |
| | 1.7 | Elect Robert A. Oakley | | Mgmt | For | For | For |
| | 1.8 | Elect Geoffrey G. Meyers | | Mgmt | For | For | For |
| | 1.9 | Elect Patrick G. LePore | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| PHH Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PHH | CUSIP 693320202 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jane D. Carlin | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Thomas P. Gibbons | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Deborah M. Reif | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Carroll R. Wetzel, Jr. | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Jon A. Boscia | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Glen A. Messina | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Charles P. Pizzi | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect James O. Egan | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Allan Z. Loren | | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Gregory J. Parseghian | | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Jane D. Carlin | | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Thomas P. Gibbons | | Mgmt | For | Withhold | Against |
| | 1.13 | Elect Deborah M. Reif | | Mgmt | For | Withhold | Against |
| | 1.14 | Elect Carroll R. Wetzel, Jr. | | Mgmt | For | Withhold | Against |
| | 2 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Photronics, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLAB | CUSIP 719405102 | | 04/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Walter Fiederowicz | | Mgmt | For | For | For |
| | 1.2 | Elect Joseph Fiorita, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Liang-Choo Hsia | | Mgmt | For | For | For |
| | 1.4 | Elect Constantine Macricostas | | Mgmt | For | For | For |
| | 1.5 | Elect George Macricostas | | Mgmt | For | For | For |
| | 1.6 | Elect Mitchell Tyson | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Piedmont Office Realty Trust Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PDM | CUSIP 720190206 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect W. Wayne Woody | | Mgmt | For | For | For |
| | 1.2 | Elect Michael R. Buchanan | | Mgmt | For | For | For |
| | 1.3 | Elect Wesley E. Cantrell | | Mgmt | For | For | For |
| | 1.4 | Elect William H. Keogler, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Frank C. McDowell | | Mgmt | For | For | For |
| | 1.6 | Elect Donald A. Miller | | Mgmt | For | For | For |
| | 1.7 | Elect Raymond G. Milnes, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Donald S. Moss | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey L. Swope | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Pioneer Energy Services Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PES | CUSIP 723664108 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John M. Rauh | | Mgmt | For | For | For |
| | 2 | Amendment to the 2007 Incentive Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Polycom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLCM | CUSIP 73172K104 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew M. Miller | | Mgmt | For | For | For |
| | 2 | Elect Betsy S. Atkins | | Mgmt | For | For | For |
| | 3 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 4 | Elect John A. Kelley, Jr. | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 6 | Elect William A. Owens | | Mgmt | For | For | For |
| | 7 | Elect Kevin T. Parker | | Mgmt | For | For | For |
| | 8 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Popular, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BPOP | CUSIP 733174700 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joaquin E. Bacardi III | | Mgmt | For | For | For |
| | 2 | Elect David Goel | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2004 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Portfolio Recovery Associates | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRAA | CUSIP 73640Q105 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John H. Fain | | Mgmt | For | For | For |
| | 1.2 | Elect David Roberts | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | 2013 Annual Non-Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Portland General Electric Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | POR | CUSIP 736508847 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John W. Ballantine | | Mgmt | For | For | For |
| | 1.2 | Elect Rodney L. Brown, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Jack E. Davis | | Mgmt | For | For | For |
| | 1.4 | Elect David A. Dietzler | | Mgmt | For | For | For |
| | 1.5 | Elect Kirby A. Dyess | | Mgmt | For | For | For |
| | 1.6 | Elect Mark B. Ganz | | Mgmt | For | For | For |
| | 1.7 | Elect Corbin A. McNeill, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Neil J. Nelson | | Mgmt | For | For | For |
| | 1.9 | Elect M. Lee Pelton | | Mgmt | For | For | For |
| | 1.10 | Elect James J. Piro | | Mgmt | For | For | For |
| | 1.11 | Elect Robert T.F. Reid | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2006 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | 2008 Annual Cash Incentive Master Plan for Executive Officers | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Post Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | POST | CUSIP 737446104 | | 01/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gregory Curl | | Mgmt | For | For | For |
| | 1.2 | Elect William Danforth | | Mgmt | For | For | For |
| | 1.3 | Elect David Skarie | | Mgmt | For | For | For |
| | 2 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Providence Service Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRSC | CUSIP 743815102 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard A. Kerley | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Christopher S. Shackelton | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Quality Distribution, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QLTY | CUSIP 74756M102 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gary R. Enzor | | Mgmt | For | For | For |
| | 1.2 | Elect Richard B. Marchese | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas R. Miklich | | Mgmt | For | For | For |
| | 1.4 | Elect M. Ali Rashid | | Mgmt | For | For | For |
| | 1.5 | Elect Annette M. Sandberg | | Mgmt | For | For | For |
| | 1.6 | Elect Alan H. Schumacher | | Mgmt | For | For | For |
| | 1.7 | Elect Thomas M. White | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| RAIT Financial Trust | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RAS | CUSIP 749227609 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Scott F. Schaeffer | | Mgmt | For | For | For |
| | 2 | Elect Andrew Batinovich | | Mgmt | For | For | For |
| | 3 | Elect Edward S. Brown | | Mgmt | For | For | For |
| | 4 | Elect Frank A. Farnesi | | Mgmt | For | For | For |
| | 5 | Elect S. Kristin Kim | | Mgmt | For | For | For |
| | 6 | Elect Arthur Makadon | | Mgmt | For | For | For |
| | 7 | Elect Jon C. Sarkisian | | Mgmt | For | For | For |
| | 8 | Elect Andrew M. Silberstein | | Mgmt | For | For | For |
| | 9 | Elect Murray Stempel, III | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Reinsurance Group of America, Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RGA | CUSIP 759351604 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William J. Bartlett | | Mgmt | For | For | For |
| | 1.2 | Elect Alan C. Henderson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the Flexible Stock Plan | | Mgmt | For | For | For |
| | 4 | Approval of performance measures under the Annual Bonus Plan | | Mgmt | For | For | For |
| | 5 | Approval of performance measures under the Flexible Stock Plan | | Mgmt | For | For | For |
| | 6 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| RF Micro Devices, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RFMD | CUSIP 749941100 | | 08/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Walter Wilkinson, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Robert Bruggeworth | | Mgmt | For | For | For |
| | 1.3 | Elect Daniel DiLeo | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffery Gardner | | Mgmt | For | For | For |
| | 1.5 | Elect John Harding | | Mgmt | For | For | For |
| | 1.6 | Elect Masood Jabbar | | Mgmt | For | For | For |
| | 1.7 | Elect Casimir Skrzypczak | | Mgmt | For | For | For |
| | 1.8 | Elect Erik van der Kaay | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Approval of the 2012 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Roadrunner Transportation Systems Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RRTS | CUSIP 76973Q105 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mark A. DiBlasi | | Mgmt | For | For | For |
| | 1.2 | Elect Scott D. Rued | | Mgmt | For | For | For |
| | 1.3 | Elect John G. Kennedy | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Rock-Tenn Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RKT | CUSIP 772739207 | | 01/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect G. Stephen Felker | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Lawrence Gellerstedt, III | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect John Spiegel | | Mgmt | For | Withhold | Against |
| | 2 | Amendment to the Annual Executive Bonus Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 5 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Rockville Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RCKB | CUSIP 774188106 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph Jeamel, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Raymond Lefurge, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Stuart Magdefrau | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| RPM International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RPM | CUSIP 749685103 | | 10/04/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Abizaid | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Bruce Carbonari | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Thomas Gross | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Joseph Viviano | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Ryder System, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | R | CUSIP 783549108 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert J. Eck | | Mgmt | For | For | For |
| | 2 | Elect Tamara L. Lundgren | | Mgmt | For | For | For |
| | 3 | Elect Eugene A. Renna | | Mgmt | For | For | For |
| | 4 | Elect Abbie J. Smith | | Mgmt | For | For | For |
| | 5 | Elect Robert E. Sanchez | | Mgmt | For | For | For |
| | 6 | Elect Michael F. Hilton | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| Saia, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAIA | CUSIP 78709Y105 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John J. Holland | | Mgmt | For | For | For |
| | 2 | Elect Richard D. O'Dell | | Mgmt | For | For | For |
| | 3 | Elect Douglas W. Rockel | | Mgmt | For | For | For |
| | 4 | Amendment to the 2011 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Sanderson Farms, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAFM | CUSIP 800013104 | | 02/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Fred Banks, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Toni Cooley | | Mgmt | For | For | For |
| | 1.3 | Elect Robert Khayat | | Mgmt | For | For | For |
| | 1.4 | Elect Dianne Mooney | | Mgmt | For | For | For |
| | 1.5 | Elect Gail Pittman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Scorpio Tankers Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STNG | CUSIP Y7542C106 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alexandre Albertini | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Marianne Okland | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against |
|
|
|
| Silicon Image, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SIMG | CUSIP 82705T102 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Masood Jabbar | | Mgmt | For | For | For |
| | 1.2 | Elect John Hodge | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Skechers U.S.A., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SKX | CUSIP 830566105 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Greenberg | | Mgmt | For | For | For |
| | 1.2 | Elect David Weinberg | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey Greenberg | | Mgmt | For | For | For |
| | 2 | Approval of the 2007 Incentive Award Plan | | Mgmt | For | For | For |
|
|
|
| SkyWest, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SKYW | CUSIP 830879102 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jerry C. Atkin | | Mgmt | For | For | For |
| | 2 | Elect J. Ralph Atkin | | Mgmt | For | For | For |
| | 3 | Elect Margaret S. Billson | | Mgmt | For | For | For |
| | 4 | Elect Henry J. Eyring | | Mgmt | For | For | For |
| | 5 | Elect Robert G. Sarver | | Mgmt | For | For | For |
| | 6 | Elect Steven F. Udvar-Hazy | | Mgmt | For | For | For |
| | 7 | Elect James L. Welch | | Mgmt | For | For | For |
| | 8 | Elect W. Steve Albrecht | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| SM Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SM | CUSIP 78454L100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara M. Baumann | | Mgmt | For | For | For |
| | 2 | Elect Anthony J. Best | | Mgmt | For | For | For |
| | 3 | Elect Larry W. Bickle | | Mgmt | For | For | For |
| | 4 | Elect Stephen R. Brand | | Mgmt | For | For | For |
| | 5 | Elect William J. Gardiner | | Mgmt | For | For | For |
| | 6 | Elect Loren M. Leiker | | Mgmt | For | For | For |
| | 7 | Elect Julio M. Quintana | | Mgmt | For | For | For |
| | 8 | Elect John M. Seidl | | Mgmt | For | For | For |
| | 9 | Elect William D. Sullivan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to the Equity Incentive Compensation Plan | | Mgmt | For | For | For |
| | 13 | Re-Approval of the Cash Bonus Plan | | Mgmt | For | For | For |
|
|
|
| Smart Technologies Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SMT | CUSIP 83172R108 | | 08/03/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | Against | Against |
| | 2.1 | Elect David Martin | | Mgmt | For | Withhold | Against |
| | 2.2 | Elect Nancy Knowlton | | Mgmt | For | Withhold | Against |
| | 2.3 | Elect Salim Nathoo | | Mgmt | For | Withhold | Against |
| | 2.4 | Elect Arvind Sodhani | | Mgmt | For | Withhold | Against |
| | 2.5 | Elect Michael Mueller | | Mgmt | For | Withhold | Against |
| | 2.6 | Elect Robert Hagerty | | Mgmt | For | Withhold | Against |
| | 2.7 | Elect David Sutcliffe | | Mgmt | For | Withhold | Against |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Sonic Automotive, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAH | CUSIP 83545G102 | | 04/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect O. Bruton Smith | | Mgmt | For | For | For |
| | 1.2 | Elect B. Scott Smith | | Mgmt | For | For | For |
| | 1.3 | Elect David B. Smith | | Mgmt | For | For | For |
| | 1.4 | Elect William I. Belk | | Mgmt | For | For | For |
| | 1.5 | Elect William R. Brooks | | Mgmt | For | For | For |
| | 1.6 | Elect Victor H. Doolan | | Mgmt | For | For | For |
| | 1.7 | Elect H. Robert Heller | | Mgmt | For | For | For |
| | 1.8 | Elect Robert L. Rewey | | Mgmt | For | For | For |
| | 1.9 | Elect David C. Vorhoff | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Southwest Gas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWX | CUSIP 844895102 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert L. Boughner | | Mgmt | For | For | For |
| | 1.2 | Elect Jose A. Cardenas | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas E. Chestnut | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen C. Comer | | Mgmt | For | For | For |
| | 1.5 | Elect LeRoy C. Hanneman, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Michael O. Maffie | | Mgmt | For | For | For |
| | 1.7 | Elect Anne L. Mariucci | | Mgmt | For | For | For |
| | 1.8 | Elect Michael J. Melarkey | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey W. Shaw | | Mgmt | For | For | For |
| | 1.10 | Elect A. Randall Thoman | | Mgmt | For | For | For |
| | 1.11 | Elect Thomas A. Thomas | | Mgmt | For | For | For |
| | 1.12 | Elect Terrence L. Wright | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Spartan Stores, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPTN | CUSIP 846822104 | | 08/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect M. Shan Atkins | | Mgmt | For | For | For |
| | 1.2 | Elect Wendy Beck | | Mgmt | For | For | For |
| | 1.3 | Elect Frank Gambino | | Mgmt | For | For | For |
| | 1.4 | Elect Yvonne Jackson | | Mgmt | For | For | For |
| | 1.5 | Elect Elizabeth Nickels | | Mgmt | For | For | For |
| | 1.6 | Elect Timothy O'Donovan | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Stage Stores, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SSI | CUSIP 85254C305 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan J. Barocas | | Mgmt | For | For | For |
| | 2 | Elect Diane M. Ellis | | Mgmt | For | For | For |
| | 3 | Elect Michael L. Glazer | | Mgmt | For | For | For |
| | 4 | Elect Gabrielle E. Greene | | Mgmt | For | For | For |
| | 5 | Elect Earl J. Hesterberg, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Lisa R. Kranc | | Mgmt | For | For | For |
| | 7 | Elect William J. Montgoris | | Mgmt | For | For | For |
| | 8 | Elect C. Clayton Reasor | | Mgmt | For | For | For |
| | 9 | Elect David Y. Schwartz | | Mgmt | For | For | For |
| | 10 | Elect Ralph P. Scozzafava | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| State Bank Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STBZ | CUSIP 856190103 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James R. Balkcom, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Kelly H. Barrett | | Mgmt | For | For | For |
| | 3 | Elect Archie L. Bransford, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Kim M. Childers | | Mgmt | For | For | For |
| | 5 | Elect Joseph W. Evans | | Mgmt | For | For | For |
| | 6 | Elect Virginia A. Hepner | | Mgmt | For | For | For |
| | 7 | Elect John D. Houser | | Mgmt | For | For | For |
| | 8 | Elect Robert H. McMahon | | Mgmt | For | For | For |
| | 9 | Elect J. Daniel Speight | | Mgmt | For | For | For |
| | 10 | Elect J. Thomas Wiley, Jr. | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Steiner Leisure Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STNR | CUSIP P8744Y102 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Cynthia Cohen | | Mgmt | For | For | For |
| | 1.2 | Elect Denise Dickins | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Stoneridge, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SRI | CUSIP 86183P102 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John C. Corey | | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey P. Draime | | Mgmt | For | For | For |
| | 1.3 | Elect Douglas C. Jacobs | | Mgmt | For | For | For |
| | 1.4 | Elect Ira C. Kaplan | | Mgmt | For | For | For |
| | 1.5 | Elect Kim Korth | | Mgmt | For | For | For |
| | 1.6 | Elect William M. Lasky | | Mgmt | For | For | For |
| | 1.7 | Elect George S. Mayes, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Paul J. Schlather | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 5 | Amendment to the Directors' Restricted Shares Plan | | Mgmt | For | For | For |
|
|
|
| Summit Hotel Properties Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INN | CUSIP 866082100 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kerry W. Boekelheide | | Mgmt | For | For | For |
| | 1.2 | Elect Daniel P. Hansen | | Mgmt | For | For | For |
| | 1.3 | Elect Bjorn R. L. Hanson | | Mgmt | For | For | For |
| | 1.4 | Elect David S. Kay | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas W. Storey | | Mgmt | For | For | For |
| | 1.6 | Elect Wayne W. Wielgus | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Swift Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SFY | CUSIP 870738101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Greg Matiuk | | Mgmt | For | For | For |
| | 1.2 | Elect Bruce H. Vincent | | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Stock Compensation Plan | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Synovus Financial Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNV | CUSIP 87161C105 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Catherine A. Allen | | Mgmt | For | For | For |
| | 2 | Elect Stephen T. Butler | | Mgmt | For | For | For |
| | 3 | Elect Elizabeth W. Camp | | Mgmt | For | For | For |
| | 4 | Elect T. Michael Goodrich | | Mgmt | For | For | For |
| | 5 | Elect V. Nathaniel Hansford | | Mgmt | For | For | For |
| | 6 | Elect Mason H. Lampton | | Mgmt | For | For | For |
| | 7 | Elect Jerry W. Nix | | Mgmt | For | For | For |
| | 8 | Elect Joseph J. Prochaska, Jr. | | Mgmt | For | For | For |
| | 9 | Elect J. Neal Purcell | | Mgmt | For | For | For |
| | 10 | Elect Kessel D. Stelling | | Mgmt | For | For | For |
| | 11 | Elect Melvin T. Stith | | Mgmt | For | For | For |
| | 12 | Elect Barry L. Storey | | Mgmt | For | For | For |
| | 13 | Elect Philip W. Tomlinson | | Mgmt | For | For | For |
| | 14 | Elect James D. Yancey | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | 2013 Omnibus Plan | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| TCF Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TCB | CUSIP 872275102 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raymond L. Barton | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Bell | | Mgmt | For | For | For |
| | 1.3 | Elect William F. Bieber | | Mgmt | For | For | For |
| | 1.4 | Elect Theodore J. Bigos | | Mgmt | For | For | For |
| | 1.5 | Elect William A. Cooper | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas A. Cusick | | Mgmt | For | For | For |
| | 1.7 | Elect Craig R. Dahl | | Mgmt | For | For | For |
| | 1.8 | Elect Karen L. Grandstrand | | Mgmt | For | For | For |
| | 1.9 | Elect Thomas F. Jasper | | Mgmt | For | For | For |
| | 1.10 | Elect George G. Johnson | | Mgmt | For | For | For |
| | 1.11 | Elect Vance K. Opperman | | Mgmt | For | For | For |
| | 1.12 | Elect James M. Ramstad | | Mgmt | For | For | For |
| | 1.13 | Elect Gerald A. Schwalbach | | Mgmt | For | For | For |
| | 1.14 | Elect Barry N. Winslow | | Mgmt | For | For | For |
| | 1.15 | Elect Richard A. Zona | | Mgmt | For | For | For |
| | 2 | Amendment to the Incentive Stock Program | | Mgmt | For | For | For |
| | 3 | Amendment to the Performance-Based Compensation Policy for Covered Executive Officers | | Mgmt | For | Against | Against |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TBBK | CUSIP 05969A105 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 2 | Elect Daniel G. Cohen | | Mgmt | For | For | For |
| | 3 | Elect Walter T. Beach | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Bradley | | Mgmt | For | For | For |
| | 5 | Elect Matthew Cohn | | Mgmt | For | For | For |
| | 6 | Elect William H. Lamb | | Mgmt | For | For | For |
| | 7 | Elect Frank M. Mastrangelo | | Mgmt | For | For | For |
| | 8 | Elect James J. McEntee, III | | Mgmt | For | For | For |
| | 9 | Elect Linda Schaeffer | | Mgmt | For | For | For |
| | 10 | Elect John C. Chrystal | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Stock Option and Equity Plan of 2013 | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The First of Long Island Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FLIC | CUSIP 320734106 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard T. Hogan, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect John T. Lane | | Mgmt | For | For | For |
| | 1.3 | Elect Milbrey R. Taylor | | Mgmt | For | For | For |
| | 1.4 | Elect Walter C. Teagle, III | | Mgmt | For | For | For |
| | 1.5 | Elect Michael N. Vittorio | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Greenbrier Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GBX | CUSIP 393657101 | | 01/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Duane McDougall | | Mgmt | For | For | For |
| | 1.2 | Elect A. Daniel O'Neal, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Donald Washburn | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Howard Hughes Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HHC | CUSIP 44267D107 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William A. Ackman | | Mgmt | For | For | For |
| | 2 | Elect Adam Flatto | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey Furber | | Mgmt | For | For | For |
| | 4 | Elect Gary Krow | | Mgmt | For | For | For |
| | 5 | Elect Allen Model | | Mgmt | For | For | For |
| | 6 | Elect R. Scot Sellers | | Mgmt | For | For | For |
| | 7 | Elect Steven Shepsman | | Mgmt | For | For | For |
| | 8 | Elect Burton M. Tansky | | Mgmt | For | For | For |
| | 9 | Elect Mary Ann Tighe | | Mgmt | For | For | For |
| | 10 | Elect David R. Weinreb | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Medicines Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDCO | CUSIP 584688105 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William W. Crouse | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect John C. Kelly | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Hiroaki Shigeta | | Mgmt | For | Withhold | Against |
| | 2 | 2013 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Providence Service Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRSC | CUSIP 743815102 | | 08/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Fletcher Jay McCusker | | Mgmt | For | For | For |
| | 1.2 | Elect Kristi Meints | | Mgmt | For | For | For |
| | 2 | Adoption of Shareholder Rights Plan | | Mgmt | For | Against | Against |
| | 3 | Right to Adjourn Meeting | | Mgmt | For | Against | Against |
| | 4 | Amendment to the 2006 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Tidewater Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TDW | CUSIP 886423102 | | 07/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect M. Jay Allison | | Mgmt | For | For | For |
| | 1.2 | Elect James Day | | Mgmt | For | For | For |
| | 1.3 | Elect Richard du Moulin | | Mgmt | For | For | For |
| | 1.4 | Elect Morris Foster | | Mgmt | For | For | For |
| | 1.5 | Elect J. Wayne Leonard | | Mgmt | For | For | For |
| | 1.6 | Elect Jon Madonna | | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Netherland | | Mgmt | For | For | For |
| | 1.8 | Elect Richard Pattarozzi | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Platt | | Mgmt | For | For | For |
| | 1.10 | Elect Nicholas Sutton | | Mgmt | For | For | For |
| | 1.11 | Elect Cindy Taylor | | Mgmt | For | For | For |
| | 1.12 | Elect Dean Taylor | | Mgmt | For | For | For |
| | 1.13 | Elect Jack Thompson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Trimas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRS | CUSIP 896215209 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Marshall A. Cohen | | Mgmt | For | For | For |
| | 1.2 | Elect David M. Wathen | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Triple-S Management Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GTS | CUSIP 896749108 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Antonio F. Faria-Soto | | Mgmt | For | For | For |
| | 2 | Elect Manuel Figueroa-Collazo | | Mgmt | For | For | For |
| | 3 | Elect David H. Chafey, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Joseph A. Frick | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Two Harbors Investment Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TWO | CUSIP 90187B101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James J. Bender | | Mgmt | For | For | For |
| | 1.2 | Elect Mark D. Ein | | Mgmt | For | For | For |
| | 1.3 | Elect William W. Johnson | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen G. Kasnet | | Mgmt | For | For | For |
| | 1.5 | Elect W. Reid Sanders | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas Siering | | Mgmt | For | For | For |
| | 1.7 | Elect Brian C. Taylor | | Mgmt | For | For | For |
| | 1.8 | Elect Hope D. Woodhouse | | Mgmt | For | For | For |
| | 2 | Amendment to the 2009 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| UIL Holdings Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UIL | CUSIP 902748102 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thelma R. Albright | | Mgmt | For | For | For |
| | 1.2 | Elect Arnold L. Chase | | Mgmt | For | For | For |
| | 1.3 | Elect Betsy Henley-Cohn | | Mgmt | For | For | For |
| | 1.4 | Elect Suedeen G. Kelly | | Mgmt | For | For | For |
| | 1.5 | Elect John L. Lahey | | Mgmt | For | For | For |
| | 1.6 | Elect Daniel J. Miglio | | Mgmt | For | For | For |
| | 1.7 | Elect William F. Murdy | | Mgmt | For | For | For |
| | 1.8 | Elect William B. Plummer | | Mgmt | For | For | For |
| | 1.9 | Elect Donald R. Shassian | | Mgmt | For | For | For |
| | 1.10 | Elect James P. Torgerson | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2008 Stock Incentive Compensation Plan | | Mgmt | For | For | For |
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| United Financial Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UBNK | CUSIP 91030T109 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael F. Crowley | | Mgmt | For | For | For |
| | 1.2 | Elect Carol Moore Cutting | | Mgmt | For | For | For |
| | 1.3 | Elect Carol A. Leary | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| United Financial Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UBNK | CUSIP 91030T109 | | 11/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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| UNS Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNS | CUSIP 903119105 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul J. Bonavia | | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence J. Aldrich | | Mgmt | For | For | For |
| | 1.3 | Elect Barbara M. Baumann | | Mgmt | For | For | For |
| | 1.4 | Elect Larry W. Bickle | | Mgmt | For | For | For |
| | 1.5 | Elect Robert A. Elliott | | Mgmt | For | For | For |
| | 1.6 | Elect Daniel W.L. Fessler | | Mgmt | For | For | For |
| | 1.7 | Elect Louise L. Francesconi | | Mgmt | For | For | For |
| | 1.8 | Elect Ramiro G. Peru | | Mgmt | For | For | For |
| | 1.9 | Elect Gregory A. Pivirotto | | Mgmt | For | For | For |
| | 1.10 | Elect Joaquin Ruiz | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Validus Holdings, Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VR | CUSIP G9319H102 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward J. Noonan | | Mgmt | For | For | For |
| | 1.2 | Elect Mahmoud Abdallah | | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey W. Greenberg | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Hendrickson | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| VOXX International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VOXX | CUSIP 91829F104 | | 07/19/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul Kreuch, Jr. | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Dennis McManus | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Peter Lesser | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect John Shalam | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Patrick Lavelle | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Charles Stoehr | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Philip Christopher | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Ari Shalam | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Fred Klipsch | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | 2012 Equity Incentive Plan | | Mgmt | For | For | For |
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| Walker & Dunlop Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WD | CUSIP 93148P102 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alan J. Bowers | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew C. Florance | | Mgmt | For | For | For |
| | 1.3 | Elect Mitchell M. Gaynor | | Mgmt | For | For | For |
| | 1.4 | Elect Cynthia A. Hallenbeck | | Mgmt | For | For | For |
| | 1.5 | Elect Michael D. Malone | | Mgmt | For | For | For |
| | 1.6 | Elect John Rice | | Mgmt | For | For | For |
| | 1.7 | Elect Dana L. Schmaltz | | Mgmt | For | For | For |
| | 1.8 | Elect Howard W. Smith | | Mgmt | For | For | For |
| | 1.9 | Elect Edmund F. Taylor | | Mgmt | For | For | For |
| | 1.10 | Elect William Walker | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
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| Walker & Dunlop Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WD | CUSIP 93148P102 | | 08/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Acquisition | | Mgmt | For | For | For |
| | 2 | Amendment to the 2010 Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Right to Adjourn Meeting | | Mgmt | For | For | For |
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| Web.com Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WWWW | CUSIP 94733A104 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Phillip J. Facchina | | Mgmt | For | For | For |
| | 1.2 | Elect Robert S. McCoy, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Western Alliance Bancorporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAL | CUSIP 957638109 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Cary Mack | | Mgmt | For | For | For |
| | 1.2 | Elect Todd Marshall | | Mgmt | For | For | For |
| | 1.3 | Elect M. Nafees Nagy | | Mgmt | For | For | For |
| | 1.4 | Elect James E. Nave | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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