UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-07239
NAME OF REGISTRANT: VANGUARD HORIZON FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: R. GREGORY BARTON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: October 31, 2003
DATE OF REPORTING PERIOD: JULY 1, 2003 - JUNE 30, 2004
Fund VANGUARD CAPITAL OPPORTUNITY FUND
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Issuer: ABERCROMBIE & FITCH CO.
Ticker: ANF CUSIP: 002896207
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SETH R. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD F. LIMATO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. GOLDEN ISSUER YES FOR FOR
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Issuer: ACCENTURE LTD
Ticker: ACN CUSIP: G1150G111
Meeting Date 2/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT I. LIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS F. HIGHTOWER ISSUER YES FOR FOR
PROPOSAL #02: RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
AUDITORS FOR THE 2004 FISCAL YEAR AND AUTHORIZATION OF
THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP'S
REMUNERATION.
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Issuer: ADOBE SYSTEMS INCORPORATED
Ticker: ADBE CUSIP: 00724F101
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES E. DALEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE R. CHIZEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES M. GESCHKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DELBERT W. YOCAM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AN AMENDMENT TO THE 2003 EQUITY ISSUER YES AGAINST AGAINST
INCENTIVE PLAN INCREASING THE SHARE RESERVE BY 4,500,000
SHARES.
PROPOSAL #03: STOCKHOLDER PROPOSAL. SHAREHOLDER YES FOR AGAINST
PROPOSAL #04: STOCKHOLDER PROPOSAL. SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: RATIFICATION OF THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
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Issuer: ADVANCED FIBRE COMMUNICATIONS, INC.
Ticker: AFCI CUSIP: 00754A105
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RUANN F. ERNST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. SCHOFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK IANNA ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE CORPORATION FOR 2004.
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Issuer: AFFYMETRIX, INC.
Ticker: AFFX CUSIP: 00826T108
Meeting Date 6/10/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: STEPHEN P.A. FODOR, PHD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SUSAN E. SIEGEL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PAUL BERG, PH.D. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: VERNON R. LOUCKS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. SINGER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN A. YOUNG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN D. DIEKMAN, PH.D. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE OUR AMENDED AND RESTATED 2000 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
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Issuer: AGILENT TECHNOLOGIES, INC.
Ticker: A CUSIP: 00846U101
Meeting Date 3/2/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT L. JOSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALTER B. HEWLETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES G. CULLEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: THE RATIFICATION OF THE AUDIT AND FINANCE ISSUER YES FOR FOR
COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS
AGILENT'S INDEPENDENT AUDITORS.
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Issuer: AMIS HOLDINGS INC
Ticker: AMIS CUSIP: 031538101
Meeting Date 6/10/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GREGORY L. WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. ATIQ RAZA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL C. SCHORR IV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: COLIN L. SLADE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID M. RICKEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTINE KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID STANTON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES A. URRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DIPANJAN DEB ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS OUR INDEPENDENT AUDITORS.
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Issuer: AMPHENOL CORPORATION
Ticker: APH CUSIP: 032095101
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL W. MICHELSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARTIN H. LOEFFLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ANDREW E. LIETZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY.
PROPOSAL #03: RATIFICATION AND APPROVAL OF THE INCREASE ISSUER YES AGAINST AGAINST
IN THE NUMBER OF AUTHORIZED SHARES.
PROPOSAL #04: RATIFICATION AND APPROVAL OF THE 2004 STOCK ISSUER YES FOR FOR
OPTION PLAN FOR DIRECTORS OF AMPHENOL CORPORATION.
PROPOSAL #05: RATIFICATION AND APPROVAL OF THE 2004 ISSUER YES FOR FOR
AMPHENOL EXECUTIVE INCENTIVE PLAN.
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Issuer: AMR CORPORATION
Ticker: AMR CUSIP: 001765106
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOE M. RODGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARMANDO M. CODINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD A. BRENNAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. BOREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. BACHMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP J. PURCELL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ANN M. KOROLOGOS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EARL G. GRAVES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER T. STAUBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUDITH RODIN, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERARD J. ARPEY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #04: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
CHANGE-IN-CONTROL AGREEMENTS.
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Issuer: APPLERA CORPORATION
Ticker: ABI CUSIP: 038020103
Meeting Date 10/16/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM H. LONGFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE E. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD H. AYERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES R. TOBIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CAROLYN W. SLAYMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT H. HAYES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-LUC BELINGARD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ARNOLD J. LEVINE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: TONY L. WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ORIN R. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING JUNE 30, 2004.
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Issuer: APTARGROUP, INC.
Ticker: ATR CUSIP: 038336103
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CARL A. SIEBEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAIN CHEVASSUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN J. HAGGE ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO APPROVE THE APTARGROUP, INC. ISSUER YES AGAINST AGAINST
2004 STOCK AWARDS PLAN.
PROPOSAL #03: PROPOSAL TO APPROVE THE APTARGROUP, INC. ISSUER YES AGAINST AGAINST
2004 DIRECTOR STOCK OPTION PLAN.
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Issuer: ATLANTIC COAST AIRLINES HOLDINGS, IN
Ticker: ACAI CUSIP: 048396105
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT E. BUCHANAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES C. MILLER III ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DANIEL L. MCGINNIS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: C. EDWARD ACKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. ANTHONY (TONY) RICE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: S. MACGREGOR COUGHLIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CAROLINE (MAURY) DEVINE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KERRY B. SKEEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. MOORE ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENT OF THE COMPANY'S FOURTH AMENDED ISSUER YES FOR FOR
AND RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE
COMPANY'S NAME TO FLYI, INC.
PROPOSAL #03: AMENDMENT OF THE COMPANY'S FOURTH AMENDED ISSUER YES FOR FOR
AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE
THE COMPANY'S CLASS A NON-VOTING COMMON STOCK.
PROPOSAL #04: RATIFY SELECTION OF KPMG LLP AS THE ISSUER YES AGAINST AGAINST
COMPANY'S INDEPENDENT AUDITORS FOR THE CURRENT YEAR.
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Issuer: AUTODESK, INC.
Ticker: ADSK CUSIP: 052769106
Meeting Date 6/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL J. FISTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARK A. BERTELSEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. HALLAM DAWSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN SCHEID ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY ALICE TAYLOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY W. WANGBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS THE INDEPENDENT AUDITORS OF AUTODESK,
INC. FOR THE FISCAL YEAR ENDING JANUARY 31, 2005.
PROPOSAL #03: TO CONSIDER A STOCKHOLDER PROPOSAL IF SHAREHOLDER YES AGAINST FOR
PROPERLY PRESENTED AT THE MEETING.
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Issuer: AVERY DENNISON CORPORATION
Ticker: AVY CUSIP: 053611109
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FRANK V. CAHOUET ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER W. MULLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP M. NEAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE E. KARATZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR, WHICH ENDS ON
JANUARY 1, 2005
PROPOSAL #03: REAPPROVAL OF THE SENIOR EXECUTIVE ISSUER YES FOR FOR
LEADERSHIP COMPENSATION PLAN
PROPOSAL #04: REAPPROVAL OF THE EXECUTIVE LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
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Issuer: BANK ONE CORPORATION
Ticker: ONE CUSIP: 06423A103
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: MERGER PROPOSAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MANOOGIAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROGERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NOVAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LIPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KESSLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BURKE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STRATTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FAY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DIMON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITOR
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Issuer: BEST BUY CO., INC.
Ticker: BBY CUSIP: 086516101
Meeting Date 6/24/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES C. WETHERBE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD JAMES** ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BRADBURY H. ANDERSON* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.J. HIGGINS VICTOR* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLEN U. LENZMEIER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK D. TRESTMAN* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARY A. TOLAN** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MATTHEW H. PAULL** ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST ISSUER YES AGAINST AGAINST
& YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE
CURRENT FISCAL YEAR.
PROPOSAL #03: PROPOSAL TO APPROVE THE COMPANY'S 2004 ISSUER YES FOR FOR
OMNIBUS STOCK AND INCENTIVE PLAN.
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Issuer: BIOGEN IDEC INC.
Ticker: BIIB CUSIP: 09062X103
Meeting Date 6/16/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALAN BELZER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE R. ROSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY L. GOOD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES C. MULLEN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
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Issuer: BIOGEN, INC.
Ticker: BGEN CUSIP: 090597105
Meeting Date 11/12/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO APPROVE THE AGREEMENT AND PLAN OF ISSUER YES FOR FOR
MERGER, DATED AS OF JUNE 20, 2003, BY AND AMONG IDEC
PHARMACEUTICALS CORPORATION, BRIDGES MERGER CORPORATION
AND BIOGEN.
PROPOSAL #02: TO APPROVE ANY PROPOSAL TO ADJOURN THE ISSUER YES FOR FOR
MEETING TO A LATER DATE, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF APPROVAL OF THE AGREEMENT AND PLAN OF MERGER.
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Issuer: BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN CUSIP: 09061G101
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ERICH SAGER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FRANZ L. CRISTIANI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDRIC D. PRICE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PIERRE LAPALME ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ELAINE J. HERON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GWYNN R. WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN URQUHART ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION BY THE ISSUER YES FOR FOR
BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2004.
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Issuer: CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF CUSIP: 14040H105
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LEWIS HAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MAYO A. SHATTUCK, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. RONALD DIETZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE CORPORATION FOR 2004.
PROPOSAL #03: APPROVAL OF CAPITAL ONE'S 2004 STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
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Issuer: CARMAX, INC.
Ticker: KMX CUSIP: 143130102
Meeting Date 6/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: THOMAS G. STERNBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD L. SHARP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES F. CLINGMAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEITH D. BROWNING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH G. ROBINSON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AN AMENDMENT TO THE CARMAX, ISSUER YES FOR FOR
INC. 2002 EMPLOYEE STOCK PURCHASE PLAN
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Issuer: CHARLES RIVER LABORATORIES INTL., IN
Ticker: CRL CUSIP: 159864107
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM H. WALTRIP ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SAMUEL O. THIER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS E. ROGERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GEORGE M. MILNE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEPHEN D. CHUBB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES C. FOSTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT CAWTHORN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GEORGE E. MASSARO ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
PUBLIC AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 25,
2004.
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Issuer: CHARTER ONE FINANCIAL, INC.
Ticker: CF CUSIP: 160903100
Meeting Date 4/21/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PATRICK J. AGNEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD F. POE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DENISE MARIE FUGO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JEROME L. SCHOSTAK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHARLES JOHN KOCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK SHAEVSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE THE AMENDMENTS TO THE CHARTER ISSUER YES FOR FOR
ONE FINANCIAL INC. 1997 STOCK OPTION AND INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES AGAINST AGAINST
TOUCHE LLP AS CHARTER ONE FINANCIAL, INC.'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
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Issuer: CHESAPEAKE ENERGY CORPORATION
Ticker: CHK CUSIP: 165167107
Meeting Date 6/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FREDERICK B. WHITTEMORE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: TOM L. WARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK A. KEATING ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO OUR CERTIFICATE ISSUER YES FOR FOR
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO OUR CERTIFICATE ISSUER YES FOR FOR
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF PREFERRED STOCK.
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Issuer: CHUBB CORPORATION
Ticker: CB CUSIP: 171232101
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES M. CORNELIUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALFRED W. ZOLLAR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DANIEL E. SOMERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KLAUS J. MANGOLD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOEL J. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHEILA P. BURKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID H. HOAG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LAWRENCE M. SMALL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RAYMOND G.H. SEITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR DAVID G SCHOLEY CBE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN D. FINNEGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ZOE BAIRD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #02: APPROVE THE ADOPTION OF THE CHUBB ISSUER YES AGAINST AGAINST
CORPORATION LONG-TERM STOCK INCENTIVE PLAN (2004)
PROPOSAL #03: APPROVE THE ADOPTION OF THE CHUBB ISSUER YES AGAINST AGAINST
CORPORATION LONG-TERM STOCK INCENTIVE PLAN FOR
NON-EMPLOYEE DIRECTORS (2004)
PROPOSAL #04: RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS FOR 2004
PROPOSAL #05: SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
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Issuer: CIENA CORPORATION
Ticker: CIEN CUSIP: 171779101
Meeting Date 3/10/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN R. DILLON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWTON W. FITT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK H. NETTLES ISSUER YES FOR FOR
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Issuer: CINCINNATI FINANCIAL CORPORATION
Ticker: CINF CUSIP: 172062101
Meeting Date 4/24/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL BROWN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT C. SCHIFF ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DIRK J. DEBBINK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS S. SKIDMORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN M. SHEPHERD ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: REGARDING THE PROPOSAL TO RATIFY THE ISSUER YES AGAINST AGAINST
SELECTION OF DELOITTE & TOUCHE, LLP AS THE COMPANY'S
AUDITORS
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Issuer: CITRIX SYSTEMS, INC.
Ticker: CTXS CUSIP: 177376100
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: KEVIN R. COMPTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK B. TEMPLETON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN M. DOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: STOCKHOLDER PROPOSAL SHAREHOLDER YES FOR AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: CTSH CUSIP: 192446102
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LAKSHMI NARAYANAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN E. KLEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO AMEND OUR RESTATED CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION TO (I) INCREASE THE NUMBER OF AUTHORIZED
SHARES OF OUR CLASS A COMMON STOCK FROM 100,000,000
SHARES TO 325,000,000 SHARES AND (II) ELIMINATE THE
AUTHORIZATION OF OUR CLASS B COMMON STOCK.
PROPOSAL #03: TO AMEND OUR 1999 INCENTIVE COMPENSATION ISSUER YES AGAINST AGAINST
PLAN, AS AMENDED, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
PROPOSAL #04: TO ADOPT OUR 2004 EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: COHERENT, INC.
Ticker: COHR CUSIP: 192479103
Meeting Date 3/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HENRY E. GAUTHIER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FRANK P. CARRUBBA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. QUILLINAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BERNARD J. COUILLAUD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. AMBROSEO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES W. CANTONI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. HART ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LAWRENCE TOMLINSON ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO OUR 2001 STOCK ISSUER YES AGAINST AGAINST
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY 3,500,000 SHARES,
FROM 2,800,000 SHARES TO 6,300,000 SHARES.
PROPOSAL #03: TO AMEND OUR 2001 STOCK PLAN TO PROVIDE FOR ISSUER YES FOR FOR
THE GRANT OF STOCK APPRECIATION RIGHTS, PERFORMANCE
SHARES, PERFORMANCE UNITS AND DEFERRED STOCK UNITS IN
ADDITION TO OPTIONS TO PURCHASE SHARES OF OUR COMMON
STOCK.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING OCTOBER 2, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: COMVERSE TECHNOLOGY, INC.
Ticker: CMVT CUSIP: 205862402
Meeting Date 12/16/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SAM OOLIE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ITSIK DANZIGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RON HIRAM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN H. FRIEDMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RAZ ALON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM F. SORIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KOBI ALEXANDER ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENT OF THE COMPANY'S 2002 EMPLOYEE ISSUER YES FOR FOR
STOCK PURCHASE PLAN.
PROPOSAL #03: ADOPTION AND APPROVAL OF THE COMPANY'S 2004 ISSUER YES FOR FOR
MANAGEMENT INCENTIVE PLAN.
PROPOSAL #04: RATIFICATION OF THE ENGAGEMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING JANUARY 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: COMVERSE TECHNOLOGY, INC.
Ticker: CMVT CUSIP: 205862402
Meeting Date 6/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SAM OOLIE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ITSIK DANZIGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM F. SORIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAZ ALON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KOBI ALEXANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN H. FRIEDMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RON HIRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: ADOPTION AND APPROVAL OF THE COMPANY'S 2004 ISSUER YES AGAINST AGAINST
STOCK INCENTIVE COMPENSATION PLAN.
PROPOSAL #03: RATIFICATION OF THE ENGAGEMENT OF DELOITTE ISSUER YES FOR FOR
& TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING JANUARY 31, 2005.
- ----------------------------------------------------------------------------------------------------
Issuer: CONCORD EFS, INC.
Ticker: CE CUSIP: 206197105
Meeting Date 10/28/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO ADOPT THE AGREEMENT AND PLAN OF MERGER, ISSUER YES FOR FOR
DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION,
MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY
OF FIRST DATA CORPORATION, AND CONCORD EFS, INC.
- ----------------------------------------------------------------------------------------------------
Issuer: CONCORD EFS, INC.
Ticker: CE CUSIP: 206197105
Meeting Date 2/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO ADOPT THE AGREEMENT AND PLAN OF MERGER, ISSUER YES FOR FOR
DATED AS OF APRIL 1, 2003, AS AMENDED BY THE AMENDMENT
AND ABEYANCE AGREEMENT, DATED AS OF DECEMBER 14, 2003,
AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY
CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA
CORPORATION, AND CONCORD EFS, INC.
- ----------------------------------------------------------------------------------------------------
Issuer: CONCURRENT COMPUTER CORPORATION
Ticker: CCUR CUSIP: 206710204
Meeting Date 10/21/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALEX B. BEST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES BLACKMON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVE G. NUSSRALLAH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. SHELTON JAMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE N. HAWTHORNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK A. BRYANT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. BRUNNER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: CONOCOPHILLIPS
Ticker: COP CUSIP: 20825C104
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM R. RHODES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STAPLETON ROY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. BOREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH R. HARKIN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: AUTHORIZE THE 2004 OMNIBUS STOCK AND ISSUER YES FOR FOR
PERFORMANCE INCENTIVE PLAN
PROPOSAL #04: OFFICER & DIRECTOR COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: COMMONSENSE EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #06: ANWR DRILLING SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: CORNING INCORPORATED
Ticker: GLW CUSIP: 219350105
Meeting Date 4/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WENDELL P. WEEKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANSEL E. TOOKES II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE C. SIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEREMY R. KNOWLES ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT
AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SEVERANCE SHAREHOLDER YES FOR AGAINST
AGREEMENTS WITH SENIOR EXECUTIVES.
- ----------------------------------------------------------------------------------------------------
Issuer: CUNO INCORPORATED
Ticker: CUNO CUSIP: 126583103
Meeting Date 3/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID L. SWIFT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK G. KACHUR ISSUER YES FOR FOR
PROPOSAL #02: REAPPROVE THE PERFORMANCE GOALS IN THE ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT INCENTIVE PLAN.
PROPOSAL #03: RATIFY SELECTION OF PRICEWATERHOUSECOOPERS, ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: CYMER, INC.
Ticker: CYMI CUSIP: 232572107
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CHARLES J. ABBE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL R. GAULKE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT P. AKINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM G. OLDHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER J. SIMONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: YOUNG K. SOHN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JON D. TOMPKINS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: EDWARD H. BRAUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE AN AMENDMENT TO CYMER'S 1996 ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN BY
200,000 SHARES.
PROPOSAL #03: TO RATIFY THE SELECTION OF KPMG LLP AS ISSUER YES AGAINST AGAINST
INDEPENDENT AUDITORS OF CYMER FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: DELTA AIR LINES, INC.
Ticker: DAL CUSIP: 247361108
Meeting Date 4/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOAN E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERALD GRINSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD H. BUDD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. GOODE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY D. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. SMITH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE M.C. FISHER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
PROPOSAL #03: RELATED TO CUMULATIVE VOTING FOR DIRECTORS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: RELATED TO RESTRICTED SHARE PROGRAMS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: RELATED TO RETIREMENT BENEFITS FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES.
PROPOSAL #06: RELATED TO PROHIBITION ON COMPENSATION SHAREHOLDER YES AGAINST FOR
INCREASES OR BENEFIT ENHANCEMENTS FOR EXECUTIVES.
- ----------------------------------------------------------------------------------------------------
Issuer: DENDREON CORPORATION
Ticker: DNDN CUSIP: 24823Q107
Meeting Date 7/29/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO APPROVE THE ISSUANCE OF SHARES OF ISSUER YES FOR FOR
DENDREON COMMON STOCK IN ACCORDANCE WITH THE TERMS OF THE
AGREEMENT AND PLAN OF MERGER BY AND AMONG DENDREON,
SEAHAWK ACQUISITION, INC., CHARGER PROJECT LLC, AND
CORVAS INTERNATIONAL, INC., AS MORE FULLY DESCRIBED IN
THE JOINT PROXY STATEMENT/PROSPECTUS.
ELECTION OF DIRECTOR: CHRISTOPHER S. HENNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. URDAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS WATSON ISSUER YES FOR FOR
PROPOSAL #03: TO APPROVE AMENDMENTS TO THE DENDREON 2000 ISSUER YES AGAINST AGAINST
EQUITY INCENTIVE PLAN, AS MORE FULLY DESCRIBED IN THE
JOINT PROXY STATEMENT/ PROSPECTUS.
PROPOSAL #04: TO APPROVE AMENDMENTS TO THE EQUITY ISSUER YES AGAINST AGAINST
INCENTIVE PLAN TO INCREASE THE ANNUAL OPTION GRANT
AUTOMATICALLY MADE TO EACH NON-EMPLOYEE DIRECTOR BY 2,500
SHARES AND EXTEND THE TERMS OF EACH ANNUAL GRANT TO
NON-EMPLOYEE DIRECTORS BY FIVE YEARS.
PROPOSAL #05: TO RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS OF DENDREON FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2003.
- ----------------------------------------------------------------------------------------------------
Issuer: DENDREON CORPORATION
Ticker: DNDN CUSIP: 24823Q107
Meeting Date 6/16/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DOUGLAS WATSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GERARDO CANET ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BOGDAN DZIURZYNSKI ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: EBAY INC.
Ticker: EBAY CUSIP: 278642103
Meeting Date 6/24/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PHILIPPE BOURGUIGNON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MARGARET C. WHITMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. TIERNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF AMENDMENTS TO OUR 1999 GLOBAL ISSUER YES AGAINST AGAINST
EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE
BY 6,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT
MAY BE ISSUED UNDER OUR 1999 PLAN.
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO OUR 2001 EQUITY ISSUER YES AGAINST AGAINST
INCENTIVE PLAN TO INCREASE BY 18,000,000 THE NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2001
PLAN.
PROPOSAL #04: APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE ISSUER YES AGAINST AGAINST
OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM 900,000,000 TO 1,790,000,000
SHARES.
PROPOSAL #05: RATIFICATION OF SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS
FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING THE SHAREHOLDER YES FOR AGAINST
EXPENSING OF STOCK OPTIONS.
- ----------------------------------------------------------------------------------------------------
Issuer: EDWARDS LIFESCIENCES CORPORATION
Ticker: EW CUSIP: 28176E108
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: VERNON R. LOUCKS JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AMENDMENT AND RESTATEMENT ISSUER YES AGAINST AGAINST
OF THE NONEMPLOYEE DIRECTORS AND CONSULTANTS STOCK
INCENTIVE PROGRAM
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
- ----------------------------------------------------------------------------------------------------
Issuer: ELI LILLY AND COMPANY
Ticker: LLY CUSIP: 532457108
Meeting Date 4/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: F.G. PRENDERGAST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. BISCHOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.C. BEERING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT BY THE ISSUER YES FOR FOR
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: APPROVE THE ELI LILLY AND COMPANY BONUS ISSUER YES FOR FOR
PLAN.
PROPOSAL #04: PROPOSAL BY SHAREHOLDERS THAT THE BOARD SHAREHOLDER YES AGAINST FOR
ADOPT A COMPENSATION PROGRAM LIMITING THE COMPENSATION OF
SENIOR EXECUTIVES TO SPECIFIED LEVELS.
PROPOSAL #05: PROPOSAL BY SHAREHOLDERS THAT THE BOARD SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
- ----------------------------------------------------------------------------------------------------
Issuer: FAMILY DOLLAR STORES, INC.
Ticker: FDO CUSIP: 307000109
Meeting Date 1/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: EDWARD C. DOLBY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES G. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK R. BERNSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHARON ALLRED DECKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE R. MAHONEY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HOWARD R. LEVINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GLENN A. EISENBERG ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE FAMILY DOLLAR 2000 OUTSIDE ISSUER YES FOR FOR
DIRECTORS PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS.
- ----------------------------------------------------------------------------------------------------
Issuer: FEDEX CORPORATION
Ticker: FDX CUSIP: 31428X106
Meeting Date 9/29/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN A. EDWARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AUGUST A. BUSCH IV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE J. MITCHELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF INCENTIVE STOCK PLAN. ISSUER YES FOR FOR
PROPOSAL #03: RATIFICATION OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR AGAINST
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
- ----------------------------------------------------------------------------------------------------
Issuer: FIRST DATA CORPORATION
Ticker: FDC CUSIP: 319963104
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HENRY C. DUQUES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES T. FOTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOAN E. SPERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD P. KIPHART ISSUER YES FOR FOR
PROPOSAL #02: THE RATIFICATION OF THE SELECTION OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
2004.
- ----------------------------------------------------------------------------------------------------
Issuer: GUIDANT CORPORATION
Ticker: GDT CUSIP: 401698105
Meeting Date 5/18/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RONALD W. DOLLENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MAURICE A. COX, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KRISTINA M. JOHNSON PHD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NANCY-ANN MIN DEPARLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ENRIQUE C. FALLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST & ISSUER YES AGAINST AGAINST
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: PROPOSAL BY SHAREHOLDER THAT THE BOARD SHAREHOLDER YES FOR AGAINST
ADOPT A POLICY OF EXPENSING IN THE COMPANY'S ANNUAL
INCOME STATEMENT THE COST OF ALL FUTURE STOCK OPTIONS
ISSUED BY THE COMPANY.
- ----------------------------------------------------------------------------------------------------
Issuer: HANOVER COMPRESSOR COMPANY
Ticker: HC CUSIP: 410768105
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: STEPHEN M. PAZUK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON T. HALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT R. FURGASON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARET K. DORMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHAD C. DEATON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I. JON BRUMLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VICTOR E. GRIJALVA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALVIN V. SHOEMAKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TED COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF REAPPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP
- ----------------------------------------------------------------------------------------------------
Issuer: HEWLETT-PACKARD COMPANY
Ticker: HPQ CUSIP: 428236103
Meeting Date 3/17/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: P.C. DUNN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.T. BABBIO, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.E. KNOWLING, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.A. KEYWORTH II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.S. FIORINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. HACKBORN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.L. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.S. SALHANY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.M. LITVACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY ERNST & YOUNG LLP AS ISSUER YES FOR FOR
HEWLETT-PACKARD COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2004.
PROPOSAL #03: APPROVAL OF THE HEWLETT-PACKARD COMPANY ISSUER YES FOR FOR
2004 STOCK INCENTIVE PLAN
PROPOSAL #04: SHAREOWNER PROPOSAL ENTITLED STOCK OPTION SHAREHOLDER YES FOR AGAINST
EXPENSING PROPOSAL
- ----------------------------------------------------------------------------------------------------
Issuer: ICOS CORPORATION
Ticker: ICOS CUSIP: 449295104
Meeting Date 5/14/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: VAUGHN D. BRYSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL N. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT W. PANGIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GATES III ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS ICOS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING PERFORMANCE SHAREHOLDER YES AGAINST FOR
AND TIME-BASED RESTRICTED SHARES.
- ----------------------------------------------------------------------------------------------------
Issuer: IDEC PHARMACEUTICALS CORPORATION
Ticker: IDPH CUSIP: 449370105
Meeting Date 11/12/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: PROPOSAL TO APPROVE THE ISSUANCE OF SHARES ISSUER YES FOR FOR
OF IDEC PHARMACEUTICALS CORPORATION COMMON STOCK UNDER
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 20,
2003, BY AND AMONG IDEC, BRIDGES MERGER CORPORATION AND
BIOGEN, INC.
PROPOSAL #02: PROPOSAL TO AMEND IDEC PHARMACEUTICAL ISSUER YES FOR FOR
CORPORATION'S CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000 TO
1,000,000,000 AND TO CHANGE THE NAME OF THE CORPORATION
TO BIOGEN IDEC INC., EFFECTIVE UPON COMPLETION OF THE
MERGER.
PROPOSAL #03: PROPOSAL TO APPROVE THE 2003 OMNIBUS EQUITY ISSUER YES FOR FOR
PLAN, EFFECTIVE UPON COMPLETION OF THE MERGER.
PROPOSAL #04: PROPOSAL TO APPROVE THE PERFORMANCE BASED ISSUER YES FOR FOR
MANAGEMENT INCENTIVE PLAN, EFFECTIVE UPON COMPLETION OF
THE MERGER.
PROPOSAL #05: PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF ISSUER YES FOR FOR
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES IN FAVOR OF THE FOREGOING PROPOSALS.
- ----------------------------------------------------------------------------------------------------
Issuer: INPUT/OUTPUT, INC.
Ticker: IO CUSIP: 457652105
Meeting Date 6/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRUCE S. APPELBAUM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN MYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE THE ADOPTION OF THE ISSUER YES AGAINST AGAINST
INPUT/OUTPUT, INC. 2004 LONG-TERM INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS I/O'S INDEPENDENT AUDITORS
FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: INTEL CORPORATION
Ticker: INTC CUSIP: 458140100
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CRAIG R. BARRETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. THORNTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANE E. SHAW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. JOHN P. BROWNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW S. GROVE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: REED E. HUNDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. JAMES GUZY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID S. POTTRUCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL S. OTELLINI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #04: STOCKHOLDER PROPOSAL REQUESTING THE SHAREHOLDER YES FOR AGAINST
EXPENSING OF STOCK OPTIONS
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING THE USE OF SHAREHOLDER YES AGAINST FOR
PERFORMANCE-VESTING STOCK
PROPOSAL #06: STOCKHOLDER PROPOSAL REQUESTING THE USE OF SHAREHOLDER YES AGAINST FOR
PERFORMANCE-BASED STOCK OPTIONS
- ----------------------------------------------------------------------------------------------------
Issuer: INTERACTIVECORP
Ticker: IACI CUSIP: 45840Q101
Meeting Date 6/23/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT R. BENNETT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: EDGAR BRONFMAN, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DONALD R. KEOUGH* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DIANE VON FURSTENBERG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GEN. H.N. SCHWARZKOPF* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BARRY DILLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD N. BARTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARIE-JOSEE KRAVIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN C. MALONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN RATTNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN G. SPOON* ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: VICTOR A. KAUFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: THE PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004
- ----------------------------------------------------------------------------------------------------
Issuer: INTERSIL CORPORATION
Ticker: ISIL CUSIP: 46069S109
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GREGORY L. WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. BEYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. ROBERT W. CONN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY E. GIST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES V. DILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT N. POKELWALDT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES A. URRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAN PEETERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF INDEPENDENT ACCOUNTANTS ISSUER YES AGAINST AGAINST
PROPOSAL #03: INCREASE OF THE NUMBER OF SHARES AUTHORIZED ISSUER YES FOR FOR
FOR ISSUANCE UNDER THE 1999 EQUITY COMPENSATION PLAN
FROM 17,500,000 TO 22,250,000
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Issuer: IONICS, INCORPORATED
Ticker: ION CUSIP: 462218108
Meeting Date 2/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO APPROVE ISSUANCE OF UP TO 4,905,660 ISSUER YES FOR FOR
SHARES OF IONICS COMMON STOCK IN CONNECTION WITH IONICS
PROPOSED ACQUISITION OF THE ECOLOCHEM COMPANIES.
PROPOSAL #02: TO APPROVE AN AMENDMENT TO IONICS ARTICLES ISSUER YES AGAINST AGAINST
OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 55,000,000 TO 100,000,000.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO THE IONICS 1997 ISSUER YES AGAINST AGAINST
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE THEREUNDER BY 1,200,000 SHARES.
PROPOSAL #04: TO APPROVE AN AMENDMENT TO THE IONICS 1997 ISSUER YES AGAINST AGAINST
STOCK INCENTIVE PLAN TO AUTHORIZE GRANTS OF RESTRICTED
STOCK THEREUNDER.
- ----------------------------------------------------------------------------------------------------
Issuer: IONICS, INCORPORATED
Ticker: ION CUSIP: 462218108
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM K. REILLY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEPHEN L. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALLEN S. WYETT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT H. TEMKIN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: LANDEC CORPORATION
Ticker: LNDC CUSIP: 514766104
Meeting Date 10/16/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: THE AMENDMENT OF THE BYLAWS OF THE COMPANY ISSUER YES FOR FOR
TO CHANGE THE NUMBER OF DIRECTORS OF THE COMPANY TO NOT
LESS THAN FIVE (5) NOR MORE THAN NINE (9) AND TO FIX THE
EXACT NUMBER OF DIRECTORS AT EIGHT (8).
ELECTION OF DIRECTOR: GARY T. STEELE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KIRBY L. CRAMER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD DULUDE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: NICHOLAS TOMPKINS* ISSUER YES FOR FOR
PROPOSAL #03: THE APPROVAL OF THE AMENDMENT OF THE ISSUER YES AGAINST AGAINST
COMPANY'S 1995 DIRECTORS STOCK OPTION PLAN TO (A) EXTEND
THE TERM OF THE PLAN FOR AN ADDITIONAL FIVE YEARS AND (B)
INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER BY 400,000 SHARES FROM 400,000 TO 800,000.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 30, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC CUSIP: 518415104
Meeting Date 5/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CYRUS Y. TSUI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK O. HATFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO APPROVE AN AMENDMENT TO THE ISSUER YES FOR FOR
1990 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER.
PROPOSAL #03: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS LATTICE'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 1, 2005.
- ----------------------------------------------------------------------------------------------------
Issuer: LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND CUSIP: 53220K207
Meeting Date 6/11/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN GROOM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID E. ROBINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. ROCCA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CARL PECK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. KOZARICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY F. BLISSENBACH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IRVING S. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALEXANDER D. CROSS ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENT OF 2002 STOCK OPTION/STOCK ISSUER YES FOR FOR
ISSUANCE PLAN.
PROPOSAL #03: AMENDMENT TO COMPANY'S AMENDED AND RESTATED ISSUER YES AGAINST AGAINST
CERTIFICATE OF INCORPORATION.
PROPOSAL #04: APPOINTMENT OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: LINENS 'N THINGS, INC.
Ticker: LIN CUSIP: 535679104
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT KAMERSCHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STANLEY P. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE ADOPTION OF THE 2004 STOCK ISSUER YES FOR FOR
AWARD AND INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: LOWE'S COMPANIES, INC.
Ticker: LOW CUSIP: 548661107
Meeting Date 5/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT A. NIBLOCK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN F. PAGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAWN E. HUDSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT L. TILLMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEONARD L. BERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARSHALL O. LARSEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL FULTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------
Issuer: MACROVISION CORPORATION
Ticker: MVSN CUSIP: 555904101
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MATT CHRISTIANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. KREPICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONNA S. BIRKS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM N. STIRLEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: THOMAS WERTHEIMER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEVEN G. BLANK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN O. RYAN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF KPMG LLP AS ISSUER YES FOR FOR
MACROVISION'S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: MATTEL, INC.
Ticker: MAT CUSIP: 577081102
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RONALD L. SARGENT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. VOGELSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE P. BEARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. CRAIG SULLIVAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TULLY M. FRIEDMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. DOLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. ANDREA L. RICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT A. ECKERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD M. LOEB ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS MATTEL'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING MANAGEMENT SHAREHOLDER YES AGAINST FOR
COMPENSATION.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SERVICES SHAREHOLDER YES AGAINST FOR
PERFORMED BY INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: MAXTOR CORPORATION
Ticker: MXO CUSIP: 577729205
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL R. CANNON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PAUL J. TUFANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES M. BOESENBERG ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE ENGAGEMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 25, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: MBIA INC.
Ticker: MBI CUSIP: 55262C100
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CLAIRE L. GAUDIANI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBRA J. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDA S. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL P. KEARNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID C. CLAPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH W. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. EDWARD CHAPLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. ROLLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. DUNTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. LEBENTHAL ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: MICRON TECHNOLOGY, INC.
Ticker: MU CUSIP: 595112103
Meeting Date 11/21/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: THOMAS T. NICHOLSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES W. BAGLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT A. LOTHROP ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GORDON C. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM P. WEBER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEVEN R. APPLETON ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL BY THE COMPANY TO APPROVE AN ISSUER YES FOR FOR
AMENDMENT TO THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE
PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY 5,000,000 AND MAKING
CERTAIN OTHER CHANGES AS DESCRIBED IN THE PROXY STATEMENT
PROPOSAL #03: PROPOSAL BY THE COMPANY TO APPROVE AN ISSUER YES AGAINST AGAINST
AMENDMENT TO THE COMPANY'S 2001 STOCK OPTION PLAN
INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 17,000,000
PROPOSAL #04: PROPOSAL BY THE COMPANY TO RATIFY THE ISSUER YES FOR FOR
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2004
- ----------------------------------------------------------------------------------------------------
Issuer: MICROSOFT CORPORATION
Ticker: MSFT CUSIP: 594918104
Meeting Date 11/11/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES I. CASH JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM H. GATES III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JON A. SHIRLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WM. G. REED JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. MCLAUGHLIN KOROLOGOS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF THE AMENDMENTS TO THE 2001 ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #03: ADOPTION OF THE AMENDMENTS TO THE 1999 ISSUER YES AGAINST AGAINST
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS
PROPOSAL #04: SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS SHAREHOLDER YES ABSTAIN AGAINST
A VOTE AGAINST THIS PROPOSAL)
- ----------------------------------------------------------------------------------------------------
Issuer: MIDWEST AIR GROUP, INC.
Ticker: MEH CUSIP: 597911106
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN F. BERGSTROM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN W. WEEKLY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: FREDERICK P STRATTON JR ISSUER YES WITHHOLD AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: MIDWEST EXPRESS HOLDINGS, INC.
Ticker: MEH CUSIP: 597911106
Meeting Date 11/21/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: TO APPROVE THE ISSUANCE OF $10,000,000 ISSUER YES FOR FOR
AGGREGATE PRINCIPAL AMOUNT OF CONVERTIBLE SENIOR SECURED
NOTES AND THE ISSUANCE OF COMMON STOCK OF THE COMPANY
UPON CONVERSION OF SUCH NOTES.
PROPOSAL #02: TO APPROVE THE ISSUANCE OF 1,882,353 SHARES ISSUER YES FOR FOR
OF COMMON STOCK OF THE COMPANY.
PROPOSAL #03: TO APPROVE THE MIDWEST EXPRESS HOLDINGS, ISSUER YES FOR FOR
INC. 2003 ALL-EMPLOYEE STOCK OPTION PLAN.
PROPOSAL #04: TO APPROVE A PROPOSED AMENDMENT TO ARTICLE ISSUER YES FOR FOR
FOUR OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION
AUTHORIZING AN INCREASE IN THE NUMBER OF AUTHORIZED
SHARES OF THE COMPANY'S COMMON STOCK FROM 25,000,000 TO
50,000,000 WITH NO CHANGE IN THE NUMBER OF AUTHORIZED
SHARES OF PREFERRED STOCK.
- ----------------------------------------------------------------------------------------------------
Issuer: MILLIPORE CORPORATION
Ticker: MIL CUSIP: 601073109
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT C. BISHOP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL BELLUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD M. SCOLNICK ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: MINERALS TECHNOLOGIES INC.
Ticker: MTX CUSIP: 603158106
Meeting Date 5/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PAUL R. SAUERACKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STIVERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. CURCIO ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF AUDITORS. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: MONSANTO COMPANY
Ticker: MON CUSIP: 61166W101
Meeting Date 1/29/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: FRANK V. ATLEE III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHARON R. LONG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GWENDOLYN S. KING ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS
PROPOSAL #03: APPROVAL OF AMENDMENTS TO LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #04: APPROVAL OF SHAREOWNER PROPOSAL ONE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #05: APPROVAL OF SHAREOWNER PROPOSAL TWO SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: APPROVAL OF SHAREOWNER PROPOSAL THREE SHAREHOLDER YES AGAINST FOR
- ----------------------------------------------------------------------------------------------------
Issuer: MOTOROLA, INC.
Ticker: MOT CUSIP: 620076109
Meeting Date 5/3/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: W. MASSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: H.L. FULLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. LEWENT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. ZANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I. NOOYI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: N. NEGROPONTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. SCOTT III ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D. WARNER III ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: M. ZAFIROVSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. PEPPER, JR. ISSUER YES FOR FOR
PROPOSAL #02: SHAREHOLDER PROPOSAL RE: COMMONSENSE SHAREHOLDER YES AGAINST FOR
EXECUTIVE COMPENSATION
PROPOSAL #03: SHAREHOLDER PROPOSAL RE: PERFORMANCE AND SHAREHOLDER YES AGAINST FOR
TIME-BASED RESTRICTED SHARES
- ----------------------------------------------------------------------------------------------------
Issuer: MURPHY OIL CORPORATION
Ticker: MUR CUSIP: 626717102
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: G.S. DEMBROSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.G. THEUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.P. DEMING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J.H. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. HERMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.M. MURPHY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: W.C. NOLAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.B. RAMBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.W. BLUE ISSUER YES FOR FOR
PROPOSAL #02: APPROVE THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: MYKROLIS CORPORATION
Ticker: MYK CUSIP: 62852P103
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL P.C. CAMS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT E. CALDWELL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD A. AURELIO ISSUER YES WITHHOLD AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: NETWORKS ASSOCIATES, INC.
Ticker: NET CUSIP: 640938106
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MR. DENIS O'LEARY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MR. ROBERT PANGIA ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MR. ROBERT DUTKOWSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE 1997 STOCK ISSUER YES AGAINST AGAINST
INCENTIVE PLAN TO PROHIBIT REPRICING OF OUTSTANDING STOCK
OPTIONS OR STOCK APPRECIATION RIGHTS WITHOUT STOCKHOLDER
APPROVAL AND TO REAPPROVE THE PERFORMANCE CRITERIA UNDER
THE 1997 STOCK INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: NOBLE ENERGY, INC.
Ticker: NBL CUSIP: 655044105
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DALE P. JONES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. CAWLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES D. DAVIDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE A. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KIRBY L. HEDRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD F. COX ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
PROPOSAL #03: PROPOSAL TO APPROVE THE AMENDMENT TO THE ISSUER YES FOR FOR
1988 NONQUALIFIED STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK OF THE COMPANY THAT MAY BE AWARDED BY STOCK OPTION
GRANTS FROM 550,000 TO 750,000.
PROPOSAL #04: PROPOSAL TO APPROVE THE MATERIAL TERMS OF ISSUER YES FOR FOR
THE PERFORMANCE GOALS APPLICABLE TO FUTURE GRANTS OF
RESTRICTED STOCK AND PERFORMANCE UNITS UNDER THE 2004
LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
- ----------------------------------------------------------------------------------------------------
Issuer: NORDSTROM, INC.
Ticker: JWN CUSIP: 655664100
Meeting Date 6/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J.N. NORDSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.E. OSBORNE, JR., PH.D ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. JACKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.D. RUCKELSHAUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. HERNANDEZ, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.W. GITTINGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.A. WINTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B.A. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE NORDSTROM, INC. 2004 EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #03: APPROVAL OF THE NORDSTROM, INC. EXECUTIVE ISSUER YES FOR FOR
MANAGEMENT GROUP BONUS PLAN
PROPOSAL #04: RATIFICATION OF THE APPOINTMENT OF AUDITORS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: NOVARTIS AG
Ticker: NVS CUSIP: 66987V109
Meeting Date 2/24/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: APPROVAL OF THE ANNUAL REPORT, THE ISSUER YES FOR FOR
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003.
PROPOSAL #02: APPROVAL OF THE ACTIVITIES OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS.
PROPOSAL #03: APPROPRIATION OF AVAILABLE EARNINGS OF ISSUER YES FOR FOR
NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF
DIVIDEND.
PROPOSAL #04: CONVERSION OF GENERAL RESERVES INTO FREE ISSUER YES FOR FOR
RESERVES.
PROPOSAL #05: REDUCTION OF SHARE CAPITAL. ISSUER YES FOR FOR
PROPOSAL #06: FURTHER SHARE REPURCHASE PROGRAM. ISSUER YES FOR FOR
PROPOSAL #07: AMENDMENT TO THE ARTICLES OF INCORPORATION. ISSUER YES FOR FOR
PROPOSAL #8A: ELECTION TO THE BOARD OF DIRECTORS. ISSUER YES FOR FOR
RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR
TERM.
PROPOSAL #8B: ELECTION TO THE BOARD OF DIRECTORS. ISSUER YES FOR FOR
RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR
TERM.
PROPOSAL #8C: ELECTION TO THE BOARD OF DIRECTORS. ISSUER YES ABSTAIN AGAINST
RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM.
PROPOSAL #9: APPOINTMENT OF THE AUDITORS AND THE GROUP ISSUER YES FOR FOR
AUDITORS.
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Issuer: OPTIMAL ROBOTICS CORP.
Ticker: OPMR CUSIP: 68388R208
Meeting Date 4/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: A RESOLUTION APPROVING THE ISSUANCE OF UP ISSUER YES FOR FOR
TO APPROXIMATELY 9,059,589 CLASS A SHARES OF OPTIMAL
PURSUANT TO THE AMALGAMATION AGREEMENT DATED MARCH 1,
2004 BETWEEN TERRA PAYMENTS INC., OPTIMAL AND, A
WHOLLY-OWNED SUBSIDIARY OF OPTIMAL, OPTIMAL PAYMENTS INC.
PROPOSAL #02: A SPECIAL RESOLUTION IN THE FORM OF ANNEX A ISSUER YES FOR FOR
TO THE ACCOMPANYING JOINT MANAGEMENT INFORMATION
CIRCULAR AND PROXY STATEMENT (THE JOINT PROXY STATEMENT )
AUTHORIZING THE SALE OF THE ASSETS OF OPTIMAL RELATING
TO ITS U-SCAN BUSINESS.
PROPOSAL #03: A SPECIAL RESOLUTION AUTHORIZING OPTIMAL TO ISSUER YES FOR FOR
CHANGE ITS CORPORATE NAME TO OPTIMAL GROUP INC. OR ANY
VARIATION THEREOF.
PROPOSAL #04: A SPECIAL RESOLUTION IN THE FORM OF ANNEX C ISSUER YES FOR FOR
TO THE JOINT PROXY STATEMENT AUTHORIZING OPTIMAL TO
AMEND ITS ARTICLES OF CONTINUANCE TO INCREASE THE MAXIMUM
NUMBER OF OPTIMAL DIRECTORS FROM NINE (9) TO THIRTEEN
(13).
PROPOSAL #05: THE ELECTION AS DIRECTORS OF THE MANAGEMENT ISSUER YES ABSTAIN AGAINST
NOMINEES REFERRED TO IN THE JOINT PROXY STATEMENT WHICH
ACCOMPANIES THE NOTICE.
PROPOSAL #06: THE APPOINTMENT OF KPMG LLP, CHARTERED ISSUER YES ABSTAIN AGAINST
ACCOUNTANTS, AS THE INDEPENDENT AUDITORS AND TO FIX THEIR
REMUNERATION.
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Issuer: PALL CORPORATION
Ticker: PLL CUSIP: 696429307
Meeting Date 11/19/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MARCUS WILSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC KRASNOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL J. CARROLL, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: EDWARD L. SNYDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES D. WATSON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE 2004 EXECUTIVE INCENTIVE ISSUER YES FOR FOR
BONUS PLAN.
PROPOSAL #03: APPROVAL OF THE PROPOSED AMENDMENT TO THE ISSUER YES FOR FOR
MANAGEMENT STOCK PURCHASE PLAN.
PROPOSAL #04: APPROVAL OF THE PROPOSED AMENDMENT TO THE ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: PFIZER INC.
Ticker: PFE CUSIP: 717081103
Meeting Date 4/22/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: STANLEY O. IKENBERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANKLIN D. RAINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. LORCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL S. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-PAUL VALLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANA G. MEAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RUTH J. SIMMONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT N. BURT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. ANTHONY BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONSTANCE J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY A. MCKINNELL ISSUER YES FOR FOR
PROPOSAL #02: A PROPOSAL TO APPROVE THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS INDEPENDENT AUDITORS FOR 2004.
PROPOSAL #03: A PROPOSAL TO APPROVE THE PFIZER INC. 2004 ISSUER YES FOR FOR
STOCK PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING REVIEW OF SHAREHOLDER YES ABSTAIN AGAINST
THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY'S BUSINESS STRATEGY.
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
PROPOSAL #07: SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM SHAREHOLDER YES AGAINST FOR
LIMITS ON DIRECTORS.
PROPOSAL #08: SHAREHOLDER PROPOSAL REQUESTING A REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
INCREASING ACCESS TO PFIZER PRODUCTS.
PROPOSAL #09: SHAREHOLDER PROPOSAL ON STOCK OPTIONS. SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: SHAREHOLDER PROPOSAL ON IN VITRO TESTING. SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: PHARMACYCLICS, INC.
Ticker: PCYC CUSIP: 716933106
Meeting Date 12/11/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CRAIG C. TAYLOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. ROHN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD A. MILLER, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LORETTA M. ITRI, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MILES R. GILBURNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. LEVY, PH.D. ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
1995 STOCK OPTION PLAN (THE OPTION PLAN ), AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD CUSIP: 723787107
Meeting Date 5/13/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JAMES L. HOUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA K. LAWSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. HARTWELL GARDNER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF INDEPENDENT ISSUER YES FOR FOR
ACCOUNTANTS
- ----------------------------------------------------------------------------------------------------
Issuer: POGO PRODUCING COMPANY
Ticker: PPP CUSIP: 730448107
Meeting Date 4/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: PAUL G. VAN WAGENEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JERRY M. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE 2004 INCENTIVE PLAN AS MORE ISSUER YES FOR FOR
FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS TO
AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: RAMBUS INC.
Ticker: RMBS CUSIP: 750917106
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CHARLES GESCHKE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID MOORING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK HOROWITZ ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HAROLD HUGHES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE DUNLEVIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: RESEARCH IN MOTION LIMITED
Ticker: RIMM CUSIP: 760975102
Meeting Date 7/21/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #01: THE ELECTION AS DIRECTORS OF THE NOMINEES ISSUER YES ABSTAIN AGAINST
REFERRED TO IN THE MANAGEMENT INFORMATION CIRCULAR OF THE
COMPANY DATED MAY 30, 2003 (THE CIRCULAR ), NAMELY
JAMES BALSILLIE, MICHAEL LAZARIDIS, DOUGLAS FREGIN,
KENDALL CORK, DR. DOUGLAS WRIGHT, JAMES ESTILL AND JOHN
RICHARDSON.
PROPOSAL #02: THE APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
- ----------------------------------------------------------------------------------------------------
Issuer: REX STORES CORPORATION
Ticker: RSC CUSIP: 761624105
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: STUART A. ROSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT DAVIDOFF ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LAWRENCE TOMCHIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEE FISHER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHARLES A. ELCAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID S. HARRIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD M. KRESS ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: ROBERT HALF INTERNATIONAL INC.
Ticker: RHI CUSIP: 770323103
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: M. KEITH WADDELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. RYAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HAROLD M. MESSMER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD W. GIBBONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK P. FURTH ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ANDREW S. BERWICK, JR. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J. STEPHEN SCHAUB ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF AUDITOR. ISSUER YES FOR FOR
- ----------------------------------------------------------------------------------------------------
Issuer: ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL CUSIP: V7780T103
Meeting Date 5/25/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: TOR B. ARNEBERG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GERT W. MUNTHE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: THOMAS J. PRITZKER ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AMENDED AND RESTATED 2000 ISSUER YES FOR FOR
STOCK AWARD PLAN.
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF ISSUER YES ABSTAIN AGAINST
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: SABRE HOLDINGS CORPORATION
Ticker: TSG CUSIP: 785905100
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROYCE S. CALDWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL C. ELY, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GLENN W. MARSCHEL, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004.
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO THE EMPLOYEE ISSUER YES FOR FOR
STOCK PURCHASE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: SEPRACOR INC.
Ticker: SEPR CUSIP: 817315104
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ALAN A. STEIGROD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DIGBY W. BARRIOS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO APPROVE AN AMENDMENT TO OUR 2000 STOCK ISSUER YES AGAINST AGAINST
INCENTIVE PLAN INCREASING FROM 5,500,000 TO 8,000,000 THE
NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE 2000 PLAN.
PROPOSAL #03: TO RATIFY THE SELECTION BY OUR BOARD OF ISSUER YES FOR FOR
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
- ----------------------------------------------------------------------------------------------------
Issuer: SIGMA-ALDRICH CORPORATION
Ticker: SIAL CUSIP: 826552101
Meeting Date 5/4/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BARRETT A. TOAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. O'NEIL, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. PEDRO REINHARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEROME W. SANDWEISS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. DEAN SPATZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID R. HARVEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NINA V. FEDOROFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. LEE MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR
2004.
PROPOSAL #03: APPROVAL OF AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED
SHARES OF COMMON STOCK.
- ----------------------------------------------------------------------------------------------------
Issuer: SKYWORKS SOLUTIONS, INC.
Ticker: SWKS CUSIP: 83088M102
Meeting Date 3/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID J. MCLACHLAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: TIMOTHY R. FUREY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KEVIN L. BEEBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO RATIFY THE SELECTION OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS FOR THE COMPANY FOR FISCAL YEAR
2004.
PROPOSAL #03: TO TRANSACT SUCH OTHER BUSINESS AS MAY ISSUER YES AGAINST AGAINST
PROPERLY COME BEFORE THE 2004 ANNUAL MEETING AND ANY
ADJOURNMENT THEREOF.
- ----------------------------------------------------------------------------------------------------
Issuer: SPRINT CORPORATION
Ticker: FON CUSIP: 852061100
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LINDA KOCH LORIMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH A. HENRETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF SPRINT FOR 2004
PROPOSAL #03: STOCKHOLDER PROPOSAL CONCERNING STOCK SHAREHOLDER YES AGAINST FOR
OPTION INDEXING
PROPOSAL #04: STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT SHAREHOLDER YES AGAINST FOR
CHAIRMAN
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
OUTSOURCING OFF-SHORE
- ----------------------------------------------------------------------------------------------------
Issuer: SPRINT CORPORATION
Ticker: FON CUSIP: 852061506
Meeting Date 4/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA KOCH LORIMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBORAH A. HENRETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF SPRINT FOR 2004
PROPOSAL #03: STOCKHOLDER PROPOSAL CONCERNING STOCK SHAREHOLDER YES AGAINST FOR
OPTION INDEXING
PROPOSAL #04: STOCKHOLDER PROPOSAL CONCERNING CEO PAY CAP SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: STOCKHOLDER PROPOSAL CONCERNING INDEPENDENT SHAREHOLDER YES AGAINST FOR
CHAIRMAN
PROPOSAL #06: STOCKHOLDER PROPOSAL CONCERNING REPORT ON SHAREHOLDER YES ABSTAIN AGAINST
OUTSOURCING OFF-SHORE
- ----------------------------------------------------------------------------------------------------
Issuer: STRATTEC SECURITY CORPORATION
Ticker: STRT CUSIP: 863111100
Meeting Date 10/7/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT FEITLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: HAROLD M. STRATTON II ISSUER YES WITHHOLD AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: SYMANTEC CORPORATION
Ticker: SYMC CUSIP: 871503108
Meeting Date 8/21/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GEORGE REYES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TANIA AMOCHAEV ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BILL OWENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL H. SCHULMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID MAHONEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM COLEMAN ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF SYMANTEC'S AMENDED AND RESTATED ISSUER YES AGAINST AGAINST
CERTIFICATE OF INCORPORATION.
PROPOSAL #03: AMENDMENT OF SYMANTEC'S 1996 EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN TO ALLOW GRANTS OF RESTRICTED STOCK.
PROPOSAL #04: ADOPTION OF SYMANTEC'S SENIOR EXECUTIVE ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #05: RATIFICATION OF THE SELECTION OF KPMG LLP ISSUER YES FOR FOR
AS THE INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: TCF FINANCIAL CORPORATION
Ticker: TCB CUSIP: 872275102
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: LUELLA G. GOLDBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LYNN A. NAGORSKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE G. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH STRANGIS ISSUER YES FOR FOR
PROPOSAL #02: RE-APPROVAL OF THE TCF PERFORMANCE-BASED ISSUER YES FOR FOR
COMPENSATION POLICY FOR COVERED EXECUTIVE OFFICERS.
PROPOSAL #03: RENEWAL OF THE TCF INCENTIVE STOCK PROGRAM ISSUER YES FOR FOR
FOR AN ADDITIONAL TEN YEARS.
PROPOSAL #04: RE-APPROVAL OF THE PERFORMANCE-BASED GOALS ISSUER YES FOR FOR
AND LIMITS OF THE TCF INCENTIVE STOCK PROGRAM.
PROPOSAL #05: ADVISORY VOTE ON THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: TEKTRONIX, INC.
Ticker: TEK CUSIP: 879131100
Meeting Date 9/25/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GERRY B. CAMERON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CYRIL J. YANSOUNI ISSUER YES FOR FOR
PROPOSAL #02: SHAREHOLDER PROPOSAL REGARDING CHINA. SHAREHOLDER YES ABSTAIN AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: TETRA TECH, INC.
Ticker: TTEK CUSIP: 88162G103
Meeting Date 2/26/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: RICHARD H. TRULY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. CHRISTOPHER LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK C. HADEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES J. SHELTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL A. WHALEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH M. GRANT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LI-SAN HWANG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. JASKA ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR FISCAL 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN CUSIP: 882508104
Meeting Date 4/15/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: D.L. BOREN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: C.T. WHITMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.R. ADAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.R. SANDERS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D.R. GOODE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: R.K. TEMPLETON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.J. SIMMONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G.W. FRONTERHOUSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.J. ENGIBOUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.A. CARP ISSUER YES FOR FOR
PROPOSAL #02: BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR 2004.
PROPOSAL #03: STOCKHOLDER PROPOSAL REGARDING EXPENSING OF SHAREHOLDER YES FOR AGAINST
STOCK OPTIONS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE DESCARTES SYSTEMS GROUP INC.
Ticker: DSGX CUSIP: 249906108
Meeting Date 7/21/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #A: THE ELECTION OF THE PERSONS NOMINATED AS ISSUER YES ABSTAIN AGAINST
DIRECTORS OF THE CORPORATION AS LISTED IN THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
PROPOSAL #B: THE APPOINTMENT OF DELOITTE & TOUCHE LLP, ISSUER YES FOR FOR
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND
THE AUTHORIZATION OF THE BOARD OF DIRECTORS OF THE
CORPORATION TO FIX THE REMUNERATION OF THE AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE DESCARTES SYSTEMS GROUP INC.
Ticker: DSGX CUSIP: 249906108
Meeting Date 6/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
PROPOSAL #A: THE ELECTION OF THE PERSONS NOMINATED AS ISSUER YES ABSTAIN AGAINST
DIRECTORS OF THE CORPORATION AS LISTED IN THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
PROPOSAL #B: THE APPOINTMENT OF DELOITTE & TOUCHE LLP, ISSUER YES AGAINST AGAINST
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND
THE AUTHORIZATION OF THE BOARD OF DIRECTORS OF THE
CORPORATION TO FIX THE REMUNERATION OF THE AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: THE DIRECTV GROUP, INC.
Ticker: DTV CUSIP: 25459L106
Meeting Date 6/2/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: CHARLES R. LEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NEIL R. AUSTRIAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE 2004 STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF THE EXECUTIVE OFFICER CASH ISSUER YES FOR FOR
BONUS PLAN
PROPOSAL #04: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT PUBLIC ACCOUNTANTS
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Issuer: THE DRESS BARN, INC.
Ticker: DBRN CUSIP: 261570105
Meeting Date 11/19/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN USDAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID R. JAFFE ISSUER YES WITHHOLD AGAINST
- ----------------------------------------------------------------------------------------------------
Issuer: THE MEN'S WEARHOUSE, INC.
Ticker: MW CUSIP: 587118100
Meeting Date 7/1/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: MICHAEL L. RAY, PH.D. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RINALDO S. BRUTOCO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID H. EDWAB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE ZIMMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON I. STEIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KATHLEEN MASON ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL REGARDING A CODE OF CONDUCT BASED SHAREHOLDER YES ABSTAIN AGAINST
ON THE UNITED NATION'S INTERNATIONAL LABOR ORGANIZATION'S
STANDARDS FOR WORKERS RIGHTS.
PROPOSAL #03: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES AGAINST AGAINST
DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
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Issuer: THE MEN'S WEARHOUSE, INC.
Ticker: MW CUSIP: 587118100
Meeting Date 6/30/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID H. EDWAB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM B. SECHREST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON I. STEIN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MICHAEL L. RAY, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE ZIMMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KATHLEEN MASON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEEPAK CHOPRA, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #02: A PROPOSAL TO ADOPT THE COMPANY'S 2004 ISSUER YES FOR FOR
LONG-TERM INCENTIVE PLAN.
PROPOSAL #03: A PROPOSAL TO AMEND AND RESTATE THE ISSUER YES FOR FOR
COMPANY'S 1996 LONG-TERM INCENTIVE PLAN TO ADD STOCK
APPRECIATION RIGHTS, RESTRICTED STOCK AND PERFORMANCE
BASED AWARDS TO THE POSSIBLE AWARDS WHICH MAY BE GRANTED
PURSUANT TO SUCH PLAN.
PROPOSAL #04: A PROPOSAL TO AMEND AND RESTATE THE ISSUER YES FOR FOR
COMPANY'S 1992 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN TO
ADD STOCK APPRECIATION RIGHTS AND RESTRICTED STOCK TO
THE POSSIBLE AWARDS WHICH MAY BE GRANTED PURSUANT TO SUCH
PLAN.
PROPOSAL #05: PROPOSAL REGARDING A CODE OF CONDUCT BASED SHAREHOLDER YES ABSTAIN AGAINST
ON THE UNITED NATION'S INTERNATIONAL LABOR ORGANIZATION'S
STANDARDS FOR WORKERS RIGHTS.
PROPOSAL #06: PROPOSAL REGARDING THE ADOPTION OF A POLICY SHAREHOLDER YES AGAINST FOR
OF NOMINATING INDEPENDENT DIRECTORS WHO, IF ELECTED BY
THE SHAREHOLDERS, WOULD CONSTITUTE TWO-THIRDS OF THE
BOARD OF DIRECTORS OF THE COMPANY.
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Issuer: THE TJX COMPANIES, INC.
Ticker: TJX CUSIP: 872540109
Meeting Date 6/1/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: GARY L. CRITTENDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDMOND J. ENGLISH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD G. LESSER ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENTS TO THE STOCK INCENTIVE PLAN. ISSUER YES AGAINST AGAINST
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING ILO SHAREHOLDER YES ABSTAIN AGAINST
STANDARDS CODE OF CONDUCT AND INDEPENDENT MONITORING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING BOARD REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON VENDOR COMPLIANCE PROGRAM.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER YES FOR AGAINST
DECLASSIFICATION OF ELECTION OF DIRECTORS.
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Issuer: THOMAS & BETTS CORPORATION
Ticker: TNB CUSIP: 884315102
Meeting Date 5/5/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: K.R. MASTERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. KENKEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.K. DUNNIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.H. DREW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.B. KALICH SR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. RICHARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J. PILEGGI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.K. HAUSWALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.H. WALTRIP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.D. STEVENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.L. STEAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. JERNIGAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS
PROPOSAL #03: MANAGEMENT INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #04: EQUITY COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #05: NON EMPLOYEE DIRECTORS EQUITY COMPENSATION ISSUER YES FOR FOR
PLAN
- ----------------------------------------------------------------------------------------------------
Issuer: THQ INC.
Ticker: THQI CUSIP: 872443403
Meeting Date 8/12/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: BRIAN J. FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY T. DENERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. GREGORY BALLARD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES L. WHIMS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: BRIAN DOUGHERTY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LAWRENCE BURSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF THE INDEPENDENT AUDITORS: ISSUER YES AGAINST AGAINST
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S FISCAL
YEAR ENDING MARCH 31, 2004.
PROPOSAL #03: APPROVAL OF THE AMENDMENT OF OUR 1997 STOCK ISSUER YES AGAINST AGAINST
OPTION PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE AND TO AUTHORIZE THE GRANT OF PARS UNDER
SUCH PLAN.
PROPOSAL #04: APPROVAL OF THE AMENDMENTS TO OUR 1997 ISSUER YES FOR FOR
STOCK OPTION PLAN AND OUR NONEXECUTIVE EMPLOYEE STOCK
OPTION PLAN TO AUTHORIZE AN OPTION EXCHANGE PROGRAM.
- ----------------------------------------------------------------------------------------------------
Issuer: TIFFANY & CO.
Ticker: TIF CUSIP: 886547108
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: J. THOMAS PRESBY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. SHUTZER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROSE MARIE BRAVO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: SAMUEL L. HAYES III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. QUINN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES K. MARQUIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. CHANEY ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE
COMPANY'S FISCAL 2004 FINANCIAL STATEMENTS.
- ----------------------------------------------------------------------------------------------------
Issuer: TOMMY HILFIGER CORPORATION
Ticker: TOM CUSIP: G8915Z102
Meeting Date 11/3/2003 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: DAVID F. DYER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CLINTON V. SILVER ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF THE TOMMY HILFIGER CORPORATION ISSUER YES FOR FOR
2003 INCENTIVE COMPENSATION PLAN.
PROPOSAL #03: RATIFY THE APPOINTMENT OF ISSUER YES AGAINST AGAINST
PRICEWATERHOUSECOOPERS LLC AS INDEPENDENT AUDITORS.
- ----------------------------------------------------------------------------------------------------
Issuer: TRIMBLE NAVIGATION LIMITED
Ticker: TRMB CUSIP: 896239100
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JOHN B. GOODRICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM HART ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ULF J. JOHANSSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT S. COOPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRADFORD W. PARKINSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEVEN W. BERGLUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICKOLAS W. VANDE STEEG ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN INCREASE OF 1,500,000 SHARES ISSUER YES FOR FOR
IN THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE 2002 STOCK PLAN.
PROPOSAL #03: TO APPROVE AN INCREASE OF 300,000 SHARES IN ISSUER YES FOR FOR
THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR PURCHASE UNDER THE 1988 EMPLOYEE STOCK
PURCHASE PLAN.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES AGAINST AGAINST
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: UNION PACIFIC CORPORATION
Ticker: UNP CUSIP: 907818108
Meeting Date 4/16/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: S.R. ROGEL ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: M.W. MCCONNELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E. ZEDILLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.F. ECCLES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: I.J. EVANS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.W. DUNHAM ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: J.R. HOPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: P.F. ANSCHUTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.K. DAVIDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.J. DONOHUE ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: ADOPT THE UNION PACIFIC CORPORATION 2004 ISSUER YES AGAINST AGAINST
STOCK INCENTIVE PLAN.
PROPOSAL #03: RATIFY APPOINTMENT OF DELOITTE & TOUCHE AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVE EQUITY PLANS.
PROPOSAL #05: SHAREHOLDER PROPOSAL REGARDING POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
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Issuer: UNITED PARCEL SERVICE, INC.
Ticker: UPS CUSIP: 911312106
Meeting Date 5/6/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT M. TEETER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN M. LIVERMORE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LEA N. SOUPATA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VICTOR A. PELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY E. MACDOUGAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES P. KELLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CAROL B. TOME ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CALVIN DARDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF DELOITTE ISSUER YES AGAINST AGAINST
& TOUCHE LLP, INDEPENDENT AUDITORS, AS UPS'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: VARCO INTERNATIONAL, INC.
Ticker: VRC CUSIP: 922122106
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: JEFFERY A. SMISEK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREG L. ARMSTRONG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC L. MATTSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS E. SWANSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.E. SIMMONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. LAULETTA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. KERTSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GEORGE S. DOTSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES D. WOODS ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE EMPLOYEE ISSUER YES FOR FOR
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED BY 900,000 SHARES.
PROPOSAL #03: TO RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS VARCO'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: VERISIGN, INC.
Ticker: VRSN CUSIP: 92343E102
Meeting Date 5/27/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGORY L. REYES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: D. JAMES BIDZOS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
- ----------------------------------------------------------------------------------------------------
Issuer: W.W. GRAINGER, INC.
Ticker: GWW CUSIP: 384802104
Meeting Date 4/28/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: NEIL S. NOVICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WESLEY M. CLARK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILBUR H. GANTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD L. KEYSER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK A. KREHBIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. MCCARTER, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JANIECE S. WEBB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN P. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID W. GRAINGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAROLD B. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES D. SLAVIK ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT ISSUER YES FOR FOR
THORNTON LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
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Issuer: WEIGHT WATCHERS INTERNATIONAL, INC.
Ticker: WTW CUSIP: 948626106
Meeting Date 5/12/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: SAM K. REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIPPE J. AMOUYAL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA HUETT ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 1, 2005.
PROPOSAL #03: TO APPROVE THE COMPANY'S 2004 STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: XOMA LTD.
Ticker: XOMA CUSIP: G9825R107
Meeting Date 5/19/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: P.J. SCANNON, MD, PH.D ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DENMAN VAN NESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK J. ZENNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR KORNBERG, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES G. ANDRESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM K. BOWES, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN L. CASTELLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN C. MENDELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: PROPOSAL TO APPOINT ERNST & YOUNG LLP TO ISSUER YES FOR FOR
ACT AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR AND AUTHORIZE THE BOARD TO AGREE TO SUCH
AUDITORS FEE.
PROPOSAL #03: PROPOSAL TO AMEND THE TERMS OF THE ISSUER YES FOR FOR
COMPANY'S 1992 DIRECTORS PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #04: PROPOSAL TO AMEND THE TERMS OF THE ISSUER YES FOR FOR
COMPANY'S MANAGEMENT INCENTIVE COMPENSATION PLAN, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #05: PROPOSAL TO APPROVE THE ADOPTION OF THE ISSUER YES FOR FOR
COMPANY'S CEO INCENTIVE COMPENSATION PLAN.
- ----------------------------------------------------------------------------------------------------
Issuer: YUM! BRANDS, INC.
Ticker: YUM CUSIP: 988498101
Meeting Date 5/20/2004 For/Against
Proposal: Proposed by Voted? Vote Cast Mgmt
ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID C. NOVAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKIE TRUJILLO ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE PROPOSAL TO APPROVE THE ISSUER YES FOR FOR
COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLAN (PAGE 18
OF PROXY)
PROPOSAL #03: RATIFICATION OF INDEPENDENT AUDITORS (PAGE ISSUER YES FOR FOR
20 OF PROXY)
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO SMOKE-FREE SHAREHOLDER YES ABSTAIN AGAINST
FACILITIES (PAGE 21 OF PROXY)
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO A SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORT (PAGE 23 OF PROXY)
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO THE SHAREHOLDER YES ABSTAIN AGAINST
MACBRIDE PRINCIPLES (PAGE 26 OF PROXY)
PROPOSAL #07: SHAREHOLDER PROPOSAL RELATING TO A SHAREHOLDER YES ABSTAIN AGAINST
GENETICALLY ENGINEERED FOOD REPORT (PAGE 28 OF PROXY)
PROPOSAL #08: SHAREHOLDER PROPOSAL RELATING TO AN ANIMAL SHAREHOLDER YES ABSTAIN AGAINST
WELFARE STANDARDS REPORT (PAGE 31 OF PROXY)
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
VANGUARD HORIZON FUNDS
By: /s/John J. Brennan
(Heidi Stam)
John J. Brennan*
Chairman & Chief Executive Officer
Date: August 31, 2004
* By Power of Attorney. See File Number 2-57689, filed on December 26, 2002.
Incorporated by reference.
